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Deoxyribonucleic acid (/diːˈɒksɪˌraɪboʊnjuːˌkliːɪk, -ˌkleɪ-/ (listen);[1] DNA) is a molecule composed of two polynucleotide chains that coil around each other to form a double helix carrying genetic instructions for the development, functioning, growth and reproduction of all known organisms and many viruses. DNA and ribonucleic acid (RNA) are nucleic acids. Alongside proteins, lipids and complex carbohydrates (polysaccharides), nucleic acids are one of the four major types of macromolecules that are essential for all known forms of life.
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The two DNA strands are known as polynucleotides as they are composed of simpler monomeric units called nucleotides.[2][3] Each nucleotide is composed of one of four nitrogen-containing nucleobases (cytosine [C], guanine [G], adenine [A] or thymine [T]), a sugar called deoxyribose, and a phosphate group. The nucleotides are joined to one another in a chain by covalent bonds (known as the phospho-diester linkage) between the sugar of one nucleotide and the phosphate of the next, resulting in an alternating sugar-phosphate backbone. The nitrogenous bases of the two separate polynucleotide strands are bound together, according to base pairing rules (A with T and C with G), with hydrogen bonds to make double-stranded DNA. The complementary nitrogenous bases are divided into two groups, pyrimidines and purines. In DNA, the pyrimidines are thymine and cytosine; the purines are adenine and guanine.
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Both strands of double-stranded DNA store the same biological information. This information is replicated as and when the two strands separate. A large part of DNA (more than 98% for humans) is non-coding, meaning that these sections do not serve as patterns for protein sequences. The two strands of DNA run in opposite directions to each other and are thus antiparallel. Attached to each sugar is one of four types of nucleobases (informally, bases). It is the sequence of these four nucleobases along the backbone that encodes genetic information. RNA strands are created using DNA strands as a template in a process called transcription, where DNA bases are exchanged for their corresponding bases except in the case of thymine (T), for which RNA substitutes uracil (U).[4] Under the genetic code, these RNA strands specify the sequence of amino acids within proteins in a process called translation.
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Within eukaryotic cells, DNA is organized into long structures called chromosomes. Before typical cell division, these chromosomes are duplicated in the process of DNA replication, providing a complete set of chromosomes for each daughter cell. Eukaryotic organisms (animals, plants, fungi and protists) store most of their DNA inside the cell nucleus as nuclear DNA, and some in the mitochondria as mitochondrial DNA or in chloroplasts as chloroplast DNA.[5] In contrast, prokaryotes (bacteria and archaea) store their DNA only in the cytoplasm, in circular chromosomes. Within eukaryotic chromosomes, chromatin proteins, such as histones, compact and organize DNA. These compacting structures guide the interactions between DNA and other proteins, helping control which parts of the DNA are transcribed.
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DNA was first isolated by Friedrich Miescher in 1869. Its molecular structure was first identified by Francis Crick and James Watson at the Cavendish Laboratory within the University of Cambridge in 1953, whose model-building efforts were guided by X-ray diffraction data acquired by Raymond Gosling, who was a post-graduate student of Rosalind Franklin at King's College London. DNA is used by researchers as a molecular tool to explore physical laws and theories, such as the ergodic theorem and the theory of elasticity. The unique material properties of DNA have made it an attractive molecule for material scientists and engineers interested in micro- and nano-fabrication. Among notable advances in this field are DNA origami and DNA-based hybrid materials.[6]
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DNA is a long polymer made from repeating units called nucleotides, each of which is usually symbolized by a single letter: either A, T, C, or G.[7][8] The structure of DNA is dynamic along its length, being capable of coiling into tight loops and other shapes.[9] In all species it is composed of two helical chains, bound to each other by hydrogen bonds. Both chains are coiled around the same axis, and have the same pitch of 34 angstroms (Å) (3.4 nanometres). The pair of chains has a radius of 10 angstroms (1.0 nanometre).[10] According to another study, when measured in a different solution, the DNA chain measured 22 to 26 angstroms wide (2.2 to 2.6 nanometres), and one nucleotide unit measured 3.3 Å (0.33 nm) long.[11] Although each individual nucleotide is very small, a DNA polymer can be very large and contain hundreds of millions, such as in chromosome 1. Chromosome 1 is the largest human chromosome with approximately 220 million base pairs, and would be 85 mm long if straightened.[12]
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DNA does not usually exist as a single strand, but instead as a pair of strands that are held tightly together.[10][13] These two long strands coil around each other, in the shape of a double helix. The nucleotide contains both a segment of the backbone of the molecule (which holds the chain together) and a nucleobase (which interacts with the other DNA strand in the helix). A nucleobase linked to a sugar is called a nucleoside, and a base linked to a sugar and to one or more phosphate groups is called a nucleotide. A biopolymer comprising multiple linked nucleotides (as in DNA) is called a polynucleotide.[14]
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The backbone of the DNA strand is made from alternating phosphate and sugar groups.[15] The sugar in DNA is 2-deoxyribose, which is a pentose (five-carbon) sugar. The sugars are joined together by phosphate groups that form phosphodiester bonds between the third and fifth carbon atoms of adjacent sugar rings. These are known as the 3′-end (three prime end), and 5′-end (five prime end) carbons, the prime symbol being used to distinguish these carbon atoms from those of the base to which the deoxyribose forms a glycosidic bond. Therefore, any DNA strand normally has one end at which there is a phosphate group attached to the 5′ carbon of a ribose (the 5′ phosphoryl) and another end at which there is a free hydroxyl group attached to the 3′ carbon of a ribose (the 3′ hydroxyl). The orientation of the 3′ and 5′ carbons along the sugar-phosphate backbone confers directionality (sometimes called polarity) to each DNA strand. In a nucleic acid double helix, the direction of the nucleotides in one strand is opposite to their direction in the other strand: the strands are antiparallel. The asymmetric ends of DNA strands are said to have a directionality of five prime end (5′ ), and three prime end (3′), with the 5′ end having a terminal phosphate group and the 3′ end a terminal hydroxyl group. One major difference between DNA and RNA is the sugar, with the 2-deoxyribose in DNA being replaced by the alternative pentose sugar ribose in RNA.[13]
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The DNA double helix is stabilized primarily by two forces: hydrogen bonds between nucleotides and base-stacking interactions among aromatic nucleobases.[17] The four bases found in DNA are adenine (A), cytosine (C), guanine (G) and thymine (T). These four bases are attached to the sugar-phosphate to form the complete nucleotide, as shown for adenosine monophosphate. Adenine pairs with thymine and guanine pairs with cytosine, forming A-T and G-C base pairs.[18][19]
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The nucleobases are classified into two types: the purines, A and G, which are fused five- and six-membered heterocyclic compounds, and the pyrimidines, the six-membered rings C and T.[13] A fifth pyrimidine nucleobase, uracil (U), usually takes the place of thymine in RNA and differs from thymine by lacking a methyl group on its ring. In addition to RNA and DNA, many artificial nucleic acid analogues have been created to study the properties of nucleic acids, or for use in biotechnology.[20]
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Modified bases occur in DNA. The first of these recognised was 5-methylcytosine, which was found in the genome of Mycobacterium tuberculosis in 1925.[21] The reason for the presence of these noncanonical bases in bacterial viruses (bacteriophages) is to avoid the restriction enzymes present in bacteria. This enzyme system acts at least in part as a molecular immune system protecting bacteria from infection by viruses.[22] Modifications of the bases cytosine and adenine the more common and modified DNA bases plays vital roles in the epigenetic control of gene expression in plants and animals.[23]
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A number of non canonical bases are known to occur in DNA.[24] Most of these are modifications of the canonical bases plus uracil.
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Twin helical strands form the DNA backbone. Another double helix may be found tracing the spaces, or grooves, between the strands. These voids are adjacent to the base pairs and may provide a binding site. As the strands are not symmetrically located with respect to each other, the grooves are unequally sized. One groove, the major groove, is 22 angstroms (Å) wide and the other, the minor groove, is 12 Å wide.[25] The width of the major groove means that the edges of the bases are more accessible in the major groove than in the minor groove. As a result, proteins such as transcription factors that can bind to specific sequences in double-stranded DNA usually make contact with the sides of the bases exposed in the major groove.[26] This situation varies in unusual conformations of DNA within the cell (see below), but the major and minor grooves are always named to reflect the differences in size that would be seen if the DNA is twisted back into the ordinary B form.
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In a DNA double helix, each type of nucleobase on one strand bonds with just one type of nucleobase on the other strand. This is called complementary base pairing. Purines form hydrogen bonds to pyrimidines, with adenine bonding only to thymine in two hydrogen bonds, and cytosine bonding only to guanine in three hydrogen bonds. This arrangement of two nucleotides binding together across the double helix is called a Watson-Crick base pair. DNA with high GC-content is more stable than DNA with low GC-content. A Hoogsteen base pair is a rare variation of base-pairing.[27] As hydrogen bonds are not covalent, they can be broken and rejoined relatively easily. The two strands of DNA in a double helix can thus be pulled apart like a zipper, either by a mechanical force or high temperature.[28] As a result of this base pair complementarity, all the information in the double-stranded sequence of a DNA helix is duplicated on each strand, which is vital in DNA replication. This reversible and specific interaction between complementary base pairs is critical for all the functions of DNA in organisms.[8]
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As noted above, most DNA molecules are actually two polymer strands, bound together in a helical fashion by noncovalent bonds; this double-stranded (dsDNA) structure is maintained largely by the intrastrand base stacking interactions, which are strongest for G,C stacks. The two strands can come apart—a process known as melting—to form two single-stranded DNA (ssDNA) molecules. Melting occurs at high temperature, low salt and high pH (low pH also melts DNA, but since DNA is unstable due to acid depurination, low pH is rarely used).
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The stability of the dsDNA form depends not only on the GC-content (% G,C basepairs) but also on sequence (since stacking is sequence specific) and also length (longer molecules are more stable). The stability can be measured in various ways; a common way is the "melting temperature", which is the temperature at which 50% of the ds molecules are converted to ss molecules; melting temperature is dependent on ionic strength and the concentration of DNA. As a result, it is both the percentage of GC base pairs and the overall length of a DNA double helix that determines the strength of the association between the two strands of DNA. Long DNA helices with a high GC-content have stronger-interacting strands, while short helices with high AT content have weaker-interacting strands.[29] In biology, parts of the DNA double helix that need to separate easily, such as the TATAAT Pribnow box in some promoters, tend to have a high AT content, making the strands easier to pull apart.[30]
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In the laboratory, the strength of this interaction can be measured by finding the temperature necessary to break half of the hydrogen bonds, their melting temperature (also called Tm value). When all the base pairs in a DNA double helix melt, the strands separate and exist in solution as two entirely independent molecules. These single-stranded DNA molecules have no single common shape, but some conformations are more stable than others.[31]
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A DNA sequence is called a "sense" sequence if it is the same as that of a messenger RNA copy that is translated into protein.[32] The sequence on the opposite strand is called the "antisense" sequence. Both sense and antisense sequences can exist on different parts of the same strand of DNA (i.e. both strands can contain both sense and antisense sequences). In both prokaryotes and eukaryotes, antisense RNA sequences are produced, but the functions of these RNAs are not entirely clear.[33] One proposal is that antisense RNAs are involved in regulating gene expression through RNA-RNA base pairing.[34]
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A few DNA sequences in prokaryotes and eukaryotes, and more in plasmids and viruses, blur the distinction between sense and antisense strands by having overlapping genes.[35] In these cases, some DNA sequences do double duty, encoding one protein when read along one strand, and a second protein when read in the opposite direction along the other strand. In bacteria, this overlap may be involved in the regulation of gene transcription,[36] while in viruses, overlapping genes increase the amount of information that can be encoded within the small viral genome.[37]
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DNA can be twisted like a rope in a process called DNA supercoiling. With DNA in its "relaxed" state, a strand usually circles the axis of the double helix once every 10.4 base pairs, but if the DNA is twisted the strands become more tightly or more loosely wound.[38] If the DNA is twisted in the direction of the helix, this is positive supercoiling, and the bases are held more tightly together. If they are twisted in the opposite direction, this is negative supercoiling, and the bases come apart more easily. In nature, most DNA has slight negative supercoiling that is introduced by enzymes called topoisomerases.[39] These enzymes are also needed to relieve the twisting stresses introduced into DNA strands during processes such as transcription and DNA replication.[40]
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DNA exists in many possible conformations that include A-DNA, B-DNA, and Z-DNA forms, although, only B-DNA and Z-DNA have been directly observed in functional organisms.[15] The conformation that DNA adopts depends on the hydration level, DNA sequence, the amount and direction of supercoiling, chemical modifications of the bases, the type and concentration of metal ions, and the presence of polyamines in solution.[41]
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The first published reports of A-DNA X-ray diffraction patterns—and also B-DNA—used analyses based on Patterson transforms that provided only a limited amount of structural information for oriented fibers of DNA.[42][43] An alternative analysis was then proposed by Wilkins et al., in 1953, for the in vivo B-DNA X-ray diffraction-scattering patterns of highly hydrated DNA fibers in terms of squares of Bessel functions.[44] In the same journal, James Watson and Francis Crick presented their molecular modeling analysis of the DNA X-ray diffraction patterns to suggest that the structure was a double-helix.[10]
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Although the B-DNA form is most common under the conditions found in cells,[45] it is not a well-defined conformation but a family of related DNA conformations[46] that occur at the high hydration levels present in cells. Their corresponding X-ray diffraction and scattering patterns are characteristic of molecular paracrystals with a significant degree of disorder.[47][48]
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Compared to B-DNA, the A-DNA form is a wider right-handed spiral, with a shallow, wide minor groove and a narrower, deeper major groove. The A form occurs under non-physiological conditions in partly dehydrated samples of DNA, while in the cell it may be produced in hybrid pairings of DNA and RNA strands, and in enzyme-DNA complexes.[49][50] Segments of DNA where the bases have been chemically modified by methylation may undergo a larger change in conformation and adopt the Z form. Here, the strands turn about the helical axis in a left-handed spiral, the opposite of the more common B form.[51] These unusual structures can be recognized by specific Z-DNA binding proteins and may be involved in the regulation of transcription.[52] A 2020 study concluded that DNA turned right-handed due to ionization by cosmic rays.[53]
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For many years, exobiologists have proposed the existence of a shadow biosphere, a postulated microbial biosphere of Earth that uses radically different biochemical and molecular processes than currently known life. One of the proposals was the existence of lifeforms that use arsenic instead of phosphorus in DNA. A report in 2010 of the possibility in the bacterium GFAJ-1, was announced,[54][54][55] though the research was disputed,[55][56] and evidence suggests the bacterium actively prevents the incorporation of arsenic into the DNA backbone and other biomolecules.[57]
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At the ends of the linear chromosomes are specialized regions of DNA called telomeres. The main function of these regions is to allow the cell to replicate chromosome ends using the enzyme telomerase, as the enzymes that normally replicate DNA cannot copy the extreme 3′ ends of chromosomes.[58] These specialized chromosome caps also help protect the DNA ends, and stop the DNA repair systems in the cell from treating them as damage to be corrected.[59] In human cells, telomeres are usually lengths of single-stranded DNA containing several thousand repeats of a simple TTAGGG sequence.[60]
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These guanine-rich sequences may stabilize chromosome ends by forming structures of stacked sets of four-base units, rather than the usual base pairs found in other DNA molecules. Here, four guanine bases, known as a guanine tetrad, form a flat plate. These flat four-base units then stack on top of each other to form a stable G-quadruplex structure.[62] These structures are stabilized by hydrogen bonding between the edges of the bases and chelation of a metal ion in the centre of each four-base unit.[63] Other structures can also be formed, with the central set of four bases coming from either a single strand folded around the bases, or several different parallel strands, each contributing one base to the central structure.
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In addition to these stacked structures, telomeres also form large loop structures called telomere loops, or T-loops. Here, the single-stranded DNA curls around in a long circle stabilized by telomere-binding proteins.[64] At the very end of the T-loop, the single-stranded telomere DNA is held onto a region of double-stranded DNA by the telomere strand disrupting the double-helical DNA and base pairing to one of the two strands. This triple-stranded structure is called a displacement loop or D-loop.[62]
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In DNA, fraying occurs when non-complementary regions exist at the end of an otherwise complementary double-strand of DNA. However, branched DNA can occur if a third strand of DNA is introduced and contains adjoining regions able to hybridize with the frayed regions of the pre-existing double-strand. Although the simplest example of branched DNA involves only three strands of DNA, complexes involving additional strands and multiple branches are also possible.[65] Branched DNA can be used in nanotechnology to construct geometric shapes, see the section on uses in technology below.
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Several artificial nucleobases have been synthesized, and successfully incorporated in the eight-base DNA analogue named Hachimoji DNA. Dubbed S, B, P, and Z, these artificial bases are capable of bonding with each other in a predictable way (S–B and P–Z), maintain the double helix structure of DNA, and be transcribed to RNA. Their existence implies that there is nothing special about the four natural nucleobases that evolved on Earth.[66][67]
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The expression of genes is influenced by how the DNA is packaged in chromosomes, in a structure called chromatin. Base modifications can be involved in packaging, with regions that have low or no gene expression usually containing high levels of methylation of cytosine bases. DNA packaging and its influence on gene expression can also occur by covalent modifications of the histone protein core around which DNA is wrapped in the chromatin structure or else by remodeling carried out by chromatin remodeling complexes (see Chromatin remodeling). There is, further, crosstalk between DNA methylation and histone modification, so they can coordinately affect chromatin and gene expression.[68]
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For one example, cytosine methylation produces 5-methylcytosine, which is important for X-inactivation of chromosomes.[69] The average level of methylation varies between organisms—the worm Caenorhabditis elegans lacks cytosine methylation, while vertebrates have higher levels, with up to 1% of their DNA containing 5-methylcytosine.[70] Despite the importance of 5-methylcytosine, it can deaminate to leave a thymine base, so methylated cytosines are particularly prone to mutations.[71] Other base modifications include adenine methylation in bacteria, the presence of 5-hydroxymethylcytosine in the brain,[72] and the glycosylation of uracil to produce the "J-base" in kinetoplastids.[73][74]
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DNA can be damaged by many sorts of mutagens, which change the DNA sequence. Mutagens include oxidizing agents, alkylating agents and also high-energy electromagnetic radiation such as ultraviolet light and X-rays. The type of DNA damage produced depends on the type of mutagen. For example, UV light can damage DNA by producing thymine dimers, which are cross-links between pyrimidine bases.[76] On the other hand, oxidants such as free radicals or hydrogen peroxide produce multiple forms of damage, including base modifications, particularly of guanosine, and double-strand breaks.[77] A typical human cell contains about 150,000 bases that have suffered oxidative damage.[78] Of these oxidative lesions, the most dangerous are double-strand breaks, as these are difficult to repair and can produce point mutations, insertions, deletions from the DNA sequence, and chromosomal translocations.[79] These mutations can cause cancer. Because of inherent limits in the DNA repair mechanisms, if humans lived long enough, they would all eventually develop cancer.[80][81] DNA damages that are naturally occurring, due to normal cellular processes that produce reactive oxygen species, the hydrolytic activities of cellular water, etc., also occur frequently. Although most of these damages are repaired, in any cell some DNA damage may remain despite the action of repair processes. These remaining DNA damages accumulate with age in mammalian postmitotic tissues. This accumulation appears to be an important underlying cause of aging.[82][83][84]
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Many mutagens fit into the space between two adjacent base pairs, this is called intercalation. Most intercalators are aromatic and planar molecules; examples include ethidium bromide, acridines, daunomycin, and doxorubicin. For an intercalator to fit between base pairs, the bases must separate, distorting the DNA strands by unwinding of the double helix. This inhibits both transcription and DNA replication, causing toxicity and mutations.[85] As a result, DNA intercalators may be carcinogens, and in the case of thalidomide, a teratogen.[86] Others such as benzo[a]pyrene diol epoxide and aflatoxin form DNA adducts that induce errors in replication.[87] Nevertheless, due to their ability to inhibit DNA transcription and replication, other similar toxins are also used in chemotherapy to inhibit rapidly growing cancer cells.[88]
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DNA usually occurs as linear chromosomes in eukaryotes, and circular chromosomes in prokaryotes. The set of chromosomes in a cell makes up its genome; the human genome has approximately 3 billion base pairs of DNA arranged into 46 chromosomes.[89] The information carried by DNA is held in the sequence of pieces of DNA called genes. Transmission of genetic information in genes is achieved via complementary base pairing. For example, in transcription, when a cell uses the information in a gene, the DNA sequence is copied into a complementary RNA sequence through the attraction between the DNA and the correct RNA nucleotides. Usually, this RNA copy is then used to make a matching protein sequence in a process called translation, which depends on the same interaction between RNA nucleotides. In alternative fashion, a cell may simply copy its genetic information in a process called DNA replication. The details of these functions are covered in other articles; here the focus is on the interactions between DNA and other molecules that mediate the function of the genome.
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Genomic DNA is tightly and orderly packed in the process called DNA condensation, to fit the small available volumes of the cell. In eukaryotes, DNA is located in the cell nucleus, with small amounts in mitochondria and chloroplasts. In prokaryotes, the DNA is held within an irregularly shaped body in the cytoplasm called the nucleoid.[90] The genetic information in a genome is held within genes, and the complete set of this information in an organism is called its genotype. A gene is a unit of heredity and is a region of DNA that influences a particular characteristic in an organism. Genes contain an open reading frame that can be transcribed, and regulatory sequences such as promoters and enhancers, which control transcription of the open reading frame.
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In many species, only a small fraction of the total sequence of the genome encodes protein. For example, only about 1.5% of the human genome consists of protein-coding exons, with over 50% of human DNA consisting of non-coding repetitive sequences.[91] The reasons for the presence of so much noncoding DNA in eukaryotic genomes and the extraordinary differences in genome size, or C-value, among species, represent a long-standing puzzle known as the "C-value enigma".[92] However, some DNA sequences that do not code protein may still encode functional non-coding RNA molecules, which are involved in the regulation of gene expression.[93]
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Some noncoding DNA sequences play structural roles in chromosomes. Telomeres and centromeres typically contain few genes but are important for the function and stability of chromosomes.[59][95] An abundant form of noncoding DNA in humans are pseudogenes, which are copies of genes that have been disabled by mutation.[96] These sequences are usually just molecular fossils, although they can occasionally serve as raw genetic material for the creation of new genes through the process of gene duplication and divergence.[97]
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A gene is a sequence of DNA that contains genetic information and can influence the phenotype of an organism. Within a gene, the sequence of bases along a DNA strand defines a messenger RNA sequence, which then defines one or more protein sequences. The relationship between the nucleotide sequences of genes and the amino-acid sequences of proteins is determined by the rules of translation, known collectively as the genetic code. The genetic code consists of three-letter 'words' called codons formed from a sequence of three nucleotides (e.g. ACT, CAG, TTT).
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In transcription, the codons of a gene are copied into messenger RNA by RNA polymerase. This RNA copy is then decoded by a ribosome that reads the RNA sequence by base-pairing the messenger RNA to transfer RNA, which carries amino acids. Since there are 4 bases in 3-letter combinations, there are 64 possible codons (43 combinations). These encode the twenty standard amino acids, giving most amino acids more than one possible codon. There are also three 'stop' or 'nonsense' codons signifying the end of the coding region; these are the TAA, TGA, and TAG codons.
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Cell division is essential for an organism to grow, but, when a cell divides, it must replicate the DNA in its genome so that the two daughter cells have the same genetic information as their parent. The double-stranded structure of DNA provides a simple mechanism for DNA replication. Here, the two strands are separated and then each strand's complementary DNA sequence is recreated by an enzyme called DNA polymerase. This enzyme makes the complementary strand by finding the correct base through complementary base pairing and bonding it onto the original strand. As DNA polymerases can only extend a DNA strand in a 5′ to 3′ direction, different mechanisms are used to copy the antiparallel strands of the double helix.[98] In this way, the base on the old strand dictates which base appears on the new strand, and the cell ends up with a perfect copy of its DNA.
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Naked extracellular DNA (eDNA), most of it released by cell death, is nearly ubiquitous in the environment. Its concentration in soil may be as high as 2 μg/L, and its concentration in natural aquatic environments may be as high at 88 μg/L.[99] Various possible functions have been proposed for eDNA: it may be involved in horizontal gene transfer;[100] it may provide nutrients;[101] and it may act as a buffer to recruit or titrate ions or antibiotics.[102] Extracellular DNA acts as a functional extracellular matrix component in the biofilms of several bacterial species. It may act as a recognition factor to regulate the attachment and dispersal of specific cell types in the biofilm;[103] it may contribute to biofilm formation;[104] and it may contribute to the biofilm's physical strength and resistance to biological stress.[105]
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Cell-free fetal DNA is found in the blood of the mother, and can be sequenced to determine a great deal of information about the developing fetus.[106]
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Under the name of environmental DNA eDNA has seen increased use in the natural sciences as a survey tool for ecology, monitoring the movements and presence of species in water, air, or on land, and assessing an area's biodiversity.[107][108]
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All the functions of DNA depend on interactions with proteins. These protein interactions can be non-specific, or the protein can bind specifically to a single DNA sequence. Enzymes can also bind to DNA and of these, the polymerases that copy the DNA base sequence in transcription and DNA replication are particularly important.
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Structural proteins that bind DNA are well-understood examples of non-specific DNA-protein interactions. Within chromosomes, DNA is held in complexes with structural proteins. These proteins organize the DNA into a compact structure called chromatin. In eukaryotes, this structure involves DNA binding to a complex of small basic proteins called histones, while in prokaryotes multiple types of proteins are involved.[109][110] The histones form a disk-shaped complex called a nucleosome, which contains two complete turns of double-stranded DNA wrapped around its surface. These non-specific interactions are formed through basic residues in the histones, making ionic bonds to the acidic sugar-phosphate backbone of the DNA, and are thus largely independent of the base sequence.[111] Chemical modifications of these basic amino acid residues include methylation, phosphorylation, and acetylation.[112] These chemical changes alter the strength of the interaction between the DNA and the histones, making the DNA more or less accessible to transcription factors and changing the rate of transcription.[113] Other non-specific DNA-binding proteins in chromatin include the high-mobility group proteins, which bind to bent or distorted DNA.[114] These proteins are important in bending arrays of nucleosomes and arranging them into the larger structures that make up chromosomes.[115]
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A distinct group of DNA-binding proteins is the DNA-binding proteins that specifically bind single-stranded DNA. In humans, replication protein A is the best-understood member of this family and is used in processes where the double helix is separated, including DNA replication, recombination, and DNA repair.[116] These binding proteins seem to stabilize single-stranded DNA and protect it from forming stem-loops or being degraded by nucleases.
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In contrast, other proteins have evolved to bind to particular DNA sequences. The most intensively studied of these are the various transcription factors, which are proteins that regulate transcription. Each transcription factor binds to one particular set of DNA sequences and activates or inhibits the transcription of genes that have these sequences close to their promoters. The transcription factors do this in two ways. Firstly, they can bind the RNA polymerase responsible for transcription, either directly or through other mediator proteins; this locates the polymerase at the promoter and allows it to begin transcription.[118] Alternatively, transcription factors can bind enzymes that modify the histones at the promoter. This changes the accessibility of the DNA template to the polymerase.[119]
|
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As these DNA targets can occur throughout an organism's genome, changes in the activity of one type of transcription factor can affect thousands of genes.[120] Consequently, these proteins are often the targets of the signal transduction processes that control responses to environmental changes or cellular differentiation and development. The specificity of these transcription factors' interactions with DNA come from the proteins making multiple contacts to the edges of the DNA bases, allowing them to "read" the DNA sequence. Most of these base-interactions are made in the major groove, where the bases are most accessible.[26]
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Nucleases are enzymes that cut DNA strands by catalyzing the hydrolysis of the phosphodiester bonds. Nucleases that hydrolyse nucleotides from the ends of DNA strands are called exonucleases, while endonucleases cut within strands. The most frequently used nucleases in molecular biology are the restriction endonucleases, which cut DNA at specific sequences. For instance, the EcoRV enzyme shown to the left recognizes the 6-base sequence 5′-GATATC-3′ and makes a cut at the horizontal line. In nature, these enzymes protect bacteria against phage infection by digesting the phage DNA when it enters the bacterial cell, acting as part of the restriction modification system.[122] In technology, these sequence-specific nucleases are used in molecular cloning and DNA fingerprinting.
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Enzymes called DNA ligases can rejoin cut or broken DNA strands.[123] Ligases are particularly important in lagging strand DNA replication, as they join together the short segments of DNA produced at the replication fork into a complete copy of the DNA template. They are also used in DNA repair and genetic recombination.[123]
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Topoisomerases are enzymes with both nuclease and ligase activity. These proteins change the amount of supercoiling in DNA. Some of these enzymes work by cutting the DNA helix and allowing one section to rotate, thereby reducing its level of supercoiling; the enzyme then seals the DNA break.[39] Other types of these enzymes are capable of cutting one DNA helix and then passing a second strand of DNA through this break, before rejoining the helix.[124] Topoisomerases are required for many processes involving DNA, such as DNA replication and transcription.[40]
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Helicases are proteins that are a type of molecular motor. They use the chemical energy in nucleoside triphosphates, predominantly adenosine triphosphate (ATP), to break hydrogen bonds between bases and unwind the DNA double helix into single strands.[125] These enzymes are essential for most processes where enzymes need to access the DNA bases.
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Polymerases are enzymes that synthesize polynucleotide chains from nucleoside triphosphates. The sequence of their products is created based on existing polynucleotide chains—which are called templates. These enzymes function by repeatedly adding a nucleotide to the 3′ hydroxyl group at the end of the growing polynucleotide chain. As a consequence, all polymerases work in a 5′ to 3′ direction.[126] In the active site of these enzymes, the incoming nucleoside triphosphate base-pairs to the template: this allows polymerases to accurately synthesize the complementary strand of their template. Polymerases are classified according to the type of template that they use.
|
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|
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In DNA replication, DNA-dependent DNA polymerases make copies of DNA polynucleotide chains. To preserve biological information, it is essential that the sequence of bases in each copy are precisely complementary to the sequence of bases in the template strand. Many DNA polymerases have a proofreading activity. Here, the polymerase recognizes the occasional mistakes in the synthesis reaction by the lack of base pairing between the mismatched nucleotides. If a mismatch is detected, a 3′ to 5′ exonuclease activity is activated and the incorrect base removed.[127] In most organisms, DNA polymerases function in a large complex called the replisome that contains multiple accessory subunits, such as the DNA clamp or helicases.[128]
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RNA-dependent DNA polymerases are a specialized class of polymerases that copy the sequence of an RNA strand into DNA. They include reverse transcriptase, which is a viral enzyme involved in the infection of cells by retroviruses, and telomerase, which is required for the replication of telomeres.[58][129] For example, HIV reverse transcriptase is an enzyme for AIDS virus replication.[129] Telomerase is an unusual polymerase because it contains its own RNA template as part of its structure. It synthesizes telomeres at the ends of chromosomes. Telomeres prevent fusion of the ends of neighboring chromosomes and protect chromosome ends from damage.[59]
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Transcription is carried out by a DNA-dependent RNA polymerase that copies the sequence of a DNA strand into RNA. To begin transcribing a gene, the RNA polymerase binds to a sequence of DNA called a promoter and separates the DNA strands. It then copies the gene sequence into a messenger RNA transcript until it reaches a region of DNA called the terminator, where it halts and detaches from the DNA. As with human DNA-dependent DNA polymerases, RNA polymerase II, the enzyme that transcribes most of the genes in the human genome, operates as part of a large protein complex with multiple regulatory and accessory subunits.[130]
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|
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A DNA helix usually does not interact with other segments of DNA, and in human cells, the different chromosomes even occupy separate areas in the nucleus called "chromosome territories".[132] This physical separation of different chromosomes is important for the ability of DNA to function as a stable repository for information, as one of the few times chromosomes interact is in chromosomal crossover which occurs during sexual reproduction, when genetic recombination occurs. Chromosomal crossover is when two DNA helices break, swap a section and then rejoin.
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Recombination allows chromosomes to exchange genetic information and produces new combinations of genes, which increases the efficiency of natural selection and can be important in the rapid evolution of new proteins.[133] Genetic recombination can also be involved in DNA repair, particularly in the cell's response to double-strand breaks.[134]
|
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The most common form of chromosomal crossover is homologous recombination, where the two chromosomes involved share very similar sequences. Non-homologous recombination can be damaging to cells, as it can produce chromosomal translocations and genetic abnormalities. The recombination reaction is catalyzed by enzymes known as recombinases, such as RAD51.[135] The first step in recombination is a double-stranded break caused by either an endonuclease or damage to the DNA.[136] A series of steps catalyzed in part by the recombinase then leads to joining of the two helices by at least one Holliday junction, in which a segment of a single strand in each helix is annealed to the complementary strand in the other helix. The Holliday junction is a tetrahedral junction structure that can be moved along the pair of chromosomes, swapping one strand for another. The recombination reaction is then halted by cleavage of the junction and re-ligation of the released DNA.[137] Only strands of like polarity exchange DNA during recombination. There are two types of cleavage: east-west cleavage and north–south cleavage. The north–south cleavage nicks both strands of DNA, while the east–west cleavage has one strand of DNA intact. The formation of a Holliday junction during recombination makes it possible for genetic diversity, genes to exchange on chromosomes, and expression of wild-type viral genomes.
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DNA contains the genetic information that allows all forms of life to function, grow and reproduce. However, it is unclear how long in the 4-billion-year history of life DNA has performed this function, as it has been proposed that the earliest forms of life may have used RNA as their genetic material.[138][139] RNA may have acted as the central part of early cell metabolism as it can both transmit genetic information and carry out catalysis as part of ribozymes.[140] This ancient RNA world where nucleic acid would have been used for both catalysis and genetics may have influenced the evolution of the current genetic code based on four nucleotide bases. This would occur, since the number of different bases in such an organism is a trade-off between a small number of bases increasing replication accuracy and a large number of bases increasing the catalytic efficiency of ribozymes.[141] However, there is no direct evidence of ancient genetic systems, as recovery of DNA from most fossils is impossible because DNA survives in the environment for less than one million years, and slowly degrades into short fragments in solution.[142] Claims for older DNA have been made, most notably a report of the isolation of a viable bacterium from a salt crystal 250 million years old,[143] but these claims are controversial.[144][145]
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Building blocks of DNA (adenine, guanine, and related organic molecules) may have been formed extraterrestrially in outer space.[146][147][148] Complex DNA and RNA organic compounds of life, including uracil, cytosine, and thymine, have also been formed in the laboratory under conditions mimicking those found in outer space, using starting chemicals, such as pyrimidine, found in meteorites. Pyrimidine, like polycyclic aromatic hydrocarbons (PAHs), the most carbon-rich chemical found in the universe, may have been formed in red giants or in interstellar cosmic dust and gas clouds.[149]
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Methods have been developed to purify DNA from organisms, such as phenol-chloroform extraction, and to manipulate it in the laboratory, such as restriction digests and the polymerase chain reaction. Modern biology and biochemistry make intensive use of these techniques in recombinant DNA technology. Recombinant DNA is a man-made DNA sequence that has been assembled from other DNA sequences. They can be transformed into organisms in the form of plasmids or in the appropriate format, by using a viral vector.[150] The genetically modified organisms produced can be used to produce products such as recombinant proteins, used in medical research,[151] or be grown in agriculture.[152][153]
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Forensic scientists can use DNA in blood, semen, skin, saliva or hair found at a crime scene to identify a matching DNA of an individual, such as a perpetrator.[154] This process is formally termed DNA profiling, also called DNA fingerprinting. In DNA profiling, the lengths of variable sections of repetitive DNA, such as short tandem repeats and minisatellites, are compared between people. This method is usually an extremely reliable technique for identifying a matching DNA.[155] However, identification can be complicated if the scene is contaminated with DNA from several people.[156] DNA profiling was developed in 1984 by British geneticist Sir Alec Jeffreys,[157] and first used in forensic science to convict Colin Pitchfork in the 1988 Enderby murders case.[158]
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The development of forensic science and the ability to now obtain genetic matching on minute samples of blood, skin, saliva, or hair has led to re-examining many cases. Evidence can now be uncovered that was scientifically impossible at the time of the original examination. Combined with the removal of the double jeopardy law in some places, this can allow cases to be reopened where prior trials have failed to produce sufficient evidence to convince a jury. People charged with serious crimes may be required to provide a sample of DNA for matching purposes. The most obvious defense to DNA matches obtained forensically is to claim that cross-contamination of evidence has occurred. This has resulted in meticulous strict handling procedures with new cases of serious crime.
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DNA profiling is also used successfully to positively identify victims of mass casualty incidents,[159] bodies or body parts in serious accidents, and individual victims in mass war graves, via matching to family members.
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DNA profiling is also used in DNA paternity testing to determine if someone is the biological parent or grandparent of a child with the probability of parentage is typically 99.99% when the alleged parent is biologically related to the child. Normal DNA sequencing methods happen after birth, but there are new methods to test paternity while a mother is still pregnant.[160]
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Deoxyribozymes, also called DNAzymes or catalytic DNA, were first discovered in 1994.[161] They are mostly single stranded DNA sequences isolated from a large pool of random DNA sequences through a combinatorial approach called in vitro selection or systematic evolution of ligands by exponential enrichment (SELEX). DNAzymes catalyze variety of chemical reactions including RNA-DNA cleavage, RNA-DNA ligation, amino acids phosphorylation-dephosphorylation, carbon-carbon bond formation, and etc. DNAzymes can enhance catalytic rate of chemical reactions up to 100,000,000,000-fold over the uncatalyzed reaction.[162] The most extensively studied class of DNAzymes is RNA-cleaving types which have been used to detect different metal ions and designing therapeutic agents. Several metal-specific DNAzymes have been reported including the GR-5 DNAzyme (lead-specific),[161] the CA1-3 DNAzymes (copper-specific),[163] the 39E DNAzyme (uranyl-specific) and the NaA43 DNAzyme (sodium-specific).[164] The NaA43 DNAzyme, which is reported to be more than 10,000-fold selective for sodium over other metal ions, was used to make a real-time sodium sensor in cells.
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Bioinformatics involves the development of techniques to store, data mine, search and manipulate biological data, including DNA nucleic acid sequence data. These have led to widely applied advances in computer science, especially string searching algorithms, machine learning, and database theory.[165] String searching or matching algorithms, which find an occurrence of a sequence of letters inside a larger sequence of letters, were developed to search for specific sequences of nucleotides.[166] The DNA sequence may be aligned with other DNA sequences to identify homologous sequences and locate the specific mutations that make them distinct. These techniques, especially multiple sequence alignment, are used in studying phylogenetic relationships and protein function.[167] Data sets representing entire genomes' worth of DNA sequences, such as those produced by the Human Genome Project, are difficult to use without the annotations that identify the locations of genes and regulatory elements on each chromosome. Regions of DNA sequence that have the characteristic patterns associated with protein- or RNA-coding genes can be identified by gene finding algorithms, which allow researchers to predict the presence of particular gene products and their possible functions in an organism even before they have been isolated experimentally.[168] Entire genomes may also be compared, which can shed light on the evolutionary history of particular organism and permit the examination of complex evolutionary events.
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DNA nanotechnology uses the unique molecular recognition properties of DNA and other nucleic acids to create self-assembling branched DNA complexes with useful properties.[169] DNA is thus used as a structural material rather than as a carrier of biological information. This has led to the creation of two-dimensional periodic lattices (both tile-based and using the DNA origami method) and three-dimensional structures in the shapes of polyhedra.[170] Nanomechanical devices and algorithmic self-assembly have also been demonstrated,[171] and these DNA structures have been used to template the arrangement of other molecules such as gold nanoparticles and streptavidin proteins.[172]
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Because DNA collects mutations over time, which are then inherited, it contains historical information, and, by comparing DNA sequences, geneticists can infer the evolutionary history of organisms, their phylogeny.[173] This field of phylogenetics is a powerful tool in evolutionary biology. If DNA sequences within a species are compared, population geneticists can learn the history of particular populations. This can be used in studies ranging from ecological genetics to anthropology.
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DNA as a storage device for information has enormous potential since it has much higher storage density compared to electronic devices. However, high costs, extremely slow read and write times (memory latency), and insufficient reliability has prevented its practical use.[174][175]
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DNA was first isolated by the Swiss physician Friedrich Miescher who, in 1869, discovered a microscopic substance in the pus of discarded surgical bandages. As it resided in the nuclei of cells, he called it "nuclein".[176][177] In 1878, Albrecht Kossel isolated the non-protein component of "nuclein", nucleic acid, and later isolated its five primary nucleobases.[178][179]
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In 1909, Phoebus Levene identified the base, sugar, and phosphate nucleotide unit of the RNA (then named "yeast nucleic acid").[180][181][182] In 1929, Levene identified deoxyribose sugar in "thymus nucleic acid" (DNA).[183] Levene suggested that DNA consisted of a string of four nucleotide units linked together through the phosphate groups ("tetranucleotide hypothesis"). Levene thought the chain was short and the bases repeated in a fixed order.
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In 1927, Nikolai Koltsov proposed that inherited traits would be inherited via a "giant hereditary molecule" made up of "two mirror strands that would replicate in a semi-conservative fashion using each strand as a template".[184][185] In 1928, Frederick Griffith in his experiment discovered that traits of the "smooth" form of Pneumococcus could be transferred to the "rough" form of the same bacteria by mixing killed "smooth" bacteria with the live "rough" form.[186][187] This system provided the first clear suggestion that DNA carries genetic information.
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In 1933, while studying virgin sea urchin eggs, Jean Brachet suggested that DNA is found in the cell nucleus and that RNA is present exclusively in the cytoplasm. At the time, "yeast nucleic acid" (RNA) was thought to occur only in plants, while "thymus nucleic acid" (DNA) only in animals. The latter was thought to be a tetramer, with the function of buffering cellular pH.[188][189]
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In 1937, William Astbury produced the first X-ray diffraction patterns that showed that DNA had a regular structure.[190]
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In 1943, Oswald Avery, along with co-workers Colin MacLeod and Maclyn McCarty, identified DNA as the transforming principle, supporting Griffith's suggestion (Avery–MacLeod–McCarty experiment).[191] DNA's role in heredity was confirmed in 1952 when Alfred Hershey and Martha Chase in the Hershey–Chase experiment showed that DNA is the genetic material of the enterobacteria phage T2.[192]
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Late in 1951, Francis Crick started working with James Watson at the Cavendish Laboratory within the University of Cambridge. In February 1953, Linus Pauling and Robert Corey proposed a model for nucleic acids containing three intertwined chains, with the phosphates near the axis, and the bases on the outside.[193] In May 1952, Raymond Gosling a graduate student working under the supervision of Rosalind Franklin took an X-ray diffraction image, labeled as "Photo 51",[194] at high hydration levels of DNA. This photo was given to Watson and Crick by Maurice Wilkins and was critical to their obtaining the correct structure of DNA. Franklin told Crick and Watson that the backbones had to be on the outside. Before then, Linus Pauling, and Watson and Crick, had erroneous models with the chains inside and the bases pointing outwards. Her identification of the space group for DNA crystals revealed to Crick that the two DNA strands were antiparallel.[195]
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In February 1953, Watson and Crick completed their model, which is now accepted as the first correct model of the double-helix of DNA. On 28 February 1953 Crick interrupted patrons' lunchtime at The Eagle pub in Cambridge to announce that he and Watson had "discovered the secret of life".[196]
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In the 25 April 1953 issue of the journal Nature, were published a series of five articles giving the Watson and Crick double-helix structure DNA, and evidence supporting it.[197] The structure was reported in a letter titled "MOLECULAR STRUCTURE OF NUCLEIC ACIDS A Structure for Deoxyribose Nucleic Acid", in which they said, "It has not escaped our notice that the specific pairing we have postulated immediately suggests a possible copying mechanism for the genetic material."[10] Followed by a letter from Franklin and Gosling, which was the first publication of their own X-ray diffraction data, and of their original analysis method.[43][198] Then followed a letter by Wilkins, and two of his colleagues, which contained an analysis of in vivo B-DNA X-ray patterns, and supported the presence in vivo of the Watson and Crick structure.[44]
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In 1962, after Franklin's death, Watson, Crick, and Wilkins jointly received the Nobel Prize in Physiology or Medicine.[199] Nobel Prizes are awarded only to living recipients. A debate continues about who should receive credit for the discovery.[200]
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In an influential presentation in 1957, Crick laid out the central dogma of molecular biology, which foretold the relationship between DNA, RNA, and proteins, and articulated the "adaptor hypothesis".[201] Final confirmation of the replication mechanism that was implied by the double-helical structure followed in 1958 through the Meselson–Stahl experiment.[202] Further work by Crick and co-workers showed that the genetic code was based on non-overlapping triplets of bases, called codons, allowing Har Gobind Khorana, Robert W. Holley, and Marshall Warren Nirenberg to decipher the genetic code.[203] These findings represent the birth of molecular biology.[204]
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An aurora (plural: auroras or aurorae),[a] sometimes referred to as polar lights, northern lights (aurora borealis), or southern lights (aurora australis), is a natural light display in the Earth's sky, predominantly seen in the high-latitude regions (around the Arctic and Antarctic).
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Auroras are the result of disturbances in the magnetosphere caused by solar wind. These disturbances are sometimes strong enough to alter the trajectories of charged particles in both solar wind and magnetospheric plasma. These particles, mainly electrons and protons, precipitate into the upper atmosphere (thermosphere/exosphere).
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The resulting ionization and excitation of atmospheric constituents emit light of varying color and complexity. The form of the aurora, occurring within bands around both polar regions, is also dependent on the amount of acceleration imparted to the precipitating particles. Precipitating protons generally produce optical emissions as incident hydrogen atoms after gaining electrons from the atmosphere. Proton auroras are usually observed at lower latitudes.[2]
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The word "aurora" is derived from the name of the Roman goddess of the dawn, Aurora, who travelled from east to west announcing the coming of the sun.[3] Ancient Greek poets used the name metaphorically to refer to dawn, often mentioning its play of colours across the otherwise dark sky (e.g., "rosy-fingered dawn").[citation needed]
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Most auroras occur in a band known as the "auroral zone",[4] which is typically 3° to 6° wide in latitude and between 10° and 20° from the geomagnetic poles at all local times (or longitudes), most clearly seen at night against a dark sky. A region that currently displays an aurora is called the "auroral oval", a band displaced towards the night side of the Earth.[5] Early evidence for a geomagnetic connection comes from the statistics of auroral observations. Elias Loomis (1860),[6] and later Hermann Fritz (1881)[7] and Sophus Tromholt (1881)[8] in more detail, established that the aurora appeared mainly in the auroral zone. Day-to-day positions of the auroral ovals are posted on the Internet.[9]
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In northern latitudes, the effect is known as the aurora borealis or the northern lights. The former term was coined by Galileo in 1619, from the Roman goddess of the dawn and the Greek name for the north wind.[10][11] The southern counterpart, the aurora australis or the southern lights, has features almost identical to the aurora borealis and changes simultaneously with changes in the northern auroral zone.[12] The aurora australis is visible from high southern latitudes in Antarctica, Chile, Argentina, New Zealand, and Australia.
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A geomagnetic storm causes the auroral ovals (north and south) to expand, bringing the aurora to lower latitudes. The instantaneous distribution of auroras ("auroral oval")[4] is slightly different, being centered about 3–5° nightward of the magnetic pole, so that auroral arcs reach furthest toward the equator when the magnetic pole in question is in between the observer and the Sun. The aurora can be seen best at this time, which is called magnetic midnight.
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Auroras seen within the auroral oval may be directly overhead, but from farther away, they illuminate the poleward horizon as a greenish glow, or sometimes a faint red, as if the Sun were rising from an unusual direction. Auroras also occur poleward of the auroral zone as either diffuse patches or arcs,[13] which can be subvisual.
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Auroras are occasionally seen in latitudes below the auroral zone, when a geomagnetic storm temporarily enlarges the auroral oval. Large geomagnetic storms are most common during the peak of the 11-year sunspot cycle or during the three years after the peak.[14][15]
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An electron spirals (gyrates) about a field line at an angle that is determined by its velocity vectors, parallel and perpendicular, respectively, to the local geomagnetic field vector B. This angle is known as the "pitch angle" of the particle. The distance, or radius, of the electron from the field line at any time is known as its Larmor radius. The pitch angle increases as the electron travels to a region of greater field strength nearer to the atmosphere. Thus, it is possible for some particles to return, or mirror, if the angle becomes 90° before entering the atmosphere to collide with the denser molecules there. Other particles that do not mirror enter the atmosphere and contribute to the auroral display over a range of altitudes.
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Other types of auroras have been observed from space, e.g."poleward arcs" stretching sunward across the polar cap, the related "theta aurora",[16] and "dayside arcs" near noon. These are relatively infrequent and poorly understood. Other interesting effects occur such as flickering aurora, "black aurora" and subvisual red arcs. In addition to all these, a weak glow (often deep red) observed around the two polar cusps, the field lines separating the ones that close through the Earth from those that are swept into the tail and close remotely.
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The altitudes where auroral emissions occur were revealed by Carl Størmer and his colleagues, who used cameras to triangulate more than 12,000 auroras.[17] They discovered that most of the light is produced between 90 and 150 km above the ground, while extending at times to more than 1000 km.
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Images of auroras are significantly more common today than in the past due to the increase in the use of digital cameras that have high enough sensitivities.[18] Film and digital exposure to auroral displays is fraught with difficulties. Due to the different color spectra present, and the temporal changes occurring during the exposure, the results are somewhat unpredictable. Different layers of the film emulsion respond differently to lower light levels, and choice of a film can be very important. Longer exposures superimpose rapidly changing features, and often blanket the dynamic attribute of a display. Higher sensitivity creates issues with graininess.
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David Malin pioneered multiple exposure using multiple filters for astronomical photography, recombining the images in the laboratory to recreate the visual display more accurately.[19] For scientific research, proxies are often used, such as ultraviolet, and color-correction to simulate the appearance to humans. Predictive techniques are also used, to indicate the extent of the display, a highly useful tool for aurora hunters.[20] Terrestrial features often find their way into aurora images, making them more accessible and more likely to be published by major websites.[21] Excellent images are possible with standard film (using ISO ratings between 100 and 400) and a single-lens reflex camera with full aperture, a fast lens (f1.4 50 mm, for example), and exposures between 10 and 30 seconds, depending on the aurora's brightness.[22]
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Early work on the imaging of the auroras was done in 1949 by the University of Saskatchewan using the SCR-270 radar.
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Aurora during a geomagnetic storm that was most likely caused by a coronal mass ejection from the Sun on 24 May 2010, taken from the ISS
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Diffuse aurora observed by DE-1 satellite from high Earth orbit
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Estonia, 18 March 2015
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According to Clark (2007), there are four main forms that can be seen from the ground, from least to most visible:[23]
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Brekke (1994) also described some auroras as curtains.[25] The similarity to curtains is often enhanced by folds within the arcs. Arcs can fragment or break up into separate, at times rapidly changing, often rayed features that may fill the whole sky. These are also known as discrete auroras, which are at times bright enough to read a newspaper by at night.[26]
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These forms are consistent with auroras' being shaped by Earth's magnetic field. The appearances of arcs, rays, curtains, and coronas are determined by the shapes of the luminous parts of the atmosphere and a viewer's position.[27]
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Auroras change with time. Over the night, they begin with glows and progress towards coronas, although they may not reach them. They tend to fade in the opposite order.[25]
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At shorter time scales, auroras can change their appearances and intensity, sometimes so slowly as to be difficult to notice, and at other times rapidly down to the sub-second scale.[26] The phenomenon of pulsating auroras is an example of intensity variations over short timescales, typically with periods of 2–20 seconds. This type of aurora is generally accompanied by decreasing peak emission heights of about 8 km for blue and green emissions and above average solar wind speeds (~ 500 km/s).[31]
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In addition, the aurora and associated currents produce a strong radio emission around 150 kHz known as auroral kilometric radiation (AKR), discovered in 1972.[32] Ionospheric absorption makes AKR only observable from space. X-ray emissions, originating from the particles associated with auroras, have also been detected.[33]
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Aurora noise, similar to a hissing, or crackling noise, begins about 70 m (230 ft) above the Earth's surface and is caused by charged particles in an inversion layer of the atmosphere formed during a cold night. The charged particles discharge when particles from the Sun hit the inversion layer, creating the noise.[34][35]
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In 2016 more than fifty citizen science observations described what was to them an unknown type of aurora which they named "STEVE," for "Strong Thermal Emission Velocity Enhancement." But STEVE is not an aurora but is caused by a 25 km (16 mi) wide ribbon of hot plasma at an altitude of 450 km (280 mi), with a temperature of 6,000 K (5,730 °C; 10,340 °F) and flowing at a speed of 6 km/s (3.7 mi/s) (compared to 10 m/s (33 ft/s) outside the ribbon).[36]
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The processes that cause STEVE also are associated with a picket-fence aurora, although the latter can be seen without STEVE.[37][38] It is an aurora because it is caused by precipitation of electrons in the atmosphere but it appears outside the auroral oval,[39] closer to the equator than typical auroras.[40] When the picket-fence aurora appears with STEVE, it is below.[38]
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A full understanding of the physical processes which lead to different types of auroras is still incomplete, but the basic cause involves the interaction of the solar wind with the Earth's magnetosphere. The varying intensity of the solar wind produces effects of different magnitudes but includes one or more of the following physical scenarios.
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The details of these phenomena are not fully understood. However, it is clear that the prime source of auroral particles is the solar wind feeding the magnetosphere, the reservoir containing the radiation zones and temporarily magnetically-trapped particles confined by the geomagnetic field, coupled with particle acceleration processes.[41]
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The immediate cause of the ionization and excitation of atmospheric constituents leading to auroral emissions was discovered in 1960, when a pioneering rocket flight from Fort Churchill in Canada revealed a flux of electrons entering the atmosphere from above.[42] Since then an extensive collection of measurements has been acquired painstakingly and with steadily improving resolution since the 1960s by many research teams using rockets and satellites to traverse the auroral zone. The main findings have been that auroral arcs and other bright forms are due to electrons that have been accelerated during the final few 10,000 km or so of their plunge into the atmosphere.[43] These electrons often, but not always, exhibit a peak in their energy distribution, and are preferentially aligned along the local direction of the magnetic field.
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Electrons mainly responsible for diffuse and pulsating auroras have, in contrast, a smoothly falling energy distribution, and an angular (pitch-angle) distribution favouring directions perpendicular to the local magnetic field. Pulsations were discovered to originate at or close to the equatorial crossing point of auroral zone magnetic field lines.[44] Protons are also associated with auroras, both discrete and diffuse.
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Auroras result from emissions of photons in the Earth's upper atmosphere, above 80 km (50 mi), from ionized nitrogen atoms regaining an electron, and oxygen atoms and nitrogen based molecules returning from an excited state to ground state.[45] They are ionized or excited by the collision of particles precipitated into the atmosphere. Both incoming electrons and protons may be involved. Excitation energy is lost within the atmosphere by the emission of a photon, or by collision with another atom or molecule:
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Oxygen is unusual in terms of its return to ground state: it can take 0.7 seconds to emit the 557.7 nm green light and up to two minutes for the red 630.0 nm emission. Collisions with other atoms or molecules absorb the excitation energy and prevent emission, this process is called collisional quenching. Because the highest parts of the atmosphere contain a higher percentage of oxygen and lower particle densities, such collisions are rare enough to allow time for oxygen to emit red light. Collisions become more frequent progressing down into the atmosphere due to increasing density, so that red emissions do not have time to happen, and eventually, even green light emissions are prevented.
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This is why there is a color differential with altitude; at high altitudes oxygen red dominates, then oxygen green and nitrogen blue/purple/red, then finally nitrogen blue/purple/red when collisions prevent oxygen from emitting anything. Green is the most common color. Then comes pink, a mixture of light green and red, followed by pure red, then yellow (a mixture of red and green), and finally, pure blue.
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Bright auroras are generally associated with Birkeland currents (Schield et al., 1969;[46] Zmuda and Armstrong, 1973[47]), which flow down into the ionosphere on one side of the pole and out on the other. In between, some of the current connects directly through the ionospheric E layer (125 km); the rest ("region 2") detours, leaving again through field lines closer to the equator and closing through the "partial ring current" carried by magnetically trapped plasma. The ionosphere is an ohmic conductor, so some consider that such currents require a driving voltage, which an, as yet unspecified, dynamo mechanism can supply. Electric field probes in orbit above the polar cap suggest voltages of the order of 40,000 volts, rising up to more than 200,000 volts during intense magnetic storms. In another interpretation, the currents are the direct result of electron acceleration into the atmosphere by wave/particle interactions.
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Ionospheric resistance has a complex nature, and leads to a secondary Hall current flow. By a strange twist of physics, the magnetic disturbance on the ground due to the main current almost cancels out, so most of the observed effect of auroras is due to a secondary current, the auroral electrojet. An auroral electrojet index (measured in nanotesla) is regularly derived from ground data and serves as a general measure of auroral activity. Kristian Birkeland[48] deduced that the currents flowed in the east–west directions along the auroral arc, and such currents, flowing from the dayside toward (approximately) midnight were later named "auroral electrojets" (see also Birkeland currents).
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The Earth is constantly immersed in the solar wind, a rarefied flow of hot plasma (a gas of free electrons and positive ions) emitted by the Sun in all directions, a result of the two-million-degree temperature of the Sun's outermost layer, the corona. The solar wind reaches Earth with a velocity typically around 400 km/s, a density of around 5 ions/cm3 and a magnetic field intensity of around 2–5 nT (for comparison, Earth's surface field is typically 30,000–50,000 nT). During magnetic storms, in particular, flows can be several times faster; the interplanetary magnetic field (IMF) may also be much stronger. Joan Feynman deduced in the 1970s that the long-term averages of solar wind speed correlated with geomagnetic activity.[49] Her work resulted from data collected by the Explorer 33 spacecraft.
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The solar wind and magnetosphere consist of plasma (ionized gas), which conducts electricity. It is well known (since Michael Faraday's work around 1830) that when an electrical conductor is placed within a magnetic field while relative motion occurs in a direction that the conductor cuts across (or is cut by), rather than along, the lines of the magnetic field, an electric current is induced within the conductor. The strength of the current depends on a) the rate of relative motion, b) the strength of the magnetic field, c) the number of conductors ganged together and d) the distance between the conductor and the magnetic field, while the direction of flow is dependent upon the direction of relative motion. Dynamos make use of this basic process ("the dynamo effect"), any and all conductors, solid or otherwise are so affected, including plasmas and other fluids.
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The IMF originates on the Sun, linked to the sunspots, and its field lines (lines of force) are dragged out by the solar wind. That alone would tend to line them up in the Sun-Earth direction, but the rotation of the Sun angles them at Earth by about 45 degrees forming a spiral in the ecliptic plane), known as the Parker spiral. The field lines passing Earth are therefore usually linked to those near the western edge ("limb") of the visible Sun at any time.[50]
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The solar wind and the magnetosphere, being two electrically conducting fluids in relative motion, should be able in principle to generate electric currents by dynamo action and impart energy from the flow of the solar wind. However, this process is hampered by the fact that plasmas conduct readily along magnetic field lines, but less readily perpendicular to them. Energy is more effectively transferred by the temporary magnetic connection between the field lines of the solar wind and those of the magnetosphere. Unsurprisingly this process is known as magnetic reconnection. As already mentioned, it happens most readily when the interplanetary field is directed southward, in a similar direction to the geomagnetic field in the inner regions of both the north magnetic pole and south magnetic pole.
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Auroras are more frequent and brighter during the intense phase of the solar cycle when coronal mass ejections increase the intensity of the solar wind.[51]
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Earth's magnetosphere is shaped by the impact of the solar wind on the Earth's magnetic field. This forms an obstacle to the flow, diverting it, at an average distance of about 70,000 km (11 Earth radii or Re),[52] producing a bow shock 12,000 km to 15,000 km (1.9 to 2.4 Re) further upstream. The width of the magnetosphere abreast of Earth, is typically 190,000 km (30 Re), and on the night side a long "magnetotail" of stretched field lines extends to great distances (> 200 Re).
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The high latitude magnetosphere is filled with plasma as the solar wind passes the Earth. The flow of plasma into the magnetosphere increases with additional turbulence, density, and speed in the solar wind. This flow is favored by a southward component of the IMF, which can then directly connect to the high latitude geomagnetic field lines.[53] The flow pattern of magnetospheric plasma is mainly from the magnetotail toward the Earth, around the Earth and back into the solar wind through the magnetopause on the day-side. In addition to moving perpendicular to the Earth's magnetic field, some magnetospheric plasma travels down along the Earth's magnetic field lines, gains additional energy and loses it to the atmosphere in the auroral zones. The cusps of the magnetosphere, separating geomagnetic field lines that close through the Earth from those that close remotely allow a small amount of solar wind to directly reach the top of the atmosphere, producing an auroral glow.
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On 26 February 2008, THEMIS probes were able to determine, for the first time, the triggering event for the onset of magnetospheric substorms.[54] Two of the five probes, positioned approximately one third the distance to the moon, measured events suggesting a magnetic reconnection event 96 seconds prior to auroral intensification.[55]
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Geomagnetic storms that ignite auroras may occur more often during the months around the equinoxes. It is not well understood, but geomagnetic storms may vary with Earth's seasons. Two factors to consider are the tilt of both the solar and Earth's axis to the ecliptic plane. As the Earth orbits throughout a year, it experiences an interplanetary magnetic field (IMF) from different latitudes of the Sun, which is tilted at 8 degrees. Similarly, the 23-degree tilt of the Earth's axis about which the geomagnetic pole rotates with a diurnal variation changes the daily average angle that the geomagnetic field presents to the incident IMF throughout a year. These factors combined can lead to minor cyclical changes in the detailed way that the IMF links to the magnetosphere. In turn, this affects the average probability of opening a door through which energy from the solar wind can reach the Earth's inner magnetosphere and thereby enhance auroras.
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The electrons responsible for the brightest forms of the aurora are well accounted for by their acceleration in the dynamic electric fields of plasma turbulence encountered during precipitation from the magnetosphere into the auroral atmosphere. In contrast, static electric fields are unable to transfer energy to the electrons due to their conservative nature.[56] The electrons and ions that cause the diffuse aurora appear not to be accelerated during precipitation.
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The increase in strength of magnetic field lines towards the Earth creates a 'magnetic mirror' that turns back many of the downward flowing electrons. The bright forms of auroras are produced when downward acceleration not only increases the energy of precipitating electrons but also reduces their pitch angles (angle between electron velocity and the local magnetic field vector). This greatly increases the rate of deposition of energy into the atmosphere, and thereby the rates of ionization, excitation and consequent emission of auroral light. Acceleration also increases the electron current flowing between the atmosphere and magnetosphere.
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One early theory proposed for the acceleration of auroral electrons is based on an assumed static, or quasi-static, electric field creating a uni-directional potential drop.[57] No mention is provided of either the necessary space-charge or equipotential distribution, and these remain to be specified for the notion of acceleration by double layers to be credible. Fundamentally, Poisson's equation indicates that there can be no configuration of charge resulting in a net potential drop. Inexplicably though, some authors[58][59] still invoke quasi-static parallel electric fields as net accelerators of auroral electrons, citing interpretations of transient observations of fields and particles as supporting this theory as firm fact. In another example,[60] there is little justification given for saying 'FAST observations demonstrate detailed quantitative agreement between the measured electric potentials and the ion beam energies...., leaving no doubt that parallel potential drops are a dominant source of auroral particle acceleration'.
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Another theory is based on acceleration by Landau[61] resonance in the turbulent electric fields of the acceleration region. This process is essentially the same as that employed in plasma fusion laboratories throughout the world,[62] and appears well able to account in principle for most – if not all – detailed properties of the electrons responsible for the brightest forms of auroras, above, below and within the acceleration region.[63]
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Other mechanisms have also been proposed, in particular, Alfvén waves, wave modes involving the magnetic field first noted by Hannes Alfvén (1942),[64] which have been observed in the laboratory and in space. The question is whether these waves might just be a different way of looking at the above process, however, because this approach does not point out a different energy source, and many plasma bulk phenomena can also be described in terms of Alfvén waves.
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Other processes are also involved in the aurora, and much remains to be learned. Auroral electrons created by large geomagnetic storms often seem to have energies below 1 keV and are stopped higher up, near 200 km. Such low energies excite mainly the red line of oxygen so that often such auroras are red. On the other hand, positive ions also reach the ionosphere at such time, with energies of 20–30 keV, suggesting they might be an "overflow" along magnetic field lines of the copious "ring current" ions accelerated at such times, by processes different from the ones described above.
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Some O+ ions ("conics") also seem accelerated in different ways by plasma processes associated with the aurora. These ions are accelerated by plasma waves in directions mainly perpendicular to the field lines. They, therefore, start at their "mirror points" and can travel only upward. As they do so, the "mirror effect" transforms their directions of motion, from perpendicular to the field line to a cone around it, which gradually narrows down, becoming increasingly parallel at large distances where the field is much weaker.
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The discovery of a 1770 Japanese diary in 2017 depicting auroras above the ancient Japanese capital of Kyoto suggested that the storm may have been 7% larger than the Carrington event, which affected telegraph networks.[65][66]
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The auroras that resulted from the "great geomagnetic storm" on both 28 August and 2 September 1859, however, are thought to be the most spectacular in recent recorded history. In a paper to the Royal Society on 21 November 1861, Balfour Stewart described both auroral events as documented by a self-recording magnetograph at the Kew Observatory and established the connection between the 2 September 1859 auroral storm and the Carrington-Hodgson flare event when he observed that "It is not impossible to suppose that in this case our luminary was taken in the act."[67] The second auroral event, which occurred on 2 September 1859 as a result of the exceptionally intense Carrington-Hodgson white light solar flare on 1 September 1859, produced auroras, so widespread and extraordinarily bright, that they were seen and reported in published scientific measurements, ship logs, and newspapers throughout the United States, Europe, Japan, and Australia. It was reported by The New York Times that in Boston on Friday 2 September 1859 the aurora was "so brilliant that at about one o'clock ordinary print could be read by the light".[68] One o'clock EST time on Friday 2 September, would have been 6:00 GMT and the self-recording magnetograph at the Kew Observatory was recording the geomagnetic storm, which was then one hour old, at its full intensity. Between 1859 and 1862, Elias Loomis published a series of nine papers on the Great Auroral Exhibition of 1859 in the American Journal of Science where he collected worldwide reports of the auroral event.[6]
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That aurora is thought to have been produced by one of the most intense coronal mass ejections in history. It is also notable for the fact that it is the first time where the phenomena of auroral activity and electricity were unambiguously linked. This insight was made possible not only due to scientific magnetometer measurements of the era, but also as a result of a significant portion of the 125,000 miles (201,000 km) of telegraph lines then in service being significantly disrupted for many hours throughout the storm. Some telegraph lines, however, seem to have been of the appropriate length and orientation to produce a sufficient geomagnetically induced current from the electromagnetic field to allow for continued communication with the telegraph operator power supplies switched off.[69] The following conversation occurred between two operators of the American Telegraph Line between Boston and Portland, Maine, on the night of 2 September 1859 and reported in the Boston Traveler:
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Boston operator (to Portland operator): "Please cut off your battery [power source] entirely for fifteen minutes."
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Portland operator: "Will do so. It is now disconnected."
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Boston: "Mine is disconnected, and we are working with the auroral current. How do you receive my writing?"
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Portland: "Better than with our batteries on. – Current comes and goes gradually."
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Boston: "My current is very strong at times, and we can work better without the batteries, as the aurora seems to neutralize and augment our batteries alternately, making current too strong at times for our relay magnets. Suppose we work without batteries while we are affected by this trouble."
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Portland: "Very well. Shall I go ahead with business?"
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Boston: "Yes. Go ahead."
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The conversation was carried on for around two hours using no battery power at all and working solely with the current induced by the aurora, and it was said that this was the first time on record that more than a word or two was transmitted in such manner.[68] Such events led to the general conclusion that
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The effect of the aurorae on the electric telegraph is generally to increase or diminish the electric current generated in working the wires. Sometimes it entirely neutralizes them, so that, in effect, no fluid [current] is discoverable in them. The aurora borealis seems to be composed of a mass of electric matter, resembling in every respect, that generated by the electric galvanic battery. The currents from it change coming on the wires, and then disappear the mass of the aurora rolls from the horizon to the zenith.[70]
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An aurora was described by the Greek explorer Pytheas in the 4th century BC.[71] Seneca wrote about auroras in the first book of his Naturales Quaestiones, classifying them, for instance as pithaei ('barrel-like'); chasmata ('chasm'); pogoniae ('bearded'); cyparissae ('like cypress trees'), and describing their manifold colors. He wrote about whether they were above or below the clouds, and recalled that under Tiberius, an aurora formed above the port city of Ostia that was so intense and red that a cohort of the army, stationed nearby for fire duty, galloped to the rescue.[72] It has been suggested that Pliny the Elder depicted the aurora borealis in his Natural History, when he refers to trabes, chasma, 'falling red flames' and 'daylight in the night'.[73]
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In Japanese folklore, pheasants were considered messengers from heaven. However, researchers from Japan’s Graduate University for Advanced Studies and National Institute of Polar Research claimed in March 2020 that red pheasant tails witnessed across the night sky over Japan in 620 A.D., might be a red aurora produced during a magnetic storm.[74]
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In the traditions of Aboriginal Australians, the Aurora Australis is commonly associated with fire. For example, the Gunditjmara people of western Victoria called auroras puae buae ('ashes'), while the Gunai people of eastern Victoria perceived auroras as bushfires in the spirit world. The Dieri people of South Australia say that an auroral display is kootchee, an evil spirit creating a large fire. Similarly, the Ngarrindjeri people of South Australia refer to auroras seen over Kangaroo Island as the campfires of spirits in the 'Land of the Dead'. Aboriginal people in southwest Queensland believe the auroras to be the fires of the Oola Pikka, ghostly spirits who spoke to the people through auroras. Sacred law forbade anyone except male elders from watching or interpreting the messages of ancestors they believed were transmitted through an aurora.[75]
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Bulfinch's Mythology relates that in Norse mythology, the armour of the Valkyrior "sheds a strange flickering light, which flashes up over the northern skies, making what Men call the 'aurora borealis', or 'Northern Lights' ".[76] There appears to be no evidence in Old Norse literature to substantiate this assertion.[77] The first Old Norse account of norðrljós is found in the Norwegian chronicle Konungs Skuggsjá from AD 1230. The chronicler has heard about this phenomenon from compatriots returning from Greenland, and he gives three possible explanations: that the ocean was surrounded by vast fires; that the sun flares could reach around the world to its night side; or that glaciers could store energy so that they eventually became fluorescent.[78]
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In 1778, Benjamin Franklin theorized in his paper Aurora Borealis, Suppositions and Conjectures towards forming an Hypothesis for its Explanation that an aurora was caused by a concentration of electrical charge in the polar regions intensified by the snow and moisture in the air:[80][81]
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May not then the great quantity of electricity brought into the polar regions by the clouds, which are condens'd there, and fall in snow, which electricity would enter the earth, but cannot penetrate the ice; may it not, I say (as a bottle overcharged) break thro' that low atmosphere and run along in the vacuum over the air towards the equator, diverging as the degrees of longitude enlarge, strongly visible where densest, and becoming less visible as it more diverges; till it finds a passage to the earth in more temperate climates, or is mingled with the upper air?
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Observations of the rhythmic movement of compass needles due to the influence of an aurora were confirmed in the Swedish city of Uppsala by Anders Celsius and Olof Hiorter. In 1741, Hiorter was able to link large magnetic fluctuations with an aurora being observed overhead. This evidence helped to support their theory that 'magnetic storms' are responsible for such compass fluctuations.[82]
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A variety of Native American myths surround the spectacle. The European explorer Samuel Hearne traveled with Chipewyan Dene in 1771 and recorded their views on the ed-thin ('caribou'). According to Hearne, the Dene people saw the resemblance between an aurora and the sparks produced when caribou fur is stroked. They believed that the lights were the spirits of their departed friends dancing in the sky, and when they shone brightly it meant that their deceased friends were very happy.[83]
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During the night after the Battle of Fredericksburg, an aurora was seen from the battlefield. The Confederate Army took this as a sign that God was on their side, as the lights were rarely seen so far south. The painting Aurora Borealis by Frederic Edwin Church is widely interpreted to represent the conflict of the American Civil War.[84]
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A mid 19th-century British source says auroras were a rare occurrence before the 18th-century.[85] It quotes Halley as saying that before the aurora of 1716, no such phenomenon had been recorded for more than 80 years, and none of any consequence since 1574. It says no appearance is recorded in the Transactions of the French Academy of Sciences between 1666 and 1716. And that one aurora recorded in Berlin Miscellany for 1797 was called a very rare event. One observed in 1723 at Bologna was stated to be the first ever seen there. Celsius (1733) states the oldest residents of Uppsala thought the phenomenon a great rarity before 1716. The period between approximately 1645 to 1715 corresponds to the Maunder minimum in sunspot activity.
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It was the Norwegian scientist Kristian Birkeland who, in the early 1900s, laid the foundation for our current understanding of geomagnetism and polar auroras.
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Both Jupiter and Saturn have magnetic fields that are stronger than Earth's (Jupiter's equatorial field strength is 4.3 gauss, compared to 0.3 gauss for Earth), and both have extensive radiation belts. Auroras have been observed on both gas planets, most clearly using the Hubble Space Telescope, and the Cassini and Galileo spacecraft, as well as on Uranus and Neptune.[86]
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The aurorae on Saturn seem, like Earth's, to be powered by the solar wind. However, Jupiter's aurorae are more complex. The Jupiter's main auroral oval is associated with the plasma produced by the volcanic moon, Io and the transport of this plasma within the planet's magnetosphere. An uncertain fraction of Jupiter's aurorae are powered by the solar wind. In addition, the moons, especially Io, are also powerful sources of aurora. These arise from electric currents along field lines ("field aligned currents"), generated by a dynamo mechanism due to the relative motion between the rotating planet and the moving moon. Io, which has active volcanism and an ionosphere, is a particularly strong source, and its currents also generate radio emissions, which have been studied since 1955. Using the Hubble Space Telescope, auroras over Io, Europa and Ganymede have all been observed.
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Auroras have also been observed on Venus and Mars. Venus has no magnetic field and so Venusian auroras appear as bright and diffuse patches of varying shape and intensity, sometimes distributed over the full disc of the planet. A Venusian aurora originates when electrons from the solar wind collide with the night-side atmosphere.
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An aurora was detected on Mars, on 14 August 2004, by the SPICAM instrument aboard Mars Express. The aurora was located at Terra Cimmeria, in the region of 177° East, 52° South. The total size of the emission region was about 30 km across, and possibly about 8 km high. By analyzing a map of crustal magnetic anomalies compiled with data from Mars Global Surveyor, scientists observed that the region of the emissions corresponded to an area where the strongest magnetic field is localized. This correlation indicated that the origin of the light emission was a flux of electrons moving along the crust magnetic lines and exciting the upper atmosphere of Mars.[86][87]
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The first ever extra-solar auroras were discovered in July 2015 over the brown dwarf star LSR J1835+3259.[88] The mainly red aurora was found to be a million times brighter than the Northern Lights, a result of the charged particles interacting with hydrogen in the atmosphere. It has been speculated that stellar winds may be stripping off material from the surface of the brown dwarf to produce their own electrons. Another possible explanation for the auroras is that an as-yet-undetected body around the dwarf star is throwing off material, as is the case with Jupiter and its moon Io.[89]
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Pablo Ruiz Picasso[a][b] (UK: /ˈpæbloʊ pɪˈkæsoʊ/, US: /ˈpɑːbloʊ pɪˈkɑːsoʊ, -ˈkæs-/,[2][3][4] Spanish: [ˈpaβlo piˈkaso]; 25 October 1881 – 8 April 1973) was a Spanish painter, sculptor, printmaker, ceramicist and theatre designer who spent most of his adult life in France. Regarded as one of the most influential artists of the 20th century, he is known for co-founding the Cubist movement, the invention of constructed sculpture,[5][6] the co-invention of collage, and for the wide variety of styles that he helped develop and explore. Among his most famous works are the proto-Cubist Les Demoiselles d'Avignon (1907), and Guernica (1937), a dramatic portrayal of the bombing of Guernica by German and Italian airforces during the Spanish Civil War.
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Picasso demonstrated extraordinary artistic talent in his early years, painting in a naturalistic manner through his childhood and adolescence. During the first decade of the 20th century, his style changed as he experimented with different theories, techniques, and ideas. After 1906, the Fauvist work of the slightly older artist Henri Matisse motivated Picasso to explore more radical styles, beginning a fruitful rivalry between the two artists, who subsequently were often paired by critics as the leaders of modern art.[7][8][9][10]
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Picasso's work is often categorized into periods. While the names of many of his later periods are debated, the most commonly accepted periods in his work are the Blue Period (1901–1904), the Rose Period (1904–1906), the African-influenced Period (1907–1909), Analytic Cubism (1909–1912), and Synthetic Cubism (1912–1919), also referred to as the Crystal period. Much of Picasso's work of the late 1910s and early 1920s is in a neoclassical style, and his work in the mid-1920s often has characteristics of Surrealism. His later work often combines elements of his earlier styles.
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Exceptionally prolific throughout the course of his long life, Picasso achieved universal renown and immense fortune for his revolutionary artistic accomplishments, and became one of the best-known figures in 20th-century art.
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Picasso was baptized Pablo Diego José Francisco de Paula Juan Nepomuceno María de los Remedios Cipriano de la Santísima Trinidad Ruiz y Picasso,[1] a series of names honouring various saints and relatives.[11] Ruiz y Picasso were included for his father and mother, respectively, as per Spanish tradition. Born in the city of Málaga in the Andalusian region of Spain, he was the first child of Don José Ruiz y Blasco (1838–1913) and María Picasso y López.[12] Though baptized a Catholic, Picasso would later become an atheist.[13]
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The surname "Picasso" comes from Liguria, a coastal region of north-western Italy; its capital is Genoa.[14] There was a painter from the area named Matteo Picasso [fr] (1794–1879), born in Recco (Genoa), of late neoclassical style portraiture,[14] though investigations have not definitively determined his kinship with the branch of ancestors related to Pablo Picasso. The direct branch from Sori, Liguria (Genoa), can be traced back to Tommaso Picasso (1728–1813). His son Giovanni Battista, married to Isabella Musante, was Pablo's great-great-grandfather. Of this marriage was born Tommaso (Sori, 1787–Málaga, 1851). Pablo's maternal great-grandfather, Tommaso Picasso moved to Spain around 1807.[14]
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Picasso's family was of middle-class background. His father was a painter who specialized in naturalistic depictions of birds and other game. For most of his life, Ruiz was a professor of art at the School of Crafts and a curator of a local museum. Ruiz's ancestors were minor aristocrats.
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Picasso showed a passion and a skill for drawing from an early age. According to his mother, his first words were "piz, piz", a shortening of lápiz, the Spanish word for "pencil".[15] From the age of seven, Picasso received formal artistic training from his father in figure drawing and oil painting. Ruiz was a traditional academic artist and instructor, who believed that proper training required disciplined copying of the masters, and drawing the human body from plaster casts and live models. His son became preoccupied with art to the detriment of his classwork.
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The family moved to A Coruña in 1891, where his father became a professor at the School of Fine Arts. They stayed almost four years. On one occasion, the father found his son painting over his unfinished sketch of a pigeon. Observing the precision of his son's technique, an apocryphal story relates, Ruiz felt that the thirteen-year-old Picasso had surpassed him, and vowed to give up painting,[16] though paintings by him exist from later years.
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In 1895, Picasso was traumatized when his seven-year-old sister, Conchita, died of diphtheria.[17] After her death, the family moved to Barcelona, where Ruiz took a position at its School of Fine Arts. Picasso thrived in the city, regarding it in times of sadness or nostalgia as his true home.[18] Ruiz persuaded the officials at the academy to allow his son to take an entrance exam for the advanced class. This process often took students a month, but Picasso completed it in a week, and the jury admitted him, at just 13. As a student, Picasso lacked discipline but made friendships that would affect him in later life. His father rented a small room for him close to home so he could work alone, yet he checked up on him numerous times a day, judging his drawings. The two argued frequently.[19]
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Picasso's father and uncle decided to send the young artist to Madrid's Real Academia de Bellas Artes de San Fernando, the country's foremost art school.[18] At age 16, Picasso set off for the first time on his own, but he disliked formal instruction and stopped attending classes soon after enrollment. Madrid held many other attractions. The Prado housed paintings by Diego Velázquez, Francisco Goya, and Francisco Zurbarán. Picasso especially admired the works of El Greco; elements such as his elongated limbs, arresting colours, and mystical visages are echoed in Picasso's later work.[20]
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Picasso's training under his father began before 1890. His progress can be traced in the collection of early works now held by the Museu Picasso in Barcelona, which provides one of the most comprehensive records extant of any major artist's beginnings.[21] During 1893 the juvenile quality of his earliest work falls away, and by 1894 his career as a painter can be said to have begun.[22] The academic realism apparent in the works of the mid-1890s is well displayed in The First Communion (1896), a large composition that depicts his sister, Lola. In the same year, at the age of 14, he painted Portrait of Aunt Pepa, a vigorous and dramatic portrait that Juan-Eduardo Cirlot has called "without a doubt one of the greatest in the whole history of Spanish painting."[23]
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In 1897, his realism began to show a Symbolist influence, for example, in a series of landscape paintings rendered in non-naturalistic violet and green tones. What some call his Modernist period (1899–1900) followed. His exposure to the work of Rossetti, Steinlen, Toulouse-Lautrec and Edvard Munch, combined with his admiration for favourite old masters such as El Greco, led Picasso to a personal version of modernism in his works of this period.[24]
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Picasso made his first trip to Paris, then the art capital of Europe, in 1900. There, he met his first Parisian friend, journalist and poet Max Jacob, who helped Picasso learn the language and its literature. Soon they shared an apartment; Max slept at night while Picasso slept during the day and worked at night. These were times of severe poverty, cold, and desperation. Much of his work was burned to keep the small room warm. During the first five months of 1901, Picasso lived in Madrid, where he and his anarchist friend Francisco de Asís Soler founded the magazine Arte Joven (Young Art), which published five issues. Soler solicited articles and Picasso illustrated the journal, mostly contributing grim cartoons depicting and sympathizing with the state of the poor. The first issue was published on 31 March 1901, by which time the artist had started to sign his work Picasso.[25] From 1898 he signed his works as "Pablo Ruiz Picasso", then as "Pablo R. Picasso" until 1901. The change does not seem to imply a rejection of the father figure. Rather, he wanted to distinguish himself from others; initiated by his Catalan friends who habitually called him by his maternal surname, much less current than the paternal Ruiz.[26]
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Picasso's Blue Period (1901–1904), characterized by sombre paintings rendered in shades of blue and blue-green, only occasionally warmed by other colours, began either in Spain in early 1901, or in Paris in the second half of the year.[27] Many paintings of gaunt mothers with children date from the Blue Period, during which Picasso divided his time between Barcelona and Paris. In his austere use of colour and sometimes doleful subject matter – prostitutes and beggars are frequent subjects – Picasso was influenced by a trip through Spain and by the suicide of his friend Carles Casagemas. Starting in autumn of 1901 he painted several posthumous portraits of Casagemas, culminating in the gloomy allegorical painting La Vie (1903), now in the Cleveland Museum of Art.[28]
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The same mood pervades the well-known etching The Frugal Repast (1904),[29] which depicts a blind man and a sighted woman, both emaciated, seated at a nearly bare table. Blindness is a recurrent theme in Picasso's works of this period, also represented in The Blindman's Meal (1903, the Metropolitan Museum of Art) and in the portrait of Celestina (1903). Other Blue Period works include Portrait of Soler and Portrait of Suzanne Bloch.
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The Rose Period (1904–1906)[30] is characterized by a lighter tone and style utilizing orange and pink colours, and featuring many circus people, acrobats and harlequins known in France as saltimbanques. The harlequin, a comedic character usually depicted in checkered patterned clothing, became a personal symbol for Picasso. Picasso met Fernande Olivier, a bohemian artist who became his mistress, in Paris in 1904.[17] Olivier appears in many of his Rose Period paintings, many of which are influenced by his warm relationship with her, in addition to his increased exposure to French painting. The generally upbeat and optimistic mood of paintings in this period is reminiscent of the 1899–1901 period (i.e. just prior to the Blue Period) and 1904 can be considered a transition year between the two periods.
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By 1905, Picasso became a favourite of American art collectors Leo and Gertrude Stein. Their older brother Michael Stein and his wife Sarah also became collectors of his work. Picasso painted portraits of both Gertrude Stein and her nephew Allan Stein. Gertrude Stein became Picasso's principal patron, acquiring his drawings and paintings and exhibiting them in her informal Salon at her home in Paris.[32] At one of her gatherings in 1905, he met Henri Matisse, who was to become a lifelong friend and rival. The Steins introduced him to Claribel Cone and her sister Etta who were American art collectors; they also began to acquire Picasso and Matisse's paintings. Eventually Leo Stein moved to Italy. Michael and Sarah Stein became patrons of Matisse, while Gertrude Stein continued to collect Picasso.[33]
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In 1907, Picasso joined an art gallery that had recently been opened in Paris by Daniel-Henry Kahnweiler. Kahnweiler was a German art historian and art collector who became one of the premier French art dealers of the 20th century. He was among the first champions of Pablo Picasso, Georges Braque and the Cubism that they jointly developed. Kahnweiler promoted burgeoning artists such as André Derain, Kees van Dongen, Fernand Léger, Juan Gris, Maurice de Vlaminck and several others who had come from all over the globe to live and work in Montparnasse at the time.[34]
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Picasso's African-influenced Period (1907–1909) begins with his painting Les Demoiselles d'Avignon. Picasso painted this composition in a style inspired by Iberian sculpture, but repainted the faces of the two figures on the right after being powerfully impressed by African artefacts he saw in June 1907 in the ethnographic museum at Palais du Trocadéro.[35] When he displayed the painting to acquaintances in his studio later that year, the nearly universal reaction was shock and revulsion; Matisse angrily dismissed the work as a hoax.[36] Picasso did not exhibit Le Demoiselles publicly until 1916.
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Other works from this period include Nude with Raised Arms (1907) and Three Women (1908). Formal ideas developed during this period lead directly into the Cubist period that follows.
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Analytic cubism (1909–1912) is a style of painting Picasso developed with Georges Braque using monochrome brownish and neutral colours. Both artists took apart objects and "analyzed" them in terms of their shapes. Picasso and Braque's paintings at this time share many similarities.
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In Paris, Picasso entertained a distinguished coterie of friends in the Montmartre and Montparnasse quarters, including André Breton, poet Guillaume Apollinaire, writer Alfred Jarry and Gertrude Stein. In 1911, Picasso was arrested and questioned about the theft of the Mona Lisa from the Louvre. Suspicion for the crime had initially fallen upon Apollinaire due to his links to Géry Pieret, an artist with a history of thefts from the gallery. Apollinaire in turn implicated his close friend Picasso, who had also purchased stolen artworks from the artist in the past. Afraid of a conviction that could result in his deportation to Spain, Picasso denied having ever met Apollinaire. Both were later cleared of any involvement in the painting's disappearance.[37][38]
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Synthetic cubism (1912–1919) was a further development of the genre of cubism, in which cut paper fragments – often wallpaper or portions of newspaper pages – were pasted into compositions, marking the first use of collage in fine art.
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Between 1915 and 1917, Picasso began a series of paintings depicting highly geometric and minimalist Cubist objects, consisting of either a pipe, a guitar or a glass, with an occasional element of collage. "Hard-edged square-cut diamonds", notes art historian John Richardson, "these gems do not always have upside or downside".[39][40] "We need a new name to designate them," wrote Picasso to Gertrude Stein: Maurice Raynal suggested "Crystal Cubism".[39][41] These "little gems" may have been produced by Picasso in response to critics who had claimed his defection from the movement, through his experimentation with classicism within the so-called return to order following the war.[39][42]
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After acquiring some fame and fortune, Picasso left Olivier for Marcelle Humbert, whom he called Eva Gouel. Picasso included declarations of his love for Eva in many Cubist works. Picasso was devastated by her premature death from illness at the age of 30 in 1915.[43]
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At the outbreak of World War I in August 1914, Picasso was living in Avignon. Braque and Derain were mobilized and Apollinaire joined the French artillery, while the Spaniard Juan Gris remained from the Cubist circle. During the war, Picasso was able to continue painting uninterrupted, unlike his French comrades. His paintings became more sombre and his life changed with dramatic consequences. Kahnweiler's contract had terminated on his exile from France. At this point Picasso's work would be taken on by the art dealer Léonce Rosenberg. After the loss of Eva Gouel, Picasso had an affair with Gaby Lespinasse. During the spring of 1916, Apollinaire returned from the front wounded. They renewed their friendship, but Picasso began to frequent new social circles.[44]
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Towards the end of World War I, Picasso became involved with Serge Diaghilev's Ballets Russes. Among his friends during this period were Jean Cocteau, Jean Hugo, Juan Gris, and others. In the summer of 1918, Picasso married Olga Khokhlova, a ballerina with Sergei Diaghilev's troupe, for whom Picasso was designing a ballet, Erik Satie's Parade, in Rome; they spent their honeymoon near Biarritz in the villa of glamorous Chilean art patron Eugenia Errázuriz.
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After returning from his honeymoon and in need of money, Picasso started his exclusive relationship with the French-Jewish art dealer Paul Rosenberg. As part of his first duties, Rosenberg agreed to rent the couple an apartment in Paris at his own expense, which was located next to his own house. This was the start of a deep brother-like friendship between two very different men, that would last until the outbreak of World War II.
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Khokhlova introduced Picasso to high society, formal dinner parties, and other dimensions of the life of the rich in 1920s Paris. The two had a son, Paulo Picasso,[45] who would grow up to be a motorcycle racer and chauffeur to his father. Khokhlova's insistence on social propriety clashed with Picasso's bohemian tendencies and the two lived in a state of constant conflict. During the same period that Picasso collaborated with Diaghilev's troupe, he and Igor Stravinsky collaborated on Pulcinella in 1920. Picasso took the opportunity to make several drawings of the composer.[46]
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In 1927, Picasso met 17-year-old Marie-Thérèse Walter and began a secret affair with her. Picasso's marriage to Khokhlova soon ended in separation rather than divorce, as French law required an even division of property in the case of divorce, and Picasso did not want Khokhlova to have half his wealth. The two remained legally married until Khokhlova's death in 1955. Picasso carried on a long-standing affair with Marie-Thérèse Walter and fathered a daughter with her, named Maya. Marie-Thérèse lived in the vain hope that Picasso would one day marry her, and hanged herself four years after Picasso's death.
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1909, Femme assise (Sitzende Frau), oil on canvas, 100 × 80 cm, Staatliche Museen, Neue Nationalgalerie, Berlin
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1909–10, Figure dans un Fauteuil (Seated Nude, Femme nue assise), oil on canvas, 92.1 × 73 cm, Tate Modern, London. This painting from the collection of Wilhelm Uhde was confiscated by the French state and sold at the Hôtel Drouot in 1921
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1910, Woman with Mustard Pot (La Femme au pot de moutarde), oil on canvas, 73 × 60 cm, Gemeentemuseum, The Hague. Exhibited at the Armory Show, New York, Chicago, Boston 1913
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1910, Girl with a Mandolin (Fanny Tellier), oil on canvas, 100.3 × 73.6 cm, Museum of Modern Art, New York
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1910, Portrait of Daniel-Henry Kahnweiler, The Art Institute of Chicago. Picasso wrote of Kahnweiler "What would have become of us if Kahnweiler hadn't had a business sense?"
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1910–11, Guitariste, La mandoliniste (Woman playing guitar or mandolin), oil on canvas
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c.1911, Le Guitariste. Reproduced in Albert Gleizes and Jean Metzinger, Du "Cubisme", 1912
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1911, Still Life with a Bottle of Rum, oil on canvas, 61.3 × 50.5 cm, Metropolitan Museum of Art, New York
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1911, The Poet (Le poète), oil on linen, 131.2 × 89.5 cm (51 5/8 × 35 1/4 in), The Solomon R. Guggenheim Foundation, Peggy Guggenheim Collection, Venice
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1911–12, Violon (Violin), oil on canvas, 100 × 73 cm (oval), Kröller-Müller Museum, Otterlo, Netherlands. This painting from the collection of Wilhelm Uhde was confiscated by the French state and sold at the Hôtel Drouot in 1921
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1913, Bouteille, clarinet, violon, journal, verre, 55 × 45 cm. This painting from the collection of Wilhelm Uhde was confiscated by the French state and sold at the Hôtel Drouot in 1921
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1913, Femme assise dans un fauteuil (Eva), Woman in a Chemise in an Armchair, oil on canvas, 149.9 × 99.4 cm, Leonard A. Lauder Cubist Collection, Metropolitan Museum of Art
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1913–14, Head (Tête), cut and pasted coloured paper, gouache and charcoal on paperboard, 43.5 × 33 cm, Scottish National Gallery of Modern Art, Edinburgh
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1913–14, L'Homme aux cartes (Card Player), oil on canvas, 108 × 89.5 cm, Museum of Modern Art, New York
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1914–15, Nature morte au compotier (Still Life with Compote and Glass), oil on canvas, 63.5 × 78.7 cm (25 × 31 in), Columbus Museum of Art, Ohio
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1916, L'anis del mono (Bottle of Anis del Mono), oil on canvas, 46 × 54.6 cm, Detroit Institute of Arts, Michigan
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Parade, 1917, curtain designed for the ballet Parade. The work is the largest of Picasso's paintings. Centre Pompidou-Metz, Metz, France, May 2012
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In February 1917, Picasso made his first trip to Italy.[47] In the period following the upheaval of World War I, Picasso produced work in a neoclassical style. This "return to order" is evident in the work of many European artists in the 1920s, including André Derain, Giorgio de Chirico, Gino Severini, Jean Metzinger, the artists of the New Objectivity movement and of the Novecento Italiano movement. Picasso's paintings and drawings from this period frequently recall the work of Raphael and Ingres.
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In 1925 the Surrealist writer and poet André Breton declared Picasso as 'one of ours' in his article Le Surréalisme et la peinture, published in Révolution surréaliste. Les Demoiselles was reproduced for the first time in Europe in the same issue. Yet Picasso exhibited Cubist works at the first Surrealist group exhibition in 1925; the concept of 'psychic automatism in its pure state' defined in the Manifeste du surréalisme never appealed to him entirely. He did at the time develop new imagery and formal syntax for expressing himself emotionally, "releasing the violence, the psychic fears and the eroticism that had been largely contained or sublimated since 1909", writes art historian Melissa McQuillan.[48] Although this transition in Picasso's work was informed by Cubism for its spatial relations, "the fusion of ritual and abandon in the imagery recalls the primitivism of the Demoiselles and the elusive psychological resonances of his Symbolist work", writes McQuillan.[48] Surrealism revived Picasso's attraction to primitivism and eroticism.[48]
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Pablo Picasso, 1918, Pierrot, oil on canvas, 92.7 × 73 cm, Museum of Modern Art, New York
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Pablo Picasso, 1919, Sleeping Peasants, gouache, watercolor and pencil on paper, 31.1 × 48.9 cm, Museum of Modern Art
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Portrait d'Olga dans un fauteuil (Olga in an Armchair), 1918, Musée Picasso, Paris, France
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During the 1930s, the minotaur replaced the harlequin as a common motif in his work. His use of the minotaur came partly from his contact with the surrealists, who often used it as their symbol, and it appears in Picasso's Guernica. The minotaur and Picasso's mistress Marie-Thérèse Walter are heavily featured in his celebrated Vollard Suite of etchings.[49]
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Arguably Picasso's most famous work is his depiction of the German bombing of Guernica during the Spanish Civil War – Guernica. This large canvas embodies for many the inhumanity, brutality and hopelessness of war. Asked to explain its symbolism, Picasso said, "It isn't up to the painter to define the symbols. Otherwise it would be better if he wrote them out in so many words! The public who look at the picture must interpret the symbols as they understand them."[50][51] Guernica was exhibited in July 1937 at the Spanish Pavilion at the Paris International Exposition, and then became the centerpiece of an exhibition of 118 works by Picasso, Matisse, Braque and Henri Laurens that toured Scandinavia and England. After the victory of Francisco Franco in Spain, the painting was sent to the United States to raise funds and support for Spanish refugees. Until 1981 it was entrusted to the Museum of Modern Art (MoMA) in New York City, as it was Picasso's expressed desire that the painting should not be delivered to Spain until liberty and democracy had been established in the country.
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In 1939 and 1940, the Museum of Modern Art in New York City, under its director Alfred Barr, a Picasso enthusiast, held a major retrospective of Picasso's principal works until that time. This exhibition lionized Picasso, brought into full public view in America the scope of his artistry, and resulted in a reinterpretation of his work by contemporary art historians and scholars.[52] According to Jonathan Weinberg, "Given the extraordinary quality of the show and Picasso's enormous prestige, generally heightened by the political impact of Guernica ... the critics were surprisingly ambivalent".[53] Picasso's "multiplicity of styles" was disturbing to one journalist; another described him as "wayward and even malicious"; Alfred Frankenstein's review in ARTnews concluded that Picasso was both charlatan and genius.[53]
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During the Second World War, Picasso remained in Paris while the Germans occupied the city. Picasso's artistic style did not fit the Nazi ideal of art, so he did not exhibit during this time. He was often harassed by the Gestapo. During one search of his apartment, an officer saw a photograph of the painting Guernica. "Did you do that?" the German asked Picasso. "No," he replied, "You did".[55]
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Retreating to his studio, he continued to paint, producing works such as the Still Life with Guitar (1942) and The Charnel House (1944–48).[56] Although the Germans outlawed bronze casting in Paris, Picasso continued regardless, using bronze smuggled to him by the French Resistance.[57]
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Around this time, Picasso wrote poetry as an alternative outlet. Between 1935 and 1959 he wrote over 300 poems. Largely untitled except for a date and sometimes the location of where it was written (for example "Paris 16 May 1936"), these works were gustatory, erotic and at times scatological, as were his two full-length plays Desire Caught by the Tail (1941) and The Four Little Girls (1949).[58][59]
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In 1944, after the liberation of Paris, Picasso, then 63 years old, began a romantic relationship with a young art student named Françoise Gilot. She was 40 years younger than he was. Picasso grew tired of his mistress Dora Maar; Picasso and Gilot began to live together. Eventually they had two children: Claude Picasso, born in 1947 and Paloma Picasso, born in 1949. In her 1964 book Life with Picasso,[60] Gilot describes his abusive treatment and myriad infidelities which led her to leave him, taking the children with her. This was a severe blow to Picasso.
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Picasso had affairs with women of an even greater age disparity than his and Gilot's. While still involved with Gilot, in 1951 Picasso had a six-week affair with Geneviève Laporte, who was four years younger than Gilot. By his 70s, many paintings, ink drawings and prints have as their theme an old, grotesque dwarf as the doting lover of a beautiful young model. Jacqueline Roque (1927–1986) worked at the Madoura Pottery in Vallauris on the French Riviera, where Picasso made and painted ceramics. She became his lover, and then his second wife in 1961. The two were together for the remainder of Picasso's life.
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His marriage to Roque was also a means of revenge against Gilot; with Picasso's encouragement, Gilot had divorced her then husband, Luc Simon, with the plan to marry Picasso to secure the rights of her children as Picasso's legitimate heirs. Picasso had already secretly married Roque, after Gilot had filed for divorce. His strained relationship with Claude and Paloma was never healed.[61]
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By this time, Picasso had constructed a huge Gothic home, and could afford large villas in the south of France, such as Mas Notre-Dame-de-Vie on the outskirts of Mougins, and in the Provence-Alpes-Côte d'Azur. He was an international celebrity, with often as much interest in his personal life as his art.[62]
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Picasso was one of 250 sculptors who exhibited in the 3rd Sculpture International held at the Philadelphia Museum of Art in mid-1949. In the 1950s, Picasso's style changed once again, as he took to producing reinterpretations of the art of the great masters. He made a series of works based on Velázquez's painting of Las Meninas. He also based paintings on works by Goya, Poussin, Manet, Courbet and Delacroix.
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In addition to his artistic accomplishments, Picasso made a few film appearances, always as himself, including a cameo in Jean Cocteau's Testament of Orpheus (1960). In 1955, he helped make the film Le Mystère Picasso (The Mystery of Picasso) directed by Henri-Georges Clouzot.
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He was commissioned to make a maquette for a huge 50-foot (15 m)-high public sculpture to be built in Chicago, known usually as the Chicago Picasso. He approached the project with a great deal of enthusiasm, designing a sculpture which was ambiguous and somewhat controversial. What the figure represents is not known; it could be a bird, a horse, a woman or a totally abstract shape. The sculpture, one of the most recognizable landmarks in downtown Chicago, was unveiled in 1967. Picasso refused to be paid $100,000 for it, donating it to the people of the city.
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Picasso's final works were a mixture of styles, his means of expression in constant flux until the end of his life. Devoting his full energies to his work, Picasso became more daring, his works more colourful and expressive, and from 1968 to 1971 he produced a torrent of paintings and hundreds of copperplate etchings. At the time these works were dismissed by most as pornographic fantasies of an impotent old man or the slapdash works of an artist who was past his prime.[63][64] Only later, after Picasso's death, when the rest of the art world had moved on from abstract expressionism, did the critical community come to see the late works of Picasso as prefiguring Neo-Expressionism.[65]
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Pablo Picasso died on 8 April 1973 in Mougins, France from pulmonary edema and heart failure, while he and his wife Jacqueline entertained friends for dinner. He was interred at the Château of Vauvenargues near Aix-en-Provence, a property he had acquired in 1958 and occupied with Jacqueline between 1959 and 1962. Jacqueline Roque prevented his children Claude and Paloma from attending the funeral.[66] Devastated and lonely after the death of Picasso, Jacqueline Roque killed herself by gunshot in 1986 when she was 59 years old.[67]
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Picasso remained aloof from the Catalan independence movement during his youth despite expressing general support and being friendly with activists within it. He did not join the armed forces for any side or country during World War I, the Spanish Civil War, and World War II. As a Spanish citizen living in France, Picasso was under no compulsion to fight against the invading Germans in either world war. However, in 1940, he did apply for French citizenship, but it was refused on the grounds of his "extremist ideas evolving towards communism". This information was not revealed until 2003.[68]
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At the start of the Spanish Civil War in 1936, Picasso was 54 years of age. Soon after hostilities began, the Republicans appointed him "director of the Prado, albeit in absentia", and "he took his duties very seriously", according to John Richardson, supplying the funds to evacuate the museum's collection to Geneva.[69] The war provided the impetus for Picasso's first overtly political work. He expressed anger and condemnation of Francisco Franco and fascists in The Dream and Lie of Franco (1937), which was produced "specifically for propagandistic and fundraising purposes".[70] This surreal fusion of words and images was intended to be sold as a series of postcards to raise funds for the Spanish Republican cause.[70][71]
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In 1944, Picasso joined the French Communist Party, attended the World Congress of Intellectuals in Defense of Peace in Poland, and in 1950 received the Stalin Peace Prize from the Soviet government.[72] Party criticism in 1953 of his portrait of Stalin as insufficiently realistic cooled Picasso's interest in Soviet politics, though he remained a loyal member of the Communist Party until his death.[69] His dealer, D-H. Kahnweiler, a socialist, termed Picasso's communism "sentimental" rather than political, saying "He has never read a line of Karl Marx, nor of Engels of course."[69] In a 1945 interview with Jerome Seckler, Picasso stated: "I am a Communist and my painting is Communist painting. ... But if I were a shoemaker, Royalist or Communist or anything else, I would not necessarily hammer my shoes in a special way to show my politics."[73] His commitment to communism, common among continental intellectuals and artists at the time, has long been the subject of some controversy; a notable demonstration thereof was a quote commonly attributed to Salvador Dalí (with whom Picasso had a rather strained relationship[74]):
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In the late 1940s, his old friend the surrealist poet and Trotskyist[78] and anti-Stalinist André Breton was more blunt; refusing to shake hands with Picasso, he told him: "I don't approve of your joining the Communist Party nor with the stand you have taken concerning the purges of the intellectuals after the Liberation".[79]
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Picasso was against the intervention of the United Nations and the United States in the Korean War and he depicted it in Massacre in Korea.[80][81] The art critic Kirsten Hoving Keen says that it is "inspired by reports of American atrocities" and considers it one of Picasso's communist works.[82]
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In 1962, he received the Lenin Peace Prize.[83] Biographer and art critic John Berger felt his talents as an artist were "wasted" by the communists.[84] According to Jean Cocteau's diaries, Picasso once said to him in reference to the communists: "I have joined a family, and like all families, it's full of shit".[85]
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Picasso was exceptionally prolific throughout his long lifetime. The total number of artworks he produced has been estimated at 50,000, comprising 1,885 paintings; 1,228 sculptures; 2,880 ceramics, roughly 12,000 drawings, many thousands of prints, and numerous tapestries and rugs.[86]
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The medium in which Picasso made his most important contribution was painting.[87] In his paintings, Picasso used colour as an expressive element, but relied on drawing rather than subtleties of colour to create form and space.[87] He sometimes added sand to his paint to vary its texture. A nanoprobe of Picasso's The Red Armchair (1931) by physicists at Argonne National Laboratory in 2012 confirmed art historians' belief that Picasso used common house paint in many of his paintings.[88] Much of his painting was done at night by artificial light.
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Picasso's early sculptures were carved from wood or modelled in wax or clay, but from 1909 to 1928 Picasso abandoned modelling and instead made sculptural constructions using diverse materials.[87] An example is Guitar (1912), a relief construction made of sheet metal and wire that Jane Fluegel terms a "three-dimensional planar counterpart of Cubist painting" that marks a "revolutionary departure from the traditional approaches, modeling and carving".[89]
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From the beginning of his career, Picasso displayed an interest in subject matter of every kind,[90] and demonstrated a great stylistic versatility that enabled him to work in several styles at once. For example, his paintings of 1917 included the pointillist Woman with a Mantilla, the Cubist Figure in an Armchair, and the naturalistic Harlequin (all in the Museu Picasso, Barcelona). In 1919, he made a number of drawings from postcards and photographs that reflect his interest in the stylistic conventions and static character of posed photographs.[91] In 1921 he simultaneously painted several large neoclassical paintings and two versions of the Cubist composition Three Musicians (Museum of Modern Art, New York; Philadelphia Museum of Art).[47] In an interview published in 1923, Picasso said, "The several manners I have used in my art must not be considered as an evolution, or as steps towards an unknown ideal of painting ... If the subjects I have wanted to express have suggested different ways of expression I have never hesitated to adopt them."[47]
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Although his Cubist works approach abstraction, Picasso never relinquished the objects of the real world as subject matter. Prominent in his Cubist paintings are forms easily recognized as guitars, violins, and bottles.[92] When Picasso depicted complex narrative scenes it was usually in prints, drawings, and small-scale works; Guernica (1937) is one of his few large narrative paintings.[91]
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Picasso painted mostly from imagination or memory. According to William Rubin, Picasso "could only make great art from subjects that truly involved him ... Unlike Matisse, Picasso had eschewed models virtually all his mature life, preferring to paint individuals whose lives had both impinged on, and had real significance for, his own."[93] The art critic Arthur Danto said Picasso's work constitutes a "vast pictorial autobiography" that provides some basis for the popular conception that "Picasso invented a new style each time he fell in love with a new woman".[93] The autobiographical nature of Picasso's art is reinforced by his habit of dating his works, often to the day. He explained: "I want to leave to posterity a documentation that will be as complete as possible. That's why I put a date on everything I do."[93]
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Picasso's influence was and remains immense and widely acknowledged by his admirers and detractors alike. On the occasion of his 1939 retrospective at MoMA, Life magazine wrote: "During the 25 years he has dominated modern European art, his enemies say he has been a corrupting influence. With equal violence, his friends say he is the greatest artist alive."[94] In 1998, Robert Hughes wrote of him: "To say that Pablo Picasso dominated Western art in the 20th century is, by now, the merest commonplace. ... No painter or sculptor, not even Michelangelo, had been as famous as this in his own lifetime. ... Though Marcel Duchamp, that cunning old fox of conceptual irony, has certainly had more influence on nominally vanguard art over the past 30 years than Picasso, the Spaniard was the last great beneficiary of the belief that the language of painting and sculpture really mattered to people other than their devotees."[95]
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At the time of Picasso's death many of his paintings were in his possession, as he had kept off the art market what he did not need to sell. In addition, Picasso had a considerable collection of the work of other famous artists, some his contemporaries, such as Henri Matisse, with whom he had exchanged works. Since Picasso left no will, his death duties (estate tax) to the French state were paid in the form of his works and others from his collection. These works form the core of the immense and representative collection of the Musée Picasso in Paris. In 2003, relatives of Picasso inaugurated a museum dedicated to him in his birthplace, Málaga, Spain, the Museo Picasso Málaga.
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The Museu Picasso in Barcelona features many of his early works, created while he was living in Spain, including many rarely seen works which reveal his firm grounding in classical techniques. The museum also holds many precise and detailed figure studies done in his youth under his father's tutelage, as well as the extensive collection of Jaime Sabartés, his close friend and personal secretary.
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Guernica was on display in New York's Museum of Modern Art for many years. In 1981, it was returned to Spain and was on exhibit at the Casón del Buen Retiro of the Museo del Prado. In 1992, the painting was put on display in Madrid's Reina Sofía Museum when it opened.
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In the 1996 movie Surviving Picasso, Picasso is portrayed by actor Anthony Hopkins.[96] Picasso is also a character in Steve Martin's 1993 play, Picasso at the Lapin Agile. In A Moveable Feast by Ernest Hemingway, Hemingway tells Gertrude Stein that he would like to have some Picassos, but cannot afford them. Later in the book, Hemingway mentions looking at one of Picasso's paintings. He refers to it as Picasso's nude of the girl with the basket of flowers, possibly related to Young Naked Girl with Flower Basket.
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On 8 October 2010, Picasso: Masterpieces from the Musée National Picasso, Paris, an exhibition of 150 paintings, sculptures, drawings, prints and photographs from the Musée National Picasso in Paris, opened at the Seattle Art Museum, Seattle, Washington, US. The exhibition subsequently travelled to Virginia Museum of Fine Arts, Richmond, Virginia: the M.H. de Young Memorial Museum, San Francisco, California, US.;[97] the Art Gallery of New South Wales, Sydney, Australia;[98] and the Art Gallery of Ontario, Toronto, Ontario, Canada.
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As of 2015[update], Picasso remained the top-ranked artist (based on sales of his works at auctions) according to the Art Market Trends report.[99] More of his paintings have been stolen than any other artist's;[100] in 2012, the Art Loss Register had 1,147 of his works listed as stolen.[101] The Picasso Administration functions as his official Estate. The US copyright representative for the Picasso Administration is the Artists Rights Society.[102]
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Picasso is played by Antonio Banderas in the 2018 season of Genius, which focuses on his life and art.
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In the 1940s, a Swiss insurance company based in Basel had bought two paintings by Picasso to diversify its investments and serve as a guarantee for the insured risks. Following an air disaster in 1967, the company had to pay out heavy reimbursements. The company decided to part with the two paintings, which were deposited in the Kunstmuseum Basel. In 1968, a large number of Basel citizens called for a local referendum on the purchase of the Picassos by the Canton of Basel-Stadt, which was successful, making it the first time in democratic history that the population of a city voted on the purchase of works of art for a public art museum.[103] The paintings therefore remained in the museum in Basel. Informed of this, Picasso offered three paintings and a sketch to the city and its museum and was later made an honorary citizen by the city.[104]
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Several paintings by Picasso rank among the most expensive paintings in the world. Garçon à la pipe sold for US$104 million at Sotheby's on 4 May 2004, establishing a new price record. Dora Maar au Chat sold for US$95.2 million at Sotheby's on 3 May 2006.[105] On 4 May 2010, Nude, Green Leaves and Bust was sold at Christie's for $106.5 million. The 1932 work, which depicts Picasso's mistress Marie-Thérèse Walter reclining and as a bust, was in the personal collection of Los Angeles philanthropist Frances Lasker Brody, who died in November 2009.[106] On 11 May 2015 his painting Women of Algiers set the record for the highest price ever paid for a painting when it sold for US$179.3 million at Christie's in New York.[107]
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On 21 June 2016, a painting by Pablo Picasso titled Femme Assise (1909) sold for £43.2 million ($63.4 million) at Sotheby's London, exceeding the estimate by nearly $20 million, setting a world record for the highest price ever paid at auction for a Cubist work.[108][109]
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On 17 May 2017, The Jerusalem Post in an article titled "Picasso Work Stolen By Nazis Sells for $45 Million at Auction" reported the sale of a portrait painted by Picasso, the 1939 Femme assise, robe bleu, which was previously misappropriated during the early years of WWII. The painting has changed hands several times since its recovery, most recently through auction in May 2017 at Christie's in New York City.[110]
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In March 2018, his Femme au Béret et à la Robe Quadrillée (1937), a portrait of Marie-Thérèse Walter, sold for £49.8m at Sotheby's in London.[111]
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Throughout his life Picasso maintained several mistresses in addition to his wife or primary partner. Picasso was married twice and had four children by three women:
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Photographer and painter Dora Maar was also a constant companion and lover of Picasso. The two were closest in the late 1930s and early 1940s, and it was Maar who documented the painting of Guernica.
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The women in Picasso’s life played an important role in the emotional and erotic aspects of his creative expression, and the tumultuous nature of these relationships has been considered vital to his artistic process. Many of these women functioned as muses for him, and their inclusion in his extensive oeuvre granted them a place in art history.[112] A largely recurring motif in his body of work is the female form. The variations in his relationships informed and collided with his progression of style throughout his career. For example, portraits created of his first wife, Olga, were rendered in a naturalistic style during his Neoclassical period. His relationship with Marie-Thérèse Walter inspired many of his surrealist pieces, as well as what is referred to as his "Year of Wonders."[113] An early lover, Fernande Olivier, may have inspired the switch from his "Blue Period to his "Rose Period."[114]
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Picasso has been commonly characterised as a womaniser and a misogynist, being quoted as having said to one of his mistresses, François Gilot, "Women are machines for suffering."[115] He later told her, "For me there are only two kinds of women: goddesses and doormats." [116] In her memoir, Picasso, My Grandfather, Marina Picasso writes of his treatment of women, "He submitted them to his animal sexuality, tamed them, bewitched them, ingested them, and crushed them onto his canvas. After he had spent many nights extracting their essence, once they were bled dry, he would dispose of them."[117]
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Of the several important women in his life, two, Marie-Thèrése Walter, a mistress, and Jacqueline Roque, his second wife, committed suicide. Others, notably his first wife Olga Khokhlova, and his mistress Dora Maar, succumbed to nervous breakdowns. His son, Paulo, developed a fatal alcoholism due to depression. His grandson, Pablito, also committed suicide when he was barred by Jacqueline Roque from attending the artist’s funeral.[115]
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Picasso entrusted Christian Zervos to constitute the catalogue raisonné of his work (painted and drawn). The first volume of the catalogue, Works from 1895 to 1906, published in 1932, entailed the financial ruin of Zervos, self-publishing under the name Cahiers d'art, forcing him to sell part of his art collection at auction to avoid bankruptcy.[118][119]
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From 1932 to 1978, Zervos constituted the catalogue raisonné of the complete works of Picasso in the company of the artist who had become one of his friends in 1924. Following the death of Zervos, Mila Gagarin supervised the publication of 11 additional volumes from 1970 to 1978.[120]
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The 33 volumes cover the entire work from 1895 to 1972, with close to 16,000 black and white photographs, in accord with the will of the artist.[121]
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Further publications by Zervos
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Scrooge McDuck is a fictional character created in 1947 by Carl Barks for The Walt Disney Company, appearing in Disney comics. Scrooge is an elderly Scottish anthropomorphic Pekin duck with a yellow-orange bill, legs, and feet. He typically wears a red or blue frock coat, top hat, pince-nez glasses, and spats. He is portrayed in animations as speaking with a Scottish accent. Originally intended to be used only once, Scrooge became one of the most popular characters in Disney comics, and Barks' signature work.[6]
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Named after Ebenezer Scrooge from the 1843 novella A Christmas Carol, Scrooge is an incredibly wealthy business magnate and self-proclaimed "adventure-capitalist" whose dominant character traits are his wealth, his thrift, and his tendency to seek more wealth through adventure. He is the maternal uncle of Donald Duck, the maternal grand-uncle of Huey, Dewey, and Louie, and a usual financial backer of Gyro Gearloose. Within the context of the fictional Duck universe, he is the world's richest person.[7] He is portrayed as an oil tycoon, businessman, industrialist, and owner of the largest mining concerns and many factories to operate different activities. His "Money Bin" — and indeed Scrooge himself — are often used as a humorous metonyms for great wealth in popular culture around the world.
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McDuck was initially characterized as a greedy miser and antihero (as Charles Dickens' original Scrooge was), but in later appearances he has often been portrayed as a thrifty hero, adventurer and explorer. He was originally created by Barks as an antagonist for Donald Duck, first appearing in the 1947 Four Color story Christmas on Bear Mountain (#178). However, McDuck's popularity grew so large that he became a major figure of the Duck universe. In 1952 he was given his own comic book series, called Uncle Scrooge, which still runs today.
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Scrooge was most famously drawn by his creator Carl Barks, and later by Don Rosa. Like other Disney franchise characters, Scrooge McDuck's international popularity has resulted in literature that is often translated into other languages. Comics have remained Scrooge's primary medium, although he has also appeared in animated cartoons, most extensively in the television series DuckTales (1987–1990) and its reboot (2017-) as the main protagonist of both series.
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Scrooge McDuck, maternal uncle of previously established character Donald Duck, made his first named appearance in the story Christmas on Bear Mountain which was published in Dell's Four Color Comics #178, December 1947, written and drawn by artist Carl Barks. His appearance may have been based on a similar-looking, Scottish "thrifty saver" Donald Duck character from the 1943 propaganda short The Spirit of '43.[8]
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In Christmas on Bear Mountain,[9] Scrooge was a bearded, bespectacled, reasonably wealthy old duck, visibly leaning on his cane, and living in isolation in a "huge mansion".[10] Scrooge's misanthropic thoughts in this first story are quite pronounced: "Here I sit in this big lonely dump, waiting for Christmas to pass! Bah! That silly season when everybody loves everybody else! A curse on it! Me—I'm different! Everybody hates me, and I hate everybody!"[10]
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Barks later reflected, "Scrooge in 'Christmas on Bear Mountain' was only my first idea of a rich, old uncle. I had made him too old and too weak. I discovered later on that I had to make him more active. I could not make an old guy like that do the things I wanted him to do."[11]
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Barks would later claim that he originally only intended to use Scrooge as a one-shot character, but then decided Scrooge (and his fortune) could prove useful for motivating further stories. Barks continued to experiment with Scrooge's appearance and personality over the next four years.
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Scrooge's second appearance, in The Old Castle's Secret[12] (first published in June 1948), had Scrooge recruiting his nephews to search for a family treasure hidden in Dismal Downs, the McDuck family's ancestral castle, built in the middle of Rannoch Moor in Scotland. Foxy Relations (first published in November 1948) was the first story where Scrooge is called by his title and catchphrase "The Richest Duck in the World".
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The story, Voodoo Hoodoo, first published in Dell's Four Color Comics #238, August 1949, was the first story to hint at Scrooge's past with the introduction of two figures from it. The first was Foola Zoola, an old African sorcerer and chief of the Voodoo tribe who had cursed Scrooge, seeking revenge for the destruction of his village and the taking of his tribe's lands by Scrooge decades ago.
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Scrooge privately admitted to his nephews that he had used an army of "cutthroats" to get the tribe to abandon their lands, in order to establish a rubber plantation. The event was placed by Carl Barks in 1879 during the story, but it would later be retconned by Don Rosa to 1909 to fit with Scrooge's later-established personal history.[citation needed]
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The second figure was Bombie the Zombie, the organ of the sorcerer's curse and revenge. He had reportedly sought Scrooge for decades before reaching Duckburg, mistaking Donald for Scrooge.[citation needed]
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Barks, with a note of skepticism often found in his stories, explained the zombie as a living person who has never died, but has somehow gotten under the influence of a sorcerer. Although some scenes of the story were intended as a parody of Bela Lugosi's White Zombie, the story is the first to not only focus on Scrooge's past but also touch on the darkest aspects of his personality.
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Trail of the Unicorn,[13] first published in February 1950, introduced Scrooge's private zoo. One of his pilots had managed to photograph the last living unicorn, which lived in the Indian part of the Himalayas. Scrooge offered a reward to competing cousins Donald Duck and Gladstone Gander, which would go to the one who captured the unicorn for Scrooge's collection of animals.
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This was also the story that introduced Scrooge's private airplane. Barks would later establish Scrooge as an experienced aviator. Donald had previously been shown as a skilled aviator, as was Flintheart Glomgold in later stories. In comparison, Huey, Dewey, and Louie were depicted as only having taken flying lessons in the story Frozen Gold (published in January 1945).
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The Pixilated Parrot, first published in July 1950, introduced the precursor to Scrooge's money bin; in this story, Scrooge's central office building is said to contain "three cubic acres of money". Two nameless burglars who briefly appear during the story are considered to be the precursors of the Beagle Boys.[14]
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The Magic Hourglass, first published in September 1950, was arguably the first story to change the focus of the Duck stories from Donald to Scrooge. During the story, several themes were introduced for Scrooge.
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Donald first mentions in this story that his uncle practically owns Duckburg, a statement that Scrooge's rival John D. Rockerduck would later put in dispute. Scrooge first hints that he was not born into wealth, as he remembers buying the Hourglass in Morocco when he was a member of a ship's crew as a cabin boy. It is also the first story in which Scrooge mentions speaking another language besides his native English and reading other alphabets besides the Latin alphabet, as during the story, he speaks Arabic and reads the Arabic alphabet.[citation needed]
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The latter theme would be developed further in later stories. Barks and current Scrooge writer Don Rosa have depicted Scrooge as being fluent in Arabic, Dutch, German, Mongolian, Spanish, Mayan, Bengali, Finnish, and a number of Chinese dialects. Scrooge acquired this knowledge from years of living or traveling to the various regions of the world where those languages are spoken. Later writers would depict Scrooge having at least working knowledge of several other languages.
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Scrooge was shown in The Magic Hourglass in a more positive light than in previous stories, but his more villainous side is present too. Scrooge is seen in this story attempting to reacquire a magic hourglass that he gave to Donald, before finding out that it acted as a protective charm for him. Scrooge starts losing one billion dollars each minute, and comments that he will go bankrupt within 600 years. This line is a parody of Orson Welles's line in Citizen Kane "You know, Mr. Thatcher, at the rate of a million dollars a year, I'll have to close this place in ... 60 years".[15] To convince his nephews to return it, he pursues them throughout Morocco, where they had headed to earlier in the story. Memorably during the story, Scrooge interrogates Donald by having him tied up and tickled with a feather in an attempt to get Donald to reveal the hourglass's location. Scrooge finally manages to retrieve it, exchanging it for a flask of water, as he had found his nephews exhausted and left in the desert with no supplies. As Scrooge explains, he intended to give them a higher offer, but he just could not resist having somebody at his mercy without taking advantage of it.
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A Financial Fable, first published in March 1951, had Scrooge teaching Donald some lessons in productivity as the source of wealth, along with the laws of supply and demand. Perhaps more importantly, it was also the first story where Scrooge observes how diligent and industrious Huey, Louie and Dewey are, making them more similar to himself rather than to Donald. Donald in Barks's stories is depicted as working hard on occasion, but given the choice often proves to be a shirker. The three younger nephews first side with Scrooge rather than Donald in this story, with the bond between granduncle and grandnephews strengthening in later stories. However, there have been rare instances where Donald proved invaluable to Scrooge, such as when the group traveled back in time to Ancient Egypt to retrieve a pharaoh's papyrus. Donald cautions against taking it with him, as no one would believe the story unless it was unearthed. Donald then buries it and makes a marking point from the Nile River, making Scrooge think to himself admiringly, "Donald must have swallowed the Encyclopædia Britannica!"
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Terror of the Beagle Boys, first published in November 1951, introduced the readers to the Beagle Boys, although Scrooge in this story seems to be already familiar with them. The Big Bin on Killmotor Hill introduced Scrooge's money bin, built on Killmotor Hill in the center of Duckburg.
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By this point, Scrooge had become familiar to readers in the United States and Europe. Other Disney writers and artists besides Barks began using Scrooge in their own stories, including Italian writer Romano Scarpa. Western Publishing, the then-publisher of the Disney crafty comics, started thinking about using Scrooge as a protagonist rather than a supporting character, and then decided to launch Scrooge in his own self-titled comic. Uncle Scrooge #1, featuring the story Only a Poor Old Man, was published in March 1952. This story along with Back to the Klondike, first published a year later in March 1953, became the biggest influences in how Scrooge's character, past, and beliefs would become defined.
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After this point, Barks produced most of his longer stories in Uncle Scrooge, with a focus mainly on adventure, while his ten-page stories for Walt Disney's Comics and Stories continued to feature Donald as the star and focused on comedy. In Scrooge's stories, Donald and his nephews were cast as Scrooge's assistants, who accompanied Scrooge in his adventures around the world. This change of focus from Donald to Scrooge was also reflected in stories by other contemporary writers. Since then, Scrooge remains a central figure of the Duck comics' universe, thus the coining of the term "Scrooge McDuck Universe".[citation needed]
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After Barks's retirement, the character continued under other artists. In 1972, Barks was persuaded to write more stories for Disney. He wrote Junior Woodchuck stories where Scrooge often plays the part of the villain, closer to the role he had before he acquired his own series. Under Barks, Scrooge always was a malleable character who would take on whatever persona was convenient to the plot.
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The Italian writer and artist Romano Scarpa made several additions to Scrooge McDuck's universe, including characters such as Brigitta McBridge, Scrooge's self-styled fiancée, and Gideon McDuck, a newspaper editor who is Scrooge's brother. Those characters have appeared mostly in European comics. So is also the case for Scrooge's rival John D. Rockerduck (created by Barks for just one story) and Donald's cousin Fethry Duck, who sometimes works as a reporter for Scrooge's newspaper.
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Another major development was the arrival of writer and artist Don Rosa in 1986 with his story "The Son of the Sun", released by Gladstone Publishing and nominated for a Harvey Award, one of the comics industry's highest honors. Rosa has said in interviews that he considers Scrooge to be his favorite Disney character. Unlike most other Disney writers, Don Rosa considered Scrooge as a historical character whose Disney adventures had occurred in the fifties and sixties and ended (in his undepicted death[16]) in 1967 when Barks retired. He considered only Barks' stories canonical, and fleshed out a timeline as well as a family tree based on Barks' stories. Eventually he wrote and drew The Life and Times of Scrooge McDuck, a full history in twelve chapters which received an Eisner Award in 1995. Later editions included additional chapters. Under Rosa, Scrooge became more ethical; while he never cheats, he ruthlessly exploits any loopholes. He owes his fortune to his hard work and his money bin is "full of souvenirs" since every coin reminds him of a specific circumstance. Rosa remains the foremost contemporary duck artist and has been nominated for five 2007 Eisner Awards. His work is regularly reprinted by itself as well as along with Barks stories for which he created a sequel.
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Daan Jippes, who can mimic Barks's art to a close extent, repenciled all of Barks's 1970s Junior Woodchucks stories, as well as Barks' final Uncle Scrooge stories, from the 1990s to the early 2000s. Other notable Disney artists who have worked with the Scrooge character include Michael Peraza, Marco Rota, William Van Horn, and Tony Strobl.
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In an interview with the Norwegian "Aftenposten" from 1992 Don Rosa says that "in the beginning Scrooge [owed] his existence to his nephew Donald, but that has changed and today it's Donald that [owes] his existence to Scrooge" and he also says that this is one of the reasons why he is so interested in Scrooge.
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The character is almost exclusively portrayed as having worked his way up the financial ladder from humble immigrant roots. The real life of Andrew Carnegie, a Scottish-American immigrant and tycoon of the Industrial Age, and the fictional character of Charles Dickens' miser Ebenezer Scrooge are both believed to be strong influences on Scrooge's characterization.
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The comic book series The Life and Times of Scrooge McDuck, written and drawn by Don Rosa, shows Scrooge as a young boy, he took up a job polishing and shining boots in his native Glasgow. A pivotal moment comes in 1877, when a ditchdigger pays him with an 1875 US dime, which was useless as currency in 19th century Glasgow; he fails to notice what sort of coin he's been given until after the man has left. Enraged, Scrooge vowed to never be taken advantage of again, to be "sharper than the sharpies and smarter than the smarties." He takes a position as cabin boy on a Clyde cattle ship to the United States to make his fortune at the age of 13. In 1898, after many adventures he finally ends up in Klondike, where he finds a golden rock the size of a goose's egg. By the following year he had made his first $1,000,000 and bought the deed for Killmule Hill from Casey Coot, the son of Clinton Coot and grandson of Cornelius Coot, the founder of Duckburg. He finally ends up in Duckburg in 1902. After some dramatic events where he faces both the Beagle Boys and president Roosevelt and his "Rough Riders" at the same time, he tears down the rest of the old fort Duckburg and builds his famous Money Bin at the site.
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In the years to follow, Scrooge travels all around the world in order to increase his fortune, while his family remained behind to manage the Money Bin. When Scrooge finally returns to Duckburg, he is the richest duck in the world, rivaled only by Flintheart Glomgold, John D. Rockerduck, and less prominently, the maharaja of the fictional country Howdoyoustan (play on Hindustan). His experiences, however, had changed him into a hostile miser, and he made his own family leave.[further explanation needed] Some 12 years later, he closed his empire down, but eventually returned to a public life five years later and started his business.
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He keeps the majority of his wealth in a massive Money Bin overlooking the city of Duckburg. In the short Scrooge McDuck and Money, he remarks to his nephews that this money is "just petty cash". In the Dutch and Italian version he regularly forces Donald and his nephews to polish the coins one by one in order to pay off Donald's debts; Scrooge will not pay them much for this lengthy, tedious, hand-breaking work. As far as he is concerned, even 5 cents an hour is too much expenditure.
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A shrewd businessman and noted tightwad, he is fond of diving into and swimming in his money, without injury. He is also the richest member of The Billionaires Club of Duckburg, a society which includes the most successful businessmen of the world and allows them to keep connections with each other. Glomgold and Rockerduck are also influential members of the Club. His most famous prized possession is his Number One Dime.
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The sum of Scrooge's wealth is unclear.[17] According to Barks' The Second Richest Duck as noted by a Time article, Scrooge is worth "one multiplujillion, nine obsquatumatillion, six hundred twenty-three dollars and sixty-two cents".[18] In the DuckTales episode "Liquid Assets", Fenton Crackshell (Scrooge's accountant) notes that McDuck's money bin contains "607 tillion 386 zillion 947 trillion 522 billion dollars and 36 cents". Don Rosa's Life and Times of Scrooge McDuck notes that Scrooge amounts to "five multiplujillion, nine impossibidillion, seven fantastica trillion dollars and sixteen cents". A thought bubble from Scrooge McDuck sitting in his car with his chauffeur in Walt Disney's Christmas Parade No.1 (published in 1949) that takes place in the story "Letter to Santa" clearly states "What's the use of having 'eleven octillion dollars' if I don't make a big noise about it?" In DuckTales the Movie: Treasure of the Lost Lamp, Scrooge mentions "We quadzillionaires have our own ideas of fun." In the first episode of the 2017 DuckTales series, Scrooge states that he runs "a multi-trillion dollar business".
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Forbes magazine has occasionally tried to estimate Scrooge's wealth in real terms; in 2007, the magazine estimated his wealth at $28.8 billion;[19] in 2011, it rose to $44.1 billion due to the rise in gold prices.[20] Another, more in-depth, analysis of Scrooge's wealth was done by MatPat of The Film Theory channel on YouTube. Using four different methodologies to calculate the volume of actual gold in Scrooge's money bin (depth gauge, ladder length, blueprints, and 3 cubic acres), the four amounts from most conservative to "more money than the entire planet Earth" the amounts were: $52,348,493,767.50 (depth gauge), $239,307,400,080 (ladder), $12,434,013,552,490 (blueprints), $333,927,633,863,527 (3 cubic acres); with each valuation based on a then current gold price of $1243.30 per troy ounce.[21] Whatever the amount, Scrooge never considers it to be enough; he believes that he has to continue to earn money by any means possible. A running gag is Scrooge always making profit on any business deal.[22]
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Scrooge never completed a formal education, as he left school at an early age. However, he has a sharp mind and is always ready to learn new skills. Because of his secondary occupation as a treasure hunter, Scrooge has become something of a scholar and an amateur archaeologist. Starting with Barks, several writers have explained how Scrooge becomes aware of the treasures he decides to pursue. This often involves periods of research consulting various written sources in search of passages that might lead him to a treasure. Often Scrooge decides to search for the possible truth behind old legends, or discovers obscure references to the activities of ancient conquerors, explorers and military leaders that he considers interesting enough to begin a new expedition.
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As a result of his research, Scrooge has built up an extensive personal library, which includes many rare tomes. In Barks's and Rosa's stories, among the prized pieces of this library is an almost complete collection of Spanish and Dutch naval logs of the 16th and 17th centuries. Their references to the fates of other ships have often allowed Scrooge to locate sunken ships and recover their treasures from their watery graves. Mostly self-taught as he is, Scrooge is a firm believer in the saying "knowledge is power". Scrooge is also an accomplished linguist and entrepreneur, having learned to speak several different languages during his business trips around the world, selling refrigerators to Eskimos, wind to windmill manufacturers in the Netherlands, etc.
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Both as a businessman and as a treasure hunter, Scrooge is noted for his drive to set new goals and face new challenges.[23] As Carl Barks described his character, for Scrooge there is "always another rainbow". The phrase later provided the title for one of Barks's better-known paintings depicting Scrooge. Periods of inactivity between adventures and lack of serious challenges tend to be depressing for Scrooge after a while; some stories see these phases take a toll on his health. Scrooge's other motto is "Work smarter, not harder."
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As a businessman, Scrooge often resorts to aggressive tactics and deception. He seems to have gained significant experience in manipulating people and events towards his own ends. As often seen in stories by writer Guido Martina and occasionally by others, Scrooge is noted for his cynicism, especially towards ideals of morality when it comes to business and the pursuit of set goals. This has been noted by some as not being part of Barks's original profile of the character, but has since come to be accepted as one valid interpretation of Scrooge's way of thinking.
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Scrooge seems to have a personal code of honesty that offers him an amount of self-control. He can often be seen contemplating the next course of action, divided between adopting a ruthless pursuit of his current goal against those tactics he considers more honest. At times, he can sacrifice his goal in order to remain within the limits of this sense of honesty. Several fans of the character have come to consider these depictions as adding to the depth of his personality, because based on the decisions he takes Scrooge can be both the hero and the villain of his stories. This is one thing he has in common with his nephew Donald. Scrooge's sense of honesty also distinguishes him from his rival Flintheart Glomgold, who places no such self-limitations. During the cartoon series DuckTales, at times he would be heard saying to Glomgold, "You're a cheater, and cheaters never prosper!"
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Like his nephew Donald, Scrooge has also a temper (but not as a strong temper as his nephew) and rarely hesitates to use cartoon violence against those who provoke his ire (often his nephew Donald, but also bill and tax collectors as well as door-to-door salesmen); however, he seems to be against the use of lethal force. On occasion, he has even saved the lives of enemies who had threatened his own life but were in danger of losing their own. According to Scrooge's own explanation, this is to save himself from feelings of guilt over their deaths; he generally awaits no gratitude from them. Scrooge has also opined that only in fairy tales do bad people turn good, and that he is old enough to not believe in fairy tales. Scrooge believes in keeping his word—never breaking a promise once given.[24] In Italian-produced stories of the 1950s to 1970s, however, particularly those written by Guido Martina, Scrooge often acts differently from in American or Danish comics productions.
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Carl Barks gave Scrooge a definite set of ethics which were in tone with the time he was supposed to have made his fortune. The robber barons and industrialists of the 1890–1920s era were McDuck's competition as he earned his fortune. Scrooge proudly asserts "I made it by being tougher than the toughies and smarter than the smarties! And I made it square!" Barks's creation is averse to dishonesty in the pursuit of wealth. When Disney filmmakers first contemplated a Scrooge feature cartoon in the fifties, the animators had no understanding of the Scrooge McDuck character and merely envisioned Scrooge as a duck version of Ebenezer Scrooge—a very unsympathetic character. In the end they shelved the idea because a duck who gets all excited about money just was not funny enough.
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In an interview, Barks summed up his beliefs about Scrooge and capitalism:
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I've always looked at the ducks as caricatured human beings. In rereading the stories, I realized that I had gotten kind of deep in some of them: there was philosophy in there that I hadn't realized I was putting in. It was an added feature that went along with the stories. I think a lot of the philosophy in my stories is conservative—conservative in the sense that I feel our civilization peaked around 1910. Since then we've been going downhill. Much of the older culture had basic qualities that the new stuff we keep hatching can never match.
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Look at the magnificent cathedrals and palaces that were built. Nobody can build that sort of thing nowadays. Also, I believe that we should preserve many old ideals and methods of working: honor, honesty, allowing other people to believe in their own ideas, not trying to force everyone into one form. The thing I have against the present political system is that it tries to make everybody exactly alike. We should have a million different patterns.
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They say that wealthy people like the Vanderbilts and Rockefellers are sinful because they accumulated fortunes by exploiting the poor. I feel that everybody should be able to rise as high as they can or want to, provided they don't kill anybody or actually oppress other people on the way up. A little exploitation is something you come by in nature. We see it in the pecking order of animals—everybody has to be exploited or to exploit someone else to a certain extent. I don't resent those things.[25]
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In the DuckTales series, Scrooge has adopted the nephews (as Donald has joined the Navy and is away on his tour of duty), and as a result his darker personality traits are downplayed. While most of his persona remain from the comics, he is notably more optimistic and level-headed in the animated cartoon. In an early episode, Scrooge credits his improved temperament to the nephews and Webby (his housekeeper's granddaughter, who comes to live in Scrooge's mansion), saying that "for the first time since I left Scotland, I have a family". Though Scrooge is far from tyrannical in the comics, he is rarely so openly affectionate. While he still hunts for treasure in DuckTales, many episodes focus on his attempts to thwart villains. However, he remains just as tightfisted with money as he has always been. But he's also affable and patient with his family and friends.
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Scrooge displays a strict code of honor, insisting that the only valid way to acquire wealth is to "earn it square," and he goes to great lengths to thwart those (sometimes even his own nephews) who gain money dishonestly. This code also prevents him from ever being dishonest himself, and he avows that "Scrooge McDuck's word is as good as gold." He also expresses great disgust at being viewed by others as a greedy liar and cheater.
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The series fleshes out Scrooge's upbringing by depicting his life as an individual who worked hard his entire life to earn his keep and to fiercely defend it against those who were truly dishonest but also, he defends his family and friends from any dangers, including villains. His value teaches his nephews not to be dishonest with him or anybody else. It is shown that money is no longer the most important thing in his life. For one episode, he was under a love spell, which caused him to lavish his time on a goddess over everything else. The nephews find out that the only way to break the spell is make the person realize that the object of their love will cost them something they truly love. The boys make it appear that Scrooge's love is allergic to money; however, he simply decides to give up his wealth so he can be with her. Later, when he realizes he will have to give up his nephews to be with her, the spell is immediately broken, showing that family is the most important thing to him.
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On occasion, he demonstrates considerable physical strength by single-handedly beating bigger foes. He credits his robustness to "lifting money bags."
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Another part of Scrooge's persona is his Scottish accent. Dallas McKennon was the first actor to provide Scrooge's voice for the 1960 Disneyland Records album, Donald Duck and His Friends.
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When Scrooge later made his speaking animated debut in Scrooge McDuck and Money in 1967, he was voiced by Bill Thompson. Thompson had previously voiced Jock the Scottish Terrier in Lady and the Tramp and, according to Alan Young, Thompson had some Scottish ancestry.[26] Following Scrooge McDuck and Money's release, Scrooge made no further animated appearances prior to Thompson's death in 1971.
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In 1974, Disneyland Records produced the album, An Adaptation of Dickens' Christmas Carol, Performed by The Walt Disney Players. Alan Young belonged to a Dickens Society and was asked to help adapt the story to fit in the classic Disney characters.[27] Young, whose parents were Scottish and who lived in Scotland for a few years when he was an infant,[28] voiced Scrooge for this record in addition to voicing Mickey Mouse and Merlin from The Sword in the Stone. When Disney decided to adapt the record into the 1983 theatrical short, Mickey's Christmas Carol, Young returned to voice Scrooge. Young remained as Disney's official voice for Scrooge until his death in 2016, although Will Ryan voiced Scrooge for the 1987 television special, Sport Goofy in Soccermania and Alan Reid voiced Scrooge for Tuomas Holopainen's 2014 album, Music Inspired by the Life and Times of Scrooge. Young's last performance as Scrooge was in the 2016 Mickey Mouse short, "No".
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Since Young's death, several actors have provided Scrooge's voice. John Kassir has voiced Scrooge for the Mickey Mouse shorts starting with "Duck the Halls" in 2016. Eric Bauza voiced Scrooge for a cameo in the television series, Legend of the Three Caballeros. Scottish actor Enn Reitel voices Scrooge for Disney park appearances as well as in the English dub of Kingdom Hearts III.
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David Tennant voices Scrooge for the 2017 reboot of DuckTales. According to executive producer Matt Youngberg:
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David Tennant seemed to be the natural choice for this. We really wanted to find somebody who was legitimately Scottish. We thought that was really important in this iteration, someone who had the character to bring this icon alive. And David is an amazing actor. He’s morphed into this role in an incredible way.
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Many of the European comics based on the Disney Universe have created their own version of Scrooge McDuck, usually involving him in slapstick adventures. This is particularly true of the Italian comics which were very popular in the 1960s–1980s in most parts of Western continental Europe. In these, Scrooge is mainly an anti-hero dragging his long-suffering nephews into treasure hunts and shady business deals. Donald is a reluctant participant in these travels, only agreeing to go along when his uncle reminds him of the debts and back-rent Donald owes him, threatens him with a sword or blunderbuss, or offers a share of the loot. When he promises Donald a share of the treasure, Scrooge will add a little loophole in the terms which may seem obscure at first but which he brings up at the end of the adventure to deny Donald his share, keeping the whole for himself. After Donald risks life and limb – something which Scrooge shows little concern for – he tends to end up with nothing.
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Another running joke is Scrooge reminiscing about his adventures while gold prospecting in the Klondike much to Donald and the nephews' chagrin at hearing the never-ending and tiresome stories.
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According to Carl Barks' 1955 one-pager "Watt an Occasion" (Uncle Scrooge #12), Scrooge is 75 years of age. According to Don Rosa, Scrooge was born in Scotland in 1867, and earned his Number One Dime (or First Coin) exactly ten years later. The DuckTales episodes (and many European comics) show a Scrooge who hailed from Scotland in the 19th century, yet was clearly familiar with all the technology and amenities of the 1980s. Despite this extremely advanced age, Scrooge does not appear to be on the verge of dotage, and is vigorous enough to keep up with his nephews in adventures; with rare exception, there appears to be no sign of him slowing down.
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Barks responded to some fan letters asking about Scrooge's Adamic age, that in the story "That's No Fable!", when Scrooge drank water from a Fountain of Youth for several days, rather than making him young again (bodily contact with the water was required for that), ingesting the water rejuvenated his body and cured him of his rheumatia, which arguably allowed Scrooge to live beyond his expected years with no sign of slowdown or senility. Don Rosa's solution to the issue of Scrooge's age is that he set all of his stories in the 1950s or earlier, which was when he himself discovered and reveled in Barks' stories as a kid, and in his unofficial timelines, he had Scrooge die in 1967, at the age of 100 years.[29][30]
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In the 15th episode of the 2017 DuckTales reboot, "The Golden Lagoon of White Agony Plains!", it is revealed that Scrooge was "stuck in a timeless demon dimension" called Demogorgana for an unknown amount of time, which is used to explain his young look.[31] In the 19th episode, "The Other Bin of Scrooge McDuck!", Webby Vanderquack's research on Scrooge reveals that he was born in 1867.[32]
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Forbes magazine routinely lists Scrooge McDuck on its annual "Fictional 15" list of the richest fictional characters by net worth:
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Grupo Ronda S.A has the license to use the character, as well as other Disney characters in the board game Tío Rico Mc. Pato from 1972 to the present. Being one of the most popular board games in Colombia and being the direct competitor of Monopoly in the region.[41]
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In tribute to its famous native, Glasgow City Council added Scrooge to its list of "Famous Glaswegians" in 2007, alongside the likes of Billy Connolly and Charles Rennie Mackintosh.[42]
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In 2008 The Weekly Standard parodied the bailout of the financial markets by publishing a memo where Scrooge applies to the TARP program.[43]
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An extortionist named Arno Funke targeted German department store chain Karstadt from 1992 until his capture in 1994, under the alias "Dagobert", the German (first) name for Scrooge McDuck.[44]
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In the Family Guy episode "Lottery Fever", Peter injures himself trying to dive into a pile of coins like Scrooge McDuck.
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In the 2013 episode of Breaking Bad, "Buried", Saul Goodman associate Patrick Kuby remarks to fellow associate Huell Babineaux "we are here to do a job, not channel Scrooge McDuck" when Huell lies down on Walter White's pile of cash stored in a storage facility locker.
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Dagobertducktaks ("Dagobert Duck" is the Dutch name for Scrooge McDuck), a tax for the wealthy, was elected Dutch word of the year 2014 in a poll by Van Dale.[45][46]
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In August 2017, the YouTube channel "The Film Theorists", hosted by Matthew "MatPat" Patrick, estimated the worth of the gold coins in the money bin of Scrooge McDuck based on four sources, with the lowest source equaling $52,348,493,767.50 and the highest source ("three cubic acres") equaling $333,927,633,863,527.10 of gold value.[47]
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The popularity of Scrooge McDuck comics spawned an entire mythology around the character, including new supporting characters, adventures, and life experiences as told by numerous authors. The popularity of the Duck universe – the fandom term for the associated intellectual properties that have developed from Scrooge's stories over the years, including the city of Duckburg – has led Don Rosa to claim that "in the beginning Scrooge [owed] his existence to his nephew Donald, but that has changed and today it's Donald that [owes] his existence to Scrooge."
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In addition to the many original and existing characters in stories about Scrooge McDuck, authors have frequently led historical figures to meet Scrooge over the course of his life. Most notably, Scrooge has met US president Theodore Roosevelt. Roosevelt and Scrooge would meet each other at least three times: in the Dakotas in 1883, in Duckburg in 1902, and in Panama in 1906. See Historical Figures in Scrooge McDuck stories.
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Based on writer Don Rosa's The Life and Times of Scrooge McDuck, a popular timeline chronicling Scrooge's adventures was created consisting of the most important "facts" about Scrooge's life. See Scrooge McDuck timeline according to Don Rosa.[citation needed]
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In 2014, composer Tuomas Holopainen of Nightwish released a conceptual album based on the book, The Life and Times of Scrooge McDuck. The album is titled Music Inspired by the Life and Times of Scrooge. Don Rosa illustrated the cover artwork for the album.[48]
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The character of Scrooge has appeared in various mediums aside from comic books. Scrooge's voice was first heard on the 1960 record album Donald Duck and His Friends; Dal McKennon voiced the character for this appearance. It took the form of a short dramatization called "Uncle Scrooge's Rocket to the Moon," a story of how Scrooge builds a rocket to send all his money to the moon to protect it from the Beagle Boys.[49] In 1961 this story was reissued as a 45rpm single record entitled "Donald Duck and Uncle Scrooge's Money Rocket."
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Initially, Scrooge was to make his animated debut in the Donald Duck theatrical cartoons. Late in 1954, Carl Barks was asked by the Disney Studios if he would be free to write a script for a Scrooge McDuck 7-minute animated cartoon.[50] Scrooge was a huge success in the comic books at the time, and Disney now wanted to introduce the miserly duck to theater audiences as well. Barks supplied the studios with a detailed 9-page script, telling the story of the happy-go-lucky Donald Duck working for the troubled Scrooge who tries to save his money from a hungry rat.[51] Barks also sent number of sketches of his ideas for the short, including a money-sorting machine, which Barks had already used on the cover of one of the Uncle Scrooge issues.[52] The script was never used as Disney soon after decided to concentrate on TV shows instead.
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Scrooge's first appearance in animated form (save for a brief Mickey Mouse Club television series cameo[53]) was in Disney's 1967 theatrical short Scrooge McDuck and Money (voiced by Bill Thompson), in which he teaches his nephews basic financial tips.[54]
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In 1974, Disneyland Records released an adaptation of the Charles Dickens classic A Christmas Carol . Eight years later, the Walt Disney Animation Studios decided to make a featurette of this same story, this time dubbed Mickey's Christmas Carol (1983). He also appeared as himself in the television special Sport Goofy in Soccermania (1987).
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Scrooge's biggest role outside comics would come in the 1987 animated series DuckTales, a series loosely based on Carl Barks's comics, and where Alan Young returned to voice him. In this series, premiered over two-hours on September 18, 1987, while the regular episodes began three days later, Scrooge becomes the legal guardian of Huey, Dewey and Louie when Donald joins the United States Navy. Scrooge's DuckTales persona is considerably mellow compared to most previous appearances; his aggression is played down and his often duplicitous personality is reduced in many episodes to that of a curmudgeonly but well-meaning old uncle. Still, there are flashes of Barks' Scrooge to be seen, particularly in early episodes of the first season. Scrooge also appeared in DuckTales the Movie: Treasure of the Lost Lamp, released during the series' run. He was mentioned in the Darkwing Duck episode "Tiff of the Titans", but never really seen.
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He has appeared in some episodes of Raw Toonage, two shorts of Mickey Mouse Works and some episodes (specially "House of Scrooge") of Disney's House of Mouse, as well as the direct-to-video films Mickey's Once Upon a Christmas and Mickey's Twice Upon a Christmas. His video game appearances include the three DuckTales releases (DuckTales, DuckTales 2, and DuckTales: The Quest for Gold), and in Toontown Online as the accidental creator of the Cogs. Additionally, he is a secret playable character in 2008 quiz game, Disney TH!NK Fast. In the 2012 Nintendo 3DS game Epic Mickey: Power of Illusion, he is one of the first characters Mickey rescues, running a shop in the fortress selling upgrades and serving as a Sketch summon in which he uses his cane pogostick from the Ducktales NES games.
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Scrooge also makes sporadic appearances in Disney's and Square Enix's Kingdom Hearts series, helping Mickey Mouse establish a world transit system to expand his business empire to other worlds. He first appears in Kingdom Hearts II as a minor non-playable character in Hollow Bastion, where he is trying to recreate his favorite ice cream flavor – sea-salt.[55] Scrooge later appears in the prequel, Kingdom Hearts: Birth by Sleep, this time with a speaking role. He works on establishing an ice-cream business in Radiant Garden and gives Ventus three passes to the Dream Festival in Disney Town. Scrooge returns in Kingdom Hearts III, now managing a bistro in Twilight Town with the help of Remy from Ratatouille. Alan Young reprises the role in the English version of Birth by Sleep, while Enn Reitel voices the character in III.
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Scrooge has appeared in the Boom! Studios Darkwing Duck comic, playing a key role at the end of its initial story, "The Duck Knight Returns". Later he would also play a key role on the final story arc "Dangerous Currency", where he teams up with Darkwing Duck in order to stop the Phantom Blot and Magica De Spell from taking over St. Canard and Duckburg.
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In 2015, Scrooge was seen in the Mickey Mouse short "Goofy's First Love", where Mickey and Donald are trying to help Goofy find his love. Donald suggests money, and they head over to Scrooge's mansion where Donald tells his uncle that Goofy needs a million dollars. Scrooge then has his butler kick them out. When Goofy is inadvertently launched from a treadmill and catapulted off another building, he lands in Scrooge's mansion. The butler kicks Goofy out and the process repeats itself but this time Mickey and Donald are catapulted as well and kicked out by the butler. Scrooge is seen at the end attending Goofy's wedding with a sandwich. In the 2016 Mickey Mouse Christmas special, "Duck the Halls", after Young's death, John Kassir took over voicing Scrooge McDuck, however he later tweeted that he won't be reprising his role in the reboot. Kassir continues to voice the character in subsequent appearances in this series. Scrooge makes a cameo appearance in the Legend of the Three Caballeros episode "Shangri-La-Di-Da".
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In the new DuckTales, Scrooge is played by Scottish actor David Tennant.[56] This series shows that Scrooge previously adventured with his nephew Donald and his niece Della Duck, but when Della disappeared during an expedition to space, Donald blamed Scrooge and the two became estranged for ten years. He develops a pessimistic attitude about family as a result until Donald re-enters his life with Huey, Dewey, and Louie, rekindling his spirit of adventure and appreciation of family, and he invites them to live with him at McDuck Manor as they travel the world on adventures.
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1 |
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Numismatics portal
|
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A coin is a small, flat, (usually, depending on the country or value) round piece of metal or plastic used primarily as a medium of exchange or legal tender. They are standardized in weight, and produced in large quantities at a mint in order to facilitate trade. They are most often issued by a government. Coins often have images, numerals, or text on them. Obverse and its opposite, reverse, refer to the two flat faces of coins and medals. In this usage, obverse means the front face of the object and reverse means the back face. The obverse of a coin is commonly called heads, because it often depicts the head of a prominent person, and the reverse tails.
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Coins are usually metal or an alloy, or sometimes made of manmade materials. They are usually disc shaped. Coins made of valuable metal are stored in large quantities as bullion coins. Other coins are used as money in everyday transactions, circulating alongside banknotes. Usually the highest value coin in circulation (excluding bullion coins) is worth less than the lowest-value note. In the last hundred years, the face value of circulation coins has occasionally been lower than the value of the metal they contain, for example due to inflation. If the difference becomes significant, the issuing authority may decide to withdraw these coins from circulation, possibly issuing new equivalents with a different composition, or the public may decide to melt the coins down or hoard them (see Gresham's law).
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Exceptions to the rule of face value being higher than content value also occur for some bullion coins made of copper, silver, or gold (and, rarely, other metals, such as platinum or palladium), intended for collectors or investors in precious metals. Examples of modern gold collector/investor coins include the British sovereign minted by the United Kingdom, the American Gold Eagle minted by the United States, the Canadian Gold Maple Leaf minted by Canada, and the Krugerrand, minted by South Africa. While the Eagle, Maple Leaf, and Sovereign coins have nominal (purely symbolic) face values, the Krugerrand does not.
|
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Historically, a great quantity of coinage metals (including alloys) and other materials (e.g. porcelain) have been used to produce coins for circulation, collection, and metal investment: bullion coins often serve as more convenient stores of assured metal quantity and purity than other bullion.[1]
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Metal ingots, silver bullion or unmarked bars were probably in use for exchange among many of the civilizations that mastered metallurgy. The weight and purity of bullion would be the key determinant of value. In the Achaemenid Empire in the early 6th century BCE, coinage was yet unknown, and barter and to some extent silver bullion was used instead for trade.[2] The practice of using silver bars for currency also seems to have been current in Central Asia from the 6th century BCE.[3]
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Coins were an evolution of "currency" systems of the Late Bronze Age, where standard-sized ingots, and tokens such as knife money, were used to store and transfer value. In the late Chinese Bronze Age, standardized cast tokens were made, such as those discovered in a tomb near Anyang.[4][5] These were replicas in bronze of earlier Chinese currency, cowrie shells, so they were named Bronze Shell.[6]
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The earliest coins are mostly associated with Iron Age Anatolia of the late 7th century BCE, and especially with the kingdom of Lydia.[8] Early electrum coins (a variable mix of gold and silver, typically with a ratio of about 54% gold to 44% silver) were not standardized in weight, and in their earliest stage may have been ritual objects, such as badges or medals, issued by priests.[9] The unpredictability of the composition of naturally occurring electrum implied that it had a variable value, which greatly hampered its development.[10]
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Most of the early Lydian coins include no writing ("legend" or "inscription"), only an image of a symbolic animal. Therefore, the dating of these coins relies primarily on archaeological evidence, with the most commonly cited evidence coming from excavations at the Temple of Artemis at Ephesus, also called the Ephesian Artemision (which would later evolve into one of the Seven Wonders of the Ancient World), site of the earliest known deposit of electrum coins.[7] Because the oldest lion head "coins" were discovered in that temple, and they do not appear to have been used in commerce[citation needed], these objects may not have been coins but badges or medals issued by the priests of that temple[citation needed]. Anatolian Artemis was the Πὀτνια Θηρῶν (Potnia Thêrôn, "Mistress of Animals"), whose symbol was the stag. It took some time before ancient coins were used for commerce and trade[citation needed]. Even the smallest-denomination electrum coins, perhaps worth about a day's subsistence, would have been too valuable for buying a loaf of bread.[11] Maybe the first coins to be used for retailing on a large-scale basis were likely small silver fractions, Hemiobol, Ancient Greek coinage minted by the Ionian Greeks in the late sixth century BCE.[12]
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In contrast Herodotus mentioned the innovation made by the Lydians:[10]
|
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|
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"So far as we have any knowledge, they [the Lydians] were the first people to introduce the use of gold and silver coins, and the first who sold goods by retail"
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Many early Lydian and Greek coins were minted under the authority of private individuals and are thus more akin to tokens or badges than to modern coins,[13] though due to their numbers it is evident that some were official state issues. The earliest inscribed coins are those of Phanes, dated to 625–600 BC from Ephesus in Ionia, with the legend ΦΑΝΕΟΣ ΕΜΙ ΣΗΜΑ (or similar) (“I am the badge of Phanes”), or just bearing the name ΦΑΝΕΟΣ (“of Phanes”).
|
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The first electrum coins issued by a monarch are those minted by king Alyattes of Lydia (died c. 560 BCE), for which reason this king is sometimes mentioned as the originator of coinage.[14]
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The successor of Alyattes, king Croesus (r. c. 560–546 BCE), became associated with great wealth in Greek historiography. He is credited with issuing the Croeseid, the first true gold coins with a standardized purity for general circulation.[10] and the world's first bimetallic monetary system c. 550 BCE.[10]
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Coins spread rapidly in the 6th and 5th centuries BCE, leading to the development of Ancient Greek coinage and Achaemenid coinage, and further to Illyrian coinage.[15]
|
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Standardized Roman currency was used throughout the Roman Empire. Important Roman gold and silver coins were continued into the Middle Ages (see Gold dinar, Solidus, Aureus, Denarius). Ancient and early medieval coins in theory had the value of their metal content, although there have been many instances throughout history of governments inflating their currencies by debasing the metal content of their coinage, so that the inferior coins were worth less in metal than their face value. Fiat money first arose in medieval China, with the jiaozi paper money. Early paper money was introduced in Europe in the later Middle Ages, but some coins continued to have the value of the gold or silver they contained throughout the Early Modern period. The penny was minted as a silver coin until the 17th century.
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When Cyrus the Great (550–530 BC) came to power, coinage was unfamiliar in his realm. Barter and to some extent silver bullion was used instead for trade.[2] The practice of using silver bars for currency also seems to have been current in Central Asia from the 6th century.[3]
|
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Cyrus the Great introduced coins to the Persian Empire after 546 BCE, following his conquest of Lydia and the defeat of its king Croesus, who had put in place the first coinage in history. With his conquest of Lydia, Cyrus acquired a region in which coinage was invented, developed through advanced metallurgy, and had already been in circulation for about 50 years, making the Lydian Kingdom one of the leading trade powers of the time.[2] It seems Cyrus initially adopted the Lydian coinage as such, and continued to strike Lydia's lion-and-bull coinage.[2]
|
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Original coins of the Achaemenid Empire were issued from 520 BCE – 450 BCE to 330 BCE. The Persian Daric was the first truly Achaemenid gold coin which, along with a similar silver coin, the Siglos, represented the bimetallic monetary standard of the Achaemenid Persian Empire.[16]
|
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The Achaemenid Empire already reached the doors of India during the original expansion of Cyrus the Great, and the Achaemenid conquest of the Indus Valley is dated to c. 515 BCE under Darius I.[2] An Achaemenid administration was established in the area. The Kabul hoard, also called the Chaman Hazouri hoard,[19] is a coin hoard discovered in the vicinity of Kabul, Afghanistan, containing numerous Achaemenid coins as well as many Greek coins from the 5th and 4th centuries BCE.[18] The deposit of the hoard is dated to the Achaemenid period, in approximately 380 BCE.[20] The hoard also contained many locally produced silver coins, minted by local authorities under Achaemenid rule.[21] Several of these issues follow the "western designs" of the facing bull heads, a stag, or Persian column capitals on the obverse, and incuse punch on the reverse.[21][22]
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According to numismatist Joe Cribb, these finds suggest that the idea of coinage and the use of punch-marked techniques was introduced to India from the Achaemenid Empire during the 4th century BCE.[23] More Achaemenid coins were also found in Pushkalavati and in Bhir Mound.[24]
|
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Punch-marked coin minted in the Kabul Valley under Achaemenid administration. Circa 500–380 BCE, or c.350 BCE.[25][18]
|
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Gandharan "bent-bar" punch-marked coin minted under Achaemenid administration, of the type found in large quantities in the Chaman Hazouri and the Bhir Mound hoards.
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Early punch-marked coins of Gandhara, Taxila-Gandhara region.
|
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The Karshapana is the earliest punch-marked coin found in India, produced from at least the mid-4th century BCE, and possibly as early as 575 BCE,[26] influenced by similar coins produced in Gandhara under the Achaemenid empire, such as those of the Kabul hoard,[27] or other examples found at Pushkalavati and in Bhir Mound.[24]
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According to Aristotle (fr. 611,37, ed. V. Rose) and Pollux (Onamastikon IX.83), the first issuer of Greek coinage was Hermodike of Kyme.[29]
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A small percentage of early Lydian/Greek coins have a legend.[30] A famous early electrum coin, the most ancient inscribed coin at present known, is from nearby Caria. This coin has a Greek legend reading phaenos emi sema[31] interpreted variously as "I am the badge of Phanes", or "I am the sign of light",[32] or "I am the tomb of light", or "I am the tomb of Phanes". The coins of Phanes are known to be among the earliest of Greek coins, a hemihekte of the issue was found in the foundation deposit of the temple of Artemis at Ephesos (the oldest deposit of electrum coins discovered). One assumption is that Phanes was a wealthy merchant, another that this coin is associated with Apollo-Phanes and, due to the Deer, with Artemis (twin sister of the god of light Apollo-Phaneos). Although only seven Phanes type coins were discovered, it is also notable that 20% of all early electrum coins also have the lion of Artemis and the sun burst of Apollo-Phaneos.
|
53 |
+
|
54 |
+
Alternatively, Phanes may have been the Halicarnassian mercenary of Amasis mentioned by Herodotus, who escaped to the court of Cambyses, and became his guide in the invasion of Egypt in 527 or 525 BCE. According to Herodotus, this Phanes was buried alive by a sandstorm, together with 50,000 Persian soldiers, while trying to conquer the temple of Amun–Zeus in Egypt.[33] The fact that the Greek word "Phanes" also means light (or lamp), and the word "sema" also means tomb makes this coin a famous and controversial one.[34]
|
55 |
+
|
56 |
+
Another candidate for the site of the earliest coins is Aegina, where Chelone ("turtle") coins were first minted circa 700 BCE.[35] Coins from Athens and Corinth appeared shortly thereafter, known to exist at least since the late 6th century BCE.[36]
|
57 |
+
|
58 |
+
Coin of Phaselis, Lycia. Circa 550–530/20 BCE.
|
59 |
+
|
60 |
+
Coin of Lycia. Circa 520–470/60 BCE.
|
61 |
+
|
62 |
+
Lycia coin. Circa 520-470 BCE. Struck with worn obverse die.[37]
|
63 |
+
|
64 |
+
Coin of Lesbos, Ionia. Circa 510–80 BCE.
|
65 |
+
|
66 |
+
The Classical period saw Greek coinage reach a high level of technical and aesthetic quality. Larger cities now produced a range of fine silver and gold coins, most bearing a portrait of their patron god or goddess or a legendary hero on one side, and a symbol of the city on the other. Some coins employed a visual pun: some coins from Rhodes featured a rose, since the Greek word for rose is rhodon. The use of inscriptions on coins also began, usually the name of the issuing city.
|
67 |
+
|
68 |
+
The wealthy cities of Sicily produced some especially fine coins. The large silver decadrachm (10-drachm) coin from Syracuse is regarded by many collectors as the finest coin produced in the ancient world, perhaps ever. Syracusan issues were rather standard in their imprints, one side bearing the head of the nymph Arethusa and the other usually a victorious quadriga. The tyrants of Syracuse were fabulously rich, and part of their public relations policy was to fund quadrigas for the Olympic chariot race, a very expensive undertaking. As they were often able to finance more than one quadriga at a time, they were frequent victors in this highly prestigious event. Syracuse was one of the epicenters of numismatic art during the classical period. Led by the engravers Kimon and Euainetos, Syracuse produced some of the finest coin designs of antiquity.
|
69 |
+
|
70 |
+
Amongst the first centers to produce coins during the Greek colonization of mainland Southern Italy (Magna Graecia) were Paestum, Crotone, Sybaris, Caulonia, Metapontum, and Taranto. These ancient cities started producing coins from 550BCE to 510BCE.[38][39]
|
71 |
+
|
72 |
+
Amisano, in a general publication, including the Etruscan coinage, attributing it the beginning to about 560 BCE in Populonia, a chronology that would leave out the contribution of the Greeks of Magna Graecia and attribute to the Etruscans the burden of introducing the coin in Italy. In this work, constant reference is made to classical sources, and credit is given to the origin of the Etruscan Lydia, a source supported by Herodotus, and also to the invention of coin in Lydia.[40]
|
73 |
+
|
74 |
+
Aegina coin type, incuse skew pattern. Circa 456/45–431 BCE.
|
75 |
+
|
76 |
+
Coin of Akanthos, Macedon, circa 470-430 BCE.
|
77 |
+
|
78 |
+
Coin of Aspendos, Pamphylia, circa 465–430 BCE.
|
79 |
+
|
80 |
+
Coin from Korkyra, circa 350/30–290/70 BCE.
|
81 |
+
|
82 |
+
Coin of Cyprus, circa 450 BCE.
|
83 |
+
|
84 |
+
Although many of the first coins illustrated the images of various gods, the first portraiture of actual rulers appears with the coinage of Lycia in the 5th century BCE.[41][42] No ruler had dared illustrating his own portrait on coinage until that time.[42] The Achaemenids had been the first to illustrate the person of their king or a hero in a stereotypical manner, showing a bust or the full body but never an actual portrait, on their Sigloi and Daric coinage from circa 500 BCE.[42][43][44] A slightly earlier candidate for the first portrait-coin is Themistocles the Athenian general, who became a Governor of Magnesia on the Meander circa 465–459 BCE for the Achaemenid Empire,[45] although there is some doubt that his coins may have represented Zeus rather than himself.[46] Themistocles may have been in a unique position in which he could transfer the notion of individual portraiture, already current in the Greek world, and at the same time wield the dynastic power of an Achaemenid dynasty who could issue his own coins and illustrate them as he wished.[47] From the time of Alexander the Great, portraiture of the issuing ruler would then become a standard, generalized, feature of coinage.[42]
|
85 |
+
|
86 |
+
Coin of Themistocles as Governor of Magnesia. Obv: Barley grain. Rev: Possible portrait of Themistocles. Circa 465–459 BC.[48]
|
87 |
+
|
88 |
+
Portrait of Lycian ruler Kherei wearing the Persian cap on the reverse of his coins (ruled 410–390 BCE).
|
89 |
+
|
90 |
+
Portrait of Lycian ruler Erbbina wearing the Persian cap on the reverse of his coins (ruled 390–380 BCE).
|
91 |
+
|
92 |
+
Portrait of Lycian ruler Perikles facing (ruled 380-360 BCE).
|
93 |
+
|
94 |
+
In China, early round coins appeared in the 4th century BCE and were adopted for all China by Emperor Qin Shi Huang Di at the end of 3rd century BCE.[49] The round coin, the precursor of the familiar cash coin, circulated in both the spade and knife money areas in the Zhou period, from around 350 BCE. Apart from two small and presumably late coins from the State of Qin, coins from the spade money area have a round hole and refer to the jin and liang units. Those from the knife money area have a square hole and are denominated in hua (化).
|
95 |
+
|
96 |
+
Although for discussion purposes the Zhou coins are divided up into categories of knives, spades, and round coins, it is apparent from archaeological finds that most of the various kinds circulated together. A hoard found in 1981, near Hebi in north Henan province, consisted of: 3,537 Gong spades, 3 Anyi arched foot spades, 8 Liang Dang Lie spades, 18 Liang square foot spades and 1,180 Yuan round coins, all contained in three clay jars.
|
97 |
+
|
98 |
+
The Hellenistic period was characterized by the spread of Greek culture across a large part of the known world. Greek-speaking kingdoms were established in Egypt and Syria, and for a time also in Iran and as far east as what is now Afghanistan and northwestern India. Greek traders spread Greek coins across this vast area, and the new kingdoms soon began to produce their own coins. Because these kingdoms were much larger and wealthier than the Greek city states of the classical period, their coins tended to be more mass-produced, as well as larger, and more frequently in gold. They often lacked the aesthetic delicacy of coins of the earlier period.
|
99 |
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|
100 |
+
Still, some of the Greco-Bactrian coins, and those of their successors in India, the Indo-Greeks, are considered the finest examples of Greek numismatic art with "a nice blend of realism and idealization", including the largest coins to be minted in the Hellenistic world: the largest gold coin was minted by Eucratides (reigned 171–145 BCE), the largest silver coin by the Indo-Greek king Amyntas Nikator (reigned c. 95–90 BCE). The portraits "show a degree of individuality never matched by the often bland depictions of their royal contemporaries further West" (Roger Ling, "Greece and the Hellenistic World").
|
101 |
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|
102 |
+
Seleucus Nicator (312–281 BCE), Ai Khanoum.[50]
|
103 |
+
|
104 |
+
Antiochus I (281–261 BCE), Ai Khanoum.
|
105 |
+
|
106 |
+
Bilingual coin of Indo-Greek king Antialcidas (105–95 BCE).
|
107 |
+
|
108 |
+
Bilingual coin of Agathocles of Bactria with Hindu deities, circa 180 BCE.
|
109 |
+
|
110 |
+
Coinage followed Greek colonization and influence first around the Mediterranean and soon after to North Africa (including Egypt), Syria, Persia, and the Balkans.[51] Coins came late to the Roman Republic compared with the rest of the Mediterranean, especially Greece and Asia Minor where coins were invented in the 7th century BCE. The currency of central Italy was influenced by its natural resources, with bronze being abundant (the Etruscans were famous metal workers in bronze and iron) and silver ore being scarce. The coinage of the Roman Republic started with a few silver coins apparently devised for trade with Celtic in northern Italy and the Greek colonies in Southern Italy, and heavy cast bronze pieces for use in Central Italy. The first Roman coins, which were crude, heavy cast bronzes, were issued c. 289 BCE.[52]
|
111 |
+
Amisano, in a general publication, including the Etruscan coinage, attributing it the beginning to about 550 BCE in Populonia, a chronology that would leave out the contribution of the Greeks of Magna Graecia and attribute to the Etruscans the burden of introducing the coin in Italy. In this work, constant reference is made to classical sources, and credit is given to the origin of the Etruscan Lydia, a source supported by Herodotus, and also to the invention of coin in Lydia.[40]
|
112 |
+
|
113 |
+
Sestertius of Marcus Clodius Pupienus Maximus, AD 238
|
114 |
+
|
115 |
+
Set of three Roman aurei depicting the rulers of the Flavian dynasty. Top to bottom: Vespasian, Titus and Domitian, 69-96 CE
|
116 |
+
|
117 |
+
Silver Drachma of Mehrdad (Mithridates I) of Persian Empire of Parthia, 165 BCE
|
118 |
+
|
119 |
+
The first European coin to use Arabic numerals to date the year in which the coin was minted was the St. Gall silver Plappart of 1424.[53]
|
120 |
+
|
121 |
+
Lombardic Tremissis depicting Saint Michael, 688-700 CE
|
122 |
+
|
123 |
+
Silver coin of Borandukht of Persian Sassanian Empire, 629 CE
|
124 |
+
|
125 |
+
Silver Dirham of the Umayyad Caliphate, 729 CE; minted by using Persian Sassanian framework
|
126 |
+
|
127 |
+
Abbasid coin, c. 1080s
|
128 |
+
|
129 |
+
Almoravid coin, 1138–1139
|
130 |
+
|
131 |
+
Brunswick-Wolfenbüttel Thaler minted in 1629
|
132 |
+
|
133 |
+
Japanese local currency Genbun Inari Koban Kin, c. 1736–1741
|
134 |
+
|
135 |
+
1768 silver Spanish Dollar, or eight reales coin (the “piece of eight” of pirate fame), minted throughout the Spanish Empire
|
136 |
+
|
137 |
+
Ottoman coin, 1818
|
138 |
+
|
139 |
+
One Rupee coin issued by the East India Company, 1835
|
140 |
+
|
141 |
+
Bangladeshi Coin, issued in 1996
|
142 |
+
|
143 |
+
Silver coin of the Bengal Sultanate ruler Jalaluddin Muhammad
|
144 |
+
|
145 |
+
Most coins presently are made of a base metal, and their value comes from their status as fiat money. This means that the value of the coin is decreed by government fiat (law), and thus is determined by the free market only in as much as national currencies are used in domestic trade and also traded internationally on foreign exchange markets. Thus, these coins are monetary tokens, just as paper currency is: they are usually not backed by metal, but rather by some form of government guarantee. Some have suggested that such coins not be considered to be "true coins" (see below). Thus, there is very little economic difference between notes and coins of equivalent face value.
|
146 |
+
|
147 |
+
Coins may be in circulation with fiat values lower than the value of their component metals, but they are never initially issued with such value, and the shortfall only arises over time due to inflation, as market values for the metal overtake the fiat declared face value of the coin. Examples are the pre-1965 US dime, quarter, half dollar, and dollar (nominally containing slightly less than a tenth, quarter, half, and full ounce of silver, respectively), US nickel, and pre-1982 US penny. As a result of the increase in the value of copper, the United States greatly reduced the amount of copper in each penny. Since mid-1982, United States pennies are made of 97.5% zinc, with the remaining 2.5% being a coating of copper. Extreme differences between fiat values and metal values of coins cause coins to be hoarded or removed from circulation by illicit smelters in order to realize the value of their metal content. This is an example of Gresham's law. The United States Mint, in an attempt to avoid this, implemented new interim rules on December 14, 2006, subject to public comment for 30 days, which criminalized the melting and export of pennies and nickels.[54] Violators can be fined up to $10,000 and/or imprisoned for up to five years.
|
148 |
+
|
149 |
+
A coin's value as a collector's item or as an investment generally depends on its condition, specific historical significance, rarity, quality, beauty of the design and general popularity with collectors. If a coin is greatly lacking in all of these, it is unlikely to be worth much. The value of bullion coins is also influenced to some extent by those factors, but is largely based on the value of their gold, silver, or platinum content. Sometimes non-monetized bullion coins such as the Canadian Maple Leaf and the American Gold Eagle are minted with nominal face values less than the value of the metal in them, but as such coins are never intended for circulation, these face values have no relevance.
|
150 |
+
|
151 |
+
Collector catalogs often include information about coins to assists collectors with identifying and grading. Additional resources can be found online for collectors These are collector clubs, collection management tools, marketplaces,[55] trading platforms, and forums,
|
152 |
+
|
153 |
+
Coins can be used as creative media of expression – from fine art sculpture to the penny machines that can be found in most amusement parks. In the Code of Federal Regulations (CFR) in the United States there are some regulations specific to nickels and pennies that are informative on this topic. 31 CFR § 82.1 forbids unauthorized persons from exporting, melting, or treating any 5 or 1 cent coins.[56]
|
154 |
+
|
155 |
+
This has been a particular problem with nickels and dimes (and with some comparable coins in other currencies) because of their relatively low face value and unstable commodity prices. For a while,[when?] the copper in US pennies was worth more than one cent, so people would hoard pennies and then melt them down for their metal value. It cost more than face value to manufacture pennies or nickels, so any widespread loss of the coins in circulation could be expensive for the US Treasury. This was more of a problem when coins were still made of precious metals like silver and gold, so strict laws against alteration make more sense historically.[citation needed]
|
156 |
+
|
157 |
+
31 CFR § 82.2(b) goes on to state that: "The prohibition contained in § 82.1 against the treatment of 5-cent coins and one-cent coins shall not apply to the treatment of these coins for educational, amusement, novelty, jewelry, and similar purposes as long as the volumes treated and the nature of the treatment makes it clear that such treatment is not intended as a means by which to profit solely from the value of the metal content of the coins."[57]
|
158 |
+
|
159 |
+
Throughout history, monarchs and governments have often created more coinage than their supply of precious metals would allow if the coins were pure metal. By replacing some fraction of a coin's precious metal content with a base metal (often copper or nickel), the intrinsic value of each individual coin was reduced (thereby "debasing" the money), allowing the coining authority to produce more coins than would otherwise be possible. Debasement occasionally occurs in order to make the coin physically harder and therefore less likely to be worn down as quickly, but the more usual reason is to profit from the difference between face value and metal value. Debasement of money almost always leads to price inflation. Sometimes price controls are at the same time also instituted by the governing authority, but historically these have generally proved unworkable.
|
160 |
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|
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+
The United States is unusual in that it has only slightly modified its coinage system (except for the images and symbols on the coins, which have changed a number of times) to accommodate two centuries of inflation. The one-cent coin has changed little since 1856 (though its composition was changed in 1982 to remove virtually all copper from the coin) and still remains in circulation, despite a greatly reduced purchasing power. On the other end of the spectrum, the largest coin in common circulation is valued at 25 cents, a very low value for the largest denomination coin compared to many other countries. Increases in the prices of copper, nickel, and zinc meant that both the US one- and five-cent coins became worth more for their raw metal content than their face (fiat) value. In particular, copper one-cent pieces (those dated prior to 1982 and some 1982-dated coins) contained about two cents' worth of copper.
|
162 |
+
|
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+
Some denominations of circulating coins that were formerly minted in the United States are no longer made. These include coins with a face value of a half cent, two cents, three cents, and twenty cents. (The half dollar and dollar coins are still produced, but mostly for vending machines and collectors.) In the past, the US also coined the following denominations for circulation in gold: One dollar, $2.50, three dollars, five dollars, ten dollars, and twenty dollars. In addition, cents were originally slightly larger than the modern quarter and weighed nearly half an ounce, while five-cent coins (known then as "half dimes") were smaller than a dime and made of a silver alloy. Dollar coins were also much larger, and weighed approximately an ounce. One-dollar gold coins are no longer produced and rarely used. The US also issues bullion and commemorative coins with the following denominations: 50¢, $1, $5, $10, $25, $50, and $100.
|
164 |
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|
165 |
+
Circulating coins commonly suffered from "shaving" or "clipping": the public would cut off small amounts of precious metal from their edges to sell it and then pass on the mutilated coins at full value.[58] Unmilled British sterling silver coins were sometimes reduced to almost half their minted weight. This form of debasement in Tudor England was commented on by Sir Thomas Gresham, whose name was later attached to Gresham's law. The monarch would have to periodically recall circulating coins, paying only the bullion value of the silver, and reminting them. This, also known as recoinage, is a long and difficult process that was done only occasionally.[59] Many coins have milled or reeded edges, originally designed to make it easier to detect clipping.
|
166 |
+
|
167 |
+
Some convicted criminals from the British Isles who were sentenced to transportation to Australia in the 18th and 19th centuries used coins to leave messages of remembrance to loved ones left behind in Britain. The coins were defaced, smoothed and inscribed, either by stippling or engraving, with sometimes touching words of loss. These coins were called "convict love tokens" or "leaden hearts".[60] A number of these tokens are in the collection of the National Museum of Australia.
|
168 |
+
|
169 |
+
The side of a coin carrying an image of a monarch, other authority (see List of people on coins), or a national emblem is called the obverse (colloquially, heads); the other side, carrying various types of information, is called the reverse (colloquially, tails). The year of minting is usually shown on the obverse, although some Chinese coins, most Canadian coins, the pre-2008 British 20p coin, the post-1999 American quarter, and all Japanese coins are exceptions.
|
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|
171 |
+
The relation of the images on the obverse and reverse of a coin is the coin's orientation. If the image on the obverse of the coin is right side up and turning the coin left or right on its vertical axis reveals that the reverse of the coin is also right side up, then the coin is said to have medallic orientation—typical of the Euro and pound sterling; if, however, turning the coin left or right shows that the reverse image is upside down, then the coin is said to have coin orientation, characteristic of the United States dollar coin.
|
172 |
+
|
173 |
+
Bimetallic coins are sometimes used for higher values and for commemorative purposes. In the 1990s, France used a tri-metallic coin. Common circulating bimetallic examples include the €1, €2, British £1, £2 and Canadian $2 and several peso coins in Mexico.
|
174 |
+
|
175 |
+
The exergue is the space on a coin beneath the main design, often used to show the coin's date, although it is sometimes left blank or contains a mint mark, privy mark, or some other decorative or informative design feature. Many coins do not have an exergue at all, especially those with few or no legends, such as the Victorian bun penny.
|
176 |
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|
177 |
+
Not all coins are round; they come in a variety of shapes. The Australian 50-cent coin, for example, has twelve flat sides. Some coins have wavy edges, e.g. the $2 and 20-cent coins of Hong Kong and the 10-cent coins of Bahamas. Some are square-shaped, such as the 15-cent coin of the Bahamas and the 50-cent coin from Aruba. During the 1970s, Swazi coins were minted in several shapes, including squares, polygons, and wavy edged circles with 8 and 12 waves.
|
178 |
+
|
179 |
+
Scalloped coin of Israel
|
180 |
+
|
181 |
+
1996 one cent coin from Belize
|
182 |
+
|
183 |
+
Decagonal two Piso Philippine coin 1990
|
184 |
+
|
185 |
+
Some other coins, like the British 20 and 50 pence coins and the Canadian Loonie, have an odd number of sides, with the edges rounded off. This way the coin has a constant diameter, recognizable by vending machines whichever direction it is inserted.
|
186 |
+
|
187 |
+
A triangular coin with a face value of £5 (produced to commemorate the 2007/2008 Tutankhamun exhibition at The O2 Arena) was commissioned by the Isle of Man: it became legal tender on 6 December 2007.[61] Other triangular coins issued earlier include: Cabinda coin, Bermuda coin, 2 Dollar Cook Islands 1992 triangular coin, Uganda Millennium Coin and Polish Sterling-Silver 10-Zloty Coin.
|
188 |
+
|
189 |
+
Some medieval coins, called bracteates, were so thin they were struck on only one side.
|
190 |
+
|
191 |
+
Many coins over the years have been manufactured with integrated holes such as Chinese "cash" coins, Japanese coins, Colonial French coins, etc. This may have been done to permit their being strung on cords, to facilitate storage and being carried. Nowadays, holes help to differentiate coins of similar size and metal, such as the Japanese 50 yen and 100 yen coin.
|
192 |
+
|
193 |
+
1917 French coin with integrated hole
|
194 |
+
|
195 |
+
Chinese cash coin, 1102–1106
|
196 |
+
|
197 |
+
1941 Palestine coin
|
198 |
+
|
199 |
+
Modern-day Japanese 5-yen coin
|
200 |
+
|
201 |
+
1924 East African coin
|
202 |
+
|
203 |
+
The Royal Canadian Mint is now able to produce holographic-effect gold and silver coinage. However, this procedure is not limited to only bullion or commemorative coinage. The 500 yen coin from Japan was subject to a massive amount of counterfeiting. The Japanese government in response produced a circulatory coin with a holographic image.
|
204 |
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|
205 |
+
The Royal Canadian Mint has also released several coins that are colored, the first of which was in commemoration of Remembrance Day. The subject was a colored poppy on the reverse of a 25-cent piece minted through a patented process.[62]
|
206 |
+
|
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+
An example of non-metallic composite coins (sometimes incorrectly called plastic coins) was introduced into circulation in Transnistria on 22 August 2014. Most of these coins are also non-circular, with different shapes corresponding to different coin values.[63]
|
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|
209 |
+
For a list of many pure metallic elements and their alloys which have been used in actual circulation coins and for trial experiments, see coinage metals.[64]
|
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+
|
211 |
+
To flip a coin to see whether it lands heads or tails is to use it as a two-sided dice in what is known in mathematics as a Bernoulli trial: if the probability of heads (in the parlance of Bernoulli trials, a "success") is exactly 0.5, the coin is fair.
|
212 |
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|
213 |
+
Coins can also be spun on a flat surface such as a table. This results in the following phenomenon: as the coin falls over and rolls on its edge, it spins faster and faster (formally, the precession rate of the symmetry axis of the coin, i.e., the axis passing from one face of the coin to the other) before coming to an abrupt stop. This is mathematically modeled as a finite-time singularity – the precession rate is accelerating to infinity, before it suddenly stops, and has been studied using high speed photography and devices such as Euler's Disk. The slowing down is predominantly caused by rolling friction (air resistance is minor), and the singularity (divergence of the precession rate) can be modeled as a power law with exponent approximately −1/3.[65]
|
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|
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+
Iron and copper coins have a characteristic metallic smell that is produced upon contact with oils in the skin. Perspiration is chemically reduced upon contact with these metals, which causes the skin oils to decompose, forming with iron the volatile molecule 1-octen-3-one.[66]
|
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|
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+
Piloncitos are small engraved gold coins found in the Philippines. Some piloncitos are of the size of a corn kernel and weigh from 0.09 to 2.65 grams of fine gold. Piloncitos have been excavated from Mandaluyong, Bataan, the banks of the Pasig River, Batangas, Marinduque, Samar, Leyte and some areas in Mindanao. They have been found in large numbers in Indonesian archaeological sites leading to questions of origin such as whether they were made in the Philippines or imported. However. many Spanish accounts state that the gold coins are mined and labored in the Philippines, such as the following in 1586:
|
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|
219 |
+
“The people of this island (Luzon) are very skillful in their handling of gold. They weigh it with the greatest skill and delicacy that have ever been seen. The first thing they teach their children is the knowledge of gold and the weights with which they weigh it, for there is no other money among them.”[68]
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1 |
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Numismatics portal
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A coin is a small, flat, (usually, depending on the country or value) round piece of metal or plastic used primarily as a medium of exchange or legal tender. They are standardized in weight, and produced in large quantities at a mint in order to facilitate trade. They are most often issued by a government. Coins often have images, numerals, or text on them. Obverse and its opposite, reverse, refer to the two flat faces of coins and medals. In this usage, obverse means the front face of the object and reverse means the back face. The obverse of a coin is commonly called heads, because it often depicts the head of a prominent person, and the reverse tails.
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Coins are usually metal or an alloy, or sometimes made of manmade materials. They are usually disc shaped. Coins made of valuable metal are stored in large quantities as bullion coins. Other coins are used as money in everyday transactions, circulating alongside banknotes. Usually the highest value coin in circulation (excluding bullion coins) is worth less than the lowest-value note. In the last hundred years, the face value of circulation coins has occasionally been lower than the value of the metal they contain, for example due to inflation. If the difference becomes significant, the issuing authority may decide to withdraw these coins from circulation, possibly issuing new equivalents with a different composition, or the public may decide to melt the coins down or hoard them (see Gresham's law).
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Exceptions to the rule of face value being higher than content value also occur for some bullion coins made of copper, silver, or gold (and, rarely, other metals, such as platinum or palladium), intended for collectors or investors in precious metals. Examples of modern gold collector/investor coins include the British sovereign minted by the United Kingdom, the American Gold Eagle minted by the United States, the Canadian Gold Maple Leaf minted by Canada, and the Krugerrand, minted by South Africa. While the Eagle, Maple Leaf, and Sovereign coins have nominal (purely symbolic) face values, the Krugerrand does not.
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Historically, a great quantity of coinage metals (including alloys) and other materials (e.g. porcelain) have been used to produce coins for circulation, collection, and metal investment: bullion coins often serve as more convenient stores of assured metal quantity and purity than other bullion.[1]
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Metal ingots, silver bullion or unmarked bars were probably in use for exchange among many of the civilizations that mastered metallurgy. The weight and purity of bullion would be the key determinant of value. In the Achaemenid Empire in the early 6th century BCE, coinage was yet unknown, and barter and to some extent silver bullion was used instead for trade.[2] The practice of using silver bars for currency also seems to have been current in Central Asia from the 6th century BCE.[3]
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Coins were an evolution of "currency" systems of the Late Bronze Age, where standard-sized ingots, and tokens such as knife money, were used to store and transfer value. In the late Chinese Bronze Age, standardized cast tokens were made, such as those discovered in a tomb near Anyang.[4][5] These were replicas in bronze of earlier Chinese currency, cowrie shells, so they were named Bronze Shell.[6]
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The earliest coins are mostly associated with Iron Age Anatolia of the late 7th century BCE, and especially with the kingdom of Lydia.[8] Early electrum coins (a variable mix of gold and silver, typically with a ratio of about 54% gold to 44% silver) were not standardized in weight, and in their earliest stage may have been ritual objects, such as badges or medals, issued by priests.[9] The unpredictability of the composition of naturally occurring electrum implied that it had a variable value, which greatly hampered its development.[10]
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Most of the early Lydian coins include no writing ("legend" or "inscription"), only an image of a symbolic animal. Therefore, the dating of these coins relies primarily on archaeological evidence, with the most commonly cited evidence coming from excavations at the Temple of Artemis at Ephesus, also called the Ephesian Artemision (which would later evolve into one of the Seven Wonders of the Ancient World), site of the earliest known deposit of electrum coins.[7] Because the oldest lion head "coins" were discovered in that temple, and they do not appear to have been used in commerce[citation needed], these objects may not have been coins but badges or medals issued by the priests of that temple[citation needed]. Anatolian Artemis was the Πὀτνια Θηρῶν (Potnia Thêrôn, "Mistress of Animals"), whose symbol was the stag. It took some time before ancient coins were used for commerce and trade[citation needed]. Even the smallest-denomination electrum coins, perhaps worth about a day's subsistence, would have been too valuable for buying a loaf of bread.[11] Maybe the first coins to be used for retailing on a large-scale basis were likely small silver fractions, Hemiobol, Ancient Greek coinage minted by the Ionian Greeks in the late sixth century BCE.[12]
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In contrast Herodotus mentioned the innovation made by the Lydians:[10]
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"So far as we have any knowledge, they [the Lydians] were the first people to introduce the use of gold and silver coins, and the first who sold goods by retail"
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Many early Lydian and Greek coins were minted under the authority of private individuals and are thus more akin to tokens or badges than to modern coins,[13] though due to their numbers it is evident that some were official state issues. The earliest inscribed coins are those of Phanes, dated to 625–600 BC from Ephesus in Ionia, with the legend ΦΑΝΕΟΣ ΕΜΙ ΣΗΜΑ (or similar) (“I am the badge of Phanes”), or just bearing the name ΦΑΝΕΟΣ (“of Phanes”).
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The first electrum coins issued by a monarch are those minted by king Alyattes of Lydia (died c. 560 BCE), for which reason this king is sometimes mentioned as the originator of coinage.[14]
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The successor of Alyattes, king Croesus (r. c. 560–546 BCE), became associated with great wealth in Greek historiography. He is credited with issuing the Croeseid, the first true gold coins with a standardized purity for general circulation.[10] and the world's first bimetallic monetary system c. 550 BCE.[10]
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Coins spread rapidly in the 6th and 5th centuries BCE, leading to the development of Ancient Greek coinage and Achaemenid coinage, and further to Illyrian coinage.[15]
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Standardized Roman currency was used throughout the Roman Empire. Important Roman gold and silver coins were continued into the Middle Ages (see Gold dinar, Solidus, Aureus, Denarius). Ancient and early medieval coins in theory had the value of their metal content, although there have been many instances throughout history of governments inflating their currencies by debasing the metal content of their coinage, so that the inferior coins were worth less in metal than their face value. Fiat money first arose in medieval China, with the jiaozi paper money. Early paper money was introduced in Europe in the later Middle Ages, but some coins continued to have the value of the gold or silver they contained throughout the Early Modern period. The penny was minted as a silver coin until the 17th century.
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When Cyrus the Great (550–530 BC) came to power, coinage was unfamiliar in his realm. Barter and to some extent silver bullion was used instead for trade.[2] The practice of using silver bars for currency also seems to have been current in Central Asia from the 6th century.[3]
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Cyrus the Great introduced coins to the Persian Empire after 546 BCE, following his conquest of Lydia and the defeat of its king Croesus, who had put in place the first coinage in history. With his conquest of Lydia, Cyrus acquired a region in which coinage was invented, developed through advanced metallurgy, and had already been in circulation for about 50 years, making the Lydian Kingdom one of the leading trade powers of the time.[2] It seems Cyrus initially adopted the Lydian coinage as such, and continued to strike Lydia's lion-and-bull coinage.[2]
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Original coins of the Achaemenid Empire were issued from 520 BCE – 450 BCE to 330 BCE. The Persian Daric was the first truly Achaemenid gold coin which, along with a similar silver coin, the Siglos, represented the bimetallic monetary standard of the Achaemenid Persian Empire.[16]
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The Achaemenid Empire already reached the doors of India during the original expansion of Cyrus the Great, and the Achaemenid conquest of the Indus Valley is dated to c. 515 BCE under Darius I.[2] An Achaemenid administration was established in the area. The Kabul hoard, also called the Chaman Hazouri hoard,[19] is a coin hoard discovered in the vicinity of Kabul, Afghanistan, containing numerous Achaemenid coins as well as many Greek coins from the 5th and 4th centuries BCE.[18] The deposit of the hoard is dated to the Achaemenid period, in approximately 380 BCE.[20] The hoard also contained many locally produced silver coins, minted by local authorities under Achaemenid rule.[21] Several of these issues follow the "western designs" of the facing bull heads, a stag, or Persian column capitals on the obverse, and incuse punch on the reverse.[21][22]
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According to numismatist Joe Cribb, these finds suggest that the idea of coinage and the use of punch-marked techniques was introduced to India from the Achaemenid Empire during the 4th century BCE.[23] More Achaemenid coins were also found in Pushkalavati and in Bhir Mound.[24]
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Punch-marked coin minted in the Kabul Valley under Achaemenid administration. Circa 500–380 BCE, or c.350 BCE.[25][18]
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Gandharan "bent-bar" punch-marked coin minted under Achaemenid administration, of the type found in large quantities in the Chaman Hazouri and the Bhir Mound hoards.
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Early punch-marked coins of Gandhara, Taxila-Gandhara region.
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The Karshapana is the earliest punch-marked coin found in India, produced from at least the mid-4th century BCE, and possibly as early as 575 BCE,[26] influenced by similar coins produced in Gandhara under the Achaemenid empire, such as those of the Kabul hoard,[27] or other examples found at Pushkalavati and in Bhir Mound.[24]
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According to Aristotle (fr. 611,37, ed. V. Rose) and Pollux (Onamastikon IX.83), the first issuer of Greek coinage was Hermodike of Kyme.[29]
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A small percentage of early Lydian/Greek coins have a legend.[30] A famous early electrum coin, the most ancient inscribed coin at present known, is from nearby Caria. This coin has a Greek legend reading phaenos emi sema[31] interpreted variously as "I am the badge of Phanes", or "I am the sign of light",[32] or "I am the tomb of light", or "I am the tomb of Phanes". The coins of Phanes are known to be among the earliest of Greek coins, a hemihekte of the issue was found in the foundation deposit of the temple of Artemis at Ephesos (the oldest deposit of electrum coins discovered). One assumption is that Phanes was a wealthy merchant, another that this coin is associated with Apollo-Phanes and, due to the Deer, with Artemis (twin sister of the god of light Apollo-Phaneos). Although only seven Phanes type coins were discovered, it is also notable that 20% of all early electrum coins also have the lion of Artemis and the sun burst of Apollo-Phaneos.
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Alternatively, Phanes may have been the Halicarnassian mercenary of Amasis mentioned by Herodotus, who escaped to the court of Cambyses, and became his guide in the invasion of Egypt in 527 or 525 BCE. According to Herodotus, this Phanes was buried alive by a sandstorm, together with 50,000 Persian soldiers, while trying to conquer the temple of Amun–Zeus in Egypt.[33] The fact that the Greek word "Phanes" also means light (or lamp), and the word "sema" also means tomb makes this coin a famous and controversial one.[34]
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Another candidate for the site of the earliest coins is Aegina, where Chelone ("turtle") coins were first minted circa 700 BCE.[35] Coins from Athens and Corinth appeared shortly thereafter, known to exist at least since the late 6th century BCE.[36]
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Coin of Phaselis, Lycia. Circa 550–530/20 BCE.
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Coin of Lycia. Circa 520–470/60 BCE.
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Lycia coin. Circa 520-470 BCE. Struck with worn obverse die.[37]
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Coin of Lesbos, Ionia. Circa 510–80 BCE.
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The Classical period saw Greek coinage reach a high level of technical and aesthetic quality. Larger cities now produced a range of fine silver and gold coins, most bearing a portrait of their patron god or goddess or a legendary hero on one side, and a symbol of the city on the other. Some coins employed a visual pun: some coins from Rhodes featured a rose, since the Greek word for rose is rhodon. The use of inscriptions on coins also began, usually the name of the issuing city.
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The wealthy cities of Sicily produced some especially fine coins. The large silver decadrachm (10-drachm) coin from Syracuse is regarded by many collectors as the finest coin produced in the ancient world, perhaps ever. Syracusan issues were rather standard in their imprints, one side bearing the head of the nymph Arethusa and the other usually a victorious quadriga. The tyrants of Syracuse were fabulously rich, and part of their public relations policy was to fund quadrigas for the Olympic chariot race, a very expensive undertaking. As they were often able to finance more than one quadriga at a time, they were frequent victors in this highly prestigious event. Syracuse was one of the epicenters of numismatic art during the classical period. Led by the engravers Kimon and Euainetos, Syracuse produced some of the finest coin designs of antiquity.
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Amongst the first centers to produce coins during the Greek colonization of mainland Southern Italy (Magna Graecia) were Paestum, Crotone, Sybaris, Caulonia, Metapontum, and Taranto. These ancient cities started producing coins from 550BCE to 510BCE.[38][39]
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Amisano, in a general publication, including the Etruscan coinage, attributing it the beginning to about 560 BCE in Populonia, a chronology that would leave out the contribution of the Greeks of Magna Graecia and attribute to the Etruscans the burden of introducing the coin in Italy. In this work, constant reference is made to classical sources, and credit is given to the origin of the Etruscan Lydia, a source supported by Herodotus, and also to the invention of coin in Lydia.[40]
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Aegina coin type, incuse skew pattern. Circa 456/45–431 BCE.
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Coin of Akanthos, Macedon, circa 470-430 BCE.
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Coin of Aspendos, Pamphylia, circa 465–430 BCE.
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Coin from Korkyra, circa 350/30–290/70 BCE.
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Coin of Cyprus, circa 450 BCE.
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Although many of the first coins illustrated the images of various gods, the first portraiture of actual rulers appears with the coinage of Lycia in the 5th century BCE.[41][42] No ruler had dared illustrating his own portrait on coinage until that time.[42] The Achaemenids had been the first to illustrate the person of their king or a hero in a stereotypical manner, showing a bust or the full body but never an actual portrait, on their Sigloi and Daric coinage from circa 500 BCE.[42][43][44] A slightly earlier candidate for the first portrait-coin is Themistocles the Athenian general, who became a Governor of Magnesia on the Meander circa 465–459 BCE for the Achaemenid Empire,[45] although there is some doubt that his coins may have represented Zeus rather than himself.[46] Themistocles may have been in a unique position in which he could transfer the notion of individual portraiture, already current in the Greek world, and at the same time wield the dynastic power of an Achaemenid dynasty who could issue his own coins and illustrate them as he wished.[47] From the time of Alexander the Great, portraiture of the issuing ruler would then become a standard, generalized, feature of coinage.[42]
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Coin of Themistocles as Governor of Magnesia. Obv: Barley grain. Rev: Possible portrait of Themistocles. Circa 465–459 BC.[48]
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Portrait of Lycian ruler Kherei wearing the Persian cap on the reverse of his coins (ruled 410–390 BCE).
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Portrait of Lycian ruler Erbbina wearing the Persian cap on the reverse of his coins (ruled 390–380 BCE).
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Portrait of Lycian ruler Perikles facing (ruled 380-360 BCE).
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In China, early round coins appeared in the 4th century BCE and were adopted for all China by Emperor Qin Shi Huang Di at the end of 3rd century BCE.[49] The round coin, the precursor of the familiar cash coin, circulated in both the spade and knife money areas in the Zhou period, from around 350 BCE. Apart from two small and presumably late coins from the State of Qin, coins from the spade money area have a round hole and refer to the jin and liang units. Those from the knife money area have a square hole and are denominated in hua (化).
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Although for discussion purposes the Zhou coins are divided up into categories of knives, spades, and round coins, it is apparent from archaeological finds that most of the various kinds circulated together. A hoard found in 1981, near Hebi in north Henan province, consisted of: 3,537 Gong spades, 3 Anyi arched foot spades, 8 Liang Dang Lie spades, 18 Liang square foot spades and 1,180 Yuan round coins, all contained in three clay jars.
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The Hellenistic period was characterized by the spread of Greek culture across a large part of the known world. Greek-speaking kingdoms were established in Egypt and Syria, and for a time also in Iran and as far east as what is now Afghanistan and northwestern India. Greek traders spread Greek coins across this vast area, and the new kingdoms soon began to produce their own coins. Because these kingdoms were much larger and wealthier than the Greek city states of the classical period, their coins tended to be more mass-produced, as well as larger, and more frequently in gold. They often lacked the aesthetic delicacy of coins of the earlier period.
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Still, some of the Greco-Bactrian coins, and those of their successors in India, the Indo-Greeks, are considered the finest examples of Greek numismatic art with "a nice blend of realism and idealization", including the largest coins to be minted in the Hellenistic world: the largest gold coin was minted by Eucratides (reigned 171–145 BCE), the largest silver coin by the Indo-Greek king Amyntas Nikator (reigned c. 95–90 BCE). The portraits "show a degree of individuality never matched by the often bland depictions of their royal contemporaries further West" (Roger Ling, "Greece and the Hellenistic World").
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Seleucus Nicator (312–281 BCE), Ai Khanoum.[50]
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Antiochus I (281–261 BCE), Ai Khanoum.
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Bilingual coin of Indo-Greek king Antialcidas (105–95 BCE).
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Bilingual coin of Agathocles of Bactria with Hindu deities, circa 180 BCE.
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Coinage followed Greek colonization and influence first around the Mediterranean and soon after to North Africa (including Egypt), Syria, Persia, and the Balkans.[51] Coins came late to the Roman Republic compared with the rest of the Mediterranean, especially Greece and Asia Minor where coins were invented in the 7th century BCE. The currency of central Italy was influenced by its natural resources, with bronze being abundant (the Etruscans were famous metal workers in bronze and iron) and silver ore being scarce. The coinage of the Roman Republic started with a few silver coins apparently devised for trade with Celtic in northern Italy and the Greek colonies in Southern Italy, and heavy cast bronze pieces for use in Central Italy. The first Roman coins, which were crude, heavy cast bronzes, were issued c. 289 BCE.[52]
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Amisano, in a general publication, including the Etruscan coinage, attributing it the beginning to about 550 BCE in Populonia, a chronology that would leave out the contribution of the Greeks of Magna Graecia and attribute to the Etruscans the burden of introducing the coin in Italy. In this work, constant reference is made to classical sources, and credit is given to the origin of the Etruscan Lydia, a source supported by Herodotus, and also to the invention of coin in Lydia.[40]
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Sestertius of Marcus Clodius Pupienus Maximus, AD 238
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Set of three Roman aurei depicting the rulers of the Flavian dynasty. Top to bottom: Vespasian, Titus and Domitian, 69-96 CE
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Silver Drachma of Mehrdad (Mithridates I) of Persian Empire of Parthia, 165 BCE
|
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The first European coin to use Arabic numerals to date the year in which the coin was minted was the St. Gall silver Plappart of 1424.[53]
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Lombardic Tremissis depicting Saint Michael, 688-700 CE
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Silver coin of Borandukht of Persian Sassanian Empire, 629 CE
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Silver Dirham of the Umayyad Caliphate, 729 CE; minted by using Persian Sassanian framework
|
126 |
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Abbasid coin, c. 1080s
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Almoravid coin, 1138–1139
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Brunswick-Wolfenbüttel Thaler minted in 1629
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|
133 |
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Japanese local currency Genbun Inari Koban Kin, c. 1736–1741
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135 |
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1768 silver Spanish Dollar, or eight reales coin (the “piece of eight” of pirate fame), minted throughout the Spanish Empire
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Ottoman coin, 1818
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|
139 |
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One Rupee coin issued by the East India Company, 1835
|
140 |
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|
141 |
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Bangladeshi Coin, issued in 1996
|
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Silver coin of the Bengal Sultanate ruler Jalaluddin Muhammad
|
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Most coins presently are made of a base metal, and their value comes from their status as fiat money. This means that the value of the coin is decreed by government fiat (law), and thus is determined by the free market only in as much as national currencies are used in domestic trade and also traded internationally on foreign exchange markets. Thus, these coins are monetary tokens, just as paper currency is: they are usually not backed by metal, but rather by some form of government guarantee. Some have suggested that such coins not be considered to be "true coins" (see below). Thus, there is very little economic difference between notes and coins of equivalent face value.
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Coins may be in circulation with fiat values lower than the value of their component metals, but they are never initially issued with such value, and the shortfall only arises over time due to inflation, as market values for the metal overtake the fiat declared face value of the coin. Examples are the pre-1965 US dime, quarter, half dollar, and dollar (nominally containing slightly less than a tenth, quarter, half, and full ounce of silver, respectively), US nickel, and pre-1982 US penny. As a result of the increase in the value of copper, the United States greatly reduced the amount of copper in each penny. Since mid-1982, United States pennies are made of 97.5% zinc, with the remaining 2.5% being a coating of copper. Extreme differences between fiat values and metal values of coins cause coins to be hoarded or removed from circulation by illicit smelters in order to realize the value of their metal content. This is an example of Gresham's law. The United States Mint, in an attempt to avoid this, implemented new interim rules on December 14, 2006, subject to public comment for 30 days, which criminalized the melting and export of pennies and nickels.[54] Violators can be fined up to $10,000 and/or imprisoned for up to five years.
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|
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A coin's value as a collector's item or as an investment generally depends on its condition, specific historical significance, rarity, quality, beauty of the design and general popularity with collectors. If a coin is greatly lacking in all of these, it is unlikely to be worth much. The value of bullion coins is also influenced to some extent by those factors, but is largely based on the value of their gold, silver, or platinum content. Sometimes non-monetized bullion coins such as the Canadian Maple Leaf and the American Gold Eagle are minted with nominal face values less than the value of the metal in them, but as such coins are never intended for circulation, these face values have no relevance.
|
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Collector catalogs often include information about coins to assists collectors with identifying and grading. Additional resources can be found online for collectors These are collector clubs, collection management tools, marketplaces,[55] trading platforms, and forums,
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Coins can be used as creative media of expression – from fine art sculpture to the penny machines that can be found in most amusement parks. In the Code of Federal Regulations (CFR) in the United States there are some regulations specific to nickels and pennies that are informative on this topic. 31 CFR § 82.1 forbids unauthorized persons from exporting, melting, or treating any 5 or 1 cent coins.[56]
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This has been a particular problem with nickels and dimes (and with some comparable coins in other currencies) because of their relatively low face value and unstable commodity prices. For a while,[when?] the copper in US pennies was worth more than one cent, so people would hoard pennies and then melt them down for their metal value. It cost more than face value to manufacture pennies or nickels, so any widespread loss of the coins in circulation could be expensive for the US Treasury. This was more of a problem when coins were still made of precious metals like silver and gold, so strict laws against alteration make more sense historically.[citation needed]
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|
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31 CFR § 82.2(b) goes on to state that: "The prohibition contained in § 82.1 against the treatment of 5-cent coins and one-cent coins shall not apply to the treatment of these coins for educational, amusement, novelty, jewelry, and similar purposes as long as the volumes treated and the nature of the treatment makes it clear that such treatment is not intended as a means by which to profit solely from the value of the metal content of the coins."[57]
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|
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Throughout history, monarchs and governments have often created more coinage than their supply of precious metals would allow if the coins were pure metal. By replacing some fraction of a coin's precious metal content with a base metal (often copper or nickel), the intrinsic value of each individual coin was reduced (thereby "debasing" the money), allowing the coining authority to produce more coins than would otherwise be possible. Debasement occasionally occurs in order to make the coin physically harder and therefore less likely to be worn down as quickly, but the more usual reason is to profit from the difference between face value and metal value. Debasement of money almost always leads to price inflation. Sometimes price controls are at the same time also instituted by the governing authority, but historically these have generally proved unworkable.
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The United States is unusual in that it has only slightly modified its coinage system (except for the images and symbols on the coins, which have changed a number of times) to accommodate two centuries of inflation. The one-cent coin has changed little since 1856 (though its composition was changed in 1982 to remove virtually all copper from the coin) and still remains in circulation, despite a greatly reduced purchasing power. On the other end of the spectrum, the largest coin in common circulation is valued at 25 cents, a very low value for the largest denomination coin compared to many other countries. Increases in the prices of copper, nickel, and zinc meant that both the US one- and five-cent coins became worth more for their raw metal content than their face (fiat) value. In particular, copper one-cent pieces (those dated prior to 1982 and some 1982-dated coins) contained about two cents' worth of copper.
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Some denominations of circulating coins that were formerly minted in the United States are no longer made. These include coins with a face value of a half cent, two cents, three cents, and twenty cents. (The half dollar and dollar coins are still produced, but mostly for vending machines and collectors.) In the past, the US also coined the following denominations for circulation in gold: One dollar, $2.50, three dollars, five dollars, ten dollars, and twenty dollars. In addition, cents were originally slightly larger than the modern quarter and weighed nearly half an ounce, while five-cent coins (known then as "half dimes") were smaller than a dime and made of a silver alloy. Dollar coins were also much larger, and weighed approximately an ounce. One-dollar gold coins are no longer produced and rarely used. The US also issues bullion and commemorative coins with the following denominations: 50¢, $1, $5, $10, $25, $50, and $100.
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Circulating coins commonly suffered from "shaving" or "clipping": the public would cut off small amounts of precious metal from their edges to sell it and then pass on the mutilated coins at full value.[58] Unmilled British sterling silver coins were sometimes reduced to almost half their minted weight. This form of debasement in Tudor England was commented on by Sir Thomas Gresham, whose name was later attached to Gresham's law. The monarch would have to periodically recall circulating coins, paying only the bullion value of the silver, and reminting them. This, also known as recoinage, is a long and difficult process that was done only occasionally.[59] Many coins have milled or reeded edges, originally designed to make it easier to detect clipping.
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|
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Some convicted criminals from the British Isles who were sentenced to transportation to Australia in the 18th and 19th centuries used coins to leave messages of remembrance to loved ones left behind in Britain. The coins were defaced, smoothed and inscribed, either by stippling or engraving, with sometimes touching words of loss. These coins were called "convict love tokens" or "leaden hearts".[60] A number of these tokens are in the collection of the National Museum of Australia.
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The side of a coin carrying an image of a monarch, other authority (see List of people on coins), or a national emblem is called the obverse (colloquially, heads); the other side, carrying various types of information, is called the reverse (colloquially, tails). The year of minting is usually shown on the obverse, although some Chinese coins, most Canadian coins, the pre-2008 British 20p coin, the post-1999 American quarter, and all Japanese coins are exceptions.
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|
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The relation of the images on the obverse and reverse of a coin is the coin's orientation. If the image on the obverse of the coin is right side up and turning the coin left or right on its vertical axis reveals that the reverse of the coin is also right side up, then the coin is said to have medallic orientation—typical of the Euro and pound sterling; if, however, turning the coin left or right shows that the reverse image is upside down, then the coin is said to have coin orientation, characteristic of the United States dollar coin.
|
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|
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Bimetallic coins are sometimes used for higher values and for commemorative purposes. In the 1990s, France used a tri-metallic coin. Common circulating bimetallic examples include the €1, €2, British £1, £2 and Canadian $2 and several peso coins in Mexico.
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The exergue is the space on a coin beneath the main design, often used to show the coin's date, although it is sometimes left blank or contains a mint mark, privy mark, or some other decorative or informative design feature. Many coins do not have an exergue at all, especially those with few or no legends, such as the Victorian bun penny.
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|
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Not all coins are round; they come in a variety of shapes. The Australian 50-cent coin, for example, has twelve flat sides. Some coins have wavy edges, e.g. the $2 and 20-cent coins of Hong Kong and the 10-cent coins of Bahamas. Some are square-shaped, such as the 15-cent coin of the Bahamas and the 50-cent coin from Aruba. During the 1970s, Swazi coins were minted in several shapes, including squares, polygons, and wavy edged circles with 8 and 12 waves.
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Scalloped coin of Israel
|
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1996 one cent coin from Belize
|
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|
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Decagonal two Piso Philippine coin 1990
|
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Some other coins, like the British 20 and 50 pence coins and the Canadian Loonie, have an odd number of sides, with the edges rounded off. This way the coin has a constant diameter, recognizable by vending machines whichever direction it is inserted.
|
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A triangular coin with a face value of £5 (produced to commemorate the 2007/2008 Tutankhamun exhibition at The O2 Arena) was commissioned by the Isle of Man: it became legal tender on 6 December 2007.[61] Other triangular coins issued earlier include: Cabinda coin, Bermuda coin, 2 Dollar Cook Islands 1992 triangular coin, Uganda Millennium Coin and Polish Sterling-Silver 10-Zloty Coin.
|
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|
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Some medieval coins, called bracteates, were so thin they were struck on only one side.
|
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|
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Many coins over the years have been manufactured with integrated holes such as Chinese "cash" coins, Japanese coins, Colonial French coins, etc. This may have been done to permit their being strung on cords, to facilitate storage and being carried. Nowadays, holes help to differentiate coins of similar size and metal, such as the Japanese 50 yen and 100 yen coin.
|
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|
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1917 French coin with integrated hole
|
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|
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Chinese cash coin, 1102–1106
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1941 Palestine coin
|
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Modern-day Japanese 5-yen coin
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1924 East African coin
|
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The Royal Canadian Mint is now able to produce holographic-effect gold and silver coinage. However, this procedure is not limited to only bullion or commemorative coinage. The 500 yen coin from Japan was subject to a massive amount of counterfeiting. The Japanese government in response produced a circulatory coin with a holographic image.
|
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|
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The Royal Canadian Mint has also released several coins that are colored, the first of which was in commemoration of Remembrance Day. The subject was a colored poppy on the reverse of a 25-cent piece minted through a patented process.[62]
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|
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An example of non-metallic composite coins (sometimes incorrectly called plastic coins) was introduced into circulation in Transnistria on 22 August 2014. Most of these coins are also non-circular, with different shapes corresponding to different coin values.[63]
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|
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For a list of many pure metallic elements and their alloys which have been used in actual circulation coins and for trial experiments, see coinage metals.[64]
|
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|
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To flip a coin to see whether it lands heads or tails is to use it as a two-sided dice in what is known in mathematics as a Bernoulli trial: if the probability of heads (in the parlance of Bernoulli trials, a "success") is exactly 0.5, the coin is fair.
|
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|
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Coins can also be spun on a flat surface such as a table. This results in the following phenomenon: as the coin falls over and rolls on its edge, it spins faster and faster (formally, the precession rate of the symmetry axis of the coin, i.e., the axis passing from one face of the coin to the other) before coming to an abrupt stop. This is mathematically modeled as a finite-time singularity – the precession rate is accelerating to infinity, before it suddenly stops, and has been studied using high speed photography and devices such as Euler's Disk. The slowing down is predominantly caused by rolling friction (air resistance is minor), and the singularity (divergence of the precession rate) can be modeled as a power law with exponent approximately −1/3.[65]
|
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Iron and copper coins have a characteristic metallic smell that is produced upon contact with oils in the skin. Perspiration is chemically reduced upon contact with these metals, which causes the skin oils to decompose, forming with iron the volatile molecule 1-octen-3-one.[66]
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|
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Piloncitos are small engraved gold coins found in the Philippines. Some piloncitos are of the size of a corn kernel and weigh from 0.09 to 2.65 grams of fine gold. Piloncitos have been excavated from Mandaluyong, Bataan, the banks of the Pasig River, Batangas, Marinduque, Samar, Leyte and some areas in Mindanao. They have been found in large numbers in Indonesian archaeological sites leading to questions of origin such as whether they were made in the Philippines or imported. However. many Spanish accounts state that the gold coins are mined and labored in the Philippines, such as the following in 1586:
|
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|
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“The people of this island (Luzon) are very skillful in their handling of gold. They weigh it with the greatest skill and delicacy that have ever been seen. The first thing they teach their children is the knowledge of gold and the weights with which they weigh it, for there is no other money among them.”[68]
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Play most commonly refers to:
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Play may refer also to:
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The foot (plural feet) is an anatomical structure found in many vertebrates. It is the terminal portion of a limb which bears weight and allows locomotion. In many animals with feet, the foot is a separate organ at the terminal part of the leg made up of one or more segments or bones, generally including claws or nails.
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The word "foot", in the sense of meaning the "terminal part of the leg of a vertebrate animal" comes from "Old English fot "foot," from Proto-Germanic *fot (source also of Old Frisian fot, Old Saxon fot, Old Norse fotr, Danish fod, Swedish fot, Dutch voet, Old High German fuoz, German Fuß, Gothic fotus "foot"), from PIE root *ped- "foot." [1]
|
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The "plural form feet is an instance of i-mutation." [1]
|
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|
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The human foot is a strong and complex mechanical structure containing 26 bones, 33 joints (20 of which are actively articulated), and more than a hundred muscles, tendons, and ligaments.[2] The joints of the foot are the ankle and subtalar joint and the interphalangeal articulations of the foot. An anthropometric study of 1197 North American adult Caucasian males (mean age 35.5 years) found that a man's foot length was 26.3 cm with a standard deviation of 1.2 cm.[3]
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The foot can be subdivided into the hindfoot, the midfoot, and the forefoot:
|
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The hindfoot is composed of the talus (or ankle bone) and the calcaneus (or heel bone). The two long bones of the lower leg, the tibia and fibula, are connected to the top of the talus to form the ankle. Connected to the talus at the subtalar joint, the calcaneus, the largest bone of the foot, is cushioned underneath by a layer of fat.[2]
|
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The five irregular bones of the midfoot, the cuboid, navicular, and three cuneiform bones, form the arches of the foot which serves as a shock absorber. The midfoot is connected to the hind- and fore-foot by muscles and the plantar fascia.[2]
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The forefoot is composed of five toes and the corresponding five proximal long bones forming the metatarsus. Similar to the fingers of the hand, the bones of the toes are called phalanges and the big toe has two phalanges while the other four toes have three phalanges each. The joints between the phalanges are called interphalangeal and those between the metatarsus and phalanges are called metatarsophalangeal (MTP).[2]
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Both the midfoot and forefoot constitute the dorsum (the area facing upwards while standing) and the planum (the area facing downwards while standing).
|
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|
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|
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The instep is the arched part of the top of the foot between the toes and the ankle.
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There can be many sesamoid bones near the metatarsophalangeal joints, although they are only regularly present in the distal portion of the first metatarsal bone.[4]
|
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|
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The human foot has two longitudinal arches and a transverse arch maintained by the interlocking shapes of the foot bones, strong ligaments, and pulling muscles during activity. The slight mobility of these arches when weight is applied to and removed from the foot makes walking and running more economical in terms of energy. As can be examined in a footprint, the medial longitudinal arch curves above the ground. This arch stretches from the heel bone over the "keystone" ankle bone to the three medial metatarsals. In contrast, the lateral longitudinal arch is very low. With the cuboid serving as its keystone, it redistributes part of the weight to the calcaneus and the distal end of the fifth metatarsal. The two longitudinal arches serve as pillars for the transverse arch which run obliquely across the tarsometatarsal joints. Excessive strain on the tendons and ligaments of the feet can result in fallen arches or flat feet.[5]
|
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|
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The muscles acting on the foot can be classified into extrinsic muscles, those originating on the anterior or posterior aspect of the lower leg, and intrinsic muscles, originating on the dorsal (top) or plantar (base) aspects of the foot.
|
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|
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All muscles originating on the lower leg except the popliteus muscle are attached to the bones of the foot. The tibia and fibula and the interosseous membrane separate these muscles into anterior and posterior groups, in their turn subdivided into subgroups and layers.
|
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[6]
|
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|
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Anterior group
|
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Extensor group: tibialis anterior originates on the proximal half of the tibia and the interosseous membrane and is inserted near the tarsometatarsal joint of the first digit. In the non-weight-bearing leg tibialis anterior flexes the foot dorsally and lift its medial edge (supination). In the weight-bearing leg it brings the leg towards the back of the foot, like in rapid walking. Extensor digitorum longus arises on the lateral tibial condyle and along the fibula to be inserted on the second to fifth digits and proximally on the fifth metatarsal. The extensor digitorum longus acts similar to the tibialis anterior except that it also dorsiflexes the digits. Extensor hallucis longus originates medially on the fibula and is inserted on the first digit. As the name implies it dorsiflexes the big toe and also acts on the ankle in the unstressed leg. In the weight-bearing leg it acts similar to the tibialis anterior.
|
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[7]
|
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|
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Peroneal group: peroneus longus arises on the proximal aspect of the fibula and peroneus brevis below it on the same bone. Together, their tendons pass behind the lateral malleolus. Distally, peroneus longus crosses the plantar side of the foot to reach its insertion on the first tarsometatarsal joint, while peroneus brevis reaches the proximal part of the fifth metatarsal. These two muscles are the strongest pronators and aid in plantar flexion. Longus also acts like a bowstring that braces the transverse arch of the foot.
|
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[8]
|
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|
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Posterior group
|
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|
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The superficial layer of posterior leg muscles is formed by the triceps surae and the plantaris. The triceps surae consists of the soleus and the two heads of the gastrocnemius. The heads of gastrocnemius arise on the femur, proximal to the condyles, and soleus arises on the proximal dorsal parts of the tibia and fibula. The tendons of these muscles merge to be inserted onto the calcaneus as the Achilles tendon. Plantaris originates on the femur proximal to the lateral head of the gastrocnemius and its long tendon is embedded medially into the Achilles tendon. The triceps surae is the primary plantar flexor and its strength becomes most obvious during ballet dancing. It is fully activated only with the knee extended because the gastrocnemius is shortened during knee flexion. During walking it not only lifts the heel, but also flexes the knee, assisted by the plantaris.[9]
|
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|
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In the deep layer of posterior muscles tibialis posterior arises proximally on the back of the interosseous membrane and adjoining bones and divides into two parts in the sole of the foot to attach to the tarsus. In the non-weight-bearing leg, it produces plantar flexion and supination, and, in the weight-bearing leg, it proximates the heel to the calf. flexor hallucis longus arises on the back of the fibula (i.e. on the lateral side), and its relatively thick muscle belly extends distally down to the flexor retinaculum where it passes over to the medial side to stretch across the sole to the distal phalanx of the first digit. The popliteus is also part of this group, but, with its oblique course across the back of the knee, does not act on the foot.
|
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[10]
|
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|
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On the back (top) of the foot, the tendons of extensor digitorum brevis and extensor hallucis brevis lie deep to the system of long extrinsic extensor tendons. They both arise on the calcaneus and extend into the dorsal aponeurosis of digits one to four, just beyond the penultimate joints. They act to dorsiflex the digits.
|
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[11]
|
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|
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Similar to the intrinsic muscles of the hand, there are three groups of muscles in the sole of foot, those of the first and last digits, and a central group:
|
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|
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Muscles of the big toe: abductor hallucis stretches medially along the border of the sole, from the calcaneus to the first digit. Below its tendon, the tendons of the long flexors pass through the tarsal canal. It is an abductor and a weak flexor, and also helps maintain the arch of the foot. flexor hallucis brevis arises on the medial cuneiform bone and related ligaments and tendons. An important plantar flexor, it is crucial for ballet dancing. Both these muscles are inserted with two heads proximally and distally to the first metatarsophalangeal joint. Adductor hallucis is part of this group, though it originally formed a separate system (see contrahens.) It has two heads, the oblique head originating obliquely across the central part of the midfoot, and the transverse head originating near the metatarsophalangeal joints of digits five to three. Both heads are inserted into the lateral sesamoid bone of the first digit. Adductor hallucis acts as a tensor of the plantar arches and also adducts the big toe and then might plantar flex the proximal phalanx.
|
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[12]
|
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|
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Muscles of the little toe: Stretching laterally from the calcaneus to the proximal phalanx of the fifth digit, abductor digiti minimi form the lateral margin of the foot and is the largest of the muscles of the fifth digit. Arising from the base of the fifth metatarsal, flexor digiti minimi is inserted together with abductor on the first phalanx. Often absent, opponens digiti minimi originates near the cuboid bone and is inserted on the fifth metatarsal bone. These three muscles act to support the arch of the foot and to plantar flex the fifth digit.
|
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+
[13]
|
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|
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Central muscle group: The four lumbricals arise on the medial side of the tendons of flexor digitorum longus and are inserted on the medial margins of the proximal phalanges. Quadratus plantae originates with two slips from the lateral and medial margins of the calcaneus and inserts into the lateral margin of the flexor digitorum tendon. It is also known as flexor accessorius. Flexor digitorum brevis arise inferiorly on the calcaneus and its three tendons are inserted into the middle phalanges of digits two to four (sometimes also the fifth digit). These tendons divide before their insertions and the tendons of flexor digitorum longus pass through these divisions. Flexor digitorum brevis flexes the middle phalanges. It is occasionally absent. Between the toes, the dorsal and plantar interossei stretch from the metatarsals to the proximal phalanges of digits two to five. The plantar interossei adducts and the dorsal interossei abducts these digits and are also plantar flexors at the metatarsophalangeal joints.
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[14]
|
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|
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Due to their position and function, feet are exposed to a variety of potential infections and injuries, including athlete's foot, bunions, ingrown toenails, Morton's neuroma, plantar fasciitis, plantar warts and stress fractures. In addition, there are several genetic disorders that can affect the shape and function of the feet, including a club foot or flat feet.
|
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This leaves humans more vulnerable to medical problems that are caused by poor leg and foot alignments. Also, the wearing of shoes, sneakers and boots can impede proper alignment and movement within the ankle and foot. For example, High-heeled footwear are known to throw off the natural weight balance (this can also affect the lower back). For the sake of posture, flat soles with no heels are advised.
|
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|
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A doctor who specializes in the treatment of the feet practices podiatry and is called a podiatrist. A pedorthist specializes in the use and modification of footwear to treat problems related to the lower limbs.
|
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|
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Fractures of the foot include:
|
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|
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Foot sweat is the major cause of foot odor. Sweat itself is odorless, but it creates a beneficial environment for certain bacteria to grow and produce bad-smelling substances.
|
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|
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In anatomy, pronation is a rotational movement of the forearm (at the radioulnar joint) or foot (at the subtalar and talocalcaneonavicular joints). Pronation of the foot refers to how the body distributes weight as it cycles through the gait. During the gait cycle the foot can pronate in many different ways based on rearfoot and forefoot function. Types of pronation include neutral pronation, underpronation (supination), and overpronation.
|
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|
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An individual who neutrally pronates initially strikes the ground on the lateral side of the heel. As the individual transfers weight from the heel to the metatarsus, the foot will roll in a medial direction, such that the weight is distributed evenly across the metatarsus. In this stage of the gait, the knee will generally, but not always, track directly over the hallux.
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|
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This rolling inwards motion as the foot progresses from heel to toe is the way that the body naturally absorbs shock. Neutral pronation is the most ideal, efficient type of gait when using a heel strike gait; in a forefoot strike, the body absorbs shock instead via flexation of the foot.
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|
78 |
+
As with a neutral pronator, an individual who overpronates initially strikes the ground on the lateral side of the heel. As the individual transfers weight from the heel to the metatarsus, however, the foot will roll too far in a medial direction, such that the weight is distributed unevenly across the metatarsus, with excessive weight borne on the hallux. In this stage of the gait, the knee will generally, but not always, track inwards.
|
79 |
+
|
80 |
+
An overpronator does not absorb shock efficiently. Imagine someone jumping onto a diving board, but the board is so flimsy that when it is struck, it bends and allows the person to plunge straight down into the water instead of back into the air. Similarly, an overpronator's arches will collapse, or the ankles will roll inwards (or a combination of the two) as they cycle through the gait. An individual whose bone structure involves external rotation at the hip, knee, or ankle will be more likely to overpronate than one whose bone structure has internal rotation or central alignment. An individual who overpronates tends to wear down their running shoes on the medial (inside) side of the shoe towards the toe area.[16]
|
81 |
+
|
82 |
+
When choosing a running or walking shoe, a person with overpronation can choose shoes that have good inside support—usually by strong material at the inside sole and arch of the shoe. It is usually visible. The inside support area is marked by strong greyish material to support the weight when a person lands on the outside foot and then roll onto the inside foot.
|
83 |
+
|
84 |
+
An individual who underpronates also initially strikes the ground on the lateral side of the heel. As the individual transfers weight from the heel to the metatarsus, the foot will not roll far enough in a medial direction. The weight is distributed unevenly across the metatarsus, with excessive weight borne on the fifth metatarsal, towards the lateral side of the foot. In this stage of the gait, the knee will generally, but not always, track laterally of the hallux.
|
85 |
+
|
86 |
+
Like an overpronator, an underpronator does not absorb shock efficiently – but for the opposite reason. The underpronated foot is like a diving board that, instead of failing to spring someone in the air because it is too flimsy, fails to do so because it is too rigid. There is virtually no give. An underpronator's arches or ankles don't experience much motion as they cycle through the gait. An individual whose bone structure involves internal rotation at the hip, knee, or ankle will be more likely to underpronate than one whose bone structure has external rotation or central alignment. Usually – but not always – those who are bow-legged tend to underpronate.[citation needed] An individual who underpronates tends to wear down their running shoes on the lateral (outside) side of the shoe towards the rear of the shoe in the heel area.[17]
|
87 |
+
|
88 |
+
Humans usually wear shoes or similar footwear for protection from hazards when walking outside. There are a number of contexts where it is considered inappropriate to wear shoes. Some people consider it rude to wear shoes into a house and a Māori Marae should only be entered with bare feet.
|
89 |
+
|
90 |
+
Foot fetishism is the most common form of sexual fetish.[18][19]
|
91 |
+
|
92 |
+
A paw is the soft foot of a mammal, generally a quadruped, that has claws or nails (e.g., a cat or dog's paw). A hard foot is called a hoof. Depending on style of locomotion, animals can be classified as plantigrade (sole walking), digitigrade (toe walking), or unguligrade (nail walking).
|
93 |
+
|
94 |
+
The metatarsals are the bones that make up the main part of the foot in humans, and part of the leg in large animals or paw in smaller animals. The number of metatarsals are directly related to the mode of locomotion with many larger animals having their digits reduced to two (elk, cow, sheep) or one (horse). The metatarsal bones of feet and paws are tightly grouped compared to, most notably, the human hand where the thumb metacarpal diverges from the rest of the metacarpus.[20]
|
95 |
+
|
96 |
+
The word "foot" is used to refer to a "...linear measure was in Old English (the exact length has varied over time), this being considered the length of a man's foot; a unit of measure used widely and anciently. In this sense the plural is often foot. The current inch and foot are implied from measurements in 12c." [1]
|
97 |
+
The word "foot" also has a musical meaning; a "...metrical foot (late Old English, translating Latin pes, Greek pous in the same sense) is commonly taken to represent one rise and one fall of a foot: keeping time according to some, dancing according to others."[1]
|
98 |
+
|
99 |
+
The word "foot" was used in Middle English to mean "a person" (c. 1200).[1]
|
100 |
+
The expression "...to put one's best foot foremost first recorded 1849 (Shakespeare has the better foot before, 1596)".[1] The expression to "...put one's foot in (one's) mouth "say something stupid" was first used in 1942.[1] The expression "put (one's) foot in something" meaning to "make a mess of it" was used in 1823.[1]
|
101 |
+
|
102 |
+
The word "footloose" was first used in the 1690s, meaning "free to move the feet, unshackled"; the more "figurative sense of "free to act as one pleases" was first used in 1873.[1] Like "footloose", "flat-footed" at first had its obvious literal meaning (in 1600, it meant "with flat feet") but by 1912 it meant "unprepared" (U.S. baseball slang).[1]
|
en/4607.html.txt
ADDED
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1 |
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3 |
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The foot (plural feet) is an anatomical structure found in many vertebrates. It is the terminal portion of a limb which bears weight and allows locomotion. In many animals with feet, the foot is a separate organ at the terminal part of the leg made up of one or more segments or bones, generally including claws or nails.
|
4 |
+
|
5 |
+
The word "foot", in the sense of meaning the "terminal part of the leg of a vertebrate animal" comes from "Old English fot "foot," from Proto-Germanic *fot (source also of Old Frisian fot, Old Saxon fot, Old Norse fotr, Danish fod, Swedish fot, Dutch voet, Old High German fuoz, German Fuß, Gothic fotus "foot"), from PIE root *ped- "foot." [1]
|
6 |
+
The "plural form feet is an instance of i-mutation." [1]
|
7 |
+
|
8 |
+
The human foot is a strong and complex mechanical structure containing 26 bones, 33 joints (20 of which are actively articulated), and more than a hundred muscles, tendons, and ligaments.[2] The joints of the foot are the ankle and subtalar joint and the interphalangeal articulations of the foot. An anthropometric study of 1197 North American adult Caucasian males (mean age 35.5 years) found that a man's foot length was 26.3 cm with a standard deviation of 1.2 cm.[3]
|
9 |
+
|
10 |
+
The foot can be subdivided into the hindfoot, the midfoot, and the forefoot:
|
11 |
+
|
12 |
+
The hindfoot is composed of the talus (or ankle bone) and the calcaneus (or heel bone). The two long bones of the lower leg, the tibia and fibula, are connected to the top of the talus to form the ankle. Connected to the talus at the subtalar joint, the calcaneus, the largest bone of the foot, is cushioned underneath by a layer of fat.[2]
|
13 |
+
|
14 |
+
The five irregular bones of the midfoot, the cuboid, navicular, and three cuneiform bones, form the arches of the foot which serves as a shock absorber. The midfoot is connected to the hind- and fore-foot by muscles and the plantar fascia.[2]
|
15 |
+
|
16 |
+
The forefoot is composed of five toes and the corresponding five proximal long bones forming the metatarsus. Similar to the fingers of the hand, the bones of the toes are called phalanges and the big toe has two phalanges while the other four toes have three phalanges each. The joints between the phalanges are called interphalangeal and those between the metatarsus and phalanges are called metatarsophalangeal (MTP).[2]
|
17 |
+
|
18 |
+
Both the midfoot and forefoot constitute the dorsum (the area facing upwards while standing) and the planum (the area facing downwards while standing).
|
19 |
+
|
20 |
+
|
21 |
+
|
22 |
+
The instep is the arched part of the top of the foot between the toes and the ankle.
|
23 |
+
|
24 |
+
There can be many sesamoid bones near the metatarsophalangeal joints, although they are only regularly present in the distal portion of the first metatarsal bone.[4]
|
25 |
+
|
26 |
+
The human foot has two longitudinal arches and a transverse arch maintained by the interlocking shapes of the foot bones, strong ligaments, and pulling muscles during activity. The slight mobility of these arches when weight is applied to and removed from the foot makes walking and running more economical in terms of energy. As can be examined in a footprint, the medial longitudinal arch curves above the ground. This arch stretches from the heel bone over the "keystone" ankle bone to the three medial metatarsals. In contrast, the lateral longitudinal arch is very low. With the cuboid serving as its keystone, it redistributes part of the weight to the calcaneus and the distal end of the fifth metatarsal. The two longitudinal arches serve as pillars for the transverse arch which run obliquely across the tarsometatarsal joints. Excessive strain on the tendons and ligaments of the feet can result in fallen arches or flat feet.[5]
|
27 |
+
|
28 |
+
The muscles acting on the foot can be classified into extrinsic muscles, those originating on the anterior or posterior aspect of the lower leg, and intrinsic muscles, originating on the dorsal (top) or plantar (base) aspects of the foot.
|
29 |
+
|
30 |
+
All muscles originating on the lower leg except the popliteus muscle are attached to the bones of the foot. The tibia and fibula and the interosseous membrane separate these muscles into anterior and posterior groups, in their turn subdivided into subgroups and layers.
|
31 |
+
[6]
|
32 |
+
|
33 |
+
Anterior group
|
34 |
+
|
35 |
+
Extensor group: tibialis anterior originates on the proximal half of the tibia and the interosseous membrane and is inserted near the tarsometatarsal joint of the first digit. In the non-weight-bearing leg tibialis anterior flexes the foot dorsally and lift its medial edge (supination). In the weight-bearing leg it brings the leg towards the back of the foot, like in rapid walking. Extensor digitorum longus arises on the lateral tibial condyle and along the fibula to be inserted on the second to fifth digits and proximally on the fifth metatarsal. The extensor digitorum longus acts similar to the tibialis anterior except that it also dorsiflexes the digits. Extensor hallucis longus originates medially on the fibula and is inserted on the first digit. As the name implies it dorsiflexes the big toe and also acts on the ankle in the unstressed leg. In the weight-bearing leg it acts similar to the tibialis anterior.
|
36 |
+
[7]
|
37 |
+
|
38 |
+
Peroneal group: peroneus longus arises on the proximal aspect of the fibula and peroneus brevis below it on the same bone. Together, their tendons pass behind the lateral malleolus. Distally, peroneus longus crosses the plantar side of the foot to reach its insertion on the first tarsometatarsal joint, while peroneus brevis reaches the proximal part of the fifth metatarsal. These two muscles are the strongest pronators and aid in plantar flexion. Longus also acts like a bowstring that braces the transverse arch of the foot.
|
39 |
+
[8]
|
40 |
+
|
41 |
+
Posterior group
|
42 |
+
|
43 |
+
The superficial layer of posterior leg muscles is formed by the triceps surae and the plantaris. The triceps surae consists of the soleus and the two heads of the gastrocnemius. The heads of gastrocnemius arise on the femur, proximal to the condyles, and soleus arises on the proximal dorsal parts of the tibia and fibula. The tendons of these muscles merge to be inserted onto the calcaneus as the Achilles tendon. Plantaris originates on the femur proximal to the lateral head of the gastrocnemius and its long tendon is embedded medially into the Achilles tendon. The triceps surae is the primary plantar flexor and its strength becomes most obvious during ballet dancing. It is fully activated only with the knee extended because the gastrocnemius is shortened during knee flexion. During walking it not only lifts the heel, but also flexes the knee, assisted by the plantaris.[9]
|
44 |
+
|
45 |
+
In the deep layer of posterior muscles tibialis posterior arises proximally on the back of the interosseous membrane and adjoining bones and divides into two parts in the sole of the foot to attach to the tarsus. In the non-weight-bearing leg, it produces plantar flexion and supination, and, in the weight-bearing leg, it proximates the heel to the calf. flexor hallucis longus arises on the back of the fibula (i.e. on the lateral side), and its relatively thick muscle belly extends distally down to the flexor retinaculum where it passes over to the medial side to stretch across the sole to the distal phalanx of the first digit. The popliteus is also part of this group, but, with its oblique course across the back of the knee, does not act on the foot.
|
46 |
+
[10]
|
47 |
+
|
48 |
+
On the back (top) of the foot, the tendons of extensor digitorum brevis and extensor hallucis brevis lie deep to the system of long extrinsic extensor tendons. They both arise on the calcaneus and extend into the dorsal aponeurosis of digits one to four, just beyond the penultimate joints. They act to dorsiflex the digits.
|
49 |
+
[11]
|
50 |
+
|
51 |
+
Similar to the intrinsic muscles of the hand, there are three groups of muscles in the sole of foot, those of the first and last digits, and a central group:
|
52 |
+
|
53 |
+
Muscles of the big toe: abductor hallucis stretches medially along the border of the sole, from the calcaneus to the first digit. Below its tendon, the tendons of the long flexors pass through the tarsal canal. It is an abductor and a weak flexor, and also helps maintain the arch of the foot. flexor hallucis brevis arises on the medial cuneiform bone and related ligaments and tendons. An important plantar flexor, it is crucial for ballet dancing. Both these muscles are inserted with two heads proximally and distally to the first metatarsophalangeal joint. Adductor hallucis is part of this group, though it originally formed a separate system (see contrahens.) It has two heads, the oblique head originating obliquely across the central part of the midfoot, and the transverse head originating near the metatarsophalangeal joints of digits five to three. Both heads are inserted into the lateral sesamoid bone of the first digit. Adductor hallucis acts as a tensor of the plantar arches and also adducts the big toe and then might plantar flex the proximal phalanx.
|
54 |
+
[12]
|
55 |
+
|
56 |
+
Muscles of the little toe: Stretching laterally from the calcaneus to the proximal phalanx of the fifth digit, abductor digiti minimi form the lateral margin of the foot and is the largest of the muscles of the fifth digit. Arising from the base of the fifth metatarsal, flexor digiti minimi is inserted together with abductor on the first phalanx. Often absent, opponens digiti minimi originates near the cuboid bone and is inserted on the fifth metatarsal bone. These three muscles act to support the arch of the foot and to plantar flex the fifth digit.
|
57 |
+
[13]
|
58 |
+
|
59 |
+
Central muscle group: The four lumbricals arise on the medial side of the tendons of flexor digitorum longus and are inserted on the medial margins of the proximal phalanges. Quadratus plantae originates with two slips from the lateral and medial margins of the calcaneus and inserts into the lateral margin of the flexor digitorum tendon. It is also known as flexor accessorius. Flexor digitorum brevis arise inferiorly on the calcaneus and its three tendons are inserted into the middle phalanges of digits two to four (sometimes also the fifth digit). These tendons divide before their insertions and the tendons of flexor digitorum longus pass through these divisions. Flexor digitorum brevis flexes the middle phalanges. It is occasionally absent. Between the toes, the dorsal and plantar interossei stretch from the metatarsals to the proximal phalanges of digits two to five. The plantar interossei adducts and the dorsal interossei abducts these digits and are also plantar flexors at the metatarsophalangeal joints.
|
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+
[14]
|
61 |
+
|
62 |
+
Due to their position and function, feet are exposed to a variety of potential infections and injuries, including athlete's foot, bunions, ingrown toenails, Morton's neuroma, plantar fasciitis, plantar warts and stress fractures. In addition, there are several genetic disorders that can affect the shape and function of the feet, including a club foot or flat feet.
|
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+
|
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+
This leaves humans more vulnerable to medical problems that are caused by poor leg and foot alignments. Also, the wearing of shoes, sneakers and boots can impede proper alignment and movement within the ankle and foot. For example, High-heeled footwear are known to throw off the natural weight balance (this can also affect the lower back). For the sake of posture, flat soles with no heels are advised.
|
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+
|
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+
A doctor who specializes in the treatment of the feet practices podiatry and is called a podiatrist. A pedorthist specializes in the use and modification of footwear to treat problems related to the lower limbs.
|
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+
|
68 |
+
Fractures of the foot include:
|
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+
|
70 |
+
Foot sweat is the major cause of foot odor. Sweat itself is odorless, but it creates a beneficial environment for certain bacteria to grow and produce bad-smelling substances.
|
71 |
+
|
72 |
+
In anatomy, pronation is a rotational movement of the forearm (at the radioulnar joint) or foot (at the subtalar and talocalcaneonavicular joints). Pronation of the foot refers to how the body distributes weight as it cycles through the gait. During the gait cycle the foot can pronate in many different ways based on rearfoot and forefoot function. Types of pronation include neutral pronation, underpronation (supination), and overpronation.
|
73 |
+
|
74 |
+
An individual who neutrally pronates initially strikes the ground on the lateral side of the heel. As the individual transfers weight from the heel to the metatarsus, the foot will roll in a medial direction, such that the weight is distributed evenly across the metatarsus. In this stage of the gait, the knee will generally, but not always, track directly over the hallux.
|
75 |
+
|
76 |
+
This rolling inwards motion as the foot progresses from heel to toe is the way that the body naturally absorbs shock. Neutral pronation is the most ideal, efficient type of gait when using a heel strike gait; in a forefoot strike, the body absorbs shock instead via flexation of the foot.
|
77 |
+
|
78 |
+
As with a neutral pronator, an individual who overpronates initially strikes the ground on the lateral side of the heel. As the individual transfers weight from the heel to the metatarsus, however, the foot will roll too far in a medial direction, such that the weight is distributed unevenly across the metatarsus, with excessive weight borne on the hallux. In this stage of the gait, the knee will generally, but not always, track inwards.
|
79 |
+
|
80 |
+
An overpronator does not absorb shock efficiently. Imagine someone jumping onto a diving board, but the board is so flimsy that when it is struck, it bends and allows the person to plunge straight down into the water instead of back into the air. Similarly, an overpronator's arches will collapse, or the ankles will roll inwards (or a combination of the two) as they cycle through the gait. An individual whose bone structure involves external rotation at the hip, knee, or ankle will be more likely to overpronate than one whose bone structure has internal rotation or central alignment. An individual who overpronates tends to wear down their running shoes on the medial (inside) side of the shoe towards the toe area.[16]
|
81 |
+
|
82 |
+
When choosing a running or walking shoe, a person with overpronation can choose shoes that have good inside support—usually by strong material at the inside sole and arch of the shoe. It is usually visible. The inside support area is marked by strong greyish material to support the weight when a person lands on the outside foot and then roll onto the inside foot.
|
83 |
+
|
84 |
+
An individual who underpronates also initially strikes the ground on the lateral side of the heel. As the individual transfers weight from the heel to the metatarsus, the foot will not roll far enough in a medial direction. The weight is distributed unevenly across the metatarsus, with excessive weight borne on the fifth metatarsal, towards the lateral side of the foot. In this stage of the gait, the knee will generally, but not always, track laterally of the hallux.
|
85 |
+
|
86 |
+
Like an overpronator, an underpronator does not absorb shock efficiently – but for the opposite reason. The underpronated foot is like a diving board that, instead of failing to spring someone in the air because it is too flimsy, fails to do so because it is too rigid. There is virtually no give. An underpronator's arches or ankles don't experience much motion as they cycle through the gait. An individual whose bone structure involves internal rotation at the hip, knee, or ankle will be more likely to underpronate than one whose bone structure has external rotation or central alignment. Usually – but not always – those who are bow-legged tend to underpronate.[citation needed] An individual who underpronates tends to wear down their running shoes on the lateral (outside) side of the shoe towards the rear of the shoe in the heel area.[17]
|
87 |
+
|
88 |
+
Humans usually wear shoes or similar footwear for protection from hazards when walking outside. There are a number of contexts where it is considered inappropriate to wear shoes. Some people consider it rude to wear shoes into a house and a Māori Marae should only be entered with bare feet.
|
89 |
+
|
90 |
+
Foot fetishism is the most common form of sexual fetish.[18][19]
|
91 |
+
|
92 |
+
A paw is the soft foot of a mammal, generally a quadruped, that has claws or nails (e.g., a cat or dog's paw). A hard foot is called a hoof. Depending on style of locomotion, animals can be classified as plantigrade (sole walking), digitigrade (toe walking), or unguligrade (nail walking).
|
93 |
+
|
94 |
+
The metatarsals are the bones that make up the main part of the foot in humans, and part of the leg in large animals or paw in smaller animals. The number of metatarsals are directly related to the mode of locomotion with many larger animals having their digits reduced to two (elk, cow, sheep) or one (horse). The metatarsal bones of feet and paws are tightly grouped compared to, most notably, the human hand where the thumb metacarpal diverges from the rest of the metacarpus.[20]
|
95 |
+
|
96 |
+
The word "foot" is used to refer to a "...linear measure was in Old English (the exact length has varied over time), this being considered the length of a man's foot; a unit of measure used widely and anciently. In this sense the plural is often foot. The current inch and foot are implied from measurements in 12c." [1]
|
97 |
+
The word "foot" also has a musical meaning; a "...metrical foot (late Old English, translating Latin pes, Greek pous in the same sense) is commonly taken to represent one rise and one fall of a foot: keeping time according to some, dancing according to others."[1]
|
98 |
+
|
99 |
+
The word "foot" was used in Middle English to mean "a person" (c. 1200).[1]
|
100 |
+
The expression "...to put one's best foot foremost first recorded 1849 (Shakespeare has the better foot before, 1596)".[1] The expression to "...put one's foot in (one's) mouth "say something stupid" was first used in 1942.[1] The expression "put (one's) foot in something" meaning to "make a mess of it" was used in 1823.[1]
|
101 |
+
|
102 |
+
The word "footloose" was first used in the 1690s, meaning "free to move the feet, unshackled"; the more "figurative sense of "free to act as one pleases" was first used in 1873.[1] Like "footloose", "flat-footed" at first had its obvious literal meaning (in 1600, it meant "with flat feet") but by 1912 it meant "unprepared" (U.S. baseball slang).[1]
|
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The foot (plural feet) is an anatomical structure found in many vertebrates. It is the terminal portion of a limb which bears weight and allows locomotion. In many animals with feet, the foot is a separate organ at the terminal part of the leg made up of one or more segments or bones, generally including claws or nails.
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The word "foot", in the sense of meaning the "terminal part of the leg of a vertebrate animal" comes from "Old English fot "foot," from Proto-Germanic *fot (source also of Old Frisian fot, Old Saxon fot, Old Norse fotr, Danish fod, Swedish fot, Dutch voet, Old High German fuoz, German Fuß, Gothic fotus "foot"), from PIE root *ped- "foot." [1]
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The "plural form feet is an instance of i-mutation." [1]
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The human foot is a strong and complex mechanical structure containing 26 bones, 33 joints (20 of which are actively articulated), and more than a hundred muscles, tendons, and ligaments.[2] The joints of the foot are the ankle and subtalar joint and the interphalangeal articulations of the foot. An anthropometric study of 1197 North American adult Caucasian males (mean age 35.5 years) found that a man's foot length was 26.3 cm with a standard deviation of 1.2 cm.[3]
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The foot can be subdivided into the hindfoot, the midfoot, and the forefoot:
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The hindfoot is composed of the talus (or ankle bone) and the calcaneus (or heel bone). The two long bones of the lower leg, the tibia and fibula, are connected to the top of the talus to form the ankle. Connected to the talus at the subtalar joint, the calcaneus, the largest bone of the foot, is cushioned underneath by a layer of fat.[2]
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The five irregular bones of the midfoot, the cuboid, navicular, and three cuneiform bones, form the arches of the foot which serves as a shock absorber. The midfoot is connected to the hind- and fore-foot by muscles and the plantar fascia.[2]
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The forefoot is composed of five toes and the corresponding five proximal long bones forming the metatarsus. Similar to the fingers of the hand, the bones of the toes are called phalanges and the big toe has two phalanges while the other four toes have three phalanges each. The joints between the phalanges are called interphalangeal and those between the metatarsus and phalanges are called metatarsophalangeal (MTP).[2]
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Both the midfoot and forefoot constitute the dorsum (the area facing upwards while standing) and the planum (the area facing downwards while standing).
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The instep is the arched part of the top of the foot between the toes and the ankle.
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There can be many sesamoid bones near the metatarsophalangeal joints, although they are only regularly present in the distal portion of the first metatarsal bone.[4]
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The human foot has two longitudinal arches and a transverse arch maintained by the interlocking shapes of the foot bones, strong ligaments, and pulling muscles during activity. The slight mobility of these arches when weight is applied to and removed from the foot makes walking and running more economical in terms of energy. As can be examined in a footprint, the medial longitudinal arch curves above the ground. This arch stretches from the heel bone over the "keystone" ankle bone to the three medial metatarsals. In contrast, the lateral longitudinal arch is very low. With the cuboid serving as its keystone, it redistributes part of the weight to the calcaneus and the distal end of the fifth metatarsal. The two longitudinal arches serve as pillars for the transverse arch which run obliquely across the tarsometatarsal joints. Excessive strain on the tendons and ligaments of the feet can result in fallen arches or flat feet.[5]
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The muscles acting on the foot can be classified into extrinsic muscles, those originating on the anterior or posterior aspect of the lower leg, and intrinsic muscles, originating on the dorsal (top) or plantar (base) aspects of the foot.
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All muscles originating on the lower leg except the popliteus muscle are attached to the bones of the foot. The tibia and fibula and the interosseous membrane separate these muscles into anterior and posterior groups, in their turn subdivided into subgroups and layers.
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[6]
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Anterior group
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Extensor group: tibialis anterior originates on the proximal half of the tibia and the interosseous membrane and is inserted near the tarsometatarsal joint of the first digit. In the non-weight-bearing leg tibialis anterior flexes the foot dorsally and lift its medial edge (supination). In the weight-bearing leg it brings the leg towards the back of the foot, like in rapid walking. Extensor digitorum longus arises on the lateral tibial condyle and along the fibula to be inserted on the second to fifth digits and proximally on the fifth metatarsal. The extensor digitorum longus acts similar to the tibialis anterior except that it also dorsiflexes the digits. Extensor hallucis longus originates medially on the fibula and is inserted on the first digit. As the name implies it dorsiflexes the big toe and also acts on the ankle in the unstressed leg. In the weight-bearing leg it acts similar to the tibialis anterior.
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[7]
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Peroneal group: peroneus longus arises on the proximal aspect of the fibula and peroneus brevis below it on the same bone. Together, their tendons pass behind the lateral malleolus. Distally, peroneus longus crosses the plantar side of the foot to reach its insertion on the first tarsometatarsal joint, while peroneus brevis reaches the proximal part of the fifth metatarsal. These two muscles are the strongest pronators and aid in plantar flexion. Longus also acts like a bowstring that braces the transverse arch of the foot.
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[8]
|
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Posterior group
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The superficial layer of posterior leg muscles is formed by the triceps surae and the plantaris. The triceps surae consists of the soleus and the two heads of the gastrocnemius. The heads of gastrocnemius arise on the femur, proximal to the condyles, and soleus arises on the proximal dorsal parts of the tibia and fibula. The tendons of these muscles merge to be inserted onto the calcaneus as the Achilles tendon. Plantaris originates on the femur proximal to the lateral head of the gastrocnemius and its long tendon is embedded medially into the Achilles tendon. The triceps surae is the primary plantar flexor and its strength becomes most obvious during ballet dancing. It is fully activated only with the knee extended because the gastrocnemius is shortened during knee flexion. During walking it not only lifts the heel, but also flexes the knee, assisted by the plantaris.[9]
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In the deep layer of posterior muscles tibialis posterior arises proximally on the back of the interosseous membrane and adjoining bones and divides into two parts in the sole of the foot to attach to the tarsus. In the non-weight-bearing leg, it produces plantar flexion and supination, and, in the weight-bearing leg, it proximates the heel to the calf. flexor hallucis longus arises on the back of the fibula (i.e. on the lateral side), and its relatively thick muscle belly extends distally down to the flexor retinaculum where it passes over to the medial side to stretch across the sole to the distal phalanx of the first digit. The popliteus is also part of this group, but, with its oblique course across the back of the knee, does not act on the foot.
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[10]
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On the back (top) of the foot, the tendons of extensor digitorum brevis and extensor hallucis brevis lie deep to the system of long extrinsic extensor tendons. They both arise on the calcaneus and extend into the dorsal aponeurosis of digits one to four, just beyond the penultimate joints. They act to dorsiflex the digits.
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[11]
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Similar to the intrinsic muscles of the hand, there are three groups of muscles in the sole of foot, those of the first and last digits, and a central group:
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Muscles of the big toe: abductor hallucis stretches medially along the border of the sole, from the calcaneus to the first digit. Below its tendon, the tendons of the long flexors pass through the tarsal canal. It is an abductor and a weak flexor, and also helps maintain the arch of the foot. flexor hallucis brevis arises on the medial cuneiform bone and related ligaments and tendons. An important plantar flexor, it is crucial for ballet dancing. Both these muscles are inserted with two heads proximally and distally to the first metatarsophalangeal joint. Adductor hallucis is part of this group, though it originally formed a separate system (see contrahens.) It has two heads, the oblique head originating obliquely across the central part of the midfoot, and the transverse head originating near the metatarsophalangeal joints of digits five to three. Both heads are inserted into the lateral sesamoid bone of the first digit. Adductor hallucis acts as a tensor of the plantar arches and also adducts the big toe and then might plantar flex the proximal phalanx.
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[12]
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Muscles of the little toe: Stretching laterally from the calcaneus to the proximal phalanx of the fifth digit, abductor digiti minimi form the lateral margin of the foot and is the largest of the muscles of the fifth digit. Arising from the base of the fifth metatarsal, flexor digiti minimi is inserted together with abductor on the first phalanx. Often absent, opponens digiti minimi originates near the cuboid bone and is inserted on the fifth metatarsal bone. These three muscles act to support the arch of the foot and to plantar flex the fifth digit.
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[13]
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Central muscle group: The four lumbricals arise on the medial side of the tendons of flexor digitorum longus and are inserted on the medial margins of the proximal phalanges. Quadratus plantae originates with two slips from the lateral and medial margins of the calcaneus and inserts into the lateral margin of the flexor digitorum tendon. It is also known as flexor accessorius. Flexor digitorum brevis arise inferiorly on the calcaneus and its three tendons are inserted into the middle phalanges of digits two to four (sometimes also the fifth digit). These tendons divide before their insertions and the tendons of flexor digitorum longus pass through these divisions. Flexor digitorum brevis flexes the middle phalanges. It is occasionally absent. Between the toes, the dorsal and plantar interossei stretch from the metatarsals to the proximal phalanges of digits two to five. The plantar interossei adducts and the dorsal interossei abducts these digits and are also plantar flexors at the metatarsophalangeal joints.
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[14]
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Due to their position and function, feet are exposed to a variety of potential infections and injuries, including athlete's foot, bunions, ingrown toenails, Morton's neuroma, plantar fasciitis, plantar warts and stress fractures. In addition, there are several genetic disorders that can affect the shape and function of the feet, including a club foot or flat feet.
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This leaves humans more vulnerable to medical problems that are caused by poor leg and foot alignments. Also, the wearing of shoes, sneakers and boots can impede proper alignment and movement within the ankle and foot. For example, High-heeled footwear are known to throw off the natural weight balance (this can also affect the lower back). For the sake of posture, flat soles with no heels are advised.
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A doctor who specializes in the treatment of the feet practices podiatry and is called a podiatrist. A pedorthist specializes in the use and modification of footwear to treat problems related to the lower limbs.
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Fractures of the foot include:
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Foot sweat is the major cause of foot odor. Sweat itself is odorless, but it creates a beneficial environment for certain bacteria to grow and produce bad-smelling substances.
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In anatomy, pronation is a rotational movement of the forearm (at the radioulnar joint) or foot (at the subtalar and talocalcaneonavicular joints). Pronation of the foot refers to how the body distributes weight as it cycles through the gait. During the gait cycle the foot can pronate in many different ways based on rearfoot and forefoot function. Types of pronation include neutral pronation, underpronation (supination), and overpronation.
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An individual who neutrally pronates initially strikes the ground on the lateral side of the heel. As the individual transfers weight from the heel to the metatarsus, the foot will roll in a medial direction, such that the weight is distributed evenly across the metatarsus. In this stage of the gait, the knee will generally, but not always, track directly over the hallux.
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This rolling inwards motion as the foot progresses from heel to toe is the way that the body naturally absorbs shock. Neutral pronation is the most ideal, efficient type of gait when using a heel strike gait; in a forefoot strike, the body absorbs shock instead via flexation of the foot.
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As with a neutral pronator, an individual who overpronates initially strikes the ground on the lateral side of the heel. As the individual transfers weight from the heel to the metatarsus, however, the foot will roll too far in a medial direction, such that the weight is distributed unevenly across the metatarsus, with excessive weight borne on the hallux. In this stage of the gait, the knee will generally, but not always, track inwards.
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An overpronator does not absorb shock efficiently. Imagine someone jumping onto a diving board, but the board is so flimsy that when it is struck, it bends and allows the person to plunge straight down into the water instead of back into the air. Similarly, an overpronator's arches will collapse, or the ankles will roll inwards (or a combination of the two) as they cycle through the gait. An individual whose bone structure involves external rotation at the hip, knee, or ankle will be more likely to overpronate than one whose bone structure has internal rotation or central alignment. An individual who overpronates tends to wear down their running shoes on the medial (inside) side of the shoe towards the toe area.[16]
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When choosing a running or walking shoe, a person with overpronation can choose shoes that have good inside support—usually by strong material at the inside sole and arch of the shoe. It is usually visible. The inside support area is marked by strong greyish material to support the weight when a person lands on the outside foot and then roll onto the inside foot.
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An individual who underpronates also initially strikes the ground on the lateral side of the heel. As the individual transfers weight from the heel to the metatarsus, the foot will not roll far enough in a medial direction. The weight is distributed unevenly across the metatarsus, with excessive weight borne on the fifth metatarsal, towards the lateral side of the foot. In this stage of the gait, the knee will generally, but not always, track laterally of the hallux.
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Like an overpronator, an underpronator does not absorb shock efficiently – but for the opposite reason. The underpronated foot is like a diving board that, instead of failing to spring someone in the air because it is too flimsy, fails to do so because it is too rigid. There is virtually no give. An underpronator's arches or ankles don't experience much motion as they cycle through the gait. An individual whose bone structure involves internal rotation at the hip, knee, or ankle will be more likely to underpronate than one whose bone structure has external rotation or central alignment. Usually – but not always – those who are bow-legged tend to underpronate.[citation needed] An individual who underpronates tends to wear down their running shoes on the lateral (outside) side of the shoe towards the rear of the shoe in the heel area.[17]
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Humans usually wear shoes or similar footwear for protection from hazards when walking outside. There are a number of contexts where it is considered inappropriate to wear shoes. Some people consider it rude to wear shoes into a house and a Māori Marae should only be entered with bare feet.
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Foot fetishism is the most common form of sexual fetish.[18][19]
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A paw is the soft foot of a mammal, generally a quadruped, that has claws or nails (e.g., a cat or dog's paw). A hard foot is called a hoof. Depending on style of locomotion, animals can be classified as plantigrade (sole walking), digitigrade (toe walking), or unguligrade (nail walking).
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The metatarsals are the bones that make up the main part of the foot in humans, and part of the leg in large animals or paw in smaller animals. The number of metatarsals are directly related to the mode of locomotion with many larger animals having their digits reduced to two (elk, cow, sheep) or one (horse). The metatarsal bones of feet and paws are tightly grouped compared to, most notably, the human hand where the thumb metacarpal diverges from the rest of the metacarpus.[20]
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The word "foot" is used to refer to a "...linear measure was in Old English (the exact length has varied over time), this being considered the length of a man's foot; a unit of measure used widely and anciently. In this sense the plural is often foot. The current inch and foot are implied from measurements in 12c." [1]
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The word "foot" also has a musical meaning; a "...metrical foot (late Old English, translating Latin pes, Greek pous in the same sense) is commonly taken to represent one rise and one fall of a foot: keeping time according to some, dancing according to others."[1]
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The word "foot" was used in Middle English to mean "a person" (c. 1200).[1]
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The expression "...to put one's best foot foremost first recorded 1849 (Shakespeare has the better foot before, 1596)".[1] The expression to "...put one's foot in (one's) mouth "say something stupid" was first used in 1942.[1] The expression "put (one's) foot in something" meaning to "make a mess of it" was used in 1823.[1]
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The word "footloose" was first used in the 1690s, meaning "free to move the feet, unshackled"; the more "figurative sense of "free to act as one pleases" was first used in 1873.[1] Like "footloose", "flat-footed" at first had its obvious literal meaning (in 1600, it meant "with flat feet") but by 1912 it meant "unprepared" (U.S. baseball slang).[1]
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1 |
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The foot (plural feet) is an anatomical structure found in many vertebrates. It is the terminal portion of a limb which bears weight and allows locomotion. In many animals with feet, the foot is a separate organ at the terminal part of the leg made up of one or more segments or bones, generally including claws or nails.
|
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+
|
5 |
+
The word "foot", in the sense of meaning the "terminal part of the leg of a vertebrate animal" comes from "Old English fot "foot," from Proto-Germanic *fot (source also of Old Frisian fot, Old Saxon fot, Old Norse fotr, Danish fod, Swedish fot, Dutch voet, Old High German fuoz, German Fuß, Gothic fotus "foot"), from PIE root *ped- "foot." [1]
|
6 |
+
The "plural form feet is an instance of i-mutation." [1]
|
7 |
+
|
8 |
+
The human foot is a strong and complex mechanical structure containing 26 bones, 33 joints (20 of which are actively articulated), and more than a hundred muscles, tendons, and ligaments.[2] The joints of the foot are the ankle and subtalar joint and the interphalangeal articulations of the foot. An anthropometric study of 1197 North American adult Caucasian males (mean age 35.5 years) found that a man's foot length was 26.3 cm with a standard deviation of 1.2 cm.[3]
|
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+
|
10 |
+
The foot can be subdivided into the hindfoot, the midfoot, and the forefoot:
|
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+
|
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+
The hindfoot is composed of the talus (or ankle bone) and the calcaneus (or heel bone). The two long bones of the lower leg, the tibia and fibula, are connected to the top of the talus to form the ankle. Connected to the talus at the subtalar joint, the calcaneus, the largest bone of the foot, is cushioned underneath by a layer of fat.[2]
|
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+
|
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+
The five irregular bones of the midfoot, the cuboid, navicular, and three cuneiform bones, form the arches of the foot which serves as a shock absorber. The midfoot is connected to the hind- and fore-foot by muscles and the plantar fascia.[2]
|
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|
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The forefoot is composed of five toes and the corresponding five proximal long bones forming the metatarsus. Similar to the fingers of the hand, the bones of the toes are called phalanges and the big toe has two phalanges while the other four toes have three phalanges each. The joints between the phalanges are called interphalangeal and those between the metatarsus and phalanges are called metatarsophalangeal (MTP).[2]
|
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|
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Both the midfoot and forefoot constitute the dorsum (the area facing upwards while standing) and the planum (the area facing downwards while standing).
|
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|
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+
|
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The instep is the arched part of the top of the foot between the toes and the ankle.
|
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+
|
24 |
+
There can be many sesamoid bones near the metatarsophalangeal joints, although they are only regularly present in the distal portion of the first metatarsal bone.[4]
|
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+
|
26 |
+
The human foot has two longitudinal arches and a transverse arch maintained by the interlocking shapes of the foot bones, strong ligaments, and pulling muscles during activity. The slight mobility of these arches when weight is applied to and removed from the foot makes walking and running more economical in terms of energy. As can be examined in a footprint, the medial longitudinal arch curves above the ground. This arch stretches from the heel bone over the "keystone" ankle bone to the three medial metatarsals. In contrast, the lateral longitudinal arch is very low. With the cuboid serving as its keystone, it redistributes part of the weight to the calcaneus and the distal end of the fifth metatarsal. The two longitudinal arches serve as pillars for the transverse arch which run obliquely across the tarsometatarsal joints. Excessive strain on the tendons and ligaments of the feet can result in fallen arches or flat feet.[5]
|
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+
|
28 |
+
The muscles acting on the foot can be classified into extrinsic muscles, those originating on the anterior or posterior aspect of the lower leg, and intrinsic muscles, originating on the dorsal (top) or plantar (base) aspects of the foot.
|
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+
|
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+
All muscles originating on the lower leg except the popliteus muscle are attached to the bones of the foot. The tibia and fibula and the interosseous membrane separate these muscles into anterior and posterior groups, in their turn subdivided into subgroups and layers.
|
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+
[6]
|
32 |
+
|
33 |
+
Anterior group
|
34 |
+
|
35 |
+
Extensor group: tibialis anterior originates on the proximal half of the tibia and the interosseous membrane and is inserted near the tarsometatarsal joint of the first digit. In the non-weight-bearing leg tibialis anterior flexes the foot dorsally and lift its medial edge (supination). In the weight-bearing leg it brings the leg towards the back of the foot, like in rapid walking. Extensor digitorum longus arises on the lateral tibial condyle and along the fibula to be inserted on the second to fifth digits and proximally on the fifth metatarsal. The extensor digitorum longus acts similar to the tibialis anterior except that it also dorsiflexes the digits. Extensor hallucis longus originates medially on the fibula and is inserted on the first digit. As the name implies it dorsiflexes the big toe and also acts on the ankle in the unstressed leg. In the weight-bearing leg it acts similar to the tibialis anterior.
|
36 |
+
[7]
|
37 |
+
|
38 |
+
Peroneal group: peroneus longus arises on the proximal aspect of the fibula and peroneus brevis below it on the same bone. Together, their tendons pass behind the lateral malleolus. Distally, peroneus longus crosses the plantar side of the foot to reach its insertion on the first tarsometatarsal joint, while peroneus brevis reaches the proximal part of the fifth metatarsal. These two muscles are the strongest pronators and aid in plantar flexion. Longus also acts like a bowstring that braces the transverse arch of the foot.
|
39 |
+
[8]
|
40 |
+
|
41 |
+
Posterior group
|
42 |
+
|
43 |
+
The superficial layer of posterior leg muscles is formed by the triceps surae and the plantaris. The triceps surae consists of the soleus and the two heads of the gastrocnemius. The heads of gastrocnemius arise on the femur, proximal to the condyles, and soleus arises on the proximal dorsal parts of the tibia and fibula. The tendons of these muscles merge to be inserted onto the calcaneus as the Achilles tendon. Plantaris originates on the femur proximal to the lateral head of the gastrocnemius and its long tendon is embedded medially into the Achilles tendon. The triceps surae is the primary plantar flexor and its strength becomes most obvious during ballet dancing. It is fully activated only with the knee extended because the gastrocnemius is shortened during knee flexion. During walking it not only lifts the heel, but also flexes the knee, assisted by the plantaris.[9]
|
44 |
+
|
45 |
+
In the deep layer of posterior muscles tibialis posterior arises proximally on the back of the interosseous membrane and adjoining bones and divides into two parts in the sole of the foot to attach to the tarsus. In the non-weight-bearing leg, it produces plantar flexion and supination, and, in the weight-bearing leg, it proximates the heel to the calf. flexor hallucis longus arises on the back of the fibula (i.e. on the lateral side), and its relatively thick muscle belly extends distally down to the flexor retinaculum where it passes over to the medial side to stretch across the sole to the distal phalanx of the first digit. The popliteus is also part of this group, but, with its oblique course across the back of the knee, does not act on the foot.
|
46 |
+
[10]
|
47 |
+
|
48 |
+
On the back (top) of the foot, the tendons of extensor digitorum brevis and extensor hallucis brevis lie deep to the system of long extrinsic extensor tendons. They both arise on the calcaneus and extend into the dorsal aponeurosis of digits one to four, just beyond the penultimate joints. They act to dorsiflex the digits.
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[11]
|
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Similar to the intrinsic muscles of the hand, there are three groups of muscles in the sole of foot, those of the first and last digits, and a central group:
|
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|
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+
Muscles of the big toe: abductor hallucis stretches medially along the border of the sole, from the calcaneus to the first digit. Below its tendon, the tendons of the long flexors pass through the tarsal canal. It is an abductor and a weak flexor, and also helps maintain the arch of the foot. flexor hallucis brevis arises on the medial cuneiform bone and related ligaments and tendons. An important plantar flexor, it is crucial for ballet dancing. Both these muscles are inserted with two heads proximally and distally to the first metatarsophalangeal joint. Adductor hallucis is part of this group, though it originally formed a separate system (see contrahens.) It has two heads, the oblique head originating obliquely across the central part of the midfoot, and the transverse head originating near the metatarsophalangeal joints of digits five to three. Both heads are inserted into the lateral sesamoid bone of the first digit. Adductor hallucis acts as a tensor of the plantar arches and also adducts the big toe and then might plantar flex the proximal phalanx.
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+
[12]
|
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|
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Muscles of the little toe: Stretching laterally from the calcaneus to the proximal phalanx of the fifth digit, abductor digiti minimi form the lateral margin of the foot and is the largest of the muscles of the fifth digit. Arising from the base of the fifth metatarsal, flexor digiti minimi is inserted together with abductor on the first phalanx. Often absent, opponens digiti minimi originates near the cuboid bone and is inserted on the fifth metatarsal bone. These three muscles act to support the arch of the foot and to plantar flex the fifth digit.
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+
[13]
|
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+
|
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Central muscle group: The four lumbricals arise on the medial side of the tendons of flexor digitorum longus and are inserted on the medial margins of the proximal phalanges. Quadratus plantae originates with two slips from the lateral and medial margins of the calcaneus and inserts into the lateral margin of the flexor digitorum tendon. It is also known as flexor accessorius. Flexor digitorum brevis arise inferiorly on the calcaneus and its three tendons are inserted into the middle phalanges of digits two to four (sometimes also the fifth digit). These tendons divide before their insertions and the tendons of flexor digitorum longus pass through these divisions. Flexor digitorum brevis flexes the middle phalanges. It is occasionally absent. Between the toes, the dorsal and plantar interossei stretch from the metatarsals to the proximal phalanges of digits two to five. The plantar interossei adducts and the dorsal interossei abducts these digits and are also plantar flexors at the metatarsophalangeal joints.
|
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[14]
|
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|
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Due to their position and function, feet are exposed to a variety of potential infections and injuries, including athlete's foot, bunions, ingrown toenails, Morton's neuroma, plantar fasciitis, plantar warts and stress fractures. In addition, there are several genetic disorders that can affect the shape and function of the feet, including a club foot or flat feet.
|
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|
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This leaves humans more vulnerable to medical problems that are caused by poor leg and foot alignments. Also, the wearing of shoes, sneakers and boots can impede proper alignment and movement within the ankle and foot. For example, High-heeled footwear are known to throw off the natural weight balance (this can also affect the lower back). For the sake of posture, flat soles with no heels are advised.
|
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|
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A doctor who specializes in the treatment of the feet practices podiatry and is called a podiatrist. A pedorthist specializes in the use and modification of footwear to treat problems related to the lower limbs.
|
67 |
+
|
68 |
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Fractures of the foot include:
|
69 |
+
|
70 |
+
Foot sweat is the major cause of foot odor. Sweat itself is odorless, but it creates a beneficial environment for certain bacteria to grow and produce bad-smelling substances.
|
71 |
+
|
72 |
+
In anatomy, pronation is a rotational movement of the forearm (at the radioulnar joint) or foot (at the subtalar and talocalcaneonavicular joints). Pronation of the foot refers to how the body distributes weight as it cycles through the gait. During the gait cycle the foot can pronate in many different ways based on rearfoot and forefoot function. Types of pronation include neutral pronation, underpronation (supination), and overpronation.
|
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|
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An individual who neutrally pronates initially strikes the ground on the lateral side of the heel. As the individual transfers weight from the heel to the metatarsus, the foot will roll in a medial direction, such that the weight is distributed evenly across the metatarsus. In this stage of the gait, the knee will generally, but not always, track directly over the hallux.
|
75 |
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|
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This rolling inwards motion as the foot progresses from heel to toe is the way that the body naturally absorbs shock. Neutral pronation is the most ideal, efficient type of gait when using a heel strike gait; in a forefoot strike, the body absorbs shock instead via flexation of the foot.
|
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|
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As with a neutral pronator, an individual who overpronates initially strikes the ground on the lateral side of the heel. As the individual transfers weight from the heel to the metatarsus, however, the foot will roll too far in a medial direction, such that the weight is distributed unevenly across the metatarsus, with excessive weight borne on the hallux. In this stage of the gait, the knee will generally, but not always, track inwards.
|
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|
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An overpronator does not absorb shock efficiently. Imagine someone jumping onto a diving board, but the board is so flimsy that when it is struck, it bends and allows the person to plunge straight down into the water instead of back into the air. Similarly, an overpronator's arches will collapse, or the ankles will roll inwards (or a combination of the two) as they cycle through the gait. An individual whose bone structure involves external rotation at the hip, knee, or ankle will be more likely to overpronate than one whose bone structure has internal rotation or central alignment. An individual who overpronates tends to wear down their running shoes on the medial (inside) side of the shoe towards the toe area.[16]
|
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|
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When choosing a running or walking shoe, a person with overpronation can choose shoes that have good inside support—usually by strong material at the inside sole and arch of the shoe. It is usually visible. The inside support area is marked by strong greyish material to support the weight when a person lands on the outside foot and then roll onto the inside foot.
|
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|
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An individual who underpronates also initially strikes the ground on the lateral side of the heel. As the individual transfers weight from the heel to the metatarsus, the foot will not roll far enough in a medial direction. The weight is distributed unevenly across the metatarsus, with excessive weight borne on the fifth metatarsal, towards the lateral side of the foot. In this stage of the gait, the knee will generally, but not always, track laterally of the hallux.
|
85 |
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|
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+
Like an overpronator, an underpronator does not absorb shock efficiently – but for the opposite reason. The underpronated foot is like a diving board that, instead of failing to spring someone in the air because it is too flimsy, fails to do so because it is too rigid. There is virtually no give. An underpronator's arches or ankles don't experience much motion as they cycle through the gait. An individual whose bone structure involves internal rotation at the hip, knee, or ankle will be more likely to underpronate than one whose bone structure has external rotation or central alignment. Usually – but not always – those who are bow-legged tend to underpronate.[citation needed] An individual who underpronates tends to wear down their running shoes on the lateral (outside) side of the shoe towards the rear of the shoe in the heel area.[17]
|
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|
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Humans usually wear shoes or similar footwear for protection from hazards when walking outside. There are a number of contexts where it is considered inappropriate to wear shoes. Some people consider it rude to wear shoes into a house and a Māori Marae should only be entered with bare feet.
|
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+
|
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Foot fetishism is the most common form of sexual fetish.[18][19]
|
91 |
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|
92 |
+
A paw is the soft foot of a mammal, generally a quadruped, that has claws or nails (e.g., a cat or dog's paw). A hard foot is called a hoof. Depending on style of locomotion, animals can be classified as plantigrade (sole walking), digitigrade (toe walking), or unguligrade (nail walking).
|
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|
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The metatarsals are the bones that make up the main part of the foot in humans, and part of the leg in large animals or paw in smaller animals. The number of metatarsals are directly related to the mode of locomotion with many larger animals having their digits reduced to two (elk, cow, sheep) or one (horse). The metatarsal bones of feet and paws are tightly grouped compared to, most notably, the human hand where the thumb metacarpal diverges from the rest of the metacarpus.[20]
|
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|
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The word "foot" is used to refer to a "...linear measure was in Old English (the exact length has varied over time), this being considered the length of a man's foot; a unit of measure used widely and anciently. In this sense the plural is often foot. The current inch and foot are implied from measurements in 12c." [1]
|
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The word "foot" also has a musical meaning; a "...metrical foot (late Old English, translating Latin pes, Greek pous in the same sense) is commonly taken to represent one rise and one fall of a foot: keeping time according to some, dancing according to others."[1]
|
98 |
+
|
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+
The word "foot" was used in Middle English to mean "a person" (c. 1200).[1]
|
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The expression "...to put one's best foot foremost first recorded 1849 (Shakespeare has the better foot before, 1596)".[1] The expression to "...put one's foot in (one's) mouth "say something stupid" was first used in 1942.[1] The expression "put (one's) foot in something" meaning to "make a mess of it" was used in 1823.[1]
|
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|
102 |
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The word "footloose" was first used in the 1690s, meaning "free to move the feet, unshackled"; the more "figurative sense of "free to act as one pleases" was first used in 1873.[1] Like "footloose", "flat-footed" at first had its obvious literal meaning (in 1600, it meant "with flat feet") but by 1912 it meant "unprepared" (U.S. baseball slang).[1]
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An aurora (plural: auroras or aurorae),[a] sometimes referred to as polar lights, northern lights (aurora borealis), or southern lights (aurora australis), is a natural light display in the Earth's sky, predominantly seen in the high-latitude regions (around the Arctic and Antarctic).
|
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|
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+
Auroras are the result of disturbances in the magnetosphere caused by solar wind. These disturbances are sometimes strong enough to alter the trajectories of charged particles in both solar wind and magnetospheric plasma. These particles, mainly electrons and protons, precipitate into the upper atmosphere (thermosphere/exosphere).
|
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|
7 |
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The resulting ionization and excitation of atmospheric constituents emit light of varying color and complexity. The form of the aurora, occurring within bands around both polar regions, is also dependent on the amount of acceleration imparted to the precipitating particles. Precipitating protons generally produce optical emissions as incident hydrogen atoms after gaining electrons from the atmosphere. Proton auroras are usually observed at lower latitudes.[2]
|
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+
|
9 |
+
The word "aurora" is derived from the name of the Roman goddess of the dawn, Aurora, who travelled from east to west announcing the coming of the sun.[3] Ancient Greek poets used the name metaphorically to refer to dawn, often mentioning its play of colours across the otherwise dark sky (e.g., "rosy-fingered dawn").[citation needed]
|
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+
|
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Most auroras occur in a band known as the "auroral zone",[4] which is typically 3° to 6° wide in latitude and between 10° and 20° from the geomagnetic poles at all local times (or longitudes), most clearly seen at night against a dark sky. A region that currently displays an aurora is called the "auroral oval", a band displaced towards the night side of the Earth.[5] Early evidence for a geomagnetic connection comes from the statistics of auroral observations. Elias Loomis (1860),[6] and later Hermann Fritz (1881)[7] and Sophus Tromholt (1881)[8] in more detail, established that the aurora appeared mainly in the auroral zone. Day-to-day positions of the auroral ovals are posted on the Internet.[9]
|
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+
|
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+
In northern latitudes, the effect is known as the aurora borealis or the northern lights. The former term was coined by Galileo in 1619, from the Roman goddess of the dawn and the Greek name for the north wind.[10][11] The southern counterpart, the aurora australis or the southern lights, has features almost identical to the aurora borealis and changes simultaneously with changes in the northern auroral zone.[12] The aurora australis is visible from high southern latitudes in Antarctica, Chile, Argentina, New Zealand, and Australia.
|
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+
|
15 |
+
A geomagnetic storm causes the auroral ovals (north and south) to expand, bringing the aurora to lower latitudes. The instantaneous distribution of auroras ("auroral oval")[4] is slightly different, being centered about 3–5° nightward of the magnetic pole, so that auroral arcs reach furthest toward the equator when the magnetic pole in question is in between the observer and the Sun. The aurora can be seen best at this time, which is called magnetic midnight.
|
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+
|
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+
Auroras seen within the auroral oval may be directly overhead, but from farther away, they illuminate the poleward horizon as a greenish glow, or sometimes a faint red, as if the Sun were rising from an unusual direction. Auroras also occur poleward of the auroral zone as either diffuse patches or arcs,[13] which can be subvisual.
|
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|
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+
Auroras are occasionally seen in latitudes below the auroral zone, when a geomagnetic storm temporarily enlarges the auroral oval. Large geomagnetic storms are most common during the peak of the 11-year sunspot cycle or during the three years after the peak.[14][15]
|
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An electron spirals (gyrates) about a field line at an angle that is determined by its velocity vectors, parallel and perpendicular, respectively, to the local geomagnetic field vector B. This angle is known as the "pitch angle" of the particle. The distance, or radius, of the electron from the field line at any time is known as its Larmor radius. The pitch angle increases as the electron travels to a region of greater field strength nearer to the atmosphere. Thus, it is possible for some particles to return, or mirror, if the angle becomes 90° before entering the atmosphere to collide with the denser molecules there. Other particles that do not mirror enter the atmosphere and contribute to the auroral display over a range of altitudes.
|
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Other types of auroras have been observed from space, e.g."poleward arcs" stretching sunward across the polar cap, the related "theta aurora",[16] and "dayside arcs" near noon. These are relatively infrequent and poorly understood. Other interesting effects occur such as flickering aurora, "black aurora" and subvisual red arcs. In addition to all these, a weak glow (often deep red) observed around the two polar cusps, the field lines separating the ones that close through the Earth from those that are swept into the tail and close remotely.
|
22 |
+
|
23 |
+
The altitudes where auroral emissions occur were revealed by Carl Størmer and his colleagues, who used cameras to triangulate more than 12,000 auroras.[17] They discovered that most of the light is produced between 90 and 150 km above the ground, while extending at times to more than 1000 km.
|
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+
Images of auroras are significantly more common today than in the past due to the increase in the use of digital cameras that have high enough sensitivities.[18] Film and digital exposure to auroral displays is fraught with difficulties. Due to the different color spectra present, and the temporal changes occurring during the exposure, the results are somewhat unpredictable. Different layers of the film emulsion respond differently to lower light levels, and choice of a film can be very important. Longer exposures superimpose rapidly changing features, and often blanket the dynamic attribute of a display. Higher sensitivity creates issues with graininess.
|
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+
|
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+
David Malin pioneered multiple exposure using multiple filters for astronomical photography, recombining the images in the laboratory to recreate the visual display more accurately.[19] For scientific research, proxies are often used, such as ultraviolet, and color-correction to simulate the appearance to humans. Predictive techniques are also used, to indicate the extent of the display, a highly useful tool for aurora hunters.[20] Terrestrial features often find their way into aurora images, making them more accessible and more likely to be published by major websites.[21] Excellent images are possible with standard film (using ISO ratings between 100 and 400) and a single-lens reflex camera with full aperture, a fast lens (f1.4 50 mm, for example), and exposures between 10 and 30 seconds, depending on the aurora's brightness.[22]
|
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+
|
28 |
+
Early work on the imaging of the auroras was done in 1949 by the University of Saskatchewan using the SCR-270 radar.
|
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+
|
30 |
+
Aurora during a geomagnetic storm that was most likely caused by a coronal mass ejection from the Sun on 24 May 2010, taken from the ISS
|
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+
|
32 |
+
Diffuse aurora observed by DE-1 satellite from high Earth orbit
|
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+
|
34 |
+
Estonia, 18 March 2015
|
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+
|
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+
According to Clark (2007), there are four main forms that can be seen from the ground, from least to most visible:[23]
|
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+
|
38 |
+
Brekke (1994) also described some auroras as curtains.[25] The similarity to curtains is often enhanced by folds within the arcs. Arcs can fragment or break up into separate, at times rapidly changing, often rayed features that may fill the whole sky. These are also known as discrete auroras, which are at times bright enough to read a newspaper by at night.[26]
|
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+
|
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+
These forms are consistent with auroras' being shaped by Earth's magnetic field. The appearances of arcs, rays, curtains, and coronas are determined by the shapes of the luminous parts of the atmosphere and a viewer's position.[27]
|
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+
|
42 |
+
Auroras change with time. Over the night, they begin with glows and progress towards coronas, although they may not reach them. They tend to fade in the opposite order.[25]
|
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+
|
44 |
+
At shorter time scales, auroras can change their appearances and intensity, sometimes so slowly as to be difficult to notice, and at other times rapidly down to the sub-second scale.[26] The phenomenon of pulsating auroras is an example of intensity variations over short timescales, typically with periods of 2–20 seconds. This type of aurora is generally accompanied by decreasing peak emission heights of about 8 km for blue and green emissions and above average solar wind speeds (~ 500 km/s).[31]
|
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+
|
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+
In addition, the aurora and associated currents produce a strong radio emission around 150 kHz known as auroral kilometric radiation (AKR), discovered in 1972.[32] Ionospheric absorption makes AKR only observable from space. X-ray emissions, originating from the particles associated with auroras, have also been detected.[33]
|
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+
|
48 |
+
Aurora noise, similar to a hissing, or crackling noise, begins about 70 m (230 ft) above the Earth's surface and is caused by charged particles in an inversion layer of the atmosphere formed during a cold night. The charged particles discharge when particles from the Sun hit the inversion layer, creating the noise.[34][35]
|
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+
|
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+
In 2016 more than fifty citizen science observations described what was to them an unknown type of aurora which they named "STEVE," for "Strong Thermal Emission Velocity Enhancement." But STEVE is not an aurora but is caused by a 25 km (16 mi) wide ribbon of hot plasma at an altitude of 450 km (280 mi), with a temperature of 6,000 K (5,730 °C; 10,340 °F) and flowing at a speed of 6 km/s (3.7 mi/s) (compared to 10 m/s (33 ft/s) outside the ribbon).[36]
|
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+
|
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+
The processes that cause STEVE also are associated with a picket-fence aurora, although the latter can be seen without STEVE.[37][38] It is an aurora because it is caused by precipitation of electrons in the atmosphere but it appears outside the auroral oval,[39] closer to the equator than typical auroras.[40] When the picket-fence aurora appears with STEVE, it is below.[38]
|
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+
|
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+
A full understanding of the physical processes which lead to different types of auroras is still incomplete, but the basic cause involves the interaction of the solar wind with the Earth's magnetosphere. The varying intensity of the solar wind produces effects of different magnitudes but includes one or more of the following physical scenarios.
|
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+
|
56 |
+
The details of these phenomena are not fully understood. However, it is clear that the prime source of auroral particles is the solar wind feeding the magnetosphere, the reservoir containing the radiation zones and temporarily magnetically-trapped particles confined by the geomagnetic field, coupled with particle acceleration processes.[41]
|
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+
|
58 |
+
The immediate cause of the ionization and excitation of atmospheric constituents leading to auroral emissions was discovered in 1960, when a pioneering rocket flight from Fort Churchill in Canada revealed a flux of electrons entering the atmosphere from above.[42] Since then an extensive collection of measurements has been acquired painstakingly and with steadily improving resolution since the 1960s by many research teams using rockets and satellites to traverse the auroral zone. The main findings have been that auroral arcs and other bright forms are due to electrons that have been accelerated during the final few 10,000 km or so of their plunge into the atmosphere.[43] These electrons often, but not always, exhibit a peak in their energy distribution, and are preferentially aligned along the local direction of the magnetic field.
|
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Electrons mainly responsible for diffuse and pulsating auroras have, in contrast, a smoothly falling energy distribution, and an angular (pitch-angle) distribution favouring directions perpendicular to the local magnetic field. Pulsations were discovered to originate at or close to the equatorial crossing point of auroral zone magnetic field lines.[44] Protons are also associated with auroras, both discrete and diffuse.
|
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+
|
61 |
+
Auroras result from emissions of photons in the Earth's upper atmosphere, above 80 km (50 mi), from ionized nitrogen atoms regaining an electron, and oxygen atoms and nitrogen based molecules returning from an excited state to ground state.[45] They are ionized or excited by the collision of particles precipitated into the atmosphere. Both incoming electrons and protons may be involved. Excitation energy is lost within the atmosphere by the emission of a photon, or by collision with another atom or molecule:
|
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+
|
63 |
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Oxygen is unusual in terms of its return to ground state: it can take 0.7 seconds to emit the 557.7 nm green light and up to two minutes for the red 630.0 nm emission. Collisions with other atoms or molecules absorb the excitation energy and prevent emission, this process is called collisional quenching. Because the highest parts of the atmosphere contain a higher percentage of oxygen and lower particle densities, such collisions are rare enough to allow time for oxygen to emit red light. Collisions become more frequent progressing down into the atmosphere due to increasing density, so that red emissions do not have time to happen, and eventually, even green light emissions are prevented.
|
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This is why there is a color differential with altitude; at high altitudes oxygen red dominates, then oxygen green and nitrogen blue/purple/red, then finally nitrogen blue/purple/red when collisions prevent oxygen from emitting anything. Green is the most common color. Then comes pink, a mixture of light green and red, followed by pure red, then yellow (a mixture of red and green), and finally, pure blue.
|
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Bright auroras are generally associated with Birkeland currents (Schield et al., 1969;[46] Zmuda and Armstrong, 1973[47]), which flow down into the ionosphere on one side of the pole and out on the other. In between, some of the current connects directly through the ionospheric E layer (125 km); the rest ("region 2") detours, leaving again through field lines closer to the equator and closing through the "partial ring current" carried by magnetically trapped plasma. The ionosphere is an ohmic conductor, so some consider that such currents require a driving voltage, which an, as yet unspecified, dynamo mechanism can supply. Electric field probes in orbit above the polar cap suggest voltages of the order of 40,000 volts, rising up to more than 200,000 volts during intense magnetic storms. In another interpretation, the currents are the direct result of electron acceleration into the atmosphere by wave/particle interactions.
|
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|
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Ionospheric resistance has a complex nature, and leads to a secondary Hall current flow. By a strange twist of physics, the magnetic disturbance on the ground due to the main current almost cancels out, so most of the observed effect of auroras is due to a secondary current, the auroral electrojet. An auroral electrojet index (measured in nanotesla) is regularly derived from ground data and serves as a general measure of auroral activity. Kristian Birkeland[48] deduced that the currents flowed in the east–west directions along the auroral arc, and such currents, flowing from the dayside toward (approximately) midnight were later named "auroral electrojets" (see also Birkeland currents).
|
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|
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The Earth is constantly immersed in the solar wind, a rarefied flow of hot plasma (a gas of free electrons and positive ions) emitted by the Sun in all directions, a result of the two-million-degree temperature of the Sun's outermost layer, the corona. The solar wind reaches Earth with a velocity typically around 400 km/s, a density of around 5 ions/cm3 and a magnetic field intensity of around 2–5 nT (for comparison, Earth's surface field is typically 30,000–50,000 nT). During magnetic storms, in particular, flows can be several times faster; the interplanetary magnetic field (IMF) may also be much stronger. Joan Feynman deduced in the 1970s that the long-term averages of solar wind speed correlated with geomagnetic activity.[49] Her work resulted from data collected by the Explorer 33 spacecraft.
|
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The solar wind and magnetosphere consist of plasma (ionized gas), which conducts electricity. It is well known (since Michael Faraday's work around 1830) that when an electrical conductor is placed within a magnetic field while relative motion occurs in a direction that the conductor cuts across (or is cut by), rather than along, the lines of the magnetic field, an electric current is induced within the conductor. The strength of the current depends on a) the rate of relative motion, b) the strength of the magnetic field, c) the number of conductors ganged together and d) the distance between the conductor and the magnetic field, while the direction of flow is dependent upon the direction of relative motion. Dynamos make use of this basic process ("the dynamo effect"), any and all conductors, solid or otherwise are so affected, including plasmas and other fluids.
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The IMF originates on the Sun, linked to the sunspots, and its field lines (lines of force) are dragged out by the solar wind. That alone would tend to line them up in the Sun-Earth direction, but the rotation of the Sun angles them at Earth by about 45 degrees forming a spiral in the ecliptic plane), known as the Parker spiral. The field lines passing Earth are therefore usually linked to those near the western edge ("limb") of the visible Sun at any time.[50]
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The solar wind and the magnetosphere, being two electrically conducting fluids in relative motion, should be able in principle to generate electric currents by dynamo action and impart energy from the flow of the solar wind. However, this process is hampered by the fact that plasmas conduct readily along magnetic field lines, but less readily perpendicular to them. Energy is more effectively transferred by the temporary magnetic connection between the field lines of the solar wind and those of the magnetosphere. Unsurprisingly this process is known as magnetic reconnection. As already mentioned, it happens most readily when the interplanetary field is directed southward, in a similar direction to the geomagnetic field in the inner regions of both the north magnetic pole and south magnetic pole.
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Auroras are more frequent and brighter during the intense phase of the solar cycle when coronal mass ejections increase the intensity of the solar wind.[51]
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Earth's magnetosphere is shaped by the impact of the solar wind on the Earth's magnetic field. This forms an obstacle to the flow, diverting it, at an average distance of about 70,000 km (11 Earth radii or Re),[52] producing a bow shock 12,000 km to 15,000 km (1.9 to 2.4 Re) further upstream. The width of the magnetosphere abreast of Earth, is typically 190,000 km (30 Re), and on the night side a long "magnetotail" of stretched field lines extends to great distances (> 200 Re).
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The high latitude magnetosphere is filled with plasma as the solar wind passes the Earth. The flow of plasma into the magnetosphere increases with additional turbulence, density, and speed in the solar wind. This flow is favored by a southward component of the IMF, which can then directly connect to the high latitude geomagnetic field lines.[53] The flow pattern of magnetospheric plasma is mainly from the magnetotail toward the Earth, around the Earth and back into the solar wind through the magnetopause on the day-side. In addition to moving perpendicular to the Earth's magnetic field, some magnetospheric plasma travels down along the Earth's magnetic field lines, gains additional energy and loses it to the atmosphere in the auroral zones. The cusps of the magnetosphere, separating geomagnetic field lines that close through the Earth from those that close remotely allow a small amount of solar wind to directly reach the top of the atmosphere, producing an auroral glow.
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On 26 February 2008, THEMIS probes were able to determine, for the first time, the triggering event for the onset of magnetospheric substorms.[54] Two of the five probes, positioned approximately one third the distance to the moon, measured events suggesting a magnetic reconnection event 96 seconds prior to auroral intensification.[55]
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Geomagnetic storms that ignite auroras may occur more often during the months around the equinoxes. It is not well understood, but geomagnetic storms may vary with Earth's seasons. Two factors to consider are the tilt of both the solar and Earth's axis to the ecliptic plane. As the Earth orbits throughout a year, it experiences an interplanetary magnetic field (IMF) from different latitudes of the Sun, which is tilted at 8 degrees. Similarly, the 23-degree tilt of the Earth's axis about which the geomagnetic pole rotates with a diurnal variation changes the daily average angle that the geomagnetic field presents to the incident IMF throughout a year. These factors combined can lead to minor cyclical changes in the detailed way that the IMF links to the magnetosphere. In turn, this affects the average probability of opening a door through which energy from the solar wind can reach the Earth's inner magnetosphere and thereby enhance auroras.
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The electrons responsible for the brightest forms of the aurora are well accounted for by their acceleration in the dynamic electric fields of plasma turbulence encountered during precipitation from the magnetosphere into the auroral atmosphere. In contrast, static electric fields are unable to transfer energy to the electrons due to their conservative nature.[56] The electrons and ions that cause the diffuse aurora appear not to be accelerated during precipitation.
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The increase in strength of magnetic field lines towards the Earth creates a 'magnetic mirror' that turns back many of the downward flowing electrons. The bright forms of auroras are produced when downward acceleration not only increases the energy of precipitating electrons but also reduces their pitch angles (angle between electron velocity and the local magnetic field vector). This greatly increases the rate of deposition of energy into the atmosphere, and thereby the rates of ionization, excitation and consequent emission of auroral light. Acceleration also increases the electron current flowing between the atmosphere and magnetosphere.
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One early theory proposed for the acceleration of auroral electrons is based on an assumed static, or quasi-static, electric field creating a uni-directional potential drop.[57] No mention is provided of either the necessary space-charge or equipotential distribution, and these remain to be specified for the notion of acceleration by double layers to be credible. Fundamentally, Poisson's equation indicates that there can be no configuration of charge resulting in a net potential drop. Inexplicably though, some authors[58][59] still invoke quasi-static parallel electric fields as net accelerators of auroral electrons, citing interpretations of transient observations of fields and particles as supporting this theory as firm fact. In another example,[60] there is little justification given for saying 'FAST observations demonstrate detailed quantitative agreement between the measured electric potentials and the ion beam energies...., leaving no doubt that parallel potential drops are a dominant source of auroral particle acceleration'.
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Another theory is based on acceleration by Landau[61] resonance in the turbulent electric fields of the acceleration region. This process is essentially the same as that employed in plasma fusion laboratories throughout the world,[62] and appears well able to account in principle for most – if not all – detailed properties of the electrons responsible for the brightest forms of auroras, above, below and within the acceleration region.[63]
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Other mechanisms have also been proposed, in particular, Alfvén waves, wave modes involving the magnetic field first noted by Hannes Alfvén (1942),[64] which have been observed in the laboratory and in space. The question is whether these waves might just be a different way of looking at the above process, however, because this approach does not point out a different energy source, and many plasma bulk phenomena can also be described in terms of Alfvén waves.
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Other processes are also involved in the aurora, and much remains to be learned. Auroral electrons created by large geomagnetic storms often seem to have energies below 1 keV and are stopped higher up, near 200 km. Such low energies excite mainly the red line of oxygen so that often such auroras are red. On the other hand, positive ions also reach the ionosphere at such time, with energies of 20–30 keV, suggesting they might be an "overflow" along magnetic field lines of the copious "ring current" ions accelerated at such times, by processes different from the ones described above.
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Some O+ ions ("conics") also seem accelerated in different ways by plasma processes associated with the aurora. These ions are accelerated by plasma waves in directions mainly perpendicular to the field lines. They, therefore, start at their "mirror points" and can travel only upward. As they do so, the "mirror effect" transforms their directions of motion, from perpendicular to the field line to a cone around it, which gradually narrows down, becoming increasingly parallel at large distances where the field is much weaker.
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The discovery of a 1770 Japanese diary in 2017 depicting auroras above the ancient Japanese capital of Kyoto suggested that the storm may have been 7% larger than the Carrington event, which affected telegraph networks.[65][66]
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The auroras that resulted from the "great geomagnetic storm" on both 28 August and 2 September 1859, however, are thought to be the most spectacular in recent recorded history. In a paper to the Royal Society on 21 November 1861, Balfour Stewart described both auroral events as documented by a self-recording magnetograph at the Kew Observatory and established the connection between the 2 September 1859 auroral storm and the Carrington-Hodgson flare event when he observed that "It is not impossible to suppose that in this case our luminary was taken in the act."[67] The second auroral event, which occurred on 2 September 1859 as a result of the exceptionally intense Carrington-Hodgson white light solar flare on 1 September 1859, produced auroras, so widespread and extraordinarily bright, that they were seen and reported in published scientific measurements, ship logs, and newspapers throughout the United States, Europe, Japan, and Australia. It was reported by The New York Times that in Boston on Friday 2 September 1859 the aurora was "so brilliant that at about one o'clock ordinary print could be read by the light".[68] One o'clock EST time on Friday 2 September, would have been 6:00 GMT and the self-recording magnetograph at the Kew Observatory was recording the geomagnetic storm, which was then one hour old, at its full intensity. Between 1859 and 1862, Elias Loomis published a series of nine papers on the Great Auroral Exhibition of 1859 in the American Journal of Science where he collected worldwide reports of the auroral event.[6]
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That aurora is thought to have been produced by one of the most intense coronal mass ejections in history. It is also notable for the fact that it is the first time where the phenomena of auroral activity and electricity were unambiguously linked. This insight was made possible not only due to scientific magnetometer measurements of the era, but also as a result of a significant portion of the 125,000 miles (201,000 km) of telegraph lines then in service being significantly disrupted for many hours throughout the storm. Some telegraph lines, however, seem to have been of the appropriate length and orientation to produce a sufficient geomagnetically induced current from the electromagnetic field to allow for continued communication with the telegraph operator power supplies switched off.[69] The following conversation occurred between two operators of the American Telegraph Line between Boston and Portland, Maine, on the night of 2 September 1859 and reported in the Boston Traveler:
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Boston operator (to Portland operator): "Please cut off your battery [power source] entirely for fifteen minutes."
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Portland operator: "Will do so. It is now disconnected."
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Boston: "Mine is disconnected, and we are working with the auroral current. How do you receive my writing?"
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Portland: "Better than with our batteries on. – Current comes and goes gradually."
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Boston: "My current is very strong at times, and we can work better without the batteries, as the aurora seems to neutralize and augment our batteries alternately, making current too strong at times for our relay magnets. Suppose we work without batteries while we are affected by this trouble."
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Portland: "Very well. Shall I go ahead with business?"
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Boston: "Yes. Go ahead."
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The conversation was carried on for around two hours using no battery power at all and working solely with the current induced by the aurora, and it was said that this was the first time on record that more than a word or two was transmitted in such manner.[68] Such events led to the general conclusion that
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The effect of the aurorae on the electric telegraph is generally to increase or diminish the electric current generated in working the wires. Sometimes it entirely neutralizes them, so that, in effect, no fluid [current] is discoverable in them. The aurora borealis seems to be composed of a mass of electric matter, resembling in every respect, that generated by the electric galvanic battery. The currents from it change coming on the wires, and then disappear the mass of the aurora rolls from the horizon to the zenith.[70]
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An aurora was described by the Greek explorer Pytheas in the 4th century BC.[71] Seneca wrote about auroras in the first book of his Naturales Quaestiones, classifying them, for instance as pithaei ('barrel-like'); chasmata ('chasm'); pogoniae ('bearded'); cyparissae ('like cypress trees'), and describing their manifold colors. He wrote about whether they were above or below the clouds, and recalled that under Tiberius, an aurora formed above the port city of Ostia that was so intense and red that a cohort of the army, stationed nearby for fire duty, galloped to the rescue.[72] It has been suggested that Pliny the Elder depicted the aurora borealis in his Natural History, when he refers to trabes, chasma, 'falling red flames' and 'daylight in the night'.[73]
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In Japanese folklore, pheasants were considered messengers from heaven. However, researchers from Japan’s Graduate University for Advanced Studies and National Institute of Polar Research claimed in March 2020 that red pheasant tails witnessed across the night sky over Japan in 620 A.D., might be a red aurora produced during a magnetic storm.[74]
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In the traditions of Aboriginal Australians, the Aurora Australis is commonly associated with fire. For example, the Gunditjmara people of western Victoria called auroras puae buae ('ashes'), while the Gunai people of eastern Victoria perceived auroras as bushfires in the spirit world. The Dieri people of South Australia say that an auroral display is kootchee, an evil spirit creating a large fire. Similarly, the Ngarrindjeri people of South Australia refer to auroras seen over Kangaroo Island as the campfires of spirits in the 'Land of the Dead'. Aboriginal people in southwest Queensland believe the auroras to be the fires of the Oola Pikka, ghostly spirits who spoke to the people through auroras. Sacred law forbade anyone except male elders from watching or interpreting the messages of ancestors they believed were transmitted through an aurora.[75]
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Bulfinch's Mythology relates that in Norse mythology, the armour of the Valkyrior "sheds a strange flickering light, which flashes up over the northern skies, making what Men call the 'aurora borealis', or 'Northern Lights' ".[76] There appears to be no evidence in Old Norse literature to substantiate this assertion.[77] The first Old Norse account of norðrljós is found in the Norwegian chronicle Konungs Skuggsjá from AD 1230. The chronicler has heard about this phenomenon from compatriots returning from Greenland, and he gives three possible explanations: that the ocean was surrounded by vast fires; that the sun flares could reach around the world to its night side; or that glaciers could store energy so that they eventually became fluorescent.[78]
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In 1778, Benjamin Franklin theorized in his paper Aurora Borealis, Suppositions and Conjectures towards forming an Hypothesis for its Explanation that an aurora was caused by a concentration of electrical charge in the polar regions intensified by the snow and moisture in the air:[80][81]
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May not then the great quantity of electricity brought into the polar regions by the clouds, which are condens'd there, and fall in snow, which electricity would enter the earth, but cannot penetrate the ice; may it not, I say (as a bottle overcharged) break thro' that low atmosphere and run along in the vacuum over the air towards the equator, diverging as the degrees of longitude enlarge, strongly visible where densest, and becoming less visible as it more diverges; till it finds a passage to the earth in more temperate climates, or is mingled with the upper air?
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Observations of the rhythmic movement of compass needles due to the influence of an aurora were confirmed in the Swedish city of Uppsala by Anders Celsius and Olof Hiorter. In 1741, Hiorter was able to link large magnetic fluctuations with an aurora being observed overhead. This evidence helped to support their theory that 'magnetic storms' are responsible for such compass fluctuations.[82]
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A variety of Native American myths surround the spectacle. The European explorer Samuel Hearne traveled with Chipewyan Dene in 1771 and recorded their views on the ed-thin ('caribou'). According to Hearne, the Dene people saw the resemblance between an aurora and the sparks produced when caribou fur is stroked. They believed that the lights were the spirits of their departed friends dancing in the sky, and when they shone brightly it meant that their deceased friends were very happy.[83]
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During the night after the Battle of Fredericksburg, an aurora was seen from the battlefield. The Confederate Army took this as a sign that God was on their side, as the lights were rarely seen so far south. The painting Aurora Borealis by Frederic Edwin Church is widely interpreted to represent the conflict of the American Civil War.[84]
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A mid 19th-century British source says auroras were a rare occurrence before the 18th-century.[85] It quotes Halley as saying that before the aurora of 1716, no such phenomenon had been recorded for more than 80 years, and none of any consequence since 1574. It says no appearance is recorded in the Transactions of the French Academy of Sciences between 1666 and 1716. And that one aurora recorded in Berlin Miscellany for 1797 was called a very rare event. One observed in 1723 at Bologna was stated to be the first ever seen there. Celsius (1733) states the oldest residents of Uppsala thought the phenomenon a great rarity before 1716. The period between approximately 1645 to 1715 corresponds to the Maunder minimum in sunspot activity.
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It was the Norwegian scientist Kristian Birkeland who, in the early 1900s, laid the foundation for our current understanding of geomagnetism and polar auroras.
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Both Jupiter and Saturn have magnetic fields that are stronger than Earth's (Jupiter's equatorial field strength is 4.3 gauss, compared to 0.3 gauss for Earth), and both have extensive radiation belts. Auroras have been observed on both gas planets, most clearly using the Hubble Space Telescope, and the Cassini and Galileo spacecraft, as well as on Uranus and Neptune.[86]
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The aurorae on Saturn seem, like Earth's, to be powered by the solar wind. However, Jupiter's aurorae are more complex. The Jupiter's main auroral oval is associated with the plasma produced by the volcanic moon, Io and the transport of this plasma within the planet's magnetosphere. An uncertain fraction of Jupiter's aurorae are powered by the solar wind. In addition, the moons, especially Io, are also powerful sources of aurora. These arise from electric currents along field lines ("field aligned currents"), generated by a dynamo mechanism due to the relative motion between the rotating planet and the moving moon. Io, which has active volcanism and an ionosphere, is a particularly strong source, and its currents also generate radio emissions, which have been studied since 1955. Using the Hubble Space Telescope, auroras over Io, Europa and Ganymede have all been observed.
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Auroras have also been observed on Venus and Mars. Venus has no magnetic field and so Venusian auroras appear as bright and diffuse patches of varying shape and intensity, sometimes distributed over the full disc of the planet. A Venusian aurora originates when electrons from the solar wind collide with the night-side atmosphere.
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An aurora was detected on Mars, on 14 August 2004, by the SPICAM instrument aboard Mars Express. The aurora was located at Terra Cimmeria, in the region of 177° East, 52° South. The total size of the emission region was about 30 km across, and possibly about 8 km high. By analyzing a map of crustal magnetic anomalies compiled with data from Mars Global Surveyor, scientists observed that the region of the emissions corresponded to an area where the strongest magnetic field is localized. This correlation indicated that the origin of the light emission was a flux of electrons moving along the crust magnetic lines and exciting the upper atmosphere of Mars.[86][87]
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The first ever extra-solar auroras were discovered in July 2015 over the brown dwarf star LSR J1835+3259.[88] The mainly red aurora was found to be a million times brighter than the Northern Lights, a result of the charged particles interacting with hydrogen in the atmosphere. It has been speculated that stellar winds may be stripping off material from the surface of the brown dwarf to produce their own electrons. Another possible explanation for the auroras is that an as-yet-undetected body around the dwarf star is throwing off material, as is the case with Jupiter and its moon Io.[89]
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Pius IX (Italian: Pio IX; born Giovanni Maria Mastai Ferretti;[a] 13 May 1792 – 7 February 1878) was Pope from 1846, the longest-reigning Roman Pope[b]. He was notable for convoking the Vatican Council in 1868 and for being pontiff when the Kingdom of Italy occupied the Estates of the Church in 1870, effectively ending the temporal power of the Holy See.
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Europe, including the Italian peninsula, was in the midst of considerable political ferment when the bishop of Imola, Giovanni Maria Cardinal Mastai Ferretti, was elected pope. He took the name Pius, after his generous patron and the long-suffering prisoner of Napoleon, Pius VII. He had been elected by the faction of cardinals sympathetic to the political liberalization coursing across Europe, and his initial governance of the Papal States gives evidence of his own moderate sympathies. He grew increasingly disillusioned with the liberal, nationalist agenda after a series of terrorist acts sponsored by Italian liberals and nationalists, which included the assassination of (among others) his Minister of the Interior, Pellegrino Rossi, and which forced Pius himself to briefly flee Rome in 1848, in parallel with revolutions throughout Europe. Through the 1850s and 1860s, Italian nationalists made military gains against the Papal States, which culminated in the seizure of the city of Rome in 1870 and the dissolution of the Papal States. Thereafter, Pius IX refused to accept the Law of Guarantees from the Italian government, which would have made the Holy See dependent on legislation that the Italian parliament could modify at any time. Pius refused to leave Vatican City, declaring himself a "prisoner of the Vatican". His ecclesiastical policies towards other countries, such as Russia, Germany or France, were not always successful, owing in part to changing secular institutions and internal developments within these countries. However, concordats were concluded with numerous states such as Austria-Hungary, Portugal, Spain, Canada, Tuscany, Ecuador, Venezuela, Honduras, El Salvador, and Haiti.
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In his encyclical Ubi primum he emphasized Mary's role in salvation. In 1854, he promulgated the dogma of the Immaculate Conception, articulating a long-held Catholic belief that Mary, the Mother of God, was conceived without original sin. He conferred the title Our Mother of Perpetual Help on a famous Byzantine icon from Crete entrusted to the Redemptorists. In 1862, he convened 300 bishops to the Vatican for the canonization of Twenty-six Martyrs of Japan.
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His 1864 Syllabus of Errors stands as a strong condemnation against liberalism, modernism, moral relativism, secularization, and separation of church and state. Pius definitively reaffirmed Catholic teaching in favor of the establishment of the Catholic faith as the state religion in nations where the majority of the population is Catholic. However, his most important legacy is the First Vatican Council, convened in 1869, which defined the dogma of papal infallibility, but was interrupted as Italian nationalist troops threatened Rome. The council is considered to have contributed to a centralization of the church in the Vatican, while also clearly defining the Pope's doctrinal authority.
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Many recent ecclesiastical historians[3] and journalists question his approaches.[4] His appeal for public worldwide support of the Holy See after he became "the prisoner of the Vatican" resulted in the revival and spread to the whole Catholic Church of Peter's Pence, which is used today to enable the Pope "to respond to those who are suffering as a result of war, oppression, natural disaster, and disease".[5] After his death in 1878, his canonization process was opened on 11 February 1907 by Pope Pius X, and it drew considerable controversy over the years. It was closed on several occasions during the pontificates of Pope Benedict XV and Pope Pius XI. Pope Pius XII re-opened the cause on 7 December 1954, and Pope John Paul II proclaimed him Venerable on 6 July 1985 and beatified him on 3 September 2000. Pius IX was assigned the liturgical feast day of 7 February, the date of his death.
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Giovanni Maria Mastai Ferretti was born on 13 May 1792 in Senigallia. He was the ninth child born into the noble family of Girolamo dai Conti Ferretti and was baptized on the same day of his birth with the name of Giovanni Maria Battista Pietro Pellegrino Isidoro. He was educated at the Piarist College in Volterra and in Rome. As a young man in the Guardia Nobile the young Count Mastai was engaged to be married to an Irishwoman, Miss Foster (the daughter of the Bishop of Kilmore), and arrangements were made for the wedding to take place in the Church of San Luigi Dei Francesi. Mastai's parents opposed the marriage and, in the event, he did not appear at the church on the appointed day.[6]
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In 1814, as a theology student in his hometown of Sinigaglia, he met Pope Pius VII, who had returned from French captivity. In 1815, he entered the Papal Noble Guard but was soon dismissed after an epileptic seizure.[4] He threw himself at the feet of Pius VII, who elevated him and supported his continued theological studies.
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The pope originally insisted that another priest should assist Mastai during Holy Mass, a stipulation that was later rescinded, after the seizure attacks became less frequent.[7] Mastai was ordained a priest on 10 April 1819. He initially worked as the rector of the Tata Giovanni Institute in Rome. Shortly before his death, Pius VII sent him as Auditor to Chile and Peru in 1823 and 1825 to assist the Apostolic Nuncio, Monsignore Giovanni Muzi and Monsignore Bradley Kane, in the first mission to post-revolutionary South America.[8] The mission had the objective to map out the role of the Catholic Church in the newly independent South American republics. He was thus the first pope ever to have been in America. When he returned to Rome, the successor of Pius VII, Pope Leo XIII appointed him head of the hospital of San Michele in Rome (1825–1827) and canon of Santa Maria in Via Lata.
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Pope Leo XII appointed the 35-year-old Mastai Ferretti Archbishop of Spoleto in 1827.[7] In 1831, the abortive revolution that had begun in Parma and Modena spread to Spoleto; the Archbishop obtained a general pardon after it was suppressed, gaining him a reputation for being liberal. During an earthquake, he made a reputation as an efficient organizer of relief and great charity.[7] The following year he was moved to the more prestigious diocese of Imola, was made a cardinal in pectore in 1839, and in 1840 was publicly announced as Cardinal-Priest of Santi Marcellino e Pietro. As in Spoleto, his episcopal priorities were the formation of priests through improved education and charities. He became known for visiting prisoners in jail, and for programs for street children.[9] Cardinal Mastai Ferretti was considered a liberal during his episcopate in Spoleto and Imola because he supported administrative changes in the Papal States and sympathized with the nationalist movement in Italy.
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Cardinal Mastai Ferretti entered the papacy in 1846, amidst widespread expectations that he would be a champion of reform and modernization in the papal states, which he ruled directly, and in the entire Catholic Church. Admirers wanted him to lead the battle for Italian independence. His later turn toward profound conservatism shocked and dismayed his original supporters, while surprising and delighting the conservative old guard.[10]
|
20 |
+
|
21 |
+
The conclave of 1846, following the death of Pope Gregory XVI (1831–46), took place in an unsettled political climate within Italy. The conclave was steeped in a factional division between right and left. The conservatives on the right favoured the hardline stances and papal absolutism of the previous pontificate, while liberals supported moderate reforms.[11] The conservatives supported Luigi Lambruschini, the late pope's Cardinal Secretary of State. Liberals supported two candidates: Pasquale Tommaso Gizzi and the then 54-year-old Mastai Ferretti.[12] A fourth papabile was Cardinal Ludovico Micara, the Dean of the College of Cardinals, who was favoured by the population of Rome itself, but never gained support among the cardinals.[13]
|
22 |
+
|
23 |
+
During the first ballot, Mastai Ferretti received 15 votes, the rest going to Lambruschini and Gizzi. Lambruschini received a majority of the votes in the early ballots, but failed to achieve the required two-thirds majority. Gizzi was favoured by the French government but failed to get further support from the cardinals, and the conclave ended up ultimately as a contest between Lambruschini and Mastai Ferretti.[13] In the meantime, Cardinal Tommaso Bernetti reportedly received information that Cardinal Karl Kajetan von Gaisruck, the Austrian Archbishop of Milan, was on his way to the conclave to veto the election of Mastai Ferretti. The government of the Empire of Austria as represented by Prince Metternich in its foreign affairs objected to even the possible election of Mastai Ferretti.[14] According to historian Valèrie Pirie, Bernetti realized that if Lambruschini was to be stopped and Mastai Ferretti was to be elected he had to convince the cardinals within a few hours or accept the election of Lambruschini. Bernetti persuaded the majority of the electors to switch their support to Mastai Ferretti. Mastai Ferretti himself however made no effort to campaign for the papacy, made no promises, and maintained aloofness throughout the process.[13]
|
24 |
+
|
25 |
+
Faced with a deadlock and persuaded by Bernetti to prevent Lambruschini's election, liberals and moderates decided to cast their votes for Mastai Ferretti in a move that contradicted the general mood throughout Europe. By the second day of the conclave, on 16 June 1846, during an evening ballot, Mastai Ferretti was elected pope. "He was a glamorous candidate, ardent, emotional with a gift for friendship and a track-record of generosity even towards anti-Clericals and Carbonari. He was a patriot, known to be critical of Gregory XVI."[12] Because it was night, no formal announcement was given, just the signal of white smoke. Many Catholics had assumed that Gizzi had been elected pope. His hometown erupted in celebration, and his personal staff, following a long-standing tradition, burned his cardinal vestments.
|
26 |
+
|
27 |
+
On the following morning, the senior Cardinal-Deacon, Tommaso Riario Sforza, announced the election of Mastai-Ferretti before a crowd of faithful Catholics. When Mastai Ferretti appeared on the balcony, the mood became joyous. Mastai Ferretti chose the name of Pius IX in honour of Pope Pius VII (1800–23), who had encouraged his vocation to the priesthood despite his childhood epilepsy. However, Mastai Ferretti, now Pope Pius IX, had little diplomatic experience and no curial experience at all, a fact which did cause some controversy. Pius IX was crowned on 21 June 1846.
|
28 |
+
|
29 |
+
The election of the liberal Pius IX created much enthusiasm in Europe and elsewhere.
|
30 |
+
|
31 |
+
For the next twenty months after the election, Pius IX was the most popular man on the Italian peninsula, where the exclamation "Long life to Pius IX!" was often heard.[15]
|
32 |
+
|
33 |
+
English Protestants celebrated him as a "friend of light" and a reformer of Europe towards freedom and progress.[16] He was elected without political influences from outside and in the best years of his life. He was pious, progressive, intellectual, decent, friendly, and open to everybody.[17]
|
34 |
+
|
35 |
+
The end of the Papal States in the middle of the "Italian boot" around the central area of Rome was not the only important event in the long pontificate of Pius. His leadership of the church contributed to an ever-increasing centralization and consolidation of power in Rome and the papacy. While his political views and policies were hotly debated, his personal lifestyle was above any criticism; he was considered a model of simplicity and poverty in his everyday affairs.[18] More than his predecessors, Pius used the papal pulpit to address the bishops of the world. The First Vatican Council (1869–1870), which he convened to consolidate papal authority further, was considered a milestone not only in his pontificate but also in ecclesiastical history through its defining of the dogma of papal infallibility.[19]
|
36 |
+
|
37 |
+
The ecclesiastical policies of Pius IX were dominated with a defence of the rights of the church and the free exercise of religion for Catholics in countries like Russia and the Ottoman Empire. He also fought against what he perceived to be anti-Catholic philosophies in countries like Italy, Germany and France. Many of the Pope's subjects wanted to be Italian instead. The soldiers who guarded the Pope from Italians (between 1849 and 1870) were largely French and Austrian. The Pope considered moving to Germany (see below).
|
38 |
+
|
39 |
+
After the French defeat in the Franco-Prussian War of 1870–1871, the Papal States lost its protector in Emperor Napoleon III of the Second French Empire and were absorbed by the Kingdom of Italy. Imperial Germany actively persecuted the church under the Kaisers for a decade after the war.[20]
|
40 |
+
|
41 |
+
Pius IX celebrated several jubilees including the 300th anniversary of the Council of Trent. Pius celebrated the 1,800th anniversary of the martyrdom of the Apostle Peter and Apostle Paul on 29 June 1867 with 512 bishops, 20,000 priests and 140,000 lay persons in Rome.[21] A large gathering was organized in 1871 to commemorate the 25th anniversary of his papacy. The Italian government in 1870 outlawed many popular pilgrimages. The faithful of Bologna organized a nationwide "spiritual pilgrimage" to the pope and the tombs of the apostles in 1873.[22] In 1875, Pius declared a Holy Year that was celebrated throughout the Catholic world. On the 50th anniversary of his episcopal consecration, people from all parts of the world came to see the old pontiff from 30 April 1877 to 15 June 1877. He was a bit shy, but he valued initiative within the church and created several new titles, rewards, and orders to elevate those who in his view deserved merit.[23]
|
42 |
+
|
43 |
+
Pius IX created 122 new cardinals – the then number limit of the College of Cardinals was 70 – of which 64 were alive at his death. Noteworthy elevations to the "red hat" included Vincenzo Pecci, his eventual successor Leo XIII; Nicholas Wiseman of Westminster; Henry Edward Manning; and John McCloskey, the first American ever to be elevated into the College of Cardinals.[24]
|
44 |
+
|
45 |
+
Pope Pius IX canonized 52 saints during his pontificate. He canonized notable saints such as the Martyrs of Japan (8 June 1862), Josaphat Kuntsevych (29 June 1867), and Nicholas Pieck (29 June 1867). Pius IX further beatified 222 individuals throughout his papacy, including the likes of Benedict Joseph Labre, Peter Claver, and his two predecessors Pope Eugene III and Pope Urban V.
|
46 |
+
|
47 |
+
Pius IX named three new Doctors of the Church: Hilary of Poitiers (1851), Alphonsus Liguori (1871), and Francis de Sales (19 July 1877).
|
48 |
+
|
49 |
+
Pius IX was not only pope, but until 1870, also the last Sovereign Ruler of the Papal States. As a secular ruler he was occasionally referred to as "king".[25] However, whether this was ever a title accepted by the Holy See is unclear. Ignaz von Döllinger, a fervent critic of his infallibility dogma, considered the political regime of the pope in the Papal States "wise, well-intentioned, mild-natured, frugal and open for innovations".[26] Yet there was controversy. In the period before the 1848 revolutions, Pius was a most ardent reformer advised by such innovative thinkers as Antonio Rosmini-Serbati (1797–1855), who reconciled the new "free" thinking concerning human rights with the classical natural law tradition of the church's teaching in political affairs and economic order (social justice teachings).[27] After the revolution, however, his political reforms and constitutional improvements were considered minimalist, remaining largely within the framework of the 1850 laws mentioned above.[28]
|
50 |
+
|
51 |
+
Pius IX was for a time very popular throughout Italy because of his liberal policies. He appointed an able and enlightened minister, Rossi, to administer the Papal States. He also showed himself hostile to Austrian influences, greatly to the delight of the Italian patriots, who hailed Pio Nono as the coming redeemer of Italy. "They want to make a Napoleon of me who am only a poor country parson", he once declared.[29]
|
52 |
+
|
53 |
+
In Pius IX's early years as pope, the government of the Papal States improved agricultural technology and productivity via farmer education in newly created scientific agricultural institutes. It abolished the requirements for Jews to attend Christian services and sermons and opened the papal charities to the needy amongst them. The new pope freed all political prisoners by giving amnesty to revolutionaries, which horrified the conservative monarchies in the Austrian Empire and elsewhere.[12] "He was celebrated in New York City, London and Berlin as a model ruler."[12]
|
54 |
+
|
55 |
+
In 1848, Pius IX released a new constitution titled the "Fundamental Statute for the Secular Government of the States of the Church". The governmental structure of the Papal States reflected the dual spiritual-secular character of the papacy. The secular or laypersons were strongly in the majority with 6,850 persons versus 300 members of the clergy. Nevertheless, the clergy made key decisions and every job applicant had to present a character evaluation from his parish priest to be considered.[30][full citation needed]
|
56 |
+
|
57 |
+
Financial administration in the Papal States under Pius IX was increasingly put in the hands of laymen. The budget and financial administration in the Papal States had long been subject to criticism even before Pius IX. In 1850, he created a government finance body ("congregation") consisting of four laymen with finance backgrounds for the 20 provinces.
|
58 |
+
|
59 |
+
Pius IX is credited with systematic efforts to improve manufacturing and trade by giving advantages and papal prizes to domestic producers of wool, silk and other materials destined for export. He improved the transportation system by building roads, viaducts, bridges and seaports. A series of new railway links connected the Papal States to northern Italy. It soon became apparent that the Northern Italians were more adept at economically exploiting the modern means of communication than the inhabitants in central and Southern Italy.[31]
|
60 |
+
|
61 |
+
The justice system of the Papal States was subject to numerous accusations, not unlike the justice systems in the rest of Italy. Legal books were scarce, standards inconsistent, and judges were often accused of favoritism. In the Papal Sates and throughout Italy, organized criminal gangs threatened commerce and travelers, engaging in robbery and murder at will.[32]
|
62 |
+
|
63 |
+
The papal army in 1859 had 15,000 soldiers.[33] A distinct military body was the specially-selected and trained Swiss Guard, who served as the Pope's personal bodyguard.
|
64 |
+
|
65 |
+
The two papal universities in Rome and Bologna suffered much from revolutionary activities in 1848 but their standards in the areas of science, mathematics, philosophy and theology were considered adequate.[34] Pius recognized that much had to be done and instituted a reform commission in 1851.
|
66 |
+
|
67 |
+
During his tenure, Catholics and Protestants collaborated to found a school in Rome to study international law and train international mediators committed to conflict resolution.[35]
|
68 |
+
|
69 |
+
There was one newspaper, Giornale di Roma, and one periodical, Civilta Cattolica, run by Jesuits.[34]
|
70 |
+
|
71 |
+
Like most of his predecessors, Pius IX was a patron of the arts. He supported art, architecture, painting, sculpture, music, goldsmiths, coppersmiths, and more, and handed out numerous rewards to its representatives.[36] Much of his efforts were oriented to churches in Rome and in the Papal States, many of which were renovated and improved.[37]
|
72 |
+
|
73 |
+
He ordered the strengthening of the Colosseum, which was threatened with collapse.[38] Huge sums were spent in the discovery of Christian catacombs, for which Pius created a new archaeological commission in 1853.
|
74 |
+
|
75 |
+
The Papal States were a theocracy. The Catholic Church and Catholics had more rights than members of other religions. Pius IX's policies became increasingly reactionary over time: At the beginning of his pontificate, together with other liberal measures, Pius opened the Jewish ghetto in Rome. After being returned by French troops from his exile in 1850, during which the Roman Republic issued sharp anti-church measures,[39] the Pope issued a series of anti-liberal measures, including re-instituting the ghetto.[40]
|
76 |
+
|
77 |
+
In 1858, in a highly publicized case, the police of the Papal States seized a 6-year-old Jewish boy, Edgardo Mortara, from his parents. A Christian servant girl unrelated to the family had reportedly informally baptized him during an illness six years prior, fearing he would die. The Papal state law forbade Christians being raised by Jews, even their own parents, and considered the informal baptism of the infant a valid religious conversion. The incident provoked widespread outrage amongst liberal Catholics and non-Catholics, and contributed to the growing anti-papal sentiment in Europe. The boy was raised in the papal household, and was eventually ordained a priest at age 21.[41]
|
78 |
+
|
79 |
+
Pius IX was the last pope who was also a secular ruler as monarch of the Papal States, ruling over some 3 million people. In 1870 the Papal States were seized by force of arms by the newly founded Kingdom of Italy. The matter was only resolved in international law by the Lateran Treaty (also known as the Lateran Pacts or Lateran Accords), agreed in 1929 between the Kingdom of Italy and the Holy See, the latter receiving financial compensation for the loss of the Papal States, in substitution of which Italy recognized the Vatican City State as an independent territorial state which is the expression of a sovereign entity in International law known as the Holy See. The latter, as before, maintains diplomatic relations with many other states.
|
80 |
+
|
81 |
+
Well aware of the political pressures within the Papal States, Pius IX's first act of general amnesty for political prisoners did not consider the potential implications and consequences. The freed revolutionaries merely resumed their previous activities and his concessions only provoked greater demands as patriotic Italian groups sought not only a constitutional government – which he was sympathetic to – but also the Unification of Italy under his leadership and a war of liberation against Catholic Austria, which claimed the northern Italian provinces as its own.[42]
|
82 |
+
|
83 |
+
By early 1848, all of Western Europe began to be convulsed in various revolutionary movements.[43] The Pope, claiming to be above national interests, refused to go to war with Austria, which totally reversed the up to now popular view of him in his native Italy.[42] In a calculated, well-prepared move, Prime Minister Rossi was assassinated on 15 November 1848, and in the days following, the Swiss Guards were disarmed, making the Pope a prisoner in his palace.[44]
|
84 |
+
|
85 |
+
A Roman Republic was declared in February 1849. Pius responded from his exile by excommunicating all participants.[45]
|
86 |
+
|
87 |
+
He visited the hospitals to comfort the wounded and sick but he seemed to have lost both some of his liberal tastes and his confidence in the Romans, who had turned against him in 1848.[citation needed] Pius decided to move his residence from the Quirinal Palace inside Rome to the Vatican, where popes have lived ever since.[26]
|
88 |
+
|
89 |
+
After defeating the papal army on 18 September 1860 at the Battle of Castelfidardo, and on 30 September at Ancona, Victor Emmanuel II of Sardinia took all the Papal territories except Latium with Rome and took the title King of Italy. Rome itself was invaded on 20 September 1870 after a few-hours siege.[citation needed] Italy approved the Law of Guarantees (13 May 1871) which gave the Pope the use of the Vatican but denied him sovereignty over this territory, nevertheless granting him the right to send and receive ambassadors and a budget of 3.25 million liras annually. Pius IX officially rejected this offer (encyclical Ubi nos, 15 May 1871), since it was a unilateral decision which did not grant the papacy international recognition and could be changed at any time by the secular parliament.
|
90 |
+
|
91 |
+
Pius IX refused to recognize the new kingdom, which he denounced as an illegitimate creation of revolution. He excommunicated the nation's leaders, including King Victor Emmanuel II, whom he denounced as "forgetful of every religious principle, despising every right, trampling upon every law." His reign over Italy was therefore "a sacrilegious usurpation."[46]
|
92 |
+
|
93 |
+
With French Emperor Napoleon III's military intervention in Mexico and establishment of the Second Mexican Empire and Maximilian I of Mexico as its ruler in 1864, the church was looking for some relief from a friendly government after the anti-clerical actions of Benito Juárez. Juárez had recently suspended payment on foreign debt and seized ecclesial property.[47][48][49]
|
94 |
+
|
95 |
+
Pius had blessed Maximilian and his wife Charlotte of Belgium before they set off for Mexico to begin their reign.[50] But the friction between the Vatican and Mexico would continue with the new Emperor when Maximilian insisted on freedom of religion, which Pius opposed. Relations with the Vatican would only be resumed when Maximilian sent the recently converted American Catholic priest Father Fischer to Rome as his envoy.[citation needed]
|
96 |
+
|
97 |
+
Contrary to Fischer's reports back to Maximilian, the negotiations did not go well and the Vatican would not budge.[51] Maximilian sent his wife Charlotte to Europe to plead against the withdrawal of the French troops from Mexico. After an unsuccessful attempt at negotiating with Napoleon III, Charlotte then travelled to Rome to plead with Pius in 1866. As the days passed, Charlotte's mental state deteriorated.[citation needed] She sought refuge with the pope, and she would eat and drink only what was prepared for him, fearful that everything else might be poisoned. The pope, though alarmed, accommodated her, and even agreed to let her stay in the Vatican one night after she voiced anxiety about her safety. She and her assistant were the first women to stay the night inside the Vatican.[52]
|
98 |
+
|
99 |
+
England for centuries was considered missionary territory for the Catholic Church.[19] In the wake of Catholic emancipation in the UK (which then included all of Ireland), Pius IX changed that with the bull Universalis Ecclesiae (29 September 1850). He re-established the Catholic hierarchy in England and Wales, under the newly appointed Archbishop and Cardinal Nicholas Wiseman with 12 additional episcopal seats: Southwark, Hexham, Beverley, Liverpool, Salford, Shrewsbury, Newport, Clifton, Plymouth, Nottingham, Birmingham, and Northampton.[53] Some violent street protests against the "papal aggression" resulted in the Ecclesiastical Titles Act 1851 being passed by Parliament, which on penalty of imprisonment and fines forbade any Catholic bishop to use any episcopal title "of any city, town or place, or of any territory or district (under any designation or description whatsoever), in the United Kingdom".[54] The law was never enforced and was repealed twenty years later.[55] Pius donated money to Ireland during the Great Famine.[56] In 1847 he addressed the Irish people in the midst of the Famine by writing Praedecessores nostros.
|
100 |
+
|
101 |
+
The Dutch government instituted religious freedom for Catholics in 1848.[57] In 1853, Pius erected the Archdiocese of Utrecht and four dioceses in Haarlem, Den Bosch, Breda, and Roermond under it. As in England, this resulted in a brief popular outburst of anti-Catholic sentiment.[58]
|
102 |
+
|
103 |
+
Spain – traditionally Catholic – offered a challenge to Pius IX as anti-clerical governments were in power from 1832, resulting in the expulsion of religious orders, the closing of convents, the closing of Catholic schools and libraries, the seizure and sale of churches and religious properties and the inability of the church to fill vacant dioceses.[59] In 1851, Pius IX concluded a concordat with Queen Isabella II, which stipulated that unsold ecclesial properties were to be returned, while the church renounced properties that had already passed owners. This flexibility of Pius led to Spain guaranteeing the freedom of the church in religious education.[59]
|
104 |
+
|
105 |
+
Pope Pius IX approved on 7 February 1847 the unanimous request of American bishops that the Immaculate Conception be invoked as the Patroness of the United States of America.
|
106 |
+
|
107 |
+
Beginning in October 1862, the Pope began sending public letters to Catholic bishops of the United States calling for an end to the "destructive Civil War." The Vatican never recognized the Confederacy or sent any diplomats to it. However, in 1863 the pope did meet privately with a Confederate envoy and emphasized the need for emancipation.[60] A letter that Pius IX wrote to Jefferson Davis in December 1863, addressing him as the "Praesidi foederatorum Americae regionum" (President of an American regional federation), was not seen as recognition of the Confederate States of America, even by Confederate officials: Confederate Secretary of State Judah P. Benjamin interpreted it as "a mere inferential recognition, unconnected with political action or the regular establishment of diplomatic relations" and thus did not assign it the weight of formal recognition.[61][62]
|
108 |
+
|
109 |
+
Pius IX elevated Archbishop John McCloskey of New York as the first American to the College of Cardinals on 15 March 1875.[63]
|
110 |
+
|
111 |
+
Pius IX increased the number of Canadian dioceses from 4 to 21 with 1,340 churches and 1,620 priests in 1874.[64]
|
112 |
+
|
113 |
+
Pius IX signed concordats with Spain, Austria, Tuscany, Portugal, Haiti, Honduras, Ecuador, Nicaragua, El Salvador, and Russia.[24]
|
114 |
+
|
115 |
+
The 1848 revolution had mixed results for the Catholic Church in Austria-Hungary. It freed the church from the heavy hand of the state in its internal affairs, which was applauded by Pius IX. Similar to other countries, Austria-Hungary had significant anti-Catholic political movements, mainly liberals, which forced the emperor Franz-Joseph I in 1870 to renounce the 1855 concordat with the Vatican. Austria had already in 1866 nullified several of its sections concerning the freedom of Catholic schools and prohibition of civil marriages.[65] After diplomatic approaches failed, Pius responded with an encyclical on 7 March 1874, demanding religious freedom and freedom of education.[citation needed] Despite these developments, there was no equivalent to the German Kulturkampf in Austria, and Pius created new dioceses throughout Austria-Hungary.[66]
|
116 |
+
|
117 |
+
The Pontificate of Pius IX began in 1847 with an "Accomodamento", a generous agreement, which allowed Pius to fill vacant episcopal sees of the Latin rites both in Russia (specifically the Baltic countries) and the Polish provinces of Russia.[citation needed] The short-lived freedoms were undermined by the Orthodox Church,[citation needed] Polish political aspirations in the occupied lands[citation needed], and the tendency of imperial Russia to act against any dissent. Pius first tried to position himself in the middle, strongly opposing revolutionary and violent opposition against the Russian authorities and appealing to them for more ecclesiastical freedom.[67] After the failure of the Polish uprising in 1863, Pius sided with the persecuted Poles, protesting their persecutions, infuriating the Tsarist government to the point that all Catholic dioceses were eliminated by 1870.[68] Pius criticized the Tsar – without naming him – for expatriating whole communities to Siberia, exiling priests, condemning them to labour camps and abolishing Catholic dioceses.[citation needed] He pointed to Siberian villages Tounka and Irkout, where in 1868, 150 Catholic priests were awaiting death.[69]
|
118 |
+
|
119 |
+
Several times during his pontificate, Pius IX considered leaving Rome. One occurrence was in 1862, when Giuseppe Garibaldi was in Sicily gathering volunteers for a campaign to take Rome under the slogan Roma o Morte (Rome or Death). On 26 July 1862, before Garibaldi and his volunteers were stopped at Aspromonte:
|
120 |
+
|
121 |
+
Pius IX confided his fears to Lord Odo Russell, the British Minister in Rome, and asked whether he would be granted political asylum in England after the Italian troops had marched in. Odo Russell assured him that he would be granted asylum if the need arose, but said that he was sure that the Pope's fears were unfounded.[70]
|
122 |
+
|
123 |
+
Two other instances occurred after the Capture of Rome and the suspension of the First Vatican Council. Otto von Bismarck confided these to Moritz Busch:
|
124 |
+
|
125 |
+
As a matter of fact, he [Pius IX] has already asked whether we could grant him asylum. I have no objection to it—Cologne or Fulda. It would be passing strange, but after all not so inexplicable, and it would be very useful to us to be recognised by Catholics as what we really are, that is to say, the sole power now existing that is capable of protecting the head of their Church. ... But the King [Wilhelm I] will not consent. He is terribly afraid. He thinks all Prussia would be perverted and he himself would be obliged to become a Catholic. I told him, however, that if the Pope begged for asylum he could not refuse it. He would have to grant it as ruler of ten million Catholic subjects who would desire to see the head of their Church protected.[71]
|
126 |
+
|
127 |
+
Rumours have already been circulated on various occasions to the effect that the Pope intends to leave Rome. According to the latest of these the Council, which was adjourned in the summer, will be reopened at another place, some persons mentioning Malta and others Trient. ... Doubtless the main object of this gathering will be to elicit from the assembled fathers a strong declaration in favour of the necessity of the Temporal Power. Obviously a secondary object of this Parliament of Bishops, convoked away from Rome, would be to demonstrate to Europe that the Vatican does not enjoy the necessary liberty, although the Act of Guarantee proves that the Italian Government, in its desire for reconciliation and its readiness to meet the wishes of the Curia, has actually done everything that lies in its power.[72]
|
128 |
+
|
129 |
+
Pius was adamant about his role as the highest teaching authority in the church.[73] He promoted the foundations of Catholic Universities in Belgium and France and supported Catholic associations, with the aim of explaining the faith to non-Catholics. The Ambrosian Circle in Italy, the Union of Catholic Workers in France and the Pius Verein and the Deutsche Katholische Gesellschaft in Germany all tried to bring the Catholic faith in its fullness to people outside the church.[74]
|
130 |
+
|
131 |
+
Marian doctrines featured prominently in 19th-century theology, especially the issue of the Immaculate Conception of Mary. During his pontificate, petitions increased requesting the dogmatization of the Immaculate Conception.[citation needed] In 1848 Pius appointed a theological commission to analyse the possibility for a Marian dogma.[75][full citation needed] On 8 December 1854 he promulgated the apostolic constitution Ineffabilis Deus is an Apostolic constitution defining the dogma of the Immaculate Conception of the Blessed Virgin Mary.[76]
|
132 |
+
|
133 |
+
Pius issued a record 38 encyclicals. They include:
|
134 |
+
|
135 |
+
On 7 February 1862 he issued the papal constitution Ad universalis Ecclesiae, dealing with the conditions for admission to religious orders of men in which solemn vows are prescribed. Unlike popes in the 20th century, Pius IX did not use encyclicals to explain the faith, but to condemn what he considered errors. Pius IX was the first pope to popularize encyclicals on a large scale to foster his views.
|
136 |
+
|
137 |
+
Pius decisively acted on the century-old disagreement between Dominicans and Franciscans regarding the Immaculate Conception of Mary, deciding in favour of the Franciscan view.[77] However, this decision, which he formulated as an infallible dogma, raised a question: Can a pope make such decisions without the bishops? This foreshadowed one topic of the First Vatican Council, which he later convened for 1869.[77] The Pope did consult the bishops beforehand with his encyclical Ubi primum (see below), but insisted on having this issue clarified nevertheless. The council was to deal with papal infallibility, enhancing the role of the papacy and decreasing the role of the bishops.[77] The role of the bishops was to be dealt with at the council, but it was disbanded because of the imminent attack by Italy against the Papal States. Thus, the major achievements of Pius IX are his Mariology and the First Vatican Council.[77]
|
138 |
+
|
139 |
+
Pius IX approved 74 new religious congregations for women alone. In France, Pius IX created over 200 new dioceses and created new hierarchies in several countries.[78]
|
140 |
+
|
141 |
+
Pius IX lived just long enough to witness the death of his old adversary, Victor Emmanuel II of Italy, in January 1878. As soon as he learned about the seriousness of the situation of the king, he absolved him of all excommunications and other ecclesiastical punishments. Pius IX died one month later on 7 February 1878 at 5:40 pm, of epilepsy, which led to a seizure and a sudden heart attack, while saying the rosary with his staff.[79]
|
142 |
+
|
143 |
+
Since 1868, the pope had been plagued first by facial erysipelas and then by open sores on his legs.[80] Nevertheless, he insisted on celebrating daily Mass. The extraordinary heat of the summer of 1877 worsened the sores to the effect that he had to be carried. He underwent several painful medical procedures with remarkable patience.[citation needed] He spent most of his last few weeks in his library, where he received cardinals and held papal audiences.[81] On 8 December, the Feast of the Immaculate Conception, his situation improved markedly to the point that he could walk again.
|
144 |
+
|
145 |
+
By February, he could say Mass again on his own in a standing position, enjoying the popular celebration of the 75th anniversary of his First Communion. Bronchitis, a fall to the floor, and rising temperature worsened his situation after 4 February 1878. He continued joking about himself: when the Cardinal Vicar of Rome ordered bell-ringing and non-stop prayers for his recuperation, the pope asked, "Why do you want to stop me from going to heaven?" He told his doctor that his time had come.[82]
|
146 |
+
|
147 |
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Pope Pius IX died on 7 February 1878, aged 85, concluding the longest pontificate in papal history, after that of Saint Peter, whom tradition holds had reigned for 37 years. His last words were, "Guard the church I loved so well and sacredly", as recorded by the cardinals kneeling beside his bedside.[83] His body was originally buried in St. Peter's grotto, but was moved in a night procession on 13 July 1881 to the Basilica of Saint Lawrence outside the Walls. When the cortege approached the Tiber River, a group of anticlerical Romans screaming "Long live Italy! Death to the Pope! Death to the Priests!" threatened to throw the coffin into the river but a contingent of militia arrived to prevent this.[84] The simple grave of Pius IX was changed by his successor John Paul II after his beatification.
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The process for his beatification, which in the early stages was strongly opposed by the Italian government, was begun on 11 February 1907, and recommenced three times.[85] The Italian government had since 1878 strongly opposed beatification of Pius IX. Without Italian opposition, Pope John Paul II declared Pius IX to be Venerable on 6 July 1985 (upon confirming his life of heroic virtue), and beatified him on 3 September 2000 (his annual liturgical commemoration is 7 February).
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The beatification of Pius IX was controversial and was criticized by some Jews and Christians because of what was perceived as his authoritarian, reactionary politics; the accusation of abuse of episcopal powers; and antisemitism (most specifically the case of Edgardo Mortara, but also his reinstituting the Roman ghetto).[86]
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Pius IX celebrated his silver jubilee in 1871, going on to have the longest reign in the history of the post-apostolic papacy, 31 years, 7 months, and 23 days. As his temporal sovereignty was lost, the church rallied around him, and the papacy became more centralized, encouraged by his personal habits of simplicity.[87] Pius IX's pontificate marks the beginning of the modern papacy: from his time on, it has become increasingly a spiritual rather than temporal authority.
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Having started as a liberal, Pius IX turned conservative after being chased from Rome. Thereafter, he was considered politically conservative, but a restless and radical reformer and innovator of church life and structures. Church life, religious vocations, new foundations and religious enthusiasm all flourished at the end of his pontificate.[88] Politically, he suffered the isolation of the papacy from most major world powers: "the prisoner of the Vatican" had poor relations with Russia, Germany, the United States, and France, and open hostility with Italy. Yet he was most popular with the remaining Catholic faithful in all these countries, in many of which Pope Pius associations were formed in his support.[citation needed] He made lasting ecclesiastical history with his 1854 infallible decision of the Immaculate Conception, which was the basis for the later dogma on the Assumption. His other lasting contribution is the invocation of the ecumenical council Vatican One, which promulgated the definition of Papal infallibility. With his advice he helped John Bosco found the Salesian Society, for which reason he is also called "don Bosco's Pope".[89]
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The pope's episcopal lineage, or apostolic succession was:[97]
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Pierre-Auguste Renoir, commonly known as Auguste Renoir (/ˈrɛnwɑːr, rɛnˈwɑːr/ REN-wahr, ren-WAHR;[1] French: [pjɛʁ oɡyst ʁənwaʁ]; 25 February 1841 – 3 December 1919), was a French artist who was a leading painter in the development of the Impressionist style. As a celebrator of beauty and especially feminine sensuality, it has been said that "Renoir is the final representative of a tradition which runs directly from Rubens to Watteau."[2]
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He was the father of actor Pierre Renoir (1885–1952), filmmaker Jean Renoir (1894–1979) and ceramic artist Claude Renoir (1901–1969). He was the grandfather of the filmmaker Claude Renoir (1913–1993), son of Pierre.
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Pierre-Auguste Renoir was born in Limoges, Haute-Vienne, France, in 1841. His father, Léonard Renoir, was a tailor of modest means, so in 1844, Renoir's family moved to Paris in search of more favorable prospects. The location of their home, in rue d’Argenteuil in central Paris, placed Renoir in proximity to the Louvre. Although the young Renoir had a natural proclivity for drawing, he exhibited a greater talent for singing. His talent was encouraged by his teacher, Charles Gounod, who was the choir-master at the Church of St Roch at the time. However, due to the family's financial circumstances, Renoir had to discontinue his music lessons and leave school at the age of thirteen to pursue an apprenticeship at a porcelain factory.[3][4]
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Although Renoir displayed a talent for his work, he frequently tired of the subject matter and sought refuge in the galleries of the Louvre. The owner of the factory recognized his apprentice's talent and communicated this to Renoir's family. Following this, Renoir started taking lessons to prepare for entry into Ecole des Beaux Arts. When the porcelain factory adopted mechanical reproduction processes in 1858, Renoir was forced to find other means to support his learning.[4] Before he enrolled in art school, he also painted hangings for overseas missionaries and decorations on fans.[5]
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In 1862, he began studying art under Charles Gleyre in Paris. There he met Alfred Sisley, Frédéric Bazille, and Claude Monet.[6] At times, during the 1860s, he did not have enough money to buy paint. Renoir had his first success at the Salon of 1868 with his painting Lise with a Parasol (1867), which depicted Lise Tréhot, his lover at the time.[7] Although Renoir first started exhibiting paintings at the Paris Salon in 1864,[8] recognition was slow in coming, partly as a result of the turmoil of the Franco-Prussian War.
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During the Paris Commune in 1871, while Renoir painted on the banks of the Seine River, some Communards thought he was a spy and were about to throw him into the river, when a leader of the Commune, Raoul Rigault, recognized Renoir as the man who had protected him on an earlier occasion.[9]
|
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In 1874, a ten-year friendship with Jules Le Cœur and his family ended,[10] and Renoir lost not only the valuable support gained by the association but also a generous welcome to stay on their property near Fontainebleau and its scenic forest. This loss of a favorite painting location resulted in a distinct change of subjects.
|
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Renoir was inspired by the style and subject matter of previous modern painters Camille Pissarro and Edouard Manet.[11] After a series of rejections by the Salon juries, he joined forces with Monet, Sisley, Pissarro, and several other artists to mount the first Impressionist exhibition in April 1874, in which Renoir displayed six paintings. Although the critical response to the exhibition was largely unfavorable, Renoir's work was comparatively well received.[7] That same year, two of his works were shown with Durand-Ruel in London.[10]
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|
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Hoping to secure a livelihood by attracting portrait commissions, Renoir displayed mostly portraits at the second Impressionist exhibition in 1876.[12] He contributed a more diverse range of paintings the next year when the group presented its third exhibition; they included Dance at Le Moulin de la Galette and The Swing.[12] Renoir did not exhibit in the fourth or fifth Impressionist exhibitions, and instead resumed submitting his works to the Salon. By the end of the 1870s, particularly after the success of his painting Mme Charpentier and her Children (1878) at the Salon of 1879, Renoir was a successful and fashionable painter.[7]
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|
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In 1881, he traveled to Algeria, a country he associated with Eugène Delacroix,[13] then to Madrid, to see the work of Diego Velázquez. Following that, he traveled to Italy to see Titian's masterpieces in Florence and the paintings of Raphael in Rome. On 15 January 1882, Renoir met the composer Richard Wagner at his home in Palermo, Sicily. Renoir painted Wagner's portrait in just thirty-five minutes. In the same year, after contracting pneumonia which permanently damaged his respiratory system, Renoir convalesced for six weeks in Algeria.[14]
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|
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In 1883, Renoir spent the summer in Guernsey, one of the islands in the English Channel with a varied landscape of beaches, cliffs, and bays, where he created fifteen paintings in little over a month. Most of these feature Moulin Huet, a bay in Saint Martin's, Guernsey. These paintings were the subject of a set of commemorative postage stamps issued by the Bailiwick of Guernsey in 1983.
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|
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While living and working in Montmartre, Renoir employed Suzanne Valadon as a model, who posed for him (The Large Bathers, 1884–87; Dance at Bougival, 1883)[15] and many of his fellow painters; during that time she studied their techniques and eventually became one of the leading painters of the day.
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|
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In 1887, the year when Queen Victoria celebrated her Golden Jubilee, and upon the request of the queen's associate, Phillip Richbourg, Renoir donated several paintings to the "French Impressionist Paintings" catalog as a token of his loyalty.
|
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|
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In 1890, he married Aline Victorine Charigot, a dressmaker twenty years his junior,[16] who, along with a number of the artist's friends, had already served as a model for Le Déjeuner des canotiers (Luncheon of the Boating Party – she is the woman on the left playing with the dog) in 1881, and with whom he had already had a child, Pierre, in 1885.[14] After his marriage, Renoir painted many scenes of his wife and daily family life including their children and their nurse, Aline's cousin Gabrielle Renard. The Renoirs had three sons: Pierre Renoir (1885-1952), who became a stage and film actor; Jean Renoir (1894-1979), who became a filmmaker of note; and Claude Renoir (1901-1969), who became a ceramic artist.
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|
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Around 1892, Renoir developed rheumatoid arthritis. In 1907, he moved to the warmer climate of "Les Collettes," a farm at Cagnes-sur-Mer, close to the Mediterranean coast.[17] Renoir painted during the last twenty years of his life even after his arthritis severely limited his mobility. He developed progressive deformities in his hands and ankylosis of his right shoulder, requiring him to change his painting technique. It has often been reported that in the advanced stages of his arthritis, he painted by having a brush strapped to his paralyzed fingers,[18] but this is erroneous; Renoir remained able to grasp a brush, although he required an assistant to place it in his hand.[19] The wrapping of his hands with bandages, apparent in late photographs of the artist, served to prevent skin irritation.[19]
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In 1919, Renoir visited the Louvre to see his paintings hanging with those of the old masters. During this period, he created sculptures by cooperating with a young artist, Richard Guino, who worked the clay. Due to his limited joint mobility, Renoir also used a moving canvas, or picture roll, to facilitate painting large works.[19]
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Renoir's portrait of Austrian actress Tilla Durieux (1914) contains playful flecks of vibrant color on her shawl that offset the classical pose of the actress and highlight Renoir's skill just five years before his death.
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Renoir died in the village of Cagnes-sur-Mer, Provence-Alpes-Côte d'Azur, on 3 December 1919.
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|
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Pierre-Auguste Renoir's great-grandson, Alexandre Renoir, has also become a professional artist. In 2018, the Monthaven Arts and Cultural Center in Hendersonville, Tennessee hosted an exhibition of Alexandre's works titled "Beauty Remains." The exhibition title comes from a famous quote by Pierre-Auguste who, when asked why he continued to paint with his painful arthritis in his advanced years, once said "The pain passes, but the beauty remains."[20]
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|
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Renoir's paintings are notable for their vibrant light and saturated color, most often focusing on people in intimate and candid compositions. The female nude was one of his primary subjects. However, in 1876, a reviewer in Le Figaro wrote "Try to explain to Monsieur Renoir that a woman's torso is not a mass of decomposing flesh with those purplish green stains that denote a state of complete putrefaction in a corpse." [21] Yet in characteristic Impressionist style, Renoir suggested the details of a scene through freely brushed touches of colour, so that his figures softly fuse with one another and their surroundings.
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|
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His initial paintings show the influence of the colorism of Eugène Delacroix and the luminosity of Camille Corot. He also admired the realism of Gustave Courbet and Édouard Manet, and his early work resembles theirs in his use of black as a color. Renoir admired Edgar Degas' sense of movement. Other painters Renoir greatly admired were the 18th-century masters François Boucher and Jean-Honoré Fragonard.[23]
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|
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A fine example of Renoir's early work and evidence of the influence of Courbet's realism, is Diana, 1867. Ostensibly a mythological subject, the painting is a naturalistic studio work; the figure carefully observed, solidly modeled and superimposed upon a contrived landscape. If the work is a "student" piece, Renoir's heightened personal response to female sensuality is present. The model was Lise Tréhot, the artist's mistress at that time, and inspiration for a number of paintings.[24]
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In the late 1860s, through the practice of painting light and water en plein air (outdoors), he and his friend Claude Monet discovered that the color of shadows is not brown or black, but the reflected color of the objects surrounding them, an effect known today as diffuse reflection. Several pairs of paintings exist in which Renoir and Monet worked side-by-side, depicting the same scenes (La Grenouillère, 1869).
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|
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One of the best known Impressionist works is Renoir's 1876 Dance at Le Moulin de la Galette (Bal du moulin de la Galette). The painting depicts an open-air scene, crowded with people at a popular dance garden on the Butte Montmartre close to where he lived.
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The works of his early maturity were typically Impressionist snapshots of real life, full of sparkling color and light. By the mid-1880s, however, he had broken with the movement to apply a more disciplined formal technique to portraits and figure paintings, particularly of women. It was a trip to Italy in 1881 when he saw works by Raphael and other Renaissance masters, that convinced him that he was on the wrong path, and for the next several years he painted in a more severe style in an attempt to return to classicism.[25] Concentrating on his drawing and emphasizing the outlines of figures, he painted works such as Blonde Bather (1881 and 1882) and The Large Bathers (1884–87; Philadelphia Museum of Art) during what is sometimes called his "Ingres period".[26]
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After 1890 he changed direction again. To dissolve outlines, as in his earlier work, he returned to thinly brushed color. From this period onward he concentrated on monumental nudes and domestic scenes, fine examples of which are Girls at the Piano, 1892, and Grandes Baigneuses, 1887. The latter painting is the most typical and successful of Renoir's late, abundantly fleshed nudes.[27]
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A prolific artist, he created several thousand paintings. The warm sensuality of Renoir's style made his paintings some of the most well-known and frequently reproduced works in the history of art. The single largest collection of his works—181 paintings in all—is at the Barnes Foundation, in Philadelphia.
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A five-volume catalogue raisonné of Renoir's works (with one supplement) was published by Bernheim-Jeune between 1983 and 2014.[28] Bernheim-Jeune is the only surviving major art dealer that was used by Renoir. The Wildenstein Institute is preparing, but has not yet published, a critical catalogue of Renoir's work.[29] A disagreement between these two organizations concerning an unsigned work in Picton Castle was at the centre of the second episode of the fourth season of the television series Fake or Fortune.
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In 1919, Ambroise Vollard, a renowned art dealer, published a book on the life and work of Renoir, La Vie et l'Œuvre de Pierre-Auguste Renoir, in an edition of 1000 copies. In 1986, Vollard's heirs started reprinting the copper plates, generally, etchings with hand applied watercolor. These prints are signed by Renoir in the plate and are embossed "Vollard" in the lower margin. They are not numbered, dated or signed in pencil.
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A small version of Bal du moulin de la Galette sold for $78.1 million May 17, 1990 at Sotheby's New York.[30]
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In 2012, Renoir's Paysage Bords de Seine was offered for sale at auction but the painting was discovered to have been stolen from the Baltimore Museum of Art in 1951. The sale was cancelled.
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Lise Sewing, 1866, Dallas Museum of Art
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La Grenouillère, 1868, Nationalmuseum, Stockholm
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Portrait of Alfred Sisley, 1868
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Pont-Neuf, 1872
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Claude Monet Painting in His Garden at Argenteuil, 1873, Wadsworth Atheneum, Hartford, Connecticut
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La Parisienne, 1874, (Henriette Henriot), National Museum Cardiff
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The Dancer, 1874, National Gallery of Art, Washington, D.C.
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Portrait of Claude Monet, 1875, Musée d'Orsay, Paris, France
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The Grands Boulevards, 1875, Philadelphia Museum of Art
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A Girl with a Watering Can, 1876, National Gallery of Art, Washington, D.C.
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Portrait of Jeanne Durand-Ruel, 1876, Barnes Foundation, Philadelphia
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Mother and Children, 1876, Frick Collection, New York City
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Portrait of Jeanne Samary, 1877, Pushkin Museum, Moscow
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Mme. Charpentier and her children, 1878, Metropolitan Museum of Art, New York
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Portrait of Alphonsine Fournaise, 1879, Musée d'Orsay, Paris, France
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Pierre-Auguste Renoir, Boating on the Seine (La Yole), c. 1879
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By the Water, 1880, Art Institute of Chicago, Chicago, Illinois
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Sleeping Girl with a Cat, Clark Art Institute, Williamstown, Massachusetts
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Pink and Blue, 1881, São Paulo Museum of Art, São Paulo
|
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The Piazza San Marco, Venice, 1881 (Minneapolis Institute of Art)
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Fillette au chapeau bleu, 1881, (Jane Henriot), private collection
|
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Portrait of Charles and Georges Durand-Ruel, 1882
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Dance at Bougival, 1882–1883, (woman at left is painter Suzanne Valadon), Boston Museum of Fine Arts
|
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Dance in the Country (Aline Charigot and Paul Lhote), 1883, Musée d'Orsay, Paris
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Dance in the City, 1883, Musée d'Orsay, Paris, France
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Children at the Beach at Guernsey, 1883, Barnes Foundation, Philadelphia
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Jeune garçon sur la plage d'Yport, 1883, Barnes Foundation, Philadelphia
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Girl With a Hoop, 1885, National Gallery of Art, Washington, D.C.
|
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|
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Girl Braiding Her Hair (Suzanne Valadon), 1885
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Still Life: Flowers, 1885, Solomon R. Guggenheim Museum, New York
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Tamaris, France, c. 1885 (Minneapolis Institute of Art)
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Julie Manet with cat, 1887
|
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Young Woman with a Blue Choker, 1888
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Young Girl with Red Hair, 1894
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Portrait of Berthe Morisot and daughter Julie Manet, 1894
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Head of a Young Woman, late 19th century (Minneapolis Institute of Art)
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Gabrielle Renard and infant son Jean Renoir, 1895
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The Artist's Family, 1896, The Barnes Foundation, Philadelphia
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Portrait of Ambroise Vollard, 1908
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Portrait of Paul Durand-Ruel, 1910
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Portrait of Ambroise Vollard, 1917
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Woman with a Mandolin, 1919
|
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Self-portrait, 1875
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Self-portrait, 1876
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Self-portrait, 1910
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Self-portrait, 1910
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Diana, 1867, The National Gallery of Art, Washington, DC
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Nude in the Sun, 1875, Musée d'Orsay, Paris
|
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|
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Seated Girl, 1883
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The Large Bathers, 1887, Philadelphia Museum of Art
|
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|
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After The Bath, 1888
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Three Bathers, 1895, Cleveland Museum of Art Cleveland, Ohio
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Nude, National Museum of Serbia, Belgrade
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After The Bath, 1910, Barnes Foundation, Philadelphia
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Woman at the Well, 1910
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Seated Bather Drying Her Leg, 1914, Musée de l'Orangerie, Paris
|
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Women Bathers, 1916, National Museum, Stockholm
|
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Bathers, 1918, Barnes Foundation, Philadelphia
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On December 7, 2019 the Alberta Symphony Orchestra presented a Tribute to Renoir at Triffo Theater in Edmonton, Alberta, Canada, under the direction of pianist and conductor Emilio De Mercato, for the 100th anniversary of the death of Renoir.
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Pierre-Auguste Renoir, commonly known as Auguste Renoir (/ˈrɛnwɑːr, rɛnˈwɑːr/ REN-wahr, ren-WAHR;[1] French: [pjɛʁ oɡyst ʁənwaʁ]; 25 February 1841 – 3 December 1919), was a French artist who was a leading painter in the development of the Impressionist style. As a celebrator of beauty and especially feminine sensuality, it has been said that "Renoir is the final representative of a tradition which runs directly from Rubens to Watteau."[2]
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He was the father of actor Pierre Renoir (1885–1952), filmmaker Jean Renoir (1894–1979) and ceramic artist Claude Renoir (1901–1969). He was the grandfather of the filmmaker Claude Renoir (1913–1993), son of Pierre.
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Pierre-Auguste Renoir was born in Limoges, Haute-Vienne, France, in 1841. His father, Léonard Renoir, was a tailor of modest means, so in 1844, Renoir's family moved to Paris in search of more favorable prospects. The location of their home, in rue d’Argenteuil in central Paris, placed Renoir in proximity to the Louvre. Although the young Renoir had a natural proclivity for drawing, he exhibited a greater talent for singing. His talent was encouraged by his teacher, Charles Gounod, who was the choir-master at the Church of St Roch at the time. However, due to the family's financial circumstances, Renoir had to discontinue his music lessons and leave school at the age of thirteen to pursue an apprenticeship at a porcelain factory.[3][4]
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Although Renoir displayed a talent for his work, he frequently tired of the subject matter and sought refuge in the galleries of the Louvre. The owner of the factory recognized his apprentice's talent and communicated this to Renoir's family. Following this, Renoir started taking lessons to prepare for entry into Ecole des Beaux Arts. When the porcelain factory adopted mechanical reproduction processes in 1858, Renoir was forced to find other means to support his learning.[4] Before he enrolled in art school, he also painted hangings for overseas missionaries and decorations on fans.[5]
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In 1862, he began studying art under Charles Gleyre in Paris. There he met Alfred Sisley, Frédéric Bazille, and Claude Monet.[6] At times, during the 1860s, he did not have enough money to buy paint. Renoir had his first success at the Salon of 1868 with his painting Lise with a Parasol (1867), which depicted Lise Tréhot, his lover at the time.[7] Although Renoir first started exhibiting paintings at the Paris Salon in 1864,[8] recognition was slow in coming, partly as a result of the turmoil of the Franco-Prussian War.
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During the Paris Commune in 1871, while Renoir painted on the banks of the Seine River, some Communards thought he was a spy and were about to throw him into the river, when a leader of the Commune, Raoul Rigault, recognized Renoir as the man who had protected him on an earlier occasion.[9]
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In 1874, a ten-year friendship with Jules Le Cœur and his family ended,[10] and Renoir lost not only the valuable support gained by the association but also a generous welcome to stay on their property near Fontainebleau and its scenic forest. This loss of a favorite painting location resulted in a distinct change of subjects.
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Renoir was inspired by the style and subject matter of previous modern painters Camille Pissarro and Edouard Manet.[11] After a series of rejections by the Salon juries, he joined forces with Monet, Sisley, Pissarro, and several other artists to mount the first Impressionist exhibition in April 1874, in which Renoir displayed six paintings. Although the critical response to the exhibition was largely unfavorable, Renoir's work was comparatively well received.[7] That same year, two of his works were shown with Durand-Ruel in London.[10]
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Hoping to secure a livelihood by attracting portrait commissions, Renoir displayed mostly portraits at the second Impressionist exhibition in 1876.[12] He contributed a more diverse range of paintings the next year when the group presented its third exhibition; they included Dance at Le Moulin de la Galette and The Swing.[12] Renoir did not exhibit in the fourth or fifth Impressionist exhibitions, and instead resumed submitting his works to the Salon. By the end of the 1870s, particularly after the success of his painting Mme Charpentier and her Children (1878) at the Salon of 1879, Renoir was a successful and fashionable painter.[7]
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In 1881, he traveled to Algeria, a country he associated with Eugène Delacroix,[13] then to Madrid, to see the work of Diego Velázquez. Following that, he traveled to Italy to see Titian's masterpieces in Florence and the paintings of Raphael in Rome. On 15 January 1882, Renoir met the composer Richard Wagner at his home in Palermo, Sicily. Renoir painted Wagner's portrait in just thirty-five minutes. In the same year, after contracting pneumonia which permanently damaged his respiratory system, Renoir convalesced for six weeks in Algeria.[14]
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In 1883, Renoir spent the summer in Guernsey, one of the islands in the English Channel with a varied landscape of beaches, cliffs, and bays, where he created fifteen paintings in little over a month. Most of these feature Moulin Huet, a bay in Saint Martin's, Guernsey. These paintings were the subject of a set of commemorative postage stamps issued by the Bailiwick of Guernsey in 1983.
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While living and working in Montmartre, Renoir employed Suzanne Valadon as a model, who posed for him (The Large Bathers, 1884–87; Dance at Bougival, 1883)[15] and many of his fellow painters; during that time she studied their techniques and eventually became one of the leading painters of the day.
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In 1887, the year when Queen Victoria celebrated her Golden Jubilee, and upon the request of the queen's associate, Phillip Richbourg, Renoir donated several paintings to the "French Impressionist Paintings" catalog as a token of his loyalty.
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In 1890, he married Aline Victorine Charigot, a dressmaker twenty years his junior,[16] who, along with a number of the artist's friends, had already served as a model for Le Déjeuner des canotiers (Luncheon of the Boating Party – she is the woman on the left playing with the dog) in 1881, and with whom he had already had a child, Pierre, in 1885.[14] After his marriage, Renoir painted many scenes of his wife and daily family life including their children and their nurse, Aline's cousin Gabrielle Renard. The Renoirs had three sons: Pierre Renoir (1885-1952), who became a stage and film actor; Jean Renoir (1894-1979), who became a filmmaker of note; and Claude Renoir (1901-1969), who became a ceramic artist.
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Around 1892, Renoir developed rheumatoid arthritis. In 1907, he moved to the warmer climate of "Les Collettes," a farm at Cagnes-sur-Mer, close to the Mediterranean coast.[17] Renoir painted during the last twenty years of his life even after his arthritis severely limited his mobility. He developed progressive deformities in his hands and ankylosis of his right shoulder, requiring him to change his painting technique. It has often been reported that in the advanced stages of his arthritis, he painted by having a brush strapped to his paralyzed fingers,[18] but this is erroneous; Renoir remained able to grasp a brush, although he required an assistant to place it in his hand.[19] The wrapping of his hands with bandages, apparent in late photographs of the artist, served to prevent skin irritation.[19]
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In 1919, Renoir visited the Louvre to see his paintings hanging with those of the old masters. During this period, he created sculptures by cooperating with a young artist, Richard Guino, who worked the clay. Due to his limited joint mobility, Renoir also used a moving canvas, or picture roll, to facilitate painting large works.[19]
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Renoir's portrait of Austrian actress Tilla Durieux (1914) contains playful flecks of vibrant color on her shawl that offset the classical pose of the actress and highlight Renoir's skill just five years before his death.
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Renoir died in the village of Cagnes-sur-Mer, Provence-Alpes-Côte d'Azur, on 3 December 1919.
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Pierre-Auguste Renoir's great-grandson, Alexandre Renoir, has also become a professional artist. In 2018, the Monthaven Arts and Cultural Center in Hendersonville, Tennessee hosted an exhibition of Alexandre's works titled "Beauty Remains." The exhibition title comes from a famous quote by Pierre-Auguste who, when asked why he continued to paint with his painful arthritis in his advanced years, once said "The pain passes, but the beauty remains."[20]
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Renoir's paintings are notable for their vibrant light and saturated color, most often focusing on people in intimate and candid compositions. The female nude was one of his primary subjects. However, in 1876, a reviewer in Le Figaro wrote "Try to explain to Monsieur Renoir that a woman's torso is not a mass of decomposing flesh with those purplish green stains that denote a state of complete putrefaction in a corpse." [21] Yet in characteristic Impressionist style, Renoir suggested the details of a scene through freely brushed touches of colour, so that his figures softly fuse with one another and their surroundings.
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His initial paintings show the influence of the colorism of Eugène Delacroix and the luminosity of Camille Corot. He also admired the realism of Gustave Courbet and Édouard Manet, and his early work resembles theirs in his use of black as a color. Renoir admired Edgar Degas' sense of movement. Other painters Renoir greatly admired were the 18th-century masters François Boucher and Jean-Honoré Fragonard.[23]
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A fine example of Renoir's early work and evidence of the influence of Courbet's realism, is Diana, 1867. Ostensibly a mythological subject, the painting is a naturalistic studio work; the figure carefully observed, solidly modeled and superimposed upon a contrived landscape. If the work is a "student" piece, Renoir's heightened personal response to female sensuality is present. The model was Lise Tréhot, the artist's mistress at that time, and inspiration for a number of paintings.[24]
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In the late 1860s, through the practice of painting light and water en plein air (outdoors), he and his friend Claude Monet discovered that the color of shadows is not brown or black, but the reflected color of the objects surrounding them, an effect known today as diffuse reflection. Several pairs of paintings exist in which Renoir and Monet worked side-by-side, depicting the same scenes (La Grenouillère, 1869).
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One of the best known Impressionist works is Renoir's 1876 Dance at Le Moulin de la Galette (Bal du moulin de la Galette). The painting depicts an open-air scene, crowded with people at a popular dance garden on the Butte Montmartre close to where he lived.
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The works of his early maturity were typically Impressionist snapshots of real life, full of sparkling color and light. By the mid-1880s, however, he had broken with the movement to apply a more disciplined formal technique to portraits and figure paintings, particularly of women. It was a trip to Italy in 1881 when he saw works by Raphael and other Renaissance masters, that convinced him that he was on the wrong path, and for the next several years he painted in a more severe style in an attempt to return to classicism.[25] Concentrating on his drawing and emphasizing the outlines of figures, he painted works such as Blonde Bather (1881 and 1882) and The Large Bathers (1884–87; Philadelphia Museum of Art) during what is sometimes called his "Ingres period".[26]
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After 1890 he changed direction again. To dissolve outlines, as in his earlier work, he returned to thinly brushed color. From this period onward he concentrated on monumental nudes and domestic scenes, fine examples of which are Girls at the Piano, 1892, and Grandes Baigneuses, 1887. The latter painting is the most typical and successful of Renoir's late, abundantly fleshed nudes.[27]
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A prolific artist, he created several thousand paintings. The warm sensuality of Renoir's style made his paintings some of the most well-known and frequently reproduced works in the history of art. The single largest collection of his works—181 paintings in all—is at the Barnes Foundation, in Philadelphia.
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A five-volume catalogue raisonné of Renoir's works (with one supplement) was published by Bernheim-Jeune between 1983 and 2014.[28] Bernheim-Jeune is the only surviving major art dealer that was used by Renoir. The Wildenstein Institute is preparing, but has not yet published, a critical catalogue of Renoir's work.[29] A disagreement between these two organizations concerning an unsigned work in Picton Castle was at the centre of the second episode of the fourth season of the television series Fake or Fortune.
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In 1919, Ambroise Vollard, a renowned art dealer, published a book on the life and work of Renoir, La Vie et l'Œuvre de Pierre-Auguste Renoir, in an edition of 1000 copies. In 1986, Vollard's heirs started reprinting the copper plates, generally, etchings with hand applied watercolor. These prints are signed by Renoir in the plate and are embossed "Vollard" in the lower margin. They are not numbered, dated or signed in pencil.
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A small version of Bal du moulin de la Galette sold for $78.1 million May 17, 1990 at Sotheby's New York.[30]
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In 2012, Renoir's Paysage Bords de Seine was offered for sale at auction but the painting was discovered to have been stolen from the Baltimore Museum of Art in 1951. The sale was cancelled.
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Lise Sewing, 1866, Dallas Museum of Art
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La Grenouillère, 1868, Nationalmuseum, Stockholm
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Portrait of Alfred Sisley, 1868
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Pont-Neuf, 1872
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Claude Monet Painting in His Garden at Argenteuil, 1873, Wadsworth Atheneum, Hartford, Connecticut
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La Parisienne, 1874, (Henriette Henriot), National Museum Cardiff
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The Dancer, 1874, National Gallery of Art, Washington, D.C.
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Portrait of Claude Monet, 1875, Musée d'Orsay, Paris, France
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The Grands Boulevards, 1875, Philadelphia Museum of Art
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A Girl with a Watering Can, 1876, National Gallery of Art, Washington, D.C.
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Portrait of Jeanne Durand-Ruel, 1876, Barnes Foundation, Philadelphia
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Mother and Children, 1876, Frick Collection, New York City
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Portrait of Jeanne Samary, 1877, Pushkin Museum, Moscow
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Mme. Charpentier and her children, 1878, Metropolitan Museum of Art, New York
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Portrait of Alphonsine Fournaise, 1879, Musée d'Orsay, Paris, France
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Pierre-Auguste Renoir, Boating on the Seine (La Yole), c. 1879
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By the Water, 1880, Art Institute of Chicago, Chicago, Illinois
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Sleeping Girl with a Cat, Clark Art Institute, Williamstown, Massachusetts
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Pink and Blue, 1881, São Paulo Museum of Art, São Paulo
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The Piazza San Marco, Venice, 1881 (Minneapolis Institute of Art)
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Fillette au chapeau bleu, 1881, (Jane Henriot), private collection
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Portrait of Charles and Georges Durand-Ruel, 1882
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Dance at Bougival, 1882–1883, (woman at left is painter Suzanne Valadon), Boston Museum of Fine Arts
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Dance in the Country (Aline Charigot and Paul Lhote), 1883, Musée d'Orsay, Paris
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Dance in the City, 1883, Musée d'Orsay, Paris, France
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Children at the Beach at Guernsey, 1883, Barnes Foundation, Philadelphia
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Jeune garçon sur la plage d'Yport, 1883, Barnes Foundation, Philadelphia
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Girl With a Hoop, 1885, National Gallery of Art, Washington, D.C.
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Girl Braiding Her Hair (Suzanne Valadon), 1885
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Still Life: Flowers, 1885, Solomon R. Guggenheim Museum, New York
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Tamaris, France, c. 1885 (Minneapolis Institute of Art)
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Julie Manet with cat, 1887
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Young Woman with a Blue Choker, 1888
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Young Girl with Red Hair, 1894
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Portrait of Berthe Morisot and daughter Julie Manet, 1894
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Head of a Young Woman, late 19th century (Minneapolis Institute of Art)
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Gabrielle Renard and infant son Jean Renoir, 1895
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The Artist's Family, 1896, The Barnes Foundation, Philadelphia
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Portrait of Ambroise Vollard, 1908
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Portrait of Paul Durand-Ruel, 1910
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Portrait of Ambroise Vollard, 1917
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Woman with a Mandolin, 1919
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Self-portrait, 1875
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Self-portrait, 1876
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Self-portrait, 1910
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Self-portrait, 1910
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Diana, 1867, The National Gallery of Art, Washington, DC
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Nude in the Sun, 1875, Musée d'Orsay, Paris
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Seated Girl, 1883
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The Large Bathers, 1887, Philadelphia Museum of Art
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After The Bath, 1888
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Three Bathers, 1895, Cleveland Museum of Art Cleveland, Ohio
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Nude, National Museum of Serbia, Belgrade
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After The Bath, 1910, Barnes Foundation, Philadelphia
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Woman at the Well, 1910
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Seated Bather Drying Her Leg, 1914, Musée de l'Orangerie, Paris
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Women Bathers, 1916, National Museum, Stockholm
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Bathers, 1918, Barnes Foundation, Philadelphia
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On December 7, 2019 the Alberta Symphony Orchestra presented a Tribute to Renoir at Triffo Theater in Edmonton, Alberta, Canada, under the direction of pianist and conductor Emilio De Mercato, for the 100th anniversary of the death of Renoir.
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Charles Pierre de Frédy, Baron de Coubertin (French: [ʃaʁl pjɛʁ də fʁedi], [baʁɔ̃ də kubɛʁtɛ̃]; born Pierre de Frédy; 1 January 1863 – 2 September 1937, also known as Pierre de Coubertin and Baron de Coubertin) was a French educator and historian, founder of the International Olympic Committee, and its second president. He is known as the father of the modern Olympic Games.
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Born into a French aristocratic family, he became an academic and studied a broad range of topics, most notably education and history. He graduated with a degree in law and public affairs from the Paris Institute of Political Studies (Sciences Po).[1] It was at Sciences Po that he came up with the idea of the Summer Olympic Games.[2]
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The Pierre de Coubertin medal (also known as the Coubertin medal or the True Spirit of Sportsmanship medal) is an award given by the International Olympic Committee to athletes who demonstrate the spirit of sportsmanship in the Olympic Games.
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Pierre de Frédy was born in Paris on 1 January 1863, into an aristocratic family.[3] He was the fourth child of Baron Charles Louis de Frédy, Baron de Coubertin and Marie–Marcelle Gigault de Crisenoy.[4] Family tradition held that the Frédy name had first arrived in France in the early 15th century, and the first recorded title of nobility granted to the family was given by Louis XI to an ancestor, also named Pierre de Frédy, in 1477. But other branches of his family tree delved even further into French history, and the annals of both sides of his family included nobles of various stations, military leaders and associates of kings and princes of France.[5]
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His father Charles was a staunch royalist and accomplished artist whose paintings were displayed and given prizes at the Parisian salon, at least in those years when he was not absent in protest of the rise to power of Louis Napoleon. His paintings often centred on themes related to the Roman Catholic Church, classicism, and nobility, which reflected those things he thought most important.[6] In a later semi-fictional autobiographical piece called Le Roman d'un rallié, Coubertin describes his relationship with both his mother and his father as having been somewhat strained during his childhood and adolescence. His memoirs elaborated further, describing as a pivotal moment his disappointment upon meeting Henri, Count of Chambord, whom the elder Coubertin believed to be the rightful king.[7]
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Coubertin grew up in a time of profound change in France: France's defeat in the Franco-Prussian War, the Paris Commune, and the establishment of the French Third Republic, and later the Dreyfus affair.[8] But while these events were the setting of his childhood, his school experiences were just as formative. In October 1874, his parents enrolled him in a new Jesuit school called Externat de la rue de Vienne, which was still under construction for his first five years there. While many of the school's attendees were day students, Coubertin boarded at the school under the supervision of a Jesuit priest, which his parents hoped would instill him with a strong moral and religious education.[9] There, he was among the top three students in his class, and was an officer of the school's elite academy made up of its best and brightest. This suggests that despite his rebelliousness at home, Coubertin adapted well to the strict rigors of a Jesuit education.[10]
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As an aristocrat, Coubertin had a number of career paths from which to choose, including potentially prominent roles in the military or politics. But he chose instead to pursue a career as an intellectual, studying and later writing on a broad range of topics, including education, history, literature and sociology.[3]
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The subject which he seems to have been most deeply interested in was education, and his study focused in particular on physical education and the role of sport in schooling. In 1883, he visited England for the first time, and studied the program of physical education instituted under Thomas Arnold at the Rugby School. Coubertin credited these methods with leading to the expansion of British power during the 19th century and advocated their use in French institutions. The inclusion of physical education in the curriculum of French schools would become an ongoing pursuit and passion of Coubertin's.[3]
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Coubertin is thought to have exaggerated the importance of sport to Thomas Arnold, whom he viewed as "one of the founders of athletic chivalry". The character-reforming influence of sport with which Coubertin was so impressed is more likely to have originated in the novel Tom Brown's School Days rather than exclusively in the ideas of Arnold himself. Nonetheless, Coubertin was an enthusiast in need of a cause and he found it in England and in Thomas Arnold.[11] "Thomas Arnold, the leader and classic model of English educators," wrote Coubertin, "gave the precise formula for the role of athletics in education. The cause was quickly won. Playing fields sprang up all over England".[12]
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Intrigued by what he had read about English public schools, in 1883, at the age of twenty, Frédy went to Rugby and to other English schools to see for himself. He described the results in a book, L'Education en Angleterre, which was published in Paris in 1888. This hero of his book is Thomas Arnold, and on his second visit in 1886, Coubertin reflected on Arnold's influence in the chapel at Rugby School.[13]
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What Coubertin saw on the playing fields of Rugby and the other English schools he visited was how "organised sport can create moral and social strength".[14] Not only did organised games help to set the mind and body in equilibrium, it also prevented the time being wasted in other ways. First developed by the ancient Greeks, it was an approach to education that he felt the rest of the world had forgotten and to whose revival he was to dedicate the rest of his life.
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As a historian and a thinker on education, Coubertin romanticised ancient Greece. Thus, when he began to develop his theory of physical education, he naturally looked to the example set by the Athenian idea of the gymnasium, a training facility that simultaneously encouraged physical and intellectual development. He saw in these gymnasia what he called a triple unity between old and young, between disciplines, and between different types of people, meaning between those whose work was theoretical and those whose work was practical. Coubertin advocated for these concepts, this triple unity, to be incorporated into schools.[15]
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But while Coubertin was certainly a romantic, and while his idealised vision of ancient Greece would lead him later to the idea of reviving the Olympic Games, his advocacy for physical education was based on practical concerns as well. He believed that men who received physical education would be better prepared to fight in wars, and better able to win conflicts like the Franco-Prussian War, in which France had been humiliated. He also saw sport as democratic, in that sports competition crossed class lines, although it did so without causing a mingling of classes, which he did not support.[15]
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Unfortunately for Coubertin, his efforts to incorporate more physical education into French schools failed. The failure of this endeavour, however, was closely followed by the development of a new idea, the revival of the ancient Olympic Games, the creation of a festival of international athleticism.[15]
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He was the referee of the first ever French championship rugby union final on 20 March 1892, between Racing Club de France and Stade Français.[16]
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Coubertin is the instigator of the modern Olympic movement, a man whose vision and political skill led to the revival of the Olympic Games which had been practised in antiquity.[3] Coubertin idealized the Olympic Games as the ultimate ancient athletic competition.[15]
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Thomas Arnold, the Head Master of Rugby School, was an important influence on Coubertin's thoughts about education, but his meetings with William Penny Brookes also influenced his thinking about athletic competition to some extent. A trained physician, Brookes believed that the best way to prevent illness was through physical exercise. In 1850, he had initiated a local athletic competition that he referred to as "Meetings of the Olympian Class"[17] at the Gaskell recreation ground at Much Wenlock, Shropshire.[18] Along with the Liverpool Athletic Club, who began holding their own Olympic Festival in the 1860s, Brookes created a National Olympian Association which aimed to encourage such local competition in cities across Britain. These efforts were largely ignored by the British sporting establishment. Brookes also maintained communication with the government and sporting advocates in Greece, seeking a revival of the Olympic Games internationally under the auspices of the Greek government.[19] There, the philanthropist cousins Evangelos and Konstantinos Zappas had used their wealth to fund Olympics within Greece, and paid for the restoration of the Panathinaiko Stadium that was later used during the 1896 Summer Olympics.[20] The efforts of Brookes to encourage the internationalization of these games came to naught.[19] However, Dr. Brookes did organize a national Olympic Games in London, at Crystal Palace, in 1866 and this was the first Olympics to resemble an Olympic Games to be held outside of Greece.[21] But while others had created Olympic contests within their countries, and broached the idea of international competition, it was Coubertin whose work would lead to the establishment of the International Olympic Committee and the organisation of the first modern Olympic Games.[20]
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In 1888, Coubertin founded the Comité pour la Propagation des Exercises Physiques more well known as the Comité Jules Simon. Coubertin's earliest reference to the modern notion of Olympic Games criticizes the idea.[22] The idea for reviving the Olympic Games as an international competition came to Coubertin in 1889, apparently independently of Brookes, and he spent the following five years organizing an international meeting of athletes and sports enthusiasts that might make it happen.[15] Dr Brookes had organised a national Olympic Games that was held at Crystal Palace in London in 1866.[21] In response to a newspaper appeal, Brookes wrote to Coubertin in 1890, and the two began an exchange of letters on education and sport. Although he was too old to attend the 1894 Congress, Brookes would continue to support Coubertin's efforts, most importantly by using his connections with the Greek government to seek its support in the endeavour. While Brookes' contribution to the revival of the Olympic Games was recognised in Britain at the time, Coubertin in his later writings largely neglected to mention the role the Englishman played in their development.[23] He did mention the roles of Evangelis Zappas and his cousin Konstantinos Zappas, but drew a distinction between their founding of athletic Olympics and his own role in the creation of an international contest.[20] However, Coubertin together with A. Mercatis, a close friend of Konstantinos, encouraged the Greek government to utilise part of Konstantinos' legacy to fund the 1896 Athens Olympic Games separately and in addition to the legacy of Evangelis Zappas that Konstantinos had been executor of.[24][25][26] Moreover, George Averoff was invited by the Greek government to fund the second refurbishment of the Panathinaiko Stadium that had already been fully funded by Evangelis Zappas forty years earlier.[27]
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Coubertin's advocacy for the Games centred on a number of ideals about sport. He believed that the early ancient Olympics encouraged competition among amateur rather than professional athletes, and saw value in that. The ancient practice of a sacred truce in association with the Games might have modern implications, giving the Olympics a role in promoting peace. This role was reinforced in Coubertin's mind by the tendency of athletic competition to promote understanding across cultures, thereby lessening the dangers of war. In addition, he saw the Games as important in advocating his philosophical ideal for athletic competition: that the competition itself, the struggle to overcome one's opponent, was more important than winning.[28] Coubertin expressed this ideal thus:
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L'important dans la vie ce n'est point le triomphe, mais le combat, l'essentiel ce n'est pas d'avoir vaincu mais de s'être bien battu.
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The important thing in life is not the triumph but the struggle, the essential thing is not to have conquered but to have fought well.
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As Coubertin prepared for his Congress, he continued to develop a philosophy of the Olympic Games. While he certainly intended the Games to be a forum for competition between amateur athletes, his conception of amateurism was complex. By 1894, the year the Congress was held, he publicly criticised the type of amateur competition embodied in English rowing contests, arguing that its specific exclusion of working-class athletes was wrong. While he believed that athletes should not be paid to be such, he did think that compensation was in order for the time when athletes were competing and would otherwise have been earning money. Following the establishment of a definition for an amateur athlete at the 1894 Congress, he would continue to argue that this definition should be amended as necessary, and as late as 1909 would argue that the Olympic movement should develop its definition of amateurism gradually.[29]
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Along with the development of an Olympic philosophy, Coubertin invested time in the creation and development of a national association to coordinate athletics in France, the Union des Sociétés Françaises de Sports Athlétiques (USFSA). In 1889, French athletics associations had grouped together for the first time and Coubertin founded a monthly magazine La Revue Athletique, the first French periodical devoted exclusively to athletics[30] and modelled on The Athlete, an English journal established around 1862.[31] Formed by seven sporting societies with approximately 800 members, by 1892 the association had expanded to 62 societies with 7,000 members.[32]
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That November, at the annual meeting of the USFSA, Coubertin first publicly suggested the idea of reviving the Olympics. His speech met general applause, but little commitment to the Olympic ideal he was advocating for, perhaps because sporting associations and their members tended to focus on their own area of expertise and had little identity as sportspeople in a general sense. This disappointing result was prelude to a number of challenges he would face in organising his international conference. In order to develop support for the conference, he began to play down its role in reviving Olympic Games and instead promoted it as a conference on amateurism in sport which, he thought, was slowly being eroded by betting and sponsorships. This led to later suggestions that participants were convinced to attend under false pretenses. Little interest was expressed by those he spoke to during trips to the United States in 1893 and London in 1894, and an attempt to involve the Germans angered French gymnasts who did not want the Germans invited at all. Despite these challenges, the USFSA continued its planning for the games, adopting in its first program for the meeting eight articles to address, only one of which had to do with the Olympics. A later program would give the Olympics a much more prominent role in the meeting.[33]
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The congress was held on 23 June 1894 at the Sorbonne in Paris. Once there, participants divided the congress into two commissions, one on amateurism and the other on reviving the Olympics. A Greek participant, Demetrius Vikelas, was appointed to head the commission on the Olympics, and would later become the first President of the International Olympic Committee. Along with Coubertin, C. Herbert of Britain's Amateur Athletic Association and W.M. Sloane of the United States helped lead the efforts of the commission. In its report, the commission proposed that Olympic Games be held every four years and that the program for the Games be one of modern rather than ancient sports. They also set the date and location for the first modern Olympic Games, the 1896 Summer Olympics in Athens, Greece, and the second, the 1900 Summer Olympics in Paris. Coubertin had originally opposed the choice of Greece, as he had concerns about the ability of a weakened Greek state to host the competition, but was convinced by Vikelas to support the idea. The commission's proposals were accepted unanimously by the congress, and the modern Olympic movement was officially born. The proposals of the other commission, on amateurism, were more contentious, but this commission also set important precedents for the Olympic Games, specifically the use of heats to narrow participants and the banning of prize money in most contests.[34]
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Following the Congress, the institutions created there began to be formalized into the International Olympic Committee (IOC), with Demetrius Vikelas as its first President. The work of the IOC increasingly focused on the planning the 1896 Athens Games, and de Coubertin played a background role as Greek authorities took the lead in logistical organisation of the Games in Greece itself, offering technical advice such as a sketch of a design of a velodrome to be used in cycling competitions. He also took the lead in planning the program of events, although to his disappointment neither polo, football, or boxing were included in 1896.[35] The Greek organizing committee had been informed that four foreign football teams were to participate however not one foreign football team showed up and despite Greek preparations for a football tournament it was cancelled during the Games.[36]
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The Greek authorities were frustrated that he could not provide an exact estimate of the number of attendees more than a year in advance. In France, Coubertin's efforts to elicit interest in the Games among athletes and the press met difficulty, largely because the participation of German athletes angered French nationalists who begrudged Germany their victory in the Franco-Prussian War. Germany also threatened not to participate after rumours spread that Coubertin had sworn to keep Germany out, but following a letter to the Kaiser denying the accusation, the German National Olympic Committee decided to attend. Coubertin himself was frustrated by the Greeks, who increasingly ignored him in their planning and who wanted to continue to hold the Games in Athens every four years, against de Coubertin's wishes. The conflict was resolved after he suggested to the King of Greece that he hold pan-Hellenic games in between Olympiads, an idea which the King accepted, although Coubertin would receive some angry correspondence even after the compromise was reached and the King did not mention him at all during the banquet held in honour of foreign athletes during the 1896 Games.[37]
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Coubertin took over the IOC presidency when Demetrius Vikelas stepped down after the Olympics in his own country. Despite the initial success, the Olympic Movement faced hard times, as the 1900 (in De Coubertin's own Paris) and 1904 Games were both swallowed by World's Fairs in the same cities, and received little attention. The Paris Games were not organised by Coubertin or the IOC nor were they called Olympics at that time. The St. Louis Games was hardly internationalized.[38]
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The 1906 Summer Olympics revived the momentum, and the Olympic Games have come to be regarded as the world's foremost sports competition.[39] Coubertin created the modern pentathlon for the 1912 Olympics, and subsequently stepped down from his IOC presidency after the 1924 Olympics in Paris, which proved much more successful than the first attempt in that city in 1900. He was succeeded as president, in 1925, by Belgian Henri de Baillet-Latour.
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Years later Coubertin came out of retirement to lend his prestige to assisting Berlin to land the 1936 games. In exchange, Germany nominated him for the Nobel Peace Prize. The 1935 winner, however, was the anti-Nazi Carl von Ossietzky.[40]
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Coubertin won the gold medal for literature at the 1912 Summer Olympics for his poem Ode to Sport.[41] Coubertin entered his poem 'Ode to Sport' under the pseudonym of Georges Hohrod and M. Eschbach which were the names of villages close to his wife's place of birth.[42]
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Following Fransisco Amoros ideas, De Coubertin developed a new type of utilitarian sport: "les débrouillards". (the "resourceful men") from 1900.
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The first débrouillards season was organized in 1905/1906, and the programme was wide: running, jumping, throwing, climbing, swimming, sword fight, boxing, shooting, walking, horse riding, rowing, cycling. (source: FFEPGV archives)
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In 1911, Pierre de Coubertin founded the inter-religious Scouting organisation aka Éclaireurs Français (EF) in France, which later merged to form the Éclaireuses et Éclaireurs de France.[citation needed]
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In 1895 Pierre de Coubertin had married Marie Rothan, the daughter of family friends. Their son Jacques (1896–1952) became ill after being in the sun too long when he was a little child. Their daughter Renée (1902–1968) suffered emotional disturbances and never married. Marie and Pierre tried to console themselves with two nephews, but they were killed at the front in World War I. Coubertin died of a heart attack in Geneva, Switzerland on 2 September 1937. Marie died in 1963.[43][44][45]
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Pierre was the last person to possess his family name. In the words of his biographer John MacAloon, "The last of his lineage, Pierre de Coubertin was the only member of it whose fame would outlive him."[46]
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A number of scholars have criticized Coubertin's legacy. David C. Young believes that Coubertin's assertion that ancient Olympic athletes were amateurs was incorrect.[47] The issue is the subject of scholarly debate. Young and others argue that the athletes of the ancient Games were professional, while opponents led by Pleket argue that the earliest Olympic athletes were in fact amateur, and that the Games only became professionalized after about 480 BC. Coubertin agreed with this latter view, and saw this professionalization as undercutting the morality of the competition.[48]
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Further, Young asserts that the effort to limit international competition to amateur athletes, which Coubertin was a part of, was in fact part of efforts to give the upper classes greater control over athletic competition, removing such control from the working classes. Coubertin may have played a role in such a movement, but his defenders argue that he did so unconscious of any class repercussions.[28]
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However, it is clear that his romanticized vision of the Olympic Games was fundamentally different from that described in the historical record. For example, Coubertin's idea that participation is more important than winning ("L'important c'est de participer") is at odds with the ideals of the Greeks.[citation needed]
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Coubertin's assertion that the Games were the impetus for peace was also an exaggeration; the peace which he spoke of only existed to allow athletes to travel safely to Olympia, and neither prevented the outbreak of wars nor ended ongoing ones.[28]
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Scholars have critiqued the idea that athletic competition might lead to greater understanding between cultures and, therefore, to peace. Christopher Hill claims that modern participants in the Olympic movement may defend this particular belief, "in a spirit similar to that in which the Church of England remains attached to the Thirty-Nine Articles of Religion, which a Priest in that Church must sign." In other words, that they may not wholly believe it but hold to it for historical reasons.[29]
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Questions have also been raised about the veracity of Coubertin's account of his role in the planning of the 1896 Athens Games. Reportedly, Coubertin played little role in planning, despite entreaties by Vikelas. Young suggests that the story about Coubertin's having sketched the velodrome were untrue, and that he had in fact given an interview in which he suggested he did not want Germans to participate. Coubertin later denied this.[49]
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The Olympic motto Citius, Altius, Fortius (Faster, Higher, Stronger) was proposed by Coubertin in 1894 and has been official since 1924. The motto was coined by Henri Didon OP, a friend of Coubertin, for a Paris youth gathering of 1891.[50][51]
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The Pierre de Coubertin medal (also known as the Coubertin medal or the True Spirit of Sportsmanship medal) is an award given by the International Olympic Committee to those athletes that demonstrate the spirit of sportsmanship in the Olympic Games. This medal is considered by many athletes and spectators to be the highest award that an Olympic athlete can receive, even greater than a gold medal. The International Olympic Committee considers it as its highest honour.[52]
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A minor planet, 2190 Coubertin, was discovered in 1976 by Soviet astronomer Nikolai Stepanovich Chernykh and is named in his honour.[53]
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The street where the Olympic Stadium in Montreal is located (which hosted the 1976 Summer Olympic Games) was named after Pierre de Coubertin, giving the stadium the address 4549 Pierre de Coubertin Avenue. It is the only Olympic Stadium in the world that lies on a street named after Coubertin. There are also two schools in Montreal named after Pierre de Coubertin.[54][55]
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He was portrayed by Louis Jourdan in the 1984 NBC miniseries, The First Olympics: Athens 1896.[56]
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In 2007, he was inducted into the World Rugby Hall of Fame for his services to the sport of rugby union.[57]
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This is a listing of Pierre de Coubertin's books. In addition to these, he wrote numerous articles for journals and magazines:[58][59]
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Pierre de Fermat (French: [pjɛːʁ də fɛʁma]) (between 31 October and 6 December 1607[1] – 12 January 1665) was a French lawyer[3] at the Parlement of Toulouse, France, and a mathematician who is given credit for early developments that led to infinitesimal calculus, including his technique of adequality. In particular, he is recognized for his discovery of an original method of finding the greatest and the smallest ordinates of curved lines, which is analogous to that of differential calculus, then unknown, and his research into number theory. He made notable contributions to analytic geometry, probability, and optics. He is best known for his Fermat's principle for light propagation and his Fermat's Last Theorem in number theory, which he described in a note at the margin of a copy of Diophantus' Arithmetica.
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Fermat was born in 1607 in Beaumont-de-Lomagne, France—the late 15th-century mansion where Fermat was born is now a museum. He was from Gascony, where his father, Dominique Fermat, was a wealthy leather merchant and served three one-year terms as one of the four consuls of Beaumont-de-Lomagne. His mother was Claire de Long.[4] Pierre had one brother and two sisters and was almost certainly brought up in the town of his birth. There is little evidence concerning his school education, but it was probably at the Collège de Navarre in Montauban.[citation needed]
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He attended the University of Orléans from 1623 and received a bachelor in civil law in 1626, before moving to Bordeaux. In Bordeaux, he began his first serious mathematical researches, and in 1629 he gave a copy of his restoration of Apollonius's De Locis Planis to one of the mathematicians there. Certainly, in Bordeaux he was in contact with Beaugrand and during this time he produced important work on maxima and minima which he gave to Étienne d'Espagnet who clearly shared mathematical interests with Fermat. There he became much influenced by the work of François Viète.
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In 1630, he bought the office of a councilor at the Parlement de Toulouse, one of the High Courts of Judicature in France, and was sworn in by the Grand Chambre in May 1631. He held this office for the rest of his life. Fermat thereby became entitled to change his name from Pierre Fermat to Pierre de Fermat. On 1 June 1631, Fermat married Louise de Long, a fourth cousin of his mother Claire de Fermat (née de Long). The Fermats had eight children, five of whom survived to adulthood: Clément-Samuel, Jean, Claire, Catherine, and Louise.[5][6][7]
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Fluent in six languages (French, Latin, Occitan, classical Greek, Italian and Spanish), Fermat was praised for his written verse in several languages and his advice was eagerly sought regarding the emendation of Greek texts. He communicated most of his work in letters to friends, often with little or no proof of his theorems. In some of these letters to his friends, he explored many of the fundamental ideas of calculus before Newton or Leibniz. Fermat was a trained lawyer making mathematics more of a hobby than a profession. Nevertheless, he made important contributions to analytical geometry, probability, number theory and calculus.[8] Secrecy was common in European mathematical circles at the time. This naturally led to priority disputes with contemporaries such as Descartes and Wallis.[9]
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Anders Hald writes that, "The basis of Fermat's mathematics was the classical Greek treatises combined with Vieta's new algebraic methods."[10]
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Fermat's pioneering work in analytic geometry (Methodus ad disquirendam maximam et minimam et de tangentibus linearum curvarum) was circulated in manuscript form in 1636 (based on results achieved in 1629),[11] predating the publication of Descartes' famous La géométrie (1637), which exploited the work.[12] This manuscript was published posthumously in 1679 in Varia opera mathematica, as Ad Locos Planos et Solidos Isagoge (Introduction to Plane and Solid Loci).[13]
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In Methodus ad disquirendam maximam et minimam and in De tangentibus linearum curvarum, Fermat developed a method (adequality) for determining maxima, minima, and tangents to various curves that was equivalent to differential calculus.[14][15] In these works, Fermat obtained a technique for finding the centers of gravity of various plane and solid figures, which led to his further work in quadrature.
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Fermat was the first person known to have evaluated the integral of general power functions. With his method, he was able to reduce this evaluation to the sum of geometric series.[16] The resulting formula was helpful to Newton, and then Leibniz, when they independently developed the fundamental theorem of calculus.[citation needed]
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In number theory, Fermat studied Pell's equation, perfect numbers, amicable numbers and what would later become Fermat numbers. It was while researching perfect numbers that he discovered Fermat's little theorem. He invented a factorization method—Fermat's factorization method—and popularized the proof by infinite descent, which he used to prove Fermat's right triangle theorem which includes as a corollary Fermat's Last Theorem for the case n = 4. Fermat developed the two-square theorem, and the polygonal number theorem, which states that each number is a sum of three triangular numbers, four square numbers, five pentagonal numbers, and so on.
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Although Fermat claimed to have proven all his arithmetic theorems, few records of his proofs have survived. Many mathematicians, including Gauss, doubted several of his claims, especially given the difficulty of some of the problems and the limited mathematical methods available to Fermat. His famous Last Theorem was first discovered by his son in the margin in his father's copy of an edition of Diophantus, and included the statement that the margin was too small to include the proof. It seems that he had not written to Marin Mersenne about it. It was first proven in 1994, by Sir Andrew Wiles, using techniques unavailable to Fermat.
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Although he carefully studied and drew inspiration from Diophantus, Fermat began a different tradition. Diophantus was content to find a single solution to his equations, even if it were an undesired fractional one. Fermat was interested only in integer solutions to his Diophantine equations, and he looked for all possible general solutions. He often proved that certain equations had no solution, which usually baffled his contemporaries.[citation needed]
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Through their correspondence in 1654, Fermat and Blaise Pascal helped lay the foundation for the theory of probability. From this brief but productive collaboration on the problem of points, they are now regarded as joint founders of probability theory.[17] Fermat is credited with carrying out the first-ever rigorous probability calculation. In it, he was asked by a professional gambler why if he bet on rolling at least one six in four throws of a die he won in the long term, whereas betting on throwing at least one double-six in 24 throws of two dice resulted in his losing. Fermat showed mathematically why this was the case.[18]
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The first variational principle in physics was articulated by Euclid in his Catoptrica. It says that, for the path of light reflecting from a mirror, the angle of incidence equals the angle of reflection. Hero of Alexandria later showed that this path gave the shortest length and the least time.[19] Fermat refined and generalized this to "light travels between two given points along the path of shortest time" now known as the principle of least time.[20] For this, Fermat is recognized as a key figure in the historical development of the fundamental principle of least action in physics. The terms Fermat's principle and Fermat functional were named in recognition of this role.[21]
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Pierre de Fermat died on January 12, 1665, at Castres, in the present-day department of Tarn.[22] The oldest and most prestigious high school in Toulouse is named after him: the Lycée Pierre-de-Fermat [fr]. French sculptor Théophile Barrau made a marble statue named Hommage à Pierre Fermat as a tribute to Fermat, now at the Capitole de Toulouse.
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Place of burial of Pierre de Fermat in Place Jean Jaurés, Castres. Translation of the plaque: in this place was buried on January 13, 1665, Pierre de Fermat, councillor at the Chambre de l'Édit (a court established by the Edict of Nantes) and mathematician of great renown, celebrated for his theorem, an + bn ≠ cn for n>2
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Monument to Fermat in Beaumont-de-Lomagne
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Bust in the Salle Henri-Martin in Capitole de Toulouse
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Holographic will handwritten by Fermat on 4 March 1660—kept at the Departmental Archives of Haute-Garonne, in Toulouse
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Together with René Descartes, Fermat was one of the two leading mathematicians of the first half of the 17th century. According to Peter L. Bernstein, in his book Against the Gods, Fermat "was a mathematician of rare power. He was an independent inventor of analytic geometry, he contributed to the early development of calculus, he did research on the weight of the earth, and he worked on light refraction and optics. In the course of what turned out to be an extended correspondence with Blaise Pascal, he made a significant contribution to the theory of probability. But Fermat's crowning achievement was in the theory of numbers."[23]
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Regarding Fermat's work in analysis, Isaac Newton wrote that his own early ideas about calculus came directly from "Fermat's way of drawing tangents."[24]
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Of Fermat's number theoretic work, the 20th-century mathematician André Weil wrote that: "what we possess of his methods for dealing with curves of genus 1 is remarkably coherent; it is still the foundation for the modern theory of such curves. It naturally falls into two parts; the first one ... may conveniently be termed a method of ascent, in contrast with the descent which is rightly regarded as Fermat's own."[25] Regarding Fermat's use of ascent, Weil continued: "The novelty consisted in the vastly extended use which Fermat made of it, giving him at least a partial equivalent of what we would obtain by the systematic use of the group theoretical properties of the rational points on a standard cubic."[26] With his gift for number relations and his ability to find proofs for many of his theorems, Fermat essentially created the modern theory of numbers.
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The Rosetta Stone is a granodiorite stele inscribed with three versions of a decree issued in Memphis, Egypt in 196 BC during the Ptolemaic dynasty on behalf of King Ptolemy V Epiphanes. The top and middle texts are in Ancient Egyptian using hieroglyphic and Demotic scripts respectively, while the bottom is in Ancient Greek. The decree has only minor differences between the three versions, making the Rosetta Stone key to deciphering Egyptian hieroglyphs.
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The stone was carved during the Hellenistic period and is believed to have originally been displayed within a temple, possibly at nearby Sais. It was probably moved in late antiquity or during the Mameluk period, and was eventually used as building material in the construction of Fort Julien near the town of Rashid (Rosetta) in the Nile Delta. It was discovered there in July 1799 by French officer Pierre-François Bouchard during the Napoleonic campaign in Egypt. It was the first Ancient Egyptian bilingual text recovered in modern times, and it aroused widespread public interest with its potential to decipher this previously untranslated hieroglyphic script. Lithographic copies and plaster casts soon began circulating among European museums and scholars. When the British defeated the French they took the stone to London under the Capitulation of Alexandria in 1801. It has been on public display at the British Museum almost continuously since 1802 and is the most visited object there.
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Study of the decree was already underway when the first full translation of the Greek text was published in 1803. Jean-François Champollion announced the transliteration of the Egyptian scripts in Paris in 1822; it took longer still before scholars were able to read Ancient Egyptian inscriptions and literature confidently. Major advances in the decoding were recognition that the stone offered three versions of the same text (1799); that the demotic text used phonetic characters to spell foreign names (1802); that the hieroglyphic text did so as well, and had pervasive similarities to the demotic (1814); and that phonetic characters were also used to spell native Egyptian words (1822–1824).
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Three other fragmentary copies of the same decree were discovered later, and several similar Egyptian bilingual or trilingual inscriptions are now known, including three slightly earlier Ptolemaic decrees: the Decree of Alexandria in 243 BC, the Decree of Canopus in 238 BC, and the Memphis decree of Ptolemy IV, c. 218 BC. The Rosetta Stone is no longer unique, but it was the essential key to the modern understanding of ancient Egyptian literature and civilisation. The term Rosetta Stone is now used to refer to the essential clue to a new field of knowledge.
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The Rosetta Stone is listed as "a stone of black granodiorite, bearing three inscriptions ... found at Rosetta" in a contemporary catalogue of the artefacts discovered by the French expedition and surrendered to British troops in 1801.[1] At some period after its arrival in London, the inscriptions were coloured in white chalk to make them more legible, and the remaining surface was covered with a layer of carnauba wax designed to protect it from visitors' fingers.[2] This gave a dark colour to the stone that led to its mistaken identification as black basalt.[3] These additions were removed when the stone was cleaned in 1999, revealing the original dark grey tint of the rock, the sparkle of its crystalline structure, and a pink vein running across the top left corner.[4] Comparisons with the Klemm collection of Egyptian rock samples showed a close resemblance to rock from a small granodiorite quarry at Gebel Tingar on the west bank of the Nile, west of Elephantine in the region of Aswan; the pink vein is typical of granodiorite from this region.[5]
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The Rosetta Stone is 1,123 millimetres (3 ft 8 in) high at its highest point, 757 mm (2 ft 5.8 in) wide, and 284 mm (11 in) thick. It weighs approximately 760 kilograms (1,680 lb).[6] It bears three inscriptions: the top register in Ancient Egyptian hieroglyphs, the second in the Egyptian demotic script, and the third in Ancient Greek.[7] The front surface is polished and the inscriptions lightly incised on it; the sides of the stone are smoothed, but the back is only roughly worked, presumably because this would have not been visible when it was erected.[5][8]
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The Rosetta Stone is a fragment of a larger stele. No additional fragments were found in later searches of the Rosetta site.[9] Owing to its damaged state, none of the three texts is complete. The top register, composed of Egyptian hieroglyphs, suffered the most damage. Only the last 14 lines of the hieroglyphic text can be seen; all of them are broken on the right side, and 12 of them on the left. Below it, the middle register of demotic text has survived best; it has 32 lines, of which the first 14 are slightly damaged on the right side. The bottom register of Greek text contains 54 lines, of which the first 27 survive in full; the rest are increasingly fragmentary due to a diagonal break at the bottom right of the stone.[10]
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The stele was erected after the coronation of King Ptolemy V and was inscribed with a decree that established the divine cult of the new ruler.[14] The decree was issued by a congress of priests who gathered at Memphis. The date is given as "4 Xandikos" in the Macedonian calendar and "18 Mekhir" in the Egyptian calendar, which corresponds to 27 March 196 BC. The year is stated as the ninth year of Ptolemy V's reign (equated with 197/196 BC), which is confirmed by naming four priests who officiated in that year: Aetos son of Aetos was priest of the divine cults of Alexander the Great and the five Ptolemies down to Ptolemy V himself; the other three priests named in turn in the inscription are those who led the worship of Berenice Euergetis (wife of Ptolemy III), Arsinoe Philadelphos (wife and sister of Ptolemy II), and Arsinoe Philopator, mother of Ptolemy V.[15] However, a second date is also given in the Greek and hieroglyphic texts, corresponding to 27 November 197 BC, the official anniversary of Ptolemy's coronation.[16] The demotic text conflicts with this, listing consecutive days in March for the decree and the anniversary.[16] It is uncertain why this discrepancy exists, but it is clear that the decree was issued in 196 BC and that it was designed to re-establish the rule of the Ptolemaic kings over Egypt.[17]
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The decree was issued during a turbulent period in Egyptian history. Ptolemy V Epiphanes reigned from 204 to 181 BC, the son of Ptolemy IV Philopator and his wife and sister Arsinoe. He had become ruler at the age of five after the sudden death of both of his parents, who were murdered in a conspiracy that involved Ptolemy IV's mistress Agathoclea, according to contemporary sources. The conspirators effectively ruled Egypt as Ptolemy V's guardians[18][19] until a revolt broke out two years later under general Tlepolemus, when Agathoclea and her family were lynched by a mob in Alexandria. Tlepolemus, in turn, was replaced as guardian in 201 BC by Aristomenes of Alyzia, who was chief minister at the time of the Memphis decree.[20]
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Political forces beyond the borders of Egypt exacerbated the internal problems of the Ptolemaic kingdom. Antiochus III the Great and Philip V of Macedon had made a pact to divide Egypt's overseas possessions. Philip had seized several islands and cities in Caria and Thrace, while the Battle of Panium (198 BC) had resulted in the transfer of Coele-Syria, including Judaea, from the Ptolemies to the Seleucids. Meanwhile, in the south of Egypt, there was a long-standing revolt that had begun during the reign of Ptolemy IV,[16] led by Horwennefer and by his successor Ankhwennefer.[21] Both the war and the internal revolt were still ongoing when the young Ptolemy V was officially crowned at Memphis at the age of 12 (seven years after the start of his reign) and when, just over a year later, the Memphis decree was issued.[19]
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Stelae of this kind, which were established on the initiative of the temples rather than that of the king, are unique to Ptolemaic Egypt. In the preceding Pharaonic period it would have been unheard of for anyone but the divine rulers themselves to make national decisions: by contrast, this way of honoring a king was a feature of Greek cities. Rather than making his eulogy himself, the king had himself glorified and deified by his subjects or representative groups of his subjects.[22] The decree records that Ptolemy V gave a gift of silver and grain to the temples.[23] It also records that there was particularly high flooding of the Nile in the eighth year of his reign, and he had the excess waters dammed for the benefit of the farmers.[23] In return the priesthood pledged that the king's birthday and coronation days would be celebrated annually and that all the priests of Egypt would serve him alongside the other gods. The decree concludes with the instruction that a copy was to be placed in every temple, inscribed in the "language of the gods" (Egyptian hieroglyphs), the "language of documents" (Demotic), and the "language of the Greeks" as used by the Ptolemaic government.[24][25]
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Securing the favour of the priesthood was essential for the Ptolemaic kings to retain effective rule over the populace. The High Priests of Memphis—where the king was crowned—were particularly important, as they were the highest religious authorities of the time and had influence throughout the kingdom.[26] Given that the decree was issued at Memphis, the ancient capital of Egypt, rather than Alexandria, the centre of government of the ruling Ptolemies, it is evident that the young king was anxious to gain their active support.[27] Thus, although the government of Egypt had been Greek-speaking ever since the conquests of Alexander the Great, the Memphis decree, like the three similar earlier decrees, included texts in Egyptian to show its connection to the general populace by way of the literate Egyptian priesthood.[28]
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There can be no one definitive English translation of the decree, not only because modern understanding of the ancient languages continues to develop, but also because of the minor differences between the three original texts. Older translations by E. A. Wallis Budge (1904, 1913)[29] and Edwyn R. Bevan (1927)[30] are easily available but are now outdated, as can be seen by comparing them with the recent translation by R. S. Simpson, which is based on the demotic text and can be found online,[31] or, best of all, with the modern translations of all three texts, with introduction and facsimile drawing, that were published by Quirke and Andrews in 1989.[32]
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The stele was almost certainly not originally placed at Rashid (Rosetta) where it was found, but more likely came from a temple site farther inland, possibly the royal town of Sais.[33] The temple from which it originally came was probably closed around AD 392 when Roman emperor Theodosius I ordered the closing of all non-Christian temples of worship.[34] The original stele broke at some point, its largest piece becoming what we now know as the Rosetta Stone. Ancient Egyptian temples were later used as quarries for new construction, and the Rosetta Stone probably was re-used in this manner. Later it was incorporated in the foundations of a fortress constructed by the Mameluke Sultan Qaitbay (c. 1416/18–1496) to defend the Bolbitine branch of the Nile at Rashid. There it lay for at least another three centuries until its rediscovery.[35]
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Three other inscriptions relevant to the same Memphis decree have been found since the discovery of the Rosetta Stone: the Nubayrah Stele, a stele found in Elephantine and Noub Taha, and an inscription found at the Temple of Philae (on the Philae obelisk).[36] Unlike the Rosetta Stone, the hieroglyphic texts of these inscriptions were relatively intact. The Rosetta Stone had been deciphered long before they were found, but later Egyptologists have used them to refine the reconstruction of the hieroglyphs that must have been used in the lost portions of the hieroglyphic text on the Rosetta Stone.
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Napoleon's 1798 campaign in Egypt inspired a burst of Egyptomania in Europe, and especially France. A corps of 167 technical experts (savants), known as the Commission des Sciences et des Arts, accompanied the French expeditionary army to Egypt. On 15 July 1799, French soldiers under the command of Colonel d'Hautpoul were strengthening the defences of Fort Julien, a couple of miles north-east of the Egyptian port city of Rosetta (modern-day Rashid). Lieutenant Pierre-François Bouchard spotted a slab with inscriptions on one side that the soldiers had uncovered.[37] He and d'Hautpoul saw at once that it might be important and informed General Jacques-François Menou, who happened to be at Rosetta.[A] The find was announced to Napoleon's newly founded scientific association in Cairo, the Institut d'Égypte, in a report by Commission member Michel Ange Lancret noting that it contained three inscriptions, the first in hieroglyphs and the third in Greek, and rightly suggesting that the three inscriptions were versions of the same text. Lancret's report, dated 19 July 1799, was read to a meeting of the Institute soon after 25 July. Bouchard, meanwhile, transported the stone to Cairo for examination by scholars. Napoleon himself inspected what had already begun to be called la Pierre de Rosette, the Rosetta Stone, shortly before his return to France in August 1799.[9]
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The discovery was reported in September in Courrier de l'Égypte, the official newspaper of the French expedition. The anonymous reporter expressed a hope that the stone might one day be the key to deciphering hieroglyphs.[A][9] In 1800 three of the commission's technical experts devised ways to make copies of the texts on the stone. One of these experts was Jean-Joseph Marcel, a printer and gifted linguist, who is credited as the first to recognise that the middle text was written in the Egyptian demotic script, rarely used for stone inscriptions and seldom seen by scholars at that time, rather than Syriac as had originally been thought.[9] It was artist and inventor Nicolas-Jacques Conté who found a way to use the stone itself as a printing block to reproduce the inscription.[38] A slightly different method was adopted by Antoine Galland. The prints that resulted were taken to Paris by General Charles Dugua. Scholars in Europe were now able to see the inscriptions and attempt to read them.[39]
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After Napoleon's departure, French troops held off British and Ottoman attacks for another 18 months. In March 1801, the British landed at Aboukir Bay. Menou was now in command of the French expedition. His troops, including the commission, marched north towards the Mediterranean coast to meet the enemy, transporting the stone along with many other antiquities. He was defeated in battle, and the remnant of his army retreated to Alexandria where they were surrounded and besieged, the stone now inside the city. Menou surrendered on August 30.[40][41]
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After the surrender, a dispute arose over the fate of the French archaeological and scientific discoveries in Egypt, including the artefacts, biological specimens, notes, plans, and drawings collected by the members of the commission. Menou refused to hand them over, claiming that they belonged to the institute. British General John Hely-Hutchinson refused to end the siege until Menou gave in. Scholars Edward Daniel Clarke and William Richard Hamilton, newly arrived from England, agreed to examine the collections in Alexandria and claimed to have found many artefacts that the French had not revealed. In a letter home, Clarke said that "we found much more in their possession than was represented or imagined".[42]
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Hutchinson claimed that all materials were property of the British Crown, but French scholar Étienne Geoffroy Saint-Hilaire told Clarke and Hamilton that the French would rather burn all their discoveries than turn them over, referring ominously to the destruction of the Library of Alexandria. Clarke and Hamilton pleaded the French scholars' case to Hutchinson, who finally agreed that items such as natural history specimens would be considered the scholars' private property.[41][43] Menou quickly claimed the stone, too, as his private property.[44][41] Hutchinson was equally aware of the stone's unique value and rejected Menou's claim. Eventually an agreement was reached, and the transfer of the objects was incorporated into the Capitulation of Alexandria signed by representatives of the British, French, and Ottoman forces.
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It is not clear exactly how the stone was transferred into British hands, as contemporary accounts differ. Colonel Tomkyns Hilgrove Turner, who was to escort it to England, claimed later that he had personally seized it from Menou and carried it away on a gun-carriage. In a much more detailed account, Edward Daniel Clarke stated that a French "officer and member of the Institute" had taken him, his student John Cripps, and Hamilton secretly into the back streets behind Menou's residence and revealed the stone hidden under protective carpets among Menou's baggage. According to Clarke, their informant feared that the stone might be stolen if French soldiers saw it. Hutchinson was informed at once and the stone was taken away—possibly by Turner and his gun-carriage.[45]
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Turner brought the stone to England aboard the captured French frigate HMS Egyptienne, landing in Portsmouth in February 1802.[46] His orders were to present it and the other antiquities to King George III. The King, represented by War Secretary Lord Hobart, directed that it should be placed in the British Museum. According to Turner's narrative, he and Hobart agreed that the stone should be presented to scholars at the Society of Antiquaries of London, of which Turner was a member, before its final deposit in the museum. It was first seen and discussed there at a meeting on 11 March 1802.[B][H]
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In 1802, the Society created four plaster casts of the inscriptions, which were given to the universities of Oxford, Cambridge and Edinburgh and to Trinity College Dublin. Soon afterwards, prints of the inscriptions were made and circulated to European scholars.[E] Before the end of 1802, the stone was transferred to the British Museum, where it is located today.[46] New inscriptions painted in white on the left and right edges of the slab stated that it was "Captured in Egypt by the British Army in 1801" and "Presented by King George III".[2]
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The stone has been exhibited almost continuously in the British Museum since June 1802.[6] During the middle of the 19th century, it was given the inventory number "EA 24", "EA" standing for "Egyptian Antiquities". It was part of a collection of ancient Egyptian monuments captured from the French expedition, including a sarcophagus of Nectanebo II (EA 10), the statue of a high priest of Amun (EA 81), and a large granite fist (EA 9).[47] The objects were soon discovered to be too heavy for the floors of Montagu House (the original building of The British Museum), and they were transferred to a new extension that was added to the mansion. The Rosetta Stone was transferred to the sculpture gallery in 1834 shortly after Montagu House was demolished and replaced by the building that now houses the British Museum.[48] According to the museum's records, the Rosetta Stone is its most-visited single object,[49] a simple image of it was the museum's best selling postcard for several decades,[50] and a wide variety of merchandise bearing the text from the Rosetta Stone (or replicating its distinctive shape) is sold in the museum shops.
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The Rosetta Stone was originally displayed at a slight angle from the horizontal, and rested within a metal cradle that was made for it, which involved shaving off very small portions of its sides to ensure that the cradle fitted securely.[48] It originally had no protective covering, and it was found necessary by 1847 to place it in a protective frame, despite the presence of attendants to ensure that it was not touched by visitors.[51] Since 2004 the conserved stone has been on display in a specially built case in the centre of the Egyptian Sculpture Gallery. A replica of the Rosetta Stone is now available in the King's Library of the British Museum, without a case and free to touch, as it would have appeared to early 19th-century visitors.[52]
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The museum was concerned about heavy bombing in London towards the end of the First World War in 1917, and the Rosetta Stone was moved to safety, along with other portable objects of value. The stone spent the next two years 15 m (50 ft) below ground level in a station of the Postal Tube Railway at Mount Pleasant near Holborn.[53] Other than during wartime, the Rosetta Stone has left the British Museum only once: for one month in October 1972, to be displayed alongside Champollion's Lettre at the Louvre in Paris on the 150th anniversary of the letter's publication.[50] Even when the Rosetta Stone was undergoing conservation measures in 1999, the work was done in the gallery so that it could remain visible to the public.[54]
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Prior to the discovery of the Rosetta Stone and its eventual decipherment, the ancient Egyptian language and script had not been understood since shortly before the fall of the Roman Empire. The usage of the hieroglyphic script had become increasingly specialised even in the later Pharaonic period; by the 4th century AD, few Egyptians were capable of reading them. Monumental use of hieroglyphs ceased as temple priesthoods died out and Egypt was converted to Christianity; the last known inscription is dated to 24 August 394, found at Philae and known as the Graffito of Esmet-Akhom.[55] The last demotic text, also from Philae, was written in 452.[56]
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Hieroglyphs retained their pictorial appearance, and classical authors emphasised this aspect, in sharp contrast to the Greek and Roman alphabets. In the 5th century, the priest Horapollo wrote Hieroglyphica, an explanation of almost 200 glyphs. His work was believed to be authoritative, yet it was misleading in many ways, and this and other works were a lasting impediment to the understanding of Egyptian writing.[57] Later attempts at decipherment were made by Arab historians in medieval Egypt during the 9th and 10th centuries. Dhul-Nun al-Misri and Ibn Wahshiyya were the first historians to study hieroglyphs, by comparing them to the contemporary Coptic language used by Coptic priests in their time.[58][59] The study of hieroglyphs continued with fruitless attempts at decipherment by European scholars, notably Johannes Goropius Becanus in the 16th century, Athanasius Kircher in the 17th, and Georg Zoëga in the 18th.[60] The discovery of the Rosetta Stone in 1799 provided critical missing information, gradually revealed by a succession of scholars, that eventually allowed Jean-François Champollion to solve the puzzle that Kircher had called the riddle of the Sphinx.[61]
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The Greek text on the Rosetta Stone provided the starting point. Ancient Greek was widely known to scholars, but they were not familiar with details of its use in the Hellenistic period as a government language in Ptolemaic Egypt; large-scale discoveries of Greek papyri were a long way in the future. Thus, the earliest translations of the Greek text of the stone show the translators still struggling with the historical context and with administrative and religious jargon. Stephen Weston verbally presented an English translation of the Greek text at a Society of Antiquaries meeting in April 1802.[62][63]
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Meanwhile, two of the lithographic copies made in Egypt had reached the Institut de France in Paris in 1801. There, librarian and antiquarian Gabriel de La Porte du Theil set to work on a translation of the Greek, but he was dispatched elsewhere on Napoleon's orders almost immediately, and he left his unfinished work in the hands of colleague Hubert-Pascal Ameilhon. Ameilhon produced the first published translations of the Greek text in 1803, in both Latin and French to ensure that they would circulate widely.[H] At Cambridge, Richard Porson worked on the missing lower right corner of the Greek text. He produced a skilful suggested reconstruction, which was soon being circulated by the Society of Antiquaries alongside its prints of the inscription. At almost the same moment, Christian Gottlob Heyne in Göttingen was making a new Latin translation of the Greek text that was more reliable than Ameilhon's and was first published in 1803.[G] It was reprinted by the Society of Antiquaries in a special issue of its journal Archaeologia in 1811, alongside Weston's previously unpublished English translation, Colonel Turner's narrative, and other documents.[H][64][65]
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At the time of the stone's discovery, Swedish diplomat and scholar Johan David Åkerblad was working on a little-known script of which some examples had recently been found in Egypt, which came to be known as demotic. He called it "cursive Coptic" because he was convinced that it was used to record some form of the Coptic language (the direct descendant of Ancient Egyptian), although it had few similarities with the later Coptic script. French Orientalist Antoine-Isaac Silvestre de Sacy had been discussing this work with Åkerblad when he received one of the early lithographic prints of the Rosetta Stone in 1801 from Jean-Antoine Chaptal, French minister of the interior. He realised that the middle text was in this same script. He and Åkerblad set to work, both focusing on the middle text and assuming that the script was alphabetical. They attempted to identify the points where Greek names ought to occur within this unknown text, by comparing it with the Greek. In 1802, Silvestre de Sacy reported to Chaptal that he had successfully identified five names ("Alexandros", "Alexandreia", "Ptolemaios", "Arsinoe", and Ptolemy's title "Epiphanes"),[C] while Åkerblad published an alphabet of 29 letters (more than half of which were correct) that he had identified from the Greek names in the demotic text.[D][62] They could not, however, identify the remaining characters in the demotic text, which, as is now known, included ideographic and other symbols alongside the phonetic ones.[66]
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Johan David Åkerblad's table of demotic phonetic characters and their Coptic equivalents (1802)
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Replica of the demotic texts.
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Silvestre de Sacy eventually gave up work on the stone, but he was to make another contribution. In 1811, prompted by discussions with a Chinese student about Chinese script, Silvestre de Sacy considered a suggestion made by Georg Zoëga in 1797 that the foreign names in Egyptian hieroglyphic inscriptions might be written phonetically; he also recalled that as early as 1761, Jean-Jacques Barthélemy had suggested that the characters enclosed in cartouches in hieroglyphic inscriptions were proper names. Thus, when Thomas Young, foreign secretary of the Royal Society of London, wrote to him about the stone in 1814, Silvestre de Sacy suggested in reply that in attempting to read the hieroglyphic text, Young might look for cartouches that ought to contain Greek names and try to identify phonetic characters in them.[67]
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Young did so, with two results that together paved the way for the final decipherment. In the hieroglyphic text, he discovered the phonetic characters "p t o l m e s" (in today's transliteration "p t w l m y s") that were used to write the Greek name "Ptolemaios". He also noticed that these characters resembled the equivalent ones in the demotic script, and went on to note as many as 80 similarities between the hieroglyphic and demotic texts on the stone, an important discovery because the two scripts were previously thought to be entirely different from one another. This led him to deduce correctly that the demotic script was only partly phonetic, also consisting of ideographic characters derived from hieroglyphs.[I] Young's new insights were prominent in the long article "Egypt" that he contributed to the Encyclopædia Britannica in 1819.[J] He could make no further progress, however.[68]
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In 1814, Young first exchanged correspondence about the stone with Jean-François Champollion, a teacher at Grenoble who had produced a scholarly work on ancient Egypt. Champollion saw copies of the brief hieroglyphic and Greek inscriptions of the Philae obelisk in 1822, on which William John Bankes had tentatively noted the names "Ptolemaios" and "Kleopatra" in both languages.[69] From this, Champollion identified the phonetic characters k l e o p a t r a (in today's transliteration q l i҆ w p 3 d r 3.t).[70] On the basis of this and the foreign names on the Rosetta Stone, he quickly constructed an alphabet of phonetic hieroglyphic characters, completing his work on 14 September and announcing it publicly on 27 September in a lecture to the Académie royale des Inscriptions et Belles-Lettres.[71] On the same day he wrote the famous "Lettre à M. Dacier" to Bon-Joseph Dacier, secretary of the Académie, detailing his discovery.[K] In the postscript Champollion notes that similar phonetic characters seemed to occur in both Greek and Egyptian names, a hypothesis confirmed in 1823, when he identified the names of pharaohs Ramesses and Thutmose written in cartouches at Abu Simbel. These far older hieroglyphic inscriptions had been copied by Bankes and sent to Champollion by Jean-Nicolas Huyot.[M] From this point, the stories of the Rosetta Stone and the decipherment of Egyptian hieroglyphs diverge, as Champollion drew on many other texts to develop an Ancient Egyptian grammar and a hieroglyphic dictionary which were published after his death in 1832.[72]
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Work on the stone now focused on fuller understanding of the texts and their contexts by comparing the three versions with one another. In 1824 Classical scholar Antoine-Jean Letronne promised to prepare a new literal translation of the Greek text for Champollion's use. Champollion in return promised an analysis of all the points at which the three texts seemed to differ. Following Champollion's sudden death in 1832, his draft of this analysis could not be found, and Letronne's work stalled. François Salvolini, Champollion's former student and assistant, died in 1838, and this analysis and other missing drafts were found among his papers. This discovery incidentally demonstrated that Salvolini's own publication on the stone, published in 1837, was plagiarism.[O] Letronne was at last able to complete his commentary on the Greek text and his new French translation of it, which appeared in 1841.[P] During the early 1850s, German Egyptologists Heinrich Brugsch and Max Uhlemann produced revised Latin translations based on the demotic and hieroglyphic texts.[Q][R] The first English translation followed in 1858, the work of three members of the Philomathean Society at the University of Pennsylvania.[S]
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Whether one of the three texts was the standard version, from which the other two were originally translated, is a question that has remained controversial. Letronne attempted to show in 1841 that the Greek version, the product of the Egyptian government under the Macedonian Ptolemies, was the original.[P] Among recent authors, John Ray has stated that "the hieroglyphs were the most important of the scripts on the stone: they were there for the gods to read, and the more learned of their priesthood".[7] Philippe Derchain and Heinz Josef Thissen have argued that all three versions were composed simultaneously, while Stephen Quirke sees in the decree "an intricate coalescence of three vital textual traditions".[73] Richard Parkinson points out that the hieroglyphic version strays from archaic formalism and occasionally lapses into language closer to that of the demotic register that the priests more commonly used in everyday life.[74] The fact that the three versions cannot be matched word for word helps to explain why the decipherment has been more difficult than originally expected, especially for those original scholars who were expecting an exact bilingual key to Egyptian hieroglyphs.[75]
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Even before the Salvolini affair, disputes over precedence and plagiarism punctuated the decipherment story. Thomas Young's work is acknowledged in Champollion's 1822 Lettre à M. Dacier, but incompletely, according to early British critics: for example, James Browne, a sub-editor on the Encyclopædia Britannica (which had published Young's 1819 article), anonymously contributed a series of review articles to the Edinburgh Review in 1823, praising Young's work highly and alleging that the "unscrupulous" Champollion plagiarised it.[76][77] These articles were translated into French by Julius Klaproth and published in book form in 1827.[N] Young's own 1823 publication reasserted the contribution that he had made.[L] The early deaths of Young (1829) and Champollion (1832) did not put an end to these disputes. In his work on the stone in 1904 E. A. Wallis Budge gave special emphasis to Young's contribution compared with Champollion's.[78] In the early 1970s, French visitors complained that the portrait of Champollion was smaller than one of Young on an adjacent information panel; English visitors complained that the opposite was true. The portraits were in fact the same size.[50]
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Calls for the Rosetta Stone to be returned to Egypt were made in July 2003 by Zahi Hawass, then Secretary-General of Egypt's Supreme Council of Antiquities. These calls, expressed in the Egyptian and international media, asked that the stele be repatriated to Egypt, commenting that it was the "icon of our Egyptian identity".[79] He repeated the proposal two years later in Paris, listing the stone as one of several key items belonging to Egypt's cultural heritage, a list which also included: the iconic bust of Nefertiti in the Egyptian Museum of Berlin; a statue of the Great Pyramid architect Hemiunu in the Roemer-und-Pelizaeus-Museum in Hildesheim, Germany; the Dendera Temple Zodiac in the Louvre in Paris; and the bust of Ankhhaf in the Museum of Fine Arts in Boston.[80]
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In 2005, the British Museum presented Egypt with a full-sized fibreglass colour-matched replica of the stele. This was initially displayed in the renovated Rashid National Museum, an Ottoman house in the town of Rashid (Rosetta), the closest city to the site where the stone was found.[81] In November 2005, Hawass suggested a three-month loan of the Rosetta Stone, while reiterating the eventual goal of a permanent return.[82] In December 2009, he proposed to drop his claim for the permanent return of the Rosetta Stone if the British Museum lent the stone to Egypt for three months for the opening of the Grand Egyptian Museum at Giza in 2013.[83]
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As John Ray has observed, "the day may come when the stone has spent longer in the British Museum than it ever did in Rosetta."[84] There is strong opposition among national museums to the repatriation of objects of international cultural significance such as the Rosetta Stone. In response to repeated Greek requests for return of the Elgin Marbles from the Parthenon and similar requests to other museums around the world, in 2002 over 30 of the world's leading museums—including the British Museum, the Louvre, the Pergamon Museum in Berlin and the Metropolitan Museum in New York City—issued a joint statement declaring that "objects acquired in earlier times must be viewed in the light of different sensitivities and values reflective of that earlier era" and that "museums serve not just the citizens of one nation but the people of every nation".[85]
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Various ancient bilingual or even trilingual epigraphical documents have sometimes been described as "Rosetta stones", as they permitted the decipherment of ancient written scripts. For example, the bilingual Greek-Brahmi coins of the Greco-Bactrian king Agathocles have been described as "little Rosetta stones", allowing to secure the first steps towards the decipherment of the Brahmi script by Christian Lassen, thus unlocking ancient Indian epigraphy.[86] The Behistun inscription has also been compared to the Rosetta stone, as it links the translations of three ancient Middle-Eastern languages: Old Persian, Elamite, and Babylonian.[87]
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The term Rosetta stone has been also used idiomatically to represent a crucial key in the process of decryption of encoded information, especially when a small but representative sample is recognised as the clue to understanding a larger whole.[88] According to the Oxford English Dictionary, the first figurative use of the term appeared in the 1902 edition of the Encyclopædia Britannica relating to an entry on the chemical analysis of glucose.[88] Another use of the phrase is found in H. G. Wells' 1933 novel The Shape of Things to Come, where the protagonist finds a manuscript written in shorthand that provides a key to understanding additional scattered material that is sketched out in both longhand and on typewriter.[88]
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Since then, the term has been widely used in other contexts. For example, Nobel laureate Theodor W. Hänsch in a 1979 Scientific American article on spectroscopy wrote that "the spectrum of the hydrogen atoms has proved to be the Rosetta Stone of modern physics: once this pattern of lines had been deciphered much else could also be understood".[88] Fully understanding the key set of genes to the human leucocyte antigen has been described as "the Rosetta Stone of immunology".[89] The flowering plant Arabidopsis thaliana has been called the "Rosetta Stone of flowering time".[90] A Gamma ray burst (GRB) found in conjunction with a supernova has been called a Rosetta Stone for understanding the origin of GRBs.[91] The technique of Doppler echocardiography has been called a Rosetta Stone for clinicians trying to understand the complex process by which the left ventricle of the human heart can be filled during various forms of diastolic dysfunction.[92]
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The name has also become used in various forms of translation software. Rosetta Stone is a brand of language-learning software published by Rosetta Stone Inc., headquartered in Arlington County, US. "Rosetta" is the name of a "lightweight dynamic translator" that enables applications compiled for PowerPC processors to run on Apple Inc. systems using an x86 processor. It was later used for applications compiled for the Intel instruction set to be run on Macs built with Apple's ARM CPUs. "Rosetta" is an online language translation tool to help localisation of software, developed and maintained by Canonical as part of the Launchpad project. Similarly, Rosetta@home is a distributed computing project for predicting protein structures from amino acid sequences (or translating sequence into structure). The Rosetta Project brings language specialists and native speakers together to develop a meaningful survey and near-permanent archive of 1,500 languages, intended to last from AD 2000 to 12,000. The European Space Agency's Rosetta spacecraft was launched to study the comet 67P/Churyumov–Gerasimenko in the hope that determining its composition will reveal the origin of the Solar System.
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The Rosetta Stone is a granodiorite stele inscribed with three versions of a decree issued in Memphis, Egypt in 196 BC during the Ptolemaic dynasty on behalf of King Ptolemy V Epiphanes. The top and middle texts are in Ancient Egyptian using hieroglyphic and Demotic scripts respectively, while the bottom is in Ancient Greek. The decree has only minor differences between the three versions, making the Rosetta Stone key to deciphering Egyptian hieroglyphs.
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The stone was carved during the Hellenistic period and is believed to have originally been displayed within a temple, possibly at nearby Sais. It was probably moved in late antiquity or during the Mameluk period, and was eventually used as building material in the construction of Fort Julien near the town of Rashid (Rosetta) in the Nile Delta. It was discovered there in July 1799 by French officer Pierre-François Bouchard during the Napoleonic campaign in Egypt. It was the first Ancient Egyptian bilingual text recovered in modern times, and it aroused widespread public interest with its potential to decipher this previously untranslated hieroglyphic script. Lithographic copies and plaster casts soon began circulating among European museums and scholars. When the British defeated the French they took the stone to London under the Capitulation of Alexandria in 1801. It has been on public display at the British Museum almost continuously since 1802 and is the most visited object there.
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Study of the decree was already underway when the first full translation of the Greek text was published in 1803. Jean-François Champollion announced the transliteration of the Egyptian scripts in Paris in 1822; it took longer still before scholars were able to read Ancient Egyptian inscriptions and literature confidently. Major advances in the decoding were recognition that the stone offered three versions of the same text (1799); that the demotic text used phonetic characters to spell foreign names (1802); that the hieroglyphic text did so as well, and had pervasive similarities to the demotic (1814); and that phonetic characters were also used to spell native Egyptian words (1822–1824).
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Three other fragmentary copies of the same decree were discovered later, and several similar Egyptian bilingual or trilingual inscriptions are now known, including three slightly earlier Ptolemaic decrees: the Decree of Alexandria in 243 BC, the Decree of Canopus in 238 BC, and the Memphis decree of Ptolemy IV, c. 218 BC. The Rosetta Stone is no longer unique, but it was the essential key to the modern understanding of ancient Egyptian literature and civilisation. The term Rosetta Stone is now used to refer to the essential clue to a new field of knowledge.
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The Rosetta Stone is listed as "a stone of black granodiorite, bearing three inscriptions ... found at Rosetta" in a contemporary catalogue of the artefacts discovered by the French expedition and surrendered to British troops in 1801.[1] At some period after its arrival in London, the inscriptions were coloured in white chalk to make them more legible, and the remaining surface was covered with a layer of carnauba wax designed to protect it from visitors' fingers.[2] This gave a dark colour to the stone that led to its mistaken identification as black basalt.[3] These additions were removed when the stone was cleaned in 1999, revealing the original dark grey tint of the rock, the sparkle of its crystalline structure, and a pink vein running across the top left corner.[4] Comparisons with the Klemm collection of Egyptian rock samples showed a close resemblance to rock from a small granodiorite quarry at Gebel Tingar on the west bank of the Nile, west of Elephantine in the region of Aswan; the pink vein is typical of granodiorite from this region.[5]
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The Rosetta Stone is 1,123 millimetres (3 ft 8 in) high at its highest point, 757 mm (2 ft 5.8 in) wide, and 284 mm (11 in) thick. It weighs approximately 760 kilograms (1,680 lb).[6] It bears three inscriptions: the top register in Ancient Egyptian hieroglyphs, the second in the Egyptian demotic script, and the third in Ancient Greek.[7] The front surface is polished and the inscriptions lightly incised on it; the sides of the stone are smoothed, but the back is only roughly worked, presumably because this would have not been visible when it was erected.[5][8]
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The Rosetta Stone is a fragment of a larger stele. No additional fragments were found in later searches of the Rosetta site.[9] Owing to its damaged state, none of the three texts is complete. The top register, composed of Egyptian hieroglyphs, suffered the most damage. Only the last 14 lines of the hieroglyphic text can be seen; all of them are broken on the right side, and 12 of them on the left. Below it, the middle register of demotic text has survived best; it has 32 lines, of which the first 14 are slightly damaged on the right side. The bottom register of Greek text contains 54 lines, of which the first 27 survive in full; the rest are increasingly fragmentary due to a diagonal break at the bottom right of the stone.[10]
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The stele was erected after the coronation of King Ptolemy V and was inscribed with a decree that established the divine cult of the new ruler.[14] The decree was issued by a congress of priests who gathered at Memphis. The date is given as "4 Xandikos" in the Macedonian calendar and "18 Mekhir" in the Egyptian calendar, which corresponds to 27 March 196 BC. The year is stated as the ninth year of Ptolemy V's reign (equated with 197/196 BC), which is confirmed by naming four priests who officiated in that year: Aetos son of Aetos was priest of the divine cults of Alexander the Great and the five Ptolemies down to Ptolemy V himself; the other three priests named in turn in the inscription are those who led the worship of Berenice Euergetis (wife of Ptolemy III), Arsinoe Philadelphos (wife and sister of Ptolemy II), and Arsinoe Philopator, mother of Ptolemy V.[15] However, a second date is also given in the Greek and hieroglyphic texts, corresponding to 27 November 197 BC, the official anniversary of Ptolemy's coronation.[16] The demotic text conflicts with this, listing consecutive days in March for the decree and the anniversary.[16] It is uncertain why this discrepancy exists, but it is clear that the decree was issued in 196 BC and that it was designed to re-establish the rule of the Ptolemaic kings over Egypt.[17]
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The decree was issued during a turbulent period in Egyptian history. Ptolemy V Epiphanes reigned from 204 to 181 BC, the son of Ptolemy IV Philopator and his wife and sister Arsinoe. He had become ruler at the age of five after the sudden death of both of his parents, who were murdered in a conspiracy that involved Ptolemy IV's mistress Agathoclea, according to contemporary sources. The conspirators effectively ruled Egypt as Ptolemy V's guardians[18][19] until a revolt broke out two years later under general Tlepolemus, when Agathoclea and her family were lynched by a mob in Alexandria. Tlepolemus, in turn, was replaced as guardian in 201 BC by Aristomenes of Alyzia, who was chief minister at the time of the Memphis decree.[20]
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Political forces beyond the borders of Egypt exacerbated the internal problems of the Ptolemaic kingdom. Antiochus III the Great and Philip V of Macedon had made a pact to divide Egypt's overseas possessions. Philip had seized several islands and cities in Caria and Thrace, while the Battle of Panium (198 BC) had resulted in the transfer of Coele-Syria, including Judaea, from the Ptolemies to the Seleucids. Meanwhile, in the south of Egypt, there was a long-standing revolt that had begun during the reign of Ptolemy IV,[16] led by Horwennefer and by his successor Ankhwennefer.[21] Both the war and the internal revolt were still ongoing when the young Ptolemy V was officially crowned at Memphis at the age of 12 (seven years after the start of his reign) and when, just over a year later, the Memphis decree was issued.[19]
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Stelae of this kind, which were established on the initiative of the temples rather than that of the king, are unique to Ptolemaic Egypt. In the preceding Pharaonic period it would have been unheard of for anyone but the divine rulers themselves to make national decisions: by contrast, this way of honoring a king was a feature of Greek cities. Rather than making his eulogy himself, the king had himself glorified and deified by his subjects or representative groups of his subjects.[22] The decree records that Ptolemy V gave a gift of silver and grain to the temples.[23] It also records that there was particularly high flooding of the Nile in the eighth year of his reign, and he had the excess waters dammed for the benefit of the farmers.[23] In return the priesthood pledged that the king's birthday and coronation days would be celebrated annually and that all the priests of Egypt would serve him alongside the other gods. The decree concludes with the instruction that a copy was to be placed in every temple, inscribed in the "language of the gods" (Egyptian hieroglyphs), the "language of documents" (Demotic), and the "language of the Greeks" as used by the Ptolemaic government.[24][25]
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Securing the favour of the priesthood was essential for the Ptolemaic kings to retain effective rule over the populace. The High Priests of Memphis—where the king was crowned—were particularly important, as they were the highest religious authorities of the time and had influence throughout the kingdom.[26] Given that the decree was issued at Memphis, the ancient capital of Egypt, rather than Alexandria, the centre of government of the ruling Ptolemies, it is evident that the young king was anxious to gain their active support.[27] Thus, although the government of Egypt had been Greek-speaking ever since the conquests of Alexander the Great, the Memphis decree, like the three similar earlier decrees, included texts in Egyptian to show its connection to the general populace by way of the literate Egyptian priesthood.[28]
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There can be no one definitive English translation of the decree, not only because modern understanding of the ancient languages continues to develop, but also because of the minor differences between the three original texts. Older translations by E. A. Wallis Budge (1904, 1913)[29] and Edwyn R. Bevan (1927)[30] are easily available but are now outdated, as can be seen by comparing them with the recent translation by R. S. Simpson, which is based on the demotic text and can be found online,[31] or, best of all, with the modern translations of all three texts, with introduction and facsimile drawing, that were published by Quirke and Andrews in 1989.[32]
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The stele was almost certainly not originally placed at Rashid (Rosetta) where it was found, but more likely came from a temple site farther inland, possibly the royal town of Sais.[33] The temple from which it originally came was probably closed around AD 392 when Roman emperor Theodosius I ordered the closing of all non-Christian temples of worship.[34] The original stele broke at some point, its largest piece becoming what we now know as the Rosetta Stone. Ancient Egyptian temples were later used as quarries for new construction, and the Rosetta Stone probably was re-used in this manner. Later it was incorporated in the foundations of a fortress constructed by the Mameluke Sultan Qaitbay (c. 1416/18–1496) to defend the Bolbitine branch of the Nile at Rashid. There it lay for at least another three centuries until its rediscovery.[35]
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Three other inscriptions relevant to the same Memphis decree have been found since the discovery of the Rosetta Stone: the Nubayrah Stele, a stele found in Elephantine and Noub Taha, and an inscription found at the Temple of Philae (on the Philae obelisk).[36] Unlike the Rosetta Stone, the hieroglyphic texts of these inscriptions were relatively intact. The Rosetta Stone had been deciphered long before they were found, but later Egyptologists have used them to refine the reconstruction of the hieroglyphs that must have been used in the lost portions of the hieroglyphic text on the Rosetta Stone.
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Napoleon's 1798 campaign in Egypt inspired a burst of Egyptomania in Europe, and especially France. A corps of 167 technical experts (savants), known as the Commission des Sciences et des Arts, accompanied the French expeditionary army to Egypt. On 15 July 1799, French soldiers under the command of Colonel d'Hautpoul were strengthening the defences of Fort Julien, a couple of miles north-east of the Egyptian port city of Rosetta (modern-day Rashid). Lieutenant Pierre-François Bouchard spotted a slab with inscriptions on one side that the soldiers had uncovered.[37] He and d'Hautpoul saw at once that it might be important and informed General Jacques-François Menou, who happened to be at Rosetta.[A] The find was announced to Napoleon's newly founded scientific association in Cairo, the Institut d'Égypte, in a report by Commission member Michel Ange Lancret noting that it contained three inscriptions, the first in hieroglyphs and the third in Greek, and rightly suggesting that the three inscriptions were versions of the same text. Lancret's report, dated 19 July 1799, was read to a meeting of the Institute soon after 25 July. Bouchard, meanwhile, transported the stone to Cairo for examination by scholars. Napoleon himself inspected what had already begun to be called la Pierre de Rosette, the Rosetta Stone, shortly before his return to France in August 1799.[9]
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The discovery was reported in September in Courrier de l'Égypte, the official newspaper of the French expedition. The anonymous reporter expressed a hope that the stone might one day be the key to deciphering hieroglyphs.[A][9] In 1800 three of the commission's technical experts devised ways to make copies of the texts on the stone. One of these experts was Jean-Joseph Marcel, a printer and gifted linguist, who is credited as the first to recognise that the middle text was written in the Egyptian demotic script, rarely used for stone inscriptions and seldom seen by scholars at that time, rather than Syriac as had originally been thought.[9] It was artist and inventor Nicolas-Jacques Conté who found a way to use the stone itself as a printing block to reproduce the inscription.[38] A slightly different method was adopted by Antoine Galland. The prints that resulted were taken to Paris by General Charles Dugua. Scholars in Europe were now able to see the inscriptions and attempt to read them.[39]
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After Napoleon's departure, French troops held off British and Ottoman attacks for another 18 months. In March 1801, the British landed at Aboukir Bay. Menou was now in command of the French expedition. His troops, including the commission, marched north towards the Mediterranean coast to meet the enemy, transporting the stone along with many other antiquities. He was defeated in battle, and the remnant of his army retreated to Alexandria where they were surrounded and besieged, the stone now inside the city. Menou surrendered on August 30.[40][41]
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After the surrender, a dispute arose over the fate of the French archaeological and scientific discoveries in Egypt, including the artefacts, biological specimens, notes, plans, and drawings collected by the members of the commission. Menou refused to hand them over, claiming that they belonged to the institute. British General John Hely-Hutchinson refused to end the siege until Menou gave in. Scholars Edward Daniel Clarke and William Richard Hamilton, newly arrived from England, agreed to examine the collections in Alexandria and claimed to have found many artefacts that the French had not revealed. In a letter home, Clarke said that "we found much more in their possession than was represented or imagined".[42]
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Hutchinson claimed that all materials were property of the British Crown, but French scholar Étienne Geoffroy Saint-Hilaire told Clarke and Hamilton that the French would rather burn all their discoveries than turn them over, referring ominously to the destruction of the Library of Alexandria. Clarke and Hamilton pleaded the French scholars' case to Hutchinson, who finally agreed that items such as natural history specimens would be considered the scholars' private property.[41][43] Menou quickly claimed the stone, too, as his private property.[44][41] Hutchinson was equally aware of the stone's unique value and rejected Menou's claim. Eventually an agreement was reached, and the transfer of the objects was incorporated into the Capitulation of Alexandria signed by representatives of the British, French, and Ottoman forces.
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It is not clear exactly how the stone was transferred into British hands, as contemporary accounts differ. Colonel Tomkyns Hilgrove Turner, who was to escort it to England, claimed later that he had personally seized it from Menou and carried it away on a gun-carriage. In a much more detailed account, Edward Daniel Clarke stated that a French "officer and member of the Institute" had taken him, his student John Cripps, and Hamilton secretly into the back streets behind Menou's residence and revealed the stone hidden under protective carpets among Menou's baggage. According to Clarke, their informant feared that the stone might be stolen if French soldiers saw it. Hutchinson was informed at once and the stone was taken away—possibly by Turner and his gun-carriage.[45]
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Turner brought the stone to England aboard the captured French frigate HMS Egyptienne, landing in Portsmouth in February 1802.[46] His orders were to present it and the other antiquities to King George III. The King, represented by War Secretary Lord Hobart, directed that it should be placed in the British Museum. According to Turner's narrative, he and Hobart agreed that the stone should be presented to scholars at the Society of Antiquaries of London, of which Turner was a member, before its final deposit in the museum. It was first seen and discussed there at a meeting on 11 March 1802.[B][H]
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In 1802, the Society created four plaster casts of the inscriptions, which were given to the universities of Oxford, Cambridge and Edinburgh and to Trinity College Dublin. Soon afterwards, prints of the inscriptions were made and circulated to European scholars.[E] Before the end of 1802, the stone was transferred to the British Museum, where it is located today.[46] New inscriptions painted in white on the left and right edges of the slab stated that it was "Captured in Egypt by the British Army in 1801" and "Presented by King George III".[2]
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The stone has been exhibited almost continuously in the British Museum since June 1802.[6] During the middle of the 19th century, it was given the inventory number "EA 24", "EA" standing for "Egyptian Antiquities". It was part of a collection of ancient Egyptian monuments captured from the French expedition, including a sarcophagus of Nectanebo II (EA 10), the statue of a high priest of Amun (EA 81), and a large granite fist (EA 9).[47] The objects were soon discovered to be too heavy for the floors of Montagu House (the original building of The British Museum), and they were transferred to a new extension that was added to the mansion. The Rosetta Stone was transferred to the sculpture gallery in 1834 shortly after Montagu House was demolished and replaced by the building that now houses the British Museum.[48] According to the museum's records, the Rosetta Stone is its most-visited single object,[49] a simple image of it was the museum's best selling postcard for several decades,[50] and a wide variety of merchandise bearing the text from the Rosetta Stone (or replicating its distinctive shape) is sold in the museum shops.
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The Rosetta Stone was originally displayed at a slight angle from the horizontal, and rested within a metal cradle that was made for it, which involved shaving off very small portions of its sides to ensure that the cradle fitted securely.[48] It originally had no protective covering, and it was found necessary by 1847 to place it in a protective frame, despite the presence of attendants to ensure that it was not touched by visitors.[51] Since 2004 the conserved stone has been on display in a specially built case in the centre of the Egyptian Sculpture Gallery. A replica of the Rosetta Stone is now available in the King's Library of the British Museum, without a case and free to touch, as it would have appeared to early 19th-century visitors.[52]
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The museum was concerned about heavy bombing in London towards the end of the First World War in 1917, and the Rosetta Stone was moved to safety, along with other portable objects of value. The stone spent the next two years 15 m (50 ft) below ground level in a station of the Postal Tube Railway at Mount Pleasant near Holborn.[53] Other than during wartime, the Rosetta Stone has left the British Museum only once: for one month in October 1972, to be displayed alongside Champollion's Lettre at the Louvre in Paris on the 150th anniversary of the letter's publication.[50] Even when the Rosetta Stone was undergoing conservation measures in 1999, the work was done in the gallery so that it could remain visible to the public.[54]
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Prior to the discovery of the Rosetta Stone and its eventual decipherment, the ancient Egyptian language and script had not been understood since shortly before the fall of the Roman Empire. The usage of the hieroglyphic script had become increasingly specialised even in the later Pharaonic period; by the 4th century AD, few Egyptians were capable of reading them. Monumental use of hieroglyphs ceased as temple priesthoods died out and Egypt was converted to Christianity; the last known inscription is dated to 24 August 394, found at Philae and known as the Graffito of Esmet-Akhom.[55] The last demotic text, also from Philae, was written in 452.[56]
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Hieroglyphs retained their pictorial appearance, and classical authors emphasised this aspect, in sharp contrast to the Greek and Roman alphabets. In the 5th century, the priest Horapollo wrote Hieroglyphica, an explanation of almost 200 glyphs. His work was believed to be authoritative, yet it was misleading in many ways, and this and other works were a lasting impediment to the understanding of Egyptian writing.[57] Later attempts at decipherment were made by Arab historians in medieval Egypt during the 9th and 10th centuries. Dhul-Nun al-Misri and Ibn Wahshiyya were the first historians to study hieroglyphs, by comparing them to the contemporary Coptic language used by Coptic priests in their time.[58][59] The study of hieroglyphs continued with fruitless attempts at decipherment by European scholars, notably Johannes Goropius Becanus in the 16th century, Athanasius Kircher in the 17th, and Georg Zoëga in the 18th.[60] The discovery of the Rosetta Stone in 1799 provided critical missing information, gradually revealed by a succession of scholars, that eventually allowed Jean-François Champollion to solve the puzzle that Kircher had called the riddle of the Sphinx.[61]
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The Greek text on the Rosetta Stone provided the starting point. Ancient Greek was widely known to scholars, but they were not familiar with details of its use in the Hellenistic period as a government language in Ptolemaic Egypt; large-scale discoveries of Greek papyri were a long way in the future. Thus, the earliest translations of the Greek text of the stone show the translators still struggling with the historical context and with administrative and religious jargon. Stephen Weston verbally presented an English translation of the Greek text at a Society of Antiquaries meeting in April 1802.[62][63]
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Meanwhile, two of the lithographic copies made in Egypt had reached the Institut de France in Paris in 1801. There, librarian and antiquarian Gabriel de La Porte du Theil set to work on a translation of the Greek, but he was dispatched elsewhere on Napoleon's orders almost immediately, and he left his unfinished work in the hands of colleague Hubert-Pascal Ameilhon. Ameilhon produced the first published translations of the Greek text in 1803, in both Latin and French to ensure that they would circulate widely.[H] At Cambridge, Richard Porson worked on the missing lower right corner of the Greek text. He produced a skilful suggested reconstruction, which was soon being circulated by the Society of Antiquaries alongside its prints of the inscription. At almost the same moment, Christian Gottlob Heyne in Göttingen was making a new Latin translation of the Greek text that was more reliable than Ameilhon's and was first published in 1803.[G] It was reprinted by the Society of Antiquaries in a special issue of its journal Archaeologia in 1811, alongside Weston's previously unpublished English translation, Colonel Turner's narrative, and other documents.[H][64][65]
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At the time of the stone's discovery, Swedish diplomat and scholar Johan David Åkerblad was working on a little-known script of which some examples had recently been found in Egypt, which came to be known as demotic. He called it "cursive Coptic" because he was convinced that it was used to record some form of the Coptic language (the direct descendant of Ancient Egyptian), although it had few similarities with the later Coptic script. French Orientalist Antoine-Isaac Silvestre de Sacy had been discussing this work with Åkerblad when he received one of the early lithographic prints of the Rosetta Stone in 1801 from Jean-Antoine Chaptal, French minister of the interior. He realised that the middle text was in this same script. He and Åkerblad set to work, both focusing on the middle text and assuming that the script was alphabetical. They attempted to identify the points where Greek names ought to occur within this unknown text, by comparing it with the Greek. In 1802, Silvestre de Sacy reported to Chaptal that he had successfully identified five names ("Alexandros", "Alexandreia", "Ptolemaios", "Arsinoe", and Ptolemy's title "Epiphanes"),[C] while Åkerblad published an alphabet of 29 letters (more than half of which were correct) that he had identified from the Greek names in the demotic text.[D][62] They could not, however, identify the remaining characters in the demotic text, which, as is now known, included ideographic and other symbols alongside the phonetic ones.[66]
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Johan David Åkerblad's table of demotic phonetic characters and their Coptic equivalents (1802)
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Replica of the demotic texts.
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Silvestre de Sacy eventually gave up work on the stone, but he was to make another contribution. In 1811, prompted by discussions with a Chinese student about Chinese script, Silvestre de Sacy considered a suggestion made by Georg Zoëga in 1797 that the foreign names in Egyptian hieroglyphic inscriptions might be written phonetically; he also recalled that as early as 1761, Jean-Jacques Barthélemy had suggested that the characters enclosed in cartouches in hieroglyphic inscriptions were proper names. Thus, when Thomas Young, foreign secretary of the Royal Society of London, wrote to him about the stone in 1814, Silvestre de Sacy suggested in reply that in attempting to read the hieroglyphic text, Young might look for cartouches that ought to contain Greek names and try to identify phonetic characters in them.[67]
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Young did so, with two results that together paved the way for the final decipherment. In the hieroglyphic text, he discovered the phonetic characters "p t o l m e s" (in today's transliteration "p t w l m y s") that were used to write the Greek name "Ptolemaios". He also noticed that these characters resembled the equivalent ones in the demotic script, and went on to note as many as 80 similarities between the hieroglyphic and demotic texts on the stone, an important discovery because the two scripts were previously thought to be entirely different from one another. This led him to deduce correctly that the demotic script was only partly phonetic, also consisting of ideographic characters derived from hieroglyphs.[I] Young's new insights were prominent in the long article "Egypt" that he contributed to the Encyclopædia Britannica in 1819.[J] He could make no further progress, however.[68]
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In 1814, Young first exchanged correspondence about the stone with Jean-François Champollion, a teacher at Grenoble who had produced a scholarly work on ancient Egypt. Champollion saw copies of the brief hieroglyphic and Greek inscriptions of the Philae obelisk in 1822, on which William John Bankes had tentatively noted the names "Ptolemaios" and "Kleopatra" in both languages.[69] From this, Champollion identified the phonetic characters k l e o p a t r a (in today's transliteration q l i҆ w p 3 d r 3.t).[70] On the basis of this and the foreign names on the Rosetta Stone, he quickly constructed an alphabet of phonetic hieroglyphic characters, completing his work on 14 September and announcing it publicly on 27 September in a lecture to the Académie royale des Inscriptions et Belles-Lettres.[71] On the same day he wrote the famous "Lettre à M. Dacier" to Bon-Joseph Dacier, secretary of the Académie, detailing his discovery.[K] In the postscript Champollion notes that similar phonetic characters seemed to occur in both Greek and Egyptian names, a hypothesis confirmed in 1823, when he identified the names of pharaohs Ramesses and Thutmose written in cartouches at Abu Simbel. These far older hieroglyphic inscriptions had been copied by Bankes and sent to Champollion by Jean-Nicolas Huyot.[M] From this point, the stories of the Rosetta Stone and the decipherment of Egyptian hieroglyphs diverge, as Champollion drew on many other texts to develop an Ancient Egyptian grammar and a hieroglyphic dictionary which were published after his death in 1832.[72]
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Work on the stone now focused on fuller understanding of the texts and their contexts by comparing the three versions with one another. In 1824 Classical scholar Antoine-Jean Letronne promised to prepare a new literal translation of the Greek text for Champollion's use. Champollion in return promised an analysis of all the points at which the three texts seemed to differ. Following Champollion's sudden death in 1832, his draft of this analysis could not be found, and Letronne's work stalled. François Salvolini, Champollion's former student and assistant, died in 1838, and this analysis and other missing drafts were found among his papers. This discovery incidentally demonstrated that Salvolini's own publication on the stone, published in 1837, was plagiarism.[O] Letronne was at last able to complete his commentary on the Greek text and his new French translation of it, which appeared in 1841.[P] During the early 1850s, German Egyptologists Heinrich Brugsch and Max Uhlemann produced revised Latin translations based on the demotic and hieroglyphic texts.[Q][R] The first English translation followed in 1858, the work of three members of the Philomathean Society at the University of Pennsylvania.[S]
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Whether one of the three texts was the standard version, from which the other two were originally translated, is a question that has remained controversial. Letronne attempted to show in 1841 that the Greek version, the product of the Egyptian government under the Macedonian Ptolemies, was the original.[P] Among recent authors, John Ray has stated that "the hieroglyphs were the most important of the scripts on the stone: they were there for the gods to read, and the more learned of their priesthood".[7] Philippe Derchain and Heinz Josef Thissen have argued that all three versions were composed simultaneously, while Stephen Quirke sees in the decree "an intricate coalescence of three vital textual traditions".[73] Richard Parkinson points out that the hieroglyphic version strays from archaic formalism and occasionally lapses into language closer to that of the demotic register that the priests more commonly used in everyday life.[74] The fact that the three versions cannot be matched word for word helps to explain why the decipherment has been more difficult than originally expected, especially for those original scholars who were expecting an exact bilingual key to Egyptian hieroglyphs.[75]
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Even before the Salvolini affair, disputes over precedence and plagiarism punctuated the decipherment story. Thomas Young's work is acknowledged in Champollion's 1822 Lettre à M. Dacier, but incompletely, according to early British critics: for example, James Browne, a sub-editor on the Encyclopædia Britannica (which had published Young's 1819 article), anonymously contributed a series of review articles to the Edinburgh Review in 1823, praising Young's work highly and alleging that the "unscrupulous" Champollion plagiarised it.[76][77] These articles were translated into French by Julius Klaproth and published in book form in 1827.[N] Young's own 1823 publication reasserted the contribution that he had made.[L] The early deaths of Young (1829) and Champollion (1832) did not put an end to these disputes. In his work on the stone in 1904 E. A. Wallis Budge gave special emphasis to Young's contribution compared with Champollion's.[78] In the early 1970s, French visitors complained that the portrait of Champollion was smaller than one of Young on an adjacent information panel; English visitors complained that the opposite was true. The portraits were in fact the same size.[50]
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Calls for the Rosetta Stone to be returned to Egypt were made in July 2003 by Zahi Hawass, then Secretary-General of Egypt's Supreme Council of Antiquities. These calls, expressed in the Egyptian and international media, asked that the stele be repatriated to Egypt, commenting that it was the "icon of our Egyptian identity".[79] He repeated the proposal two years later in Paris, listing the stone as one of several key items belonging to Egypt's cultural heritage, a list which also included: the iconic bust of Nefertiti in the Egyptian Museum of Berlin; a statue of the Great Pyramid architect Hemiunu in the Roemer-und-Pelizaeus-Museum in Hildesheim, Germany; the Dendera Temple Zodiac in the Louvre in Paris; and the bust of Ankhhaf in the Museum of Fine Arts in Boston.[80]
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In 2005, the British Museum presented Egypt with a full-sized fibreglass colour-matched replica of the stele. This was initially displayed in the renovated Rashid National Museum, an Ottoman house in the town of Rashid (Rosetta), the closest city to the site where the stone was found.[81] In November 2005, Hawass suggested a three-month loan of the Rosetta Stone, while reiterating the eventual goal of a permanent return.[82] In December 2009, he proposed to drop his claim for the permanent return of the Rosetta Stone if the British Museum lent the stone to Egypt for three months for the opening of the Grand Egyptian Museum at Giza in 2013.[83]
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As John Ray has observed, "the day may come when the stone has spent longer in the British Museum than it ever did in Rosetta."[84] There is strong opposition among national museums to the repatriation of objects of international cultural significance such as the Rosetta Stone. In response to repeated Greek requests for return of the Elgin Marbles from the Parthenon and similar requests to other museums around the world, in 2002 over 30 of the world's leading museums—including the British Museum, the Louvre, the Pergamon Museum in Berlin and the Metropolitan Museum in New York City—issued a joint statement declaring that "objects acquired in earlier times must be viewed in the light of different sensitivities and values reflective of that earlier era" and that "museums serve not just the citizens of one nation but the people of every nation".[85]
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Various ancient bilingual or even trilingual epigraphical documents have sometimes been described as "Rosetta stones", as they permitted the decipherment of ancient written scripts. For example, the bilingual Greek-Brahmi coins of the Greco-Bactrian king Agathocles have been described as "little Rosetta stones", allowing to secure the first steps towards the decipherment of the Brahmi script by Christian Lassen, thus unlocking ancient Indian epigraphy.[86] The Behistun inscription has also been compared to the Rosetta stone, as it links the translations of three ancient Middle-Eastern languages: Old Persian, Elamite, and Babylonian.[87]
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The term Rosetta stone has been also used idiomatically to represent a crucial key in the process of decryption of encoded information, especially when a small but representative sample is recognised as the clue to understanding a larger whole.[88] According to the Oxford English Dictionary, the first figurative use of the term appeared in the 1902 edition of the Encyclopædia Britannica relating to an entry on the chemical analysis of glucose.[88] Another use of the phrase is found in H. G. Wells' 1933 novel The Shape of Things to Come, where the protagonist finds a manuscript written in shorthand that provides a key to understanding additional scattered material that is sketched out in both longhand and on typewriter.[88]
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Since then, the term has been widely used in other contexts. For example, Nobel laureate Theodor W. Hänsch in a 1979 Scientific American article on spectroscopy wrote that "the spectrum of the hydrogen atoms has proved to be the Rosetta Stone of modern physics: once this pattern of lines had been deciphered much else could also be understood".[88] Fully understanding the key set of genes to the human leucocyte antigen has been described as "the Rosetta Stone of immunology".[89] The flowering plant Arabidopsis thaliana has been called the "Rosetta Stone of flowering time".[90] A Gamma ray burst (GRB) found in conjunction with a supernova has been called a Rosetta Stone for understanding the origin of GRBs.[91] The technique of Doppler echocardiography has been called a Rosetta Stone for clinicians trying to understand the complex process by which the left ventricle of the human heart can be filled during various forms of diastolic dysfunction.[92]
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The name has also become used in various forms of translation software. Rosetta Stone is a brand of language-learning software published by Rosetta Stone Inc., headquartered in Arlington County, US. "Rosetta" is the name of a "lightweight dynamic translator" that enables applications compiled for PowerPC processors to run on Apple Inc. systems using an x86 processor. It was later used for applications compiled for the Intel instruction set to be run on Macs built with Apple's ARM CPUs. "Rosetta" is an online language translation tool to help localisation of software, developed and maintained by Canonical as part of the Launchpad project. Similarly, Rosetta@home is a distributed computing project for predicting protein structures from amino acid sequences (or translating sequence into structure). The Rosetta Project brings language specialists and native speakers together to develop a meaningful survey and near-permanent archive of 1,500 languages, intended to last from AD 2000 to 12,000. The European Space Agency's Rosetta spacecraft was launched to study the comet 67P/Churyumov–Gerasimenko in the hope that determining its composition will reveal the origin of the Solar System.
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Sir Peter Paul Rubens (/ˈruːbənz/;[1] Dutch: [ˈrybə(n)s]; 28 June 1577 – 30 May 1640) was a Flemish artist and diplomat. He is considered the most influential artist of the Flemish Baroque tradition. Rubens's highly charged compositions reference erudite aspects of classical and Christian history. His unique and immensely popular Baroque style emphasized movement, colour, and sensuality, which followed the immediate, dramatic artistic style promoted in the Counter-Reformation. Rubens was a painter producing altarpieces, portraits, landscapes, and history paintings of mythological and allegorical subjects. He was also a prolific designer of cartoons for the Flemish tapestry workshops and of frontispieces for the publishers in Antwerp.
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In addition to running a large workshop in Antwerp that produced paintings popular with nobility and art collectors throughout Europe, Rubens was a classically educated humanist scholar and diplomat who was knighted by both Philip IV of Spain and Charles I of England. Rubens was a prolific artist. The catalogue of his works by Michael Jaffé lists 1,403 pieces, excluding numerous copies made in his workshop.[2]
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His commissioned works were mostly history paintings, which included religious and mythological subjects, and hunt scenes. He painted portraits, especially of friends, and self-portraits, and in later life painted several landscapes. Rubens designed tapestries and prints, as well as his own house. He also oversaw the ephemeral decorations of the royal entry into Antwerp by the Cardinal-Infante Ferdinand of Austria in 1635. He wrote a book with illustrations of the palaces in Genoa, which was published in 1622 as Palazzi di Genova. The book was influential in spreading the Genoese palace style in Northern Europe.[3] Rubens was an avid art collector and had one of the largest collections of art and books in Antwerp. He was also an art dealer and is known to have sold an important number of art objects to George Villiers, 1st Duke of Buckingham.[4]
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He was one of the last major artists to make consistent use of wooden panels as a support medium, even for very large works, but he used canvas as well, especially when the work needed to be sent a long distance. For altarpieces he sometimes painted on slate to reduce reflection problems.
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Rubens was born in Siegen to Jan Rubens and Maria Pypelincks. His father, a Calvinist, and mother fled Antwerp for Cologne in 1568, after increased religious turmoil and persecution of Protestants during the rule of the Habsburg Netherlands by the Duke of Alba. Rubens was baptised in Cologne at St Peter's Church.
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Jan Rubens became the legal adviser (and lover) of Anna of Saxony, the second wife of William I of Orange, and settled at her court in Siegen in 1570, fathering her daughter Christine who was born in 1571.[5] Following Jan Rubens's imprisonment for the affair, Peter Paul Rubens was born in 1577. The family returned to Cologne the next year. In 1589, two years after his father's death, Rubens moved with his mother Maria Pypelincks to Antwerp, where he was raised as a Catholic.
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Religion figured prominently in much of his work, and Rubens later became one of the leading voices of the Catholic Counter-Reformation style of painting[6] (he had said "My passion comes from the heavens, not from earthly musings").[citation needed]
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In Antwerp, Rubens received a Renaissance humanist education, studying Latin and classical literature. By fourteen he began his artistic apprenticeship with Tobias Verhaeght. Subsequently, he studied under two of the city's leading painters of the time, the late Mannerist artists Adam van Noort and Otto van Veen.[7] Much of his earliest training involved copying earlier artists' works, such as woodcuts by Hans Holbein the Younger and Marcantonio Raimondi's engravings after Raphael. Rubens completed his education in 1598, at which time he entered the Guild of St. Luke as an independent master.[8]
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In 1600 Rubens travelled to Italy. He stopped first in Venice, where he saw paintings by Titian, Veronese, and Tintoretto, before settling in Mantua at the court of Duke Vincenzo I Gonzaga. The colouring and compositions of Veronese and Tintoretto had an immediate effect on Rubens's painting, and his later, mature style was profoundly influenced by Titian.[9] With financial support from the Duke, Rubens travelled to Rome by way of Florence in 1601. There, he studied classical Greek and Roman art and copied works of the Italian masters. The Hellenistic sculpture Laocoön and His Sons was especially influential on him, as was the art of Michelangelo, Raphael, and Leonardo da Vinci.[10] He was also influenced by the recent, highly naturalistic paintings by Caravaggio.
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Rubens later made a copy of Caravaggio's Entombment of Christ and recommended his patron, the Duke of Mantua, to purchase The Death of the Virgin (Louvre).[11] After his return to Antwerp he was instrumental in the acquisition of The Madonna of the Rosary (Kunsthistorisches Museum, Vienna) for the St. Paul's Church in Antwerp.[12] During this first stay in Rome, Rubens completed his first altarpiece commission, St. Helena with the True Cross for the Roman church of Santa Croce in Gerusalemme.
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Rubens travelled to Spain on a diplomatic mission in 1603, delivering gifts from the Gonzagas to the court of Philip III.[13] While there, he studied the extensive collections of Raphael and Titian that had been collected by Philip II.[14] He also painted an equestrian portrait of the Duke of Lerma during his stay (Prado, Madrid) that demonstrates the influence of works like Titian's Charles V at Mühlberg (1548; Prado, Madrid). This journey marked the first of many during his career that combined art and diplomacy.
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He returned to Italy in 1604, where he remained for the next four years, first in Mantua and then in Genoa and Rome. In Genoa, Rubens painted numerous portraits, such as the Marchesa Brigida Spinola-Doria (National Gallery of Art, Washington, D.C.), and the portrait of Maria di Antonio Serra Pallavicini, in a style that influenced later paintings by Anthony van Dyck, Joshua Reynolds and Thomas Gainsborough.[15]
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He illustrated books, which was published in 1622 as Palazzi di Genova. From 1606 to 1608, he was mostly in Rome when he received, with the assistance of Cardinal Jacopo Serra (the brother of Maria Pallavicini), his most important commission to date for the High Altar of the city's most fashionable new church, Santa Maria in Vallicella also known as the Chiesa Nuova.
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The subject was to be St. Gregory the Great and important local saints adoring an icon of the Virgin and Child. The first version, a single canvas (now at the Musée des Beaux-Arts, Grenoble), was immediately replaced by a second version on three slate panels that permits the actual miraculous holy image of the "Santa Maria in Vallicella" to be revealed on important feast days by a removable copper cover, also painted by the artist.[16]
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Rubens's experiences in Italy continued to influence his work. He continued to write many of his letters and correspondences in Italian, signed his name as "Pietro Paolo Rubens", and spoke longingly of returning to the peninsula—a hope that never materialized.[17]
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Upon hearing of his mother's illness in 1608, Rubens planned his departure from Italy for Antwerp. However, she died before he arrived home. His return coincided with a period of renewed prosperity in the city with the signing of the Treaty of Antwerp in April 1609, which initiated the Twelve Years' Truce. In September 1609 Rubens was appointed as court painter by Albert VII, Archduke of Austria, and Infanta Isabella Clara Eugenia of Spain, sovereigns of the Low Countries.
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He received special permission to base his studio in Antwerp instead of at their court in Brussels, and to also work for other clients. He remained close to the Archduchess Isabella until her death in 1633, and was called upon not only as a painter but also as an ambassador and diplomat. Rubens further cemented his ties to the city when, on 3 October 1609, he married Isabella Brant, the daughter of a leading Antwerp citizen and humanist, Jan Brant.
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In 1610 Rubens moved into a new house and studio that he designed. Now the Rubenshuis Museum, the Italian-influenced villa in the centre of Antwerp accommodated his workshop, where he and his apprentices made most of the paintings, and his personal art collection and library, both among the most extensive in Antwerp. During this time he built up a studio with numerous students and assistants. His most famous pupil was the young Anthony van Dyck, who soon became the leading Flemish portraitist and collaborated frequently with Rubens. He also often collaborated with the many specialists active in the city, including the animal painter Frans Snyders, who contributed the eagle to Prometheus Bound (c. 1611–12, completed by 1618), and his good friend the flower-painter Jan Brueghel the Elder.
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Another house was built by Rubens to the north of Antwerp in the polder village of Doel, "Hooghuis" (1613/1643), perhaps as an investment. The "High House" was built next to the village church.
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Altarpieces such as The Raising of the Cross (1610) and The Descent from the Cross (1611–1614) for the Cathedral of Our Lady were particularly important in establishing Rubens as Flanders' leading painter shortly after his return. The Raising of the Cross, for example, demonstrates the artist's synthesis of Tintoretto's Crucifixion for the Scuola Grande di San Rocco in Venice, Michelangelo's dynamic figures, and Rubens's own personal style. This painting has been held as a prime example of Baroque religious art.[18]
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Rubens used the production of prints and book title-pages, especially for his friend Balthasar Moretus, the owner of the large Plantin-Moretus publishing house, to extend his fame throughout Europe during this part of his career. In 1618, Rubens embarked upon a printmaking enterprise by soliciting an unusual triple privilege (an early form of copyright) to protect his designs in France, the Southern Netherlands, and United Provinces.[19] He enlisted Lucas Vorsterman to engrave a number of his notable religious and mythological paintings, to which Rubens appended personal and professional dedications to noteworthy individuals in the Southern Netherlands, United Provinces, England, France, and Spain.[19] With the exception of a few etchings, Rubens left the printmaking to specialists, who included Lucas Vorsterman, Paulus Pontius and Willem Panneels.[20] He recruited a number of engravers trained by Christoffel Jegher, whom he carefully schooled in the more vigorous style he wanted. Rubens also designed the last significant woodcuts before the 19th-century revival in the technique.[21]
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In 1621, the Queen Mother of France, Marie de' Medici, commissioned Rubens to paint two large allegorical cycles celebrating her life and the life of her late husband, Henry IV, for the Luxembourg Palace in Paris. The Marie de' Medici cycle (now in the Louvre) was installed in 1625, and although he began work on the second series it was never completed.[22] Marie was exiled from France in 1630 by her son, Louis XIII, and died in 1642 in the same house in Cologne where Rubens had lived as a child.[23]
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After the end of the Twelve Years' Truce in 1621, the Spanish Habsburg rulers entrusted Rubens with a number of diplomatic missions.[24] While in Paris in 1622 to discuss the Marie de' Medici cycle, Rubens engaged in clandestine information gathering activities, which at the time was an important task of diplomats. He relied on his friendship with Nicolas-Claude Fabri de Peiresc to get information on political developments in France.[25] Between 1627 and 1630, Rubens's diplomatic career was particularly active, and he moved between the courts of Spain and England in an attempt to bring peace between the Spanish Netherlands and the United Provinces. He also made several trips to the northern Netherlands as both an artist and a diplomat.
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At the courts he sometimes encountered the attitude that courtiers should not use their hands in any art or trade, but he was also received as a gentleman by many. Rubens was raised by Philip IV of Spain to the nobility in 1624 and knighted by Charles I of England in 1630. Philip IV confirmed Rubens's status as a knight a few months later.[26] Rubens was awarded an honorary Master of Arts degree from Cambridge University in 1629.[27]
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Rubens was in Madrid for eight months in 1628–1629. In addition to diplomatic negotiations, he executed several important works for Philip IV and private patrons. He also began a renewed study of Titian's paintings, copying numerous works including the Madrid Fall of Man (1628–29).[28] During this stay, he befriended the court painter Diego Velázquez and the two planned to travel to Italy together the following year. Rubens, however, returned to Antwerp and Velázquez made the journey without him.[29]
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His stay in Antwerp was brief, and he soon travelled on to London where he remained until April 1630. An important work from this period is the Allegory of Peace and War (1629; National Gallery, London).[30] It illustrates the artist's lively concern for peace, and was given to Charles I as a gift.
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While Rubens's international reputation with collectors and nobility abroad continued to grow during this decade, he and his workshop also continued to paint monumental paintings for local patrons in Antwerp. The Assumption of the Virgin Mary (1625–6) for the Cathedral of Antwerp is one prominent example.
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Rubens's last decade was spent in and around Antwerp. Major works for foreign patrons still occupied him, such as the ceiling paintings for the Banqueting House at Inigo Jones's Palace of Whitehall, but he also explored more personal artistic directions.
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In 1630, four years after the death of his first wife Isabella, the 53-year-old painter married his first wife's niece, the 16-year-old Hélène Fourment. Hélène inspired the voluptuous figures in many of his paintings from the 1630s, including The Feast of Venus (Kunsthistorisches Museum, Vienna), The Three Graces and The Judgment of Paris (both Prado, Madrid). In the latter painting, which was made for the Spanish court, the artist's young wife was recognized by viewers in the figure of Venus. In an intimate portrait of her, Hélène Fourment in a Fur Wrap, also known as Het Pelsken, Rubens's wife is even partially modelled after classical sculptures of the Venus Pudica, such as the Medici Venus.
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In 1635, Rubens bought an estate outside Antwerp, the Steen, where he spent much of his time. Landscapes, such as his Château de Steen with Hunter (National Gallery, London) and Farmers Returning from the Fields (Pitti Gallery, Florence), reflect the more personal nature of many of his later works. He also drew upon the Netherlandish traditions of Pieter Bruegel the Elder for inspiration in later works like Flemish Kermis (c. 1630; Louvre, Paris).
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Rubens died from heart failure a result of his chronic gout on 30 May 1640. He was interred in the Saint James' Church in Antwerp. A burial chapel for the artist and his family was built in the church. Construction on the chapel started in 1642 and was completed in 1650 when Cornelis van Mildert (the son of Rubens' friend, the sculptor Johannes van Mildert) delivered the altarstone. The chapel is a marble altar portico with two columns framing the altarpiece of the 'Virgin and child with saints painted by Rubens himself. The painting expresses the basis tenets of the Counter Reformation through the figures of the Virgin and saints. In the upper niche of the retable is a marble statue depicting the Virgin as the Mater Dolorosa whose heart is pierced by a sword, which was likely sculpted by Lucas Faydherbe, a pupil of Rubens. The remains of Rubens' second wife Helena Fourment and two of her children (one of which fathered by Rubens) were later also laid to rest in the chapel. Over the coming centuries about 80 descendants from the Rubens family were interred in the chapel.[31]
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At the request of canon van Parijs, Rubens' epitaph, written in Latin by his friend Gaspar Gevartius was chiselled on the chapel floor. In the tradition of the Renaissance, Rubens is compared in the epitaph to Apelles, the most famous painter of Greek Antiquity.[32][33]
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His biblical and mythological nudes are especially well-known. Painted in the Baroque tradition of depicting women as soft-bodied, passive, and highly sexualized beings, his nudes emphasize the concepts of fertility, desire, physical beauty, temptation, and virtue. Skillfully rendered, these paintings of nude women are thought by feminists to have been created to sexually appeal to his largely male audience of patrons.[34] Additionally, Rubens was quite fond of painting full-figured women, giving rise to terms like 'Rubensian' or 'Rubenesque' (sometimes 'Rubensesque'). His large-scale cycle representing Marie de Medicis focuses on several classic female archetypes like the virgin, consort, wife, widow, and diplomatic regent.[35] The inclusion of this iconography in his female portraits, along with his art depicting noblewomen of the day, serve to elevate his female portrait sitters to the status and importance of his male portrait sitters.[35]
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Rubens's depiction of males is equally stylized, replete with meaning, and quite the opposite of his female subjects. His male nudes represent highly athletic and large mythical or biblical men. Unlike his female nudes, most of his male nudes are depicted partially nude, with sashes, armour, or shadows shielding them from being completely unclothed. These men are twisting, reaching, bending, and grasping: all of which portrays his male subjects engaged in a great deal of physical, sometimes aggressive, action. The concepts Rubens artistically represents illustrate the male as powerful, capable, forceful and compelling. The allegorical and symbolic subjects he painted reference the classic masculine tropes of athleticism, high achievement, valour in war, and civil authority.[36] Male archetypes readily found in Rubens's paintings include the hero, husband, father, civic leader, king, and the battle weary.
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Rubens was a great admirer of Leonardo da Vinci's work. Using an engraving done 50 years after Leonardo started his project on the Battle of Anghiari, Rubens did a masterly drawing of the Battle which is now in the Louvre in Paris. "The idea that an ancient copy of a lost artwork can be as important as the original is familiar to scholars," says Salvatore Settis, archaeologist and art historian.
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Paintings from Rubens's workshop can be divided into three categories: those he painted by himself, those he painted in part (mainly hands and faces), and copies supervised from his drawings or oil sketches. He had, as was usual at the time, a large workshop with many apprentices and students. It has not always been possible to identify who were Rubens' pupils and assistants since as a court painter Rubens was not required to register his pupils with the Antwerp Guild of Saint Luke. About 20 pupils or assistants of Rubens have been identified, with various levels of evidence to include them as such. It is also not clear from surviving records whether a particular person was a pupil or assistant in Rubens' workshop or was an artist who was an independent master collaborating on specific works with Rubens. The unknowm Jacob Moerman was registerd as his pupil while Willem Panneels and Justus van Egmont were registered in the Guild's records as Rubens' assistants. Anthony van Dyck worked in Rubens' workshop after training with Hendrick van Balen in Antwerp. Other artists linked to the Rubens' workshop as pupils, assistants or collaborators are Abraham van Diepenbeeck, Lucas Faydherbe, Lucas Franchoys the Younger, Nicolaas van der Horst, Frans Luycx, Peter van Mol, Deodat del Monte, Cornelis Schut, Erasmus Quellinus the Younger, Pieter Soutman, David Teniers the Elder, Frans Wouters, Jan Thomas van Ieperen, Theodoor van Thulden and Victor Wolfvoet (II).[37]
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He also often sub-contracted elements such as animals, landscapes or still-lifes in large compositions to specialists such as animal painters Frans Snyders and Paul de Vos, or other artists such as Jacob Jordaens. One of his most frequent collaborators was Jan Brueghel the Younger.
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At a Sotheby's auction on 10 July 2002, Rubens's painting Massacre of the Innocents, rediscovered not long before, sold for £49.5 million (US$76.2 million) to Lord Thomson. At the end of 2013 this remained the record auction price for an Old Master painting. At a Christie's auction in 2012, Portrait of a Commander sold for £9.1 million (US$13.5 million) despite a dispute over the authenticity so that Sotheby's refused to auction it as a Rubens.[38]
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Lost works by Rubens include:
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Portrait of a Young Woman with a Rosary, 1609–10, oil on wood, Thyssen-Bornemisza Museum
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Venus at the Mirror, 1613–14
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Diana Returning from Hunt, 1615, oil on canvas, Gemäldegalerie Alte Meister
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The Rape of the Daughters of Leucippus, c. 1617, oil on canvas, Alte Pinakothek
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Portrait of Marchesa Brigida Spinola-Doria, 1606
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Portrait of King Philip IV of Spain, c. 1628–29
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Portrait of Elisabeth of France. 1628, Kunsthistorisches Museum, Vienna
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Portrait of Ambrogio Spinola, c. 1627, National Gallery in Prague
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Landscape with the Ruins of Mount Palatine in Rome, 1615
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Miracle of Saint Hubert, painted together with Jan Bruegel, 1617
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Landscape with Milkmaids and Cattle, 1618
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The Château Het Steen with Hunter, c. 1635–1638, National Gallery, London
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Venus and Adonis, 1635–1638, Metropolitan Museum of Art
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Jupiter and Callisto, 1613, Museumslandschaft of Hesse in Kassel
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Pythagoras Advocating Vegetarianism, 1618–1630, by Rubens and Frans Snyders, inspired by Pythagoras's speech in Ovid's Metamorphoses, Royal Collection
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Perseus and Andromeda, c. 1622, Hermitage Museum
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Perseus Liberating Andromeda, 1639–40, Museo del Prado
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Lot and his daughters, c. 1613–14
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Ermit and sleeping Angelica, 1628
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Venus, Cupid, Baccchus and Ceres, 1612
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The Three Graces, 1635, Prado
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Susanna and the elders, 1609–1610, Real Academia de Bellas Artes de San Fernando
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Rubens with Hélène Fourment and their son Peter Paul, 1639, Metropolitan Museum of Art
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Helena Fourment in Wedding Dress, detail, the artist's second wife, c. 1630, Alte Pinakothek
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Bathsheba at the Fountain, 1635
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Pastoral Scene, 1636
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The Night, 1601–1603, black chalk and gouache on paper (after Michelangelo), Louvre-Lens
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Man in Korean Costume, c. 1617, black chalk with touches of red chalk, J. Paul Getty Museum
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Peter Paul Rubens (possibly his self-portrait), c. 1620s
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Young Woman with Folded Hands, c. 1629–30, red and black chalk, heightened with white, Boijmans Van Beuningen
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Study of Three Women (Psyche and her sisters), c. 1635, sanguine and ink on paper, Warsaw University Library
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Study for a St. Mary Magdalen, date unknown, British Museum
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The Judgement of Paris, c. 1606 Museo del Prado
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Jan Brueghel the Elder and Peter Paul Rubens, The Garden of Eden with the Fall of Man, Mauritshuis, The Hague
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Christ Triumphant over Sin and Death, Musée des Beaux-Arts de Strasbourg
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Sketch for Equestrian Portrait of George Villiers, 1st Duke of Buckingham (Kimbell Art Museum)
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Portrait of George Villiers, 1st Duke of Buckingham, Pollok House
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Equestrian portrait of the Duke of Lerma, Prado Museum.
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Diana and her Nymphs surprised by the Fauns, Prado Museum.
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Sir Peter Paul Rubens (/ˈruːbənz/;[1] Dutch: [ˈrybə(n)s]; 28 June 1577 – 30 May 1640) was a Flemish artist and diplomat. He is considered the most influential artist of the Flemish Baroque tradition. Rubens's highly charged compositions reference erudite aspects of classical and Christian history. His unique and immensely popular Baroque style emphasized movement, colour, and sensuality, which followed the immediate, dramatic artistic style promoted in the Counter-Reformation. Rubens was a painter producing altarpieces, portraits, landscapes, and history paintings of mythological and allegorical subjects. He was also a prolific designer of cartoons for the Flemish tapestry workshops and of frontispieces for the publishers in Antwerp.
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In addition to running a large workshop in Antwerp that produced paintings popular with nobility and art collectors throughout Europe, Rubens was a classically educated humanist scholar and diplomat who was knighted by both Philip IV of Spain and Charles I of England. Rubens was a prolific artist. The catalogue of his works by Michael Jaffé lists 1,403 pieces, excluding numerous copies made in his workshop.[2]
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His commissioned works were mostly history paintings, which included religious and mythological subjects, and hunt scenes. He painted portraits, especially of friends, and self-portraits, and in later life painted several landscapes. Rubens designed tapestries and prints, as well as his own house. He also oversaw the ephemeral decorations of the royal entry into Antwerp by the Cardinal-Infante Ferdinand of Austria in 1635. He wrote a book with illustrations of the palaces in Genoa, which was published in 1622 as Palazzi di Genova. The book was influential in spreading the Genoese palace style in Northern Europe.[3] Rubens was an avid art collector and had one of the largest collections of art and books in Antwerp. He was also an art dealer and is known to have sold an important number of art objects to George Villiers, 1st Duke of Buckingham.[4]
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He was one of the last major artists to make consistent use of wooden panels as a support medium, even for very large works, but he used canvas as well, especially when the work needed to be sent a long distance. For altarpieces he sometimes painted on slate to reduce reflection problems.
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Rubens was born in Siegen to Jan Rubens and Maria Pypelincks. His father, a Calvinist, and mother fled Antwerp for Cologne in 1568, after increased religious turmoil and persecution of Protestants during the rule of the Habsburg Netherlands by the Duke of Alba. Rubens was baptised in Cologne at St Peter's Church.
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Jan Rubens became the legal adviser (and lover) of Anna of Saxony, the second wife of William I of Orange, and settled at her court in Siegen in 1570, fathering her daughter Christine who was born in 1571.[5] Following Jan Rubens's imprisonment for the affair, Peter Paul Rubens was born in 1577. The family returned to Cologne the next year. In 1589, two years after his father's death, Rubens moved with his mother Maria Pypelincks to Antwerp, where he was raised as a Catholic.
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Religion figured prominently in much of his work, and Rubens later became one of the leading voices of the Catholic Counter-Reformation style of painting[6] (he had said "My passion comes from the heavens, not from earthly musings").[citation needed]
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In Antwerp, Rubens received a Renaissance humanist education, studying Latin and classical literature. By fourteen he began his artistic apprenticeship with Tobias Verhaeght. Subsequently, he studied under two of the city's leading painters of the time, the late Mannerist artists Adam van Noort and Otto van Veen.[7] Much of his earliest training involved copying earlier artists' works, such as woodcuts by Hans Holbein the Younger and Marcantonio Raimondi's engravings after Raphael. Rubens completed his education in 1598, at which time he entered the Guild of St. Luke as an independent master.[8]
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In 1600 Rubens travelled to Italy. He stopped first in Venice, where he saw paintings by Titian, Veronese, and Tintoretto, before settling in Mantua at the court of Duke Vincenzo I Gonzaga. The colouring and compositions of Veronese and Tintoretto had an immediate effect on Rubens's painting, and his later, mature style was profoundly influenced by Titian.[9] With financial support from the Duke, Rubens travelled to Rome by way of Florence in 1601. There, he studied classical Greek and Roman art and copied works of the Italian masters. The Hellenistic sculpture Laocoön and His Sons was especially influential on him, as was the art of Michelangelo, Raphael, and Leonardo da Vinci.[10] He was also influenced by the recent, highly naturalistic paintings by Caravaggio.
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Rubens later made a copy of Caravaggio's Entombment of Christ and recommended his patron, the Duke of Mantua, to purchase The Death of the Virgin (Louvre).[11] After his return to Antwerp he was instrumental in the acquisition of The Madonna of the Rosary (Kunsthistorisches Museum, Vienna) for the St. Paul's Church in Antwerp.[12] During this first stay in Rome, Rubens completed his first altarpiece commission, St. Helena with the True Cross for the Roman church of Santa Croce in Gerusalemme.
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Rubens travelled to Spain on a diplomatic mission in 1603, delivering gifts from the Gonzagas to the court of Philip III.[13] While there, he studied the extensive collections of Raphael and Titian that had been collected by Philip II.[14] He also painted an equestrian portrait of the Duke of Lerma during his stay (Prado, Madrid) that demonstrates the influence of works like Titian's Charles V at Mühlberg (1548; Prado, Madrid). This journey marked the first of many during his career that combined art and diplomacy.
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He returned to Italy in 1604, where he remained for the next four years, first in Mantua and then in Genoa and Rome. In Genoa, Rubens painted numerous portraits, such as the Marchesa Brigida Spinola-Doria (National Gallery of Art, Washington, D.C.), and the portrait of Maria di Antonio Serra Pallavicini, in a style that influenced later paintings by Anthony van Dyck, Joshua Reynolds and Thomas Gainsborough.[15]
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He illustrated books, which was published in 1622 as Palazzi di Genova. From 1606 to 1608, he was mostly in Rome when he received, with the assistance of Cardinal Jacopo Serra (the brother of Maria Pallavicini), his most important commission to date for the High Altar of the city's most fashionable new church, Santa Maria in Vallicella also known as the Chiesa Nuova.
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The subject was to be St. Gregory the Great and important local saints adoring an icon of the Virgin and Child. The first version, a single canvas (now at the Musée des Beaux-Arts, Grenoble), was immediately replaced by a second version on three slate panels that permits the actual miraculous holy image of the "Santa Maria in Vallicella" to be revealed on important feast days by a removable copper cover, also painted by the artist.[16]
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Rubens's experiences in Italy continued to influence his work. He continued to write many of his letters and correspondences in Italian, signed his name as "Pietro Paolo Rubens", and spoke longingly of returning to the peninsula—a hope that never materialized.[17]
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Upon hearing of his mother's illness in 1608, Rubens planned his departure from Italy for Antwerp. However, she died before he arrived home. His return coincided with a period of renewed prosperity in the city with the signing of the Treaty of Antwerp in April 1609, which initiated the Twelve Years' Truce. In September 1609 Rubens was appointed as court painter by Albert VII, Archduke of Austria, and Infanta Isabella Clara Eugenia of Spain, sovereigns of the Low Countries.
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He received special permission to base his studio in Antwerp instead of at their court in Brussels, and to also work for other clients. He remained close to the Archduchess Isabella until her death in 1633, and was called upon not only as a painter but also as an ambassador and diplomat. Rubens further cemented his ties to the city when, on 3 October 1609, he married Isabella Brant, the daughter of a leading Antwerp citizen and humanist, Jan Brant.
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In 1610 Rubens moved into a new house and studio that he designed. Now the Rubenshuis Museum, the Italian-influenced villa in the centre of Antwerp accommodated his workshop, where he and his apprentices made most of the paintings, and his personal art collection and library, both among the most extensive in Antwerp. During this time he built up a studio with numerous students and assistants. His most famous pupil was the young Anthony van Dyck, who soon became the leading Flemish portraitist and collaborated frequently with Rubens. He also often collaborated with the many specialists active in the city, including the animal painter Frans Snyders, who contributed the eagle to Prometheus Bound (c. 1611–12, completed by 1618), and his good friend the flower-painter Jan Brueghel the Elder.
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Another house was built by Rubens to the north of Antwerp in the polder village of Doel, "Hooghuis" (1613/1643), perhaps as an investment. The "High House" was built next to the village church.
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Altarpieces such as The Raising of the Cross (1610) and The Descent from the Cross (1611–1614) for the Cathedral of Our Lady were particularly important in establishing Rubens as Flanders' leading painter shortly after his return. The Raising of the Cross, for example, demonstrates the artist's synthesis of Tintoretto's Crucifixion for the Scuola Grande di San Rocco in Venice, Michelangelo's dynamic figures, and Rubens's own personal style. This painting has been held as a prime example of Baroque religious art.[18]
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Rubens used the production of prints and book title-pages, especially for his friend Balthasar Moretus, the owner of the large Plantin-Moretus publishing house, to extend his fame throughout Europe during this part of his career. In 1618, Rubens embarked upon a printmaking enterprise by soliciting an unusual triple privilege (an early form of copyright) to protect his designs in France, the Southern Netherlands, and United Provinces.[19] He enlisted Lucas Vorsterman to engrave a number of his notable religious and mythological paintings, to which Rubens appended personal and professional dedications to noteworthy individuals in the Southern Netherlands, United Provinces, England, France, and Spain.[19] With the exception of a few etchings, Rubens left the printmaking to specialists, who included Lucas Vorsterman, Paulus Pontius and Willem Panneels.[20] He recruited a number of engravers trained by Christoffel Jegher, whom he carefully schooled in the more vigorous style he wanted. Rubens also designed the last significant woodcuts before the 19th-century revival in the technique.[21]
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In 1621, the Queen Mother of France, Marie de' Medici, commissioned Rubens to paint two large allegorical cycles celebrating her life and the life of her late husband, Henry IV, for the Luxembourg Palace in Paris. The Marie de' Medici cycle (now in the Louvre) was installed in 1625, and although he began work on the second series it was never completed.[22] Marie was exiled from France in 1630 by her son, Louis XIII, and died in 1642 in the same house in Cologne where Rubens had lived as a child.[23]
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After the end of the Twelve Years' Truce in 1621, the Spanish Habsburg rulers entrusted Rubens with a number of diplomatic missions.[24] While in Paris in 1622 to discuss the Marie de' Medici cycle, Rubens engaged in clandestine information gathering activities, which at the time was an important task of diplomats. He relied on his friendship with Nicolas-Claude Fabri de Peiresc to get information on political developments in France.[25] Between 1627 and 1630, Rubens's diplomatic career was particularly active, and he moved between the courts of Spain and England in an attempt to bring peace between the Spanish Netherlands and the United Provinces. He also made several trips to the northern Netherlands as both an artist and a diplomat.
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At the courts he sometimes encountered the attitude that courtiers should not use their hands in any art or trade, but he was also received as a gentleman by many. Rubens was raised by Philip IV of Spain to the nobility in 1624 and knighted by Charles I of England in 1630. Philip IV confirmed Rubens's status as a knight a few months later.[26] Rubens was awarded an honorary Master of Arts degree from Cambridge University in 1629.[27]
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Rubens was in Madrid for eight months in 1628–1629. In addition to diplomatic negotiations, he executed several important works for Philip IV and private patrons. He also began a renewed study of Titian's paintings, copying numerous works including the Madrid Fall of Man (1628–29).[28] During this stay, he befriended the court painter Diego Velázquez and the two planned to travel to Italy together the following year. Rubens, however, returned to Antwerp and Velázquez made the journey without him.[29]
|
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His stay in Antwerp was brief, and he soon travelled on to London where he remained until April 1630. An important work from this period is the Allegory of Peace and War (1629; National Gallery, London).[30] It illustrates the artist's lively concern for peace, and was given to Charles I as a gift.
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While Rubens's international reputation with collectors and nobility abroad continued to grow during this decade, he and his workshop also continued to paint monumental paintings for local patrons in Antwerp. The Assumption of the Virgin Mary (1625–6) for the Cathedral of Antwerp is one prominent example.
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Rubens's last decade was spent in and around Antwerp. Major works for foreign patrons still occupied him, such as the ceiling paintings for the Banqueting House at Inigo Jones's Palace of Whitehall, but he also explored more personal artistic directions.
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In 1630, four years after the death of his first wife Isabella, the 53-year-old painter married his first wife's niece, the 16-year-old Hélène Fourment. Hélène inspired the voluptuous figures in many of his paintings from the 1630s, including The Feast of Venus (Kunsthistorisches Museum, Vienna), The Three Graces and The Judgment of Paris (both Prado, Madrid). In the latter painting, which was made for the Spanish court, the artist's young wife was recognized by viewers in the figure of Venus. In an intimate portrait of her, Hélène Fourment in a Fur Wrap, also known as Het Pelsken, Rubens's wife is even partially modelled after classical sculptures of the Venus Pudica, such as the Medici Venus.
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In 1635, Rubens bought an estate outside Antwerp, the Steen, where he spent much of his time. Landscapes, such as his Château de Steen with Hunter (National Gallery, London) and Farmers Returning from the Fields (Pitti Gallery, Florence), reflect the more personal nature of many of his later works. He also drew upon the Netherlandish traditions of Pieter Bruegel the Elder for inspiration in later works like Flemish Kermis (c. 1630; Louvre, Paris).
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Rubens died from heart failure a result of his chronic gout on 30 May 1640. He was interred in the Saint James' Church in Antwerp. A burial chapel for the artist and his family was built in the church. Construction on the chapel started in 1642 and was completed in 1650 when Cornelis van Mildert (the son of Rubens' friend, the sculptor Johannes van Mildert) delivered the altarstone. The chapel is a marble altar portico with two columns framing the altarpiece of the 'Virgin and child with saints painted by Rubens himself. The painting expresses the basis tenets of the Counter Reformation through the figures of the Virgin and saints. In the upper niche of the retable is a marble statue depicting the Virgin as the Mater Dolorosa whose heart is pierced by a sword, which was likely sculpted by Lucas Faydherbe, a pupil of Rubens. The remains of Rubens' second wife Helena Fourment and two of her children (one of which fathered by Rubens) were later also laid to rest in the chapel. Over the coming centuries about 80 descendants from the Rubens family were interred in the chapel.[31]
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At the request of canon van Parijs, Rubens' epitaph, written in Latin by his friend Gaspar Gevartius was chiselled on the chapel floor. In the tradition of the Renaissance, Rubens is compared in the epitaph to Apelles, the most famous painter of Greek Antiquity.[32][33]
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His biblical and mythological nudes are especially well-known. Painted in the Baroque tradition of depicting women as soft-bodied, passive, and highly sexualized beings, his nudes emphasize the concepts of fertility, desire, physical beauty, temptation, and virtue. Skillfully rendered, these paintings of nude women are thought by feminists to have been created to sexually appeal to his largely male audience of patrons.[34] Additionally, Rubens was quite fond of painting full-figured women, giving rise to terms like 'Rubensian' or 'Rubenesque' (sometimes 'Rubensesque'). His large-scale cycle representing Marie de Medicis focuses on several classic female archetypes like the virgin, consort, wife, widow, and diplomatic regent.[35] The inclusion of this iconography in his female portraits, along with his art depicting noblewomen of the day, serve to elevate his female portrait sitters to the status and importance of his male portrait sitters.[35]
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Rubens's depiction of males is equally stylized, replete with meaning, and quite the opposite of his female subjects. His male nudes represent highly athletic and large mythical or biblical men. Unlike his female nudes, most of his male nudes are depicted partially nude, with sashes, armour, or shadows shielding them from being completely unclothed. These men are twisting, reaching, bending, and grasping: all of which portrays his male subjects engaged in a great deal of physical, sometimes aggressive, action. The concepts Rubens artistically represents illustrate the male as powerful, capable, forceful and compelling. The allegorical and symbolic subjects he painted reference the classic masculine tropes of athleticism, high achievement, valour in war, and civil authority.[36] Male archetypes readily found in Rubens's paintings include the hero, husband, father, civic leader, king, and the battle weary.
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Rubens was a great admirer of Leonardo da Vinci's work. Using an engraving done 50 years after Leonardo started his project on the Battle of Anghiari, Rubens did a masterly drawing of the Battle which is now in the Louvre in Paris. "The idea that an ancient copy of a lost artwork can be as important as the original is familiar to scholars," says Salvatore Settis, archaeologist and art historian.
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Paintings from Rubens's workshop can be divided into three categories: those he painted by himself, those he painted in part (mainly hands and faces), and copies supervised from his drawings or oil sketches. He had, as was usual at the time, a large workshop with many apprentices and students. It has not always been possible to identify who were Rubens' pupils and assistants since as a court painter Rubens was not required to register his pupils with the Antwerp Guild of Saint Luke. About 20 pupils or assistants of Rubens have been identified, with various levels of evidence to include them as such. It is also not clear from surviving records whether a particular person was a pupil or assistant in Rubens' workshop or was an artist who was an independent master collaborating on specific works with Rubens. The unknowm Jacob Moerman was registerd as his pupil while Willem Panneels and Justus van Egmont were registered in the Guild's records as Rubens' assistants. Anthony van Dyck worked in Rubens' workshop after training with Hendrick van Balen in Antwerp. Other artists linked to the Rubens' workshop as pupils, assistants or collaborators are Abraham van Diepenbeeck, Lucas Faydherbe, Lucas Franchoys the Younger, Nicolaas van der Horst, Frans Luycx, Peter van Mol, Deodat del Monte, Cornelis Schut, Erasmus Quellinus the Younger, Pieter Soutman, David Teniers the Elder, Frans Wouters, Jan Thomas van Ieperen, Theodoor van Thulden and Victor Wolfvoet (II).[37]
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He also often sub-contracted elements such as animals, landscapes or still-lifes in large compositions to specialists such as animal painters Frans Snyders and Paul de Vos, or other artists such as Jacob Jordaens. One of his most frequent collaborators was Jan Brueghel the Younger.
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At a Sotheby's auction on 10 July 2002, Rubens's painting Massacre of the Innocents, rediscovered not long before, sold for £49.5 million (US$76.2 million) to Lord Thomson. At the end of 2013 this remained the record auction price for an Old Master painting. At a Christie's auction in 2012, Portrait of a Commander sold for £9.1 million (US$13.5 million) despite a dispute over the authenticity so that Sotheby's refused to auction it as a Rubens.[38]
|
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Lost works by Rubens include:
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Portrait of a Young Woman with a Rosary, 1609–10, oil on wood, Thyssen-Bornemisza Museum
|
82 |
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Venus at the Mirror, 1613–14
|
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Diana Returning from Hunt, 1615, oil on canvas, Gemäldegalerie Alte Meister
|
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|
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The Rape of the Daughters of Leucippus, c. 1617, oil on canvas, Alte Pinakothek
|
88 |
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|
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Portrait of Marchesa Brigida Spinola-Doria, 1606
|
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|
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Portrait of King Philip IV of Spain, c. 1628–29
|
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|
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Portrait of Elisabeth of France. 1628, Kunsthistorisches Museum, Vienna
|
94 |
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|
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Portrait of Ambrogio Spinola, c. 1627, National Gallery in Prague
|
96 |
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|
97 |
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Landscape with the Ruins of Mount Palatine in Rome, 1615
|
98 |
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|
99 |
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Miracle of Saint Hubert, painted together with Jan Bruegel, 1617
|
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Landscape with Milkmaids and Cattle, 1618
|
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|
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The Château Het Steen with Hunter, c. 1635–1638, National Gallery, London
|
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|
105 |
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Venus and Adonis, 1635–1638, Metropolitan Museum of Art
|
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Jupiter and Callisto, 1613, Museumslandschaft of Hesse in Kassel
|
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Pythagoras Advocating Vegetarianism, 1618–1630, by Rubens and Frans Snyders, inspired by Pythagoras's speech in Ovid's Metamorphoses, Royal Collection
|
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|
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Perseus and Andromeda, c. 1622, Hermitage Museum
|
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|
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Perseus Liberating Andromeda, 1639–40, Museo del Prado
|
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Lot and his daughters, c. 1613–14
|
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Ermit and sleeping Angelica, 1628
|
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|
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Venus, Cupid, Baccchus and Ceres, 1612
|
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|
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The Three Graces, 1635, Prado
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Susanna and the elders, 1609–1610, Real Academia de Bellas Artes de San Fernando
|
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Rubens with Hélène Fourment and their son Peter Paul, 1639, Metropolitan Museum of Art
|
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Helena Fourment in Wedding Dress, detail, the artist's second wife, c. 1630, Alte Pinakothek
|
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Bathsheba at the Fountain, 1635
|
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Pastoral Scene, 1636
|
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The Night, 1601–1603, black chalk and gouache on paper (after Michelangelo), Louvre-Lens
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Man in Korean Costume, c. 1617, black chalk with touches of red chalk, J. Paul Getty Museum
|
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Peter Paul Rubens (possibly his self-portrait), c. 1620s
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Young Woman with Folded Hands, c. 1629–30, red and black chalk, heightened with white, Boijmans Van Beuningen
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Study of Three Women (Psyche and her sisters), c. 1635, sanguine and ink on paper, Warsaw University Library
|
142 |
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Study for a St. Mary Magdalen, date unknown, British Museum
|
144 |
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The Judgement of Paris, c. 1606 Museo del Prado
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Jan Brueghel the Elder and Peter Paul Rubens, The Garden of Eden with the Fall of Man, Mauritshuis, The Hague
|
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Christ Triumphant over Sin and Death, Musée des Beaux-Arts de Strasbourg
|
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Sketch for Equestrian Portrait of George Villiers, 1st Duke of Buckingham (Kimbell Art Museum)
|
152 |
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Portrait of George Villiers, 1st Duke of Buckingham, Pollok House
|
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Equestrian portrait of the Duke of Lerma, Prado Museum.
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Diana and her Nymphs surprised by the Fauns, Prado Museum.
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Pieter Cornelis Mondriaan (Dutch: [ˈpitər ˈmɔndrijaːn]), after 1906 Piet Mondrian (/piːt ˈmɒndriɑːn/,[1][2] also US: /- ˈmɔːn-/,[3][4] Dutch: [pit ˈmɔndrijɑn]; 7 March 1872 – 1 February 1944), was a Dutch painter and theoretician who is regarded as one of the greatest artists of the 20th century.[5][6] He is known for being one of the pioneers of 20th-century abstract art, as he changed his artistic direction from figurative painting to an increasingly abstract style, until he reached a point where his artistic vocabulary was reduced to simple geometric elements.[7]
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Mondrian's art was highly utopian and was concerned with a search for universal values and aesthetics. He proclaimed in 1914: "Art is higher than reality and has no direct relation to reality. To approach the spiritual in art, one will make as little use as possible of reality, because reality is opposed to the spiritual. We find ourselves in the presence of an abstract art. Art should be above reality, otherwise it would have no value for man."[8] His art, however, always remained rooted in nature.
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He was a contributor to the De Stijl art movement and group, which he co-founded with Theo van Doesburg. He evolved a non-representational form which he termed Neoplasticism. This was the new 'pure plastic art' which he believed was necessary in order to create 'universal beauty'. To express this, Mondrian eventually decided to limit his formal vocabulary to the three primary colors (red, blue and yellow), the three primary values (black, white and gray) and the two primary directions (horizontal and vertical).[9] Mondrian's arrival in Paris from the Netherlands in 1911 marked the beginning of a period of profound change. He encountered experiments in Cubism and with the intent of integrating himself within the Parisian avant-garde removed an 'a' from the Dutch spelling of his name (Mondriaan).[10][11]
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Mondrian's work had an enormous influence on 20th century art, influencing not only the course of abstract painting and numerous major styles and art movements (e.g. Color Field painting, Abstract Expressionism and Minimalism), but also fields outside the domain of painting, such as design, architecture and fashion.[12] Design historian Stephen Bayley said: 'Mondrian has come to mean Modernism. His name and his work sum up the High Modernist ideal. I don't like the word ‘iconic’, so let's say that he's become totemic – a totem for everything Modernism set out to be.'[12]
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Mondrian was born in Amersfoort, province of Utrecht in the Netherlands, the second of his parents' children.[13] He was descended from Christian Dirkzoon Monderyan who lived in The Hague as early as 1670.[10] The family moved to Winterswijk when his father, Pieter Cornelius Mondriaan, was appointed head teacher at a local primary school.[14] Mondrian was introduced to art from an early age. His father was a qualified drawing teacher, and, with his uncle, Fritz Mondriaan (a pupil of Willem Maris of the Hague School of artists), the younger Piet often painted and drew along the river Gein.[15]
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After a strict Protestant upbringing, in 1892, Mondrian entered the Academy for Fine Art in Amsterdam.[16] He was already qualified as a teacher.[14] He began his career as a teacher in primary education, but he also practiced painting. Most of his work from this period is naturalistic or Impressionistic, consisting largely of landscapes. These pastoral images of his native country depict windmills, fields, and rivers, initially in the Dutch Impressionist manner of the Hague School and then in a variety of styles and techniques that attest to his search for a personal style. These paintings are representational, and they illustrate the influence that various artistic movements had on Mondrian, including pointillism and the vivid colors of Fauvism.
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On display in the Gemeentemuseum Den Haag are a number of paintings from this period, including such Post-Impressionist works as The Red Mill and Trees in Moonrise. Another painting, Evening (Avond) (1908), depicting a tree in a field at dusk, even augurs future developments by using a palette consisting almost entirely of red, yellow, and blue. Although Avond is only limitedly abstract, it is the earliest Mondrian painting to emphasize primary colors.
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Mondrian's earliest paintings showing a degree of abstraction are a series of canvases from 1905 to 1908 that depict dim scenes of indistinct trees and houses reflected in still water. Although the result leads the viewer to begin focusing on the forms over the content, these paintings are still firmly rooted in nature, and it is only the knowledge of Mondrian's later achievements that leads one to search in these works for the roots of his future abstraction.
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Mondrian's art was intimately related to his spiritual and philosophical studies. In 1908, he became interested in the theosophical movement launched by Helena Petrovna Blavatsky in the late 19th century, and in 1909 he joined the Dutch branch of the Theosophical Society. The work of Blavatsky and a parallel spiritual movement, Rudolf Steiner's Anthroposophy, significantly affected the further development of his aesthetic.[17] Blavatsky believed that it was possible to attain a more profound knowledge of nature than that provided by empirical means, and much of Mondrian's work for the rest of his life was inspired by his search for that spiritual knowledge. In 1918, he wrote "I got everything from the Secret Doctrine", referring to a book written by Blavatsky. In 1921, in a letter to Steiner, Mondrian argued that his neoplasticism was "the art of the foreseeable future for all true Anthroposophists and Theosophists". He remained a committed Theosophist in subsequent years, although he also believed that his own artistic current, neoplasticism, would eventually become part of a larger, ecumenical spirituality.[18]
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Mondrian and his later work were deeply influenced by the 1911 Moderne Kunstkring exhibition of Cubism in Amsterdam. His search for simplification is shown in two versions of Still Life with Ginger Pot (Stilleven met Gemberpot). The 1911 version[19] is Cubist; in the 1912 version[20] the objects are reduced to a round shape with triangles and rectangles.
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In 1911, Mondrian moved to Paris and changed his name, dropping an 'a' from Mondriaan, to emphasize his departure from the Netherlands, and his integration within the Parisian avant-garde.[11][22] While in Paris, the influence of the Cubist style of Pablo Picasso and Georges Braque appeared almost immediately in Mondrian's work. Paintings such as The Sea (1912) and his various studies of trees from that year still contain a measure of representation, but, increasingly, they are dominated by geometric shapes and interlocking planes. While Mondrian was eager to absorb the Cubist influence into his work, it seems clear that he saw Cubism as a "port of call" on his artistic journey, rather than as a destination.
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Unlike the Cubists, Mondrian still attempted to reconcile his painting with his spiritual pursuits, and in 1913 he began to fuse his art and his theosophical studies into a theory that signaled his final break from representational painting. While Mondrian was visiting the Netherlands in 1914, World War I began, forcing him to remain there for the duration of the conflict. During this period, he stayed at the Laren artists' colony, where he met Bart van der Leck and Theo van Doesburg, who were both undergoing their own personal journeys toward abstraction. Van der Leck's use of only primary colors in his art greatly influenced Mondrian. After a meeting with Van der Leck in 1916, Mondrian wrote, "My technique which was more or less Cubist, and therefore more or less pictorial, came under the influence of his precise method."[23] With Van Doesburg, Mondrian founded De Stijl (The Style), a journal of the De Stijl Group, in which he first published essays defining his theory, which he called neoplasticism.
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Mondrian published "De Nieuwe Beelding in de schilderkunst" ("The New Plastic in Painting")[24] in twelve installments during 1917 and 1918. This was his first major attempt to express his artistic theory in writing. Mondrian's best and most-often quoted expression of this theory, however, comes from a letter he wrote to H. P. Bremmer in 1914:
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I construct lines and color combinations on a flat surface, in order to express general beauty with the utmost awareness. Nature (or, that which I see) inspires me, puts me, as with any painter, in an emotional state so that an urge comes about to make something, but I want to come as close as possible to the truth and abstract everything from that, until I reach the foundation (still just an external foundation!) of things…
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I believe it is possible that, through horizontal and vertical lines constructed with awareness, but not with calculation, led by high intuition, and brought to harmony and rhythm, these basic forms of beauty, supplemented if necessary by other direct lines or curves, can become a work of art, as strong as it is true.[25]
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When World War I ended in 1918, Mondrian returned to France, where he would remain until 1938. Immersed in post-war Paris culture of artistic innovation, he flourished and fully embraced the art of pure abstraction for the rest of his life. Mondrian began producing grid-based paintings in late 1919, and in 1920, the style for which he came to be renowned began to appear.
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In the early paintings of this style, the lines delineating the rectangular forms are relatively thin, and they are gray, not black. The lines also tend to fade as they approach the edge of the painting, rather than stopping abruptly. The forms themselves, smaller and more numerous than in later paintings, are filled with primary colors, black, or gray, and nearly all of them are colored; only a few are left white.
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During late 1920 and 1921, Mondrian's paintings arrive at what is to casual observers their definitive and mature form. Thick black lines now separate the forms, which are larger and fewer in number, and more of the forms are left white. This was not the culmination of his artistic evolution, however. Although the refinements became subtler, Mondrian's work continued to evolve during his years in Paris.
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In the 1921 paintings, many, though not all, of the black lines stop short at a seemingly arbitrary distance from the edge of the canvas, although the divisions between the rectangular forms remain intact. Here, too, the rectangular forms remain mostly colored. As the years passed and Mondrian's work evolved further, he began extending all of the lines to the edges of the canvas, and he began to use fewer and fewer colored forms, favoring white instead.
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These tendencies are particularly obvious in the "lozenge" works that Mondrian began producing with regularity in the mid-1920s. The "lozenge" paintings are square canvases tilted 45 degrees, so that they have a diamond shape. Typical of these is Schilderij No. 1: Lozenge With Two Lines and Blue (1926). One of the most minimal of Mondrian's canvases, this painting consists only of two black, perpendicular lines and a small blue triangular form. The lines extend all the way to the edges of the canvas, almost giving the impression that the painting is a fragment of a larger work.
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Although one's view of the painting is hampered by the glass protecting it, and by the toll that age and handling have obviously taken on the canvas, a close examination of this painting begins to reveal something of the artist's method. The painting is not composed of perfectly flat planes of color, as one might expect. Subtle brush strokes are evident throughout. The artist appears to have used different techniques for the various elements.[citation needed] The black lines are the flattest elements, with the least amount of depth. The colored forms have the most obvious brush strokes, all running in one direction. Most interesting, however, are the white forms, which clearly have been painted in layers, using brush strokes running in different directions. This generates a greater sense of depth in the white forms so that they appear to overwhelm the lines and the colors, which indeed they were doing, as Mondrian's paintings of this period came to be increasingly dominated by white space.
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In 1926, Katherine Dreier, co-founder of New York City's Society of Independent Artists (along with Marcel Duchamp and Man Ray), visited Piet Mondrian's studio in Paris and acquired one of his diamond compositions, Painting I. This was then shown during an exhibition organized by the Society of Independent Artists in the Brooklyn Museum--the first major exhibition of modern art in America since the Armory Show. She stated in the catalog that "Holland has produced three great painters who, though a logical expression of their own country, rose above it through the vigor of their personality – the first was Rembrandt, the second was Van Gogh, and the third is Mondrian."[26]
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As the years progressed, lines began to take precedence over forms in Mondrian's paintings. In the 1930s, he began to use thinner lines and double lines more frequently, punctuated with a few small colored forms, if any at all. Double lines particularly excited Mondrian, for he believed they offered his paintings a new dynamism which he was eager to explore. The introduction of the double line in his work was influenced by the work of his friend and contemporary Marlow Moss.[27]
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From 1934 to 1935, three of Mondrian's paintings were exhibited as part of the "Abstract and Concrete" exhibitions in the UK at Oxford, London, and Liverpool.[28]
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In September 1938, Mondrian left Paris in the face of advancing fascism and moved to London.[30] After the Netherlands was invaded and Paris fell in 1940, he left London for Manhattan, where he would remain until his death. Some of Mondrian's later works are difficult to place in terms of his artistic development because there were quite a few canvases that he began in Paris or London and only completed months or years later in Manhattan. The finished works from this later period are visually busy, with more lines than any of his work since the 1920s, placed in an overlapping arrangement that is almost cartographical in appearance. He spent many long hours painting on his own until his hands blistered, and he sometimes cried or made himself sick.
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Mondrian produced Lozenge Composition With Four Yellow Lines (1933), a simple painting that innovated thick, colored lines instead of black ones. After that one painting, this practice remained dormant in Mondrian's work until he arrived in Manhattan, at which time he began to embrace it with abandon. In some examples of this new direction, such as Composition (1938) / Place de la Concorde (1943), he appears to have taken unfinished black-line paintings from Paris and completed them in New York by adding short perpendicular lines of different colors, running between the longer black lines, or from a black line to the edge of the canvas. The newly colored areas are thick, almost bridging the gap between lines and forms, and it is startling to see color in a Mondrian painting that is unbounded by black. Other works mix long lines of red amidst the familiar black lines, creating a new sense of depth by the addition of a colored layer on top of the black one. His painting Composition No. 10, 1939–1942, characterized by primary colors, white ground and black grid lines clearly defined Mondrian's radical but classical approach to the rectangle.
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On 23 September 1940 Mondrian left Europe for New York aboard the Cunard White Star Lines ship RMS Samaria, departing from Liverpool.[31] The new canvases that Mondrian began in Manhattan are even more startling, and indicate the beginning of a new idiom that was cut short by the artist's death. New York City (1942) is a complex lattice of red, blue, and yellow lines, occasionally interlacing to create a greater sense of depth than his previous works. An unfinished 1941 version of this work uses strips of painted paper tape, which the artist could rearrange at will to experiment with different designs.
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His painting Broadway Boogie-Woogie (1942–43) at The Museum of Modern Art in Manhattan was highly influential in the school of abstract geometric painting. The piece is made up of a number of shimmering squares of bright color that leap from the canvas, then appear to shimmer, drawing the viewer into those neon lights. In this painting and the unfinished Victory Boogie Woogie (1942–1944), Mondrian replaced former solid lines with lines created from small adjoining rectangles of color, created in part by using small pieces of paper tape in various colors. Larger unbounded rectangles of color punctuate the design, some with smaller concentric rectangles inside them. While Mondrian's works of the 1920s and 1930s tend to have an almost scientific austerity about them, these are bright, lively paintings, reflecting the upbeat music that inspired them and the city in which they were made.
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In these final works, the forms have indeed usurped the role of the lines, opening another new door for Mondrian's development as an abstractionist. The Boogie-Woogie paintings were clearly more of a revolutionary change than an evolutionary one, representing the most profound development in Mondrian's work since his abandonment of representational art in 1913.
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In 2008 the Dutch television program Andere Tijden found the only known movie footage with Mondrian.[32] The discovery of the film footage was announced at the end of a two-year research program on the Victory Boogie Woogie. The research found that the painting was in very good condition and that Mondrian painted the composition in one session. It also was found that the composition was changed radically by Mondrian shortly before his death by using small pieces of colored tape.
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When the 47-year-old Piet Mondrian left the Netherlands for unfettered Paris for the second and last time in 1919, he set about at once to make his studio a nurturing environment for paintings he had in mind that would increasingly express the principles of neoplasticism about which he had been writing for two years. To hide the studio's structural flaws quickly and inexpensively, he tacked up large rectangular placards, each in a single color or neutral hue. Smaller colored paper squares and rectangles, composed together, accented the walls. Then came an intense period of painting. Again he addressed the walls, repositioning the colored cutouts, adding to their number, altering the dynamics of color and space, producing new tensions and equilibrium. Before long, he had established a creative schedule in which a period of painting took turns with a period of experimentally regrouping the smaller papers on the walls, a process that directly fed the next period of painting. It was a pattern he followed for the rest of his life, through wartime moves from Paris to London's Hampstead in 1938 and 1940, across the Atlantic to Manhattan.
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At the age of 71 in the fall of 1943, Mondrian moved into his second and final Manhattan studio at 15 East 59th Street, and set about to recreate the environment he had learned over the years was most congenial to his modest way of life and most stimulating to his art. He painted the high walls the same off-white he used on his easel and on the seats, tables and storage cases he designed and fashioned meticulously from discarded orange and apple-crates. He glossed the top of a white metal stool in the same brilliant primary red he applied to the cardboard sheath he made for the radio-phonograph that spilled forth his beloved jazz from well-traveled records. Visitors to this last studio seldom saw more than one or two new canvases, but found, often to their astonishment, that eight large compositions of colored bits of paper he had tacked and re-tacked to the walls in ever-changing relationships constituted together an environment that, paradoxically and simultaneously, was both kinetic and serene, stimulating and restful. It was the best space, Mondrian said, that he had inhabited. He was there for only a few months, as he died in February 1944.
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After his death, Mondrian's friend and sponsor in Manhattan, artist Harry Holtzman, and another painter friend, Fritz Glarner, carefully documented the studio on film and in still photographs before opening it to the public for a six-week exhibition. Before dismantling the studio, Holtzman (who was also Mondrian's heir) traced the wall compositions precisely, prepared exact portable facsimiles of the space each had occupied, and affixed to each the original surviving cut-out components. These portable Mondrian compositions have become known as "The Wall Works". Since Mondrian's death, they have been exhibited twice at Manhattan's Museum of Modern Art (1983 and 1995–96),[33] once in SoHo at the Carpenter + Hochman Gallery (1984), once each at the Galerie Tokoro in Tokyo, Japan (1993), the XXII Biennial of Sao Paulo (1994), the University of Michigan (1995), and – the first time shown in Europe – at the Akademie der Künste (Academy of The Arts), in Berlin (22 February – 22 April 2007).
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Piet Mondrian died of pneumonia on 1 February 1944 and was interred at the Cypress Hills Cemetery in Brooklyn, New York.[34]
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On 3 February 1944 a memorial was held for Mondrian at the Universal Chapel on Lexington Avenue and 52nd Street in Manhattan. The service was attended by nearly 200 people including Alexander Archipenko, Marc Chagall, Marcel Duchamp, Fernand Léger, Alexander Calder and Robert Motherwell.[35]
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The Mondrian / Holtzman Trust functions as Mondrian's official estate, and "aims to promote awareness of Mondrian's artwork and to ensure the integrity of his work".[36]
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From 6 June to 5 October 2014, the Tate Liverpool displayed the largest UK collection of Mondrian's works, in commemoration of the 70th anniversary of his death. Mondrian and his Studios included a life-size reconstruction of his Paris studio. Charles Darwent, in The Guardian, wrote: "With its black floor and white walls hung with moveable panels of red, yellow and blue, the studio at Rue du Départ was not just a place for making Mondrians. It was a Mondrian – and a generator of Mondrians."[11] He has been described as "the world’s greatest abstract geometrist".[53]
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Coordinates: 25°S 133°E / 25°S 133°E / -25; 133
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Australia, officially the Commonwealth of Australia,[12] is a sovereign country comprising the mainland of the Australian continent, the island of Tasmania, and numerous smaller islands. It is the largest country in Oceania and the world's sixth-largest country by total area. The population of 26 million[6] is highly urbanised and heavily concentrated on the eastern seaboard.[13] Australia's capital is Canberra, and its largest city is Sydney. The country's other major metropolitan areas are Melbourne, Brisbane, Perth, and Adelaide.
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Indigenous Australians inhabited the continent for about 65,000 years[14] prior to the first arrival of Dutch explorers in the early 17th century, who named it New Holland. In 1770, Australia's eastern half was claimed by Great Britain and initially settled through penal transportation to the colony of New South Wales from 26 January 1788, a date which became Australia's national day. The population grew steadily in subsequent decades, and by the time of an 1850s gold rush, most of the continent had been explored by European settlers and an additional five self-governing crown colonies established. On 1 January 1901, the six colonies federated, forming the Commonwealth of Australia. Australia has since maintained a stable liberal democratic political system that functions as a federal parliamentary constitutional monarchy, comprising six states and ten territories.
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Australia is the oldest,[15] flattest,[16] and driest inhabited continent,[17][18] with the least fertile soils.[19][20] It has a landmass of 7,617,930 square kilometres (2,941,300 sq mi).[21] A megadiverse country, its size gives it a wide variety of landscapes, with deserts in the centre, tropical rainforests in the north-east, and mountain ranges in the south-east. Australia generates its income from various sources, including mining-related exports, telecommunications, banking, manufacturing, and international education.[22][23][24]
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Australia is a highly developed country, with the world's 14th-largest economy. It has a high-income economy, with the world's tenth-highest per capita income.[25] It is a regional power and has the world's 13th-highest military expenditure.[26] Immigrants account for 30% of the population,[27] the highest proportion in any country with a population over 10 million.[28] Having the third-highest human development index and the eighth-highest ranked democracy globally, the country ranks highly in quality of life, health, education, economic freedom, civil liberties, and political rights,[29] with all its major cities faring well in global comparative livability surveys.[30] Australia is a member of the United Nations, G20, Commonwealth of Nations, ANZUS, Organisation for Economic Co-operation and Development (OECD), World Trade Organization, Asia-Pacific Economic Cooperation, Pacific Islands Forum, and the ASEAN Plus Six mechanism.
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The name Australia (pronounced /əˈstreɪliə/ in Australian English[31]) is derived from the Latin Terra Australis ("southern land"), a name used for a hypothetical continent in the Southern Hemisphere since ancient times.[32] When Europeans first began visiting and mapping Australia in the 17th century, the name Terra Australis was naturally applied to the new territories.[N 5]
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Until the early 19th century, Australia was best known as "New Holland", a name first applied by the Dutch explorer Abel Tasman in 1644 (as Nieuw-Holland) and subsequently anglicised. Terra Australis still saw occasional usage, such as in scientific texts.[N 6] The name Australia was popularised by the explorer Matthew Flinders, who said it was "more agreeable to the ear, and an assimilation to the names of the other great portions of the earth".[38] Several famous early cartographers also made use of the word Australia on maps. Gerardus Mercator (1512–1594) used the phrase climata australia on his double cordiform map of the world of 1538, as did Gemma Frisius (1508–1555), who was Mercator's teacher and collaborator, on his own cordiform wall map in 1540. Australia appears in a book on astronomy by Cyriaco Jacob zum Barth published in Frankfurt-am-Main in 1545.[39]
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The first time that Australia appears to have been officially used was in April 1817, when Governor Lachlan Macquarie acknowledged the receipt of Flinders' charts of Australia from Lord Bathurst.[40] In December 1817, Macquarie recommended to the Colonial Office that it be formally adopted.[41] In 1824, the Admiralty agreed that the continent should be known officially by that name.[42] The first official published use of the new name came with the publication in 1830 of The Australia Directory by the Hydrographic Office.[43]
|
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Colloquial names for Australia include "Oz" and "the Land Down Under" (usually shortened to just "Down Under"). Other epithets include "the Great Southern Land", "the Lucky Country", "the Sunburnt Country", and "the Wide Brown Land". The latter two both derive from Dorothea Mackellar's 1908 poem "My Country".[44]
|
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Human habitation of the Australian continent is known to have begun at least 65,000 years ago,[45][46] with the migration of people by land bridges and short sea-crossings from what is now Southeast Asia.[47] The Madjedbebe rock shelter in Arnhem Land is recognised as the oldest site showing the presence of humans in Australia.[48] The oldest human remains found are the Lake Mungo remains, which have been dated to around 41,000 years ago.[49][50] These people were the ancestors of modern Indigenous Australians.[51] Aboriginal Australian culture is one of the oldest continual cultures on earth.[52]
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At the time of first European contact, most Indigenous Australians were hunter-gatherers with complex economies and societies.[53][54] Recent archaeological finds suggest that a population of 750,000 could have been sustained.[55][56] Indigenous Australians have an oral culture with spiritual values based on reverence for the land and a belief in the Dreamtime.[57] The Torres Strait Islanders, ethnically Melanesian, obtained their livelihood from seasonal horticulture and the resources of their reefs and seas.[58] The northern coasts and waters of Australia were visited sporadically by Makassan fishermen from what is now Indonesia.[59]
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The first recorded European sighting of the Australian mainland, and the first recorded European landfall on the Australian continent, are attributed to the Dutch.[60] The first ship and crew to chart the Australian coast and meet with Aboriginal people was the Duyfken captained by Dutch navigator, Willem Janszoon.[61] He sighted the coast of Cape York Peninsula in early 1606, and made landfall on 26 February at the Pennefather River near the modern town of Weipa on Cape York.[62] Later that year, Spanish explorer Luís Vaz de Torres sailed through, and navigated, Torres Strait islands.[63] The Dutch charted the whole of the western and northern coastlines and named the island continent "New Holland" during the 17th century, and although no attempt at settlement was made,[62] a number of shipwrecks left men either stranded or, as in the case of the Batavia in 1629, marooned for mutiny and murder, thus becoming the first Europeans to permanently inhabit the continent.[64] William Dampier, an English explorer and privateer, landed on the north-west coast of New Holland in 1688 (while serving as a crewman under pirate Captain John Read[65]) and again in 1699 on a return trip.[66] In 1770, James Cook sailed along and mapped the east coast, which he named New South Wales and claimed for Great Britain.[67]
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With the loss of its American colonies in 1783, the British Government sent a fleet of ships, the "First Fleet", under the command of Captain Arthur Phillip, to establish a new penal colony in New South Wales. A camp was set up and the Union flag raised at Sydney Cove, Port Jackson, on 26 January 1788,[68][69] a date which later became Australia's national day, Australia Day. Most early convicts were transported for petty crimes and assigned as labourers or servants upon arrival. While the majority settled into colonial society once emancipated, convict rebellions and uprisings were also staged, but invariably suppressed under martial law. The 1808 Rum Rebellion, the only successful armed takeover of government in Australia, instigated a two-year period of military rule.[70]
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The indigenous population declined for 150 years following settlement, mainly due to infectious disease.[71] Thousands more died as a result of frontier conflict with settlers.[72] A government policy of "assimilation" beginning with the Aboriginal Protection Act 1869 resulted in the removal of many Aboriginal children from their families and communities—referred to as the Stolen Generations—a practice which also contributed to the decline in the indigenous population.[73] As a result of the 1967 referendum, the Federal government's power to enact special laws with respect to a particular race was extended to enable the making of laws with respect to Aboriginals.[74] Traditional ownership of land ("native title") was not recognised in law until 1992, when the High Court of Australia held in Mabo v Queensland (No 2) that the legal doctrine that Australia had been terra nullius ("land belonging to no one") did not apply to Australia at the time of British settlement.[75]
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The expansion of British control over other areas of the continent began in the early 19th century, initially confined to coastal regions. A settlement was established in Van Diemen's Land (present-day Tasmania) in 1803, and it became a separate colony in 1825.[76] In 1813, Gregory Blaxland, William Lawson and William Wentworth crossed the Blue Mountains west of Sydney, opening the interior to European settlement.[77] The British claim was extended to the whole Australian continent in 1827 when Major Edmund Lockyer established a settlement on King George Sound (modern-day Albany, Western Australia).[78] The Swan River Colony was established in 1829, evolving into the largest Australian colony by area, Western Australia.[79] In accordance with population growth, separate colonies were carved from parts of New South Wales: South Australia in 1836, New Zealand in 1841, Victoria in 1851, and Queensland in 1859.[80] The Northern Territory was excised from South Australia in 1911.[81] South Australia was founded as a "free province"—it was never a penal colony.[82] Western Australia was also founded "free" but later accepted transported convicts, the last of which arrived in 1868, decades after transportation had ceased to the other colonies.[83] By 1850, Europeans still had not entered large areas of the inland. Explorers remained ambitious to discover new lands for agriculture or answers to scientific enquiries.[84]
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A series of gold rushes beginning in the early 1850s led to an influx of new migrants from China, North America and mainland Europe,[85] and also spurred outbreaks of bushranging and civil unrest. The latter peaked in 1854 when Ballarat miners launched the Eureka Rebellion against gold license fees.[86] Between 1855 and 1890, the six colonies individually gained responsible government, managing most of their own affairs while remaining part of the British Empire.[87] The Colonial Office in London retained control of some matters, notably foreign affairs,[88] defence,[89] and international shipping.
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On 1 January 1901, federation of the colonies was achieved after a decade of planning, consultation and voting.[90] After the 1907 Imperial Conference, Australia and the other self-governing British colonies were given the status of "dominion" within the British Empire.[91][92] The Federal Capital Territory (later renamed the Australian Capital Territory) was formed in 1911 as the location for the future federal capital of Canberra. Melbourne was the temporary seat of government from 1901 to 1927 while Canberra was being constructed.[93] The Northern Territory was transferred from the control of the South Australian government to the federal parliament in 1911.[94] Australia became the colonial ruler of the Territory of Papua (which had initially been annexed by Queensland in 1888) in 1902 and of the Territory of New Guinea (formerly German New Guinea) in 1920. The two were unified as the Territory of Papua and New Guinea in 1949 and gained independence from Australia in 1975.
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In 1914, Australia joined Britain in fighting World War I, with support from both the outgoing Commonwealth Liberal Party and the incoming Australian Labor Party.[95][96] Australians took part in many of the major battles fought on the Western Front.[97] Of about 416,000 who served, about 60,000 were killed and another 152,000 were wounded.[98] Many Australians regard the defeat of the Australian and New Zealand Army Corps (ANZACs) at Gallipoli as the birth of the nation—its first major military action.[99][100] The Kokoda Track campaign is regarded by many as an analogous nation-defining event during World War II.[101]
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Britain's Statute of Westminster 1931 formally ended most of the constitutional links between Australia and the UK. Australia adopted it in 1942,[102] but it was backdated to 1939 to confirm the validity of legislation passed by the Australian Parliament during World War II.[103][104] The shock of Britain's defeat in Asia in 1942, followed soon after by the Japanese bombing of Darwin and attack on Sydney Harbour, led to a widespread belief in Australia that an invasion was imminent, and a shift towards the United States as a new ally and protector.[105] Since 1951, Australia has been a formal military ally of the US, under the ANZUS treaty.[106]
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After World War II, Australia encouraged immigration from mainland Europe. Since the 1970s and following the abolition of the White Australia policy, immigration from Asia and elsewhere was also promoted.[107] As a result, Australia's demography, culture, and self-image were transformed.[108] The Australia Act 1986 severed the remaining constitutional ties between Australia and the UK.[109] In a 1999 referendum, 55% of voters and a majority in every state rejected a proposal to become a republic with a president appointed by a two-thirds vote in both Houses of the Australian Parliament. There has been an increasing focus in foreign policy on ties with other Pacific Rim nations, while maintaining close ties with Australia's traditional allies and trading partners.[110]
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Surrounded by the Indian and Pacific oceans,[N 7] Australia is separated from Asia by the Arafura and Timor seas, with the Coral Sea lying off the Queensland coast, and the Tasman Sea lying between Australia and New Zealand. The world's smallest continent[112] and sixth largest country by total area,[113] Australia—owing to its size and isolation—is often dubbed the "island continent"[114] and is sometimes considered the world's largest island.[115] Australia has 34,218 kilometres (21,262 mi) of coastline (excluding all offshore islands),[116] and claims an extensive Exclusive Economic Zone of 8,148,250 square kilometres (3,146,060 sq mi). This exclusive economic zone does not include the Australian Antarctic Territory.[117] Apart from Macquarie Island, Australia lies between latitudes 9° and 44°S, and longitudes 112° and 154°E.
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Australia's size gives it a wide variety of landscapes, with tropical rainforests in the north-east, mountain ranges in the south-east, south-west and east, and desert in the centre.[118] The desert or semi-arid land commonly known as the outback makes up by far the largest portion of land.[119] Australia is the driest inhabited continent; its annual rainfall averaged over continental area is less than 500 mm.[120] The population density, 3.2 inhabitants per square kilometre, although a large proportion of the population lives along the temperate south-eastern coastline.[121]
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The Great Barrier Reef, the world's largest coral reef,[122] lies a short distance off the north-east coast and extends for over 2,000 kilometres (1,240 mi). Mount Augustus, claimed to be the world's largest monolith,[123] is located in Western Australia. At 2,228 metres (7,310 ft), Mount Kosciuszko is the highest mountain on the Australian mainland. Even taller are Mawson Peak (at 2,745 metres or 9,006 feet), on the remote Australian external territory of Heard Island, and, in the Australian Antarctic Territory, Mount McClintock and Mount Menzies, at 3,492 metres (11,457 ft) and 3,355 metres (11,007 ft) respectively.[124]
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Eastern Australia is marked by the Great Dividing Range, which runs parallel to the coast of Queensland, New South Wales and much of Victoria. The name is not strictly accurate, because parts of the range consist of low hills, and the highlands are typically no more than 1,600 metres (5,249 ft) in height.[125] The coastal uplands and a belt of Brigalow grasslands lie between the coast and the mountains, while inland of the dividing range are large areas of grassland and shrubland.[125][126] These include the western plains of New South Wales, and the Mitchell Grass Downs and Mulga Lands of inland Queensland. The northernmost point of the east coast is the tropical Cape York Peninsula.[127][128][129][130]
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The landscapes of the Top End and the Gulf Country—with their tropical climate—include forest, woodland, wetland, grassland, rainforest and desert.[131][132][133] At the north-west corner of the continent are the sandstone cliffs and gorges of The Kimberley, and below that the Pilbara. The Victoria Plains tropical savanna lies south of the Kimberly and Arnhem Land savannas, forming a transition between the coastal savannas and the interior deserts.[134][135][136] At the heart of the country are the uplands of central Australia. Prominent features of the centre and south include Uluru (also known as Ayers Rock), the famous sandstone monolith, and the inland Simpson, Tirari and Sturt Stony, Gibson, Great Sandy, Tanami, and Great Victoria deserts, with the famous Nullarbor Plain on the southern coast.[137][138][139][140] The Western Australian mulga shrublands lie between the interior deserts and Mediterranean-climate Southwest Australia.[141][142]
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Lying on the Indo-Australian Plate, the mainland of Australia is the lowest and most primordial landmass on Earth with a relatively stable geological history.[143][144] The landmass includes virtually all known rock types and from all geological time periods spanning over 3.8 billion years of the Earth's history. The Pilbara Craton is one of only two pristine Archaean 3.6–2.7 Ga (billion years ago) crusts identified on the Earth.[145]
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Having been part of all major supercontinents, the Australian continent began to form after the breakup of Gondwana in the Permian, with the separation of the continental landmass from the African continent and Indian subcontinent. It separated from Antarctica over a prolonged period beginning in the Permian and continuing through to the Cretaceous.[146] When the last glacial period ended in about 10,000 BC, rising sea levels formed Bass Strait, separating Tasmania from the mainland. Then between about 8,000 and 6,500 BC, the lowlands in the north were flooded by the sea, separating New Guinea, the Aru Islands, and the mainland of Australia.[147] The Australian continent is currently moving toward Eurasia at the rate of 6 to 7 centimetres a year.[148]
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The Australian mainland's continental crust, excluding the thinned margins, has an average thickness of 38 km, with a range in thickness from 24 km to 59 km.[149] Australia's geology can be divided into several main sections, showcasing that the continent grew from west to east: the Archaean cratonic shields found mostly in the west, Proterozoic fold belts in the centre and Phanerozoic sedimentary basins, metamorphic and igneous rocks in the east.[150]
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The Australian mainland and Tasmania are situated in the middle of the tectonic plate and currently have no active volcanoes,[151] but due to passing over the East Australia hotspot, recent volcanism has occurred during the Holocene, in the Newer Volcanics Province of western Victoria and southeastern South Australia. Volcanism also occurs in the island of New Guinea (considered geologically as part of the Australian continent), and in the Australian external territory of Heard Island and McDonald Islands.[152] Seismic activity in the Australian mainland and Tasmania is also low, with the greatest number of fatalities having occurred in the 1989 Newcastle earthquake.[153]
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The climate of Australia is significantly influenced by ocean currents, including the Indian Ocean Dipole and the El Niño–Southern Oscillation, which is correlated with periodic drought, and the seasonal tropical low-pressure system that produces cyclones in northern Australia.[155][156] These factors cause rainfall to vary markedly from year to year. Much of the northern part of the country has a tropical, predominantly summer-rainfall (monsoon).[120] The south-west corner of the country has a Mediterranean climate.[157] The south-east ranges from oceanic (Tasmania and coastal Victoria) to humid subtropical (upper half of New South Wales), with the highlands featuring alpine and subpolar oceanic climates. The interior is arid to semi-arid.[120]
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According to the Bureau of Meteorology's 2011 Australian Climate Statement, Australia had lower than average temperatures in 2011 as a consequence of a La Niña weather pattern; however, "the country's 10-year average continues to demonstrate the rising trend in temperatures, with 2002–2011 likely to rank in the top two warmest 10-year periods on record for Australia, at 0.52 °C (0.94 °F) above the long-term average".[158] Furthermore, 2014 was Australia's third warmest year since national temperature observations commenced in 1910.[159][160]
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Water restrictions are frequently in place in many regions and cities of Australia in response to chronic shortages due to urban population increases and localised drought.[161][162] Throughout much of the continent, major flooding regularly follows extended periods of drought, flushing out inland river systems, overflowing dams and inundating large inland flood plains, as occurred throughout Eastern Australia in 2010, 2011 and 2012 after the 2000s Australian drought.
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Australia's carbon dioxide emissions per capita are among the highest in the world, lower than those of only a few other industrialised nations.[163]
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January 2019 was the hottest month ever in Australia with average temperatures exceeding 30 °C (86 °F).[164][165]
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The 2019–20 Australian bushfire season was Australia's worst bushfire season on record.[166]
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Although most of Australia is semi-arid or desert, the continent includes a diverse range of habitats from alpine heaths to tropical rainforests. Fungi typify that diversity—an estimated 250,000 species—of which only 5% have been described—occur in Australia.[167] Because of the continent's great age, extremely variable weather patterns, and long-term geographic isolation, much of Australia's biota is unique. About 85% of flowering plants, 84% of mammals, more than 45% of birds, and 89% of in-shore, temperate-zone fish are endemic.[168] Australia has at least 755 species of reptile, more than any other country in the world.[169] Besides Antarctica, Australia is the only continent that developed without feline species. Feral cats may have been introduced in the 17th century by Dutch shipwrecks, and later in the 18th century by European settlers. They are now considered a major factor in the decline and extinction of many vulnerable and endangered native species.[170]
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Australian forests are mostly made up of evergreen species, particularly eucalyptus trees in the less arid regions; wattles replace them as the dominant species in drier regions and deserts.[171] Among well-known Australian animals are the monotremes (the platypus and echidna); a host of marsupials, including the kangaroo, koala, and wombat, and birds such as the emu and the kookaburra.[171] Australia is home to many dangerous animals including some of the most venomous snakes in the world.[172] The dingo was introduced by Austronesian people who traded with Indigenous Australians around 3000 BCE.[173] Many animal and plant species became extinct soon after first human settlement,[174] including the Australian megafauna; others have disappeared since European settlement, among them the thylacine.[175][176]
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Many of Australia's ecoregions, and the species within those regions, are threatened by human activities and introduced animal, chromistan, fungal and plant species.[177] All these factors have led to Australia's having the highest mammal extinction rate of any country in the world.[178] The federal Environment Protection and Biodiversity Conservation Act 1999 is the legal framework for the protection of threatened species.[179] Numerous protected areas have been created under the National Strategy for the Conservation of Australia's Biological Diversity to protect and preserve unique ecosystems;[180][181] 65 wetlands are listed under the Ramsar Convention,[182] and 16 natural World Heritage Sites have been established.[183] Australia was ranked 21st out of 178 countries in the world on the 2018 Environmental Performance Index.[184] There are more than 1,800 animals and plants on Australia's threatened species list, including more than 500 animals.[185]
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Australia is a federal parliamentary constitutional monarchy.[186] The country has maintained a stable liberal democratic political system under its constitution, which is one of the world's oldest, since Federation in 1901. It is also one of the world's oldest federations, in which power is divided between the federal and state and territorial governments. The Australian system of government combines elements derived from the political systems of the United Kingdom (a fused executive, constitutional monarchy and strong party discipline) and the United States (federalism, a written constitution and strong bicameralism with an elected upper house), along with distinctive indigenous features.[187][188]
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The federal government is separated into three branches:
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Elizabeth II reigns as Queen of Australia and is represented in Australia by the governor-general at the federal level and by the governors at the state level, who by convention act on the advice of her ministers.[190][191] Thus, in practice the governor-general acts as a legal figurehead for the actions of the prime minister and the Federal Executive Council. The governor-general does have extraordinary reserve powers which may be exercised outside the prime minister's request in rare and limited circumstances, the most notable exercise of which was the dismissal of the Whitlam Government in the constitutional crisis of 1975.[192]
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In the Senate (the upper house), there are 76 senators: twelve each from the states and two each from the mainland territories (the Australian Capital Territory and the Northern Territory).[193] The House of Representatives (the lower house) has 151 members elected from single-member electoral divisions, commonly known as "electorates" or "seats", allocated to states on the basis of population,[194] with each original state guaranteed a minimum of five seats.[195] Elections for both chambers are normally held every three years simultaneously; senators have overlapping six-year terms except for those from the territories, whose terms are not fixed but are tied to the electoral cycle for the lower house; thus only 40 of the 76 places in the Senate are put to each election unless the cycle is interrupted by a double dissolution.[193]
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Australia's electoral system uses preferential voting for all lower house elections with the exception of Tasmania and the ACT which, along with the Senate and most state upper houses, combine it with proportional representation in a system known as the single transferable vote. Voting is compulsory for all enrolled citizens 18 years and over in every jurisdiction,[196] as is enrolment (with the exception of South Australia).[197] The party with majority support in the House of Representatives forms the government and its leader becomes Prime Minister. In cases where no party has majority support, the Governor-General has the constitutional power to appoint the Prime Minister and, if necessary, dismiss one that has lost the confidence of Parliament.[198]
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There are two major political groups that usually form government, federally and in the states: the Australian Labor Party and the Coalition which is a formal grouping of the Liberal Party and its minor partner, the National Party.[199][200] Within Australian political culture, the Coalition is considered centre-right and the Labor Party is considered centre-left.[201] Independent members and several minor parties have achieved representation in Australian parliaments, mostly in upper houses. The Australian Greens are often considered the "third force" in politics, being the third largest party by both vote and membership.[202]
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The most recent federal election was held on 18 May 2019 and resulted in the Coalition, led by Prime Minister Scott Morrison, retaining government.[203]
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Australia has six states—New South Wales (NSW), Queensland (QLD), South Australia (SA), Tasmania (TAS), Victoria (VIC) and Western Australia (WA)—and two major mainland territories—the Australian Capital Territory (ACT) and the Northern Territory (NT). In most respects, these two territories function as states, except that the Commonwealth Parliament has the power to modify or repeal any legislation passed by the territory parliaments.[204]
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Under the constitution, the states essentially have plenary legislative power to legislate on any subject, whereas the Commonwealth (federal) Parliament may legislate only within the subject areas enumerated under section 51. For example, state parliaments have the power to legislate with respect to education, criminal law and state police, health, transport, and local government, but the Commonwealth Parliament does not have any specific power to legislate in these areas.[205] However, Commonwealth laws prevail over state laws to the extent of the inconsistency.[206] In addition, the Commonwealth has the power to levy income tax which, coupled with the power to make grants to States, has given it the financial means to incentivise States to pursue specific legislative agendas within areas over which the Commonwealth does not have legislative power.
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Each state and major mainland territory has its own parliament—unicameral in the Northern Territory, the ACT and Queensland, and bicameral in the other states. The states are sovereign entities, although subject to certain powers of the Commonwealth as defined by the Constitution. The lower houses are known as the Legislative Assembly (the House of Assembly in South Australia and Tasmania); the upper houses are known as the Legislative Council. The head of the government in each state is the Premier and in each territory the Chief Minister. The Queen is represented in each state by a governor; and in the Northern Territory, the administrator.[207] In the Commonwealth, the Queen's representative is the governor-general.[208]
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The Commonwealth Parliament also directly administers the external territories of Ashmore and Cartier Islands, the Australian Antarctic Territory, Christmas Island, the Cocos (Keeling) Islands, the Coral Sea Islands, and Heard Island and McDonald Islands, as well as the internal Jervis Bay Territory, a naval base and sea port for the national capital in land that was formerly part of New South Wales.[189] The external territory of Norfolk Island previously exercised considerable autonomy under the Norfolk Island Act 1979 through its own legislative assembly and an Administrator to represent the Queen.[209] In 2015, the Commonwealth Parliament abolished self-government, integrating Norfolk Island into the Australian tax and welfare systems and replacing its legislative assembly with a council.[210] Macquarie Island is part of Tasmania,[211] and Lord Howe Island of New South Wales.[212]
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Over recent decades, Australia's foreign relations have been driven by a close association with the United States through the ANZUS pact, and by a desire to develop relationships with Asia and the Pacific, particularly through ASEAN, the Pacific Islands Forum and the Pacific Community, of which Australia is a founding member. In 2005 Australia secured an inaugural seat at the East Asia Summit following its accession to the Treaty of Amity and Cooperation in Southeast Asia, and in 2011 attended the Sixth East Asia Summit in Indonesia. Australia is a member of the Commonwealth of Nations, in which the Commonwealth Heads of Government meetings provide the main forum for co-operation.[213] Australia has pursued the cause of international trade liberalisation.[214] It led the formation of the Cairns Group and Asia-Pacific Economic Cooperation.[215][216]
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Australia is a member of the Organisation for Economic Co-operation and Development and the World Trade Organization,[217][218] and has pursued several major bilateral free trade agreements, most recently the Australia–United States Free Trade Agreement[219] and Closer Economic Relations with New Zealand,[220] with another free trade agreement being negotiated with China—the Australia–China Free Trade Agreement—and Japan,[221] South Korea in 2011,[222][223] Australia–Chile Free Trade Agreement, and as of November 2015[update] has put the Trans-Pacific Partnership before parliament for ratification.[224]
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Australia maintains a deeply integrated relationship with neighbouring New Zealand, with free mobility of citizens between the two countries under the Trans-Tasman Travel Arrangement and free trade under the
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Australia–New Zealand Closer Economic Relations Trade Agreement.[225] New Zealand, Canada and the United Kingdom are the most favourably viewed countries in the world by Australian people,[226][227] sharing a number of close diplomatic, military and cultural ties with Australia.
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Along with New Zealand, the United Kingdom, Malaysia and Singapore, Australia is party to the Five Power Defence Arrangements, a regional defence agreement. A founding member country of the United Nations, Australia is strongly committed to multilateralism[228] and maintains an international aid program under which some 60 countries receive assistance. The 2005–06 budget provides A$2.5 billion for development assistance.[229] Australia ranks fifteenth overall in the Center for Global Development's 2012 Commitment to Development Index.[230]
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Australia's armed forces—the Australian Defence Force (ADF)—comprise the Royal Australian Navy (RAN), the Australian Army and the Royal Australian Air Force (RAAF), in total numbering 81,214 personnel (including 57,982 regulars and 23,232 reservists) as of November 2015[update]. The titular role of Commander-in-Chief is vested in the Governor-General, who appoints a Chief of the Defence Force from one of the armed services on the advice of the government.[231] Day-to-day force operations are under the command of the Chief, while broader administration and the formulation of defence policy is undertaken by the Minister and Department of Defence.
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In the 2016–17 budget, defence spending comprised 2% of GDP, representing the world's 12th largest defence budget.[232] Australia has been involved in UN and regional peacekeeping, disaster relief and armed conflict, including the 2003 invasion of Iraq; it currently has deployed about 2,241 personnel in varying capacities to 12 international operations in areas including Iraq and Afghanistan.[233]
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A wealthy country, Australia has a market economy, a high GDP per capita, and a relatively low rate of poverty. In terms of average wealth, Australia ranked second in the world after Switzerland from 2013 until 2018.[235] In 2018, Australia overtook Switzerland and became the country with the highest average wealth.[235] Australia's poverty rate increased from 10.2% to 11.8%, from 2000/01 to 2013.[236][237] It was identified by the Credit Suisse Research Institute as the nation with the highest median wealth in the world and the second-highest average wealth per adult in 2013.[236]
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The Australian dollar is the currency for the nation, including Christmas Island, Cocos (Keeling) Islands, and Norfolk Island, as well as the independent Pacific Island states of Kiribati, Nauru, and Tuvalu. With the 2006 merger of the Australian Stock Exchange and the Sydney Futures Exchange, the Australian Securities Exchange became the ninth largest in the world.[238]
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Ranked fifth in the Index of Economic Freedom (2017),[239] Australia is the world's 14th largest economy and has the tenth highest per capita GDP (nominal) at US$55,692.[240] The country was ranked third in the United Nations 2017 Human Development Index.[241] Melbourne reached top spot for the fourth year in a row on The Economist's 2014 list of the world's most liveable cities,[242] followed by Adelaide, Sydney, and Perth in the fifth, seventh, and ninth places respectively. Total government debt in Australia is about A$190 billion[243]—20% of GDP in 2010.[244] Australia has among the highest house prices and some of the highest household debt levels in the world.[245]
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An emphasis on exporting commodities rather than manufactured goods has underpinned a significant increase in Australia's terms of trade since the start of the 21st century, due to rising commodity prices. Australia has a balance of payments that is more than 7% of GDP negative, and has had persistently large current account deficits for more than 50 years.[246] Australia has grown at an average annual rate of 3.6% for over 15 years, in comparison to the OECD annual average of 2.5%.[246]
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Australia was the only advanced economy not to experience a recession due to the global financial downturn in 2008–2009.[247] However, the economies of six of Australia's major trading partners have been in recession[when?], which in turn has affected Australia, significantly hampering its economic growth in recent years[when?].[248][249] From 2012 to early 2013, Australia's national economy grew, but some non-mining states and Australia's non-mining economy experienced a recession.[250][251][252]
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The Hawke Government floated the Australian dollar in 1983 and partially deregulated the financial system.[253] The Howard Government followed with a partial deregulation of the labour market and the further privatisation of state-owned businesses, most notably in the telecommunications industry.[254] The indirect tax system was substantially changed in July 2000 with the introduction of a 10% Goods and Services Tax (GST).[255] In Australia's tax system, personal and company income tax are the main sources of government revenue.[256]
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As of September 2018[update], there were 12,640,800 people employed (either full- or part-time), with an unemployment rate of 5.2%.[257] Data released in mid-November 2013 showed that the number of welfare recipients had grown by 55%. In 2007 228,621 Newstart unemployment allowance recipients were registered, a total that increased to 646,414 in March 2013.[258] According to the Graduate Careers Survey, full-time employment for newly qualified professionals from various occupations has declined since 2011 but it increases for graduates three years after graduation.[259][260]
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Since 2008[when?], inflation has typically been 2–3% and the base interest rate 5–6%. The service sector of the economy, including tourism, education, and financial services, accounts for about 70% of GDP.[261] Rich in natural resources, Australia is a major exporter of agricultural products, particularly wheat and wool, minerals such as iron-ore and gold, and energy in the forms of liquified natural gas and coal. Although agriculture and natural resources account for only 3% and 5% of GDP respectively, they contribute substantially to export performance. Australia's largest export markets are Japan, China, the United States, South Korea, and New Zealand.[262] Australia is the world's fourth largest exporter of wine, and the wine industry contributes A$5.5 billion per year to the nation's economy.[263]
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Access to biocapacity in Australia is much higher than world average. In 2016, Australia had 12.3 global hectares[264] of biocapacity per person within its territory, much more than the world average of 1.6 global hectares per person.[265] In 2016 Australia used 6.6 global hectares of biocapacity per person – their ecological footprint of consumption. This means they use half as much biocapacity as Australia contains. As a result, Australia is running a biocapacity reserve.[264]
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In 2020 ACOSS released a new report revealing that poverty is growing in Australia, with an estimated 3.2 million people, or 13.6% of the population, living below the internationally accepted poverty line of 50% of a country's median income. It also estimated that there are 774,000 (17.7%) children under the age of 15 that are in poverty.[266][267]
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Australia has an average population density of 3.3 persons per square kilometre of total land area, which makes it is one of the most sparsely populated countries in the world. The population is heavily concentrated on the east coast, and in particular in the south-eastern region between South East Queensland to the north-east and Adelaide to the south-west.[268]
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Australia is highly urbanised, with 67% of the population living in the Greater Capital City Statistical Areas (metropolitan areas of the state and mainland territorial capital cities) in 2018.[269] Metropolitan areas with more than one million inhabitants are Sydney, Melbourne, Brisbane, Perth and Adelaide.
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In common with many other developed countries, Australia is experiencing a demographic shift towards an older population, with more retirees and fewer people of working age. In 2018 the average age of the Australian population was 38.8 years.[270] In 2015, 2.15% of the Australian population lived overseas, one of the lowest proportions worldwide.[271]
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Between 1788 and the Second World War, the vast majority of settlers and immigrants came from the British Isles (principally England, Ireland and Scotland), although there was significant immigration from China and Germany during the 19th century. In the decades immediately following the Second World War, Australia received a large wave of immigration from across Europe, with many more immigrants arriving from Southern and Eastern Europe than in previous decades. Since the end of the White Australia policy in 1973, Australia has pursued an official policy of multiculturalism,[274] and there has been a large and continuing wave of immigration from across the world, with Asia being the largest source of immigrants in the 21st century.[275]
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Today, Australia has the world's eighth-largest immigrant population, with immigrants accounting for 30% of the population, a higher proportion than in any other nation with a population of over 10 million.[27][276] 160,323 permanent immigrants were admitted to Australia in 2018–19 (excluding refugees),[275] whilst there was a net population gain of 239,600 people from all permanent and temporary immigration in that year.[277] The majority of immigrants are skilled,[275] but the immigration program includes categories for family members and refugees.[277] In 2019 the largest foreign-born populations were those born in England (3.9%), Mainland China (2.7%), India (2.6%), New Zealand (2.2%), the Philippines (1.2%) and Vietnam (1%).[27]
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In the 2016 Australian census, the most commonly nominated ancestries were:[N 9][278][279]
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At the 2016 census, 649,171 people (2.8% of the total population) identified as being Indigenous—Aboriginal Australians and Torres Strait Islanders.[N 12][281] Indigenous Australians experience higher than average rates of imprisonment and unemployment, lower levels of education, and life expectancies for males and females that are, respectively, 11 and 17 years lower than those of non-indigenous Australians.[262][282][283] Some remote Indigenous communities have been described as having "failed state"-like conditions.[284]
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Although Australia has no official language, English is the de facto national language.[2] Australian English is a major variety of the language with a distinctive accent and lexicon,[285] and differs slightly from other varieties of English in grammar and spelling.[286] General Australian serves as the standard dialect.
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According to the 2016 census, English is the only language spoken in the home for 72.7% of the population. The next most common languages spoken at home are Mandarin (2.5%), Arabic (1.4%), Cantonese (1.2%), Vietnamese (1.2%) and Italian (1.2%).[278] A considerable proportion of first- and second-generation migrants are bilingual.
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Over 250 Indigenous Australian languages are thought to have existed at the time of first European contact,[287] of which fewer than twenty are still in daily use by all age groups.[288][289] About 110 others are spoken exclusively by older people.[289] At the time of the 2006 census, 52,000 Indigenous Australians, representing 12% of the Indigenous population, reported that they spoke an Indigenous language at home.[290] Australia has a sign language known as Auslan, which is the main language of about 10,112 deaf people who reported that they spoke Auslan language at home in the 2016 census.[291]
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Australia has no state religion; Section 116 of the Australian Constitution prohibits the federal government from making any law to establish any religion, impose any religious observance, or prohibit the free exercise of any religion.[293] In the 2016 census, 52.1% of Australians were counted as Christian, including 22.6% as Catholic and 13.3% as Anglican; 30.1% of the population reported having "no religion"; 8.2% identify with non-Christian religions, the largest of these being Islam (2.6%), followed by Buddhism (2.4%), Hinduism (1.9%), Sikhism (0.5%) and Judaism (0.4%). The remaining 9.7% of the population did not provide an adequate answer. Those who reported having no religion increased conspicuously from 19% in 2006 to 22% in 2011 to 30.1% in 2016.[292]
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Before European settlement, the animist beliefs of Australia's indigenous people had been practised for many thousands of years. Mainland Aboriginal Australians' spirituality is known as the Dreamtime and it places a heavy emphasis on belonging to the land. The collection of stories that it contains shaped Aboriginal law and customs. Aboriginal art, story and dance continue to draw on these spiritual traditions. The spirituality and customs of Torres Strait Islanders, who inhabit the islands between Australia and New Guinea, reflected their Melanesian origins and dependence on the sea. The 1996 Australian census counted more than 7000 respondents as followers of a traditional Aboriginal religion.[294]
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Since the arrival of the First Fleet of British ships in 1788, Christianity has become the major religion practised in Australia. Christian churches have played an integral role in the development of education, health and welfare services in Australia. For much of Australian history, the Church of England (now known as the Anglican Church of Australia) was the largest religious denomination, with a large Roman Catholic minority. However, multicultural immigration has contributed to a steep decline in its relative position since the Second World War. Similarly, Islam, Buddhism, Hinduism, Sikhism and Judaism have all grown in Australia over the past half-century.[295]
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Australia has one of the lowest levels of religious adherence in the world.[296] In 2001, only 8.8% of Australians attended church on a weekly basis.[297]
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Australia's life expectancy is the third highest in the world for males and the seventh highest for females.[298] Life expectancy in Australia in 2010 was 79.5 years for males and 84.0 years for females.[299] Australia has the highest rates of skin cancer in the world,[300] while cigarette smoking is the largest preventable cause of death and disease, responsible for 7.8% of the total mortality and disease. Ranked second in preventable causes is hypertension at 7.6%, with obesity third at 7.5%.[301][302] Australia ranks 35th in the world[303] and near the top of developed nations for its proportion of obese adults[304] and nearly two thirds (63%) of its adult population is either overweight or obese.[305]
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Total expenditure on health (including private sector spending) is around 9.8% of GDP.[306] Australia introduced universal health care in 1975.[307] Known as Medicare, it is now nominally funded by an income tax surcharge known as the Medicare levy, currently set at 2%.[308] The states manage hospitals and attached outpatient services, while the Commonwealth funds the Pharmaceutical Benefits Scheme (subsidising the costs of medicines) and general practice.[307]
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School attendance, or registration for home schooling,[310] is compulsory throughout Australia. Education is the responsibility of the individual states and territories[311] so the rules vary between states, but in general children are required to attend school from the age of about 5 until about 16.[312][313] In some states (e.g., Western Australia,[314] the Northern Territory[315] and New South Wales[316][317]), children aged 16–17 are required to either attend school or participate in vocational training, such as an apprenticeship.
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Australia has an adult literacy rate that was estimated to be 99% in 2003.[318] However, a 2011–12 report for the Australian Bureau of Statistics reported that Tasmania has a literacy and numeracy rate of only 50%.[319] In the Programme for International Student Assessment, Australia regularly scores among the top five of thirty major developed countries (member countries of the Organisation for Economic Co-operation and Development). Catholic education accounts for the largest non-government sector.
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Australia has 37 government-funded universities and two private universities, as well as a number of other specialist institutions that provide approved courses at the higher education level.[320] The OECD places Australia among the most expensive nations to attend university.[321] There is a state-based system of vocational training, known as TAFE, and many trades conduct apprenticeships for training new tradespeople.[322] About 58% of Australians aged from 25 to 64 have vocational or tertiary qualifications,[262] and the tertiary graduation rate of 49% is the highest among OECD countries. 30.9 percent of Australia's population has attained a higher education qualification, which is among the highest percentages in the world.[323][324][325]
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Australia has the highest ratio of international students per head of population in the world by a large margin, with 812,000 international students enrolled in the nation's universities and vocational institutions in 2019.[326][327] Accordingly, in 2019, international students represented on average 26.7% of the student bodies of Australian universities. International education therefore represents one of the country's largest exports and has a pronounced influence on the country's demographics, with a significant proportion of international students remaining in Australia after graduation on various skill and employment visas.[328]
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Since 1788, the primary influence behind Australian culture has been Anglo-Celtic Western culture, with some Indigenous influences.[330][331] The divergence and evolution that has occurred in the ensuing centuries has resulted in a distinctive Australian culture.[332][333] The culture of the United States has also been highly influential, particularly through television and cinema. Other cultural influences come from neighbouring Asian countries, and through large-scale immigration from non-English-speaking nations.[334]
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Australia has over 100,000 Aboriginal rock art sites,[335] and traditional designs, patterns and stories infuse contemporary Indigenous Australian art, "the last great art movement of the 20th century" according to critic Robert Hughes;[336] its exponents include Emily Kame Kngwarreye.[337] Early colonial artists showed a fascination with the unfamiliar land.[338] The impressionistic works of Arthur Streeton, Tom Roberts and other members of the 19th-century Heidelberg School—the first "distinctively Australian" movement in Western art—gave expression to nationalist sentiments in the lead-up to Federation.[338] While the school remained influential into the 1900s, modernists such as Margaret Preston, and, later, Sidney Nolan and Arthur Boyd, explored new artistic trends.[338] The landscape remained a central subject matter for Fred Williams, Brett Whiteley and other post-war artists whose works, eclectic in style yet uniquely Australian, moved between the figurative and the abstract.[338][339] The national and state galleries maintain collections of local and international art.[340] Australia has one of the world's highest attendances of art galleries and museums per head of population.[341]
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Australian literature grew slowly in the decades following European settlement though Indigenous oral traditions, many of which have since been recorded in writing, are much older.[343] In the 1870s, Adam Lindsay Gordon posthumously became the first Australian poet to attain a wide readership. Following in his footsteps, Henry Lawson and Banjo Paterson captured the experience of the bush using a distinctive Australian vocabulary.[344] Their works are still popular; Paterson's bush poem "Waltzing Matilda" (1895) is regarded as Australia's unofficial national anthem.[345] Miles Franklin is the namesake of Australia's most prestigious literary prize, awarded annually to the best novel about Australian life.[346] Its first recipient, Patrick White, went on to win the Nobel Prize in Literature in 1973.[347] Australian Booker Prize winners include Peter Carey, Thomas Keneally and Richard Flanagan.[348] Author David Malouf, playwright David Williamson and poet Les Murray are also renowned.[349][350]
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Many of Australia's performing arts companies receive funding through the federal government's Australia Council.[351] There is a symphony orchestra in each state,[352] and a national opera company, Opera Australia,[353] well known for its famous soprano Joan Sutherland.[354] At the beginning of the 20th century, Nellie Melba was one of the world's leading opera singers.[355] Ballet and dance are represented by The Australian Ballet and various state companies. Each state has a publicly funded theatre company.[356]
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The Story of the Kelly Gang (1906), the world's first feature-length narrative film, spurred a boom in Australian cinema during the silent film era.[357] After World War I, Hollywood monopolised the industry,[358] and by the 1960s Australian film production had effectively ceased.[359] With the benefit of government support, the Australian New Wave of the 1970s brought provocative and successful films, many exploring themes of national identity, such as Wake in Fright and Gallipoli,[360] while Crocodile Dundee and the Ozploitation movement's Mad Max series became international blockbusters.[361] In a film market flooded with foreign content, Australian films delivered a 7.7% share of the local box office in 2015.[362] The AACTAs are Australia's premier film and television awards, and notable Academy Award winners from Australia include Geoffrey Rush, Nicole Kidman, Cate Blanchett and Heath Ledger.[363]
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Australia has two public broadcasters (the Australian Broadcasting Corporation and the multicultural Special Broadcasting Service), three commercial television networks, several pay-TV services,[364] and numerous public, non-profit television and radio stations. Each major city has at least one daily newspaper,[364] and there are two national daily newspapers, The Australian and The Australian Financial Review.[364] In 2010, Reporters Without Borders placed Australia 18th on a list of 178 countries ranked by press freedom, behind New Zealand (8th) but ahead of the United Kingdom (19th) and United States (20th).[365] This relatively low ranking is primarily because of the limited diversity of commercial media ownership in Australia;[366] most print media are under the control of News Corporation and, after Fairfax Media was merged with Nine, Nine Entertainment Co.[367]
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Most Indigenous Australian groups subsisted on a simple hunter-gatherer diet of native fauna and flora, otherwise called bush tucker.[368] The first settlers introduced British food to the continent, much of which is now considered typical Australian food, such as the Sunday roast.[369][370] Multicultural immigration transformed Australian cuisine; post-World War II European migrants, particularly from the Mediterranean, helped to build a thriving Australian coffee culture, and the influence of Asian cultures has led to Australian variants of their staple foods, such as the Chinese-inspired dim sim and Chiko Roll.[371] Vegemite, pavlova, lamingtons and meat pies are regarded as iconic Australian foods.[372] Australian wine is produced mainly in the southern, cooler parts of the country.
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Australia is also known for its cafe and coffee culture in urban centres, which has influenced coffee culture abroad, including New York City.[373] Australia was responsible for the flat white coffee–purported to have originated in a Sydney cafe in the mid-1980s.[374]
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Cricket and football are the predominate sports in Australia during the summer and winter months, respectively. Australia is unique in that it has professional leagues for four football codes. Originating in Melbourne in the 1850s, Australian rules football is the most popular code in all states except New South Wales and Queensland, where rugby league holds sway, followed by rugby union. Soccer, while ranked fourth in popularity and resources, has the highest overall participation rates.[376] Cricket is popular across all borders and has been regarded by many Australians as the national sport. The Australian national cricket team competed against England in the first Test match (1877) and the first One Day International (1971), and against New Zealand in the first Twenty20 International (2004), winning all three games. It has also participated in every edition of the Cricket World Cup, winning the tournament a record five times.[377]
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Australia is a powerhouse in water-based sports, such as swimming and surfing.[378] The surf lifesaving movement originated in Australia, and the volunteer lifesaver is one of the country's icons.[379] Nationally, other popular sports include horse racing, basketball, and motor racing. The annual Melbourne Cup horse race and the Sydney to Hobart yacht race attract intense interest.[380] In 2016, the Australian Sports Commission revealed that swimming, cycling and soccer are the three most popular participation sports.[381][382]
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Australia is one of five nations to have participated in every Summer Olympics of the modern era,[383] and has hosted the Games twice: 1956 in Melbourne and 2000 in Sydney.[384] Australia has also participated in every Commonwealth Games,[385] hosting the event in 1938, 1962, 1982, 2006 and 2018.[386] Australia made its inaugural appearance at the Pacific Games in 2015. As well as being a regular FIFA World Cup participant, Australia has won the OFC Nations Cup four times and the AFC Asian Cup once—the only country to have won championships in two different FIFA confederations.[387] In June 2020, Australia won its bid to co-host the 2023 FIFA Women's World Cup with New Zealand.[388][389] The country regularly competes among the world elite basketball teams as it is among the global top three teams in terms of qualifications to the Basketball Tournament at the Summer Olympics. Other major international events held in Australia include the Australian Open tennis grand slam tournament, international cricket matches, and the Australian Formula One Grand Prix. The highest-rating television programs include sports telecasts such as the Summer Olympics, FIFA World Cup, The Ashes, Rugby League State of Origin, and the grand finals of the National Rugby League and Australian Football League.[390] Skiing in Australia began in the 1860s and snow sports take place in the Australian Alps and parts of Tasmania.
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Pope Pius X (Italian: Pio X; born Giuseppe Melchiorre Sarto[a]; 2 June 1835 – 20 August 1914) was head of the Catholic Church from August 1903 to his death in 1914. Pius X is known for vigorously opposing modernist interpretations of Catholic doctrine, promoting liturgical reforms and orthodox theology. He directed the production of the 1917 Code of Canon Law, the first comprehensive and systemic work of its kind. He is venerated as a saint in the Catholic Church.
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Pius X was devoted to the Marian title of Our Lady of Confidence; while his papal encyclical Ad diem illum took on a sense of renewal that was reflected in the motto of his pontificate.[5] He advanced the Liturgical Movement as the only pope to favor the use of the vernacular language in teaching catechesis, he encouraged the frequent reception of holy communion, and he lowered the age for First Communion, which became a lasting innovation of his papacy.[6] In addition, he strongly defended the Catholic religion against indifferentism and relativism.[7] Like his predecessors, he promoted Thomism as the principal philosophical method to be taught in Catholic institutions. As Roman pontiff, he vehemently opposed modernism and various nineteenth-century philosophies, which he viewed as an import of secular errors incompatible with Catholic dogma.[8]
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Pius X was known for his overall firm demeanor and sense of personal poverty.[9] He frequently gave homily sermons in the pulpit every week, a rare practice at the time.[b] After the 1908 Messina earthquake he filled the Apostolic Palace with refugees, long before the Italian government acted.[9] He rejected any kind of favours for his family; his close relatives chose to remain in poverty living near Rome.[9][10] During his pontificate, many famed Marian images were granted a canonical coronation, namely the Our Lady of Aparecida, Our Lady of the Pillar, Our Lady of the Cape, Our Lady of Chiquinquira of Colombia, Our Lady of San Juan de los Lagos, Our Lady of La Naval de Manila, Virgin of Help of Venezuela, Our Lady of Carmel of New York, and the Immaculate Conception within the Chapel of the Choir inside Saint Peter's Basilica were granted its prestigious honors.
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After his death, a strong cult of devotion followed his reputation of piety and holiness. He was beatified in 1951 and was canonized on 29 May 1954.[10] The traditionalist Catholic priestly Society of Saint Pius X is named in his honor while a grand statue bearing his name stands within St. Peter's Basilica; and his birth town was renamed Riese Pio X after his death.
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Giuseppe Melchiorre Sarto was born in Riese, Kingdom of Lombardy-Venetia, Austrian Empire (now Italy, province of Treviso) in 1835. He was the second born of ten children of Giovanni Battista Sarto (1792–1852) and Margarita Sanson (1813–1894). He was baptised 3 June 1835. Giuseppe's childhood was one of poverty, being the son of the village postman. Though poor, his parents valued education, and Giuseppe walked 3.75 miles (6.04 km) to school each day.
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Giuseppe had three brothers and six sisters: Giuseppe Sarto (born 1834; died after six days), Angelo Sarto (1837–1916), Teresa Parolin-Sarto (1839–1920), Rosa Sarto (1841–1913), Antonia Dei Bei-Sarto (1843–1917), Maria Sarto (1846–1930), Lucia Boschin-Sarto (1848–1924), Anna Sarto (1850–1926), Pietro Sarto (born 1852; died after six months).[11] He rejected any kind of favours for his family; his brother remained a postal clerk, his favourite nephew stayed on as village priest, and his three single sisters lived together close to poverty in Rome, in the same way as other people of the same humble background lived.
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At a young age, Giuseppe studied Latin with his village priest, and went on to study at the gymnasium of Castelfranco Veneto. "In 1850 he received the tonsure from the Bishop of Treviso, and was given a scholarship [from] the Diocese of Treviso" to attend the Seminary of Padua, "where he finished his classical, philosophical, and theological studies with distinction".[12]
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On 18 September 1858, Sarto was ordained a priest, and became chaplain at Tombolo. While there, Sarto expanded his knowledge of theology, studying both Thomas Aquinas and canon law, while carrying out most of the functions of the parish pastor, who was quite ill. In 1867, he was named archpriest of Salzano. Here he restored the church and expanded the hospital, the funds coming from his own begging, wealth and labour. He became popular with the people when he worked to assist the sick during the cholera plague that swept into northern Italy in the early 1870s. He was named a canon of the cathedral and chancellor of the Diocese of Treviso, also holding offices such as spiritual director and rector of the Treviso seminary, and examiner of the clergy. As chancellor he made it possible for public school students to receive religious instruction. As a priest and later bishop, he often struggled over solving problems of bringing religious instruction to rural and urban youth who did not have the opportunity to attend Catholic schools.
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In 1878, Bishop Federico Maria Zinelli[13] died, leaving the Bishopric of Treviso vacant. Following Zinelli's death, the canons of cathedral chapters (of whom Sarto was one) inherited the episcopal jurisdiction as a corporate body, and were chiefly responsible for the election of a vicar-capitular who would take over the responsibilities of Treviso until a new bishop was named. In 1879, Sarto was elected to the position, in which he served from December of that year to June 1880.
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After 1880, Sarto taught dogmatic theology and moral theology at the seminary in Treviso. On 10 November 1884, he was appointed bishop of Mantua by Leo XIII. He was consecrated six days later in Rome in the church of Sant'Apollinare alle Terme Neroniane-Alessandrine, Rome, by Cardinal Lucido Parocchi, assisted by Pietro Rota, and by Giovanni Maria Berengo. He was appointed to the honorary position of assistant at the pontifical throne on 19 June 1891. Sarto required papal dispensation from Pope Leo XIII before episcopal consecration as he lacked a doctorate,[14] making him the last Pope without a doctorate before Pope Francis.
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Pope Leo XIII made him a cardinal in an open consistory on 12 June 1893. He was created and proclaimed as Cardinal-Priest of San Bernardo alle Terme. Three days after this, Sarto was privately named Patriarch of Venice. His name became public two days later. This caused difficulty, however, as the government of the reunified Italy claimed the right to nominate the patriarch based on its previous alleged exercise by the Emperor of Austria. The poor relations between the Roman Curia and the Italian civil government since the annexation of the Papal States in 1870 placed additional strain on the appointment. The number of vacant sees soon grew to 30. Sarto was finally permitted to assume the position of patriarch in 1894.
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As cardinal-patriarch, Sarto avoided political involvement, allocating his time for social works and strengthening parochial banks. However, in his first pastoral letter to the Venetians, Sarto argued that in matters pertaining to the Pope, "There should be no questions, no subtleties, no opposing of personal rights to his rights, but only obedience."
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On 20 July 1903, Leo XIII died, and at the end of that month the conclave convened to elect his successor. According to historians, the favorite was the late pope's secretary of state, Cardinal Mariano Rampolla. On the first ballot, Rampolla received 24 votes, Gotti had 17 votes, and Sarto 5 votes. On the second ballot, Rampolla had gained five votes, as did Sarto. The next day, it seemed that Rampolla would be elected. However, the veto (jus exclusivae) against Rampolla's nomination, by Polish Cardinal Jan Puzyna de Kosielsko from Kraków in the name of Emperor Franz Joseph (1848–1916) of Austria-Hungary, was proclaimed.[15] Many in the conclave, including Rampolla, protested against the veto, and it was even suggested that he be elected pope despite the veto.
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However, the third vote had already begun, and thus the conclave had to continue with the voting, which resulted in no clear winner, though it did indicate that many of the conclave wished to turn their support to Sarto, who had 21 votes upon counting. The fourth vote showed Rampolla with 30 votes and Sarto with 24. It seemed clear that the cardinals were moving toward Sarto.
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On the following morning, the fifth vote of the conclave was taken, and the count had Rampolla with 10 votes, Gotti with two votes, and Sarto with 50 votes.[16][17] Thus, on 4 August 1903, Sarto was elected to the pontificate. This marked the last time a veto would be exercised by a Catholic monarch in the proceedings of the conclave.
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At first, it is reported, Sarto declined the nomination, feeling unworthy. Additionally, he had been deeply saddened by the Austro-Hungarian veto and vowed to rescind these powers and excommunicate anyone who communicated such a veto during a conclave.[15] With the cardinals asking him to reconsider, it is further reported, he went into solitude, and took the position after deep prayer in the Pauline chapel and the urging of his fellow cardinals.
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In accepting the papacy, Sarto took as his papal name Pius X, out of respect for his recent predecessors of the same name, particularly that of Pope Pius IX (1846–1878), who had fought against theological liberals and for papal supremacy. Pius X's traditional coronation took place on the following Sunday, 9 August 1903. Upon being elected pope he was also formally the Grand Master of the Equestrian Order of the Holy Sepulchre of Jerusalem, prefect of the Supreme Sacred Congregation of the Holy Office, and prefect of the Sacred Consistorial Congregation. There was however a cardinal-secretary to run these bodies on a day-to-day basis.
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The pontificate of Pius X was noted for its conservative theology and reforms in liturgy and church law. In what became his motto, the Pope stated in 1903 that his papacy would undertake Instaurare Omnia in Christo, or "to restore all things in Christ." In his first encyclical (E supremi apostolatus, 4 October 1903), he stated his overriding policy as follows: "We champion the authority of God. His authority and Commandments should be recognized, deferred to, and respected."
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His simple origins became clear right after his election, when he wore a pectoral cross made of gilded metal on the day of his coronation and when his entourage was horrified, the new pope complained that he always wore it and that he had brought no other with him.[18] He was well known for cutting down on papal ceremonies. He also abolished the custom of the pope dining alone, which had been established by Pope Urban VIII, and invited his friends to eat with him.[c]
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When chided by Rome's social leaders for refusing to make his peasant sisters papal countesses, he responded: "I have made them sisters of the Pope; what more can I do for them?"[18]
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He developed a reputation as being very friendly with children. He carried candy in his pockets for the street urchins in Mantua and Venice, and taught catechism to them. During papal audiences, he would gather children around him and talk to them about things that interested them. His weekly catechism lessons in the courtyard of San Damaso in the Vatican always included a special place for children, and his decision to require the Confraternity of Christian Doctrine in every parish was partly motivated by a desire to reclaim children from religious ignorance.[18]
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Pius X promoted daily communion for all Catholics, a practice that was criticized for introducing irreverence. In his 1904 encyclical Ad diem illum, he views Mary in the context of "restoring everything in Christ".
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He wrote:
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Spiritually we all are her children and she is the mother of us, therefore, she is to be revered like a mother.[20] Christ is the Word made Flesh and the Savior of mankind. He had a physical body like every other man: and as savior of the human family, he had a spiritual and mystical body, the Church. This, the Pope argues has consequences for our view of the Blessed Virgin. She did not conceive the Eternal Son of God merely that He might be made man taking His human nature from her, but also, by giving him her human nature, that He might be the Redeemer of men. Mary, carrying the Savior within her, also carried all those whose life was contained in the life of the Savior. Therefore, all the faithful united to Christ, are members of His body, of His flesh, and of His bones[21] from the womb of Mary like a body united to its head. Through a spiritual and mystical fashion, all are children of Mary, and she is their Mother. Mother, spiritually, but truly Mother of the members of Christ (S. Aug. L. de S. Virginitate, c. 6).[20]
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Within three months of his coronation, Pius X published his motu proprio Tra le sollecitudini. Classical and Baroque compositions had long been favoured over Gregorian chant in ecclesiastical music.[22] The Pope announced a return to earlier musical styles, championed by Lorenzo Perosi. Since 1898, Perosi had been Director of the Sistine Chapel Choir, a title which Pius X upgraded to "Perpetual Director". The Pope's choice of Joseph Pothier to supervise the new editions of chant led to the official adoption of the Solesmes edition of Gregorian chant.
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In his papacy, Pius X worked to increase devotion in the lives of the clergy and laity, particularly in the Breviary, which he reformed considerably, and the Mass.
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Besides restoring to prominence Gregorian Chant, he placed a renewed liturgical emphasis on the Eucharist, saying, "Holy Communion is the shortest and safest way to Heaven." To this end, he encouraged frequent reception of Holy Communion. This also extended to children who had reached the "age of discretion", though he did not permit the ancient Eastern practice of infant communion. He also emphasized frequent recourse to the Sacrament of Penance so that Holy Communion would be received worthily. Pius X's devotion to the Eucharist would eventually earn him the honorific of "Pope of the Blessed Sacrament", by which he is still known among his devotees.
|
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In 1910, he issued the decree Quam singulari, which changed the age at which communion could be received from 12 to 7 years old, the age of discretion. The pope lowered the age because he wished to impress the event on the minds of children and stimulate their parents to new religious observance; this decree was found unwelcome in some places due to the belief that parents would withdraw their children early from Catholic schools, now that First Communion was carried out earlier.[18]
|
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Pius X said in his 1903 motu proprio Tra le sollecitudini, "The primary and indispensable source of the true Christian spirit is participation in the most holy mysteries and in the public, official prayer of the church."[18]
|
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+
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He also sought to modify papal ceremonies to underscore their religious significance by eliminating occasions for applause. For example, when entering his first public consistory for the creation of cardinals in November 1903, he was not carried above the crowds on the sedia gestatoria as was traditional. He arrived on foot wearing a cope and mitre at the end of the procession of prelates "almost hidden behind the double line of Palatine Guards through which he passed".[23]
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Pope Leo XIII had sought to revive the inheritance of Thomas Aquinas, 'the marriage of reason and revelation', as a response to secular 'enlightenment'. Under the pontificate of Pius X neo-Thomism became the blueprint for an approach to theology.[24] Perhaps the most controversial aspect of Pius X's papacy was his vigorous condemnation of what he termed 'Modernists' and 'Relativists', whom he regarded as dangers to the Catholic faith (see for example his oath against modernism). He also encouraged the formation and efforts of Sodalitium Pianum (or League of Pius V), an anti-Modernist network of informants, which was seen negatively by many people, due to its accusations of heresy against people on the flimsiest evidence.[18] This campaign against Modernism was run by Umberto Benigni, in the Department of Extraordinary Affairs in the Secretariat of State, which distributed anti-Modernist propaganda and gathered information on "culprits". Benigni had his own secret code — Pius X was known as Mama.[25]
|
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+
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Pius X's attitude toward the Modernists was uncompromising. Speaking of those who counseled compassion to the "culprits" he said: "They want them to be treated with oil, soap and caresses. But they should be beaten with fists. In a duel, you don't count or measure the blows, you strike as you can."[25]
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The movement was linked especially to certain Catholic French scholars such as Louis Duchesne, who questioned the belief that God acts in a direct way in the affairs of humanity, and Alfred Loisy, who denied that some parts of Scripture were literally rather than perhaps metaphorically true. In contradiction to Thomas Aquinas they argued that there was an unbridgeable gap between natural and supernatural knowledge. Its unwanted effects, from the traditional viewpoint, were relativism and scepticism.[26] Modernism and relativism, in terms of their presence in the church, were theological trends that tried to assimilate modern philosophers like Immanuel Kant as well as rationalism into Catholic theology.[citation needed] Modernists argued that beliefs of the church have evolved throughout its history and continue to evolve[citation needed] Anti-Modernists viewed these notions as contrary to the dogmas and traditions of the Catholic Church.
|
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+
In a decree, entitled Lamentabili sane exitu[27] (or "A Lamentable Departure Indeed"), issued on 3 July 1907, Pius X formally condemned 65 Modernist or Relativist propositions concerning the nature of the church, revelation, biblical exegesis, the sacraments, and the divinity of Christ. That was followed by the encyclical Pascendi dominici gregis (or "Feeding the Lord's Flock"), which characterized Modernism as the "synthesis of all heresies." Following these, Pius X ordered that all clerics take the Anti-Modernist oath, Sacrorum antistitum. Pius X's aggressive stance against Modernism caused some disruption within the church. Although only about 40 clerics refused to take the oath, Catholic scholarship with Modernistic tendencies was substantially discouraged. Theologians who wished to pursue lines of inquiry in line with Secularism, Modernism, or Relativism had to stop, or face conflict with the papacy, and possibly even excommunication.
|
68 |
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In 1905, Pius X in his letter Acerbo nimis mandated the existence of the Confraternity of Christian Doctrine (catechism class) in every parish in the world.[18]
|
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The Catechism of Pius X is his realisation of a simple, plain, brief, popular catechism for uniform use throughout the whole world; it was used in the ecclesiastical province of Rome and for some years in other parts of Italy; it was not, however, prescribed for use throughout the universal church.[28] The characteristics of Pius X were "simplicity of exposition and depth of content. Also because of this, Pius X's catechism might have friends in the future."[29][30] The catechism was extolled as a method of religious teaching in his encyclical Acerbo nimis of April 1905.[31]
|
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The Catechism of Saint Pius X was issued in 1908 in Italian, as Catechismo della dottrina Cristiana, Pubblicato per Ordine del Sommo Pontifice San Pio X. An English translation runs to more than 115 pages.[32]
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Asked in 2003 whether the almost 100-year-old Catechism of Saint Pius X was still valid, Cardinal Joseph Ratzinger said: "The faith as such is always the same. Hence the Catechism of Saint Pius X always preserves its value. Whereas ways of transmitting the contents of the faith can change instead. And hence one may wonder whether the Catechism of Saint Pius X can in that sense still be considered valid today."[30]
|
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Canon law in the Catholic Church varied from region to region with no overall prescriptions. On 19 March 1904, Pope Pius X named a commission of cardinals to draft a universal set of laws. Two of his successors worked in the commission: Giacomo della Chiesa, who became Pope Benedict XV, and Eugenio Pacelli, who became Pope Pius XII. This first Code of Canon Law was promulgated by Benedict XV on 27 May 1917, with an effective date of 19 May 1918[33], and remained in effect until Advent 1983.[34]
|
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Pius X reformed the Roman Curia with the constitution Sapienti consilio and specified new rules enforcing a bishop's oversight of seminaries in the encyclical Pieni l'animo. He established regional seminaries (closing some smaller ones), and promulgated a new plan of seminary study. He also barred clergy from administering social organizations.
|
80 |
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81 |
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Pius X reversed the accommodating approach of Leo XIII towards secular governments, appointing Rafael Merry del Val as Cardinal Secretary of State (Merry del Val would later have his own cause opened for canonization in 1953, but still has not been beatified[18]). When the French president Émile Loubet visited the Italian monarch Victor Emmanuel III (1900–1946), Pius X, still refusing to accept the annexation of the papal territories by Italy, reproached the French president for the visit and refused to meet him. That led to a diplomatic break with France, and in 1905, France issued a Law of Separation, which separated church and state, and which the Pope denounced. The effect of the separation was the church's loss of its government funding in France. Two French bishops were removed by the Vatican for recognising the Third Republic. Eventually, France expelled the Jesuits and broke off diplomatic relations with the Vatican.
|
82 |
+
|
83 |
+
The Pope adopted a similar position toward secular governments in other parts of the world: in Portugal, Ireland, Poland, Ethiopia, and a number of other states with large Catholic populations. His actions and statements against international relations with Italy angered the secular powers of these countries, as well as a few others, like the UK and Russia. In Ulster, Protestants were increasingly worried that a proposed Home Rule Ireland run by Catholics inspired by Pius X would result in Rome Rule.
|
84 |
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85 |
+
In 1908, the papal decree Ne Temere came into effect which complicated mixed marriages. Marriages not performed by a Catholic priest were declared legal but sacramentally invalid, worrying some Protestants that the church would counsel separation for couples married in a Protestant church or by civil service.[35] Priests were given discretion to refuse to perform mixed marriages or lay conditions upon them, commonly including a requirement that the children be raised Catholic. The decree proved particularly divisive in Ireland, which has a large Protestant minority, contributing indirectly to the subsequent political conflict there and requiring debates in the House of Commons of the United Kingdom.[36]
|
86 |
+
|
87 |
+
As secular authority challenged that of the papacy, Pius X became more aggressive. He suspended the Opera dei Congressi, which coordinated the work of Catholic associations in Italy, as well as condemning Le Sillon, a French social movement that tried to reconcile the church with liberal political views. He also opposed trade unions that were not exclusively Catholic.
|
88 |
+
|
89 |
+
Pius X partially lifted decrees prohibiting Italian Catholics from voting, but he never recognised the Italian government.
|
90 |
+
|
91 |
+
Initially, Pius maintained his prisoner in the Vatican stance, but with the rise of socialism he began to allow the Non Expedit to be relaxed. In 1905, he authorized bishops in his encyclical Il fermo proposito [de; it; la] to offer a dispensation allowing their parishioners to exercise their legislative rights when "the supreme good of society" was at stake.[37]
|
92 |
+
|
93 |
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Under Pius X, the traditionally difficult situation of Polish Catholics in Russia did not improve. Although Nicholas II of Russia issued a decree 22 February 1903, promising religious freedom for the Catholic Church, and, in 1905, promulgated a constitution which included religious freedom,[38] the Russian Orthodox Church felt threatened and insisted on stiff interpretations. Papal decrees were not permitted and contacts with the Vatican remained outlawed.
|
94 |
+
|
95 |
+
In 1908, Pius X lifted the United States out of its missionary status, in recognition of the growth of the American church.[18] Fifteen new dioceses were created in the US during his pontificate, and he named two American cardinals. He was very popular among American Catholics, partly due to his poor background, which made him appear to them as an ordinary person who was on the papal throne.[18]
|
96 |
+
|
97 |
+
In 1910, the pope refused an audience with former Vice-President Charles W. Fairbanks, who had addressed the Methodist association in Rome, as well as with former President Theodore Roosevelt, who intended to address the same association.[18][39]
|
98 |
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|
99 |
+
On 8 July 1914, Pope Pius X approved the request of Cardinal James Gibbons to invoke the patronage of the Immaculate Conception for the construction site of the National Shrine of the Immaculate Conception in Washington, DC.[citation needed]
|
100 |
+
|
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+
Other than the stories of miracles performed through the pope's intercession after his death, there are also stories of miracles performed by the pope during his lifetime.
|
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+
On one occasion, during a papal audience, Pius X was holding a paralyzed child who wriggled free from his arms and then ran around the room. On another occasion, a couple (who had made confession to him while he was bishop of Mantua) with a two-year-old child with meningitis wrote to the pope and Pius X then wrote back to them to hope and pray. Two days later, the child was cured.[18]
|
103 |
+
|
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+
Cardinal Ernesto Ruffini (later the Archbishop of Palermo) had visited the pope after Ruffini was diagnosed with tuberculosis, and the pope had told him to go back to the seminary and that he would be fine. Ruffini gave this story to the investigators of the pontiff's cause for canonization.[18]
|
105 |
+
|
106 |
+
In addition to the political defense of the church, liturgical reforms, anti-modernism, and the beginning of the codification of canon law, the papacy of Pius X saw the reorganisation of the Roman Curia. He also sought to update the education of priests, seminaries and their curricula were reformed. In 1904 Pope Pius X granted permission for diocesan seminarians to attend the College of St. Thomas. He raised the college to the status of Pontificium on 2 May 1906, thus making its degrees equivalent to those of the world's other pontifical universities.[40][41] By Apostolic Letter of 8 November 1908, signed by the Supreme Pontiff on 17 November, the college was transformed into the Collegium Pontificium Internationale Angelicum. It would become the Pontifical University of Saint Thomas Aquinas, Angelicum in 1963.
|
107 |
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Pius X published 16 encyclicals; among them was Vehementer nos on 11 February 1906, which condemned the 1905 French law on the separation of the State and the Church. Pius X also confirmed, though not infallibly,[42] the existence of Limbo in Catholic theology in his 1905 Catechism, saying that the unbaptized "do not have the joy of God but neither do they suffer... they do not deserve Paradise, but neither do they deserve Hell or Purgatory."[43] On 23 November 1903, Pius X issued a papal directive, a motu proprio, that banned women from singing in church choirs (i.e. the architectural choir).
|
109 |
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In the Prophecy of St. Malachy, the collection of 112 prophecies about the popes, Pius X appears as Ignis Ardens or "Burning Fire".
|
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In November 1913, Pope Pius X declared tango dancing as immoral and off-limits to Catholics.[44] Later, in January 1914, when tango proved to be too popular to declare off-limits, Pope Pius X tried a different tack, mocking tango as "one of the dullest things imaginable", and recommending people take up dancing the furlana, a Venetian dance, instead.[45]
|
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Pius X beatified 131 individuals (including groups of martyrs and those by recognition of "cultus") and canonized four. Those beatified during his pontificate included Marie-Geneviève Meunier (1906), Rose-Chrétien de la Neuville (1906), Valentin Faustino Berri Ochoa (1906), Clair of Nantes (1907), Zdislava Berka (1907), John Bosco (1907), John of Ruysbroeck (1908), Andrew Nam Thung (1909), Agatha Lin (1909), Agnes De (1909), Joan of Arc (1909), and John Eudes (1909). Those canonized by him were Alexander Sauli (1904), Gerard Majella (1904), Clement Mary Hofbauer (1909), and Joseph Oriol (1909).
|
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Pius X created 50 cardinals in seven consistories held during his pontificate which included noted figures of the Church during that time such as Désiré-Joseph Mercier (1907) and Pietro Gasparri (1907). In 1911 he increased American representation in the cardinalate based on the fact that the United States was expanding; the pope also named one cardinal in pectore whose name he later revealed thus validating the appointment. Pius X also named Giacomo della Chiesa as a cardinal who would become his immediate successor Pope Benedict XV.
|
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In 1913, Pope Pius X suffered a heart attack, and subsequently lived in the shadow of poor health. In 1914, the pope fell ill on the Feast of the Assumption of Mary (15 August 1914), an illness from which he would not recover. His condition was worsened by the events leading to the outbreak of World War I (1914–1918), which reportedly sent the 79-year-old pope into a state of melancholy. He died on 20 August 1914, only a few hours after the death of Jesuit leader Franz Xavier Wernz and on the very day when German forces marched into Brussels.
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Following his death, Pius X was buried in a simple and unadorned tomb in the crypt below St. Peter's Basilica. Papal physicians had been in the habit of removing organs to aid the embalming process. Pius X expressly prohibited this in his burial and successive popes have continued this tradition.
|
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Although Pius X's canonisation took place in 1954, the events leading up to it began immediately with his death. A letter of 24 September 1916 by Monsignor Leo, Bishop of Nicotera and Tropea, referred to Pius X as "a great Saint and a great Pope." To accommodate the large number of pilgrims seeking access to his tomb, more than the crypt would hold, "a small metal cross was set into the floor of the basilica," which read Pius Papa X, "so that the faithful might kneel down directly above the tomb".[46] Masses were held near his tomb until 1930.
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Devotion to Pius X between the two world wars remained high. On 14 February 1923, in honor of the 20th anniversary of his accession to the papacy, the first moves toward his canonisation began with the formal appointment of those who would carry out his cause. The event was marked by the erecting of a monument in his memory in St. Peter's Basilica. On 19 August 1939, Pope Pius XII (1939–58) delivered a tribute to Pius X at Castel Gandolfo. On 12 February 1943, a further development of Pius X's cause was achieved, when he was declared to have displayed heroic virtues, gaining therefore the title "Venerable".
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On 19 May 1944, Pius X's coffin was exhumed and was taken to the Chapel of the Holy Crucifix in St. Peter's Basilica for the canonical examination. Upon opening the coffin, the examiners found the body of Pius X remarkably well preserved, despite the fact that he had died 30 years before and had made wishes not to be embalmed. According to Jerome Dai-Gal, "all of the body" of Pius X "was in an excellent state of conservation".[46] After the examination and the end of the apostolic process towards Pius X's cause, Pius XII bestowed the title of Venerable Servant of God upon Pius X. His body was exposed for 45 days (Rome was liberated by the allies during this time), before being placed back in his tomb.
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Following this, the process towards beatification began, and investigations by the Sacred Congregation of Rites (SCR) into miracles performed by intercessory work of Pius X took place. The SCR would eventually recognize two miracles. The first involved Marie-Françoise Deperras, a nun who had bone cancer and was cured on 7 December 1928 during a novena in which a relic of Pius X was placed on her chest. The second involved the nun Benedetta De Maria, who had cancer, and in a novena started in 1938, she eventually touched a relic statue of Pius X and was cured.[47]
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Pope Pius XII officially approved the two miracles on 11 February 1951; and on 4 March, Pius XII, in his De Tuto, declared that the church could continue in the beatification of Pius X. His beatification took place on 3 June 1951 at St. Peter's before 23 cardinals, hundreds of bishops and archbishops, and a crowd of 100,000 faithful. During his beatification decree, Pius XII referred to Pius X as "Pope of the Eucharist", in honor of Pius X's expansion of the rite to children.
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Following his beatification, on 17 February 1952, Pius X's body was transferred from its tomb to the Vatican basilica and placed under the altar of the chapel of the Presentation. The pontiff's body lies within a glass and bronze-work sarcophagus for the faithful to see.[48]
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On 29 May 1954, less than three years after his beatification, Pius X was canonized, following the SCR's recognition of two more miracles. The first involved Francesco Belsami, an attorney from Naples who had a pulmonary abscess, who was cured upon placing a picture of Pope Pius X upon his chest. The second miracle involved Sr. Maria Ludovica Scorcia, a nun who was afflicted with a serious neurotropic virus, and who, upon several novenas, was entirely cured. The canonization Mass was presided over by Pius XII at Saint Peter's Basilica before a crowd of about 800,000[49] of the faithful and church officials at St. Peter's Basilica. Pius X became the first pope to be canonized since Pius V in 1712.[50]
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His canonization ceremony was taped and recorded by early television news broadcasters, including NBC.
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Prayer cards often depict the sanctified pontiff with instruments of Holy Communion. In addition to being celebrated as the "Pope of the Blessed Sacrament", Pius X is also the patron saint of emigrants from Treviso. He is honored in numerous parishes in Italy, Germany, Belgium, Canada, and the United States.
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The number of parishes, schools, seminaries and retreat houses named after him in western countries is very large, partly because he was very well known, and his beatification and canonization in the early 1950s was during a period of time following World War II when there was a great deal of new construction in cities and population growth in the era of the baby boom, thus leading to Catholic institutional expansion that correlated with the growing society.[18]
|
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Pius X's feast day was assigned in 1955 to 3 September, to be celebrated as a Double. It remained thus for 15 years. In the 1960 calendar, the rank was changed to Third-Class Feast. The rank in the General Roman Calendar since 1969 is that of Memorial and the feast day is obligatorily celebrated on 21 August, closer to the day of his death (20 August, impeded by the feast day of St Bernard).[51]
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The Confraternity of Christian Doctrine was a big supporter of his canonization, partly because he had ordained the need for its existence in every diocese and because it had received a great deal of episcopal criticism, and it was thought that by canonizing the pope who gave them their mandate, this would help inoculate against this criticism.[18] They initiated a prayer crusade for his canonization that achieved the participation of over two million names.[18]
|
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After the Pope's canonization, another miracle is said to have taken place when a Christian family activist named Clem Lane suffered a major heart attack and was placed in an oxygen tent, where he was given extreme unction. A relic of the Pope was placed over his tent, and he recovered to the great surprise of his doctors.[18] A sister of Loretto at Webster College in St Louis, Missouri, claimed that her priest brother had been cured through the Pope's intercession as well.[18]
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The personal papal arms of Pius X are composed of the traditional elements of all papal heraldry before Pope Benedict XVI: the shield, the papal tiara, and the keys. The tiara and keys are typical symbols used in the coats of arms of pontiffs, which symbolize their authority.
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The shield of Pius X's coat of arms is charged in two basic parts, as it is per fess. In chief (the top part of the shield) shows the arms of the Patriarch of Venice, which Pius X was from 1893 to 1903. It consists of the Lion of Saint Mark proper and haloed in silver upon a silver-white background, displaying a book with the inscription of PAX TIBI MARCE on the left page and EVANGELISTA MEUS on the right page.
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"Pax tibi Marce Evangelista Meus" (English: Peace to you, Mark, my evangelist) is the motto of Venice referring to the final resting place of Mark the Evangelist. This differed from the arms of the Republic of Venice by changing the background color from red to silver even though that did not conform to heraldic rules.[52] Previous Patriarchs of Venice had combined their personal arms with these arms of the Patriarchate.[53] The same chief can be seen in the arms of the later popes who were Patriarchs of Venice upon election to the See of Rome, John XXIII and John Paul I. Renditions of this part of Pius X's arms depict the lion either with or without a sword, and sometimes only one side of the book is written on.[citation needed]
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The shield displays the arms Pius X took as Bishop of Mantua: an anchor proper cast into a stormy sea (the blue and silver wavy lines), lit up by a single six-pointed star of gold.[52] These were inspired by Hebrews Chapter 6, Versicle 19, (English: "The hope we have is the sure and steadfast anchor of the soul") As Bishop Sarto, he stated that "hope is the sole companion of my life, the greatest support in uncertainty, the strongest power in situations of weakness."[citation needed]
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Although not present upon his arms, the only motto attributed to Pope Pius X is the one for which he is best remembered: Instaurare omnia in Christo (English: "To restore all things in Christ")[54], allegedly his last words before his death.[citation needed]
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The life of Pope Pius X is depicted in the 1951 movie Gli uomini non guardano il cielo by Umberto Scarpelli. The movie is centered on the year 1914, as the Pope grieves over the threat that is incumbent and is consoled by his nephew.
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A satirical depiction of Pope Pius X is presented in Flann O'Brien's novel The Hard Life, as the Irish characters travel from Dublin to Rome and gain a personal interview with the Pope, which ends very badly.
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In the poem "Zone" by Guillaume Apollinaire, Pope Pius X is referred to as "L'Européen le plus moderne."[55]
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Pope Pius XI (Italian: Pio XI), born Ambrogio Damiano Achille Ratti[a] (Italian: [amˈbrɔ:dʒo daˈmja:no aˈkille ˈratti]; 31 May 1857 – 10 February 1939), was head of the Catholic Church from 6 February 1922 to his death in 1939. He was the first sovereign of Vatican City from its creation as an independent state on 11 February 1929. He took as his papal motto, "Pax Christi in Regno Christi," translated "The Peace of Christ in the Kingdom of Christ."
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Pius XI issued numerous encyclicals, including Quadragesimo anno on the 40th anniversary of Pope Leo XIII's groundbreaking social encyclical Rerum novarum, highlighting the capitalistic greed of international finance, the dangers of socialism/communism, and social justice issues, and Quas primas, establishing the feast of Christ the King in response to anti-clericalism. The encyclical Studiorum ducem, promulgated 29 June 1923, was written on the occasion of the 6th centenary of the canonization of Thomas Aquinas, whose thought is acclaimed as central to Catholic philosophy and theology. The encyclical also singles out the Pontifical University of Saint Thomas Aquinas, Angelicum as the preeminent institution for the teaching of Aquinas: "ante omnia Pontificium Collegium Angelicum, ubi Thomam tamquam domi suae habitare dixeris" (before all others the Pontifical Angelicum College, where Thomas can be said to dwell).[3][4]
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To establish or maintain the position of the Catholic Church, Pius XI concluded a record number of concordats, including the Reichskonkordat with Nazi Germany, whose betrayals of which he condemned four years later in the encyclical Mit brennender Sorge ("With Burning Concern"). During his pontificate, the longstanding hostility with the Italian government over the status of the papacy and the Church in Italy was successfully resolved in the Lateran Treaty of 1929. He was unable to stop the persecution of the Church and the killing of clergy in Mexico, Spain and the Soviet Union. He canonized important saints, including Thomas More, Peter Canisius, Bernadette of Lourdes and Don Bosco. He beatified and canonized Thérèse de Lisieux, for whom he held special reverence, and gave equivalent canonization to Albertus Magnus, naming him a Doctor of the Church due to the spiritual power of his writings. He took a strong interest in fostering the participation of lay people throughout the Catholic Church, especially in the Catholic Action movement. The end of his pontificate was dominated by speaking out against Hitler and Mussolini and defending the Catholic Church from intrusions into Catholic life and education.
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Pius XI died on 10 February 1939 in the Apostolic Palace and is buried in the Papal Grotto of Saint Peter's Basilica. In the course of excavating space for his tomb, two levels of burial grounds were uncovered which revealed bones now venerated as the bones of St. Peter.[5][6][7]
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Ambrogio Damiano Achille Ratti was born in Desio, in the province of Milan, in 1857, the son of an owner of a silk factory.[8] His parents were Francesco and Teresa; his siblings were Edoardo (1855–96), Camilla (1860–???), Carlo (1853–1906), Fermo (1854–???), and Cipriano. He was ordained a priest in 1879 and embarked on an academic career within the Church. He obtained three doctorates (in philosophy, canon law and theology) at the Gregorian University in Rome, and then from 1882 to 1888 was a professor at the seminary in Padua. His scholarly specialty was as an expert paleographer, a student of ancient and medieval Church manuscripts. Eventually, he left seminary teaching to work full-time at the Ambrosian Library in Milan, from 1888 to 1911.[9]
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During this time, Ratti edited and published an edition of the Ambrosian Missal (the rite of Mass used in Milan), and researched and wrote much on the life and works of St. Charles Borromeo. He became chief of the Library in 1907 and undertook a thorough programme of restoration and re-classification of the Ambrosian's collection. He was also an avid mountaineer in his spare time, reaching the summits of Monte Rosa, the Matterhorn, Mont Blanc and Presolana. The combination of a scholar-athlete pope would not be seen again until the pontificate of John Paul II. In 1911, at Pope Pius X's (1903–1914) invitation, he moved to the Vatican to become Vice-Prefect of the Vatican Library, and in 1914 was promoted to Prefect.[10]
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In 1918, Pope Benedict XV (1914–1922) asked Ratti to change careers and take a diplomatic post: apostolic visitor (that is, unofficial papal representative) in Poland, a state newly restored to existence, but still under effective German and Austro-Hungarian control. In October 1918, Benedict was the first head of state to congratulate the Polish people on the occasion of the restoration of their independence.[11] In March 1919, he nominated ten new bishops and, soon after, upgraded Ratti's position in Warsaw to the official position of papal nuncio.[11] Ratti was consecrated as a titular archbishop in October 1919.
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Benedict XV and Ratti repeatedly cautioned Polish authorities against persecuting the Lithuanian and Ruthenian clergy.[12] During the Bolshevik advance against Warsaw, the Pope asked for worldwide public prayers for Poland, while Ratti was the only foreign diplomat who refused to flee Warsaw when the Red Army was approaching the city in August 1920.[13] On 11 June 1921, Benedict XV asked Ratti to deliver his message to the Polish episcopate, warning against political misuses of spiritual power, urging again peaceful coexistence with neighbouring people, stating that "love of country has its limits in justice and obligations".[14]
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Ratti intended to work for Poland by building bridges to men of goodwill in the Soviet Union, even to shedding his blood for Russia.[15] Benedict, however, needed Ratti as a diplomat, not as a martyr, and forbade his traveling into the USSR despite his being the official papal delegate for Russia.[15] The nuncio's continued contacts with Russians did not generate much sympathy for him within Poland at the time. After Pope Benedict sent Ratti to Silesia to forestall potential political agitation within the Polish Catholic clergy,[12] the nuncio was asked to leave Poland. On 20 November, when German Cardinal Adolf Bertram announced a papal ban on all political activities of clergymen, calls for Ratti's expulsion climaxed.[16] Ratti was asked to leave. "While he tried honestly to show himself as a friend of Poland, Warsaw forced his departure, after his neutrality in Silesian voting was questioned"[17] by Germans and Poles. Nationalistic Germans objected to the Polish nuncio supervising local elections, and patriotic Poles were upset because he curtailed political action among the clergy.[16]
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In the consistory of 3 June 1921, Pope Benedict XV created three new cardinals, including Ratti, who was appointed Archbishop of Milan simultaneously. The pope joked with them, saying, "Well, today I gave you the red hat, but soon it will be white for one of you."[18] After the Vatican celebration, Ratti went to the Benedictine monastery at Monte Cassino for a retreat to prepare spiritually for his new role. He accompanied Milanese pilgrims to Lourdes in August 1921.[18] Ratti received a tumultuous welcome on a visit to his home town Desio, and was enthroned in Milan on 8 September. On 22 January 1922, Pope Benedict XV died unexpectedly of pneumonia.[19]
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At the conclave to choose a new pope, which proved to be the longest of the 20th century, the College of Cardinals was divided into two factions, one led by Rafael Merry del Val favoring the policies and style of Pope Pius X and the other favoring those of Pope Benedict XV led by Pietro Gasparri.[20]
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Gasparri approached Ratti before voting began on the third day and told him he would urge his supporters to switch their votes to Ratti, who was shocked to hear this. When it became clear that neither Gasparri nor del Val could win, the cardinals approached Ratti, thinking him a compromise candidate not identified with either faction. Cardinal Gaetano de Lai approached Ratti and was believed to have said: "We will vote for Your Eminence if Your Eminence will promise that you will not choose Cardinal Gasparri as your secretary of state". Ratti is said to have responded: "I hope and pray that among so highly deserving cardinals the Holy Spirit selects someone else. If I am chosen, it is indeed Cardinal Gasparri whom I will take to be my secretary of state".[20]
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Ratti was elected pope on the conclave's fourteenth ballot on 6 February 1922 and took the name "Pius XI", explaining that Pius IX was the pope of his youth and Pius X had appointed him head of the Vatican Library. It was rumoured that immediately after the election, he decided to appoint Pietro Gasparri as his Cardinal Secretary of State.[20]
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It was said after the dean Cardinal Vincenzo Vannutelli asked if he assented to the election that Ratti paused in silence for two minutes according to Cardinal Désiré-Joseph Mercier. The Hungarian cardinal János Csernoch later commented: "We made Cardinal Ratti pass through the fourteen stations of the Via Crucis and then we left him alone on Calvary".[21]
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As Pius XI's first act as pope, he revived the traditional public blessing from the balcony, Urbi et Orbi ("to the city and to the world"), abandoned by his predecessors since the loss of Rome to the Italian state in 1870. This suggested his openness to a rapprochement with the government of Italy.[22] Less than a month later, considering that all four cardinals from the Western Hemisphere had been unable to participate in his election, he issued Cum proxime to allow the College of Cardinals to delay the start of a conclave for as long as eighteen days following the death of a pope.[23][24]
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Pius XI's first encyclical as pope was directly related to his aim of Christianising all aspects of increasingly secular societies. Ubi arcano, promulgated in December 1922, inaugurated the "Catholic Action" movement.
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Similar goals were in evidence in two encyclicals of 1929 and 1930. Divini illius magistri ("That Divine Teacher") (1929) made clear the need for Christian over secular education.[25] Casti connubii ("Chaste Wedlock") (1930) praised Christian marriage and family life as the basis for any good society; it condemned artificial means of contraception, but acknowledged the unitive aspect of intercourse:
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In contrast to some of his predecessors in the nineteenth century who had favoured monarchy and dismissed democracy, Pius XI took a pragmatic approach toward the different forms of government. In his encyclical Dilectissima Nobis (1933), in which he addressed the situation of the Church in Republican Spain, he proclaimed,
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Universally known is the fact that the Catholic Church is never bound to one form of government more than to another, provided the Divine rights of God and of Christian consciences are safe. She does not find any difficulty in adapting herself to various civil institutions, be they monarchic or republican, aristocratic or democratic.[28]
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Pius XI argued for a reconstruction of economic and political life on the basis of religious values. Quadragesimo anno (1931) was written to mark 'forty years' since Pope Leo XIII's (1878–1903) encyclical Rerum novarum, and restated that encyclical's warnings against both socialism and unrestrained capitalism, as enemies to human freedom and dignity. Pius XI instead envisioned an economy based on co-operation and solidarity.
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In Quadragesimo anno, Pius XI stated that social and economic issues are vital to the Church not from a technical point of view but in terms of moral and ethical issues involved. Ethical considerations include the nature of private property[29] in terms of its functions for society and the development of the individual.[30] He defined fair wages and branded the exploitation both materially and spiritually by international capitalism.
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The Church has a role in discussing the issues related to the social order. Social and economic issues are vital to her not from a technical point of view but in terms of moral and ethical issues involved. Ethical considerations include the nature of private property.[29] Within the Catholic Church several conflicting views had developed. Pope Pius XI declared private property essential for the development and freedom of the individual. Those who deny private property also deny personal freedom and development. But, said Pius, private property has a social function as well. Private property loses its morality, if it is not subordinated to the common good. Therefore, governments have a right to redistribution policies. In extreme cases, the Pope grants the State a right of expropriation of private property.[30]
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A related issue, said Pius, is the relation between capital and labour and the determination of fair wages.[31] Pius develops the following ethical mandate: The Church considers it a perversion of industrial society to have developed sharp opposite camps based on income. He welcomes all attempts to alleviate these differences. Three elements determine a fair wage: the worker's family, the economic condition of the enterprise, and the economy as a whole. The family has an innate right to development, but this is only possible within the framework of a functioning economy and a sound enterprise. Thus, Pius concludes that cooperation and not conflict is a necessary condition, given the mutual interdependence of the parties involved.[31]
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Pius XI believed that industrialization results in less freedom at the individual and communal level, because numerous free social entities get absorbed by larger ones. The society of individuals becomes the mass class-society. People are much more interdependent than in ancient times, and become egoistic or class-conscious in order to save some freedom for themselves. The pope demands more solidarity, especially between employers and employees, through new forms of cooperation and communication. Pius displays a negative view of capitalism, especially of the anonymous international finance markets.[32] He identifies certain dangers for small and medium-size enterprises, which have insufficient access to capital markets and are squeezed or destroyed by the larger ones. He warns that capitalist interests can become a danger for nations, which could be reduced to "chained slaves of individual interests"[33]
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Pius XI was the first Pope to utilise the power of modern communications technology in evangelising the wider world. He established Vatican Radio in 1931, and he was the first Pope to broadcast on radio.
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In his management of the Church's internal affairs, Pius XI mostly continued the policies of his predecessor. Like Benedict XV, he emphasised spreading Catholicism in Africa and Asia and on the training of native clergy in those mission territories. He ordered every religious order to devote some of its personnel and resources to missionary work.
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Pius XI continued the approach of Benedict XV on the issue of how to deal with the threat of modernism in Catholic theology. The Pope was thoroughly orthodox theologically and had no sympathy with modernist ideas that relativised fundamental Catholic teachings. He condemned modernism in his writings and addresses. However, his opposition to modernist theology was by no means a rejection of new scholarship within the Church, as long as it was developed within the framework of orthodoxy and compatible with the Church's teachings.[citation needed] Pius XI was interested in supporting serious scientific study within the Church, establishing the Pontifical Academy of the Sciences in 1936. In 1928 he formed the Gregorian Consortium of universities in Rome administered by the Society of Jesus, fostering closer collaboration between their Gregorian University, Biblical Institute, and Oriental Institute.[34][35]
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Pius XI strongly encouraged devotion to the Sacred Heart in his encyclical Miserentissimus Redemptor (1928).
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Pius XI was the first pope to directly address the Christian ecumenical movement. Like Benedict XV he was interested in achieving reunion with the Eastern Orthodox (failing that, he determined to give special attention to the Eastern Catholic churches).[citation needed] He also allowed the dialogue between Catholics and Anglicans which had been planned during Benedict XV's pontificate to take place at Mechelen. However, these enterprises were firmly aimed at actually reuniting with the Catholic Church other Christians who basically agreed with Catholic doctrine, bringing them back under papal authority. To the broad pan-Protestant ecumenical movement he took a more negative attitude.[citation needed]
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He rejected, in his 1928 encyclical, Mortalium animos, the idea that Christian unity could be attained by establishing a broad federation of many bodies holding conflicting doctrines; rather, the Catholic Church was the true Church of Christ. "The union of Christians can only be promoted by promoting the return to the one true Church of Christ of those who are separated from it, for in the past they have unhappily left it." The pronouncement also prohibited Catholics from joining groups that encouraged interfaith discussion without distinction.[36]
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The next year, the Vatican was successful in lobbying the Mussolini regime to require Catholic religious education in all schools, even those with a majority of Protestants or Jews. The Pope expressed his "great pleasure" with the move.[37]
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In 1934, the Fascist government at the urging of the Vatican agreed to expand the probation on public gatherings of Protestants to include even private worship in homes.[38]
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Pius XI canonised a total of 34 saints throughout his pontificate including some prominent individuals such as: Bernadette Soubirous (1933), Therese of Lisieux (1925), John Vianney (1925), John Fisher (1935), Thomas More (1935) and John Bosco (1934). He also named several new Doctors of the Church: John of the Cross (1926), Albert the Great (1931), Peter Canisius (1925) and Robert Bellarmine (1931). He also beatified a total of 464 individuals throughout his pontificate such as Pierre-René Rogue (1934) and Noël Pinot (1926).
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Pius XI created a total of 76 cardinals in 17 consistories, including notable individuals such as August Hlond (1927), Alfredo Ildefonso Schuster (1929), Raffaele Rossi (1930), Elia Dalla Costa (1933), and Giuseppe Pizzardo (1937). One of those cardinals he elevated, on 16 December 1929, was his eventual successor, Eugenio Pacelli, who would become Pope Pius XII. Pius XI, in fact, believed that Pacelli would be his successor and dropped many hints he desired that. On one such occasion at a consistory for new cardinals on 13 December 1937, while posing with the new cardinals, Pius XI pointed to Pacelli and told them: "He'll make a good pope!"[21]
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Pius XI also accepted the resignation of a cardinal from the cardinalate during his pontificate in 1927: the Jesuit Louis Billot.
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The pope deviated from the usual practice of naming cardinals in collective consistories, instead, opting for smaller and more frequent consistories, with some of them being less than six months apart in length. He made the effort to increase the number of non-Italian cardinals, which had been lacking in his predecessor's consistories.
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The pontificate of Pius XI coincided with the early aftermath of the First World War. The old European monarchies had been largely swept away and a new and precarious order formed across the continent. In the East, the Soviet Union arose. In Italy, the Fascist dictator Benito Mussolini took power, while in Germany, the fragile Weimar Republic collapsed with the Nazi seizure of power.[39] His reign was one of busy diplomatic activity for the Vatican. The Church made advances on several fronts in the 1920s, improving relations with France and, most spectacularly, settling the Roman question with Italy and gaining recognition of an independent Vatican state.
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Pius XI's major diplomatic approach was to make concordats. He concluded eighteen such treaties during the course of his pontificate. However, wrote Peter Hebblethwaite, these concordats did not prove "durable or creditable" and "wholly failed in their aim of safeguarding the institutional rights of the Church" for "Europe was entering a period in which such agreements were regarded as mere scraps of paper".[40]
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From 1933 to 1936 Pius wrote several protests against the Nazi regime, while his attitude to Mussolini's Italy changed dramatically in 1938, after Nazi racial policies were adopted in Italy.[39] Pius XI watched the rising tide of totalitarianism with alarm and delivered three papal encyclicals challenging the new creeds: against Italian Fascism Non abbiamo bisogno (1931; 'We do not need (to acquaint you)'); against Nazism "Mit brennender Sorge" (1937; 'With deep concern') and against atheist Communism Divini redemptoris (1937; 'Divine Redeemer'). He also challenged the extremist nationalism of the Action Française movement and anti-Semitism in the United States.[39]
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France's republican government had long been strongly anti-clerical. The Law of Separation of Church and State in 1905 had expelled many religious orders from France, declared all Church buildings to be government property, and had led to the closure of most Church schools. Since that time Pope Benedict XV had sought a rapprochement, but it was not achieved until the reign of Pope Pius XI. In Maximam gravissimamque (1924), many areas of dispute were tacitly settled and a bearable coexistence made possible.[41]
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In 1926 Pius XI condemned Action Française, the monarchist movement which had until this time operated with the support of a great many French Catholics. The Pope judged that it was folly for the French Church to continue to tie its fortunes to the unlikely dream of a monarchist restoration, and distrusted the movement's tendency to defend the Catholic religion in merely utilitarian and nationalistic terms. Action Française never recovered.[42][43]
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Pius XI aimed to end the long breach between the papacy and the Italian government and to gain recognition once more of the sovereign independence of the Holy See. Most of the Papal States had been seized by the forces of King Victor Emmanuel II of Italy (1861–1878) in 1860 at the foundation of the modern unified Italian state, and the rest, including Rome, in 1870. The Papacy and the Italian Government had been at loggerheads ever since: the Popes had refused to recognise the Italian state's seizure of the Papal States, instead withdrawing to become prisoners in the Vatican, and the Italian government's policies had always been anti-clerical. Now Pius XI thought a compromise would be the best solution.
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To bolster his own new regime, Benito Mussolini was also eager for an agreement. After years of negotiation, in 1929, the Pope supervised the signing of the Lateran Treaties with the Italian government. According to the terms of the treaty that was one of the agreed documents, Vatican City was given sovereignty as an independent nation in return for the Vatican relinquishing its claim to the former territories of the Papal States. Pius XI thus became a head of state (albeit the smallest state in the world), the first Pope who could be termed a head of state since the Papal States fell after the unification of Italy in the 19th century. The concordat that was another of the agreed documents of 1929 recognised Catholicism as the sole religion of the state (as it already was under Italian law, while other religions were tolerated), paid salaries to priests and bishops, gave civil recognition to church marriages (previously couples had to have a civil ceremony), and brought religious instruction into the public schools. In turn, the bishops swore allegiance to the Italian state, which had a veto power over their selection.[44] The Church was not officially obligated its support the Fascist regime; the strong differences remained, but the seething hostility ended. The Church especially endorsed foreign policies, such as support for the anti-Communist side in the Spanish Civil War, and support for the conquest of Ethiopia. Friction continued over the Catholic Action youth network, which Mussolini wanted to merge into his Fascist youth group.[45]
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The third document in the agreement paid the Vatican 1750 million lira (about $100 million) for the seizures of church property since 1860. Pius XI invested the money in the stock markets and real estate. To manage these investments, the Pope appointed the lay-person Bernardino Nogara, who, through shrewd investing in stocks, gold, and futures markets, significantly increased the Catholic Church's financial holdings. The income largely paid for the upkeep of the expensive-to-maintain stock of historic buildings in the Vatican which until 1870 had been maintained through funds raised from the Papal States.
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The Vatican's relationship with Mussolini's government deteriorated drastically after 1930 as Mussolini's totalitarian ambitions began to impinge more and more on the autonomy of the Church. For example, the Fascists tried to absorb the Church's youth groups. In response, Pius issued the encyclical Non abbiamo bisogno ("We Have No Need)" in 1931. It denounced the regime's persecution of the church in Italy and condemned "pagan worship of the State."[46] It also condemned Fascism's "revolution which snatches the young from the Church and from Jesus Christ, and which inculcates in its own young people hatred, violence and irreverence".[47]
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From the earliest days of the Nazi takeover in Germany, the Vatican was taking diplomatic action to attempt to defend the Jews of Germany.[citation needed] In the spring of 1933, Pope Pius XI urged Mussolini to ask Hitler to restrain the anti-Semitic actions taking place in Germany.[48] Mussolini urged Pius to excommunicate Hitler,[when?] as he thought it would render him less powerful in Catholic Austria and reduce the danger to Italy and wider Europe. The Vatican refused to comply and thereafter Mussolini began to work with Hitler, adopting his anti-Semitic and race theories.[49] In 1936, with the Church in Germany facing clear persecution, Italy and Germany agreed to the Berlin-Rome Axis.[50]
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The Nazis, like the Pope, were unalterably opposed to Communism. German bishops were at first opposed to the Nazis in the 1933 election. This changed by the end of March after Cardinal Michael Von Fauhaber of Munich met with the Holy Father. Pius expressed support for the regime soon after Hitler's rise to power, "I have changed my mind about Hitler, it is for the first time that such a government voice has been raised to denounce bolshevism in such categorical terms, joining with the voice of the pope."[51]
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A threatening, though initially mainly sporadic persecution of the Catholic Church in Germany followed the 1933 Nazi takeover in Germany.[52] In the dying days of the Weimar Republic, the newly appointed Chancellor Adolf Hitler moved quickly to eliminate political Catholicism. Vice Chancellor Franz von Papen was dispatched to Rome to negotiate a Reich concordat with the Holy See.[53] Ian Kershaw wrote that the Vatican was anxious to reach agreement with the new government, despite "continuing molestation of Catholic clergy, and other outrages committed by Nazi radicals against the Church and its organisations".[54] Negotiations were conducted by Cardinal Eugenio Pacelli, who later became Pope Pius XII (1939–1958). The Reichskonkordat was signed by Pacelli and by the German government in June 1933, and included guarantees of liberty for the Church, independence for Catholic organisations and youth groups, and religious teaching in schools.[55] The treaty was an extension of existing concordats already signed with Prussia and Bavaria, but wrote Hebblethwaite, it seemed "more like a surrender than anything else: it involved the suicide of the Centre Party... ".[40]
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"The agreement", wrote William Shirer, "was hardly put to paper before it was being broken by the Nazi Government". On 25 July, the Nazis promulgated their sterilization law, an offensive policy in the eyes of the Catholic Church. Five days later, moves began to dissolve the Catholic Youth League. Clergy, nuns and lay leaders began to be targeted, leading to thousands of arrests over the ensuing years, often on trumped up charges of currency smuggling or "immorality".[56]
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In February 1936, Hitler sent Pius a telegram congratulating the Pope on the anniversary of his coronation, but he responded with criticisms of what was happening in Germany, so much so that Neurath, the foreign secretary, wanted to suppress it, but Pius insisted it be forwarded.[57]
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The pope supported the Christian Socialists in Austria, a country with a majority Catholic population but a powerful secular element. He especially supported the regime of Engelbert Dollfuss (1932–34), who wanted to remold society based on papal encyclicals. Dollfuss suppressed the anti-clerical elements and the socialists, but was assassinated by the Austrian Nazis in 1934. His successor Kurt von Schuschnigg (1934–38) was also pro-Catholic and received Vatican support.[58] The Anschluss saw the annexation of Austria by Nazi Germany in early 1938.[59] Austria was overwhelmingly Catholic.[60]
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At the direction of Cardinal Innitzer, the churches of Vienna pealed their bells and flew swastikas for Hitler's arrival in the city on 14 March.[61] However, wrote Mark Mazower, such gestures of accommodation were "not enough to assuage the Austrian Nazi radicals, foremost among them the young Gauleiter Globocnik".[62] Globocnik launched a crusade against the Church, and the Nazis confiscated property, closed Catholic organisations and sent many priests to Dachau.[62] Anger at the treatment of the Church in Austria grew quickly and October 1938, wrote Mazower, saw the "very first act of overt mass resistance to the new regime", when a rally of thousands left Mass in Vienna chanting "Christ is our Fuehrer", before being dispersed by police.[63] A Nazi mob ransacked Cardinal Innitzer's residence, after he had denounced Nazi persecution of the Church.[60] The American National Catholic Welfare Conference wrote that Pope Pius, "again protested against the violence of the Nazis, in language recalling Nero and Judas the Betrayer, comparing Hitler with Julian the Apostate."[64]
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The Nazis claimed jurisdiction over all collective and social activity, interfered with Catholic schooling, youth groups, workers' clubs and cultural societies.[65] By early 1937, the church hierarchy in Germany, which had initially attempted to co-operate with the new government, had become highly disillusioned. In March, Pope Pius XI issued the Mit brennender Sorge encyclical – accusing the Nazi Government of violations of the 1933 Concordat, and further that it was sowing the "tares of suspicion, discord, hatred, calumny, of secret and open fundamental hostility to Christ and His Church". The Pope noted on the horizon the "threatening storm clouds" of religious wars of extermination over Germany.[56]
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Copies had to be smuggled into Germany so they could be read from their pulpits.[66]
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The encyclical, the only one ever written in German, was addressed to German bishops and was read in all parishes of Germany. The actual writing of the text is credited to Munich Cardinal Michael von Faulhaber and to the Cardinal Secretary of State, Eugenio Pacelli, who later became Pope Pius XII.[67]
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There was no advance announcement of the encyclical, and its distribution was kept secret in an attempt to ensure the unhindered public reading of its contents in all the Catholic churches of Germany. This encyclical condemned particularly the paganism of Nazism, the myth of race and blood, and fallacies in the Nazi conception of God:
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Whoever exalts race, or the people, or the State, or a particular form of State, or the depositories of power, or any other fundamental value of the human community – however necessary and honorable be their function in worldly things – whoever raises these notions above their standard value and divinizes them to an idolatrous level, distorts and perverts an order of the world planned and created by God; he is far from the true faith in God and from the concept of life which that faith upholds.[68]
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The Nazis responded with an intensification of their campaign against the churches, beginning around April.[69] There were mass arrests of clergy and church presses were expropriated.[70]
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While numerous German Catholics, who participated in the secret printing and distribution of the encyclical Mit brennender Sorge, went to jail and concentration camps, the Western democracies remained silent, which Pius XI labeled bitterly a "conspiracy of silence".[71][72] As the extreme nature of Nazi racial anti-Semitism became obvious, and as Mussolini in the late 1930s began imitating Hitler's anti-Jewish race laws in Italy, Pius XI continued to make his position clear, both in Mit brennender Sorge and after Fascist Italy's Manifesto of Race was published, in a public address in the Vatican to Belgian pilgrims in 1938: "Mark well that in the Catholic Mass, Abraham is our Patriarch and forefather. Anti-Semitism is incompatible with the lofty thought which that fact expresses. It is a movement with which we Christians can have nothing to do. No, no, I say to you it is impossible for a Christian to take part in anti-Semitism. It is inadmissible. Through Christ and in Christ we are the spiritual progeny of Abraham. Spiritually, we [Christians] are all Semites"[73] These comments were reported by neither Osservatore Romano nor Vatican Radio.[74] They were reported in Belgium in 14 September 1938 issue of La Libre Belgique[75] and in 17 September 1938 issue of French Catholic daily La Croix.[76] They were then published worldwide but had little resonance at the time in the secular media.[71] The "conspiracy of silence" included not only the silence of secular powers against the horrors of Nazism but also their silence on the persecution of the Church in the Mexico, the Soviet Union and Spain. Despite these public comments, Pius was reported to have suggested privately that the Church's problems in those three countries were "reinforced by the anti-Christian spirit of Judaism".[77]
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When the then-newly installed Nazi government began to instigate its program of anti-Semitism in 1933, Pius XI ordered the papal nuncio in Berlin, Cesare Orsenigo, to "look into whether and how it may be possible to become involved" in their aid. Orsenigo proved a poor instrument in this regard, concerned more with the anti-church policies of the Nazis and how these might affect German Catholics, than with taking action to help German Jews.[78]
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On 11 November 1938, following Kristallnacht, Pius XI joined Western leaders in condemning the pogrom. In response, the Nazis organised mass demonstrations against Catholics and Jews in Munich, and the Bavarian Gauleiter Adolf Wagner declared before 5,000 protesters: "Every utterance the Pope makes in Rome is an incitement of the Jews throughout the world to agitate against Germany".[79] On 21 November, in an address to the world's Catholics, the Pope rejected the Nazi claim of racial superiority, and insisted instead that there was only a single human race. Robert Ley, the Nazi Minister of Labour declared the following day in Vienna: "No compassion will be tolerated for the Jews. We deny the Pope's statement that there is but one human race. The Jews are parasites." Catholic leaders, including Cardinal Schuster of Milan, Cardinal van Roey in Belgium and Cardinal Verdier in Paris, backed the Pope's strong condemnation of Kristallnacht.[80]
|
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|
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Under Pius XI, papal relations with East Asia were marked by the rise of the Japanese Empire to prominence, as well as the unification of China under Chiang Kai-shek. In 1922 he established the position of Apostolic Delegate to China, and the first person in that capacity was Celso Benigno Luigi Costantini.[81] On 1 August 1928, the Pope addressed a message of support for the political unification of China. Following the Japanese invasion of North China in 1931 and the creation of Manchukuo, the Holy See recognized the new state. On 10 September 1938, the Pope held a reception at Castel Gandolfo for an official delegation from Manchukuo, headed by Manchukuoan Minister of Foreign Affairs Han Yun.[82]
|
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Mother Katharine Drexel, who founded the American order of Sisters of the Blessed Sacrament for Indians and Colored People, corresponded with Pius XI, as she had with his papal predecessors. (In 1887, Pope Leo XIII had encouraged Katharine Drexel—then a young Philadelphia socialite— to do missionary work with America's disadvantaged people of color). In the early 1930s, Mother Drexel wrote Pius XI asking him to bless a publicity campaign to acquaint white Catholics with the needs of these disadvantaged races among them. An emissary had shown him photos of Xavier University, New Orleans, LA, which Mother Drexel had established to educate African-Americans at the highest level in the USA. Pius XI replied promptly, sending his blessing and encouragement. Upon his return, the emissary told Mother Katharine that the Pope said he had read the novel Uncle Tom's Cabin as a boy, and it had ignited his lifelong concern for the American Negro.[83]
|
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|
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In 1930, Pius XI declared the Immaculate Conception under the title of Our Lady of Aparecida as the Queen and Patroness of Brazil.[84]
|
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|
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Pius XI was faced with unprecedented persecution of the Catholic Church in Mexico and Spain and with the persecution of all Christians especially the Eastern Catholic Churches in the Soviet Union. He called this the "terrible triangle".[85]
|
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|
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Worried by the persecution of Christians in the Soviet Union, Pius XI mandated Berlin nuncio Eugenio Pacelli to work secretly on diplomatic arrangements between the Vatican and the Soviet Union. Pacelli negotiated food shipments for Russia and met with Soviet representatives, including Foreign Minister Georgi Chicherin, who rejected any kind of religious education and the ordination of priests and bishops, but offered agreements without the points vital to the Vatican.[86] Despite Vatican pessimism and a lack of visible progress, Pacelli continued the secret negotiations, until Pius XI ordered them discontinued in 1927, because they generated no results and would be dangerous to the Church, if made public.
|
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|
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The "harsh persecution short of total annihilation of the clergy, monks, and nuns and other people associated with the Church",[87] continued well into the 1930s. In addition to executing and exiling many clerics, monks and laymen, the confiscating of Church implements "for victims of famine" and the closing of churches were common.[88] Yet according to an official report based on the census of 1936, some 55% of Soviet citizens identified themselves openly as religious.[88]
|
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During the pontificate of Pius XI, the Catholic Church was subjected to extreme persecutions in Mexico, which resulted in the death of over 5,000 priests, bishops and followers.[89] In the state of Tabasco the Church was in effect outlawed altogether. In his encyclical Iniquis afflictisque[90] from 18 November 1926, Pope Pius protested against the slaughter and persecution. The United States intervened in 1929 and moderated an agreement.[89] The persecutions resumed in 1931. Pius XI condemned the Mexican government again in his 1932 encyclical Acerba animi. Problems continued with reduced hostilities until 1940, when in the new pontificate of Pope Pius XII President Manuel Ávila Camacho returned the Mexican churches to the Catholic Church.[89]
|
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There were 4,500 Mexican priests serving the Mexican people before the rebellion, in 1934, over 90% of them suffered persecution as only 334 priests were licensed by the government to serve fifteen million people. Excluding foreign religious, over 4,100 Mexican priests were eliminated by emigration, expulsion and assassination.[91][92] By 1935, 17 Mexican states were left with no priests at all.[93]
|
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The Republican government which came to power in Spain in 1931 was strongly anti-clerical, secularising education, prohibiting religious education in the schools, and expelling the Jesuits from the country. On Pentecost 1932, Pope Pius XI protested against these measures and demanded restitution.
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Pius XI accepted the Reunion Movement of Mar Ivanios along with four other members of the Malankara Orthodox Church in 1930. As a result of the Reunion Movement, the Syro-Malankara Catholic Church is in full communion with the Bishop of Rome and the Catholic Church.
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The Fascist government in Italy abstained from copying Germany's racial and anti-Semitic laws and regulations until 1938, when Italy introduced anti-Semitic legislation. The Pope publicly asked Italy to abstain from adopting a demeaning racist legislation, stating that the term "race" is divisive but may be appropriate to differentiate animals.[94] The Catholic view would refer to "the unity of human society", which includes as many differences as music includes intonations. Italy, a civilized country, should not ape the barbarian German legislation, he said.[95] In the same speech, he criticized the Italian government for attacking Catholic Action and even the papacy itself.
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In April 1938, at the request of Pius XI, the Sacred Congregation of seminaries and universities developed a syllabus condemning racist theories. Its publication was postponed.[96]
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In one historian's view:
|
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By the time of his death ... Pius XI had managed to orchestrate a swelling chorus of Church protests against the racial legislation and the ties that bound Italy to Germany. He had single-mindedly continued to denounce the evils of the Nazi regime at every possible opportunity and feared above all else the re-opening of the rift between Church and State in his beloved Italy. He had, however, few tangible successes. There had been little improvement in the position of the Church in Germany and there was growing hostility to the Church in Italy on the part of the fascist regime. Almost the only positive result of the last years of his pontificate was a closer relationship with the liberal democracies and yet, even this was seen by many as representing a highly partisan stance on the part of the Pope.[97]
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Pius XI planned an encyclical Humani generis unitas (The Unity of the Human Race) to denounce racism in the US, Europe and elsewhere, as well as antisemitism, colonialism and violent German nationalism. He died without issuing it.[98]
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Pius XI's successor, Pius XII, who was not aware of the text before the death of his predecessor,[99] chose not to publish it. His first encyclical Summi Pontificatus ("On the Supreme Pontificate", 12 October 1939), published after the beginning of World War II, bore the title On the Unity of Human Society and used many of the arguments of the document drafted for Pius XI, while avoiding its negative characterizations of the Jewish people.
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To denounce racism and anti-Semitism, Pius XI sought out the American Jesuit journalist John LaFarge and summoned him to Castel Gandolfo on 25 June 1938. The pope told the Jesuit that he planned to write an encyclical denouncing racism, and asked LaFarge to help write it, while swearing him to strict silence. LaFarge took up this task in secret in Paris, but the Jesuit Superior-General Wlodimir Ledochowski promised the pope and LaFarge that he would facilitate the encyclical's production. This proved to be a hindrance, since Ledochowski was privately an anti-Semite and conspired to block Lafarge's efforts whenever and wherever possible. In late September 1938, the Jesuit had finished his work and returned to Rome, where Ledochowski welcomed him and promised to deliver the work to the pope immediately. LaFarge was directed to return to the United States, while Ledochowski concealed the draft from the pope, who remained wholly unaware of what had transpired.[100]
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But in the fall of 1938, LaFarge had realized the Pope still had not received the draft, and sent a letter to Pius XI where he implied that Ledochowski had the document in his possession. Pius XI demanded that the draft be delivered to him, but did not receive it until 21 January 1939 with a note from Ledochowski, who warned that the draft's language was excessive and advised caution. Pius XI planned to issue the encyclical following his meeting with bishops on 11 February, but died before both the meeting and encyclical's promulgation could take place.[100]
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Pius XI was seen as a blunt-spoken and no-nonsense man and those were qualities he shared with Pope Pius X. He was passionate about science and was fascinated with the power of radio, which would soon result in the founding and inauguration of Vatican Radio. He was intrigued by new forms of technology which he employed during his pontificate. He was also known for a rare smile.
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Pius XI was known[101] to have a temper at times[101] and was someone who had a keen sense of knowledge and dignity of the office he held.[101] He insisted that he ate alone with no one around him[101] and would not allow his assistants or any other priests or clergy to dine with him.[101] He would frequently meet with political figures[citation needed] but would always greet them seated.[citation needed] He insisted that when his brother and sister wanted to see him, they had to refer to him as "Your Holiness"[101] and book an appointment.[101]
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Pius XI was also a very demanding individual, certainly one of the stricter pontiffs at that time. He held very high standards and did not tolerate any sort of behaviour that was not up to that standard.[101] In regard to Angelo Roncalli, the future Pope John XXIII, a diplomatic blunder in Bulgaria, where Roncalli was stationed, led Pius XI to make Roncalli kneel for 45 minutes as a punishment.[102][101] However, when in due course Pius learnt that Roncalli had made the error in circumstances for which he could not fairly be considered culpable, he apologized to him. Aware of the implied impropriety of a Supreme Pontiff's going back on a reprimand in a matter concerning Catholic faith and morals,[clarification needed] but also deeply conscious that on a human level he had failed to keep his temper in check, he made his apology "as Achille Ratti" and in doing so stretched out his hand in friendship to Monsignor Roncalli.[103]
|
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Pius XI had been ill for some time when, on 25 November 1938, he suffered two heart attacks within several hours. He had serious breathing problems and could not leave his apartment.[104] He gave his last major pontifical address to the Pontifical Academy of Sciences, which he had founded, speaking without a prepared text on the relation between science and the Catholic religion.[105] Medical specialists reported that heart insufficiency combined with bronchial attacks had hopelessly complicated his already poor prospects.
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Pius XI died at 5:31 a.m. (Rome Time) of a third heart attack on 10 February 1939, at the age of 81. His last words to those near him at the time of his death were spoken with clarity and firmness: "My soul parts from you all in peace."[106] Some believe he was murdered, based on the fact that his primary physician was Dr. Francesco Petacci, father of Claretta Petacci, Mussolini's mistress.[107][108][109][110][111] Cardinal Eugène Tisserant wrote in his diary that the pope had been murdered, which was a statement that Carlo Confalonieri later strongly denied.[100]
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The Pope's last audible words were reported to have been: "peace, peace" as he died. Those at his bedside at 4:00am realized that the pontiff's end was near, at which stage the sacrist was summoned to administer the final sacrament to the pope eleven minutes before the pope's death. The pontiff's confessor Cardinal Lorenzo Lauri arrived a few seconds too late. After his final words, the pope's lips moved slowly with Dr. Rocchi saying it was occasionally possible to discern that the pope was making an effort to recite a Latin prayer.[112] About half a minute before his death, Pius XI raised his right hand weakly and tried making the sign of the Cross to impart his last blessing to those gathered at his bedside. One of the last things the pontiff was reported to have said was "We still had so many things to do" and died among a low murmur of psalms recited from those present. Upon his death, his face was covered by a white veil. Cardinal Eugenio Pacelli, in accordance with his duties as Camerlengo lifted the veil and gently struck the pope's forehead three times reciting his Christian name (Achille) and pausing for an answer to confirm truly if the pope had died, before turning to those present and in Latin saying: "Truly the pope is dead."[112]
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Upon Pius XI's death the Anglican Archbishop of Canterbury Cosmo Lang paid tribute to the pope's efforts for world peace, calling him a man of "sincere piety" who bore his duties with exceptional "dignity and courage". Others who sent messages of condolences were Benito Mussolini and Adolf Hitler, the former visiting the Vatican to pay his respects to the deceased pontiff. Flags were flown half-staff in Rome, Paris, and Berlin.[112]
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Pius XI's body was placed in a wooden coffin, place in a bronze casket, which was then placed in a lead casket.[113] The casket was designed by Antonio Berti.[114] Following the funeral, Pius XI was buried in the crypt of St. Peter's Basilica on 14 February 1939, in the Chapel of Saint Sebastian, close to the tomb of Saint Peter.[115] His tomb was modified in 1944 to be more ornate.[116]
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Pius XI is remembered as the pope who reigned between the two great wars of the 20th century. The onetime librarian also reorganized the Vatican archives. Nevertheless, Pius XI was hardly a withdrawn and bookish figure. He was also a well-known mountain climber with many peaks in the Alps named after him, he having been the first to scale them.[117]
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A Chilean glacier bears Pius XI's name.[118] In 1940, Bishop T. B. Pearson founded the Achille Ratti Climbing Club, based in the United Kingdom and named for Pius XI.[119]
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Pius XI also refounded the Pontifical Academy of Sciences in 1936, with the aim of turning it into the "scientific senate" of the Church. Hostile to any form of ethnic or religious discrimination, he appointed over eighty academicians from a variety of countries, backgrounds and areas of research.[120] In his honour, John XXIII established the Pius XI Medal that the Council of the Pontifical Academy of Sciences awards to a young scientist under the age of 45 who has distinguished himself or herself at the international level.[121]
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The Syro-Malankara Catholic Church founded a school in his name in Kattanam, Mavelikkara, Kerala, India.[citation needed]
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1 |
+
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2 |
+
|
3 |
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|
4 |
+
|
5 |
+
The number π (/paɪ/) is a mathematical constant. It is defined as the ratio of a circle's circumference to its diameter, and it also has various equivalent definitions. It appears in many formulas in all areas of mathematics and physics. It is approximately equal to 3.14159. It has been represented by the Greek letter "π" since the mid-18th century, and is spelled out as "pi". It is also referred to as Archimedes' constant.
|
6 |
+
|
7 |
+
Being an irrational number, π cannot be expressed as a common fraction, although fractions such as 22/7 are commonly used to approximate it. Equivalently its decimal representation never ends and never settles into a permanently repeating pattern. Its decimal (or other base) digits appear to be randomly distributed, and are conjectured to satisfy a specific kind of statistical randomness. It is known that π is a transcendental number: it is not the root of any polynomial with rational coefficients. The transcendence of π implies that it is impossible to solve the ancient challenge of squaring the circle with a compass and straightedge.
|
8 |
+
|
9 |
+
Ancient civilizations, including the Egyptians and Babylonians, required fairly accurate approximations to π for practical computations. Around 250 BC the Greek mathematician Archimedes created an algorithm to approximate π with arbitrary accuracy. In the 5th century AD, Chinese mathematics approximated π to seven digits, while Indian mathematics made a five-digit approximation, both using geometrical techniques. The first exact formula for π, based on infinite series, was discovered a millennium later, when in the 14th century the Madhava–Leibniz series was discovered in Indian mathematics.[1][2] The invention of calculus soon led to the calculation of hundreds of digits of π, enough for all practical scientific computations. Nevertheless, in the 20th and 21st centuries, mathematicians and computer scientists have pursued new approaches that, when combined with increasing computational power, extended the decimal representation of π to many trillions of digits.[3][4] The primary motivation for these computations is as a test case to develop efficient algorithms to calculate numeric series, as well as the quest to break records.[5][6] The extensive calculations involved have also been used to test supercomputers and high-precision multiplication algorithms.
|
10 |
+
|
11 |
+
Because its most elementary definition relates to the circle, π is found in many formulae in trigonometry and geometry, especially those concerning circles, ellipses, and spheres. In more modern mathematical analysis, the number is instead defined using the spectral properties of the real number system, as an eigenvalue or a period, without any reference to geometry. It appears therefore in areas of mathematics and the sciences having little to do with the geometry of circles, such as number theory and statistics, as well as in almost all areas of physics. The ubiquity of π makes it one of the most widely known mathematical constants both inside and outside the scientific community. Several books devoted to π have been published, and record-setting calculations of the digits of π often result in news headlines. Adepts have succeeded in memorizing the value of π to over 70,000 digits.
|
12 |
+
|
13 |
+
The symbol used by mathematicians to represent the ratio of a circle's circumference to its diameter is the lowercase Greek letter π, sometimes spelled out as pi, and derived from the first letter of the Greek word perimetros, meaning circumference.[7] In English, π is pronounced as "pie" (/paɪ/ PY).[8] In mathematical use, the lowercase letter π is distinguished from its capitalized and enlarged counterpart ∏, which denotes a product of a sequence, analogous to how ∑ denotes summation.
|
14 |
+
|
15 |
+
The choice of the symbol π is discussed in the section Adoption of the symbol π.
|
16 |
+
|
17 |
+
π is commonly defined as the ratio of a circle's circumference C to its diameter d:[9]
|
18 |
+
|
19 |
+
The ratio C/d is constant, regardless of the circle's size. For example, if a circle has twice the diameter of another circle it will also have twice the circumference, preserving the ratio C/d. This definition of π implicitly makes use of flat (Euclidean) geometry; although the notion of a circle can be extended to any curved (non-Euclidean) geometry, these new circles will no longer satisfy the formula π = C/d.[9]
|
20 |
+
|
21 |
+
Here, the circumference of a circle is the arc length around the perimeter of the circle, a quantity which can be formally defined independently of geometry using limits, a concept in calculus.[10] For example, one may directly compute the arc length of the top half of the unit circle, given in Cartesian coordinates by the equation x2 + y2 = 1, as the integral:[11]
|
22 |
+
|
23 |
+
An integral such as this was adopted as the definition of π by Karl Weierstrass, who defined it directly as an integral in 1841.[a]
|
24 |
+
|
25 |
+
Definitions of π such as these that rely on concepts of the integral calculus are no longer common in the literature. Remmert 2012, Ch. 5 explains that this is because in many modern treatments of calculus, differential calculus typically precedes integral calculus in the university curriculum, so it is desirable to have a definition of π that does not rely on the latter. One such definition, due to Richard Baltzer,[12] and popularized by Edmund Landau,[13] is the following: π is twice the smallest positive number at which the cosine function equals 0.[9][11][14] The cosine can be defined independently of geometry as a power series,[15] or as the solution of a differential equation.[14]
|
26 |
+
|
27 |
+
In a similar spirit, π can be defined instead using properties of the complex exponential, exp z, of a complex variable z. Like the cosine, the complex exponential can be defined in one of several ways. The set of complex numbers at which exp z is equal to one is then an (imaginary) arithmetic progression of the form:
|
28 |
+
|
29 |
+
and there is a unique positive real number π with this property.[11][16]
|
30 |
+
A more abstract variation on the same idea, making use of sophisticated mathematical concepts of topology and algebra, is the following theorem:[17] there is a unique (up to automorphism) continuous isomorphism from the group R/Z of real numbers under addition modulo integers (the circle group) onto the multiplicative group of complex numbers of absolute value one. The number π is then defined as half the magnitude of the derivative of this homomorphism.[18]
|
31 |
+
|
32 |
+
A circle encloses the largest area that can be attained within a given perimeter. Thus the number π is also characterized as the best constant in the isoperimetric inequality (times one-fourth). There are many other, closely related, ways in which π appears as an eigenvalue of some geometrical or physical process; see below.
|
33 |
+
|
34 |
+
π is an irrational number, meaning that it cannot be written as the ratio of two integers. Fractions such as 22/7 and 355/113 are commonly used to approximate π, but no common fraction (ratio of whole numbers) can be its exact value.[19] Because π is irrational, it has an infinite number of digits in its decimal representation, and it does not settle into an infinitely repeating pattern of digits. There are several proofs that π is irrational; they generally require calculus and rely on the reductio ad absurdum technique. The degree to which π can be approximated by rational numbers (called the irrationality measure) is not precisely known; estimates have established that the irrationality measure is larger than the measure of e or ln 2 but smaller than the measure of Liouville numbers.[20]
|
35 |
+
|
36 |
+
The digits of π have no apparent pattern and have passed tests for statistical randomness, including tests for normality; a number of infinite length is called normal when all possible sequences of digits (of any given length) appear equally often.[21] The conjecture that π is normal has not been proven or disproven.[21]
|
37 |
+
|
38 |
+
Since the advent of computers, a large number of digits of π have been available on which to perform statistical analysis. Yasumasa Kanada has performed detailed statistical analyses on the decimal digits of π and found them consistent with normality; for example, the frequencies of the ten digits 0 to 9 were subjected to statistical significance tests, and no evidence of a pattern was found.[22] Any random sequence of digits contains arbitrarily long subsequences that appear non-random, by the infinite monkey theorem. Thus, because the sequence of π's digits passes statistical tests for randomness, it contains some sequences of digits that may appear non-random, such as a sequence of six consecutive 9s that begins at the 762nd decimal place of the decimal representation of π.[23] This is also called the "Feynman point" in mathematical folklore, after Richard Feynman, although no connection to Feynman is known.
|
39 |
+
|
40 |
+
In addition to being irrational, more strongly π is a transcendental number, which means that it is not the solution of any non-constant polynomial equation with rational coefficients, such as x5/120 − x3/6 + x = 0.[24][b]
|
41 |
+
|
42 |
+
The transcendence of π has two important consequences: First, π cannot be expressed using any finite combination of rational numbers and square roots or n-th roots such as 3√31 or √10. Second, since no transcendental number can be constructed with compass and straightedge, it is not possible to "square the circle". In other words, it is impossible to construct, using compass and straightedge alone, a square whose area is exactly equal to the area of a given circle.[25] Squaring a circle was one of the important geometry problems of the classical antiquity.[26] Amateur mathematicians in modern times have sometimes attempted to square the circle and sometimes claim success despite the fact that it is mathematically impossible.[27]
|
43 |
+
|
44 |
+
Like all irrational numbers, π cannot be represented as a common fraction (also known as a simple or vulgar fraction), by the very definition of "irrational number" (that is, "not a rational number"). But every irrational number, including π, can be represented by an infinite series of nested fractions, called a continued fraction:
|
45 |
+
|
46 |
+
Truncating the continued fraction at any point yields a rational approximation for π; the first four of these are 3, 22/7, 333/106, and 355/113. These numbers are among the best-known and most widely used historical approximations of the constant. Each approximation generated in this way is a best rational approximation; that is, each is closer to π than any other fraction with the same or a smaller denominator.[28] Because π is known to be transcendental, it is by definition not algebraic and so cannot be a quadratic irrational. Therefore, π cannot have a periodic continued fraction. Although the simple continued fraction for π (shown above) also does not exhibit any other obvious pattern,[29] mathematicians have discovered several generalized continued fractions that do, such as:[30]
|
47 |
+
|
48 |
+
Some approximations of pi include:
|
49 |
+
|
50 |
+
Digits in other number systems
|
51 |
+
|
52 |
+
Any complex number, say z, can be expressed using a pair of real numbers. In the polar coordinate system, one number (radius or r) is used to represent z's distance from the origin of the complex plane and the other (angle or φ) to represent a counter-clockwise rotation from the positive real line as follows:[34]
|
53 |
+
|
54 |
+
where i is the imaginary unit satisfying i2 = −1. The frequent appearance of π in complex analysis can be related to the behaviour of the exponential function of a complex variable, described by Euler's formula:[35]
|
55 |
+
|
56 |
+
where the constant e is the base of the natural logarithm. This formula establishes a correspondence between imaginary powers of e and points on the unit circle centered at the origin of the complex plane. Setting φ = π in Euler's formula results in Euler's identity, celebrated by mathematicians because it contains the five most important mathematical constants:[35][36]
|
57 |
+
|
58 |
+
There are n different complex numbers z satisfying zn = 1, and these are called the "n-th roots of unity".[37] They are given by this formula:
|
59 |
+
|
60 |
+
The best-known approximations to π dating before the Common Era were accurate to two decimal places; this was improved upon in Chinese mathematics in particular by the mid-first millennium, to an accuracy of seven decimal places.
|
61 |
+
After this, no further progress was made until the late medieval period.
|
62 |
+
|
63 |
+
Based on the measurements of the Great Pyramid of Giza (c. 2560 BC) ,[c] some Egyptologists have claimed that the ancient Egyptians used an approximation of π as 22/7 from as early as the Old Kingdom.[38][39] This claim has met with scepticism.[40][41][42][43][44]
|
64 |
+
The earliest written approximations of π are found in Babylon and Egypt, both within one per cent of the true value. In Babylon, a clay tablet dated 1900–1600 BC has a geometrical statement that, by implication, treats π as 25/8 = 3.125.[45] In Egypt, the Rhind Papyrus, dated around 1650 BC but copied from a document dated to 1850 BC, has a formula for the area of a circle that treats π as (16/9)2 ≈ 3.16.[45]
|
65 |
+
|
66 |
+
Astronomical calculations in the Shatapatha Brahmana (ca. 4th century BC) use a fractional approximation of 339/108 ≈ 3.139 (an accuracy of 9×10−4).[46] Other Indian sources by about 150 BC treat π as √10 ≈ 3.1622.[47]
|
67 |
+
|
68 |
+
The first recorded algorithm for rigorously calculating the value of π was a geometrical approach using polygons, devised around 250 BC by the Greek mathematician Archimedes.[48] This polygonal algorithm dominated for over 1,000 years, and as a result π is sometimes referred to as "Archimedes' constant".[49] Archimedes computed upper and lower bounds of π by drawing a regular hexagon inside and outside a circle, and successively doubling the number of sides until he reached a 96-sided regular polygon. By calculating the perimeters of these polygons, he proved that 223/71 < π < 22/7 (that is 3.1408 < π < 3.1429).[50] Archimedes' upper bound of 22/7 may have led to a widespread popular belief that π is equal to 22/7.[51] Around 150 AD, Greek-Roman scientist Ptolemy, in his Almagest, gave a value for π of 3.1416, which he may have obtained from Archimedes or from Apollonius of Perga.[52][53] Mathematicians using polygonal algorithms reached 39 digits of π in 1630, a record only broken in 1699 when infinite series were used to reach 71 digits.[54]
|
69 |
+
|
70 |
+
In ancient China, values for π included 3.1547 (around 1 AD), √10 (100 AD, approximately 3.1623), and 142/45 (3rd century, approximately 3.1556).[55] Around 265 AD, the Wei Kingdom mathematician Liu Hui created a polygon-based iterative algorithm and used it with a 3,072-sided polygon to obtain a value of π of 3.1416.[56][57] Liu later invented a faster method of calculating π and obtained a value of 3.14 with a 96-sided polygon, by taking advantage of the fact that the differences in area of successive polygons form a geometric series with a factor of 4.[56] The Chinese mathematician Zu Chongzhi, around 480 AD, calculated that 3.1415926 < π < 3.1415927 and suggested the approximations π ≈ 355/113 = 3.14159292035... and π ≈ 22/7 = 3.142857142857..., which he termed the Milü (''close ratio") and Yuelü ("approximate ratio"), respectively, using Liu Hui's algorithm applied to a 12,288-sided polygon. With a correct value for its seven first decimal digits, this value of remained the most accurate approximation of π available for the next 800 years.[58]
|
71 |
+
|
72 |
+
The Indian astronomer Aryabhata used a value of 3.1416 in his Āryabhaṭīya (499 AD).[59] Fibonacci in c. 1220 computed 3.1418 using a polygonal method, independent of Archimedes.[60] Italian author Dante apparently employed the value 3+√2/10 ≈ 3.14142.[60]
|
73 |
+
|
74 |
+
The Persian astronomer Jamshīd al-Kāshī produced 9 sexagesimal digits, roughly the equivalent of 16 decimal digits, in 1424 using a polygon with 3×228 sides,[61][62] which stood as the world record for about 180 years.[63] French mathematician François Viète in 1579 achieved 9 digits with a polygon of 3×217 sides.[63] Flemish mathematician Adriaan van Roomen arrived at 15 decimal places in 1593.[63] In 1596, Dutch mathematician Ludolph van Ceulen reached 20 digits, a record he later increased to 35 digits (as a result, π was called the "Ludolphian number" in Germany until the early 20th century).[64] Dutch scientist Willebrord Snellius reached 34 digits in 1621,[65] and Austrian astronomer Christoph Grienberger arrived at 38 digits in 1630 using 1040 sides,[66] which remains the most accurate approximation manually achieved using polygonal algorithms.[65]
|
75 |
+
|
76 |
+
The calculation of π was revolutionized by the development of infinite series techniques in the 16th and 17th centuries. An infinite series is the sum of the terms of an infinite sequence.[67] Infinite series allowed mathematicians to compute π with much greater precision than Archimedes and others who used geometrical techniques.[67] Although infinite series were exploited for π most notably by European mathematicians such as James Gregory and Gottfried Wilhelm Leibniz, the approach was first discovered in India sometime between 1400 and 1500 AD.[68][69] The first written description of an infinite series that could be used to compute π was laid out in Sanskrit verse by Indian astronomer Nilakantha Somayaji in his Tantrasamgraha, around 1500 AD.[70] The series are presented without proof, but proofs are presented in a later Indian work, Yuktibhāṣā, from around 1530 AD. Nilakantha attributes the series to an earlier Indian mathematician, Madhava of Sangamagrama, who lived c. 1350 – c. 1425.[70] Several infinite series are described, including series for sine, tangent, and cosine, which are now referred to as the Madhava series or Gregory–Leibniz series.[70] Madhava used infinite series to estimate π to 11 digits around 1400, but that value was improved on around 1430 by the Persian mathematician Jamshīd al-Kāshī, using a polygonal algorithm.[71]
|
77 |
+
|
78 |
+
The first infinite sequence discovered in Europe was an infinite product (rather than an infinite sum, which are more typically used in π calculations) found by French mathematician François Viète in 1593:[73][74][75]
|
79 |
+
|
80 |
+
The second infinite sequence found in Europe, by John Wallis in 1655, was also an infinite product:[73]
|
81 |
+
|
82 |
+
The discovery of calculus, by English scientist Isaac Newton and German mathematician Gottfried Wilhelm Leibniz in the 1660s, led to the development of many infinite series for approximating π. Newton himself used an arcsin series to compute a 15 digit approximation of π in 1665 or 1666, later writing "I am ashamed to tell you to how many figures I carried these computations, having no other business at the time."[72]
|
83 |
+
|
84 |
+
In Europe, Madhava's formula was rediscovered by Scottish mathematician James Gregory in 1671, and by Leibniz in 1674:[76][77]
|
85 |
+
|
86 |
+
This formula, the Gregory–Leibniz series, equals π/4 when evaluated with z = 1.[77] In 1699, English mathematician Abraham Sharp used the Gregory–Leibniz series for
|
87 |
+
|
88 |
+
|
89 |
+
|
90 |
+
z
|
91 |
+
=
|
92 |
+
|
93 |
+
|
94 |
+
1
|
95 |
+
|
96 |
+
3
|
97 |
+
|
98 |
+
|
99 |
+
|
100 |
+
|
101 |
+
|
102 |
+
{\textstyle z={\frac {1}{\sqrt {3}}}}
|
103 |
+
|
104 |
+
to compute π to 71 digits, breaking the previous record of 39 digits, which was set with a polygonal algorithm.[78] The Gregory–Leibniz for
|
105 |
+
|
106 |
+
|
107 |
+
|
108 |
+
z
|
109 |
+
=
|
110 |
+
1
|
111 |
+
|
112 |
+
|
113 |
+
{\displaystyle z=1}
|
114 |
+
|
115 |
+
series is simple, but converges very slowly (that is, approaches the answer gradually), so it is not used in modern π calculations.[79]
|
116 |
+
|
117 |
+
In 1706 John Machin used the Gregory–Leibniz series to produce an algorithm that converged much faster:[80]
|
118 |
+
|
119 |
+
Machin reached 100 digits of π with this formula.[81] Other mathematicians created variants, now known as Machin-like formulae, that were used to set several successive records for calculating digits of π.[81] Machin-like formulae remained the best-known method for calculating π well into the age of computers, and were used to set records for 250 years, culminating in a 620-digit approximation in 1946 by Daniel Ferguson – the best approximation achieved without the aid of a calculating device.[82]
|
120 |
+
|
121 |
+
A record was set by the calculating prodigy Zacharias Dase, who in 1844 employed a Machin-like formula to calculate 200 decimals of π in his head at the behest of German mathematician Carl Friedrich Gauss.[83] British mathematician William Shanks famously took 15 years to calculate π to 707 digits, but made a mistake in the 528th digit, rendering all subsequent digits incorrect.[83]
|
122 |
+
|
123 |
+
Some infinite series for π converge faster than others. Given the choice of two infinite series for π, mathematicians will generally use the one that converges more rapidly because faster convergence reduces the amount of computation needed to calculate π to any given accuracy.[84] A simple infinite series for π is the Gregory–Leibniz series:[85]
|
124 |
+
|
125 |
+
As individual terms of this infinite series are added to the sum, the total gradually gets closer to π, and – with a sufficient number of terms – can get as close to π as desired. It converges quite slowly, though – after 500,000 terms, it produces only five correct decimal digits of π.[86]
|
126 |
+
|
127 |
+
An infinite series for π (published by Nilakantha in the 15th century) that converges more rapidly than the Gregory–Leibniz series is:{{sfn|Arndt|Haenel|2006|p=223|ps=: (formula 16.10). Note that (n − 1)n(n + 1) = n3 − n.[87]
|
128 |
+
|
129 |
+
The following table compares the convergence rates of these two series:
|
130 |
+
|
131 |
+
After five terms, the sum of the Gregory–Leibniz series is within 0.2 of the correct value of π, whereas the sum of Nilakantha's series is within 0.002 of the correct value of π. Nilakantha's series converges faster and is more useful for computing digits of π. Series that converge even faster include Machin's series and Chudnovsky's series, the latter producing 14 correct decimal digits per term.[84]
|
132 |
+
|
133 |
+
Not all mathematical advances relating to π were aimed at increasing the accuracy of approximations. When Euler solved the Basel problem in 1735, finding the exact value of the sum of the reciprocal squares, he established a connection between π and the prime numbers that later contributed to the development and study of the Riemann zeta function:[88]
|
134 |
+
|
135 |
+
Swiss scientist Johann Heinrich Lambert in 1761 proved that π is irrational, meaning it is not equal to the quotient of any two whole numbers.[19] Lambert's proof exploited a continued-fraction representation of the tangent function.[89] French mathematician Adrien-Marie Legendre proved in 1794 that π2 is also irrational. In 1882, German mathematician Ferdinand von Lindemann proved that π is transcendental, confirming a conjecture made by both Legendre and Euler.[90][91] Hardy and Wright states that "the proofs were afterwards modified and simplified by Hilbert, Hurwitz, and other writers".[92]
|
136 |
+
|
137 |
+
In the earliest usages, the Greek letter π was an abbreviation of the Greek word for periphery (περιφέρεια),[93] and was combined in ratios with δ (for diameter) or ρ (for radius) to form circle constants.[94][95][96] (Before then, mathematicians sometimes used letters such as c or p instead.[97]) The first recorded use is Oughtred's "
|
138 |
+
|
139 |
+
|
140 |
+
|
141 |
+
δ
|
142 |
+
.
|
143 |
+
π
|
144 |
+
|
145 |
+
|
146 |
+
{\displaystyle \delta .\pi }
|
147 |
+
|
148 |
+
", to express the ratio of periphery and diameter in the 1647 and later editions of Clavis Mathematicae.[98][97] Barrow likewise used "
|
149 |
+
|
150 |
+
|
151 |
+
|
152 |
+
|
153 |
+
|
154 |
+
π
|
155 |
+
δ
|
156 |
+
|
157 |
+
|
158 |
+
|
159 |
+
|
160 |
+
{\textstyle {\frac {\pi }{\delta }}}
|
161 |
+
|
162 |
+
" to represent the constant 3.14...,[99] while Gregory instead used "
|
163 |
+
|
164 |
+
|
165 |
+
|
166 |
+
|
167 |
+
|
168 |
+
π
|
169 |
+
ρ
|
170 |
+
|
171 |
+
|
172 |
+
|
173 |
+
|
174 |
+
{\textstyle {\frac {\pi }{\rho }}}
|
175 |
+
|
176 |
+
" to represent 6.28... .[100][95]
|
177 |
+
|
178 |
+
The earliest known use of the Greek letter π alone to represent the ratio of a circle's circumference to its diameter was by Welsh mathematician William Jones in his 1706 work Synopsis Palmariorum Matheseos; or, a New Introduction to the Mathematics.[101][102] The Greek letter first appears there in the phrase "1/2 Periphery (π)" in the discussion of a circle with radius one.[103] However, he writes that his equations for π are from the "ready pen of the truly ingenious Mr. John Machin", leading to speculation that Machin may have employed the Greek letter before Jones.[97] Jones' notation was not immediately adopted by other mathematicians, with the fraction notation still being used as late as 1767.[94][104]
|
179 |
+
|
180 |
+
Euler started using the single-letter form beginning with his 1727 Essay Explaining the Properties of Air, though he used π = 6.28..., the ratio of radius to periphery, in this and some later writing.[105][106] Euler first used π = 3.14... in his 1736 work Mechanica,[107] and continued in his widely-read 1748 work Introductio in analysin infinitorum (he wrote: "for the sake of brevity we will write this number as π; thus π is equal to half the circumference of a circle of radius 1").[108] Because Euler corresponded heavily with other mathematicians in Europe, the use of the Greek letter spread rapidly, and the practice was universally adopted thereafter in the Western world,[97] though the definition still varied between 3.14... and 6.28... as late as 1761.[109]
|
181 |
+
|
182 |
+
Iterate
|
183 |
+
|
184 |
+
Then an estimate for π is given by
|
185 |
+
|
186 |
+
The development of computers in the mid-20th century again revolutionized the hunt for digits of π. Mathematicians John Wrench and Levi Smith reached 1,120 digits in 1949 using a desk calculator.[110] Using an inverse tangent (arctan) infinite series, a team led by George Reitwiesner and John von Neumann that same year achieved 2,037 digits with a calculation that took 70 hours of computer time on the ENIAC computer.[111][112] The record, always relying on an arctan series, was broken repeatedly (7,480 digits in 1957; 10,000 digits in 1958; 100,000 digits in 1961) until 1 million digits were reached in 1973.[111]
|
187 |
+
|
188 |
+
Two additional developments around 1980 once again accelerated the ability to compute π. First, the discovery of new iterative algorithms for computing π, which were much faster than the infinite series; and second, the invention of fast multiplication algorithms that could multiply large numbers very rapidly.[113] Such algorithms are particularly important in modern π computations because most of the computer's time is devoted to multiplication.[114] They include the Karatsuba algorithm, Toom–Cook multiplication, and Fourier transform-based methods.[115]
|
189 |
+
|
190 |
+
The iterative algorithms were independently published in 1975–1976 by physicist Eugene Salamin and scientist Richard Brent.[116] These avoid reliance on infinite series. An iterative algorithm repeats a specific calculation, each iteration using the outputs from prior steps as its inputs, and produces a result in each step that converges to the desired value. The approach was actually invented over 160 years earlier by Carl Friedrich Gauss, in what is now termed the arithmetic–geometric mean method (AGM method) or Gauss–Legendre algorithm.[116] As modified by Salamin and Brent, it is also referred to as the Brent–Salamin algorithm.
|
191 |
+
|
192 |
+
The iterative algorithms were widely used after 1980 because they are faster than infinite series algorithms: whereas infinite series typically increase the number of correct digits additively in successive terms, iterative algorithms generally multiply the number of correct digits at each step. For example, the Brent-Salamin algorithm doubles the number of digits in each iteration. In 1984, brothers John and Peter Borwein produced an iterative algorithm that quadruples the number of digits in each step; and in 1987, one that increases the number of digits five times in each step.[117] Iterative methods were used by Japanese mathematician Yasumasa Kanada to set several records for computing π between 1995 and 2002.[118] This rapid convergence comes at a price: the iterative algorithms require significantly more memory than infinite series.[118]
|
193 |
+
|
194 |
+
For most numerical calculations involving π, a handful of digits provide sufficient precision. According to Jörg Arndt and Christoph Haenel, thirty-nine digits are sufficient to perform most cosmological calculations, because that is the accuracy necessary to calculate the circumference of the observable universe with a precision of one atom.[119] Accounting for additional digits needed to compensate for computational round-off errors, Arndt concludes that a few hundred digits would suffice for any scientific application. Despite this, people have worked strenuously to compute π to thousands and millions of digits.[120] This effort may be partly ascribed to the human compulsion to break records, and such achievements with π often make headlines around the world.[121][122] They also have practical benefits, such as testing supercomputers, testing numerical analysis algorithms (including high-precision multiplication algorithms); and within pure mathematics itself, providing data for evaluating the randomness of the digits of π.[123]
|
195 |
+
|
196 |
+
Modern π calculators do not use iterative algorithms exclusively. New infinite series were discovered in the 1980s and 1990s that are as fast as iterative algorithms, yet are simpler and less memory intensive.[118] The fast iterative algorithms were anticipated in 1914, when the Indian mathematician Srinivasa Ramanujan published dozens of innovative new formulae for π, remarkable for their elegance, mathematical depth, and rapid convergence.[124] One of his formulae, based on modular equations, is
|
197 |
+
|
198 |
+
This series converges much more rapidly than most arctan series, including Machin's formula.[125] Bill Gosper was the first to use it for advances in the calculation of π, setting a record of 17 million digits in 1985.[126] Ramanujan's formulae anticipated the modern algorithms developed by the Borwein brothers and the Chudnovsky brothers.[127] The Chudnovsky formula developed in 1987 is
|
199 |
+
|
200 |
+
It produces about 14 digits of π per term,[128] and has been used for several record-setting π calculations, including the first to surpass 1 billion (109) digits in 1989 by the Chudnovsky brothers, 2.7 trillion (2.7×1012) digits by Fabrice Bellard in 2009,[129] 10 trillion (1013) digits in 2011 by Alexander Yee and Shigeru Kondo,[130] and over 22 trillion digits in 2016 by Peter Trueb.[131][132] For similar formulas, see also the Ramanujan–Sato series.
|
201 |
+
|
202 |
+
In 2006, mathematician Simon Plouffe used the PSLQ integer relation algorithm[133] to generate several new formulas for π, conforming to the following template:
|
203 |
+
|
204 |
+
where q is eπ (Gelfond's constant), k is an odd number, and a, b, c are certain rational numbers that Plouffe computed.[134]
|
205 |
+
|
206 |
+
Monte Carlo methods, which evaluate the results of multiple random trials, can be used to create approximations of π.[135] Buffon's needle is one such technique: If a needle of length ℓ is dropped n times on a surface on which parallel lines are drawn t units apart, and if x of those times it comes to rest crossing a line (x > 0), then one may approximate π based on the counts:[136]
|
207 |
+
|
208 |
+
Another Monte Carlo method for computing π is to draw a circle inscribed in a square, and randomly place dots in the square. The ratio of dots inside the circle to the total number of dots will approximately equal π/4.[137]
|
209 |
+
|
210 |
+
Another way to calculate π using probability is to start with a random walk, generated by a sequence of (fair) coin tosses: independent random variables Xk such that Xk ∈ {−1,1} with equal probabilities. The associated random walk is
|
211 |
+
|
212 |
+
so that, for each n, Wn is drawn from a shifted and scaled binomial distribution. As n varies, Wn defines a (discrete) stochastic process. Then π can be calculated by[138]
|
213 |
+
|
214 |
+
This Monte Carlo method is independent of any relation to circles, and is a consequence of the central limit theorem, discussed below.
|
215 |
+
|
216 |
+
These Monte Carlo methods for approximating π are very slow compared to other methods, and do not provide any information on the exact number of digits that are obtained. Thus they are never used to approximate π when speed or accuracy is desired.[139]
|
217 |
+
|
218 |
+
Two algorithms were discovered in 1995 that opened up new avenues of research into π. They are called spigot algorithms because, like water dripping from a spigot, they produce single digits of π that are not reused after they are calculated.[140][141] This is in contrast to infinite series or iterative algorithms, which retain and use all intermediate digits until the final result is produced.[140]
|
219 |
+
|
220 |
+
Mathematicians Stan Wagon and Stanley Rabinowitz produced a simple spigot algorithm in 1995.[141][142][143] Its speed is comparable to arctan algorithms, but not as fast as iterative algorithms.[142]
|
221 |
+
|
222 |
+
Another spigot algorithm, the BBP digit extraction algorithm, was discovered in 1995 by Simon Plouffe:[144][145]
|
223 |
+
|
224 |
+
This formula, unlike others before it, can produce any individual hexadecimal digit of π without calculating all the preceding digits.[144] Individual binary digits may be extracted from individual hexadecimal digits, and octal digits can be extracted from one or two hexadecimal digits. Variations of the algorithm have been discovered, but no digit extraction algorithm has yet been found that rapidly produces decimal digits.[146] An important application of digit extraction algorithms is to validate new claims of record π computations: After a new record is claimed, the decimal result is converted to hexadecimal, and then a digit extraction algorithm is used to calculate several random hexadecimal digits near the end; if they match, this provides a measure of confidence that the entire computation is correct.[130]
|
225 |
+
|
226 |
+
Between 1998 and 2000, the distributed computing project PiHex used Bellard's formula (a modification of the BBP algorithm) to compute the quadrillionth (1015th) bit of π, which turned out to be 0.[147] In September 2010, a Yahoo! employee used the company's Hadoop application on one thousand computers over a 23-day period to compute 256 bits of π at the two-quadrillionth (2×1015th) bit, which also happens to be zero.[148]
|
227 |
+
|
228 |
+
Because π is closely related to the circle, it is found in many formulae from the fields of geometry and trigonometry, particularly those concerning circles, spheres, or ellipses. Other branches of science, such as statistics, physics, Fourier analysis, and number theory, also include π in some of their important formulae.
|
229 |
+
|
230 |
+
π appears in formulae for areas and volumes of geometrical shapes based on circles, such as ellipses, spheres, cones, and tori. Below are some of the more common formulae that involve π.[149]
|
231 |
+
|
232 |
+
The formulae above are special cases of the volume of the n-dimensional ball and the surface area of its boundary, the (n−1)-dimensional sphere, given below.
|
233 |
+
|
234 |
+
Definite integrals that describe circumference, area, or volume of shapes generated by circles typically have values that involve π. For example, an integral that specifies half the area of a circle of radius one is given by:[150]
|
235 |
+
|
236 |
+
In that integral the function √1 − x2 represents the top half of a circle (the square root is a consequence of the Pythagorean theorem), and the integral ∫1−1 computes the area between that half of a circle and the x axis.
|
237 |
+
|
238 |
+
The trigonometric functions rely on angles, and mathematicians generally use radians as units of measurement. π plays an important role in angles measured in radians, which are defined so that a complete circle spans an angle of 2π radians.[151] The angle measure of 180° is equal to π radians, and 1° = π/180 radians.[151]
|
239 |
+
|
240 |
+
Common trigonometric functions have periods that are multiples of π; for example, sine and cosine have period 2π,[152] so for any angle θ and any integer k,
|
241 |
+
|
242 |
+
Many of the appearances of π in the formulas of mathematics and the sciences have to do with its close relationship with geometry. However, π also appears in many natural situations having apparently nothing to do with geometry.
|
243 |
+
|
244 |
+
In many applications, it plays a distinguished role as an eigenvalue. For example, an idealized vibrating string can be modelled as the graph of a function f on the unit interval [0,1], with fixed ends f(0) = f(1) = 0. The modes of vibration of the string are solutions of the differential equation
|
245 |
+
|
246 |
+
|
247 |
+
|
248 |
+
|
249 |
+
f
|
250 |
+
″
|
251 |
+
|
252 |
+
(
|
253 |
+
x
|
254 |
+
)
|
255 |
+
+
|
256 |
+
λ
|
257 |
+
f
|
258 |
+
(
|
259 |
+
x
|
260 |
+
)
|
261 |
+
=
|
262 |
+
0
|
263 |
+
|
264 |
+
|
265 |
+
{\displaystyle f''(x)+\lambda f(x)=0}
|
266 |
+
|
267 |
+
, or
|
268 |
+
|
269 |
+
|
270 |
+
|
271 |
+
|
272 |
+
f
|
273 |
+
″
|
274 |
+
|
275 |
+
(
|
276 |
+
t
|
277 |
+
)
|
278 |
+
=
|
279 |
+
−
|
280 |
+
λ
|
281 |
+
f
|
282 |
+
(
|
283 |
+
x
|
284 |
+
)
|
285 |
+
|
286 |
+
|
287 |
+
{\displaystyle f''(t)=-\lambda f(x)}
|
288 |
+
|
289 |
+
. Thus λ is an eigenvalue of the second derivative operator
|
290 |
+
|
291 |
+
|
292 |
+
|
293 |
+
f
|
294 |
+
↦
|
295 |
+
|
296 |
+
f
|
297 |
+
″
|
298 |
+
|
299 |
+
|
300 |
+
|
301 |
+
{\displaystyle f\mapsto f''}
|
302 |
+
|
303 |
+
, and is constrained by Sturm–Liouville theory to take on only certain specific values. It must be positive, since the operator is negative definite, so it is convenient to write λ = ν2, where ν > 0 is called the wavenumber. Then f(x) = sin(π x) satisfies the boundary conditions and the differential equation with ν = π.[153]
|
304 |
+
|
305 |
+
The value π is, in fact, the least such value of the wavenumber, and is associated with the fundamental mode of vibration of the string. One way to show this is by estimating the energy, which satisfies Wirtinger's inequality:[154] for a function f : [0, 1] → ℂ with f(0) = f(1) = 0 and f , f ' both square integrable, we have:
|
306 |
+
|
307 |
+
with equality precisely when f is a multiple of sin(π x). Here π appears as an optimal constant in Wirtinger's inequality, and it follows that it is the smallest wavenumber, using the variational characterization of the eigenvalue. As a consequence, π is the smallest singular value of the derivative operator on the space of functions on [0,1] vanishing at both endpoints (the Sobolev space
|
308 |
+
|
309 |
+
|
310 |
+
|
311 |
+
|
312 |
+
H
|
313 |
+
|
314 |
+
0
|
315 |
+
|
316 |
+
|
317 |
+
1
|
318 |
+
|
319 |
+
|
320 |
+
[
|
321 |
+
0
|
322 |
+
,
|
323 |
+
1
|
324 |
+
]
|
325 |
+
|
326 |
+
|
327 |
+
{\displaystyle H_{0}^{1}[0,1]}
|
328 |
+
|
329 |
+
).
|
330 |
+
|
331 |
+
The number π serves appears in similar eigenvalue problems in higher-dimensional analysis. As mentioned above, it can be characterized via its role as the best constant in the isoperimetric inequality: the area A enclosed by a plane Jordan curve of perimeter P satisfies the inequality
|
332 |
+
|
333 |
+
and equality is clearly achieved for the circle, since in that case A = πr2 and P = 2πr.[155]
|
334 |
+
|
335 |
+
Ultimately as a consequence of the isoperimetric inequality, π appears in the optimal constant for the critical Sobolev inequality in n dimensions, which thus characterizes the role of π in many physical phenomena as well, for example those of classical potential theory.[156][157][158] In two dimensions, the critical Sobolev inequality is
|
336 |
+
|
337 |
+
for f a smooth function with compact support in R2,
|
338 |
+
|
339 |
+
|
340 |
+
|
341 |
+
∇
|
342 |
+
f
|
343 |
+
|
344 |
+
|
345 |
+
{\displaystyle \nabla f}
|
346 |
+
|
347 |
+
is the gradient of f, and
|
348 |
+
|
349 |
+
|
350 |
+
|
351 |
+
‖
|
352 |
+
f
|
353 |
+
|
354 |
+
‖
|
355 |
+
|
356 |
+
2
|
357 |
+
|
358 |
+
|
359 |
+
|
360 |
+
|
361 |
+
{\displaystyle \|f\|_{2}}
|
362 |
+
|
363 |
+
and
|
364 |
+
|
365 |
+
|
366 |
+
|
367 |
+
‖
|
368 |
+
∇
|
369 |
+
f
|
370 |
+
|
371 |
+
‖
|
372 |
+
|
373 |
+
1
|
374 |
+
|
375 |
+
|
376 |
+
|
377 |
+
|
378 |
+
{\displaystyle \|\nabla f\|_{1}}
|
379 |
+
|
380 |
+
refer respectively to the L2 and L1-norm. The Sobolev inequality is equivalent to the isoperimetric inequality (in any dimension), with the same best constants.
|
381 |
+
|
382 |
+
Wirtinger's inequality also generalizes to higher-dimensional Poincaré inequalities that provide best constants for the Dirichlet energy of an n-dimensional membrane. Specifically, π is the greatest constant such that
|
383 |
+
|
384 |
+
for all convex subsets G of Rn of diameter 1, and square-integrable functions u on G of mean zero.[159] Just as Wirtinger's inequality is the variational form of the Dirichlet eigenvalue problem in one dimension, the Poincaré inequality is the variational form of the Neumann eigenvalue problem, in any dimension.
|
385 |
+
|
386 |
+
The constant π also appears as a critical spectral parameter in the Fourier transform. This is the integral transform, that takes a complex-valued integrable function f on the real line to the function defined as:
|
387 |
+
|
388 |
+
Although there are several different conventions for the Fourier transform and its inverse, any such convention must involve π somewhere. The above is the most canonical definition, however, giving the unique unitary operator on L2 that is also an algebra homomorphism of L1 to L∞.[160]
|
389 |
+
|
390 |
+
The Heisenberg uncertainty principle also contains the number π. The uncertainty principle gives a sharp lower bound on the extent to which it is possible to localize a function both in space and in frequency: with our conventions for the Fourier transform,
|
391 |
+
|
392 |
+
The physical consequence, about the uncertainty in simultaneous position and momentum observations of a quantum mechanical system, is discussed below. The appearance of π in the formulae of Fourier analysis is ultimately a consequence of the Stone–von Neumann theorem, asserting the uniqueness of the Schrödinger representation of the Heisenberg group.[161]
|
393 |
+
|
394 |
+
The fields of probability and statistics frequently use the normal distribution as a simple model for complex phenomena; for example, scientists generally assume that the observational error in most experiments follows a normal distribution.[162] The Gaussian function, which is the probability density function of the normal distribution with mean μ and standard deviation σ, naturally contains π:[163]
|
395 |
+
|
396 |
+
The factor of
|
397 |
+
|
398 |
+
|
399 |
+
|
400 |
+
|
401 |
+
|
402 |
+
|
403 |
+
1
|
404 |
+
|
405 |
+
2
|
406 |
+
π
|
407 |
+
|
408 |
+
|
409 |
+
|
410 |
+
|
411 |
+
|
412 |
+
|
413 |
+
{\displaystyle {\tfrac {1}{\sqrt {2\pi }}}}
|
414 |
+
|
415 |
+
makes the area under the graph of f equal to one, as is required for a probability distribution. This follows from a change of variables in the Gaussian integral:[163]
|
416 |
+
|
417 |
+
which says that the area under the basic bell curve in the figure is equal to the square root of π.
|
418 |
+
|
419 |
+
The central limit theorem explains the central role of normal distributions, and thus of π, in probability and statistics. This theorem is ultimately connected with the spectral characterization of π as the eigenvalue associated with the Heisenberg uncertainty principle, and the fact that equality holds in the uncertainty principle only for the Gaussian function.[164] Equivalently, π is the unique constant making the Gaussian normal distribution e-πx2 equal to its own Fourier transform.[165] Indeed, according to Howe (1980), the "whole business" of establishing the fundamental theorems of Fourier analysis reduces to the Gaussian integral.
|
420 |
+
|
421 |
+
Let V be the set of all twice differentiable real functions
|
422 |
+
|
423 |
+
|
424 |
+
|
425 |
+
f
|
426 |
+
:
|
427 |
+
|
428 |
+
R
|
429 |
+
|
430 |
+
→
|
431 |
+
|
432 |
+
R
|
433 |
+
|
434 |
+
|
435 |
+
|
436 |
+
{\displaystyle f:\mathbb {R} \to \mathbb {R} }
|
437 |
+
|
438 |
+
that satisfy the ordinary differential equation
|
439 |
+
|
440 |
+
|
441 |
+
|
442 |
+
|
443 |
+
f
|
444 |
+
″
|
445 |
+
|
446 |
+
(
|
447 |
+
x
|
448 |
+
)
|
449 |
+
+
|
450 |
+
f
|
451 |
+
(
|
452 |
+
x
|
453 |
+
)
|
454 |
+
=
|
455 |
+
0
|
456 |
+
|
457 |
+
|
458 |
+
{\displaystyle f''(x)+f(x)=0}
|
459 |
+
|
460 |
+
. Then V is a two-dimensional real vector space, with two parameters corresponding to a pair of initial conditions for the differential equation. For any
|
461 |
+
|
462 |
+
|
463 |
+
|
464 |
+
t
|
465 |
+
∈
|
466 |
+
|
467 |
+
R
|
468 |
+
|
469 |
+
|
470 |
+
|
471 |
+
{\displaystyle t\in \mathbb {R} }
|
472 |
+
|
473 |
+
, let
|
474 |
+
|
475 |
+
|
476 |
+
|
477 |
+
|
478 |
+
e
|
479 |
+
|
480 |
+
t
|
481 |
+
|
482 |
+
|
483 |
+
:
|
484 |
+
V
|
485 |
+
→
|
486 |
+
|
487 |
+
R
|
488 |
+
|
489 |
+
|
490 |
+
|
491 |
+
{\displaystyle e_{t}:V\to \mathbb {R} }
|
492 |
+
|
493 |
+
be the evaluation functional, which associates to each
|
494 |
+
|
495 |
+
|
496 |
+
|
497 |
+
f
|
498 |
+
∈
|
499 |
+
V
|
500 |
+
|
501 |
+
|
502 |
+
{\displaystyle f\in V}
|
503 |
+
|
504 |
+
the value
|
505 |
+
|
506 |
+
|
507 |
+
|
508 |
+
|
509 |
+
e
|
510 |
+
|
511 |
+
t
|
512 |
+
|
513 |
+
|
514 |
+
(
|
515 |
+
f
|
516 |
+
)
|
517 |
+
=
|
518 |
+
f
|
519 |
+
(
|
520 |
+
t
|
521 |
+
)
|
522 |
+
|
523 |
+
|
524 |
+
{\displaystyle e_{t}(f)=f(t)}
|
525 |
+
|
526 |
+
of the function f at the real point t. Then, for each t, the kernel of
|
527 |
+
|
528 |
+
|
529 |
+
|
530 |
+
|
531 |
+
e
|
532 |
+
|
533 |
+
t
|
534 |
+
|
535 |
+
|
536 |
+
|
537 |
+
|
538 |
+
{\displaystyle e_{t}}
|
539 |
+
|
540 |
+
is a one-dimensional linear subspace of V. Hence
|
541 |
+
|
542 |
+
|
543 |
+
|
544 |
+
t
|
545 |
+
↦
|
546 |
+
ker
|
547 |
+
|
548 |
+
|
549 |
+
e
|
550 |
+
|
551 |
+
t
|
552 |
+
|
553 |
+
|
554 |
+
|
555 |
+
|
556 |
+
{\displaystyle t\mapsto \ker e_{t}}
|
557 |
+
|
558 |
+
defines a function from
|
559 |
+
|
560 |
+
|
561 |
+
|
562 |
+
|
563 |
+
R
|
564 |
+
|
565 |
+
→
|
566 |
+
|
567 |
+
P
|
568 |
+
|
569 |
+
(
|
570 |
+
V
|
571 |
+
)
|
572 |
+
|
573 |
+
|
574 |
+
{\displaystyle \mathbb {R} \to \mathbb {P} (V)}
|
575 |
+
|
576 |
+
from the real line to the real projective line. This function is periodic, and the quantity π can be characterized as the period of this map.[166]
|
577 |
+
|
578 |
+
The constant π appears in the Gauss–Bonnet formula which relates the differential geometry of surfaces to their topology. Specifically, if a compact surface Σ has Gauss curvature K, then
|
579 |
+
|
580 |
+
where χ(Σ) is the Euler characteristic, which is an integer.[167] An example is the surface area of a sphere S of curvature 1 (so that its radius of curvature, which coincides with its radius, is also 1.) The Euler characteristic of a sphere can be computed from its homology groups and is found to be equal to two. Thus we have
|
581 |
+
|
582 |
+
reproducing the formula for the surface area of a sphere of radius 1.
|
583 |
+
|
584 |
+
The constant appears in many other integral formulae in topology, in particular, those involving characteristic classes via the Chern–Weil homomorphism.[168]
|
585 |
+
|
586 |
+
Vector calculus is a branch of calculus that is concerned with the properties of vector fields, and has many physical applications such as to electricity and magnetism. The Newtonian potential for a point source Q situated at the origin of a three-dimensional Cartesian coordinate system is[169]
|
587 |
+
|
588 |
+
which represents the potential energy of a unit mass (or charge) placed a distance |x| from the source, and k is a dimensional constant. The field, denoted here by E, which may be the (Newtonian) gravitational field or the (Coulomb) electric field, is the negative gradient of the potential:
|
589 |
+
|
590 |
+
Special cases include Coulomb's law and Newton's law of universal gravitation. Gauss' law states that the outward flux of the field through any smooth, simple, closed, orientable surface S containing the origin is equal to 4πkQ:
|
591 |
+
|
592 |
+
It is standard to absorb this factor of 4π into the constant k, but this argument shows why it must appear somewhere. Furthermore, 4π is the surface area of the unit sphere, but we have not assumed that S is the sphere. However, as a consequence of the divergence theorem, because the region away from the origin is vacuum (source-free) it is only the homology class of the surface S in R3\{0} that matters in computing the integral, so it can be replaced by any convenient surface in the same homology class, in particular, a sphere, where spherical coordinates can be used to calculate the integral.
|
593 |
+
|
594 |
+
A consequence of the Gauss law is that the negative Laplacian of the potential V is equal to 4πkQ times the Dirac delta function:
|
595 |
+
|
596 |
+
More general distributions of matter (or charge) are obtained from this by convolution, giving the Poisson equation
|
597 |
+
|
598 |
+
where ρ is the distribution function.
|
599 |
+
|
600 |
+
The constant π also plays an analogous role in four-dimensional potentials associated with Einstein's equations, a fundamental formula which forms the basis of the general theory of relativity and describes the fundamental interaction of gravitation as a result of spacetime being curved by matter and energy:[170]
|
601 |
+
|
602 |
+
where Rμν is the Ricci curvature tensor, R is the scalar curvature, gμν is the metric tensor, Λ is the cosmological constant, G is Newton's gravitational constant, c is the speed of light in vacuum, and Tμν is the stress–energy tensor. The left-hand side of Einstein's equation is a non-linear analogue of the Laplacian of the metric tensor, and reduces to that in the weak field limit, with the
|
603 |
+
|
604 |
+
|
605 |
+
|
606 |
+
Λ
|
607 |
+
g
|
608 |
+
|
609 |
+
|
610 |
+
{\displaystyle \Lambda g}
|
611 |
+
|
612 |
+
term playing the role of a Lagrange multiplier, and the right-hand side is the analogue of the distribution function, times 8π.
|
613 |
+
|
614 |
+
One of the key tools in complex analysis is contour integration of a function over a positively oriented (rectifiable) Jordan curve γ. A form of Cauchy's integral formula states that if a point z0 is interior to γ, then[171]
|
615 |
+
|
616 |
+
Although the curve γ is not a circle, and hence does not have any obvious connection to the constant π, a standard proof of this result uses Morera's theorem, which implies that the integral is invariant under homotopy of the curve, so that it can be deformed to a circle and then integrated explicitly in polar coordinates. More generally, it is true that if a rectifiable closed curve γ does not contain z0, then the above integral is 2πi times the winding number of the curve.
|
617 |
+
|
618 |
+
The general form of Cauchy's integral formula establishes the relationship between the values of a complex analytic function f(z) on the Jordan curve γ and the value of f(z) at any interior point z0 of γ:[172][173]
|
619 |
+
|
620 |
+
provided f(z) is analytic in the region enclosed by γ and extends continuously to γ. Cauchy's integral formula is a special case of the residue theorem, that if g(z) is a meromorphic function the region enclosed by γ and is continuous in a neighbourhood of γ, then
|
621 |
+
|
622 |
+
where the sum is of the residues at the poles of g(z).
|
623 |
+
|
624 |
+
The factorial function n! is the product of all of the positive integers through n. The gamma function extends the concept of factorial (normally defined only for non-negative integers) to all complex numbers, except the negative real integers. When the gamma function is evaluated at half-integers, the result contains π; for example
|
625 |
+
|
626 |
+
|
627 |
+
|
628 |
+
Γ
|
629 |
+
(
|
630 |
+
1
|
631 |
+
|
632 |
+
/
|
633 |
+
|
634 |
+
2
|
635 |
+
)
|
636 |
+
=
|
637 |
+
|
638 |
+
|
639 |
+
π
|
640 |
+
|
641 |
+
|
642 |
+
|
643 |
+
|
644 |
+
{\displaystyle \Gamma (1/2)={\sqrt {\pi }}}
|
645 |
+
|
646 |
+
and
|
647 |
+
|
648 |
+
|
649 |
+
|
650 |
+
Γ
|
651 |
+
(
|
652 |
+
5
|
653 |
+
|
654 |
+
/
|
655 |
+
|
656 |
+
2
|
657 |
+
)
|
658 |
+
=
|
659 |
+
|
660 |
+
|
661 |
+
|
662 |
+
3
|
663 |
+
|
664 |
+
|
665 |
+
π
|
666 |
+
|
667 |
+
|
668 |
+
|
669 |
+
4
|
670 |
+
|
671 |
+
|
672 |
+
|
673 |
+
|
674 |
+
{\textstyle \Gamma (5/2)={\frac {3{\sqrt {\pi }}}{4}}}
|
675 |
+
|
676 |
+
.[174]
|
677 |
+
|
678 |
+
The gamma function is defined by its Weierstrass product development:[175]
|
679 |
+
|
680 |
+
where γ is the Euler–Mascheroni constant. Evaluated at z = 1/2 and squared, the equation Γ(1/2)2 = π reduces to the Wallis product formula. The gamma function is also connected to the Riemann zeta function and identities for the functional determinant, in which the constant π plays an important role.
|
681 |
+
|
682 |
+
The gamma function is used to calculate the volume Vn(r) of the n-dimensional ball of radius r in Euclidean n-dimensional space, and the surface area Sn−1(r) of its boundary, the (n−1)-dimensional sphere:[176]
|
683 |
+
|
684 |
+
Further, it follows from the functional equation that
|
685 |
+
|
686 |
+
The gamma function can be used to create a simple approximation to the factorial function n! for large n:
|
687 |
+
|
688 |
+
|
689 |
+
|
690 |
+
n
|
691 |
+
!
|
692 |
+
∼
|
693 |
+
|
694 |
+
|
695 |
+
2
|
696 |
+
π
|
697 |
+
n
|
698 |
+
|
699 |
+
|
700 |
+
|
701 |
+
|
702 |
+
(
|
703 |
+
|
704 |
+
|
705 |
+
n
|
706 |
+
e
|
707 |
+
|
708 |
+
|
709 |
+
)
|
710 |
+
|
711 |
+
|
712 |
+
n
|
713 |
+
|
714 |
+
|
715 |
+
|
716 |
+
|
717 |
+
{\textstyle n!\sim {\sqrt {2\pi n}}\left({\frac {n}{e}}\right)^{n}}
|
718 |
+
|
719 |
+
which is known as Stirling's approximation.[177] Equivalently,
|
720 |
+
|
721 |
+
As a geometrical application of Stirling's approximation, let Δn denote the standard simplex in n-dimensional Euclidean space, and (n + 1)Δn denote the simplex having all of its sides scaled up by a factor of n + 1. Then
|
722 |
+
|
723 |
+
Ehrhart's volume conjecture is that this is the (optimal) upper bound on the volume of a convex body containing only one lattice point.[178]
|
724 |
+
|
725 |
+
The Riemann zeta function ζ(s) is used in many areas of mathematics. When evaluated at s = 2 it can be written as
|
726 |
+
|
727 |
+
Finding a simple solution for this infinite series was a famous problem in mathematics called the Basel problem. Leonhard Euler solved it in 1735 when he showed it was equal to π2/6.[88] Euler's result leads to the number theory result that the probability of two random numbers being relatively prime (that is, having no shared factors) is equal to 6/π2.[179][180] This probability is based on the observation that the probability that any number is divisible by a prime p is 1/p (for example, every 7th integer is divisible by 7.) Hence the probability that two numbers are both divisible by this prime is 1/p2, and the probability that at least one of them is not is 1 − 1/p2. For distinct primes, these divisibility events are mutually independent; so the probability that two numbers are relatively prime is given by a product over all primes:[181]
|
728 |
+
|
729 |
+
This probability can be used in conjunction with a random number generator to approximate π using a Monte Carlo approach.[182]
|
730 |
+
|
731 |
+
The solution to the Basel problem implies that the geometrically derived quantity π is connected in a deep way to the distribution of prime numbers. This is a special case of Weil's conjecture on Tamagawa numbers, which asserts the equality of similar such infinite products of arithmetic quantities, localized at each prime p, and a geometrical quantity: the reciprocal of the volume of a certain locally symmetric space. In the case of the Basel problem, it is the hyperbolic 3-manifold SL2(R)/SL2(Z).[183]
|
732 |
+
|
733 |
+
The zeta function also satisfies Riemann's functional equation, which involves π as well as the gamma function:
|
734 |
+
|
735 |
+
Furthermore, the derivative of the zeta function satisfies
|
736 |
+
|
737 |
+
A consequence is that π can be obtained from the functional determinant of the harmonic oscillator. This functional determinant can be computed via a product expansion, and is equivalent to the Wallis product formula.[184] The calculation can be recast in quantum mechanics, specifically the variational approach to the spectrum of the hydrogen atom.[185]
|
738 |
+
|
739 |
+
The constant π also appears naturally in Fourier series of periodic functions. Periodic functions are functions on the group T =R/Z of fractional parts of real numbers. The Fourier decomposition shows that a complex-valued function f on T can be written as an infinite linear superposition of unitary characters of T. That is, continuous group homomorphisms from T to the circle group U(1) of unit modulus complex numbers. It is a theorem that every character of T is one of the complex exponentials
|
740 |
+
|
741 |
+
|
742 |
+
|
743 |
+
|
744 |
+
e
|
745 |
+
|
746 |
+
n
|
747 |
+
|
748 |
+
|
749 |
+
(
|
750 |
+
x
|
751 |
+
)
|
752 |
+
=
|
753 |
+
|
754 |
+
e
|
755 |
+
|
756 |
+
2
|
757 |
+
π
|
758 |
+
i
|
759 |
+
n
|
760 |
+
x
|
761 |
+
|
762 |
+
|
763 |
+
|
764 |
+
|
765 |
+
{\displaystyle e_{n}(x)=e^{2\pi inx}}
|
766 |
+
|
767 |
+
.
|
768 |
+
|
769 |
+
There is a unique character on T, up to complex conjugation, that is a group isomorphism. Using the Haar measure on the circle group, the constant π is half the magnitude of the Radon–Nikodym derivative of this character. The other characters have derivatives whose magnitudes are positive integral multiples of 2π.[18] As a result, the constant π is the unique number such that the group T, equipped with its Haar measure, is Pontrjagin dual to the lattice of integral multiples of 2π.[187] This is a version of the one-dimensional Poisson summation formula.
|
770 |
+
|
771 |
+
The constant π is connected in a deep way with the theory of modular forms and theta functions. For example, the Chudnovsky algorithm involves in an essential way the j-invariant of an elliptic curve.
|
772 |
+
|
773 |
+
Modular forms are holomorphic functions in the upper half plane characterized by their transformation properties under the modular group
|
774 |
+
|
775 |
+
|
776 |
+
|
777 |
+
|
778 |
+
|
779 |
+
S
|
780 |
+
L
|
781 |
+
|
782 |
+
|
783 |
+
2
|
784 |
+
|
785 |
+
|
786 |
+
(
|
787 |
+
|
788 |
+
Z
|
789 |
+
|
790 |
+
)
|
791 |
+
|
792 |
+
|
793 |
+
{\displaystyle \mathrm {SL} _{2}(\mathbb {Z} )}
|
794 |
+
|
795 |
+
(or its various subgroups), a lattice in the group
|
796 |
+
|
797 |
+
|
798 |
+
|
799 |
+
|
800 |
+
|
801 |
+
S
|
802 |
+
L
|
803 |
+
|
804 |
+
|
805 |
+
2
|
806 |
+
|
807 |
+
|
808 |
+
(
|
809 |
+
|
810 |
+
R
|
811 |
+
|
812 |
+
)
|
813 |
+
|
814 |
+
|
815 |
+
{\displaystyle \mathrm {SL} _{2}(\mathbb {R} )}
|
816 |
+
|
817 |
+
. An example is the Jacobi theta function
|
818 |
+
|
819 |
+
which is a kind of modular form called a Jacobi form.[188] This is sometimes written in terms of the nome
|
820 |
+
|
821 |
+
|
822 |
+
|
823 |
+
q
|
824 |
+
=
|
825 |
+
|
826 |
+
e
|
827 |
+
|
828 |
+
π
|
829 |
+
i
|
830 |
+
τ
|
831 |
+
|
832 |
+
|
833 |
+
|
834 |
+
|
835 |
+
{\displaystyle q=e^{\pi i\tau }}
|
836 |
+
|
837 |
+
.
|
838 |
+
|
839 |
+
The constant π is the unique constant making the Jacobi theta function an automorphic form, which means that it transforms in a specific way. Certain identities hold for all automorphic forms. An example is
|
840 |
+
|
841 |
+
which implies that θ transforms as a representation under the discrete Heisenberg group. General modular forms and other theta functions also involve π, once again because of the Stone–von Neumann theorem.[188]
|
842 |
+
|
843 |
+
The Cauchy distribution
|
844 |
+
|
845 |
+
is a probability density function. The total probability is equal to one, owing to the integral:
|
846 |
+
|
847 |
+
The Shannon entropy of the Cauchy distribution is equal to ln(4π), which also involves π.
|
848 |
+
|
849 |
+
The Cauchy distribution plays an important role in potential theory because it is the simplest Furstenberg measure, the classical Poisson kernel associated with a Brownian motion in a half-plane.[189] Conjugate harmonic functions and so also the Hilbert transform are associated with the asymptotics of the Poisson kernel. The Hilbert transform H is the integral transform given by the Cauchy principal value of the singular integral
|
850 |
+
|
851 |
+
The constant π is the unique (positive) normalizing factor such that H defines a linear complex structure on the Hilbert space of square-integrable real-valued functions on the real line.[190] The Hilbert transform, like the Fourier transform, can be characterized purely in terms of its transformation properties on the Hilbert space L2(R): up to a normalization factor, it is the unique bounded linear operator that commutes with positive dilations and anti-commutes with all reflections of the real line.[191] The constant π is the unique normalizing factor that makes this transformation unitary.
|
852 |
+
|
853 |
+
An occurrence of π in the Mandelbrot set fractal was discovered by David Boll in 1991.[192] He examined the behaviour of the Mandelbrot set near the "neck" at (−0.75, 0). If points with coordinates (−0.75, ε) are considered, as ε tends to zero, the number of iterations until divergence for the point multiplied by ε converges to π. The point (0.25 + ε, 0) at the cusp of the large "valley" on the right side of the Mandelbrot set behaves similarly: the number of iterations until divergence multiplied by the square root of ε tends to π.[192][193]
|
854 |
+
|
855 |
+
Although not a physical constant, π appears routinely in equations describing fundamental principles of the universe, often because of π's relationship to the circle and to spherical coordinate systems. A simple formula from the field of classical mechanics gives the approximate period T of a simple pendulum of length L, swinging with a small amplitude (g is the earth's gravitational acceleration):[194]
|
856 |
+
|
857 |
+
One of the key formulae of quantum mechanics is Heisenberg's uncertainty principle, which shows that the uncertainty in the measurement of a particle's position (Δx) and momentum (Δp) cannot both be arbitrarily small at the same time (where h is Planck's constant):[195]
|
858 |
+
|
859 |
+
The fact that π is approximately equal to 3 plays a role in the relatively long lifetime of orthopositronium. The inverse lifetime to lowest order in the fine-structure constant α is[196]
|
860 |
+
|
861 |
+
where m is the mass of the electron.
|
862 |
+
|
863 |
+
π is present in some structural engineering formulae, such as the buckling formula derived by Euler, which gives the maximum axial load F that a long, slender column of length L, modulus of elasticity E, and area moment of inertia I can carry without buckling:[197]
|
864 |
+
|
865 |
+
The field of fluid dynamics contains π in Stokes' law, which approximates the frictional force F exerted on small, spherical objects of radius R, moving with velocity v in a fluid with dynamic viscosity η:[198]
|
866 |
+
|
867 |
+
In electromagnetics, the vacuum permeability constant μ0 appears in Maxwell's equations, which describe the properties of electric and magnetic fields and electromagnetic radiation. Before 20 May 2019, it was defined as exactly
|
868 |
+
|
869 |
+
A relation for the speed of light in vacuum, c can be derived from Maxwell's equations in the medium of classical vacuum using a relationship between μ0 and the electric constant (vacuum permittivity), ε0 in SI units:
|
870 |
+
|
871 |
+
Under ideal conditions (uniform gentle slope on a homogeneously erodible substrate), the sinuosity of a meandering river approaches π. The sinuosity is the ratio between the actual length and the straight-line distance from source to mouth. Faster currents along the outside edges of a river's bends cause more erosion than along the inside edges, thus pushing the bends even farther out, and increasing the overall loopiness of the river. However, that loopiness eventually causes the river to double back on itself in places and "short-circuit", creating an ox-bow lake in the process. The balance between these two opposing factors leads to an average ratio of π between the actual length and the direct distance between source and mouth.[199][200]
|
872 |
+
|
873 |
+
Piphilology is the practice of memorizing large numbers of digits of π,[201] and world-records are kept by the Guinness World Records. The record for memorizing digits of π, certified by Guinness World Records, is 70,000 digits, recited in India by Rajveer Meena in 9 hours and 27 minutes on 21 March 2015.[202] In 2006, Akira Haraguchi, a retired Japanese engineer, claimed to have recited 100,000 decimal places, but the claim was not verified by Guinness World Records.[203]
|
874 |
+
|
875 |
+
One common technique is to memorize a story or poem in which the word lengths represent the digits of π: The first word has three letters, the second word has one, the third has four, the fourth has one, the fifth has five, and so on. Such memorization aids are called mnemonics. An early example of a mnemonic for pi, originally devised by English scientist James Jeans, is "How I want a drink, alcoholic of course, after the heavy lectures involving quantum mechanics."[201] When a poem is used, it is sometimes referred to as a piem. Poems for memorizing π have been composed in several languages in addition to English.[201] Record-setting π memorizers typically do not rely on poems, but instead use methods such as remembering number patterns and the method of loci.[204]
|
876 |
+
|
877 |
+
A few authors have used the digits of π to establish a new form of constrained writing, where the word lengths are required to represent the digits of π. The Cadaeic Cadenza contains the first 3835 digits of π in this manner,[205] and the full-length book Not a Wake contains 10,000 words, each representing one digit of π.[206]
|
878 |
+
|
879 |
+
Perhaps because of the simplicity of its definition and its ubiquitous presence in formulae, π has been represented in popular culture more than other mathematical constructs.[207]
|
880 |
+
|
881 |
+
In the 2008 Open University and BBC documentary co-production, The Story of Maths, aired in October 2008 on BBC Four, British mathematician Marcus du Sautoy shows a visualization of the – historically first exact – formula for calculating π when visiting India and exploring its contributions to trigonometry.[208]
|
882 |
+
|
883 |
+
In the Palais de la Découverte (a science museum in Paris) there is a circular room known as the pi room. On its wall are inscribed 707 digits of π. The digits are large wooden characters attached to the dome-like ceiling. The digits were based on an 1853 calculation by English mathematician William Shanks, which included an error beginning at the 528th digit. The error was detected in 1946 and corrected in 1949.[209]
|
884 |
+
|
885 |
+
In Carl Sagan's novel Contact it is suggested that the creator of the universe buried a message deep within the digits of π.[210] The digits of π have also been incorporated into the lyrics of the song "Pi" from the album Aerial by Kate Bush.[211]
|
886 |
+
|
887 |
+
In the United States, Pi Day falls on 14 March (written 3/14 in the US style), and is popular among students.[212] π and its digital representation are often used by self-described "math geeks" for inside jokes among mathematically and technologically minded groups. Several college cheers at the Massachusetts Institute of Technology include "3.14159".[213] Pi Day in 2015 was particularly significant because the date and time 3/14/15 9:26:53 reflected many more digits of pi.[214] In parts of the world where dates are commonly noted in day/month/year format, 22 July represents "Pi Approximation Day," as 22/7 = 3.142857.[215]
|
888 |
+
|
889 |
+
During the 2011 auction for Nortel's portfolio of valuable technology patents, Google made a series of unusually specific bids based on mathematical and scientific constants, including π.[216]
|
890 |
+
|
891 |
+
In 1958 Albert Eagle proposed replacing π by τ (tau), where τ = π/2, to simplify formulas.[217] However, no other authors are known to use τ in this way. Some people use a different value, τ = 2π = 6.28318...,[218] arguing that τ, as the number of radians in one turn, or as the ratio of a circle's circumference to its radius rather than its diameter, is more natural than π and simplifies many formulas.[219][220] Celebrations of this number, because it approximately equals 6.28, by making 28 June "Tau Day" and eating "twice the pie",[221] have been reported in the media. However, this use of τ has not made its way into mainstream mathematics.[222]
|
892 |
+
|
893 |
+
In 1897, an amateur mathematician attempted to persuade the Indiana legislature to pass the Indiana Pi Bill, which described a method to square the circle and contained text that implied various incorrect values for π, including 3.2. The bill is notorious as an attempt to establish a value of scientific constant by legislative fiat. The bill was passed by the Indiana House of Representatives, but rejected by the Senate, meaning it did not become a law.[223]
|
894 |
+
|
895 |
+
In contemporary internet culture, individuals and organizations frequently pay homage to the number π. For instance, the computer scientist Donald Knuth let the version numbers of his program TeX approach π. The versions are 3, 3.1, 3.14, and so forth.[224]
|
896 |
+
|
en/4624.html.txt
ADDED
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|
1 |
+
|
2 |
+
|
3 |
+
|
4 |
+
|
5 |
+
Hair is a protein filament that grows from follicles found in the dermis. Hair is one of the defining characteristics of mammals.
|
6 |
+
The human body, apart from areas of glabrous skin, is covered in follicles which produce thick terminal and fine vellus hair. Most common interest in hair is focused on hair growth, hair types, and hair care, but hair is also an important biomaterial primarily composed of protein, notably alpha-keratin.
|
7 |
+
|
8 |
+
Attitudes towards different forms of hair, such as hairstyles and hair removal, vary widely across different cultures and historical periods, but it is often used to indicate a person's personal beliefs or social position, such as their age, sex, or religion.[1]
|
9 |
+
|
10 |
+
The word "hair" usually refers to two distinct structures:
|
11 |
+
|
12 |
+
Hair fibers have a structure consisting of several layers, starting from the outside:
|
13 |
+
|
14 |
+
Each strand of hair is made up of the medulla, cortex, and cuticle.[4] The innermost region, the medulla, is not always present and is an open, unstructured region.[5] The highly structural and organized cortex, or second of three layers of the hair, is the primary source of mechanical strength and water uptake. The cortex contains melanin, which colors the fiber based on the number, distribution and types of melanin granules. The shape of the follicle determines the shape of the cortex, and the shape of the fiber is related to how straight or curly the hair is. People with straight hair have round hair fibers. Oval and other shaped fibers are generally more wavy or curly. The cuticle is the outer covering. Its complex structure slides as the hair swells and is covered with a single molecular layer of lipid that makes the hair repel water.[4] The diameter of human hair varies from 0.017 to 0.18 millimeters (0.00067 to 0.00709 in).[6] There are two million small, tubular glands and sweat glands that produce watery fluids that cool the body by evaporation. The glands at the opening of the hair produce a fatty secretion that lubricates the hair.[7]
|
15 |
+
|
16 |
+
Hair growth begins inside the hair follicle. The only "living" portion of the hair is found in the follicle. The hair that is visible is the hair shaft, which exhibits no biochemical activity and is considered "dead". The base of a hair's root (the "bulb") contains the cells that produce the hair shaft.[8] Other structures of the hair follicle include the oil producing sebaceous gland which lubricates the hair and the arrector pili muscles, which are responsible for causing hairs to stand up. In humans with little body hair, the effect results in goose bumps.
|
17 |
+
|
18 |
+
The root of the hair ends in an enlargement, the hair bulb, which is whiter in color and softer in texture than the shaft, and is lodged in a follicular involution of the epidermis called the hair follicle. The bulb of hair consists of fibrous connective tissue, glassy membrane, external root sheath, internal root sheath composed of epithelium stratum (Henle's layer) and granular stratum (Huxley's layer), cuticle, cortex and medulla.[9]
|
19 |
+
|
20 |
+
All natural hair colors are the result of two types of hair pigments. Both of these pigments are melanin types, produced inside the hair follicle and packed into granules found in the fibers. Eumelanin is the dominant pigment in brown hair and black hair, while pheomelanin is dominant in red hair. Blond hair is the result of having little pigmentation in the hair strand. Gray hair occurs when melanin production decreases or stops, while poliosis is hair (and often the skin to which the hair is attached), typically in spots, that never possessed melanin at all in the first place, or ceased for natural genetic reasons, generally, in the first years of life.
|
21 |
+
|
22 |
+
Hair grows everywhere on the external body except for mucus membranes and glabrous skin, such as that found on the palms of the hands, soles of the feet, and lips.
|
23 |
+
|
24 |
+
Hair follows a specific growth cycle with three distinct and concurrent phases: anagen, catagen, and telogen phases; all three occur simultaneously throughout the body. Each has specific characteristics that determine the length of the hair.
|
25 |
+
|
26 |
+
The body has different types of hair, including vellus hair and androgenic hair, each with its own type of cellular construction. The different construction gives the hair unique characteristics, serving specific purposes, mainly, warmth and protection.
|
27 |
+
|
28 |
+
Hair exists in a variety of textures. Three main aspects of hair texture are the curl pattern, volume, and consistency. The derivations of hair texture are not fully understood. All mammalian hair is composed of keratin, so the make-up of hair follicles is not the source of varying hair patterns. There are a range of theories pertaining to the curl patterns of hair. Scientists have come to believe that the shape of the hair shaft has an effect on the curliness of the individual's hair. A very round shaft allows for fewer disulfide bonds to be present in the hair strand. This means the bonds present are directly in line with one another, resulting in straight hair.[10]
|
29 |
+
|
30 |
+
The flatter the hair shaft becomes, the curlier hair gets, because the shape allows more cysteines to become compacted together resulting in a bent shape that, with every additional disulfide bond, becomes curlier in form.[10] As the hair follicle shape determines curl pattern, the hair follicle size determines thickness. While the circumference of the hair follicle expands, so does the thickness of the hair follicle. An individual's hair volume, as a result, can be thin, normal, or thick. The consistency of hair can almost always be grouped into three categories: fine, medium, and coarse. This trait is determined by the hair follicle volume and the condition of the strand.[11] Fine hair has the smallest circumference, coarse hair has the largest circumference, and medium hair is anywhere between the other two.[11] Coarse hair has a more open cuticle than thin or medium hair causing it to be the most porous.[11]
|
31 |
+
|
32 |
+
There are various systems that people use to classify their curl patterns. Being knowledgeable of an individual's hair type is a good start to knowing how to take care of one's hair. There is not just one method to discovering one's hair type. Additionally it is possible, and quite normal to have more than one kind of hair type, for instance having a mixture of both type 3a & 3b curls.
|
33 |
+
|
34 |
+
The Andre Walker Hair Typing System is the most widely used system to classify hair. The system was created by the hairstylist of Oprah Winfrey, Andre Walker. According to this system there are four types of hair: straight, wavy, curly, kinky.
|
35 |
+
|
36 |
+
This is a method which classifies the hair by curl pattern, hair-strand thickness and overall hair volume.
|
37 |
+
|
38 |
+
Curliness
|
39 |
+
|
40 |
+
Strands
|
41 |
+
|
42 |
+
Thin strands that sometimes are almost translucent when held up to the light. Shed strands can be hard to see even against a contrasting background. Fine hair is difficult to feel or it feels like an ultra-fine strand of silk.
|
43 |
+
|
44 |
+
Strands are neither fine nor coarse. Medium hair feels like a cotton thread, but isn't stiff or rough. It is neither fine nor coarse.
|
45 |
+
|
46 |
+
Thick strands whose shed strands usually are easily identified. Coarse hair feels hard and wiry.
|
47 |
+
|
48 |
+
Many mammals have fur and other hairs that serve different functions. Hair provides thermal regulation and camouflage for many animals; for others it provides signals to other animals such as warnings, mating, or other communicative displays; and for some animals hair provides defensive functions and, rarely, even offensive protection. Hair also has a sensory function, extending the sense of touch beyond the surface of the skin. Guard hairs give warnings that may trigger a recoiling reaction.
|
49 |
+
|
50 |
+
While humans have developed clothing and other means of keeping warm, the hair found on the head serves primarily as a source of heat insulation and cooling (when sweat evaporates from soaked hair) as well as protection from ultra-violet radiation exposure. The function of hair in other locations is debated. Hats and coats are still required while doing outdoor activities in cold weather to prevent frostbite and hypothermia, but the hair on the human body does help to keep the internal temperature regulated. When the body is too cold, the arrector pili muscles found attached to hair follicles stand up, causing the hair in these follicles to do the same. These hairs then form a heat-trapping layer above the epidermis. This process is formally called piloerection, derived from the Latin words 'pilus' ('hair') and 'erectio' ('rising up'), but is more commonly known as 'having goose bumps' in English.[12] This is more effective in other mammals whose fur fluffs up to create air pockets between hairs that insulate the body from the cold. The opposite actions occur when the body is too warm; the arrector muscles make the hair lie flat on the skin which allows heat to leave.
|
51 |
+
|
52 |
+
In some mammals, such as hedgehogs and porcupines, the hairs have been modified into hard spines or quills. These are covered with thick plates of keratin and serve as protection against predators. Thick hair such as that of the lion's mane and grizzly bear's fur do offer some protection from physical damages such as bites and scratches.
|
53 |
+
|
54 |
+
Displacement and vibration of hair shafts are detected by hair follicle nerve receptors and nerve receptors within the skin. Hairs can sense movements of air as well as touch by physical objects and they provide sensory awareness of the presence of ectoparasites.[13] Some hairs, such as eyelashes, are especially sensitive to the presence of potentially harmful matter.[14][15][16][17]
|
55 |
+
|
56 |
+
The eyebrows provide moderate protection to the eyes from dirt, sweat and rain. They also play a key role in non-verbal communication by displaying emotions such as sadness, anger, surprise and excitement. In many other mammals, they contain much longer, whisker-like hairs that act as tactile sensors.
|
57 |
+
|
58 |
+
The eyelash grows at the edges of the eyelid and protects the eye from dirt. The eyelash is to humans, camels, horses, ostriches etc., what whiskers are to cats; they are used to sense when dirt, dust, or any other potentially harmful object is too close to the eye.[18] The eye reflexively closes as a result of this sensation.
|
59 |
+
|
60 |
+
Hair has its origins in the common ancestor of mammals, the synapsids, about 300 million years ago. It is currently unknown at what stage the synapsids acquired mammalian characteristics such as body hair and mammary glands, as the fossils only rarely provide direct evidence for soft tissues. Skin impression of the belly and lower tail of a pelycosaur, possibly Haptodus shows the basal synapsid stock bore transverse rows of rectangular scutes, similar to those of a modern crocodile.[19] An exceptionally well-preserved skull of Estemmenosuchus, a therapsid from the Upper Permian, shows smooth, hairless skin with what appears to be glandular depressions,[20] though as a semi-aquatic species it might not have been particularly useful to determine the integument of terrestrial species. The oldest undisputed known fossils showing unambiguous imprints of hair are the Callovian (late middle Jurassic) Castorocauda and several contemporary haramiyidans, both near-mammal cynodonts.[21][22][23] More recently, studies on terminal Permian Russian coprolites may suggest that non-mammalian synapsids from that era had fur.[24] If this is the case, these are the oldest hair remnants known, showcasing that fur occurred as far back as the latest Paleozoic.
|
61 |
+
|
62 |
+
Some modern mammals have a special gland in front of each orbit used to preen the fur, called the harderian gland. Imprints of this structure are found in the skull of the small early mammals like Morganucodon, but not in their cynodont ancestors like Thrinaxodon.[25]
|
63 |
+
|
64 |
+
The hairs of the fur in modern animals are all connected to nerves, and so the fur also serves as a transmitter for sensory input. Fur could have evolved from sensory hair (whiskers). The signals from this sensory apparatus is interpreted in the neocortex, a chapter of the brain that expanded markedly in animals like Morganucodon and Hadrocodium.[26] The more advanced therapsids could have had a combination of naked skin, whiskers, and scutes. A full pelage likely did not evolve until the therapsid-mammal transition.[27] The more advanced, smaller therapsids could have had a combination of hair and scutes, a combination still found in some modern mammals, such as rodents and the opossum.[28]
|
65 |
+
|
66 |
+
The high interspecific variability of the size, color, and microstructure of hair often enables the identification of species based on single hair filaments.[29][30]
|
67 |
+
|
68 |
+
|
69 |
+
|
70 |
+
In varying degrees most mammals have some skin areas without natural hair. On the human body, glabrous skin is found on the ventral portion of the fingers, palms, soles of feet and lips, which are all parts of the body most closely associated with interacting with the world around us,[31] as are the labia minora and glans penis.[32] There are four main types of mechanoreceptors in the glabrous skin of humans: Pacinian corpuscles, Meissner's corpuscles, Merkel's discs, and Ruffini corpuscles.
|
71 |
+
|
72 |
+
The naked mole-rat (Heterocephalus glaber) has evolved skin lacking in general, pelagic hair covering, yet has retained long, very sparsely scattered tactile hairs over its body.[31] Glabrousness is a trait that may be associated with neoteny.[33]
|
73 |
+
|
74 |
+
The general hairlessness of humans in comparison to related species may be due to loss of functionality in the pseudogene KRTHAP1 (which helps produce keratin) in the human lineage about 240,000 years ago.[34] On an individual basis, mutations in the gene HR can lead to complete hair loss, though this is not typical in humans.[35] Humans may also lose their hair as a result of hormonal imbalance due to drugs or pregnancy.[36]
|
75 |
+
|
76 |
+
In order to comprehend why humans are essentially hairless, it is essential to understand that mammalian body hair is not merely an aesthetic characteristic; it protects the skin from wounds, bites, heat, cold, and UV radiation.[37] Additionally, it can be used as a communication tool and as a camouflage.[38] To this end, it can be concluded that benefits stemming from the loss of human body hair must be great enough to outweigh the loss of these protective functions by nakedness.[39]
|
77 |
+
|
78 |
+
Humans are the only primate species that have undergone significant hair loss and of the approximately 5000 extant species of mammal, only a handful are effectively hairless. This list includes elephants, rhinoceroses, hippopotamuses, walruses, some species of pigs, whales and other cetaceans, and naked mole rats.[38] Most mammals have light skin that is covered by fur, and biologists believe that early human ancestors started out this way also. Dark skin probably evolved after humans lost their body fur, because the naked skin was vulnerable to the strong UV radiation as explained in the Out of Africa hypothesis. Therefore, evidence of the time when human skin darkened has been used to date the loss of human body hair, assuming that the dark skin was needed after the fur was gone.
|
79 |
+
|
80 |
+
It was expected that dating the split of the ancestral human louse into two species, the head louse and the pubic louse, would date the loss of body hair in human ancestors. However, it turned out that the human pubic louse does not descend from the ancestral human louse, but from the gorilla louse, diverging 3.3 million years ago. This suggests that humans had lost body hair (but retained head hair) and developed thick pubic hair prior to this date, were living in or close to the forest where gorillas lived, and acquired pubic lice from butchering gorillas or sleeping in their nests.[40][41] The evolution of the body louse from the head louse, on the other hand, places the date of clothing much later, some 100,000 years ago.[42][43]
|
81 |
+
|
82 |
+
The sweat glands in humans could have evolved to spread from the hands and feet as the body hair changed, or the hair change could have occurred to facilitate sweating. Horses and humans are two of the few animals capable of sweating on most of their body, yet horses are larger and still have fully developed fur. In humans, the skin hairs lie flat in hot conditions, as the arrector pili muscles relax, preventing heat from being trapped by a layer of still air between the hairs, and increasing heat loss by convection.
|
83 |
+
|
84 |
+
Another hypothesis for the thick body hair on humans proposes that Fisherian runaway sexual selection played a role (as well as in the selection of long head hair), (see types of hair and vellus hair), as well as a much larger role of testosterone in men. Sexual selection is the only theory thus far that explains the sexual dimorphism seen in the hair patterns of men and women. On average, men have more body hair than women. Males have more terminal hair, especially on the face, chest, abdomen, and back, and females have more vellus hair, which is less visible. The halting of hair development at a juvenile stage, vellus hair, would also be consistent with the neoteny evident in humans, especially in females, and thus they could have occurred at the same time.[44] This theory, however, has significant holdings in today's cultural norms. There is no evidence that sexual selection would proceed to such a drastic extent over a million years ago when a full, lush coat of hair would most likely indicate health and would therefore be more likely to be selected for, not against, and not all human populations today have sexual dimorphism in body hair.
|
85 |
+
|
86 |
+
A further hypothesis is that human hair was reduced in response to ectoparasites.[45][46] The "ectoparasite" explanation of modern human nakedness is based on the principle that a hairless primate would harbor fewer parasites. When our ancestors adopted group-dwelling social arrangements roughly 1.8 mya, ectoparasite loads increased dramatically. Early humans became the only one of the 193 primate species to have fleas, which can be attributed to the close living arrangements of large groups of individuals. While primate species have communal sleeping arrangements, these groups are always on the move and thus are less likely to harbor ectoparasites. Because of this, selection pressure for early humans would favor decreasing body hair because those with thick coats would have more lethal-disease-carrying ectoparasites and would thereby have lower fitness.[citation needed]
|
87 |
+
|
88 |
+
Another view is proposed by James Giles, who attempts to explain hairlessness as evolved from the relationship between mother and child, and as a consequence of bipedalism. Giles also connects romantic love to hairlessness.[47][48]
|
89 |
+
|
90 |
+
Another hypothesis is that humans' use of fire caused or initiated the reduction in human hair.[49]
|
91 |
+
|
92 |
+
Evolutionary biologists suggest that the genus Homo arose in East Africa approximately 2.5 million years ago.[50] They devised new hunting techniques.[50] The higher protein diet led to the evolution of larger body and brain sizes.[50] Jablonski[50] postulates that increasing body size, in conjunction with intensified hunting during the day at the equator, gave rise to a greater need to rapidly expel heat. As a result, humans evolved the ability to sweat: a process which was facilitated by the loss of body hair.[50]
|
93 |
+
|
94 |
+
Another factor in human evolution that also occurred in the prehistoric past was a preferential selection for neoteny, particularly in females. The idea that adult humans exhibit certain neotenous (juvenile) features, not evinced in the great apes, is about a century old. Louis Bolk made a long list of such traits,[51] and Stephen Jay Gould published a short list in Ontogeny and Phylogeny.[52] In addition, paedomorphic characteristics in women are often acknowledged as desirable by men in developed countries.[53] For instance, vellus hair is a juvenile characteristic. However, while men develop longer, coarser, thicker, and darker terminal hair through sexual differentiation, women do not, leaving their vellus hair visible.
|
95 |
+
|
96 |
+
Jablonski[50] asserts head hair was evolutionarily advantageous for pre-humans to retain because it protected the scalp as they walked upright in the intense African (equatorial) UV light. While some might argue that, by this logic, humans should also express hairy shoulders because these body parts would putatively be exposed to similar conditions, the protection of the head, the seat of the brain that enabled humanity to become one of the most successful species on the planet (and which also is very vulnerable at birth) was arguably a more urgent issue (axillary hair in the underarms and groin were also retained as signs of sexual maturity). Sometime during the gradual process by which Homo erectus began a transition from furry skin to the naked skin expressed by Homo sapiens, hair texture putatively gradually changed from straight hair[citation needed] (the condition of most mammals, including humanity's closest cousins—chimpanzees) to Afro-textured hair or 'kinky' (i.e. tightly coiled). This argument assumes that curly hair better impedes the passage of UV light into the body relative to straight hair (thus curly or coiled hair would be particularly advantageous for light-skinned hominids living at the equator).
|
97 |
+
|
98 |
+
It is substantiated by Iyengar's findings (1998) that UV light can enter into straight human hair roots (and thus into the body through the skin) via the hair shaft. Specifically, the results of that study suggest that this phenomenon resembles the passage of light through fiber optic tubes (which do not function as effectively when kinked or sharply curved or coiled). In this sense, when hominids (i.e. Homo Erectus) were gradually losing their straight body hair and thereby exposing the initially pale skin underneath their fur to the sun, straight hair would have been an adaptive liability. By inverse logic, later, as humans traveled farther from Africa and/or the equator, straight hair may have (initially) evolved to aid the entry of UV light into the body during the transition from dark, UV-protected skin to paler skin.
|
99 |
+
|
100 |
+
Some[who?] conversely believe that tightly coiled hair that grows into a typical Afro-like formation would have greatly reduced the ability of the head and brain to cool because although African people's hair is much less dense than its European counterpart, in the intense sun the effective 'woolly hat' that such hair produced would have been a disadvantage. However, such anthropologists as Nina Jablonski oppositely argue about this hair texture. Specifically, Jablonski's assertions[50] suggest that the adjective "woolly" in reference to Afro-hair is a misnomer in connoting the high heat insulation derivable from the true wool of sheep. Instead, the relatively sparse density of Afro-hair, combined with its springy coils actually results in an airy, almost sponge-like structure that in turn, Jablonski argues,[50] more likely facilitates an increase in the circulation of cool air onto the scalp. Further, wet Afro-hair does not stick to the neck and scalp unless totally drenched and instead tends to retain its basic springy puffiness because it less easily responds to moisture and sweat than straight hair does. In this sense, the trait may enhance comfort levels in intense equatorial climates more than straight hair (which, on the other hand, tends to naturally fall over the ears and neck to a degree that provides slightly enhanced comfort levels in cold climates relative to tightly coiled hair).
|
101 |
+
|
102 |
+
Furthermore, some[who?] interpret the ideas of Charles Darwin as suggesting that some traits, such as hair texture, were so arbitrary to human survival that the role natural selection played was trivial. Hence, they argue in favor of his suggestion that sexual selection may be responsible for such traits. However, inclinations towards deeming hair texture "adaptively trivial" may root in certain cultural value judgments more than objective logic. In this sense the possibility that hair texture may have played an adaptively significant role cannot be completely eliminated from consideration. In fact, while the sexual selection hypothesis cannot be ruled out, the asymmetrical distribution of this trait vouches for environmental influence. Specifically, if hair texture were simply the result of adaptively arbitrary human aesthetic preferences, one would expect that the global distribution of the various hair textures would be fairly random. Instead, the distribution of Afro-hair is strongly skewed toward the equator.
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Further, it is notable that the most pervasive expression of this hair texture can be found in sub-Saharan Africa; a region of the world that abundant genetic and paleo-anthropological evidence suggests, was the relatively recent (≈200,000-year-old) point of origin for modern humanity. In fact, although genetic findings (Tishkoff, 2009) suggest that sub-Saharan Africans are the most genetically diverse continental group on Earth, Afro-textured hair approaches ubiquity in this region. This points to a strong, long-term selective pressure that, in stark contrast to most other regions of the genomes of sub-Saharan groups, left little room for genetic variation at the determining loci. Such a pattern, again, does not seem to support human sexual aesthetics as being the sole or primary cause of this distribution.
|
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|
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A group of studies have recently shown that genetic patterns at the EDAR locus, a region of the modern human genome that contributes to hair texture variation among most individuals of East Asian descent, support the hypothesis that (East Asian) straight hair likely developed in this branch of the modern human lineage subsequent to the original expression of tightly coiled natural afro-hair.[54][55][56] Specifically, the relevant findings indicate that the EDAR mutation coding for the predominant East Asian 'coarse' or thick, straight hair texture arose within the past ≈65,000 years, which is a time frame that covers from the earliest of the 'Out of Africa' migrations up to now.
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Ringworm is a fungal disease that targets hairy skin.[57]
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Premature greying of hair is another condition that results in greying before the age of 20 years in Whites, before 25 years in Asians, and before 30 years in Africans.[58]
|
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|
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Hair care involves the hygiene and cosmetology of hair including hair on the scalp, facial hair (beard and moustache), pubic hair and other body hair. Hair care routines differ according to an individual's culture and the physical characteristics of one's hair. Hair may be colored, trimmed, shaved, plucked, or otherwise removed with treatments such as waxing, sugaring, and threading.
|
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Depilation is the removal of hair from the surface of the skin. This can be achieved through methods such as shaving. Epilation is the removal of the entire hair strand, including the part of the hair that has not yet left the follicle. A popular way to epilate hair is through waxing.
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Shaving is accomplished with bladed instruments, such as razors. The blade is brought close to the skin and stroked over the hair in the desired area to cut the terminal hairs and leave the skin feeling smooth. Depending upon the rate of growth, one can begin to feel the hair growing back within hours of shaving. This is especially evident in men who develop a five o'clock shadow after having shaved their faces. This new growth is called stubble. Stubble typically appears to grow back thicker because the shaved hairs are blunted instead of tapered off at the end, although the hair never actually grows back thicker.
|
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Waxing involves using a sticky wax and strip of paper or cloth to pull hair from the root. Waxing is the ideal hair removal technique to keep an area hair-free for long periods of time. It can take three to five weeks for waxed hair to begin to resurface again. Hair in areas that have been waxed consistently is known to grow back finer and thinner, especially compared to hair that has been shaved with a razor.
|
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Laser hair removal is a cosmetic method where a small laser beam pulses selective heat on dark target matter in the area that causes hair growth without harming the skin tissue. This process is repeated several times over the course of many months to a couple of years with hair regrowing less frequently until it finally stops; this is used as a more permanent solution to waxing or shaving. Laser removal is practiced in many clinics along with many at-home products.
|
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Because the hair on one's head is normally longer than other types of body hair, it is cut with scissors or clippers. People with longer hair will most often use scissors to cut their hair, whereas shorter hair is maintained using a trimmer. Depending on the desired length and overall health of the hair, periods without cutting or trimming the hair can vary.
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Cut hair may be used in wigs. Global imports of hair in 2010 was worth $US 1.24 billion.[59]
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Hair has great social significance for human beings.[60][61] It can grow on most external areas of the human body, except on the palms of the hands and the soles of the feet (among other areas). Hair is most noticeable on most people in a small number of areas, which are also the ones that are most commonly trimmed, plucked, or shaved. These include the face, ears, head, eyebrows, legs, and armpits, as well as the pubic region. The highly visible differences between male and female body and facial hair are a notable secondary sex characteristic.
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The world's longest documented hair belongs to Xie Qiuping (in China), at 5.627 m (18 ft 5.54 in) when measured on 8 May 2004. She has been growing her hair since 1973, from the age of 13.[62]
|
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Healthy hair indicates health and youth (important in evolutionary biology). Hair color and texture can be a sign of ethnic ancestry. Facial hair is a sign of puberty in men. White hair is a sign of age or genetics, which may be concealed with hair dye (not easily for some), although many prefer to assume it (especially if it is a poliosis characteristic of the person since childhood). Male pattern baldness is a sign of age, which may be concealed with a toupee, hats, or religious and cultural adornments. Although drugs and medical procedures exist for the treatment of baldness, many balding men simply shave their heads. In early modern China, the queue was a male hairstyle worn by the Manchus from central Manchuria and the Han Chinese during the Qing dynasty; hair on the front of the head was shaved off above the temples every ten days, mimicking male-pattern baldness, and the rest of the hair braided into a long pigtail.
|
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Hairstyle may be an indicator of group membership. During the English Civil War, the followers of Oliver Cromwell decided to crop their hair close to their head, as an act of defiance to the curls and ringlets of the king's men.[63] This led to the Parliamentary faction being nicknamed Roundheads. Recent isotopic analysis of hair is helping to shed further light on sociocultural interaction, giving information on food procurement and consumption in the 19th century.[64] Having bobbed hair was popular among the flappers in the 1920s as a sign of rebellion against traditional roles for women. Female art students known as the "cropheads" also adopted the style, notably at the Slade School in London, England. Regional variations in hirsutism cause practices regarding hair on the arms and legs to differ. Some religious groups may follow certain rules regarding hair as part of religious observance. The rules often differ for men and women.
|
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|
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Many subcultures have hairstyles which may indicate an unofficial membership. Many hippies, metalheads, and Indian sadhus have long hair, as well many older indie kids. Many punks wear a hairstyle known as a mohawk or other spiked and dyed hairstyles; skinheads have short-cropped or completely shaved heads. Long stylized bangs were very common for emos, scene kids and younger indie kids in the 2000s and early 2010s, among people of both genders.
|
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|
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Heads were shaved in concentration camps, and head-shaving has been used as punishment, especially for women with long hair. The shaven head is common in military haircuts, while Western monks are known for the tonsure. By contrast, among some Indian holy men, the hair is worn extremely long.[citation needed]
|
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|
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+
In the time of Confucius (5th century BCE), the Chinese grew out their hair and often tied it, as a symbol of filial piety.
|
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|
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+
Regular hairdressing in some cultures is considered a sign of wealth or status. The dreadlocks of the Rastafari movement were despised early in the movement's history. In some cultures, having one's hair cut can symbolize a liberation from one's past, usually after a trying time in one's life. Cutting the hair also may be a sign of mourning.
|
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|
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+
Tightly coiled hair in its natural state may be worn in an Afro. This hairstyle was once worn among African Americans as a symbol of racial pride. Given that the coiled texture is the natural state of some African Americans' hair, or perceived as being more "African", this simple style is now often seen as a sign of self-acceptance and an affirmation that the beauty norms of the (eurocentric) dominant culture are not absolute. It is important to note that African Americans as a whole have a variety of hair textures, as they are not an ethnically homogeneous group, but an ad-hoc of different racial admixtures.
|
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|
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+
The film Easy Rider (1969) includes the assumption that the two main characters could have their long hairs forcibly shaved with a rusty razor when jailed, symbolizing the intolerance of some conservative groups toward members of the counterculture. At the conclusion of the Oz obscenity trials in the UK in 1971, the defendants had their heads shaved by the police, causing public outcry. During the appeal trial, they appeared in the dock wearing wigs.[65] A case where a 14-year-old student was expelled from school in Brazil in the mid-2000s, allegedly because of his fauxhawk haircut, sparked national debate and legal action resulting in compensation.[66][67]
|
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|
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+
Women's hair may be hidden using headscarves, a common part of the hijab in Islam and a symbol of modesty required for certain religious rituals in Eastern Orthodoxy. Russian Orthodox Church requires all married women to wear headscarves inside the church; this tradition is often extended to all women, regardless of marital status. Orthodox Judaism also commands the use of scarves and other head coverings for married women for modesty reasons. Certain Hindu sects also wear head scarves for religious reasons. Sikhs have an obligation not to cut hair (a Sikh cutting hair becomes 'apostate' which means fallen from religion)[68] and men keep it tied in a bun on the head, which is then covered appropriately using a turban. Multiple religions, both ancient and contemporary, require or advise one to allow their hair to become dreadlocks, though people also wear them for fashion. For men, Islam, Orthodox Judaism, Orthodox Christianity, Roman Catholicism, and other religious groups have at various times recommended or required the covering of the head and sections of the hair of men, and some have dictates relating to the cutting of men's facial and head hair. Some Christian sects throughout history and up to modern times have also religiously proscribed the cutting of women's hair. For some Sunni madhabs, the donning of a kufi or topi is a form of sunnah.[69]
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Table tennis, also known as ping-pong and whiff-whaff, is a sport in which two or four players hit a lightweight ball, also known as the ping-pong ball, back and forth across a table using small rackets. The game takes place on a hard table divided by a net. Except for the initial serve, the rules are generally as follows: players must allow a ball played toward them to bounce one time on their side of the table, and must return it so that it bounces on the opposite side at least once. A point is scored when a player fails to return the ball within the rules. Play is fast and demands quick reactions. Spinning the ball alters its trajectory and limits an opponent's options, giving the hitter a great advantage.
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Table tennis is governed by the worldwide organization International Table Tennis Federation (ITTF), founded in 1926. ITTF currently includes 226 member associations.[3] The table tennis official rules are specified in the ITTF handbook.[4] Table tennis has been an Olympic sport since 1988,[5] with several event categories. From 1988 until 2004, these were men's singles, women's singles, men's doubles and women's doubles. Since 2008, a team event has been played instead of the doubles.
|
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The sport originated in Victorian England, where it was played among the upper-class as an after-dinner parlour game.[1][2] It has been suggested that makeshift versions of the game were developed by British military officers in India around the 1860s or 1870s, who brought it back with them.[6] A row of books stood up along the center of the table as a net, two more books served as rackets and were used to continuously hit a golf-ball.[7][8]
|
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+
|
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+
The name "ping-pong" was in wide use before British manufacturer J. Jaques & Son Ltd trademarked it in 1901. The name "ping-pong" then came to describe the game played using the rather expensive Jaques's equipment, with other manufacturers calling it table tennis. A similar situation arose in the United States, where Jaques sold the rights to the "ping-pong" name to Parker Brothers. Parker Brothers then enforced its trademark for the term in the 1920s making the various associations change their names to "table tennis" instead of the more common, but trademarked, term.[9]
|
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The next major innovation was by James W. Gibb, a British enthusiast of table tennis, who discovered novelty celluloid balls on a trip to the US in 1901 and found them to be ideal for the game. This was followed by E.C. Goode who, in 1901, invented the modern version of the racket by fixing a sheet of pimpled, or stippled, rubber to the wooden blade. Table tennis was growing in popularity by 1901 to the extent that tournaments were being organized, books being written on the subject,[7] and an unofficial world championship was held in 1902.
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In 1921, the Table Tennis Association was founded, and in 1926 renamed the English Table Tennis Association.[10] The International Table Tennis Federation (ITTF) followed in 1926.[1][11] London hosted the first official World Championships in 1926. In 1933, the United States Table Tennis Association, now called USA Table Tennis, was formed.[1][12]
|
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|
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+
In the 1930s, Edgar Snow commented in Red Star Over China that the Communist forces in the Chinese Civil War had a "passion for the English game of table tennis" which he found "bizarre".[13] On the other hand, the popularity of the sport waned in 1930s Soviet Union, partly because of the promotion of team and military sports, and partly because of a theory that the game had adverse health effects.[14]
|
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+
In the 1950s, paddles that used a rubber sheet combined with an underlying sponge layer changed the game dramatically,[1] introducing greater spin and speed.[15] These were introduced to Britain by sports goods manufacturer S.W. Hancock Ltd. The use of speed glue beginning in the mid 1980s increased the spin and speed even further, resulting in changes to the equipment to "slow the game down". Table tennis was introduced as an Olympic sport at the Olympics in 1988.[16]
|
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+
After the 2000 Olympics in Sydney, the ITTF instituted several rule changes that were aimed at making table tennis more viable as a televised spectator sport.[17][18] First, the older 38 mm (1.50 in) balls were officially replaced by 40 mm (1.57 in) balls in October 2000.[7][19] This increased the ball's air resistance and effectively slowed down the game. By that time, players had begun increasing the thickness of the fast sponge layer on their paddles, which made the game excessively fast and difficult to watch on television. A few months later, the ITTF changed from a 21-point to an 11-point scoring system (and the serve rotation was reduced from five points to two), effective in September 2001.[7] This was intended to make games more fast-paced and exciting. The ITTF also changed the rules on service to prevent a player from hiding the ball during service, in order to increase the average length of rallies and to reduce the server's advantage, effective in 2002.[20]
|
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+
For the opponent to have time to realize a serve is taking place, the ball must be tossed a minimum of 16 centimetres (6.3 in) in the air. The ITTF states that all events after July 2014 are played with a new poly material ball.[21]
|
21 |
+
[22]
|
22 |
+
|
23 |
+
The international rules specify that the game is played with a sphere having a mass of 2.7 grams (0.095 oz) and a diameter of 40 millimetres (1.57 in).[23] The rules say that the ball shall bounce up 24–26 cm (9.4–10.2 in) when dropped from a height of 30.5 cm (12.0 in) onto a standard steel block thereby having a coefficient of restitution of 0.89 to 0.92. Balls are now made of a polymer instead of celluloid as of 2015, colored white or orange, with a matte finish. The choice of ball color is made according to the table color and its surroundings. For example, a white ball is easier to see on a green or blue table than it is on a grey table. Manufacturers often indicate the quality of the ball with a star rating system, usually from one to three, three being the highest grade. As this system is not standard across manufacturers, the only way a ball may be used in official competition is upon ITTF approval[23] (the ITTF approval can be seen printed on the ball).
|
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The 40 mm ball was introduced after the end of the 2000 Summer Olympics; previously a 38 mm ball was standard.[19] This created some controversies. Then World No 1 table tennis professional Vladimir Samsonov threatened to pull out of the World Cup, which was scheduled to debut the new regulation ball on October 12, 2000.[24]
|
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+
|
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+
The table is 2.74 m (9.0 ft) long, 1.525 m (5.0 ft) wide, and 76 cm (2.5 ft) high with any continuous material so long as the table yields a uniform bounce of about 23 cm (9.1 in) when a standard ball is dropped onto it from a height of 30 cm (11.8 in), or about 77%.[25][26] The table or playing surface is uniformly dark coloured and matte, divided into two halves by a net at 15.25 cm (6.0 in) in height. The ITTF approves only wooden tables or their derivates. Concrete tables with a steel net or a solid concrete partition are sometimes available in outside public spaces, such as parks.[27]
|
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|
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Players are equipped with a laminated wooden racket covered with rubber on one or two sides depending on the grip of the player. The ITTF uses the term "racket",[28] though "bat" is common in Britain, and "paddle" in the U.S. and Canada.
|
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|
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+
The wooden portion of the racket, often referred to as the "blade", commonly features anywhere between one and seven plies of wood, though cork, glass fiber, carbon fiber, aluminum fiber, and Kevlar are sometimes used. According to the ITTF regulations, at least 85% of the blade by thickness shall be of natural wood.[29] Common wood types include balsa, limba, and cypress or "hinoki", which is popular in Japan. The average size of the blade is about 17 centimetres (6.7 in) long and 15 centimetres (5.9 in) wide, although the official restrictions only focus on the flatness and rigidity of the blade itself, these dimensions are optimal for most play styles.
|
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+
Table tennis regulations allow different rubber surfaces on each side of the racket.[30] Various types of surfaces provide various levels of spin or speed, and in some cases they nullify spin. For example, a player may have a rubber that provides much spin on one side of their racket, and one that provides no spin on the other. By flipping the racket in play, different types of returns are possible. To help a player distinguish between the rubber used by his opposing player, international rules specify that one side must be red while the other side must be black.[29] The player has the right to inspect their opponent's racket before a match to see the type of rubber used and what colour it is. Despite high speed play and rapid exchanges, a player can see clearly what side of the racket was used to hit the ball. Current rules state that, unless damaged in play, the racket cannot be exchanged for another racket at any time during a match.[31]
|
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+
According to ITTF rule 2.13.1, the first service is decided by lot,[32] normally a coin toss.[33] It is also common for one player (or the umpire/scorer) to hide the ball in one or the other hand, usually hidden under the table, allowing the other player to guess which hand the ball is in. The correct or incorrect guess gives the "winner" the option to choose to serve, receive, or to choose which side of the table to use. (A common but non-sanctioned method is for the players to play the ball back and forth three times and then play out the point. This is commonly referred to as "serve to play", "rally to serve", "play for serve", or "volley for serve".)
|
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+
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+
In game play, the player serving the ball commences a play.[34] The server first stands with the ball held on the open palm of the hand not carrying the paddle, called the freehand, and tosses the ball directly upward without spin, at least 16 cm (6.3 in) high.[35] The server strikes the ball with the racket on the ball's descent so that it touches first his court and then touches directly the receiver's court without touching the net assembly. In casual games, many players do not toss the ball upward; however, this is technically illegal and can give the serving player an unfair advantage.
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+
The ball must remain behind the endline and above the upper surface of the table, known as the playing surface, at all times during the service. The server cannot use his/her body or clothing to obstruct sight of the ball; the opponent and the umpire must have a clear view of the ball at all times. If the umpire is doubtful of the legality of a service they may first interrupt play and give a warning to the server. If the serve is a clear failure or is doubted again by the umpire after the warning, the receiver scores a point.
|
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|
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+
If the service is "good", then the receiver must make a "good" return by hitting the ball back before it bounces a second time on receiver's side of the table so that the ball passes the net and touches the opponent's court, either directly or after touching the net assembly.[36] Thereafter, the server and receiver must alternately make a return until the rally is over. Returning the serve is one of the most difficult parts of the game, as the server's first move is often the least predictable and thus most advantageous shot due to the numerous spin and speed choices at his or her disposal.
|
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+
|
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+
A Let is a rally of which the result is not scored, and is called in the following circumstances:[37]
|
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+
|
45 |
+
A let is also called foul service, if the ball hits the server's side of the table, if the ball does not pass further than the edge and if the ball hits the table edge and hits the net.
|
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+
|
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+
A point is scored by the player for any of several results of the rally:[38]
|
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+
|
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+
A game shall be won by the player first scoring 11 points unless both players score 10 points, when the game shall be won by the first player subsequently gaining a lead of 2 points. A match shall consist of the best of any odd number of games.[41] In competition play, matches are typically best of five or seven games.
|
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+
|
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+
Service alternates between opponents every two points (regardless of winner of the rally) until the end of the game, unless both players score ten points or the expedite system is operated, when the sequences of serving and receiving stay the same but each player serves for only one point in turn (Deuce).[42] The player serving first in a game receives first in the next game of the match.
|
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+
|
53 |
+
After each game, players switch sides of the table. In the last possible game of a match, for example the seventh game in a best of seven matches, players change ends when the first player scores five points, regardless of whose turn it is to serve. If the sequence of serving and receiving is out of turn or the ends are not changed, points scored in the wrong situation are still calculated and the game shall be resumed with the order at the score that has been reached.
|
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+
|
55 |
+
In addition to games between individual players, pairs may also play table tennis. Singles and doubles are both played in international competition, including the Olympic Games since 1988 and the Commonwealth Games since 2002.[43] In 2005, the ITTF announced that doubles table tennis only was featured as a part of team events in the 2008 Olympics.
|
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|
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+
In doubles, all the rules of single play are applied except for the following.
|
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+
|
59 |
+
Service
|
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|
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+
Order of play, serving and receiving
|
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|
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+
Men's doubles. Brothers Dmitry Mazunov and Andrey Mazunov in 1989.
|
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|
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+
Women's doubles finals, 2013 World Table Tennis Championships.
|
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|
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+
Mixed doubles finals, 2013 World Table Tennis Championships.
|
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+
|
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+
If a game is unfinished after 10 minutes' play and fewer than 18 points have been scored, the expedite system is initiated.[39] The umpire interrupts the game, and the game resumes with players serving for one point in turn. If the expedite system is introduced while the ball is not in play, the previous receiver shall serve first. Under the expedite system, the server must win the point before the opponent makes 13 consecutive returns or the point goes to the opponent. The system can also be initiated at any time at the request of both players or pairs. Once introduced, the expedite system remains in force until the end of the match. A rule to shorten the time of a match, it is mainly seen in defensive players' games.
|
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|
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Though table tennis players grip their rackets in various ways, their grips can be classified into two major families of styles, penhold and shakehand.[45] The rules of table tennis do not prescribe the manner in which one must grip the racket, and numerous grips are employed.
|
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|
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The penhold grip is so-named because one grips the racket similarly to the way one holds a writing instrument.[46] The style of play among penhold players can vary greatly from player to player. The most popular style, usually referred to as the Chinese penhold style, involves curling the middle, ring, and fourth finger on the back of the blade with the three fingers always touching one another.[46] Chinese penholders favour a round racket head, for a more over-the-table style of play. In contrast, another style, sometimes referred to as the Japanese/Korean penhold grip, involves splaying those three fingers out across the back of the racket, usually with all three fingers touching the back of the racket, rather than stacked upon one another.[46] Sometimes a combination of the two styles occurs, wherein the middle, ring and fourth fingers are straight, but still stacked, or where all fingers may be touching the back of the racket, but are also in contact with one another. Japanese and Korean penholders will often use a square-headed racket for an away-from-the-table style of play. Traditionally these square-headed rackets feature a block of cork on top of the handle, as well as a thin layer of cork on the back of the racket, for increased grip and comfort. Penhold styles are popular among players originating from East Asian countries such as China, Japan, South Korea, and Taiwan.
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Traditionally, penhold players use only one side of the racket to hit the ball during normal play, and the side which is in contact with the last three fingers is generally not used. This configuration is sometimes referred to as "traditional penhold" and is more commonly found in square-headed racket styles. However, the Chinese developed a technique in the 1990s in which a penholder uses both sides of the racket to hit the ball, where the player produces a backhand stroke (most often topspin) known as a reverse penhold backhand by turning the traditional side of the racket to face one's self, and striking the ball with the opposite side of the racket. This stroke has greatly improved and strengthened the penhold style both physically and psychologically, as it eliminates the strategic weakness of the traditional penhold backhand.
|
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+
The shakehand grip is so-named because the racket is grasped as if one is performing a handshake.[47] Though it is sometimes referred to as the "tennis" or "Western" grip, it bears no relation to the Western tennis grip, which was popularized on the West Coast of the United States in which the racket is rotated 90°, and played with the wrist turned so that on impact the knuckles face the target. In table tennis, "Western" refers to Western nations, for this is the grip that players native to Europe and the Americas have almost exclusively employed.
|
78 |
+
|
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The shakehand grip's simplicity and versatility, coupled with the acceptance among top-level Chinese trainers that the European style of play should be emulated and trained against, has established it as a common grip even in China.[48] Many world class European and East Asian players currently use the shakehand grip, and it is generally accepted that shakehands is easier to learn than penholder, allowing a broader range of playing styles both offensive and defensive.[49]
|
80 |
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|
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+
The Seemiller grip is named after the American table tennis champion Danny Seemiller, who used it. It is achieved by placing the thumb and index finger on either side of the bottom of the racquet head and holding the handle with the rest of the fingers. Since only one side of the racquet is used to hit the ball, two contrasting rubber types can be applied to the blade, offering the advantage of "twiddling" the racket to fool the opponent. Seemiller paired inverted rubber with anti-spin rubber. Many players today combine inverted and long-pipped rubber. The grip is considered exceptional for blocking, especially on the backhand side, and for forehand loops of backspin balls.[50]
|
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The Seemiller grip's popularity reached its apex in 1985 when four (Danny Seemiller, Ricky Seemiller, Eric Boggan and Brian Masters) of the United States' five participants in the World Championships used it.[50]
|
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|
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+
Shakehand grip (Vladimir Samsonov)
|
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|
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+
Chinese penhold (Ma Lin)
|
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+
Traditional penhold (Ryu Seung-min)
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+
'A good ready position will enable you to move quickly into position and to stay balanced whilst playing powerful strokes.'[51]
|
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|
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The stance in table tennis is also known as the 'ready position'. It is the position every player initially adopts when receiving and returns to after playing a shot in order to be prepared to make the next shot. It involves the feet being spaced wider than shoulder width and a partial crouch being adopted; the crouch is an efficient posture for moving quickly from and also preloads the muscles enabling a more dynamic movement. The upper torso is positioned slightly forward and the player is looking forwards. The racket is held at the ready with a bent arm. The position should feel balanced and provide a solid base for striking and quick lateral movement. Players may tailor their stance based upon their personal preferences, and alter it during the game based upon the specific circumstances.[52]
|
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|
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+
Table tennis strokes generally break down into offensive and defensive categories.
|
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+
|
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+
Also known as speed drive, a direct hit on the ball propelling it forward back to the opponent. This stroke differs from speed drives in other racket sports like tennis because the racket is primarily perpendicular to the direction of the stroke and most of the energy applied to the ball results in speed rather than spin, creating a shot that does not arc much, but is fast enough that it can be difficult to return. A speed drive is used mostly for keeping the ball in play, applying pressure on the opponent, and potentially opening up an opportunity for a more powerful attack.
|
97 |
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|
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+
Perfected during the 1960s,[1][53] the loop is essentially the reverse of the chop. The racket is parallel to the direction of the stroke ("closed") and the racket thus grazes the ball, resulting in a large amount of topspin. A good loop drive will arc quite a bit, and once striking the opponent's side of the table will jump forward, much like a kick serve in tennis. Most professional players nowadays, such as Ding Ning, Timo Boll and Zhang Jike, primarily use loop for offense.
|
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|
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The counter-hit is usually a counterattack against drives, normally high loop drives. The racket is held closed and near to the ball, which is hit with a short movement "off the bounce" (immediately after hitting the table) so that the ball travels faster to the other side. Kenta Matsudaira is known for primarily using counter-hit for offense.
|
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|
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When a player tries to attack a ball that has not bounced beyond the edge of the table, the player does not have the room to wind up in a backswing. The ball may still be attacked, however, and the resulting shot is called a flip because the backswing is compressed into a quick wrist action. A flip is not a single stroke and can resemble either a loop drive or a loop in its characteristics. What identifies the stroke is that the backswing is compressed into a short wrist flick.
|
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|
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A player will typically execute a smash when the opponent has returned a ball that bounces too high or too close to the net. It is nearly always done with a forehand stroke. Smashing use rapid acceleration to impart as much speed on the ball as possible so that the opponent cannot react in time. The racket is generally perpendicular to the direction of the stroke. Because the speed is the main aim of this shot, the spin on the ball is often minimal, although it can be applied as well. An offensive table tennis player will think of a rally as a build-up to a winning smash. Smash is used more often with penhold grip.
|
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|
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The push (or "slice" in Asia) is usually used for keeping the point alive and creating offensive opportunities. A push resembles a tennis slice: the racket cuts underneath the ball, imparting backspin and causing the ball to float slowly to the other side of the table. A push can be difficult to attack because the backspin on the ball causes it to drop toward the table upon striking the opponent's racket. In order to attack a push, a player must usually loop (if the push is long) or flip (if the push is short) the ball back over the net. Often, the best option for beginners is to simply push the ball back again, resulting in pushing rallies. Against good players, it may be the worst option because the opponent will counter with a loop, putting the first player in a defensive position. Pushing can have advantages in some circumstances, such as when the opponent makes easy mistakes.
|
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A chop is the defensive, backspin counterpart to the offensive loop drive.[54] A chop is essentially a bigger, heavier push, taken well back from the table. The racket face points primarily horizontally, perhaps a little bit upward, and the direction of the stroke is straight down. The object of a defensive chop is to match the topspin of the opponent's shot with backspin. A good chop will float nearly horizontally back to the table, in some cases having so much backspin that the ball actually rises. Such a chop can be extremely difficult to return due to its enormous amount of backspin. Some defensive players can also impart no-spin or sidespin variations of the chop. Some famous choppers include Joo Sae-hyuk and Wu Yang.
|
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|
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A block is executed by simply placing the racket in front of the ball right after the ball bounces; thus, the ball rebounds back toward the opponent with nearly as much energy as it came in with. This requires precision, since the ball's spin, speed, and location all influence the correct angle of a block. It is very possible for an opponent to execute a perfect loop, drive, or smash, only to have the blocked shot come back just as fast. Due to the power involved in offensive strokes, often an opponent simply cannot recover quickly enough to return the blocked shot, especially if the block is aimed at an unexpected side of the table. Blocks almost always produce the same spin as was received, many times topspin.
|
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The defensive lob propels the ball about five metres in height, only to land on the opponent's side of the table with great amounts of spin.[55] The stroke itself consists of lifting the ball to an enormous height before it falls back to the opponent's side of the table. A lob can have nearly any kind of spin. Though the opponent may smash the ball hard and fast, a good defensive lob could be more difficult to return due to the unpredictability and heavy amounts of the spin on the ball.[55] Thus, though backed off the table by tens of feet and running to reach the ball, a good defensive player can still win the point using good lobs. Lob is used less frequently by professional players. A notable exception is Michael Maze.
|
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Adding spin onto the ball causes major changes in table tennis gameplay. Although nearly every stroke or serve creates some kind of spin, understanding the individual types of spin allows players to defend against and use different spins effectively.[56]
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Backspin is where the bottom half of the ball is rotating away from the player, and is imparted by striking the base of the ball with a downward movement.[56] At the professional level, backspin is usually used defensively in order to keep the ball low.[57] Backspin is commonly employed in service because it is harder to produce an offensive return, though at the professional level most people serve sidespin with either backspin or topspin. Due to the initial lift of the ball, there is a limit on how much speed with which one can hit the ball without missing the opponent's side of the table. However, backspin also makes it harder for the opponent to return the ball with great speed because of the required angular precision of the return. Alterations are frequently made to regulations regarding equipment in an effort to maintain a balance between defensive and offensive spin choices.[citation needed] It is actually possible to smash with backspin offensively, but only on high balls that are close to the net.
|
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The topspin stroke has a smaller influence on the first part of the ball-curve. Like the backspin stroke, however, the axis of spin remains roughly perpendicular to the trajectory of the ball thus allowing for the Magnus effect to dictate the subsequent curvature. After the apex of the curve, the ball dips downwards as it approaches the opposing side, before bouncing. On the bounce, the topspin will accelerate the ball, much in the same way that a wheel which is already spinning would accelerate upon making contact with the ground. When the opponent attempts to return the ball, the topspin causes the ball to jump upwards and the opponent is forced to compensate for the topspin by adjusting the angle of his or her racket. This is known as "closing the racket".
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The speed limitation of the topspin stroke is minor compared to the backspin stroke. This stroke is the predominant technique used in professional competition because it gives the opponent less time to respond. In table tennis topspin is regarded as an offensive technique due to increased ball speed, lower bio-mechanical efficiency and the pressure that it puts on the opponent by reducing reaction time. (It is possible to play defensive topspin-lobs from far behind the table, but only highly skilled players use this stroke with any tactical efficiency.) Topspin is the least common type of spin to be found in service at the professional level, simply because it is much easier to attack a top-spin ball that is not moving at high speed.
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This type of spin is predominantly employed during service, wherein the contact angle of the racket can be more easily varied. Unlike the two aforementioned techniques, sidespin causes the ball to spin on an axis which is vertical, rather than horizontal. The axis of rotation is still roughly perpendicular to the trajectory of the ball. In this circumstance, the Magnus effect will still dictate the curvature of the ball to some degree. Another difference is that unlike backspin and topspin, sidespin will have relatively very little effect on the bounce of the ball, much in the same way that a spinning top would not travel left or right if its axis of rotation were exactly vertical. This makes sidespin a useful weapon in service, because it is less easily recognized when bouncing, and the ball "loses" less spin on the bounce. Sidespin can also be employed in offensive rally strokes, often from a greater distance, as an adjunct to topspin or backspin. This stroke is sometimes referred to as a "hook". The hook can even be used in some extreme cases to circumvent the net when away from the table.
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Players employ this type of spin almost exclusively when serving, but at the professional level, it is also used from time to time in the lob. Unlike any of the techniques mentioned above, corkspin (or "drill-spin") has the axis of spin relatively parallel to the ball's trajectory, so that the Magnus effect has little or no effect on the trajectory of a cork-spun ball: upon bouncing, the ball will dart right or left (according to the direction of the spin), severely complicating the return. In theory this type of spin produces the most obnoxious effects, but it is less strategically practical than sidespin or backspin, because of the limitations that it imposes upon the opponent during their return. Aside from the initial direction change when bouncing, unless it goes out of reach, the opponent can counter with either topspin or backspin. A backspin stroke is similar in the fact that the corkspin stroke has a lower maximum velocity, simply due to the contact angle of the racket when producing the stroke. To impart a spin on the ball which is parallel to its trajectory, the racket must be swung more or less perpendicular to the trajectory of the ball, greatly limiting the forward momentum that the racket transfers to the ball. Corkspin is almost always mixed with another variety of spin, since alone, it is not only less effective but also harder to produce.
|
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|
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Competitive table tennis is popular in East Asia and Europe, and has been[vague] gaining attention in the United States.[62] The most important international competitions are the World Table Tennis Championships, the Table Tennis World Cup, the Olympics and the ITTF World Tour. Continental competitions include the following:
|
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Chinese players have won 60% of the men's World Championships since 1959;[63] in the women's competition for the Corbillin Cup, Chinese players have won all but three of the World Championships since 1971.[64] Other strong teams come from East Asia and Europe, including countries such as Austria, Belarus, Germany, Hong Kong, Portugal, Japan, South Korea, Singapore, Sweden, and Taiwan.[65]
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There are professional competitions at the clubs level; the respective leagues of Austria, Belgium, China (China Table Tennis Super League), Japan (T.League), France, Germany (Bundesliga), and Russia are examples of the highest level. There are also some important international club teams competitions such as the European Champions League and its former competitor,[vague] the European Club Cup, where the top club teams from European countries compete.
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According to the New York Times, 31% of the table tennis players at the 2016 Summer Olympics were naturalized. The rate was twice as high as the next sport, basketball, which featured 15% of naturalized players.[66]
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In particular, Chinese-born players representing Singapore have won three Olympic medals, more than native Singaporeans have ever won in all sports. However, these successes have been very controversial in Singapore.[67] In 2014, Singapore Table Tennis Association's president Lee Bee Wah quit over this issue;[68] however, her successor Ellen Lee has basically continued on this path.[69]
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|
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The rate of naturalization accelerated after the ITTF's 2009 decision (one year after China won every possible Olympic medal in the sport) to reduce the number of entries per association in both the Olympics and the World Table Tennis Championships.[70]
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|
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In 2019, the ITTF adopted new regulations which state that players who acquired a new nationality may not represent their new association before:[71]
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An official hall of fame exists at the ITTF Museum.[72] A Grand Slam is earned by a player who wins singles crowns at the Olympic Games, World Championships, and World Cup.[73] Jan-Ove Waldner of Sweden first completed the grand slam at 1992 Olympic Games. Deng Yaping of China is the first female recorded at the inaugural Women's World Cup in 1996. The following table presents an exhaustive list of all players to have completed a grand slam.
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|
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Jean-Philippe Gatien (France) and Wang Hao (China) won both the World Championships and the World Cup, but lost in the gold medal matches at the Olympics. Jörgen Persson (Sweden) also won the titles except the Olympic Games. Persson is one of the three table tennis players to have competed at seven Olympic Games. Ma Lin (China) won both the Olympic gold and the World Cup, but lost (three times, in 1999, 2005, and 2007) in the finals of the World Championships.
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|
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Founded in 1926, the International Table Tennis Federation (ITTF) is the worldwide governing body for table tennis, which maintains an international ranking system in addition to organizing events like the World Table Tennis Championships.[12] In 2007, the governance for table tennis for persons with a disability was transferred from the International Paralympic Committee to the ITTF.[83]
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On many continents, there is a governing body responsible for table tennis on that continent. For example, the European Table Tennis Union (ETTU) is the governing body responsible for table tennis in Europe.[84] There are also national bodies and other local authorities responsible for the sport, such as USA Table Tennis (USATT), which is the national governing body for table tennis in the United States.[12]
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|
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Hardbat table tennis uses rackets with short outward "pips" and no sponge, resulting in decreased speeds and reduced spin. World Championship of Ping Pong uses old-fashioned wooden paddles covered with sandpaper.
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Table tennis, also known as ping-pong and whiff-whaff, is a sport in which two or four players hit a lightweight ball, also known as the ping-pong ball, back and forth across a table using small rackets. The game takes place on a hard table divided by a net. Except for the initial serve, the rules are generally as follows: players must allow a ball played toward them to bounce one time on their side of the table, and must return it so that it bounces on the opposite side at least once. A point is scored when a player fails to return the ball within the rules. Play is fast and demands quick reactions. Spinning the ball alters its trajectory and limits an opponent's options, giving the hitter a great advantage.
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Table tennis is governed by the worldwide organization International Table Tennis Federation (ITTF), founded in 1926. ITTF currently includes 226 member associations.[3] The table tennis official rules are specified in the ITTF handbook.[4] Table tennis has been an Olympic sport since 1988,[5] with several event categories. From 1988 until 2004, these were men's singles, women's singles, men's doubles and women's doubles. Since 2008, a team event has been played instead of the doubles.
|
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The sport originated in Victorian England, where it was played among the upper-class as an after-dinner parlour game.[1][2] It has been suggested that makeshift versions of the game were developed by British military officers in India around the 1860s or 1870s, who brought it back with them.[6] A row of books stood up along the center of the table as a net, two more books served as rackets and were used to continuously hit a golf-ball.[7][8]
|
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|
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The name "ping-pong" was in wide use before British manufacturer J. Jaques & Son Ltd trademarked it in 1901. The name "ping-pong" then came to describe the game played using the rather expensive Jaques's equipment, with other manufacturers calling it table tennis. A similar situation arose in the United States, where Jaques sold the rights to the "ping-pong" name to Parker Brothers. Parker Brothers then enforced its trademark for the term in the 1920s making the various associations change their names to "table tennis" instead of the more common, but trademarked, term.[9]
|
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The next major innovation was by James W. Gibb, a British enthusiast of table tennis, who discovered novelty celluloid balls on a trip to the US in 1901 and found them to be ideal for the game. This was followed by E.C. Goode who, in 1901, invented the modern version of the racket by fixing a sheet of pimpled, or stippled, rubber to the wooden blade. Table tennis was growing in popularity by 1901 to the extent that tournaments were being organized, books being written on the subject,[7] and an unofficial world championship was held in 1902.
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In 1921, the Table Tennis Association was founded, and in 1926 renamed the English Table Tennis Association.[10] The International Table Tennis Federation (ITTF) followed in 1926.[1][11] London hosted the first official World Championships in 1926. In 1933, the United States Table Tennis Association, now called USA Table Tennis, was formed.[1][12]
|
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In the 1930s, Edgar Snow commented in Red Star Over China that the Communist forces in the Chinese Civil War had a "passion for the English game of table tennis" which he found "bizarre".[13] On the other hand, the popularity of the sport waned in 1930s Soviet Union, partly because of the promotion of team and military sports, and partly because of a theory that the game had adverse health effects.[14]
|
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In the 1950s, paddles that used a rubber sheet combined with an underlying sponge layer changed the game dramatically,[1] introducing greater spin and speed.[15] These were introduced to Britain by sports goods manufacturer S.W. Hancock Ltd. The use of speed glue beginning in the mid 1980s increased the spin and speed even further, resulting in changes to the equipment to "slow the game down". Table tennis was introduced as an Olympic sport at the Olympics in 1988.[16]
|
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After the 2000 Olympics in Sydney, the ITTF instituted several rule changes that were aimed at making table tennis more viable as a televised spectator sport.[17][18] First, the older 38 mm (1.50 in) balls were officially replaced by 40 mm (1.57 in) balls in October 2000.[7][19] This increased the ball's air resistance and effectively slowed down the game. By that time, players had begun increasing the thickness of the fast sponge layer on their paddles, which made the game excessively fast and difficult to watch on television. A few months later, the ITTF changed from a 21-point to an 11-point scoring system (and the serve rotation was reduced from five points to two), effective in September 2001.[7] This was intended to make games more fast-paced and exciting. The ITTF also changed the rules on service to prevent a player from hiding the ball during service, in order to increase the average length of rallies and to reduce the server's advantage, effective in 2002.[20]
|
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For the opponent to have time to realize a serve is taking place, the ball must be tossed a minimum of 16 centimetres (6.3 in) in the air. The ITTF states that all events after July 2014 are played with a new poly material ball.[21]
|
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+
[22]
|
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|
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+
The international rules specify that the game is played with a sphere having a mass of 2.7 grams (0.095 oz) and a diameter of 40 millimetres (1.57 in).[23] The rules say that the ball shall bounce up 24–26 cm (9.4–10.2 in) when dropped from a height of 30.5 cm (12.0 in) onto a standard steel block thereby having a coefficient of restitution of 0.89 to 0.92. Balls are now made of a polymer instead of celluloid as of 2015, colored white or orange, with a matte finish. The choice of ball color is made according to the table color and its surroundings. For example, a white ball is easier to see on a green or blue table than it is on a grey table. Manufacturers often indicate the quality of the ball with a star rating system, usually from one to three, three being the highest grade. As this system is not standard across manufacturers, the only way a ball may be used in official competition is upon ITTF approval[23] (the ITTF approval can be seen printed on the ball).
|
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The 40 mm ball was introduced after the end of the 2000 Summer Olympics; previously a 38 mm ball was standard.[19] This created some controversies. Then World No 1 table tennis professional Vladimir Samsonov threatened to pull out of the World Cup, which was scheduled to debut the new regulation ball on October 12, 2000.[24]
|
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The table is 2.74 m (9.0 ft) long, 1.525 m (5.0 ft) wide, and 76 cm (2.5 ft) high with any continuous material so long as the table yields a uniform bounce of about 23 cm (9.1 in) when a standard ball is dropped onto it from a height of 30 cm (11.8 in), or about 77%.[25][26] The table or playing surface is uniformly dark coloured and matte, divided into two halves by a net at 15.25 cm (6.0 in) in height. The ITTF approves only wooden tables or their derivates. Concrete tables with a steel net or a solid concrete partition are sometimes available in outside public spaces, such as parks.[27]
|
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Players are equipped with a laminated wooden racket covered with rubber on one or two sides depending on the grip of the player. The ITTF uses the term "racket",[28] though "bat" is common in Britain, and "paddle" in the U.S. and Canada.
|
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The wooden portion of the racket, often referred to as the "blade", commonly features anywhere between one and seven plies of wood, though cork, glass fiber, carbon fiber, aluminum fiber, and Kevlar are sometimes used. According to the ITTF regulations, at least 85% of the blade by thickness shall be of natural wood.[29] Common wood types include balsa, limba, and cypress or "hinoki", which is popular in Japan. The average size of the blade is about 17 centimetres (6.7 in) long and 15 centimetres (5.9 in) wide, although the official restrictions only focus on the flatness and rigidity of the blade itself, these dimensions are optimal for most play styles.
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33 |
+
Table tennis regulations allow different rubber surfaces on each side of the racket.[30] Various types of surfaces provide various levels of spin or speed, and in some cases they nullify spin. For example, a player may have a rubber that provides much spin on one side of their racket, and one that provides no spin on the other. By flipping the racket in play, different types of returns are possible. To help a player distinguish between the rubber used by his opposing player, international rules specify that one side must be red while the other side must be black.[29] The player has the right to inspect their opponent's racket before a match to see the type of rubber used and what colour it is. Despite high speed play and rapid exchanges, a player can see clearly what side of the racket was used to hit the ball. Current rules state that, unless damaged in play, the racket cannot be exchanged for another racket at any time during a match.[31]
|
34 |
+
|
35 |
+
According to ITTF rule 2.13.1, the first service is decided by lot,[32] normally a coin toss.[33] It is also common for one player (or the umpire/scorer) to hide the ball in one or the other hand, usually hidden under the table, allowing the other player to guess which hand the ball is in. The correct or incorrect guess gives the "winner" the option to choose to serve, receive, or to choose which side of the table to use. (A common but non-sanctioned method is for the players to play the ball back and forth three times and then play out the point. This is commonly referred to as "serve to play", "rally to serve", "play for serve", or "volley for serve".)
|
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+
|
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+
In game play, the player serving the ball commences a play.[34] The server first stands with the ball held on the open palm of the hand not carrying the paddle, called the freehand, and tosses the ball directly upward without spin, at least 16 cm (6.3 in) high.[35] The server strikes the ball with the racket on the ball's descent so that it touches first his court and then touches directly the receiver's court without touching the net assembly. In casual games, many players do not toss the ball upward; however, this is technically illegal and can give the serving player an unfair advantage.
|
38 |
+
|
39 |
+
The ball must remain behind the endline and above the upper surface of the table, known as the playing surface, at all times during the service. The server cannot use his/her body or clothing to obstruct sight of the ball; the opponent and the umpire must have a clear view of the ball at all times. If the umpire is doubtful of the legality of a service they may first interrupt play and give a warning to the server. If the serve is a clear failure or is doubted again by the umpire after the warning, the receiver scores a point.
|
40 |
+
|
41 |
+
If the service is "good", then the receiver must make a "good" return by hitting the ball back before it bounces a second time on receiver's side of the table so that the ball passes the net and touches the opponent's court, either directly or after touching the net assembly.[36] Thereafter, the server and receiver must alternately make a return until the rally is over. Returning the serve is one of the most difficult parts of the game, as the server's first move is often the least predictable and thus most advantageous shot due to the numerous spin and speed choices at his or her disposal.
|
42 |
+
|
43 |
+
A Let is a rally of which the result is not scored, and is called in the following circumstances:[37]
|
44 |
+
|
45 |
+
A let is also called foul service, if the ball hits the server's side of the table, if the ball does not pass further than the edge and if the ball hits the table edge and hits the net.
|
46 |
+
|
47 |
+
A point is scored by the player for any of several results of the rally:[38]
|
48 |
+
|
49 |
+
A game shall be won by the player first scoring 11 points unless both players score 10 points, when the game shall be won by the first player subsequently gaining a lead of 2 points. A match shall consist of the best of any odd number of games.[41] In competition play, matches are typically best of five or seven games.
|
50 |
+
|
51 |
+
Service alternates between opponents every two points (regardless of winner of the rally) until the end of the game, unless both players score ten points or the expedite system is operated, when the sequences of serving and receiving stay the same but each player serves for only one point in turn (Deuce).[42] The player serving first in a game receives first in the next game of the match.
|
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+
|
53 |
+
After each game, players switch sides of the table. In the last possible game of a match, for example the seventh game in a best of seven matches, players change ends when the first player scores five points, regardless of whose turn it is to serve. If the sequence of serving and receiving is out of turn or the ends are not changed, points scored in the wrong situation are still calculated and the game shall be resumed with the order at the score that has been reached.
|
54 |
+
|
55 |
+
In addition to games between individual players, pairs may also play table tennis. Singles and doubles are both played in international competition, including the Olympic Games since 1988 and the Commonwealth Games since 2002.[43] In 2005, the ITTF announced that doubles table tennis only was featured as a part of team events in the 2008 Olympics.
|
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+
|
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+
In doubles, all the rules of single play are applied except for the following.
|
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+
|
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+
Service
|
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|
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+
Order of play, serving and receiving
|
62 |
+
|
63 |
+
Men's doubles. Brothers Dmitry Mazunov and Andrey Mazunov in 1989.
|
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|
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Women's doubles finals, 2013 World Table Tennis Championships.
|
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|
67 |
+
Mixed doubles finals, 2013 World Table Tennis Championships.
|
68 |
+
|
69 |
+
If a game is unfinished after 10 minutes' play and fewer than 18 points have been scored, the expedite system is initiated.[39] The umpire interrupts the game, and the game resumes with players serving for one point in turn. If the expedite system is introduced while the ball is not in play, the previous receiver shall serve first. Under the expedite system, the server must win the point before the opponent makes 13 consecutive returns or the point goes to the opponent. The system can also be initiated at any time at the request of both players or pairs. Once introduced, the expedite system remains in force until the end of the match. A rule to shorten the time of a match, it is mainly seen in defensive players' games.
|
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+
|
71 |
+
Though table tennis players grip their rackets in various ways, their grips can be classified into two major families of styles, penhold and shakehand.[45] The rules of table tennis do not prescribe the manner in which one must grip the racket, and numerous grips are employed.
|
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|
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The penhold grip is so-named because one grips the racket similarly to the way one holds a writing instrument.[46] The style of play among penhold players can vary greatly from player to player. The most popular style, usually referred to as the Chinese penhold style, involves curling the middle, ring, and fourth finger on the back of the blade with the three fingers always touching one another.[46] Chinese penholders favour a round racket head, for a more over-the-table style of play. In contrast, another style, sometimes referred to as the Japanese/Korean penhold grip, involves splaying those three fingers out across the back of the racket, usually with all three fingers touching the back of the racket, rather than stacked upon one another.[46] Sometimes a combination of the two styles occurs, wherein the middle, ring and fourth fingers are straight, but still stacked, or where all fingers may be touching the back of the racket, but are also in contact with one another. Japanese and Korean penholders will often use a square-headed racket for an away-from-the-table style of play. Traditionally these square-headed rackets feature a block of cork on top of the handle, as well as a thin layer of cork on the back of the racket, for increased grip and comfort. Penhold styles are popular among players originating from East Asian countries such as China, Japan, South Korea, and Taiwan.
|
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+
|
75 |
+
Traditionally, penhold players use only one side of the racket to hit the ball during normal play, and the side which is in contact with the last three fingers is generally not used. This configuration is sometimes referred to as "traditional penhold" and is more commonly found in square-headed racket styles. However, the Chinese developed a technique in the 1990s in which a penholder uses both sides of the racket to hit the ball, where the player produces a backhand stroke (most often topspin) known as a reverse penhold backhand by turning the traditional side of the racket to face one's self, and striking the ball with the opposite side of the racket. This stroke has greatly improved and strengthened the penhold style both physically and psychologically, as it eliminates the strategic weakness of the traditional penhold backhand.
|
76 |
+
|
77 |
+
The shakehand grip is so-named because the racket is grasped as if one is performing a handshake.[47] Though it is sometimes referred to as the "tennis" or "Western" grip, it bears no relation to the Western tennis grip, which was popularized on the West Coast of the United States in which the racket is rotated 90°, and played with the wrist turned so that on impact the knuckles face the target. In table tennis, "Western" refers to Western nations, for this is the grip that players native to Europe and the Americas have almost exclusively employed.
|
78 |
+
|
79 |
+
The shakehand grip's simplicity and versatility, coupled with the acceptance among top-level Chinese trainers that the European style of play should be emulated and trained against, has established it as a common grip even in China.[48] Many world class European and East Asian players currently use the shakehand grip, and it is generally accepted that shakehands is easier to learn than penholder, allowing a broader range of playing styles both offensive and defensive.[49]
|
80 |
+
|
81 |
+
The Seemiller grip is named after the American table tennis champion Danny Seemiller, who used it. It is achieved by placing the thumb and index finger on either side of the bottom of the racquet head and holding the handle with the rest of the fingers. Since only one side of the racquet is used to hit the ball, two contrasting rubber types can be applied to the blade, offering the advantage of "twiddling" the racket to fool the opponent. Seemiller paired inverted rubber with anti-spin rubber. Many players today combine inverted and long-pipped rubber. The grip is considered exceptional for blocking, especially on the backhand side, and for forehand loops of backspin balls.[50]
|
82 |
+
The Seemiller grip's popularity reached its apex in 1985 when four (Danny Seemiller, Ricky Seemiller, Eric Boggan and Brian Masters) of the United States' five participants in the World Championships used it.[50]
|
83 |
+
|
84 |
+
Shakehand grip (Vladimir Samsonov)
|
85 |
+
|
86 |
+
Chinese penhold (Ma Lin)
|
87 |
+
|
88 |
+
Traditional penhold (Ryu Seung-min)
|
89 |
+
|
90 |
+
'A good ready position will enable you to move quickly into position and to stay balanced whilst playing powerful strokes.'[51]
|
91 |
+
|
92 |
+
The stance in table tennis is also known as the 'ready position'. It is the position every player initially adopts when receiving and returns to after playing a shot in order to be prepared to make the next shot. It involves the feet being spaced wider than shoulder width and a partial crouch being adopted; the crouch is an efficient posture for moving quickly from and also preloads the muscles enabling a more dynamic movement. The upper torso is positioned slightly forward and the player is looking forwards. The racket is held at the ready with a bent arm. The position should feel balanced and provide a solid base for striking and quick lateral movement. Players may tailor their stance based upon their personal preferences, and alter it during the game based upon the specific circumstances.[52]
|
93 |
+
|
94 |
+
Table tennis strokes generally break down into offensive and defensive categories.
|
95 |
+
|
96 |
+
Also known as speed drive, a direct hit on the ball propelling it forward back to the opponent. This stroke differs from speed drives in other racket sports like tennis because the racket is primarily perpendicular to the direction of the stroke and most of the energy applied to the ball results in speed rather than spin, creating a shot that does not arc much, but is fast enough that it can be difficult to return. A speed drive is used mostly for keeping the ball in play, applying pressure on the opponent, and potentially opening up an opportunity for a more powerful attack.
|
97 |
+
|
98 |
+
Perfected during the 1960s,[1][53] the loop is essentially the reverse of the chop. The racket is parallel to the direction of the stroke ("closed") and the racket thus grazes the ball, resulting in a large amount of topspin. A good loop drive will arc quite a bit, and once striking the opponent's side of the table will jump forward, much like a kick serve in tennis. Most professional players nowadays, such as Ding Ning, Timo Boll and Zhang Jike, primarily use loop for offense.
|
99 |
+
|
100 |
+
The counter-hit is usually a counterattack against drives, normally high loop drives. The racket is held closed and near to the ball, which is hit with a short movement "off the bounce" (immediately after hitting the table) so that the ball travels faster to the other side. Kenta Matsudaira is known for primarily using counter-hit for offense.
|
101 |
+
|
102 |
+
When a player tries to attack a ball that has not bounced beyond the edge of the table, the player does not have the room to wind up in a backswing. The ball may still be attacked, however, and the resulting shot is called a flip because the backswing is compressed into a quick wrist action. A flip is not a single stroke and can resemble either a loop drive or a loop in its characteristics. What identifies the stroke is that the backswing is compressed into a short wrist flick.
|
103 |
+
|
104 |
+
A player will typically execute a smash when the opponent has returned a ball that bounces too high or too close to the net. It is nearly always done with a forehand stroke. Smashing use rapid acceleration to impart as much speed on the ball as possible so that the opponent cannot react in time. The racket is generally perpendicular to the direction of the stroke. Because the speed is the main aim of this shot, the spin on the ball is often minimal, although it can be applied as well. An offensive table tennis player will think of a rally as a build-up to a winning smash. Smash is used more often with penhold grip.
|
105 |
+
|
106 |
+
The push (or "slice" in Asia) is usually used for keeping the point alive and creating offensive opportunities. A push resembles a tennis slice: the racket cuts underneath the ball, imparting backspin and causing the ball to float slowly to the other side of the table. A push can be difficult to attack because the backspin on the ball causes it to drop toward the table upon striking the opponent's racket. In order to attack a push, a player must usually loop (if the push is long) or flip (if the push is short) the ball back over the net. Often, the best option for beginners is to simply push the ball back again, resulting in pushing rallies. Against good players, it may be the worst option because the opponent will counter with a loop, putting the first player in a defensive position. Pushing can have advantages in some circumstances, such as when the opponent makes easy mistakes.
|
107 |
+
|
108 |
+
A chop is the defensive, backspin counterpart to the offensive loop drive.[54] A chop is essentially a bigger, heavier push, taken well back from the table. The racket face points primarily horizontally, perhaps a little bit upward, and the direction of the stroke is straight down. The object of a defensive chop is to match the topspin of the opponent's shot with backspin. A good chop will float nearly horizontally back to the table, in some cases having so much backspin that the ball actually rises. Such a chop can be extremely difficult to return due to its enormous amount of backspin. Some defensive players can also impart no-spin or sidespin variations of the chop. Some famous choppers include Joo Sae-hyuk and Wu Yang.
|
109 |
+
|
110 |
+
A block is executed by simply placing the racket in front of the ball right after the ball bounces; thus, the ball rebounds back toward the opponent with nearly as much energy as it came in with. This requires precision, since the ball's spin, speed, and location all influence the correct angle of a block. It is very possible for an opponent to execute a perfect loop, drive, or smash, only to have the blocked shot come back just as fast. Due to the power involved in offensive strokes, often an opponent simply cannot recover quickly enough to return the blocked shot, especially if the block is aimed at an unexpected side of the table. Blocks almost always produce the same spin as was received, many times topspin.
|
111 |
+
|
112 |
+
The defensive lob propels the ball about five metres in height, only to land on the opponent's side of the table with great amounts of spin.[55] The stroke itself consists of lifting the ball to an enormous height before it falls back to the opponent's side of the table. A lob can have nearly any kind of spin. Though the opponent may smash the ball hard and fast, a good defensive lob could be more difficult to return due to the unpredictability and heavy amounts of the spin on the ball.[55] Thus, though backed off the table by tens of feet and running to reach the ball, a good defensive player can still win the point using good lobs. Lob is used less frequently by professional players. A notable exception is Michael Maze.
|
113 |
+
|
114 |
+
Adding spin onto the ball causes major changes in table tennis gameplay. Although nearly every stroke or serve creates some kind of spin, understanding the individual types of spin allows players to defend against and use different spins effectively.[56]
|
115 |
+
|
116 |
+
Backspin is where the bottom half of the ball is rotating away from the player, and is imparted by striking the base of the ball with a downward movement.[56] At the professional level, backspin is usually used defensively in order to keep the ball low.[57] Backspin is commonly employed in service because it is harder to produce an offensive return, though at the professional level most people serve sidespin with either backspin or topspin. Due to the initial lift of the ball, there is a limit on how much speed with which one can hit the ball without missing the opponent's side of the table. However, backspin also makes it harder for the opponent to return the ball with great speed because of the required angular precision of the return. Alterations are frequently made to regulations regarding equipment in an effort to maintain a balance between defensive and offensive spin choices.[citation needed] It is actually possible to smash with backspin offensively, but only on high balls that are close to the net.
|
117 |
+
|
118 |
+
The topspin stroke has a smaller influence on the first part of the ball-curve. Like the backspin stroke, however, the axis of spin remains roughly perpendicular to the trajectory of the ball thus allowing for the Magnus effect to dictate the subsequent curvature. After the apex of the curve, the ball dips downwards as it approaches the opposing side, before bouncing. On the bounce, the topspin will accelerate the ball, much in the same way that a wheel which is already spinning would accelerate upon making contact with the ground. When the opponent attempts to return the ball, the topspin causes the ball to jump upwards and the opponent is forced to compensate for the topspin by adjusting the angle of his or her racket. This is known as "closing the racket".
|
119 |
+
|
120 |
+
The speed limitation of the topspin stroke is minor compared to the backspin stroke. This stroke is the predominant technique used in professional competition because it gives the opponent less time to respond. In table tennis topspin is regarded as an offensive technique due to increased ball speed, lower bio-mechanical efficiency and the pressure that it puts on the opponent by reducing reaction time. (It is possible to play defensive topspin-lobs from far behind the table, but only highly skilled players use this stroke with any tactical efficiency.) Topspin is the least common type of spin to be found in service at the professional level, simply because it is much easier to attack a top-spin ball that is not moving at high speed.
|
121 |
+
|
122 |
+
This type of spin is predominantly employed during service, wherein the contact angle of the racket can be more easily varied. Unlike the two aforementioned techniques, sidespin causes the ball to spin on an axis which is vertical, rather than horizontal. The axis of rotation is still roughly perpendicular to the trajectory of the ball. In this circumstance, the Magnus effect will still dictate the curvature of the ball to some degree. Another difference is that unlike backspin and topspin, sidespin will have relatively very little effect on the bounce of the ball, much in the same way that a spinning top would not travel left or right if its axis of rotation were exactly vertical. This makes sidespin a useful weapon in service, because it is less easily recognized when bouncing, and the ball "loses" less spin on the bounce. Sidespin can also be employed in offensive rally strokes, often from a greater distance, as an adjunct to topspin or backspin. This stroke is sometimes referred to as a "hook". The hook can even be used in some extreme cases to circumvent the net when away from the table.
|
123 |
+
|
124 |
+
Players employ this type of spin almost exclusively when serving, but at the professional level, it is also used from time to time in the lob. Unlike any of the techniques mentioned above, corkspin (or "drill-spin") has the axis of spin relatively parallel to the ball's trajectory, so that the Magnus effect has little or no effect on the trajectory of a cork-spun ball: upon bouncing, the ball will dart right or left (according to the direction of the spin), severely complicating the return. In theory this type of spin produces the most obnoxious effects, but it is less strategically practical than sidespin or backspin, because of the limitations that it imposes upon the opponent during their return. Aside from the initial direction change when bouncing, unless it goes out of reach, the opponent can counter with either topspin or backspin. A backspin stroke is similar in the fact that the corkspin stroke has a lower maximum velocity, simply due to the contact angle of the racket when producing the stroke. To impart a spin on the ball which is parallel to its trajectory, the racket must be swung more or less perpendicular to the trajectory of the ball, greatly limiting the forward momentum that the racket transfers to the ball. Corkspin is almost always mixed with another variety of spin, since alone, it is not only less effective but also harder to produce.
|
125 |
+
|
126 |
+
Competitive table tennis is popular in East Asia and Europe, and has been[vague] gaining attention in the United States.[62] The most important international competitions are the World Table Tennis Championships, the Table Tennis World Cup, the Olympics and the ITTF World Tour. Continental competitions include the following:
|
127 |
+
|
128 |
+
Chinese players have won 60% of the men's World Championships since 1959;[63] in the women's competition for the Corbillin Cup, Chinese players have won all but three of the World Championships since 1971.[64] Other strong teams come from East Asia and Europe, including countries such as Austria, Belarus, Germany, Hong Kong, Portugal, Japan, South Korea, Singapore, Sweden, and Taiwan.[65]
|
129 |
+
|
130 |
+
There are professional competitions at the clubs level; the respective leagues of Austria, Belgium, China (China Table Tennis Super League), Japan (T.League), France, Germany (Bundesliga), and Russia are examples of the highest level. There are also some important international club teams competitions such as the European Champions League and its former competitor,[vague] the European Club Cup, where the top club teams from European countries compete.
|
131 |
+
|
132 |
+
According to the New York Times, 31% of the table tennis players at the 2016 Summer Olympics were naturalized. The rate was twice as high as the next sport, basketball, which featured 15% of naturalized players.[66]
|
133 |
+
|
134 |
+
In particular, Chinese-born players representing Singapore have won three Olympic medals, more than native Singaporeans have ever won in all sports. However, these successes have been very controversial in Singapore.[67] In 2014, Singapore Table Tennis Association's president Lee Bee Wah quit over this issue;[68] however, her successor Ellen Lee has basically continued on this path.[69]
|
135 |
+
|
136 |
+
The rate of naturalization accelerated after the ITTF's 2009 decision (one year after China won every possible Olympic medal in the sport) to reduce the number of entries per association in both the Olympics and the World Table Tennis Championships.[70]
|
137 |
+
|
138 |
+
In 2019, the ITTF adopted new regulations which state that players who acquired a new nationality may not represent their new association before:[71]
|
139 |
+
|
140 |
+
An official hall of fame exists at the ITTF Museum.[72] A Grand Slam is earned by a player who wins singles crowns at the Olympic Games, World Championships, and World Cup.[73] Jan-Ove Waldner of Sweden first completed the grand slam at 1992 Olympic Games. Deng Yaping of China is the first female recorded at the inaugural Women's World Cup in 1996. The following table presents an exhaustive list of all players to have completed a grand slam.
|
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+
|
142 |
+
Jean-Philippe Gatien (France) and Wang Hao (China) won both the World Championships and the World Cup, but lost in the gold medal matches at the Olympics. Jörgen Persson (Sweden) also won the titles except the Olympic Games. Persson is one of the three table tennis players to have competed at seven Olympic Games. Ma Lin (China) won both the Olympic gold and the World Cup, but lost (three times, in 1999, 2005, and 2007) in the finals of the World Championships.
|
143 |
+
|
144 |
+
Founded in 1926, the International Table Tennis Federation (ITTF) is the worldwide governing body for table tennis, which maintains an international ranking system in addition to organizing events like the World Table Tennis Championships.[12] In 2007, the governance for table tennis for persons with a disability was transferred from the International Paralympic Committee to the ITTF.[83]
|
145 |
+
|
146 |
+
On many continents, there is a governing body responsible for table tennis on that continent. For example, the European Table Tennis Union (ETTU) is the governing body responsible for table tennis in Europe.[84] There are also national bodies and other local authorities responsible for the sport, such as USA Table Tennis (USATT), which is the national governing body for table tennis in the United States.[12]
|
147 |
+
|
148 |
+
Hardbat table tennis uses rackets with short outward "pips" and no sponge, resulting in decreased speeds and reduced spin. World Championship of Ping Pong uses old-fashioned wooden paddles covered with sandpaper.
|
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Pink Floyd were an English rock band formed in London in 1965. Gaining a following as a psychedelic pop group,[1][2][3] they were distinguished for their extended compositions, sonic experimentation, philosophical lyrics and elaborate live shows, and became a leading band of the progressive rock genre. They are one of the most commercially successful and influential bands in popular music history.
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Pink Floyd were founded by students Syd Barrett (guitar, lead vocals), Nick Mason (drums), Roger Waters (bass guitar, vocals), and Richard Wright (keyboards, vocals). Under Barrett's leadership, they released two charting singles and a successful debut album, The Piper at the Gates of Dawn (1967). Guitarist and vocalist David Gilmour joined in December 1967; Barrett left in April 1968 due to deteriorating mental health. Waters became the primary lyricist and thematic leader, devising the concepts behind the albums The Dark Side of the Moon (1973), Wish You Were Here (1975), Animals (1977), The Wall (1979), and The Final Cut (1983). The band also composed several film scores.
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Following personal tensions, Wright left Pink Floyd in 1979, followed by Waters in 1985. Gilmour and Mason continued as Pink Floyd, rejoined later by Wright. The three produced two more albums—A Momentary Lapse of Reason (1987) and The Division Bell (1994)—and toured both albums before entering a long period of inactivity. In 2005, all but Barrett reunited for a one-off performance at the global awareness event Live 8. Barrett died in 2006, and Wright in 2008. The last Pink Floyd studio album, The Endless River (2014), was based on unreleased material from the Division Bell recording sessions.
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Pink Floyd were one of the first British psychedelia groups, and are credited with influencing genres such as progressive rock and ambient music. Four albums topped US or UK record charts; the songs "See Emily Play" (1967) and "Another Brick in the Wall, Part 2" (1979) were their only top 10 singles in either territory. The band were inducted into the US Rock and Roll Hall of Fame in 1996 and the UK Music Hall of Fame in 2005. By 2013, they had sold more than 250 million records worldwide, with The Dark Side of the Moon and The Wall two of the best-selling albums of all time.
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Roger Waters and Nick Mason met while studying architecture at the London Polytechnic at Regent Street.[4] They first played music together in a group formed by Keith Noble and Clive Metcalfe with Noble's sister Sheilagh. Richard Wright, a fellow architecture student,[nb 1] joined later that year, and the group became a sextet, Sigma 6. Waters played lead guitar, Mason drums, and Wright rhythm guitar (since there was rarely an available keyboard).[6] The band performed at private functions and rehearsed in a tearoom in the basement of the Regent Street Polytechnic. They performed songs by the Searchers and material written by their manager and songwriter, fellow student Ken Chapman.[7]
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In September 1963, Waters and Mason moved into a flat at 39 Stanhope Gardens near Crouch End in London, owned by Mike Leonard, a part-time tutor at the nearby Hornsey College of Art and the Regent Street Polytechnic.[8][nb 2] Mason moved out after the 1964 academic year, and guitarist Bob Klose moved in during September 1964, prompting Waters' switch to bass.[9][nb 3] Sigma 6 went through several names, including the Meggadeaths, the Abdabs and the Screaming Abdabs, Leonard's Lodgers, and the Spectrum Five, before settling on the Tea Set.[10][nb 4] In 1964, as Metcalfe and Noble left to form their own band, guitarist Syd Barrett joined Klose and Waters at Stanhope Gardens.[14] Barrett, two years younger, had moved to London in 1962 to study at the Camberwell College of Arts.[15] Waters and Barrett were childhood friends; Waters had often visited Barrett and watched him play guitar at Barrett's mother's house.[16] Mason said about Barrett: "In a period when everyone was being cool in a very adolescent, self-conscious way, Syd was unfashionably outgoing; my enduring memory of our first encounter is the fact that he bothered to come up and introduce himself to me."[17]
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Noble and Metcalfe left the Tea Set in late 1963, and Klose introduced the band to singer Chris Dennis, a technician with the Royal Air Force (RAF).[18] In December 1964, they secured their first recording time, at a studio in West Hampstead, through one of Wright's friends, who let them use some down time free. Wright, who was taking a break from his studies, did not participate in the session.[19][nb 5] When the RAF assigned Dennis a post in Bahrain in early 1965, Barrett became the band's frontman.[20][nb 6] Later that year, they became the resident band at the Countdown Club near Kensington High Street in London, where from late night until early morning they played three sets of 90 minutes each. During this period, spurred by the group's need to extend their sets to minimise song repetition, the band realised that "songs could be extended with lengthy solos", wrote Mason.[21] After pressure from his parents and advice from his college tutors, Klose quit the band in mid-1965 and Barrett took over lead guitar.[22] The group first referred to themselves as the Pink Floyd Sound in late 1965. Barrett created the name on the spur of the moment when he discovered that another band, also called the Tea Set, were to perform at one of their gigs.[23] The name is derived from the given names of two blues musicians whose Piedmont blues records Barrett had in his collection, Pink Anderson and Floyd Council.[24]
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By 1966, the group's repertoire consisted mainly of rhythm and blues songs and they had begun to receive paid bookings, including a performance at the Marquee Club in December 1966, where Peter Jenner, a lecturer at the London School of Economics, noticed them. Jenner was impressed by the sonic effects Barrett and Wright created, and with his business partner and friend Andrew King became their manager.[25] The pair had little experience in the music industry and used King's inheritance to set up Blackhill Enterprises, purchasing about £1,000 (equivalent to £18,800 in 2019[26]) worth of new instruments and equipment for the band.[nb 7] It was around this time that Jenner suggested they drop the "Sound" part of their band name, thus becoming the Pink Floyd.[28] Under Jenner and King's guidance, the group became part of London's underground music scene, playing at venues including All Saints Hall and the Marquee.[29] While performing at the Countdown Club, the band had experimented with long instrumental excursions, and they began to expand them with rudimentary but effective light shows, projected by coloured slides and domestic lights.[30] Jenner and King's social connections helped gain the band prominent coverage in the Financial Times and an article in the Sunday Times which stated: "At the launching of the new magazine IT the other night a pop group called the Pink Floyd played throbbing music while a series of bizarre coloured shapes flashed on a huge screen behind them ... apparently very psychedelic."[31]
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In 1966, the band strengthened their business relationship with Blackhill Enterprises, becoming equal partners with Jenner and King and the band members each holding a one-sixth share.[28] By late 1966, their set included fewer R&B standards and more Barrett originals, many of which would be included on their first album.[32] While they had significantly increased the frequency of their performances, the band were still not widely accepted. Following a performance at a Catholic youth club, the owner refused to pay them, claiming that their performance was not music.[33] When their management filed suit in a small claims court against the owner of the youth organisation, a local magistrate upheld the owner's decision. The band was much better received at the UFO Club in London, where they began to build a fan base.[34] Barrett's performances were enthusiastic, "leaping around ... madness ... improvisation ... [inspired] to get past his limitations and into areas that were ... very interesting. Which none of the others could do", wrote biographer Nicholas Schaffner.[35]
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In 1967, Pink Floyd began to attract the attention of the music industry.[36][nb 8] While in negotiations with record companies, IT co-founder and UFO club manager Joe Boyd and Pink Floyd's booking agent Bryan Morrison arranged and funded a recording session at Sound Techniques in West Hampstead. Three days later, Pink Floyd signed with EMI, receiving a £5,000 advance (equivalent to £91,400 in 2019[26]). EMI released the band's first single, "Arnold Layne", with the B-side "Candy and a Currant Bun", on 10 March 1967 on its Columbia label.[38][nb 9] Both tracks were recorded on 29 January 1967.[39][nb 10] "Arnold Layne"'s references to cross-dressing led to a ban by several radio stations; however, creative manipulation by the retailers who supplied sales figures to the music business meant that the single peaked in the UK at number 20.[41]
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EMI-Columbia released Pink Floyd's second single, "See Emily Play", on 16 June 1967. It fared slightly better than "Arnold Layne", peaking at number 6 in the UK.[42] The band performed on the BBC's Look of the Week, where Waters and Barrett, erudite and engaging, faced tough questioning from Hans Keller.[43] They appeared on the BBC's Top of the Pops, a popular programme that controversially required artists to mime their singing and playing.[44] Though Pink Floyd returned for two more performances, by the third, Barrett had begun to unravel, and around this time the band first noticed significant changes in his behaviour.[45] By early 1967, he was regularly using LSD, and Mason described him as "completely distanced from everything going on".[46]
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Morrison and EMI producer Norman Smith negotiated Pink Floyd's first recording contract. As part of the deal, the band agreed to record their first album at EMI Studios in London.[47][nb 11] Mason recalled that the sessions were trouble-free. Smith disagreed, stating that Barrett was unresponsive to his suggestions and constructive criticism.[49] EMI-Columbia released The Piper at the Gates of Dawn in August 1967. The album peaked at number 6, spending 14 weeks on the UK charts.[50] One month later, it was released under the Tower Records label.[51] Pink Floyd continued to draw large crowds at the UFO Club; however, Barrett's mental breakdown was by then causing serious concern. The group initially hoped that his erratic behaviour would be a passing phase, but some were less optimistic, including Jenner and his assistant, June Child, who commented: "I found [Barrett] in the dressing room and he was so ... gone. Roger Waters and I got him on his feet, [and] we got him out to the stage ... The band started to play and Syd just stood there. He had his guitar around his neck and his arms just hanging down".[52]
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Forced to cancel Pink Floyd's appearance at the prestigious National Jazz and Blues Festival, as well as several other shows, King informed the music press that Barrett was suffering from nervous exhaustion.[53] Waters arranged a meeting with psychiatrist R. D. Laing, and though Waters personally drove Barrett to the appointment, Barrett refused to come out of the car.[54] A stay in Formentera with Sam Hutt, a doctor well established in the underground music scene, led to no visible improvement. The band followed a few concert dates in Europe during September with their first tour of the US in October.[55][nb 12] As the US tour went on, Barrett's condition grew steadily worse.[57] During appearances on the Dick Clark and Pat Boone shows in November, Barrett confounded his hosts by not responding to questions and staring into space. He refused to move his lips when it came time to mime "See Emily Play" on Boone's show. After these embarrassing episodes, King ended their US visit and immediately sent them home to London.[58][nb 13] Soon after their return, they supported Jimi Hendrix during a tour of England; however, Barrett's depression worsened as the tour continued.[60][nb 14]
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In December 1967, reaching a crisis point with Barrett, Pink Floyd added guitarist David Gilmour as the fifth member.[63][nb 15] Gilmour already knew Barrett, having studied with him at Cambridge Tech in the early 1960s.[16] The two had performed at lunchtimes together with guitars and harmonicas, and later hitch-hiked and busked their way around the south of France.[65] In 1965, while a member of Joker's Wild, Gilmour had watched the Tea Set.[66] Morrison's assistant, Steve O'Rourke, set Gilmour up in a room at O'Rourke's house with a salary of £30 per week (equivalent to £500 in 2019[26]), and in January 1968, Blackhill Enterprises announced Gilmour as the band's newest member, intending to continue with Barrett as a nonperforming songwriter.[67] According to Jenner, the group planned that Gilmour would "cover for [Barrett's] eccentricities". When this proved unworkable, "Syd was just going to write. Just to try to keep him involved."[68][nb 16] In an expression of his frustration, Barrett, who was expected to write additional hit singles to follow up "Arnold Layne" and "See Emily Play", instead introduced "Have You Got It Yet?" to the band, intentionally changing the structure on each performance so as to make the song impossible to follow and learn.[63] In a January 1968 photo-shoot of the five-man Pink Floyd, the photographs show Barrett looking detached from the others, staring into the distance.[70]
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Working with Barrett eventually proved too difficult, and matters came to a conclusion in January while en route to a performance in Southampton when a band member asked if they should collect Barrett. According to Gilmour, the answer was "Nah, let's not bother", signalling the end of Barrett's tenure with Pink Floyd.[71][nb 17] Waters later said, "He was our friend, but most of the time we now wanted to strangle him."[73] In early March 1968, Pink Floyd met with business partners Jenner and King to discuss the band's future; Barrett agreed to leave.[74]
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Jenner and King believed Barrett was the creative genius of the band, and decided to represent him and end their relationship with Pink Floyd.[75] Morrison sold his business to NEMS Enterprises, and O'Rourke became the band's personal manager.[76] Blackhill announced Barrett's departure on 6 April 1968.[77][nb 18] After Barrett's departure, the burden of lyrical composition and creative direction fell mostly on Waters.[79] Initially, Gilmour mimed to Barrett's voice on the group's European TV appearances; however, while playing on the university circuit, they avoided Barrett songs in favour of Waters and Wright material such as "It Would Be So Nice" and "Careful with That Axe, Eugene".[80]
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In 1968, Pink Floyd returned to Abbey Road Studios to record their second album, A Saucerful of Secrets. The album included Barrett's final contribution to their discography, "Jugband Blues". Waters began to develop his own songwriting, contributing "Set the Controls for the Heart of the Sun", "Let There Be More Light" and "Corporal Clegg". Wright composed "See-Saw" and "Remember a Day". Norman Smith encouraged them to self-produce their music, and they recorded demos of new material at their houses. With Smith's instruction at Abbey Road, they learned how to use the recording studio to realise their artistic vision. However, Smith remained unconvinced by their music, and when Mason struggled to perform his drum part on "Remember a Day", Smith stepped in as his replacement.[81] Wright recalled Smith's attitude about the sessions, "Norman gave up on the second album ... he was forever saying things like, 'You can't do twenty minutes of this ridiculous noise'".[82] As neither Waters nor Mason could read music, to illustrate the structure of the album's title track, they invented their own system of notation. Gilmour later described their method as looking "like an architectural diagram".[83]
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Released in June 1968, the album featured a psychedelic cover designed by Storm Thorgerson and Aubrey Powell of Hipgnosis. The first of several Pink Floyd album covers designed by Hipgnosis, it was the second time that EMI permitted one of their groups to contract designers for an album jacket.[84] The release peaked at number 9, spending 11 weeks on the UK chart.[50] Record Mirror gave the album an overall favourable review, but urged listeners to "forget it as background music to a party".[83] John Peel described a live performance of the title track as "like a religious experience", while NME described the song as "long and boring ... [with] little to warrant its monotonous direction".[82][nb 19] On the day after the album's UK release, Pink Floyd performed at the first ever free concert in Hyde Park.[86] In July 1968, they returned to the US for a second visit. Accompanied by the Soft Machine and the Who, it marked Pink Floyd's first significant tour.[87] In December of that year, they released "Point Me at the Sky"; no more successful than the two singles they had released since "See Emily Play", it would be the band's last until their 1973 release, "Money".[88]
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Ummagumma represented a departure from their previous work. Released as a double-LP on EMI's Harvest label, the first two sides contained live performances recorded at Manchester College of Commerce and Mothers, a club in Birmingham. The second LP contained a single experimental contribution from each band member.[89] Ummagumma was released in November 1969 and received positive reviews.[90] The album peaked at number 5, spending 21 weeks on the UK chart.[50]
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In October 1970, Pink Floyd released Atom Heart Mother.[91][nb 20] An early version premièred in France in January, but disagreements over the mix prompted the hiring of Ron Geesin to work out the sound problems. Geesin worked to improve the score, but with little creative input from the band, production was troublesome. Geesin eventually completed the project with the aid of John Alldis, who was the director of the choir hired to perform on the record. Smith earned an executive producer credit, and the album marked his final official contribution to the band's discography. Gilmour said it was "A neat way of saying that he didn't ... do anything".[93] Waters was critical of Atom Heart Mother, claiming that he would prefer if it were "thrown into the dustbin and never listened to by anyone ever again".[94] Gilmour was equally dismissive of the album and once described it as "a load of rubbish", stating: "I think we were scraping the barrel a bit at that period".[94] Pink Floyd's first number 1 album, Atom Heart Mother was hugely successful in Britain, spending 18 weeks on the UK chart.[50] It premièred at the Bath Festival on 27 June 1970.[95]
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Pink Floyd toured extensively across America and Europe in 1970.[96][nb 21] In 1971, Pink Floyd took second place in a reader's poll, in Melody Maker, and for the first time were making a profit. Mason and Wright became fathers and bought homes in London while Gilmour, still single, moved to a 19th-century farm in Essex. Waters installed a home recording studio at his house in Islington in a converted toolshed at the back of his garden.[97]
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In January 1971, upon their return from touring Atom Heart Mother, Pink Floyd began working on new material.[98] Lacking a central theme, they attempted several unproductive experiments; engineer John Leckie described the sessions as often beginning in the afternoon and ending early the next morning, "during which time nothing would get [accomplished]. There was no record company contact whatsoever, except when their label manager would show up now and again with a couple of bottles of wine and a couple of joints".[99] The band spent long periods working on basic sounds, or a guitar riff. They also spent several days at Air Studios, attempting to create music using a variety of household objects, a project which would be revisited between The Dark Side of the Moon and Wish You Were Here.[100]
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Released in October 1971, "Meddle not only confirms lead guitarist David Gilmour's emergence as a real shaping force with the group, it states forcefully and accurately that the group is well into the growth track again", wrote Jean-Charles Costa of Rolling Stone.[101][nb 22][nb 23] NME called Meddle "an exceptionally good album", singling out "Echoes" as the "Zenith which the Floyd have been striving for".[105] However, Melody Maker's Michael Watts found it underwhelming, calling the album "a soundtrack to a non-existent movie", and shrugging off Pink Floyd as "so much sound and fury, signifying nothing".[106] Meddle is a transitional album between the Barrett-influenced group of the late 1960s and the emerging Pink Floyd.[107] The LP peaked at number 3, spending 82 weeks on the UK chart.[50]
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Pink Floyd recorded The Dark Side of the Moon between May 1972 and January 1973 with EMI staff engineer Alan Parsons at Abbey Road. The title is an allusion to lunacy rather than astronomy.[108] The band had composed and refined the material while touring the UK, Japan, North America and Europe.[109] Producer Chris Thomas assisted Parsons.[110] Hipgnosis designed the packaging, which included George Hardie's iconic refracting prism design on the cover.[111] Thorgerson's cover features a beam of white light, representing unity, passing through a prism, which represents society. The refracted beam of coloured light symbolises unity diffracted, leaving an absence of unity.[112] Waters is the sole author of the lyrics.[113]
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Released in March 1973, the LP became an instant chart success in the UK and throughout Western Europe, earning an enthusiastic response from critics.[114] Each member of Pink Floyd except Wright boycotted the press release of The Dark Side of the Moon because a quadraphonic mix had not yet been completed, and they felt presenting the album through a poor-quality stereo PA system was insufficient.[115] Melody Maker's Roy Hollingworth described side one as "utterly confused ... [and] difficult to follow", but praised side two, writing: "The songs, the sounds ... [and] the rhythms were solid ... [the] saxophone hit the air, the band rocked and rolled".[116] Rolling Stone's Loyd Grossman described it as "a fine album with a textural and conceptual richness that not only invites, but demands involvement."[117]
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Throughout March 1973, The Dark Side of the Moon featured as part of Pink Floyd's US tour.[118] The album is one of the most commercially successful rock albums of all time; a US number 1, it remained on the Billboard chart for more than fourteen years, selling more than 45 million copies worldwide.[119] In Britain, the album peaked at number 2, spending 364 weeks on the UK chart.[50] The Dark Side of the Moon is the world's third best-selling album, and the twenty-first best-selling album of all time in the US.[120] [121] The success of the album brought enormous wealth to the members of Pink Floyd. Waters and Wright bought large country houses while Mason became a collector of expensive cars.[122] Disenchanted with their US record company, Capitol Records, Pink Floyd and O'Rourke negotiated a new contract with Columbia Records, who gave them a reported advance of $1,000,000 (US$5,184,211 in 2019 dollars)[123]. In Europe, they continued to be represented by Harvest Records.[124]
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After a tour of the UK performing Dark Side, Pink Floyd returned to the studio in January 1975 and began work on their ninth studio album, Wish You Were Here.[125] Parsons declined an offer to continue working with them, becoming successful in his own right with the Alan Parsons Project, and so the band turned to Brian Humphries.[126] Initially, they found it difficult to compose new material; the success of The Dark Side of the Moon had left Pink Floyd physically and emotionally drained. Wright later described these early sessions as "falling within a difficult period" and Waters found them "tortuous".[127] Gilmour was more interested in improving the band's existing material. Mason's failing marriage left him in a general malaise and with a sense of apathy, both of which interfered with his drumming.[127]
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Despite the lack of creative direction, Waters began to visualise a new concept after several weeks.[127] During 1974, Pink Floyd had sketched out three original compositions and had performed them at a series of concerts in Europe.[128] These compositions became the starting point for a new album whose opening four-note guitar phrase, composed purely by chance by Gilmour, reminded Waters of Barrett.[129] The songs provided a fitting summary of the rise and fall of their former bandmate.[130] Waters commented: "Because I wanted to get as close as possible to what I felt ... [that] indefinable, inevitable melancholy about the disappearance of Syd."[131]
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While Pink Floyd were working on the album, Barrett made an impromptu visit to the studio. Thorgerson recalled that he "sat round and talked for a bit, but he wasn't really there".[132] He had changed significantly in appearance, so much so that the band did not initially recognise him. Waters was reportedly deeply upset by the experience.[133][nb 24] Most of Wish You Were Here premiered on 5 July 1975, at an open-air music festival at Knebworth. Released in September, it reached number one in both the UK and the US.[135]
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In 1975, Pink Floyd bought a three-storey group of church halls at 35 Britannia Row in Islington and began converting them into a recording studio and storage space.[136] In 1976, they recorded their tenth album, Animals, in their newly finished 24-track studio.[137] The album concept originated with Waters, loosely based on George Orwell's political fable Animal Farm. The lyrics describe different classes of society as dogs, pigs, and sheep.[138][nb 25] Hipgnosis received credit for the packaging; however, Waters designed the final concept, choosing an image of the ageing Battersea Power Station, over which they superimposed an image of a pig.[140][nb 26]
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The division of royalties was a source of conflict between band members, who earned royalties on a per-song basis. Although Gilmour was largely responsible for "Dogs", which took up almost the entire first side of the album, he received less than Waters, who contributed the much shorter two-part "Pigs on the Wing".[143] Wright commented: "It was partly my fault because I didn't push my material ... but Dave did have something to offer, and only managed to get a couple of things on there."[144] Mason recalled: "Roger was in full flow with the ideas, but he was really keeping Dave down, and frustrating him deliberately."[144][nb 27] Gilmour, distracted by the birth of his first child, contributed little else toward the album. Similarly, neither Mason nor Wright contributed much toward Animals; Wright had marital problems, and his relationship with Waters was also suffering.[146] Animals was the first Pink Floyd album with no writing credit for Wright, who said: "This was when Roger really started to believe that he was the sole writer for the band ... that it was only because of him that [we] were still going ... when he started to develop his ego trips, the person he would have his conflicts with would be me."[146]
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Released in January 1977, Animals peaked on the UK chart at number two, and the US chart at number three.[147] NME described the album as "one of the most extreme, relentless, harrowing and downright iconoclastic hunks of music", and Melody Maker's Karl Dallas called it "[an] uncomfortable taste of reality in a medium that has become in recent years, increasingly soporific".[148]
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Pink Floyd performed much of Animals during their "In the Flesh" tour. It was their first experience playing large stadiums, whose size caused unease in the band.[149] Waters began arriving at each venue alone, departing immediately after the performance. On one occasion, Wright flew back to England, threatening to quit.[150] At the Montreal Olympic Stadium, a group of noisy and enthusiastic fans in the front row of the audience irritated Waters so much that he spat at one of them.[151][nb 28] The end of the tour marked a low point for Gilmour, who felt that the band achieved the success they had sought, with nothing left for them to accomplish.[152]
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In July 1978, amid a financial crisis caused by negligent investments, Waters presented two ideas for Pink Floyd's next album. The first was a 90-minute demo with the working title Bricks in the Wall; the other later became Waters' first solo album, The Pros and Cons of Hitch Hiking. Although both Mason and Gilmour were initially cautious, they chose the former.[153][nb 29] Bob Ezrin co-produced and wrote a forty-page script for the new album.[155] Ezrin based the story on the central figure of Pink—a gestalt character inspired by Waters' childhood experiences, the most notable of which was the death of his father in World War II. This first metaphorical brick led to more problems; Pink would become drug-addled and depressed by the music industry, eventually transforming into a megalomaniac, a development inspired partly by the decline of Syd Barrett. At the end of the album, the increasingly fascist audience would watch as Pink tore down the wall, once again becoming a regular and caring person.[156][nb 30]
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During the recording of The Wall, the band became dissatisfied with Wright's lack of contribution and fired him.[159] Gilmour said that Wright was dismissed as he "hadn't contributed anything of any value whatsoever to the album—he did very, very little".[160] According to Mason, Wright would sit in on the sessions "without doing anything, just 'being a producer'."[161] Waters said the band agreed that Wright would either have to "have a long battle" or agree to "leave quietly" after the album was finished; Wright accepted the ultimatum and left.[162][nb 31]
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The Wall was supported by Pink Floyd's first single since "Money", "Another Brick in the Wall (Part II)", which topped the charts in the US and the UK.[165] The Wall was released on 30 November 1979 and topped the Billboard chart in the US for 15 weeks, reaching number three in the UK.[166] It is number three on the RIAA's list of the all-time Top 100 albums, with 23 million certified units sold in the US.[167] The cover, with a stark brick wall and band name, was the first Pink Floyd album cover since The Piper at the Gates of Dawn not designed by Hipgnosis.[168]
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Gerald Scarfe produced a series of animations for the Wall tour. He also commissioned the construction of large inflatable puppets representing characters from the storyline, including the "Mother", the "Ex-wife" and the "Schoolmaster". Pink Floyd used the puppets during their performances.[169] Relationships within the band reached an all-time low; their four Winnebagos parked in a circle, the doors facing away from the centre. Waters used his own vehicle to arrive at the venue and stayed in different hotels from the rest of the band. Wright returned as a paid musician, making him the only band member to profit from the tour, which lost about $600,000 (US$1,687,335 in 2019 dollars[123]).[170]
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The Wall was adapted into a film, Pink Floyd – The Wall. The film was conceived as a combination of live concert footage and animated scenes; however, the concert footage proved impractical to film. Alan Parker agreed to direct and took a different approach. The animated sequences remained, but scenes were acted by actors with no dialogue. Waters was screentested, but quickly discarded and they asked Bob Geldof to accept the role of Pink. Geldof was initially dismissive, condemning The Wall's storyline as "bollocks".[171] Eventually won over by the prospect of participation in a significant film and receiving a large payment for his work, Geldof agreed.[172][nb 32] Screened at the Cannes Film Festival in May 1982, Pink Floyd – The Wall premièred in the UK in July 1982.[173][nb 33]
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In 1982, Waters suggested a project with the working title Spare Bricks, originally conceived as the soundtrack album for Pink Floyd – The Wall. With the onset of the Falklands War, Waters changed direction and began writing new material. He saw Margaret Thatcher's response to the invasion of the Falklands as jingoistic and unnecessary, and dedicated the album to his late father. Immediately arguments arose between Waters and Gilmour, who felt that the album should include all new material, rather than recycle songs passed over for The Wall. Waters felt that Gilmour had contributed little to the band's lyrical repertoire.[174] Michael Kamen, a contributor to the orchestral arrangements of The Wall, mediated between the two, also performing the role traditionally occupied by the then-absent Wright.[175][nb 34] The tension within the band grew. Waters and Gilmour worked independently; however, Gilmour began to feel the strain, sometimes barely maintaining his composure. After a final confrontation, Gilmour's name disappeared from the credit list, reflecting what Waters felt was his lack of songwriting contributions.[177][nb 35]
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Though Mason's musical contributions were minimal, he stayed busy recording sound effects for an experimental Holophonic system to be used on the album. With marital problems of his own, he remained a distant figure. Pink Floyd did not use Thorgerson for the cover design, Waters choosing to design the cover himself.[178][nb 36] Released in March 1983, The Final Cut went straight to number one in the UK and number six in the US.[179] Waters wrote all the lyrics, as well as all the music on the album.[180] Gilmour did not have any material ready for the album and asked Waters to delay the recording until he could write some songs, but Waters refused.[181] Gilmour later commented: "I'm certainly guilty at times of being lazy ... but he wasn't right about wanting to put some duff tracks on The Final Cut."[181][nb 37] Rolling Stone magazine gave the album five stars, with Kurt Loder calling it "a superlative achievement ... art rock's crowning masterpiece".[183][nb 38] Loder viewed The Final Cut as "essentially a Roger Waters solo album".[185]
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Gilmour recorded his second solo album, About Face, in 1984, and used it to express his feelings about a variety of topics, from the murder of John Lennon to his relationship with Waters. He later stated that he used the album to distance himself from Pink Floyd. Soon afterwards, Waters began touring his first solo album, The Pros and Cons of Hitch Hiking.[186] Wright formed Zee with Dave Harris and recorded Identity, which went almost unnoticed upon its release.[187][nb 39] Mason released his second solo album, Profiles, in August 1985.[188]
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Following the release of The Pros and Cons of Hitch Hiking, Waters publicly insisted that Pink Floyd would not reunite. He contacted O'Rourke to discuss settling future royalty payments. O'Rourke felt obliged to inform Mason and Gilmour, which angered Waters, who wanted to dismiss him as the band's manager. He terminated his management contract with O'Rourke and employed Peter Rudge to manage his affairs.[188][nb 40] Waters wrote to EMI and Columbia announcing he had left the band, and asked them to release him from his contractual obligations. Gilmour believed that Waters left to hasten the demise of Pink Floyd. Waters later stated that, by not making new albums, Pink Floyd would be in breach of contract—which would suggest that royalty payments would be suspended—and that the other band members had forced him from the group by threatening to sue him. He went to the High Court in an effort to dissolve the band and prevent the use of the Pink Floyd name, declaring Pink Floyd "a spent force creatively".[190]
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When Waters' lawyers discovered that the partnership had never been formally confirmed, Waters returned to the High Court in an attempt to obtain a veto over further use of the band's name. Gilmour responded with a press release affirming that Pink Floyd would continue to exist.[191] The sides reached an out-of-court agreement, finalised on Gilmour's houseboat the Astoria on Christmas Eve 1987.[192] In 2013, Waters said he regretted the lawsuit and had failed to appreciate that the Pink Floyd name had commercial value independent of the band members.[193]
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In 1986, Gilmour began recruiting musicians for what would become Pink Floyd's first album without Waters, A Momentary Lapse of Reason.[194][nb 41] There were legal obstacles to Wright's re-admittance to the band, but after a meeting in Hampstead, Pink Floyd invited Wright to participate in the coming sessions.[195] Gilmour later stated that Wright's presence "would make us stronger legally and musically", and Pink Floyd employed him as a musician with weekly earnings of $11,000.[196]
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Recording sessions began on Gilmour's houseboat, the Astoria, moored along the River Thames.[197][nb 42] The group found it difficult to work without Waters' creative direction;[199] to write lyrics, Gilmour worked with several songwriters, including Eric Stewart and Roger McGough, eventually choosing Anthony Moore.[200] Wright and Mason were out of practice; Gilmour said they had been "destroyed by Roger", and their contributions were minimal.[201]
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A Momentary Lapse of Reason was released in September 1987. Storm Thorgerson, whose creative input was absent from The Wall and The Final Cut, designed the album cover.[202] To drive home that Waters had left the band, they included a group photograph on the inside cover, the first since Meddle.[203][nb 43] The album went straight to number three in the UK and the US.[205] Waters commented: "I think it's facile, but a quite clever forgery ... The songs are poor in general ... [and] Gilmour's lyrics are third-rate."[206] Although Gilmour initially viewed the album as a return to the band's top form, Wright disagreed, stating: "Roger's criticisms are fair. It's not a band album at all."[207] Q magazine described the album as essentially a Gilmour solo album.[208]
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Waters attempted to subvert the Momentary Lapse of Reason tour by contacting promoters in the US and threatening to sue them if they used the Pink Floyd name. Gilmour and Mason funded the start-up costs with Mason using his Ferrari 250 GTO as collateral.[209] Early rehearsals for the upcoming tour were chaotic, with Mason and Wright entirely out of practice. Realising he had taken on too much work, Gilmour asked Ezrin to assist them. As Pink Floyd toured North America, Waters' Radio K.A.O.S. tour was on occasion, close by, though in much smaller venues than those hosting his former band's performances. Waters issued a writ for copyright fees for the band's use of the flying pig. Pink Floyd responded by attaching a large set of male genitalia to its underside to distinguish it from Waters' design.[210] The parties reached a legal agreement on 23 December; Mason and Gilmour retained the right to use the Pink Floyd name in perpetuity and Waters received exclusive rights to, among other things, The Wall.[211]
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For several years Pink Floyd had busied themselves with personal pursuits, such as filming and competing in the La Carrera Panamericana and recording a soundtrack for a film based on the event.[212][nb 44] In January 1993, they began working on a new album, The Division Bell, returning to Britannia Row Studios, where for several days, Gilmour, Mason and Wright worked collaboratively, improvising material. After about two weeks, the band had enough ideas to begin creating songs. Ezrin returned to co-produce the album and production moved to the Astoria, where from February to May 1993, they worked on about 25 ideas.[214]
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Contractually, Wright was not a member of the band, and said, "It came close to a point where I wasn't going to do the album."[215] However, he earned five co-writing credits, his first on a Pink Floyd album since 1975's Wish You Were Here.[215] Another songwriter credited on the album was Gilmour's future wife, Polly Samson. She helped him write several tracks, including "High Hopes", a collaborative arrangement which, though initially tense, "pulled the whole album together," according to Ezrin.[216] They hired Michael Kamen to arrange the album's orchestral parts; Dick Parry and Chris Thomas also returned.[217] Writer Douglas Adams provided the album title and Thorgerson the cover artwork.[218][nb 45] Thorgerson drew inspiration for the album cover from the Moai monoliths of Easter Island; two opposing faces forming an implied third face about which he commented: "the absent face—the ghost of Pink Floyd's past, Syd and Roger".[220] Eager to avoid competing against other album releases, as had happened with A Momentary Lapse, Pink Floyd set a deadline of April 1994, at which point they would resume touring.[221] The Division Bell reached number 1 in the UK and the US,[121] and spent 51 weeks on the UK chart.[50]
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Pink Floyd spent more than two weeks rehearsing in a hangar at Norton Air Force Base in San Bernardino, California, before opening on 29 March 1994, in Miami, with an almost identical road crew to that used for their Momentary Lapse of Reason tour.[222] They played a variety of Pink Floyd favourites, and later changed their setlist to include The Dark Side of the Moon in its entirety.[223][nb 46] The tour, Pink Floyd's last, ended on 29 October 1994.[224][nb 47]
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On 2 July 2005, Waters, Gilmour, Mason and Wright performed together as Pink Floyd for the first time in more than 24 years, at the Live 8 concert in Hyde Park, London.[226] The reunion was arranged by Live 8 organiser Bob Geldof; after Gilmour declined the offer, Geldof asked Mason, who contacted Waters. About two weeks later, Waters called Gilmour, their first conversation in two years, and the next day Gilmour agreed. In a statement to the press, the band stressed the unimportance of their problems in the context of the Live 8 event.[115]
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They planned their setlist at the Connaught Hotel in London, followed by three days of rehearsals at Black Island Studios.[115] The sessions were problematic, with disagreements over the style and pace of the songs they were practising; the running order was decided on the eve of the event.[227] At the beginning of their performance of "Wish You Were Here", Waters told the audience: "[It is] quite emotional, standing up here with these three guys after all these years, standing to be counted with the rest of you ... we're doing this for everyone who's not here, and particularly of course for Syd."[228] At the end, Gilmour thanked the audience and started to walk off the stage. Waters called him back, and the band shared a group hug. Images of the hug were a favourite among Sunday newspapers after Live 8.[229][nb 48] Waters said of their almost 20 years of animosity: "I don't think any of us came out of the years from 1985 with any credit ... It was a bad, negative time, and I regret my part in that negativity."[231]
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Though Pink Floyd turned down a contract worth £136 million for a final tour, Waters did not rule out more performances, suggesting it ought to be for a charity event only.[229] However, Gilmour told the Associated Press that a reunion would not happen: "The [Live 8] rehearsals convinced me [that] it wasn't something I wanted to be doing a lot of ... There have been all sorts of farewell moments in people's lives and careers which they have then rescinded, but I think I can fairly categorically say that there won't be a tour or an album again that I take part in. It isn't to do with animosity or anything like that. It's just ... I've been there, I've done it."[232] In February 2006, Gilmour was interviewed for the Italian newspaper La Repubblica, which declared: "Patience for fans in mourning. The news is official. Pink Floyd the brand is dissolved, finished, definitely deceased."[233] Asked about the future of Pink Floyd, Gilmour responded: "It's over ... I've had enough. I'm 60 years old ... it is much more comfortable to work on my own."[233] Gilmour and Waters repeatedly said that they had no plans to reunite.[234][nb 49]
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Barrett died on 7 July 2006, at his home in Cambridge, aged 60.[236] His funeral was held at Cambridge Crematorium on 18 July 2006; no Pink Floyd members attended. Wright said: "The band are very naturally upset and sad to hear of Syd Barrett's death. Syd was the guiding light of the early band line-up and leaves a legacy which continues to inspire."[236] Although Barrett had faded into obscurity over the decades, the national press praised him for his contributions to music.[237][nb 50] On 10 May 2007, Waters, Gilmour, Wright and Mason performed at the Barrett tribute concert "Madcap's Last Laugh" at the Barbican Centre in London. Gilmour, Wright and Mason performed the Barrett compositions "Bike" and "Arnold Layne", and Waters performed a solo version of his song "Flickering Flame".[239]
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Wright died of an undisclosed form of cancer on 15 September 2008, aged 65.[240] His former bandmates paid tributes to his life and work; Gilmour said: "In the welter of arguments about who or what was Pink Floyd, Rick's enormous input was frequently forgotten. He was gentle, unassuming and private but his soulful voice and playing were vital, magical components of our most recognised Pink Floyd sound."[241] A week after Wright's death, Gilmour performed "Remember a Day" from A Saucerful of Secrets, written and originally sung by Wright, in tribute to him on BBC Two's Later... with Jools Holland.[242] Keyboardist Keith Emerson released a statement praising Wright as the "backbone" of Pink Floyd.[243]
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On 10 July 2010, Waters and Gilmour performed together at a charity event for the Hoping Foundation. The event, which raised money for Palestinian children, took place at Kiddington Hall in Oxfordshire, England, with an audience of approximately 200.[244] In return for Waters' appearance at the event, Gilmour performed "Comfortably Numb" at Waters' performance of The Wall[245][nb 51] at the London O2 Arena on 12 May 2011, singing the choruses and playing the two guitar solos. Mason also joined, playing tambourine for "Outside the Wall" with Gilmour on mandolin.[nb 52]
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On 26 September 2011, Pink Floyd and EMI launched an exhaustive re-release campaign under the title Why Pink Floyd ... ?, reissuing the back catalogue in newly remastered versions, including "Experience" and "Immersion" multi-disc multi-format editions. The albums were remastered by James Guthrie, co-producer of The Wall.[248] In November 2015, Pink Floyd released a limited edition EP, 1965: Their First Recordings, comprising six songs recorded prior to The Piper at the Gates of Dawn.[249]
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In 2012, Gilmour and Mason decided to revisit recordings made with Wright, mainly during the Division Bell sessions, to create a new Pink Floyd album. They recruited session musicians to help record new parts and "generally harness studio technology".[250] Waters was not involved.[251] Mason described the album as a tribute to Wright: "I think this record is a good way of recognising a lot of what he does and how his playing was at the heart of the Pink Floyd sound. Listening back to the sessions, it really brought home to me what a special player he was."[252]
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The Endless River was released on 7 November 2014, the second Pink Floyd album distributed by Parlophone following the release of the 20th anniversary editions of The Division Bell earlier in 2014.[253] Though it received mixed reviews,[254] it became the most pre-ordered album of all time on Amazon UK[255] and debuted at number one in several countries.[256][257] The vinyl edition was the fastest-selling UK vinyl release of 2014 and the fastest-selling since 1997.[258] Gilmour stated that The Endless River is Pink Floyd's last album, saying: "I think we have successfully commandeered the best of what there is ... It's a shame, but this is the end."[259] There was no supporting tour, as Gilmour felt it was impossible without Wright.[260][261] In August 2015, Gilmour reiterated that Pink Floyd were "done" and that to reunite without Wright "would just be wrong".[262]
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In November 2016, Pink Floyd released a boxset, The Early Years 1965–1972, comprising outtakes, live recordings, remixes, and films from their early career.[263] This was followed in December 2019 by The Later Years, compiling Pink Floyd's work after Waters' departure. The box set includes a remixed version of A Momentary Lapse of Reason with more contributions by Wright and Mason, and an expanded reissue of the live album Delicate Sound of Thunder.[264]
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In 2018, Mason formed a new band, Nick Mason's Saucerful of Secrets, to perform Pink Floyd's early material. The band includes Gary Kemp of Spandau Ballet and longtime Pink Floyd collaborator Guy Pratt.[265] They toured Europe in September 2018[266] and North America in 2019.[267] Waters joined the band at the Beacon Theatre in New York City to perform vocals for "Set the Controls for the Heart of the Sun".[268]
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Considered one of the UK's first psychedelic music groups, Pink Floyd began their career at the vanguard of London's underground music scene,[269][nb 53] appearing at UFO Club and Middle Earth (club). According to Rolling Stone: "By 1967, they had developed an unmistakably psychedelic sound, performing long, loud suitelike compositions that touched on hard rock, blues, country, folk, and electronic music."[272] Released in 1968, the song "Careful with That Axe, Eugene" helped galvanise their reputation as an art rock group.[80] Other genres attributed to the band are space rock,[273] experimental rock,[274] acid rock,[275][276][277] proto-prog,[278] experimental pop (while under Barrett),[279] psychedelic pop,[280] and psychedelic rock.[281] O'Neill Surber comments on the music of Pink Floyd:
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Rarely will you find Floyd dishing up catchy hooks, tunes short enough for air-play, or predictable three-chord blues progressions; and never will you find them spending much time on the usual pop album of romance, partying, or self-hype. Their sonic universe is expansive, intense, and challenging ... Where most other bands neatly fit the songs to the music, the two forming a sort of autonomous and seamless whole complete with memorable hooks, Pink Floyd tends to set lyrics within a broader soundscape that often seems to have a life of its own ... Pink Floyd employs extended, stand-alone instrumentals which are never mere vehicles for showing off virtuoso but are planned and integral parts of the performance.[282]
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During the late 1960s, the press labelled their music psychedelic pop,[1] progressive pop[283] and progressive rock.[284] In 1968, Wright commented on Pink Floyd's sonic reputation: "It's hard to see why we were cast as the first British psychedelic group. We never saw ourselves that way ... we realised that we were, after all, only playing for fun ... tied to no particular form of music, we could do whatever we wanted ... the emphasis ... [is] firmly on spontaneity and improvisation."[285] Waters gave a less enthusiastic assessment of the band's early sound: "There wasn't anything 'grand' about it. We were laughable. We were useless. We couldn't play at all so we had to do something stupid and 'experimental' ... Syd was a genius, but I wouldn't want to go back to playing "Interstellar Overdrive" for hours and hours."[286] Unconstrained by conventional pop formats, Pink Floyd were innovators of progressive rock during the 1970s and ambient music during the 1980s.[287]
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—Alan di Perna, in Guitar World, May 2006
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Rolling Stone critic Alan di Perna praised Gilmour's guitar work as integral to Pink Floyd's sound,[288] and described him as the most important guitarist of the 1970s, "the missing link between Hendrix and Van Halen".[289] Rolling Stone named him the 14th greatest guitarist of all time.[289] In 2006, Gilmour said of his technique: "[My] fingers make a distinctive sound ... [they] aren't very fast, but I think I am instantly recognisable ... The way I play melodies is connected to things like Hank Marvin and the Shadows."[290] Gilmour's ability to use fewer notes than most to express himself without sacrificing strength or beauty drew a favourable comparison to jazz trumpeter Miles Davis.[291]
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In 2006, Guitar World writer Jimmy Brown described Gilmour's guitar style as "characterised by simple, huge-sounding riffs; gutsy, well-paced solos; and rich, ambient chordal textures."[291] According to Brown, Gilmour's solos on "Money", "Time" and "Comfortably Numb" "cut through the mix like a laser beam through fog."[291] Brown described the "Time" solo as "a masterpiece of phrasing and motivic development ... Gilmour paces himself throughout and builds upon his initial idea by leaping into the upper register with gut-wrenching one-and-one-half-step 'over bends', soulful triplet arpeggios and a typically impeccable bar vibrato."[292] Brown described Gilmour's phrasing as intuitive and perhaps his best asset as a lead guitarist. Gilmour explained how he achieved his signature tone: "I usually use a fuzz box, a delay and a bright EQ setting ... [to get] singing sustain ... you need to play loud—at or near the feedback threshold. It's just so much more fun to play ... when bent notes slice right through you like a razor blade."[291]
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Throughout their career, Pink Floyd experimented with their sound. Their second single, "See Emily Play" premiered at the Queen Elizabeth Hall in London, on 12 May 1967. During the performance, the group first used an early quadraphonic device called an Azimuth Co-ordinator.[293] The device enabled the controller, usually Wright, to manipulate the band's amplified sound, combined with recorded tapes, projecting the sounds 270 degrees around a venue, achieving a sonic swirling effect.[294] In 1972, they purchased a custom-built PA which featured an upgraded four-channel, 360-degree system.[295]
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Waters experimented with the VCS 3 synthesiser on Pink Floyd pieces such as "On the Run", "Welcome to the Machine", and "In the Flesh?".[296] He used a binson echorec 2 delay effect on his bass-guitar track for "One of These Days".[297]
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Pink Floyd used innovative sound effects and state of the art audio recording technology during the recording of The Final Cut. Mason's contributions to the album were almost entirely limited to work with the experimental Holophonic system, an audio processing technique used to simulate a three-dimensional effect. The system used a conventional stereo tape to produce an effect that seemed to move the sound around the listener's head when they were wearing headphones. The process enabled an engineer to simulate moving the sound to behind, above or beside the listener's ears.[298]
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Pink Floyd also composed several film scores, starting in 1968, with The Committee.[299] In 1969, they recorded the score for Barbet Schroeder's film More. The soundtrack proved beneficial: not only did it pay well but, along with A Saucerful of Secrets, the material they created became part of their live shows for some time thereafter.[300] While composing the soundtrack for director Michelangelo Antonioni's film Zabriskie Point, the band stayed at a luxury hotel in Rome for almost a month. Waters claimed that, without Antonioni's constant changes to the music, they would have completed the work in less than a week. Eventually he used only three of their recordings. One of the pieces turned down by Antonioni, called "The Violent Sequence", later became "Us and Them", included on 1973's The Dark Side of the Moon.[301] In 1971, the band again worked with Schroeder on the film La Vallée, for which they released a soundtrack album called Obscured by Clouds. They composed the material in about a week at the Château d'Hérouville near Paris, and upon its release, it became Pink Floyd's first album to break into the top 50 on the US Billboard chart.[302]
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Regarded as pioneers of live music performance and renowned for their lavish stage shows, Pink Floyd also set high standards in sound quality, making use of innovative sound effects and quadraphonic speaker systems.[303] From their earliest days, they employed visual effects to accompany their psychedelic music while performing at venues such as the UFO Club in London.[34] Their slide-and-light show was one of the first in British rock, and it helped them become popular among London's underground.[272]
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To celebrate the launch of the London Free School's magazine International Times in 1966, they performed in front of 2,000 people at the opening of the Roundhouse, attended by celebrities including Paul McCartney and Marianne Faithfull.[304] In mid-1966, road manager Peter Wynne-Willson joined their road crew, and updated the band's lighting rig with some innovative ideas including the use of polarisers, mirrors and stretched condoms.[305] After their record deal with EMI, Pink Floyd purchased a Ford Transit van, then considered extravagant band transportation.[306] On 29 April 1967, they headlined an all-night event called The 14 Hour Technicolour Dream at the Alexandra Palace, London. Pink Floyd arrived at the festival at around three o'clock in the morning after a long journey by van and ferry from the Netherlands, taking the stage just as the sun was beginning to rise.[307][nb 54] In July 1969, precipitated by their space-related music and lyrics, they took part in the live BBC television coverage of the Apollo 11 moon landing, performing an instrumental piece which they called "Moonhead".[309]
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In November 1974, they employed for the first time the large circular screen that would become a staple of their live shows.[310] In 1977, they employed the use of a large inflatable floating pig named "Algie". Filled with helium and propane, Algie, while floating above the audience, would explode with a loud noise during the In the Flesh Tour.[311] The behaviour of the audience during the tour, as well as the large size of the venues, proved a strong influence on their concept album The Wall. The subsequent The Wall Tour featured a 40 feet (12 m) high wall, built from cardboard bricks, constructed between the band and the audience. They projected animations onto the wall, while gaps allowed the audience to view various scenes from the story. They commissioned the creation of several giant inflatables to represent characters from the story.[312] One striking feature of the tour was the performance of "Comfortably Numb". While Waters sang his opening verse, in darkness, Gilmour waited for his cue on top of the wall. When it came, bright blue and white lights would suddenly reveal him. Gilmour stood on a flightcase on castors, an insecure setup supported from behind by a technician. A large hydraulic platform supported both Gilmour and the tech.[313]
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During the Division Bell Tour, an unknown person using the name Publius posted a message on an internet newsgroup inviting fans to solve a riddle supposedly concealed in the new album. White lights in front of the stage at the Pink Floyd concert in East Rutherford spelled out the words Enigma Publius. During a televised concert at Earls Court on 20 October 1994, someone projected the word "enigma" in large letters on to the backdrop of the stage. Mason later acknowledged that their record company had instigated the Publius Enigma mystery, rather than the band.[223]
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Marked by Waters' philosophical lyrics, Rolling Stone described Pink Floyd as "purveyors of a distinctively dark vision".[275] Author Jere O'Neill Surber wrote: "their interests are truth and illusion, life and death, time and space, causality and chance, compassion and indifference."[314] Waters identified empathy as a central theme in the lyrics of Pink Floyd.[315] Author George Reisch described Meddle's psychedelic opus, "Echoes", as "built around the core idea of genuine communication, sympathy, and collaboration with others."[316] Despite having been labelled "the gloomiest man in rock", author Deena Weinstein described Waters as an existentialist, dismissing the unfavourable moniker as the result of misinterpretation by music critics.[317]
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Waters' lyrics to Wish You Were Here's "Have a Cigar" deal with a perceived lack of sincerity on the part of music industry representatives.[318] The song illustrates a dysfunctional dynamic between the band and a record label executive who congratulates the group on their current sales success, implying that they are on the same team while revealing that he erroneously believes "Pink" is the name of one of the band members.[319] According to author David Detmer, the album's lyrics deal with the "dehumanising aspects of the world of commerce", a situation the artist must endure to reach their audience.[320]
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Absence as a lyrical theme is common in the music of Pink Floyd. Examples include the absence of Barrett after 1968, and that of Waters' father, who died during the Second World War. Waters' lyrics also explored unrealised political goals and unsuccessful endeavours. Their film score, Obscured by Clouds, dealt with the loss of youthful exuberance that sometimes comes with ageing.[321] Longtime Pink Floyd album cover designer, Storm Thorgerson, described the lyrics of Wish You Were Here: "The idea of presence withheld, of the ways that people pretend to be present while their minds are really elsewhere, and the devices and motivations employed psychologically by people to suppress the full force of their presence, eventually boiled down to a single theme, absence: The absence of a person, the absence of a feeling."[322][nb 55] Waters commented: "it's about none of us really being there ... [it] should have been called Wish We Were Here".[323]
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O'Neill Surber explored the lyrics of Pink Floyd and declared the issue of non-being a common theme in their music.[314][nb 56] Waters invoked non-being or non-existence in The Wall, with the lyrics to "Comfortably Numb": "I caught a fleeting glimpse, out of the corner of my eye. I turned to look, but it was gone, I cannot put my finger on it now, the child is grown, the dream is gone."[321] Barrett referred to non-being in his final contribution to the band's catalogue, "Jugband Blues": "I'm most obliged to you for making it clear that I'm not here."[321]
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Author Patrick Croskery described Animals as a unique blend of the "powerful sounds and suggestive themes" of Dark Side with The Wall's portrayal of artistic alienation.[325] He drew a parallel between the album's political themes and that of Orwell's Animal Farm.[325] Animals begins with a thought experiment, which asks: "If you didn't care what happened to me. And I didn't care for you", then develops a beast fable based on anthropomorphised characters using music to reflect the individual states of mind of each. The lyrics ultimately paint a picture of dystopia, the inevitable result of a world devoid of empathy and compassion, answering the question posed in the opening lines.[326]
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The album's characters include the "Dogs", representing fervent capitalists, the "Pigs", symbolising political corruption, and the "Sheep", who represent the exploited.[327] Croskery described the "Sheep" as being in a "state of delusion created by a misleading cultural identity", a false consciousness.[328] The "Dog", in his tireless pursuit of self-interest and success, ends up depressed and alone with no one to trust, utterly lacking emotional satisfaction after a life of exploitation.[329] Waters used Mary Whitehouse as an example of a "Pig"; being someone who in his estimation, used the power of the government to impose her values on society.[330] At the album's conclusion, Waters returns to empathy with the lyrical statement: "You know that I care what happens to you. And I know that you care for me too."[331] However, he also acknowledges that the "Pigs" are a continuing threat and reveals that he is a "Dog" who requires shelter, suggesting the need for a balance between state, commerce and community, versus an ongoing battle between them.[332]
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—Waters, quoted in Harris, 2005
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O'Neill Surber compared the lyrics of Dark Side of the Moon's "Brain Damage" with Karl Marx's theory of self-alienation; "there's someone in my head, but it's not me."[334][nb 57] The lyrics to Wish You Were Here's "Welcome to the Machine" suggest what Marx called the alienation of the thing; the song's protagonist preoccupied with material possessions to the point that he becomes estranged from himself and others.[334] Allusions to the alienation of man's species being can be found in Animals; the "Dog" reduced to living instinctively as a non-human.[335] The "Dogs" become alienated from themselves to the extent that they justify their lack of integrity as a "necessary and defensible" position in "a cutthroat world with no room for empathy or moral principle" wrote Detmer.[336] Alienation from others is a consistent theme in the lyrics of Pink Floyd, and it is a core element of The Wall.[334]
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War, viewed as the most severe consequence of the manifestation of alienation from others, is also a core element of The Wall, and a recurring theme in the band's music.[337] Waters' father died in combat during the Second World War, and his lyrics often alluded to the cost of war, including those from "Corporal Clegg" (1968), "Free Four" (1972), "Us and Them" (1973), "When the Tigers Broke Free" and "The Fletcher Memorial Home" from The Final Cut (1983), an album dedicated to his late father and subtitled A Requiem for the Postwar Dream.[338] The themes and composition of The Wall express Waters' upbringing in an English society depleted of men after the Second World War, a condition that negatively affected his personal relationships with women.[339]
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Waters' lyrics to The Dark Side of the Moon dealt with the pressures of modern life and how those pressures can sometimes cause insanity.[340] He viewed the album's explication of mental illness as illuminating a universal condition.[341] However, Waters also wanted the album to communicate positivity, calling it "an exhortation ... to embrace the positive and reject the negative."[342] Reisch described The Wall as "less about the experience of madness than the habits, institutions, and social structures that create or cause madness."[343] The Wall's protagonist, Pink, is unable to deal with the circumstances of his life, and overcome by feelings of guilt, slowly closes himself off from the outside world inside a barrier of his own making. After he completes his estrangement from the world, Pink realises that he is "crazy, over the rainbow".[344] He then considers the possibility that his condition may be his own fault: "have I been guilty all this time?"[344] Realising his greatest fear, Pink believes that he has let everyone down, his overbearing mother wisely choosing to smother him, the teachers rightly criticising his poetic aspirations, and his wife justified in leaving him. He then stands trial for "showing feelings of an almost human nature", further exacerbating his alienation of species being.[345] As with the writings of philosopher Michel Foucault, Waters' lyrics suggest Pink's insanity is a product of modern life, the elements of which, "custom, codependancies, and psychopathologies", contribute to his angst, according to Reisch.[346]
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Pink Floyd are one of the most commercially successful and influential rock bands of all time.[347] They have sold more than 250 million records worldwide, including 75 million certified units in the United States, and 37.9 million albums sold in the US since 1993.[348] The Sunday Times Rich List, Music Millionaires 2013 (UK), ranked Waters at number 12 with an estimated fortune of £150 million, Gilmour at number 27 with £85 million and Mason at number 37 with £50 million.[349]
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In 2004, MSNBC ranked Pink Floyd number 8 on their list of "The 10 Best Rock Bands Ever".[350] In the same year, Q named Pink Floyd as the biggest band of all time according to "a points system that measured sales of their biggest album, the scale of their biggest headlining show and the total number of weeks spent on the UK album chart".[351] Rolling Stone ranked them number 51 on their list of "The 100 Greatest Artists of All Time".[352] VH1 ranked them number 18 in the list of the "100 Greatest Artists of All Time".[353] Colin Larkin ranked Pink Floyd number 3 in his list of the 'Top 50 Artists of All Time', a ranking based on the cumulative votes for each artist's albums included in his All Time Top 1000 Albums.[354] In 2008, the head rock and pop critic of The Guardian, Alexis Petridis, wrote that the band occupy a unique place in progressive rock, stating, "Thirty years on, prog is still persona non grata [...] Only Pink Floyd—never really a prog band, their penchant for long songs and 'concepts' notwithstanding—are permitted into the 100 best album lists."[355]
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Pink Floyd have won several awards. In 1981 audio engineer James Guthrie won the Grammy Award for "Best Engineered Non-Classical Album" for The Wall, and Roger Waters won the British Academy of Film and Television Arts award for "Best Original Song Written for a Film" in 1983 for "Another Brick in the Wall" from The Wall film.[356] In 1995, Pink Floyd won the Grammy for "Best Rock Instrumental Performance" for "Marooned".[357] In 2008, King Carl XVI Gustaf of Sweden presented Pink Floyd with the Polar Music Prize for their contribution to modern music; Waters and Mason attended the ceremony and accepted the award.[358] They were inducted into the Rock and Roll Hall of Fame in 1996, the UK Music Hall of Fame in 2005, and the Hit Parade Hall of Fame in 2010.[359]
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Pink Floyd have influenced numerous artists. David Bowie called Barrett a significant inspiration, and The Edge of U2 bought his first delay pedal after hearing the opening guitar chords to "Dogs" from Animals.[360] Other bands and artists who cite them as an influence include Queen, Radiohead, Steven Wilson, Marillion, Queensrÿche, Nine Inch Nails, the Orb and the Smashing Pumpkins.[361] Pink Floyd were an influence on the neo-progressive rock subgenre which emerged in the 1980s.[362] The English rock band Mostly Autumn "fuse the music of Genesis and Pink Floyd" in their sound.[363]
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Pink Floyd were admirers of the Monty Python comedy group, and helped finance their 1975 film Monty Python and the Holy Grail.[364] In 2016, Pink Floyd became the second band (after the Beatles) to feature on a series of UK postage stamps issued by the Royal Mail.[365] In May 2017, to mark the 50th anniversary of Pink Floyd's first single, an audio-visual exhibition, Their Mortal Remains, opened at the Victoria and Albert Museum in London.[366] The exhibition featured analysis of cover art, conceptual props from the stage shows, and photographs from Mason's personal archive.[367][368] It was extended for two weeks beyond its planned closing date of 1 October.[369]
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Books
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Documentaries
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1 |
+
|
2 |
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|
3 |
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|
4 |
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|
5 |
+
The number π (/paɪ/) is a mathematical constant. It is defined as the ratio of a circle's circumference to its diameter, and it also has various equivalent definitions. It appears in many formulas in all areas of mathematics and physics. It is approximately equal to 3.14159. It has been represented by the Greek letter "π" since the mid-18th century, and is spelled out as "pi". It is also referred to as Archimedes' constant.
|
6 |
+
|
7 |
+
Being an irrational number, π cannot be expressed as a common fraction, although fractions such as 22/7 are commonly used to approximate it. Equivalently its decimal representation never ends and never settles into a permanently repeating pattern. Its decimal (or other base) digits appear to be randomly distributed, and are conjectured to satisfy a specific kind of statistical randomness. It is known that π is a transcendental number: it is not the root of any polynomial with rational coefficients. The transcendence of π implies that it is impossible to solve the ancient challenge of squaring the circle with a compass and straightedge.
|
8 |
+
|
9 |
+
Ancient civilizations, including the Egyptians and Babylonians, required fairly accurate approximations to π for practical computations. Around 250 BC the Greek mathematician Archimedes created an algorithm to approximate π with arbitrary accuracy. In the 5th century AD, Chinese mathematics approximated π to seven digits, while Indian mathematics made a five-digit approximation, both using geometrical techniques. The first exact formula for π, based on infinite series, was discovered a millennium later, when in the 14th century the Madhava–Leibniz series was discovered in Indian mathematics.[1][2] The invention of calculus soon led to the calculation of hundreds of digits of π, enough for all practical scientific computations. Nevertheless, in the 20th and 21st centuries, mathematicians and computer scientists have pursued new approaches that, when combined with increasing computational power, extended the decimal representation of π to many trillions of digits.[3][4] The primary motivation for these computations is as a test case to develop efficient algorithms to calculate numeric series, as well as the quest to break records.[5][6] The extensive calculations involved have also been used to test supercomputers and high-precision multiplication algorithms.
|
10 |
+
|
11 |
+
Because its most elementary definition relates to the circle, π is found in many formulae in trigonometry and geometry, especially those concerning circles, ellipses, and spheres. In more modern mathematical analysis, the number is instead defined using the spectral properties of the real number system, as an eigenvalue or a period, without any reference to geometry. It appears therefore in areas of mathematics and the sciences having little to do with the geometry of circles, such as number theory and statistics, as well as in almost all areas of physics. The ubiquity of π makes it one of the most widely known mathematical constants both inside and outside the scientific community. Several books devoted to π have been published, and record-setting calculations of the digits of π often result in news headlines. Adepts have succeeded in memorizing the value of π to over 70,000 digits.
|
12 |
+
|
13 |
+
The symbol used by mathematicians to represent the ratio of a circle's circumference to its diameter is the lowercase Greek letter π, sometimes spelled out as pi, and derived from the first letter of the Greek word perimetros, meaning circumference.[7] In English, π is pronounced as "pie" (/paɪ/ PY).[8] In mathematical use, the lowercase letter π is distinguished from its capitalized and enlarged counterpart ∏, which denotes a product of a sequence, analogous to how ∑ denotes summation.
|
14 |
+
|
15 |
+
The choice of the symbol π is discussed in the section Adoption of the symbol π.
|
16 |
+
|
17 |
+
π is commonly defined as the ratio of a circle's circumference C to its diameter d:[9]
|
18 |
+
|
19 |
+
The ratio C/d is constant, regardless of the circle's size. For example, if a circle has twice the diameter of another circle it will also have twice the circumference, preserving the ratio C/d. This definition of π implicitly makes use of flat (Euclidean) geometry; although the notion of a circle can be extended to any curved (non-Euclidean) geometry, these new circles will no longer satisfy the formula π = C/d.[9]
|
20 |
+
|
21 |
+
Here, the circumference of a circle is the arc length around the perimeter of the circle, a quantity which can be formally defined independently of geometry using limits, a concept in calculus.[10] For example, one may directly compute the arc length of the top half of the unit circle, given in Cartesian coordinates by the equation x2 + y2 = 1, as the integral:[11]
|
22 |
+
|
23 |
+
An integral such as this was adopted as the definition of π by Karl Weierstrass, who defined it directly as an integral in 1841.[a]
|
24 |
+
|
25 |
+
Definitions of π such as these that rely on concepts of the integral calculus are no longer common in the literature. Remmert 2012, Ch. 5 explains that this is because in many modern treatments of calculus, differential calculus typically precedes integral calculus in the university curriculum, so it is desirable to have a definition of π that does not rely on the latter. One such definition, due to Richard Baltzer,[12] and popularized by Edmund Landau,[13] is the following: π is twice the smallest positive number at which the cosine function equals 0.[9][11][14] The cosine can be defined independently of geometry as a power series,[15] or as the solution of a differential equation.[14]
|
26 |
+
|
27 |
+
In a similar spirit, π can be defined instead using properties of the complex exponential, exp z, of a complex variable z. Like the cosine, the complex exponential can be defined in one of several ways. The set of complex numbers at which exp z is equal to one is then an (imaginary) arithmetic progression of the form:
|
28 |
+
|
29 |
+
and there is a unique positive real number π with this property.[11][16]
|
30 |
+
A more abstract variation on the same idea, making use of sophisticated mathematical concepts of topology and algebra, is the following theorem:[17] there is a unique (up to automorphism) continuous isomorphism from the group R/Z of real numbers under addition modulo integers (the circle group) onto the multiplicative group of complex numbers of absolute value one. The number π is then defined as half the magnitude of the derivative of this homomorphism.[18]
|
31 |
+
|
32 |
+
A circle encloses the largest area that can be attained within a given perimeter. Thus the number π is also characterized as the best constant in the isoperimetric inequality (times one-fourth). There are many other, closely related, ways in which π appears as an eigenvalue of some geometrical or physical process; see below.
|
33 |
+
|
34 |
+
π is an irrational number, meaning that it cannot be written as the ratio of two integers. Fractions such as 22/7 and 355/113 are commonly used to approximate π, but no common fraction (ratio of whole numbers) can be its exact value.[19] Because π is irrational, it has an infinite number of digits in its decimal representation, and it does not settle into an infinitely repeating pattern of digits. There are several proofs that π is irrational; they generally require calculus and rely on the reductio ad absurdum technique. The degree to which π can be approximated by rational numbers (called the irrationality measure) is not precisely known; estimates have established that the irrationality measure is larger than the measure of e or ln 2 but smaller than the measure of Liouville numbers.[20]
|
35 |
+
|
36 |
+
The digits of π have no apparent pattern and have passed tests for statistical randomness, including tests for normality; a number of infinite length is called normal when all possible sequences of digits (of any given length) appear equally often.[21] The conjecture that π is normal has not been proven or disproven.[21]
|
37 |
+
|
38 |
+
Since the advent of computers, a large number of digits of π have been available on which to perform statistical analysis. Yasumasa Kanada has performed detailed statistical analyses on the decimal digits of π and found them consistent with normality; for example, the frequencies of the ten digits 0 to 9 were subjected to statistical significance tests, and no evidence of a pattern was found.[22] Any random sequence of digits contains arbitrarily long subsequences that appear non-random, by the infinite monkey theorem. Thus, because the sequence of π's digits passes statistical tests for randomness, it contains some sequences of digits that may appear non-random, such as a sequence of six consecutive 9s that begins at the 762nd decimal place of the decimal representation of π.[23] This is also called the "Feynman point" in mathematical folklore, after Richard Feynman, although no connection to Feynman is known.
|
39 |
+
|
40 |
+
In addition to being irrational, more strongly π is a transcendental number, which means that it is not the solution of any non-constant polynomial equation with rational coefficients, such as x5/120 − x3/6 + x = 0.[24][b]
|
41 |
+
|
42 |
+
The transcendence of π has two important consequences: First, π cannot be expressed using any finite combination of rational numbers and square roots or n-th roots such as 3√31 or √10. Second, since no transcendental number can be constructed with compass and straightedge, it is not possible to "square the circle". In other words, it is impossible to construct, using compass and straightedge alone, a square whose area is exactly equal to the area of a given circle.[25] Squaring a circle was one of the important geometry problems of the classical antiquity.[26] Amateur mathematicians in modern times have sometimes attempted to square the circle and sometimes claim success despite the fact that it is mathematically impossible.[27]
|
43 |
+
|
44 |
+
Like all irrational numbers, π cannot be represented as a common fraction (also known as a simple or vulgar fraction), by the very definition of "irrational number" (that is, "not a rational number"). But every irrational number, including π, can be represented by an infinite series of nested fractions, called a continued fraction:
|
45 |
+
|
46 |
+
Truncating the continued fraction at any point yields a rational approximation for π; the first four of these are 3, 22/7, 333/106, and 355/113. These numbers are among the best-known and most widely used historical approximations of the constant. Each approximation generated in this way is a best rational approximation; that is, each is closer to π than any other fraction with the same or a smaller denominator.[28] Because π is known to be transcendental, it is by definition not algebraic and so cannot be a quadratic irrational. Therefore, π cannot have a periodic continued fraction. Although the simple continued fraction for π (shown above) also does not exhibit any other obvious pattern,[29] mathematicians have discovered several generalized continued fractions that do, such as:[30]
|
47 |
+
|
48 |
+
Some approximations of pi include:
|
49 |
+
|
50 |
+
Digits in other number systems
|
51 |
+
|
52 |
+
Any complex number, say z, can be expressed using a pair of real numbers. In the polar coordinate system, one number (radius or r) is used to represent z's distance from the origin of the complex plane and the other (angle or φ) to represent a counter-clockwise rotation from the positive real line as follows:[34]
|
53 |
+
|
54 |
+
where i is the imaginary unit satisfying i2 = −1. The frequent appearance of π in complex analysis can be related to the behaviour of the exponential function of a complex variable, described by Euler's formula:[35]
|
55 |
+
|
56 |
+
where the constant e is the base of the natural logarithm. This formula establishes a correspondence between imaginary powers of e and points on the unit circle centered at the origin of the complex plane. Setting φ = π in Euler's formula results in Euler's identity, celebrated by mathematicians because it contains the five most important mathematical constants:[35][36]
|
57 |
+
|
58 |
+
There are n different complex numbers z satisfying zn = 1, and these are called the "n-th roots of unity".[37] They are given by this formula:
|
59 |
+
|
60 |
+
The best-known approximations to π dating before the Common Era were accurate to two decimal places; this was improved upon in Chinese mathematics in particular by the mid-first millennium, to an accuracy of seven decimal places.
|
61 |
+
After this, no further progress was made until the late medieval period.
|
62 |
+
|
63 |
+
Based on the measurements of the Great Pyramid of Giza (c. 2560 BC) ,[c] some Egyptologists have claimed that the ancient Egyptians used an approximation of π as 22/7 from as early as the Old Kingdom.[38][39] This claim has met with scepticism.[40][41][42][43][44]
|
64 |
+
The earliest written approximations of π are found in Babylon and Egypt, both within one per cent of the true value. In Babylon, a clay tablet dated 1900–1600 BC has a geometrical statement that, by implication, treats π as 25/8 = 3.125.[45] In Egypt, the Rhind Papyrus, dated around 1650 BC but copied from a document dated to 1850 BC, has a formula for the area of a circle that treats π as (16/9)2 ≈ 3.16.[45]
|
65 |
+
|
66 |
+
Astronomical calculations in the Shatapatha Brahmana (ca. 4th century BC) use a fractional approximation of 339/108 ≈ 3.139 (an accuracy of 9×10−4).[46] Other Indian sources by about 150 BC treat π as √10 ≈ 3.1622.[47]
|
67 |
+
|
68 |
+
The first recorded algorithm for rigorously calculating the value of π was a geometrical approach using polygons, devised around 250 BC by the Greek mathematician Archimedes.[48] This polygonal algorithm dominated for over 1,000 years, and as a result π is sometimes referred to as "Archimedes' constant".[49] Archimedes computed upper and lower bounds of π by drawing a regular hexagon inside and outside a circle, and successively doubling the number of sides until he reached a 96-sided regular polygon. By calculating the perimeters of these polygons, he proved that 223/71 < π < 22/7 (that is 3.1408 < π < 3.1429).[50] Archimedes' upper bound of 22/7 may have led to a widespread popular belief that π is equal to 22/7.[51] Around 150 AD, Greek-Roman scientist Ptolemy, in his Almagest, gave a value for π of 3.1416, which he may have obtained from Archimedes or from Apollonius of Perga.[52][53] Mathematicians using polygonal algorithms reached 39 digits of π in 1630, a record only broken in 1699 when infinite series were used to reach 71 digits.[54]
|
69 |
+
|
70 |
+
In ancient China, values for π included 3.1547 (around 1 AD), √10 (100 AD, approximately 3.1623), and 142/45 (3rd century, approximately 3.1556).[55] Around 265 AD, the Wei Kingdom mathematician Liu Hui created a polygon-based iterative algorithm and used it with a 3,072-sided polygon to obtain a value of π of 3.1416.[56][57] Liu later invented a faster method of calculating π and obtained a value of 3.14 with a 96-sided polygon, by taking advantage of the fact that the differences in area of successive polygons form a geometric series with a factor of 4.[56] The Chinese mathematician Zu Chongzhi, around 480 AD, calculated that 3.1415926 < π < 3.1415927 and suggested the approximations π ≈ 355/113 = 3.14159292035... and π ≈ 22/7 = 3.142857142857..., which he termed the Milü (''close ratio") and Yuelü ("approximate ratio"), respectively, using Liu Hui's algorithm applied to a 12,288-sided polygon. With a correct value for its seven first decimal digits, this value of remained the most accurate approximation of π available for the next 800 years.[58]
|
71 |
+
|
72 |
+
The Indian astronomer Aryabhata used a value of 3.1416 in his Āryabhaṭīya (499 AD).[59] Fibonacci in c. 1220 computed 3.1418 using a polygonal method, independent of Archimedes.[60] Italian author Dante apparently employed the value 3+√2/10 ≈ 3.14142.[60]
|
73 |
+
|
74 |
+
The Persian astronomer Jamshīd al-Kāshī produced 9 sexagesimal digits, roughly the equivalent of 16 decimal digits, in 1424 using a polygon with 3×228 sides,[61][62] which stood as the world record for about 180 years.[63] French mathematician François Viète in 1579 achieved 9 digits with a polygon of 3×217 sides.[63] Flemish mathematician Adriaan van Roomen arrived at 15 decimal places in 1593.[63] In 1596, Dutch mathematician Ludolph van Ceulen reached 20 digits, a record he later increased to 35 digits (as a result, π was called the "Ludolphian number" in Germany until the early 20th century).[64] Dutch scientist Willebrord Snellius reached 34 digits in 1621,[65] and Austrian astronomer Christoph Grienberger arrived at 38 digits in 1630 using 1040 sides,[66] which remains the most accurate approximation manually achieved using polygonal algorithms.[65]
|
75 |
+
|
76 |
+
The calculation of π was revolutionized by the development of infinite series techniques in the 16th and 17th centuries. An infinite series is the sum of the terms of an infinite sequence.[67] Infinite series allowed mathematicians to compute π with much greater precision than Archimedes and others who used geometrical techniques.[67] Although infinite series were exploited for π most notably by European mathematicians such as James Gregory and Gottfried Wilhelm Leibniz, the approach was first discovered in India sometime between 1400 and 1500 AD.[68][69] The first written description of an infinite series that could be used to compute π was laid out in Sanskrit verse by Indian astronomer Nilakantha Somayaji in his Tantrasamgraha, around 1500 AD.[70] The series are presented without proof, but proofs are presented in a later Indian work, Yuktibhāṣā, from around 1530 AD. Nilakantha attributes the series to an earlier Indian mathematician, Madhava of Sangamagrama, who lived c. 1350 – c. 1425.[70] Several infinite series are described, including series for sine, tangent, and cosine, which are now referred to as the Madhava series or Gregory–Leibniz series.[70] Madhava used infinite series to estimate π to 11 digits around 1400, but that value was improved on around 1430 by the Persian mathematician Jamshīd al-Kāshī, using a polygonal algorithm.[71]
|
77 |
+
|
78 |
+
The first infinite sequence discovered in Europe was an infinite product (rather than an infinite sum, which are more typically used in π calculations) found by French mathematician François Viète in 1593:[73][74][75]
|
79 |
+
|
80 |
+
The second infinite sequence found in Europe, by John Wallis in 1655, was also an infinite product:[73]
|
81 |
+
|
82 |
+
The discovery of calculus, by English scientist Isaac Newton and German mathematician Gottfried Wilhelm Leibniz in the 1660s, led to the development of many infinite series for approximating π. Newton himself used an arcsin series to compute a 15 digit approximation of π in 1665 or 1666, later writing "I am ashamed to tell you to how many figures I carried these computations, having no other business at the time."[72]
|
83 |
+
|
84 |
+
In Europe, Madhava's formula was rediscovered by Scottish mathematician James Gregory in 1671, and by Leibniz in 1674:[76][77]
|
85 |
+
|
86 |
+
This formula, the Gregory–Leibniz series, equals π/4 when evaluated with z = 1.[77] In 1699, English mathematician Abraham Sharp used the Gregory–Leibniz series for
|
87 |
+
|
88 |
+
|
89 |
+
|
90 |
+
z
|
91 |
+
=
|
92 |
+
|
93 |
+
|
94 |
+
1
|
95 |
+
|
96 |
+
3
|
97 |
+
|
98 |
+
|
99 |
+
|
100 |
+
|
101 |
+
|
102 |
+
{\textstyle z={\frac {1}{\sqrt {3}}}}
|
103 |
+
|
104 |
+
to compute π to 71 digits, breaking the previous record of 39 digits, which was set with a polygonal algorithm.[78] The Gregory–Leibniz for
|
105 |
+
|
106 |
+
|
107 |
+
|
108 |
+
z
|
109 |
+
=
|
110 |
+
1
|
111 |
+
|
112 |
+
|
113 |
+
{\displaystyle z=1}
|
114 |
+
|
115 |
+
series is simple, but converges very slowly (that is, approaches the answer gradually), so it is not used in modern π calculations.[79]
|
116 |
+
|
117 |
+
In 1706 John Machin used the Gregory–Leibniz series to produce an algorithm that converged much faster:[80]
|
118 |
+
|
119 |
+
Machin reached 100 digits of π with this formula.[81] Other mathematicians created variants, now known as Machin-like formulae, that were used to set several successive records for calculating digits of π.[81] Machin-like formulae remained the best-known method for calculating π well into the age of computers, and were used to set records for 250 years, culminating in a 620-digit approximation in 1946 by Daniel Ferguson – the best approximation achieved without the aid of a calculating device.[82]
|
120 |
+
|
121 |
+
A record was set by the calculating prodigy Zacharias Dase, who in 1844 employed a Machin-like formula to calculate 200 decimals of π in his head at the behest of German mathematician Carl Friedrich Gauss.[83] British mathematician William Shanks famously took 15 years to calculate π to 707 digits, but made a mistake in the 528th digit, rendering all subsequent digits incorrect.[83]
|
122 |
+
|
123 |
+
Some infinite series for π converge faster than others. Given the choice of two infinite series for π, mathematicians will generally use the one that converges more rapidly because faster convergence reduces the amount of computation needed to calculate π to any given accuracy.[84] A simple infinite series for π is the Gregory–Leibniz series:[85]
|
124 |
+
|
125 |
+
As individual terms of this infinite series are added to the sum, the total gradually gets closer to π, and – with a sufficient number of terms – can get as close to π as desired. It converges quite slowly, though – after 500,000 terms, it produces only five correct decimal digits of π.[86]
|
126 |
+
|
127 |
+
An infinite series for π (published by Nilakantha in the 15th century) that converges more rapidly than the Gregory–Leibniz series is:{{sfn|Arndt|Haenel|2006|p=223|ps=: (formula 16.10). Note that (n − 1)n(n + 1) = n3 − n.[87]
|
128 |
+
|
129 |
+
The following table compares the convergence rates of these two series:
|
130 |
+
|
131 |
+
After five terms, the sum of the Gregory–Leibniz series is within 0.2 of the correct value of π, whereas the sum of Nilakantha's series is within 0.002 of the correct value of π. Nilakantha's series converges faster and is more useful for computing digits of π. Series that converge even faster include Machin's series and Chudnovsky's series, the latter producing 14 correct decimal digits per term.[84]
|
132 |
+
|
133 |
+
Not all mathematical advances relating to π were aimed at increasing the accuracy of approximations. When Euler solved the Basel problem in 1735, finding the exact value of the sum of the reciprocal squares, he established a connection between π and the prime numbers that later contributed to the development and study of the Riemann zeta function:[88]
|
134 |
+
|
135 |
+
Swiss scientist Johann Heinrich Lambert in 1761 proved that π is irrational, meaning it is not equal to the quotient of any two whole numbers.[19] Lambert's proof exploited a continued-fraction representation of the tangent function.[89] French mathematician Adrien-Marie Legendre proved in 1794 that π2 is also irrational. In 1882, German mathematician Ferdinand von Lindemann proved that π is transcendental, confirming a conjecture made by both Legendre and Euler.[90][91] Hardy and Wright states that "the proofs were afterwards modified and simplified by Hilbert, Hurwitz, and other writers".[92]
|
136 |
+
|
137 |
+
In the earliest usages, the Greek letter π was an abbreviation of the Greek word for periphery (περιφέρεια),[93] and was combined in ratios with δ (for diameter) or ρ (for radius) to form circle constants.[94][95][96] (Before then, mathematicians sometimes used letters such as c or p instead.[97]) The first recorded use is Oughtred's "
|
138 |
+
|
139 |
+
|
140 |
+
|
141 |
+
δ
|
142 |
+
.
|
143 |
+
π
|
144 |
+
|
145 |
+
|
146 |
+
{\displaystyle \delta .\pi }
|
147 |
+
|
148 |
+
", to express the ratio of periphery and diameter in the 1647 and later editions of Clavis Mathematicae.[98][97] Barrow likewise used "
|
149 |
+
|
150 |
+
|
151 |
+
|
152 |
+
|
153 |
+
|
154 |
+
π
|
155 |
+
δ
|
156 |
+
|
157 |
+
|
158 |
+
|
159 |
+
|
160 |
+
{\textstyle {\frac {\pi }{\delta }}}
|
161 |
+
|
162 |
+
" to represent the constant 3.14...,[99] while Gregory instead used "
|
163 |
+
|
164 |
+
|
165 |
+
|
166 |
+
|
167 |
+
|
168 |
+
π
|
169 |
+
ρ
|
170 |
+
|
171 |
+
|
172 |
+
|
173 |
+
|
174 |
+
{\textstyle {\frac {\pi }{\rho }}}
|
175 |
+
|
176 |
+
" to represent 6.28... .[100][95]
|
177 |
+
|
178 |
+
The earliest known use of the Greek letter π alone to represent the ratio of a circle's circumference to its diameter was by Welsh mathematician William Jones in his 1706 work Synopsis Palmariorum Matheseos; or, a New Introduction to the Mathematics.[101][102] The Greek letter first appears there in the phrase "1/2 Periphery (π)" in the discussion of a circle with radius one.[103] However, he writes that his equations for π are from the "ready pen of the truly ingenious Mr. John Machin", leading to speculation that Machin may have employed the Greek letter before Jones.[97] Jones' notation was not immediately adopted by other mathematicians, with the fraction notation still being used as late as 1767.[94][104]
|
179 |
+
|
180 |
+
Euler started using the single-letter form beginning with his 1727 Essay Explaining the Properties of Air, though he used π = 6.28..., the ratio of radius to periphery, in this and some later writing.[105][106] Euler first used π = 3.14... in his 1736 work Mechanica,[107] and continued in his widely-read 1748 work Introductio in analysin infinitorum (he wrote: "for the sake of brevity we will write this number as π; thus π is equal to half the circumference of a circle of radius 1").[108] Because Euler corresponded heavily with other mathematicians in Europe, the use of the Greek letter spread rapidly, and the practice was universally adopted thereafter in the Western world,[97] though the definition still varied between 3.14... and 6.28... as late as 1761.[109]
|
181 |
+
|
182 |
+
Iterate
|
183 |
+
|
184 |
+
Then an estimate for π is given by
|
185 |
+
|
186 |
+
The development of computers in the mid-20th century again revolutionized the hunt for digits of π. Mathematicians John Wrench and Levi Smith reached 1,120 digits in 1949 using a desk calculator.[110] Using an inverse tangent (arctan) infinite series, a team led by George Reitwiesner and John von Neumann that same year achieved 2,037 digits with a calculation that took 70 hours of computer time on the ENIAC computer.[111][112] The record, always relying on an arctan series, was broken repeatedly (7,480 digits in 1957; 10,000 digits in 1958; 100,000 digits in 1961) until 1 million digits were reached in 1973.[111]
|
187 |
+
|
188 |
+
Two additional developments around 1980 once again accelerated the ability to compute π. First, the discovery of new iterative algorithms for computing π, which were much faster than the infinite series; and second, the invention of fast multiplication algorithms that could multiply large numbers very rapidly.[113] Such algorithms are particularly important in modern π computations because most of the computer's time is devoted to multiplication.[114] They include the Karatsuba algorithm, Toom–Cook multiplication, and Fourier transform-based methods.[115]
|
189 |
+
|
190 |
+
The iterative algorithms were independently published in 1975–1976 by physicist Eugene Salamin and scientist Richard Brent.[116] These avoid reliance on infinite series. An iterative algorithm repeats a specific calculation, each iteration using the outputs from prior steps as its inputs, and produces a result in each step that converges to the desired value. The approach was actually invented over 160 years earlier by Carl Friedrich Gauss, in what is now termed the arithmetic–geometric mean method (AGM method) or Gauss–Legendre algorithm.[116] As modified by Salamin and Brent, it is also referred to as the Brent–Salamin algorithm.
|
191 |
+
|
192 |
+
The iterative algorithms were widely used after 1980 because they are faster than infinite series algorithms: whereas infinite series typically increase the number of correct digits additively in successive terms, iterative algorithms generally multiply the number of correct digits at each step. For example, the Brent-Salamin algorithm doubles the number of digits in each iteration. In 1984, brothers John and Peter Borwein produced an iterative algorithm that quadruples the number of digits in each step; and in 1987, one that increases the number of digits five times in each step.[117] Iterative methods were used by Japanese mathematician Yasumasa Kanada to set several records for computing π between 1995 and 2002.[118] This rapid convergence comes at a price: the iterative algorithms require significantly more memory than infinite series.[118]
|
193 |
+
|
194 |
+
For most numerical calculations involving π, a handful of digits provide sufficient precision. According to Jörg Arndt and Christoph Haenel, thirty-nine digits are sufficient to perform most cosmological calculations, because that is the accuracy necessary to calculate the circumference of the observable universe with a precision of one atom.[119] Accounting for additional digits needed to compensate for computational round-off errors, Arndt concludes that a few hundred digits would suffice for any scientific application. Despite this, people have worked strenuously to compute π to thousands and millions of digits.[120] This effort may be partly ascribed to the human compulsion to break records, and such achievements with π often make headlines around the world.[121][122] They also have practical benefits, such as testing supercomputers, testing numerical analysis algorithms (including high-precision multiplication algorithms); and within pure mathematics itself, providing data for evaluating the randomness of the digits of π.[123]
|
195 |
+
|
196 |
+
Modern π calculators do not use iterative algorithms exclusively. New infinite series were discovered in the 1980s and 1990s that are as fast as iterative algorithms, yet are simpler and less memory intensive.[118] The fast iterative algorithms were anticipated in 1914, when the Indian mathematician Srinivasa Ramanujan published dozens of innovative new formulae for π, remarkable for their elegance, mathematical depth, and rapid convergence.[124] One of his formulae, based on modular equations, is
|
197 |
+
|
198 |
+
This series converges much more rapidly than most arctan series, including Machin's formula.[125] Bill Gosper was the first to use it for advances in the calculation of π, setting a record of 17 million digits in 1985.[126] Ramanujan's formulae anticipated the modern algorithms developed by the Borwein brothers and the Chudnovsky brothers.[127] The Chudnovsky formula developed in 1987 is
|
199 |
+
|
200 |
+
It produces about 14 digits of π per term,[128] and has been used for several record-setting π calculations, including the first to surpass 1 billion (109) digits in 1989 by the Chudnovsky brothers, 2.7 trillion (2.7×1012) digits by Fabrice Bellard in 2009,[129] 10 trillion (1013) digits in 2011 by Alexander Yee and Shigeru Kondo,[130] and over 22 trillion digits in 2016 by Peter Trueb.[131][132] For similar formulas, see also the Ramanujan–Sato series.
|
201 |
+
|
202 |
+
In 2006, mathematician Simon Plouffe used the PSLQ integer relation algorithm[133] to generate several new formulas for π, conforming to the following template:
|
203 |
+
|
204 |
+
where q is eπ (Gelfond's constant), k is an odd number, and a, b, c are certain rational numbers that Plouffe computed.[134]
|
205 |
+
|
206 |
+
Monte Carlo methods, which evaluate the results of multiple random trials, can be used to create approximations of π.[135] Buffon's needle is one such technique: If a needle of length ℓ is dropped n times on a surface on which parallel lines are drawn t units apart, and if x of those times it comes to rest crossing a line (x > 0), then one may approximate π based on the counts:[136]
|
207 |
+
|
208 |
+
Another Monte Carlo method for computing π is to draw a circle inscribed in a square, and randomly place dots in the square. The ratio of dots inside the circle to the total number of dots will approximately equal π/4.[137]
|
209 |
+
|
210 |
+
Another way to calculate π using probability is to start with a random walk, generated by a sequence of (fair) coin tosses: independent random variables Xk such that Xk ∈ {−1,1} with equal probabilities. The associated random walk is
|
211 |
+
|
212 |
+
so that, for each n, Wn is drawn from a shifted and scaled binomial distribution. As n varies, Wn defines a (discrete) stochastic process. Then π can be calculated by[138]
|
213 |
+
|
214 |
+
This Monte Carlo method is independent of any relation to circles, and is a consequence of the central limit theorem, discussed below.
|
215 |
+
|
216 |
+
These Monte Carlo methods for approximating π are very slow compared to other methods, and do not provide any information on the exact number of digits that are obtained. Thus they are never used to approximate π when speed or accuracy is desired.[139]
|
217 |
+
|
218 |
+
Two algorithms were discovered in 1995 that opened up new avenues of research into π. They are called spigot algorithms because, like water dripping from a spigot, they produce single digits of π that are not reused after they are calculated.[140][141] This is in contrast to infinite series or iterative algorithms, which retain and use all intermediate digits until the final result is produced.[140]
|
219 |
+
|
220 |
+
Mathematicians Stan Wagon and Stanley Rabinowitz produced a simple spigot algorithm in 1995.[141][142][143] Its speed is comparable to arctan algorithms, but not as fast as iterative algorithms.[142]
|
221 |
+
|
222 |
+
Another spigot algorithm, the BBP digit extraction algorithm, was discovered in 1995 by Simon Plouffe:[144][145]
|
223 |
+
|
224 |
+
This formula, unlike others before it, can produce any individual hexadecimal digit of π without calculating all the preceding digits.[144] Individual binary digits may be extracted from individual hexadecimal digits, and octal digits can be extracted from one or two hexadecimal digits. Variations of the algorithm have been discovered, but no digit extraction algorithm has yet been found that rapidly produces decimal digits.[146] An important application of digit extraction algorithms is to validate new claims of record π computations: After a new record is claimed, the decimal result is converted to hexadecimal, and then a digit extraction algorithm is used to calculate several random hexadecimal digits near the end; if they match, this provides a measure of confidence that the entire computation is correct.[130]
|
225 |
+
|
226 |
+
Between 1998 and 2000, the distributed computing project PiHex used Bellard's formula (a modification of the BBP algorithm) to compute the quadrillionth (1015th) bit of π, which turned out to be 0.[147] In September 2010, a Yahoo! employee used the company's Hadoop application on one thousand computers over a 23-day period to compute 256 bits of π at the two-quadrillionth (2×1015th) bit, which also happens to be zero.[148]
|
227 |
+
|
228 |
+
Because π is closely related to the circle, it is found in many formulae from the fields of geometry and trigonometry, particularly those concerning circles, spheres, or ellipses. Other branches of science, such as statistics, physics, Fourier analysis, and number theory, also include π in some of their important formulae.
|
229 |
+
|
230 |
+
π appears in formulae for areas and volumes of geometrical shapes based on circles, such as ellipses, spheres, cones, and tori. Below are some of the more common formulae that involve π.[149]
|
231 |
+
|
232 |
+
The formulae above are special cases of the volume of the n-dimensional ball and the surface area of its boundary, the (n−1)-dimensional sphere, given below.
|
233 |
+
|
234 |
+
Definite integrals that describe circumference, area, or volume of shapes generated by circles typically have values that involve π. For example, an integral that specifies half the area of a circle of radius one is given by:[150]
|
235 |
+
|
236 |
+
In that integral the function √1 − x2 represents the top half of a circle (the square root is a consequence of the Pythagorean theorem), and the integral ∫1−1 computes the area between that half of a circle and the x axis.
|
237 |
+
|
238 |
+
The trigonometric functions rely on angles, and mathematicians generally use radians as units of measurement. π plays an important role in angles measured in radians, which are defined so that a complete circle spans an angle of 2π radians.[151] The angle measure of 180° is equal to π radians, and 1° = π/180 radians.[151]
|
239 |
+
|
240 |
+
Common trigonometric functions have periods that are multiples of π; for example, sine and cosine have period 2π,[152] so for any angle θ and any integer k,
|
241 |
+
|
242 |
+
Many of the appearances of π in the formulas of mathematics and the sciences have to do with its close relationship with geometry. However, π also appears in many natural situations having apparently nothing to do with geometry.
|
243 |
+
|
244 |
+
In many applications, it plays a distinguished role as an eigenvalue. For example, an idealized vibrating string can be modelled as the graph of a function f on the unit interval [0,1], with fixed ends f(0) = f(1) = 0. The modes of vibration of the string are solutions of the differential equation
|
245 |
+
|
246 |
+
|
247 |
+
|
248 |
+
|
249 |
+
f
|
250 |
+
″
|
251 |
+
|
252 |
+
(
|
253 |
+
x
|
254 |
+
)
|
255 |
+
+
|
256 |
+
λ
|
257 |
+
f
|
258 |
+
(
|
259 |
+
x
|
260 |
+
)
|
261 |
+
=
|
262 |
+
0
|
263 |
+
|
264 |
+
|
265 |
+
{\displaystyle f''(x)+\lambda f(x)=0}
|
266 |
+
|
267 |
+
, or
|
268 |
+
|
269 |
+
|
270 |
+
|
271 |
+
|
272 |
+
f
|
273 |
+
″
|
274 |
+
|
275 |
+
(
|
276 |
+
t
|
277 |
+
)
|
278 |
+
=
|
279 |
+
−
|
280 |
+
λ
|
281 |
+
f
|
282 |
+
(
|
283 |
+
x
|
284 |
+
)
|
285 |
+
|
286 |
+
|
287 |
+
{\displaystyle f''(t)=-\lambda f(x)}
|
288 |
+
|
289 |
+
. Thus λ is an eigenvalue of the second derivative operator
|
290 |
+
|
291 |
+
|
292 |
+
|
293 |
+
f
|
294 |
+
↦
|
295 |
+
|
296 |
+
f
|
297 |
+
″
|
298 |
+
|
299 |
+
|
300 |
+
|
301 |
+
{\displaystyle f\mapsto f''}
|
302 |
+
|
303 |
+
, and is constrained by Sturm–Liouville theory to take on only certain specific values. It must be positive, since the operator is negative definite, so it is convenient to write λ = ν2, where ν > 0 is called the wavenumber. Then f(x) = sin(π x) satisfies the boundary conditions and the differential equation with ν = π.[153]
|
304 |
+
|
305 |
+
The value π is, in fact, the least such value of the wavenumber, and is associated with the fundamental mode of vibration of the string. One way to show this is by estimating the energy, which satisfies Wirtinger's inequality:[154] for a function f : [0, 1] → ℂ with f(0) = f(1) = 0 and f , f ' both square integrable, we have:
|
306 |
+
|
307 |
+
with equality precisely when f is a multiple of sin(π x). Here π appears as an optimal constant in Wirtinger's inequality, and it follows that it is the smallest wavenumber, using the variational characterization of the eigenvalue. As a consequence, π is the smallest singular value of the derivative operator on the space of functions on [0,1] vanishing at both endpoints (the Sobolev space
|
308 |
+
|
309 |
+
|
310 |
+
|
311 |
+
|
312 |
+
H
|
313 |
+
|
314 |
+
0
|
315 |
+
|
316 |
+
|
317 |
+
1
|
318 |
+
|
319 |
+
|
320 |
+
[
|
321 |
+
0
|
322 |
+
,
|
323 |
+
1
|
324 |
+
]
|
325 |
+
|
326 |
+
|
327 |
+
{\displaystyle H_{0}^{1}[0,1]}
|
328 |
+
|
329 |
+
).
|
330 |
+
|
331 |
+
The number π serves appears in similar eigenvalue problems in higher-dimensional analysis. As mentioned above, it can be characterized via its role as the best constant in the isoperimetric inequality: the area A enclosed by a plane Jordan curve of perimeter P satisfies the inequality
|
332 |
+
|
333 |
+
and equality is clearly achieved for the circle, since in that case A = πr2 and P = 2πr.[155]
|
334 |
+
|
335 |
+
Ultimately as a consequence of the isoperimetric inequality, π appears in the optimal constant for the critical Sobolev inequality in n dimensions, which thus characterizes the role of π in many physical phenomena as well, for example those of classical potential theory.[156][157][158] In two dimensions, the critical Sobolev inequality is
|
336 |
+
|
337 |
+
for f a smooth function with compact support in R2,
|
338 |
+
|
339 |
+
|
340 |
+
|
341 |
+
∇
|
342 |
+
f
|
343 |
+
|
344 |
+
|
345 |
+
{\displaystyle \nabla f}
|
346 |
+
|
347 |
+
is the gradient of f, and
|
348 |
+
|
349 |
+
|
350 |
+
|
351 |
+
‖
|
352 |
+
f
|
353 |
+
|
354 |
+
‖
|
355 |
+
|
356 |
+
2
|
357 |
+
|
358 |
+
|
359 |
+
|
360 |
+
|
361 |
+
{\displaystyle \|f\|_{2}}
|
362 |
+
|
363 |
+
and
|
364 |
+
|
365 |
+
|
366 |
+
|
367 |
+
‖
|
368 |
+
∇
|
369 |
+
f
|
370 |
+
|
371 |
+
‖
|
372 |
+
|
373 |
+
1
|
374 |
+
|
375 |
+
|
376 |
+
|
377 |
+
|
378 |
+
{\displaystyle \|\nabla f\|_{1}}
|
379 |
+
|
380 |
+
refer respectively to the L2 and L1-norm. The Sobolev inequality is equivalent to the isoperimetric inequality (in any dimension), with the same best constants.
|
381 |
+
|
382 |
+
Wirtinger's inequality also generalizes to higher-dimensional Poincaré inequalities that provide best constants for the Dirichlet energy of an n-dimensional membrane. Specifically, π is the greatest constant such that
|
383 |
+
|
384 |
+
for all convex subsets G of Rn of diameter 1, and square-integrable functions u on G of mean zero.[159] Just as Wirtinger's inequality is the variational form of the Dirichlet eigenvalue problem in one dimension, the Poincaré inequality is the variational form of the Neumann eigenvalue problem, in any dimension.
|
385 |
+
|
386 |
+
The constant π also appears as a critical spectral parameter in the Fourier transform. This is the integral transform, that takes a complex-valued integrable function f on the real line to the function defined as:
|
387 |
+
|
388 |
+
Although there are several different conventions for the Fourier transform and its inverse, any such convention must involve π somewhere. The above is the most canonical definition, however, giving the unique unitary operator on L2 that is also an algebra homomorphism of L1 to L∞.[160]
|
389 |
+
|
390 |
+
The Heisenberg uncertainty principle also contains the number π. The uncertainty principle gives a sharp lower bound on the extent to which it is possible to localize a function both in space and in frequency: with our conventions for the Fourier transform,
|
391 |
+
|
392 |
+
The physical consequence, about the uncertainty in simultaneous position and momentum observations of a quantum mechanical system, is discussed below. The appearance of π in the formulae of Fourier analysis is ultimately a consequence of the Stone–von Neumann theorem, asserting the uniqueness of the Schrödinger representation of the Heisenberg group.[161]
|
393 |
+
|
394 |
+
The fields of probability and statistics frequently use the normal distribution as a simple model for complex phenomena; for example, scientists generally assume that the observational error in most experiments follows a normal distribution.[162] The Gaussian function, which is the probability density function of the normal distribution with mean μ and standard deviation σ, naturally contains π:[163]
|
395 |
+
|
396 |
+
The factor of
|
397 |
+
|
398 |
+
|
399 |
+
|
400 |
+
|
401 |
+
|
402 |
+
|
403 |
+
1
|
404 |
+
|
405 |
+
2
|
406 |
+
π
|
407 |
+
|
408 |
+
|
409 |
+
|
410 |
+
|
411 |
+
|
412 |
+
|
413 |
+
{\displaystyle {\tfrac {1}{\sqrt {2\pi }}}}
|
414 |
+
|
415 |
+
makes the area under the graph of f equal to one, as is required for a probability distribution. This follows from a change of variables in the Gaussian integral:[163]
|
416 |
+
|
417 |
+
which says that the area under the basic bell curve in the figure is equal to the square root of π.
|
418 |
+
|
419 |
+
The central limit theorem explains the central role of normal distributions, and thus of π, in probability and statistics. This theorem is ultimately connected with the spectral characterization of π as the eigenvalue associated with the Heisenberg uncertainty principle, and the fact that equality holds in the uncertainty principle only for the Gaussian function.[164] Equivalently, π is the unique constant making the Gaussian normal distribution e-πx2 equal to its own Fourier transform.[165] Indeed, according to Howe (1980), the "whole business" of establishing the fundamental theorems of Fourier analysis reduces to the Gaussian integral.
|
420 |
+
|
421 |
+
Let V be the set of all twice differentiable real functions
|
422 |
+
|
423 |
+
|
424 |
+
|
425 |
+
f
|
426 |
+
:
|
427 |
+
|
428 |
+
R
|
429 |
+
|
430 |
+
→
|
431 |
+
|
432 |
+
R
|
433 |
+
|
434 |
+
|
435 |
+
|
436 |
+
{\displaystyle f:\mathbb {R} \to \mathbb {R} }
|
437 |
+
|
438 |
+
that satisfy the ordinary differential equation
|
439 |
+
|
440 |
+
|
441 |
+
|
442 |
+
|
443 |
+
f
|
444 |
+
″
|
445 |
+
|
446 |
+
(
|
447 |
+
x
|
448 |
+
)
|
449 |
+
+
|
450 |
+
f
|
451 |
+
(
|
452 |
+
x
|
453 |
+
)
|
454 |
+
=
|
455 |
+
0
|
456 |
+
|
457 |
+
|
458 |
+
{\displaystyle f''(x)+f(x)=0}
|
459 |
+
|
460 |
+
. Then V is a two-dimensional real vector space, with two parameters corresponding to a pair of initial conditions for the differential equation. For any
|
461 |
+
|
462 |
+
|
463 |
+
|
464 |
+
t
|
465 |
+
∈
|
466 |
+
|
467 |
+
R
|
468 |
+
|
469 |
+
|
470 |
+
|
471 |
+
{\displaystyle t\in \mathbb {R} }
|
472 |
+
|
473 |
+
, let
|
474 |
+
|
475 |
+
|
476 |
+
|
477 |
+
|
478 |
+
e
|
479 |
+
|
480 |
+
t
|
481 |
+
|
482 |
+
|
483 |
+
:
|
484 |
+
V
|
485 |
+
→
|
486 |
+
|
487 |
+
R
|
488 |
+
|
489 |
+
|
490 |
+
|
491 |
+
{\displaystyle e_{t}:V\to \mathbb {R} }
|
492 |
+
|
493 |
+
be the evaluation functional, which associates to each
|
494 |
+
|
495 |
+
|
496 |
+
|
497 |
+
f
|
498 |
+
∈
|
499 |
+
V
|
500 |
+
|
501 |
+
|
502 |
+
{\displaystyle f\in V}
|
503 |
+
|
504 |
+
the value
|
505 |
+
|
506 |
+
|
507 |
+
|
508 |
+
|
509 |
+
e
|
510 |
+
|
511 |
+
t
|
512 |
+
|
513 |
+
|
514 |
+
(
|
515 |
+
f
|
516 |
+
)
|
517 |
+
=
|
518 |
+
f
|
519 |
+
(
|
520 |
+
t
|
521 |
+
)
|
522 |
+
|
523 |
+
|
524 |
+
{\displaystyle e_{t}(f)=f(t)}
|
525 |
+
|
526 |
+
of the function f at the real point t. Then, for each t, the kernel of
|
527 |
+
|
528 |
+
|
529 |
+
|
530 |
+
|
531 |
+
e
|
532 |
+
|
533 |
+
t
|
534 |
+
|
535 |
+
|
536 |
+
|
537 |
+
|
538 |
+
{\displaystyle e_{t}}
|
539 |
+
|
540 |
+
is a one-dimensional linear subspace of V. Hence
|
541 |
+
|
542 |
+
|
543 |
+
|
544 |
+
t
|
545 |
+
↦
|
546 |
+
ker
|
547 |
+
|
548 |
+
|
549 |
+
e
|
550 |
+
|
551 |
+
t
|
552 |
+
|
553 |
+
|
554 |
+
|
555 |
+
|
556 |
+
{\displaystyle t\mapsto \ker e_{t}}
|
557 |
+
|
558 |
+
defines a function from
|
559 |
+
|
560 |
+
|
561 |
+
|
562 |
+
|
563 |
+
R
|
564 |
+
|
565 |
+
→
|
566 |
+
|
567 |
+
P
|
568 |
+
|
569 |
+
(
|
570 |
+
V
|
571 |
+
)
|
572 |
+
|
573 |
+
|
574 |
+
{\displaystyle \mathbb {R} \to \mathbb {P} (V)}
|
575 |
+
|
576 |
+
from the real line to the real projective line. This function is periodic, and the quantity π can be characterized as the period of this map.[166]
|
577 |
+
|
578 |
+
The constant π appears in the Gauss–Bonnet formula which relates the differential geometry of surfaces to their topology. Specifically, if a compact surface Σ has Gauss curvature K, then
|
579 |
+
|
580 |
+
where χ(Σ) is the Euler characteristic, which is an integer.[167] An example is the surface area of a sphere S of curvature 1 (so that its radius of curvature, which coincides with its radius, is also 1.) The Euler characteristic of a sphere can be computed from its homology groups and is found to be equal to two. Thus we have
|
581 |
+
|
582 |
+
reproducing the formula for the surface area of a sphere of radius 1.
|
583 |
+
|
584 |
+
The constant appears in many other integral formulae in topology, in particular, those involving characteristic classes via the Chern–Weil homomorphism.[168]
|
585 |
+
|
586 |
+
Vector calculus is a branch of calculus that is concerned with the properties of vector fields, and has many physical applications such as to electricity and magnetism. The Newtonian potential for a point source Q situated at the origin of a three-dimensional Cartesian coordinate system is[169]
|
587 |
+
|
588 |
+
which represents the potential energy of a unit mass (or charge) placed a distance |x| from the source, and k is a dimensional constant. The field, denoted here by E, which may be the (Newtonian) gravitational field or the (Coulomb) electric field, is the negative gradient of the potential:
|
589 |
+
|
590 |
+
Special cases include Coulomb's law and Newton's law of universal gravitation. Gauss' law states that the outward flux of the field through any smooth, simple, closed, orientable surface S containing the origin is equal to 4πkQ:
|
591 |
+
|
592 |
+
It is standard to absorb this factor of 4π into the constant k, but this argument shows why it must appear somewhere. Furthermore, 4π is the surface area of the unit sphere, but we have not assumed that S is the sphere. However, as a consequence of the divergence theorem, because the region away from the origin is vacuum (source-free) it is only the homology class of the surface S in R3\{0} that matters in computing the integral, so it can be replaced by any convenient surface in the same homology class, in particular, a sphere, where spherical coordinates can be used to calculate the integral.
|
593 |
+
|
594 |
+
A consequence of the Gauss law is that the negative Laplacian of the potential V is equal to 4πkQ times the Dirac delta function:
|
595 |
+
|
596 |
+
More general distributions of matter (or charge) are obtained from this by convolution, giving the Poisson equation
|
597 |
+
|
598 |
+
where ρ is the distribution function.
|
599 |
+
|
600 |
+
The constant π also plays an analogous role in four-dimensional potentials associated with Einstein's equations, a fundamental formula which forms the basis of the general theory of relativity and describes the fundamental interaction of gravitation as a result of spacetime being curved by matter and energy:[170]
|
601 |
+
|
602 |
+
where Rμν is the Ricci curvature tensor, R is the scalar curvature, gμν is the metric tensor, Λ is the cosmological constant, G is Newton's gravitational constant, c is the speed of light in vacuum, and Tμν is the stress–energy tensor. The left-hand side of Einstein's equation is a non-linear analogue of the Laplacian of the metric tensor, and reduces to that in the weak field limit, with the
|
603 |
+
|
604 |
+
|
605 |
+
|
606 |
+
Λ
|
607 |
+
g
|
608 |
+
|
609 |
+
|
610 |
+
{\displaystyle \Lambda g}
|
611 |
+
|
612 |
+
term playing the role of a Lagrange multiplier, and the right-hand side is the analogue of the distribution function, times 8π.
|
613 |
+
|
614 |
+
One of the key tools in complex analysis is contour integration of a function over a positively oriented (rectifiable) Jordan curve γ. A form of Cauchy's integral formula states that if a point z0 is interior to γ, then[171]
|
615 |
+
|
616 |
+
Although the curve γ is not a circle, and hence does not have any obvious connection to the constant π, a standard proof of this result uses Morera's theorem, which implies that the integral is invariant under homotopy of the curve, so that it can be deformed to a circle and then integrated explicitly in polar coordinates. More generally, it is true that if a rectifiable closed curve γ does not contain z0, then the above integral is 2πi times the winding number of the curve.
|
617 |
+
|
618 |
+
The general form of Cauchy's integral formula establishes the relationship between the values of a complex analytic function f(z) on the Jordan curve γ and the value of f(z) at any interior point z0 of γ:[172][173]
|
619 |
+
|
620 |
+
provided f(z) is analytic in the region enclosed by γ and extends continuously to γ. Cauchy's integral formula is a special case of the residue theorem, that if g(z) is a meromorphic function the region enclosed by γ and is continuous in a neighbourhood of γ, then
|
621 |
+
|
622 |
+
where the sum is of the residues at the poles of g(z).
|
623 |
+
|
624 |
+
The factorial function n! is the product of all of the positive integers through n. The gamma function extends the concept of factorial (normally defined only for non-negative integers) to all complex numbers, except the negative real integers. When the gamma function is evaluated at half-integers, the result contains π; for example
|
625 |
+
|
626 |
+
|
627 |
+
|
628 |
+
Γ
|
629 |
+
(
|
630 |
+
1
|
631 |
+
|
632 |
+
/
|
633 |
+
|
634 |
+
2
|
635 |
+
)
|
636 |
+
=
|
637 |
+
|
638 |
+
|
639 |
+
π
|
640 |
+
|
641 |
+
|
642 |
+
|
643 |
+
|
644 |
+
{\displaystyle \Gamma (1/2)={\sqrt {\pi }}}
|
645 |
+
|
646 |
+
and
|
647 |
+
|
648 |
+
|
649 |
+
|
650 |
+
Γ
|
651 |
+
(
|
652 |
+
5
|
653 |
+
|
654 |
+
/
|
655 |
+
|
656 |
+
2
|
657 |
+
)
|
658 |
+
=
|
659 |
+
|
660 |
+
|
661 |
+
|
662 |
+
3
|
663 |
+
|
664 |
+
|
665 |
+
π
|
666 |
+
|
667 |
+
|
668 |
+
|
669 |
+
4
|
670 |
+
|
671 |
+
|
672 |
+
|
673 |
+
|
674 |
+
{\textstyle \Gamma (5/2)={\frac {3{\sqrt {\pi }}}{4}}}
|
675 |
+
|
676 |
+
.[174]
|
677 |
+
|
678 |
+
The gamma function is defined by its Weierstrass product development:[175]
|
679 |
+
|
680 |
+
where γ is the Euler–Mascheroni constant. Evaluated at z = 1/2 and squared, the equation Γ(1/2)2 = π reduces to the Wallis product formula. The gamma function is also connected to the Riemann zeta function and identities for the functional determinant, in which the constant π plays an important role.
|
681 |
+
|
682 |
+
The gamma function is used to calculate the volume Vn(r) of the n-dimensional ball of radius r in Euclidean n-dimensional space, and the surface area Sn−1(r) of its boundary, the (n−1)-dimensional sphere:[176]
|
683 |
+
|
684 |
+
Further, it follows from the functional equation that
|
685 |
+
|
686 |
+
The gamma function can be used to create a simple approximation to the factorial function n! for large n:
|
687 |
+
|
688 |
+
|
689 |
+
|
690 |
+
n
|
691 |
+
!
|
692 |
+
∼
|
693 |
+
|
694 |
+
|
695 |
+
2
|
696 |
+
π
|
697 |
+
n
|
698 |
+
|
699 |
+
|
700 |
+
|
701 |
+
|
702 |
+
(
|
703 |
+
|
704 |
+
|
705 |
+
n
|
706 |
+
e
|
707 |
+
|
708 |
+
|
709 |
+
)
|
710 |
+
|
711 |
+
|
712 |
+
n
|
713 |
+
|
714 |
+
|
715 |
+
|
716 |
+
|
717 |
+
{\textstyle n!\sim {\sqrt {2\pi n}}\left({\frac {n}{e}}\right)^{n}}
|
718 |
+
|
719 |
+
which is known as Stirling's approximation.[177] Equivalently,
|
720 |
+
|
721 |
+
As a geometrical application of Stirling's approximation, let Δn denote the standard simplex in n-dimensional Euclidean space, and (n + 1)Δn denote the simplex having all of its sides scaled up by a factor of n + 1. Then
|
722 |
+
|
723 |
+
Ehrhart's volume conjecture is that this is the (optimal) upper bound on the volume of a convex body containing only one lattice point.[178]
|
724 |
+
|
725 |
+
The Riemann zeta function ζ(s) is used in many areas of mathematics. When evaluated at s = 2 it can be written as
|
726 |
+
|
727 |
+
Finding a simple solution for this infinite series was a famous problem in mathematics called the Basel problem. Leonhard Euler solved it in 1735 when he showed it was equal to π2/6.[88] Euler's result leads to the number theory result that the probability of two random numbers being relatively prime (that is, having no shared factors) is equal to 6/π2.[179][180] This probability is based on the observation that the probability that any number is divisible by a prime p is 1/p (for example, every 7th integer is divisible by 7.) Hence the probability that two numbers are both divisible by this prime is 1/p2, and the probability that at least one of them is not is 1 − 1/p2. For distinct primes, these divisibility events are mutually independent; so the probability that two numbers are relatively prime is given by a product over all primes:[181]
|
728 |
+
|
729 |
+
This probability can be used in conjunction with a random number generator to approximate π using a Monte Carlo approach.[182]
|
730 |
+
|
731 |
+
The solution to the Basel problem implies that the geometrically derived quantity π is connected in a deep way to the distribution of prime numbers. This is a special case of Weil's conjecture on Tamagawa numbers, which asserts the equality of similar such infinite products of arithmetic quantities, localized at each prime p, and a geometrical quantity: the reciprocal of the volume of a certain locally symmetric space. In the case of the Basel problem, it is the hyperbolic 3-manifold SL2(R)/SL2(Z).[183]
|
732 |
+
|
733 |
+
The zeta function also satisfies Riemann's functional equation, which involves π as well as the gamma function:
|
734 |
+
|
735 |
+
Furthermore, the derivative of the zeta function satisfies
|
736 |
+
|
737 |
+
A consequence is that π can be obtained from the functional determinant of the harmonic oscillator. This functional determinant can be computed via a product expansion, and is equivalent to the Wallis product formula.[184] The calculation can be recast in quantum mechanics, specifically the variational approach to the spectrum of the hydrogen atom.[185]
|
738 |
+
|
739 |
+
The constant π also appears naturally in Fourier series of periodic functions. Periodic functions are functions on the group T =R/Z of fractional parts of real numbers. The Fourier decomposition shows that a complex-valued function f on T can be written as an infinite linear superposition of unitary characters of T. That is, continuous group homomorphisms from T to the circle group U(1) of unit modulus complex numbers. It is a theorem that every character of T is one of the complex exponentials
|
740 |
+
|
741 |
+
|
742 |
+
|
743 |
+
|
744 |
+
e
|
745 |
+
|
746 |
+
n
|
747 |
+
|
748 |
+
|
749 |
+
(
|
750 |
+
x
|
751 |
+
)
|
752 |
+
=
|
753 |
+
|
754 |
+
e
|
755 |
+
|
756 |
+
2
|
757 |
+
π
|
758 |
+
i
|
759 |
+
n
|
760 |
+
x
|
761 |
+
|
762 |
+
|
763 |
+
|
764 |
+
|
765 |
+
{\displaystyle e_{n}(x)=e^{2\pi inx}}
|
766 |
+
|
767 |
+
.
|
768 |
+
|
769 |
+
There is a unique character on T, up to complex conjugation, that is a group isomorphism. Using the Haar measure on the circle group, the constant π is half the magnitude of the Radon–Nikodym derivative of this character. The other characters have derivatives whose magnitudes are positive integral multiples of 2π.[18] As a result, the constant π is the unique number such that the group T, equipped with its Haar measure, is Pontrjagin dual to the lattice of integral multiples of 2π.[187] This is a version of the one-dimensional Poisson summation formula.
|
770 |
+
|
771 |
+
The constant π is connected in a deep way with the theory of modular forms and theta functions. For example, the Chudnovsky algorithm involves in an essential way the j-invariant of an elliptic curve.
|
772 |
+
|
773 |
+
Modular forms are holomorphic functions in the upper half plane characterized by their transformation properties under the modular group
|
774 |
+
|
775 |
+
|
776 |
+
|
777 |
+
|
778 |
+
|
779 |
+
S
|
780 |
+
L
|
781 |
+
|
782 |
+
|
783 |
+
2
|
784 |
+
|
785 |
+
|
786 |
+
(
|
787 |
+
|
788 |
+
Z
|
789 |
+
|
790 |
+
)
|
791 |
+
|
792 |
+
|
793 |
+
{\displaystyle \mathrm {SL} _{2}(\mathbb {Z} )}
|
794 |
+
|
795 |
+
(or its various subgroups), a lattice in the group
|
796 |
+
|
797 |
+
|
798 |
+
|
799 |
+
|
800 |
+
|
801 |
+
S
|
802 |
+
L
|
803 |
+
|
804 |
+
|
805 |
+
2
|
806 |
+
|
807 |
+
|
808 |
+
(
|
809 |
+
|
810 |
+
R
|
811 |
+
|
812 |
+
)
|
813 |
+
|
814 |
+
|
815 |
+
{\displaystyle \mathrm {SL} _{2}(\mathbb {R} )}
|
816 |
+
|
817 |
+
. An example is the Jacobi theta function
|
818 |
+
|
819 |
+
which is a kind of modular form called a Jacobi form.[188] This is sometimes written in terms of the nome
|
820 |
+
|
821 |
+
|
822 |
+
|
823 |
+
q
|
824 |
+
=
|
825 |
+
|
826 |
+
e
|
827 |
+
|
828 |
+
π
|
829 |
+
i
|
830 |
+
τ
|
831 |
+
|
832 |
+
|
833 |
+
|
834 |
+
|
835 |
+
{\displaystyle q=e^{\pi i\tau }}
|
836 |
+
|
837 |
+
.
|
838 |
+
|
839 |
+
The constant π is the unique constant making the Jacobi theta function an automorphic form, which means that it transforms in a specific way. Certain identities hold for all automorphic forms. An example is
|
840 |
+
|
841 |
+
which implies that θ transforms as a representation under the discrete Heisenberg group. General modular forms and other theta functions also involve π, once again because of the Stone–von Neumann theorem.[188]
|
842 |
+
|
843 |
+
The Cauchy distribution
|
844 |
+
|
845 |
+
is a probability density function. The total probability is equal to one, owing to the integral:
|
846 |
+
|
847 |
+
The Shannon entropy of the Cauchy distribution is equal to ln(4π), which also involves π.
|
848 |
+
|
849 |
+
The Cauchy distribution plays an important role in potential theory because it is the simplest Furstenberg measure, the classical Poisson kernel associated with a Brownian motion in a half-plane.[189] Conjugate harmonic functions and so also the Hilbert transform are associated with the asymptotics of the Poisson kernel. The Hilbert transform H is the integral transform given by the Cauchy principal value of the singular integral
|
850 |
+
|
851 |
+
The constant π is the unique (positive) normalizing factor such that H defines a linear complex structure on the Hilbert space of square-integrable real-valued functions on the real line.[190] The Hilbert transform, like the Fourier transform, can be characterized purely in terms of its transformation properties on the Hilbert space L2(R): up to a normalization factor, it is the unique bounded linear operator that commutes with positive dilations and anti-commutes with all reflections of the real line.[191] The constant π is the unique normalizing factor that makes this transformation unitary.
|
852 |
+
|
853 |
+
An occurrence of π in the Mandelbrot set fractal was discovered by David Boll in 1991.[192] He examined the behaviour of the Mandelbrot set near the "neck" at (−0.75, 0). If points with coordinates (−0.75, ε) are considered, as ε tends to zero, the number of iterations until divergence for the point multiplied by ε converges to π. The point (0.25 + ε, 0) at the cusp of the large "valley" on the right side of the Mandelbrot set behaves similarly: the number of iterations until divergence multiplied by the square root of ε tends to π.[192][193]
|
854 |
+
|
855 |
+
Although not a physical constant, π appears routinely in equations describing fundamental principles of the universe, often because of π's relationship to the circle and to spherical coordinate systems. A simple formula from the field of classical mechanics gives the approximate period T of a simple pendulum of length L, swinging with a small amplitude (g is the earth's gravitational acceleration):[194]
|
856 |
+
|
857 |
+
One of the key formulae of quantum mechanics is Heisenberg's uncertainty principle, which shows that the uncertainty in the measurement of a particle's position (Δx) and momentum (Δp) cannot both be arbitrarily small at the same time (where h is Planck's constant):[195]
|
858 |
+
|
859 |
+
The fact that π is approximately equal to 3 plays a role in the relatively long lifetime of orthopositronium. The inverse lifetime to lowest order in the fine-structure constant α is[196]
|
860 |
+
|
861 |
+
where m is the mass of the electron.
|
862 |
+
|
863 |
+
π is present in some structural engineering formulae, such as the buckling formula derived by Euler, which gives the maximum axial load F that a long, slender column of length L, modulus of elasticity E, and area moment of inertia I can carry without buckling:[197]
|
864 |
+
|
865 |
+
The field of fluid dynamics contains π in Stokes' law, which approximates the frictional force F exerted on small, spherical objects of radius R, moving with velocity v in a fluid with dynamic viscosity η:[198]
|
866 |
+
|
867 |
+
In electromagnetics, the vacuum permeability constant μ0 appears in Maxwell's equations, which describe the properties of electric and magnetic fields and electromagnetic radiation. Before 20 May 2019, it was defined as exactly
|
868 |
+
|
869 |
+
A relation for the speed of light in vacuum, c can be derived from Maxwell's equations in the medium of classical vacuum using a relationship between μ0 and the electric constant (vacuum permittivity), ε0 in SI units:
|
870 |
+
|
871 |
+
Under ideal conditions (uniform gentle slope on a homogeneously erodible substrate), the sinuosity of a meandering river approaches π. The sinuosity is the ratio between the actual length and the straight-line distance from source to mouth. Faster currents along the outside edges of a river's bends cause more erosion than along the inside edges, thus pushing the bends even farther out, and increasing the overall loopiness of the river. However, that loopiness eventually causes the river to double back on itself in places and "short-circuit", creating an ox-bow lake in the process. The balance between these two opposing factors leads to an average ratio of π between the actual length and the direct distance between source and mouth.[199][200]
|
872 |
+
|
873 |
+
Piphilology is the practice of memorizing large numbers of digits of π,[201] and world-records are kept by the Guinness World Records. The record for memorizing digits of π, certified by Guinness World Records, is 70,000 digits, recited in India by Rajveer Meena in 9 hours and 27 minutes on 21 March 2015.[202] In 2006, Akira Haraguchi, a retired Japanese engineer, claimed to have recited 100,000 decimal places, but the claim was not verified by Guinness World Records.[203]
|
874 |
+
|
875 |
+
One common technique is to memorize a story or poem in which the word lengths represent the digits of π: The first word has three letters, the second word has one, the third has four, the fourth has one, the fifth has five, and so on. Such memorization aids are called mnemonics. An early example of a mnemonic for pi, originally devised by English scientist James Jeans, is "How I want a drink, alcoholic of course, after the heavy lectures involving quantum mechanics."[201] When a poem is used, it is sometimes referred to as a piem. Poems for memorizing π have been composed in several languages in addition to English.[201] Record-setting π memorizers typically do not rely on poems, but instead use methods such as remembering number patterns and the method of loci.[204]
|
876 |
+
|
877 |
+
A few authors have used the digits of π to establish a new form of constrained writing, where the word lengths are required to represent the digits of π. The Cadaeic Cadenza contains the first 3835 digits of π in this manner,[205] and the full-length book Not a Wake contains 10,000 words, each representing one digit of π.[206]
|
878 |
+
|
879 |
+
Perhaps because of the simplicity of its definition and its ubiquitous presence in formulae, π has been represented in popular culture more than other mathematical constructs.[207]
|
880 |
+
|
881 |
+
In the 2008 Open University and BBC documentary co-production, The Story of Maths, aired in October 2008 on BBC Four, British mathematician Marcus du Sautoy shows a visualization of the – historically first exact – formula for calculating π when visiting India and exploring its contributions to trigonometry.[208]
|
882 |
+
|
883 |
+
In the Palais de la Découverte (a science museum in Paris) there is a circular room known as the pi room. On its wall are inscribed 707 digits of π. The digits are large wooden characters attached to the dome-like ceiling. The digits were based on an 1853 calculation by English mathematician William Shanks, which included an error beginning at the 528th digit. The error was detected in 1946 and corrected in 1949.[209]
|
884 |
+
|
885 |
+
In Carl Sagan's novel Contact it is suggested that the creator of the universe buried a message deep within the digits of π.[210] The digits of π have also been incorporated into the lyrics of the song "Pi" from the album Aerial by Kate Bush.[211]
|
886 |
+
|
887 |
+
In the United States, Pi Day falls on 14 March (written 3/14 in the US style), and is popular among students.[212] π and its digital representation are often used by self-described "math geeks" for inside jokes among mathematically and technologically minded groups. Several college cheers at the Massachusetts Institute of Technology include "3.14159".[213] Pi Day in 2015 was particularly significant because the date and time 3/14/15 9:26:53 reflected many more digits of pi.[214] In parts of the world where dates are commonly noted in day/month/year format, 22 July represents "Pi Approximation Day," as 22/7 = 3.142857.[215]
|
888 |
+
|
889 |
+
During the 2011 auction for Nortel's portfolio of valuable technology patents, Google made a series of unusually specific bids based on mathematical and scientific constants, including π.[216]
|
890 |
+
|
891 |
+
In 1958 Albert Eagle proposed replacing π by τ (tau), where τ = π/2, to simplify formulas.[217] However, no other authors are known to use τ in this way. Some people use a different value, τ = 2π = 6.28318...,[218] arguing that τ, as the number of radians in one turn, or as the ratio of a circle's circumference to its radius rather than its diameter, is more natural than π and simplifies many formulas.[219][220] Celebrations of this number, because it approximately equals 6.28, by making 28 June "Tau Day" and eating "twice the pie",[221] have been reported in the media. However, this use of τ has not made its way into mainstream mathematics.[222]
|
892 |
+
|
893 |
+
In 1897, an amateur mathematician attempted to persuade the Indiana legislature to pass the Indiana Pi Bill, which described a method to square the circle and contained text that implied various incorrect values for π, including 3.2. The bill is notorious as an attempt to establish a value of scientific constant by legislative fiat. The bill was passed by the Indiana House of Representatives, but rejected by the Senate, meaning it did not become a law.[223]
|
894 |
+
|
895 |
+
In contemporary internet culture, individuals and organizations frequently pay homage to the number π. For instance, the computer scientist Donald Knuth let the version numbers of his program TeX approach π. The versions are 3, 3.1, 3.14, and so forth.[224]
|
896 |
+
|
en/4629.html.txt
ADDED
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|
1 |
+
|
2 |
+
|
3 |
+
Legend:
|
4 |
+
|
5 |
+
Chinese (simplified Chinese: 汉语; traditional Chinese: 漢語; pinyin: Hànyǔ; lit.: 'Han language' or especially though not exclusively for written Chinese: 中文; Zhōngwén; 'Chinese writing') is a family of East Asian analytic languages that form the Sinitic branch of the Sino-Tibetan languages. Chinese languages are spoken by the ethnic Han Chinese majority and many minority ethnic groups in China. About 1.2 billion people (around 16% of the world's population) speak some form of Chinese as their first language.
|
6 |
+
|
7 |
+
The varieties of Chinese are usually considered by native speakers to be regional variants of ethnic Chinese speech, without consideration of whether they are mutually intelligible. Due to their lack of mutual intelligibility, they are generally described as distinct languages (perhaps hundreds) by linguists who sometimes note that they are more varied than the Romance languages.[b] Investigation of the historical relationships among the Sinitic languages is just getting started. Currently, most classifications posit 7 to 13 main regional groups, based on often superficial phonetic developments, of which the most populous by far is Mandarin (about 800 million speakers, e.g. Southwestern Mandarin), followed by Min (75 million, e.g. Southern Min), Wu (74 million, e.g. Shanghainese) and Yue (68 million, e.g. Cantonese).[4] These groups are unintelligible to each other and generally many of their subgroups are mutually unintelligible as well (e.g., not only is Min Chinese a family of mutually unintelligible languages, but Southern Min itself is not a single language). There are, however, several transitional areas, where languages and dialects from different branches share enough features for some limited intelligibility between neighboring areas. Examples are New Xiang and Southwest Mandarin, Xuanzhou Wu and Lower Yangtze Mandarin, Jin and Central Plains Mandarin and certain divergent dialects of Hakka with Gan (though these are unintelligible with mainstream Hakka). All varieties of Chinese are tonal to at least some degree and largely analytic.
|
8 |
+
|
9 |
+
Standard Chinese (Pǔtōnghuà/Guóyǔ/Huáyǔ) is a standardized form of spoken Chinese based on the Beijing dialect of Mandarin. It is an official language of China, similar to one of the national languages of Taiwan (Taiwanese Mandarin) and one of the four official languages of Singapore. It is one of the six official languages of the United Nations. The written form of the standard language (中文, Zhōngwén), based on the logograms known as Chinese characters (汉字/漢字, Hànzì), is shared by literate speakers of otherwise unintelligible dialects.
|
10 |
+
|
11 |
+
The earliest Chinese written records are Shang dynasty-era oracle inscriptions, which can be traced back to 1250 BCE. The phonetic categories of Archaic Chinese can be reconstructed from the rhymes of ancient poetry. During the Northern and Southern dynasties period, Middle Chinese went through several sound changes and split into several varieties following prolonged geographic and political separation. Qieyun, a rime dictionary, recorded a compromise between the pronunciations of different regions. The royal courts of the Ming and early Qing dynasties operated using a koiné language (Guanhua) based on Nanjing dialect of Lower Yangtze Mandarin. Standard Chinese was adopted in the 1930s and is now an official language of both the People's Republic of China and the Republic of China on Taiwan.
|
12 |
+
|
13 |
+
Linguists classify all varieties of Chinese as part of the Sino-Tibetan language family, together with Burmese, Tibetan and many other languages spoken in the Himalayas and the Southeast Asian Massif.[5] Although the relationship was first proposed in the early 19th century and is now broadly accepted, reconstruction of Sino-Tibetan is much less developed than that of families such as Indo-European or Austroasiatic. Difficulties have included the great diversity of the languages, the lack of inflection in many of them, and the effects of language contact. In addition, many of the smaller languages are spoken in mountainous areas that are difficult to reach and are often also sensitive border zones.[6] Without a secure reconstruction of proto-Sino-Tibetan, the higher-level structure of the family remains unclear.[7] A top-level branching into Chinese and Tibeto-Burman languages is often assumed, but has not been convincingly demonstrated.[8]
|
14 |
+
|
15 |
+
The first written records appeared over 3,000 years ago during the Shang dynasty. As the language evolved over this period, the various local varieties became mutually unintelligible. In reaction, central governments have repeatedly sought to promulgate a unified standard.[9]
|
16 |
+
|
17 |
+
The earliest examples of Chinese are divinatory inscriptions on oracle bones from around 1250 BCE in the late Shang dynasty.[10] Old Chinese was the language of the Western Zhou period (1046–771 BCE), recorded in inscriptions on bronze artifacts, the Classic of Poetry and portions of the Book of Documents and I Ching.[11] Scholars have attempted to reconstruct the phonology of Old Chinese by comparing later varieties of Chinese with the rhyming practice of the Classic of Poetry and the phonetic elements found in the majority of Chinese characters.[12] Although many of the finer details remain unclear, most scholars agree that Old Chinese differs from Middle Chinese in lacking retroflex and palatal obstruents but having initial consonant clusters of some sort, and in having voiceless nasals and liquids.[13] Most recent reconstructions also describe an atonal language with consonant clusters at the end of the syllable, developing into tone distinctions in Middle Chinese.[14] Several derivational affixes have also been identified, but the language lacks inflection, and indicated grammatical relationships using word order and grammatical particles.[15]
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Middle Chinese was the language used during Northern and Southern dynasties and the Sui, Tang, and Song dynasties (6th through 10th centuries CE). It can be divided into an early period, reflected by the Qieyun rime book (601 CE), and a late period in the 10th century, reflected by rhyme tables such as the Yunjing constructed by ancient Chinese philologists as a guide to the Qieyun system.[16] These works define phonological categories, but with little hint of what sounds they represent.[17] Linguists have identified these sounds by comparing the categories with pronunciations in modern varieties of Chinese, borrowed Chinese words in Japanese, Vietnamese, and Korean, and transcription evidence.[18] The resulting system is very complex, with a large number of consonants and vowels, but they are probably not all distinguished in any single dialect. Most linguists now believe it represents a diasystem encompassing 6th-century northern and southern standards for reading the classics.[19]
|
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|
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The relationship between spoken and written Chinese is rather complex. Its spoken varieties have evolved at different rates, while written Chinese itself has changed much less. Classical Chinese literature began in the Spring and Autumn period.
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+
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After the fall of the Northern Song dynasty, and during the reign of the Jin (Jurchen) and Yuan (Mongol) dynasties in northern China, a common speech (now called Old Mandarin) developed based on the dialects of the North China Plain around the capital.[20]
|
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The Zhongyuan Yinyun (1324) was a dictionary that codified the rhyming conventions of new sanqu verse form in this language.[21]
|
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+
Together with the slightly later Menggu Ziyun, this dictionary describes a language with many of the features characteristic of modern Mandarin dialects.[22]
|
26 |
+
|
27 |
+
Up to the early 20th century, most of the people in China spoke only their local variety.[23]
|
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As a practical measure, officials of the Ming and Qing dynasties carried out the administration of the empire using a common language based on Mandarin varieties, known as Guānhuà (官话/官話, literally "language of officials").[24]
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For most of this period, this language was a koiné based on dialects spoken in the Nanjing area, though not identical to any single dialect.[25]
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By the middle of the 19th century, the Beijing dialect had become dominant and was essential for any business with the imperial court.[26]
|
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+
|
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+
In the 1930s a standard national language Guóyǔ (国语/國語 "national language") was adopted.
|
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After much dispute between proponents of northern and southern dialects and an abortive attempt at an artificial pronunciation, the National Language Unification Commission finally settled on the Beijing dialect in 1932. The People's Republic founded in 1949 retained this standard, calling it pǔtōnghuà (普通话/普通話 "common speech").[27] The national language is now used in education, the media, and formal situations in both Mainland China and Taiwan.[28] In Hong Kong and Macau, because of their colonial and linguistic history, the language used in education, the media, formal speech, and everyday life remains the local Cantonese, although the standard language has become very influential and is being taught in schools.[29]
|
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+
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The Chinese language has spread to neighbouring countries through a variety of means. Northern Vietnam was incorporated into the Han empire in 111 BCE, marking the beginning of a period of Chinese control that ran almost continuously for a millennium. The Four Commanderies were established in northern Korea in the first century BCE, but disintegrated in the following centuries.[30] Chinese Buddhism spread over East Asia between the 2nd and 5th centuries CE, and with it the study of scriptures and literature in Literary Chinese.[31] Later Korea, Japan, and Vietnam developed strong central governments modeled on Chinese institutions, with Literary Chinese as the language of administration and scholarship, a position it would retain until the late 19th century in Korea and (to a lesser extent) Japan, and the early 20th century in Vietnam.[32] Scholars from different lands could communicate, albeit only in writing, using Literary Chinese.[33]
|
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+
|
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Although they used Chinese solely for written communication, each country had its own tradition of reading texts aloud, the so-called Sino-Xenic pronunciations. Chinese words with these pronunciations were also extensively imported into the Korean, Japanese and Vietnamese languages, and today comprise over half of their vocabularies.[34] This massive influx led to changes in the phonological structure of the languages, contributing to the development of moraic structure in Japanese[35] and the disruption of vowel harmony in Korean.[36]
|
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Borrowed Chinese morphemes have been used extensively in all these languages to coin compound words for new concepts, in a similar way to the use of Latin and Ancient Greek roots in European languages.[37] Many new compounds, or new meanings for old phrases, were created in the late 19th and early 20th centuries to name Western concepts and artifacts. These coinages, written in shared Chinese characters, have then been borrowed freely between languages. They have even been accepted into Chinese, a language usually resistant to loanwords, because their foreign origin was hidden by their written form. Often different compounds for the same concept were in circulation for some time before a winner emerged, and sometimes the final choice differed between countries.[38] The proportion of vocabulary of Chinese origin thus tends to be greater in technical, abstract, or formal language. For example, in Japan, Sino-Japanese words account for about 35% of the words in entertainment magazines, over half the words in newspapers, and 60% of the words in science magazines.[39]
|
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|
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Vietnam, Korea, and Japan each developed writing systems for their own languages, initially based on Chinese characters, but later replaced with the Hangul alphabet for Korean and supplemented with kana syllabaries for Japanese, while Vietnamese continued to be written with the complex Chữ nôm script. However, these were limited to popular literature until the late 19th century. Today Japanese is written with a composite script using both Chinese characters (Kanji) and kana. Korean is written exclusively with Hangul in North Korea, and supplementary Chinese characters (Hanja) are increasingly rarely used in South Korea. Vietnamese is written with a Latin-based alphabet.
|
42 |
+
|
43 |
+
Examples of loan words in English include "tea", from Hokkien (Min Nan) tê (茶), "dim sum", from Cantonese dim2 sam1 and "kumquat", from Cantonese gam1gwat1 (金橘).
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+
|
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Jerry Norman estimated that there are hundreds of mutually unintelligible varieties of Chinese.[41] These varieties form a dialect continuum, in which differences in speech generally become more pronounced as distances increase, though the rate of change varies immensely.[42] Generally, mountainous South China exhibits more linguistic diversity than the North China Plain. In parts of South China, a major city's dialect may only be marginally intelligible to close neighbors. For instance, Wuzhou is about 120 miles (190 km) upstream from Guangzhou, but the Yue variety spoken there is more like that of Guangzhou than is that of Taishan, 60 miles (95 km) southwest of Guangzhou and separated from it by several rivers.[43] In parts of Fujian the speech of neighboring counties or even villages may be mutually unintelligible.[44]
|
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+
|
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Until the late 20th century, Chinese emigrants to Southeast Asia and North America came from southeast coastal areas, where Min, Hakka, and Yue dialects are spoken.[45]
|
48 |
+
The vast majority of Chinese immigrants to North America spoke the Taishan dialect, from a small coastal area southwest of Guangzhou.[46]
|
49 |
+
|
50 |
+
Proportions of first-language speakers[4]
|
51 |
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|
52 |
+
Local varieties of Chinese are conventionally classified into seven dialect groups, largely on the basis of the different evolution of Middle Chinese voiced initials:[47][48]
|
53 |
+
|
54 |
+
The classification of Li Rong, which is used in the Language Atlas of China (1987), distinguishes three further groups:[40][49]
|
55 |
+
|
56 |
+
Some varieties remain unclassified, including Danzhou dialect (spoken in Danzhou, on Hainan Island), Waxianghua (spoken in western Hunan) and Shaozhou Tuhua (spoken in northern Guangdong).[50]
|
57 |
+
|
58 |
+
Standard Chinese, often called Mandarin, is the official standard language of China and Taiwan, and one of the four official languages of Singapore (where it is called "Huáyŭ" 华语 or simply Chinese). Standard Chinese is based on the Beijing dialect, the dialect of Mandarin as spoken in Beijing. The governments of both China and Taiwan intend for speakers of all Chinese speech varieties to use it as a common language of communication. Therefore, it is used in government agencies, in the media, and as a language of instruction in schools.
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59 |
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|
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In mainland China and Taiwan, diglossia has been a common feature. For example, in addition to Standard Chinese, a resident of Shanghai might speak Shanghainese; and, if he or she grew up elsewhere, then he or she is also likely to be fluent in the particular dialect of that local area. A native of Guangzhou may speak both Cantonese and Standard Chinese. In addition to Mandarin, most Taiwanese also speak Minnan, Hakka, or an Austronesian language.[51] A Taiwanese may commonly mix pronunciations, phrases, and words from Mandarin and other Taiwanese languages, and this mixture is considered normal in daily or informal speech.[52]
|
61 |
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|
62 |
+
The official Chinese designation for the major branches of Chinese is fāngyán (方言, literally "regional speech"), whereas the more closely related varieties within these are called dìdiǎn fāngyán (地点方言/地點方言 "local speech").[53] Conventional English-language usage in Chinese linguistics is to use dialect for the speech of a particular place (regardless of status) and dialect group for a regional grouping such as Mandarin or Wu.[41] Because varieties from different groups are not mutually intelligible, some scholars prefer to describe Wu and others as separate languages.[54][better source needed] Jerry Norman called this practice misleading, pointing out that Wu, which itself contains many mutually unintelligible varieties, could not be properly called a single language under the same criterion, and that the same is true for each of the other groups.[41]
|
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+
|
64 |
+
Mutual intelligibility is considered by some linguists to be the main criterion for determining whether varieties are separate languages or dialects of a single language,[55] although others do not regard it as decisive,[56][57][58][59][60] particularly when cultural factors interfere as they do with Chinese.[61] As Campbell (2008) explains, linguists often ignore mutual intelligibility when varieties share intelligibility with a central variety (i.e. prestige variety, such as Standard Mandarin), as the issue requires some careful handling when mutual intelligibility is inconsistent with language identity.[62] John DeFrancis argues that it is inappropriate to refer to Mandarin, Wu and so on as "dialects" because the mutual unintelligibility between them is too great. On the other hand, he also objects to considering them as separate languages, as it incorrectly implies a set of disruptive "religious, economic, political, and other differences" between speakers that exist, for example, between French Catholics and English Protestants in Canada, but not between speakers of Cantonese and Mandarin in China, owing to China's near-uninterrupted history of centralized government.[63]
|
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+
|
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Because of the difficulties involved in determining the difference between language and dialect, other terms have been proposed. These include vernacular,[64] lect,[65] regionalect,[53] topolect,[66] and variety.[67]
|
67 |
+
|
68 |
+
Most Chinese people consider the spoken varieties as one single language because speakers share a common culture and history, as well as a shared national identity and a common written form.[68] To Chinese nationalists, the idea of Chinese as a language family may suggest that the Chinese identity is much more fragmented and disunified than their belief and as such is often looked upon as culturally and politically provocative.
|
69 |
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|
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The phonological structure of each syllable consists of a nucleus that has a vowel (which can be a monophthong, diphthong, or even a triphthong in certain varieties), preceded by an onset (a single consonant, or consonant+glide; zero onset is also possible), and followed (optionally) by a coda consonant; a syllable also carries a tone. There are some instances where a vowel is not used as a nucleus. An example of this is in Cantonese, where the nasal sonorant consonants /m/ and /ŋ/ can stand alone as their own syllable.
|
71 |
+
|
72 |
+
In Mandarin much more than in other spoken varieties, most syllables tend to be open syllables, meaning they have no coda (assuming that a final glide is not analyzed as a coda), but syllables that do have codas are restricted to nasals /m/, /n/, /ŋ/, the retroflex approximant /ɻ /, and voiceless stops /p/, /t/, /k/, or /ʔ/. Some varieties allow most of these codas, whereas others, such as Standard Chinese, are limited to only /n/, /ŋ/ and /ɻ /.
|
73 |
+
|
74 |
+
The number of sounds in the different spoken dialects varies, but in general there has been a tendency to a reduction in sounds from Middle Chinese. The Mandarin dialects in particular have experienced a dramatic decrease in sounds and so have far more multisyllabic words than most other spoken varieties. The total number of syllables in some varieties is therefore only about a thousand, including tonal variation, which is only about an eighth as many as English.[c]
|
75 |
+
|
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+
All varieties of spoken Chinese use tones to distinguish words.[69] A few dialects of north China may have as few as three tones, while some dialects in south China have up to 6 or 12 tones, depending on how one counts. One exception from this is Shanghainese which has reduced the set of tones to a two-toned pitch accent system much like modern Japanese.
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|
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A very common example used to illustrate the use of tones in Chinese is the application of the four tones of Standard Chinese (along with the neutral tone) to the syllable ma. The tones are exemplified by the following five Chinese words:
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+
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Standard Cantonese, in contrast, has six tones in open syllables and three tones in syllables ending with stops:[70]
|
81 |
+
|
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Chinese is often described as a "monosyllabic" language. However, this is only partially correct. It is largely accurate when describing Classical Chinese and Middle Chinese; in Classical Chinese, for example, perhaps 90% of words correspond to a single syllable and a single character. In the modern varieties, it is usually the case that a morpheme (unit of meaning) is a single syllable; In contrast, English has plenty of multi-syllable morphemes, both bound and free, such as "seven", "elephant", "para-" and "-able".
|
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|
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Some of the conservative southern varieties of modern Chinese have largely monosyllabic words, especially among the more basic vocabulary. In modern Mandarin, however, most nouns, adjectives and verbs are largely disyllabic. A significant cause of this is phonological attrition. Sound change over time has steadily reduced the number of possible syllables. In modern Mandarin, there are now only about 1,200 possible syllables, including tonal distinctions, compared with about 5,000 in Vietnamese (still largely monosyllabic) and over 8,000 in English.[c]
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This phonological collapse has led to a corresponding increase in the number of homophones. As an example, the small Langenscheidt Pocket Chinese Dictionary[71] lists six words that are commonly pronounced as shí (tone 2): 十 "ten"; 实/實 "real, actual"; 识/識 "know (a person), recognize"; 石 "stone"; 时/時 "time"; 食 "food, eat". These were all pronounced differently in Early Middle Chinese; in William H. Baxter's transcription they were dzyip, zyit, syik, dzyek, dzyi and zyik respectively. They are still pronounced differently in today's Cantonese; in Jyutping they are sap9, sat9, sik7, sek9, si4, sik9. In modern spoken Mandarin, however, tremendous ambiguity would result if all of these words could be used as-is; Yuen Ren Chao's modern poem Lion-Eating Poet in the Stone Den exploits this, consisting of 92 characters all pronounced shi. As such, most of these words have been replaced (in speech, if not in writing) with a longer, less-ambiguous compound. Only the first one, 十 "ten", normally appears as such when spoken; the rest are normally replaced with, respectively, shíjì 实际/實際 (lit. "actual-connection"); rènshi 认识/認識 (lit. "recognize-know"); shítou 石头/石頭 (lit. "stone-head"); shíjiān 时间/時間 (lit. "time-interval"); shíwù 食物 (lit. "food-thing"). In each case, the homophone was disambiguated by adding another morpheme, typically either a synonym or a generic word of some sort (for example, "head", "thing"), the purpose of which is simply to indicate which of the possible meanings of the other, homophonic syllable should be selected.
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However, when one of the above words forms part of a compound, the disambiguating syllable is generally dropped and the resulting word is still disyllabic. For example, shí 石 alone, not shítou 石头/石頭, appears in compounds meaning "stone-", for example, shígāo 石膏 "plaster" (lit. "stone cream"), shíhuī 石灰 "lime" (lit. "stone dust"), shíkū 石窟 "grotto" (lit. "stone cave"), shíyīng 石英 "quartz" (lit. "stone flower"), shíyóu 石油 "petroleum" (lit. "stone oil").
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Most modern varieties of Chinese have the tendency to form new words through disyllabic, trisyllabic and tetra-character compounds. In some cases, monosyllabic words have become disyllabic without compounding, as in kūlong 窟窿 from kǒng 孔; this is especially common in Jin.
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Chinese morphology is strictly bound to a set number of syllables with a fairly rigid construction. Although many of these single-syllable morphemes (zì, 字) can stand alone as individual words, they more often than not form multi-syllabic compounds, known as cí (词/詞), which more closely resembles the traditional Western notion of a word. A Chinese cí ("word") can consist of more than one character-morpheme, usually two, but there can be three or more.
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For example:
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All varieties of modern Chinese are analytic languages, in that they depend on syntax (word order and sentence structure) rather than morphology—i.e., changes in form of a word—to indicate the word's function in a sentence.[72] In other words, Chinese has very few grammatical inflections—it possesses no tenses, no voices, no numbers (singular, plural; though there are plural markers, for example for personal pronouns), and only a few articles (i.e., equivalents to "the, a, an" in English).[d]
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They make heavy use of grammatical particles to indicate aspect and mood. In Mandarin Chinese, this involves the use of particles like le 了 (perfective), hái 还/還 ("still"), yǐjīng 已经/已經 ("already"), and so on.
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Chinese has a subject–verb–object word order, and like many other languages of East Asia, makes frequent use of the topic–comment construction to form sentences. Chinese also has an extensive system of classifiers and measure words, another trait shared with neighboring languages like Japanese and Korean. Other notable grammatical features common to all the spoken varieties of Chinese include the use of serial verb construction, pronoun dropping and the related subject dropping.
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|
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Although the grammars of the spoken varieties share many traits, they do possess differences.
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+
|
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The entire Chinese character corpus since antiquity comprises well over 20,000 characters, of which only roughly 10,000 are now commonly in use. However Chinese characters should not be confused with Chinese words. Because most Chinese words are made up of two or more characters, there are many more Chinese words than characters. A more accurate equivalent for a Chinese character is the morpheme, as characters represent the smallest grammatical units with individual meanings in the Chinese language.
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+
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Estimates of the total number of Chinese words and lexicalized phrases vary greatly. The Hanyu Da Zidian, a compendium of Chinese characters, includes 54,678 head entries for characters, including bone oracle versions. The Zhonghua Zihai (1994) contains 85,568 head entries for character definitions, and is the largest reference work based purely on character and its literary variants. The CC-CEDICT project (2010) contains 97,404 contemporary entries including idioms, technology terms and names of political figures, businesses and products. The 2009 version of the Webster's Digital Chinese Dictionary (WDCD),[73] based on CC-CEDICT, contains over 84,000 entries.
|
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+
|
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+
The most comprehensive pure linguistic Chinese-language dictionary, the 12-volume Hanyu Da Cidian, records more than 23,000 head Chinese characters and gives over 370,000 definitions. The 1999 revised Cihai, a multi-volume encyclopedic dictionary reference work, gives 122,836 vocabulary entry definitions under 19,485 Chinese characters, including proper names, phrases and common zoological, geographical, sociological, scientific and technical terms.
|
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+
|
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The 7th (2016) edition of Xiandai Hanyu Cidian, an authoritative one-volume dictionary on modern standard Chinese language as used in mainland China, has 13,000 head characters and defines 70,000 words.
|
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+
|
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+
Like any other language, Chinese has absorbed a sizable number of loanwords from other cultures. Most Chinese words are formed out of native Chinese morphemes, including words describing imported objects and ideas. However, direct phonetic borrowing of foreign words has gone on since ancient times.
|
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|
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+
Some early Indo-European loanwords in Chinese have been proposed, notably 蜜 mì "honey", 狮/獅 shī "lion," and perhaps also 马/馬 mǎ "horse", 猪/豬 zhū "pig", 犬 quǎn "dog", and 鹅/鵝 é "goose".[e]
|
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Ancient words borrowed from along the Silk Road since Old Chinese include 葡萄 pútáo "grape", 石榴 shíliu/shíliú "pomegranate" and 狮子/獅子 shīzi "lion". Some words were borrowed from Buddhist scriptures, including 佛 Fó "Buddha" and 菩萨/菩薩 Púsà "bodhisattva." Other words came from nomadic peoples to the north, such as 胡同 hútòng "hutong". Words borrowed from the peoples along the Silk Road, such as 葡萄 "grape," generally have Persian etymologies. Buddhist terminology is generally derived from Sanskrit or Pāli, the liturgical languages of North India. Words borrowed from the nomadic tribes of the Gobi, Mongolian or northeast regions generally have Altaic etymologies, such as 琵琶 pípá, the Chinese lute, or 酪 lào/luò "cheese" or "yoghurt", but from exactly which source is not always clear.[74]
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+
Modern neologisms are primarily translated into Chinese in one of three ways: free translation (calque, or by meaning), phonetic translation (by sound), or a combination of the two. Today, it is much more common to use existing Chinese morphemes to coin new words in order to represent imported concepts, such as technical expressions and international scientific vocabulary. Any Latin or Greek etymologies are dropped and converted into the corresponding Chinese characters (for example, anti- typically becomes "反", literally opposite), making them more comprehensible for Chinese but introducing more difficulties in understanding foreign texts. For example, the word telephone was loaned phonetically as 德律风/德律風 (Shanghainese: télífon [təlɪfoŋ], Mandarin: délǜfēng) during the 1920s and widely used in Shanghai, but later 电话/電話 diànhuà (lit. "electric speech"), built out of native Chinese morphemes, became prevalent (電話 is in fact from the Japanese 電話 denwa; see below for more Japanese loans). Other examples include 电视/電視 diànshì (lit. "electric vision") for television, 电脑/電腦 diànnǎo (lit. "electric brain") for computer; 手机/手機 shǒujī (lit. "hand machine") for mobile phone, 蓝牙/藍牙 lányá (lit. "blue tooth") for Bluetooth, and 网志/網誌 wǎngzhì (lit. "internet logbook") for blog in Hong Kong and Macau Cantonese. Occasionally half-transliteration, half-translation compromises are accepted, such as 汉堡包/漢堡包 hànbǎobāo (漢堡 hànbǎo "Hamburg" + 包 bāo "bun") for "hamburger". Sometimes translations are designed so that they sound like the original while incorporating Chinese morphemes (phono-semantic matching), such as 拖拉机/拖拉機 tuōlājī "tractor" (lit. "dragging-pulling machine"), or 马利奥/馬利奧 Mǎlì'ào for the video game character Mario. This is often done for commercial purposes, for example 奔腾/奔騰 bēnténg (lit. "dashing-leaping") for Pentium and 赛百味/賽百味 Sàibǎiwèi (lit. "better-than hundred tastes") for Subway restaurants.
|
118 |
+
|
119 |
+
Foreign words, mainly proper nouns, continue to enter the Chinese language by transcription according to their pronunciations. This is done by employing Chinese characters with similar pronunciations. For example, "Israel" becomes 以色列 Yǐsèliè, "Paris" becomes 巴黎 Bālí. A rather small number of direct transliterations have survived as common words, including 沙发/沙發 shāfā "sofa", 马达/馬達 mǎdá "motor", 幽默 yōumò "humor", 逻辑/邏輯 luóji/luójí "logic", 时髦/時髦 shímáo "smart, fashionable", and 歇斯底里 xiēsīdǐlǐ "hysterics". The bulk of these words were originally coined in the Shanghai dialect during the early 20th century and were later loaned into Mandarin, hence their pronunciations in Mandarin may be quite off from the English. For example, 沙发/沙發 "sofa" and 马达/馬達 "motor" in Shanghainese sound more like their English counterparts. Cantonese differs from Mandarin with some transliterations, such as 梳化 so1 faa3*2 "sofa" and 摩打 mo1 daa2 "motor".
|
120 |
+
|
121 |
+
Western foreign words representing Western concepts have influenced Chinese since the 20th century through transcription. From French came 芭蕾 bālěi "ballet" and 香槟/香檳 xiāngbīn, "champagne"; from Italian, 咖啡 kāfēi "caffè". English influence is particularly pronounced. From early 20th century Shanghainese, many English words are borrowed, such as 高尔夫/高爾夫 gāoěrfū "golf" and the above-mentioned 沙发/沙發 shāfā "sofa". Later, the United States soft influences gave rise to 迪斯科 dísikē/dísīkē "disco", 可乐/可樂 kělè "cola", and 迷你 mínǐ "mini [skirt]". Contemporary colloquial Cantonese has distinct loanwords from English, such as 卡通 kaa1 tung1 "cartoon", 基佬 gei1 lou2 "gay people", 的士 dik1 si6*2 "taxi", and 巴士 baa1 si6*2 "bus". With the rising popularity of the Internet, there is a current vogue in China for coining English transliterations, for example, 粉丝/粉絲 fěnsī "fans", 黑客 hēikè "hacker" (lit. "black guest"), and 博客 bókè "blog". In Taiwan, some of these transliterations are different, such as 駭客 hàikè for "hacker" and 部落格 bùluògé for "blog" (lit. "interconnected tribes").
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123 |
+
Another result of the English influence on Chinese is the appearance in Modern Chinese texts of so-called 字母词/字母詞 zìmǔcí (lit. "lettered words") spelled with letters from the English alphabet. This has appeared in magazines, newspapers, on web sites, and on TV: 三G手机/三G手機 "3rd generation cell phones" (三 sān "three" + G "generation" + 手机/手機 shǒujī "mobile phones"), IT界 "IT circles" (IT "information technology" + 界 jiè "industry"), HSK (Hànyǔ Shuǐpíng Kǎoshì, 汉语水平考试/漢語水平考試), GB (Guóbiāo, 国标/國標), CIF价/CIF價 (CIF "Cost, Insurance, Freight" + 价/價 jià "price"), e家庭 "e-home" (e "electronic" + 家庭 jiātíng "home"), Chinese: W时代/Chinese: W時代 "wireless era" (W "wireless" + 时代/時代 shídài "era"), TV族 "TV watchers" (TV "television" + 族 zú "social group; clan"), 后РС时代/後PC時代 "post-PC era" (后/後 hòu "after/post-" + PC "personal computer" + 时代/時代), and so on.
|
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Since the 20th century, another source of words has been Japanese using existing kanji (Chinese characters used in Japanese). Japanese re-molded European concepts and inventions into wasei-kango (和製漢語, lit. "Japanese-made Chinese"), and many of these words have been re-loaned into modern Chinese. Other terms were coined by the Japanese by giving new senses to existing Chinese terms or by referring to expressions used in classical Chinese literature. For example, jīngjì (经济/經濟; 経済 keizai in Japanese), which in the original Chinese meant "the workings of the state", was narrowed to "economy" in Japanese; this narrowed definition was then re-imported into Chinese. As a result, these terms are virtually indistinguishable from native Chinese words: indeed, there is some dispute over some of these terms as to whether the Japanese or Chinese coined them first. As a result of this loaning, Chinese, Korean, Japanese, and Vietnamese share a corpus of linguistic terms describing modern terminology, paralleling the similar corpus of terms built from Greco-Latin and shared among European languages.
|
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The Chinese orthography centers on Chinese characters, which are written within imaginary square blocks, traditionally arranged in vertical columns, read from top to bottom down a column, and right to left across columns, despite alternative arrangement with rows of characters from left to right within a row and from top to bottom across rows having become more popular since the 20th century (like English and other Western writing system).[75] Chinese characters denote morphemes independent of phonetic variation in different languages. Thus the character 一 ("one") is uttered yī in Standard Chinese, yat1 in Cantonese and it in Hokkien (form of Min).
|
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+
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+
Most written Chinese documents in the modern time, especially the more formal ones, are created using the grammar and syntax of the Standard Mandarin Chinese variants, regardless of dialectical background of the author or targeted audience. This replaced the old writing language standard of Literary Chinese before 20th century.[76] However, vocabularies from different Chinese-speaking area have diverged, and the divergence can be observed in written Chinese.[77]
|
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+
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+
Meanwhile, colloquial forms of various Chinese language variants have also been written down by their users, especially in less formal settings. The most prominent example of this is the written colloquial form of Cantonese, which has become quite popular in tabloids, instant messaging applications, and on the internet amongst Hong-Kongers and Cantonese-speakers elsewhere.[78]
|
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Because some Chinese variants have diverged and developed a number of unique morphemes that are not found in Standard Mandarin (despite all other common morphemes), unique characters rarely used in Standard Chinese have also been created or inherited from archaic literary standard to represent these unique morphemes. For example, characters like 冇 and 係 for Cantonese and Hakka, are actively used in both languages while being considered archaic or unused in standard written Chinese.
|
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+
|
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+
The Chinese had no uniform phonetic transcription system for most of its speakers until the mid-20th century, although enunciation patterns were recorded in early rime books and dictionaries. Early Indian translators, working in Sanskrit and Pali, were the first to attempt to describe the sounds and enunciation patterns of Chinese in a foreign language. After the 15th century, the efforts of Jesuits and Western court missionaries resulted in some Latin character transcription/writing systems, based on various variants of Chinese languages. Some of these latin character based systems are still being used to write various Chinese variants in the modern era.[79]
|
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+
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+
In Hunan, women in certain areas write their local Chinese language variant in Nü Shu, a syllabary derived from Chinese characters. The Dungan language, considered by many a dialect of Mandarin, is nowadays written in Cyrillic, and was previously written in the Arabic script. The Dungan people are primarily Muslim and live mainly in Kazakhstan, Kyrgyzstan, and Russia; some of the related Hui people also speak the language and live mainly in China.
|
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|
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+
Each Chinese character represents a monosyllabic Chinese word or morpheme. In 100 CE, the famed Han dynasty scholar Xu Shen classified characters into six categories, namely pictographs, simple ideographs, compound ideographs, phonetic loans, phonetic compounds and derivative characters. Of these, only 4% were categorized as pictographs, including many of the simplest characters, such as rén 人 (human), rì 日 (sun), shān 山 (mountain; hill), shuǐ 水 (water). Between 80% and 90% were classified as phonetic compounds such as chōng 沖 (pour), combining a phonetic component zhōng 中 (middle) with a semantic radical 氵 (water). Almost all characters created since have been made using this format. The 18th-century Kangxi Dictionary recognized 214 radicals.
|
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+
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+
Modern characters are styled after the regular script. Various other written styles are also used in Chinese calligraphy, including seal script, cursive script and clerical script. Calligraphy artists can write in traditional and simplified characters, but they tend to use traditional characters for traditional art.
|
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+
|
143 |
+
There are currently two systems for Chinese characters. The traditional system, used in Hong Kong, Taiwan, Macau and Chinese speaking communities (except Singapore and Malaysia) outside mainland China, takes its form from standardized character forms dating back to the late Han dynasty. The Simplified Chinese character system, introduced by the People's Republic of China in 1954 to promote mass literacy, simplifies most complex traditional glyphs to fewer strokes, many to common cursive shorthand variants. Singapore, which has a large Chinese community, was the second nation to officially adopt simplified characters, although it has also become the de facto standard for younger ethnic Chinese in Malaysia.
|
144 |
+
|
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+
The Internet provides the platform to practice reading these alternative systems, be it traditional or simplified. Most Chinese users in the modern era are capable of, although not necessarily comfortable with, reading (but not writing) the alternative system, through experience and guesswork.[80]
|
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+
|
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+
A well-educated Chinese reader today recognizes approximately 4,000 to 6,000 characters; approximately 3,000 characters are required to read a Mainland newspaper. The PRC government defines literacy amongst workers as a knowledge of 2,000 characters, though this would be only functional literacy. School-children typically learn around 2,000 characters whereas scholars may memorize up to 10,000.[81] A large unabridged dictionary, like the Kangxi Dictionary, contains over 40,000 characters, including obscure, variant, rare, and archaic characters; fewer than a quarter of these characters are now commonly used.
|
148 |
+
|
149 |
+
Romanization is the process of transcribing a language into the Latin script. There are many systems of romanization for the Chinese varieties, due to the lack of a native phonetic transcription until modern times. Chinese is first known to have been written in Latin characters by Western Christian missionaries in the 16th century.
|
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+
|
151 |
+
Today the most common romanization standard for Standard Chinese is Hanyu Pinyin, often known simply as pinyin, introduced in 1956 by the People's Republic of China, and later adopted by Singapore and Taiwan. Pinyin is almost universally employed now for teaching standard spoken Chinese in schools and universities across America, Australia and Europe. Chinese parents also use Pinyin to teach their children the sounds and tones of new words. In school books that teach Chinese, the Pinyin romanization is often shown below a picture of the thing the word represents, with the Chinese character alongside.
|
152 |
+
|
153 |
+
The second-most common romanization system, the Wade–Giles, was invented by Thomas Wade in 1859 and modified by Herbert Giles in 1892. As this system approximates the phonology of Mandarin Chinese into English consonants and vowels, i.e. it is an Anglicization, it may be particularly helpful for beginner Chinese speakers of an English-speaking background. Wade–Giles was found in academic use in the United States, particularly before the 1980s, and until 2009 was widely used in Taiwan.
|
154 |
+
|
155 |
+
When used within European texts, the tone transcriptions in both pinyin and Wade–Giles are often left out for simplicity; Wade–Giles' extensive use of apostrophes is also usually omitted. Thus, most Western readers will be much more familiar with Beijing than they will be with Běijīng (pinyin), and with Taipei than T'ai²-pei³ (Wade–Giles). This simplification presents syllables as homophones which really are none, and therefore exaggerates the number of homophones almost by a factor of four.
|
156 |
+
|
157 |
+
Here are a few examples of Hanyu Pinyin and Wade–Giles, for comparison:
|
158 |
+
|
159 |
+
Other systems of romanization for Chinese include Gwoyeu Romatzyh, the French EFEO, the Yale system (invented during WWII for U.S. troops), as well as separate systems for Cantonese, Min Nan, Hakka, and other Chinese varieties.
|
160 |
+
|
161 |
+
Chinese varieties have been phonetically transcribed into many other writing systems over the centuries. The 'Phags-pa script, for example, has been very helpful in reconstructing the pronunciations of premodern forms of Chinese.
|
162 |
+
|
163 |
+
Zhuyin (colloquially bopomofo), a semi-syllabary is still widely used in Taiwan's elementary schools to aid standard pronunciation. Although zhuyin characters are reminiscent of katakana script, there is no source to substantiate the claim that Katakana was the basis for the zhuyin system. A comparison table of zhuyin to pinyin exists in the zhuyin article. Syllables based on pinyin and zhuyin can also be compared by looking at the following articles:
|
164 |
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|
165 |
+
There are also at least two systems of cyrillization for Chinese. The most widespread is the Palladius system.
|
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+
|
167 |
+
With the growing importance and influence of China's economy globally, Mandarin instruction is gaining popularity in schools in the United States, and has become an increasingly popular subject of study amongst the young in the Western world, as in the UK.[82]
|
168 |
+
|
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+
In 1991 there were 2,000 foreign learners taking China's official Chinese Proficiency Test (also known as HSK, comparable to the English Cambridge Certificate), while in 2005, the number of candidates had risen sharply to 117,660.[83]
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en/463.html.txt
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Coordinates: 25°S 133°E / 25°S 133°E / -25; 133
|
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5 |
+
Australia, officially the Commonwealth of Australia,[12] is a sovereign country comprising the mainland of the Australian continent, the island of Tasmania, and numerous smaller islands. It is the largest country in Oceania and the world's sixth-largest country by total area. The population of 26 million[6] is highly urbanised and heavily concentrated on the eastern seaboard.[13] Australia's capital is Canberra, and its largest city is Sydney. The country's other major metropolitan areas are Melbourne, Brisbane, Perth, and Adelaide.
|
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|
7 |
+
Indigenous Australians inhabited the continent for about 65,000 years[14] prior to the first arrival of Dutch explorers in the early 17th century, who named it New Holland. In 1770, Australia's eastern half was claimed by Great Britain and initially settled through penal transportation to the colony of New South Wales from 26 January 1788, a date which became Australia's national day. The population grew steadily in subsequent decades, and by the time of an 1850s gold rush, most of the continent had been explored by European settlers and an additional five self-governing crown colonies established. On 1 January 1901, the six colonies federated, forming the Commonwealth of Australia. Australia has since maintained a stable liberal democratic political system that functions as a federal parliamentary constitutional monarchy, comprising six states and ten territories.
|
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+
|
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+
Australia is the oldest,[15] flattest,[16] and driest inhabited continent,[17][18] with the least fertile soils.[19][20] It has a landmass of 7,617,930 square kilometres (2,941,300 sq mi).[21] A megadiverse country, its size gives it a wide variety of landscapes, with deserts in the centre, tropical rainforests in the north-east, and mountain ranges in the south-east. Australia generates its income from various sources, including mining-related exports, telecommunications, banking, manufacturing, and international education.[22][23][24]
|
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+
|
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+
Australia is a highly developed country, with the world's 14th-largest economy. It has a high-income economy, with the world's tenth-highest per capita income.[25] It is a regional power and has the world's 13th-highest military expenditure.[26] Immigrants account for 30% of the population,[27] the highest proportion in any country with a population over 10 million.[28] Having the third-highest human development index and the eighth-highest ranked democracy globally, the country ranks highly in quality of life, health, education, economic freedom, civil liberties, and political rights,[29] with all its major cities faring well in global comparative livability surveys.[30] Australia is a member of the United Nations, G20, Commonwealth of Nations, ANZUS, Organisation for Economic Co-operation and Development (OECD), World Trade Organization, Asia-Pacific Economic Cooperation, Pacific Islands Forum, and the ASEAN Plus Six mechanism.
|
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+
|
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+
The name Australia (pronounced /əˈstreɪliə/ in Australian English[31]) is derived from the Latin Terra Australis ("southern land"), a name used for a hypothetical continent in the Southern Hemisphere since ancient times.[32] When Europeans first began visiting and mapping Australia in the 17th century, the name Terra Australis was naturally applied to the new territories.[N 5]
|
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+
|
15 |
+
Until the early 19th century, Australia was best known as "New Holland", a name first applied by the Dutch explorer Abel Tasman in 1644 (as Nieuw-Holland) and subsequently anglicised. Terra Australis still saw occasional usage, such as in scientific texts.[N 6] The name Australia was popularised by the explorer Matthew Flinders, who said it was "more agreeable to the ear, and an assimilation to the names of the other great portions of the earth".[38] Several famous early cartographers also made use of the word Australia on maps. Gerardus Mercator (1512–1594) used the phrase climata australia on his double cordiform map of the world of 1538, as did Gemma Frisius (1508–1555), who was Mercator's teacher and collaborator, on his own cordiform wall map in 1540. Australia appears in a book on astronomy by Cyriaco Jacob zum Barth published in Frankfurt-am-Main in 1545.[39]
|
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+
|
17 |
+
The first time that Australia appears to have been officially used was in April 1817, when Governor Lachlan Macquarie acknowledged the receipt of Flinders' charts of Australia from Lord Bathurst.[40] In December 1817, Macquarie recommended to the Colonial Office that it be formally adopted.[41] In 1824, the Admiralty agreed that the continent should be known officially by that name.[42] The first official published use of the new name came with the publication in 1830 of The Australia Directory by the Hydrographic Office.[43]
|
18 |
+
|
19 |
+
Colloquial names for Australia include "Oz" and "the Land Down Under" (usually shortened to just "Down Under"). Other epithets include "the Great Southern Land", "the Lucky Country", "the Sunburnt Country", and "the Wide Brown Land". The latter two both derive from Dorothea Mackellar's 1908 poem "My Country".[44]
|
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+
|
21 |
+
Human habitation of the Australian continent is known to have begun at least 65,000 years ago,[45][46] with the migration of people by land bridges and short sea-crossings from what is now Southeast Asia.[47] The Madjedbebe rock shelter in Arnhem Land is recognised as the oldest site showing the presence of humans in Australia.[48] The oldest human remains found are the Lake Mungo remains, which have been dated to around 41,000 years ago.[49][50] These people were the ancestors of modern Indigenous Australians.[51] Aboriginal Australian culture is one of the oldest continual cultures on earth.[52]
|
22 |
+
|
23 |
+
At the time of first European contact, most Indigenous Australians were hunter-gatherers with complex economies and societies.[53][54] Recent archaeological finds suggest that a population of 750,000 could have been sustained.[55][56] Indigenous Australians have an oral culture with spiritual values based on reverence for the land and a belief in the Dreamtime.[57] The Torres Strait Islanders, ethnically Melanesian, obtained their livelihood from seasonal horticulture and the resources of their reefs and seas.[58] The northern coasts and waters of Australia were visited sporadically by Makassan fishermen from what is now Indonesia.[59]
|
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+
|
25 |
+
The first recorded European sighting of the Australian mainland, and the first recorded European landfall on the Australian continent, are attributed to the Dutch.[60] The first ship and crew to chart the Australian coast and meet with Aboriginal people was the Duyfken captained by Dutch navigator, Willem Janszoon.[61] He sighted the coast of Cape York Peninsula in early 1606, and made landfall on 26 February at the Pennefather River near the modern town of Weipa on Cape York.[62] Later that year, Spanish explorer Luís Vaz de Torres sailed through, and navigated, Torres Strait islands.[63] The Dutch charted the whole of the western and northern coastlines and named the island continent "New Holland" during the 17th century, and although no attempt at settlement was made,[62] a number of shipwrecks left men either stranded or, as in the case of the Batavia in 1629, marooned for mutiny and murder, thus becoming the first Europeans to permanently inhabit the continent.[64] William Dampier, an English explorer and privateer, landed on the north-west coast of New Holland in 1688 (while serving as a crewman under pirate Captain John Read[65]) and again in 1699 on a return trip.[66] In 1770, James Cook sailed along and mapped the east coast, which he named New South Wales and claimed for Great Britain.[67]
|
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+
|
27 |
+
With the loss of its American colonies in 1783, the British Government sent a fleet of ships, the "First Fleet", under the command of Captain Arthur Phillip, to establish a new penal colony in New South Wales. A camp was set up and the Union flag raised at Sydney Cove, Port Jackson, on 26 January 1788,[68][69] a date which later became Australia's national day, Australia Day. Most early convicts were transported for petty crimes and assigned as labourers or servants upon arrival. While the majority settled into colonial society once emancipated, convict rebellions and uprisings were also staged, but invariably suppressed under martial law. The 1808 Rum Rebellion, the only successful armed takeover of government in Australia, instigated a two-year period of military rule.[70]
|
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+
|
29 |
+
The indigenous population declined for 150 years following settlement, mainly due to infectious disease.[71] Thousands more died as a result of frontier conflict with settlers.[72] A government policy of "assimilation" beginning with the Aboriginal Protection Act 1869 resulted in the removal of many Aboriginal children from their families and communities—referred to as the Stolen Generations—a practice which also contributed to the decline in the indigenous population.[73] As a result of the 1967 referendum, the Federal government's power to enact special laws with respect to a particular race was extended to enable the making of laws with respect to Aboriginals.[74] Traditional ownership of land ("native title") was not recognised in law until 1992, when the High Court of Australia held in Mabo v Queensland (No 2) that the legal doctrine that Australia had been terra nullius ("land belonging to no one") did not apply to Australia at the time of British settlement.[75]
|
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+
|
31 |
+
The expansion of British control over other areas of the continent began in the early 19th century, initially confined to coastal regions. A settlement was established in Van Diemen's Land (present-day Tasmania) in 1803, and it became a separate colony in 1825.[76] In 1813, Gregory Blaxland, William Lawson and William Wentworth crossed the Blue Mountains west of Sydney, opening the interior to European settlement.[77] The British claim was extended to the whole Australian continent in 1827 when Major Edmund Lockyer established a settlement on King George Sound (modern-day Albany, Western Australia).[78] The Swan River Colony was established in 1829, evolving into the largest Australian colony by area, Western Australia.[79] In accordance with population growth, separate colonies were carved from parts of New South Wales: South Australia in 1836, New Zealand in 1841, Victoria in 1851, and Queensland in 1859.[80] The Northern Territory was excised from South Australia in 1911.[81] South Australia was founded as a "free province"—it was never a penal colony.[82] Western Australia was also founded "free" but later accepted transported convicts, the last of which arrived in 1868, decades after transportation had ceased to the other colonies.[83] By 1850, Europeans still had not entered large areas of the inland. Explorers remained ambitious to discover new lands for agriculture or answers to scientific enquiries.[84]
|
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+
|
33 |
+
A series of gold rushes beginning in the early 1850s led to an influx of new migrants from China, North America and mainland Europe,[85] and also spurred outbreaks of bushranging and civil unrest. The latter peaked in 1854 when Ballarat miners launched the Eureka Rebellion against gold license fees.[86] Between 1855 and 1890, the six colonies individually gained responsible government, managing most of their own affairs while remaining part of the British Empire.[87] The Colonial Office in London retained control of some matters, notably foreign affairs,[88] defence,[89] and international shipping.
|
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+
|
35 |
+
On 1 January 1901, federation of the colonies was achieved after a decade of planning, consultation and voting.[90] After the 1907 Imperial Conference, Australia and the other self-governing British colonies were given the status of "dominion" within the British Empire.[91][92] The Federal Capital Territory (later renamed the Australian Capital Territory) was formed in 1911 as the location for the future federal capital of Canberra. Melbourne was the temporary seat of government from 1901 to 1927 while Canberra was being constructed.[93] The Northern Territory was transferred from the control of the South Australian government to the federal parliament in 1911.[94] Australia became the colonial ruler of the Territory of Papua (which had initially been annexed by Queensland in 1888) in 1902 and of the Territory of New Guinea (formerly German New Guinea) in 1920. The two were unified as the Territory of Papua and New Guinea in 1949 and gained independence from Australia in 1975.
|
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+
|
37 |
+
In 1914, Australia joined Britain in fighting World War I, with support from both the outgoing Commonwealth Liberal Party and the incoming Australian Labor Party.[95][96] Australians took part in many of the major battles fought on the Western Front.[97] Of about 416,000 who served, about 60,000 were killed and another 152,000 were wounded.[98] Many Australians regard the defeat of the Australian and New Zealand Army Corps (ANZACs) at Gallipoli as the birth of the nation—its first major military action.[99][100] The Kokoda Track campaign is regarded by many as an analogous nation-defining event during World War II.[101]
|
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+
|
39 |
+
Britain's Statute of Westminster 1931 formally ended most of the constitutional links between Australia and the UK. Australia adopted it in 1942,[102] but it was backdated to 1939 to confirm the validity of legislation passed by the Australian Parliament during World War II.[103][104] The shock of Britain's defeat in Asia in 1942, followed soon after by the Japanese bombing of Darwin and attack on Sydney Harbour, led to a widespread belief in Australia that an invasion was imminent, and a shift towards the United States as a new ally and protector.[105] Since 1951, Australia has been a formal military ally of the US, under the ANZUS treaty.[106]
|
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+
|
41 |
+
After World War II, Australia encouraged immigration from mainland Europe. Since the 1970s and following the abolition of the White Australia policy, immigration from Asia and elsewhere was also promoted.[107] As a result, Australia's demography, culture, and self-image were transformed.[108] The Australia Act 1986 severed the remaining constitutional ties between Australia and the UK.[109] In a 1999 referendum, 55% of voters and a majority in every state rejected a proposal to become a republic with a president appointed by a two-thirds vote in both Houses of the Australian Parliament. There has been an increasing focus in foreign policy on ties with other Pacific Rim nations, while maintaining close ties with Australia's traditional allies and trading partners.[110]
|
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+
|
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+
Surrounded by the Indian and Pacific oceans,[N 7] Australia is separated from Asia by the Arafura and Timor seas, with the Coral Sea lying off the Queensland coast, and the Tasman Sea lying between Australia and New Zealand. The world's smallest continent[112] and sixth largest country by total area,[113] Australia—owing to its size and isolation—is often dubbed the "island continent"[114] and is sometimes considered the world's largest island.[115] Australia has 34,218 kilometres (21,262 mi) of coastline (excluding all offshore islands),[116] and claims an extensive Exclusive Economic Zone of 8,148,250 square kilometres (3,146,060 sq mi). This exclusive economic zone does not include the Australian Antarctic Territory.[117] Apart from Macquarie Island, Australia lies between latitudes 9° and 44°S, and longitudes 112° and 154°E.
|
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+
|
45 |
+
Australia's size gives it a wide variety of landscapes, with tropical rainforests in the north-east, mountain ranges in the south-east, south-west and east, and desert in the centre.[118] The desert or semi-arid land commonly known as the outback makes up by far the largest portion of land.[119] Australia is the driest inhabited continent; its annual rainfall averaged over continental area is less than 500 mm.[120] The population density, 3.2 inhabitants per square kilometre, although a large proportion of the population lives along the temperate south-eastern coastline.[121]
|
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The Great Barrier Reef, the world's largest coral reef,[122] lies a short distance off the north-east coast and extends for over 2,000 kilometres (1,240 mi). Mount Augustus, claimed to be the world's largest monolith,[123] is located in Western Australia. At 2,228 metres (7,310 ft), Mount Kosciuszko is the highest mountain on the Australian mainland. Even taller are Mawson Peak (at 2,745 metres or 9,006 feet), on the remote Australian external territory of Heard Island, and, in the Australian Antarctic Territory, Mount McClintock and Mount Menzies, at 3,492 metres (11,457 ft) and 3,355 metres (11,007 ft) respectively.[124]
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Eastern Australia is marked by the Great Dividing Range, which runs parallel to the coast of Queensland, New South Wales and much of Victoria. The name is not strictly accurate, because parts of the range consist of low hills, and the highlands are typically no more than 1,600 metres (5,249 ft) in height.[125] The coastal uplands and a belt of Brigalow grasslands lie between the coast and the mountains, while inland of the dividing range are large areas of grassland and shrubland.[125][126] These include the western plains of New South Wales, and the Mitchell Grass Downs and Mulga Lands of inland Queensland. The northernmost point of the east coast is the tropical Cape York Peninsula.[127][128][129][130]
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The landscapes of the Top End and the Gulf Country—with their tropical climate—include forest, woodland, wetland, grassland, rainforest and desert.[131][132][133] At the north-west corner of the continent are the sandstone cliffs and gorges of The Kimberley, and below that the Pilbara. The Victoria Plains tropical savanna lies south of the Kimberly and Arnhem Land savannas, forming a transition between the coastal savannas and the interior deserts.[134][135][136] At the heart of the country are the uplands of central Australia. Prominent features of the centre and south include Uluru (also known as Ayers Rock), the famous sandstone monolith, and the inland Simpson, Tirari and Sturt Stony, Gibson, Great Sandy, Tanami, and Great Victoria deserts, with the famous Nullarbor Plain on the southern coast.[137][138][139][140] The Western Australian mulga shrublands lie between the interior deserts and Mediterranean-climate Southwest Australia.[141][142]
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Lying on the Indo-Australian Plate, the mainland of Australia is the lowest and most primordial landmass on Earth with a relatively stable geological history.[143][144] The landmass includes virtually all known rock types and from all geological time periods spanning over 3.8 billion years of the Earth's history. The Pilbara Craton is one of only two pristine Archaean 3.6–2.7 Ga (billion years ago) crusts identified on the Earth.[145]
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Having been part of all major supercontinents, the Australian continent began to form after the breakup of Gondwana in the Permian, with the separation of the continental landmass from the African continent and Indian subcontinent. It separated from Antarctica over a prolonged period beginning in the Permian and continuing through to the Cretaceous.[146] When the last glacial period ended in about 10,000 BC, rising sea levels formed Bass Strait, separating Tasmania from the mainland. Then between about 8,000 and 6,500 BC, the lowlands in the north were flooded by the sea, separating New Guinea, the Aru Islands, and the mainland of Australia.[147] The Australian continent is currently moving toward Eurasia at the rate of 6 to 7 centimetres a year.[148]
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The Australian mainland's continental crust, excluding the thinned margins, has an average thickness of 38 km, with a range in thickness from 24 km to 59 km.[149] Australia's geology can be divided into several main sections, showcasing that the continent grew from west to east: the Archaean cratonic shields found mostly in the west, Proterozoic fold belts in the centre and Phanerozoic sedimentary basins, metamorphic and igneous rocks in the east.[150]
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The Australian mainland and Tasmania are situated in the middle of the tectonic plate and currently have no active volcanoes,[151] but due to passing over the East Australia hotspot, recent volcanism has occurred during the Holocene, in the Newer Volcanics Province of western Victoria and southeastern South Australia. Volcanism also occurs in the island of New Guinea (considered geologically as part of the Australian continent), and in the Australian external territory of Heard Island and McDonald Islands.[152] Seismic activity in the Australian mainland and Tasmania is also low, with the greatest number of fatalities having occurred in the 1989 Newcastle earthquake.[153]
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The climate of Australia is significantly influenced by ocean currents, including the Indian Ocean Dipole and the El Niño–Southern Oscillation, which is correlated with periodic drought, and the seasonal tropical low-pressure system that produces cyclones in northern Australia.[155][156] These factors cause rainfall to vary markedly from year to year. Much of the northern part of the country has a tropical, predominantly summer-rainfall (monsoon).[120] The south-west corner of the country has a Mediterranean climate.[157] The south-east ranges from oceanic (Tasmania and coastal Victoria) to humid subtropical (upper half of New South Wales), with the highlands featuring alpine and subpolar oceanic climates. The interior is arid to semi-arid.[120]
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According to the Bureau of Meteorology's 2011 Australian Climate Statement, Australia had lower than average temperatures in 2011 as a consequence of a La Niña weather pattern; however, "the country's 10-year average continues to demonstrate the rising trend in temperatures, with 2002–2011 likely to rank in the top two warmest 10-year periods on record for Australia, at 0.52 °C (0.94 °F) above the long-term average".[158] Furthermore, 2014 was Australia's third warmest year since national temperature observations commenced in 1910.[159][160]
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Water restrictions are frequently in place in many regions and cities of Australia in response to chronic shortages due to urban population increases and localised drought.[161][162] Throughout much of the continent, major flooding regularly follows extended periods of drought, flushing out inland river systems, overflowing dams and inundating large inland flood plains, as occurred throughout Eastern Australia in 2010, 2011 and 2012 after the 2000s Australian drought.
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Australia's carbon dioxide emissions per capita are among the highest in the world, lower than those of only a few other industrialised nations.[163]
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January 2019 was the hottest month ever in Australia with average temperatures exceeding 30 °C (86 °F).[164][165]
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The 2019–20 Australian bushfire season was Australia's worst bushfire season on record.[166]
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Although most of Australia is semi-arid or desert, the continent includes a diverse range of habitats from alpine heaths to tropical rainforests. Fungi typify that diversity—an estimated 250,000 species—of which only 5% have been described—occur in Australia.[167] Because of the continent's great age, extremely variable weather patterns, and long-term geographic isolation, much of Australia's biota is unique. About 85% of flowering plants, 84% of mammals, more than 45% of birds, and 89% of in-shore, temperate-zone fish are endemic.[168] Australia has at least 755 species of reptile, more than any other country in the world.[169] Besides Antarctica, Australia is the only continent that developed without feline species. Feral cats may have been introduced in the 17th century by Dutch shipwrecks, and later in the 18th century by European settlers. They are now considered a major factor in the decline and extinction of many vulnerable and endangered native species.[170]
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Australian forests are mostly made up of evergreen species, particularly eucalyptus trees in the less arid regions; wattles replace them as the dominant species in drier regions and deserts.[171] Among well-known Australian animals are the monotremes (the platypus and echidna); a host of marsupials, including the kangaroo, koala, and wombat, and birds such as the emu and the kookaburra.[171] Australia is home to many dangerous animals including some of the most venomous snakes in the world.[172] The dingo was introduced by Austronesian people who traded with Indigenous Australians around 3000 BCE.[173] Many animal and plant species became extinct soon after first human settlement,[174] including the Australian megafauna; others have disappeared since European settlement, among them the thylacine.[175][176]
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Many of Australia's ecoregions, and the species within those regions, are threatened by human activities and introduced animal, chromistan, fungal and plant species.[177] All these factors have led to Australia's having the highest mammal extinction rate of any country in the world.[178] The federal Environment Protection and Biodiversity Conservation Act 1999 is the legal framework for the protection of threatened species.[179] Numerous protected areas have been created under the National Strategy for the Conservation of Australia's Biological Diversity to protect and preserve unique ecosystems;[180][181] 65 wetlands are listed under the Ramsar Convention,[182] and 16 natural World Heritage Sites have been established.[183] Australia was ranked 21st out of 178 countries in the world on the 2018 Environmental Performance Index.[184] There are more than 1,800 animals and plants on Australia's threatened species list, including more than 500 animals.[185]
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Australia is a federal parliamentary constitutional monarchy.[186] The country has maintained a stable liberal democratic political system under its constitution, which is one of the world's oldest, since Federation in 1901. It is also one of the world's oldest federations, in which power is divided between the federal and state and territorial governments. The Australian system of government combines elements derived from the political systems of the United Kingdom (a fused executive, constitutional monarchy and strong party discipline) and the United States (federalism, a written constitution and strong bicameralism with an elected upper house), along with distinctive indigenous features.[187][188]
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The federal government is separated into three branches:
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Elizabeth II reigns as Queen of Australia and is represented in Australia by the governor-general at the federal level and by the governors at the state level, who by convention act on the advice of her ministers.[190][191] Thus, in practice the governor-general acts as a legal figurehead for the actions of the prime minister and the Federal Executive Council. The governor-general does have extraordinary reserve powers which may be exercised outside the prime minister's request in rare and limited circumstances, the most notable exercise of which was the dismissal of the Whitlam Government in the constitutional crisis of 1975.[192]
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In the Senate (the upper house), there are 76 senators: twelve each from the states and two each from the mainland territories (the Australian Capital Territory and the Northern Territory).[193] The House of Representatives (the lower house) has 151 members elected from single-member electoral divisions, commonly known as "electorates" or "seats", allocated to states on the basis of population,[194] with each original state guaranteed a minimum of five seats.[195] Elections for both chambers are normally held every three years simultaneously; senators have overlapping six-year terms except for those from the territories, whose terms are not fixed but are tied to the electoral cycle for the lower house; thus only 40 of the 76 places in the Senate are put to each election unless the cycle is interrupted by a double dissolution.[193]
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Australia's electoral system uses preferential voting for all lower house elections with the exception of Tasmania and the ACT which, along with the Senate and most state upper houses, combine it with proportional representation in a system known as the single transferable vote. Voting is compulsory for all enrolled citizens 18 years and over in every jurisdiction,[196] as is enrolment (with the exception of South Australia).[197] The party with majority support in the House of Representatives forms the government and its leader becomes Prime Minister. In cases where no party has majority support, the Governor-General has the constitutional power to appoint the Prime Minister and, if necessary, dismiss one that has lost the confidence of Parliament.[198]
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There are two major political groups that usually form government, federally and in the states: the Australian Labor Party and the Coalition which is a formal grouping of the Liberal Party and its minor partner, the National Party.[199][200] Within Australian political culture, the Coalition is considered centre-right and the Labor Party is considered centre-left.[201] Independent members and several minor parties have achieved representation in Australian parliaments, mostly in upper houses. The Australian Greens are often considered the "third force" in politics, being the third largest party by both vote and membership.[202]
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The most recent federal election was held on 18 May 2019 and resulted in the Coalition, led by Prime Minister Scott Morrison, retaining government.[203]
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Australia has six states—New South Wales (NSW), Queensland (QLD), South Australia (SA), Tasmania (TAS), Victoria (VIC) and Western Australia (WA)—and two major mainland territories—the Australian Capital Territory (ACT) and the Northern Territory (NT). In most respects, these two territories function as states, except that the Commonwealth Parliament has the power to modify or repeal any legislation passed by the territory parliaments.[204]
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Under the constitution, the states essentially have plenary legislative power to legislate on any subject, whereas the Commonwealth (federal) Parliament may legislate only within the subject areas enumerated under section 51. For example, state parliaments have the power to legislate with respect to education, criminal law and state police, health, transport, and local government, but the Commonwealth Parliament does not have any specific power to legislate in these areas.[205] However, Commonwealth laws prevail over state laws to the extent of the inconsistency.[206] In addition, the Commonwealth has the power to levy income tax which, coupled with the power to make grants to States, has given it the financial means to incentivise States to pursue specific legislative agendas within areas over which the Commonwealth does not have legislative power.
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Each state and major mainland territory has its own parliament—unicameral in the Northern Territory, the ACT and Queensland, and bicameral in the other states. The states are sovereign entities, although subject to certain powers of the Commonwealth as defined by the Constitution. The lower houses are known as the Legislative Assembly (the House of Assembly in South Australia and Tasmania); the upper houses are known as the Legislative Council. The head of the government in each state is the Premier and in each territory the Chief Minister. The Queen is represented in each state by a governor; and in the Northern Territory, the administrator.[207] In the Commonwealth, the Queen's representative is the governor-general.[208]
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The Commonwealth Parliament also directly administers the external territories of Ashmore and Cartier Islands, the Australian Antarctic Territory, Christmas Island, the Cocos (Keeling) Islands, the Coral Sea Islands, and Heard Island and McDonald Islands, as well as the internal Jervis Bay Territory, a naval base and sea port for the national capital in land that was formerly part of New South Wales.[189] The external territory of Norfolk Island previously exercised considerable autonomy under the Norfolk Island Act 1979 through its own legislative assembly and an Administrator to represent the Queen.[209] In 2015, the Commonwealth Parliament abolished self-government, integrating Norfolk Island into the Australian tax and welfare systems and replacing its legislative assembly with a council.[210] Macquarie Island is part of Tasmania,[211] and Lord Howe Island of New South Wales.[212]
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Over recent decades, Australia's foreign relations have been driven by a close association with the United States through the ANZUS pact, and by a desire to develop relationships with Asia and the Pacific, particularly through ASEAN, the Pacific Islands Forum and the Pacific Community, of which Australia is a founding member. In 2005 Australia secured an inaugural seat at the East Asia Summit following its accession to the Treaty of Amity and Cooperation in Southeast Asia, and in 2011 attended the Sixth East Asia Summit in Indonesia. Australia is a member of the Commonwealth of Nations, in which the Commonwealth Heads of Government meetings provide the main forum for co-operation.[213] Australia has pursued the cause of international trade liberalisation.[214] It led the formation of the Cairns Group and Asia-Pacific Economic Cooperation.[215][216]
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Australia is a member of the Organisation for Economic Co-operation and Development and the World Trade Organization,[217][218] and has pursued several major bilateral free trade agreements, most recently the Australia–United States Free Trade Agreement[219] and Closer Economic Relations with New Zealand,[220] with another free trade agreement being negotiated with China—the Australia–China Free Trade Agreement—and Japan,[221] South Korea in 2011,[222][223] Australia–Chile Free Trade Agreement, and as of November 2015[update] has put the Trans-Pacific Partnership before parliament for ratification.[224]
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Australia maintains a deeply integrated relationship with neighbouring New Zealand, with free mobility of citizens between the two countries under the Trans-Tasman Travel Arrangement and free trade under the
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Australia–New Zealand Closer Economic Relations Trade Agreement.[225] New Zealand, Canada and the United Kingdom are the most favourably viewed countries in the world by Australian people,[226][227] sharing a number of close diplomatic, military and cultural ties with Australia.
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Along with New Zealand, the United Kingdom, Malaysia and Singapore, Australia is party to the Five Power Defence Arrangements, a regional defence agreement. A founding member country of the United Nations, Australia is strongly committed to multilateralism[228] and maintains an international aid program under which some 60 countries receive assistance. The 2005–06 budget provides A$2.5 billion for development assistance.[229] Australia ranks fifteenth overall in the Center for Global Development's 2012 Commitment to Development Index.[230]
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Australia's armed forces—the Australian Defence Force (ADF)—comprise the Royal Australian Navy (RAN), the Australian Army and the Royal Australian Air Force (RAAF), in total numbering 81,214 personnel (including 57,982 regulars and 23,232 reservists) as of November 2015[update]. The titular role of Commander-in-Chief is vested in the Governor-General, who appoints a Chief of the Defence Force from one of the armed services on the advice of the government.[231] Day-to-day force operations are under the command of the Chief, while broader administration and the formulation of defence policy is undertaken by the Minister and Department of Defence.
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In the 2016–17 budget, defence spending comprised 2% of GDP, representing the world's 12th largest defence budget.[232] Australia has been involved in UN and regional peacekeeping, disaster relief and armed conflict, including the 2003 invasion of Iraq; it currently has deployed about 2,241 personnel in varying capacities to 12 international operations in areas including Iraq and Afghanistan.[233]
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A wealthy country, Australia has a market economy, a high GDP per capita, and a relatively low rate of poverty. In terms of average wealth, Australia ranked second in the world after Switzerland from 2013 until 2018.[235] In 2018, Australia overtook Switzerland and became the country with the highest average wealth.[235] Australia's poverty rate increased from 10.2% to 11.8%, from 2000/01 to 2013.[236][237] It was identified by the Credit Suisse Research Institute as the nation with the highest median wealth in the world and the second-highest average wealth per adult in 2013.[236]
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The Australian dollar is the currency for the nation, including Christmas Island, Cocos (Keeling) Islands, and Norfolk Island, as well as the independent Pacific Island states of Kiribati, Nauru, and Tuvalu. With the 2006 merger of the Australian Stock Exchange and the Sydney Futures Exchange, the Australian Securities Exchange became the ninth largest in the world.[238]
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Ranked fifth in the Index of Economic Freedom (2017),[239] Australia is the world's 14th largest economy and has the tenth highest per capita GDP (nominal) at US$55,692.[240] The country was ranked third in the United Nations 2017 Human Development Index.[241] Melbourne reached top spot for the fourth year in a row on The Economist's 2014 list of the world's most liveable cities,[242] followed by Adelaide, Sydney, and Perth in the fifth, seventh, and ninth places respectively. Total government debt in Australia is about A$190 billion[243]—20% of GDP in 2010.[244] Australia has among the highest house prices and some of the highest household debt levels in the world.[245]
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An emphasis on exporting commodities rather than manufactured goods has underpinned a significant increase in Australia's terms of trade since the start of the 21st century, due to rising commodity prices. Australia has a balance of payments that is more than 7% of GDP negative, and has had persistently large current account deficits for more than 50 years.[246] Australia has grown at an average annual rate of 3.6% for over 15 years, in comparison to the OECD annual average of 2.5%.[246]
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Australia was the only advanced economy not to experience a recession due to the global financial downturn in 2008–2009.[247] However, the economies of six of Australia's major trading partners have been in recession[when?], which in turn has affected Australia, significantly hampering its economic growth in recent years[when?].[248][249] From 2012 to early 2013, Australia's national economy grew, but some non-mining states and Australia's non-mining economy experienced a recession.[250][251][252]
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The Hawke Government floated the Australian dollar in 1983 and partially deregulated the financial system.[253] The Howard Government followed with a partial deregulation of the labour market and the further privatisation of state-owned businesses, most notably in the telecommunications industry.[254] The indirect tax system was substantially changed in July 2000 with the introduction of a 10% Goods and Services Tax (GST).[255] In Australia's tax system, personal and company income tax are the main sources of government revenue.[256]
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As of September 2018[update], there were 12,640,800 people employed (either full- or part-time), with an unemployment rate of 5.2%.[257] Data released in mid-November 2013 showed that the number of welfare recipients had grown by 55%. In 2007 228,621 Newstart unemployment allowance recipients were registered, a total that increased to 646,414 in March 2013.[258] According to the Graduate Careers Survey, full-time employment for newly qualified professionals from various occupations has declined since 2011 but it increases for graduates three years after graduation.[259][260]
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Since 2008[when?], inflation has typically been 2–3% and the base interest rate 5–6%. The service sector of the economy, including tourism, education, and financial services, accounts for about 70% of GDP.[261] Rich in natural resources, Australia is a major exporter of agricultural products, particularly wheat and wool, minerals such as iron-ore and gold, and energy in the forms of liquified natural gas and coal. Although agriculture and natural resources account for only 3% and 5% of GDP respectively, they contribute substantially to export performance. Australia's largest export markets are Japan, China, the United States, South Korea, and New Zealand.[262] Australia is the world's fourth largest exporter of wine, and the wine industry contributes A$5.5 billion per year to the nation's economy.[263]
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Access to biocapacity in Australia is much higher than world average. In 2016, Australia had 12.3 global hectares[264] of biocapacity per person within its territory, much more than the world average of 1.6 global hectares per person.[265] In 2016 Australia used 6.6 global hectares of biocapacity per person – their ecological footprint of consumption. This means they use half as much biocapacity as Australia contains. As a result, Australia is running a biocapacity reserve.[264]
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In 2020 ACOSS released a new report revealing that poverty is growing in Australia, with an estimated 3.2 million people, or 13.6% of the population, living below the internationally accepted poverty line of 50% of a country's median income. It also estimated that there are 774,000 (17.7%) children under the age of 15 that are in poverty.[266][267]
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Australia has an average population density of 3.3 persons per square kilometre of total land area, which makes it is one of the most sparsely populated countries in the world. The population is heavily concentrated on the east coast, and in particular in the south-eastern region between South East Queensland to the north-east and Adelaide to the south-west.[268]
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Australia is highly urbanised, with 67% of the population living in the Greater Capital City Statistical Areas (metropolitan areas of the state and mainland territorial capital cities) in 2018.[269] Metropolitan areas with more than one million inhabitants are Sydney, Melbourne, Brisbane, Perth and Adelaide.
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In common with many other developed countries, Australia is experiencing a demographic shift towards an older population, with more retirees and fewer people of working age. In 2018 the average age of the Australian population was 38.8 years.[270] In 2015, 2.15% of the Australian population lived overseas, one of the lowest proportions worldwide.[271]
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Between 1788 and the Second World War, the vast majority of settlers and immigrants came from the British Isles (principally England, Ireland and Scotland), although there was significant immigration from China and Germany during the 19th century. In the decades immediately following the Second World War, Australia received a large wave of immigration from across Europe, with many more immigrants arriving from Southern and Eastern Europe than in previous decades. Since the end of the White Australia policy in 1973, Australia has pursued an official policy of multiculturalism,[274] and there has been a large and continuing wave of immigration from across the world, with Asia being the largest source of immigrants in the 21st century.[275]
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Today, Australia has the world's eighth-largest immigrant population, with immigrants accounting for 30% of the population, a higher proportion than in any other nation with a population of over 10 million.[27][276] 160,323 permanent immigrants were admitted to Australia in 2018–19 (excluding refugees),[275] whilst there was a net population gain of 239,600 people from all permanent and temporary immigration in that year.[277] The majority of immigrants are skilled,[275] but the immigration program includes categories for family members and refugees.[277] In 2019 the largest foreign-born populations were those born in England (3.9%), Mainland China (2.7%), India (2.6%), New Zealand (2.2%), the Philippines (1.2%) and Vietnam (1%).[27]
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In the 2016 Australian census, the most commonly nominated ancestries were:[N 9][278][279]
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At the 2016 census, 649,171 people (2.8% of the total population) identified as being Indigenous—Aboriginal Australians and Torres Strait Islanders.[N 12][281] Indigenous Australians experience higher than average rates of imprisonment and unemployment, lower levels of education, and life expectancies for males and females that are, respectively, 11 and 17 years lower than those of non-indigenous Australians.[262][282][283] Some remote Indigenous communities have been described as having "failed state"-like conditions.[284]
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Although Australia has no official language, English is the de facto national language.[2] Australian English is a major variety of the language with a distinctive accent and lexicon,[285] and differs slightly from other varieties of English in grammar and spelling.[286] General Australian serves as the standard dialect.
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According to the 2016 census, English is the only language spoken in the home for 72.7% of the population. The next most common languages spoken at home are Mandarin (2.5%), Arabic (1.4%), Cantonese (1.2%), Vietnamese (1.2%) and Italian (1.2%).[278] A considerable proportion of first- and second-generation migrants are bilingual.
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Over 250 Indigenous Australian languages are thought to have existed at the time of first European contact,[287] of which fewer than twenty are still in daily use by all age groups.[288][289] About 110 others are spoken exclusively by older people.[289] At the time of the 2006 census, 52,000 Indigenous Australians, representing 12% of the Indigenous population, reported that they spoke an Indigenous language at home.[290] Australia has a sign language known as Auslan, which is the main language of about 10,112 deaf people who reported that they spoke Auslan language at home in the 2016 census.[291]
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Australia has no state religion; Section 116 of the Australian Constitution prohibits the federal government from making any law to establish any religion, impose any religious observance, or prohibit the free exercise of any religion.[293] In the 2016 census, 52.1% of Australians were counted as Christian, including 22.6% as Catholic and 13.3% as Anglican; 30.1% of the population reported having "no religion"; 8.2% identify with non-Christian religions, the largest of these being Islam (2.6%), followed by Buddhism (2.4%), Hinduism (1.9%), Sikhism (0.5%) and Judaism (0.4%). The remaining 9.7% of the population did not provide an adequate answer. Those who reported having no religion increased conspicuously from 19% in 2006 to 22% in 2011 to 30.1% in 2016.[292]
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Before European settlement, the animist beliefs of Australia's indigenous people had been practised for many thousands of years. Mainland Aboriginal Australians' spirituality is known as the Dreamtime and it places a heavy emphasis on belonging to the land. The collection of stories that it contains shaped Aboriginal law and customs. Aboriginal art, story and dance continue to draw on these spiritual traditions. The spirituality and customs of Torres Strait Islanders, who inhabit the islands between Australia and New Guinea, reflected their Melanesian origins and dependence on the sea. The 1996 Australian census counted more than 7000 respondents as followers of a traditional Aboriginal religion.[294]
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Since the arrival of the First Fleet of British ships in 1788, Christianity has become the major religion practised in Australia. Christian churches have played an integral role in the development of education, health and welfare services in Australia. For much of Australian history, the Church of England (now known as the Anglican Church of Australia) was the largest religious denomination, with a large Roman Catholic minority. However, multicultural immigration has contributed to a steep decline in its relative position since the Second World War. Similarly, Islam, Buddhism, Hinduism, Sikhism and Judaism have all grown in Australia over the past half-century.[295]
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Australia has one of the lowest levels of religious adherence in the world.[296] In 2001, only 8.8% of Australians attended church on a weekly basis.[297]
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Australia's life expectancy is the third highest in the world for males and the seventh highest for females.[298] Life expectancy in Australia in 2010 was 79.5 years for males and 84.0 years for females.[299] Australia has the highest rates of skin cancer in the world,[300] while cigarette smoking is the largest preventable cause of death and disease, responsible for 7.8% of the total mortality and disease. Ranked second in preventable causes is hypertension at 7.6%, with obesity third at 7.5%.[301][302] Australia ranks 35th in the world[303] and near the top of developed nations for its proportion of obese adults[304] and nearly two thirds (63%) of its adult population is either overweight or obese.[305]
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Total expenditure on health (including private sector spending) is around 9.8% of GDP.[306] Australia introduced universal health care in 1975.[307] Known as Medicare, it is now nominally funded by an income tax surcharge known as the Medicare levy, currently set at 2%.[308] The states manage hospitals and attached outpatient services, while the Commonwealth funds the Pharmaceutical Benefits Scheme (subsidising the costs of medicines) and general practice.[307]
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School attendance, or registration for home schooling,[310] is compulsory throughout Australia. Education is the responsibility of the individual states and territories[311] so the rules vary between states, but in general children are required to attend school from the age of about 5 until about 16.[312][313] In some states (e.g., Western Australia,[314] the Northern Territory[315] and New South Wales[316][317]), children aged 16–17 are required to either attend school or participate in vocational training, such as an apprenticeship.
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Australia has an adult literacy rate that was estimated to be 99% in 2003.[318] However, a 2011–12 report for the Australian Bureau of Statistics reported that Tasmania has a literacy and numeracy rate of only 50%.[319] In the Programme for International Student Assessment, Australia regularly scores among the top five of thirty major developed countries (member countries of the Organisation for Economic Co-operation and Development). Catholic education accounts for the largest non-government sector.
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Australia has 37 government-funded universities and two private universities, as well as a number of other specialist institutions that provide approved courses at the higher education level.[320] The OECD places Australia among the most expensive nations to attend university.[321] There is a state-based system of vocational training, known as TAFE, and many trades conduct apprenticeships for training new tradespeople.[322] About 58% of Australians aged from 25 to 64 have vocational or tertiary qualifications,[262] and the tertiary graduation rate of 49% is the highest among OECD countries. 30.9 percent of Australia's population has attained a higher education qualification, which is among the highest percentages in the world.[323][324][325]
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Australia has the highest ratio of international students per head of population in the world by a large margin, with 812,000 international students enrolled in the nation's universities and vocational institutions in 2019.[326][327] Accordingly, in 2019, international students represented on average 26.7% of the student bodies of Australian universities. International education therefore represents one of the country's largest exports and has a pronounced influence on the country's demographics, with a significant proportion of international students remaining in Australia after graduation on various skill and employment visas.[328]
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Since 1788, the primary influence behind Australian culture has been Anglo-Celtic Western culture, with some Indigenous influences.[330][331] The divergence and evolution that has occurred in the ensuing centuries has resulted in a distinctive Australian culture.[332][333] The culture of the United States has also been highly influential, particularly through television and cinema. Other cultural influences come from neighbouring Asian countries, and through large-scale immigration from non-English-speaking nations.[334]
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Australia has over 100,000 Aboriginal rock art sites,[335] and traditional designs, patterns and stories infuse contemporary Indigenous Australian art, "the last great art movement of the 20th century" according to critic Robert Hughes;[336] its exponents include Emily Kame Kngwarreye.[337] Early colonial artists showed a fascination with the unfamiliar land.[338] The impressionistic works of Arthur Streeton, Tom Roberts and other members of the 19th-century Heidelberg School—the first "distinctively Australian" movement in Western art—gave expression to nationalist sentiments in the lead-up to Federation.[338] While the school remained influential into the 1900s, modernists such as Margaret Preston, and, later, Sidney Nolan and Arthur Boyd, explored new artistic trends.[338] The landscape remained a central subject matter for Fred Williams, Brett Whiteley and other post-war artists whose works, eclectic in style yet uniquely Australian, moved between the figurative and the abstract.[338][339] The national and state galleries maintain collections of local and international art.[340] Australia has one of the world's highest attendances of art galleries and museums per head of population.[341]
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Australian literature grew slowly in the decades following European settlement though Indigenous oral traditions, many of which have since been recorded in writing, are much older.[343] In the 1870s, Adam Lindsay Gordon posthumously became the first Australian poet to attain a wide readership. Following in his footsteps, Henry Lawson and Banjo Paterson captured the experience of the bush using a distinctive Australian vocabulary.[344] Their works are still popular; Paterson's bush poem "Waltzing Matilda" (1895) is regarded as Australia's unofficial national anthem.[345] Miles Franklin is the namesake of Australia's most prestigious literary prize, awarded annually to the best novel about Australian life.[346] Its first recipient, Patrick White, went on to win the Nobel Prize in Literature in 1973.[347] Australian Booker Prize winners include Peter Carey, Thomas Keneally and Richard Flanagan.[348] Author David Malouf, playwright David Williamson and poet Les Murray are also renowned.[349][350]
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Many of Australia's performing arts companies receive funding through the federal government's Australia Council.[351] There is a symphony orchestra in each state,[352] and a national opera company, Opera Australia,[353] well known for its famous soprano Joan Sutherland.[354] At the beginning of the 20th century, Nellie Melba was one of the world's leading opera singers.[355] Ballet and dance are represented by The Australian Ballet and various state companies. Each state has a publicly funded theatre company.[356]
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The Story of the Kelly Gang (1906), the world's first feature-length narrative film, spurred a boom in Australian cinema during the silent film era.[357] After World War I, Hollywood monopolised the industry,[358] and by the 1960s Australian film production had effectively ceased.[359] With the benefit of government support, the Australian New Wave of the 1970s brought provocative and successful films, many exploring themes of national identity, such as Wake in Fright and Gallipoli,[360] while Crocodile Dundee and the Ozploitation movement's Mad Max series became international blockbusters.[361] In a film market flooded with foreign content, Australian films delivered a 7.7% share of the local box office in 2015.[362] The AACTAs are Australia's premier film and television awards, and notable Academy Award winners from Australia include Geoffrey Rush, Nicole Kidman, Cate Blanchett and Heath Ledger.[363]
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Australia has two public broadcasters (the Australian Broadcasting Corporation and the multicultural Special Broadcasting Service), three commercial television networks, several pay-TV services,[364] and numerous public, non-profit television and radio stations. Each major city has at least one daily newspaper,[364] and there are two national daily newspapers, The Australian and The Australian Financial Review.[364] In 2010, Reporters Without Borders placed Australia 18th on a list of 178 countries ranked by press freedom, behind New Zealand (8th) but ahead of the United Kingdom (19th) and United States (20th).[365] This relatively low ranking is primarily because of the limited diversity of commercial media ownership in Australia;[366] most print media are under the control of News Corporation and, after Fairfax Media was merged with Nine, Nine Entertainment Co.[367]
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Most Indigenous Australian groups subsisted on a simple hunter-gatherer diet of native fauna and flora, otherwise called bush tucker.[368] The first settlers introduced British food to the continent, much of which is now considered typical Australian food, such as the Sunday roast.[369][370] Multicultural immigration transformed Australian cuisine; post-World War II European migrants, particularly from the Mediterranean, helped to build a thriving Australian coffee culture, and the influence of Asian cultures has led to Australian variants of their staple foods, such as the Chinese-inspired dim sim and Chiko Roll.[371] Vegemite, pavlova, lamingtons and meat pies are regarded as iconic Australian foods.[372] Australian wine is produced mainly in the southern, cooler parts of the country.
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Australia is also known for its cafe and coffee culture in urban centres, which has influenced coffee culture abroad, including New York City.[373] Australia was responsible for the flat white coffee–purported to have originated in a Sydney cafe in the mid-1980s.[374]
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Cricket and football are the predominate sports in Australia during the summer and winter months, respectively. Australia is unique in that it has professional leagues for four football codes. Originating in Melbourne in the 1850s, Australian rules football is the most popular code in all states except New South Wales and Queensland, where rugby league holds sway, followed by rugby union. Soccer, while ranked fourth in popularity and resources, has the highest overall participation rates.[376] Cricket is popular across all borders and has been regarded by many Australians as the national sport. The Australian national cricket team competed against England in the first Test match (1877) and the first One Day International (1971), and against New Zealand in the first Twenty20 International (2004), winning all three games. It has also participated in every edition of the Cricket World Cup, winning the tournament a record five times.[377]
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Australia is a powerhouse in water-based sports, such as swimming and surfing.[378] The surf lifesaving movement originated in Australia, and the volunteer lifesaver is one of the country's icons.[379] Nationally, other popular sports include horse racing, basketball, and motor racing. The annual Melbourne Cup horse race and the Sydney to Hobart yacht race attract intense interest.[380] In 2016, the Australian Sports Commission revealed that swimming, cycling and soccer are the three most popular participation sports.[381][382]
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Australia is one of five nations to have participated in every Summer Olympics of the modern era,[383] and has hosted the Games twice: 1956 in Melbourne and 2000 in Sydney.[384] Australia has also participated in every Commonwealth Games,[385] hosting the event in 1938, 1962, 1982, 2006 and 2018.[386] Australia made its inaugural appearance at the Pacific Games in 2015. As well as being a regular FIFA World Cup participant, Australia has won the OFC Nations Cup four times and the AFC Asian Cup once—the only country to have won championships in two different FIFA confederations.[387] In June 2020, Australia won its bid to co-host the 2023 FIFA Women's World Cup with New Zealand.[388][389] The country regularly competes among the world elite basketball teams as it is among the global top three teams in terms of qualifications to the Basketball Tournament at the Summer Olympics. Other major international events held in Australia include the Australian Open tennis grand slam tournament, international cricket matches, and the Australian Formula One Grand Prix. The highest-rating television programs include sports telecasts such as the Summer Olympics, FIFA World Cup, The Ashes, Rugby League State of Origin, and the grand finals of the National Rugby League and Australian Football League.[390] Skiing in Australia began in the 1860s and snow sports take place in the Australian Alps and parts of Tasmania.
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Pyotr Ilyich Tchaikovsky[a 2] (English: /tʃaɪˈkɒfski/ chy-KOF-skee;[1] Russian: Пётр Ильи́ч Чайко́вский,[a 3] IPA: [pʲɵtr ɪlʲˈjitɕ tɕɪjˈkofskʲɪj] (listen); 7 May 1840 – 6 November 1893[a 4]) was a Russian composer of the Romantic period. He was the first Russian composer whose music made a lasting impression internationally. He was honored in 1884 by Tsar Alexander III and awarded a lifetime pension.
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Although musically precocious, Tchaikovsky was educated for a career as a civil servant. There was scant opportunity for a musical career in Russia at the time and no system of public music education. When an opportunity for such an education arose, he entered the nascent Saint Petersburg Conservatory, from which he graduated in 1865. The formal Western-oriented teaching that he received there set him apart from composers of the contemporary nationalist movement embodied by the Russian composers of The Five with whom his professional relationship was mixed.
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Tchaikovsky's training set him on a path to reconcile what he had learned with the native musical practices to which he had been exposed from childhood. From that reconciliation, he forged a personal but unmistakably Russian style. The principles that governed melody, harmony and other fundamentals of Russian music ran completely counter to those that governed Western European music, which seemed to defeat the potential for using Russian music in large-scale Western composition or for forming a composite style, and it caused personal antipathies that dented Tchaikovsky's self-confidence. Russian culture exhibited a split personality, with its native and adopted elements having drifted apart increasingly since the time of Peter the Great. That resulted in uncertainty among the intelligentsia about the country's national identity, an ambiguity mirrored in Tchaikovsky's career.
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Despite his many popular successes, Tchaikovsky's life was punctuated by personal crises and depression. Contributory factors included his early separation from his mother for boarding school followed by his mother's early death; the death of his close friend and colleague Nikolai Rubinstein; and the collapse of the one enduring relationship of his adult life, his 13-year association with the wealthy widow Nadezhda von Meck, who was his patron even though they never actually met each other. His homosexuality, which he kept private, has traditionally also been considered a major factor though some musicologists now downplay its importance. Tchaikovsky's sudden death at the age of 53 is generally ascribed to cholera; there is an ongoing debate as to whether cholera was indeed the cause of his death.
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While his music has remained popular among audiences, critical opinions were initially mixed. Some Russians did not feel it was sufficiently representative of native musical values and expressed suspicion that Europeans accepted the music for its Western elements. In an apparent reinforcement of the latter claim, some Europeans lauded Tchaikovsky for offering music more substantive than base exoticism and said he transcended stereotypes of Russian classical music. Others dismissed Tchaikovsky's music as "lacking in elevated thought"[2] and derided its formal workings as deficient because they did not stringently follow Western principles.
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Pyotr Ilyich Tchaikovsky was born in Votkinsk, a small town in Vyatka Governorate (present-day Udmurtia) in the Russian Empire, into a family with a long history of military service. His father, Ilya Petrovich Tchaikovsky, had served as a lieutenant colonel and engineer in the Department of Mines,[3] and would manage the Kamsko-Votkinsk Ironworks. His grandfather, Pyotr Fedorovich Tchaikovsky (né Petro Fedorovych Chaika), was born in the village of Mikolayivka, Poltava Gubernia, Russian Empire (present day Ukraine),[4] and served first as a physician's assistant in the army and later as city governor of Glazov in Vyatka. His great-grandfather,[5][6] a Cossack named Fyodor Chaika, distinguished himself under Peter the Great at the Battle of Poltava in 1709.[7][8]
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Tchaikovsky's mother, Alexandra Andreyevna (née d'Assier), was the second of Ilya's three wives, 18 years her husband's junior and French and German on her father's side.[9] Both Ilya and Alexandra were trained in the arts, including music—a necessity as a posting to a remote area of Russia also meant a need for entertainment, whether in private or at social gatherings.[10] Of his six siblings,[a 5] Tchaikovsky was close to his sister Alexandra and twin brothers Anatoly and Modest. Alexandra's marriage to Lev Davydov[11] would produce seven children[12] and lend Tchaikovsky the only real family life he would know as an adult,[13] especially during his years of wandering.[13] One of those children, Vladimir Davydov, whom the composer would nickname 'Bob', would become very close to him.[14]
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In 1844, the family hired Fanny Dürbach, a 22-year-old French governess.[15] Four-and-a-half-year-old Tchaikovsky was initially thought too young to study alongside his older brother Nikolai and a niece of the family. His insistence convinced Dürbach otherwise.[16] By the age of six, he had become fluent in French and German.[10] Tchaikovsky also became attached to the young woman; her affection for him was reportedly a counter to his mother's coldness and emotional distance from him,[17] though others assert that the mother doted on her son.[18] Dürbach saved much of Tchaikovsky's work from this period, including his earliest known compositions, and became a source of several childhood anecdotes.[19]
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Tchaikovsky began piano lessons at age five. Precocious, within three years he had become as adept at reading sheet music as his teacher. His parents, initially supportive, hired a tutor, bought an orchestrion (a form of barrel organ that could imitate elaborate orchestral effects), and encouraged his piano study for both aesthetic and practical reasons.
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However, they decided in 1850 to send Tchaikovsky to the Imperial School of Jurisprudence in Saint Petersburg. They had both graduated from institutes in Saint Petersburg and the School of Jurisprudence, which mainly served the lesser nobility, and thought that this education would prepare Tchaikovsky for a career as a civil servant.[20] Regardless of talent, the only musical careers available in Russia at that time—except for the affluent aristocracy—were as a teacher in an academy or as an instrumentalist in one of the Imperial Theaters. Both were considered on the lowest rank of the social ladder, with individuals in them enjoying no more rights than peasants.[21]
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His father's income was also growing increasingly uncertain, so both parents may have wanted Tchaikovsky to become independent as soon as possible.[22] As the minimum age for acceptance was 12 and Tchaikovsky was only 10 at the time, he was required to spend two years boarding at the Imperial School of Jurisprudence's preparatory school, 1,300 kilometres (800 mi) from his family.[23] Once those two years had passed, Tchaikovsky transferred to the Imperial School of Jurisprudence to begin a seven-year course of studies.[24]
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Tchaikovsky's early separation from his mother caused an emotional trauma that lasted the rest of his life and was intensified by her death from cholera in 1854, when he was fourteen.[25][a 6] The loss of his mother also prompted Tchaikovsky to make his first serious attempt at composition, a waltz in her memory. Tchaikovsky's father, who had also contracted cholera but recovered fully, sent him back to school immediately in the hope that classwork would occupy the boy's mind.[26] Isolated, Tchaikovsky compensated with friendships with fellow students that became lifelong; these included Aleksey Apukhtin and Vladimir Gerard.[27]
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Music, while not an official priority at school, also bridged the gap between Tchaikovsky and his peers. They regularly attended the opera[28] and Tchaikovsky would improvise at the school's harmonium on themes he and his friends had sung during choir practice. "We were amused," Vladimir Gerard later remembered, "but not imbued with any expectations of his future glory".[29] Tchaikovsky also continued his piano studies through Franz Becker, an instrument manufacturer who made occasional visits to the school; however, the results, according to musicologist David Brown, were "negligible".[30]
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In 1855, Tchaikovsky's father funded private lessons with Rudolph Kündinger and questioned him about a musical career for his son. While impressed with the boy's talent, Kündinger said he saw nothing to suggest a future composer or performer.[31] He later admitted that his assessment was also based on his own negative experiences as a musician in Russia and his unwillingness for Tchaikovsky to be treated likewise.[32] Tchaikovsky was told to finish his course and then try for a post in the Ministry of Justice.[33]
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On 10 June 1859, the 19-year-old Tchaikovsky graduated as a titular counselor, a low rung on the civil service ladder. Appointed to the Ministry of Justice, he became a junior assistant within six months and a senior assistant two months after that. He remained a senior assistant for the rest of his three-year civil service career.[34]
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Meanwhile, the Russian Musical Society (RMS) was founded in 1859 by the Grand Duchess Elena Pavlovna (a German-born aunt of Tsar Alexander II) and her protégé, pianist and composer Anton Rubinstein. Previous tsars and the aristocracy had focused almost exclusively on importing European talent.[35] The aim of the RMS was to fulfill Alexander II's wish to foster native talent.[36] It hosted a regular season of public concerts (previously held only during the six weeks of Lent when the Imperial Theaters were closed)[37] and provided basic professional training in music.[38] In 1861, Tchaikovsky attended RMS classes in music theory taught by Nikolai Zaremba at the Mikhailovsky Palace (now the Russian Museum).[39] These classes were a precursor to the Saint Petersburg Conservatory, which opened in 1862. Tchaikovsky enrolled at the Conservatory as part of its premiere class. He studied harmony and counterpoint with Zaremba and instrumentation and composition with Rubinstein.[40]
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The Conservatory benefited Tchaikovsky in two ways. It transformed him into a musical professional, with tools to help him thrive as a composer, and the in-depth exposure to European principles and musical forms gave him a sense that his art was not exclusively Russian or Western.[41] This mindset became important in Tchaikovsky's reconciliation of Russian and European influences in his compositional style. He believed and attempted to show that both these aspects were "intertwined and mutually dependent".[42] His efforts became both an inspiration and a starting point for other Russian composers to build their own individual styles.[43]
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Rubinstein was impressed by Tchaikovsky's musical talent on the whole and cited him as "a composer of genius" in his autobiography.[44] He was less pleased with the more progressive tendencies of some of Tchaikovsky's student work.[45] Nor did he change his opinion as Tchaikovsky's reputation grew.[a 7][a 8] He and Zaremba clashed with Tchaikovsky when he submitted his First Symphony for performance by the Russian Musical Society in Saint Petersburg. Rubinstein and Zaremba refused to consider the work unless substantial changes were made. Tchaikovsky complied but they still refused to perform the symphony.[46] Tchaikovsky, distressed that he had been treated as though he were still their student, withdrew the symphony. It was given its first complete performance, minus the changes Rubinstein and Zaremba had requested, in Moscow in February 1868.[47]
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Once Tchaikovsky graduated in 1865, Rubinstein's brother Nikolai offered him the post of Professor of Music Theory at the soon-to-open Moscow Conservatory. While the salary for his professorship was only 50 rubles a month, the offer itself boosted Tchaikovsky's morale and he accepted the post eagerly. He was further heartened by news of the first public performance of one of his works, his Characteristic Dances, conducted by Johann Strauss II at a concert in Pavlovsk Park on 11 September 1865 (Tchaikovsky later included this work, re-titled Dances of the Hay Maidens, in his opera The Voyevoda).[48]
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From 1867 to 1878, Tchaikovsky combined his professorial duties with music criticism while continuing to compose.[49] This activity exposed him to a range of contemporary music and afforded him the opportunity to travel abroad.[50] In his reviews, he praised Beethoven, considered Brahms overrated and, despite his admiration, took Schumann to task for poor orchestration.[51][a 9] He appreciated the staging of Wagner's Der Ring des Nibelungen at its inaugural performance in Bayreuth (Germany), but not the music, calling Das Rheingold "unlikely nonsense, through which, from time to time, sparkle unusually beautiful and astonishing details".[52] A recurring theme he addressed was the poor state of Russian opera.[53]
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In 1856, while Tchaikovsky was still at the School of Jurisprudence and Anton Rubinstein lobbied aristocrats to form the Russian Musical Society, critic Vladimir Stasov and an 18-year-old pianist, Mily Balakirev, met and agreed upon a nationalist agenda for Russian music, one that would take the operas of Mikhail Glinka as a model and incorporate elements from folk music, reject traditional Western practices and use non-Western harmonic devices such as the whole tone and octatonic scales.[54] They saw Western-style conservatories as unnecessary and antipathetic to fostering native talent.[55]
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Eventually, Balakirev, César Cui, Modest Mussorgsky, Nikolai Rimsky-Korsakov and Alexander Borodin became known as the moguchaya kuchka, translated into English as the "Mighty Handful" or "The Five".[56] Rubinstein criticized their emphasis on amateur efforts in musical composition; Balakirev and later Mussorgsky attacked Rubinstein for his musical conservatism and his belief in professional music training.[57] Tchaikovsky and his fellow conservatory students were caught in the middle.[58]
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While ambivalent about much of The Five's music, Tchaikovsky remained on friendly terms with most of its members.[59] In 1869, he and Balakirev worked together on what became Tchaikovsky's first recognized masterpiece, the fantasy-overture Romeo and Juliet, a work which The Five wholeheartedly embraced.[60] The group also welcomed his Second Symphony, subtitled the Little Russian.[61] Despite their support, Tchaikovsky made considerable efforts to ensure his musical independence from the group as well as from the conservative faction at the Saint Petersburg Conservatory.[62]
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The infrequency of Tchaikovsky's musical successes, won with tremendous effort, exacerbated his lifelong sensitivity to criticism. Nikolai Rubinstein's private fits of rage critiquing his music, such as attacking the First Piano Concerto, did not help matters.[63] His popularity grew, however, as several first-rate artists became willing to perform his compositions. Hans von Bülow premiered the First Piano Concerto and championed other Tchaikovsky works both as pianist and conductor.[64] Other artists included Adele Aus der Ohe, Max Erdmannsdörfer, Eduard Nápravník and Sergei Taneyev.
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Another factor that helped Tchaikovsky's music become popular was a shift in attitude among Russian audiences. Whereas they had previously been satisfied with flashy virtuoso performances of technically demanding but musically lightweight compositions, they gradually began listening with increasing appreciation of the music itself. Tchaikovsky's works were performed frequently, with few delays between their composition and first performances; the publication from 1867 onward of his songs and great piano music for the home market also helped boost the composer's popularity.[65]
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During the late 1860s, Tchaikovsky began to compose operas. His first, The Voyevoda, based on a play by Alexander Ostrovsky, premiered in 1869. The composer became dissatisfied with it, however, and, having re-used parts of it in later works, destroyed the manuscript. Undina followed in 1870. Only excerpts were performed and it, too, was destroyed.[66] Between these projects, Tchaikovsky started to compose an opera called Mandragora, to a libretto by Sergei Rachinskii; the only music he completed was a short chorus of Flowers and Insects.[67]
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The first Tchaikovsky opera to survive intact, The Oprichnik, premiered in 1874. During its composition, he lost Ostrovsky's part-finished libretto. Tchaikovsky, too embarrassed to ask for another copy, decided to write the libretto himself, modelling his dramatic technique on that of Eugène Scribe. Cui wrote a "characteristically savage press attack" on the opera. Mussorgsky, writing to Vladimir Stasov, disapproved of the opera as pandering to the public. Nevertheless, The Oprichnik continues to be performed from time to time in Russia.[66]
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The last of the early operas, Vakula the Smith (Op.14), was composed in the second half of 1874. The libretto, based on Gogol's Christmas Eve, was to have been set to music by Alexander Serov. With Serov's death, the libretto was opened to a competition with a guarantee that the winning entry would be premiered by the Imperial Mariinsky Theatre. Tchaikovsky was declared the winner, but at the 1876 premiere, the opera enjoyed only a lukewarm reception.[68] After Tchaikovsky's death, Rimsky-Korsakov wrote the opera Christmas Eve, based on the same story.[69]
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Other works of this period include the Variations on a Rococo Theme for cello and orchestra, the Third and Fourth Symphonies, the ballet Swan Lake, and the opera Eugene Onegin.
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Discussion of Tchaikovsky's personal life, especially his sexuality, has perhaps been the most extensive of any composer in the 19th century and certainly of any Russian composer of his time.[70] It has also at times caused considerable confusion, from Soviet efforts to expunge all references to same-sex attraction and portray him as a heterosexual, to efforts at analysis by Western biographers.[71]
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Biographers have generally agreed that Tchaikovsky was homosexual.[72] He sought the company of other men in his circle for extended periods, "associating openly and establishing professional connections with them".[63] His first love was reportedly Sergey Kireyev, a younger fellow student at the Imperial School of Jurisprudence. According to Modest Tchaikovsky, this was Pyotr Ilyich's "strongest, longest and purest love". The degree to which the composer might have felt comfortable with his sexual desires has, however, remained open to debate. It is still unknown whether Tchaikovsky, according to musicologist and biographer David Brown, "felt tainted within himself, defiled by something from which he finally realized he could never escape"[73] or whether, according to Alexander Poznansky, he experienced "no unbearable guilt" over his sexual desires[63] and "eventually came to see his sexual peculiarities as an insurmountable and even natural part of his personality ... without experiencing any serious psychological damage".[74]
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Relevant portions of his brother Modest's autobiography, where he tells of the composer's same-sex attraction, have been published, as have letters previously suppressed by Soviet censors in which Tchaikovsky openly writes of it.[75] Such censorship has persisted in the Russian government in 2013, resulting in many officials, including the former culture minister Vladimir Medinsky, denying his homosexuality outright.[76]
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Passages in Tchaikovsky's letters which reveal his homosexual desires have been censored in Russia. In one such passage
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he told of a homosexual acquaintance: "Petashenka used to drop by with the criminal intention of observing the Cadet Corps, which is right opposite our windows, but I've been trying to discourage these compromising visits – and with some success." In another one he wrote "After our walk, I offered him some money, which was refused. He does it for the love of art and adores men with beards."[77]
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Tchaikovsky lived as a bachelor for most of his life. In 1868 he met Belgian soprano Désirée Artôt. They became infatuated with each other and were engaged to be married,[78] but due to Artôt's refusal to give up the stage or settle in Russia, the relationship ended.[79] Tchaikovsky later claimed she was the only woman he ever loved.[80] In 1877, at the age of 37, he wed a former student, Antonina Miliukova.[81] The marriage was a disaster. Mismatched psychologically and sexually,[82] the couple lived together for only two and a half months before Tchaikovsky left, overwrought emotionally and suffering from acute writer's block.[83] Tchaikovsky's family remained supportive of him during this crisis and throughout his life.[84]
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He was also aided by Nadezhda von Meck, the widow of a railway magnate, who had begun contact with him not long before the marriage. As well as an important friend and emotional support,[85] she became his patroness for the next 13 years, which allowed him to focus exclusively on composition.[86] While Tchaikovsky called her his "best friend" they agreed to never meet under any circumstances. Tchaikovsky's marital debacle may have forced him to face the full truth about his sexuality; he never blamed Antonina for the failure of their marriage.[87]
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Tchaikovsky remained abroad for a year after the disintegration of his marriage. During this time, he completed Eugene Onegin, orchestrated his Fourth Symphony, and composed the Violin Concerto.[88] He returned briefly to the Moscow Conservatory in the autumn of 1879.[89][a 10] For the next few years, assured of a regular income from von Meck, he traveled incessantly throughout Europe and rural Russia, mainly alone, and avoided social contact whenever possible.[90]
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During this time, Tchaikovsky's foreign reputation grew and a positive reassessment of his music also took place in Russia, thanks in part to Russian novelist Fyodor Dostoyevsky's call for "universal unity" with the West at the unveiling of the Pushkin Monument in Moscow in 1880. Before Dostoyevsky's speech, Tchaikovsky's music had been considered "overly dependent on the West". As Dostoyevsky's message spread throughout Russia, this stigma toward Tchaikovsky's music evaporated.[91] An unprecedented acclaim for him even drew a cult following among the young intelligentsia of Saint Petersburg, including Alexandre Benois, Léon Bakst and Sergei Diaghilev.[92]
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Two musical works from this period stand out. With the Cathedral of Christ the Saviour nearing completion in Moscow in 1880, the 25th anniversary of the coronation of Alexander II in 1881,[a 11] and the 1882 Moscow Arts and Industry Exhibition in the planning stage, Nikolai Rubinstein suggested that Tchaikovsky compose a grand commemorative piece. Tchaikovsky agreed and finished it within six weeks. He wrote to Nadezhda von Meck that this piece, the 1812 Overture, would be "very loud and noisy, but I wrote it with no warm feeling of love, and therefore there will probably be no artistic merits in it".[93] He also warned conductor Eduard Nápravník that "I shan't be at all surprised and offended if you find that it is in a style unsuitable for symphony concerts".[93] Nevertheless, the overture became, for many, "the piece by Tchaikovsky they know best",[94] particularly well-known for the use of cannon in the scores.[95]
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On 23 March 1881, Nikolai Rubinstein died in Paris. That December, Tchaikovsky started work on his Piano Trio in A minor, "dedicated to the memory of a great artist".[96] First performed privately at the Moscow Conservatory on the first anniversary of Rubinstein's death, the piece became extremely popular during the composer's lifetime; in November 1893, it would become Tchaikovsky's own elegy at memorial concerts in Moscow and St. Petersburg.[97][a 12]
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In 1884, Tchaikovsky began to shed his unsociability and restlessness. That March, Tsar Alexander III conferred upon him the Order of St. Vladimir (fourth class), which included a title of hereditary nobility[98] and a personal audience with the Tsar.[99] This was seen as a seal of official approval which advanced Tchaikovsky's social standing[98] and might have been cemented in the composer's mind by the success of his Orchestral Suite No. 3 at its January 1885 premiere in Saint Petersburg.[100]
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In 1885, Alexander III requested a new production of Eugene Onegin at the Bolshoi Kamenny Theatre in Saint Petersburg.[a 13] By having the opera staged there and not at the Mariinsky Theatre, he served notice that Tchaikovsky's music was replacing Italian opera as the official imperial art. In addition, by virtue of Ivan Vsevolozhsky, Director of the Imperial Theaters and a patron of the composer, Tchaikovsky was awarded a lifetime annual pension of 3,000 rubles from the Tsar. This made him the premier court composer, in practice if not in actual title.[101]
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Despite Tchaikovsky's disdain for public life, he now participated in it as part of his increasing celebrity and out of a duty he felt to promote Russian music. He helped support his former pupil Sergei Taneyev, who was now director of Moscow Conservatory, by attending student examinations and negotiating the sometimes sensitive relations among various members of the staff. He served as director of the Moscow branch of the Russian Musical Society during the 1889–1890 season. In this post, he invited many international celebrities to conduct, including Johannes Brahms, Antonín Dvořák and Jules Massenet.[99]
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During this period, Tchaikovsky also began promoting Russian music as a conductor,[99] In January 1887, he substituted, on short notice, at the Bolshoi Theater in Moscow for performances of his opera Cherevichki.[102] Within a year, he was in considerable demand throughout Europe and Russia. These appearances helped him overcome life-long stage fright and boosted his self-assurance.[103] In 1888, Tchaikovsky led the premiere of his Fifth Symphony in Saint Petersburg, repeating the work a week later with the first performance of his tone poem Hamlet. Although critics proved hostile, with César Cui calling the symphony "routine" and "meretricious", both works were received with extreme enthusiasm by audiences and Tchaikovsky, undeterred, continued to conduct the symphony in Russia and Europe.[104] Conducting brought him to the United States in 1891, where he led the New York Music Society's orchestra in his Festival Coronation March at the inaugural concert of Carnegie Hall.[105]
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In November 1887, Tchaikovsky arrived at Saint Petersburg in time to hear several of the Russian Symphony Concerts, devoted exclusively to the music of Russian composers. One included the first complete performance of his revised First Symphony; another featured the final version of Third Symphony of Nikolai Rimsky-Korsakov, with whose circle Tchaikovsky was already in touch.[106]
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Rimsky-Korsakov, with Alexander Glazunov, Anatoly Lyadov and several other nationalistically minded composers and musicians, had formed a group known as the Belyayev circle, named after a merchant and amateur musician who became an influential music patron and publisher.[107] Tchaikovsky spent much time in this circle, becoming far more at ease with them than he had been with the 'Five' and increasingly confident in showcasing his music alongside theirs.[108] This relationship lasted until Tchaikovsky's death.[109][110]
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In 1892, Tchaikovsky was voted a member of the Académie des Beaux-Arts in France, only the second Russian subject to be so honored (the first was sculptor Mark Antokolski).[111] The following year, the University of Cambridge in England awarded Tchaikovsky an honorary Doctor of Music degree.[112]
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On 16/28 October 1893, Tchaikovsky conducted the premiere of his Sixth Symphony,[113] the Pathétique, in Saint Petersburg. Nine days later, Tchaikovsky died there, aged 53. He was interred in Tikhvin Cemetery at the Alexander Nevsky Monastery, near the graves of fellow-composers Alexander Borodin, Mikhail Glinka, and Modest Mussorgsky; later, Nikolai Rimsky-Korsakov and Mily Balakirev were also buried nearby.[114]
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While Tchaikovsky's death has traditionally been attributed to cholera from drinking unboiled water at a local restaurant,[115] there has been much speculation that his death was suicide.[116] In the New Grove Dictionary of Music, Roland John Wiley wrote that "The polemics over [Tchaikovsky's] death have reached an impasse ... Rumors attached to the famous die hard ... As for illness, problems of evidence offer little hope of satisfactory resolution: the state of diagnosis; the confusion of witnesses; disregard of long-term effects of smoking and alcohol. We do not know how Tchaikovsky died. We may never find out".[117]
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Tchaikovsky displayed a wide stylistic and emotional range, from light salon works to grand symphonies. Some of his works, such as the Variations on a Rococo Theme, employ a "Classical" form reminiscent of 18th-century composers such as Mozart (his favorite composer). Other compositions, such as his Little Russian symphony and his opera Vakula the Smith, flirt with musical practices more akin to those of the 'Five', especially in their use of folk song.[118] Other works, such as Tchaikovsky's last three symphonies, employ a personal musical idiom that facilitated intense emotional expression.[119]
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Tchaikovsky first visited Ukraine in 1864, staying in Trostianets where he wrote his first orchestral work, The Storm overture. Over the next 28 years, he visited over 15 places in Ukraine, where he stayed a few months at the time. Among his most favorite places was Kamianka, Cherkasy Oblast, where his sister Alexandra lived with her family. He wrote of Kamianka: "I found a feeling of peace in my soul, which I couldn't find in Moscow and St Petersburg".[120] Tchaikovsky wrote more than 30 compositions while in Ukraine. He also visited Ukrainian composer Mykola Lysenko and attended his Taras Bulba opera performance in 1890 in the Kiev Opera House. Tchaikovsky was one of the founders of the Kiev Music Conservatory, which was later renamed after him. He also performed in concerts as a conductor in Kiev, Odessa, and Kharkiv.
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American music critic and journalist Harold C. Schonberg wrote of Tchaikovsky's "sweet, inexhaustible, supersensuous fund of melody", a feature that has ensured his music's continued success with audiences.[121] Tchaikovsky's complete range of melodic styles was as wide as that of his compositions. Sometimes he used Western-style melodies, sometimes original melodies written in the style of Russian folk song; sometimes he used actual folk songs.[118] According to The New Grove, Tchaikovsky's melodic gift could also become his worst enemy in two ways.
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The first challenge arose from his ethnic heritage. Unlike Western themes, the melodies that Russian composers wrote tended to be self-contained: they functioned with a mindset of stasis and repetition rather than one of progress and ongoing development. On a technical level, it made modulating to a new key to introduce a contrasting second theme exceedingly difficult, as this was literally a foreign concept that did not exist in Russian music.[122]
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The second way melody worked against Tchaikovsky was a challenge that he shared with the majority of Romantic-age composers. They did not write in the regular, symmetrical melodic shapes that worked well with sonata form, such as those favored by Classical composers such as Haydn, Mozart or Beethoven, but were complete and independent in themselves.[123] This completeness hindered their use as structural elements in combination with one another. This challenge was why the Romantics "were never natural symphonists".[124] All a composer like Tchaikovsky could do with them was to essentially repeat them, even when he modified them to generate tension, maintain interest and satisfy listeners.[125]
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Harmony could be a potential trap for Tchaikovsky, according to Brown, since Russian creativity tended to focus on inertia and self-enclosed tableaux, while Western harmony worked against this to propel the music onward and, on a larger scale, shape it.[126] Modulation, the shifting from one key to another, was a driving principle in both harmony and sonata form, the primary Western large-scale musical structure since the middle of the 18th century. Modulation maintained harmonic interest over an extended time-scale, provided a clear contrast between musical themes and showed how those themes were related to each other.[127]
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One point in Tchaikovsky's favor was "a flair for harmony" that "astonished" Rudolph Kündinger, Tchaikovsky's music tutor during his time at the School of Jurisprudence.[128] Added to what he learned at the Saint Petersburg Conservatory studies, this talent allowed Tchaikovsky to employ a varied range of harmony in his music, from the Western harmonic and textural practices of his first two string quartets to the use of the whole tone scale in the center of the finale of the Second Symphony, a practice more typically used by The Five.[118]
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Rhythmically, Tchaikovsky sometimes experimented with unusual meters. More often, he used a firm, regular meter, a practice that served him well in dance music. At times, his rhythms became pronounced enough to become the main expressive agent of the music. They also became a means, found typically in Russian folk music, of simulating movement or progression in large-scale symphonic movements—a "synthetic propulsion", as Brown phrases it, which substituted for the momentum that would be created in strict sonata form by the interaction of melodic or motivic elements. This interaction generally does not take place in Russian music.[129] (For more on this, please see Repetition below.)
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Tchaikovsky struggled with sonata form. Its principle of organic growth through the interplay of musical themes was alien to Russian practice.[122] The traditional argument that Tchaikovsky seemed unable to develop themes in this manner fails to consider this point; it also discounts the possibility that Tchaikovsky might have intended the development passages in his large-scale works to act as "enforced hiatuses" to build tension, rather than grow organically as smoothly progressive musical arguments.[130]
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According to Brown and musicologists Hans Keller and Daniel Zhitomirsky, Tchaikovsky found his solution to large-scale structure while composing the Fourth Symphony. He essentially sidestepped thematic interaction and kept sonata form only as an "outline", as Zhitomirsky phrases it.[131] Within this outline, the focus centered on periodic alternation and juxtaposition. Tchaikovsky placed blocks of dissimilar tonal and thematic material alongside one another, with what Keller calls "new and violent contrasts" between musical themes, keys, and harmonies.[132] This process, according to Brown and Keller, builds momentum[133] and adds intense drama.[134] While the result, Warrack charges, is still "an ingenious episodic treatment of two tunes rather than a symphonic development of them" in the Germanic sense,[135] Brown counters that it took the listener of the period "through a succession of often highly charged sections which added up to a radically new kind of symphonic experience" (italics Brown), one that functioned not on the basis of summation, as Austro-German symphonies did, but on one of accumulation.[133]
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Partly due to the melodic and structural intricacies involved in this accumulation and partly due to the composer's nature, Tchaikovsky's music became intensely expressive.[136] This intensity was entirely new to Russian music and prompted some Russians to place Tchaikovsky's name alongside that of Dostoyevsky.[137] German musicologist Hermann Kretzschmar credits Tchaikovsky in his later symphonies with offering "full images of life, developed freely, sometimes even dramatically, around psychological contrasts ... This music has the mark of the truly lived and felt experience".[138] Leon Botstein, in elaborating on this comment, suggests that listening to Tchaikovsky's music "became a psychological mirror connected to everyday experience, one that reflected on the dynamic nature of the listener's own emotional self". This active engagement with the music "opened for the listener a vista of emotional and psychological tension and an extremity of feeling that possessed relevance because it seemed reminiscent of one's own 'truly lived and felt experience' or one's search for intensity in a deeply personal sense".[139]
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As mentioned above, repetition was a natural part of Tchaikovsky's music, just as it is an integral part of Russian music.[140] His use of sequences within melodies (repeating a tune at a higher or lower pitch in the same voice)[141] could go on for extreme length.[118] The problem with repetition is that, over a period of time, the melody being repeated remains static, even when there is a surface level of rhythmic activity added to it.[142] Tchaikovsky kept the musical conversation flowing by treating melody, tonality, rhythm and sound color as one integrated unit, rather than as separate elements.[143]
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By making subtle but noticeable changes in the rhythm or phrasing of a tune, modulating to another key, changing the melody itself or varying the instruments playing it, Tchaikovsky could keep a listener's interest from flagging. By extending the number of repetitions, he could increase the musical and dramatic tension of a passage, building "into an emotional experience of almost unbearable intensity", as Brown phrases it, controlling when the peak and release of that tension would take place.[144] Musicologist Martin Cooper calls this practice a subtle form of unifying a piece of music and adds that Tchaikovsky brought it to a high point of refinement.[145] (For more on this practice, see the next section.)
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Like other late Romantic composers, Tchaikovsky relied heavily on orchestration for musical effects.[146] Tchaikovsky, however, became noted for the "sensual opulence" and "voluptuous timbrel virtuosity" of his orchestration.[147] Like Glinka, Tchaikovsky tended toward bright primary colors and sharply delineated contrasts of texture.[148] However, beginning with the Third Symphony, Tchaikovsky experimented with an increased range of timbres[149] Tchaikovsky's scoring was noted and admired by some of his peers. Rimsky-Korsakov regularly referred his students at the Saint Petersburg Conservatory to it and called it "devoid of all striving after effect, [to] give a healthy, beautiful sonority".[150] This sonority, musicologist Richard Taruskin points out, is essentially Germanic in effect. Tchaikovsky's expert use of having two or more instruments play a melody simultaneously (a practice called doubling) and his ear for uncanny combinations of instruments resulted in "a generalized orchestral sonority in which the individual timbres of the instruments, being thoroughly mixed, would vanish".[151]
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In works like the "Serenade for Strings" and the Variations on a Rococo Theme, Tchaikovsky showed he was highly gifted at writing in a style of 18th-century European pastiche. In the ballet The Sleeping Beauty and the opera The Queen of Spades, Tchaikovsky graduated from imitation to full-scale evocation. This practice, which Alexandre Benois calls "passé-ism", lends an air of timelessness and immediacy, making the past seem as though it were the present.[152] On a practical level, Tchaikovsky was drawn to past styles because he felt he might find the solution to certain structural problems within them. His Rococo pastiches also may have offered escape into a musical world purer than his own, into which he felt himself irresistibly drawn. (In this sense, Tchaikovsky operated in the opposite manner to Igor Stravinsky, who turned to Neoclassicism partly as a form of compositional self-discovery.) Tchaikovsky's attraction to ballet might have allowed a similar refuge into a fairy-tale world, where he could freely write dance music within a tradition of French elegance.[153]
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Of Tchaikovsky's Western contemporaries, Robert Schumann stands out as an influence in formal structure, harmonic practices and piano writing, according to Brown and musicologist Roland John Wiley.[154] Boris Asafyev comments that Schumann left his mark on Tchaikovsky not just as a formal influence but also as an example of musical dramaturgy and self-expression.[155] Leon Botstein claims the music of Franz Liszt and Richard Wagner also left their imprints on Tchaikovsky's orchestral style.[156][a 14] The late-Romantic trend for writing orchestral suites, begun by Franz Lachner, Jules Massenet, and Joachim Raff after the rediscovery of Bach's works in that genre, may have influenced Tchaikovsky to try his own hand at them.[157]
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His teacher Anton Rubinstein's opera The Demon became a model for the final tableau of Eugene Onegin.[158] So did Léo Delibes' ballets Coppélia and Sylvia for The Sleeping Beauty[a 15] and Georges Bizet's opera Carmen (a work Tchaikovsky admired tremendously) for The Queen of Spades.[159] Otherwise, it was to composers of the past that Tchaikovsky turned—Beethoven, whose music he respected;[160] Mozart, whose music he loved;[160] Glinka, whose opera A Life for the Tsar made an indelible impression on him as a child and whose scoring he studied assiduously;[161] and Adolphe Adam, whose ballet Giselle was a favorite of his from his student days and whose score he consulted while working on The Sleeping Beauty.[162] Beethoven's string quartets may have influenced Tchaikovsky's attempts in that medium.[163] Other composers whose work interested Tchaikovsky included Hector Berlioz, Felix Mendelssohn, Giacomo Meyerbeer, Gioachino Rossini,[164] Giuseppe Verdi,[165] Vincenzo Bellini[166] and Henry Litolff.[167]
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Maes maintains that, regardless of what he was writing, Tchaikovsky's main concern was how his music impacted his listeners on an aesthetic level, at specific moments in the piece and on a cumulative level once the music had finished. What his listeners experienced on an emotional or visceral level became an end in itself.[168] Tchaikovsky's focus on pleasing his audience might be considered closer to that of Mendelssohn or Mozart. Considering that he lived and worked in what was probably the last 19th-century feudal nation, the statement is not actually that surprising.[169]
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And yet, even when writing so-called 'programme' music, for example his Romeo and Juliet fantasy overture, he cast it in sonata form. His use of stylized 18th-century melodies and patriotic themes was geared toward the values of Russian aristocracy.[170] He was aided in this by Ivan Vsevolozhsky, who commissioned The Sleeping Beauty from Tchaikovsky and the libretto for The Queen of Spades from Modest with their use of 18th century settings stipulated firmly.[171][a 16] Tchaikovsky also used the polonaise frequently, the dance being a musical code for the Romanov dynasty and a symbol of Russian patriotism. Using it in the finale of a work could assure its success with Russian listeners.[172]
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Tchaikovsky's relationship with collaborators was mixed. Like Nikolai Rubinstein with the First Piano Concerto, virtuoso and pedagogue Leopold Auer rejected the Violin Concerto initially but changed his mind; he played it to great public success and taught it to his students, who included Jascha Heifetz and Nathan Milstein.[173] Wilhelm Fitzenhagen "intervened considerably in shaping what he considered 'his' piece", the Variations on a Rococo Theme, according to music critic Michael Steinberg. Tchaikovsky was angered by Fitzenhagen's license but did nothing; the Rococo Variations were published with the cellist's amendments.[174][a 17]
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His collaboration on the three ballets went better and in Marius Petipa, who worked with him on the last two, he might have found an advocate.[a 18] When The Sleeping Beauty was seen by its dancers as needlessly complicated, Petipa convinced them to put in the extra effort. Tchaikovsky compromised to make his music as practical as possible for the dancers and was accorded more creative freedom than ballet composers were usually accorded at the time. He responded with scores that minimized the rhythmic subtleties normally present in his work but were inventive and rich in melody, with more refined and imaginative orchestration than in the average ballet score.[175]
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Critical reception to Tchaikovsky's music was also varied but also improved over time. Even after 1880, some inside Russia held it suspect for not being nationalistic enough and thought Western European critics lauded it for exactly that reason.[176] There might have been a grain of truth in the latter, according to musicologist and conductor Leon Botstein, as German critics especially wrote of the "indeterminacy of [Tchaikovsky's] artistic character ... being truly at home in the non-Russian".[177] Of the foreign critics who did not care for his music, Eduard Hanslick lambasted the Violin Concerto as a musical composition "whose stink one can hear"[178] and William Forster Abtrop wrote of the Fifth Symphony, "The furious peroration sounds like nothing so much as a horde of demons struggling in a torrent of brandy, the music growing drunker and drunker. Pandemonium, delirium tremens, raving, and above all, noise worse confounded!"[179]
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The division between Russian and Western critics remained through much of the 20th century but for a different reason. According to Brown and Wiley, the prevailing view of Western critics was that the same qualities in Tchaikovsky's music that appealed to audiences—its strong emotions, directness and eloquence and colorful orchestration—added up to compositional shallowness.[180] The music's use in popular and film music, Brown says, lowered its esteem in their eyes still further.[118] There was also the fact, pointed out earlier, that Tchaikovsky's music demanded active engagement from the listener and, as Botstein phrases it, "spoke to the listener's imaginative interior life, regardless of nationality". Conservative critics, he adds, may have felt threatened by the "violence and 'hysteria' " they detected and felt such emotive displays "attacked the boundaries of conventional aesthetic appreciation—the cultured reception of art as an act of formalist discernment—and the polite engagement of art as an act of amusement".[139]
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There has also been the fact that the composer did not follow sonata form strictly, relying instead on juxtaposing blocks of tonalities and thematic groups. Maes states this point has been seen at times as a weakness rather than a sign of originality.[143] Even with what Schonberg termed "a professional reevaluation" of Tchaikovsky's work,[181] the practice of faulting Tchaikovsky for not following in the steps of the Viennese masters has not gone away entirely, while his intent of writing music that would please his audiences is also sometimes taken to task. In a 1992 article, New York Times critic Allan Kozinn writes, "It is Tchaikovsky's flexibility, after all, that has given us a sense of his variability.... Tchaikovsky was capable of turning out music—entertaining and widely beloved though it is—that seems superficial, manipulative and trivial when regarded in the context of the whole literature. The First Piano Concerto is a case in point. It makes a joyful noise, it swims in pretty tunes and its dramatic rhetoric allows (or even requires) a soloist to make a grand, swashbuckling impression. But it is entirely hollow".[182]
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In the 21st century, however, critics are reacting more positively to Tchaikovsky's tunefulness, originality, and craftsmanship.[181] "Tchaikovsky is being viewed again as a composer of the first rank, writing music of depth, innovation and influence," according to cultural historian and author Joseph Horowitz.[183] Important in this reevaluation is a shift in attitude away from the disdain for overt emotionalism that marked half of the 20th century.[184] "We have acquired a different view of Romantic 'excess,'" Horowitz says. "Tchaikovsky is today more admired than deplored for his emotional frankness; if his music seems harried and insecure, so are we all".[183]
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Horowitz maintains that, while the standing of Tchaikovsky's music has fluctuated among critics, for the public, "it never went out of style, and his most popular works have yielded iconic sound-bytes [sic], such as the love theme from Romeo and Juliet".[183] Along with those tunes, Botstein adds, "Tchaikovsky appealed to audiences outside of Russia with an immediacy and directness that were startling even for music, an art form often associated with emotion".[185] Tchaikovsky's melodies, stated with eloquence and matched by his inventive use of harmony and orchestration, have always ensured audience appeal.[186] His popularity is considered secure, with his following in many countries, including Great Britain and the United States, second only to that of Beethoven.[117] His music has also been used frequently in popular music and film.[187]
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+
According to Wiley, Tchaikovsky was a pioneer in several ways. "Thanks in large part to Nadezhda von Meck", Wiley writes, "he became the first full-time professional Russian composer". This, Wiley adds, allowed him the time and freedom to consolidate the Western compositional practices he had learned at the Saint Petersburg Conservatory with Russian folk song and other native musical elements to fulfill his own expressive goals and forge an original, deeply personal style. He made an impact in not only absolute works such as the symphony but also program music and, as Wiley phrases it, "transformed Liszt's and Berlioz's achievements ... into matters of Shakespearean elevation and psychological import".[188] Wiley and Holden both note that Tchaikovsky did all this without a native school of composition upon which to fall back. They point out that only Glinka had preceded him in combining Russian and Western practices and his teachers in Saint Petersburg had been thoroughly Germanic in their musical outlook. He was, they write, for all intents and purposes alone in his artistic quest.[189]
|
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|
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Maes and Taruskin write that Tchaikovsky believed that his professionalism in combining skill and high standards in his musical works separated him from his contemporaries in The Five.[190] Maes adds that, like them, he wanted to produce music that reflected Russian national character but which did so to the highest European standards of quality.[191] Tchaikovsky, according to Maes, came along at a time when the nation itself was deeply divided as to what that character truly was. Like his country, Maes writes, it took him time to discover how to express his Russianness in a way that was true to himself and what he had learned. Because of his professionalism, Maes says, he worked hard at this goal and succeeded. The composer's friend, music critic Hermann Laroche, wrote of The Sleeping Beauty that the score contained "an element deeper and more general than color, in the internal structure of the music, above all in the foundation of the element of melody. This basic element is undoubtedly Russian".[192]
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|
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+
Tchaikovsky was inspired to reach beyond Russia with his music, according to Maes and Taruskin.[193] His exposure to Western music, they write, encouraged him to think it belonged to not just Russia but also the world at large.[41] Volkov adds that this mindset made him think seriously about Russia's place in European musical culture—the first Russian composer to do so.[91] It steeled him to become the first Russian composer to acquaint foreign audiences personally with his own works, Warrack writes, as well as those of other Russian composers.[194] In his biography of Tchaikovsky, Anthony Holden recalls the dearth of Russian classical music before Tchaikovsky's birth, then places the composer's achievements into historical perspective: "Twenty years after Tchaikovsky's death, in 1913, Igor Stravinsky's The Rite of Spring erupted onto the musical scene, signalling Russia's arrival into 20th-century music. Between these two very different worlds, Tchaikovsky's music became the sole bridge".[195]
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|
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On 7 May 2010, Google celebrated his 170th birthday with a Google Doodle.[196]
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|
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The following recording was made in Moscow in January 1890, by Julius Block on behalf of Thomas Edison.[197]
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|
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Anton Rubinstein: What a wonderful thing.
|
162 |
+
J. Block: Certainly.
|
163 |
+
E. Lavrovskaya A disgusting...how he dares slyly to name me.
|
164 |
+
Vasily Safonov: (Sings).
|
165 |
+
P. Tchaikovsky: This trill could be better.
|
166 |
+
E. Lavrovskaya: (sings).
|
167 |
+
P. Tchaikovsky: Block is a good fellow, but Edison is even better.
|
168 |
+
E. Lavrovskaya: (sings) A-o, a-o.
|
169 |
+
V. Safonov: (In German) Peter Jurgenson in Moscow.
|
170 |
+
P. Tchaikovsky: Who just spoke? It seems to have been Safonov. (Whistles)
|
171 |
+
|
172 |
+
According to musicologist Leonid Sabaneyev, Tchaikovsky was not comfortable with being recorded for posterity and tried to shy away from it. On an apparently separate visit from the one related above, Block asked the composer to play something on a piano or at least say something. Tchaikovsky refused. He told Block, "I am a bad pianist and my voice is raspy. Why should one eternalize it?"[198]
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|
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List of compositions by Pyotr Ilyich Tchaikovsky
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en/4631.html.txt
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1 |
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|
3 |
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Harpalium (Cass.) Cass.
|
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|
5 |
+
Helianthus (/ˌhiːliˈænθəs/)[3] is a genus of plants comprising about 70 species.[4][5] Except for three species in South America, all Helianthus species are native to North America and Central America. The common names "sunflower" and "common sunflower" typically refer to the popular annual species Helianthus annuus, whose round flower heads in combination with the ligules look like the sun.[6] This and other species, notably Jerusalem artichoke (H. tuberosus), are cultivated in temperate regions and some tropical regions as food crops for humans, cattle, and poultry, and as ornamental plants.[7] The species H. annuus typically grows during the summer and into early fall, with the peak growth season being mid-summer.[8]
|
6 |
+
|
7 |
+
Perennial sunflower species are not as common in garden use due to their tendency to spread rapidly and become invasive. The whorled sunflower, Helianthus verticillatus, was listed as an endangered species in 2014 when the U.S. Fish and Wildlife Service issued a final rule protecting it under the Endangered Species Act. The primary threats are industrial forestry and pine plantations in Alabama, Georgia, and Tennessee. They grow to 1.8 m (6 ft) and are primarily found in woodlands, adjacent to creeks and moist, prairie-like areas.[9]
|
8 |
+
|
9 |
+
Sunflowers originate in the Americas. They were first domesticated in what is now Mexico and the Southern United States.[10][11] Domestic sunflower seeds have been found in Mexico, dating to 2100 BC. Native American people grew sunflowers as a crop from Mexico to Southern Canada.[11] In the 16th century the first crop breeds were brought from America to Europe by explorers.[11]
|
10 |
+
|
11 |
+
Sunflowers are usually tall annual or perennial plants that in some species can grow to a height of 300 cm (120 in) or more. They bear one or more wide, terminal capitula (flower heads), with bright yellow ray florets at the outside and yellow or maroon (also known as a brown/red) disc florets inside. Several ornamental cultivars of H. annuus have red-colored ray florets; all of them stem from a single original mutant.[12] During growth, sunflowers tilt during the day to face the sun but stop once they begin blooming. This tracking of the sun in young sunflower heads is called heliotropism. By the time they are mature, sunflowers generally face east.[13] The movement of sunflowers through heliotropism happens as the sunflower follows the sun, the opposite side of the sunflower stem begins to accumulate growth hormones and this causes growth which redirects the sunflower.[14] The rough and hairy stem is branched in the upper part in wild plants but is usually unbranched in domesticated cultivars.
|
12 |
+
|
13 |
+
The petiolate leaves are dentate and often sticky. The lower leaves are opposite, ovate, or often heart-shaped.
|
14 |
+
They are distinguished technically by the fact that the ray florets (when present) are sterile, and by the presence on the disk flowers of a pappus that is of two awn-like scales that are caducous (that is, easily detached and falling at maturity). Some species also have additional shorter scales in the pappus, and one species lacks a pappus entirely. Another technical feature that distinguishes the genus more reliably, but requires a microscope to see, is the presence of a prominent, multicellular appendage at the apex of the style. Further, the florets of a sunflower are arranged in a natural spiral.[15]
|
15 |
+
|
16 |
+
Variability is seen among the perennial species that make up the bulk of those in the genus. Some have most or all of the large leaves in a rosette at the base of the plant and produce a flowering stem that has leaves that are reduced in size. Most of the perennials have disk flowers that are entirely yellow, but a few have disk flowers with reddish lobes. One species, H. radula, lacks ray flowers altogether.
|
17 |
+
|
18 |
+
Helianthus species are used as food plants by the larvae of many lepidopterans. The seeds of H. annuus are used as human food.
|
19 |
+
|
20 |
+
The growth of a sunflower depends strictly on its genetic makeup and background.[16] Additionally, the season it is planted will have effects on its development. Sunflower development is classified by a series of vegetative stages and reproductive stages that can be determined by identifying the heads or main branch of a single head or branched head.[16]
|
21 |
+
|
22 |
+
The Journal of Environmental Management has analyzed the impact of various nitrogen-based fertilizers on the growth of sunflowers. Ammonium nitrate was found to produce better nitrogen absorption than urea, which performed better in low-temperature areas.[17]
|
23 |
+
|
24 |
+
In Brazil, a unique system of production called the soybean-sunflower system is used: sunflowers are planted first, and then soybean crops follow, reducing idle periods and increasing total sunflower production and profitability. Sunflowers are usually planted in the extreme southern or northern regions of the country. Frequently, in the southern regions, sunflowers are grown in the beginning of rainy seasons, and soybeans can then be planted in the summer.[18] Researchers have concluded that the soybean-sunflower method of plantation could be further improved through changes in fertilizer use. The current method has been shown to have positive environmental impacts.[19]
|
25 |
+
|
26 |
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There are many species recognized in the genus:[21][22]
|
27 |
+
|
28 |
+
The following species were previously included in the genus Helianthus.[21]
|
29 |
+
|
30 |
+
Helianthus decapetalus"Plenus"
|
31 |
+
|
32 |
+
Sunflower leaf structure
|
33 |
+
|
34 |
+
Prairie sunflower(H. petiolaris)
|
35 |
+
|
36 |
+
Giant sunflower(H. giganteus)
|
37 |
+
|
38 |
+
Red sunflower
|
39 |
+
|
40 |
+
Helianthus'Strawberry Blonde'
|
41 |
+
|
42 |
+
Willowleaf sunflower(H. salicifolius)
|
43 |
+
|
44 |
+
Sunflower bud
|
45 |
+
|
46 |
+
Jerusalem artichoke(H. tuberosus)
|
47 |
+
|
48 |
+
Leaves of sunflower plant
|
49 |
+
|
50 |
+
Rear view of sunflower head
|
51 |
+
|
52 |
+
H. annuus
|
53 |
+
|
54 |
+
H. laetiflorus
|
55 |
+
|
56 |
+
Close-up of a sunflower
|
en/4632.html.txt
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Pisa (/ˈpiːzə/ PEE-zə, Italian: [ˈpiːza] (listen) or [ˈpiːsa]) is a city and comune in Tuscany, central Italy, straddling the Arno just before it empties into the Ligurian Sea. It is the capital city of the Province of Pisa. Although Pisa is known worldwide for its leaning tower (the bell tower of the city's cathedral), the city of over 91,104 residents (around 200,000 with the metropolitan area) contains more than 20 other historic churches, several medieval palaces, and various bridges across the Arno. Much of the city's architecture was financed from its history as one of the Italian maritime republics.
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|
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The city is also home to the University of Pisa, which has a history going back to the 12th century and also has the Scuola Normale Superiore di Pisa, founded by Napoleon in 1810, and its offshoot, the Sant'Anna School of Advanced Studies, as the best-sanctioned Superior Graduate Schools in Italy.[4]
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|
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Roman Empire 27 BC–285 AD
|
8 |
+
Western Roman Empire 285–476
|
9 |
+
Kingdom of Odoacer 476–493
|
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+
Ostrogothic Kingdom 493–553
|
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Eastern Roman Empire 553–603
|
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Lombard Kingdom 603–773
|
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+
Carolingian Empire 774–812
|
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+
March of Tuscany 812–1000
|
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+
Republic of Pisa 1000–1406
|
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+
Republic of Florence 1406–1532
|
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+
Duchy of Florence 1532–1569
|
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Grand Duchy of Tuscany 1569–1801
|
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+
Kingdom of Etruria 1801–1807
|
20 |
+
First French Empire 1807–1815
|
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Grand Duchy of Tuscany 1815–1859
|
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+
United Provinces of Central Italy 1859–1860
|
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+
Kingdom of Italy 1861–1946
|
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|
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The origin of the name, Pisa, is a mystery. While the origin of the city had remained unknown for centuries, the Pelasgi, the Greeks, the Etruscans, and the Ligurians had variously been proposed as founders of the city (for example, a colony of the ancient city of Pisa, Greece). Archaeological remains from the fifth century BC confirmed the existence of a city at the sea, trading with Greeks and Gauls. The presence of an Etruscan necropolis, discovered during excavations in the Arena Garibaldi in 1991, confirmed its Etruscan origins.
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Ancient Roman authors referred to Pisa as an old city. Strabo referred Pisa's origins to the mythical Nestor, king of Pylos, after the fall of Troy. Virgil, in his Aeneid, states that Pisa was already a great center by the times described; the settlers from the Alpheus coast have been credited with the founding of the city in the 'Etruscan lands'. The Virgilian commentator Servius wrote that the Teuti, or Pelops, the king of the Pisaeans, founded the town 13 centuries before the start of the common era.
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|
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The maritime role of Pisa should have been already prominent if the ancient authorities ascribed to it the invention of the naval ram. Pisa took advantage of being the only port along the western coast between Genoa (then a small village) and Ostia. Pisa served as a base for Roman naval expeditions against Ligurians, Gauls, and Carthaginians. In 180 BC, it became a Roman colony under Roman law, as Portus Pisanus. In 89 BC, Portus Pisanus became a municipium. Emperor Augustus fortified the colony into an important port and changed the name as Colonia Iulia obsequens.
|
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Pisa supposedly was founded on the shore, but due to the alluvial sediments from the Arno and the Serchio, whose mouth lies about 11 km (7 mi) north of the Arno's, the shore moved west. Strabo states that the city was 4.0 km (2.5 mi) away from the coast. Currently, it is located 9.7 km (6 mi) from the coast. However, it was a maritime city, with ships sailing up the Arno.[5] In the 90s AD, a baths complex was built in the city.
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During the last years of the Western Roman Empire, Pisa did not decline as much as the other cities of Italy, probably due to the complexity of its river system and its consequent ease of defence. In the seventh century, Pisa helped Pope Gregory I by supplying numerous ships in his military expedition against the Byzantines of Ravenna: Pisa was the sole Byzantine centre of Tuscia to fall peacefully in Lombard hands, through assimilation with the neighbouring region where their trading interests were prevalent. Pisa began in this way its rise to the role of main port of the Upper Tyrrhenian Sea and became the main trading centre between Tuscany and Corsica, Sardinia, and the southern coasts of France and Spain.
|
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After Charlemagne had defeated the Lombards under the command of Desiderius in 774, Pisa went through a crisis, but soon recovered. Politically, it became part of the duchy of Lucca. In 860, Pisa was captured by vikings led by Björn Ironside. In 930, Pisa became the county centre (status it maintained until the arrival of Otto I) within the mark of Tuscia. Lucca was the capital but Pisa was the most important city, as in the middle of 10th century Liutprand of Cremona, bishop of Cremona, called Pisa Tusciae provinciae caput ("capital of the province of Tuscia"), and a century later, the marquis of Tuscia was commonly referred to as "marquis of Pisa". In 1003, Pisa was the protagonist of the first communal war in Italy, against Lucca. From the naval point of view, since the 9th century, the emergence of the Saracen pirates urged the city to expand its fleet; in the following years, this fleet gave the town an opportunity for more expansion. In 828, Pisan ships assaulted the coast of North Africa. In 871, they took part in the defence of Salerno from the Saracens. In 970, they gave also strong support to Otto I's expedition, defeating a Byzantine fleet in front of Calabrese coasts.
|
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|
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The power of Pisa as a maritime nation began to grow and reached its apex in the 11th century, when it acquired traditional fame as one of the four main historical maritime republics of Italy (Repubbliche Marinare).
|
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+
|
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At that time, the city was a very important commercial centre and controlled a significant Mediterranean merchant fleet and navy. It expanded its powers in 1005 through the sack of Reggio Calabria in the south of Italy. Pisa was in continuous conflict with some 'Saracens' - a medieval term to refer to Arab Muslims - who had their bases in Corsica, for control of the Mediterranean. In 1017, Sardinian Giudicati were militarily supported by Pisa, in alliance with Genoa, to defeat the Saracen King Mugahid, who had settled a logistic base in the north of Sardinia the year before. This victory gave Pisa supremacy in the Tyrrhenian Sea. When the Pisans subsequently ousted the Genoese from Sardinia, a new conflict and rivalry was born between these mighty marine republics. Between 1030 and 1035, Pisa went on to defeat several rival towns in Sicily and conquer Carthage in North Africa. In 1051–1052, the admiral Jacopo Ciurini conquered Corsica, provoking more resentment from the Genoese. In 1063, Admiral Giovanni Orlandi, coming to the aid of the Norman Roger I, took Palermo from the Saracen pirates. The gold treasure taken from the Saracens in Palermo allowed the Pisans to start the building of their cathedral and the other monuments which constitute the famous Piazza del Duomo.
|
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|
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In 1060, Pisa had to engage in their first battle with Genoa. The Pisan victory helped to consolidate its position in the Mediterranean. Pope Gregory VII recognised in 1077 the new "Laws and customs of the sea" instituted by the Pisans, and emperor Henry IV granted them the right to name their own consuls, advised by a council of elders. This was simply a confirmation of the present situation, because in those years, the marquis had already been excluded from power. In 1092, Pope Urban II awarded Pisa the supremacy over Corsica and Sardinia, and at the same time raising the town to the rank of archbishopric.
|
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|
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Pisa sacked the Tunisian city of Mahdia in 1088. Four years later, Pisan and Genoese ships helped Alfonso VI of Castilla to push El Cid out of Valencia. A Pisan fleet of 120 ships also took part in the First Crusade, and the Pisans were instrumental in the taking of Jerusalem in 1099. On their way to the Holy Land, the ships did not miss the occasion to sack some Byzantine islands; the Pisan crusaders were led by their archbishop Daibert, the future patriarch of Jerusalem. Pisa and the other Repubbliche Marinare took advantage of the crusade to establish trading posts and colonies in the Eastern coastal cities of the Levant. In particular, the Pisans founded colonies in Antiochia, Acre, Jaffa, Tripoli, Tyre, Latakia, and Accone. They also had other possessions in Jerusalem and Caesarea, plus smaller colonies (with lesser autonomy) in Cairo, Alexandria, and of course Constantinople, where the Byzantine Emperor Alexius I Comnenus granted them special mooring and trading rights. In all these cities, the Pisans were granted privileges and immunity from taxation, but had to contribute to the defence in case of attack. In the 12th century, the Pisan quarter in the eastern part of Constantinople had grown to 1,000 people. For some years of that century, Pisa was the most prominent merchant and military ally of the Byzantine Empire, overcoming Venice itself.
|
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|
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+
In 1113, Pisa and Pope Paschal II set up, together with the count of Barcelona and other contingents from Provence and Italy (Genoese excluded), a war to free the Balearic Islands from the Moors; the queen and the king of Majorca were brought in chains to Tuscany. Though the Almoravides soon reconquered the island, the booty taken helped the Pisans in their magnificent programme of buildings, especially the cathedral, and Pisa gained a role of pre-eminence in the Western Mediterranean.
|
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|
47 |
+
In the following years, the mighty Pisan fleet, led by archbishop Pietro Moriconi, drove away the Saracens after ferocious combats. Though short-lived, this success of Pisa in Spain increased the rivalry with Genoa. Pisa's trade with the Languedoc and Provence (Noli, Savona, Fréjus, and Montpellier) were an obstacle to the Genoese interests in cities such as Hyères, Fos, Antibes, and Marseille.
|
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+
|
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+
The war began in 1119 when the Genoese attacked several galleys on their way to the motherland, and lasted until 1133. The two cities fought each other on land and at sea, but hostilities were limited to raids and pirate-like assaults.
|
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+
|
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+
In June 1135, Bernard of Clairvaux took a leading part in the Council of Pisa, asserting the claims of Pope Innocent II against those of Pope Anacletus II, who had been elected pope in 1130 with Norman support, but was not recognised outside Rome. Innocent II resolved the conflict with Genoa, establishing the sphere of influence of Pisa and Genoa. Pisa could then, unhindered by Genoa, participate in the conflict of Innocent II against king Roger II of Sicily. Amalfi, one of the maritime republics (though already declining under Norman rule), was conquered on August 6, 1136; the Pisans destroyed the ships in the port, assaulted the castles in the surrounding areas, and drove back an army sent by Roger from Aversa. This victory brought Pisa to the peak of its power and to a standing equal to Venice. Two years later, its soldiers sacked Salerno.
|
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+
|
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+
In the following years, Pisa was one of the staunchest supporters of the Ghibelline party. This was much appreciated by Frederick I. He issued in 1162 and 1165 two important documents, with these grants: Apart from the jurisdiction over the Pisan countryside, the Pisans were granted freedom of trade in the whole empire, the coast from Civitavecchia to Portovenere, a half of Palermo, Messina, Salerno and Naples, the whole of Gaeta, Mazara, and Trapani, and a street with houses for its merchants in every city of the Kingdom of Sicily. Some of these grants were later confirmed by Henry VI, Otto IV, and Frederick II. They marked the apex of Pisa's power, but also spurred the resentment of cities such as Lucca, Massa, Volterra, and Florence, which saw their aim to expand towards the sea thwarted. The clash with Lucca also concerned the possession of the castle of Montignoso and mainly the control of the Via Francigena, the main trade route between Rome and France. Last but not least, such a sudden and large increase of power by Pisa could only lead to another war with Genoa.
|
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+
|
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+
Genoa had acquired a largely dominant position in the markets of southern France. The war began presumably in 1165 on the Rhône, when an attack on a convoy, directed to some Pisan trade centres on the river, by the Genoese and their ally, the count of Toulouse, failed. Pisa, though, was allied to Provence. The war continued until 1175 without significant victories. Another point of attrition was Sicily, where both the cities had privileges granted by Henry VI. In 1192, Pisa managed to conquer Messina. This episode was followed by a series of battles culminating in the Genoese conquest of Syracuse in 1204. Later, the trading posts in Sicily were lost when the new Pope Innocent III, though removing the excommunication cast over Pisa by his predecessor Celestine III, allied himself with the Guelph League of Tuscany, led by Florence. Soon, he stipulated a pact with Genoa, too, further weakening the Pisan presence in southern Italy.
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To counter the Genoese predominance in the southern Tyrrhenian Sea, Pisa strengthened its relationship with their Spanish and French traditional bases (Marseille, Narbonne, Barcelona, etc.) and tried to defy the Venetian rule of the Adriatic Sea. In 1180, the two cities agreed to a nonaggression treaty in the Tyrrhenian and the Adriatic, but the death of Emperor Manuel Comnenus in Constantinople changed the situation. Soon, attacks on Venetian convoys were made. Pisa signed trade and political pacts with Ancona, Pula, Zara, Split, and Brindisi; in 1195, a Pisan fleet reached Pola to defend its independence from Venice, but the Serenissima managed soon to reconquer the rebel sea town.
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One year later, the two cities signed a peace treaty, which resulted in favourable conditions for Pisa, but in 1199, the Pisans violated it by blockading the port of Brindisi in Apulia. In the following naval battle, they were defeated by the Venetians. The war that followed ended in 1206 with a treaty in which Pisa gave up all its hopes to expand in the Adriatic, though it maintained the trading posts it had established in the area. From that point on, the two cities were united against the rising power of Genoa and sometimes collaborated to increase the trading benefits in Constantinople.
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In 1209 in Lerici, two councils for a final resolution of the rivalry with Genoa were held. A 20-year peace treaty was signed, but when in 1220, the emperor Frederick II confirmed his supremacy over the Tyrrhenian coast from Civitavecchia to Portovenere, the Genoese and Tuscan resentment against Pisa grew again. In the following years, Pisa clashed with Lucca in Garfagnana and was defeated by the Florentines at Castel del Bosco. The strong Ghibelline position of Pisa brought this town diametrically against the Pope, who was in a strong dispute with the Empire, and indeed the pope tried to deprive the town of its dominions in northern Sardinia.
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In 1238, Pope Gregory IX formed an alliance between Genoa and Venice against the empire, and consequently against Pisa, too. One year later, he excommunicated Frederick II and called for an anti-Empire council to be held in Rome in 1241. On May 3, 1241, a combined fleet of Pisan and Sicilian ships, led by the emperor's son Enzo, attacked a Genoese convoy carrying prelates from northern Italy and France, next to the isle of Giglio (Battle of Giglio), in front of Tuscany; the Genoese lost 25 ships, while about a thousand sailors, two cardinals, and one bishop were taken prisoner. After this outstanding victory, the council in Rome failed, but Pisa was excommunicated. This extreme measure was only removed in 1257. Anyway, the Tuscan city tried to take advantage of the favourable situation to conquer the Corsican city of Aleria and even lay siege to Genoa itself in 1243.
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The Ligurian republic of Genoa, however, recovered fast from this blow and won back Lerici, conquered by the Pisans some years earlier, in 1256.
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The great expansion in the Mediterranean and the prominence of the merchant class urged a modification in the city's institutes. The system with consuls was abandoned, and in 1230, the new city rulers named a capitano del popolo ("people's chieftain") as civil and military leader. In spite of these reforms, the conquered lands and the city itself were harassed by the rivalry between the two families of Della Gherardesca and Visconti. In 1237 the archbishop and the Emperor Frederick II intervened to reconcile the two rivals, but the strains did not cease. In 1254, the people rebelled and imposed 12 Anziani del Popolo ("People's Elders") as their political representatives in the commune. They also supplemented the legislative councils, formed of noblemen, with new People's Councils, composed by the main guilds and by the chiefs of the People's Companies. These had the power to ratify the laws of the Major General Council and the Senate.
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The decline is said to have begun on August 6, 1284, when the numerically superior fleet of Pisa, under the command of Albertino Morosini, was defeated by the brilliant tactics of the Genoese fleet, under the command of Benedetto Zaccaria and Oberto Doria, in the dramatic naval Battle of Meloria. This defeat ended the maritime power of Pisa and the town never fully recovered; in 1290, the Genoese destroyed forever the Porto Pisano (Pisa's port), and covered the land with salt. The region around Pisa did not permit the city to recover from the loss of thousands of sailors from the Meloria, while Liguria guaranteed enough sailors to Genoa. Goods, however, continued to be traded, albeit in reduced quantity, but the end came when the Arno started to change course, preventing the galleys from reaching the city's port up the river. The nearby area also likely became infested with malaria. The true end came in 1324, when Sardinia was entirely lost in favour of the Aragonese.
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Always Ghibelline, Pisa tried to build up its power in the course of the 14th century, and even managed to defeat Florence in the Battle of Montecatini (1315), under the command of Uguccione della Faggiuola. Eventually, however, after a long siege, Pisa was occupied by Florentines in 1405.[6] Florentines corrupted the capitano del popolo ("people's chieftain"), Giovanni Gambacorta, who opened by night the city gate of San Marco. Pisa was never conquered by an army. In 1409, Pisa was the seat of a council trying to set the question of the Great Schism. In the 15th century, access to the sea became more difficult, as the port was silting up and was cut off from the sea. When in 1494, Charles VIII of France invaded the Italian states to claim the Kingdom of Naples,[6] Pisa reclaimed its independence as the Second Pisan Republic.
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The new freedom did not last long; 15 years of battles and sieges by the Florentine troops led by Antonio da Filicaja, Averardo Salviati and Niccolò Capponi were made, but they never managed to conquer the city. Vitellozzo Vitelli with his brother Paolo were the only ones who actually managed to break the strong defences of Pisa and make a breach in the Stampace bastion in the southern west part of the walls, but he did not enter the city. For that, they were suspected of treachery and Paolo was put to death. However, the resources of Pisa were getting low, and at the end, the city was sold to the Visconti family from Milan and eventually to Florence again. Its role of major port of Tuscany went to Livorno. Pisa acquired a mainly cultural role spurred by the presence of the University of Pisa, created in 1343, and later reinforced by the Scuola Normale Superiore di Pisa (1810) and Sant'Anna School of Advanced Studies (1987).
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Pisa was the birthplace of the important early physicist Galileo Galilei. It is still the seat of an archbishopric. Besides its educational institutions, it has become a light industrial centre and a railway hub. It suffered repeated destruction during World War II.
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Since the early 1950s, the US Army has maintained Camp Darby just outside Pisa, which is used by many US military personnel as a base for vacations in the area.[7][8]
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Pisa experiences a Mediterranean climate (Köppen climate classification Csa). The city is characterized by cool-mild winters and hot summers. This transitional climate keeps Pisa from enjoying a summer devoid of rain, typical of central and southern Italy, as the summer (the driest season) experiences occasional rain showers. Rainfall peaks in the autumn.
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While the bell tower of the cathedral, known as "the leaning Tower of Pisa", is the most famous image of the city, it is one of many works of art and architecture in the city's Piazza del Duomo, also known, since the 20th century, as Piazza dei Miracoli (Square of Miracles), to the north of the old town center. The Piazza del Duomo also houses the Duomo (the Cathedral), the Baptistry and the Campo Santo (the monumental cemetery). The medieval complex includes the above-mentioned four sacred buildings, the hospital and few palaces. All the complex is kept by the Opera (fabrica ecclesiae) della Primaziale Pisana, an old non profit foundation that operates since the building of the Cathedral (1063) to the maintenance of the sacred buildings. The area is framed by medieval walls kept by municipality administration.
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Other sights include:
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San Pietro in Vinculis. Known as San Pierino, it is an 11th-century church with a crypt and a cosmatesque mosaic on the floor of the main nave.
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Pisa hosts the University of Pisa, especially renowned in the fields of Physics, Mathematics, Engineering and Computer Science. The Scuola Superiore Sant'Anna and the Scuola Normale Superiore, the Italian academic élite institutions are noted mostly for research and the education of graduate students.
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Construction of a new leaning tower of glass and steel 57 meters tall, containing offices and apartments was scheduled to start in summer 2004 and take 4 years. It was designed by Dante Oscar Benini and raised criticism.
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Located at: Scuola Normale Superiore di Pisa – Piazza dei Cavalieri, 7 – 56126 Pisa (Italia)
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Located at: Scuola Superiore Sant'Anna, P.zza Martiri della Libertà, 33 – 56127 – Pisa (Italia)
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Located at: Università di Pisa – Lungarno Pacinotti, 43 – 56126 Pisa (Italia)
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For people born in Pisa, see People from the Province of Pisa; among notable non-natives long resident in the city:
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Pisa is a one-hour drive from Florence (86 kilometres (53 mi)). One can also get a train directly to Florence from a Central rail station in Pisa (Pisa Centrale). Local buses connect the city of Pisa with all the neighboring cities (come to Pontedera, then take a bus for Volterra, San Miniato, etc.). Taxis come when requested from Pisa International Airport and Central Station.
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Pisa has an international airport known as Pisa International Airport located in San Giusto neighborhood in Pisa. The airport has a people mover system, called Pisamover, opened in March 2017[12], that connects Airport and Pisa central railway station, that is 2 km (1.2 mi) away. It's based on a driverless "horizontal funicular" that travels the distance in 5 minutes, with a 5-minute frequency, having an intermediate stop at parking station San Giusto & Aurelia.
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The city is served by two railway stations available for passengers: Pisa Centrale and Pisa San Rossore.
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Pisa Centrale is the main railway station and is located along the Tyrrhenic railway line. It connects Pisa directly with several other important Italian cities such as Rome, Florence, Genoa, Turin, Naples, Livorno, and Grosseto.
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Pisa San Rossore links the city with Lucca (20 minutes from Pisa) and Viareggio and is also reachable from Pisa Centrale. It is a minor railway station located near the Leaning Tower zone.
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There was another station called Pisa Aeroporto situated next to the Airport with services to Pisa Centrale and Florence. It has been closed on 15 December 2013 for the realization of a people mover.
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Pisa has two exits on the A11 Florence-Pisa road and on the A12 Genoa-Livorno road, Pisa Nord and Pisa Centro-aeroporto.
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Pisa Centro leads visitors to the city centre.
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Parking: Pratale (San Jacopo), Pietrasantina (Via Pietrasantina), Piazza Carrara, Lungarni.
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Football is the main sport in Pisa; the local team, A.C. Pisa, currently[14] plays in the Lega Pro (the third highest football division in Italy), and has had a top flight history throughout the 1980s and the 1990s, featuring several world-class players such as Diego Simeone, Christian Vieri and Dunga during this time. The club play at the Arena Garibaldi – Stadio Romeo Anconetani, opened in 1919 and with a capacity of 25,000.
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Shooting was one of the first sports to have their own association in Pisa. The Società del Tiro a Segno di Pisa was founded on July 9, 1862. In 1885, they acquired their own training field. The shooting range was almost completely destroyed during World War II.
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In Pisa there was a festival and game fr:Gioco del Ponte (Game of the Bridge) which was celebrated (in some form) in Pisa from perhaps the 1200s down to 1807. From the end of the 1400s the game took the form of a mock battle fought upon Pisa's central bridge (Ponte di Mezzo). The participants wore quilted armor and the only offensive weapon allowed was the targone, a shield-shaped, stout board with precisely specified dimensions. Hitting below the belt was not allowed. Two opposing teams started at opposite ends of the bridge. The object of the two opposing teams was to penetrate, drive back, and disperse the opponents' ranks and to thereby drive them backwards off the bridge. The struggle was limited to forty-five minutes. Victory or defeat was immensely important to the team players and their partisans, but sometimes the game was fought to a draw and both sides celebrated.[15] In 1927 the tradition was revived by college students as an elaborate costume parade. In 1935 Vittorio Emanuele III with the royal family witnessed the first revival of a modern version of the game, which has been pursued in the 20th and 21st centuries with some interruptions and varying degrees of enthusiasm by Pisans and their civic institutions.
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Pisa is twinned with:[16]
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1 |
+
Coordinates: 25°04′S 130°06′W / 25.067°S 130.100°W / -25.067; -130.100
|
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The Pitcairn Islands (/ˈpɪtkɛərn/;[4] Pitkern: Pitkern Ailen), officially the Pitcairn, Henderson, Ducie and Oeno Islands,[5][6][7][8] are a group of four volcanic islands in the southern Pacific Ocean that form the sole British Overseas Territory in the Pacific Ocean. The four islands—Pitcairn proper, Henderson, Ducie and Oeno—are scattered across several hundred miles of ocean and have a combined land area of about 18 square miles (47 km2). Henderson Island accounts for 86% of the land area, but only Pitcairn Island is inhabited. The nearest places are Mangareva (of French Polynesia) to the west and Easter Island to the east.
|
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Pitcairn is the least populous national jurisdiction in the world.[9] The Pitcairn Islanders are a biracial ethnic group descended mostly from nine Bounty mutineers and a handful of Tahitian captives, an event that has been retold in many books and films. This history is still apparent in the surnames of many of the islanders. As of 2014, there were approximately 50 permanent inhabitants, originating from four main families.[10]
|
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The earliest known settlers of the Pitcairn Islands were Polynesians who appear to have lived on Pitcairn and Henderson, and on Mangareva Island 540 kilometres (340 mi) to the northwest, for several centuries. They traded goods and formed social ties among the three islands despite the long canoe voyages between them, which helped the small populations on each island survive despite their limited resources. Eventually, important natural resources were exhausted, inter-island trade broke down and a period of civil war began on Mangareva, causing the small human populations on Henderson and Pitcairn to be cut off and eventually become extinct.
|
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|
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Although archaeologists believe that Polynesians were living on Pitcairn as late as the 15th century,[citation needed] the islands were uninhabited when they were rediscovered by Europeans.[11]
|
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Ducie and Henderson Islands were discovered by Portuguese sailor Pedro Fernandes de Queirós, sailing for the Spanish Crown, who arrived on 26 January 1606. He named them La Encarnación ("The Incarnation") and San Juan Bautista ("Saint John the Baptist"), respectively. However, some sources express doubt about exactly which of the islands were visited and named by Queirós, suggesting that La Encarnación may actually have been Henderson Island, and San Juan Bautista may have been Pitcairn Island.[12]
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Pitcairn Island was sighted on 3 July 1767 by the crew of the British sloop HMS Swallow,[contradictory] commanded by Captain Philip Carteret. The island was named after midshipman Robert Pitcairn, a fifteen-year-old crew member who was the first to sight the island. Robert Pitcairn was a son of British Marine Major John Pitcairn, who later was killed at the 1775 Battle of Bunker Hill in the American War of Independence.
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Carteret, who sailed without the newly-invented marine chronometer, charted the island at 25°02′S 133°21′W / 25.033°S 133.350°W / -25.033; -133.350, and although the latitude was reasonably accurate, his recorded longitude was incorrect by about 3°, putting his coordinates 330 km (210 mi) to the west of the actual island. This made Pitcairn difficult to find, as highlighted by the failure of captain James Cook to locate the island in July 1773.[13][14]
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In 1790, nine of the mutineers from the Bounty, along with the native Tahitian men and women who were with them (six men, eleven women, and a baby girl), settled on Pitcairn Island and set fire to the Bounty. The inhabitants of the island were well aware of the Bounty's location, which is still visible underwater in Bounty Bay, but the wreckage gained significant attention in 1957 when documented by National Geographic explorer Luis Marden. Although the settlers survived by farming and fishing, the initial period of settlement was marked by serious tensions among them. Alcoholism, murder, disease and other ills took the lives of most mutineers and Tahitian men. John Adams and Ned Young turned to the scriptures, using the ship's Bible as their guide for a new and peaceful society. Young eventually died of an asthmatic infection.
|
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|
19 |
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Ducie Island was rediscovered in 1791 by Royal Navy captain Edwards aboard HMS Pandora, while searching for the Bounty mutineers. He named it after Francis Reynolds-Moreton, 3rd Baron Ducie, also a captain in the Royal Navy.
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20 |
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|
21 |
+
The Pitcairn islanders reported it was not until 27 December 1795 that the first ship since the Bounty was seen from the island, but it did not approach the land and they could not make out the nationality. A second ship appeared in 1801, but made no attempt to communicate with them. A third came sufficiently near to see their house, but did not try to send a boat on shore. Finally, the American sealing ship Topaz, under Mayhew Folger, became the first to visit the island, when the crew spent 10 hours on Pitcairn in February 1808. Whalers subsequently became regular visitors to the island. The last recorded whaler to visit was the James Arnold in 1888.[15]
|
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A report of Folger's discovery was forwarded to the Admiralty, mentioning the mutineers and giving a more precise location of the island: 25°02′S 130°00′W / 25.033°S 130.000°W / -25.033; -130.000.[16] However, this was not known to Sir Thomas Staines, who commanded a Royal Navy flotilla of two ships, HMS Briton and HMS Tagus, which found the island at 25°04′S 130°25′W / 25.067°S 130.417°W / -25.067; -130.417 (by meridian observation) on 17 September 1814. Staines sent a party ashore and wrote a detailed report for the Admiralty.[17][18][19][20] By that time, only one mutineer, John Adams, remained alive. He was granted amnesty for his part in the mutiny.[17]
|
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|
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+
Henderson Island was rediscovered on 17 January 1819 by British Captain James Henderson of the British East India Company ship Hercules. Captain Henry King, sailing on Elizabeth, landed on 2 March to find the king's colours already flying. His crew scratched the name of their ship into a tree. Oeno Island was discovered on 26 January 1824 by American captain George Worth aboard the whaler Oeno.
|
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In 1832 a Church Missionary Society missionary, Joshua Hill, arrived. He reported that by March 1833, he had founded a Temperance Society to combat drunkenness, a "Maundy Thursday Society", a monthly prayer meeting, a juvenile society, a Peace Society and a school.[21]
|
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Traditionally, Pitcairn Islanders consider that their islands "officially" became a British colony on 30 November 1838, at the same time becoming one of the first territories to extend voting rights to women. By the mid-1850s, the Pitcairn community was outgrowing the island; its leaders appealed to the British government for assistance, and were offered Norfolk Island. On 3 May 1856, the entire population of 193 people set sail for Norfolk on board the Morayshire, arriving on 8 June after a difficult five-week trip. However, just eighteen months later, seventeen of the Pitcairn Islanders returned to their home island, and another 27 followed five years later.[17]
|
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HMS Thetis visited Pitcairn Island on 18 April 1881 and "found the people very happy and contented, and in perfect health". At that time the population was 96, an increase of six since the visit of Admiral de Horsey in September 1878. Stores had recently been delivered from friends in England, including two whale-boats and Portland cement, which was used to make the reservoir watertight. HMS Thetis gave the islanders 200 lb (91 kg) of biscuits, 100 lb (45 kg) of candles, and 100 lb of soap and clothing to the value of £31, donated by the ship's company. An American trading ship called Venus had recently bestowed a supply of cotton seed, to provide the islanders with a crop for future trade.[22]
|
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|
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In 1886, the Seventh-day Adventist layman John Tay visited Pitcairn and persuaded most of the islanders to accept his faith. He returned in 1890 on the missionary schooner Pitcairn with an ordained minister to perform baptisms. Since then, the majority of Pitcairn Islanders have been Adventists.[23]
|
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|
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+
The islands of Henderson, Oeno and Ducie were annexed by Britain in 1902: Henderson on 1 July, Oeno on 10 July, and Ducie on 19 December.[24] In 1938, the three islands, along with Pitcairn, were incorporated into a single administrative unit called the "Pitcairn Group of Islands".
|
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|
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+
The population peaked at 233 in 1937.[25] It has since decreased owing to emigration, primarily to Australia and New Zealand.[26]
|
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In 2004, charges were laid against seven men living on Pitcairn and six living abroad. This accounted for nearly a third of the male population. After extensive trials, most of the men were convicted, some with multiple counts of sexual encounters with children.[27] On 25 October 2004, six men were convicted, including Steve Christian, the island's mayor at the time.[28][29][30] In 2004, the islanders had about 20 firearms among them, which they surrendered ahead of the sexual assault trials.[31] After the six men lost their final appeal, the British government set up a prison on the island at Bob's Valley.[32][33] The men began serving their sentences in late 2006. By 2010, all had served their sentences or been granted home detention status.[34]
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+
In 2010, Pitcairn mayor Mike Warren faced 25 charges of possessing images and videos of child pornography on his computer.[35][36] In 2016 Warren was found guilty of downloading more than 1,000 images and videos of child sexual abuse. Warren began downloading the images some time after the 2004 sexual assault convictions. During the time he downloaded the images, he was working in child protection. Warren was convicted in 2016 of engaging in a "sex chat" with someone he believed was a 15-year-old girl, and sentenced to 20 months imprisonment.[37] In 2018, Her Majesty's Most Honourable Privy Council refused a bid for appeal, saying that Warren's attempt to appeal using constitutional grounds was an abuse of process.[38]
|
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The Pitcairn Islands form the southeasternmost extension of the geological archipelago of the Tuamotus of French Polynesia, and consist of four islands: Pitcairn Island, Oeno Island (atoll with five islets, one of which is Sandy Island), Henderson Island and Ducie Island (atoll with four islets).
|
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The Pitcairn Islands were formed by a centre of upwelling magma called the Pitcairn hotspot.
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The only permanently inhabited island, Pitcairn, is accessible only by boat through Bounty Bay. Henderson Island, covering about 86% of the territory's total land area and supporting a rich variety of animals in its nearly inaccessible interior, is also capable of supporting a small human population despite its scarce fresh water, but access is difficult, owing to its outer shores being steep limestone cliffs covered by sharp coral. In 1988, this island was designated as a UNESCO World Heritage site.[39] The other islands are at a distance of more than 100 km (62 mi) and are not habitable.
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† Includes reef flat and lagoon of the atolls.
|
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|
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+
View from the east side of the Pitcairn Islands
|
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|
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Satellite photo of the Pitcairn Islands
|
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|
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+
Map of the Pitcairn Islands
|
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|
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+
View of Bounty Bay
|
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Pitcairn is located just south of the Tropic of Capricorn and experiences year-round warm weather, with wet summers and drier winters. The rainy season (summer) is from November through to March, when temperatures average 25 to 35 °C (77 to 95 °F) and humidity can exceed 95%. Temperatures in the winter range from 17 to 25 °C (63 to 77 °F).[26]
|
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|
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About nine plant species are thought to occur only on Pitcairn. These include tapau, formerly an important timber resource, and the giant nehe fern. Some, such as red berry (Coprosma rapensis var. Benefica), are perilously close to extinction.[40] The plant species Glochidion pitcairnense is endemic to Pitcairn and Henderson Islands.[41]
|
62 |
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|
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+
Between 1937 and 1951, Irving Johnson, skipper of the 29-metre (96 ft) brigantine Yankee Five, introduced five Galápagos giant tortoises to Pitcairn. Turpen, also known as Mr Turpen, or Mr. T, is the sole survivor. Turpen usually lives at Tedside by Western Harbour. A protection order makes it an offence should anyone kill, injure, capture, maim, or cause harm or distress to the tortoise.[42]
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|
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The birds of Pitcairn fall into several groups. These include seabirds, wading birds and a small number of resident land-bird species. Of 20 breeding species, Henderson Island has 16, including the unique flightless Henderson crake; Oeno hosts 12; Ducie 13 and Pitcairn six species. Birds breeding on Pitcairn include the fairy tern, common noddy and red-tailed tropicbird. The Pitcairn reed warbler, known by Pitcairners as a "sparrow", is endemic to Pitcairn Island; formerly common, it was added to the endangered species list in 2008.[43]
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A small population of humpback whales (which has been poorly studied by scientists) migrate to the islands annually, to over-winter and breed.[44]
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The four islands in the Pitcairn group have been identified by BirdLife International as separate Important Bird Areas (IBAs). Pitcairn Island is recognised because it is the only nesting site of the Pitcairn reed warbler. Henderson Island is important for its endemic land-birds as well as its breeding seabirds. Oeno's ornithological significance derives principally from its Murphy's petrel colony. Ducie is important for its colonies of Murphy's, herald and Kermadec petrels, and Christmas shearwaters.[45]
|
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|
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In March 2015 the British government established one of the largest marine protected areas in the world around the Pitcairn Islands. The reserve covers the islands' entire exclusive economic zone—834,334 square kilometres (322,138 sq mi). The intention is to protect some of the world's most pristine ocean habitat from illegal fishing activities. A satellite "watchroom" dubbed Project Eyes on the Seas has been established by the Satellite Applications Catapult and the Pew Charitable Trusts at the Harwell Science and Innovation Campus in Harwell, Oxfordshire to monitor vessel activity and to gather the information needed to prosecute unauthorised trawling.[46][47][48][49]
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In March 2019 the International Dark-Sky Association approved the Pitcairn Islands as a Dark Sky Sanctuary. The sanctuary encompasses all 4 islands in the Pitcairn Islands Group for a total land area of 43.25 km2.[50]
|
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|
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The Pitcairn Islands are a British overseas territory with a degree of local government. The Queen of the United Kingdom is represented by a Governor, who also holds office as British High Commissioner to New Zealand and is based in Wellington.[51]
|
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|
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The 2010 constitution gives authority for the islands to operate as a representative democracy, with the United Kingdom retaining responsibility for matters such as defence and foreign affairs. The Governor and the Island Council may enact laws for the "peace, order and good government" of Pitcairn. The Island Council customarily appoints a Mayor of Pitcairn as a day-to-day head of the local administration. There is a Commissioner, appointed by the Governor, who liaises between the Council and the Governor's office.
|
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|
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Since 2015, same-sex marriage has been legal on Pitcairn Island, although there are no people on the island known to be in such a relationship.[52]
|
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|
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The Pitcairn Islands has the smallest population of any democracy in the world.
|
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|
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The United Nations Committee on Decolonization includes the Pitcairn Islands on the United Nations list of Non-Self-Governing Territories.[53]
|
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|
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The Pitcairn Islands are an overseas territory of the United Kingdom; defence is the responsibility of the Ministry of Defence and Her Majesty's Armed Forces.[26]
|
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|
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The fertile soil of the Pitcairn valleys, such as Isaac's Valley on the gentle slopes southeast of Adamstown, produces a wide variety of fruits: including bananas (Pitkern: plun), papaya (paw paws), pineapples, mangoes, watermelons, cantaloupes, passionfruit, breadfruit, coconuts, avocadoes, and citrus (including mandarin oranges, grapefruit, lemons and limes). Vegetables include: sweet potatoes (kumura), carrots, sweet corn, tomatoes, taro, yams, peas, and beans. Arrowroot (Maranta arundinacea) and sugarcane are grown and harvested to produce arrowroot flour and molasses, respectively. Pitcairn Island is remarkably productive and its benign climate supports a wide range of tropical and temperate crops.[54] All land allocation for any use including agriculture is under the discretion of the government. If the government deems agricultural production excessive then it may tax the land. If the agricultural land has been deemed not up to the standards of the government it may confiscate and transfer the land without compensation.[55]
|
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Fish are plentiful in the seas around Pitcairn. Spiny lobster and a large variety of fish are caught for meals and for trading aboard passing ships. Almost every day someone will go fishing, whether it is from the rocks, from a longboat, or diving with a spear gun. There are numerous types of fish around the island. Fish such as nanwee, white fish, moi, and opapa are caught in shallow water, white snapper, big eye, and cod are caught in deep water, and yellow tail and wahoo are caught by trawling.
|
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|
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Manganese, iron, copper, gold, silver and zinc have been discovered within the exclusive economic zone, which extends 370 km (230 mi) offshore and comprises 880,000 km2 (340,000 sq mi).[56]
|
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+
|
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+
In 1998 the UK's overseas aid agency, the Department for International Development, funded an apiculture programme for Pitcairn which included training for Pitcairn's beekeepers and a detailed analysis of Pitcairn's bees and honey with particular regard to the presence or absence of disease. Pitcairn has one of the best examples of disease-free bee populations anywhere in the world and the honey produced was and remains exceptionally high in quality. Pitcairn bees are also a placid variety and, within a short time, beekeepers are able to work with them wearing minimal protection.[57] As a result, Pitcairn exports honey to New Zealand and to the United Kingdom. In London, Fortnum & Mason sells it and it is a favourite of Queen Elizabeth and Prince Charles.[58] The Pitcairn Islanders, under the "Bounty Products" and "Delectable Bounty" brands, also export dried fruit including bananas, papayas, pineapples, and mangoes to New Zealand.[59] Honey production and all honey-related products are a protected monopoly.[60] All funds and management are under the supervision and discretion of the government.[61][62]
|
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|
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+
Cuisine is not very developed, because of Pitcairn's tiny population. The most traditional meal is pota, mash from palm leaves and coconut.[63] Domestic tropical plants are abundantly used. These include: basil, breadfruit, sugar cane, coconut, bananas and beans. Meat courses consist mainly of fish and beef. Given that most of the population's ancestry is from the UK, the cuisine is influenced by British cuisine; for example, the meat pie.[64]
|
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+
|
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The cuisine of Norfolk Island is very similar to that of the Pitcairn Islands, as Norfolk Islanders trace their origins to Pitcairn. The local cuisine is a blend of British cuisine and Tahitian cuisine.[65][66]
|
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+
|
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Recipes from Norfolk Island of Pitcairn origin include mudda (green banana dumplings) and kumara pilhi.[67][68] The island's cuisine also includes foods not found on Pitcairn, such as chopped salads and fruit pies.[69]
|
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|
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Tourism plays a major role on Pitcairn. Tourism is the focus for building the economy. It focuses on small groups coming by charter vessel and staying at "home stays". About ten times a year, passengers from expedition-type cruise ships come ashore for a day, weather permitting.[70][71] As of 2019, the government has been operating the MV Silver Supporter as the island's only dedicated passenger/cargo vessel, providing adventure tourism holidays to Pitcairn every week. Tourists stay with local families and experience the island's culture while contributing to the local economy. Providing accommodation is a growing source of revenue, and some families have invested in private self-contained units adjacent to their homes for tourists to rent.
|
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+
|
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+
Entry requirements for short stays, up to 14 days, which do not require a visa, and for longer stays, that do require prior clearance, are explained in official documents.[72][73] All persons under 16 years of age require prior clearance before landing, irrespective of the length of stay.[74]
|
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|
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The Pitcairners are involved in creating crafts and curios (made out of wood from Henderson). Typical woodcarvings include sharks, fish, whales, dolphins, turtles, vases, birds, walking sticks, book boxes, and models of the Bounty. Miro (Thespesia populnea), a dark and durable wood, is preferred for carving. Islanders also produce tapa cloth and painted Hattie leaves.[75] The major sources of revenue[when?] have been the sale of coins and postage stamps to collectors, .pn domain names, and the sale of handicrafts to passing ships, most of which are on the United Kingdom to New Zealand route via the Panama Canal.[76] The flow of funds from these revenue sources are from customer to the government to the Pitcairners.[62] The government holds a monopoly over "any article of whatsoever nature made, manufactured, prepared for sale or produced by any of the inhabitants of Pitcairn Island".[61]
|
106 |
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|
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Diesel generators provide the island with electricity from 7 am to 10 pm. A wind power plant was planned to be installed to help reduce the high cost of power generation associated with the import of diesel, but was cancelled in 2013 after a project overrun of three years and a cost of £250,000.[citation needed]
|
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|
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The only qualified high-voltage electrician on Pitcairn, who manages the electricity grid, reached the age of 67 in 2020.[10]
|
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|
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+
The islands have suffered a substantial population decline since 1940, and the viability of the island's community is in doubt (see § Potential extinction, below). The government has tried to attract migrants. However, these initiatives have not been effective.[77]
|
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|
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Only two children were born on Pitcairn in the 21 years prior to 2012.[78] In 2005, Shirley and Simon Young became the first married outsider couple in history to obtain citizenship on Pitcairn.[79]
|
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|
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Most resident Pitcairn Islanders are descendants of the Bounty mutineers and Tahitians (or other Polynesians). Pitkern is a creole language derived from 18th-century English, with elements of the Tahitian language.[26][39] It is spoken as a first language by the population and is taught alongside English at the island's only school. It is closely related to the creole language Norfuk, spoken on Norfolk Island, because Norfolk was repopulated in the mid-19th century by Pitcairners.
|
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|
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The only church building on the island is Seventh-day Adventist.[26] The Seventh-day Adventist Church is not a state religion, as no laws concerning its establishment were passed by the local government. A successful Seventh-day Adventist mission in the 1890s was important in shaping Pitcairn society. In recent years, the church population has declined, and as of 2000[update], eight of the then forty islanders attended services regularly,[80] but most attend church on special occasions. From Friday at sunset until Saturday at sunset, Pitcairners observe a day of rest in observance of the Sabbath, or as a mark of respect for observant Adventists.
|
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|
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The church was built in 1954 and is run by the Church board and resident pastor, who usually serves a two-year term. The Sabbath School meets at 10 am on Saturday mornings, and is followed by Divine Service an hour later. On Tuesday evenings, there is another service in the form of a prayer meeting.
|
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|
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Education is free and compulsory between the ages of five and fifteen.[81] Children up to the age of 12 are taught at Pulau School, while children of 13 and over attend secondary school in New Zealand, or are educated via correspondence school.[82]
|
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|
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The island's children have produced a book in Pitkern and English called Mi Bas Side orn Pitcairn or My Favourite Place on Pitcairn.
|
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|
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The school at Pitcairn, Pulau School, provides pre-school and primary education based on the New Zealand syllabus. The teacher is appointed by the governor from suitable qualified applicants who are registered in New Zealand as teachers. The government officially took responsibility for education in 1958; the Seventh-day Adventist Church had done so from the 1890s until 1958. There were ten students in 1999; enrollment was previously 20 in the early 1950s, 28 in 1959, and 36 in 1962. The Pulau School has a residence for teachers built in 2004; there was a previous such facility built in 1950.[81]
|
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|
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+
Pitcairn's population has significantly decreased since its peak of over 200 in the 1930s, to only around fifty permanent residents today (2012–2018).[83][84]
|
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|
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As of July 2014[update], the total resident population of the Pitcairn Islands was 56, including the six temporary residents: an administrator, a doctor, a police officer, and their spouses.[85] However, the actual permanent resident population was only 49 Pitcairners spread across 23 households.[10] It is, however, rare for all 49 residents to be on-island at the same time; it is common for several residents to be off-island for varying lengths of time visiting family, for medical reasons, or to attend international conferences. As of November 2013[update], for instance, seven residents were off-island.[10] A diaspora survey projected that by 2045, if nothing were done, only three people of working age would be left on the island, with the rest being very old. In addition, the survey revealed that residents who had left the island over the past decades showed little interest in coming back. Of the hundreds of emigrants contacted, only 33 were willing to participate in the survey and just three expressed a desire to return.
|
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|
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As of 2014[update], the labour force consisted of 31 able-bodied persons: 17 males and 14 females between 18 and 64 years of age. Of the 31, just seven are younger than 40, but 18 are over the age of 50.[10] Most of the men undertake the more strenuous physical tasks on the island such as crewing the longboats, cargo handling, and the operation and maintenance of physical assets. Longboat crew retirement age is 58. There were then 12 men aged between 18 and 58 residing on Pitcairn. Each longboat requires a minimum crew of three; of the four longboat coxswains, two were in their late 50s.[10]
|
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The Pitcairn government's attempts to attract migrants have been unsuccessful. Since 2013, some 700 make inquiries each year, but so far, not a single formal settlement application has been received.[10][77] The migrants are prohibited from taking local jobs or claiming benefits for a certain length of time, even those with children.[86] The migrants are expected to have at least NZ$30,000 per person in savings and are expected to build their own house at average cost of NZ$140,000.[87][88] It is also possible to bring off-island builders at an additional cost of between NZ$23,000 and NZ$28,000.[88] The average annual cost of living on the island is NZ$9,464.[87] There is, however, no assurance of the migrant's right to remain on Pitcairn; after their first two years, the council must review and reapprove the migrant's status.[89] The migrants are also required to take part in the unpaid public work to keep the island in order such as maintaining the island's numerous roads and paths, building roads, navigating the island longboats, and cleaning public toilets.[90] There are also restrictions on bringing children under the age of 16 to the island.[35][91]
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Freight from Tauranga to Pitcairn on the MV Claymore II (Pitcairn Island's dedicated passenger and cargo ship chartered by the Pitcairn government) is charged at NZ$350/m3 for Pitcairners and NZ$1,000/m3 for all other freight.[92] Additionally, Pitcairners are charged NZ$3,000 for a one-way trip; others are charged NZ$5,000.[10]
|
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In 2014[update], the government's Pitcairn Islands Economic Report stated that "[no one] will migrate to Pitcairn Islands for economic reasons as there are limited government jobs, a lack of private sector employment, as well as considerable competition for the tourism dollar". The Pitcairners take turns to accommodate those few tourists who occasionally visit the island.[10]
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|
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As the island remains a British Overseas Territory, the British government will at some stage be required to make a decision about the island's future.[93][94]
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The once-strict moral codes, which prohibited dancing, public displays of affection, smoking, and consumption of alcohol, have been relaxed. Islanders and visitors no longer require a six-month licence to purchase, import, and consume alcohol.[95] There is now one licensed café and bar on the island, and the government store sells alcohol and cigarettes.
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Fishing and swimming are two popular recreational activities. A birthday celebration or the arrival of a ship or yacht will involve the entire Pitcairn community in a public dinner in the Square, Adamstown. Tables are covered in a variety of foods, including fish, meat, chicken, pilhi, baked rice, boiled plun (banana), breadfruit, vegetable dishes, an assortment of pies, bread, breadsticks, an array of desserts, pineapple, and watermelon.
|
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Paid employees maintain the island's numerous roads and paths. As of 2011[update], the island had a labour force of over 35 men and women.[26]
|
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+
Bounty Day is an annual public holiday celebrated on Pitcairn on 23 January[96] to commemorate the day in 1790 when the mutineers arrived on the island in HMS Bounty.
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Pitcairn uses New Zealand's international calling code, +64. It is still on the manual telephone system.
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There is no broadcast station. Marine band walkie-talkie radios are used to maintain contact among people in different areas of the island. Foreign stations can be picked up on shortwave radio.
|
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|
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+
Callsign website QRZ.COM lists six amateur radio operators on the island, using the ITU prefix (assigned through the UK) of VP6, two of whom have a second VR6 callsign. However, two of these 6 are listed by QRZ.COM as deceased, while others are no longer active. Pitcairn Island has one callsign allocated to its Club Station, VP6PAC.
|
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QRZ.COM lists 29 VP6 callsigns being allocated in total, 20 of them to off-islanders. Of these, five were allocated to temporary residents and ten to individuals visiting. The rest were assigned to the DX-peditions to Pitcairn, one of which took place in 2012[update].[98] In 2008, a major DX-pedition visited Ducie Island.[99] In 2018, another major DX-pedition visited Ducie Island.[100]
|
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Pitcairn can receive a number of television channels but only has capacity to broadcast two channels to houses at any one time. The channels are currently switched on a regular basis.[101]
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There is one government-sponsored satellite Internet connection, with networking provided to the inhabitants of the island. Pitcairn's country code top-level domain is .pn. Residents pay NZ$50 (about £26) for 25 GB of data per month.[102] In 2012, a single 1 Mbit/s link installed provided the islanders with an Internet connection, the 1 Mbit/s was shared across all families on the island. By December 2017, the British Government implemented a 4G LTE mobile network in Adamstown with shared speeds of 5 Mbit/s across all islanders.[103]
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All settlers of the Pitcairn Islands arrived by boat or ship. Pitcairn Island does not have an airport, airstrip or seaport; the islanders rely on longboats to ferry people and goods between visiting ships and shore through Bounty Bay.[70] Access to the rest of the shoreline is restricted by jagged rocks. The island has one shallow harbour with a launch ramp accessible only by small longboats.[104]
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A dedicated passenger and cargo supply ship chartered by the Pitcairn Island government, the MV Claymore II, was until 2018 the principal transport from Mangareva in the Gambier Islands of French Polynesia. The supply ship was replaced in 2019 by MV Silver Supporter.
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Totegegie Airport in Mangareva can be reached by air from the French Polynesian capital Papeete.[105]
|
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|
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There is one 6.4-kilometre (4 mi) paved road leading up from Bounty Bay through Adamstown.
|
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The main modes of transport on Pitcairn Islands are by four-wheel drive quad bikes and on foot.[70] Much of the road and track network and some of the footpaths of Pitcairn Island are viewable on Google's Street View.[106][107]
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Bounty Bay in the 1970s
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Henderson Island shelter
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Oeno
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St. Paul's Point in west Pitcairn Islands
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Garnets Ridge, Pitcairn Island
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Culture:Anglosphere
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Pizza (Italian: [ˈpittsa], Neapolitan: [ˈpittsə]) is a savory dish of Italian origin consisting of a usually round, flattened base of leavened wheat-based dough topped with tomatoes, cheese, and often various other ingredients (such as anchovies, mushrooms, onions, olives, pineapple, meat, etc.) which is then baked at a high temperature, traditionally in a wood-fired oven.[1] A small pizza is sometimes called a pizzetta.
|
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|
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In Italy, pizza served in formal settings, such as at a restaurant, is presented unsliced, and is eaten with the use of a knife and fork.[2][3] In casual settings, however, it is cut into wedges to be eaten while held in the hand.
|
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|
7 |
+
The term pizza was first recorded in the 10th century in a Latin manuscript from the Southern Italian town of Gaeta in Lazio, on the border with Campania.[4] Modern pizza was invented in Naples, and the dish and its variants have since become popular in many countries.[5] It has become one of the most popular foods in the world and a common fast food item in Europe and North America, available at pizzerias (restaurants specializing in pizza), restaurants offering Mediterranean cuisine, and via pizza delivery.[5][6] Many companies sell ready-baked frozen pizzas to be reheated in an ordinary home oven.
|
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|
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The Associazione Verace Pizza Napoletana (lit. True Neapolitan Pizza Association) is a non-profit organization founded in 1984 with headquarters in Naples that aims to promote traditional Neapolitan pizza.[7] In 2009, upon Italy's request, Neapolitan pizza was registered with the European Union as a Traditional Speciality Guaranteed dish,[8][9] and in 2017 the art of its making was included on UNESCO's list of intangible cultural heritage.[10]
|
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|
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The word "pizza" first appeared in a Latin text from the central Italian town of Gaeta, then still part of the Byzantine Empire, in 997 AD; the text states that a tenant of certain property is to give the bishop of Gaeta duodecim pizze ("twelve pizzas") every Christmas Day, and another twelve every Easter Sunday.[4][11]
|
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|
13 |
+
Suggested etymologies include:
|
14 |
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|
15 |
+
Foods similar to pizza have been made since the Neolithic Age.[18] Records of people adding other ingredients to bread to make it more flavorful can be found throughout ancient history. In the 6th century BC, the Persian soldiers of Achaemenid Empire during the rule King Darius I baked flatbreads with cheese and dates on top of their battle shields[19][20] and the ancient Greeks supplemented their bread with oils, herbs, and cheese.[21][22] An early reference to a pizza-like food occurs in the Aeneid, when Celaeno, queen of the Harpies, foretells that the Trojans would not find peace until they are forced by hunger to eat their tables (Book III). In Book VII, Aeneas and his men are served a meal that includes round cakes (like pita bread) topped with cooked vegetables. When they eat the bread, they realize that these are the "tables" prophesied by Celaeno.[23]
|
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|
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In the 16th century, Italian chef Bartolomeo Scappi's recipe collection there are recipes for pizzas made with puff pastry layers that include sugar and other sweet and savority ingredients. A 19th century recipe for pizza alla napoletana is made with almonds, vanilla and short pastry, and is topped with icing sugar.[24]
|
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|
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Modern pizza evolved from similar flatbread dishes in Naples, Italy, in the 18th or early 19th century.[25] Prior to that time, flatbread was often topped with ingredients such as garlic, salt, lard, and cheese. It is uncertain when tomatoes were first added and there are many conflicting claims.[25] Until about 1830, pizza was sold from open-air stands and out of pizza bakeries.
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A popular contemporary legend holds that the archetypal pizza, pizza Margherita, was invented in 1889, when the Royal Palace of Capodimonte commissioned the Neapolitan pizzaiolo (pizza maker) Raffaele Esposito to create a pizza in honor of the visiting Queen Margherita. Of the three different pizzas he created, the Queen strongly preferred a pizza swathed in the colors of the Italian flag — red (tomato), green (basil), and white (mozzarella). Supposedly, this kind of pizza was then named after the Queen,[26] although later research cast doubt on this legend.[27] An official letter of recognition from the Queen's "head of service" remains on display in Esposito's shop, now called the Pizzeria Brandi.[28]
|
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|
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Pizza was brought to the United States with Italian immigrants in the late nineteenth century[29] and first appeared in areas where Italian immigrants concentrated. The country's first pizzeria, Lombardi's, opened in 1905.[30] Following World War II, veterans returning from the Italian Campaign, who were introduced to Italy's native cuisine, proved a ready market for pizza in particular.[31]
|
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|
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Pizza is sold fresh or frozen, and whole or as portion-size slices or pieces. Methods have been developed to overcome challenges such as preventing the sauce from combining with the dough and producing a crust that can be frozen and reheated without becoming rigid. There are frozen pizzas with raw ingredients and self-rising crusts.
|
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Another form of uncooked pizza is available from take and bake pizzerias. This pizza is assembled in the store, then sold to customers to bake in their own ovens. Some grocery stores sell fresh dough along with sauce and basic ingredients, to complete at home before baking in an oven.
|
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A wrapped, mass-produced frozen pizza to be cooked at home
|
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Pizza dough being kneaded. After this, it is typically left undisturbed and allowed time to proof.
|
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Traditional pizza dough being tossed
|
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Various toppings being placed on pan pizzas
|
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An uncooked Neapolitan pizza on a metal peel, ready for the oven
|
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In restaurants, pizza can be baked in an oven with stone bricks above the heat source, an electric deck oven, a conveyor belt oven, or, in the case of more expensive restaurants, a wood or coal-fired brick oven. On deck ovens, pizza can be slid into the oven on a long paddle, called a peel, and baked directly on the hot bricks or baked on a screen (a round metal grate, typically aluminum). Prior to use, a peel may be sprinkled with cornmeal to allow pizza to easily slide onto and off of it.[32] When made at home, it can be baked on a pizza stone in a regular oven to reproduce the effect of a brick oven. Cooking directly in a metal oven results in too rapid heat transfer to the crust, burning it.[33] Aficionado home-chefs sometimes use a specialty wood-fired pizza oven, usually installed outdoors. Dome-shaped pizza ovens have been used for centuries,[34] which is one way to achieve true heat distribution in a wood-fired pizza oven. Another option is grilled pizza, in which the crust is baked directly on a barbecue grill. Greek pizza, like Chicago-style pizza, is baked in a pan rather than directly on the bricks of the pizza oven.
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When it comes to preparation, the dough and ingredients can be combined on any kind of table. With mass production of pizza, the process can be completely automated. Most restaurants still use standard and purpose-built pizza preparation tables. Pizzerias nowadays can even opt for hi tech pizza preparation tables that combine mass production elements with traditional techniques.[35]
|
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|
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Pizzas baking in a traditional wood-fired brick oven
|
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|
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A pizza baked in a wood-fired oven, being removed with a wooden peel
|
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|
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A cooked pizza served at a New York pizzeria
|
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|
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The bottom of the pizza, called the "crust", may vary widely according to style, thin as in a typical hand-tossed Neapolitan pizza or thick as in a deep-dish Chicago-style. It is traditionally plain, but may also be seasoned with garlic or herbs, or stuffed with cheese. The outer edge of the pizza is sometimes referred to as the cornicione.[36] Pizza dough often contains sugar, both to help its yeast rise and enhance browning of the crust.[37]
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|
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Dipping sauce specifically for pizza was invented by American pizza chain Papa John's Pizza in 1984 and has since become popular when eating pizza, especially the crust.[38]
|
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|
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Mozzarella is commonly used on pizza, with the highest quality buffalo mozzarella produced in the surroundings of Naples.[39] Eventually, other cheeses were used well as pizza ingredients, particularly Italian cheeses including provolone, pecorino romano, ricotta, and scamorza. Less expensive processed cheeses or cheese analogues have been developed for mass-market pizzas to produce desirable qualities like browning, melting, stretchiness, consistent fat and moisture content, and stable shelf life. This quest to create the ideal and economical pizza cheese has involved many studies and experiments analyzing the impact of vegetable oil, manufacturing and culture processes, denatured whey proteins, and other changes in manufacture. In 1997, it was estimated that annual production of pizza cheese was 1 million tonnes (1,100,000 short tons) in the U.S. and 100,000 tonnes (110,000 short tons) in Europe.[40]
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Authentic Neapolitan pizza (pizza napoletana) is made with San Marzano tomatoes, grown on the volcanic plains south of Mount Vesuvius, and mozzarella di bufala Campana, made with milk from water buffalo raised in the marshlands of Campania and Lazio.[41] This mozzarella is protected with its own European protected designation of origin.[41] Other traditional pizzas include pizza alla marinara, which is topped with marinara sauce and is supposedly the most ancient tomato-topped pizza,[42]
|
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pizza capricciosa, which is prepared with mozzarella cheese, baked ham, mushroom, artichoke, and tomato,[43] and pizza pugliese, prepared with tomato, mozzarella, and onions.[44]
|
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A popular variant of pizza in Italy is Sicilian pizza (locally called sfincione or sfinciuni),[45][46] a thick-crust or deep-dish pizza originating during the 17th century in Sicily: it is essentially a focaccia that is typically topped with tomato sauce and other ingredients. Until the 1860s, sfincione was the type of pizza usually consumed in Sicily, especially in the Western portion of the island.[47] Other variations of pizzas are also found in other regions of Italy, for example pizza al padellino or pizza al tegamino, a small-sized, thick-crust, deep-dish pizza typically served in Turin, Piedmont.[48][49][50]
|
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13% of the United States population consumes pizza on any given day.[51] Pizza chains such as Domino's Pizza, Pizza Hut, and Papa John's, pizzas from take and bake pizzerias, and chilled or frozen pizzas from supermarkets make pizza readily available nationwide.
|
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|
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The first pizzeria in the U.S. was opened in New York City's Little Italy in 1905.[52] Common toppings for pizza in the United States include anchovies, ground beef, chicken, ham, mushrooms, olives, onions, peppers, pepperoni, pineapple, salami, sausage, spinach, steak, and tomatoes. Distinct regional types developed in the 20th century, including Buffalo,[53] California, Chicago, Detroit, Greek, New Haven, New York, and St. Louis styles.[54] These regional variations include deep-dish, stuffed, pockets, turnovers, rolled, and pizza-on-a-stick, each with seemingly limitless combinations of sauce and toppings.
|
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|
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Another variation is grilled pizza, created by taking a fairly thin, round (more typically, irregularly shaped) sheet of yeasted pizza dough, placing it directly over the fire of a grill, and then turning it over once the bottom has baked and placing a thin layer of toppings on the baked side.[55] Toppings may be sliced thin to ensure that they heat through, and chunkier toppings such as sausage or peppers may be precooked before being placed on the pizza.[56] Garlic, herbs, or other ingredients are sometimes added to the pizza or the crust to maximize the flavor of the dish.[57]
|
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Grilled pizza was offered in the United States at the Al Forno restaurant in Providence, Rhode Island[58] by owners Johanne Killeen and George Germon in 1980.[citation needed] Although it was inspired by a misunderstanding that confused a wood-fired brick oven with a grill,[citation needed] grilled pizza did exist prior to 1980, both in Italy, and in Argentina where it is known as pizza a la parrilla.[59] It has become a popular cookout dish, and there are even some pizza restaurants that specialize in the style. The traditional style of grilled pizza employed at Al Forno restaurant uses a dough coated with olive oil,[58] strained tomato sauce, thin slices of fresh mozzarella, and a garnish made from shaved scallions, and is served uncut.[60] The final product can be likened to flatbread with pizza toppings.[58] Another Providence establishment, Bob & Timmy's Grilled Pizza, was featured in a Providence-themed episode of the Travel Channel's Man v. Food Nation in 2011.[61]
|
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|
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Argentina, and more specifically Buenos Aires, received a massive Italian immigration at the turn of the 19th century. Immigrants from Naples and Genoa opened the first pizza bars, though over time Spanish residents came to own the majority of the pizza businesses.
|
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Standard Argentine pizza has a thicker crust, called "media masa" (half dough) than traditional Italian style pizza and includes more cheese. Argentine gastronomy tradition, served pizza with fainá, which is a Genovese chick pea-flour dough placed over the piece of pizza, and moscato wine. The most popular variety of pizza is called "muzzarella" (mozzarella), similar to Neapolitan pizza (bread, tomato sauce and cheese) but made with a thicker "media masa" crust, triple cheese and tomato sauce, usually also with olives. It can be found in nearly every corner of the country; Buenos Aires is considered the city with the most pizza bars by person of the world.[62] Other popular varieties include jam, tomato slices, red pepper and longaniza. Two Argentine-born varieties of pizza with onion, are also very popular: fugazza with cheese and fugazzetta. The former one consists in a regular pizza crust topped with cheese and onions; the later has the cheese between two pizza crusts, with onions on top.[63][64]
|
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|
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The world's largest pizza was prepared in Rome in December 2012, and measured 1,261 square meters (13,570 square feet). The pizza was named "Ottavia" in homage to the first Roman emperor Octavian Augustus, and was made with a gluten-free base.[65] The world's longest pizza was made in
|
73 |
+
Fontana, California in 2017 and measured 1,930.39 meters (6,333 feet 3 1⁄2 inches).[66]
|
74 |
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|
75 |
+
The world's most expensive pizza listed by Guinness World Records is a commercially available thin-crust pizza at Maze restaurant in London, United Kingdom, which costs GB£100. The pizza is wood fire-baked, and is topped with onion puree, white truffle paste, fontina cheese, baby mozzarella, pancetta, cep mushrooms, freshly picked wild mizuna lettuce, and fresh shavings of a rare Italian white truffle.[67]
|
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|
77 |
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There are several instances of more expensive pizzas, such as the GB£4,200 "Pizza Royale 007" at Haggis restaurant in Glasgow, Scotland, which is topped with caviar, lobster, and 24-carat gold dust, and the US$1,000 caviar pizza made by Nino's Bellissima pizzeria in New York City, New York.[68] However, these are not officially recognized by Guinness World Records. Additionally, a pizza was made by the restaurateur Domenico Crolla that included toppings such as sunblush-tomato sauce, Scottish smoked salmon, medallions of venison, edible gold, lobster marinated in cognac, and champagne-soaked caviar. The pizza was auctioned for charity in 2007, raising GB£2,150.[69]
|
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|
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In 2017, the world pizza market was $128 billion, and in the US it was $44 billion spread over 76,000 pizzerias.[70] Overall, 13% of the U.S. population aged 2 years and over consumed pizza on any given day.[71] A Technomic study concluded that 83% of consumers eat pizza at least once per month. According to PMQ in 2018 60.47% of respondents reported an increase in sales over the previous year. [72]
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|
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Some mass-produced pizzas by fast food chains have been criticized as having an unhealthy balance of ingredients. Pizza can be high in salt, fat, and food energy. The USDA reports an average sodium content of 5,101 mg per 36 cm (14 in) pizza in fast food chains.[73] There are concerns about negative health effects.[74] Food chains have come under criticism at various times for the high salt content of some of their meals.[75]
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|
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Frequent pizza eaters in Italy have been found to have a relatively low incidence of cardiovascular disease[76] and digestive tract cancers[77] relative to infrequent pizza eaters, although the nature of the association between pizza and such perceived benefits is unclear. Pizza consumption in Italy might only indicate adherence to traditional Mediterranean dietary patterns, which have been shown to have various health benefits.[77]
|
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|
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Some attribute the apparent health benefits of pizza to the lycopene content in pizza sauce,[78] which research indicates likely plays a role in protecting against cardiovascular disease and various cancers.[79]
|
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|
87 |
+
National Pizza Month is an annual observance that occurs for the month of October in the United States and some areas of Canada.[80][81][82][83] This observance began in October 1984, and was created by Gerry Durnell, the publisher of Pizza Today magazine.[83] During this time, some people observe National Pizza Month by consuming various types of pizzas or pizza slices, or going to various pizzerias.[80]
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|
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Chicago-style pizza — deep dish
|
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|
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A halved calzone
|
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|
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A tarte flambée
|
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|
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A vegetarian pizza
|
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|
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Pizza Margherita
|
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|
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Garlic fingers, the archetype of Canadian pizza
|
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|
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Slices of New York-style pizza
|
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|
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Argentine fugazzetta.
|
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|
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Detroit-style pizza
|
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1 |
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A beach is a landform alongside a body of water which consists of loose particles. The particles composing a beach are typically made from rock, such as sand, gravel, shingle, pebbles. The particles can also be biological in origin, such as mollusc shells or coralline algae.
|
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Some beaches have man-made infrastructure, such as lifeguard posts, changing rooms, showers, shacks and bars. They may also have hospitality venues (such as resorts, camps, hotels, and restaurants) nearby. Wild beaches, also known as undeveloped or undiscovered beaches, are not developed in this manner. Wild beaches can be appreciated for their untouched beauty and preserved nature.
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|
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Beaches typically occur in coastal areas where wave or current action deposits and reworks sediments.
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|
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Although the seashore is most commonly associated with the word beach, beaches are also found by lakes and alongside large rivers.
|
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|
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Beach may refer to:
|
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|
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The former are described in detail below; the larger geological units are discussed elsewhere under bars.
|
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There are several conspicuous parts to a beach that relate to the processes that form and shape it. The part mostly above water (depending upon tide), and more or less actively influenced by the waves at some point in the tide, is termed the beach berm. The berm is the deposit of material comprising the active shoreline. The berm has a crest (top) and a face—the latter being the slope leading down towards the water from the crest. At the very bottom of the face, there may be a trough, and further seaward one or more long shore bars: slightly raised, underwater embankments formed where the waves first start to break.
|
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The sand deposit may extend well inland from the berm crest, where there may be evidence of one or more older crests (the storm beach) resulting from very large storm waves and beyond the influence of the normal waves. At some point the influence of the waves (even storm waves) on the material comprising the beach stops, and if the particles are small enough (sand size or smaller), winds shape the feature. Where wind is the force distributing the grains inland, the deposit behind the beach becomes a dune.
|
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These geomorphic features compose what is called the beach profile. The beach profile changes seasonally due to the change in wave energy experienced during summer and winter months. In temperate areas where summer is characterised by calmer seas and longer periods between breaking wave crests, the beach profile is higher in summer. The gentle wave action during this season tends to transport sediment up the beach towards the berm where it is deposited and remains while the water recedes. Onshore winds carry it further inland forming and enhancing dunes.
|
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Conversely, the beach profile is lower in the storm season (winter in temperate areas) due to the increased wave energy, and the shorter periods between breaking wave crests. Higher energy waves breaking in quick succession tend to mobilise sediment from the shallows, keeping it in suspension where it is prone to be carried along the beach by longshore currents, or carried out to sea to form longshore bars, especially if the longshore current meets an outflow from a river or flooding stream. The removal of sediment from the beach berm and dune thus decreases the beach profile.
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In tropical areas, the storm season tends to be during the summer months, with calmer weather commonly associated with the winter season.
|
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If storms coincide with unusually high tides, or with a freak wave event such as a tidal surge or tsunami which causes significant coastal flooding, substantial quantities of material may be eroded from the coastal plain or dunes behind the berm by receding water. This flow may alter the shape of the coastline, enlarge the mouths of rivers and create new deltas at the mouths of streams that had not been powerful enough to overcome longshore movement of sediment.
|
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|
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The line between beach and dune is difficult to define in the field. Over any significant period of time, sediment is always being exchanged between them. The drift line (the high point of material deposited by waves) is one potential demarcation. This would be the point at which significant wind movement of sand could occur, since the normal waves do not wet the sand beyond this area. However, the drift line is likely to move inland under assault by storm waves.[2]
|
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The development of the beach as a popular leisure resort from the mid-19th century was the first manifestation of what is now the global tourist industry. The first seaside resorts were opened in the 18th century for the aristocracy, who began to frequent the seaside as well as the then fashionable spa towns, for recreation and health.[3] One of the earliest such seaside resorts, was Scarborough in Yorkshire during the 1720s; it had been a fashionable spa town since a stream of acidic water was discovered running from one of the cliffs to the south of the town in the 17th century.[3] The first rolling bathing machines were introduced by 1735.
|
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The opening of the resort in Brighton and its reception of royal patronage from King George IV, extended the seaside as a resort for health and pleasure to the much larger London market, and the beach became a centre for upper-class pleasure and frivolity. This trend was praised and artistically elevated by the new romantic ideal of the picturesque landscape; Jane Austen's unfinished novel Sanditon is an example of that. Later, Queen Victoria's long-standing patronage of the Isle of Wight and Ramsgate in Kent ensured that a seaside residence was considered as a highly fashionable possession for those wealthy enough to afford more than one home.
|
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The extension of this form of leisure to the middle and working classes began with the development of the railways in the 1840s, which offered cheap fares to fast-growing resort towns. In particular, the completion of a branch line to the small seaside town of Blackpool from Poulton led to a sustained economic and demographic boom. A sudden influx of visitors, arriving by rail, led entrepreneurs to build accommodation and create new attractions, leading to more visitors and a rapid cycle of growth throughout the 1850s and 1860s.[4]
|
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The growth was intensified by the practice among the Lancashire cotton mill owners of closing the factories for a week every year to service and repair machinery. These became known as wakes weeks. Each town's mills would close for a different week, allowing Blackpool to manage a steady and reliable stream of visitors over a prolonged period in the summer. A prominent feature of the resort was the promenade and the pleasure piers, where an eclectic variety of performances vied for the people's attention. In 1863, the North Pier in Blackpool was completed, rapidly becoming a centre of attraction for elite[clarification needed] visitors. Central Pier was completed in 1868, with a theatre and a large open-air dance floor.[5]
|
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|
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+
Many of the popular beach resorts were equipped with bathing machines, because even the all-covering beachwear of the period was considered immodest. By the end of the century the English coastline had over 100 large resort towns, some with populations exceeding 50,000.[6]
|
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|
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+
The development of the seaside resort abroad was stimulated by the well-developed English love of the beach. The French Riviera alongside the Mediterranean had already become a popular destination for the British upper class by the end of the 18th century. In 1864, the first railway to Nice was completed, making the Riviera accessible to visitors from all over Europe. By 1874, residents of foreign enclaves in Nice, most of whom were British, numbered 25,000. The coastline became renowned for attracting the royalty of Europe, including Queen Victoria and King Edward VII.[7]
|
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|
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+
Continental European attitudes towards gambling and nakedness tended to be more lax than in Britain, so British and French entrepreneurs were quick to exploit the possibilities. In 1863, Charles III, Prince of Monaco, and François Blanc, a French businessman, arranged for steamships and carriages to take visitors from Nice to Monaco, where large luxury hotels, gardens and casinos were built. The place was renamed[citation needed] Monte Carlo.
|
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|
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+
Commercial sea bathing spread to the United States and parts of the British Empire by the end of the 19th century. The first public beach in the United States was Revere Beach, which opened in 1896. During that same time, Henry Flagler developed the Florida East Coast Railway, which linked the coastal sea resorts developing at St. Augustine, FL and Miami Beach, FL, to winter travelers from the northern United States and Canada on the East Coast Railway. By the early 20th century surfing was developed in Hawaii and Australia; it spread to southern California by the early 1960s. By the 1970s cheap and affordable air travel led to the growth of a truly global tourism market which benefited areas such as the Mediterranean, Australia, South Africa, and the coastal Sun Belt regions of the United States.
|
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|
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Beaches can be popular on warm sunny days. In the Victorian era, many popular beach resorts were equipped with bathing machines because even the all-covering beachwear of the period was considered immodest.[10] This social standard still prevails in many Muslim countries. At the other end of the spectrum are topfree beaches and nude beaches where clothing is optional or not allowed. In most countries social norms are significantly different on a beach in hot weather, compared to adjacent areas where similar behavior might not be tolerated and might even be prosecuted[clarification needed].
|
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|
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In more than thirty countries in Europe, South Africa, New Zealand, Canada, Costa Rica, South America and the Caribbean, the best recreational beaches are awarded Blue Flag status, based on such criteria as water quality and safety provision. Subsequent loss of this status can have a severe effect on tourism revenues.
|
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|
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Beaches are often dumping grounds for waste and litter, necessitating the use of beach cleaners and other cleanup projects. More significantly, many beaches are a discharge zone for untreated sewage in most underdeveloped countries; even in developed countries beach closure is an occasional circumstance due to sanitary sewer overflow. In these cases of marine discharge, waterborne disease from fecal pathogens and contamination of certain marine species are a frequent outcome.
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+
|
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+
Some beaches are artificial; they are either permanent or temporary (For examples see Monaco, Paris, Copenhagen, Rotterdam, Nottingham, Toronto, Hong Kong, Singapore, and Tianjin).
|
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+
|
53 |
+
The soothing qualities of a beach and the pleasant environment offered to the beachgoer are replicated in artificial beaches, such as "beach style" pools with zero-depth entry and wave pools that recreate the natural waves pounding upon a beach. In a zero-depth entry pool, the bottom surface slopes gradually from above water down to depth. Another approach involves so-called urban beaches, a form of public park becoming common in large cities. Urban beaches attempt to mimic natural beaches with fountains that imitate surf and mask city noises, and in some cases can be used as a play park.
|
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+
|
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Beach nourishment involves pumping sand onto beaches to improve their health. Beach nourishment is common for major beach cities around the world; however the beaches that have been nourished can still appear quite natural and often many visitors are unaware of the works undertaken to support the health of the beach. Such beaches are often not recognized by consumers as artificial. A famous example of beach nourishment came with the replenishment of Waikīkī Beach in Honolulu, Hawaii, where sand from Manhattan Beach, California was transported via ship and barge throughout most of the 20th century in order to combat Waikiki's erosion problems. The Surfrider Foundation has debated the merits of artificial reefs with members torn between their desire to support natural coastal environments and opportunities to enhance the quality of surfing waves. Similar debates surround beach nourishment and snow cannon in sensitive environments.
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Public access to beaches is restricted in some parts of the world.[11][12] For example, most beaches on the Jersey Shore are restricted to people who can purchase beach tags.[13]
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Some beaches also restrict dogs for some periods of the year.[14]
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Also, private beaches such as those along the shores, may belong to the neighborhood association nearby. Signs are usually posted the entrance. A permit or special use occasion event may be granted upon executing the proper channels to legally obtain one.
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The first public beach in the United States opened on July 12, 1896, in the town of Revere, Massachusetts, with over 45,000 people attending on the opening day. The beach was run bay the Metropolitan Parks Commission and the new beach had a bandstand, public bathhouses, shade pavilions, and lined by a broad boulevard that ran along the beach.[15]
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Public access to beaches is protected by law in the U.S. State of Oregon, thanks to a 1967 state law, the Oregon Beach Bill, which guaranteed public access from the Columbia River to the California state line, "so that the public may have the free and uninterrupted use".[16]
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Beaches are the result of wave action by which waves or currents move sand or other loose sediments of which the beach is made as these particles are held in suspension. Alternatively, sand may be moved by saltation (a bouncing movement of large particles). Beach materials come from erosion of rocks offshore, as well as from headland erosion and slumping producing deposits of scree. A coral reef offshore is a significant source of sand particles. Some species of fish that feed on algae attached to coral outcrops and rocks can create substantial quantities of sand particles over their lifetime as they nibble during feeding, digesting the organic matter, and discarding the rock and coral particles which pass through their digestive tracts.
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The composition of the beach depends upon the nature and quantity of sediments upstream of the beach, and the speed of flow and turbidity of water and wind. Sediments are moved by moving water and wind according to their particle size and state of compaction. Particles tend to settle and compact in still water. Once compacted, they are more resistant to erosion. Established vegetation (especially species with complex network root systems) will resist erosion by slowing the fluid flow at the surface layer. When affected by moving water or wind, particles that are eroded and held in suspension will increase the erosive power of the fluid that holds them by increasing the average density, viscosity, and volume of the moving fluid.
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Coastlines facing very energetic wind and wave systems will tend to hold only large rocks as smaller particles will be held in suspension in the turbid water column and carried to calmer areas by longshore currents and tides. Coastlines that are protected from waves and winds will tend to allow finer sediments such as clay and mud to precipitate creating mud flats and mangrove forests. The shape of a beach depends on whether the waves are constructive or destructive, and whether the material is sand or shingle. Waves are constructive if the period between their wave crests is long enough for the breaking water to recede and the sediment to settle before the succeeding wave arrives and breaks.
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Fine sediment transported from lower down the beach profile will compact if the receding water percolates or soaks into the beach. Compacted sediment is more resistant to movement by turbulent water from succeeding waves. Conversely, waves are destructive if the period between the wave crests is short. Sediment that remains in suspension when the following wave crest arrives will not be able to settle and compact and will be more susceptible to erosion by longshore currents and receding tides. The nature of sediments found on a beach tends to indicate the energy of the waves and wind in the locality.
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Constructive waves move material up the beach while destructive waves move the material down the beach. During seasons when destructive waves are prevalent, the shallows will carry an increased load of sediment and organic matter in suspension. On sandy beaches, the turbulent backwash of destructive waves removes material forming a gently sloping beach. On pebble and shingle beaches the swash is dissipated more quickly because the large particle size allows greater percolation, thereby reducing the power of the backwash, and the beach remains steep. Compacted fine sediments will form a smooth beach surface that resists wind and water erosion.
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During hot calm seasons, a crust may form on the surface of ocean beaches as the heat of the sun evaporates the water leaving the salt which crystallises around the sand particles. This crust forms an additional protective layer that resists wind erosion unless disturbed by animals or dissolved by the advancing tide. Cusps and horns form where incoming waves divide, depositing sand as horns and scouring out sand to form cusps. This forms the uneven face on some sand shorelines. White sand beaches look white because the quartz or eroded limestone in the sand reflects or scatters sunlight without absorbing other colors.
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The composition of the sand varies depending on the local minerals and geology.[17] Some of the types of sand found in beaches around the world are:
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Fine, white sand made up of pure quartz in Hyams Beach, New South Wales, Australia.
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Yellow-colored sand in Castelldefels beach, Spain.
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One of Bermuda's pink-sand beaches at Astwood Park.
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Ajuy's beach black sand.
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Red sand from Santorini's Kokkini beach.
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Orange sand from Ramla Bay, Malta
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Close view of Papakolea Beach's green sand.
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Grey sand on shores of the North Sea at Zandvoort aan Zee
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Beaches are changed in shape chiefly by the movement of water and wind. Any weather event that is associated with turbid or fast-flowing water or high winds will erode exposed beaches. Longshore currents will tend to replenish beach sediments and repair storm damage. Tidal waterways generally change the shape of their adjacent beaches by small degrees with every tidal cycle. Over time these changes can become substantial leading to significant changes in the size and location of the beach.
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Changes in the shape of the beach may undermine the roots of large trees and other flora. Many beach adapted species (such as coconut palms) have a fine root system and large root ball which tends to withstand wave and wind action and tends to stabilize beaches better than other trees with a lesser root ball.
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Erosion of beaches can expose less resilient soils and rocks to wind and wave action leading to undermining of coastal headlands eventually resulting in catastrophic collapse of large quantities of overburden into the shallows. This material may be distributed along the beach front leading to a change in the habitat as sea grasses and corals in the shallows may be buried or deprived of light and nutrients.
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Coastal areas settled by man inevitably become subject to the effects of man-made structures and processes. Over long periods of time, these influences may substantially alter the shape of the coastline, and the character of the beach.
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Beachfront flora plays a major role in stabilizing the foredunes and preventing beach head erosion and inland movement of dunes. If flora with network root systems (creepers, grasses, and palms) are able to become established, they provide an effective coastal defense as they trap sand particles and rainwater and enrich the surface layer of the dunes, allowing other plant species to become established. They also protect the berm from erosion by high winds, freak waves and subsiding floodwaters.
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Over long periods of time, well-stabilized foreshore areas will tend to accrete, while unstabilized foreshores will tend to erode, leading to substantial changes in the shape of the coastline. These changes usually occur over periods of many years. Freak wave events such as tsunami, tidal waves, and storm surges may substantially alter the shape, profile and location of a beach within hours.
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Destruction of flora on the berm by the use of herbicides, excessive pedestrian or vehicle traffic, or disruption to freshwater flows may lead to erosion of the berm and dunes. While the destruction of flora may be a gradual process that is imperceptible to regular beach users, it often becomes immediately apparent after storms associated with high winds and freak wave events that can rapidly move large volumes of exposed and unstable sand, depositing them further inland, or carrying them out into the permanent water forming offshore bars, lagoons or increasing the area of the beach exposed at low tide.
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Large and rapid movements of exposed sand can bury and smother flora in adjacent areas, aggravating the loss of habitat for fauna, and enlarging the area of instability. If there is an adequate supply of sand, and weather conditions do not allow vegetation to recover and stabilize the sediment, wind-blown sand can continue to advance, engulfing and permanently altering downwind landscapes.
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Sediment moved by waves or receding floodwaters can be deposited in coastal shallows, engulfing reed beds and changing the character of underwater flora and fauna in the coastal shallows.
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Burning or clearance of vegetation on the land adjacent to the beach head, for farming and residential development, changes the surface wind patterns, and exposes the surface of the beach to wind erosion.
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Farming and residential development are also commonly associated with changes in local surface water flows. If these flows are concentrated in stormwater drains emptying onto the beach head, they may erode the beach creating a lagoon or delta.
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Dense vegetation tends to absorb rainfall reducing the speed of runoff and releasing it over longer periods of time. Destruction by burning or clearance of the natural vegetation tends to increase the speed and erosive power of runoff from rainfall. This runoff will tend to carry more silt and organic matter from the land onto the beach and into the sea. If the flow is constant, runoff from cleared land arriving at the beach head will tend to deposit this material into the sand changing its color, odor and fauna.
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The concentration of pedestrian and vehicular traffic accessing the beach for recreational purposes may cause increased erosion at the access points if measures are not taken to stabilize the beach surface above high-water mark. Recognition of the dangers of loss of beach front flora has caused many local authorities responsible for managing coastal areas to restrict beach access points by physical structures or legal sanctions, and fence off foredunes in an effort to protect the flora. These measures are often associated with the construction of structures at these access points to allow traffic to pass over or through the dunes without causing further damage.
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Beaches provide a filter for runoff from the coastal plain. If the runoff is naturally dispersed along the beach, water borne silt and organic matter will be retained on the land and will feed the flora in the coastal area. Runoff that is dispersed along the beach will tend to percolate through the beach and may emerge from the beach at low tide.
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The retention of the freshwater may also help to maintain underground water reserves and will resist salt water incursion. If the surface flow of the runoff is diverted and concentrated by drains that create constant flows over the beach above the sea or river level, the beach will be eroded and ultimately form an inlet unless longshore flows deposit sediments to repair the breach.
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Once eroded, an inlet may allow tidal inflows of salt water to pollute areas inland from the beach and may also affect the quality of underground water supplies and the height of the water table.
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Some flora naturally occurring on the beach head requires freshwater runoff from the land. Diversion of freshwater runoff into drains may deprive these plants of their water supplies and allow sea water incursion, increasing the saltiness of the groundwater. Species that are not able to survive in salt water may die and be replaced by mangroves or other species adapted to salty environments.
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Beach nourishment is the importing and deposition of sand or other sediments in an effort to restore a beach that has been damaged by erosion. Beach nourishment often involves excavation of sediments from riverbeds or sand quarries. This excavated sediment may be substantially different in size and appearance to the naturally occurring beach sand.
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In extreme cases, beach nourishment may involve placement of large pebbles or rocks in an effort to permanently restore a shoreline subject to constant erosion and loss of foreshore. This is often required where the flow of new sediment caused by the longshore current has been disrupted by construction of harbors, breakwaters, causeways or boat ramps, creating new current flows that scour the sand from behind these structures and deprive the beach of restorative sediments. If the causes of the erosion are not addressed, beach nourishment can become a necessary and permanent feature of beach maintenance.
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During beach nourishment activities, care must be taken to place new sediments so that the new sediments compact and stabilize before aggressive wave or wind action can erode them. Material that is concentrated too far down the beach may form a temporary groyne that will encourage scouring behind it. Sediments that are too fine or too light may be eroded before they have compacted or been integrated into the established vegetation. Foreign unwashed sediments may introduce flora or fauna that are not usually found in that locality.
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Brighton Beach, on the south coast of England, is a shingle beach that has been nourished with very large pebbles in an effort to withstand the erosion of the upper area of the beach. These large pebbles made the beach unwelcoming for pedestrians for a period of time until natural processes integrated the naturally occurring shingle into the pebble base.
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Beach access is an important consideration where substantial numbers of pedestrians or vehicles require access to the beach. Allowing random access across delicate foredunes is seldom considered good practice as it is likely to lead to destruction of flora and consequent erosion of the fore dunes.
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A well-designed beach access should:
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A concrete ramp should follow the natural profile of the beach to prevent it from changing the normal flow of waves, longshore currents, water and wind. A ramp that is below the beach profile will tend to become buried and cease to provide a good surface for vehicular traffic. A ramp or stair that protrudes above the beach profile will tend to disrupt longshore currents creating deposits in front of the ramp, and scouring behind. Concrete ramps are the most expensive vehicular beach accesses to construct requiring use of a quick-drying concrete or a cofferdam to protect them from tidal water during the concrete curing process. Concrete is favored where traffic flows are heavy and access is required by vehicles that are not adapted to soft sand (e.g. road registered passenger vehicles and boat trailers). Concrete stairs are commonly favored on beaches adjacent to population centers where beach users may arrive on the beach in street shoes, or where the foreshore roadway is substantially higher than the beach head and a ramp would be too steep for safe use by pedestrians. A composite stair ramp may incorporate a central or side stair with one or more ramps allowing pedestrians to lead buggies or small boat dollies onto the beach without the aid of a powered vehicle or winch. Concrete ramps and steps should be maintained to prevent a buildup of moss or algae that may make their wet surfaces slippery and dangerous to pedestrians and vehicles.
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A corduroy or beach ladder (or board and chain) is an array of planks (usually hardwood or treated timber) laid close together and perpendicular to the direction of traffic flow, and secured at each end by a chain or cable to form a pathway or ramp over the sand dune. Corduroys are cheap and easy to construct and quick to deploy or relocate. They are commonly used for pedestrian access paths and light duty vehicular access ways. They naturally conform to the shape of the underlying beach or dune profile, and adjust well to moderate erosion, especially longshore drift. However, they can cease to be an effective access surface if they become buried or undermined by erosion by surface runoff coming from the beach head. If the corduroy is not wide enough for vehicles using it, the sediment on either side may be displaced creating a spoon drain that accelerates surface runoff and can quickly lead to serious erosion. Significant erosion of the sediment beside and under the corduroy can render it completely ineffective and make it dangerous to pedestrian users who may fall between the planks.
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Fabric ramps are commonly employed by the military for temporary purposes where the underlying sediment is stable and hard enough to support the weight of the traffic. A sheet of porous fabric is laid over the sand to stabilize the surface and prevent vehicles from bogging. Fabric Ramps usually cease to be useful after one tidal cycle as they are easily washed away, or buried in sediment.
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A foliage ramp is formed by planting resilient species of hardy plants such as grasses over a well-formed sediment ramp. The plants may be supported while they become established by placement of layers of mesh, netting, or coarse organic material such as vines or branches. This type of ramp is ideally suited for intermittent use by vehicles with a low wheel loading such as dune buggies or agricultural vehicles with large tyres. A foliage ramp should require minimal maintenance if initially formed to follow the beach profile, and not overused.
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A gravel ramp is formed by excavating the underlying loose sediment and filling the excavation with layers of gravel of graduated sizes as defined by John Loudon McAdam. The gravel is compacted to form a solid surface according to the needs of the traffic. Gravel ramps are less expensive to construct than concrete ramps and are able to carry heavy road traffic provided the excavation is deep enough to reach solid subsoil. Gravel ramps are subject to erosion by water. If the edges are retained with boards or walls and the profile matches the surrounding beach profile, a gravel ramp may become more stable as finer sediments are deposited by percolating water.
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Amongst the world's longest beaches are:
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A beach is an unstable environment that exposes plants and animals to changeable and potentially harsh conditions. Some animals burrow into the sand and feed on material deposited by the waves. Crabs, insects and shorebirds feed on these beach dwellers. The endangered piping plover and some tern species rely on beaches for nesting. Sea turtles also bury their eggs in ocean beaches. Seagrasses and other beach plants grow on undisturbed areas of the beach and dunes.
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Ocean beaches are habitats with organisms adapted to salt spray, tidal overwash, and shifting sands. Some of these organisms are found only on beaches. Examples of these beach organisms in the southeast US include plants like sea oats, sea rocket, beach elder, beach morning glory (Ipomoea pes-caprae), and beach peanut, and animals such as mole crabs (Hippoidea), coquina clams (Donax), ghost crabs, and white beach tiger beetles.[2]
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Snowboarding is a recreational activity and Winter Olympic and Paralympic sport that involves descending a snow-covered slope while standing on a snowboard attached to a rider's feet.
|
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|
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The development of snowboarding was inspired by skateboarding, sledding, surfing and skiing. It was developed in the United States in the 1960s, became a Winter Olympic Sport at Nagano in 1998[1] and eventually was featured in the Winter Paralympics at Sochi in 2014.[2] Its popularity (as measured by equipment sales) in the United States peaked in 2007 and has been in a decline since.[3]
|
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|
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Modern snowboarding began in 1965 when Sherman Poppen, an engineer in Muskegon, Michigan, invented a toy for his daughters by fastening two skis together and attaching a rope to one end so he would have some control as they stood on the board and glided downhill. Dubbed the "snurfer" (combining snow and surfer) by his wife Nancy, the toy proved so popular among his daughters' friends that Poppen licensed the idea to a manufacturer, Brunswick Corporation, that sold about a million snurfers over the next decade. And, in 1966 alone, over half a million snurfers were sold.[4] Later versions of the "snurfer" were flat planks of wood with a pointed bent upward tip with a rope connected to help keep control of the board and later models closer to the modern snowboard made up of various components.[citation needed]
|
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In February 1968, Poppen organized the first snurfing competition at a Michigan ski resort that attracted enthusiasts from all over the country.[5] One of those early pioneers was Tom Sims, a devotee of skateboarding (a sport born in the 1950s when kids attached roller skate wheels to small boards that they steered by shifting their weight). As an eighth grader in Haddonfield, New Jersey, in the 1960s, Sims crafted a snowboard in his school shop class by gluing carpet to the top of a piece of wood and attaching aluminum sheeting to the bottom.[6] He produced commercial snowboards in the mid-70s.[7] Articles about his invention in such mainstream magazines as Newsweek helped publicize the young sport.[citation needed]
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The pioneers were not all from the United States; in 1976, Welsh skateboard enthusiasts Jon Roberts and Pete Matthews developed their own snowboards to use at their local dry ski slope.[8][9][citation needed]
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Also during this same period, in 1977, Jake Burton Carpenter, a Vermont native who had enjoyed snurfing since the age of 14, impressed the crowd at a Michigan snurfing competition with bindings he had designed to secure his feet to the board. That same year, he founded Burton Snowboards in Londonderry, Vermont.[10] The "snowboards" were made of wooden planks that were flexible and had water ski foot traps. Very few people picked up snowboarding because the price of the board was considered too high at $38 and were not allowed on many ski hills, but eventually Burton would become the biggest snowboarding company in the business.[11] Burton's early designs for boards with bindings became the dominant features in snowboarding.
|
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|
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In the early 1980s, Aleksey Ostatnigrosh and Alexei Melnikov, two Snurfers from the Soviet Union, patented design changes to the Snurfer to allow jumping by attaching a bungee cord, a single footed binding to the Snurfer tail, and a two-foot binding design for improved control.[12][13][14]
|
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15 |
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The first competitions to offer prize money were the National Snurfing Championship, held at Muskegon State Park in Muskegon Michigan.[15] In 1979, Jake Burton Carpenter, came from Vermont to compete with a snowboard of his own design. There were protests about Jake entering with a non-snurfer board. Paul Graves, and others, advocated that Jake be allowed to race. A "modified" "Open" division was created and won by Jake as the sole entrant. That race was considered the first competition for snowboards and is the start of what has now become competitive snowboarding. Ken Kampenga, John Asmussen and Jim Trim placed 1st, 2nd and 3rd respectively in the Standard competition with best 2 combined times of 24.71, 25.02 and 25.41 and Jake Carpenter won prize money as the sole entrant in the "open" division with a time of 26.35.[16] In 1980 the event moved to Pando Winter Sports Park near Grand Rapids, Michigan because of a lack of snow that year at the original venue.[17][18]
|
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|
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As snowboarding became more popular in the 1970s and 1980s, pioneers such as Dimitrije Milovich (founder of Winterstick out of Salt Lake City, UT), Jake Burton Carpenter (founder of Burton Snowboards from Londonderry, Vermont), Tom Sims (founder of Sims Snowboards), David Kemper (founder of Kemper Snowboards) and Mike Olson (founder of Gnu Snowboards) came up with new designs for boards and mechanisms that slowly developed into the snowboards and other related equipment.[19] From these developments, modern snowboarding equipment usually consists of a snowboard with specialized bindings[20] and boots.[21]
|
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|
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In April 1981, the "King of the Mountain" Snowboard competition was held at Ski Cooper ski area in Colorado[citation needed]. Tom Sims along with an assortment of other snowboarders of the time were present. One entrant showed up on a homemade snowboard with a formica bottom that turned out to not slide so well on the snow.
|
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In 1982, the first USA National Snowboard race was held near Woodstock, Vermont, at Suicide Six. The race, organized by Graves, was won by Burton's first team rider Doug Bouton.[22]
|
22 |
+
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23 |
+
In 1983, the first World Championship halfpipe competition was held at Soda Springs, California. Tom Sims, founder of Sims Snowboards, organized the event with the help of Mike Chantry, a snowboard instructor at Soda Springs.[23]
|
24 |
+
|
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+
In 1985, the first World Cup was held in Zürs, Austria, further cementing snowboarding's recognition as an official international competitive sport.
|
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+
|
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+
In 1990, the International Snowboard Federation (ISF) was founded to provide universal contest regulations. In addition, the United States of America Snowboard Association (USASA) provides instructing guidelines and runs snowboard competitions in the U.S. today, high-profile snowboarding events like the Winter X Games, Air & Style, US Open, Olympic Games and other events are broadcast worldwide. Many alpine resorts have terrain parks.
|
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|
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+
At the 1998 Winter Olympic Games in Nagano, Japan, Snowboarding became an official Olympic event. France's Karine Ruby was the first ever to win an Olympic gold medal for Woman's Snowboarding at the 1998 Olympics, while Canadian Ross Rebagliati[24] was the first ever to win an Olympic gold medal for Men's Snowboarding.
|
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|
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+
Initially, ski areas adopted the sport at a much slower pace than the winter sports public. Indeed, for many years, there was animosity between skiers and snowboarders, which led to an ongoing skier vs snowboarder feud.[25] Early snowboards were banned from the slopes by park officials. For several years snowboarders would have to take a small skills assessment prior to being allowed to ride the chairlifts. It was thought that an unskilled snowboarder would wipe the snow off the mountain. In 1985, only seven percent of U.S. ski areas allowed snowboarding,[26] with a similar proportion in Europe. As equipment and skills improved, gradually snowboarding became more accepted. In 1990, most major ski areas had separate slopes for snowboarders. Now, approximately 97% of all ski areas in North America and Europe allow snowboarding, and more than half have jumps, rails and half pipes.
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|
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An excellent year for snowboarding was 2004, with 6.6 million participants.[27] An industry spokesman said that "twelve year-olds are out-riding adults." The same article said that most snowboarders are 18–24 years old and that women constitute 25% of participants.
|
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|
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+
There were 8.2 million snowboarders in the US and Canada for the 2009–2010 season. There was a 10% increase over the previous season, accounting for more than 30% of all snow sports participants.[28]
|
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|
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+
On 2 May 2012, the International Paralympic Committee announced that adaptive snowboarding (dubbed "para-snowboarding") would debut as a men's and women's medal event in the 2014 Paralympic Winter Games taking place in Sochi, Russia.[29]
|
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|
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Since snowboarding's inception as an established winter sport, it has developed various styles, each with its own specialized equipment and technique. The most common styles today are: freeride, freestyle, and freecarve/race. These styles are used for both recreational and professional snowboarding. While each style is unique, there is overlap between them.
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"Jibbing" is the term for technical riding on non-standard surfaces, which usually includes performing tricks. The word "jib" is both a noun and a verb, depending on the usage of the word. As a noun: a jib includes metal rails, boxes, benches, concrete ledges, walls, vehicles, rocks and logs. As a verb: to jib is referring to the action of jumping, sliding or riding on top of objects other than snow.[30] It is directly influenced by grinding a skateboard. Jibbing is a freestyle snowboarding technique of riding. Typically jibbing occurs in a snowboard resort park but can also be done in urban environments.
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Freeriding is a style without a set of governing rules or set course, typically on natural, un-groomed terrain. The basic allows for various snowboarding styles in a fluid motion and spontaneity through naturally rugged terrain. It can be similar to freestyle with the exception that no man-made features are utilized. See also Backcountry snowboarding.
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Freestyle snowboarding is any riding that includes performing tricks. In freestyle, the rider utilizes natural and man-made features such as rails, jumps, boxes, and innumerable others to perform tricks. It is a popular all-inclusive concept that distinguishes the creative aspects of snowboarding, in contrast to a style like alpine snowboarding.
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Alpine snowboarding is a discipline within the sport of snowboarding.[31] It is practiced on groomed pistes. It has been an Olympic event since 1998.
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Sometimes called freecarving or hardbooting(due to the equipment used), this discipline usually takes place on hard packed snow or groomed runs(although it can be practiced in any and all conditions) and focuses on carving linked turns, much like surfing or longboarding, and is seen as superior to other disciplines in many Europeans countries.[according to whom?] Little or no jumping takes place in this discipline. Alpine Snowboarding consists of a small portion of the general snowboard population, that has a well connected social community and its own specific board manufacturers, most situated in Europe. Alpine Snowboard equipment includes a ski-like hardshell boot and plate binding system with a true directional snowboard that is stiffer and narrower to manage linking turns with greater forces and speed.[32] Shaped skis can thank these "freecarve" snowboards for the cutting-edge technology leading to their creation.[33] A skilled alpine snowboarder can link numerous turns into a run placing their body very close to the ground each turn, similar to a motocross turn or waterski carve. Depending on factors including stiffness, turning radius and personality this can be done slowly or fast.
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Carvers make perfect half-circles out of each turn, changing edges when the snowboard is perpendicular to the fall line and starting every turn on the downhill edge. Carving on a snowboard is like riding a roller coaster, because the board will lock into a turn radius and provide what feels like multiple Gs of acceleration.[34]
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Alpine snowboarding shares more visual similarities with skiing equipment than it does with snowboarding equipment.[35] Compared to freestyle snowboarding gear:[36]
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Competitors perform tricks while descending a course, moving around, over, across, up, or down terrain features. The course is full of obstacles including boxes, rails, jumps, jibs, or anything else the board or rider can slide across. Slopestyle is a judged event and winning a slopestyle contest usually comes from successfully executing the most difficult line in the terrain park while having a smooth flowing line of difficult, mistake-free tricks performed on the obstacles. However, overall impression and style can play factor in winning a slopestyle contest and the rider who lands the hardest tricks will not always win over the rider who lands easier tricks on more difficult paths.
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Big air competitions are contests where riders perform tricks after launching off a man made jump built specifically for the event.[37] Competitors perform tricks in the air, aiming to attain sizable height and distance, all while securing a clean landing. Many competitions also require the rider to do a complex trick. But not all competitions call for a trick to win the gold; some intermittent competitions are based solely on height and distance of the launch of the snowboarder. Some competitions also require the rider to do a specific trick to win the major prize.[38] One of the first snowboard competitions where Travis Rice attempted and landed a "double back flip backside 180" took place at the 2006 Red Bull Gap Session.[39]
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The half-pipe is a semi-circular ditch dug into the mountain or purpose-built ramp made up of snow, with walls between 8 and 23 feet (7.0 m). Competitors perform tricks while going from one side to the other and while in the air above the sides of the pipe.
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Boardercross, also known as "Boarder X" and "Snowboard X", is a very popular but relatively recent winter sport, starting in the 1980s and earning its place as an official Winter Olympic sport in the 2006 Turin games. In Boardercross, several riders (usually 4 to 6) race down a course similar to a motorcycle motocross track (with jumps, berms and other obstacles constructed out of snow on a downhill course). Unlike traditional head-to-head races, competitors use the same terrain, sometimes resulting in accidental collisions.
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In snowboard racing, riders must complete a downhill course constructed of a series of turning indicators (gates) placed in the snow at prescribed distances apart. A gate consists of a tall pole, and a short pole, connected by a triangular panel. The racer must pass around the short side of the gate. There are 3 main formats used in snowboard racing including; single person, parallel courses or multiple people on the course at the same time (SBX).
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Some of the larger snowboarding contests include: the European Air & Style, the Japanese X-Trail Jam, Burton Global Open Series, Shakedown, FIS World Championships, the annual FIS World Cup, the Winter X Games, Freeride World Tour and the Winter Dew Tour.
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Snowboarding has been a Winter Olympic sport since 1998 Winter Olympics. Events have changed through the years. During the 2018 Winter Olympics, the snowboarding events were big air, halfpipe, parallel giant slalom, slopestyle and snowboard cross.
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Snowboarder Magazine's Superpark[40] event was created in 1996. Over 150 of the World's top pros are invited to advance freestyle snowboarding on the most progressive terrain parks.[41]
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Part of the snowboarding approach is to ensure maximum fun, friendship and event quality. Reflecting this perspective of snowboarding, you can find "Anti Contests" including[42] are an important part of its identity including The Holy Oly Revival[43] at The Summit at Snoqualmie, The Nate Chute Hawaiian Classic at Whitefish, the original anti-contest, the World Quarterpipe Championships and the Grenade Games.
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The United States of America Snowboarding Association (USASA) features three different divisions which include alpine, freestyle, and boardercross. Alpine consists of giant slalom and slalom which is a competition in which the agility and ability to make sharp turns of the snowboarders are tested. Freestyle consists of slopestyle and halfpipe. In boardercross, the idea is to be the first snowboarder down the mountain where everyone is racing each other through an obstacle course of harsh turns and wipeout potential is very likely.[44] The USASA has 36 regional snowboard series in which anyone can compete.[45]
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The snowboarding way of life came about as a natural response to the culture from which it emerged. Early on, there was a rebellion against skiing culture and the view that snowboarders were inferior. Skiers did not easily accept this new culture on their slopes. The two cultures contrasted each other in several ways including how they spoke, acted, and their entire style of clothing. Snowboarders first embraced the punk and later the hip-hop look into their style. Words such as "dude", "gnarly", and "Shred the Gnar" are some examples of words used in the snowboarding culture. Snowboarding subculture became a crossover between the urban and suburban styles on snow, which made an easy transition from surfing and skateboarding culture over to snowboarding culture.[46]
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The early stereotypes of snowboarding included "lazy", "grungy", "punk", "stoners", "troublemakers", and numerous others, many of which are associated with skateboarding and surfing as well. However, these stereotypes may be considered "out of style". Snowboarding has become a sport that encompasses a very diverse international based crowd and fanbase of many millions, so much so that it is no longer possible to stereotype such a large community. Reasons for these dying stereotypes include how mainstream and popular the sport has become, with the shock factor of snowboarding's quick take off on the slopes wearing off. Skiers and snowboarders are becoming used to each other, showing more respect to each other on the mountain. "The typical stereotype of the sport is changing as the demographics change".[47]
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Like some other winter sports, snowboarding comes with a certain level of risk.[48]
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The injury rate for snowboarding is about four to six per thousand persons per day, which is around double the injury rate for alpine skiing.[49] Injuries are more likely amongst beginners, especially those who do not take lessons with professional instructors. A quarter of all injuries occur to first-time riders and half of all injuries occur to those with less than a year of experience. Experienced riders are less likely to suffer injury, but the injuries that do occur tend to be more severe.[50]
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Two thirds of injuries occur to the upper body and one third to the lower body. This contrasts with alpine skiing where two thirds of injuries are to the lower body. The most common types of injuries are sprains, which account for around 40% of injuries.[51] The most common point of injury is the wrists – 40% of all snowboard injuries are to the wrists and 24% of all snowboard injuries are wrist fractures.[50] There are around 100,000 wrist fractures worldwide among snowboarders each year.[52] For this reason the use of wrist guards, either separate or built into gloves, is very strongly recommended. They are often compulsory in beginner's classes and their use reduces the likelihood of wrist injury by half.[53] In addition it is important for snow boarders to learn how to fall without stopping the fall with their hand by trying to "push" the slope away, as landing a wrist which is bent at a 90 degree angle increase the chance of it breaking. Rather, landing with the arms stretched out (like a wing) and slapping the slope with the entire arm is an effective way to break a fall. This is the method used by practitioners of judo and other martial arts to break a fall when they are thrown against the floor by a training partner.
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The risk of head injury is two to six times greater for snowboarders than for skiers and injuries follow the pattern of being rarer, but more severe, with experienced riders. Head injuries can occur both as a consequence of a collision and when failing to carry out a heel-side turn. The latter can result in the rider landing on his or her back and slamming the back of his or her head onto the ground, resulting in an occipital head injury.[54] For this reason, helmets are widely recommended. Protective eyewear is also recommended as eye injury can be caused by impact and snow blindness can be a result of exposure to strong ultra-violet light in snow-covered areas. The wearing of ultra-violet-absorbing goggles is recommended even on hazy or cloudy days as ultra-violet light can penetrate clouds.[55]
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Unlike ski bindings, snowboard bindings are not designed to release automatically in a fall. The mechanical support provided by the feet being locked to the board has the effect of reducing the likelihood of knee injury – 15% of snowboard injuries are to the knee, compared with 45% of all skiing injuries. Such injuries are typically to the knee ligaments, bone fractures are rare.[50] Fractures to the lower leg are also rare but 20% of injuries are to the foot and ankle. Fractures of the talus bone are rare in other sports but account for 2% of snowboard injuries – a lateral process talus fracture is sometimes called "snowboarder's ankle" by medical staff. This particular injury results in persistent lateral pain in the affected ankle yet is difficult to spot in a plain X-ray image. It may be misdiagnosed as just a sprain, with possibly serious consequences as not treating the fracture can result in serious long-term damage to the ankle.[50] The use of portable ultrasound for mountainside diagnostics has been reviewed and appears to be a plausible tool for diagnosing some of the common injuries associated with the sport.[56]
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Four to eight percent of snowboarding injuries take place while the person is waiting in ski-lift lines or entering and exiting ski lifts. Snowboarders push themselves forward with a free foot while in the ski-lift line, leaving the other foot (usually that of the lead leg) locked on the board at a 9–27 degree angle, placing a large torque force on this leg and predisposing the person to knee injury if a fall occurs.[57][58] Snowboard binding rotating devices are designed to minimize the torque force, Quick Stance[59] being the first developed in 1995.[60] They allow snowboarders to turn the locked foot straight into the direction of the tip of the snowboard without removing the boot from the boot binding.
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Avalanches are a clear danger when on snowy mountain slopes.[61]
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It is best to learn the different kinds of avalanches, how to prevent causing one and how to react when one is going to happen. Also when going out onto the snow, all who practice an activity with increased chances of injury should have a basic First Aid knowledge and know how to deal with injuries that may occur.[62]
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Snowboarding boots should be well-fitted, with toes snug in the end of the boot when standing upright and slightly away from the end when in the snowboarding position.[63] Padding or "armor" is recommended on other body parts such as hips, knees, spine, and shoulders. To further help avoid injury to body parts, especially knees, it is recommended to use the right technique. To acquire the right technique, one should be taught by a qualified instructor. Also, when snowboarding alone, precaution should be taken to avoid tree wells, a particularly dangerous area of loose snow that may form at the base of trees.
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Some care is also required when waxing a board as fluorocarbon waxes emit toxic fumes when overheated. Waxing is best performed in a ventilated area with care being taken to use the wax at the correct temperature – the wax should be melted but not smoking or smoldering.[54]
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In a study conducted to examine the types of snowboarding injuries and changes in injury patterns over time, data was collected on injured snowboarders and skiers in a base-lodge clinic of a ski resort in Vermont over 18 seasons (1988–2006) and included extensive information about injury patterns, demographics, and experience. In conclusion of the study, the highest rate of injury was among young, inexperienced, female snowboarders. Injury rates in snowboarders have fluctuated over time but still remain higher than skiers. No evidence was found that those who spend more time in terrain parks are over represented in the injury population.[64]
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Snowboarding films have become a main part of progression in the sport. Each season, many films are released, usually in Autumn. These are made by many snowboard-specific video production companies as well as manufacturing companies that use these films as a form of advertisement. Snowboarding videos usually contain video footage of professional riders sponsored by companies. An example of commercial use of snowboarding films would be The White Album, a film by snowboarding legend and filmmaker Dave Seoane about Shaun White, that includes cameos by Tony Hawk and was sponsored by PlayStation, Mountain Dew and Burton Snowboards. Snowboarding films are also used as documentation of snowboarding and showcasing of current trends and styles of the sport. In addition, the 2011 movie The Art of Flight showcased snowboarders such as Travis Rice attempting to attain greater feats in the sport of snowboarding.
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However, sometimes the snowboarding industry is not supportive of all snowboarding-themed films. In 2013, The Crash Reel, a feature-length documentary by filmmaker Lucy Walker about former Shaun White rival Kevin Pearce, premiered on the film festival circuit to critical acclaim and was subsequently broadcast on HBO. Using Pearce's career-ending traumatic brain injury and subsequent recovery as a backdrop, the film examines the physical dangers inherent to pro snowboarders and other extreme sports professional athletes under pressure by sponsors and the media to perform increasingly spectacular feats.[65] Although there are significant references to various brands in the film, Walker is "adamant" that the snowboarding industry did not sponsor the film in any way and in fact has been unsupportive,[66] despite the film's mainstream media success.
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Snowboard magazines are integral in promoting the sport, although less so with the advent of the internet age. Photo incentives are written into many professional riders' sponsorship contracts giving professionals not only a publicity but a financial incentive to have a photo published in a magazine. Snowboard magazine staff travel with professional riders throughout the winter season and cover travel, contests, lifestyle, rider and company profiles, and product reviews. Snowboard magazines have recently made a push to expand their brands to the online market, and there has also been a growth in online-only publications. Popular magazines include Transworld Snowboarding (USA), Snowboarder Magazine (USA), Snowboard Magazine (USA), and Whitelines (UK).
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Snowboarding video games provide interactive entertainment on and off season. Most games for this genre have been made for consoles, such as the Xbox and PlayStation. A plethora of online casual snowboarding games also exist along with games for mobile phone.
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A gas giant is a giant planet composed mainly of hydrogen and helium.[1] Gas giants are sometimes known as failed stars because they contain the same basic elements as a star. Jupiter and Saturn are the gas giants of the Solar System. The term "gas giant" was originally synonymous with "giant planet", but in the 1990s it became known that Uranus and Neptune are really a distinct class of giant planet, being composed mainly of heavier volatile substances (which are referred to as "ices"). For this reason, Uranus and Neptune are now often classified in the separate category of ice giants.[2]
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Jupiter and Saturn consist mostly of hydrogen and helium, with heavier elements making up between 3 and 13 percent of the mass.[3] They are thought to consist of an outer layer of molecular hydrogen surrounding a layer of liquid metallic hydrogen, with probably a molten rocky core. The outermost portion of their hydrogen atmosphere is characterized by many layers of visible clouds that are mostly composed of water and ammonia. The layer of metallic hydrogen makes up the bulk of each planet, and is referred to as "metallic" because the very large pressure turns hydrogen into an electrical conductor. The gas giants' cores are thought to consist of heavier elements at such high temperatures (20,000 K) and pressures that their properties are poorly understood.[3]
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The defining differences between a very low-mass brown dwarf and a gas giant (estimated at about 13 Jupiter masses) are debated.[4] One school of thought is based on formation; the other, on the physics of the interior.[4] Part of the debate concerns whether "brown dwarfs" must, by definition, have experienced nuclear fusion at some point in their history.
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The term gas giant was coined in 1952 by the science fiction writer James Blish[5] and was originally used to refer to all giant planets. It is, arguably, something of a misnomer because throughout most of the volume of all giant planets, the pressure is so high that matter is not in gaseous form.[6] Other than solids in the core and the upper layers of the atmosphere, all matter is above the critical point, where there is no distinction between liquids and gases. The term has nevertheless caught on, because planetary scientists typically use "rock", "gas", and "ice" as shorthands for classes of elements and compounds commonly found as planetary constituents, irrespective of what phase the matter may appear in. In the outer Solar System, hydrogen and helium are referred to as "gases"; water, methane, and ammonia as "ices"; and silicates and metals as "rock". Because Uranus and Neptune are primarily composed of, in this terminology, ices, not gas, they are increasingly referred to as ice giants and separated from the gas giants.
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Gas giants can, theoretically, be divided into five distinct classes according to their modeled physical atmospheric properties, and hence their appearance: ammonia clouds (I), water clouds (II), cloudless (III), alkali-metal clouds (IV), and silicate clouds (V). Jupiter and Saturn are both class I. Hot Jupiters are class IV or V.
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A cold hydrogen-rich gas giant more massive than Jupiter but less than about 500 M⊕ (1.6 MJ) will only be slightly larger in volume than Jupiter.[7] For masses above 500 M⊕, gravity will cause the planet to shrink (see degenerate matter).[7]
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Kelvin–Helmholtz heating can cause a gas giant to radiate more energy than it receives from its host star.[8][9]
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Although the words "gas" and "giant" are often combined, hydrogen planets need not be as large as the familiar gas giants from the Solar System. However, smaller gas planets and planets closer to their star will lose atmospheric mass more quickly via hydrodynamic escape than larger planets and planets farther out.[10][11]
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A gas dwarf could be defined as a planet with a rocky core that has accumulated a thick envelope of hydrogen, helium and other volatiles, having as result a total radius between 1.7 and 3.9 Earth-radii.[12][13]
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The smallest known extrasolar planet that is likely a "gas planet" is Kepler-138d, which has the same mass as Earth but is 60% larger and therefore has a density that indicates a thick gas envelope.[14]
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A low-mass gas planet can still have a radius resembling that of a gas giant if it has the right temperature.[15]
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Solar System → Local Interstellar Cloud → Local Bubble → Gould Belt → Orion Arm → Milky Way → Milky Way subgroup → Local Group → Local Sheet → Virgo Supercluster → Laniakea Supercluster → Observable universe → UniverseEach arrow (→) may be read as "within" or "part of".
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A planet, in astronomy, is one of a class of celestial bodies that orbit stars. (A dwarf planet is a similar, but officially mutually exclusive, class of body.)
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Planet or Planets may also refer to:
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A planet, in astronomy, is one of a class of celestial bodies that orbit stars. (A dwarf planet is a similar, but officially mutually exclusive, class of body.)
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Planet or Planets may also refer to:
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Coordinates: 25°S 133°E / 25°S 133°E / -25; 133
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Australia, officially the Commonwealth of Australia,[12] is a sovereign country comprising the mainland of the Australian continent, the island of Tasmania, and numerous smaller islands. It is the largest country in Oceania and the world's sixth-largest country by total area. The population of 26 million[6] is highly urbanised and heavily concentrated on the eastern seaboard.[13] Australia's capital is Canberra, and its largest city is Sydney. The country's other major metropolitan areas are Melbourne, Brisbane, Perth, and Adelaide.
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Indigenous Australians inhabited the continent for about 65,000 years[14] prior to the first arrival of Dutch explorers in the early 17th century, who named it New Holland. In 1770, Australia's eastern half was claimed by Great Britain and initially settled through penal transportation to the colony of New South Wales from 26 January 1788, a date which became Australia's national day. The population grew steadily in subsequent decades, and by the time of an 1850s gold rush, most of the continent had been explored by European settlers and an additional five self-governing crown colonies established. On 1 January 1901, the six colonies federated, forming the Commonwealth of Australia. Australia has since maintained a stable liberal democratic political system that functions as a federal parliamentary constitutional monarchy, comprising six states and ten territories.
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Australia is the oldest,[15] flattest,[16] and driest inhabited continent,[17][18] with the least fertile soils.[19][20] It has a landmass of 7,617,930 square kilometres (2,941,300 sq mi).[21] A megadiverse country, its size gives it a wide variety of landscapes, with deserts in the centre, tropical rainforests in the north-east, and mountain ranges in the south-east. Australia generates its income from various sources, including mining-related exports, telecommunications, banking, manufacturing, and international education.[22][23][24]
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Australia is a highly developed country, with the world's 14th-largest economy. It has a high-income economy, with the world's tenth-highest per capita income.[25] It is a regional power and has the world's 13th-highest military expenditure.[26] Immigrants account for 30% of the population,[27] the highest proportion in any country with a population over 10 million.[28] Having the third-highest human development index and the eighth-highest ranked democracy globally, the country ranks highly in quality of life, health, education, economic freedom, civil liberties, and political rights,[29] with all its major cities faring well in global comparative livability surveys.[30] Australia is a member of the United Nations, G20, Commonwealth of Nations, ANZUS, Organisation for Economic Co-operation and Development (OECD), World Trade Organization, Asia-Pacific Economic Cooperation, Pacific Islands Forum, and the ASEAN Plus Six mechanism.
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The name Australia (pronounced /əˈstreɪliə/ in Australian English[31]) is derived from the Latin Terra Australis ("southern land"), a name used for a hypothetical continent in the Southern Hemisphere since ancient times.[32] When Europeans first began visiting and mapping Australia in the 17th century, the name Terra Australis was naturally applied to the new territories.[N 5]
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Until the early 19th century, Australia was best known as "New Holland", a name first applied by the Dutch explorer Abel Tasman in 1644 (as Nieuw-Holland) and subsequently anglicised. Terra Australis still saw occasional usage, such as in scientific texts.[N 6] The name Australia was popularised by the explorer Matthew Flinders, who said it was "more agreeable to the ear, and an assimilation to the names of the other great portions of the earth".[38] Several famous early cartographers also made use of the word Australia on maps. Gerardus Mercator (1512–1594) used the phrase climata australia on his double cordiform map of the world of 1538, as did Gemma Frisius (1508–1555), who was Mercator's teacher and collaborator, on his own cordiform wall map in 1540. Australia appears in a book on astronomy by Cyriaco Jacob zum Barth published in Frankfurt-am-Main in 1545.[39]
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The first time that Australia appears to have been officially used was in April 1817, when Governor Lachlan Macquarie acknowledged the receipt of Flinders' charts of Australia from Lord Bathurst.[40] In December 1817, Macquarie recommended to the Colonial Office that it be formally adopted.[41] In 1824, the Admiralty agreed that the continent should be known officially by that name.[42] The first official published use of the new name came with the publication in 1830 of The Australia Directory by the Hydrographic Office.[43]
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Colloquial names for Australia include "Oz" and "the Land Down Under" (usually shortened to just "Down Under"). Other epithets include "the Great Southern Land", "the Lucky Country", "the Sunburnt Country", and "the Wide Brown Land". The latter two both derive from Dorothea Mackellar's 1908 poem "My Country".[44]
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Human habitation of the Australian continent is known to have begun at least 65,000 years ago,[45][46] with the migration of people by land bridges and short sea-crossings from what is now Southeast Asia.[47] The Madjedbebe rock shelter in Arnhem Land is recognised as the oldest site showing the presence of humans in Australia.[48] The oldest human remains found are the Lake Mungo remains, which have been dated to around 41,000 years ago.[49][50] These people were the ancestors of modern Indigenous Australians.[51] Aboriginal Australian culture is one of the oldest continual cultures on earth.[52]
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At the time of first European contact, most Indigenous Australians were hunter-gatherers with complex economies and societies.[53][54] Recent archaeological finds suggest that a population of 750,000 could have been sustained.[55][56] Indigenous Australians have an oral culture with spiritual values based on reverence for the land and a belief in the Dreamtime.[57] The Torres Strait Islanders, ethnically Melanesian, obtained their livelihood from seasonal horticulture and the resources of their reefs and seas.[58] The northern coasts and waters of Australia were visited sporadically by Makassan fishermen from what is now Indonesia.[59]
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The first recorded European sighting of the Australian mainland, and the first recorded European landfall on the Australian continent, are attributed to the Dutch.[60] The first ship and crew to chart the Australian coast and meet with Aboriginal people was the Duyfken captained by Dutch navigator, Willem Janszoon.[61] He sighted the coast of Cape York Peninsula in early 1606, and made landfall on 26 February at the Pennefather River near the modern town of Weipa on Cape York.[62] Later that year, Spanish explorer Luís Vaz de Torres sailed through, and navigated, Torres Strait islands.[63] The Dutch charted the whole of the western and northern coastlines and named the island continent "New Holland" during the 17th century, and although no attempt at settlement was made,[62] a number of shipwrecks left men either stranded or, as in the case of the Batavia in 1629, marooned for mutiny and murder, thus becoming the first Europeans to permanently inhabit the continent.[64] William Dampier, an English explorer and privateer, landed on the north-west coast of New Holland in 1688 (while serving as a crewman under pirate Captain John Read[65]) and again in 1699 on a return trip.[66] In 1770, James Cook sailed along and mapped the east coast, which he named New South Wales and claimed for Great Britain.[67]
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With the loss of its American colonies in 1783, the British Government sent a fleet of ships, the "First Fleet", under the command of Captain Arthur Phillip, to establish a new penal colony in New South Wales. A camp was set up and the Union flag raised at Sydney Cove, Port Jackson, on 26 January 1788,[68][69] a date which later became Australia's national day, Australia Day. Most early convicts were transported for petty crimes and assigned as labourers or servants upon arrival. While the majority settled into colonial society once emancipated, convict rebellions and uprisings were also staged, but invariably suppressed under martial law. The 1808 Rum Rebellion, the only successful armed takeover of government in Australia, instigated a two-year period of military rule.[70]
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The indigenous population declined for 150 years following settlement, mainly due to infectious disease.[71] Thousands more died as a result of frontier conflict with settlers.[72] A government policy of "assimilation" beginning with the Aboriginal Protection Act 1869 resulted in the removal of many Aboriginal children from their families and communities—referred to as the Stolen Generations—a practice which also contributed to the decline in the indigenous population.[73] As a result of the 1967 referendum, the Federal government's power to enact special laws with respect to a particular race was extended to enable the making of laws with respect to Aboriginals.[74] Traditional ownership of land ("native title") was not recognised in law until 1992, when the High Court of Australia held in Mabo v Queensland (No 2) that the legal doctrine that Australia had been terra nullius ("land belonging to no one") did not apply to Australia at the time of British settlement.[75]
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The expansion of British control over other areas of the continent began in the early 19th century, initially confined to coastal regions. A settlement was established in Van Diemen's Land (present-day Tasmania) in 1803, and it became a separate colony in 1825.[76] In 1813, Gregory Blaxland, William Lawson and William Wentworth crossed the Blue Mountains west of Sydney, opening the interior to European settlement.[77] The British claim was extended to the whole Australian continent in 1827 when Major Edmund Lockyer established a settlement on King George Sound (modern-day Albany, Western Australia).[78] The Swan River Colony was established in 1829, evolving into the largest Australian colony by area, Western Australia.[79] In accordance with population growth, separate colonies were carved from parts of New South Wales: South Australia in 1836, New Zealand in 1841, Victoria in 1851, and Queensland in 1859.[80] The Northern Territory was excised from South Australia in 1911.[81] South Australia was founded as a "free province"—it was never a penal colony.[82] Western Australia was also founded "free" but later accepted transported convicts, the last of which arrived in 1868, decades after transportation had ceased to the other colonies.[83] By 1850, Europeans still had not entered large areas of the inland. Explorers remained ambitious to discover new lands for agriculture or answers to scientific enquiries.[84]
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A series of gold rushes beginning in the early 1850s led to an influx of new migrants from China, North America and mainland Europe,[85] and also spurred outbreaks of bushranging and civil unrest. The latter peaked in 1854 when Ballarat miners launched the Eureka Rebellion against gold license fees.[86] Between 1855 and 1890, the six colonies individually gained responsible government, managing most of their own affairs while remaining part of the British Empire.[87] The Colonial Office in London retained control of some matters, notably foreign affairs,[88] defence,[89] and international shipping.
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On 1 January 1901, federation of the colonies was achieved after a decade of planning, consultation and voting.[90] After the 1907 Imperial Conference, Australia and the other self-governing British colonies were given the status of "dominion" within the British Empire.[91][92] The Federal Capital Territory (later renamed the Australian Capital Territory) was formed in 1911 as the location for the future federal capital of Canberra. Melbourne was the temporary seat of government from 1901 to 1927 while Canberra was being constructed.[93] The Northern Territory was transferred from the control of the South Australian government to the federal parliament in 1911.[94] Australia became the colonial ruler of the Territory of Papua (which had initially been annexed by Queensland in 1888) in 1902 and of the Territory of New Guinea (formerly German New Guinea) in 1920. The two were unified as the Territory of Papua and New Guinea in 1949 and gained independence from Australia in 1975.
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In 1914, Australia joined Britain in fighting World War I, with support from both the outgoing Commonwealth Liberal Party and the incoming Australian Labor Party.[95][96] Australians took part in many of the major battles fought on the Western Front.[97] Of about 416,000 who served, about 60,000 were killed and another 152,000 were wounded.[98] Many Australians regard the defeat of the Australian and New Zealand Army Corps (ANZACs) at Gallipoli as the birth of the nation—its first major military action.[99][100] The Kokoda Track campaign is regarded by many as an analogous nation-defining event during World War II.[101]
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Britain's Statute of Westminster 1931 formally ended most of the constitutional links between Australia and the UK. Australia adopted it in 1942,[102] but it was backdated to 1939 to confirm the validity of legislation passed by the Australian Parliament during World War II.[103][104] The shock of Britain's defeat in Asia in 1942, followed soon after by the Japanese bombing of Darwin and attack on Sydney Harbour, led to a widespread belief in Australia that an invasion was imminent, and a shift towards the United States as a new ally and protector.[105] Since 1951, Australia has been a formal military ally of the US, under the ANZUS treaty.[106]
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After World War II, Australia encouraged immigration from mainland Europe. Since the 1970s and following the abolition of the White Australia policy, immigration from Asia and elsewhere was also promoted.[107] As a result, Australia's demography, culture, and self-image were transformed.[108] The Australia Act 1986 severed the remaining constitutional ties between Australia and the UK.[109] In a 1999 referendum, 55% of voters and a majority in every state rejected a proposal to become a republic with a president appointed by a two-thirds vote in both Houses of the Australian Parliament. There has been an increasing focus in foreign policy on ties with other Pacific Rim nations, while maintaining close ties with Australia's traditional allies and trading partners.[110]
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Surrounded by the Indian and Pacific oceans,[N 7] Australia is separated from Asia by the Arafura and Timor seas, with the Coral Sea lying off the Queensland coast, and the Tasman Sea lying between Australia and New Zealand. The world's smallest continent[112] and sixth largest country by total area,[113] Australia—owing to its size and isolation—is often dubbed the "island continent"[114] and is sometimes considered the world's largest island.[115] Australia has 34,218 kilometres (21,262 mi) of coastline (excluding all offshore islands),[116] and claims an extensive Exclusive Economic Zone of 8,148,250 square kilometres (3,146,060 sq mi). This exclusive economic zone does not include the Australian Antarctic Territory.[117] Apart from Macquarie Island, Australia lies between latitudes 9° and 44°S, and longitudes 112° and 154°E.
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Australia's size gives it a wide variety of landscapes, with tropical rainforests in the north-east, mountain ranges in the south-east, south-west and east, and desert in the centre.[118] The desert or semi-arid land commonly known as the outback makes up by far the largest portion of land.[119] Australia is the driest inhabited continent; its annual rainfall averaged over continental area is less than 500 mm.[120] The population density, 3.2 inhabitants per square kilometre, although a large proportion of the population lives along the temperate south-eastern coastline.[121]
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The Great Barrier Reef, the world's largest coral reef,[122] lies a short distance off the north-east coast and extends for over 2,000 kilometres (1,240 mi). Mount Augustus, claimed to be the world's largest monolith,[123] is located in Western Australia. At 2,228 metres (7,310 ft), Mount Kosciuszko is the highest mountain on the Australian mainland. Even taller are Mawson Peak (at 2,745 metres or 9,006 feet), on the remote Australian external territory of Heard Island, and, in the Australian Antarctic Territory, Mount McClintock and Mount Menzies, at 3,492 metres (11,457 ft) and 3,355 metres (11,007 ft) respectively.[124]
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Eastern Australia is marked by the Great Dividing Range, which runs parallel to the coast of Queensland, New South Wales and much of Victoria. The name is not strictly accurate, because parts of the range consist of low hills, and the highlands are typically no more than 1,600 metres (5,249 ft) in height.[125] The coastal uplands and a belt of Brigalow grasslands lie between the coast and the mountains, while inland of the dividing range are large areas of grassland and shrubland.[125][126] These include the western plains of New South Wales, and the Mitchell Grass Downs and Mulga Lands of inland Queensland. The northernmost point of the east coast is the tropical Cape York Peninsula.[127][128][129][130]
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The landscapes of the Top End and the Gulf Country—with their tropical climate—include forest, woodland, wetland, grassland, rainforest and desert.[131][132][133] At the north-west corner of the continent are the sandstone cliffs and gorges of The Kimberley, and below that the Pilbara. The Victoria Plains tropical savanna lies south of the Kimberly and Arnhem Land savannas, forming a transition between the coastal savannas and the interior deserts.[134][135][136] At the heart of the country are the uplands of central Australia. Prominent features of the centre and south include Uluru (also known as Ayers Rock), the famous sandstone monolith, and the inland Simpson, Tirari and Sturt Stony, Gibson, Great Sandy, Tanami, and Great Victoria deserts, with the famous Nullarbor Plain on the southern coast.[137][138][139][140] The Western Australian mulga shrublands lie between the interior deserts and Mediterranean-climate Southwest Australia.[141][142]
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Lying on the Indo-Australian Plate, the mainland of Australia is the lowest and most primordial landmass on Earth with a relatively stable geological history.[143][144] The landmass includes virtually all known rock types and from all geological time periods spanning over 3.8 billion years of the Earth's history. The Pilbara Craton is one of only two pristine Archaean 3.6–2.7 Ga (billion years ago) crusts identified on the Earth.[145]
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Having been part of all major supercontinents, the Australian continent began to form after the breakup of Gondwana in the Permian, with the separation of the continental landmass from the African continent and Indian subcontinent. It separated from Antarctica over a prolonged period beginning in the Permian and continuing through to the Cretaceous.[146] When the last glacial period ended in about 10,000 BC, rising sea levels formed Bass Strait, separating Tasmania from the mainland. Then between about 8,000 and 6,500 BC, the lowlands in the north were flooded by the sea, separating New Guinea, the Aru Islands, and the mainland of Australia.[147] The Australian continent is currently moving toward Eurasia at the rate of 6 to 7 centimetres a year.[148]
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The Australian mainland's continental crust, excluding the thinned margins, has an average thickness of 38 km, with a range in thickness from 24 km to 59 km.[149] Australia's geology can be divided into several main sections, showcasing that the continent grew from west to east: the Archaean cratonic shields found mostly in the west, Proterozoic fold belts in the centre and Phanerozoic sedimentary basins, metamorphic and igneous rocks in the east.[150]
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The Australian mainland and Tasmania are situated in the middle of the tectonic plate and currently have no active volcanoes,[151] but due to passing over the East Australia hotspot, recent volcanism has occurred during the Holocene, in the Newer Volcanics Province of western Victoria and southeastern South Australia. Volcanism also occurs in the island of New Guinea (considered geologically as part of the Australian continent), and in the Australian external territory of Heard Island and McDonald Islands.[152] Seismic activity in the Australian mainland and Tasmania is also low, with the greatest number of fatalities having occurred in the 1989 Newcastle earthquake.[153]
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The climate of Australia is significantly influenced by ocean currents, including the Indian Ocean Dipole and the El Niño–Southern Oscillation, which is correlated with periodic drought, and the seasonal tropical low-pressure system that produces cyclones in northern Australia.[155][156] These factors cause rainfall to vary markedly from year to year. Much of the northern part of the country has a tropical, predominantly summer-rainfall (monsoon).[120] The south-west corner of the country has a Mediterranean climate.[157] The south-east ranges from oceanic (Tasmania and coastal Victoria) to humid subtropical (upper half of New South Wales), with the highlands featuring alpine and subpolar oceanic climates. The interior is arid to semi-arid.[120]
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According to the Bureau of Meteorology's 2011 Australian Climate Statement, Australia had lower than average temperatures in 2011 as a consequence of a La Niña weather pattern; however, "the country's 10-year average continues to demonstrate the rising trend in temperatures, with 2002–2011 likely to rank in the top two warmest 10-year periods on record for Australia, at 0.52 °C (0.94 °F) above the long-term average".[158] Furthermore, 2014 was Australia's third warmest year since national temperature observations commenced in 1910.[159][160]
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Water restrictions are frequently in place in many regions and cities of Australia in response to chronic shortages due to urban population increases and localised drought.[161][162] Throughout much of the continent, major flooding regularly follows extended periods of drought, flushing out inland river systems, overflowing dams and inundating large inland flood plains, as occurred throughout Eastern Australia in 2010, 2011 and 2012 after the 2000s Australian drought.
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Australia's carbon dioxide emissions per capita are among the highest in the world, lower than those of only a few other industrialised nations.[163]
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January 2019 was the hottest month ever in Australia with average temperatures exceeding 30 °C (86 °F).[164][165]
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The 2019–20 Australian bushfire season was Australia's worst bushfire season on record.[166]
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Although most of Australia is semi-arid or desert, the continent includes a diverse range of habitats from alpine heaths to tropical rainforests. Fungi typify that diversity—an estimated 250,000 species—of which only 5% have been described—occur in Australia.[167] Because of the continent's great age, extremely variable weather patterns, and long-term geographic isolation, much of Australia's biota is unique. About 85% of flowering plants, 84% of mammals, more than 45% of birds, and 89% of in-shore, temperate-zone fish are endemic.[168] Australia has at least 755 species of reptile, more than any other country in the world.[169] Besides Antarctica, Australia is the only continent that developed without feline species. Feral cats may have been introduced in the 17th century by Dutch shipwrecks, and later in the 18th century by European settlers. They are now considered a major factor in the decline and extinction of many vulnerable and endangered native species.[170]
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Australian forests are mostly made up of evergreen species, particularly eucalyptus trees in the less arid regions; wattles replace them as the dominant species in drier regions and deserts.[171] Among well-known Australian animals are the monotremes (the platypus and echidna); a host of marsupials, including the kangaroo, koala, and wombat, and birds such as the emu and the kookaburra.[171] Australia is home to many dangerous animals including some of the most venomous snakes in the world.[172] The dingo was introduced by Austronesian people who traded with Indigenous Australians around 3000 BCE.[173] Many animal and plant species became extinct soon after first human settlement,[174] including the Australian megafauna; others have disappeared since European settlement, among them the thylacine.[175][176]
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Many of Australia's ecoregions, and the species within those regions, are threatened by human activities and introduced animal, chromistan, fungal and plant species.[177] All these factors have led to Australia's having the highest mammal extinction rate of any country in the world.[178] The federal Environment Protection and Biodiversity Conservation Act 1999 is the legal framework for the protection of threatened species.[179] Numerous protected areas have been created under the National Strategy for the Conservation of Australia's Biological Diversity to protect and preserve unique ecosystems;[180][181] 65 wetlands are listed under the Ramsar Convention,[182] and 16 natural World Heritage Sites have been established.[183] Australia was ranked 21st out of 178 countries in the world on the 2018 Environmental Performance Index.[184] There are more than 1,800 animals and plants on Australia's threatened species list, including more than 500 animals.[185]
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Australia is a federal parliamentary constitutional monarchy.[186] The country has maintained a stable liberal democratic political system under its constitution, which is one of the world's oldest, since Federation in 1901. It is also one of the world's oldest federations, in which power is divided between the federal and state and territorial governments. The Australian system of government combines elements derived from the political systems of the United Kingdom (a fused executive, constitutional monarchy and strong party discipline) and the United States (federalism, a written constitution and strong bicameralism with an elected upper house), along with distinctive indigenous features.[187][188]
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The federal government is separated into three branches:
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Elizabeth II reigns as Queen of Australia and is represented in Australia by the governor-general at the federal level and by the governors at the state level, who by convention act on the advice of her ministers.[190][191] Thus, in practice the governor-general acts as a legal figurehead for the actions of the prime minister and the Federal Executive Council. The governor-general does have extraordinary reserve powers which may be exercised outside the prime minister's request in rare and limited circumstances, the most notable exercise of which was the dismissal of the Whitlam Government in the constitutional crisis of 1975.[192]
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In the Senate (the upper house), there are 76 senators: twelve each from the states and two each from the mainland territories (the Australian Capital Territory and the Northern Territory).[193] The House of Representatives (the lower house) has 151 members elected from single-member electoral divisions, commonly known as "electorates" or "seats", allocated to states on the basis of population,[194] with each original state guaranteed a minimum of five seats.[195] Elections for both chambers are normally held every three years simultaneously; senators have overlapping six-year terms except for those from the territories, whose terms are not fixed but are tied to the electoral cycle for the lower house; thus only 40 of the 76 places in the Senate are put to each election unless the cycle is interrupted by a double dissolution.[193]
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Australia's electoral system uses preferential voting for all lower house elections with the exception of Tasmania and the ACT which, along with the Senate and most state upper houses, combine it with proportional representation in a system known as the single transferable vote. Voting is compulsory for all enrolled citizens 18 years and over in every jurisdiction,[196] as is enrolment (with the exception of South Australia).[197] The party with majority support in the House of Representatives forms the government and its leader becomes Prime Minister. In cases where no party has majority support, the Governor-General has the constitutional power to appoint the Prime Minister and, if necessary, dismiss one that has lost the confidence of Parliament.[198]
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There are two major political groups that usually form government, federally and in the states: the Australian Labor Party and the Coalition which is a formal grouping of the Liberal Party and its minor partner, the National Party.[199][200] Within Australian political culture, the Coalition is considered centre-right and the Labor Party is considered centre-left.[201] Independent members and several minor parties have achieved representation in Australian parliaments, mostly in upper houses. The Australian Greens are often considered the "third force" in politics, being the third largest party by both vote and membership.[202]
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The most recent federal election was held on 18 May 2019 and resulted in the Coalition, led by Prime Minister Scott Morrison, retaining government.[203]
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Australia has six states—New South Wales (NSW), Queensland (QLD), South Australia (SA), Tasmania (TAS), Victoria (VIC) and Western Australia (WA)—and two major mainland territories—the Australian Capital Territory (ACT) and the Northern Territory (NT). In most respects, these two territories function as states, except that the Commonwealth Parliament has the power to modify or repeal any legislation passed by the territory parliaments.[204]
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Under the constitution, the states essentially have plenary legislative power to legislate on any subject, whereas the Commonwealth (federal) Parliament may legislate only within the subject areas enumerated under section 51. For example, state parliaments have the power to legislate with respect to education, criminal law and state police, health, transport, and local government, but the Commonwealth Parliament does not have any specific power to legislate in these areas.[205] However, Commonwealth laws prevail over state laws to the extent of the inconsistency.[206] In addition, the Commonwealth has the power to levy income tax which, coupled with the power to make grants to States, has given it the financial means to incentivise States to pursue specific legislative agendas within areas over which the Commonwealth does not have legislative power.
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Each state and major mainland territory has its own parliament—unicameral in the Northern Territory, the ACT and Queensland, and bicameral in the other states. The states are sovereign entities, although subject to certain powers of the Commonwealth as defined by the Constitution. The lower houses are known as the Legislative Assembly (the House of Assembly in South Australia and Tasmania); the upper houses are known as the Legislative Council. The head of the government in each state is the Premier and in each territory the Chief Minister. The Queen is represented in each state by a governor; and in the Northern Territory, the administrator.[207] In the Commonwealth, the Queen's representative is the governor-general.[208]
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The Commonwealth Parliament also directly administers the external territories of Ashmore and Cartier Islands, the Australian Antarctic Territory, Christmas Island, the Cocos (Keeling) Islands, the Coral Sea Islands, and Heard Island and McDonald Islands, as well as the internal Jervis Bay Territory, a naval base and sea port for the national capital in land that was formerly part of New South Wales.[189] The external territory of Norfolk Island previously exercised considerable autonomy under the Norfolk Island Act 1979 through its own legislative assembly and an Administrator to represent the Queen.[209] In 2015, the Commonwealth Parliament abolished self-government, integrating Norfolk Island into the Australian tax and welfare systems and replacing its legislative assembly with a council.[210] Macquarie Island is part of Tasmania,[211] and Lord Howe Island of New South Wales.[212]
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Over recent decades, Australia's foreign relations have been driven by a close association with the United States through the ANZUS pact, and by a desire to develop relationships with Asia and the Pacific, particularly through ASEAN, the Pacific Islands Forum and the Pacific Community, of which Australia is a founding member. In 2005 Australia secured an inaugural seat at the East Asia Summit following its accession to the Treaty of Amity and Cooperation in Southeast Asia, and in 2011 attended the Sixth East Asia Summit in Indonesia. Australia is a member of the Commonwealth of Nations, in which the Commonwealth Heads of Government meetings provide the main forum for co-operation.[213] Australia has pursued the cause of international trade liberalisation.[214] It led the formation of the Cairns Group and Asia-Pacific Economic Cooperation.[215][216]
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Australia is a member of the Organisation for Economic Co-operation and Development and the World Trade Organization,[217][218] and has pursued several major bilateral free trade agreements, most recently the Australia–United States Free Trade Agreement[219] and Closer Economic Relations with New Zealand,[220] with another free trade agreement being negotiated with China—the Australia–China Free Trade Agreement—and Japan,[221] South Korea in 2011,[222][223] Australia–Chile Free Trade Agreement, and as of November 2015[update] has put the Trans-Pacific Partnership before parliament for ratification.[224]
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Australia maintains a deeply integrated relationship with neighbouring New Zealand, with free mobility of citizens between the two countries under the Trans-Tasman Travel Arrangement and free trade under the
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Australia–New Zealand Closer Economic Relations Trade Agreement.[225] New Zealand, Canada and the United Kingdom are the most favourably viewed countries in the world by Australian people,[226][227] sharing a number of close diplomatic, military and cultural ties with Australia.
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Along with New Zealand, the United Kingdom, Malaysia and Singapore, Australia is party to the Five Power Defence Arrangements, a regional defence agreement. A founding member country of the United Nations, Australia is strongly committed to multilateralism[228] and maintains an international aid program under which some 60 countries receive assistance. The 2005–06 budget provides A$2.5 billion for development assistance.[229] Australia ranks fifteenth overall in the Center for Global Development's 2012 Commitment to Development Index.[230]
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Australia's armed forces—the Australian Defence Force (ADF)—comprise the Royal Australian Navy (RAN), the Australian Army and the Royal Australian Air Force (RAAF), in total numbering 81,214 personnel (including 57,982 regulars and 23,232 reservists) as of November 2015[update]. The titular role of Commander-in-Chief is vested in the Governor-General, who appoints a Chief of the Defence Force from one of the armed services on the advice of the government.[231] Day-to-day force operations are under the command of the Chief, while broader administration and the formulation of defence policy is undertaken by the Minister and Department of Defence.
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In the 2016–17 budget, defence spending comprised 2% of GDP, representing the world's 12th largest defence budget.[232] Australia has been involved in UN and regional peacekeeping, disaster relief and armed conflict, including the 2003 invasion of Iraq; it currently has deployed about 2,241 personnel in varying capacities to 12 international operations in areas including Iraq and Afghanistan.[233]
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A wealthy country, Australia has a market economy, a high GDP per capita, and a relatively low rate of poverty. In terms of average wealth, Australia ranked second in the world after Switzerland from 2013 until 2018.[235] In 2018, Australia overtook Switzerland and became the country with the highest average wealth.[235] Australia's poverty rate increased from 10.2% to 11.8%, from 2000/01 to 2013.[236][237] It was identified by the Credit Suisse Research Institute as the nation with the highest median wealth in the world and the second-highest average wealth per adult in 2013.[236]
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The Australian dollar is the currency for the nation, including Christmas Island, Cocos (Keeling) Islands, and Norfolk Island, as well as the independent Pacific Island states of Kiribati, Nauru, and Tuvalu. With the 2006 merger of the Australian Stock Exchange and the Sydney Futures Exchange, the Australian Securities Exchange became the ninth largest in the world.[238]
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Ranked fifth in the Index of Economic Freedom (2017),[239] Australia is the world's 14th largest economy and has the tenth highest per capita GDP (nominal) at US$55,692.[240] The country was ranked third in the United Nations 2017 Human Development Index.[241] Melbourne reached top spot for the fourth year in a row on The Economist's 2014 list of the world's most liveable cities,[242] followed by Adelaide, Sydney, and Perth in the fifth, seventh, and ninth places respectively. Total government debt in Australia is about A$190 billion[243]—20% of GDP in 2010.[244] Australia has among the highest house prices and some of the highest household debt levels in the world.[245]
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An emphasis on exporting commodities rather than manufactured goods has underpinned a significant increase in Australia's terms of trade since the start of the 21st century, due to rising commodity prices. Australia has a balance of payments that is more than 7% of GDP negative, and has had persistently large current account deficits for more than 50 years.[246] Australia has grown at an average annual rate of 3.6% for over 15 years, in comparison to the OECD annual average of 2.5%.[246]
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Australia was the only advanced economy not to experience a recession due to the global financial downturn in 2008–2009.[247] However, the economies of six of Australia's major trading partners have been in recession[when?], which in turn has affected Australia, significantly hampering its economic growth in recent years[when?].[248][249] From 2012 to early 2013, Australia's national economy grew, but some non-mining states and Australia's non-mining economy experienced a recession.[250][251][252]
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The Hawke Government floated the Australian dollar in 1983 and partially deregulated the financial system.[253] The Howard Government followed with a partial deregulation of the labour market and the further privatisation of state-owned businesses, most notably in the telecommunications industry.[254] The indirect tax system was substantially changed in July 2000 with the introduction of a 10% Goods and Services Tax (GST).[255] In Australia's tax system, personal and company income tax are the main sources of government revenue.[256]
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As of September 2018[update], there were 12,640,800 people employed (either full- or part-time), with an unemployment rate of 5.2%.[257] Data released in mid-November 2013 showed that the number of welfare recipients had grown by 55%. In 2007 228,621 Newstart unemployment allowance recipients were registered, a total that increased to 646,414 in March 2013.[258] According to the Graduate Careers Survey, full-time employment for newly qualified professionals from various occupations has declined since 2011 but it increases for graduates three years after graduation.[259][260]
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Since 2008[when?], inflation has typically been 2–3% and the base interest rate 5–6%. The service sector of the economy, including tourism, education, and financial services, accounts for about 70% of GDP.[261] Rich in natural resources, Australia is a major exporter of agricultural products, particularly wheat and wool, minerals such as iron-ore and gold, and energy in the forms of liquified natural gas and coal. Although agriculture and natural resources account for only 3% and 5% of GDP respectively, they contribute substantially to export performance. Australia's largest export markets are Japan, China, the United States, South Korea, and New Zealand.[262] Australia is the world's fourth largest exporter of wine, and the wine industry contributes A$5.5 billion per year to the nation's economy.[263]
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Access to biocapacity in Australia is much higher than world average. In 2016, Australia had 12.3 global hectares[264] of biocapacity per person within its territory, much more than the world average of 1.6 global hectares per person.[265] In 2016 Australia used 6.6 global hectares of biocapacity per person – their ecological footprint of consumption. This means they use half as much biocapacity as Australia contains. As a result, Australia is running a biocapacity reserve.[264]
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In 2020 ACOSS released a new report revealing that poverty is growing in Australia, with an estimated 3.2 million people, or 13.6% of the population, living below the internationally accepted poverty line of 50% of a country's median income. It also estimated that there are 774,000 (17.7%) children under the age of 15 that are in poverty.[266][267]
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Australia has an average population density of 3.3 persons per square kilometre of total land area, which makes it is one of the most sparsely populated countries in the world. The population is heavily concentrated on the east coast, and in particular in the south-eastern region between South East Queensland to the north-east and Adelaide to the south-west.[268]
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Australia is highly urbanised, with 67% of the population living in the Greater Capital City Statistical Areas (metropolitan areas of the state and mainland territorial capital cities) in 2018.[269] Metropolitan areas with more than one million inhabitants are Sydney, Melbourne, Brisbane, Perth and Adelaide.
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In common with many other developed countries, Australia is experiencing a demographic shift towards an older population, with more retirees and fewer people of working age. In 2018 the average age of the Australian population was 38.8 years.[270] In 2015, 2.15% of the Australian population lived overseas, one of the lowest proportions worldwide.[271]
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Between 1788 and the Second World War, the vast majority of settlers and immigrants came from the British Isles (principally England, Ireland and Scotland), although there was significant immigration from China and Germany during the 19th century. In the decades immediately following the Second World War, Australia received a large wave of immigration from across Europe, with many more immigrants arriving from Southern and Eastern Europe than in previous decades. Since the end of the White Australia policy in 1973, Australia has pursued an official policy of multiculturalism,[274] and there has been a large and continuing wave of immigration from across the world, with Asia being the largest source of immigrants in the 21st century.[275]
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Today, Australia has the world's eighth-largest immigrant population, with immigrants accounting for 30% of the population, a higher proportion than in any other nation with a population of over 10 million.[27][276] 160,323 permanent immigrants were admitted to Australia in 2018–19 (excluding refugees),[275] whilst there was a net population gain of 239,600 people from all permanent and temporary immigration in that year.[277] The majority of immigrants are skilled,[275] but the immigration program includes categories for family members and refugees.[277] In 2019 the largest foreign-born populations were those born in England (3.9%), Mainland China (2.7%), India (2.6%), New Zealand (2.2%), the Philippines (1.2%) and Vietnam (1%).[27]
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In the 2016 Australian census, the most commonly nominated ancestries were:[N 9][278][279]
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At the 2016 census, 649,171 people (2.8% of the total population) identified as being Indigenous—Aboriginal Australians and Torres Strait Islanders.[N 12][281] Indigenous Australians experience higher than average rates of imprisonment and unemployment, lower levels of education, and life expectancies for males and females that are, respectively, 11 and 17 years lower than those of non-indigenous Australians.[262][282][283] Some remote Indigenous communities have been described as having "failed state"-like conditions.[284]
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Although Australia has no official language, English is the de facto national language.[2] Australian English is a major variety of the language with a distinctive accent and lexicon,[285] and differs slightly from other varieties of English in grammar and spelling.[286] General Australian serves as the standard dialect.
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According to the 2016 census, English is the only language spoken in the home for 72.7% of the population. The next most common languages spoken at home are Mandarin (2.5%), Arabic (1.4%), Cantonese (1.2%), Vietnamese (1.2%) and Italian (1.2%).[278] A considerable proportion of first- and second-generation migrants are bilingual.
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Over 250 Indigenous Australian languages are thought to have existed at the time of first European contact,[287] of which fewer than twenty are still in daily use by all age groups.[288][289] About 110 others are spoken exclusively by older people.[289] At the time of the 2006 census, 52,000 Indigenous Australians, representing 12% of the Indigenous population, reported that they spoke an Indigenous language at home.[290] Australia has a sign language known as Auslan, which is the main language of about 10,112 deaf people who reported that they spoke Auslan language at home in the 2016 census.[291]
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Australia has no state religion; Section 116 of the Australian Constitution prohibits the federal government from making any law to establish any religion, impose any religious observance, or prohibit the free exercise of any religion.[293] In the 2016 census, 52.1% of Australians were counted as Christian, including 22.6% as Catholic and 13.3% as Anglican; 30.1% of the population reported having "no religion"; 8.2% identify with non-Christian religions, the largest of these being Islam (2.6%), followed by Buddhism (2.4%), Hinduism (1.9%), Sikhism (0.5%) and Judaism (0.4%). The remaining 9.7% of the population did not provide an adequate answer. Those who reported having no religion increased conspicuously from 19% in 2006 to 22% in 2011 to 30.1% in 2016.[292]
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Before European settlement, the animist beliefs of Australia's indigenous people had been practised for many thousands of years. Mainland Aboriginal Australians' spirituality is known as the Dreamtime and it places a heavy emphasis on belonging to the land. The collection of stories that it contains shaped Aboriginal law and customs. Aboriginal art, story and dance continue to draw on these spiritual traditions. The spirituality and customs of Torres Strait Islanders, who inhabit the islands between Australia and New Guinea, reflected their Melanesian origins and dependence on the sea. The 1996 Australian census counted more than 7000 respondents as followers of a traditional Aboriginal religion.[294]
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Since the arrival of the First Fleet of British ships in 1788, Christianity has become the major religion practised in Australia. Christian churches have played an integral role in the development of education, health and welfare services in Australia. For much of Australian history, the Church of England (now known as the Anglican Church of Australia) was the largest religious denomination, with a large Roman Catholic minority. However, multicultural immigration has contributed to a steep decline in its relative position since the Second World War. Similarly, Islam, Buddhism, Hinduism, Sikhism and Judaism have all grown in Australia over the past half-century.[295]
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Australia has one of the lowest levels of religious adherence in the world.[296] In 2001, only 8.8% of Australians attended church on a weekly basis.[297]
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Australia's life expectancy is the third highest in the world for males and the seventh highest for females.[298] Life expectancy in Australia in 2010 was 79.5 years for males and 84.0 years for females.[299] Australia has the highest rates of skin cancer in the world,[300] while cigarette smoking is the largest preventable cause of death and disease, responsible for 7.8% of the total mortality and disease. Ranked second in preventable causes is hypertension at 7.6%, with obesity third at 7.5%.[301][302] Australia ranks 35th in the world[303] and near the top of developed nations for its proportion of obese adults[304] and nearly two thirds (63%) of its adult population is either overweight or obese.[305]
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Total expenditure on health (including private sector spending) is around 9.8% of GDP.[306] Australia introduced universal health care in 1975.[307] Known as Medicare, it is now nominally funded by an income tax surcharge known as the Medicare levy, currently set at 2%.[308] The states manage hospitals and attached outpatient services, while the Commonwealth funds the Pharmaceutical Benefits Scheme (subsidising the costs of medicines) and general practice.[307]
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School attendance, or registration for home schooling,[310] is compulsory throughout Australia. Education is the responsibility of the individual states and territories[311] so the rules vary between states, but in general children are required to attend school from the age of about 5 until about 16.[312][313] In some states (e.g., Western Australia,[314] the Northern Territory[315] and New South Wales[316][317]), children aged 16–17 are required to either attend school or participate in vocational training, such as an apprenticeship.
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Australia has an adult literacy rate that was estimated to be 99% in 2003.[318] However, a 2011–12 report for the Australian Bureau of Statistics reported that Tasmania has a literacy and numeracy rate of only 50%.[319] In the Programme for International Student Assessment, Australia regularly scores among the top five of thirty major developed countries (member countries of the Organisation for Economic Co-operation and Development). Catholic education accounts for the largest non-government sector.
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Australia has 37 government-funded universities and two private universities, as well as a number of other specialist institutions that provide approved courses at the higher education level.[320] The OECD places Australia among the most expensive nations to attend university.[321] There is a state-based system of vocational training, known as TAFE, and many trades conduct apprenticeships for training new tradespeople.[322] About 58% of Australians aged from 25 to 64 have vocational or tertiary qualifications,[262] and the tertiary graduation rate of 49% is the highest among OECD countries. 30.9 percent of Australia's population has attained a higher education qualification, which is among the highest percentages in the world.[323][324][325]
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Australia has the highest ratio of international students per head of population in the world by a large margin, with 812,000 international students enrolled in the nation's universities and vocational institutions in 2019.[326][327] Accordingly, in 2019, international students represented on average 26.7% of the student bodies of Australian universities. International education therefore represents one of the country's largest exports and has a pronounced influence on the country's demographics, with a significant proportion of international students remaining in Australia after graduation on various skill and employment visas.[328]
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Since 1788, the primary influence behind Australian culture has been Anglo-Celtic Western culture, with some Indigenous influences.[330][331] The divergence and evolution that has occurred in the ensuing centuries has resulted in a distinctive Australian culture.[332][333] The culture of the United States has also been highly influential, particularly through television and cinema. Other cultural influences come from neighbouring Asian countries, and through large-scale immigration from non-English-speaking nations.[334]
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Australia has over 100,000 Aboriginal rock art sites,[335] and traditional designs, patterns and stories infuse contemporary Indigenous Australian art, "the last great art movement of the 20th century" according to critic Robert Hughes;[336] its exponents include Emily Kame Kngwarreye.[337] Early colonial artists showed a fascination with the unfamiliar land.[338] The impressionistic works of Arthur Streeton, Tom Roberts and other members of the 19th-century Heidelberg School—the first "distinctively Australian" movement in Western art—gave expression to nationalist sentiments in the lead-up to Federation.[338] While the school remained influential into the 1900s, modernists such as Margaret Preston, and, later, Sidney Nolan and Arthur Boyd, explored new artistic trends.[338] The landscape remained a central subject matter for Fred Williams, Brett Whiteley and other post-war artists whose works, eclectic in style yet uniquely Australian, moved between the figurative and the abstract.[338][339] The national and state galleries maintain collections of local and international art.[340] Australia has one of the world's highest attendances of art galleries and museums per head of population.[341]
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Australian literature grew slowly in the decades following European settlement though Indigenous oral traditions, many of which have since been recorded in writing, are much older.[343] In the 1870s, Adam Lindsay Gordon posthumously became the first Australian poet to attain a wide readership. Following in his footsteps, Henry Lawson and Banjo Paterson captured the experience of the bush using a distinctive Australian vocabulary.[344] Their works are still popular; Paterson's bush poem "Waltzing Matilda" (1895) is regarded as Australia's unofficial national anthem.[345] Miles Franklin is the namesake of Australia's most prestigious literary prize, awarded annually to the best novel about Australian life.[346] Its first recipient, Patrick White, went on to win the Nobel Prize in Literature in 1973.[347] Australian Booker Prize winners include Peter Carey, Thomas Keneally and Richard Flanagan.[348] Author David Malouf, playwright David Williamson and poet Les Murray are also renowned.[349][350]
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Many of Australia's performing arts companies receive funding through the federal government's Australia Council.[351] There is a symphony orchestra in each state,[352] and a national opera company, Opera Australia,[353] well known for its famous soprano Joan Sutherland.[354] At the beginning of the 20th century, Nellie Melba was one of the world's leading opera singers.[355] Ballet and dance are represented by The Australian Ballet and various state companies. Each state has a publicly funded theatre company.[356]
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The Story of the Kelly Gang (1906), the world's first feature-length narrative film, spurred a boom in Australian cinema during the silent film era.[357] After World War I, Hollywood monopolised the industry,[358] and by the 1960s Australian film production had effectively ceased.[359] With the benefit of government support, the Australian New Wave of the 1970s brought provocative and successful films, many exploring themes of national identity, such as Wake in Fright and Gallipoli,[360] while Crocodile Dundee and the Ozploitation movement's Mad Max series became international blockbusters.[361] In a film market flooded with foreign content, Australian films delivered a 7.7% share of the local box office in 2015.[362] The AACTAs are Australia's premier film and television awards, and notable Academy Award winners from Australia include Geoffrey Rush, Nicole Kidman, Cate Blanchett and Heath Ledger.[363]
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Australia has two public broadcasters (the Australian Broadcasting Corporation and the multicultural Special Broadcasting Service), three commercial television networks, several pay-TV services,[364] and numerous public, non-profit television and radio stations. Each major city has at least one daily newspaper,[364] and there are two national daily newspapers, The Australian and The Australian Financial Review.[364] In 2010, Reporters Without Borders placed Australia 18th on a list of 178 countries ranked by press freedom, behind New Zealand (8th) but ahead of the United Kingdom (19th) and United States (20th).[365] This relatively low ranking is primarily because of the limited diversity of commercial media ownership in Australia;[366] most print media are under the control of News Corporation and, after Fairfax Media was merged with Nine, Nine Entertainment Co.[367]
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Most Indigenous Australian groups subsisted on a simple hunter-gatherer diet of native fauna and flora, otherwise called bush tucker.[368] The first settlers introduced British food to the continent, much of which is now considered typical Australian food, such as the Sunday roast.[369][370] Multicultural immigration transformed Australian cuisine; post-World War II European migrants, particularly from the Mediterranean, helped to build a thriving Australian coffee culture, and the influence of Asian cultures has led to Australian variants of their staple foods, such as the Chinese-inspired dim sim and Chiko Roll.[371] Vegemite, pavlova, lamingtons and meat pies are regarded as iconic Australian foods.[372] Australian wine is produced mainly in the southern, cooler parts of the country.
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Australia is also known for its cafe and coffee culture in urban centres, which has influenced coffee culture abroad, including New York City.[373] Australia was responsible for the flat white coffee–purported to have originated in a Sydney cafe in the mid-1980s.[374]
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Cricket and football are the predominate sports in Australia during the summer and winter months, respectively. Australia is unique in that it has professional leagues for four football codes. Originating in Melbourne in the 1850s, Australian rules football is the most popular code in all states except New South Wales and Queensland, where rugby league holds sway, followed by rugby union. Soccer, while ranked fourth in popularity and resources, has the highest overall participation rates.[376] Cricket is popular across all borders and has been regarded by many Australians as the national sport. The Australian national cricket team competed against England in the first Test match (1877) and the first One Day International (1971), and against New Zealand in the first Twenty20 International (2004), winning all three games. It has also participated in every edition of the Cricket World Cup, winning the tournament a record five times.[377]
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Australia is a powerhouse in water-based sports, such as swimming and surfing.[378] The surf lifesaving movement originated in Australia, and the volunteer lifesaver is one of the country's icons.[379] Nationally, other popular sports include horse racing, basketball, and motor racing. The annual Melbourne Cup horse race and the Sydney to Hobart yacht race attract intense interest.[380] In 2016, the Australian Sports Commission revealed that swimming, cycling and soccer are the three most popular participation sports.[381][382]
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Australia is one of five nations to have participated in every Summer Olympics of the modern era,[383] and has hosted the Games twice: 1956 in Melbourne and 2000 in Sydney.[384] Australia has also participated in every Commonwealth Games,[385] hosting the event in 1938, 1962, 1982, 2006 and 2018.[386] Australia made its inaugural appearance at the Pacific Games in 2015. As well as being a regular FIFA World Cup participant, Australia has won the OFC Nations Cup four times and the AFC Asian Cup once—the only country to have won championships in two different FIFA confederations.[387] In June 2020, Australia won its bid to co-host the 2023 FIFA Women's World Cup with New Zealand.[388][389] The country regularly competes among the world elite basketball teams as it is among the global top three teams in terms of qualifications to the Basketball Tournament at the Summer Olympics. Other major international events held in Australia include the Australian Open tennis grand slam tournament, international cricket matches, and the Australian Formula One Grand Prix. The highest-rating television programs include sports telecasts such as the Summer Olympics, FIFA World Cup, The Ashes, Rugby League State of Origin, and the grand finals of the National Rugby League and Australian Football League.[390] Skiing in Australia began in the 1860s and snow sports take place in the Australian Alps and parts of Tasmania.
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A planet, in astronomy, is one of a class of celestial bodies that orbit stars. (A dwarf planet is a similar, but officially mutually exclusive, class of body.)
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Planet or Planets may also refer to:
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A gas giant is a giant planet composed mainly of hydrogen and helium.[1] Gas giants are sometimes known as failed stars because they contain the same basic elements as a star. Jupiter and Saturn are the gas giants of the Solar System. The term "gas giant" was originally synonymous with "giant planet", but in the 1990s it became known that Uranus and Neptune are really a distinct class of giant planet, being composed mainly of heavier volatile substances (which are referred to as "ices"). For this reason, Uranus and Neptune are now often classified in the separate category of ice giants.[2]
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Jupiter and Saturn consist mostly of hydrogen and helium, with heavier elements making up between 3 and 13 percent of the mass.[3] They are thought to consist of an outer layer of molecular hydrogen surrounding a layer of liquid metallic hydrogen, with probably a molten rocky core. The outermost portion of their hydrogen atmosphere is characterized by many layers of visible clouds that are mostly composed of water and ammonia. The layer of metallic hydrogen makes up the bulk of each planet, and is referred to as "metallic" because the very large pressure turns hydrogen into an electrical conductor. The gas giants' cores are thought to consist of heavier elements at such high temperatures (20,000 K) and pressures that their properties are poorly understood.[3]
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The defining differences between a very low-mass brown dwarf and a gas giant (estimated at about 13 Jupiter masses) are debated.[4] One school of thought is based on formation; the other, on the physics of the interior.[4] Part of the debate concerns whether "brown dwarfs" must, by definition, have experienced nuclear fusion at some point in their history.
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The term gas giant was coined in 1952 by the science fiction writer James Blish[5] and was originally used to refer to all giant planets. It is, arguably, something of a misnomer because throughout most of the volume of all giant planets, the pressure is so high that matter is not in gaseous form.[6] Other than solids in the core and the upper layers of the atmosphere, all matter is above the critical point, where there is no distinction between liquids and gases. The term has nevertheless caught on, because planetary scientists typically use "rock", "gas", and "ice" as shorthands for classes of elements and compounds commonly found as planetary constituents, irrespective of what phase the matter may appear in. In the outer Solar System, hydrogen and helium are referred to as "gases"; water, methane, and ammonia as "ices"; and silicates and metals as "rock". Because Uranus and Neptune are primarily composed of, in this terminology, ices, not gas, they are increasingly referred to as ice giants and separated from the gas giants.
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Gas giants can, theoretically, be divided into five distinct classes according to their modeled physical atmospheric properties, and hence their appearance: ammonia clouds (I), water clouds (II), cloudless (III), alkali-metal clouds (IV), and silicate clouds (V). Jupiter and Saturn are both class I. Hot Jupiters are class IV or V.
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A cold hydrogen-rich gas giant more massive than Jupiter but less than about 500 M⊕ (1.6 MJ) will only be slightly larger in volume than Jupiter.[7] For masses above 500 M⊕, gravity will cause the planet to shrink (see degenerate matter).[7]
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Kelvin–Helmholtz heating can cause a gas giant to radiate more energy than it receives from its host star.[8][9]
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Although the words "gas" and "giant" are often combined, hydrogen planets need not be as large as the familiar gas giants from the Solar System. However, smaller gas planets and planets closer to their star will lose atmospheric mass more quickly via hydrodynamic escape than larger planets and planets farther out.[10][11]
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A gas dwarf could be defined as a planet with a rocky core that has accumulated a thick envelope of hydrogen, helium and other volatiles, having as result a total radius between 1.7 and 3.9 Earth-radii.[12][13]
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The smallest known extrasolar planet that is likely a "gas planet" is Kepler-138d, which has the same mass as Earth but is 60% larger and therefore has a density that indicates a thick gas envelope.[14]
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A low-mass gas planet can still have a radius resembling that of a gas giant if it has the right temperature.[15]
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Solar System → Local Interstellar Cloud → Local Bubble → Gould Belt → Orion Arm → Milky Way → Milky Way subgroup → Local Group → Local Sheet → Virgo Supercluster → Laniakea Supercluster → Observable universe → UniverseEach arrow (→) may be read as "within" or "part of".
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Jupiter is the fifth planet from the Sun and the largest in the Solar System. It is a gas giant with a mass one-thousandth that of the Sun, but two-and-a-half times that of all the other planets in the Solar System combined. Jupiter is one of the brightest objects visible to the naked eye in the night sky, and has been known to ancient civilizations since before recorded history. It is named after the Roman god Jupiter.[18] When viewed from Earth, Jupiter can be bright enough for its reflected light to cast shadows,[19] and is on average the third-brightest natural object in the night sky after the Moon and Venus.
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Jupiter is primarily composed of hydrogen with a quarter of its mass being helium, though helium comprises only about a tenth of the number of molecules. It may also have a rocky core of heavier elements,[20] but like the other giant planets, Jupiter lacks a well-defined solid surface. Because of its rapid rotation, the planet's shape is that of an oblate spheroid (it has a slight but noticeable bulge around the equator). The outer atmosphere is visibly segregated into several bands at different latitudes, resulting in turbulence and storms along their interacting boundaries. A prominent result is the Great Red Spot, a giant storm that is known to have existed since at least the 17th century when it was first seen by telescope. Surrounding Jupiter is a faint planetary ring system and a powerful magnetosphere. Jupiter has 79 known moons,[21] including the four large Galilean moons discovered by Galileo Galilei in 1610. Ganymede, the largest of these, has a diameter greater than that of the planet Mercury.
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Pioneer 10 was the first spacecraft to visit Jupiter, making its closest approach to the planet on December 4, 1973; Pioneer 10 identified plasma in Jupiter's magnetic field and also found that Jupiter's magnetic tail was nearly 800 million kilometers long, covering the entire distance to Saturn.[22] Jupiter has been explored on a number of occasions by robotic spacecraft, beginning with the Pioneer and Voyager flyby missions from 1973 to 1979, and later by the Galileo orbiter, which arrived at Jupiter in 1995.[23] In late February 2007, Jupiter was visited by the New Horizons probe, which used Jupiter's gravity to increase its speed and bend its trajectory en route to Pluto. The latest probe to visit the planet is Juno, which entered into orbit around Jupiter on July 4, 2016.[24][25] Future targets for exploration in the Jupiter system include the probable ice-covered liquid ocean of its moon Europa.
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Astronomers have discovered 701 planetary systems with multiple planets.[26] Regularly these systems include a few planets with masses several times greater than Earth's (super-Earths), orbiting closer to their star than Mercury is to the Sun, and sometimes also Jupiter-mass gas giants close to their star. Earth and its neighbor planets may have formed from fragments of planets after collisions with Jupiter destroyed those super-Earths near the Sun. As Jupiter came toward the inner Solar System, in what theorists call the grand tack hypothesis, gravitational tugs and pulls occurred causing a series of collisions between the super-Earths as their orbits began to overlap.[27] Researchers from Lund University found that Jupiter's migration went on for around 700,000 years, in a period approximately 2–3 million years after the celestial body started its life as an ice asteroid far from the sun. The journey inwards in the solar system followed a spiraling course in which Jupiter continued to circle around the sun, albeit in an increasingly tight path. The reason behind the actual migration relates to gravitational forces from the surrounding gases in the solar system.[28] Jupiter moving out of the inner Solar System would have allowed the formation of inner planets, including Earth.[29]
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However, the formation timescales of terrestrial planets resulting from the grand tack hypothesis appear inconsistent with the measured terrestrial composition.[30]
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Moreover, the likelihood that the grand tack actually occurred in the solar nebula is quite low.[31]
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Jupiter is composed primarily of gaseous and liquid matter. It is the largest planet in the Solar System. It has a diameter of 142,984 km (88,846 mi) at its equator. The average density of Jupiter, 1.326 g/cm3, is the second highest of the giant planets, but lower than those of the four terrestrial planets.
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Jupiter's upper atmosphere is about 88–92% hydrogen and 8–12% helium by percent volume of gas molecules. A helium atom has about four times as much mass as a hydrogen atom, so the composition changes when described as the proportion of mass contributed by different atoms. Thus, Jupiter's atmosphere is approximately 75% hydrogen and 24% helium by mass, with the remaining one percent of the mass consisting of other elements. The atmosphere contains trace amounts of methane, water vapor, ammonia, and silicon-based compounds. There are also traces of carbon, ethane, hydrogen sulfide, neon, oxygen, phosphine, and sulfur. The outermost layer of the atmosphere contains crystals of frozen ammonia. Through infrared and ultraviolet measurements, trace amounts of benzene and other hydrocarbons have also been found.[32] The interior contains denser materials—by mass it is roughly 71% hydrogen, 24% helium, and 5% other elements.[33][34]
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The atmospheric proportions of hydrogen and helium are close to the theoretical composition of the primordial solar nebula. Neon in the upper atmosphere only consists of 20 parts per million by mass, which is about a tenth as abundant as in the Sun.[35] Helium is also depleted to about 80% of the Sun's helium composition. This depletion is a result of precipitation of these elements into the interior of the planet.[36]
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Based on spectroscopy, Saturn is thought to be similar in composition to Jupiter, but the other giant planets Uranus and Neptune have relatively less hydrogen and helium and relatively more ices and are thus now termed ice giants.[37]
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Jupiter's mass is 2.5 times that of all the other planets in the Solar System combined—this is so massive that its barycenter with the Sun lies above the Sun's surface at 1.068 solar radii from the Sun's center.[38] Jupiter is much larger than Earth and considerably less dense: its volume is that of about 1,321 Earths, but it is only 318 times as massive.[6][39] Jupiter's radius is about 1/10 the radius of the Sun,[40] and its mass is 0.001 times the mass of the Sun, so the densities of the two bodies are similar.[41] A "Jupiter mass" (MJ or MJup) is often used as a unit to describe masses of other objects, particularly extrasolar planets and brown dwarfs. So, for example, the extrasolar planet HD 209458 b has a mass of 0.69 MJ, while Kappa Andromedae b has a mass of 12.8 MJ.[42]
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Theoretical models indicate that if Jupiter had much more mass than it does at present, it would shrink.[43] For small changes in mass, the radius would not change appreciably, and above about 500 M⊕ (1.6 Jupiter masses)[43] the interior would become so much more compressed under the increased pressure that its volume would decrease despite the increasing amount of matter. As a result, Jupiter is thought to have about as large a diameter as a planet of its composition and evolutionary history can achieve.[44] The process of further shrinkage with increasing mass would continue until appreciable stellar ignition was achieved, as in high-mass brown dwarfs having around 50 Jupiter masses.[45]
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Although Jupiter would need to be about 75 times as massive to fuse hydrogen and become a star, the smallest red dwarf is only about 30 percent larger in radius than Jupiter.[46][47] Despite this, Jupiter still radiates more heat than it receives from the Sun; the amount of heat produced inside it is similar to the total solar radiation it receives.[48] This additional heat is generated by the Kelvin–Helmholtz mechanism through contraction. This process causes Jupiter to shrink by about 2 cm each year.[49] When it was first formed, Jupiter was much hotter and was about twice its current diameter.[50]
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Jupiter was expected to either consist of a dense core, a surrounding layer of liquid metallic hydrogen (with some helium) extending outward to about 78% of the radius of the planet,[48] and an outer atmosphere consisting predominantly of molecular hydrogen,[49] or perhaps to have no core at all, consisting instead of denser and denser fluid (predominantly molecular and metallic hydrogen) all the way to the center, depending on whether the planet accreted first as a solid body or collapsed directly from the gaseous protoplanetary disk. However, the Juno mission, which arrived in July 2016,[24] found that Jupiter has a very diffuse core, mixed into the mantle.[51] A possible cause is an impact from a planet of about ten Earth masses a few million years after Jupiter's formation, which would have disrupted an originally solid Jovian core.[52][53][54]
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Above the layer of metallic hydrogen lies a transparent interior atmosphere of hydrogen. At this depth, the pressure and temperature are above hydrogen's critical pressure of 1.2858 MPa and critical temperature of only 32.938 K.[55] In this state, there are no distinct liquid and gas phases—hydrogen is said to be in a supercritical fluid state. It is convenient to treat hydrogen as gas extending downward from the cloud layer to a depth of about 1,000 km,[48] and as liquid in deeper layers. Physically, there is no clear boundary—the gas smoothly becomes hotter and denser as one descends.[56][57] Rain-like droplets of helium and neon precipitate downward through the lower atmosphere, depleting the abundance of these elements in the upper atmosphere.[36][58] Rainfalls of extraterrestrial diamonds have been suggested to occur, as well as on Saturn[59] and the ice giants Uranus and Neptune.[60]
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The temperature and pressure inside Jupiter increase steadily inward, due to the Kelvin–Helmholtz mechanism. At the pressure level of 10 bars (1 MPa), the temperature is around 340 K (67 °C; 152 °F). At the phase transition region where hydrogen—heated beyond its critical point—becomes metallic, it is calculated the temperature is 10,000 K (9,700 °C; 17,500 °F) and the pressure is 200 GPa. The temperature at the core boundary is estimated to be 36,000 K (35,700 °C; 64,300 °F) and the interior pressure is roughly 3,000–4,500 GPa.[48][These estimates are out of date]
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Prior models of Jupiter's interior suggested a core radius of 0.08 to 0.16 of Jupiter's overall radius. Early results from the Juno mission suggest the core may be larger and more diffuse with a radius from 0.3 to 0.5 of the planetary radius.[61]
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Jupiter has the largest planetary atmosphere in the Solar System, spanning over 5,000 km (3,000 mi) in altitude.[62][63] Because Jupiter has no surface, the base of its atmosphere is usually considered to be the point at which atmospheric pressure is equal to 100 kPa (1.0 bar).
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Jupiter is perpetually covered with clouds composed of ammonia crystals and possibly ammonium hydrosulfide. The clouds are located in the tropopause and are arranged into bands of different latitudes, known as tropical regions. These are sub-divided into lighter-hued zones and darker belts. The interactions of these conflicting circulation patterns cause storms and turbulence. Wind speeds of 100 m/s (360 km/h) are common in zonal jets.[64] The zones have been observed to vary in width, color and intensity from year to year, but they have remained sufficiently stable for scientists to give them identifying designations.[39]
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The cloud layer is only about 50 km (31 mi) deep, and consists of at least two decks of clouds: a thick lower deck and a thin clearer region. There may also be a thin layer of water clouds underlying the ammonia layer. Supporting the idea of water clouds are the flashes of lightning detected in the atmosphere of Jupiter. These electrical discharges can be up to a thousand times as powerful as lightning on Earth.[65] The water clouds are assumed to generate thunderstorms in the same way as terrestrial thunderstorms, driven by the heat rising from the interior.[66]
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The orange and brown coloration in the clouds of Jupiter are caused by upwelling compounds that change color when they are exposed to ultraviolet light from the Sun. The exact makeup remains uncertain, but the substances are thought to be phosphorus, sulfur or possibly hydrocarbons.[48][67] These colorful compounds, known as chromophores, mix with the warmer, lower deck of clouds. The zones are formed when rising convection cells form crystallizing ammonia that masks out these lower clouds from view.[68]
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Jupiter's low axial tilt means that the poles constantly receive less solar radiation than at the planet's equatorial region. Convection within the interior of the planet transports more energy to the poles, balancing out the temperatures at the cloud layer.[39]
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The best known feature of Jupiter is the Great Red Spot,[69] a persistent anticyclonic storm that is larger than Earth, located 22° south of the equator. It is known to have been in existence since at least 1831,[70] and possibly since 1665.[71][72] Images by the Hubble Space Telescope have shown as many as two "red spots" adjacent to the Great Red Spot.[73][74] The storm is large enough to be visible through Earth-based telescopes with an aperture of 12 cm or larger.[75] The oval object rotates counterclockwise, with a period of about six days.[76] The maximum altitude of this storm is about 8 km (5 mi) above the surrounding cloudtops.[77]
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The Great Red Spot is large enough to accommodate Earth within its boundaries.[79] Mathematical models suggest that the storm is stable and may be a permanent feature of the planet.[80] However, it has significantly decreased in size since its discovery. Initial observations in the late 1800s showed it to be approximately 41,000 km (25,500 mi) across. By the time of the Voyager flybys in 1979, the storm had a length of 23,300 km (14,500 mi) and a width of approximately 13,000 km (8,000 mi).[81] Hubble observations in 1995 showed it had decreased in size again to 20,950 km (13,020 mi), and observations in 2009 showed the size to be 17,910 km (11,130 mi). As of 2015[update], the storm was measured at approximately 16,500 by 10,940 km (10,250 by 6,800 mi),[81] and is decreasing in length by about 930 km (580 mi) per year.[79][82]
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Storms such as this are common within the turbulent atmospheres of giant planets. Jupiter also has white ovals and brown ovals, which are lesser unnamed storms. White ovals tend to consist of relatively cool clouds within the upper atmosphere. Brown ovals are warmer and located within the "normal cloud layer". Such storms can last as little as a few hours or stretch on for centuries.
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Even before Voyager proved that the feature was a storm, there was strong evidence that the spot could not be associated with any deeper feature on the planet's surface, as the Spot rotates differentially with respect to the rest of the atmosphere, sometimes faster and sometimes more slowly.
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In 2000, an atmospheric feature formed in the southern hemisphere that is similar in appearance to the Great Red Spot, but smaller. This was created when several smaller, white oval-shaped storms merged to form a single feature—these three smaller white ovals were first observed in 1938. The merged feature was named Oval BA, and has been nicknamed Red Spot Junior. It has since increased in intensity and changed color from white to red.[83][84][85]
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In April 2017, scientists reported the discovery of a "Great Cold Spot" in Jupiter's thermosphere at its north pole that is 24,000 km (15,000 mi) across, 12,000 km (7,500 mi) wide, and 200 °C (360 °F) cooler than surrounding material. The feature was discovered by researchers at the Very Large Telescope in Chile, who then searched archived data from the NASA Infrared Telescope Facility between 1995 and 2000. They found that, while the Spot changes size, shape and intensity over the short term, it has maintained its general position in the atmosphere across more than 15 years of available data. Scientists believe the Spot is a giant vortex similar to the Great Red Spot and also appears to be quasi-stable like the vortices in Earth's thermosphere. Interactions between charged particles generated from Io and the planet's strong magnetic field likely resulted in redistribution of heat flow, forming the Spot.[86][87][88][89]
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Jupiter's magnetic field is fourteen times as strong as that of Earth, ranging from 4.2 gauss (0.42 mT) at the equator to 10–14 gauss (1.0–1.4 mT) at the poles, making it the strongest in the Solar System (except for sunspots).[68] This field is thought to be generated by eddy currents—swirling movements of conducting materials—within the liquid metallic hydrogen core. The volcanoes on the moon Io emit large amounts of sulfur dioxide forming a gas torus along the moon's orbit. The gas is ionized in the magnetosphere producing sulfur and oxygen ions. They, together with hydrogen ions originating from the atmosphere of Jupiter, form a plasma sheet in Jupiter's equatorial plane. The plasma in the sheet co-rotates with the planet causing deformation of the dipole magnetic field into that of magnetodisk. Electrons within the plasma sheet generate a strong radio signature that produces bursts in the range of 0.6–30 MHz.[90]
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At about 75 Jupiter radii from the planet, the interaction of the magnetosphere with the solar wind generates a bow shock. Surrounding Jupiter's magnetosphere is a magnetopause, located at the inner edge of a magnetosheath—a region between it and the bow shock. The solar wind interacts with these regions, elongating the magnetosphere on Jupiter's lee side and extending it outward until it nearly reaches the orbit of Saturn. The four largest moons of Jupiter all orbit within the magnetosphere, which protects them from the solar wind.[48]
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The magnetosphere of Jupiter is responsible for intense episodes of radio emission from the planet's polar regions. Volcanic activity on Jupiter's moon Io (see below) injects gas into Jupiter's magnetosphere, producing a torus of particles about the planet. As Io moves through this torus, the interaction generates Alfvén waves that carry ionized matter into the polar regions of Jupiter. As a result, radio waves are generated through a cyclotron maser mechanism, and the energy is transmitted out along a cone-shaped surface. When Earth intersects this cone, the radio emissions from Jupiter can exceed the solar radio output.[91]
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Jupiter is the only planet whose barycenter with the Sun lies outside the volume of the Sun, though by only 7% of the Sun's radius.[92] The average distance between Jupiter and the Sun is 778 million km (about 5.2 times the average distance between Earth and the Sun, or 5.2 AU) and it completes an orbit every 11.86 years. This is approximately two-fifths the orbital period of Saturn, forming a near orbital resonance between the two largest planets in the Solar System.[93] The elliptical orbit of Jupiter is inclined 1.31° compared to Earth. Because the eccentricity of its orbit is 0.048, Jupiter's distance from the Sun varies by 75 million km between its nearest approach (perihelion) and furthest distance (aphelion).
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The axial tilt of Jupiter is relatively small: only 3.13°. As a result, it does not experience significant seasonal changes, in contrast to, for example, Earth and Mars.[94]
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Jupiter's rotation is the fastest of all the Solar System's planets, completing a rotation on its axis in slightly less than ten hours; this creates an equatorial bulge easily seen through an Earth-based amateur telescope. The planet is shaped as an oblate spheroid, meaning that the diameter across its equator is longer than the diameter measured between its poles. On Jupiter, the equatorial diameter is 9,275 km (5,763 mi) longer than the diameter measured through the poles.[57]
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Because Jupiter is not a solid body, its upper atmosphere undergoes differential rotation. The rotation of Jupiter's polar atmosphere is about 5 minutes longer than that of the equatorial atmosphere; three systems are used as frames of reference, particularly when graphing the motion of atmospheric features. System I applies from the latitudes 10° N to 10° S; its period is the planet's shortest, at 9h 50m 30.0s. System II applies at all latitudes north and south of these; its period is 9h 55m 40.6s. System III was first defined by radio astronomers, and corresponds to the rotation of the planet's magnetosphere; its period is Jupiter's official rotation.[95]
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Jupiter is usually the fourth brightest object in the sky (after the Sun, the Moon and Venus);[68] at times Mars is brighter than Jupiter. Depending on Jupiter's position with respect to the Earth, it can vary in visual magnitude from as bright as −2.94[13] at opposition down to[13] −1.66 during conjunction with the Sun. The mean apparent magnitude is −2.20 with a standard deviation of 0.33.[13] The angular diameter of Jupiter likewise varies from 50.1 to 29.8 arc seconds.[6] Favorable oppositions occur when Jupiter is passing through perihelion, an event that occurs once per orbit.
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Earth overtakes Jupiter every 398.9 days as it orbits the Sun, a duration called the synodic period. As it does so, Jupiter appears to undergo retrograde motion with respect to the background stars. That is, for a period Jupiter seems to move backward in the night sky, performing a looping motion.
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Because the orbit of Jupiter is outside that of Earth, the phase angle of Jupiter as viewed from Earth never exceeds 11.5°: Jupiter always appears nearly fully illuminated when viewed through Earth-based telescopes. It was only during spacecraft missions to Jupiter that crescent views of the planet were obtained.[96] A small telescope will usually show Jupiter's four Galilean moons and the prominent cloud belts across Jupiter's atmosphere.[97] A large telescope will show Jupiter's Great Red Spot when it faces Earth.
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The planet Jupiter has been known since ancient times. It is visible to the naked eye in the night sky and can occasionally be seen in the daytime when the Sun is low.[98] To the Babylonians, this object represented their god Marduk. They used Jupiter's roughly 12-year orbit along the ecliptic to define the constellations of their zodiac.[39][99]
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The Romans called it "the star of Jupiter" (Iuppiter Stella), as they believed it to be sacred to the principal god of Roman mythology, whose name comes from the Proto-Indo-European vocative compound *Dyēu-pəter (nominative: *Dyēus-pətēr, meaning "Father Sky-God", or "Father Day-God").[100] In turn, Jupiter was the counterpart to the mythical Greek Zeus (Ζεύς), also referred to as Dias (Δίας), the planetary name of which is retained in modern Greek.[101] The ancient Greeks knew the planet as Phaethon, meaning "shining one" or "blazing star."[102][103] As supreme god of the Roman pantheon, Jupiter was the god of thunder, lightning and storms, and appropriately called the god of light and sky.
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The astronomical symbol for the planet, , is a stylized representation of the god's lightning bolt. The original Greek deity Zeus supplies the root zeno-, used to form some Jupiter-related words, such as zenographic.[d]
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Jovian is the adjectival form of Jupiter. The older adjectival form jovial, employed by astrologers in the Middle Ages, has come to mean "happy" or "merry", moods ascribed to Jupiter's astrological influence.[104]
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The Chinese, Vietnamese, Koreans and Japanese called it the "wood star" (Chinese: 木星; pinyin: mùxīng), based on the Chinese Five Elements.[105][106][107] Chinese Taoism personified it as the Fu star. The Greeks called it Φαέθων (Phaethon, meaning "blazing").
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In Vedic astrology, Hindu astrologers named the planet after Brihaspati, the religious teacher of the gods, and often called it "Guru", which literally means the "Heavy One".[108]
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In Germanic mythology, Jupiter is equated to Thor, whence the English name Thursday for the Roman dies Jovis.[109]
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In Central Asian Turkic myths, Jupiter is called Erendiz or Erentüz, from eren (of uncertain meaning) and yultuz ("star"). There are many theories about the meaning of eren. These peoples calculated the period of the orbit of Jupiter as 11 years and 300 days. They believed that some social and natural events connected to Erentüz's movements on the sky.[110]
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The observation of Jupiter dates back to at least the Babylonian astronomers of the 7th or 8th century BC.[111] The ancient Chinese also observed the orbit of Suìxīng (歲星) and established their cycle of 12 earthly branches based on its approximate number of years; the Chinese language still uses its name (simplified as 岁) when referring to years of age. By the 4th century BC, these observations had developed into the Chinese zodiac,[112] with each year associated with a Tai Sui star and god controlling the region of the heavens opposite Jupiter's position in the night sky; these beliefs survive in some Taoist religious practices and in the East Asian zodiac's twelve animals, now often popularly assumed to be related to the arrival of the animals before Buddha. The Chinese historian Xi Zezong has claimed that Gan De, an ancient Chinese astronomer, discovered one of Jupiter's moons in 362 BC with the unaided eye. If accurate, this would predate Galileo's discovery by nearly two millennia.[113][114] In his 2nd century work the Almagest, the Hellenistic astronomer Claudius Ptolemaeus constructed a geocentric planetary model based on deferents and epicycles to explain Jupiter's motion relative to Earth, giving its orbital period around Earth as 4332.38 days, or 11.86 years.[115]
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In 1610, Italian polymath Galileo Galilei discovered the four largest moons of Jupiter (now known as the Galilean moons) using a telescope; thought to be the first telescopic observation of moons other than Earth's. One day after Galileo, Simon Marius independently discovered moons around Jupiter, though he did not publish his discovery in a book until 1614.[116] It was Marius's names for the four major moons, however, that stuck—Io, Europa, Ganymede and Callisto. These findings were also the first discovery of celestial motion not apparently centered on Earth. The discovery was a major point in favor of Copernicus' heliocentric theory of the motions of the planets; Galileo's outspoken support of the Copernican theory placed him under the threat of the Inquisition.[117]
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During the 1660s, Giovanni Cassini used a new telescope to discover spots and colorful bands on Jupiter and observed that the planet appeared oblate; that is, flattened at the poles. He was also able to estimate the rotation period of the planet.[118] In 1690 Cassini noticed that the atmosphere undergoes differential rotation.[48]
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The Great Red Spot, a prominent oval-shaped feature in the southern hemisphere of Jupiter, may have been observed as early as 1664 by Robert Hooke and in 1665 by Cassini, although this is disputed. The pharmacist Heinrich Schwabe produced the earliest known drawing to show details of the Great Red Spot in 1831.[119]
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The Red Spot was reportedly lost from sight on several occasions between 1665 and 1708 before becoming quite conspicuous in 1878. It was recorded as fading again in 1883 and at the start of the 20th century.[120]
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Both Giovanni Borelli and Cassini made careful tables of the motions of Jupiter's moons, allowing predictions of the times when the moons would pass before or behind the planet. By the 1670s, it was observed that when Jupiter was on the opposite side of the Sun from Earth, these events would occur about 17 minutes later than expected. Ole Rømer deduced that light does not travel instantaneously (a conclusion that Cassini had earlier rejected),[34] and this timing discrepancy was used to estimate the speed of light.[121]
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In 1892, E. E. Barnard observed a fifth satellite of Jupiter with the 36-inch (910 mm) refractor at Lick Observatory in California. The discovery of this relatively small object, a testament to his keen eyesight, quickly made him famous. This moon was later named Amalthea.[122] It was the last planetary moon to be discovered directly by visual observation.[123]
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In 1932, Rupert Wildt identified absorption bands of ammonia and methane in the spectra of Jupiter.[124]
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Three long-lived anticyclonic features termed white ovals were observed in 1938. For several decades they remained as separate features in the atmosphere, sometimes approaching each other but never merging. Finally, two of the ovals merged in 1998, then absorbed the third in 2000, becoming Oval BA.[125]
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In 1955, Bernard Burke and Kenneth Franklin detected bursts of radio signals coming from Jupiter at 22.2 MHz.[48] The period of these bursts matched the rotation of the planet, and they were also able to use this information to refine the rotation rate. Radio bursts from Jupiter were found to come in two forms: long bursts (or L-bursts) lasting up to several seconds, and short bursts (or S-bursts) that had a duration of less than a hundredth of a second.[126]
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Scientists discovered that there were three forms of radio signals transmitted from Jupiter.
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Since 1973, a number of automated spacecraft have visited Jupiter, most notably the Pioneer 10 space probe, the first spacecraft to get close enough to Jupiter to send back revelations about the properties and phenomena of the Solar System's largest planet.[129][130] Flights to other planets within the Solar System are accomplished at a cost in energy, which is described by the net change in velocity of the spacecraft, or delta-v. Entering a Hohmann transfer orbit from Earth to Jupiter from low Earth orbit requires a delta-v of 6.3 km/s[131] which is comparable to the 9.7 km/s delta-v needed to reach low Earth orbit.[132] Gravity assists through planetary flybys can be used to reduce the energy required to reach Jupiter, albeit at the cost of a significantly longer flight duration.[133]
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Beginning in 1973, several spacecraft have performed planetary flyby maneuvers that brought them within observation range of Jupiter. The Pioneer missions obtained the first close-up images of Jupiter's atmosphere and several of its moons. They discovered that the radiation fields near the planet were much stronger than expected, but both spacecraft managed to survive in that environment. The trajectories of these spacecraft were used to refine the mass estimates of the Jovian system. Radio occultations by the planet resulted in better measurements of Jupiter's diameter and the amount of polar flattening.[39][135]
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Six years later, the Voyager missions vastly improved the understanding of the Galilean moons and discovered Jupiter's rings. They also confirmed that the Great Red Spot was anticyclonic. Comparison of images showed that the Red Spot had changed hue since the Pioneer missions, turning from orange to dark brown. A torus of ionized atoms was discovered along Io's orbital path, and volcanoes were found on the moon's surface, some in the process of erupting. As the spacecraft passed behind the planet, it observed flashes of lightning in the night side atmosphere.[39][136]
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The next mission to encounter Jupiter was the Ulysses solar probe. It performed a flyby maneuver to attain a polar orbit around the Sun. During this pass, the spacecraft conducted studies on Jupiter's magnetosphere. Ulysses has no cameras so no images were taken. A second flyby six years later was at a much greater distance.[134]
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In 2000, the Cassini probe flew by Jupiter on its way to Saturn, and provided some of the highest-resolution images ever made of the planet.[137]
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The New Horizons probe flew by Jupiter for a gravity assist en route to Pluto. Its closest approach was on February 28, 2007.[138] The probe's cameras measured plasma output from volcanoes on Io and studied all four Galilean moons in detail, as well as making long-distance observations of the outer moons Himalia and Elara.[139] Imaging of the Jovian system began September 4, 2006.[140][141]
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The first spacecraft to orbit Jupiter was the Galileo probe, which entered orbit on December 7, 1995.[44] It orbited the planet for over seven years, conducting multiple flybys of all the Galilean moons and Amalthea. The spacecraft also witnessed the impact of Comet Shoemaker–Levy 9 as it approached Jupiter in 1994, giving a unique vantage point for the event. Its originally designed capacity was limited by the failed deployment of its high-gain radio antenna, although extensive information was still gained about the Jovian system from Galileo.[142]
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A 340-kilogram titanium atmospheric probe was released from the spacecraft in July 1995, entering Jupiter's atmosphere on December 7.[44] It parachuted through 150 km (93 mi) of the atmosphere at a speed of about 2,575 km/h (1600 mph)[44] and collected data for 57.6 minutes before the signal was lost at a pressure of about 23 atmospheres at a temperature of 153 °C.[143] It melted thereafter, and possibly vaporized. The Galileo orbiter itself experienced a more rapid version of the same fate when it was deliberately steered into the planet on September 21, 2003 at a speed of over 50 km/s to avoid any possibility of it crashing into and possibly contaminating Europa, a moon which has been hypothesized to have the possibility of harboring life.[142]
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Data from this mission revealed that hydrogen composes up to 90% of Jupiter's atmosphere.[44] The recorded temperature was more than 300 °C (>570 °F) and the windspeed measured more than 644 km/h (>400 mph) before the probes vapourised.[44]
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NASA's Juno mission arrived at Jupiter on July 4, 2016 and was expected to complete thirty-seven orbits over the next twenty months.[24] The mission plan called for Juno to study the planet in detail from a polar orbit.[144] On August 27, 2016, the spacecraft completed its first fly-by of Jupiter and sent back the first ever images of Jupiter's north pole.[145]
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The next planned mission to the Jovian system will be the European Space Agency's Jupiter Icy Moon Explorer (JUICE), due to launch in 2022,[146] followed by NASA's Europa Clipper mission in 2023.[e]
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There has been great interest in studying the icy moons in detail because of the possibility of subsurface liquid oceans on Jupiter's moons Europa, Ganymede, and Callisto. Funding difficulties have delayed progress. NASA's JIMO (Jupiter Icy Moons Orbiter) was cancelled in 2005.[152] A subsequent proposal was developed for a joint NASA/ESA mission called EJSM/Laplace, with a provisional launch date around 2020. EJSM/Laplace would have consisted of the NASA-led Jupiter Europa Orbiter and the ESA-led Jupiter Ganymede Orbiter.[153] However, ESA had formally ended the partnership by April 2011, citing budget issues at NASA and the consequences on the mission timetable. Instead, ESA planned to go ahead with a European-only mission to compete in its L1 Cosmic Vision selection.[154]
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Jupiter has 79 known natural satellites.[5][155] Of these, 63 are less than 10 kilometres in diameter and have only been discovered since 1975. The four largest moons, visible from Earth with binoculars on a clear night, known as the "Galilean moons", are Io, Europa, Ganymede, and Callisto.
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The moons discovered by Galileo—Io, Europa, Ganymede, and Callisto—are among the largest satellites in the Solar System. The orbits of three of them (Io, Europa, and Ganymede) form a pattern known as a Laplace resonance; for every four orbits that Io makes around Jupiter, Europa makes exactly two orbits and Ganymede makes exactly one. This resonance causes the gravitational effects of the three large moons to distort their orbits into elliptical shapes, because each moon receives an extra tug from its neighbors at the same point in every orbit it makes. The tidal force from Jupiter, on the other hand, works to circularize their orbits.[156]
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The eccentricity of their orbits causes regular flexing of the three moons' shapes, with Jupiter's gravity stretching them out as they approach it and allowing them to spring back to more spherical shapes as they swing away. This tidal flexing heats the moons' interiors by friction. This is seen most dramatically in the extraordinary volcanic activity of innermost Io (which is subject to the strongest tidal forces), and to a lesser degree in the geological youth of Europa's surface (indicating recent resurfacing of the moon's exterior).
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Before the discoveries of the Voyager missions, Jupiter's moons were arranged neatly into four groups of four, based on commonality of their orbital elements. Since then, the large number of new small outer moons has complicated this picture. There are now thought to be six main groups, although some are more distinct than others.
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A basic sub-division is a grouping of the eight inner regular moons, which have nearly circular orbits near the plane of Jupiter's equator and are thought to have formed with Jupiter. The remainder of the moons consist of an unknown number of small irregular moons with elliptical and inclined orbits, which are thought to be captured asteroids or fragments of captured asteroids. Irregular moons that belong to a group share similar orbital elements and thus may have a common origin, perhaps as a larger moon or captured body that broke up.[157][158]
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Jupiter has a faint planetary ring system composed of three main segments: an inner torus of particles known as the halo, a relatively bright main ring, and an outer gossamer ring.[160] These rings appear to be made of dust, rather than ice as with Saturn's rings.[48] The main ring is probably made of material ejected from the satellites Adrastea and Metis. Material that would normally fall back to the moon is pulled into Jupiter because of its strong gravitational influence. The orbit of the material veers towards Jupiter and new material is added by additional impacts.[161] In a similar way, the moons Thebe and Amalthea probably produce the two distinct components of the dusty gossamer ring.[161] There is also evidence of a rocky ring strung along Amalthea's orbit which may consist of collisional debris from that moon.[162]
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Along with the Sun, the gravitational influence of Jupiter has helped shape the Solar System. The orbits of most of the system's planets lie closer to Jupiter's orbital plane than the Sun's equatorial plane (Mercury is the only planet that is closer to the Sun's equator in orbital tilt), the Kirkwood gaps in the asteroid belt are mostly caused by Jupiter, and the planet may have been responsible for the Late Heavy Bombardment of the inner Solar System's history.[163]
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Along with its moons, Jupiter's gravitational field controls numerous asteroids that have settled into the regions of the Lagrangian points preceding and following Jupiter in its orbit around the Sun. These are known as the Trojan asteroids, and are divided into Greek and Trojan "camps" to commemorate the Iliad. The first of these, 588 Achilles, was discovered by Max Wolf in 1906; since then more than two thousand have been discovered.[164] The largest is 624 Hektor.
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Most short-period comets belong to the Jupiter family—defined as comets with semi-major axes smaller than Jupiter's. Jupiter family comets are thought to form in the Kuiper belt outside the orbit of Neptune. During close encounters with Jupiter their orbits are perturbed into a smaller period and then circularized by regular gravitational interaction with the Sun and Jupiter.[165]
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Due to the magnitude of Jupiter's mass, the center of gravity between it and the Sun lies just above the Sun's surface.[166] Jupiter is the only body in the Solar System for which this is true.
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Jupiter has been called the Solar System's vacuum cleaner,[168] because of its immense gravity well and location near the inner Solar System. It receives the most frequent comet impacts of the Solar System's planets.[169] It was thought that the planet served to partially shield the inner system from cometary bombardment.[44] However, recent computer simulations suggest that Jupiter does not cause a net decrease in the number of comets that pass through the inner Solar System, as its gravity perturbs their orbits inward roughly as often as it accretes or ejects them.[170] This topic remains controversial among scientists, as some think it draws comets towards Earth from the Kuiper belt while others think that Jupiter protects Earth from the alleged Oort cloud.[171] Jupiter experiences about 200 times more asteroid and comet impacts than Earth.[44]
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A 1997 survey of early astronomical records and drawings suggested that a certain dark surface feature discovered by astronomer Giovanni Cassini in 1690 may have been an impact scar. The survey initially produced eight more candidate sites as potential impact observations that he and others had recorded between 1664 and 1839. It was later determined, however, that these candidate sites had little or no possibility of being the results of the proposed impacts.[172]
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More recent discoveries include the following:
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Solar System → Local Interstellar Cloud → Local Bubble → Gould Belt → Orion Arm → Milky Way → Milky Way subgroup → Local Group → Local Sheet → Virgo Supercluster → Laniakea Supercluster → Observable universe → UniverseEach arrow (→) may be read as "within" or "part of".
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Mars is a planet in the Solar System.
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Mars also commonly refers to:
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Mars may also refer to:
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