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Illegitimate:
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Henry IV (French: Henri IV; 13 December 1553 – 14 May 1610), also known by the epithet Good King Henry or Henry the Great, was King of Navarre (as Henry III) from 1572 and King of France from 1589 to 1610. He was the first monarch of France from the House of Bourbon, a cadet branch of the Capetian dynasty. He was assassinated in 1610 by François Ravaillac, a fanatical Catholic, and was succeeded by his son Louis XIII.[1]
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The son of Antoine de Bourbon, Duke of Vendôme and Jeanne d'Albret, the Queen of Navarre, Henry was baptised as a Catholic but raised in the Protestant faith by his mother. He inherited the throne of Navarre in 1572 on his mother's death. As a Huguenot, Henry was involved in the French Wars of Religion, barely escaping assassination in the St. Bartholomew's Day massacre. He later led Protestant forces against the royal army.[2]
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He and his predecessor Henry III of France were direct descendants of Saint-King Louis IX. Henry III belonged to the House of Valois, descended from Philip III of France, elder son of Saint Louis; Henry IV belonged to the House of Bourbon, descended from Robert, Count of Clermont, younger son of Saint Louis. As Head of the House of Bourbon, Henry was "first prince of the blood". Upon the death of his brother-in-law and distant cousin Henry III in 1589, Henry was called to the French succession by the Salic law.
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He initially kept the Protestant faith (the only French king to do so) and had to fight against the Catholic League, which denied that he could wear France's crown as a Protestant. To obtain mastery over his kingdom, after four years of stalemate, he found it prudent to abjure the Calvinist faith. As a pragmatic politician (in the parlance of the time, a politique), he displayed an unusual religious tolerance for the era. Notably, he promulgated the Edict of Nantes (1598), which guaranteed religious liberties to Protestants, thereby effectively ending the Wars of Religion.
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Considered a usurper by some Catholics and a traitor by some Protestants, Henry became target of at least 12 assassination attempts.[3] An unpopular king among his contemporaries, Henry gained more status after his death.[4] He was admired for his repeated victories over his enemies and his conversion to Catholicism. The "Good King Henry" (le bon roi Henri) was remembered for his geniality and his great concern about the welfare of his subjects.[2] An active ruler, he worked to regularise state finance, promote agriculture, eliminate corruption and encourage education. During his reign,[5] the French colonization of the Americas truly began with the foundation of the colonies of Acadia and Canada at Port-Royal and Quebec, respectively. He was celebrated in the popular song "Vive le roi Henri" (which later became an anthem for the French monarchy during the reigns of his successors) and in Voltaire's Henriade.
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Henry de Bourbon was born in Pau, the capital of the joint Kingdom of Navarre with the sovereign principality of Béarn.[6] His parents were Queen Joan III of Navarre (Jeanne d'Albret) and her consort, Antoine de Bourbon, Duke of Vendôme, King of Navarre.[7] Although baptised as a Catholic, Henry was raised as a Protestant by his mother,[8] who had declared Calvinism the religion of Navarre. As a teenager, Henry joined the Huguenot forces in the French Wars of Religion. On 9 June 1572, upon his mother's death, the 19-year-old became King of Navarre.[9]
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At Queen Joan's death, it was arranged for Henry to marry Margaret of Valois, daughter of Henry II of France and Catherine de' Medici. The wedding took place in Paris on 18 August 1572[10] on the parvis of Notre Dame Cathedral.
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On 24 August, the St. Bartholomew's Day massacre began in Paris. Several thousand Protestants who had come to Paris for Henry's wedding were killed, as well as thousands more throughout the country in the days that followed. Henry narrowly escaped death thanks to the help of his wife and his promise to convert to Catholicism. He was forced to live at the court of France, but he escaped in early 1576. On 5 February of that year, he formally abjured Catholicism at Tours and rejoined the Protestant forces in the military conflict.[9] He named his 16-year-old sister, Catherine de Bourbon, regent of Béarn. Catherine held the regency for nearly thirty years.
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Henry became heir presumptive to the French throne in 1584 upon the death of Francis, Duke of Anjou, brother and heir to the Catholic Henry III, who had succeeded Charles IX in 1574. Given that Henry of Navarre was the next senior agnatic descendant of King Louis IX, King Henry III had no choice but to recognise him as the legitimate successor.[11] Salic law barred the king's sisters and all others who could claim descent through only the female line from inheriting. Since Henry of Navarre was a Huguenot, the issue was not considered settled in many quarters of the country, and France was plunged into a phase of the Wars of Religion known as the War of the Three Henries. Henry III and Henry of Navarre were two of these Henries. The third was Henry I, Duke of Guise, who pushed for complete suppression of the Huguenots and had much support among Catholic loyalists. Political disagreements among the parties set off a series of campaigns and counter-campaigns that culminated in the Battle of Coutras.[12]
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In December 1588, Henry III had Henry I of Guise murdered,[13] along with his brother, Louis, Cardinal de Guise.[14] Henry III thought the removal of the brothers would finally restore his authority. However, the populace was horrified and rose against him. The title of the king was no longer recognized in several cities; his power was limited to Blois, Tours, and the surrounding districts. In the general chaos, Henry III relied on King Henry of Navarre and his Huguenots.
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The two kings were united by a common interest—to win France from the Catholic League. Henry III acknowledged the King of Navarre as a true subject and Frenchman, not a fanatic Huguenot aiming for the destruction of Catholics. Catholic royalist nobles also rallied to the king's standard. With this combined force, the two kings marched to Paris. The morale of the city was low, and even the Spanish ambassador believed the city could not hold out longer than a fortnight. But Henry III was assassinated shortly thereafter, on 2 August 1589, by a fanatical monk.[15]
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When Henry III died, Henry of Navarre nominally became king of France. The Catholic League, however, strengthened by support from outside the country—especially from Spain—was strong enough to prevent a universal recognition of his new title. The Pope excommunicated Henry and declared him devoid of any right to inherit the crown.[16] Most of the Catholic nobles who had joined Henry III for the siege of Paris also refused to recognize the claim of Henry of Navarre, and abandoned him. He set about winning his kingdom by military conquest, aided by English money and German troops. Henry's Catholic uncle Charles, Cardinal de Bourbon was proclaimed king by the League, but the Cardinal was Henry's prisoner at the time.[17] Henry was victorious at the Battle of Arques and the Battle of Ivry, but failed to take Paris after besieging it in 1590.[18]
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When Cardinal de Bourbon died in 1590, the League could not agree on a new candidate. While some supported various Guise candidates, the strongest candidate was probably the Infanta Isabella Clara Eugenia of Spain, the daughter of Philip II of Spain, whose mother Elisabeth had been the eldest daughter of Henry II of France.[19] In the religious fervor of the time, the Infanta was recognized to be a suitable candidate, provided that she marry a suitable husband. The French overwhelmingly rejected Philip's first choice, Archduke Ernest of Austria, the Emperor's brother, also a member of the House of Habsburg. In case of such opposition, Philip indicated that princes of the House of Lorraine would be acceptable to him: the Duke of Guise; a son of the Duke of Lorraine; and the son of the Duke of Mayenne. The Spanish ambassadors selected the Duke of Guise, to the joy of the League. However, at that moment of seeming victory, the envy of the Duke of Mayenne was aroused, and he blocked the proposed election of a king.
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The Parlement of Paris also upheld the Salic law. They argued that if the French accepted natural hereditary succession, as proposed by the Spaniards, and accepted a woman as their queen, then the ancient claims of the English kings would be confirmed, and the monarchy of centuries past would be nothing but an illegality.[20] The Parlement admonished Mayenne, as Lieutenant-General, that the Kings of France had resisted the interference of the Pope in political matters, and that he should not raise a foreign prince or princess to the throne of France under the pretext of religion. Mayenne was angered that he had not been consulted prior to this admonishment, but yielded, since their aim was not contrary to his present views.
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Despite these setbacks for the League, Henry remained unable to take control of Paris.
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On 25 July 1593, with the encouragement of his great love, Gabrielle d'Estrées, Henry permanently renounced Protestantism and converted to Catholicism — in order to secure his hold on the French crown, thereby earning the resentment of the Huguenots and his former ally Queen Elizabeth I of England. He was said to have declared that Paris vaut bien une messe ("Paris is well worth a mass"),[21][22][23] although there is some doubt whether he said this, or whether the statement was attributed to him by his contemporaries.[24][25] His acceptance of Catholicism secured the allegiance of the vast majority of his subjects.
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Since Reims, traditional coronation place of French kings, was still occupied by the Catholic League, Henry was crowned King of France at the Cathedral of Chartres on 27 February 1594.[26] Pope Clement VIII lifted excommunication from Henry on 17 September 1595.[27] He did not forget his former Calvinist coreligionists, however and was known for his religious tolerance. In 1598 he issued the Edict of Nantes, which granted circumscribed toleration to the Huguenots.[28]
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Henry's first marriage was not a happy one, and the couple remained childless. Henry and Margaret separated even before Henry acceded to the throne in August 1589; Margaret retired to the Château d'Usson in the Auvergne and lived there for many years. After Henry became king of France, it was of the utmost importance that he provide an heir to the crown to avoid the problem of a disputed succession.
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Henry favoured the idea of obtaining an annulment of his marriage to Margaret and taking his mistress Gabrielle d'Estrées as his bride; after all, she had already borne him three children. Henry's councillors strongly opposed this idea, but the matter was resolved unexpectedly by Gabrielle's sudden death in the early hours of 10 April 1599, after she had given birth to a premature and stillborn son. His marriage to Margaret was annulled in 1599, and Henry married Marie de' Medici, daughter of Francesco I de' Medici, Grand Duke of Tuscany, and Archduchess Joanna of Austria, in 1600.[29]
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For the royal entry of Marie into Avignon on 19 November 1600, the citizens bestowed on Henry the title of the Hercule Gaulois ("Gallic Hercules"), justifying the extravagant flattery with a genealogy that traced the origin of the House of Navarre to a nephew of Hercules' son Hispalus.[30]
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During his reign, Henry IV worked through his faithful right-hand man, the minister Maximilien de Béthune, Duke of Sully, to regularize state finance, promote agriculture, drain swamps, undertake public works, and encourage education. He established the Collège Royal Henri-le-Grand in La Flèche (today the Prytanée Militaire de la Flèche). He and Sully protected forests from further devastation, built a system of tree-lined highways, and constructed bridges and canals. He had a 1200-metre canal built in the park at the Château Fontainebleau (which may be fished today) and ordered the planting of pines, elms, and fruit trees.
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The King restored Paris as a great city, with the Pont Neuf, which still stands today, constructed over the river Seine to connect the Right and Left Banks of the city. Henry IV also had the Place Royale built (since 1800 known as Place des Vosges), and added the Grande Galerie to the Louvre Palace. More than 400 metres long and thirty-five metres wide, this huge addition was built along the bank of the Seine River. At the time it was the longest edifice of its kind in the world. King Henry IV, a promoter of the arts by all classes of people, invited hundreds of artists and craftsmen to live and work on the building's lower floors. This tradition continued for another two hundred years, until Emperor Napoleon I banned it. The art and architecture of his reign have become known as the "Henry IV style" since that time.
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King Henry's vision extended beyond France, and he financed several expeditions of Pierre Dugua, Sieur de Monts and Samuel de Champlain[2] to North America. France laid claim to New France (now Canada).[31]
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During the reign of Henry IV, rivalry continued among France, the Habsburg rulers of Spain, and the Holy Roman Empire for the mastery of Western Europe. The conflict was not resolved until after the Thirty Years' War.
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During Henry's struggle for the crown, Spain had been the principal backer of the Catholic League, and it tried to thwart Henry. Under the Duke of Parma, an army from the Spanish Netherlands intervened in 1590 against Henry and foiled his siege of Paris. Another Spanish army helped the nobles opposing Henry to win the Battle of Craon against his troops in 1592.
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After Henry's coronation, the war continued because there was an official tug-of-war between the French and Spanish states, but after victory at the Siege of Amiens in September 1597 the Peace of Vervins was signed in 1598. This enabled him to turn his attention to Savoy, with which he also had been fighting. Their conflicts were settled in the Treaty of Lyon of 1601, which mandated territorial exchanges between France and the Duchy of Savoy.
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In 1609 Henry's intervention helped to settle the War of the Jülich Succession through diplomatic means.
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It was widely believed that in 1610 Henry was preparing to go to war against the Holy Roman Empire. The preparations were terminated by his assassination, however, and the subsequent rapprochement with Spain under the regency of Marie de' Medici.
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Even before Henry's accession to the French throne, the French Huguenots were in contact with Aragonese Moriscos in plans against the Habsburg government of Spain in the 1570s.[33] Around 1575, plans were made for a combined attack of Aragonese Moriscos and Huguenots from Béarn under Henry against Spanish Aragon, in agreement with the king of Algiers and the Ottoman Empire, but this project floundered with the arrival of John of Austria in Aragon and the disarmament of the Moriscos.[34][35] In 1576, a three-pronged fleet from Constantinople was planned to disembark between Murcia and Valencia while the French Huguenots would invade from the north and the Moriscos accomplish their uprising, but the Ottoman fleet failed to arrive.[34]
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After his crowning, Henry continued the policy of a Franco-Ottoman alliance and received an embassy from Sultan Mehmed III in 1601.[36][37] In 1604, a "Peace Treaty and Capitulation" was signed between Henry IV and the Ottoman Sultan Ahmet I. It granted numerous advantages to France in the Ottoman Empire.[37]
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In 1606–07, Henry IV sent Arnoult de Lisle as Ambassador to Morocco to obtain the observance of past friendship treaties. An embassy was sent to Tunisia in 1608 led by François Savary de Brèves.[38]
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During the reign of Henry IV, various enterprises were set up to develop trade with faraway lands. In December 1600, a company was formed through the association of Saint-Malo, Laval, and Vitré to trade with the Moluccas and Japan.[39] Two ships, the Croissant and the Corbin, were sent around the Cape of Good Hope in May 1601. The Corbin was wrecked in the Maldives, leading to the adventure of François Pyrard de Laval, who managed to return to France in 1611.[39][40] The Croissant, carrying François Martin de Vitré, reached Ceylon and traded with Aceh in Sumatra, but was captured by the Dutch on the return leg at Cape Finisterre.[39][40] François Martin de Vitré was the first Frenchman to write an account of travels to the Far East in 1604, at the request of Henry IV, and from that time numerous accounts on Asia would be published.[41]
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From 1604 to 1609, following the return of François Martin de Vitré, Henry developed a strong enthusiasm for travel to Asia and attempted to set up a French East India Company on the model of England and the Netherlands.[40][41][42] On 1 June 1604, he issued letters patent to Dieppe merchants to form the Dieppe Company, giving them exclusive rights to Asian trade for 15 years. No ships were sent, however, until 1616.[39] In 1609, another adventurer, Pierre-Olivier Malherbe, returned from a circumnavigation of the globe and informed Henry of his adventures.[41] He had visited China and India, and had an encounter with Akbar.[41]
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Henry IV proved to be a man of vision and courage.[citation needed] Instead of waging costly wars to suppress opposing nobles, Henry simply paid them off. As king, he adopted policies and undertook projects to improve the lives of all subjects, which made him one of the country's most popular rulers ever.
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Henry is said to have originated the oft-repeated phrase "a chicken in every pot".[2] The context for that phrase:
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Si Dieu me prête vie, je ferai qu'il n'y aura point de laboureur en mon royaume qui n'ait les moyens d'avoir le dimanche une poule dans son pot!
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(If God grants me life, I will make it so that no plowman in my realm will lack the means to have a chicken in his pot on Sunday!)
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This statement epitomises the peace and relative prosperity which Henry brought to France after decades of religious war, and demonstrates how well he understood the plight of the French worker and peasant farmer. This real concern for the living conditions of the "lowly" population—who in the final analysis provided the economic basis for the power of the king and the great nobles—was perhaps without parallel among the kings of France. Following his death Henry would be remembered fondly by most of the population.
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Henry's forthright manner, physical courage, and military successes also contrasted dramatically with the sickly, effete languor of the last Valois kings, as evinced by his blunt assertion that he ruled with "weapon in hand and arse in the saddle" (on a le bras armé et le cul sur la selle). He was also a great philanderer, fathering many children by a number of mistresses.[2]
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Henry was nicknamed "the Great" (Henri le Grand), and in France is also called le bon roi Henri ("the good king Henry") or le vert galant ("The Green Gallant", for his numerous mistresses).[2][43]
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In English he is most often referred to as Henry of Navarre.
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Henry was the subject of numerous attempts on his life, including one by Pierre Barrière in August 1593[44] and Jean Châtel in December 1594.[45]
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He was finally killed in Paris on 14 May 1610 by a Catholic fanatic, François Ravaillac, who stabbed him in the Rue de la Ferronnerie. Henry's coach was stopped by traffic congestion associated with the Queen's coronation ceremony, as depicted in the engraving by Gaspar Bouttats.[46][47] Hercule de Rohan, duc de Montbazon, was with him when he was killed; Montbazon was wounded, but survived. Henry was buried at the Saint Denis Basilica.
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His widow, Marie de' Medici, served as regent for their nine-year-old son, Louis XIII, until 1617.[48]
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Assassination of Henry IV,engraving by Gaspar Bouttats
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His assassin, François Ravaillac, brandishing his dagger
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Pierre Firens - "Le Roi Est Mort continues at the Palace of Versailles". 1610
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Lying in state at the Louvre, engraving after François Quesnel
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The reign of Henry IV was long remembered by the French people. A statue was erected in his honour at the Pont Neuf in 1614, four years after his death. During the earlier phase of the French Revolution, when its professed aim was to create a constitutional monarchy rather than a Republic, Henry IV was held up as an ideal which King Louis XVI was urged to emulate. When the Revolution radicalized its positions and came to altogether reject Monarchy, Henry IV's statue was torn down along with other royal monuments — but it was the first to be rebuilt, in 1818, and it stands today on the Pont Neuf.
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A cult surrounding the personality of Henry IV emerged during the Bourbon Restoration. The restored Bourbons were keen to play down the controversial reigns of Louis XV and Louis XVI, and instead lauded the reign of the benevolent Henry IV. The song Marche Henri IV ("Long Live Henry IV") was popular during the Restoration. In addition, when Princess Caroline of Naples and Sicily (a descendant of his) gave birth to a male heir to the throne of France seven months after the assassination of her husband Charles Ferdinand, Duke of Berry, by a Republican fanatic, the boy was conspicuously named Henri in reference to his forefather Henry IV. The boy was also baptised in the traditional way of Béarn/Navarre, with a spoon of Jurançon wine and some garlic, imitating the quaint manner in which Henry IV had been baptised in Pau.
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Henry IV's popularity continued when the first edition of his biography, Histoire du Roy Henry le Grand, was published in Amsterdam in 1661. It was written by Hardouin de Péréfixe de Beaumont, successively bishop of Rhodez and archbishop of Paris, primarily for the edification of Louis XIV, grandson of Henry IV. A translation into English was made by James Dauncey for another grandson, King Charles II of England. An English edition was published at London in 1663.
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Henry served loosely as inspiration for the character of Ferdinand, King of Navarre in William Shakespeare's Love's Labour's Lost.[49]
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Henry's patriline was his line of descent in the male line, that is, from father to son only.
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Patrilineal descent governs membership and succession in many royal and noble houses. Henry was a scion of the House of Bourbon, which was a branch of the Capetian dynasty, which sprang from the Robertians.
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Henry's patriline ran through the house of Bourbon-Vendôme (Counts and then Dukes of Vendôme), descended from a younger son of the Count of Marche, descended from a younger son of the Duke of Bourbon, whose father was a younger son of Louis IX. Louis was the direct descendant of Hugh Capet, who became King of France in 987 and made the crown hereditary. Hugh was the heir of the "Robertian" house, Counts of Worms, descended from Robert of Hesbaye.
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This line has continued to the present day, more than 1,200 years in all, through kings of France, Navarre, France again, Spain, Portugal, and the Two Sicilies, dukes of Parma, grand dukes of Luxembourg, princes of Orléans, and emperors of Brazil. It is one of the oldest royal patrilines in Europe.
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Historians have been making the assertion that Henry IV was a convinced Calvinist, only changing his formal religious allegiance to adjust, suit or achieve his political goals.
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Henry IV was baptized a Catholic on 5 January 1554. He was raised Reformed by his mother Jeanne III of Navarre. In 1572, after the massacre of French Calvinists, he was forced by Catherine de' Medici and other powerful Catholic royalty to convert. In 1576, as he managed to escape from Paris, he abjured Catholicism and returned to Calvinism. In 1593, in order to gain recognition as King of France, he converted again to Catholicism. Although a formal Catholic, he valued his Calvinist upbringing and was tolerant toward the Huguenots until his death in 1610, and issued the Edict of Nantes which granted many concessions to them.
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On 18 August 1572, Henry married his second cousin Margaret of Valois; their childless marriage was annulled in 1599. His subsequent marriage to Marie de' Medici on 17 December 1600 produced six children:
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The arms of Henry IV changed throughout his lifetime:
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From 1562,as Prince of Béarn and Duke of Vendôme
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From 1572,as King of Navarre
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From 1589,as King of France and Navarre<also used by his successors>
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Grand Royal Coat of Arms of Henry and the House of Bourbon as Kings of France and Navarre (1589-1789)
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Animation is a method in which figures are manipulated to appear as moving images. In traditional animation, images are drawn or painted by hand on transparent celluloid sheets to be photographed and exhibited on film. Today, most animations are made with computer-generated imagery (CGI). Computer animation can be very detailed 3D animation, while 2D computer animation can be used for stylistic reasons, low bandwidth or faster real-time renderings. Other common animation methods apply a stop motion technique to two and three-dimensional objects like paper cutouts, puppets or clay figures.
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Commonly the effect of animation is achieved by a rapid succession of sequential images that minimally differ from each other. The illusion—as in motion pictures in general—is thought to rely on the phi phenomenon and beta movement, but the exact causes are still uncertain.
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Analog mechanical animation media that rely on the rapid display of sequential images include the phénakisticope, zoetrope, flip book, praxinoscope and film. Television and video are popular electronic animation media that originally were analog and now operate digitally. For display on the computer, techniques like animated GIF and Flash animation were developed.
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Animation is more pervasive than many people realize. Apart from short films, feature films, television series, animated GIFs and other media dedicated to the display of moving images, animation is also prevalent in video games, motion graphics, user interfaces and visual effects.[1]
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The physical movement of image parts through simple mechanics—in for instance moving images in magic lantern shows—can also be considered animation. The mechanical manipulation of three-dimensional puppets and objects to emulate living beings has a very long history in automata. Electronic automata were popularized by Disney as animatronics.
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Animators are artists who specialize in creating animation.
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The word "animation" stems from the Latin "animātiōn", stem of "animātiō", meaning "a bestowing of life".[2] The primary meaning of the English word is "liveliness" and has been in use much longer than the meaning of "moving image medium".
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Hundreds of years before the introduction of true animation, people from all over the world enjoyed shows with moving figures that were created and manipulated manually in puppetry, automata, shadow play and the magic lantern. The multi-media phantasmagoria shows that were very popular in West-European theatres from the late 18th century through the first half of the 19th century, featured lifelike projections of moving ghosts and other frightful imagery in motion.
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In 1833, the stroboscopic disc (better known as the phénakisticope) introduced the principle of modern animation with sequential images that were shown one by one in quick succession to form an optical illusion of motion pictures. Series of sequential images had occasionally been made over thousands of years, but the stroboscopic disc provided the first method to represent such images in fluent motion and for the first time had artists creating series with a proper systematic breakdown of movements. The stroboscopic animation principle was also applied in the zoetrope (1866), the flip book (1868) and the praxinoscope (1877). The average 19th-century animation contained about 12 images that were displayed as a continuous loop by spinning a device manually. The flip book often contained more pictures and had a beginning and end, but its animation would not last longer than a few seconds. The first to create much longer sequences seems to have been Charles-Émile Reynaud, who between 1892 and 1900 had much success with his 10- to 15-minute-long Pantomimes Lumineuses.
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When cinematography eventually broke through in 1895 after animated pictures had been known for decades, the wonder of the realistic details in the new medium was seen as its biggest accomplishment. Animation on film was not commercialized until a few years later by manufacturers of optical toys, with chromolithography film loops (often traced from live-action footage) for adapted toy magic lanterns intended for kids to use at home. It would take some more years before animation reached movie theatres.
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After earlier experiments by movie pioneers J. Stuart Blackton, Arthur Melbourne-Cooper, Segundo de Chomón and Edwin S. Porter (among others), Blackton's The Haunted Hotel (1907) was the first huge stop motion success, baffling audiences by showing objects that apparently moved by themselves in full photographic detail, without signs of any known stage trick.
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Émile Cohl's Fantasmagorie (1908) is the oldest known example of what became known as traditional (hand-drawn) animation. Other great artistic and very influential short films were created by Ladislas Starevich with his puppet animations since 1910 and by Winsor McCay with detailed drawn animation in films such as Little Nemo (1911) and Gertie the Dinosaur (1914).
|
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During the 1910s, the production of animated "cartoons" became an industry in the US.[3] Successful producer John Randolph Bray and animator Earl Hurd, patented the cel animation process that dominated the animation industry for the rest of the century.[4][5] Felix the Cat, who debuted in 1919, became the first animated superstar.
|
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+
In 1928, Steamboat Willie, featuring Mickey Mouse and Minnie Mouse, popularized film with synchronized sound and put Walt Disney's studio at the forefront of the animation industry. In 1932, Disney also introduced the innovation of full colour (in Flowers and Trees) as part of a three-year-long exclusive deal with Technicolor.
|
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+
The enormous success of Mickey Mouse is seen as the start of the golden age of American animation that would last until the 1960s. The United States dominated the world market of animation with a plethora of cel-animated theatrical shorts. Several studios would introduce characters that would become very popular and would have long-lasting careers, including Walt Disney Productions' Goofy (1932) and Donald Duck (1934), Warner Bros. Cartoons' Looney Tunes characters like Daffy Duck (1937), Bugs Bunny (1938/1940), Tweety (1941/1942), Sylvester the Cat (1945), Wile E. Coyote and Road Runner (1949), Fleischer Studios/Paramount Cartoon Studios' Betty Boop (1930), Popeye (1933), Superman (1941) and Casper (1945), MGM cartoon studio's Tom and Jerry (1940) and Droopy, Walter Lantz Productions/Universal Studio Cartoons' Woody Woodpecker (1940), Terrytoons/20th Century Fox's Mighty Mouse (1942) and United Artists' Pink Panther (1963).
|
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+
|
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+
In 1917, Italian-Argentine director Quirino Cristiani made the first feature-length film El Apóstol (now lost), which became a critical and commercial success. It was followed by Cristiani's Sin dejar rastros in 1918, but one day after its premiere the film was confiscated by the government.
|
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+
|
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+
After working on it for three years, Lotte Reiniger released the German feature-length silhouette animation Die Abenteuer des Prinzen Achmed in 1926, the oldest extant animated feature.
|
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+
|
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+
In 1937, Walt Disney Studios premiered their first animated feature, Snow White and the Seven Dwarfs, still one of the highest-grossing traditional animation features as of May 2020[update].[7][8] The Fleischer studios followed this example in 1939 with Gulliver's Travels with some success. Partly due to foreign markets being cut off by the Second World War, Disney's next features Pinocchio, Fantasia (both 1940) and Fleischer Studios' second animated feature Mr. Bug Goes to Town (1941/1942) failed at the box office. For decades afterwards Disney would be the only American studio to regularly produce animated features, until Ralph Bakshi became the first to also release more than a handful features. Sullivan-Bluth Studios began to regularly produce animated features starting with An American Tail in 1986.
|
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+
|
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+
Although relatively few titles became as successful as Disney's features, other countries developed their own animation industries that produced both short and feature theatrical animations in a wide variety of styles, relatively often including stop motion and cutout animation techniques. Russia's Soyuzmultfilm animation studio, founded in 1936, produced 20 films (including shorts) per year on average and reached 1,582 titles in 2018. China, Czechoslovakia / Czech Republic, Italy, France and Belgium were other countries that more than occasionally released feature films, while Japan became a true powerhouse of animation production, with its own recognizable and influential anime style of effective limited animation.
|
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+
|
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+
Animation became very popular on television since the 1950s, when television sets started to become common in most wealthy countries. Cartoons were mainly programmed for children, on convenient time slots, and especially US youth spent many hours watching Saturday-morning cartoons. Many classic cartoons found a new life on the small screen and by the end of the 1950s, production of new animated cartoons started to shift from theatrical releases to TV series. Hanna-Barbera Productions was especially prolific and had huge hit series, such as The Flintstones (1960–1966) (the first prime time animated series), Scooby-Doo (since 1969) and Belgian co-production The Smurfs (1981–1989). The constraints of American television programming and the demand for an enormous quantity resulted in cheaper and quicker limited animation methods and much more formulaic scripts. Quality dwindled until more daring animation surfaced in the late 1980s and in the early 1990s with hit series such as The Simpsons (since 1989) as part of a "renaissance" of American animation.
|
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|
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+
While US animated series also spawned successes internationally, many other countries produced their own child-oriented programming, relatively often preferring stop motion and puppetry over cel animation. Japanese anime TV series became very successful internationally since the 1960s, and European producers looking for affordable cel animators relatively often started co-productions with Japanese studios, resulting in hit series such as Barbapapa (The Netherlands/Japan/France 1973–1977), Wickie und die starken Männer/小さなバイキング ビッケ (Vicky the Viking) (Austria/Germany/Japan 1974) and Il était une fois... (Once Upon a Time...) (France/Japan 1978).
|
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+
|
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Computer animation was gradually developed since the 1940s. 3D wireframe animation started popping up in the mainstream in the 1970s, with an early (short) appearance in the sci-fi thriller Futureworld (1976).
|
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+
|
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+
The Rescuers Down Under was the first feature film to be completely created digitally without a camera.[9] It was produced in a style that's very similar to traditional cel animation on the Computer Animation Production System (CAPS), developed by The Walt Disney Company in collaboration with Pixar in the late 1980s.
|
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+
|
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+
The so-called 3D style, more often associated with computer animation, has become extremely popular since Pixar's Toy Story (1995), the first computer-animated feature in this style.
|
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+
|
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+
Most of the cel animation studios switched to producing mostly computer animated films around the 1990s, as it proved cheaper and more profitable. Not only the very popular 3D animation style was generated with computers, but also most of the films and series with a more traditional hand-crafted appearance, in which the charming characteristics of cel animation could be emulated with software, while new digital tools helped developing new styles and effects.[10][11][12][13][14][15]
|
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+
|
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+
In 2008, the animation market was worth US$68.4 billion.[16] Animated feature-length films returned the highest gross margins (around 52%) of all film genres between 2004 and 2013.[17] Animation as an art and industry continues to thrive as of the early 2020s.
|
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+
|
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+
The clarity of animation makes it a powerful tool for instruction, while its total malleability also allows exaggeration that can be employed to convey strong emotions and to thwart reality. It has therefore been widely for other purposed than mere entertainment.
|
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+
|
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+
During World War II, animation was widely exploited for propaganda. Many American studios, including Warner Bros. and Disney, lent their talents and their cartoon characters to convey the public of certain war values. Some countries, including China, Japan and the United Kingdom, produced their first feature-length animation for their war efforts.
|
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+
|
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+
Animation has been very popular in television commercials, both due to its graphic appeal, and the humour it can provide. Some animated characters in commercials have survived for decades, such as Snap, Crackle and Pop in advertisements for Kellogg's cereals.[18] The legendary animation director Tex Avery was the producer of the first Raid "Kills Bugs Dead" commercials in 1966, which were very successful for the company.[19]
|
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+
|
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+
Apart from their success in movie theaters and television series, many cartoon characters would also prove extremely lucrative when licensed for all kinds of merchandise and for other media.
|
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+
|
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+
Animation has traditionally been very closely related to comic books. While many comic book characters found their way to the screen (which is often the case in Japan, where many manga are adapted into anime), original animated characters also commonly appear in comic books and magazines. Somewhat similarly, characters and plots for video games (an interactive animation medium) have been derived from films and vice versa.
|
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+
|
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+
Some of the original content produced for the screen can be used and marketed in other media. Stories and images can easily be adapted into children's books and other printed media. Songs and music have appeared on records and as streaming media.
|
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+
|
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While very many animation companies commercially exploit their creations outside moving image media, The Walt Disney Company is the best known and most extreme example. Since first being licensed for a children's writing tablet in 1929, their Mickey Mouse mascot has been depicted on an enormous amount of products, as have many other Disney characters. This may have influenced some pejorative use of Mickey's name, but licensed Disney products sell well, and the so-called Disneyana has many avid collectors, and even a dedicated Disneyana fanclub (since 1984).
|
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|
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+
Disneyland opened in 1955 and features many attractions that were based on Disney's cartoon characters. Its enormous success spawned several other Disney theme parks and resorts. Disney's earnings from the theme parks has relatively often been higher than those from their movies.
|
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+
|
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+
Criticism of animation has been common in media and cinema since its inception. With its popularity, a large amount of criticism has arisen, especially animated feature-length films.[20] Many concerns of cultural representation, psychological effects on children have been brought up around the animation industry, which has remained rather politically unchanged and stagnant since its inception into mainstream culture.[21]
|
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+
As with any other form of media, animation has instituted awards for excellence in the field. The original awards for animation were presented by the Academy of Motion Picture Arts and Sciences for animated shorts from the year 1932, during the 5th Academy Awards function. The first winner of the Academy Award was the short Flowers and Trees,[22] a production by Walt Disney Productions.[23][24] The Academy Award for a feature-length animated motion picture was only instituted for the year 2001, and awarded during the 74th Academy Awards in 2002. It was won by the film Shrek, produced by DreamWorks and Pacific Data Images.[25] Disney Animation and Pixar has produced the most films either to win or be nominated for the award. Beauty and the Beast was the first animated film nominated for Best Picture. Up and Toy Story 3 also received Best Picture nominations after the Academy expanded the number of nominees from five to ten.
|
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|
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Several other countries have instituted an award for the best-animated feature film as part of their national film awards: Africa Movie Academy Award for Best Animation (since 2008), BAFTA Award for Best Animated Film (since 2006), César Award for Best Animated Film (since 2011), Golden Rooster Award for Best Animation (since 1981), Goya Award for Best Animated Film (since 1989), Japan Academy Prize for Animation of the Year (since 2007), National Film Award for Best Animated Film (since 2006). Also since 2007, the Asia Pacific Screen Award for Best Animated Feature Film has been awarded at the Asia Pacific Screen Awards. Since 2009, the European Film Awards have awarded the European Film Award for Best Animated Film.
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The Annie Award is another award presented for excellence in the field of animation. Unlike the Academy Awards, the Annie Awards are only received for achievements in the field of animation and not for any other field of technical and artistic endeavour. They were re-organized in 1992 to create a new field for Best Animated Feature. The 1990s winners were dominated by Walt Disney; however, newer studios, led by Pixar & DreamWorks, have now begun to consistently vie for this award. The list of awardees is as follows:
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The creation of non-trivial animation works (i.e., longer than a few seconds) has developed as a form of filmmaking, with certain unique aspects.[26] Traits common to both live-action and animated feature-length films are labor intensity and high production costs.[27]
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The most important difference is that once a film is in the production phase, the marginal cost of one more shot is higher for animated films than live-action films.[28] It is relatively easy for a director to ask for one more take during principal photography of a live-action film, but every take on an animated film must be manually rendered by animators (although the task of rendering slightly different takes has been made less tedious by modern computer animation).[29] It is pointless for a studio to pay the salaries of dozens of animators to spend weeks creating a visually dazzling five-minute scene if that scene fails to effectively advance the plot of the film.[30] Thus, animation studios starting with Disney began the practice in the 1930s of maintaining story departments where storyboard artists develop every single scene through storyboards, then handing the film over to the animators only after the production team is satisfied that all the scenes make sense as a whole.[31] While live-action films are now also storyboarded, they enjoy more latitude to depart from storyboards (i.e., real-time improvisation).[32]
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Another problem unique to animation is the requirement to maintain a film's consistency from start to finish, even as films have grown longer and teams have grown larger. Animators, like all artists, necessarily have individual styles, but must subordinate their individuality in a consistent way to whatever style is employed on a particular film.[33] Since the early 1980s, teams of about 500 to 600 people, of whom 50 to 70 are animators, typically have created feature-length animated films. It is relatively easy for two or three artists to match their styles; synchronizing those of dozens of artists is more difficult.[34]
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This problem is usually solved by having a separate group of visual development artists develop an overall look and palette for each film before the animation begins. Character designers on the visual development team draw model sheets to show how each character should look like with different facial expressions, posed in different positions, and viewed from different angles.[35][36] On traditionally animated projects, maquettes were often sculpted to further help the animators see how characters would look from different angles.[37][35]
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Unlike live-action films, animated films were traditionally developed beyond the synopsis stage through the storyboard format; the storyboard artists would then receive credit for writing the film.[38] In the early 1960s, animation studios began hiring professional screenwriters to write screenplays (while also continuing to use story departments) and screenplays had become commonplace for animated films by the late 1980s.
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Traditional animation (also called cel animation or hand-drawn animation) was the process used for most animated films of the 20th century.[39] The individual frames of a traditionally animated film are photographs of drawings, first drawn on paper.[40] To create the illusion of movement, each drawing differs slightly from the one before it. The animators' drawings are traced or photocopied onto transparent acetate sheets called cels,[41] which are filled in with paints in assigned colors or tones on the side opposite the line drawings.[42] The completed character cels are photographed one-by-one against a painted background by a rostrum camera onto motion picture film.[43]
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The traditional cel animation process became obsolete by the beginning of the 21st century. Today, animators' drawings and the backgrounds are either scanned into or drawn directly into a computer system.[44][45] Various software programs are used to color the drawings and simulate camera movement and effects.[46] The final animated piece is output to one of several delivery media, including traditional 35 mm film and newer media with digital video.[47][44] The "look" of traditional cel animation is still preserved, and the character animators' work has remained essentially the same over the past 70 years.[37] Some animation producers have used the term "tradigital" (a play on the words "traditional" and "digital") to describe cel animation that uses significant computer technology.
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Examples of traditionally animated feature films include Pinocchio (United States, 1940),[48] Animal Farm (United Kingdom, 1954), Lucky and Zorba (Italy, 1998), and The Illusionist (British-French, 2010). Traditionally animated films produced with the aid of computer technology include The Lion King (US, 1994), The Prince of Egypt (US, 1998), Akira (Japan, 1988),[49] Spirited Away (Japan, 2001), The Triplets of Belleville (France, 2003), and The Secret of Kells (Irish-French-Belgian, 2009).
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Full animation refers to the process of producing high-quality traditionally animated films that regularly use detailed drawings and plausible movement,[50] having a smooth animation.[51] Fully animated films can be made in a variety of styles, from more realistically animated works like those produced by the Walt Disney studio (The Little Mermaid, Beauty and the Beast, Aladdin, The Lion King) to the more 'cartoon' styles of the Warner Bros. animation studio. Many of the Disney animated features are examples of full animation, as are non-Disney works, The Secret of NIMH (US, 1982), The Iron Giant (US, 1999), and Nocturna (Spain, 2007). Fully animated films are animated at 24 frames per second, with a combination of animation on ones and twos, meaning that drawings can be held for one frame out of 24 or two frames out of 24.[52]
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Limited animation involves the use of less detailed or more stylized drawings and methods of movement usually a choppy or "skippy" movement animation.[53] Limited animation uses fewer drawings per second, thereby limiting the fluidity of the animation. This is a more economic technique. Pioneered by the artists at the American studio United Productions of America,[54] limited animation can be used as a method of stylized artistic expression, as in Gerald McBoing-Boing (US, 1951), Yellow Submarine (UK, 1968), and certain anime produced in Japan.[55] Its primary use, however, has been in producing cost-effective animated content for media for television (the work of Hanna-Barbera,[56] Filmation,[57] and other TV animation studios[58]) and later the Internet (web cartoons).
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Rotoscoping is a technique patented by Max Fleischer in 1917 where animators trace live-action movement, frame by frame.[59] The source film can be directly copied from actors' outlines into animated drawings,[60] as in The Lord of the Rings (US, 1978), or used in a stylized and expressive manner, as in Waking Life (US, 2001) and A Scanner Darkly (US, 2006). Some other examples are Fire and Ice (US, 1983), Heavy Metal (1981), and Aku no Hana (2013).
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Live-action/animation is a technique combining hand-drawn characters into live action shots or live-action actors into animated shots.[61] One of the earlier uses was in Koko the Clown when Koko was drawn over live-action footage.[62] Walt Disney and Ub Iwerks created a series of Alice Comedies (1923–1927), in which a live-action girl enters an animated world. Other examples include Allegro Non Troppo (Italy, 1976), Who Framed Roger Rabbit (US, 1988), Volere volare (Italy 1991), Space Jam (US, 1996) and Osmosis Jones (US, 2001).
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Stop-motion animation is used to describe animation created by physically manipulating real-world objects and photographing them one frame of film at a time to create the illusion of movement.[63] There are many different types of stop-motion animation, usually named after the medium used to create the animation.[64] Computer software is widely available to create this type of animation; traditional stop-motion animation is usually less expensive but more time-consuming to produce than current computer animation.[64]
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Computer animation encompasses a variety of techniques, the unifying factor being that the animation is created digitally on a computer.[46][87] 2D animation techniques tend to focus on image manipulation while 3D techniques usually build virtual worlds in which characters and objects move and interact.[88] 3D animation can create images that seem real to the viewer.[89]
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2D animation figures are created or edited on the computer using 2D bitmap graphics and 2D vector graphics.[90] This includes automated computerized versions of traditional animation techniques, interpolated morphing,[91] onion skinning[92] and interpolated rotoscoping.
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2D animation has many applications, including analog computer animation, Flash animation, and PowerPoint animation. Cinemagraphs are still photographs in the form of an animated GIF file of which part is animated.[93]
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Final line advection animation is a technique used in 2D animation,[94] to give artists and animators more influence and control over the final product as everything is done within the same department.[95] Speaking about using this approach in Paperman, John Kahrs said that "Our animators can change things, actually erase away the CG underlayer if they want, and change the profile of the arm."[96]
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3D animation is digitally modeled and manipulated by an animator. The animator usually starts by creating a 3D polygon mesh to manipulate.[97] A mesh typically includes many vertices that are connected by edges and faces, which give the visual appearance of form to a 3D object or 3D environment.[97] Sometimes, the mesh is given an internal digital skeletal structure called an armature that can be used to control the mesh by weighting the vertices.[98][99] This process is called rigging and can be used in conjunction with key frames to create movement.[100]
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Other techniques can be applied, mathematical functions (e.g., gravity, particle simulations), simulated fur or hair, and effects, fire and water simulations.[101] These techniques fall under the category of 3D dynamics.[102]
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1 |
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Henry Ford (July 30, 1863 – April 7, 1947) was an American industrialist and business magnate, founder of the Ford Motor Company and chief developer of the assembly line technique of mass production. By creating the first automobile that middle-class Americans could afford, he converted the automobile from an expensive curiosity into an accessible conveyance that would profoundly impact the landscape of the 20th century.
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His introduction of the Model T automobile revolutionized transportation and American industry. As the owner of the Ford Motor Company, he became one of the richest and best-known people in the world. He is credited with "Fordism": mass production of inexpensive goods coupled with high wages for workers. Ford had a global vision, with consumerism as the key to peace. His intense commitment to systematically lowering costs resulted in many technical and business innovations, including a franchise system that put dealerships throughout most of North America and in major cities on six continents. Ford left most of his vast wealth to the Ford Foundation and arranged for his family to control the company permanently.
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Ford was also widely known for his pacifism during the first years of World War I, and for promoting antisemitic content, including The Protocols of the Elders of Zion, through his newspaper The Dearborn Independent and the book The International Jew, having an alleged influence on the development of Nazism.
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Henry Ford was born July 30, 1863, on a farm in Greenfield Township, Michigan.[1] His father, William Ford (1826–1905), was born in County Cork, Ireland, to a family which emigrated from Somerset, England in the 16th century.[2] His mother, Mary Ford (née Litogot; 1839–1876), was born in Michigan as the youngest child of Belgian immigrants; her parents died when she was a child and she was adopted by neighbors, the O'Herns. Henry Ford's siblings were Margaret Ford (1867–1938); Jane Ford (c. 1868–1945); William Ford (1871–1917) and Robert Ford (1873–1934).
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His father gave him a pocket watch in his early teens. At 15, Ford dismantled and reassembled the timepieces of friends and neighbors dozens of times, gaining the reputation of a watch repairman.[3] At twenty, Ford walked four miles to their Episcopal church every Sunday.[4]
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Ford was devastated when his mother died in 1876. His father expected him to eventually take over the family farm, but he despised farm work. He later wrote, "I never had any particular love for the farm—it was the mother on the farm I loved."[5]
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In 1879, Ford left home to work as an apprentice machinist in Detroit, first with James F. Flower & Bros., and later with the Detroit Dry Dock Co. In 1882, he returned to Dearborn to work on the family farm, where he became adept at operating the Westinghouse portable steam engine. He was later hired by Westinghouse to service their steam engines. During this period Ford also studied bookkeeping at Goldsmith, Bryant & Stratton Business College in Detroit.[6]
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Ford stated two major events occurred in 1875, when he was 12. He received a watch, and he witnessed the operation of a Nichols and Shepard road engine, "...the first vehicle other than horse-drawn that I had ever seen." In his farm workshop, Ford built a "steam wagon or tractor" and a steam car, but thought "steam was not suitable for light vehicles," as "the boiler was dangerous." Ford also stated, he "did not see the use of experimenting with electricity, due to the expense of trolley wires, and "no storage battery was in sight of a weight that was practical." Then in 1885, Ford had the opportunity to repair an Otto engine, and built a four-cycle model in 1887, with a one-inch bore and a three-inch stroke. In 1890, Ford started work on a two cylinder engine. Ford stated, "In 1892, I completed my first motor car, powered by a two cylinder four horsepower motor, with a two-and-half-inch bore and a six-inch stroke, which was connected to a countershaft by a belt, and then to the rear wheel by a chain. The belt was shifted by a clutch lever to control speeds at 10 or 20 miles per hour, augmented by a throttle. Other features included 28-inch wire bicycle wheels with rubber tires, a foot brake, a 3-gallon gasoline tank, and later, a water jacket around the cylinders for cooling. Ford stated that "in the spring of 1893 the machine was running to my partial satisfaction and giving an opportunity further to test out the design and material on the road." Between 1895 and 1896, Ford drove that machine about 1000 miles. Ford then started a second car in 1896, eventually building 3 cars in his home workshop.[7]
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Ford married Clara Jane Bryant (1866–1950) on April 11, 1888, and supported himself by farming and running a sawmill.[8] They had one child: Edsel Ford (1893–1943).[9]
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In 1891, Ford became an engineer with the Edison Illuminating Company of Detroit. After his promotion to Chief Engineer in 1893, he had enough time and money to devote attention to his personal experiments on gasoline engines. These experiments culminated in 1896 with the completion of a self-propelled vehicle which he named the Ford Quadricycle. He test-drove it on June 4. After various test drives, Ford brainstormed ways to improve the Quadricycle.[10]
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Also in 1896, Ford attended a meeting of Edison executives, where he was introduced to Thomas Edison. Edison approved of Ford's automobile experimentation. Encouraged by Edison, Ford designed and built a second vehicle, completing it in 1898.[11] Backed by the capital of Detroit lumber baron William H. Murphy, Ford resigned from the Edison Company and founded the Detroit Automobile Company on August 5, 1899.[11] However, the automobiles produced were of a lower quality and higher price than Ford wanted. Ultimately, the company was not successful and was dissolved in January 1901.[11]
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With the help of C. Harold Wills, Ford designed, built, and successfully raced a 26-horsepower automobile in October 1901. With this success, Murphy and other stockholders in the Detroit Automobile Company formed the Henry Ford Company on November 30, 1901, with Ford as chief engineer.[11] In 1902, Murphy brought in Henry M. Leland as a consultant; Ford, in response, left the company bearing his name. With Ford gone, Murphy renamed the company the Cadillac Automobile Company.[11]
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Teaming up with former racing cyclist Tom Cooper, Ford also produced the 80+ horsepower racer "999" which Barney Oldfield was to drive to victory in a race in October 1902. Ford received the backing of an old acquaintance, Alexander Y. Malcomson, a Detroit-area coal dealer.[11] They formed a partnership, "Ford & Malcomson, Ltd." to manufacture automobiles. Ford went to work designing an inexpensive automobile, and the duo leased a factory and contracted with a machine shop owned by John and Horace E. Dodge to supply over $160,000 in parts.[11] Sales were slow, and a crisis arose when the Dodge brothers demanded payment for their first shipment.
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In response, Malcomson brought in another group of investors and convinced the Dodge Brothers to accept a portion of the new company.[11] Ford & Malcomson was reincorporated as the Ford Motor Company on June 16, 1903,[11] with $28,000 capital. The original investors included Ford and Malcomson, the Dodge brothers, Malcomson's uncle John S. Gray, Malcolmson's secretary James Couzens, and two of Malcomson's lawyers, John W. Anderson and Horace Rackham. Ford then demonstrated a newly designed car on the ice of Lake St. Clair, driving 1 mile (1.6 km) in 39.4 seconds and setting a new land speed record at 91.3 miles per hour (146.9 kilometres per hour). Convinced by this success, the race driver Barney Oldfield, who named this new Ford model "999" in honor of the fastest locomotive of the day, took the car around the country, making the Ford brand known throughout the United States. Ford also was one of the early backers of the Indianapolis 500.
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The Model T was introduced on October 1, 1908. It had the steering wheel on the left, which every other company soon copied. The entire engine and transmission were enclosed; the four cylinders were cast in a solid block; the suspension used two semi-elliptic springs. The car was very simple to drive, and easy and cheap to repair. It was so cheap at $825 in 1908 ($23,480 today) (the price fell every year) that by the 1920s, a majority of American drivers had learned to drive on the Model T.[12][13]
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Ford created a huge publicity machine in Detroit to ensure every newspaper carried stories and ads about the new product. Ford's network of local dealers made the car ubiquitous in almost every city in North America. As independent dealers, the franchises grew rich and publicized not just the Ford but the concept of automobiling; local motor clubs sprang up to help new drivers and to encourage exploring the countryside. Ford was always eager to sell to farmers, who looked on the vehicle as a commercial device to help their business. Sales skyrocketed—several years posted 100% gains on the previous year. Always on the hunt for more efficiency and lower costs, in 1913 Ford introduced the moving assembly belts into his plants, which enabled an enormous increase in production. Although Ford is often credited with the idea, contemporary sources indicate that the concept and its development came from employees Clarence Avery, Peter E. Martin, Charles E. Sorensen, and C. Harold Wills.[14] (See Ford Piquette Avenue Plant)
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Sales passed 250,000 in 1914. By 1916, as the price dropped to $360 for the basic touring car, sales reached 472,000.[15] (Using the consumer price index, this price was equivalent to $7,828 in 2015 dollars.)
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By 1918, half of all cars in the United States were Model Ts. All new cars were black; as Ford wrote in his autobiography, "Any customer can have a car painted any color that he wants so long as it is black".[16] Until the development of the assembly line, which mandated black because of its quicker drying time, Model Ts were available in other colors, including red. The design was fervently promoted and defended by Ford, and production continued as late as 1927; the final total production was 15,007,034. This record stood for the next 45 years. This record was achieved in 19 years from the introduction of the first Model T (1908).
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Henry Ford turned the presidency of Ford Motor Company over to his son Edsel Ford in December 1918. Henry retained final decision authority and sometimes reversed the decisions of his son. Ford started another company, Henry Ford and Son, and made a show of taking himself and his best employees to the new company; the goal was to scare the remaining holdout stockholders of the Ford Motor Company to sell their stakes to him before they lost most of their value. (He was determined to have full control over strategic decisions.) The ruse worked, and Ford and Edsel purchased all remaining stock from the other investors, thus giving the family sole ownership of the company.[17]
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In 1921, Ford also purchased Lincoln Motor Co., founded by Cadillac founder Henry Leland and his son Wilfred during World War I. The company went into receivership and the Lelands agreed to a Ford buyout, although they were soon expelled from it. Despite this acquisition of a premium car make, Henry displayed relatively little enthusiasm for luxury automobiles in contrast to Edsel, who actively sought to expand Ford into the upscale market. The original Lincoln Model L the Lelands had introduced in 1920 was also kept in production for a decade untouched, until it became too outdated and was replaced by the modernized Model K in 1931.
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By the mid-1920s, General Motors was rapidly rising as the leading American automobile manufacturer. GM president Alfred Sloan established the company's "price ladder" whereby GM would offer an automobile for "every purse and purpose" in contrast to Ford's lack of interest in anything outside the low end market. Although Henry Ford was against replacing the Model T, now 16 years old, Chevrolet was mounting a bold new challenge as the make had been established under Sloan's price ladder as GM's entry-level division. Ford also resisted the increasingly popular idea of payment plans for cars. With Model T sales starting to slide, Ford was forced to relent and approve work on a successor model, shutting down production for 18 months. During this time, Ford constructed a massive new assembly plant at River Rouge for the new Model A, which launched in 1927.[18]
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In addition to its price ladder, GM also quickly established itself at the forefront of automotive styling under Harley Earl's Arts & Color Department, another area of automobile design that Henry Ford did not entirely appreciate or understand and Ford would not have a true equivalent of the GM styling department for many years.
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By 1926, flagging sales of the Model T finally convinced Ford to make a new model. He pursued the project with a great deal of interest in the design of the engine, chassis, and other mechanical necessities, while leaving the body design to his son. Although Ford fancied himself an engineering genius, he had little formal training in mechanical engineering and could not even read a blueprint. A talented team of engineers performed most of the actual work of designing the Model A (and later the flathead V8) with Ford supervising them closely and giving them overall direction. Edsel also managed to prevail over his father's initial objections in the inclusion of a sliding-shift transmission.[19]
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The result was the successful Ford Model A, introduced in December 1927 and produced through 1931, with a total output of more than 4 million. Subsequently, the Ford company adopted an annual model change system similar to that recently pioneered by its competitor General Motors (and still in use by automakers today). Not until the 1930s did Ford overcome his objection to finance companies, and the Ford-owned Universal Credit Corporation became a major car-financing operation. Henry Ford still resisted many technological innovations such as hydraulic brakes and all-metal roofs, which Ford vehicles did not adopt until 1935-36. For 1932 however, Ford dropped a bombshell with the flathead Ford V8, the first low-price eight cylinder engine. The flathead V8, variants of which were used in Ford vehicles for 20 years, was the result of a secret project launched in 1930 and Henry had originally considered a radical X-8 engine before agreeing to a conventional design. It gave Ford a reputation as a performance make well-suited for hot-rodding.[20]
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Ford did not believe in accountants; he amassed one of the world's largest fortunes without ever having his company audited under his administration. Without an accounting department, Ford had no way of knowing exactly how much money was being taken in and spent each month and the company's bills and invoices were reportedly guessed at by weighing them on a scale.[citation needed] Not until 1956 would Ford be a publicly traded company.
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Also at Edsel's insistence, Ford launched Mercury in 1939 as a mid-range make to challenge Dodge and Buick, although Henry also displayed relatively little enthusiasm for it.
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Ford was a pioneer of "welfare capitalism", designed to improve the lot of his workers and especially to reduce the heavy turnover that had many departments hiring 300 men per year to fill 100 slots. Efficiency meant hiring and keeping the best workers.[21]
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Ford astonished the world in 1914 by offering a $5 per day wage ($130 today), which more than doubled the rate of most of his workers.[22] A Cleveland, Ohio, newspaper editorialized that the announcement "shot like a blinding rocket through the dark clouds of the present industrial depression."[23] The move proved extremely profitable; instead of constant turnover of employees, the best mechanics in Detroit flocked to Ford, bringing their human capital and expertise, raising productivity, and lowering training costs.[24][25] Ford announced his $5-per-day program on January 5, 1914, raising the minimum daily pay from $2.34 to $5 for qualifying male workers.
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Detroit was already a high-wage city, but competitors were forced to raise wages or lose their best workers.[26] Ford's policy proved, however, that paying people more would enable Ford workers to afford the cars they were producing and be good for the local economy. He viewed the increased wages as profit-sharing linked with rewarding those who were most productive and of good character.[27] It may have been Couzens who convinced Ford to adopt the $5-day wage.[28]
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Real profit-sharing was offered to employees who had worked at the company for six months or more, and, importantly, conducted their lives in a manner of which Ford's "Social Department" approved. They frowned on heavy drinking, gambling, and (what today are called) deadbeat dads. The Social Department used 50 investigators, plus support staff, to maintain employee standards; a large percentage of workers were able to qualify for this "profit-sharing."[citation needed]
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Ford's incursion into his employees' private lives was highly controversial, and he soon backed off from the most intrusive aspects. By the time he wrote his 1922 memoir, he spoke of the Social Department and of the private conditions for profit-sharing in the past tense, and admitted that
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paternalism has no place in industry. Welfare work that consists in prying into employees' private concerns is out of date. Men need counsel and men need help, often special help; and all this ought to be rendered for decency's sake. But the broad workable plan of investment and participation will do more to solidify industry and strengthen organization than will any social work on the outside. Without changing the principle we have changed the method of payment.[29]
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In addition to raising the wages of his workers, Ford also introduced a new, reduced workweek in 1926. The decision was made in 1922, when Ford and Crowther described it as six 8-hour days, giving a 48-hour week,[30] but in 1926 it was announced as five 8-hour days, giving a 40-hour week.[31] (Apparently the program started with Saturday being a workday and sometime later it was changed to a day off.) On May 1, 1926, the Ford Motor Company's factory workers switched to a five-day 40-hour workweek, with the company's office workers making the transition the following August.[32]
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Ford had made the decision to boost productivity, as workers were expected to put more effort into their work in exchange for more leisure time, and because he believed decent leisure time was good for business, since workers would actually have more time to purchase and consume more goods. However, altruistic concerns also played a role, with Ford explaining "It is high time to rid ourselves of the notion that leisure for workmen is either 'lost time' or a class privilege."[32]
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Ford was adamantly against labor unions. He explained his views on unions in Chapter 18 of My Life and Work.[33] He thought they were too heavily influenced by some leaders who, despite their ostensible good motives, would end up doing more harm than good for workers. Most wanted to restrict productivity as a means to foster employment, but Ford saw this as self-defeating because, in his view, productivity was necessary for economic prosperity to exist.
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He believed that productivity gains that obviated certain jobs would nevertheless stimulate the larger economy and thus grow new jobs elsewhere, whether within the same corporation or in others. Ford also believed that union leaders had a perverse incentive to foment perpetual socio-economic crisis as a way to maintain their own power. Meanwhile, he believed that smart managers had an incentive to do right by their workers, because doing so would maximize their own profits. Ford did acknowledge, however, that many managers were basically too bad at managing to understand this fact. But Ford believed that eventually, if good managers such as he could fend off the attacks of misguided people from both left and right (i.e., both socialists and bad-manager reactionaries), the good managers would create a socio-economic system wherein neither bad management nor bad unions could find enough support to continue existing.
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To forestall union activity, Ford promoted Harry Bennett, a former Navy boxer, to head the Service Department. Bennett employed various intimidation tactics to squash union organizing.[34] The most famous incident, on May 26, 1937, involved Bennett's security men beating with clubs members of the United Automobile Workers, including Walter Reuther.[35] While Bennett's men were beating the UAW representatives, the supervising police chief on the scene was Carl Brooks, an alumnus of Bennett's Service Department, and [Brooks] "did not give orders to intervene."[36] The following day photographs of the injured UAW members appeared in newspapers, later becoming known as The Battle of the Overpass.
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In the late 1930s and early 1940s, Edsel—who was president of the company—thought Ford had to come to some sort of collective bargaining agreement with the unions because the violence, work disruptions, and bitter stalemates could not go on forever. But Ford, who still had the final veto in the company on a de facto basis even if not an official one, refused to cooperate. For several years, he kept Bennett in charge of talking to the unions that were trying to organize the Ford Motor Company. Sorensen's memoir[37] makes clear that Ford's purpose in putting Bennett in charge was to make sure no agreements were ever reached.
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The Ford Motor Company was the last Detroit automaker to recognize the UAW, despite pressure from the rest of the U.S. automotive industry and even the U.S. government. A sit-down strike by the UAW union in April 1941 closed the River Rouge Plant. Sorensen recounted[38] that a distraught Henry Ford was very close to following through with a threat to break up the company rather than cooperate, but his wife Clara told him she would leave him if he destroyed the family business. In her view, it would not be worth the chaos it would create. Ford complied with his wife's ultimatum, and even agreed with her in retrospect. Overnight, the Ford Motor Company went from the most stubborn holdout among automakers to the one with the most favorable UAW contract terms. The contract was signed in June 1941.[38] About a year later, Ford told Walter Reuther, "It was one of the most sensible things Harry Bennett ever did when he got the UAW into this plant." Reuther inquired, "What do you mean?" Ford replied, "Well, you've been fighting General Motors and the Wall Street crowd. Now you're in here and we've given you a union shop and more than you got out of them. That puts you on our side, doesn't it? We can fight General Motors and Wall Street together, eh?"[39]
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Ford, like other automobile companies, entered the aviation business during World War I, building Liberty engines. After the war, it returned to auto manufacturing until 1925, when Ford acquired the Stout Metal Airplane Company.
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Ford's most successful aircraft was the Ford 4AT Trimotor, often called the "Tin Goose" because of its corrugated metal construction. It used a new alloy called Alclad that combined the corrosion resistance of aluminum with the strength of duralumin. The plane was similar to Fokker's V.VII-3m, and some say that Ford's engineers surreptitiously measured the Fokker plane and then copied it. The Trimotor first flew on June 11, 1926, and was the first successful U.S. passenger airliner, accommodating about 12 passengers in a rather uncomfortable fashion. Several variants were also used by the U.S. Army. Ford has been honored by the Smithsonian Institution for changing the aviation industry. 199 Trimotors were built before it was discontinued in 1933, when the Ford Airplane Division shut down because of poor sales during the Great Depression.
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Ford opposed war, which he viewed as a terrible waste,[40][41] and supported causes that opposed military intervention.[42] Ford became highly critical of those who he felt financed war, and he tried to stop them. In 1915, the pacifist Rosika Schwimmer gained favor with Ford, who agreed to fund a Peace Ship to Europe, where World War I was raging. He and about 170 other prominent peace leaders traveled there. Ford's Episcopalian pastor, Reverend Samuel S. Marquis, accompanied him on the mission. Marquis headed Ford's Sociology Department from 1913 to 1921. Ford talked to President Wilson about the mission but had no government support. His group went to neutral Sweden and the Netherlands to meet with peace activists. A target of much ridicule, Ford left the ship as soon as it reached Sweden.[43] In 1915, Ford blamed "German-Jewish bankers" for instigating the war.[44]
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Ford plants in the United Kingdom produced Fordson tractors to increase the British food supply, as well as trucks and aircraft engines. When the U.S. entered the war in 1917 the company became a major supplier of weapons, especially the Liberty engine for airplanes, and anti-submarine boats.[7]:95–100,119[45]
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In 1918, with the war on and the League of Nations a growing issue in global politics, President Woodrow Wilson, a Democrat, encouraged Ford to run for a Michigan seat in the U.S. Senate. Wilson believed that Ford could tip the scales in Congress in favor of Wilson's proposed League. "You are the only man in Michigan who can be elected and help bring about the peace you so desire," the president wrote Ford. Ford wrote back: "If they want to elect me let them do so, but I won't make a penny's investment." Ford did run, however, and came within 4,500 votes of winning, out of more than 400,000 cast statewide.[46] He was defeated in a close election by the Republican candidate, Truman Newberry, a former United States Secretary of the Navy. Ford remained a staunch Wilsonian and supporter of the League. When Wilson made a major speaking tour in the summer of 1919 to promote the League, Ford helped fund the attendant publicity.[47][48]
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Ford had opposed the United States entry into World War II[35][49] and continued to believe that international business could generate the prosperity that would head off wars. Ford "insisted that war was the product of greedy financiers who sought profit in human destruction"; in 1939 he went so far as to claim that the torpedoing of U.S. merchant ships by German submarines was the result of conspiratorial activities undertaken by financier war-makers.[50] The financiers to whom he was referring was Ford's code for Jews; he had also accused Jews of fomenting the First World War.[35][51] In the run-up to World War II and when the war erupted in 1939, he reported that he did not want to trade with belligerents. Like many other businessmen of the Great Depression era, he never liked or entirely trusted the Franklin Roosevelt Administration, and thought Roosevelt was inching the U.S. closer to war. Ford continued to do business with Nazi Germany, including the manufacture of war materiel.[35] However, he also agreed to build warplane engines for the British government.[52] In early 1940, he boasted that Ford Motor Company would soon be able to produce 1,000 U.S. warplanes a day, even though the company did not have an aircraft production facility at that time. [53]:430
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Beginning in 1940, with the requisitioning of between 100 and 200 French POWs to work as slave laborers, Ford-Werke contravened Article 31 of the 1929 Geneva Convention.[35] At that time, which was before the U.S. entered the war and still had full diplomatic relations with Nazi Germany, Ford-Werke was under the control of the Ford Motor Company. The number of slave laborers grew as the war expanded although Wallace makes it clear that companies in Germany were not required by the Nazi authorities to use slave laborers.[citation needed]
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When Rolls-Royce sought a U.S. manufacturer as an additional source for the Merlin engine (as fitted to Spitfire and Hurricane fighters), Ford first agreed to do so and then reneged. He "lined up behind the war effort" when the U.S. entered in December 1941.[54] His support of the American war effort, however, was problematic.
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Before the U.S. entered the war, responding to President Roosevelt's call in December 1940 for the "Great Arsenal of Democracy", Ford directed the Ford Motor Company to construct a vast new purpose-built aircraft factory at Willow Run near Detroit, Michigan. Ford broke ground on Willow Run in the spring of 1941, B-24 component production began in May 1942, and the first complete B-24 came off the line in October 1942. At 3,500,000 sq ft (330,000 m2), it was the largest assembly line in the world at the time. At its peak in 1944, the Willow Run plant produced 650 B-24s per month, and by 1945 Ford was completing each B-24 in eighteen hours, with one rolling off the assembly line every 58 minutes.[55] Ford produced 9,000 B-24s at Willow Run, half of the 18,000 total B-24s produced during the war.[55][53]:430
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When Edsel Ford died of cancer in 1943, aged only 49, Henry Ford nominally resumed control of the company, but a series of strokes in the late 1930s had left him increasingly debilitated, and his mental ability was fading. Ford was increasingly sidelined, and others made decisions in his name.[56] The company was in fact controlled by a handful of senior executives led by Charles Sorensen, an important engineer and production executive at Ford; and Harry Bennett, the chief of Ford's Service Unit, Ford's paramilitary force that spied on, and enforced discipline upon, Ford employees. Ford grew jealous of the publicity Sorensen received and forced Sorensen out in 1944.[57] Ford's incompetence led to discussions in Washington about how to restore the company, whether by wartime government fiat, or by instigating some sort of coup among executives and directors.[58] Nothing happened until 1945 when, with bankruptcy a serious risk, Ford's wife Clara and Edsel's widow Eleanor confronted him and demanded he cede control of the company to his grandson Henry Ford II. They threatened to sell off their stock, which amounted to three quarters of the company's total shares, if he refused. Ford was reportedly infuriated, but had no choice but to give in.[59][better source needed][60] The young man took over and, as his first act of business, fired Harry Bennett.
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In the early 1920s, Ford sponsored a weekly newspaper that published strongly antisemitic views. At the same time, Ford had a reputation as one of the few major corporations actively hiring Black workers.[61] He also hired women and handicapped men at a time when doing so was uncommon.[62] Part of his racist and anti-semitic legacy includes the funding of square-dancing in American schools because he hated jazz and associated its creation with Jewish people.[61]
|
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In 1918, Ford's closest aide and private secretary, Ernest G. Liebold, purchased an obscure weekly newspaper for Ford, The Dearborn Independent. The Independent ran for eight years, from 1920 until 1927, with Liebold as editor. Every Ford franchise nationwide had to carry the paper and distribute it to its customers.
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During this period, Ford emerged as "a respected spokesman for right-wing extremism and religious prejudice", reaching around 700,000 readers through his newspaper.[63] The 2010 documentary film Jews and Baseball: An American Love Story (written by Pulitzer Prize winner Ira Berkow) states that Ford wrote on May 22, 1920: "If fans wish to know the trouble with American baseball they have it in three words—too much Jew."[64]
|
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In Germany, Ford's antisemitic articles from The Dearborn Independent were issued in four volumes, cumulatively titled The International Jew, the World's Foremost Problem published by Theodor Fritsch, founder of several antisemitic parties and a member of the Reichstag. In a letter written in 1924, Heinrich Himmler described Ford as "one of our most valuable, important, and witty fighters".[65] Ford is the only American mentioned favorably in Mein Kampf, although he is only mentioned twice:[66] Adolf Hitler wrote, "only a single great man, Ford, [who], to [the Jews'] fury, still maintains full independence ... [from] the controlling masters of the producers in a nation of one hundred and twenty millions." Speaking in 1931 to a Detroit News reporter, Hitler said he regarded Ford as his "inspiration", explaining his reason for keeping Ford's life-size portrait next to his desk.[67] Steven Watts wrote that Hitler "revered" Ford, proclaiming that "I shall do my best to put his theories into practice in Germany", and modeling the Volkswagen, the people's car, on the Model T.[68] Max Wallace has stated "History records that ... Adolf Hitler was an ardent Anti-Semite before he ever read Ford's The International Jew."[69] Under Ford, the newspaper also reprinted the antisemitic fabricated text The Protocols of the Elders of Zion.[70]
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On February 1, 1924, Ford received Kurt Ludecke, a representative of Hitler, at home. Ludecke was introduced to Ford by Siegfried Wagner (son of the composer Richard Wagner) and his wife Winifred, both Nazi sympathizers and antisemites. Ludecke asked Ford for a contribution to the Nazi cause, but was apparently refused.[71]
|
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Ford's articles were denounced by the Anti-Defamation League (ADL). While these articles explicitly condemned pogroms and violence against Jews, they blamed the Jews themselves for provoking them.[72] According to some trial testimony, none of this work was written by Ford, but he allowed his name to be used as author. Friends and business associates have said they warned Ford about the contents of the Independent and that he probably never read the articles (he claimed he only read the headlines).[73] On the other hand, court testimony in a libel suit, brought by one of the targets of the newspaper, alleged that Ford did know about the contents of the Independent in advance of publication.[35]
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A libel lawsuit was brought by San Francisco lawyer and Jewish farm cooperative organizer Aaron Sapiro in response to the antisemitic remarks, and led Ford to close the Independent in December 1927. News reports at the time quoted him as saying he was shocked by the content and unaware of its nature. During the trial, the editor of Ford's "Own Page", William Cameron, testified that Ford had nothing to do with the editorials even though they were under his byline. Cameron testified at the libel trial that he never discussed the content of the pages or sent them to Ford for his approval.[74] Investigative journalist Max Wallace noted that "whatever credibility this absurd claim may have had was soon undermined when James M. Miller, a former Dearborn Independent employee, swore under oath that Ford had told him he intended to expose Sapiro."[75]
|
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Michael Barkun observed:
|
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That Cameron would have continued to publish such anti-Semitic material without Ford's explicit instructions seemed unthinkable to those who knew both men. Mrs. Stanley Ruddiman, a Ford family intimate, remarked that "I don't think Mr. Cameron ever wrote anything for publication without Mr. Ford's approval."[76]
|
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According to Spencer Blakeslee:
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The ADL mobilized prominent Jews and non-Jews to publicly oppose Ford's message. They formed a coalition of Jewish groups for the same purpose and raised constant objections in the Detroit press. Before leaving his presidency early in 1921, Woodrow Wilson joined other leading Americans in a statement that rebuked Ford and others for their antisemitic campaign. A boycott against Ford products by Jews and liberal Christians also had an impact, and Ford shut down the paper in 1927, recanting his views in a public letter to Sigmund Livingston, president of the ADL.[77]
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Wallace also found that Ford's apology was likely, or at least partly, motivated by a business that was slumping as a result of his antisemitism, repelling potential buyers of Ford cars.[35] Up until the apology, a considerable number of dealers, who had been required to make sure that buyers of Ford cars received the Independent, bought up and destroyed copies of the newspaper rather than alienate customers.[35]
|
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Ford's 1927 apology was well received. "Four-Fifths of the hundreds of letters addressed to Ford in July 1927 were from Jews, and almost without exception they praised the industrialist."[78] In January 1937, a Ford statement to The Detroit Jewish Chronicle disavowed "any connection whatsoever with the publication in Germany of a book known as the International Jew."[78]
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According to Pool and Pool (1978),[79] Ford's retraction and apology (which were written by others) were not even truly signed by him (rather, his signature was forged by Harry Bennett), and Ford never privately recanted his antisemitic views, stating in 1940: "I hope to republish The International Jew again some time."
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In July 1938, before the outbreak of war, the German consul at Cleveland gave Ford, on his 75th birthday, the award of the Grand Cross of the German Eagle, the highest medal Nazi Germany could bestow on a foreigner.[67] James D. Mooney, vice president of overseas operations for General Motors, received a similar medal, the Merit Cross of the German Eagle, First Class.[67][80]
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On January 7, 1942, Ford wrote a letter to Sigmund Livingston as the Founder and National Chairman of the Anti-Defamation League. The purpose of the letter was to clarify some general misconceptions that he subscribed or supported directly or indirectly, "any agitation which would promote antagonism toward my Jewish fellow citizens." He concluded the letter with "My sincere hope that now in this country and throughout the world when the war is finished, hatred of the Jews and hatred against any other racial or religious groups shall cease for all time."[81]
|
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|
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Distribution of The International Jew was halted in 1942 through legal action by Ford, despite complications from a lack of copyright.[78] It is still banned in Germany. Extremist groups often recycle the material; it still appears on antisemitic and neo-Nazi websites.
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Testifying at Nuremberg, convicted Hitler Youth leader Baldur von Schirach who, in his role as Gauleiter of Vienna, deported 65,000 Jews to camps in Poland, stated:
|
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The decisive anti-Semitic book I was reading and the book that influenced my comrades was ... that book by Henry Ford, The International Jew. I read it and became anti-Semitic. The book made a great influence on myself and my friends because we saw in Henry Ford the representative of success and also the representative of a progressive social policy.[82]
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Robert Lacey wrote in Ford: The Men and the Machines that a close Willow Run associate of Ford reported that when he was shown newsreel footage of the Nazi concentration camps, he "was confronted with the atrocities which finally and unanswerably laid bare the bestiality of the prejudice to which he contributed, he collapsed with a stroke – his last and most serious."[83] Ford had suffered previous strokes and his final cerebral hemorrhage occurred in 1947 at age 83.[84]
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Ford's philosophy was one of economic independence for the United States. His River Rouge Plant became the world's largest industrial complex, pursuing vertical integration to such an extent that it could produce its own steel. Ford's goal was to produce a vehicle from scratch without reliance on foreign trade. He believed in the global expansion of his company. He believed that international trade and cooperation led to international peace, and he used the assembly line process and production of the Model T to demonstrate it.[85]
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He opened Ford assembly plants in Britain and Canada in 1911, and soon became the biggest automotive producer in those countries. In 1912, Ford cooperated with Giovanni Agnelli of Fiat to launch the first Italian automotive assembly plants. The first plants in Germany were built in the 1920s with the encouragement of Herbert Hoover and the Commerce Department, which agreed with Ford's theory that international trade was essential to world peace.[86] In the 1920s, Ford also opened plants in Australia, India, and France, and by 1929, he had successful dealerships on six continents. Ford experimented with a commercial rubber plantation in the Amazon jungle called Fordlândia; it was one of his few failures.
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In 1929, Ford made an agreement with the Soviets to provide technical aid over nine years in building the first Soviet automobile plant (GAZ) near Nizhny Novgorod (Gorky)[87] (an additional contract for construction of the plant was signed with The Austin Company on August 23, 1929).[88] The contract involved the purchase of $30,000,000 worth of knocked-down Ford cars and trucks for assembly during the first four years of the plant's operation, after which the plant would gradually switch to Soviet-made components. Ford sent his engineers and technicians to the Soviet Union to help install the equipment and train the working force, while over a hundred Soviet engineers and technicians were stationed at Ford's plants in Detroit and Dearborn "for the purpose of learning the methods and practice of manufacture and assembly in the Company's plants."[89] Said Ford: "No matter where industry prospers, whether in India or China, or Russia, the more profit there will be for everyone, including us. All the world is bound to catch some good from it."[90]
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By 1932, Ford was manufacturing one third of all the world's automobiles. It set up numerous subsidiaries that sold or assembled the Ford cars and trucks:
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Ford's image transfixed Europeans, especially the Germans, arousing the "fear of some, the infatuation of others, and the fascination among all".[91] Germans who discussed "Fordism" often believed that it represented something quintessentially American. They saw the size, tempo, standardization, and philosophy of production demonstrated at the Ford Works as a national service—an "American thing" that represented the culture of the United States. Both supporters and critics insisted that Fordism epitomized American capitalist development, and that the auto industry was the key to understanding economic and social relations in the United States. As one German explained, "Automobiles have so completely changed the American's mode of life that today one can hardly imagine being without a car. It is difficult to remember what life was like before Mr. Ford began preaching his doctrine of salvation".[92] For many Germans, Ford embodied the essence of successful Americanism.
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In My Life and Work, Ford predicted that if greed, racism, and short-sightedness could be overcome, then economic and technological development throughout the world would progress to the point that international trade would no longer be based on (what today would be called) colonial or neocolonial models and would truly benefit all peoples.[93] His ideas in this passage were vague, but they were idealistic.
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Ford maintained an interest in auto racing from 1901 to 1913 and began his involvement in the sport as both a builder and a driver, later turning the wheel over to hired drivers. He entered stripped-down Model Ts in races, finishing first (although later disqualified) in an "ocean-to-ocean" (across the United States) race in 1909, and setting a one-mile (1.6 km) oval speed record at Detroit Fairgrounds in 1911 with driver Frank Kulick. In 1913, Ford attempted to enter a reworked Model T in the Indianapolis 500 but was told rules required the addition of another 1,000 pounds (450 kg) to the car before it could qualify. Ford dropped out of the race and soon thereafter dropped out of racing permanently, citing dissatisfaction with the sport's rules, demands on his time by the booming production of the Model Ts, and his low opinion of racing as a worthwhile activity.
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In My Life and Work Ford speaks (briefly) of racing in a rather dismissive tone, as something that is not at all a good measure of automobiles in general. He describes himself as someone who raced only because in the 1890s through 1910s, one had to race because prevailing ignorance held that racing was the way to prove the worth of an automobile. Ford did not agree. But he was determined that as long as this was the definition of success (flawed though the definition was), then his cars would be the best that there were at racing.[94] Throughout the book, he continually returns to ideals such as transportation, production efficiency, affordability, reliability, fuel efficiency, economic prosperity, and the automation of drudgery in farming and industry, but rarely mentions, and rather belittles, the idea of merely going fast from point A to point B.
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Nevertheless, Ford did make quite an impact on auto racing during his racing years, and he was inducted into the Motorsports Hall of Fame of America in 1996.[95]
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When Edsel Ford, President of Ford Motor Company, died of cancer in May 1943, the elderly and ailing Henry Ford decided to assume the presidency. By this point, Ford, nearing 80 years old, had had several cardiovascular events (variously cited as heart attacks or strokes) and was mentally inconsistent, suspicious, and generally no longer fit for such immense responsibilities.[96]
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Most of the directors did not want to see him as president. But for the previous 20 years, though he had long been without any official executive title, he had always had de facto control over the company; the board and the management had never seriously defied him, and this moment was not different. The directors elected him,[97] and he served until the end of the war. During this period the company began to decline, losing more than $10 million a month ($147,750,000 today). The administration of President Franklin Roosevelt had been considering a government takeover of the company in order to ensure continued war production,[58] but the idea never progressed.
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His health failing, Ford ceded the company Presidency to his grandson, Henry Ford II, in September 1945 and retired. He died on April 7, 1947, of a cerebral hemorrhage at Fair Lane, his estate in Dearborn, at the age of 83. A public viewing was held at Greenfield Village where up to 5,000 people per hour filed past the casket. Funeral services were held in Detroit's Cathedral Church of St. Paul and he was buried in the Ford Cemetery in Detroit.[84][98]
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A compendium of short biographies of famous Freemasons, published by a Freemason lodge, lists Ford as a member.[99] The Grand Lodge of New York confirms that Ford was a Freemason, and was raised in Palestine Lodge No. 357, Detroit, in 1894. When he received the 33rd degree of the Scottish Rite in 1940, he said, "Masonry is the best balance wheel the United States has."[100]
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In 1923, Ford's pastor, and head of his sociology department, Episcopal minister Samuel S. Marquis, claimed that Ford believed, or "once believed," in reincarnation.[101]
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Ford published an anti-smoking book, circulated to youth in 1914, called The Case Against the Little White Slaver, which documented many dangers of cigarette smoking attested to by many researchers and luminaries.[102] At the time smoking was ubiquitous and was not yet widely associated with health detriment, so Ford's opposition to cigarettes was unusual.
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Henry Ford long had an interest in materials science and engineering. He enthusiastically described his company's adoption of vanadium steel alloys and subsequent metallurgic R&D work.[103]
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Ford long had an interest in plastics developed from agricultural products, especially soybeans. He cultivated a relationship with George Washington Carver for this purpose.[104][105][106] Soybean-based plastics were used in Ford automobiles throughout the 1930s in plastic parts such as car horns, in paint, etc. This project culminated in 1942, when Ford patented an automobile made almost entirely of plastic, attached to a tubular welded frame. It weighed 30% less than a steel car and was said to be able to withstand blows ten times greater than could steel. It ran on grain alcohol (ethanol) instead of gasoline. The design never caught on.[107]
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Ford was interested in engineered woods ("Better wood can be made than is grown"[108]) (at this time plywood and particle board were little more than experimental ideas); corn as a fuel source, via both corn oil and ethanol;[109] and the potential uses of cotton.[108] Ford was instrumental in developing charcoal briquets, under the brand name "Kingsford". His brother in law, E.G. Kingsford, used wood scraps from the Ford factory to make the briquets.
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In 1927 Ford partnered with Thomas Edison and Harvey Samuel Firestone (each contributing $25,000) to create the Edison Botanic Research Corp. in Fort Myers, Florida, to seek a native source of rubber.
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Ford was a prolific inventor and was awarded 161 U.S. patents.
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Ford had a vacation residence in Fort Myers, Florida next to that of Thomas Edison, which he bought in 1915 and used until approximately 1930. It is still in existence today and is open as a museum.[110]
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He also had a vacation home (known today as the "Ford Plantation") in Richmond Hill, Georgia which is still in existence today as a private community. Ford started buying land in this area and eventually owned 70,000 acres (110 square miles) there.[111] In 1936, Ford broke ground for a beautiful Greek revival style mansion on the banks of the Ogeechee River on the site of a 1730s plantation. The grand house, made of Savannah-gray brick, had marble steps, air conditioning, and an elevator. It sat on 55 acres of manicured lawns and flowering gardens. The house became the center of social gatherings with visitations by the Vanderbilts, Rockefellers, and the DuPonts. It remains the centerpiece of The Ford Plantation today.[112] Ford converted the 1870s-era rice mill into his personal research laboratory and powerhouse and constructed a tunnel from there to the new home, providing it with steam. He contributed substantially to the community, building a chapel and schoolhouse and employing numerous local residents.
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Ford had an interest in "Americana". In the 1920s, Ford began work to turn Sudbury, Massachusetts, into a themed historical village. He moved the schoolhouse supposedly referred to in the nursery rhyme, "Mary Had a Little Lamb", from Sterling, Massachusetts, and purchased the historic Wayside Inn. This plan never saw fruition. Ford repeated the concept of collecting historic structures with the creation of Greenfield Village in Dearborn, Michigan. It may have inspired the creation of Old Sturbridge Village as well. About the same time, he began collecting materials for his museum, which had a theme of practical technology. It was opened in 1929 as the Edison Institute. Although greatly modernized, the museum continues today.
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Media related to Henry Ford at Wikimedia Commons
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Quotations related to Henry Ford at Wikiquote
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Works written by or about Henry Ford at Wikisource
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Henry II (French: Henri II; 31 March 1519 – 10 July 1559) was King of France from 31 March 1547 until his death in 1559. The second son of Francis I, he became Dauphin of France upon the death of his elder brother Francis III, Duke of Brittany, in 1536.
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As a child, Henry and his elder brother spent over four years in captivity in Spain as hostages in exchange for their father. Henry pursued his father's policies in matters of art, war, and religion. He persevered in the Italian Wars against the House of Habsburg and tried to suppress the Protestant Reformation, even as the Huguenot numbers were increasing drastically in France during his reign.
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The Treaty of Cateau-Cambrésis (1559), which put an end to the Italian Wars, had mixed results: France renounced its claims to territories in Italy, but gained certain other territories, including the Pale of Calais and the Three Bishoprics. In addition, even if the Habsburgs maintained a position of primacy, France managed to change the European balance of power by forcing Charles V, Holy Roman Emperor to abdicate during the Eighth Italian War and divide the Habsburg Empire between
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Spain and Austria.
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Henry suffered an untimely death in a jousting tournament held to celebrate the Peace of Cateau-Cambrésis. The king's surgeon, Ambroise Paré, was unable to cure the infected wound inflicted by Gabriel de Montgomery, the captain of his Scottish Guard. He was succeeded in turn by three of his sons, whose ineffective reigns helped to spark the French Wars of Religion between Protestants and Catholics.
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Henry was born in the royal Château de Saint-Germain-en-Laye, near Paris, the son of King Francis I and Claude, Duchess of Brittany (daughter of Louis XII of France and Anne, Duchess of Brittany, and a second cousin of her husband).[1]
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His father was captured at the Battle of Pavia in 1525 by the forces of the Holy Roman Emperor Charles V, and held prisoner in Spain.[2] To obtain his release, it was agreed that Henry and his older brother be sent to Spain in his place.[3] They remained in captivity for over four years.[4]
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Henry married Catherine de' Medici, a member of the ruling family of Florence, on 28 October 1533, when they were both fourteen years old. At this time, his elder brother was alive and there was little prospect of Henry coming to the throne. The following year, he became romantically involved with a thirty-five-year-old widow, Diane de Poitiers. Henry and Diane had always been very close: the young lady had fondly embraced Henry on the day he, as a 7-year-old child, set off to captivity in Spain, and the bond had been renewed after his return to France.[5] In a tournament to honor his father's new bride, Eleanor, Henry and his older brother were dressed as chevaliers, in which Henry wore Diane's colors.[5]
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Extremely confident, mature and intelligent, Diane left Catherine powerless to intervene.[6] She did, however, insist that Henry sleep with Catherine in order to produce heirs to the throne.[6]
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When his elder brother Francis, the Dauphin and Duke of Brittany, died in 1536 after a game of tennis, Henry became heir apparent to the throne. He succeeded his father on his 28th birthday and was crowned King of France on 25 July 1547 at Reims Cathedral.[7]
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Henry's reign was marked by the persecution of Protestants, mainly Calvinists known as Huguenots. Henry II severely punished them, particularly the ministers, for example by burning at the stake or cutting off their tongues for uttering heresies.[8]
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Henry II was made a Knight of the Garter in April 1551.[9]
|
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The Edict of Châteaubriant (27 June 1551) called upon the civil and ecclesiastical courts to detect and punish all heretics and placed severe restrictions on Huguenots, including the loss of one-third of their property to informers, and confiscations. The Edict also strictly regulated publications by prohibiting the sale, importation or printing of any unapproved book. It was during the reign of Henry II that Huguenot attempts at establishing a colony in Brazil were made, with the short-lived formation of France Antarctique.[10]
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The Eighth Italian War of 1551–1559, sometimes known as the Habsburg–Valois War, began when Henry declared war against Holy Roman Emperor Charles V with the intent of recapturing Italy and ensuring French, rather than Habsburg, domination of European affairs. Persecution of Protestants at home did not prevent Henry II from becoming allied with German Protestant princes at the Treaty of Chambord in 1552. Simultaneously, the continuation of his father's Franco-Ottoman alliance allowed Henry II to push for French conquests towards the Rhine while a Franco-Ottoman fleet defended southern France.[11] An early offensive into Lorraine was successful. Henry captured the three episcopal cities of Metz, Toul, and Verdun, and secured them by defeating the Habsburg army at the Battle of Renty in 1554.[12] However the attempted French invasion of Tuscany in 1553 was defeated at the Battle of Marciano.
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After the abdication of Charles V in 1556, the Habsburg empire was split between Philip II of Spain and Holy Roman Emperor Ferdinand I. The focus of Henry's conflict with the Habsburgs shifted to Flanders, where Phillip, in conjunction with Duke Emmanuel Philibert of Savoy, defeated the French at the Battle of St. Quentin (1557). England's entry into the war later that year led to the French capture of Calais, and French armies plundered Spanish possessions in the Low Countries. Henry was nonetheless forced to accept the Peace of Cateau-Cambrésis, in which he renounced any further claims to territories in Italy.[13]
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The Peace of Cateau-Cambrésis was signed between Henry and Elizabeth I of England on 2 April[14] and between Henry and Philip II of Spain on 3 April 1559 at Le Cateau-Cambrésis. Under its terms, France restored Piedmont and Savoy to Duke Emmanuel Philibert, but retained Saluzzo, Calais, and the bishoprics of Metz, Toul, and Verdun. Spain retained Franche-Comté. Emmanuel Philibert married Henry's sister Margaret of France, Duchess of Berry, and Philip II of Spain married Henry's daughter Elizabeth of Valois.[15]
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Henry raised the young Mary, Queen of Scots, at his court, hoping to use her ultimately to establish a dynastic claim to Scotland. On 24 April 1558, Henry's fourteen-year-old son, the Dauphin Francis, married Mary. Had there been a son of this union, he would have been King of France and King of Scotland, and also a claimant to the throne of England. Henry had Mary sign secret documents, illegal in Scottish law, that would ensure Valois rule in Scotland even if Mary died without leaving a child by Francis.[16] (As it happened, Francis died without issue a year and half after his father, ending the French claim to Scotland.)
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Henry II introduced the concept of publishing the description of an invention in the form of a patent. The idea was to require an inventor to disclose his invention in exchange for monopoly rights to the patent. The description is called a patent "specification". The first patent specification was submitted by the inventor Abel Foullon for "Usaige & Description de l'holmetre" (a type of rangefinder). Publication was delayed until after the patent expired in 1561.[17]
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Henry II was an avid hunter and a participant in jousts and tournaments. On 30 June 1559, a tournament was held near Place des Vosges to celebrate the Peace of Cateau-Cambrésis with his longtime enemies, the Habsburgs of Austria, and to celebrate the marriage of his daughter Elisabeth of Valois to King Philip II of Spain. During a jousting match, King Henry, wearing the colors of his mistress Diane de Poitiers,[18] was wounded in the eye by a fragment of the splintered lance of Gabriel Montgomery, captain of the King's Scottish Guard.[19] Despite the efforts of royal surgeon Ambroise Paré, the king died of sepsis on 10 July 1559.[20] He was buried in a cadaver tomb in Saint Denis Basilica. Henry's death played a significant role in the decline of jousting as a sport, particularly in France.[21]
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As Henry lay dying, Queen Catherine limited access to his bedside and denied his mistress Diane de Poitiers permission to see him, even though he repeatedly asked for her. Following his death, Catherine sent Diane into exile, where she lived in comfort on her own properties until her death.[18]
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It was the practice to enclose the heart of the king in an urn. The Monument to the Heart of Henry II is in the collection of the Louvre, but was originally in the Chapel of Orleans beneath a pyramid. The original bronze urn holding the king's heart was destroyed during the French Revolution and a replica was made in the 19th century. The marble sculpture of the Three Graces holding the urn, executed from a single piece of marble by Germain Pilon, the sculptor to Catherine de' Medici, survives.[22]
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Henry was succeeded by his sickly fifteen-year-old son, Francis II.[23] Francis was married to sixteen-year-old Mary, Queen of Scots, who had been his childhood friend and fiancée since her arrival at the French court when she was five.[24] Francis II died in December 1560, and Mary returned to Scotland in August 1561.[25] Francis II was succeeded by his ten-year-old brother Charles IX. His mother, Catherine de Medici, acted as regent.[26]
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Catherine de' Medici bore 10 of Henry's children:[27] (See Children of Henry II of France and Catherine de' Medici)
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Henry II also had three illegitimate children:
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Henri or Henry has had three notable portrayals on the screen.
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He was played by a young Roger Moore in the 1956 film Diane, opposite Lana Turner in the title role and Marisa Pavan as Catherine de Medici.[34]
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In the 1998 film Ever After, the Prince Charming figure who is portrayed by Dougray Scott, shares his name with the historical monarch.[35]
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In the 2013 CW series Reign he is played by Alan van Sprang.[36]
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Royal Monogram
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Detail from portrait plaque, enamel and gilding on copper
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Henry II, here standing on an oriental carpet, continued the policy of Franco-Ottoman alliance of his father Francis I. Painting by François Clouet.
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Coin of Henry II, 1547
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"Bastard culverin" of 1548, with arms of Henri II and Catherine de Medicis and crescent of Diane de Poitiers. Caliber: 85mm, length: 300 cm, weight: 1076 kg.
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A cypher machine in the shape of a book, with arms of Henri II.
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Monument to the Heart of Henry II, Louvre, Paris, sculpture of the Three Graces by Germain Pilon holding a replica of the urn that contained the king's heart
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Henry III (French: Henri III, né Alexandre Édouard; Polish: Henryk Walezy; Lithuanian: Henrikas Valua; 19 September 1551 – 2 August 1589) was King of France from 1574 until his death as well as King of Poland and Grand Duke of Lithuania from 1573 to 1575.
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As the fourth son of King Henry II of France, he was not expected to inherit the French throne and thus was a good candidate for the vacant throne of the Polish–Lithuanian Commonwealth, where he was elected monarch in 1573. During his brief rule, he signed the Henrician Articles into law, recognizing the Polish nobility's right to freely elect their monarch. Aged 22, Henry abandoned Poland upon inheriting the French throne when his brother, Charles IX, died without issue.
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France was at the time plagued by the Wars of Religion, and Henry's authority was undermined by violent political factions funded by foreign powers: the Catholic League (supported by Spain and the Pope), the Protestant Huguenots (supported by England and the Dutch) and the Malcontents, led by Henry's own brother, the Duke of Alençon, which was a party of Catholic and Protestant aristocrats who jointly opposed the absolutist ambitions of the king. Henry III was himself a politique, arguing that a strong and religiously tolerant monarchy would save France from collapse.
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After the death of Henry's younger brother Francis, Duke of Anjou, and when it became apparent that Henry would not produce an heir, the Wars of Religion developed into a succession crisis, the War of the Three Henrys. Henry III's legitimate heir was his distant cousin, King Henry III of Navarre, a Protestant. The Catholic League, led by Henry I, Duke of Guise, sought to exclude Protestants from the succession and championed the Catholic Charles, Cardinal of Bourbon, as Henry III's heir.
|
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|
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In 1589, Jacques Clément, a Catholic fanatic, murdered Henry III. He was succeeded by the King of Navarre who, as Henry IV, assumed the throne of France after converting to Catholicism, as the first French king of the House of Bourbon.
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Henry was born at the royal Château de Fontaineblau|Castle of Fontainebleau, the fourth son of King Henry II and Catherine de' Medici. He was a grandson of Francis I of France and Claude of France. His older brothers were Francis II of France, Charles IX of France, and Louis of Valois. He was made Duke of Angoulême and Duke of Orléans in 1560, then Duke of Anjou in 1566.
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He was his mother's favourite; she called him chers yeux ("precious eyes") and lavished fondness and affection upon him for most of his life.[1] His elder brother, Charles, grew to detest him, partially because he resented his better health.[citation needed]
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The royal children were raised under the supervision of Diane de Poitiers.[2]
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In his youth, Henry was considered the best of the sons of Catherine de' Medici and Henry II.[3] Unlike his father and elder brothers, he had little interest in the traditional Valois pastimes of hunting and physical exercise. Although he was both fond of fencing and skilled in it, he preferred to indulge his tastes for the arts and reading. These predilections were attributed to his Italian mother.
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At one point in his youth he showed a tendency towards Protestantism as a means of rebelling. At the age of nine, calling himself "a little Huguenot", he refused to attend Mass, sang Protestant psalms to his sister Margaret (exhorting her all the while to change her religion and cast her Book of Hours into the fire), and even bit the nose off a statue of Saint Paul. His mother firmly cautioned her children against such behaviour, and he would never again show any Protestant tendencies. Instead, he became nominally Roman Catholic.[4]
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Reports that Henry engaged in same-sex relations with his court favourites, known as the mignons,[5][6] date back to his own time. Certainly he enjoyed intense relationships with them.[7] The scholar Louis Crompton maintains that all of the contemporary rumours were true.[8] Some modern historians dispute this. Jean-Francois Solnon,[9] Nicolas Le Roux,[10] and Jacqueline Boucher[11] have noted that Henry had many famous mistresses, that he was well known for his taste in beautiful women, and that no male sex partners have been identified. They have concluded that the idea he was homosexual was promoted by his political opponents (both Protestant and Catholic) who used his dislike of war and hunting to depict him as effeminate and undermine his reputation with the French people.[12] Certainly his religious enemies plumbed the depths of personal abuse in attributing vices to him, topping the mixture with accusations of what they regarded as the ultimate devilish vice, homosexuality. And the portrait of a self-indulgent sodomite, incapable of fathering an heir to the throne, proved useful in efforts by the Catholic League to secure the succession for Cardinal Charles de Bourbon after 1585.[7]
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Gary Ferguson found their interpretations unconvincing: "It is difficult to reconcile the king whose use of favourites is so logically strategic with the man who goes to pieces when one of them dies."[13] Katherine Crawford, by contrast, emphasizes the problems Henry's reputation encountered because of his failure to produce an heir and the presence of his powerful mother at court, combined with his enemies' insistence on conflating patronage with favouritism and luxury with decadence.[14]
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In 1570, discussions commenced arranging for Henry to court Queen Elizabeth I of England. Elizabeth, almost 37, was expected by many parties in her country to marry and produce an heir. However, nothing came of these discussions. In initiating them, Elizabeth is viewed by historians as having intended only to arouse the concern of Spain, rather than contemplate marriage seriously. The chance of marriage was further blighted by differing religious views (Henry was Catholic, Elizabeth Protestant) and his opinion of Elizabeth. Henry tactlessly referred to Elizabeth as a putain publique (public whore) and made stinging remarks about their difference in age (he was 18 years younger). Upon hearing (inaccurately) that she limped because of a varicose vein, he called her an "old creature with a sore leg".[4]
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Prior to ascending the French throne in 1574, Henry served as a leader of the royal army in the French Wars of Religion, taking part in the victories over Huguenots at the Battle of Jarnac (March 1569)[15] and at the Battle of Moncontour (October 1569).[16] While still Duke of Anjou, he helped plot the St. Bartholomew's Day Massacre of 1572. Though Henry did not participate directly, historian Thierry Wanegffelen sees him as the royal most responsible for the massacre, which involved the targeted killing of many key Huguenot leaders. Henry III's reign as King of France, like those of his elder brothers Francis and Charles, would see France in constant turmoil over religion.
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Henry continued to take an active role in the Wars of Religion, and in 1572/1573 led the siege of La Rochelle, a massive military assault on the Huguenot-held city.[17] At the end of May 1573, Henry learned that the Polish szlachta had elected him King of Poland (a country with a large Protestant minority at the time) and political considerations forced him to negotiate an end to the assault. Negotiators reached an agreement on 24 June 1573, and Catholic troops ended the siege on 6 July 1573.
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Following the death of the Polish ruler Sigismund II Augustus on 7 July 1572, Jean de Monluc was sent as the French envoy to Poland to negotiate the election of Henry to the Polish throne in exchange for military support against Russia, diplomatic assistance in dealing with the Ottoman Empire, and financial subsidies.[18]
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On 16 May 1573, Polish nobles chose Henry as the first elected monarch of the Polish-Lithuanian Commonwealth. The Lithuanian nobles boycotted this election, however, and it was left to the Lithuanian ducal council to confirm his election.[19] The commonwealth elected Henry, rather than Habsburg candidates, partly in order to be more agreeable to the Ottoman Empire (a traditional ally of France through the Franco-Ottoman alliance) and strengthen a Polish-Ottoman alliance that was in effect.[20]
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A Polish delegation went to La Rochelle to meet with Henry, who was leading the Siege of La Rochelle. Henry left the siege following their visit.[21] In Paris, on 10 September, the Polish delegation asked Henry to take an oath, at Notre Dame Cathedral, to "respect traditional Polish liberties and the law on religious freedom that had been passed during the interregnum".[22] As a condition of his election, he was compelled to sign the Pacta conventa and the Henrician Articles, pledging religious tolerance in the Polish-Lithuanian Commonwealth.[23] Henry chafed at the restrictions on monarchic power under the Polish-Lithuanian political system of "Golden Liberty".[23] The Polish-Lithuanian parliament had been urged by Anna Jagiellon, the sister of the recently deceased king Sigismund II Augustus, to elect him based on the understanding that Henry would wed Anna afterward.[24]
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At a ceremony before the Parlement of Paris on 13 September, the Polish delegation handed over the "certificate of election to the throne of Poland-Lithuania".[22] Henry also gave up any claims to succession and he "recognized the principle of free election" under the Henrician Articles and the pacta conventa.[22]
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It was not until January 1574 that Henry was to reach the borders of Poland. On 21 February, Henry's coronation was held in Kraków.[25] In mid-June 1574, upon learning of the death of his brother Charles IX, Henry left Poland and headed back to France.[25] Henry's absence provoked a constitutional crisis that the Parliament attempted to resolve by notifying Henry that his throne would be lost if he did not return from France by 12 May 1575.[25] His failure to return caused Parliament to declare his throne vacant.[25]
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The short reign of Henry at Wawel Castle in Poland was marked by a clash of cultures between the Polish and the French. The young king and his followers were astonished by several Polish practices and disappointed by the rural poverty and harsh climate of the country.[23] The Poles, on the other hand, wondered if all Frenchmen were as concerned with their appearance as their new king appeared to be.[23]
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In many aspects, Polish culture had a positive influence on France. At Wawel, the French were introduced to new technologies of septic facilities, in which litter (excrement) was taken outside the castle walls.[26] On returning to France, Henry wanted to order the construction of such facilities at the Louvre and other palaces.[26] Other inventions introduced to the French by the Polish included a bath with regulated hot and cold water,[citation needed] as well as dining forks.[citation needed]
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In 1578, Henry created the Order of the Holy Spirit to commemorate his becoming first King of Poland and later King of France on the Feast of Pentecost and gave it precedence over the earlier Order of St. Michael, which had lost much of its original prestige by being awarded too frequently and too readily. The Order would retain its prestige as the premier chivalric order of France until the end of the French monarchy.
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Henry was crowned king of France on 13 February 1575 at Reims Cathedral. Although he was expected to produce an heir after he married Louise of Lorraine, age 21, on 14 February 1575, no issue resulted from their union.
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In 1576, Henry signed the Edict of Beaulieu, which granted many concessions to the Huguenots. His action resulted in the Catholic activist Henry I, Duke of Guise, forming the Catholic League. After much posturing and negotiations, Henry was forced to rescind most of the concessions that had been made to the Protestants in the edict.
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In 1584, the King's youngest brother and heir presumptive, Francis, Duke of Anjou, died. Under Salic Law, the next heir to the throne was Protestant Henry of Navarre, a descendant of Louis IX (Saint Louis). Under pressure from the Duke of Guise, Henry III issued an edict suppressing Protestantism and annulling Henry of Navarre's right to the throne.
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On 12 May 1588, when the Duke of Guise entered Paris, an apparently spontaneous Day of the Barricades erupted in favor of the Catholic champion. Henry III fled the city.
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Following the defeat of the Spanish Armada that summer, the king's fear of Spanish support for the Catholic League apparently waned. Accordingly, on 23 December 1588, at the Château de Blois, he invited the Duke of Guise to the council chamber where the duke's brother Louis II, Cardinal of Guise, already waited. The duke was told that the king wished to see him in the private room adjoining the royal bedroom. There, royal guardsmen murdered the duke, then the cardinal. To make certain that no contender for the French throne was free to act against him, the king had the duke's son imprisoned.
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The Duke of Guise had been very popular in France, and the citizenry turned against Henry for the murders. The Parlement instituted criminal charges against the king, and he was compelled to join forces with his heir, the Protestant Henry of Navarre, by setting up the Parliament of Tours.
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Under Henry, France named the first Consul of France in Morocco in the person of Guillaume Bérard. The request came from the Moroccan prince Abd al-Malik, who had been saved by Bérard, a doctor by profession, during an epidemic in Constantinople and wished to retain Bérard in his service.[27]
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Henry III encouraged the exploration and development of New World territories. In 1588, he granted Jacques Noël, the nephew of Jacques Cartier, privileges over fishing, fur trading, and mining in New France.[28]
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On 1 August 1589, Henry III lodged with his army at Saint-Cloud, and was preparing to attack Paris, when a young fanatical Dominican friar, Jacques Clément, carrying false papers, was granted access to deliver important documents to the king. The monk gave the king a bundle of papers and stated that he had a secret message to deliver. The king signalled for his attendants to step back for privacy, and Clément whispered in his ear while plunging a knife into his abdomen. Clément was then killed on the spot by the guards.
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At first, the king's wound did not appear fatal, but he enjoined all the officers around him, in the event that he did not survive, to be loyal to Henry of Navarre as their new king. The following morning, on the day that he was to have launched his assault to retake Paris, Henry III died.
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Chaos swept the attacking army, most of it quickly melting away; the proposed attack on Paris was postponed. Inside the city, joy at the news of Henry III's death was near delirium; some hailed the assassination as an act of God.[29]
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Henry III was interred at the Saint Denis Basilica. Childless, he was the longest-living of Henry II's sons to have become king and also the last of the Valois kings. Henry III of Navarre succeeded him as Henry IV, the first of the kings of the House of Bourbon.
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Henry's coat of arms, showing his dual status as King of France and lifelong King of Poland
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See also
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Illegitimate:
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Henry IV (French: Henri IV; 13 December 1553 – 14 May 1610), also known by the epithet Good King Henry or Henry the Great, was King of Navarre (as Henry III) from 1572 and King of France from 1589 to 1610. He was the first monarch of France from the House of Bourbon, a cadet branch of the Capetian dynasty. He was assassinated in 1610 by François Ravaillac, a fanatical Catholic, and was succeeded by his son Louis XIII.[1]
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The son of Antoine de Bourbon, Duke of Vendôme and Jeanne d'Albret, the Queen of Navarre, Henry was baptised as a Catholic but raised in the Protestant faith by his mother. He inherited the throne of Navarre in 1572 on his mother's death. As a Huguenot, Henry was involved in the French Wars of Religion, barely escaping assassination in the St. Bartholomew's Day massacre. He later led Protestant forces against the royal army.[2]
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He and his predecessor Henry III of France were direct descendants of Saint-King Louis IX. Henry III belonged to the House of Valois, descended from Philip III of France, elder son of Saint Louis; Henry IV belonged to the House of Bourbon, descended from Robert, Count of Clermont, younger son of Saint Louis. As Head of the House of Bourbon, Henry was "first prince of the blood". Upon the death of his brother-in-law and distant cousin Henry III in 1589, Henry was called to the French succession by the Salic law.
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He initially kept the Protestant faith (the only French king to do so) and had to fight against the Catholic League, which denied that he could wear France's crown as a Protestant. To obtain mastery over his kingdom, after four years of stalemate, he found it prudent to abjure the Calvinist faith. As a pragmatic politician (in the parlance of the time, a politique), he displayed an unusual religious tolerance for the era. Notably, he promulgated the Edict of Nantes (1598), which guaranteed religious liberties to Protestants, thereby effectively ending the Wars of Religion.
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Considered a usurper by some Catholics and a traitor by some Protestants, Henry became target of at least 12 assassination attempts.[3] An unpopular king among his contemporaries, Henry gained more status after his death.[4] He was admired for his repeated victories over his enemies and his conversion to Catholicism. The "Good King Henry" (le bon roi Henri) was remembered for his geniality and his great concern about the welfare of his subjects.[2] An active ruler, he worked to regularise state finance, promote agriculture, eliminate corruption and encourage education. During his reign,[5] the French colonization of the Americas truly began with the foundation of the colonies of Acadia and Canada at Port-Royal and Quebec, respectively. He was celebrated in the popular song "Vive le roi Henri" (which later became an anthem for the French monarchy during the reigns of his successors) and in Voltaire's Henriade.
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Henry de Bourbon was born in Pau, the capital of the joint Kingdom of Navarre with the sovereign principality of Béarn.[6] His parents were Queen Joan III of Navarre (Jeanne d'Albret) and her consort, Antoine de Bourbon, Duke of Vendôme, King of Navarre.[7] Although baptised as a Catholic, Henry was raised as a Protestant by his mother,[8] who had declared Calvinism the religion of Navarre. As a teenager, Henry joined the Huguenot forces in the French Wars of Religion. On 9 June 1572, upon his mother's death, the 19-year-old became King of Navarre.[9]
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At Queen Joan's death, it was arranged for Henry to marry Margaret of Valois, daughter of Henry II of France and Catherine de' Medici. The wedding took place in Paris on 18 August 1572[10] on the parvis of Notre Dame Cathedral.
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On 24 August, the St. Bartholomew's Day massacre began in Paris. Several thousand Protestants who had come to Paris for Henry's wedding were killed, as well as thousands more throughout the country in the days that followed. Henry narrowly escaped death thanks to the help of his wife and his promise to convert to Catholicism. He was forced to live at the court of France, but he escaped in early 1576. On 5 February of that year, he formally abjured Catholicism at Tours and rejoined the Protestant forces in the military conflict.[9] He named his 16-year-old sister, Catherine de Bourbon, regent of Béarn. Catherine held the regency for nearly thirty years.
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Henry became heir presumptive to the French throne in 1584 upon the death of Francis, Duke of Anjou, brother and heir to the Catholic Henry III, who had succeeded Charles IX in 1574. Given that Henry of Navarre was the next senior agnatic descendant of King Louis IX, King Henry III had no choice but to recognise him as the legitimate successor.[11] Salic law barred the king's sisters and all others who could claim descent through only the female line from inheriting. Since Henry of Navarre was a Huguenot, the issue was not considered settled in many quarters of the country, and France was plunged into a phase of the Wars of Religion known as the War of the Three Henries. Henry III and Henry of Navarre were two of these Henries. The third was Henry I, Duke of Guise, who pushed for complete suppression of the Huguenots and had much support among Catholic loyalists. Political disagreements among the parties set off a series of campaigns and counter-campaigns that culminated in the Battle of Coutras.[12]
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In December 1588, Henry III had Henry I of Guise murdered,[13] along with his brother, Louis, Cardinal de Guise.[14] Henry III thought the removal of the brothers would finally restore his authority. However, the populace was horrified and rose against him. The title of the king was no longer recognized in several cities; his power was limited to Blois, Tours, and the surrounding districts. In the general chaos, Henry III relied on King Henry of Navarre and his Huguenots.
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The two kings were united by a common interest—to win France from the Catholic League. Henry III acknowledged the King of Navarre as a true subject and Frenchman, not a fanatic Huguenot aiming for the destruction of Catholics. Catholic royalist nobles also rallied to the king's standard. With this combined force, the two kings marched to Paris. The morale of the city was low, and even the Spanish ambassador believed the city could not hold out longer than a fortnight. But Henry III was assassinated shortly thereafter, on 2 August 1589, by a fanatical monk.[15]
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When Henry III died, Henry of Navarre nominally became king of France. The Catholic League, however, strengthened by support from outside the country—especially from Spain—was strong enough to prevent a universal recognition of his new title. The Pope excommunicated Henry and declared him devoid of any right to inherit the crown.[16] Most of the Catholic nobles who had joined Henry III for the siege of Paris also refused to recognize the claim of Henry of Navarre, and abandoned him. He set about winning his kingdom by military conquest, aided by English money and German troops. Henry's Catholic uncle Charles, Cardinal de Bourbon was proclaimed king by the League, but the Cardinal was Henry's prisoner at the time.[17] Henry was victorious at the Battle of Arques and the Battle of Ivry, but failed to take Paris after besieging it in 1590.[18]
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When Cardinal de Bourbon died in 1590, the League could not agree on a new candidate. While some supported various Guise candidates, the strongest candidate was probably the Infanta Isabella Clara Eugenia of Spain, the daughter of Philip II of Spain, whose mother Elisabeth had been the eldest daughter of Henry II of France.[19] In the religious fervor of the time, the Infanta was recognized to be a suitable candidate, provided that she marry a suitable husband. The French overwhelmingly rejected Philip's first choice, Archduke Ernest of Austria, the Emperor's brother, also a member of the House of Habsburg. In case of such opposition, Philip indicated that princes of the House of Lorraine would be acceptable to him: the Duke of Guise; a son of the Duke of Lorraine; and the son of the Duke of Mayenne. The Spanish ambassadors selected the Duke of Guise, to the joy of the League. However, at that moment of seeming victory, the envy of the Duke of Mayenne was aroused, and he blocked the proposed election of a king.
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The Parlement of Paris also upheld the Salic law. They argued that if the French accepted natural hereditary succession, as proposed by the Spaniards, and accepted a woman as their queen, then the ancient claims of the English kings would be confirmed, and the monarchy of centuries past would be nothing but an illegality.[20] The Parlement admonished Mayenne, as Lieutenant-General, that the Kings of France had resisted the interference of the Pope in political matters, and that he should not raise a foreign prince or princess to the throne of France under the pretext of religion. Mayenne was angered that he had not been consulted prior to this admonishment, but yielded, since their aim was not contrary to his present views.
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Despite these setbacks for the League, Henry remained unable to take control of Paris.
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On 25 July 1593, with the encouragement of his great love, Gabrielle d'Estrées, Henry permanently renounced Protestantism and converted to Catholicism — in order to secure his hold on the French crown, thereby earning the resentment of the Huguenots and his former ally Queen Elizabeth I of England. He was said to have declared that Paris vaut bien une messe ("Paris is well worth a mass"),[21][22][23] although there is some doubt whether he said this, or whether the statement was attributed to him by his contemporaries.[24][25] His acceptance of Catholicism secured the allegiance of the vast majority of his subjects.
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Since Reims, traditional coronation place of French kings, was still occupied by the Catholic League, Henry was crowned King of France at the Cathedral of Chartres on 27 February 1594.[26] Pope Clement VIII lifted excommunication from Henry on 17 September 1595.[27] He did not forget his former Calvinist coreligionists, however and was known for his religious tolerance. In 1598 he issued the Edict of Nantes, which granted circumscribed toleration to the Huguenots.[28]
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Henry's first marriage was not a happy one, and the couple remained childless. Henry and Margaret separated even before Henry acceded to the throne in August 1589; Margaret retired to the Château d'Usson in the Auvergne and lived there for many years. After Henry became king of France, it was of the utmost importance that he provide an heir to the crown to avoid the problem of a disputed succession.
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Henry favoured the idea of obtaining an annulment of his marriage to Margaret and taking his mistress Gabrielle d'Estrées as his bride; after all, she had already borne him three children. Henry's councillors strongly opposed this idea, but the matter was resolved unexpectedly by Gabrielle's sudden death in the early hours of 10 April 1599, after she had given birth to a premature and stillborn son. His marriage to Margaret was annulled in 1599, and Henry married Marie de' Medici, daughter of Francesco I de' Medici, Grand Duke of Tuscany, and Archduchess Joanna of Austria, in 1600.[29]
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For the royal entry of Marie into Avignon on 19 November 1600, the citizens bestowed on Henry the title of the Hercule Gaulois ("Gallic Hercules"), justifying the extravagant flattery with a genealogy that traced the origin of the House of Navarre to a nephew of Hercules' son Hispalus.[30]
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During his reign, Henry IV worked through his faithful right-hand man, the minister Maximilien de Béthune, Duke of Sully, to regularize state finance, promote agriculture, drain swamps, undertake public works, and encourage education. He established the Collège Royal Henri-le-Grand in La Flèche (today the Prytanée Militaire de la Flèche). He and Sully protected forests from further devastation, built a system of tree-lined highways, and constructed bridges and canals. He had a 1200-metre canal built in the park at the Château Fontainebleau (which may be fished today) and ordered the planting of pines, elms, and fruit trees.
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The King restored Paris as a great city, with the Pont Neuf, which still stands today, constructed over the river Seine to connect the Right and Left Banks of the city. Henry IV also had the Place Royale built (since 1800 known as Place des Vosges), and added the Grande Galerie to the Louvre Palace. More than 400 metres long and thirty-five metres wide, this huge addition was built along the bank of the Seine River. At the time it was the longest edifice of its kind in the world. King Henry IV, a promoter of the arts by all classes of people, invited hundreds of artists and craftsmen to live and work on the building's lower floors. This tradition continued for another two hundred years, until Emperor Napoleon I banned it. The art and architecture of his reign have become known as the "Henry IV style" since that time.
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King Henry's vision extended beyond France, and he financed several expeditions of Pierre Dugua, Sieur de Monts and Samuel de Champlain[2] to North America. France laid claim to New France (now Canada).[31]
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During the reign of Henry IV, rivalry continued among France, the Habsburg rulers of Spain, and the Holy Roman Empire for the mastery of Western Europe. The conflict was not resolved until after the Thirty Years' War.
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During Henry's struggle for the crown, Spain had been the principal backer of the Catholic League, and it tried to thwart Henry. Under the Duke of Parma, an army from the Spanish Netherlands intervened in 1590 against Henry and foiled his siege of Paris. Another Spanish army helped the nobles opposing Henry to win the Battle of Craon against his troops in 1592.
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After Henry's coronation, the war continued because there was an official tug-of-war between the French and Spanish states, but after victory at the Siege of Amiens in September 1597 the Peace of Vervins was signed in 1598. This enabled him to turn his attention to Savoy, with which he also had been fighting. Their conflicts were settled in the Treaty of Lyon of 1601, which mandated territorial exchanges between France and the Duchy of Savoy.
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In 1609 Henry's intervention helped to settle the War of the Jülich Succession through diplomatic means.
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It was widely believed that in 1610 Henry was preparing to go to war against the Holy Roman Empire. The preparations were terminated by his assassination, however, and the subsequent rapprochement with Spain under the regency of Marie de' Medici.
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Even before Henry's accession to the French throne, the French Huguenots were in contact with Aragonese Moriscos in plans against the Habsburg government of Spain in the 1570s.[33] Around 1575, plans were made for a combined attack of Aragonese Moriscos and Huguenots from Béarn under Henry against Spanish Aragon, in agreement with the king of Algiers and the Ottoman Empire, but this project floundered with the arrival of John of Austria in Aragon and the disarmament of the Moriscos.[34][35] In 1576, a three-pronged fleet from Constantinople was planned to disembark between Murcia and Valencia while the French Huguenots would invade from the north and the Moriscos accomplish their uprising, but the Ottoman fleet failed to arrive.[34]
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After his crowning, Henry continued the policy of a Franco-Ottoman alliance and received an embassy from Sultan Mehmed III in 1601.[36][37] In 1604, a "Peace Treaty and Capitulation" was signed between Henry IV and the Ottoman Sultan Ahmet I. It granted numerous advantages to France in the Ottoman Empire.[37]
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In 1606–07, Henry IV sent Arnoult de Lisle as Ambassador to Morocco to obtain the observance of past friendship treaties. An embassy was sent to Tunisia in 1608 led by François Savary de Brèves.[38]
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During the reign of Henry IV, various enterprises were set up to develop trade with faraway lands. In December 1600, a company was formed through the association of Saint-Malo, Laval, and Vitré to trade with the Moluccas and Japan.[39] Two ships, the Croissant and the Corbin, were sent around the Cape of Good Hope in May 1601. The Corbin was wrecked in the Maldives, leading to the adventure of François Pyrard de Laval, who managed to return to France in 1611.[39][40] The Croissant, carrying François Martin de Vitré, reached Ceylon and traded with Aceh in Sumatra, but was captured by the Dutch on the return leg at Cape Finisterre.[39][40] François Martin de Vitré was the first Frenchman to write an account of travels to the Far East in 1604, at the request of Henry IV, and from that time numerous accounts on Asia would be published.[41]
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From 1604 to 1609, following the return of François Martin de Vitré, Henry developed a strong enthusiasm for travel to Asia and attempted to set up a French East India Company on the model of England and the Netherlands.[40][41][42] On 1 June 1604, he issued letters patent to Dieppe merchants to form the Dieppe Company, giving them exclusive rights to Asian trade for 15 years. No ships were sent, however, until 1616.[39] In 1609, another adventurer, Pierre-Olivier Malherbe, returned from a circumnavigation of the globe and informed Henry of his adventures.[41] He had visited China and India, and had an encounter with Akbar.[41]
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Henry IV proved to be a man of vision and courage.[citation needed] Instead of waging costly wars to suppress opposing nobles, Henry simply paid them off. As king, he adopted policies and undertook projects to improve the lives of all subjects, which made him one of the country's most popular rulers ever.
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Henry is said to have originated the oft-repeated phrase "a chicken in every pot".[2] The context for that phrase:
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Si Dieu me prête vie, je ferai qu'il n'y aura point de laboureur en mon royaume qui n'ait les moyens d'avoir le dimanche une poule dans son pot!
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(If God grants me life, I will make it so that no plowman in my realm will lack the means to have a chicken in his pot on Sunday!)
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This statement epitomises the peace and relative prosperity which Henry brought to France after decades of religious war, and demonstrates how well he understood the plight of the French worker and peasant farmer. This real concern for the living conditions of the "lowly" population—who in the final analysis provided the economic basis for the power of the king and the great nobles—was perhaps without parallel among the kings of France. Following his death Henry would be remembered fondly by most of the population.
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Henry's forthright manner, physical courage, and military successes also contrasted dramatically with the sickly, effete languor of the last Valois kings, as evinced by his blunt assertion that he ruled with "weapon in hand and arse in the saddle" (on a le bras armé et le cul sur la selle). He was also a great philanderer, fathering many children by a number of mistresses.[2]
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Henry was nicknamed "the Great" (Henri le Grand), and in France is also called le bon roi Henri ("the good king Henry") or le vert galant ("The Green Gallant", for his numerous mistresses).[2][43]
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In English he is most often referred to as Henry of Navarre.
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Henry was the subject of numerous attempts on his life, including one by Pierre Barrière in August 1593[44] and Jean Châtel in December 1594.[45]
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He was finally killed in Paris on 14 May 1610 by a Catholic fanatic, François Ravaillac, who stabbed him in the Rue de la Ferronnerie. Henry's coach was stopped by traffic congestion associated with the Queen's coronation ceremony, as depicted in the engraving by Gaspar Bouttats.[46][47] Hercule de Rohan, duc de Montbazon, was with him when he was killed; Montbazon was wounded, but survived. Henry was buried at the Saint Denis Basilica.
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His widow, Marie de' Medici, served as regent for their nine-year-old son, Louis XIII, until 1617.[48]
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Assassination of Henry IV,engraving by Gaspar Bouttats
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His assassin, François Ravaillac, brandishing his dagger
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Pierre Firens - "Le Roi Est Mort continues at the Palace of Versailles". 1610
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Lying in state at the Louvre, engraving after François Quesnel
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The reign of Henry IV was long remembered by the French people. A statue was erected in his honour at the Pont Neuf in 1614, four years after his death. During the earlier phase of the French Revolution, when its professed aim was to create a constitutional monarchy rather than a Republic, Henry IV was held up as an ideal which King Louis XVI was urged to emulate. When the Revolution radicalized its positions and came to altogether reject Monarchy, Henry IV's statue was torn down along with other royal monuments — but it was the first to be rebuilt, in 1818, and it stands today on the Pont Neuf.
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A cult surrounding the personality of Henry IV emerged during the Bourbon Restoration. The restored Bourbons were keen to play down the controversial reigns of Louis XV and Louis XVI, and instead lauded the reign of the benevolent Henry IV. The song Marche Henri IV ("Long Live Henry IV") was popular during the Restoration. In addition, when Princess Caroline of Naples and Sicily (a descendant of his) gave birth to a male heir to the throne of France seven months after the assassination of her husband Charles Ferdinand, Duke of Berry, by a Republican fanatic, the boy was conspicuously named Henri in reference to his forefather Henry IV. The boy was also baptised in the traditional way of Béarn/Navarre, with a spoon of Jurançon wine and some garlic, imitating the quaint manner in which Henry IV had been baptised in Pau.
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Henry IV's popularity continued when the first edition of his biography, Histoire du Roy Henry le Grand, was published in Amsterdam in 1661. It was written by Hardouin de Péréfixe de Beaumont, successively bishop of Rhodez and archbishop of Paris, primarily for the edification of Louis XIV, grandson of Henry IV. A translation into English was made by James Dauncey for another grandson, King Charles II of England. An English edition was published at London in 1663.
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Henry served loosely as inspiration for the character of Ferdinand, King of Navarre in William Shakespeare's Love's Labour's Lost.[49]
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Henry's patriline was his line of descent in the male line, that is, from father to son only.
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Patrilineal descent governs membership and succession in many royal and noble houses. Henry was a scion of the House of Bourbon, which was a branch of the Capetian dynasty, which sprang from the Robertians.
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Henry's patriline ran through the house of Bourbon-Vendôme (Counts and then Dukes of Vendôme), descended from a younger son of the Count of Marche, descended from a younger son of the Duke of Bourbon, whose father was a younger son of Louis IX. Louis was the direct descendant of Hugh Capet, who became King of France in 987 and made the crown hereditary. Hugh was the heir of the "Robertian" house, Counts of Worms, descended from Robert of Hesbaye.
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This line has continued to the present day, more than 1,200 years in all, through kings of France, Navarre, France again, Spain, Portugal, and the Two Sicilies, dukes of Parma, grand dukes of Luxembourg, princes of Orléans, and emperors of Brazil. It is one of the oldest royal patrilines in Europe.
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Historians have been making the assertion that Henry IV was a convinced Calvinist, only changing his formal religious allegiance to adjust, suit or achieve his political goals.
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Henry IV was baptized a Catholic on 5 January 1554. He was raised Reformed by his mother Jeanne III of Navarre. In 1572, after the massacre of French Calvinists, he was forced by Catherine de' Medici and other powerful Catholic royalty to convert. In 1576, as he managed to escape from Paris, he abjured Catholicism and returned to Calvinism. In 1593, in order to gain recognition as King of France, he converted again to Catholicism. Although a formal Catholic, he valued his Calvinist upbringing and was tolerant toward the Huguenots until his death in 1610, and issued the Edict of Nantes which granted many concessions to them.
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On 18 August 1572, Henry married his second cousin Margaret of Valois; their childless marriage was annulled in 1599. His subsequent marriage to Marie de' Medici on 17 December 1600 produced six children:
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The arms of Henry IV changed throughout his lifetime:
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From 1562,as Prince of Béarn and Duke of Vendôme
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From 1572,as King of Navarre
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From 1589,as King of France and Navarre<also used by his successors>
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Grand Royal Coat of Arms of Henry and the House of Bourbon as Kings of France and Navarre (1589-1789)
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Illegitimate:
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Henry IV (French: Henri IV; 13 December 1553 – 14 May 1610), also known by the epithet Good King Henry or Henry the Great, was King of Navarre (as Henry III) from 1572 and King of France from 1589 to 1610. He was the first monarch of France from the House of Bourbon, a cadet branch of the Capetian dynasty. He was assassinated in 1610 by François Ravaillac, a fanatical Catholic, and was succeeded by his son Louis XIII.[1]
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The son of Antoine de Bourbon, Duke of Vendôme and Jeanne d'Albret, the Queen of Navarre, Henry was baptised as a Catholic but raised in the Protestant faith by his mother. He inherited the throne of Navarre in 1572 on his mother's death. As a Huguenot, Henry was involved in the French Wars of Religion, barely escaping assassination in the St. Bartholomew's Day massacre. He later led Protestant forces against the royal army.[2]
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He and his predecessor Henry III of France were direct descendants of Saint-King Louis IX. Henry III belonged to the House of Valois, descended from Philip III of France, elder son of Saint Louis; Henry IV belonged to the House of Bourbon, descended from Robert, Count of Clermont, younger son of Saint Louis. As Head of the House of Bourbon, Henry was "first prince of the blood". Upon the death of his brother-in-law and distant cousin Henry III in 1589, Henry was called to the French succession by the Salic law.
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He initially kept the Protestant faith (the only French king to do so) and had to fight against the Catholic League, which denied that he could wear France's crown as a Protestant. To obtain mastery over his kingdom, after four years of stalemate, he found it prudent to abjure the Calvinist faith. As a pragmatic politician (in the parlance of the time, a politique), he displayed an unusual religious tolerance for the era. Notably, he promulgated the Edict of Nantes (1598), which guaranteed religious liberties to Protestants, thereby effectively ending the Wars of Religion.
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Considered a usurper by some Catholics and a traitor by some Protestants, Henry became target of at least 12 assassination attempts.[3] An unpopular king among his contemporaries, Henry gained more status after his death.[4] He was admired for his repeated victories over his enemies and his conversion to Catholicism. The "Good King Henry" (le bon roi Henri) was remembered for his geniality and his great concern about the welfare of his subjects.[2] An active ruler, he worked to regularise state finance, promote agriculture, eliminate corruption and encourage education. During his reign,[5] the French colonization of the Americas truly began with the foundation of the colonies of Acadia and Canada at Port-Royal and Quebec, respectively. He was celebrated in the popular song "Vive le roi Henri" (which later became an anthem for the French monarchy during the reigns of his successors) and in Voltaire's Henriade.
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Henry de Bourbon was born in Pau, the capital of the joint Kingdom of Navarre with the sovereign principality of Béarn.[6] His parents were Queen Joan III of Navarre (Jeanne d'Albret) and her consort, Antoine de Bourbon, Duke of Vendôme, King of Navarre.[7] Although baptised as a Catholic, Henry was raised as a Protestant by his mother,[8] who had declared Calvinism the religion of Navarre. As a teenager, Henry joined the Huguenot forces in the French Wars of Religion. On 9 June 1572, upon his mother's death, the 19-year-old became King of Navarre.[9]
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At Queen Joan's death, it was arranged for Henry to marry Margaret of Valois, daughter of Henry II of France and Catherine de' Medici. The wedding took place in Paris on 18 August 1572[10] on the parvis of Notre Dame Cathedral.
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On 24 August, the St. Bartholomew's Day massacre began in Paris. Several thousand Protestants who had come to Paris for Henry's wedding were killed, as well as thousands more throughout the country in the days that followed. Henry narrowly escaped death thanks to the help of his wife and his promise to convert to Catholicism. He was forced to live at the court of France, but he escaped in early 1576. On 5 February of that year, he formally abjured Catholicism at Tours and rejoined the Protestant forces in the military conflict.[9] He named his 16-year-old sister, Catherine de Bourbon, regent of Béarn. Catherine held the regency for nearly thirty years.
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Henry became heir presumptive to the French throne in 1584 upon the death of Francis, Duke of Anjou, brother and heir to the Catholic Henry III, who had succeeded Charles IX in 1574. Given that Henry of Navarre was the next senior agnatic descendant of King Louis IX, King Henry III had no choice but to recognise him as the legitimate successor.[11] Salic law barred the king's sisters and all others who could claim descent through only the female line from inheriting. Since Henry of Navarre was a Huguenot, the issue was not considered settled in many quarters of the country, and France was plunged into a phase of the Wars of Religion known as the War of the Three Henries. Henry III and Henry of Navarre were two of these Henries. The third was Henry I, Duke of Guise, who pushed for complete suppression of the Huguenots and had much support among Catholic loyalists. Political disagreements among the parties set off a series of campaigns and counter-campaigns that culminated in the Battle of Coutras.[12]
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In December 1588, Henry III had Henry I of Guise murdered,[13] along with his brother, Louis, Cardinal de Guise.[14] Henry III thought the removal of the brothers would finally restore his authority. However, the populace was horrified and rose against him. The title of the king was no longer recognized in several cities; his power was limited to Blois, Tours, and the surrounding districts. In the general chaos, Henry III relied on King Henry of Navarre and his Huguenots.
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The two kings were united by a common interest—to win France from the Catholic League. Henry III acknowledged the King of Navarre as a true subject and Frenchman, not a fanatic Huguenot aiming for the destruction of Catholics. Catholic royalist nobles also rallied to the king's standard. With this combined force, the two kings marched to Paris. The morale of the city was low, and even the Spanish ambassador believed the city could not hold out longer than a fortnight. But Henry III was assassinated shortly thereafter, on 2 August 1589, by a fanatical monk.[15]
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When Henry III died, Henry of Navarre nominally became king of France. The Catholic League, however, strengthened by support from outside the country—especially from Spain—was strong enough to prevent a universal recognition of his new title. The Pope excommunicated Henry and declared him devoid of any right to inherit the crown.[16] Most of the Catholic nobles who had joined Henry III for the siege of Paris also refused to recognize the claim of Henry of Navarre, and abandoned him. He set about winning his kingdom by military conquest, aided by English money and German troops. Henry's Catholic uncle Charles, Cardinal de Bourbon was proclaimed king by the League, but the Cardinal was Henry's prisoner at the time.[17] Henry was victorious at the Battle of Arques and the Battle of Ivry, but failed to take Paris after besieging it in 1590.[18]
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When Cardinal de Bourbon died in 1590, the League could not agree on a new candidate. While some supported various Guise candidates, the strongest candidate was probably the Infanta Isabella Clara Eugenia of Spain, the daughter of Philip II of Spain, whose mother Elisabeth had been the eldest daughter of Henry II of France.[19] In the religious fervor of the time, the Infanta was recognized to be a suitable candidate, provided that she marry a suitable husband. The French overwhelmingly rejected Philip's first choice, Archduke Ernest of Austria, the Emperor's brother, also a member of the House of Habsburg. In case of such opposition, Philip indicated that princes of the House of Lorraine would be acceptable to him: the Duke of Guise; a son of the Duke of Lorraine; and the son of the Duke of Mayenne. The Spanish ambassadors selected the Duke of Guise, to the joy of the League. However, at that moment of seeming victory, the envy of the Duke of Mayenne was aroused, and he blocked the proposed election of a king.
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The Parlement of Paris also upheld the Salic law. They argued that if the French accepted natural hereditary succession, as proposed by the Spaniards, and accepted a woman as their queen, then the ancient claims of the English kings would be confirmed, and the monarchy of centuries past would be nothing but an illegality.[20] The Parlement admonished Mayenne, as Lieutenant-General, that the Kings of France had resisted the interference of the Pope in political matters, and that he should not raise a foreign prince or princess to the throne of France under the pretext of religion. Mayenne was angered that he had not been consulted prior to this admonishment, but yielded, since their aim was not contrary to his present views.
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Despite these setbacks for the League, Henry remained unable to take control of Paris.
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On 25 July 1593, with the encouragement of his great love, Gabrielle d'Estrées, Henry permanently renounced Protestantism and converted to Catholicism — in order to secure his hold on the French crown, thereby earning the resentment of the Huguenots and his former ally Queen Elizabeth I of England. He was said to have declared that Paris vaut bien une messe ("Paris is well worth a mass"),[21][22][23] although there is some doubt whether he said this, or whether the statement was attributed to him by his contemporaries.[24][25] His acceptance of Catholicism secured the allegiance of the vast majority of his subjects.
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Since Reims, traditional coronation place of French kings, was still occupied by the Catholic League, Henry was crowned King of France at the Cathedral of Chartres on 27 February 1594.[26] Pope Clement VIII lifted excommunication from Henry on 17 September 1595.[27] He did not forget his former Calvinist coreligionists, however and was known for his religious tolerance. In 1598 he issued the Edict of Nantes, which granted circumscribed toleration to the Huguenots.[28]
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Henry's first marriage was not a happy one, and the couple remained childless. Henry and Margaret separated even before Henry acceded to the throne in August 1589; Margaret retired to the Château d'Usson in the Auvergne and lived there for many years. After Henry became king of France, it was of the utmost importance that he provide an heir to the crown to avoid the problem of a disputed succession.
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Henry favoured the idea of obtaining an annulment of his marriage to Margaret and taking his mistress Gabrielle d'Estrées as his bride; after all, she had already borne him three children. Henry's councillors strongly opposed this idea, but the matter was resolved unexpectedly by Gabrielle's sudden death in the early hours of 10 April 1599, after she had given birth to a premature and stillborn son. His marriage to Margaret was annulled in 1599, and Henry married Marie de' Medici, daughter of Francesco I de' Medici, Grand Duke of Tuscany, and Archduchess Joanna of Austria, in 1600.[29]
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For the royal entry of Marie into Avignon on 19 November 1600, the citizens bestowed on Henry the title of the Hercule Gaulois ("Gallic Hercules"), justifying the extravagant flattery with a genealogy that traced the origin of the House of Navarre to a nephew of Hercules' son Hispalus.[30]
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During his reign, Henry IV worked through his faithful right-hand man, the minister Maximilien de Béthune, Duke of Sully, to regularize state finance, promote agriculture, drain swamps, undertake public works, and encourage education. He established the Collège Royal Henri-le-Grand in La Flèche (today the Prytanée Militaire de la Flèche). He and Sully protected forests from further devastation, built a system of tree-lined highways, and constructed bridges and canals. He had a 1200-metre canal built in the park at the Château Fontainebleau (which may be fished today) and ordered the planting of pines, elms, and fruit trees.
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The King restored Paris as a great city, with the Pont Neuf, which still stands today, constructed over the river Seine to connect the Right and Left Banks of the city. Henry IV also had the Place Royale built (since 1800 known as Place des Vosges), and added the Grande Galerie to the Louvre Palace. More than 400 metres long and thirty-five metres wide, this huge addition was built along the bank of the Seine River. At the time it was the longest edifice of its kind in the world. King Henry IV, a promoter of the arts by all classes of people, invited hundreds of artists and craftsmen to live and work on the building's lower floors. This tradition continued for another two hundred years, until Emperor Napoleon I banned it. The art and architecture of his reign have become known as the "Henry IV style" since that time.
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King Henry's vision extended beyond France, and he financed several expeditions of Pierre Dugua, Sieur de Monts and Samuel de Champlain[2] to North America. France laid claim to New France (now Canada).[31]
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During the reign of Henry IV, rivalry continued among France, the Habsburg rulers of Spain, and the Holy Roman Empire for the mastery of Western Europe. The conflict was not resolved until after the Thirty Years' War.
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During Henry's struggle for the crown, Spain had been the principal backer of the Catholic League, and it tried to thwart Henry. Under the Duke of Parma, an army from the Spanish Netherlands intervened in 1590 against Henry and foiled his siege of Paris. Another Spanish army helped the nobles opposing Henry to win the Battle of Craon against his troops in 1592.
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After Henry's coronation, the war continued because there was an official tug-of-war between the French and Spanish states, but after victory at the Siege of Amiens in September 1597 the Peace of Vervins was signed in 1598. This enabled him to turn his attention to Savoy, with which he also had been fighting. Their conflicts were settled in the Treaty of Lyon of 1601, which mandated territorial exchanges between France and the Duchy of Savoy.
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In 1609 Henry's intervention helped to settle the War of the Jülich Succession through diplomatic means.
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It was widely believed that in 1610 Henry was preparing to go to war against the Holy Roman Empire. The preparations were terminated by his assassination, however, and the subsequent rapprochement with Spain under the regency of Marie de' Medici.
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Even before Henry's accession to the French throne, the French Huguenots were in contact with Aragonese Moriscos in plans against the Habsburg government of Spain in the 1570s.[33] Around 1575, plans were made for a combined attack of Aragonese Moriscos and Huguenots from Béarn under Henry against Spanish Aragon, in agreement with the king of Algiers and the Ottoman Empire, but this project floundered with the arrival of John of Austria in Aragon and the disarmament of the Moriscos.[34][35] In 1576, a three-pronged fleet from Constantinople was planned to disembark between Murcia and Valencia while the French Huguenots would invade from the north and the Moriscos accomplish their uprising, but the Ottoman fleet failed to arrive.[34]
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After his crowning, Henry continued the policy of a Franco-Ottoman alliance and received an embassy from Sultan Mehmed III in 1601.[36][37] In 1604, a "Peace Treaty and Capitulation" was signed between Henry IV and the Ottoman Sultan Ahmet I. It granted numerous advantages to France in the Ottoman Empire.[37]
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In 1606–07, Henry IV sent Arnoult de Lisle as Ambassador to Morocco to obtain the observance of past friendship treaties. An embassy was sent to Tunisia in 1608 led by François Savary de Brèves.[38]
|
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During the reign of Henry IV, various enterprises were set up to develop trade with faraway lands. In December 1600, a company was formed through the association of Saint-Malo, Laval, and Vitré to trade with the Moluccas and Japan.[39] Two ships, the Croissant and the Corbin, were sent around the Cape of Good Hope in May 1601. The Corbin was wrecked in the Maldives, leading to the adventure of François Pyrard de Laval, who managed to return to France in 1611.[39][40] The Croissant, carrying François Martin de Vitré, reached Ceylon and traded with Aceh in Sumatra, but was captured by the Dutch on the return leg at Cape Finisterre.[39][40] François Martin de Vitré was the first Frenchman to write an account of travels to the Far East in 1604, at the request of Henry IV, and from that time numerous accounts on Asia would be published.[41]
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From 1604 to 1609, following the return of François Martin de Vitré, Henry developed a strong enthusiasm for travel to Asia and attempted to set up a French East India Company on the model of England and the Netherlands.[40][41][42] On 1 June 1604, he issued letters patent to Dieppe merchants to form the Dieppe Company, giving them exclusive rights to Asian trade for 15 years. No ships were sent, however, until 1616.[39] In 1609, another adventurer, Pierre-Olivier Malherbe, returned from a circumnavigation of the globe and informed Henry of his adventures.[41] He had visited China and India, and had an encounter with Akbar.[41]
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Henry IV proved to be a man of vision and courage.[citation needed] Instead of waging costly wars to suppress opposing nobles, Henry simply paid them off. As king, he adopted policies and undertook projects to improve the lives of all subjects, which made him one of the country's most popular rulers ever.
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Henry is said to have originated the oft-repeated phrase "a chicken in every pot".[2] The context for that phrase:
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Si Dieu me prête vie, je ferai qu'il n'y aura point de laboureur en mon royaume qui n'ait les moyens d'avoir le dimanche une poule dans son pot!
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(If God grants me life, I will make it so that no plowman in my realm will lack the means to have a chicken in his pot on Sunday!)
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This statement epitomises the peace and relative prosperity which Henry brought to France after decades of religious war, and demonstrates how well he understood the plight of the French worker and peasant farmer. This real concern for the living conditions of the "lowly" population—who in the final analysis provided the economic basis for the power of the king and the great nobles—was perhaps without parallel among the kings of France. Following his death Henry would be remembered fondly by most of the population.
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Henry's forthright manner, physical courage, and military successes also contrasted dramatically with the sickly, effete languor of the last Valois kings, as evinced by his blunt assertion that he ruled with "weapon in hand and arse in the saddle" (on a le bras armé et le cul sur la selle). He was also a great philanderer, fathering many children by a number of mistresses.[2]
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Henry was nicknamed "the Great" (Henri le Grand), and in France is also called le bon roi Henri ("the good king Henry") or le vert galant ("The Green Gallant", for his numerous mistresses).[2][43]
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In English he is most often referred to as Henry of Navarre.
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Henry was the subject of numerous attempts on his life, including one by Pierre Barrière in August 1593[44] and Jean Châtel in December 1594.[45]
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He was finally killed in Paris on 14 May 1610 by a Catholic fanatic, François Ravaillac, who stabbed him in the Rue de la Ferronnerie. Henry's coach was stopped by traffic congestion associated with the Queen's coronation ceremony, as depicted in the engraving by Gaspar Bouttats.[46][47] Hercule de Rohan, duc de Montbazon, was with him when he was killed; Montbazon was wounded, but survived. Henry was buried at the Saint Denis Basilica.
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His widow, Marie de' Medici, served as regent for their nine-year-old son, Louis XIII, until 1617.[48]
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Assassination of Henry IV,engraving by Gaspar Bouttats
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His assassin, François Ravaillac, brandishing his dagger
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Pierre Firens - "Le Roi Est Mort continues at the Palace of Versailles". 1610
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Lying in state at the Louvre, engraving after François Quesnel
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The reign of Henry IV was long remembered by the French people. A statue was erected in his honour at the Pont Neuf in 1614, four years after his death. During the earlier phase of the French Revolution, when its professed aim was to create a constitutional monarchy rather than a Republic, Henry IV was held up as an ideal which King Louis XVI was urged to emulate. When the Revolution radicalized its positions and came to altogether reject Monarchy, Henry IV's statue was torn down along with other royal monuments — but it was the first to be rebuilt, in 1818, and it stands today on the Pont Neuf.
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A cult surrounding the personality of Henry IV emerged during the Bourbon Restoration. The restored Bourbons were keen to play down the controversial reigns of Louis XV and Louis XVI, and instead lauded the reign of the benevolent Henry IV. The song Marche Henri IV ("Long Live Henry IV") was popular during the Restoration. In addition, when Princess Caroline of Naples and Sicily (a descendant of his) gave birth to a male heir to the throne of France seven months after the assassination of her husband Charles Ferdinand, Duke of Berry, by a Republican fanatic, the boy was conspicuously named Henri in reference to his forefather Henry IV. The boy was also baptised in the traditional way of Béarn/Navarre, with a spoon of Jurançon wine and some garlic, imitating the quaint manner in which Henry IV had been baptised in Pau.
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Henry IV's popularity continued when the first edition of his biography, Histoire du Roy Henry le Grand, was published in Amsterdam in 1661. It was written by Hardouin de Péréfixe de Beaumont, successively bishop of Rhodez and archbishop of Paris, primarily for the edification of Louis XIV, grandson of Henry IV. A translation into English was made by James Dauncey for another grandson, King Charles II of England. An English edition was published at London in 1663.
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Henry served loosely as inspiration for the character of Ferdinand, King of Navarre in William Shakespeare's Love's Labour's Lost.[49]
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Henry's patriline was his line of descent in the male line, that is, from father to son only.
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Patrilineal descent governs membership and succession in many royal and noble houses. Henry was a scion of the House of Bourbon, which was a branch of the Capetian dynasty, which sprang from the Robertians.
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Henry's patriline ran through the house of Bourbon-Vendôme (Counts and then Dukes of Vendôme), descended from a younger son of the Count of Marche, descended from a younger son of the Duke of Bourbon, whose father was a younger son of Louis IX. Louis was the direct descendant of Hugh Capet, who became King of France in 987 and made the crown hereditary. Hugh was the heir of the "Robertian" house, Counts of Worms, descended from Robert of Hesbaye.
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This line has continued to the present day, more than 1,200 years in all, through kings of France, Navarre, France again, Spain, Portugal, and the Two Sicilies, dukes of Parma, grand dukes of Luxembourg, princes of Orléans, and emperors of Brazil. It is one of the oldest royal patrilines in Europe.
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Historians have been making the assertion that Henry IV was a convinced Calvinist, only changing his formal religious allegiance to adjust, suit or achieve his political goals.
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Henry IV was baptized a Catholic on 5 January 1554. He was raised Reformed by his mother Jeanne III of Navarre. In 1572, after the massacre of French Calvinists, he was forced by Catherine de' Medici and other powerful Catholic royalty to convert. In 1576, as he managed to escape from Paris, he abjured Catholicism and returned to Calvinism. In 1593, in order to gain recognition as King of France, he converted again to Catholicism. Although a formal Catholic, he valued his Calvinist upbringing and was tolerant toward the Huguenots until his death in 1610, and issued the Edict of Nantes which granted many concessions to them.
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On 18 August 1572, Henry married his second cousin Margaret of Valois; their childless marriage was annulled in 1599. His subsequent marriage to Marie de' Medici on 17 December 1600 produced six children:
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The arms of Henry IV changed throughout his lifetime:
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From 1562,as Prince of Béarn and Duke of Vendôme
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From 1572,as King of Navarre
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From 1589,as King of France and Navarre<also used by his successors>
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Grand Royal Coat of Arms of Henry and the House of Bourbon as Kings of France and Navarre (1589-1789)
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Illegitimate:
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Henry IV (French: Henri IV; 13 December 1553 – 14 May 1610), also known by the epithet Good King Henry or Henry the Great, was King of Navarre (as Henry III) from 1572 and King of France from 1589 to 1610. He was the first monarch of France from the House of Bourbon, a cadet branch of the Capetian dynasty. He was assassinated in 1610 by François Ravaillac, a fanatical Catholic, and was succeeded by his son Louis XIII.[1]
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The son of Antoine de Bourbon, Duke of Vendôme and Jeanne d'Albret, the Queen of Navarre, Henry was baptised as a Catholic but raised in the Protestant faith by his mother. He inherited the throne of Navarre in 1572 on his mother's death. As a Huguenot, Henry was involved in the French Wars of Religion, barely escaping assassination in the St. Bartholomew's Day massacre. He later led Protestant forces against the royal army.[2]
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He and his predecessor Henry III of France were direct descendants of Saint-King Louis IX. Henry III belonged to the House of Valois, descended from Philip III of France, elder son of Saint Louis; Henry IV belonged to the House of Bourbon, descended from Robert, Count of Clermont, younger son of Saint Louis. As Head of the House of Bourbon, Henry was "first prince of the blood". Upon the death of his brother-in-law and distant cousin Henry III in 1589, Henry was called to the French succession by the Salic law.
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He initially kept the Protestant faith (the only French king to do so) and had to fight against the Catholic League, which denied that he could wear France's crown as a Protestant. To obtain mastery over his kingdom, after four years of stalemate, he found it prudent to abjure the Calvinist faith. As a pragmatic politician (in the parlance of the time, a politique), he displayed an unusual religious tolerance for the era. Notably, he promulgated the Edict of Nantes (1598), which guaranteed religious liberties to Protestants, thereby effectively ending the Wars of Religion.
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Considered a usurper by some Catholics and a traitor by some Protestants, Henry became target of at least 12 assassination attempts.[3] An unpopular king among his contemporaries, Henry gained more status after his death.[4] He was admired for his repeated victories over his enemies and his conversion to Catholicism. The "Good King Henry" (le bon roi Henri) was remembered for his geniality and his great concern about the welfare of his subjects.[2] An active ruler, he worked to regularise state finance, promote agriculture, eliminate corruption and encourage education. During his reign,[5] the French colonization of the Americas truly began with the foundation of the colonies of Acadia and Canada at Port-Royal and Quebec, respectively. He was celebrated in the popular song "Vive le roi Henri" (which later became an anthem for the French monarchy during the reigns of his successors) and in Voltaire's Henriade.
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Henry de Bourbon was born in Pau, the capital of the joint Kingdom of Navarre with the sovereign principality of Béarn.[6] His parents were Queen Joan III of Navarre (Jeanne d'Albret) and her consort, Antoine de Bourbon, Duke of Vendôme, King of Navarre.[7] Although baptised as a Catholic, Henry was raised as a Protestant by his mother,[8] who had declared Calvinism the religion of Navarre. As a teenager, Henry joined the Huguenot forces in the French Wars of Religion. On 9 June 1572, upon his mother's death, the 19-year-old became King of Navarre.[9]
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At Queen Joan's death, it was arranged for Henry to marry Margaret of Valois, daughter of Henry II of France and Catherine de' Medici. The wedding took place in Paris on 18 August 1572[10] on the parvis of Notre Dame Cathedral.
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On 24 August, the St. Bartholomew's Day massacre began in Paris. Several thousand Protestants who had come to Paris for Henry's wedding were killed, as well as thousands more throughout the country in the days that followed. Henry narrowly escaped death thanks to the help of his wife and his promise to convert to Catholicism. He was forced to live at the court of France, but he escaped in early 1576. On 5 February of that year, he formally abjured Catholicism at Tours and rejoined the Protestant forces in the military conflict.[9] He named his 16-year-old sister, Catherine de Bourbon, regent of Béarn. Catherine held the regency for nearly thirty years.
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Henry became heir presumptive to the French throne in 1584 upon the death of Francis, Duke of Anjou, brother and heir to the Catholic Henry III, who had succeeded Charles IX in 1574. Given that Henry of Navarre was the next senior agnatic descendant of King Louis IX, King Henry III had no choice but to recognise him as the legitimate successor.[11] Salic law barred the king's sisters and all others who could claim descent through only the female line from inheriting. Since Henry of Navarre was a Huguenot, the issue was not considered settled in many quarters of the country, and France was plunged into a phase of the Wars of Religion known as the War of the Three Henries. Henry III and Henry of Navarre were two of these Henries. The third was Henry I, Duke of Guise, who pushed for complete suppression of the Huguenots and had much support among Catholic loyalists. Political disagreements among the parties set off a series of campaigns and counter-campaigns that culminated in the Battle of Coutras.[12]
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In December 1588, Henry III had Henry I of Guise murdered,[13] along with his brother, Louis, Cardinal de Guise.[14] Henry III thought the removal of the brothers would finally restore his authority. However, the populace was horrified and rose against him. The title of the king was no longer recognized in several cities; his power was limited to Blois, Tours, and the surrounding districts. In the general chaos, Henry III relied on King Henry of Navarre and his Huguenots.
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The two kings were united by a common interest—to win France from the Catholic League. Henry III acknowledged the King of Navarre as a true subject and Frenchman, not a fanatic Huguenot aiming for the destruction of Catholics. Catholic royalist nobles also rallied to the king's standard. With this combined force, the two kings marched to Paris. The morale of the city was low, and even the Spanish ambassador believed the city could not hold out longer than a fortnight. But Henry III was assassinated shortly thereafter, on 2 August 1589, by a fanatical monk.[15]
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When Henry III died, Henry of Navarre nominally became king of France. The Catholic League, however, strengthened by support from outside the country—especially from Spain—was strong enough to prevent a universal recognition of his new title. The Pope excommunicated Henry and declared him devoid of any right to inherit the crown.[16] Most of the Catholic nobles who had joined Henry III for the siege of Paris also refused to recognize the claim of Henry of Navarre, and abandoned him. He set about winning his kingdom by military conquest, aided by English money and German troops. Henry's Catholic uncle Charles, Cardinal de Bourbon was proclaimed king by the League, but the Cardinal was Henry's prisoner at the time.[17] Henry was victorious at the Battle of Arques and the Battle of Ivry, but failed to take Paris after besieging it in 1590.[18]
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When Cardinal de Bourbon died in 1590, the League could not agree on a new candidate. While some supported various Guise candidates, the strongest candidate was probably the Infanta Isabella Clara Eugenia of Spain, the daughter of Philip II of Spain, whose mother Elisabeth had been the eldest daughter of Henry II of France.[19] In the religious fervor of the time, the Infanta was recognized to be a suitable candidate, provided that she marry a suitable husband. The French overwhelmingly rejected Philip's first choice, Archduke Ernest of Austria, the Emperor's brother, also a member of the House of Habsburg. In case of such opposition, Philip indicated that princes of the House of Lorraine would be acceptable to him: the Duke of Guise; a son of the Duke of Lorraine; and the son of the Duke of Mayenne. The Spanish ambassadors selected the Duke of Guise, to the joy of the League. However, at that moment of seeming victory, the envy of the Duke of Mayenne was aroused, and he blocked the proposed election of a king.
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The Parlement of Paris also upheld the Salic law. They argued that if the French accepted natural hereditary succession, as proposed by the Spaniards, and accepted a woman as their queen, then the ancient claims of the English kings would be confirmed, and the monarchy of centuries past would be nothing but an illegality.[20] The Parlement admonished Mayenne, as Lieutenant-General, that the Kings of France had resisted the interference of the Pope in political matters, and that he should not raise a foreign prince or princess to the throne of France under the pretext of religion. Mayenne was angered that he had not been consulted prior to this admonishment, but yielded, since their aim was not contrary to his present views.
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Despite these setbacks for the League, Henry remained unable to take control of Paris.
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On 25 July 1593, with the encouragement of his great love, Gabrielle d'Estrées, Henry permanently renounced Protestantism and converted to Catholicism — in order to secure his hold on the French crown, thereby earning the resentment of the Huguenots and his former ally Queen Elizabeth I of England. He was said to have declared that Paris vaut bien une messe ("Paris is well worth a mass"),[21][22][23] although there is some doubt whether he said this, or whether the statement was attributed to him by his contemporaries.[24][25] His acceptance of Catholicism secured the allegiance of the vast majority of his subjects.
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Since Reims, traditional coronation place of French kings, was still occupied by the Catholic League, Henry was crowned King of France at the Cathedral of Chartres on 27 February 1594.[26] Pope Clement VIII lifted excommunication from Henry on 17 September 1595.[27] He did not forget his former Calvinist coreligionists, however and was known for his religious tolerance. In 1598 he issued the Edict of Nantes, which granted circumscribed toleration to the Huguenots.[28]
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Henry's first marriage was not a happy one, and the couple remained childless. Henry and Margaret separated even before Henry acceded to the throne in August 1589; Margaret retired to the Château d'Usson in the Auvergne and lived there for many years. After Henry became king of France, it was of the utmost importance that he provide an heir to the crown to avoid the problem of a disputed succession.
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Henry favoured the idea of obtaining an annulment of his marriage to Margaret and taking his mistress Gabrielle d'Estrées as his bride; after all, she had already borne him three children. Henry's councillors strongly opposed this idea, but the matter was resolved unexpectedly by Gabrielle's sudden death in the early hours of 10 April 1599, after she had given birth to a premature and stillborn son. His marriage to Margaret was annulled in 1599, and Henry married Marie de' Medici, daughter of Francesco I de' Medici, Grand Duke of Tuscany, and Archduchess Joanna of Austria, in 1600.[29]
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For the royal entry of Marie into Avignon on 19 November 1600, the citizens bestowed on Henry the title of the Hercule Gaulois ("Gallic Hercules"), justifying the extravagant flattery with a genealogy that traced the origin of the House of Navarre to a nephew of Hercules' son Hispalus.[30]
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During his reign, Henry IV worked through his faithful right-hand man, the minister Maximilien de Béthune, Duke of Sully, to regularize state finance, promote agriculture, drain swamps, undertake public works, and encourage education. He established the Collège Royal Henri-le-Grand in La Flèche (today the Prytanée Militaire de la Flèche). He and Sully protected forests from further devastation, built a system of tree-lined highways, and constructed bridges and canals. He had a 1200-metre canal built in the park at the Château Fontainebleau (which may be fished today) and ordered the planting of pines, elms, and fruit trees.
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The King restored Paris as a great city, with the Pont Neuf, which still stands today, constructed over the river Seine to connect the Right and Left Banks of the city. Henry IV also had the Place Royale built (since 1800 known as Place des Vosges), and added the Grande Galerie to the Louvre Palace. More than 400 metres long and thirty-five metres wide, this huge addition was built along the bank of the Seine River. At the time it was the longest edifice of its kind in the world. King Henry IV, a promoter of the arts by all classes of people, invited hundreds of artists and craftsmen to live and work on the building's lower floors. This tradition continued for another two hundred years, until Emperor Napoleon I banned it. The art and architecture of his reign have become known as the "Henry IV style" since that time.
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King Henry's vision extended beyond France, and he financed several expeditions of Pierre Dugua, Sieur de Monts and Samuel de Champlain[2] to North America. France laid claim to New France (now Canada).[31]
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During the reign of Henry IV, rivalry continued among France, the Habsburg rulers of Spain, and the Holy Roman Empire for the mastery of Western Europe. The conflict was not resolved until after the Thirty Years' War.
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During Henry's struggle for the crown, Spain had been the principal backer of the Catholic League, and it tried to thwart Henry. Under the Duke of Parma, an army from the Spanish Netherlands intervened in 1590 against Henry and foiled his siege of Paris. Another Spanish army helped the nobles opposing Henry to win the Battle of Craon against his troops in 1592.
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After Henry's coronation, the war continued because there was an official tug-of-war between the French and Spanish states, but after victory at the Siege of Amiens in September 1597 the Peace of Vervins was signed in 1598. This enabled him to turn his attention to Savoy, with which he also had been fighting. Their conflicts were settled in the Treaty of Lyon of 1601, which mandated territorial exchanges between France and the Duchy of Savoy.
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In 1609 Henry's intervention helped to settle the War of the Jülich Succession through diplomatic means.
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It was widely believed that in 1610 Henry was preparing to go to war against the Holy Roman Empire. The preparations were terminated by his assassination, however, and the subsequent rapprochement with Spain under the regency of Marie de' Medici.
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Even before Henry's accession to the French throne, the French Huguenots were in contact with Aragonese Moriscos in plans against the Habsburg government of Spain in the 1570s.[33] Around 1575, plans were made for a combined attack of Aragonese Moriscos and Huguenots from Béarn under Henry against Spanish Aragon, in agreement with the king of Algiers and the Ottoman Empire, but this project floundered with the arrival of John of Austria in Aragon and the disarmament of the Moriscos.[34][35] In 1576, a three-pronged fleet from Constantinople was planned to disembark between Murcia and Valencia while the French Huguenots would invade from the north and the Moriscos accomplish their uprising, but the Ottoman fleet failed to arrive.[34]
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After his crowning, Henry continued the policy of a Franco-Ottoman alliance and received an embassy from Sultan Mehmed III in 1601.[36][37] In 1604, a "Peace Treaty and Capitulation" was signed between Henry IV and the Ottoman Sultan Ahmet I. It granted numerous advantages to France in the Ottoman Empire.[37]
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In 1606–07, Henry IV sent Arnoult de Lisle as Ambassador to Morocco to obtain the observance of past friendship treaties. An embassy was sent to Tunisia in 1608 led by François Savary de Brèves.[38]
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During the reign of Henry IV, various enterprises were set up to develop trade with faraway lands. In December 1600, a company was formed through the association of Saint-Malo, Laval, and Vitré to trade with the Moluccas and Japan.[39] Two ships, the Croissant and the Corbin, were sent around the Cape of Good Hope in May 1601. The Corbin was wrecked in the Maldives, leading to the adventure of François Pyrard de Laval, who managed to return to France in 1611.[39][40] The Croissant, carrying François Martin de Vitré, reached Ceylon and traded with Aceh in Sumatra, but was captured by the Dutch on the return leg at Cape Finisterre.[39][40] François Martin de Vitré was the first Frenchman to write an account of travels to the Far East in 1604, at the request of Henry IV, and from that time numerous accounts on Asia would be published.[41]
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From 1604 to 1609, following the return of François Martin de Vitré, Henry developed a strong enthusiasm for travel to Asia and attempted to set up a French East India Company on the model of England and the Netherlands.[40][41][42] On 1 June 1604, he issued letters patent to Dieppe merchants to form the Dieppe Company, giving them exclusive rights to Asian trade for 15 years. No ships were sent, however, until 1616.[39] In 1609, another adventurer, Pierre-Olivier Malherbe, returned from a circumnavigation of the globe and informed Henry of his adventures.[41] He had visited China and India, and had an encounter with Akbar.[41]
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Henry IV proved to be a man of vision and courage.[citation needed] Instead of waging costly wars to suppress opposing nobles, Henry simply paid them off. As king, he adopted policies and undertook projects to improve the lives of all subjects, which made him one of the country's most popular rulers ever.
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Henry is said to have originated the oft-repeated phrase "a chicken in every pot".[2] The context for that phrase:
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Si Dieu me prête vie, je ferai qu'il n'y aura point de laboureur en mon royaume qui n'ait les moyens d'avoir le dimanche une poule dans son pot!
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(If God grants me life, I will make it so that no plowman in my realm will lack the means to have a chicken in his pot on Sunday!)
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This statement epitomises the peace and relative prosperity which Henry brought to France after decades of religious war, and demonstrates how well he understood the plight of the French worker and peasant farmer. This real concern for the living conditions of the "lowly" population—who in the final analysis provided the economic basis for the power of the king and the great nobles—was perhaps without parallel among the kings of France. Following his death Henry would be remembered fondly by most of the population.
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Henry's forthright manner, physical courage, and military successes also contrasted dramatically with the sickly, effete languor of the last Valois kings, as evinced by his blunt assertion that he ruled with "weapon in hand and arse in the saddle" (on a le bras armé et le cul sur la selle). He was also a great philanderer, fathering many children by a number of mistresses.[2]
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Henry was nicknamed "the Great" (Henri le Grand), and in France is also called le bon roi Henri ("the good king Henry") or le vert galant ("The Green Gallant", for his numerous mistresses).[2][43]
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In English he is most often referred to as Henry of Navarre.
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Henry was the subject of numerous attempts on his life, including one by Pierre Barrière in August 1593[44] and Jean Châtel in December 1594.[45]
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He was finally killed in Paris on 14 May 1610 by a Catholic fanatic, François Ravaillac, who stabbed him in the Rue de la Ferronnerie. Henry's coach was stopped by traffic congestion associated with the Queen's coronation ceremony, as depicted in the engraving by Gaspar Bouttats.[46][47] Hercule de Rohan, duc de Montbazon, was with him when he was killed; Montbazon was wounded, but survived. Henry was buried at the Saint Denis Basilica.
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His widow, Marie de' Medici, served as regent for their nine-year-old son, Louis XIII, until 1617.[48]
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Assassination of Henry IV,engraving by Gaspar Bouttats
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His assassin, François Ravaillac, brandishing his dagger
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Pierre Firens - "Le Roi Est Mort continues at the Palace of Versailles". 1610
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Lying in state at the Louvre, engraving after François Quesnel
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The reign of Henry IV was long remembered by the French people. A statue was erected in his honour at the Pont Neuf in 1614, four years after his death. During the earlier phase of the French Revolution, when its professed aim was to create a constitutional monarchy rather than a Republic, Henry IV was held up as an ideal which King Louis XVI was urged to emulate. When the Revolution radicalized its positions and came to altogether reject Monarchy, Henry IV's statue was torn down along with other royal monuments — but it was the first to be rebuilt, in 1818, and it stands today on the Pont Neuf.
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A cult surrounding the personality of Henry IV emerged during the Bourbon Restoration. The restored Bourbons were keen to play down the controversial reigns of Louis XV and Louis XVI, and instead lauded the reign of the benevolent Henry IV. The song Marche Henri IV ("Long Live Henry IV") was popular during the Restoration. In addition, when Princess Caroline of Naples and Sicily (a descendant of his) gave birth to a male heir to the throne of France seven months after the assassination of her husband Charles Ferdinand, Duke of Berry, by a Republican fanatic, the boy was conspicuously named Henri in reference to his forefather Henry IV. The boy was also baptised in the traditional way of Béarn/Navarre, with a spoon of Jurançon wine and some garlic, imitating the quaint manner in which Henry IV had been baptised in Pau.
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Henry IV's popularity continued when the first edition of his biography, Histoire du Roy Henry le Grand, was published in Amsterdam in 1661. It was written by Hardouin de Péréfixe de Beaumont, successively bishop of Rhodez and archbishop of Paris, primarily for the edification of Louis XIV, grandson of Henry IV. A translation into English was made by James Dauncey for another grandson, King Charles II of England. An English edition was published at London in 1663.
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Henry served loosely as inspiration for the character of Ferdinand, King of Navarre in William Shakespeare's Love's Labour's Lost.[49]
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Henry's patriline was his line of descent in the male line, that is, from father to son only.
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Patrilineal descent governs membership and succession in many royal and noble houses. Henry was a scion of the House of Bourbon, which was a branch of the Capetian dynasty, which sprang from the Robertians.
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Henry's patriline ran through the house of Bourbon-Vendôme (Counts and then Dukes of Vendôme), descended from a younger son of the Count of Marche, descended from a younger son of the Duke of Bourbon, whose father was a younger son of Louis IX. Louis was the direct descendant of Hugh Capet, who became King of France in 987 and made the crown hereditary. Hugh was the heir of the "Robertian" house, Counts of Worms, descended from Robert of Hesbaye.
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This line has continued to the present day, more than 1,200 years in all, through kings of France, Navarre, France again, Spain, Portugal, and the Two Sicilies, dukes of Parma, grand dukes of Luxembourg, princes of Orléans, and emperors of Brazil. It is one of the oldest royal patrilines in Europe.
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Historians have been making the assertion that Henry IV was a convinced Calvinist, only changing his formal religious allegiance to adjust, suit or achieve his political goals.
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Henry IV was baptized a Catholic on 5 January 1554. He was raised Reformed by his mother Jeanne III of Navarre. In 1572, after the massacre of French Calvinists, he was forced by Catherine de' Medici and other powerful Catholic royalty to convert. In 1576, as he managed to escape from Paris, he abjured Catholicism and returned to Calvinism. In 1593, in order to gain recognition as King of France, he converted again to Catholicism. Although a formal Catholic, he valued his Calvinist upbringing and was tolerant toward the Huguenots until his death in 1610, and issued the Edict of Nantes which granted many concessions to them.
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On 18 August 1572, Henry married his second cousin Margaret of Valois; their childless marriage was annulled in 1599. His subsequent marriage to Marie de' Medici on 17 December 1600 produced six children:
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The arms of Henry IV changed throughout his lifetime:
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From 1562,as Prince of Béarn and Duke of Vendôme
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From 1572,as King of Navarre
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From 1589,as King of France and Navarre<also used by his successors>
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Grand Royal Coat of Arms of Henry and the House of Bourbon as Kings of France and Navarre (1589-1789)
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Illegitimate:
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Henry IV (French: Henri IV; 13 December 1553 – 14 May 1610), also known by the epithet Good King Henry or Henry the Great, was King of Navarre (as Henry III) from 1572 and King of France from 1589 to 1610. He was the first monarch of France from the House of Bourbon, a cadet branch of the Capetian dynasty. He was assassinated in 1610 by François Ravaillac, a fanatical Catholic, and was succeeded by his son Louis XIII.[1]
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The son of Antoine de Bourbon, Duke of Vendôme and Jeanne d'Albret, the Queen of Navarre, Henry was baptised as a Catholic but raised in the Protestant faith by his mother. He inherited the throne of Navarre in 1572 on his mother's death. As a Huguenot, Henry was involved in the French Wars of Religion, barely escaping assassination in the St. Bartholomew's Day massacre. He later led Protestant forces against the royal army.[2]
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He and his predecessor Henry III of France were direct descendants of Saint-King Louis IX. Henry III belonged to the House of Valois, descended from Philip III of France, elder son of Saint Louis; Henry IV belonged to the House of Bourbon, descended from Robert, Count of Clermont, younger son of Saint Louis. As Head of the House of Bourbon, Henry was "first prince of the blood". Upon the death of his brother-in-law and distant cousin Henry III in 1589, Henry was called to the French succession by the Salic law.
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He initially kept the Protestant faith (the only French king to do so) and had to fight against the Catholic League, which denied that he could wear France's crown as a Protestant. To obtain mastery over his kingdom, after four years of stalemate, he found it prudent to abjure the Calvinist faith. As a pragmatic politician (in the parlance of the time, a politique), he displayed an unusual religious tolerance for the era. Notably, he promulgated the Edict of Nantes (1598), which guaranteed religious liberties to Protestants, thereby effectively ending the Wars of Religion.
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Considered a usurper by some Catholics and a traitor by some Protestants, Henry became target of at least 12 assassination attempts.[3] An unpopular king among his contemporaries, Henry gained more status after his death.[4] He was admired for his repeated victories over his enemies and his conversion to Catholicism. The "Good King Henry" (le bon roi Henri) was remembered for his geniality and his great concern about the welfare of his subjects.[2] An active ruler, he worked to regularise state finance, promote agriculture, eliminate corruption and encourage education. During his reign,[5] the French colonization of the Americas truly began with the foundation of the colonies of Acadia and Canada at Port-Royal and Quebec, respectively. He was celebrated in the popular song "Vive le roi Henri" (which later became an anthem for the French monarchy during the reigns of his successors) and in Voltaire's Henriade.
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Henry de Bourbon was born in Pau, the capital of the joint Kingdom of Navarre with the sovereign principality of Béarn.[6] His parents were Queen Joan III of Navarre (Jeanne d'Albret) and her consort, Antoine de Bourbon, Duke of Vendôme, King of Navarre.[7] Although baptised as a Catholic, Henry was raised as a Protestant by his mother,[8] who had declared Calvinism the religion of Navarre. As a teenager, Henry joined the Huguenot forces in the French Wars of Religion. On 9 June 1572, upon his mother's death, the 19-year-old became King of Navarre.[9]
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At Queen Joan's death, it was arranged for Henry to marry Margaret of Valois, daughter of Henry II of France and Catherine de' Medici. The wedding took place in Paris on 18 August 1572[10] on the parvis of Notre Dame Cathedral.
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On 24 August, the St. Bartholomew's Day massacre began in Paris. Several thousand Protestants who had come to Paris for Henry's wedding were killed, as well as thousands more throughout the country in the days that followed. Henry narrowly escaped death thanks to the help of his wife and his promise to convert to Catholicism. He was forced to live at the court of France, but he escaped in early 1576. On 5 February of that year, he formally abjured Catholicism at Tours and rejoined the Protestant forces in the military conflict.[9] He named his 16-year-old sister, Catherine de Bourbon, regent of Béarn. Catherine held the regency for nearly thirty years.
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Henry became heir presumptive to the French throne in 1584 upon the death of Francis, Duke of Anjou, brother and heir to the Catholic Henry III, who had succeeded Charles IX in 1574. Given that Henry of Navarre was the next senior agnatic descendant of King Louis IX, King Henry III had no choice but to recognise him as the legitimate successor.[11] Salic law barred the king's sisters and all others who could claim descent through only the female line from inheriting. Since Henry of Navarre was a Huguenot, the issue was not considered settled in many quarters of the country, and France was plunged into a phase of the Wars of Religion known as the War of the Three Henries. Henry III and Henry of Navarre were two of these Henries. The third was Henry I, Duke of Guise, who pushed for complete suppression of the Huguenots and had much support among Catholic loyalists. Political disagreements among the parties set off a series of campaigns and counter-campaigns that culminated in the Battle of Coutras.[12]
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In December 1588, Henry III had Henry I of Guise murdered,[13] along with his brother, Louis, Cardinal de Guise.[14] Henry III thought the removal of the brothers would finally restore his authority. However, the populace was horrified and rose against him. The title of the king was no longer recognized in several cities; his power was limited to Blois, Tours, and the surrounding districts. In the general chaos, Henry III relied on King Henry of Navarre and his Huguenots.
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The two kings were united by a common interest—to win France from the Catholic League. Henry III acknowledged the King of Navarre as a true subject and Frenchman, not a fanatic Huguenot aiming for the destruction of Catholics. Catholic royalist nobles also rallied to the king's standard. With this combined force, the two kings marched to Paris. The morale of the city was low, and even the Spanish ambassador believed the city could not hold out longer than a fortnight. But Henry III was assassinated shortly thereafter, on 2 August 1589, by a fanatical monk.[15]
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When Henry III died, Henry of Navarre nominally became king of France. The Catholic League, however, strengthened by support from outside the country—especially from Spain—was strong enough to prevent a universal recognition of his new title. The Pope excommunicated Henry and declared him devoid of any right to inherit the crown.[16] Most of the Catholic nobles who had joined Henry III for the siege of Paris also refused to recognize the claim of Henry of Navarre, and abandoned him. He set about winning his kingdom by military conquest, aided by English money and German troops. Henry's Catholic uncle Charles, Cardinal de Bourbon was proclaimed king by the League, but the Cardinal was Henry's prisoner at the time.[17] Henry was victorious at the Battle of Arques and the Battle of Ivry, but failed to take Paris after besieging it in 1590.[18]
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When Cardinal de Bourbon died in 1590, the League could not agree on a new candidate. While some supported various Guise candidates, the strongest candidate was probably the Infanta Isabella Clara Eugenia of Spain, the daughter of Philip II of Spain, whose mother Elisabeth had been the eldest daughter of Henry II of France.[19] In the religious fervor of the time, the Infanta was recognized to be a suitable candidate, provided that she marry a suitable husband. The French overwhelmingly rejected Philip's first choice, Archduke Ernest of Austria, the Emperor's brother, also a member of the House of Habsburg. In case of such opposition, Philip indicated that princes of the House of Lorraine would be acceptable to him: the Duke of Guise; a son of the Duke of Lorraine; and the son of the Duke of Mayenne. The Spanish ambassadors selected the Duke of Guise, to the joy of the League. However, at that moment of seeming victory, the envy of the Duke of Mayenne was aroused, and he blocked the proposed election of a king.
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The Parlement of Paris also upheld the Salic law. They argued that if the French accepted natural hereditary succession, as proposed by the Spaniards, and accepted a woman as their queen, then the ancient claims of the English kings would be confirmed, and the monarchy of centuries past would be nothing but an illegality.[20] The Parlement admonished Mayenne, as Lieutenant-General, that the Kings of France had resisted the interference of the Pope in political matters, and that he should not raise a foreign prince or princess to the throne of France under the pretext of religion. Mayenne was angered that he had not been consulted prior to this admonishment, but yielded, since their aim was not contrary to his present views.
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Despite these setbacks for the League, Henry remained unable to take control of Paris.
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On 25 July 1593, with the encouragement of his great love, Gabrielle d'Estrées, Henry permanently renounced Protestantism and converted to Catholicism — in order to secure his hold on the French crown, thereby earning the resentment of the Huguenots and his former ally Queen Elizabeth I of England. He was said to have declared that Paris vaut bien une messe ("Paris is well worth a mass"),[21][22][23] although there is some doubt whether he said this, or whether the statement was attributed to him by his contemporaries.[24][25] His acceptance of Catholicism secured the allegiance of the vast majority of his subjects.
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Since Reims, traditional coronation place of French kings, was still occupied by the Catholic League, Henry was crowned King of France at the Cathedral of Chartres on 27 February 1594.[26] Pope Clement VIII lifted excommunication from Henry on 17 September 1595.[27] He did not forget his former Calvinist coreligionists, however and was known for his religious tolerance. In 1598 he issued the Edict of Nantes, which granted circumscribed toleration to the Huguenots.[28]
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Henry's first marriage was not a happy one, and the couple remained childless. Henry and Margaret separated even before Henry acceded to the throne in August 1589; Margaret retired to the Château d'Usson in the Auvergne and lived there for many years. After Henry became king of France, it was of the utmost importance that he provide an heir to the crown to avoid the problem of a disputed succession.
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Henry favoured the idea of obtaining an annulment of his marriage to Margaret and taking his mistress Gabrielle d'Estrées as his bride; after all, she had already borne him three children. Henry's councillors strongly opposed this idea, but the matter was resolved unexpectedly by Gabrielle's sudden death in the early hours of 10 April 1599, after she had given birth to a premature and stillborn son. His marriage to Margaret was annulled in 1599, and Henry married Marie de' Medici, daughter of Francesco I de' Medici, Grand Duke of Tuscany, and Archduchess Joanna of Austria, in 1600.[29]
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For the royal entry of Marie into Avignon on 19 November 1600, the citizens bestowed on Henry the title of the Hercule Gaulois ("Gallic Hercules"), justifying the extravagant flattery with a genealogy that traced the origin of the House of Navarre to a nephew of Hercules' son Hispalus.[30]
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During his reign, Henry IV worked through his faithful right-hand man, the minister Maximilien de Béthune, Duke of Sully, to regularize state finance, promote agriculture, drain swamps, undertake public works, and encourage education. He established the Collège Royal Henri-le-Grand in La Flèche (today the Prytanée Militaire de la Flèche). He and Sully protected forests from further devastation, built a system of tree-lined highways, and constructed bridges and canals. He had a 1200-metre canal built in the park at the Château Fontainebleau (which may be fished today) and ordered the planting of pines, elms, and fruit trees.
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The King restored Paris as a great city, with the Pont Neuf, which still stands today, constructed over the river Seine to connect the Right and Left Banks of the city. Henry IV also had the Place Royale built (since 1800 known as Place des Vosges), and added the Grande Galerie to the Louvre Palace. More than 400 metres long and thirty-five metres wide, this huge addition was built along the bank of the Seine River. At the time it was the longest edifice of its kind in the world. King Henry IV, a promoter of the arts by all classes of people, invited hundreds of artists and craftsmen to live and work on the building's lower floors. This tradition continued for another two hundred years, until Emperor Napoleon I banned it. The art and architecture of his reign have become known as the "Henry IV style" since that time.
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King Henry's vision extended beyond France, and he financed several expeditions of Pierre Dugua, Sieur de Monts and Samuel de Champlain[2] to North America. France laid claim to New France (now Canada).[31]
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During the reign of Henry IV, rivalry continued among France, the Habsburg rulers of Spain, and the Holy Roman Empire for the mastery of Western Europe. The conflict was not resolved until after the Thirty Years' War.
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During Henry's struggle for the crown, Spain had been the principal backer of the Catholic League, and it tried to thwart Henry. Under the Duke of Parma, an army from the Spanish Netherlands intervened in 1590 against Henry and foiled his siege of Paris. Another Spanish army helped the nobles opposing Henry to win the Battle of Craon against his troops in 1592.
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After Henry's coronation, the war continued because there was an official tug-of-war between the French and Spanish states, but after victory at the Siege of Amiens in September 1597 the Peace of Vervins was signed in 1598. This enabled him to turn his attention to Savoy, with which he also had been fighting. Their conflicts were settled in the Treaty of Lyon of 1601, which mandated territorial exchanges between France and the Duchy of Savoy.
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In 1609 Henry's intervention helped to settle the War of the Jülich Succession through diplomatic means.
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It was widely believed that in 1610 Henry was preparing to go to war against the Holy Roman Empire. The preparations were terminated by his assassination, however, and the subsequent rapprochement with Spain under the regency of Marie de' Medici.
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Even before Henry's accession to the French throne, the French Huguenots were in contact with Aragonese Moriscos in plans against the Habsburg government of Spain in the 1570s.[33] Around 1575, plans were made for a combined attack of Aragonese Moriscos and Huguenots from Béarn under Henry against Spanish Aragon, in agreement with the king of Algiers and the Ottoman Empire, but this project floundered with the arrival of John of Austria in Aragon and the disarmament of the Moriscos.[34][35] In 1576, a three-pronged fleet from Constantinople was planned to disembark between Murcia and Valencia while the French Huguenots would invade from the north and the Moriscos accomplish their uprising, but the Ottoman fleet failed to arrive.[34]
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After his crowning, Henry continued the policy of a Franco-Ottoman alliance and received an embassy from Sultan Mehmed III in 1601.[36][37] In 1604, a "Peace Treaty and Capitulation" was signed between Henry IV and the Ottoman Sultan Ahmet I. It granted numerous advantages to France in the Ottoman Empire.[37]
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In 1606–07, Henry IV sent Arnoult de Lisle as Ambassador to Morocco to obtain the observance of past friendship treaties. An embassy was sent to Tunisia in 1608 led by François Savary de Brèves.[38]
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During the reign of Henry IV, various enterprises were set up to develop trade with faraway lands. In December 1600, a company was formed through the association of Saint-Malo, Laval, and Vitré to trade with the Moluccas and Japan.[39] Two ships, the Croissant and the Corbin, were sent around the Cape of Good Hope in May 1601. The Corbin was wrecked in the Maldives, leading to the adventure of François Pyrard de Laval, who managed to return to France in 1611.[39][40] The Croissant, carrying François Martin de Vitré, reached Ceylon and traded with Aceh in Sumatra, but was captured by the Dutch on the return leg at Cape Finisterre.[39][40] François Martin de Vitré was the first Frenchman to write an account of travels to the Far East in 1604, at the request of Henry IV, and from that time numerous accounts on Asia would be published.[41]
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From 1604 to 1609, following the return of François Martin de Vitré, Henry developed a strong enthusiasm for travel to Asia and attempted to set up a French East India Company on the model of England and the Netherlands.[40][41][42] On 1 June 1604, he issued letters patent to Dieppe merchants to form the Dieppe Company, giving them exclusive rights to Asian trade for 15 years. No ships were sent, however, until 1616.[39] In 1609, another adventurer, Pierre-Olivier Malherbe, returned from a circumnavigation of the globe and informed Henry of his adventures.[41] He had visited China and India, and had an encounter with Akbar.[41]
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Henry IV proved to be a man of vision and courage.[citation needed] Instead of waging costly wars to suppress opposing nobles, Henry simply paid them off. As king, he adopted policies and undertook projects to improve the lives of all subjects, which made him one of the country's most popular rulers ever.
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Henry is said to have originated the oft-repeated phrase "a chicken in every pot".[2] The context for that phrase:
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Si Dieu me prête vie, je ferai qu'il n'y aura point de laboureur en mon royaume qui n'ait les moyens d'avoir le dimanche une poule dans son pot!
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(If God grants me life, I will make it so that no plowman in my realm will lack the means to have a chicken in his pot on Sunday!)
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This statement epitomises the peace and relative prosperity which Henry brought to France after decades of religious war, and demonstrates how well he understood the plight of the French worker and peasant farmer. This real concern for the living conditions of the "lowly" population—who in the final analysis provided the economic basis for the power of the king and the great nobles—was perhaps without parallel among the kings of France. Following his death Henry would be remembered fondly by most of the population.
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Henry's forthright manner, physical courage, and military successes also contrasted dramatically with the sickly, effete languor of the last Valois kings, as evinced by his blunt assertion that he ruled with "weapon in hand and arse in the saddle" (on a le bras armé et le cul sur la selle). He was also a great philanderer, fathering many children by a number of mistresses.[2]
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Henry was nicknamed "the Great" (Henri le Grand), and in France is also called le bon roi Henri ("the good king Henry") or le vert galant ("The Green Gallant", for his numerous mistresses).[2][43]
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In English he is most often referred to as Henry of Navarre.
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Henry was the subject of numerous attempts on his life, including one by Pierre Barrière in August 1593[44] and Jean Châtel in December 1594.[45]
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He was finally killed in Paris on 14 May 1610 by a Catholic fanatic, François Ravaillac, who stabbed him in the Rue de la Ferronnerie. Henry's coach was stopped by traffic congestion associated with the Queen's coronation ceremony, as depicted in the engraving by Gaspar Bouttats.[46][47] Hercule de Rohan, duc de Montbazon, was with him when he was killed; Montbazon was wounded, but survived. Henry was buried at the Saint Denis Basilica.
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His widow, Marie de' Medici, served as regent for their nine-year-old son, Louis XIII, until 1617.[48]
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Assassination of Henry IV,engraving by Gaspar Bouttats
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His assassin, François Ravaillac, brandishing his dagger
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Pierre Firens - "Le Roi Est Mort continues at the Palace of Versailles". 1610
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Lying in state at the Louvre, engraving after François Quesnel
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The reign of Henry IV was long remembered by the French people. A statue was erected in his honour at the Pont Neuf in 1614, four years after his death. During the earlier phase of the French Revolution, when its professed aim was to create a constitutional monarchy rather than a Republic, Henry IV was held up as an ideal which King Louis XVI was urged to emulate. When the Revolution radicalized its positions and came to altogether reject Monarchy, Henry IV's statue was torn down along with other royal monuments — but it was the first to be rebuilt, in 1818, and it stands today on the Pont Neuf.
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A cult surrounding the personality of Henry IV emerged during the Bourbon Restoration. The restored Bourbons were keen to play down the controversial reigns of Louis XV and Louis XVI, and instead lauded the reign of the benevolent Henry IV. The song Marche Henri IV ("Long Live Henry IV") was popular during the Restoration. In addition, when Princess Caroline of Naples and Sicily (a descendant of his) gave birth to a male heir to the throne of France seven months after the assassination of her husband Charles Ferdinand, Duke of Berry, by a Republican fanatic, the boy was conspicuously named Henri in reference to his forefather Henry IV. The boy was also baptised in the traditional way of Béarn/Navarre, with a spoon of Jurançon wine and some garlic, imitating the quaint manner in which Henry IV had been baptised in Pau.
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Henry IV's popularity continued when the first edition of his biography, Histoire du Roy Henry le Grand, was published in Amsterdam in 1661. It was written by Hardouin de Péréfixe de Beaumont, successively bishop of Rhodez and archbishop of Paris, primarily for the edification of Louis XIV, grandson of Henry IV. A translation into English was made by James Dauncey for another grandson, King Charles II of England. An English edition was published at London in 1663.
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Henry served loosely as inspiration for the character of Ferdinand, King of Navarre in William Shakespeare's Love's Labour's Lost.[49]
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Henry's patriline was his line of descent in the male line, that is, from father to son only.
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Patrilineal descent governs membership and succession in many royal and noble houses. Henry was a scion of the House of Bourbon, which was a branch of the Capetian dynasty, which sprang from the Robertians.
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Henry's patriline ran through the house of Bourbon-Vendôme (Counts and then Dukes of Vendôme), descended from a younger son of the Count of Marche, descended from a younger son of the Duke of Bourbon, whose father was a younger son of Louis IX. Louis was the direct descendant of Hugh Capet, who became King of France in 987 and made the crown hereditary. Hugh was the heir of the "Robertian" house, Counts of Worms, descended from Robert of Hesbaye.
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This line has continued to the present day, more than 1,200 years in all, through kings of France, Navarre, France again, Spain, Portugal, and the Two Sicilies, dukes of Parma, grand dukes of Luxembourg, princes of Orléans, and emperors of Brazil. It is one of the oldest royal patrilines in Europe.
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Historians have been making the assertion that Henry IV was a convinced Calvinist, only changing his formal religious allegiance to adjust, suit or achieve his political goals.
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Henry IV was baptized a Catholic on 5 January 1554. He was raised Reformed by his mother Jeanne III of Navarre. In 1572, after the massacre of French Calvinists, he was forced by Catherine de' Medici and other powerful Catholic royalty to convert. In 1576, as he managed to escape from Paris, he abjured Catholicism and returned to Calvinism. In 1593, in order to gain recognition as King of France, he converted again to Catholicism. Although a formal Catholic, he valued his Calvinist upbringing and was tolerant toward the Huguenots until his death in 1610, and issued the Edict of Nantes which granted many concessions to them.
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On 18 August 1572, Henry married his second cousin Margaret of Valois; their childless marriage was annulled in 1599. His subsequent marriage to Marie de' Medici on 17 December 1600 produced six children:
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The arms of Henry IV changed throughout his lifetime:
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From 1562,as Prince of Béarn and Duke of Vendôme
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From 1572,as King of Navarre
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From 1589,as King of France and Navarre<also used by his successors>
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Grand Royal Coat of Arms of Henry and the House of Bourbon as Kings of France and Navarre (1589-1789)
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Illegitimate:
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Henry IV (French: Henri IV; 13 December 1553 – 14 May 1610), also known by the epithet Good King Henry or Henry the Great, was King of Navarre (as Henry III) from 1572 and King of France from 1589 to 1610. He was the first monarch of France from the House of Bourbon, a cadet branch of the Capetian dynasty. He was assassinated in 1610 by François Ravaillac, a fanatical Catholic, and was succeeded by his son Louis XIII.[1]
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The son of Antoine de Bourbon, Duke of Vendôme and Jeanne d'Albret, the Queen of Navarre, Henry was baptised as a Catholic but raised in the Protestant faith by his mother. He inherited the throne of Navarre in 1572 on his mother's death. As a Huguenot, Henry was involved in the French Wars of Religion, barely escaping assassination in the St. Bartholomew's Day massacre. He later led Protestant forces against the royal army.[2]
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He and his predecessor Henry III of France were direct descendants of Saint-King Louis IX. Henry III belonged to the House of Valois, descended from Philip III of France, elder son of Saint Louis; Henry IV belonged to the House of Bourbon, descended from Robert, Count of Clermont, younger son of Saint Louis. As Head of the House of Bourbon, Henry was "first prince of the blood". Upon the death of his brother-in-law and distant cousin Henry III in 1589, Henry was called to the French succession by the Salic law.
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He initially kept the Protestant faith (the only French king to do so) and had to fight against the Catholic League, which denied that he could wear France's crown as a Protestant. To obtain mastery over his kingdom, after four years of stalemate, he found it prudent to abjure the Calvinist faith. As a pragmatic politician (in the parlance of the time, a politique), he displayed an unusual religious tolerance for the era. Notably, he promulgated the Edict of Nantes (1598), which guaranteed religious liberties to Protestants, thereby effectively ending the Wars of Religion.
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Considered a usurper by some Catholics and a traitor by some Protestants, Henry became target of at least 12 assassination attempts.[3] An unpopular king among his contemporaries, Henry gained more status after his death.[4] He was admired for his repeated victories over his enemies and his conversion to Catholicism. The "Good King Henry" (le bon roi Henri) was remembered for his geniality and his great concern about the welfare of his subjects.[2] An active ruler, he worked to regularise state finance, promote agriculture, eliminate corruption and encourage education. During his reign,[5] the French colonization of the Americas truly began with the foundation of the colonies of Acadia and Canada at Port-Royal and Quebec, respectively. He was celebrated in the popular song "Vive le roi Henri" (which later became an anthem for the French monarchy during the reigns of his successors) and in Voltaire's Henriade.
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Henry de Bourbon was born in Pau, the capital of the joint Kingdom of Navarre with the sovereign principality of Béarn.[6] His parents were Queen Joan III of Navarre (Jeanne d'Albret) and her consort, Antoine de Bourbon, Duke of Vendôme, King of Navarre.[7] Although baptised as a Catholic, Henry was raised as a Protestant by his mother,[8] who had declared Calvinism the religion of Navarre. As a teenager, Henry joined the Huguenot forces in the French Wars of Religion. On 9 June 1572, upon his mother's death, the 19-year-old became King of Navarre.[9]
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At Queen Joan's death, it was arranged for Henry to marry Margaret of Valois, daughter of Henry II of France and Catherine de' Medici. The wedding took place in Paris on 18 August 1572[10] on the parvis of Notre Dame Cathedral.
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On 24 August, the St. Bartholomew's Day massacre began in Paris. Several thousand Protestants who had come to Paris for Henry's wedding were killed, as well as thousands more throughout the country in the days that followed. Henry narrowly escaped death thanks to the help of his wife and his promise to convert to Catholicism. He was forced to live at the court of France, but he escaped in early 1576. On 5 February of that year, he formally abjured Catholicism at Tours and rejoined the Protestant forces in the military conflict.[9] He named his 16-year-old sister, Catherine de Bourbon, regent of Béarn. Catherine held the regency for nearly thirty years.
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Henry became heir presumptive to the French throne in 1584 upon the death of Francis, Duke of Anjou, brother and heir to the Catholic Henry III, who had succeeded Charles IX in 1574. Given that Henry of Navarre was the next senior agnatic descendant of King Louis IX, King Henry III had no choice but to recognise him as the legitimate successor.[11] Salic law barred the king's sisters and all others who could claim descent through only the female line from inheriting. Since Henry of Navarre was a Huguenot, the issue was not considered settled in many quarters of the country, and France was plunged into a phase of the Wars of Religion known as the War of the Three Henries. Henry III and Henry of Navarre were two of these Henries. The third was Henry I, Duke of Guise, who pushed for complete suppression of the Huguenots and had much support among Catholic loyalists. Political disagreements among the parties set off a series of campaigns and counter-campaigns that culminated in the Battle of Coutras.[12]
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In December 1588, Henry III had Henry I of Guise murdered,[13] along with his brother, Louis, Cardinal de Guise.[14] Henry III thought the removal of the brothers would finally restore his authority. However, the populace was horrified and rose against him. The title of the king was no longer recognized in several cities; his power was limited to Blois, Tours, and the surrounding districts. In the general chaos, Henry III relied on King Henry of Navarre and his Huguenots.
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The two kings were united by a common interest—to win France from the Catholic League. Henry III acknowledged the King of Navarre as a true subject and Frenchman, not a fanatic Huguenot aiming for the destruction of Catholics. Catholic royalist nobles also rallied to the king's standard. With this combined force, the two kings marched to Paris. The morale of the city was low, and even the Spanish ambassador believed the city could not hold out longer than a fortnight. But Henry III was assassinated shortly thereafter, on 2 August 1589, by a fanatical monk.[15]
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When Henry III died, Henry of Navarre nominally became king of France. The Catholic League, however, strengthened by support from outside the country—especially from Spain—was strong enough to prevent a universal recognition of his new title. The Pope excommunicated Henry and declared him devoid of any right to inherit the crown.[16] Most of the Catholic nobles who had joined Henry III for the siege of Paris also refused to recognize the claim of Henry of Navarre, and abandoned him. He set about winning his kingdom by military conquest, aided by English money and German troops. Henry's Catholic uncle Charles, Cardinal de Bourbon was proclaimed king by the League, but the Cardinal was Henry's prisoner at the time.[17] Henry was victorious at the Battle of Arques and the Battle of Ivry, but failed to take Paris after besieging it in 1590.[18]
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When Cardinal de Bourbon died in 1590, the League could not agree on a new candidate. While some supported various Guise candidates, the strongest candidate was probably the Infanta Isabella Clara Eugenia of Spain, the daughter of Philip II of Spain, whose mother Elisabeth had been the eldest daughter of Henry II of France.[19] In the religious fervor of the time, the Infanta was recognized to be a suitable candidate, provided that she marry a suitable husband. The French overwhelmingly rejected Philip's first choice, Archduke Ernest of Austria, the Emperor's brother, also a member of the House of Habsburg. In case of such opposition, Philip indicated that princes of the House of Lorraine would be acceptable to him: the Duke of Guise; a son of the Duke of Lorraine; and the son of the Duke of Mayenne. The Spanish ambassadors selected the Duke of Guise, to the joy of the League. However, at that moment of seeming victory, the envy of the Duke of Mayenne was aroused, and he blocked the proposed election of a king.
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The Parlement of Paris also upheld the Salic law. They argued that if the French accepted natural hereditary succession, as proposed by the Spaniards, and accepted a woman as their queen, then the ancient claims of the English kings would be confirmed, and the monarchy of centuries past would be nothing but an illegality.[20] The Parlement admonished Mayenne, as Lieutenant-General, that the Kings of France had resisted the interference of the Pope in political matters, and that he should not raise a foreign prince or princess to the throne of France under the pretext of religion. Mayenne was angered that he had not been consulted prior to this admonishment, but yielded, since their aim was not contrary to his present views.
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Despite these setbacks for the League, Henry remained unable to take control of Paris.
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On 25 July 1593, with the encouragement of his great love, Gabrielle d'Estrées, Henry permanently renounced Protestantism and converted to Catholicism — in order to secure his hold on the French crown, thereby earning the resentment of the Huguenots and his former ally Queen Elizabeth I of England. He was said to have declared that Paris vaut bien une messe ("Paris is well worth a mass"),[21][22][23] although there is some doubt whether he said this, or whether the statement was attributed to him by his contemporaries.[24][25] His acceptance of Catholicism secured the allegiance of the vast majority of his subjects.
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Since Reims, traditional coronation place of French kings, was still occupied by the Catholic League, Henry was crowned King of France at the Cathedral of Chartres on 27 February 1594.[26] Pope Clement VIII lifted excommunication from Henry on 17 September 1595.[27] He did not forget his former Calvinist coreligionists, however and was known for his religious tolerance. In 1598 he issued the Edict of Nantes, which granted circumscribed toleration to the Huguenots.[28]
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Henry's first marriage was not a happy one, and the couple remained childless. Henry and Margaret separated even before Henry acceded to the throne in August 1589; Margaret retired to the Château d'Usson in the Auvergne and lived there for many years. After Henry became king of France, it was of the utmost importance that he provide an heir to the crown to avoid the problem of a disputed succession.
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Henry favoured the idea of obtaining an annulment of his marriage to Margaret and taking his mistress Gabrielle d'Estrées as his bride; after all, she had already borne him three children. Henry's councillors strongly opposed this idea, but the matter was resolved unexpectedly by Gabrielle's sudden death in the early hours of 10 April 1599, after she had given birth to a premature and stillborn son. His marriage to Margaret was annulled in 1599, and Henry married Marie de' Medici, daughter of Francesco I de' Medici, Grand Duke of Tuscany, and Archduchess Joanna of Austria, in 1600.[29]
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For the royal entry of Marie into Avignon on 19 November 1600, the citizens bestowed on Henry the title of the Hercule Gaulois ("Gallic Hercules"), justifying the extravagant flattery with a genealogy that traced the origin of the House of Navarre to a nephew of Hercules' son Hispalus.[30]
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During his reign, Henry IV worked through his faithful right-hand man, the minister Maximilien de Béthune, Duke of Sully, to regularize state finance, promote agriculture, drain swamps, undertake public works, and encourage education. He established the Collège Royal Henri-le-Grand in La Flèche (today the Prytanée Militaire de la Flèche). He and Sully protected forests from further devastation, built a system of tree-lined highways, and constructed bridges and canals. He had a 1200-metre canal built in the park at the Château Fontainebleau (which may be fished today) and ordered the planting of pines, elms, and fruit trees.
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The King restored Paris as a great city, with the Pont Neuf, which still stands today, constructed over the river Seine to connect the Right and Left Banks of the city. Henry IV also had the Place Royale built (since 1800 known as Place des Vosges), and added the Grande Galerie to the Louvre Palace. More than 400 metres long and thirty-five metres wide, this huge addition was built along the bank of the Seine River. At the time it was the longest edifice of its kind in the world. King Henry IV, a promoter of the arts by all classes of people, invited hundreds of artists and craftsmen to live and work on the building's lower floors. This tradition continued for another two hundred years, until Emperor Napoleon I banned it. The art and architecture of his reign have become known as the "Henry IV style" since that time.
|
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King Henry's vision extended beyond France, and he financed several expeditions of Pierre Dugua, Sieur de Monts and Samuel de Champlain[2] to North America. France laid claim to New France (now Canada).[31]
|
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During the reign of Henry IV, rivalry continued among France, the Habsburg rulers of Spain, and the Holy Roman Empire for the mastery of Western Europe. The conflict was not resolved until after the Thirty Years' War.
|
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During Henry's struggle for the crown, Spain had been the principal backer of the Catholic League, and it tried to thwart Henry. Under the Duke of Parma, an army from the Spanish Netherlands intervened in 1590 against Henry and foiled his siege of Paris. Another Spanish army helped the nobles opposing Henry to win the Battle of Craon against his troops in 1592.
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After Henry's coronation, the war continued because there was an official tug-of-war between the French and Spanish states, but after victory at the Siege of Amiens in September 1597 the Peace of Vervins was signed in 1598. This enabled him to turn his attention to Savoy, with which he also had been fighting. Their conflicts were settled in the Treaty of Lyon of 1601, which mandated territorial exchanges between France and the Duchy of Savoy.
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In 1609 Henry's intervention helped to settle the War of the Jülich Succession through diplomatic means.
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It was widely believed that in 1610 Henry was preparing to go to war against the Holy Roman Empire. The preparations were terminated by his assassination, however, and the subsequent rapprochement with Spain under the regency of Marie de' Medici.
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Even before Henry's accession to the French throne, the French Huguenots were in contact with Aragonese Moriscos in plans against the Habsburg government of Spain in the 1570s.[33] Around 1575, plans were made for a combined attack of Aragonese Moriscos and Huguenots from Béarn under Henry against Spanish Aragon, in agreement with the king of Algiers and the Ottoman Empire, but this project floundered with the arrival of John of Austria in Aragon and the disarmament of the Moriscos.[34][35] In 1576, a three-pronged fleet from Constantinople was planned to disembark between Murcia and Valencia while the French Huguenots would invade from the north and the Moriscos accomplish their uprising, but the Ottoman fleet failed to arrive.[34]
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After his crowning, Henry continued the policy of a Franco-Ottoman alliance and received an embassy from Sultan Mehmed III in 1601.[36][37] In 1604, a "Peace Treaty and Capitulation" was signed between Henry IV and the Ottoman Sultan Ahmet I. It granted numerous advantages to France in the Ottoman Empire.[37]
|
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In 1606–07, Henry IV sent Arnoult de Lisle as Ambassador to Morocco to obtain the observance of past friendship treaties. An embassy was sent to Tunisia in 1608 led by François Savary de Brèves.[38]
|
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During the reign of Henry IV, various enterprises were set up to develop trade with faraway lands. In December 1600, a company was formed through the association of Saint-Malo, Laval, and Vitré to trade with the Moluccas and Japan.[39] Two ships, the Croissant and the Corbin, were sent around the Cape of Good Hope in May 1601. The Corbin was wrecked in the Maldives, leading to the adventure of François Pyrard de Laval, who managed to return to France in 1611.[39][40] The Croissant, carrying François Martin de Vitré, reached Ceylon and traded with Aceh in Sumatra, but was captured by the Dutch on the return leg at Cape Finisterre.[39][40] François Martin de Vitré was the first Frenchman to write an account of travels to the Far East in 1604, at the request of Henry IV, and from that time numerous accounts on Asia would be published.[41]
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From 1604 to 1609, following the return of François Martin de Vitré, Henry developed a strong enthusiasm for travel to Asia and attempted to set up a French East India Company on the model of England and the Netherlands.[40][41][42] On 1 June 1604, he issued letters patent to Dieppe merchants to form the Dieppe Company, giving them exclusive rights to Asian trade for 15 years. No ships were sent, however, until 1616.[39] In 1609, another adventurer, Pierre-Olivier Malherbe, returned from a circumnavigation of the globe and informed Henry of his adventures.[41] He had visited China and India, and had an encounter with Akbar.[41]
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Henry IV proved to be a man of vision and courage.[citation needed] Instead of waging costly wars to suppress opposing nobles, Henry simply paid them off. As king, he adopted policies and undertook projects to improve the lives of all subjects, which made him one of the country's most popular rulers ever.
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Henry is said to have originated the oft-repeated phrase "a chicken in every pot".[2] The context for that phrase:
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Si Dieu me prête vie, je ferai qu'il n'y aura point de laboureur en mon royaume qui n'ait les moyens d'avoir le dimanche une poule dans son pot!
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(If God grants me life, I will make it so that no plowman in my realm will lack the means to have a chicken in his pot on Sunday!)
|
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This statement epitomises the peace and relative prosperity which Henry brought to France after decades of religious war, and demonstrates how well he understood the plight of the French worker and peasant farmer. This real concern for the living conditions of the "lowly" population—who in the final analysis provided the economic basis for the power of the king and the great nobles—was perhaps without parallel among the kings of France. Following his death Henry would be remembered fondly by most of the population.
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Henry's forthright manner, physical courage, and military successes also contrasted dramatically with the sickly, effete languor of the last Valois kings, as evinced by his blunt assertion that he ruled with "weapon in hand and arse in the saddle" (on a le bras armé et le cul sur la selle). He was also a great philanderer, fathering many children by a number of mistresses.[2]
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Henry was nicknamed "the Great" (Henri le Grand), and in France is also called le bon roi Henri ("the good king Henry") or le vert galant ("The Green Gallant", for his numerous mistresses).[2][43]
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In English he is most often referred to as Henry of Navarre.
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Henry was the subject of numerous attempts on his life, including one by Pierre Barrière in August 1593[44] and Jean Châtel in December 1594.[45]
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He was finally killed in Paris on 14 May 1610 by a Catholic fanatic, François Ravaillac, who stabbed him in the Rue de la Ferronnerie. Henry's coach was stopped by traffic congestion associated with the Queen's coronation ceremony, as depicted in the engraving by Gaspar Bouttats.[46][47] Hercule de Rohan, duc de Montbazon, was with him when he was killed; Montbazon was wounded, but survived. Henry was buried at the Saint Denis Basilica.
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His widow, Marie de' Medici, served as regent for their nine-year-old son, Louis XIII, until 1617.[48]
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Assassination of Henry IV,engraving by Gaspar Bouttats
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His assassin, François Ravaillac, brandishing his dagger
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Pierre Firens - "Le Roi Est Mort continues at the Palace of Versailles". 1610
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Lying in state at the Louvre, engraving after François Quesnel
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The reign of Henry IV was long remembered by the French people. A statue was erected in his honour at the Pont Neuf in 1614, four years after his death. During the earlier phase of the French Revolution, when its professed aim was to create a constitutional monarchy rather than a Republic, Henry IV was held up as an ideal which King Louis XVI was urged to emulate. When the Revolution radicalized its positions and came to altogether reject Monarchy, Henry IV's statue was torn down along with other royal monuments — but it was the first to be rebuilt, in 1818, and it stands today on the Pont Neuf.
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A cult surrounding the personality of Henry IV emerged during the Bourbon Restoration. The restored Bourbons were keen to play down the controversial reigns of Louis XV and Louis XVI, and instead lauded the reign of the benevolent Henry IV. The song Marche Henri IV ("Long Live Henry IV") was popular during the Restoration. In addition, when Princess Caroline of Naples and Sicily (a descendant of his) gave birth to a male heir to the throne of France seven months after the assassination of her husband Charles Ferdinand, Duke of Berry, by a Republican fanatic, the boy was conspicuously named Henri in reference to his forefather Henry IV. The boy was also baptised in the traditional way of Béarn/Navarre, with a spoon of Jurançon wine and some garlic, imitating the quaint manner in which Henry IV had been baptised in Pau.
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Henry IV's popularity continued when the first edition of his biography, Histoire du Roy Henry le Grand, was published in Amsterdam in 1661. It was written by Hardouin de Péréfixe de Beaumont, successively bishop of Rhodez and archbishop of Paris, primarily for the edification of Louis XIV, grandson of Henry IV. A translation into English was made by James Dauncey for another grandson, King Charles II of England. An English edition was published at London in 1663.
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Henry served loosely as inspiration for the character of Ferdinand, King of Navarre in William Shakespeare's Love's Labour's Lost.[49]
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Henry's patriline was his line of descent in the male line, that is, from father to son only.
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Patrilineal descent governs membership and succession in many royal and noble houses. Henry was a scion of the House of Bourbon, which was a branch of the Capetian dynasty, which sprang from the Robertians.
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Henry's patriline ran through the house of Bourbon-Vendôme (Counts and then Dukes of Vendôme), descended from a younger son of the Count of Marche, descended from a younger son of the Duke of Bourbon, whose father was a younger son of Louis IX. Louis was the direct descendant of Hugh Capet, who became King of France in 987 and made the crown hereditary. Hugh was the heir of the "Robertian" house, Counts of Worms, descended from Robert of Hesbaye.
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This line has continued to the present day, more than 1,200 years in all, through kings of France, Navarre, France again, Spain, Portugal, and the Two Sicilies, dukes of Parma, grand dukes of Luxembourg, princes of Orléans, and emperors of Brazil. It is one of the oldest royal patrilines in Europe.
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Historians have been making the assertion that Henry IV was a convinced Calvinist, only changing his formal religious allegiance to adjust, suit or achieve his political goals.
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Henry IV was baptized a Catholic on 5 January 1554. He was raised Reformed by his mother Jeanne III of Navarre. In 1572, after the massacre of French Calvinists, he was forced by Catherine de' Medici and other powerful Catholic royalty to convert. In 1576, as he managed to escape from Paris, he abjured Catholicism and returned to Calvinism. In 1593, in order to gain recognition as King of France, he converted again to Catholicism. Although a formal Catholic, he valued his Calvinist upbringing and was tolerant toward the Huguenots until his death in 1610, and issued the Edict of Nantes which granted many concessions to them.
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On 18 August 1572, Henry married his second cousin Margaret of Valois; their childless marriage was annulled in 1599. His subsequent marriage to Marie de' Medici on 17 December 1600 produced six children:
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The arms of Henry IV changed throughout his lifetime:
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From 1562,as Prince of Béarn and Duke of Vendôme
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From 1572,as King of Navarre
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From 1589,as King of France and Navarre<also used by his successors>
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Grand Royal Coat of Arms of Henry and the House of Bourbon as Kings of France and Navarre (1589-1789)
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Illegitimate:
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Henry IV (French: Henri IV; 13 December 1553 – 14 May 1610), also known by the epithet Good King Henry or Henry the Great, was King of Navarre (as Henry III) from 1572 and King of France from 1589 to 1610. He was the first monarch of France from the House of Bourbon, a cadet branch of the Capetian dynasty. He was assassinated in 1610 by François Ravaillac, a fanatical Catholic, and was succeeded by his son Louis XIII.[1]
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The son of Antoine de Bourbon, Duke of Vendôme and Jeanne d'Albret, the Queen of Navarre, Henry was baptised as a Catholic but raised in the Protestant faith by his mother. He inherited the throne of Navarre in 1572 on his mother's death. As a Huguenot, Henry was involved in the French Wars of Religion, barely escaping assassination in the St. Bartholomew's Day massacre. He later led Protestant forces against the royal army.[2]
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He and his predecessor Henry III of France were direct descendants of Saint-King Louis IX. Henry III belonged to the House of Valois, descended from Philip III of France, elder son of Saint Louis; Henry IV belonged to the House of Bourbon, descended from Robert, Count of Clermont, younger son of Saint Louis. As Head of the House of Bourbon, Henry was "first prince of the blood". Upon the death of his brother-in-law and distant cousin Henry III in 1589, Henry was called to the French succession by the Salic law.
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He initially kept the Protestant faith (the only French king to do so) and had to fight against the Catholic League, which denied that he could wear France's crown as a Protestant. To obtain mastery over his kingdom, after four years of stalemate, he found it prudent to abjure the Calvinist faith. As a pragmatic politician (in the parlance of the time, a politique), he displayed an unusual religious tolerance for the era. Notably, he promulgated the Edict of Nantes (1598), which guaranteed religious liberties to Protestants, thereby effectively ending the Wars of Religion.
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Considered a usurper by some Catholics and a traitor by some Protestants, Henry became target of at least 12 assassination attempts.[3] An unpopular king among his contemporaries, Henry gained more status after his death.[4] He was admired for his repeated victories over his enemies and his conversion to Catholicism. The "Good King Henry" (le bon roi Henri) was remembered for his geniality and his great concern about the welfare of his subjects.[2] An active ruler, he worked to regularise state finance, promote agriculture, eliminate corruption and encourage education. During his reign,[5] the French colonization of the Americas truly began with the foundation of the colonies of Acadia and Canada at Port-Royal and Quebec, respectively. He was celebrated in the popular song "Vive le roi Henri" (which later became an anthem for the French monarchy during the reigns of his successors) and in Voltaire's Henriade.
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Henry de Bourbon was born in Pau, the capital of the joint Kingdom of Navarre with the sovereign principality of Béarn.[6] His parents were Queen Joan III of Navarre (Jeanne d'Albret) and her consort, Antoine de Bourbon, Duke of Vendôme, King of Navarre.[7] Although baptised as a Catholic, Henry was raised as a Protestant by his mother,[8] who had declared Calvinism the religion of Navarre. As a teenager, Henry joined the Huguenot forces in the French Wars of Religion. On 9 June 1572, upon his mother's death, the 19-year-old became King of Navarre.[9]
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At Queen Joan's death, it was arranged for Henry to marry Margaret of Valois, daughter of Henry II of France and Catherine de' Medici. The wedding took place in Paris on 18 August 1572[10] on the parvis of Notre Dame Cathedral.
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On 24 August, the St. Bartholomew's Day massacre began in Paris. Several thousand Protestants who had come to Paris for Henry's wedding were killed, as well as thousands more throughout the country in the days that followed. Henry narrowly escaped death thanks to the help of his wife and his promise to convert to Catholicism. He was forced to live at the court of France, but he escaped in early 1576. On 5 February of that year, he formally abjured Catholicism at Tours and rejoined the Protestant forces in the military conflict.[9] He named his 16-year-old sister, Catherine de Bourbon, regent of Béarn. Catherine held the regency for nearly thirty years.
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Henry became heir presumptive to the French throne in 1584 upon the death of Francis, Duke of Anjou, brother and heir to the Catholic Henry III, who had succeeded Charles IX in 1574. Given that Henry of Navarre was the next senior agnatic descendant of King Louis IX, King Henry III had no choice but to recognise him as the legitimate successor.[11] Salic law barred the king's sisters and all others who could claim descent through only the female line from inheriting. Since Henry of Navarre was a Huguenot, the issue was not considered settled in many quarters of the country, and France was plunged into a phase of the Wars of Religion known as the War of the Three Henries. Henry III and Henry of Navarre were two of these Henries. The third was Henry I, Duke of Guise, who pushed for complete suppression of the Huguenots and had much support among Catholic loyalists. Political disagreements among the parties set off a series of campaigns and counter-campaigns that culminated in the Battle of Coutras.[12]
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In December 1588, Henry III had Henry I of Guise murdered,[13] along with his brother, Louis, Cardinal de Guise.[14] Henry III thought the removal of the brothers would finally restore his authority. However, the populace was horrified and rose against him. The title of the king was no longer recognized in several cities; his power was limited to Blois, Tours, and the surrounding districts. In the general chaos, Henry III relied on King Henry of Navarre and his Huguenots.
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The two kings were united by a common interest—to win France from the Catholic League. Henry III acknowledged the King of Navarre as a true subject and Frenchman, not a fanatic Huguenot aiming for the destruction of Catholics. Catholic royalist nobles also rallied to the king's standard. With this combined force, the two kings marched to Paris. The morale of the city was low, and even the Spanish ambassador believed the city could not hold out longer than a fortnight. But Henry III was assassinated shortly thereafter, on 2 August 1589, by a fanatical monk.[15]
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When Henry III died, Henry of Navarre nominally became king of France. The Catholic League, however, strengthened by support from outside the country—especially from Spain—was strong enough to prevent a universal recognition of his new title. The Pope excommunicated Henry and declared him devoid of any right to inherit the crown.[16] Most of the Catholic nobles who had joined Henry III for the siege of Paris also refused to recognize the claim of Henry of Navarre, and abandoned him. He set about winning his kingdom by military conquest, aided by English money and German troops. Henry's Catholic uncle Charles, Cardinal de Bourbon was proclaimed king by the League, but the Cardinal was Henry's prisoner at the time.[17] Henry was victorious at the Battle of Arques and the Battle of Ivry, but failed to take Paris after besieging it in 1590.[18]
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When Cardinal de Bourbon died in 1590, the League could not agree on a new candidate. While some supported various Guise candidates, the strongest candidate was probably the Infanta Isabella Clara Eugenia of Spain, the daughter of Philip II of Spain, whose mother Elisabeth had been the eldest daughter of Henry II of France.[19] In the religious fervor of the time, the Infanta was recognized to be a suitable candidate, provided that she marry a suitable husband. The French overwhelmingly rejected Philip's first choice, Archduke Ernest of Austria, the Emperor's brother, also a member of the House of Habsburg. In case of such opposition, Philip indicated that princes of the House of Lorraine would be acceptable to him: the Duke of Guise; a son of the Duke of Lorraine; and the son of the Duke of Mayenne. The Spanish ambassadors selected the Duke of Guise, to the joy of the League. However, at that moment of seeming victory, the envy of the Duke of Mayenne was aroused, and he blocked the proposed election of a king.
|
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|
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The Parlement of Paris also upheld the Salic law. They argued that if the French accepted natural hereditary succession, as proposed by the Spaniards, and accepted a woman as their queen, then the ancient claims of the English kings would be confirmed, and the monarchy of centuries past would be nothing but an illegality.[20] The Parlement admonished Mayenne, as Lieutenant-General, that the Kings of France had resisted the interference of the Pope in political matters, and that he should not raise a foreign prince or princess to the throne of France under the pretext of religion. Mayenne was angered that he had not been consulted prior to this admonishment, but yielded, since their aim was not contrary to his present views.
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|
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Despite these setbacks for the League, Henry remained unable to take control of Paris.
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|
37 |
+
On 25 July 1593, with the encouragement of his great love, Gabrielle d'Estrées, Henry permanently renounced Protestantism and converted to Catholicism — in order to secure his hold on the French crown, thereby earning the resentment of the Huguenots and his former ally Queen Elizabeth I of England. He was said to have declared that Paris vaut bien une messe ("Paris is well worth a mass"),[21][22][23] although there is some doubt whether he said this, or whether the statement was attributed to him by his contemporaries.[24][25] His acceptance of Catholicism secured the allegiance of the vast majority of his subjects.
|
38 |
+
|
39 |
+
Since Reims, traditional coronation place of French kings, was still occupied by the Catholic League, Henry was crowned King of France at the Cathedral of Chartres on 27 February 1594.[26] Pope Clement VIII lifted excommunication from Henry on 17 September 1595.[27] He did not forget his former Calvinist coreligionists, however and was known for his religious tolerance. In 1598 he issued the Edict of Nantes, which granted circumscribed toleration to the Huguenots.[28]
|
40 |
+
|
41 |
+
Henry's first marriage was not a happy one, and the couple remained childless. Henry and Margaret separated even before Henry acceded to the throne in August 1589; Margaret retired to the Château d'Usson in the Auvergne and lived there for many years. After Henry became king of France, it was of the utmost importance that he provide an heir to the crown to avoid the problem of a disputed succession.
|
42 |
+
|
43 |
+
Henry favoured the idea of obtaining an annulment of his marriage to Margaret and taking his mistress Gabrielle d'Estrées as his bride; after all, she had already borne him three children. Henry's councillors strongly opposed this idea, but the matter was resolved unexpectedly by Gabrielle's sudden death in the early hours of 10 April 1599, after she had given birth to a premature and stillborn son. His marriage to Margaret was annulled in 1599, and Henry married Marie de' Medici, daughter of Francesco I de' Medici, Grand Duke of Tuscany, and Archduchess Joanna of Austria, in 1600.[29]
|
44 |
+
|
45 |
+
For the royal entry of Marie into Avignon on 19 November 1600, the citizens bestowed on Henry the title of the Hercule Gaulois ("Gallic Hercules"), justifying the extravagant flattery with a genealogy that traced the origin of the House of Navarre to a nephew of Hercules' son Hispalus.[30]
|
46 |
+
|
47 |
+
During his reign, Henry IV worked through his faithful right-hand man, the minister Maximilien de Béthune, Duke of Sully, to regularize state finance, promote agriculture, drain swamps, undertake public works, and encourage education. He established the Collège Royal Henri-le-Grand in La Flèche (today the Prytanée Militaire de la Flèche). He and Sully protected forests from further devastation, built a system of tree-lined highways, and constructed bridges and canals. He had a 1200-metre canal built in the park at the Château Fontainebleau (which may be fished today) and ordered the planting of pines, elms, and fruit trees.
|
48 |
+
|
49 |
+
The King restored Paris as a great city, with the Pont Neuf, which still stands today, constructed over the river Seine to connect the Right and Left Banks of the city. Henry IV also had the Place Royale built (since 1800 known as Place des Vosges), and added the Grande Galerie to the Louvre Palace. More than 400 metres long and thirty-five metres wide, this huge addition was built along the bank of the Seine River. At the time it was the longest edifice of its kind in the world. King Henry IV, a promoter of the arts by all classes of people, invited hundreds of artists and craftsmen to live and work on the building's lower floors. This tradition continued for another two hundred years, until Emperor Napoleon I banned it. The art and architecture of his reign have become known as the "Henry IV style" since that time.
|
50 |
+
|
51 |
+
King Henry's vision extended beyond France, and he financed several expeditions of Pierre Dugua, Sieur de Monts and Samuel de Champlain[2] to North America. France laid claim to New France (now Canada).[31]
|
52 |
+
|
53 |
+
During the reign of Henry IV, rivalry continued among France, the Habsburg rulers of Spain, and the Holy Roman Empire for the mastery of Western Europe. The conflict was not resolved until after the Thirty Years' War.
|
54 |
+
|
55 |
+
During Henry's struggle for the crown, Spain had been the principal backer of the Catholic League, and it tried to thwart Henry. Under the Duke of Parma, an army from the Spanish Netherlands intervened in 1590 against Henry and foiled his siege of Paris. Another Spanish army helped the nobles opposing Henry to win the Battle of Craon against his troops in 1592.
|
56 |
+
|
57 |
+
After Henry's coronation, the war continued because there was an official tug-of-war between the French and Spanish states, but after victory at the Siege of Amiens in September 1597 the Peace of Vervins was signed in 1598. This enabled him to turn his attention to Savoy, with which he also had been fighting. Their conflicts were settled in the Treaty of Lyon of 1601, which mandated territorial exchanges between France and the Duchy of Savoy.
|
58 |
+
|
59 |
+
In 1609 Henry's intervention helped to settle the War of the Jülich Succession through diplomatic means.
|
60 |
+
|
61 |
+
It was widely believed that in 1610 Henry was preparing to go to war against the Holy Roman Empire. The preparations were terminated by his assassination, however, and the subsequent rapprochement with Spain under the regency of Marie de' Medici.
|
62 |
+
|
63 |
+
Even before Henry's accession to the French throne, the French Huguenots were in contact with Aragonese Moriscos in plans against the Habsburg government of Spain in the 1570s.[33] Around 1575, plans were made for a combined attack of Aragonese Moriscos and Huguenots from Béarn under Henry against Spanish Aragon, in agreement with the king of Algiers and the Ottoman Empire, but this project floundered with the arrival of John of Austria in Aragon and the disarmament of the Moriscos.[34][35] In 1576, a three-pronged fleet from Constantinople was planned to disembark between Murcia and Valencia while the French Huguenots would invade from the north and the Moriscos accomplish their uprising, but the Ottoman fleet failed to arrive.[34]
|
64 |
+
After his crowning, Henry continued the policy of a Franco-Ottoman alliance and received an embassy from Sultan Mehmed III in 1601.[36][37] In 1604, a "Peace Treaty and Capitulation" was signed between Henry IV and the Ottoman Sultan Ahmet I. It granted numerous advantages to France in the Ottoman Empire.[37]
|
65 |
+
|
66 |
+
In 1606–07, Henry IV sent Arnoult de Lisle as Ambassador to Morocco to obtain the observance of past friendship treaties. An embassy was sent to Tunisia in 1608 led by François Savary de Brèves.[38]
|
67 |
+
|
68 |
+
During the reign of Henry IV, various enterprises were set up to develop trade with faraway lands. In December 1600, a company was formed through the association of Saint-Malo, Laval, and Vitré to trade with the Moluccas and Japan.[39] Two ships, the Croissant and the Corbin, were sent around the Cape of Good Hope in May 1601. The Corbin was wrecked in the Maldives, leading to the adventure of François Pyrard de Laval, who managed to return to France in 1611.[39][40] The Croissant, carrying François Martin de Vitré, reached Ceylon and traded with Aceh in Sumatra, but was captured by the Dutch on the return leg at Cape Finisterre.[39][40] François Martin de Vitré was the first Frenchman to write an account of travels to the Far East in 1604, at the request of Henry IV, and from that time numerous accounts on Asia would be published.[41]
|
69 |
+
|
70 |
+
From 1604 to 1609, following the return of François Martin de Vitré, Henry developed a strong enthusiasm for travel to Asia and attempted to set up a French East India Company on the model of England and the Netherlands.[40][41][42] On 1 June 1604, he issued letters patent to Dieppe merchants to form the Dieppe Company, giving them exclusive rights to Asian trade for 15 years. No ships were sent, however, until 1616.[39] In 1609, another adventurer, Pierre-Olivier Malherbe, returned from a circumnavigation of the globe and informed Henry of his adventures.[41] He had visited China and India, and had an encounter with Akbar.[41]
|
71 |
+
|
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+
Henry IV proved to be a man of vision and courage.[citation needed] Instead of waging costly wars to suppress opposing nobles, Henry simply paid them off. As king, he adopted policies and undertook projects to improve the lives of all subjects, which made him one of the country's most popular rulers ever.
|
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|
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+
Henry is said to have originated the oft-repeated phrase "a chicken in every pot".[2] The context for that phrase:
|
75 |
+
|
76 |
+
Si Dieu me prête vie, je ferai qu'il n'y aura point de laboureur en mon royaume qui n'ait les moyens d'avoir le dimanche une poule dans son pot!
|
77 |
+
(If God grants me life, I will make it so that no plowman in my realm will lack the means to have a chicken in his pot on Sunday!)
|
78 |
+
|
79 |
+
This statement epitomises the peace and relative prosperity which Henry brought to France after decades of religious war, and demonstrates how well he understood the plight of the French worker and peasant farmer. This real concern for the living conditions of the "lowly" population—who in the final analysis provided the economic basis for the power of the king and the great nobles—was perhaps without parallel among the kings of France. Following his death Henry would be remembered fondly by most of the population.
|
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|
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+
Henry's forthright manner, physical courage, and military successes also contrasted dramatically with the sickly, effete languor of the last Valois kings, as evinced by his blunt assertion that he ruled with "weapon in hand and arse in the saddle" (on a le bras armé et le cul sur la selle). He was also a great philanderer, fathering many children by a number of mistresses.[2]
|
82 |
+
|
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+
Henry was nicknamed "the Great" (Henri le Grand), and in France is also called le bon roi Henri ("the good king Henry") or le vert galant ("The Green Gallant", for his numerous mistresses).[2][43]
|
84 |
+
In English he is most often referred to as Henry of Navarre.
|
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+
|
86 |
+
Henry was the subject of numerous attempts on his life, including one by Pierre Barrière in August 1593[44] and Jean Châtel in December 1594.[45]
|
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|
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+
He was finally killed in Paris on 14 May 1610 by a Catholic fanatic, François Ravaillac, who stabbed him in the Rue de la Ferronnerie. Henry's coach was stopped by traffic congestion associated with the Queen's coronation ceremony, as depicted in the engraving by Gaspar Bouttats.[46][47] Hercule de Rohan, duc de Montbazon, was with him when he was killed; Montbazon was wounded, but survived. Henry was buried at the Saint Denis Basilica.
|
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|
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+
His widow, Marie de' Medici, served as regent for their nine-year-old son, Louis XIII, until 1617.[48]
|
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|
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Assassination of Henry IV,engraving by Gaspar Bouttats
|
93 |
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|
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+
His assassin, François Ravaillac, brandishing his dagger
|
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|
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Pierre Firens - "Le Roi Est Mort continues at the Palace of Versailles". 1610
|
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|
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Lying in state at the Louvre, engraving after François Quesnel
|
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|
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The reign of Henry IV was long remembered by the French people. A statue was erected in his honour at the Pont Neuf in 1614, four years after his death. During the earlier phase of the French Revolution, when its professed aim was to create a constitutional monarchy rather than a Republic, Henry IV was held up as an ideal which King Louis XVI was urged to emulate. When the Revolution radicalized its positions and came to altogether reject Monarchy, Henry IV's statue was torn down along with other royal monuments — but it was the first to be rebuilt, in 1818, and it stands today on the Pont Neuf.
|
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+
|
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+
A cult surrounding the personality of Henry IV emerged during the Bourbon Restoration. The restored Bourbons were keen to play down the controversial reigns of Louis XV and Louis XVI, and instead lauded the reign of the benevolent Henry IV. The song Marche Henri IV ("Long Live Henry IV") was popular during the Restoration. In addition, when Princess Caroline of Naples and Sicily (a descendant of his) gave birth to a male heir to the throne of France seven months after the assassination of her husband Charles Ferdinand, Duke of Berry, by a Republican fanatic, the boy was conspicuously named Henri in reference to his forefather Henry IV. The boy was also baptised in the traditional way of Béarn/Navarre, with a spoon of Jurançon wine and some garlic, imitating the quaint manner in which Henry IV had been baptised in Pau.
|
103 |
+
|
104 |
+
Henry IV's popularity continued when the first edition of his biography, Histoire du Roy Henry le Grand, was published in Amsterdam in 1661. It was written by Hardouin de Péréfixe de Beaumont, successively bishop of Rhodez and archbishop of Paris, primarily for the edification of Louis XIV, grandson of Henry IV. A translation into English was made by James Dauncey for another grandson, King Charles II of England. An English edition was published at London in 1663.
|
105 |
+
|
106 |
+
Henry served loosely as inspiration for the character of Ferdinand, King of Navarre in William Shakespeare's Love's Labour's Lost.[49]
|
107 |
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|
108 |
+
Henry's patriline was his line of descent in the male line, that is, from father to son only.
|
109 |
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|
110 |
+
Patrilineal descent governs membership and succession in many royal and noble houses. Henry was a scion of the House of Bourbon, which was a branch of the Capetian dynasty, which sprang from the Robertians.
|
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+
|
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+
Henry's patriline ran through the house of Bourbon-Vendôme (Counts and then Dukes of Vendôme), descended from a younger son of the Count of Marche, descended from a younger son of the Duke of Bourbon, whose father was a younger son of Louis IX. Louis was the direct descendant of Hugh Capet, who became King of France in 987 and made the crown hereditary. Hugh was the heir of the "Robertian" house, Counts of Worms, descended from Robert of Hesbaye.
|
113 |
+
|
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+
This line has continued to the present day, more than 1,200 years in all, through kings of France, Navarre, France again, Spain, Portugal, and the Two Sicilies, dukes of Parma, grand dukes of Luxembourg, princes of Orléans, and emperors of Brazil. It is one of the oldest royal patrilines in Europe.
|
115 |
+
|
116 |
+
Historians have been making the assertion that Henry IV was a convinced Calvinist, only changing his formal religious allegiance to adjust, suit or achieve his political goals.
|
117 |
+
|
118 |
+
Henry IV was baptized a Catholic on 5 January 1554. He was raised Reformed by his mother Jeanne III of Navarre. In 1572, after the massacre of French Calvinists, he was forced by Catherine de' Medici and other powerful Catholic royalty to convert. In 1576, as he managed to escape from Paris, he abjured Catholicism and returned to Calvinism. In 1593, in order to gain recognition as King of France, he converted again to Catholicism. Although a formal Catholic, he valued his Calvinist upbringing and was tolerant toward the Huguenots until his death in 1610, and issued the Edict of Nantes which granted many concessions to them.
|
119 |
+
|
120 |
+
On 18 August 1572, Henry married his second cousin Margaret of Valois; their childless marriage was annulled in 1599. His subsequent marriage to Marie de' Medici on 17 December 1600 produced six children:
|
121 |
+
|
122 |
+
The arms of Henry IV changed throughout his lifetime:
|
123 |
+
|
124 |
+
From 1562,as Prince of Béarn and Duke of Vendôme
|
125 |
+
|
126 |
+
From 1572,as King of Navarre
|
127 |
+
|
128 |
+
From 1589,as King of France and Navarre<also used by his successors>
|
129 |
+
|
130 |
+
Grand Royal Coat of Arms of Henry and the House of Bourbon as Kings of France and Navarre (1589-1789)
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1 |
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Henri Émile Benoît Matisse (French: [ɑ̃ʁi emil bənwɑ matis]; 31 December 1869 – 3 November 1954) was a French artist, known for both his use of colour and his fluid and original draughtsmanship. He was a draughtsman, printmaker, and sculptor, but is known primarily as a painter.[1]
|
4 |
+
Matisse is commonly regarded, along with Pablo Picasso, as one of the artists who best helped to define the revolutionary developments in the visual arts throughout the opening decades of the twentieth century, responsible for significant developments in painting and sculpture.[2][3][4][5]
|
5 |
+
|
6 |
+
The intense colorism of the works he painted between 1900 and 1905 brought him notoriety as one of the Fauves (wild beasts). Many of his finest works were created in the decade or so after 1906, when he developed a rigorous style that emphasized flattened forms and decorative pattern. In 1917, he relocated to a suburb of Nice on the French Riviera, and the more relaxed style of his work during the 1920s gained him critical acclaim as an upholder of the classical tradition in French painting.[6] After 1930, he adopted a bolder simplification of form. When ill health in his final years prevented him from painting, he created an important body of work in the medium of cut paper collage.
|
7 |
+
|
8 |
+
His mastery of the expressive language of colour and drawing, displayed in a body of work spanning over a half-century, won him recognition as a leading figure in modern art.[7]
|
9 |
+
|
10 |
+
Matisse was born in Le Cateau-Cambrésis, in the Nord department in Northern France, the oldest son of a wealthy grain merchant.[8] He grew up in Bohain-en-Vermandois, Picardie, France. In 1887, he went to Paris to study law, working as a court administrator in Le Cateau-Cambrésis after gaining his qualification. He first started to paint in 1889, after his mother brought him art supplies during a period of convalescence following an attack of appendicitis. He discovered "a kind of paradise" as he later described it,[9] and decided to become an artist, deeply disappointing his father.[10][11]
|
11 |
+
|
12 |
+
In 1891, he returned to Paris to study art at the Académie Julian and became a student of William-Adolphe Bouguereau and Gustave Moreau. Initially he painted still lifes and landscapes in a traditional style, at which he achieved reasonable proficiency. Matisse was influenced by the works of earlier masters such as Jean-Baptiste-Siméon Chardin, Nicolas Poussin, and Antoine Watteau, as well as by modern artists, such as Édouard Manet, and by Japanese art. Chardin was one of the painters Matisse most admired; as an art student he made copies of four of Chardin's paintings in the Louvre.[12]
|
13 |
+
|
14 |
+
In 1896, Matisse, an unknown art student at the time, visited the Australian painter John Russell on the island Belle Île off the coast of Brittany.[13][14] Russell introduced him to Impressionism and to the work of Vincent van Gogh—who had been a friend of Russell—and gave him a Van Gogh drawing. Matisse's style changed completely; abandoning his earth-coloured palette for bright colours. He later said "Russell was my teacher, and Russell explained colour theory to me."[11] The same year, Matisse exhibited five paintings in the salon of the Société Nationale des Beaux-Arts, two of which were purchased by the state.[15][14][16]
|
15 |
+
|
16 |
+
With the model Caroline Joblau, he had a daughter, Marguerite, born in 1894. In 1898, he married Amélie Noellie Parayre; the two raised Marguerite together and had two sons, Jean (born 1899) and Pierre (born 1900). Marguerite and Amélie often served as models for Matisse.[17]
|
17 |
+
|
18 |
+
In 1898, on the advice of Camille Pissarro, he went to London to study the paintings of J. M. W. Turner and then went on a trip to Corsica.[18] Upon his return to Paris in February 1899, he worked beside Albert Marquet and met André Derain, Jean Puy,[19] and Jules Flandrin.[20] Matisse immersed himself in the work of others and went into debt from buying work from painters he admired. The work he hung and displayed in his home included a plaster bust by Rodin, a painting by Gauguin, a drawing by van Gogh, and Cézanne's Three Bathers. In Cézanne's sense of pictorial structure and colour, Matisse found his main inspiration.[19]
|
19 |
+
|
20 |
+
Many of Matisse's paintings from 1898 to 1901 make use of a Divisionist technique he adopted after reading Paul Signac's essay, "D'Eugène Delacroix au Néo-impressionisme".[18] His paintings of 1902–03, a period of material hardship for the artist, are comparatively somber and reveal a preoccupation with form. Having made his first attempt at sculpture, a copy after Antoine-Louis Barye, in 1899, he devoted much of his energy to working in clay, completing The Slave in 1903.[21]
|
21 |
+
|
22 |
+
Gustave Moreau's Studio, 1894-1895
|
23 |
+
|
24 |
+
Blue Pot and Lemon (1897), Hermitage Museum, St. Petersburg, Russia
|
25 |
+
|
26 |
+
Le Mur Rose, 1898, Jewish Museum Frankfurt
|
27 |
+
|
28 |
+
Fruit and Coffeepot (1898), Hermitage Museum, St. Petersburg, Russia
|
29 |
+
|
30 |
+
Vase of Sunflowers (1898), Hermitage Museum, St. Petersburg, Russia
|
31 |
+
|
32 |
+
Study of a Nude, 1899, Bridgestone Museum of Art, Tokyo
|
33 |
+
|
34 |
+
Still Life with Compote, Apples and Oranges, 1899, The Cone Collection, Baltimore Museum of Art
|
35 |
+
|
36 |
+
Crockery on a Table (1900), Hermitage Museum, St. Petersburg, Russia
|
37 |
+
|
38 |
+
Fauvism as a style began around 1900 and continued beyond 1910. The movement as such lasted only a few years, 1904–1908, and had three exhibitions.[22][23] The leaders of the movement were Matisse and André Derain.[22] Matisse's first solo exhibition was at Ambroise Vollard's gallery in 1904,[19] without much success. His fondness for bright and expressive colour became more pronounced after he spent the summer of 1904 painting in St. Tropez with the neo-Impressionists Signac and Henri-Edmond Cross.[18] In that year, he painted the most important of his works in the neo-Impressionist style, Luxe, Calme et Volupté.[18] In 1905, he travelled southwards again to work with André Derain at Collioure. His paintings of this period are characterised by flat shapes and controlled lines, using pointillism in a less rigorous way than before.
|
39 |
+
|
40 |
+
Matisse and a group of artists now known as "Fauves" exhibited together in a room at the Salon d'Automne in 1905. The paintings expressed emotion with wild, often dissonant colours, without regard for the subject's natural colours. Matisse showed Open Window and Woman with the Hat at the Salon. Critic Louis Vauxcelles commented on a lone sculpture surrounded by an "orgy of pure tones" as "Donatello chez les fauves" (Donatello among the wild beasts),[24] referring to a Renaissance-type sculpture that shared the room with them.[25] His comment was printed on 17 October 1905 in Gil Blas, a daily newspaper, and passed into popular usage.[22][25] The exhibition garnered harsh criticism—"A pot of paint has been flung in the face of the public", said the critic Camille Mauclair—but also some favourable attention.[25] When the painting that was singled out for special condemnation, Matisse's Woman with a Hat, was bought by Gertrude and Leo Stein, the embattled artist's morale improved considerably.[25]
|
41 |
+
|
42 |
+
Matisse was recognised as a leader of the Fauves, along with André Derain; the two were friendly rivals, each with his own followers. Other members were Georges Braque, Raoul Dufy, and Maurice de Vlaminck. The Symbolist painter Gustave Moreau (1826–1898) was the movement's inspirational teacher. As a professor at the École des Beaux-Arts in Paris, he pushed his students to think outside of the lines of formality and to follow their visions.
|
43 |
+
|
44 |
+
In 1907, Guillaume Apollinaire, commenting about Matisse in an article published in La Falange, wrote, "We are not here in the presence of an extravagant or an extremist undertaking: Matisse's art is eminently reasonable."[26] But Matisse's work of the time also encountered vehement criticism, and it was difficult for him to provide for his family.[11] His painting Nu bleu (1907) was burned in effigy at the Armory Show in Chicago in 1913.[27]
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The decline of the Fauvist movement after 1906 did not affect the career of Matisse; many of his finest works were created between 1906 and 1917, when he was an active part of the great gathering of artistic talent in Montparnasse, even though he did not quite fit in, with his conservative appearance and strict bourgeois work habits. He continued to absorb new influences. He travelled to Algeria in 1906 studying African art and Primitivism. After viewing a large exhibition of Islamic art in Munich in 1910, he spent two months in Spain studying Moorish art. He visited Morocco in 1912 and again in 1913 and while painting in Tangier he made several changes to his work, including his use of black as a colour.[28][29][30] The effect on Matisse's art was a new boldness in the use of intense, unmodulated colour, as in L'Atelier Rouge (1911).[18]
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Matisse had a long association with the Russian art collector Sergei Shchukin. He created one of his major works La Danse specially for Shchukin as part of a two painting commission, the other painting being Music, 1910. An earlier version of La Danse (1909) is in the collection of The Museum of Modern Art in New York City.
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Luxembourg Gardens, 1901, Hermitage Museum, St. Petersburg, Russia
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Dishes and Fruit, 1901, Hermitage Museum, St. Petersburg, Russia
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A Glimpse of Notre-Dame in the Late Afternoon, 1902, Albright–Knox Art Gallery, Buffalo, New York
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Nu (Carmelita), 1904, Museum of Fine Arts, Boston
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Luxe, Calme et Volupté, 1904, Musée d'Orsay, Paris, France[31]
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Landscape at Collioure, 1905, Museum of Modern Art, New York City
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Open Window, Collioure, 1905, National Gallery of Art, Washington, D.C.
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Portrait of Madame Matisse (The green line), 1905, Statens Museum for Kunst, Copenhagen, Denmark
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Le bonheur de vivre, 1905–6, Barnes Foundation, Merion, Pennsylvania
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Self-Portrait in a Striped T-shirt 1906, Statens Museum for Kunst, Copenhagen, Denmark
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The Young Sailor II, 1906, Metropolitan Museum of Art, New York City
|
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Vase, Bottle and Fruit, 1906, Hermitage Museum, St. Petersburg, Russia
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Blue Nude, 1907, Baltimore Museum of Art, Baltimore, Maryland
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La coiffure, 1907, Staatsgalerie Stuttgart, Stuttgart, Germany
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Madras Rouge, The Red Turban, 1907, Barnes Foundation, Merion, Pennsylvania(Exhibited at the 1913 Armory Show)[32]
|
79 |
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|
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Le Luxe II, 1907–08, Statens Museum for Kunst, Copenhagen, Denmark
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81 |
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Les trois baigneuses (Three Bathers), 1907, Minneapolis Institute of Art, Minneapolis[33]
|
83 |
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Bathers with a Turtle, 1908, Saint Louis Art Museum, St. Louis
|
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|
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Game of Bowls, 1908, Hermitage Museum, St. Petersburg, Russia
|
87 |
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|
88 |
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La Danse (first version), 1909, Museum of Modern Art, New York City
|
89 |
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|
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Still Life with Dance, 1909, Hermitage Museum, St. Petersburg, Russia
|
91 |
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|
92 |
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La Danse (second version), 1910, Hermitage Museum, St. Petersburg, Russia
|
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Les Capucines (Nasturtiums with The Dance II), 1910–12, Pushkin Museum, Moscow, Russia
|
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Music, 1910, Hermitage Museum, St. Petersburg, Russia
|
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Henri Matisse, 1900-1904, Le Serf (The Serf, Der Sklave), bronze
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Henri Matisse, 1905, Sleep, wood, exhibition Blue Rose (Голубая Роза), 1907, location unknown
|
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Henri Matisse, 1906–07, Nu couché, I (Reclining Nude, I), bronze, exhibited at Montross Gallery, New York, 1915
|
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Henri Matisse, 1907, Awakening, plaster, exhibition Salon of the Golden Fleece (Салон Золотого Руна) 1908
|
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Henri Matisse, 1908, Figure décorative, bronze
|
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Around April 1906, he met Pablo Picasso, who was 11 years younger than Matisse.[11] The two became lifelong friends as well as rivals and are often compared. One key difference between them is that Matisse drew and painted from nature, while Picasso was more inclined to work from imagination. The subjects painted most frequently by both artists were women and still lifes, with Matisse more likely to place his figures in fully realised interiors. Matisse and Picasso were first brought together at the Paris salon of Gertrude Stein with her companion Alice B. Toklas. During the first decade of the twentieth century, the Americans in Paris—Gertrude Stein, her brothers Leo Stein, Michael Stein, and Michael's wife Sarah—were important collectors and supporters of Matisse's paintings. In addition, Gertrude Stein's two American friends from Baltimore, the Cone sisters Claribel and Etta, became major patrons of Matisse and Picasso, collecting hundreds of their paintings and drawings. The Cone collection is now exhibited in the Baltimore Museum of Art.[37]
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While numerous artists visited the Stein salon, many of these artists were not represented among the paintings on the walls at 27 rue de Fleurus. Where the works of Renoir, Cézanne, Matisse, and Picasso dominated Leo and Gertrude Stein's collection, Sarah Stein's collection particularly emphasised Matisse.[38]
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Contemporaries of Leo and Gertrude Stein, Matisse and Picasso became part of their social circle and routinely joined the gatherings that took place on Saturday evenings at 27 rue de Fleurus. Gertrude attributed the beginnings of the Saturday evening salons to Matisse, remarking:
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"More and more frequently, people began visiting to see the Matisse paintings—and the Cézannes: Matisse brought people, everybody brought somebody, and they came at any time and it began to be a nuisance, and it was in this way that Saturday evenings began."[39]'
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|
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Among Pablo Picasso's acquaintances who also frequented the Saturday evenings were Fernande Olivier (Picasso's mistress), Georges Braque, André Derain, the poets Max Jacob and Guillaume Apollinaire, Marie Laurencin (Apollinaire's mistress and an artist in her own right), and Henri Rousseau.[40]
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|
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His friends organized and financed the Académie Matisse in Paris, a private and non-commercial school in which Matisse instructed young artists. It operated from 1907 until 1911. The initiative for the academy came from the Steins and the Dômiers, with the involvement of Hans Purrmann, Patrick Henry Bruce, and Sarah Stein.[41]
|
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Matisse spent seven months in Morocco from 1912 to 1913, producing about 24 paintings and numerous drawings. His frequent orientalist topics of later paintings, such as odalisques, can be traced to this period.[42]
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Still Life with Geraniums, 1910, Pinakothek der Moderne, Munich, Germany
|
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124 |
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L'Atelier Rouge, 1911, The Museum of Modern Art, New York City
|
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|
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The Conversation, c.1911, The Hermitage, St. Petersburg, Russia
|
127 |
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|
128 |
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Window at Tangier, 1911-12, The Pushkin Museum of Fine Arts, Moscow
|
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|
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Zorah on the Terrace, 1912, The Pushkin Museum of Fine Arts, Moscow, Russia
|
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|
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Le Rifain assis, 1912–13, 200 × 160 cm. Barnes Foundation
|
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Portrait of the Artist's Wife, 1913, Hermitage Museum, Saint Petersburg
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|
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La glace sans tain (The Blue Window), 1913, Museum of Modern Art
|
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|
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Woman on a High Stool, 1914, Museum of Modern Art, New York City
|
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|
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View of Notre-Dame, 1914, Museum of Modern Art
|
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|
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Les poissons rouges (Interior with a Goldfish Bowl), Musée National d'Art Moderne, Centre Georges Pompidou, Paris
|
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|
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French Window at Collioure, 1914. Musée National d'Art Moderne, Paris
|
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|
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The Yellow Curtain, 1915, Museum of Modern Art, New York
|
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|
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Auguste Pellerin II, 1916–17, Musée National d'Art Moderne, Paris
|
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The Painter and His Model (Le Peintre dans son atelier), 1916–17, Musée National d'Art Moderne, Paris
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Three Sisters and The Rose Marble Table (Les Trois sœurs à La Table de marbre rose), 1917, Barnes Foundation, Philadelphia
|
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Portrait de famille (The Music Lesson), 1917, oil on canvas, 245.1 x 210.8 cm, Barnes Foundation
|
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In 1917, Matisse relocated to Cimiez on the French Riviera, a suburb of the city of Nice. His work of the decade or so following this relocation shows a relaxation and softening of his approach. This "return to order" is characteristic of much post-World War I art, and can be compared with the neoclassicism of Picasso and Stravinsky as well as the return to traditionalism of Derain.
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Matisse's orientalist odalisque paintings are characteristic of the period; while this work was popular, some contemporary critics found it shallow and decorative.[44]
|
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|
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In the late 1920s, Matisse once again engaged in active collaborations with other artists. He worked with not only Frenchmen, Dutch, Germans, and Spaniards, but also a few Americans and recent American immigrants.
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After 1930, a new vigor and bolder simplification appeared in his work. American art collector Albert C. Barnes convinced Matisse to produce a large mural for the Barnes Foundation, The Dance II, which was completed in 1932; the Foundation owns several dozen other Matisse paintings. This move toward simplification and a foreshadowing of the cutout technique is also evident in his painting Large Reclining Nude (1935). Matisse worked on this painting for several months and documented the progress with a series of 22 photographs, which he sent to Etta Cone.[45]
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Matisse's wife Amélie, who suspected that he was having an affair with her young Russian emigre companion, Lydia Delectorskaya, ended their 41-year marriage in July 1939, dividing their possessions equally between them. Delectorskaya attempted suicide by shooting herself in the chest; remarkably, she survived with no serious after-effects, and instead returned to Matisse and worked with him for the rest of his life, running his household, paying the bills, typing his correspondence, keeping meticulous records, assisting in the studio and coordinating his business affairs.[46]
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|
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Matisse was visiting Paris when the Nazis invaded France in June 1940 but managed to make his way back to Nice. His son, Pierre, by then a gallery owner in New York, begged him to flee while he could. Matisse was about to embark for Brazil to escape the Occupation but changed his mind and remained in Nice, in Vichy France. "It seemed to me as if I would be deserting," he wrote Pierre in September 1940. "If everyone who has any value leaves France, what remains of France?" Although he was never a member of the resistance, it became a point of pride to the occupied French that one of their most acclaimed artists chose to stay, though of course, being non-Jewish, he had that option.[47]
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While the Nazis occupied France from 1940 to 1944, they were more lenient in their attacks on "degenerate art" in Paris than they were in the German-speaking nations under their military dictatorship. Matisse was allowed to exhibit along with other former Fauves and Cubists whom Hitler had initially claimed to despise, though without any Jewish artists, all of whose works had been purged from all French museums and galleries; any French artists exhibiting in France had to sign an oath assuring their "Aryan" status—including Matisse.[48] He also worked as a graphic artist and produced black-and-white illustrations for several books and over one hundred original lithographs at the Mourlot Studios in Paris.
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In 1941, Matisse was diagnosed with duodenal cancer. The surgery, while successful, resulted in serious complications from which he nearly died.[49] Being bedridden for three months resulted in his developing a new art form using paper and scissors.[50]
|
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|
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That same year, a nursing student named Monique Bourgeois responded to an ad placed by Matisse for a nurse. A platonic friendship developed between Matisse and Bourgeois. He discovered that she was an amateur artist and taught her about perspective. After Bourgeois left the position to join a convent in 1944, Matisse sometimes contacted her to request that she model for him. Bourgeois became a Dominican nun in 1946, and Matisse painted a chapel in Vence, a small town he moved to in 1943, in her honor.
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|
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Matisse remained for the most part isolated in southern France throughout the war but his family was intimately involved with the French resistance. His son Pierre, the art dealer in New York, helped the Jewish and anti-Nazi French artists he represented to escape occupied France and enter the United States. In 1942, he held an exhibition in New York, "Artists in Exile," which was to become legendary. Matisse's estranged wife, Amélie, was a typist for the French Underground and jailed for six months. Matisse was shocked when he heard that his daughter Marguerite, who had been active in the Résistance during the war, was tortured (almost to death) by the Gestapo in a Rennes prison and sentenced to the Ravensbrück concentration camp in Germany.[10] Marguerite managed to escape from the train to Ravensbrück, which was halted during an Allied air raid; she survived in the woods in the chaos of the closing days of the war, until rescued by fellow resisters.[51] Matisse's student Rudolf Levy was killed in the Auschwitz concentration camp in 1944.[52][53]
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|
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Diagnosed with abdominal cancer in 1941, Matisse underwent surgery that left him chair- and bedbound. Painting and sculpture had become physical challenges, so he turned to a new type of medium. With the help of his assistants, he began creating cut paper collages, or decoupage. He would cut sheets of paper, pre-painted with gouache by his assistants, into shapes of varying colours and sizes, and arrange them to form lively compositions. Initially, these pieces were modest in size, but eventually transformed into murals or room-sized works. The result was a distinct and dimensional complexity—an art form that was not quite painting, but not quite sculpture.[54][55]
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Although the paper cut-out was Matisse's major medium in the final decade of his life, his first recorded use of the technique was in 1919 during the design of decor for the Le chant du rossignol, an opera composed by Igor Stravinsky.[55] Albert C. Barnes arranged for cardboard templates to be made of the unusual dimensions of the walls onto which Matisse, in his studio in Nice, fixed the composition of painted paper shapes. Another group of cut-outs were made between 1937 and 1938, while Matisse was working on the stage sets and costumes for Sergei Diaghilev's Ballets Russes. However, it was only after his operation that, bedridden, Matisse began to develop the cut-out technique as its own form, rather than its prior utilitarian origin.[56][57]
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He moved to the hilltop of Vence, France in 1943, where he produced his first major cut-out project for his artist's book titled Jazz. However, these cut-outs were conceived as designs for stencil prints to be looked at in the book, rather than as independent pictorial works. At this point, Matisse still thought of the cut-outs as separate from his principal art form. His new understanding of this medium unfolds with the 1946 introduction for Jazz. After summarizing his career, Matisse refers to the possibilities the cut-out technique offers, insisting "An artist must never be a prisoner of himself, prisoner of a style, prisoner of a reputation, prisoner of success…"[56]
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The number of independently conceived cut-outs steadily increased following Jazz, and eventually led to the creation of mural-size works, such as Oceania the Sky and Oceania the Sea of 1946. Under Matisse's direction, Lydia Delectorskaya, his studio assistant, loosely pinned the silhouettes of birds, fish, and marine vegetation directly onto the walls of the room. The two Oceania pieces, his first cut-outs of this scale, evoked a trip to Tahiti he made years before.[58]
|
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In 1948, Matisse began to prepare designs for the Chapelle du Rosaire de Vence, which allowed him to expand this technique within a truly decorative context. The experience of designing the chapel windows, chasubles, and tabernacle door—all planned using the cut-out method—had the effect of consolidating the medium as his primary focus. Finishing his last painting in 1951 (and final sculpture the year before), Matisse utilized the paper cut-out as his sole medium for expression up until his death.[59]
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This project was the result of the close friendship between Matisse and Bourgeois, now Sister Jacques-Marie, despite him being an atheist.[60][61] They had met again in Vence and started the collaboration, a story related in her 1992 book Henri Matisse: La Chapelle de Vence and in the 2003 documentary "A Model for Matisse".[62]
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In 1952, he established a museum dedicated to his work, the Matisse Museum in Le Cateau, and this museum is now the third-largest collection of Matisse works in France.
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According to David Rockefeller, Matisse's final work was the design for a stained-glass window installed at the Union Church of Pocantico Hills near the Rockefeller estate north of New York City. "It was his final artistic creation; the maquette was on the wall of his bedroom when he died in November of 1954", Rockefeller writes. Installation was completed in 1956.[63]
|
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|
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Matisse died of a heart attack at the age of 84 on 3 November 1954. He is interred in the cemetery of the Monastère Notre Dame de Cimiez, near Nice.[64]
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The first painting of Matisse acquired by a public collection was Still Life with Geraniums (1910), exhibited in the Pinakothek der Moderne.[65]
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His The Plum Blossoms (1948) was purchased on 8 September 2005 for the Museum of Modern Art by Henry Kravis and the new president of the museum, Marie-Josée Drouin. Estimated price was US$25 million. Previously, it had not been seen by the public since 1970.[66] In 2002, a Matisse sculpture, Reclining Nude I (Dawn), sold for US$9.2 million, a record for a sculpture by the artist.
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Matisse's daughter Marguerite often aided Matisse scholars with insights about his working methods and his works. She died in 1982 while compiling a catalogue of her father's work.[67]
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Matisse's son Pierre Matisse (1900–1989) opened a modern art gallery in New York City during the 1930s. The Pierre Matisse Gallery, which was active from 1931 until 1989, represented and exhibited many European artists and a few Americans and Canadians in New York often for the first time. He exhibited Joan Miró, Marc Chagall, Alberto Giacometti, Jean Dubuffet, André Derain, Yves Tanguy, Le Corbusier, Paul Delvaux, Wifredo Lam, Jean-Paul Riopelle, Balthus, Leonora Carrington, Zao Wou Ki, Sam Francis, and Simon Hantaï, sculptors Theodore Roszak, Raymond Mason, and Reg Butler, and several other important artists, including the work of Henri Matisse.[68][69]
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Henri Matisse's grandson Paul Matisse is an artist and inventor living in Massachusetts. Matisse's great-granddaughter Sophie Matisse is active as an artist. Les Heritiers Matisse functions as his official Estate. The U.S. copyright representative for Les Heritiers Matisse is the Artists Rights Society.[70]
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Henri Matisse: The Cut-Outs was exhibited at London's Tate Modern, from April to September 2014.[71] The show was the largest and most extensive of the cut-outs ever mounted, including approximately 100 paper maquettes—borrowed from international public and private collections—as well as a selection of related drawings, prints, illustrated books, stained glass, and textiles.[72] In total, the retrospective featured 130 works encompassing his practice from 1937 to 1954. The Tate Modern show was the first in its history to attract more than half a million people.[73]
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The show then traveled to New York's Museum of Modern Art, where it was on display through 10 February 2015. The newly conserved cut-out, The Swimming Pool, which had been off view for more than 20 years prior, returned to the galleries as the centerpiece of the exhibition.[74]
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A pet, or companion animal, is an animal kept primarily for a person's company or entertainment rather than as a working animal, livestock or a laboratory animal. Popular pets are often considered to have attractive appearances, intelligence and relatable personalities, but some pets may be taken in on an altruistic basis (such as a stray animal) and accepted by the owner regardless of these characteristics.
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Two of the most popular pets are dogs and cats; the technical term for a cat lover is an ailurophile and a dog lover a cynophile. Other animals commonly kept include: rabbits; ferrets; pigs; rodents, such as gerbils, hamsters, chinchillas, rats, mice, and guinea pigs; avian pets, such as parrots, passerines and fowls; reptile pets, such as turtles, alligators, crocodiles, lizards, and snakes; aquatic pets, such as fish, freshwater and saltwater snails, amphibians like frogs and salamanders; and arthropod pets, such as tarantulas and hermit crabs. Small pets may be grouped together as pocket pets, while the equine and bovine group include the largest companion animals.
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Pets provide their owners (or "guardians")[1] both physical and emotional benefits. Walking a dog can provide both the human and the dog with exercise, fresh air and social interaction. Pets can give companionship to people who are living alone or elderly adults who do not have adequate social interaction with other people. There is a medically approved class of therapy animals, mostly dogs or cats, that are brought to visit confined humans, such as children in hospitals or elders in nursing homes. Pet therapy utilizes trained animals and handlers to achieve specific physical, social, cognitive or emotional goals with patients.
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People most commonly get pets for companionship, to protect a home or property or because of the perceived beauty or attractiveness of the animals.[2] A 1994 Canadian study found that the most common reasons for not owning a pet were lack of ability to care for the pet when traveling (34.6%), lack of time (28.6%) and lack of suitable housing (28.3%), with dislike of pets being less common (19.6%).[2] Some scholars, ethicists and animal rights organizations have raised concerns over keeping pets because of the lack of autonomy and the objectification of non-human animals.[3]
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In China, spending on domestic animals has grown from an estimated $3.12 billion in 2010 to $25 billion in 2018. The Chinese people own 51 million dogs and 41 million cats, with pet owners often preferring to source pet food internationally.[4] There are a total of 755 million pets, increased from 389 million in 2013.[5]
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|
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According to a survey promoted by Italian family associations in 2009, it is estimated that there are approximately 45 million pets in Italy. This includes 7 million dogs, 7.5 million cats, 16 million fish, 12 million birds, and 10 million snakes.[6]
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A 2007 survey by the University of Bristol found that 26% of UK households owned cats and 31% owned dogs, estimating total domestic populations of approximately 10.3 million cats and 10.5 million dogs in 2006.[7] The survey also found that 47.2% of households with a cat had at least one person educated to degree level, compared with 38.4% of homes with dogs.[8]
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Sixty-eight percent of U.S. households, or about 85 million families, own a pet, according to the 2017-2018 National Pet Owners Survey conducted by the American Pet Products Association (APPA). This is up from 56 percent of U.S. households in 1988, the first year the survey was conducted.[9]There are approximately 86.4 million pet cats and approximately 78.2 million pet dogs in the United States,[10][11] and a United States 2007–2008 survey showed that dog-owning households outnumbered those owning cats, but that the total number of pet cats was higher than that of dogs. The same was true for 2011.[12] In 2013, pets outnumbered children four to one in the United States.[13]
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Keeping animals as pets may be detrimental to their health if certain requirements are not met. An important issue is inappropriate feeding, which may produce clinical effects. The consumption of chocolate or grapes by dogs, for example, may prove fatal.
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Certain species of houseplants can also prove toxic if consumed by pets. Examples include philodendrons and Easter lilies (which can cause severe kidney damage to cats)[16][17] and poinsettias, begonia, and aloe vera (which are mildly toxic to dogs).[18][19]
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Housepets, particularly dogs and cats in industrialized societies, are also highly susceptible to obesity. Overweight pets have been shown to be at a higher risk of developing diabetes, liver problems, joint pain, kidney failure, and cancer. Lack of exercise and high-caloric diets are considered to be the primary contributors to pet obesity.[20][21][22]
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It is widely believed among the public, and among many scientists, that pets probably bring mental and physical health benefits to their owners;[23] a 1987 NIH statement cautiously argued that existing data was "suggestive" of a significant benefit.[24] A recent dissent comes from a 2017 RAND study, which found that at least in the case of children, having a pet per se failed to improve physical or mental health by a statistically significant amount; instead, the study found children who were already prone to being healthy were more likely to get pets in the first place.[23][25][26] Unfortunately, conducting long-term randomized trials to settle the issue would be costly or infeasible.[24][26]
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Pets might have the ability to stimulate their caregivers, in particular the elderly, giving people someone to take care of, someone to exercise with, and someone to help them heal from a physically or psychologically troubled past.[24][27][28] Animal company can also help people to preserve acceptable levels of happiness despite the presence of mood symptoms like anxiety or depression.[29] Having a pet may also help people achieve health goals, such as lowered blood pressure, or mental goals, such as decreased stress.[30][31][32][33][34][35] There is evidence that having a pet can help a person lead a longer, healthier life. In a 1986 study of 92 people hospitalized for coronary ailments, within a year, 11 of the 29 patients without pets had died, compared to only 3 of the 52 patients who had pets.[28] Having pet(s) was shown to significantly reduce triglycerides, and thus heart disease risk, in the elderly.[36] A study by the National Institute of Health found that people who owned dogs were less likely to die as a result of a heart attack than those who did not own one.[37] There is some evidence that pets may have a therapeutic effect in dementia cases.[38] Other studies have shown that for the elderly, good health may be a requirement for having a pet, and not a result.[39] Dogs trained to be guide dogs can help people with vision impairment. Dogs trained in the field of Animal-Assisted Therapy (AAT) can also benefit people with other disabilities.[24][40]
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People residing in a long-term care facility, such as a hospice or nursing home, may experience health benefits from pets. Pets help them to cope with the emotional issues related to their illness. They also offer physical contact with another living creature, something that is often missing in an elder's life.[10][41] Pets for nursing homes are chosen based on the size of the pet, the amount of care that the breed needs, and the population and size of the care institution.[28] Appropriate pets go through a screening process and, if it is a dog, additional training programs to become a therapy dog.[42] There are three types of therapy dogs: facility therapy dogs, animal-assisted therapy dogs, and therapeutic visitation dogs. The most common therapy dogs are therapeutic visitation dogs. These dogs are household pets whose handlers take time to visit hospitals, nursing homes, detention facilities, and rehabilitation facilities.[27] Different pets require varying amounts of attention and care; for example, cats may have lower maintenance requirements than dogs.[43]
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In addition to providing health benefits for their owners, pets also impact the social lives of their owners and their connection to their community. There is some evidence that pets can facilitate social interaction.[44] Assistant Professor of Sociology at the University of Colorado at Boulder, Leslie Irvine has focused her attention on pets of the homeless population. Her studies of pet ownership among the homeless found that many modify their life activities for fear of losing their pets. Pet ownership prompts them to act responsibly, with many making a deliberate choice not to drink or use drugs, and to avoid contact with substance abusers or those involved in any criminal activity for fear of being separated from their pet. Additionally, many refuse to house in shelters if their pet is not allowed to stay with them.[45]
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Health risks that are associated with pets include:
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The European Convention for the Protection of Pet Animals is a 1987 treaty of the Council of Europe – but accession to the treaty is open to all states in the world – to promote the welfare of pet animals and ensure minimum standards for their treatment and protection. It went into effect on 1 May 1992, and as of June 2020, it has been ratified by 24 states.[47]
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States, cities, and towns in Western nations commonly enact local ordinances to limit the number or kind of pets a person may keep personally or for business purposes. Prohibited pets may be specific to certain breeds (such as pit bulls or Rottweilers), they may apply to general categories of animals (such as livestock, exotic animals, wild animals, and canid or felid hybrids), or they may simply be based on the animal's size. Additional or different maintenance rules and regulations may also apply. Condominium associations and owners of rental properties also commonly limit or forbid tenants' keeping of pets.[citation needed]
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The keeping of animals as pets can cause concerns with regard to animal rights and welfare.[48][49][50] Pets have commonly been considered private property, owned by individual persons. However, many legal protections have existed (historically and today) with the intention of safeguarding pets' (and other animals') well-being.[51][52][53][54] Since the year 2000, a small but increasing number of jurisdictions in North America have enacted laws redefining pet's owners as guardians. Intentions have been characterized as simply changing attitudes and perceptions (but not legal consequences) to working toward legal personhood for pets themselves. Some veterinarians and breeders have opposed these moves. The question of pets' legal status can arise with concern to purchase or adoption, custody, divorce, estate and inheritance, injury, damage, and veterinary malpractice.[55][56][57][58]
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In Belgium and the Netherlands, the government publishes white lists and black lists (called 'positive' and 'negative lists') with animal species that are designated to be appropriate to be kept as pets (positive) or not (negative). The Dutch Ministry of Economic Affairs and Climate Policy originally established its first positive list (positieflijst) per 1 February 2015 for a set of 100 mammals (including cats, dogs and production animals) deemed appropriate as pets on the recommendations of Wageningen University.[59] Parliamentary debates about such a pet list date back to the 1980s, with continuous disagreements about which species should be included and how the law should be enforced.[60] In January 2017, the white list was expanded to 123 species, while the black list that had been set up was expanded (with animals like the brown bear and two great kangaroo species) to contain 153 species unfit for petting, such as the armadillo, the sloth, the European hare and the wild boar.[61]
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Pets have a considerable environmental impact, especially in countries where they are common or held in high densities. For instance, the 163 million dogs and cats kept in the United States consume about 20% of the amount of dietary energy that humans do and an estimated 33% of the animal-derived energy.[62] They produce about 30% ± 13%, by mass, as much feces as Americans, and through their diet, constitute about 25–30% of the environmental impacts from animal production in terms of the use of land, water, fossil fuel, phosphate, and biocides. Dog and cat animal product consumption is responsible for the release of up to 64 ± 16 million tons CO2-equivalent methane and nitrous oxide, two powerful greenhouse gasses. Americans are the largest pet owners in the world, but pet ownership in the US has considerable environmental costs.[62]
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While many people have kept many different species of animals in captivity over the course of human history, only a relative few have been kept long enough to be considered domesticated. Other types of animals, notably monkeys, have never been domesticated but are still sold and kept as pets. There are also inanimate objects that have been kept as "pets", either as a form of a game or humorously (e.g. the Pet Rock or Chia Pet). Some wild animals are kept as pets, such as tigers, even though this is illegal. There is a market for illegal pets.
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Domesticated pets are most common. A domesticated animal is a species that has been made fit for a human environment[63] by being consistently kept in captivity and selectively bred over a long enough period of time that it exhibits marked differences in behavior and appearance from its wild relatives. Domestication contrasts with taming, which is simply when an un-domesticated, wild animal has become tolerant of human presence, and perhaps, even enjoys it.
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Wild animals are kept as pets. The term “wild” in this context specifically applies to any species of animal which has not undergone a fundamental change in behavior to facilitate a close co-existence with humans. Some species may have been bred in captivity for a considerable length of time, but are still not recognized as domesticated.
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Generally, wild animals are recognized as not suitable to keep as pets, and this practice is completely banned in many places. In other areas, certain species are allowed to be kept, and it is usually required for the owner to obtain a permit. It is considered animal cruelty by some, as most often, wild animals require precise and constant care that is very difficult to meet in captive conditions. Many large and instinctively aggressive animals are extremely dangerous, and numerous times have they killed their handlers.
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Archaeology suggests that human ownership of dogs as pets may date back to at least 12,000 years ago.[64]
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Ancient Greeks and Romans would openly grieve for the loss of a dog, evidenced by inscriptions left on tombstones commemorating their loss.[65] The surviving epitaphs dedicated to horses are more likely to reference a gratitude for the companionship that had come from war horses rather than race horses. The latter may have chiefly been commemorated as a way to further the owner's fame and glory.[66] In Ancient Egypt, dogs and baboons were kept as pets and buried with their owners. Dogs were given names, which is significant as Egyptians considered names to have magical properties. [67]
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Throughout the seventeenth and eighteenth-century pet keeping in the modern sense gradually became accepted throughout Britain. Initially, aristocrats kept dogs for both companionship and hunting. Thus, pet keeping was a sign of elitism within society. By the nineteenth century, the rise of the middle class stimulated the development of pet keeping and it became inscribed within the bourgeois culture.[68]
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As the popularity of pet-keeping in the modern sense rose during the Victorian era, animals became a fixture within urban culture as commodities and decorative objects.[69] Pet keeping generated a commercial opportunity for entrepreneurs. By the mid-nineteenth century, nearly twenty thousand street vendors in London dealt with live animals.[70] Also, the popularity of animals developed a demand for animal goods such as accessories and guides for pet keeping. Pet care developed into a big business by the end of the nineteenth century.[71]
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Profiteers also sought out pet stealing as a means for economic gain. Utilizing the affection that owners had for their pets, professional dog stealers would capture animals and hold them for ransom.[72] The development of dog stealing reflects the increased value of pets. Pets gradually became defined as the property of their owners. Laws were created that punished offenders for their burglary.[73]
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Pets and animals also had social and cultural implications throughout the nineteenth century. The categorization of dogs by their breeds reflected the hierarchical, social order of the Victorian era. The pedigree of a dog represented the high status and lineage of their owners and reinforced social stratification.[74] Middle-class owners, however, valued the ability to associate with the upper-class through ownership of their pets. The ability to care for a pet signified respectability and the capability to be self-sufficient.[75] According to Harriet Ritvo, the identification of “elite animal and elite owner was not a confirmation of the owner’s status but a way of redefining it.”[76]
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The popularity of dog and pet keeping generated animal fancy. Dog fanciers showed enthusiasm for owning pets, breeding dogs, and showing dogs in various shows. The first dog show took place on 28 June 1859 in Newcastle and focused mostly on sporting and hunting dogs.[77] However, pet owners produced an eagerness to demonstrate their pets as well as have an outlet to compete.[78] Thus, pet animals gradually were included within dog shows. The first large show, which would host one thousand entries, took place in Chelsea in 1863.[79] The Kennel Club was created in 1873 to ensure fairness and organization within dog shows. The development of the Stud Book by the Kennel Club defined policies, presented a national registry system of purebred dogs, and essentially institutionalized dog shows.[80]
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Pet ownership by animals in the wild, as an analogue to the human phenomenon, has not been observed and is likely non-existent in nature.[81][82] One group of capuchin monkeys was observed appearing to care for a marmoset, a fellow New World monkey species, however observations of chimpanzees apparently "playing" with small animals like hyraxes have ended with the chimpanzees killing the animals and tossing the corpses around.[83]
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A 2010 study states that human relationships with animals have an exclusive human cognitive component and that pet-keeping is a fundamental and ancient attribute of the human species. Anthropomorphism, or the projection of human feelings, thoughts and attributes on to animals, is a defining feature of human pet-keeping. The study identifies it as the same trait in evolution responsible for domestication and concern for animal welfare. It is estimated to have arisen at least 100,000 years before present (ybp) in Homo sapiens sapiens.[82]
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It is debated whether this redirection of human nurturing behaviour towards non-human animals, in the form of pet-keeping, was maladaptive, due to being biologically costly, or whether it was positively selected for.[84][85][82] Two studies suggest that the human ability to domesticate and keep pets came from the same fundamental evolutionary trait and that this trait provided a material benefit in the form of domestication that was sufficiently adaptive to be positively selected for.[82][85]:300 A 2011 study suggests that the practical functions that some pets provide, such as assisting hunting or removing pests, could've resulted in enough evolutionary advantage to allow for the persistence of this behaviour in humans and outweigh the economic burden held by pets kept as playthings for immediate emotional rewards.[86] Two other studies suggest that the behaviour constitutes an error, side effect or misapplication of the evolved mechanisms responsible for human empathy and theory of mind to cover non-human animals which has not sufficiently impacted its evolutionary advantage in the long run.[85]:300
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Animals in captivity, with the help of caretakers, have been considered to have owned "pets". Examples of this include Koko the gorilla and several pet cats, Tonda the orangutan and a pet cat and Tarra the elephant and a dog named Bella.[83]
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Katharine of Aragon with a monkey
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The Girl with the Marmot by Jean-Honoré Fragonard
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- Young Lady with parrot by Édouard Manet 1866
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Antoinette Metayer (1732–88) and her pet dog
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The Lady with an Ermine
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Sir Henry Raeburn - Boy and Rabbit
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Eos, A Favorite Greyhound of Prince Albert
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A Neapolitan Woman
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Signal, a Grey Arab, with a Groom in the Desert
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Eduardo Leon Garrido. An Elegant Lady with her Dog
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The Fireplace depicting a Pug, James Tissot
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Rosa Bonheur - Portrait of William F. Cody
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Hunt
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Henry Ford (July 30, 1863 – April 7, 1947) was an American industrialist and business magnate, founder of the Ford Motor Company and chief developer of the assembly line technique of mass production. By creating the first automobile that middle-class Americans could afford, he converted the automobile from an expensive curiosity into an accessible conveyance that would profoundly impact the landscape of the 20th century.
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His introduction of the Model T automobile revolutionized transportation and American industry. As the owner of the Ford Motor Company, he became one of the richest and best-known people in the world. He is credited with "Fordism": mass production of inexpensive goods coupled with high wages for workers. Ford had a global vision, with consumerism as the key to peace. His intense commitment to systematically lowering costs resulted in many technical and business innovations, including a franchise system that put dealerships throughout most of North America and in major cities on six continents. Ford left most of his vast wealth to the Ford Foundation and arranged for his family to control the company permanently.
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Ford was also widely known for his pacifism during the first years of World War I, and for promoting antisemitic content, including The Protocols of the Elders of Zion, through his newspaper The Dearborn Independent and the book The International Jew, having an alleged influence on the development of Nazism.
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Henry Ford was born July 30, 1863, on a farm in Greenfield Township, Michigan.[1] His father, William Ford (1826–1905), was born in County Cork, Ireland, to a family which emigrated from Somerset, England in the 16th century.[2] His mother, Mary Ford (née Litogot; 1839–1876), was born in Michigan as the youngest child of Belgian immigrants; her parents died when she was a child and she was adopted by neighbors, the O'Herns. Henry Ford's siblings were Margaret Ford (1867–1938); Jane Ford (c. 1868–1945); William Ford (1871–1917) and Robert Ford (1873–1934).
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His father gave him a pocket watch in his early teens. At 15, Ford dismantled and reassembled the timepieces of friends and neighbors dozens of times, gaining the reputation of a watch repairman.[3] At twenty, Ford walked four miles to their Episcopal church every Sunday.[4]
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Ford was devastated when his mother died in 1876. His father expected him to eventually take over the family farm, but he despised farm work. He later wrote, "I never had any particular love for the farm—it was the mother on the farm I loved."[5]
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In 1879, Ford left home to work as an apprentice machinist in Detroit, first with James F. Flower & Bros., and later with the Detroit Dry Dock Co. In 1882, he returned to Dearborn to work on the family farm, where he became adept at operating the Westinghouse portable steam engine. He was later hired by Westinghouse to service their steam engines. During this period Ford also studied bookkeeping at Goldsmith, Bryant & Stratton Business College in Detroit.[6]
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Ford stated two major events occurred in 1875, when he was 12. He received a watch, and he witnessed the operation of a Nichols and Shepard road engine, "...the first vehicle other than horse-drawn that I had ever seen." In his farm workshop, Ford built a "steam wagon or tractor" and a steam car, but thought "steam was not suitable for light vehicles," as "the boiler was dangerous." Ford also stated, he "did not see the use of experimenting with electricity, due to the expense of trolley wires, and "no storage battery was in sight of a weight that was practical." Then in 1885, Ford had the opportunity to repair an Otto engine, and built a four-cycle model in 1887, with a one-inch bore and a three-inch stroke. In 1890, Ford started work on a two cylinder engine. Ford stated, "In 1892, I completed my first motor car, powered by a two cylinder four horsepower motor, with a two-and-half-inch bore and a six-inch stroke, which was connected to a countershaft by a belt, and then to the rear wheel by a chain. The belt was shifted by a clutch lever to control speeds at 10 or 20 miles per hour, augmented by a throttle. Other features included 28-inch wire bicycle wheels with rubber tires, a foot brake, a 3-gallon gasoline tank, and later, a water jacket around the cylinders for cooling. Ford stated that "in the spring of 1893 the machine was running to my partial satisfaction and giving an opportunity further to test out the design and material on the road." Between 1895 and 1896, Ford drove that machine about 1000 miles. Ford then started a second car in 1896, eventually building 3 cars in his home workshop.[7]
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Ford married Clara Jane Bryant (1866–1950) on April 11, 1888, and supported himself by farming and running a sawmill.[8] They had one child: Edsel Ford (1893–1943).[9]
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In 1891, Ford became an engineer with the Edison Illuminating Company of Detroit. After his promotion to Chief Engineer in 1893, he had enough time and money to devote attention to his personal experiments on gasoline engines. These experiments culminated in 1896 with the completion of a self-propelled vehicle which he named the Ford Quadricycle. He test-drove it on June 4. After various test drives, Ford brainstormed ways to improve the Quadricycle.[10]
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Also in 1896, Ford attended a meeting of Edison executives, where he was introduced to Thomas Edison. Edison approved of Ford's automobile experimentation. Encouraged by Edison, Ford designed and built a second vehicle, completing it in 1898.[11] Backed by the capital of Detroit lumber baron William H. Murphy, Ford resigned from the Edison Company and founded the Detroit Automobile Company on August 5, 1899.[11] However, the automobiles produced were of a lower quality and higher price than Ford wanted. Ultimately, the company was not successful and was dissolved in January 1901.[11]
|
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With the help of C. Harold Wills, Ford designed, built, and successfully raced a 26-horsepower automobile in October 1901. With this success, Murphy and other stockholders in the Detroit Automobile Company formed the Henry Ford Company on November 30, 1901, with Ford as chief engineer.[11] In 1902, Murphy brought in Henry M. Leland as a consultant; Ford, in response, left the company bearing his name. With Ford gone, Murphy renamed the company the Cadillac Automobile Company.[11]
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Teaming up with former racing cyclist Tom Cooper, Ford also produced the 80+ horsepower racer "999" which Barney Oldfield was to drive to victory in a race in October 1902. Ford received the backing of an old acquaintance, Alexander Y. Malcomson, a Detroit-area coal dealer.[11] They formed a partnership, "Ford & Malcomson, Ltd." to manufacture automobiles. Ford went to work designing an inexpensive automobile, and the duo leased a factory and contracted with a machine shop owned by John and Horace E. Dodge to supply over $160,000 in parts.[11] Sales were slow, and a crisis arose when the Dodge brothers demanded payment for their first shipment.
|
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In response, Malcomson brought in another group of investors and convinced the Dodge Brothers to accept a portion of the new company.[11] Ford & Malcomson was reincorporated as the Ford Motor Company on June 16, 1903,[11] with $28,000 capital. The original investors included Ford and Malcomson, the Dodge brothers, Malcomson's uncle John S. Gray, Malcolmson's secretary James Couzens, and two of Malcomson's lawyers, John W. Anderson and Horace Rackham. Ford then demonstrated a newly designed car on the ice of Lake St. Clair, driving 1 mile (1.6 km) in 39.4 seconds and setting a new land speed record at 91.3 miles per hour (146.9 kilometres per hour). Convinced by this success, the race driver Barney Oldfield, who named this new Ford model "999" in honor of the fastest locomotive of the day, took the car around the country, making the Ford brand known throughout the United States. Ford also was one of the early backers of the Indianapolis 500.
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The Model T was introduced on October 1, 1908. It had the steering wheel on the left, which every other company soon copied. The entire engine and transmission were enclosed; the four cylinders were cast in a solid block; the suspension used two semi-elliptic springs. The car was very simple to drive, and easy and cheap to repair. It was so cheap at $825 in 1908 ($23,480 today) (the price fell every year) that by the 1920s, a majority of American drivers had learned to drive on the Model T.[12][13]
|
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Ford created a huge publicity machine in Detroit to ensure every newspaper carried stories and ads about the new product. Ford's network of local dealers made the car ubiquitous in almost every city in North America. As independent dealers, the franchises grew rich and publicized not just the Ford but the concept of automobiling; local motor clubs sprang up to help new drivers and to encourage exploring the countryside. Ford was always eager to sell to farmers, who looked on the vehicle as a commercial device to help their business. Sales skyrocketed—several years posted 100% gains on the previous year. Always on the hunt for more efficiency and lower costs, in 1913 Ford introduced the moving assembly belts into his plants, which enabled an enormous increase in production. Although Ford is often credited with the idea, contemporary sources indicate that the concept and its development came from employees Clarence Avery, Peter E. Martin, Charles E. Sorensen, and C. Harold Wills.[14] (See Ford Piquette Avenue Plant)
|
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Sales passed 250,000 in 1914. By 1916, as the price dropped to $360 for the basic touring car, sales reached 472,000.[15] (Using the consumer price index, this price was equivalent to $7,828 in 2015 dollars.)
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By 1918, half of all cars in the United States were Model Ts. All new cars were black; as Ford wrote in his autobiography, "Any customer can have a car painted any color that he wants so long as it is black".[16] Until the development of the assembly line, which mandated black because of its quicker drying time, Model Ts were available in other colors, including red. The design was fervently promoted and defended by Ford, and production continued as late as 1927; the final total production was 15,007,034. This record stood for the next 45 years. This record was achieved in 19 years from the introduction of the first Model T (1908).
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Henry Ford turned the presidency of Ford Motor Company over to his son Edsel Ford in December 1918. Henry retained final decision authority and sometimes reversed the decisions of his son. Ford started another company, Henry Ford and Son, and made a show of taking himself and his best employees to the new company; the goal was to scare the remaining holdout stockholders of the Ford Motor Company to sell their stakes to him before they lost most of their value. (He was determined to have full control over strategic decisions.) The ruse worked, and Ford and Edsel purchased all remaining stock from the other investors, thus giving the family sole ownership of the company.[17]
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In 1921, Ford also purchased Lincoln Motor Co., founded by Cadillac founder Henry Leland and his son Wilfred during World War I. The company went into receivership and the Lelands agreed to a Ford buyout, although they were soon expelled from it. Despite this acquisition of a premium car make, Henry displayed relatively little enthusiasm for luxury automobiles in contrast to Edsel, who actively sought to expand Ford into the upscale market. The original Lincoln Model L the Lelands had introduced in 1920 was also kept in production for a decade untouched, until it became too outdated and was replaced by the modernized Model K in 1931.
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By the mid-1920s, General Motors was rapidly rising as the leading American automobile manufacturer. GM president Alfred Sloan established the company's "price ladder" whereby GM would offer an automobile for "every purse and purpose" in contrast to Ford's lack of interest in anything outside the low end market. Although Henry Ford was against replacing the Model T, now 16 years old, Chevrolet was mounting a bold new challenge as the make had been established under Sloan's price ladder as GM's entry-level division. Ford also resisted the increasingly popular idea of payment plans for cars. With Model T sales starting to slide, Ford was forced to relent and approve work on a successor model, shutting down production for 18 months. During this time, Ford constructed a massive new assembly plant at River Rouge for the new Model A, which launched in 1927.[18]
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In addition to its price ladder, GM also quickly established itself at the forefront of automotive styling under Harley Earl's Arts & Color Department, another area of automobile design that Henry Ford did not entirely appreciate or understand and Ford would not have a true equivalent of the GM styling department for many years.
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By 1926, flagging sales of the Model T finally convinced Ford to make a new model. He pursued the project with a great deal of interest in the design of the engine, chassis, and other mechanical necessities, while leaving the body design to his son. Although Ford fancied himself an engineering genius, he had little formal training in mechanical engineering and could not even read a blueprint. A talented team of engineers performed most of the actual work of designing the Model A (and later the flathead V8) with Ford supervising them closely and giving them overall direction. Edsel also managed to prevail over his father's initial objections in the inclusion of a sliding-shift transmission.[19]
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The result was the successful Ford Model A, introduced in December 1927 and produced through 1931, with a total output of more than 4 million. Subsequently, the Ford company adopted an annual model change system similar to that recently pioneered by its competitor General Motors (and still in use by automakers today). Not until the 1930s did Ford overcome his objection to finance companies, and the Ford-owned Universal Credit Corporation became a major car-financing operation. Henry Ford still resisted many technological innovations such as hydraulic brakes and all-metal roofs, which Ford vehicles did not adopt until 1935-36. For 1932 however, Ford dropped a bombshell with the flathead Ford V8, the first low-price eight cylinder engine. The flathead V8, variants of which were used in Ford vehicles for 20 years, was the result of a secret project launched in 1930 and Henry had originally considered a radical X-8 engine before agreeing to a conventional design. It gave Ford a reputation as a performance make well-suited for hot-rodding.[20]
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Ford did not believe in accountants; he amassed one of the world's largest fortunes without ever having his company audited under his administration. Without an accounting department, Ford had no way of knowing exactly how much money was being taken in and spent each month and the company's bills and invoices were reportedly guessed at by weighing them on a scale.[citation needed] Not until 1956 would Ford be a publicly traded company.
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Also at Edsel's insistence, Ford launched Mercury in 1939 as a mid-range make to challenge Dodge and Buick, although Henry also displayed relatively little enthusiasm for it.
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Ford was a pioneer of "welfare capitalism", designed to improve the lot of his workers and especially to reduce the heavy turnover that had many departments hiring 300 men per year to fill 100 slots. Efficiency meant hiring and keeping the best workers.[21]
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Ford astonished the world in 1914 by offering a $5 per day wage ($130 today), which more than doubled the rate of most of his workers.[22] A Cleveland, Ohio, newspaper editorialized that the announcement "shot like a blinding rocket through the dark clouds of the present industrial depression."[23] The move proved extremely profitable; instead of constant turnover of employees, the best mechanics in Detroit flocked to Ford, bringing their human capital and expertise, raising productivity, and lowering training costs.[24][25] Ford announced his $5-per-day program on January 5, 1914, raising the minimum daily pay from $2.34 to $5 for qualifying male workers.
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Detroit was already a high-wage city, but competitors were forced to raise wages or lose their best workers.[26] Ford's policy proved, however, that paying people more would enable Ford workers to afford the cars they were producing and be good for the local economy. He viewed the increased wages as profit-sharing linked with rewarding those who were most productive and of good character.[27] It may have been Couzens who convinced Ford to adopt the $5-day wage.[28]
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Real profit-sharing was offered to employees who had worked at the company for six months or more, and, importantly, conducted their lives in a manner of which Ford's "Social Department" approved. They frowned on heavy drinking, gambling, and (what today are called) deadbeat dads. The Social Department used 50 investigators, plus support staff, to maintain employee standards; a large percentage of workers were able to qualify for this "profit-sharing."[citation needed]
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Ford's incursion into his employees' private lives was highly controversial, and he soon backed off from the most intrusive aspects. By the time he wrote his 1922 memoir, he spoke of the Social Department and of the private conditions for profit-sharing in the past tense, and admitted that
|
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paternalism has no place in industry. Welfare work that consists in prying into employees' private concerns is out of date. Men need counsel and men need help, often special help; and all this ought to be rendered for decency's sake. But the broad workable plan of investment and participation will do more to solidify industry and strengthen organization than will any social work on the outside. Without changing the principle we have changed the method of payment.[29]
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In addition to raising the wages of his workers, Ford also introduced a new, reduced workweek in 1926. The decision was made in 1922, when Ford and Crowther described it as six 8-hour days, giving a 48-hour week,[30] but in 1926 it was announced as five 8-hour days, giving a 40-hour week.[31] (Apparently the program started with Saturday being a workday and sometime later it was changed to a day off.) On May 1, 1926, the Ford Motor Company's factory workers switched to a five-day 40-hour workweek, with the company's office workers making the transition the following August.[32]
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Ford had made the decision to boost productivity, as workers were expected to put more effort into their work in exchange for more leisure time, and because he believed decent leisure time was good for business, since workers would actually have more time to purchase and consume more goods. However, altruistic concerns also played a role, with Ford explaining "It is high time to rid ourselves of the notion that leisure for workmen is either 'lost time' or a class privilege."[32]
|
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Ford was adamantly against labor unions. He explained his views on unions in Chapter 18 of My Life and Work.[33] He thought they were too heavily influenced by some leaders who, despite their ostensible good motives, would end up doing more harm than good for workers. Most wanted to restrict productivity as a means to foster employment, but Ford saw this as self-defeating because, in his view, productivity was necessary for economic prosperity to exist.
|
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He believed that productivity gains that obviated certain jobs would nevertheless stimulate the larger economy and thus grow new jobs elsewhere, whether within the same corporation or in others. Ford also believed that union leaders had a perverse incentive to foment perpetual socio-economic crisis as a way to maintain their own power. Meanwhile, he believed that smart managers had an incentive to do right by their workers, because doing so would maximize their own profits. Ford did acknowledge, however, that many managers were basically too bad at managing to understand this fact. But Ford believed that eventually, if good managers such as he could fend off the attacks of misguided people from both left and right (i.e., both socialists and bad-manager reactionaries), the good managers would create a socio-economic system wherein neither bad management nor bad unions could find enough support to continue existing.
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To forestall union activity, Ford promoted Harry Bennett, a former Navy boxer, to head the Service Department. Bennett employed various intimidation tactics to squash union organizing.[34] The most famous incident, on May 26, 1937, involved Bennett's security men beating with clubs members of the United Automobile Workers, including Walter Reuther.[35] While Bennett's men were beating the UAW representatives, the supervising police chief on the scene was Carl Brooks, an alumnus of Bennett's Service Department, and [Brooks] "did not give orders to intervene."[36] The following day photographs of the injured UAW members appeared in newspapers, later becoming known as The Battle of the Overpass.
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In the late 1930s and early 1940s, Edsel—who was president of the company—thought Ford had to come to some sort of collective bargaining agreement with the unions because the violence, work disruptions, and bitter stalemates could not go on forever. But Ford, who still had the final veto in the company on a de facto basis even if not an official one, refused to cooperate. For several years, he kept Bennett in charge of talking to the unions that were trying to organize the Ford Motor Company. Sorensen's memoir[37] makes clear that Ford's purpose in putting Bennett in charge was to make sure no agreements were ever reached.
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The Ford Motor Company was the last Detroit automaker to recognize the UAW, despite pressure from the rest of the U.S. automotive industry and even the U.S. government. A sit-down strike by the UAW union in April 1941 closed the River Rouge Plant. Sorensen recounted[38] that a distraught Henry Ford was very close to following through with a threat to break up the company rather than cooperate, but his wife Clara told him she would leave him if he destroyed the family business. In her view, it would not be worth the chaos it would create. Ford complied with his wife's ultimatum, and even agreed with her in retrospect. Overnight, the Ford Motor Company went from the most stubborn holdout among automakers to the one with the most favorable UAW contract terms. The contract was signed in June 1941.[38] About a year later, Ford told Walter Reuther, "It was one of the most sensible things Harry Bennett ever did when he got the UAW into this plant." Reuther inquired, "What do you mean?" Ford replied, "Well, you've been fighting General Motors and the Wall Street crowd. Now you're in here and we've given you a union shop and more than you got out of them. That puts you on our side, doesn't it? We can fight General Motors and Wall Street together, eh?"[39]
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Ford, like other automobile companies, entered the aviation business during World War I, building Liberty engines. After the war, it returned to auto manufacturing until 1925, when Ford acquired the Stout Metal Airplane Company.
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Ford's most successful aircraft was the Ford 4AT Trimotor, often called the "Tin Goose" because of its corrugated metal construction. It used a new alloy called Alclad that combined the corrosion resistance of aluminum with the strength of duralumin. The plane was similar to Fokker's V.VII-3m, and some say that Ford's engineers surreptitiously measured the Fokker plane and then copied it. The Trimotor first flew on June 11, 1926, and was the first successful U.S. passenger airliner, accommodating about 12 passengers in a rather uncomfortable fashion. Several variants were also used by the U.S. Army. Ford has been honored by the Smithsonian Institution for changing the aviation industry. 199 Trimotors were built before it was discontinued in 1933, when the Ford Airplane Division shut down because of poor sales during the Great Depression.
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Ford opposed war, which he viewed as a terrible waste,[40][41] and supported causes that opposed military intervention.[42] Ford became highly critical of those who he felt financed war, and he tried to stop them. In 1915, the pacifist Rosika Schwimmer gained favor with Ford, who agreed to fund a Peace Ship to Europe, where World War I was raging. He and about 170 other prominent peace leaders traveled there. Ford's Episcopalian pastor, Reverend Samuel S. Marquis, accompanied him on the mission. Marquis headed Ford's Sociology Department from 1913 to 1921. Ford talked to President Wilson about the mission but had no government support. His group went to neutral Sweden and the Netherlands to meet with peace activists. A target of much ridicule, Ford left the ship as soon as it reached Sweden.[43] In 1915, Ford blamed "German-Jewish bankers" for instigating the war.[44]
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Ford plants in the United Kingdom produced Fordson tractors to increase the British food supply, as well as trucks and aircraft engines. When the U.S. entered the war in 1917 the company became a major supplier of weapons, especially the Liberty engine for airplanes, and anti-submarine boats.[7]:95–100,119[45]
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In 1918, with the war on and the League of Nations a growing issue in global politics, President Woodrow Wilson, a Democrat, encouraged Ford to run for a Michigan seat in the U.S. Senate. Wilson believed that Ford could tip the scales in Congress in favor of Wilson's proposed League. "You are the only man in Michigan who can be elected and help bring about the peace you so desire," the president wrote Ford. Ford wrote back: "If they want to elect me let them do so, but I won't make a penny's investment." Ford did run, however, and came within 4,500 votes of winning, out of more than 400,000 cast statewide.[46] He was defeated in a close election by the Republican candidate, Truman Newberry, a former United States Secretary of the Navy. Ford remained a staunch Wilsonian and supporter of the League. When Wilson made a major speaking tour in the summer of 1919 to promote the League, Ford helped fund the attendant publicity.[47][48]
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Ford had opposed the United States entry into World War II[35][49] and continued to believe that international business could generate the prosperity that would head off wars. Ford "insisted that war was the product of greedy financiers who sought profit in human destruction"; in 1939 he went so far as to claim that the torpedoing of U.S. merchant ships by German submarines was the result of conspiratorial activities undertaken by financier war-makers.[50] The financiers to whom he was referring was Ford's code for Jews; he had also accused Jews of fomenting the First World War.[35][51] In the run-up to World War II and when the war erupted in 1939, he reported that he did not want to trade with belligerents. Like many other businessmen of the Great Depression era, he never liked or entirely trusted the Franklin Roosevelt Administration, and thought Roosevelt was inching the U.S. closer to war. Ford continued to do business with Nazi Germany, including the manufacture of war materiel.[35] However, he also agreed to build warplane engines for the British government.[52] In early 1940, he boasted that Ford Motor Company would soon be able to produce 1,000 U.S. warplanes a day, even though the company did not have an aircraft production facility at that time. [53]:430
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Beginning in 1940, with the requisitioning of between 100 and 200 French POWs to work as slave laborers, Ford-Werke contravened Article 31 of the 1929 Geneva Convention.[35] At that time, which was before the U.S. entered the war and still had full diplomatic relations with Nazi Germany, Ford-Werke was under the control of the Ford Motor Company. The number of slave laborers grew as the war expanded although Wallace makes it clear that companies in Germany were not required by the Nazi authorities to use slave laborers.[citation needed]
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When Rolls-Royce sought a U.S. manufacturer as an additional source for the Merlin engine (as fitted to Spitfire and Hurricane fighters), Ford first agreed to do so and then reneged. He "lined up behind the war effort" when the U.S. entered in December 1941.[54] His support of the American war effort, however, was problematic.
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Before the U.S. entered the war, responding to President Roosevelt's call in December 1940 for the "Great Arsenal of Democracy", Ford directed the Ford Motor Company to construct a vast new purpose-built aircraft factory at Willow Run near Detroit, Michigan. Ford broke ground on Willow Run in the spring of 1941, B-24 component production began in May 1942, and the first complete B-24 came off the line in October 1942. At 3,500,000 sq ft (330,000 m2), it was the largest assembly line in the world at the time. At its peak in 1944, the Willow Run plant produced 650 B-24s per month, and by 1945 Ford was completing each B-24 in eighteen hours, with one rolling off the assembly line every 58 minutes.[55] Ford produced 9,000 B-24s at Willow Run, half of the 18,000 total B-24s produced during the war.[55][53]:430
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When Edsel Ford died of cancer in 1943, aged only 49, Henry Ford nominally resumed control of the company, but a series of strokes in the late 1930s had left him increasingly debilitated, and his mental ability was fading. Ford was increasingly sidelined, and others made decisions in his name.[56] The company was in fact controlled by a handful of senior executives led by Charles Sorensen, an important engineer and production executive at Ford; and Harry Bennett, the chief of Ford's Service Unit, Ford's paramilitary force that spied on, and enforced discipline upon, Ford employees. Ford grew jealous of the publicity Sorensen received and forced Sorensen out in 1944.[57] Ford's incompetence led to discussions in Washington about how to restore the company, whether by wartime government fiat, or by instigating some sort of coup among executives and directors.[58] Nothing happened until 1945 when, with bankruptcy a serious risk, Ford's wife Clara and Edsel's widow Eleanor confronted him and demanded he cede control of the company to his grandson Henry Ford II. They threatened to sell off their stock, which amounted to three quarters of the company's total shares, if he refused. Ford was reportedly infuriated, but had no choice but to give in.[59][better source needed][60] The young man took over and, as his first act of business, fired Harry Bennett.
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In the early 1920s, Ford sponsored a weekly newspaper that published strongly antisemitic views. At the same time, Ford had a reputation as one of the few major corporations actively hiring Black workers.[61] He also hired women and handicapped men at a time when doing so was uncommon.[62] Part of his racist and anti-semitic legacy includes the funding of square-dancing in American schools because he hated jazz and associated its creation with Jewish people.[61]
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In 1918, Ford's closest aide and private secretary, Ernest G. Liebold, purchased an obscure weekly newspaper for Ford, The Dearborn Independent. The Independent ran for eight years, from 1920 until 1927, with Liebold as editor. Every Ford franchise nationwide had to carry the paper and distribute it to its customers.
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During this period, Ford emerged as "a respected spokesman for right-wing extremism and religious prejudice", reaching around 700,000 readers through his newspaper.[63] The 2010 documentary film Jews and Baseball: An American Love Story (written by Pulitzer Prize winner Ira Berkow) states that Ford wrote on May 22, 1920: "If fans wish to know the trouble with American baseball they have it in three words—too much Jew."[64]
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In Germany, Ford's antisemitic articles from The Dearborn Independent were issued in four volumes, cumulatively titled The International Jew, the World's Foremost Problem published by Theodor Fritsch, founder of several antisemitic parties and a member of the Reichstag. In a letter written in 1924, Heinrich Himmler described Ford as "one of our most valuable, important, and witty fighters".[65] Ford is the only American mentioned favorably in Mein Kampf, although he is only mentioned twice:[66] Adolf Hitler wrote, "only a single great man, Ford, [who], to [the Jews'] fury, still maintains full independence ... [from] the controlling masters of the producers in a nation of one hundred and twenty millions." Speaking in 1931 to a Detroit News reporter, Hitler said he regarded Ford as his "inspiration", explaining his reason for keeping Ford's life-size portrait next to his desk.[67] Steven Watts wrote that Hitler "revered" Ford, proclaiming that "I shall do my best to put his theories into practice in Germany", and modeling the Volkswagen, the people's car, on the Model T.[68] Max Wallace has stated "History records that ... Adolf Hitler was an ardent Anti-Semite before he ever read Ford's The International Jew."[69] Under Ford, the newspaper also reprinted the antisemitic fabricated text The Protocols of the Elders of Zion.[70]
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On February 1, 1924, Ford received Kurt Ludecke, a representative of Hitler, at home. Ludecke was introduced to Ford by Siegfried Wagner (son of the composer Richard Wagner) and his wife Winifred, both Nazi sympathizers and antisemites. Ludecke asked Ford for a contribution to the Nazi cause, but was apparently refused.[71]
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Ford's articles were denounced by the Anti-Defamation League (ADL). While these articles explicitly condemned pogroms and violence against Jews, they blamed the Jews themselves for provoking them.[72] According to some trial testimony, none of this work was written by Ford, but he allowed his name to be used as author. Friends and business associates have said they warned Ford about the contents of the Independent and that he probably never read the articles (he claimed he only read the headlines).[73] On the other hand, court testimony in a libel suit, brought by one of the targets of the newspaper, alleged that Ford did know about the contents of the Independent in advance of publication.[35]
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A libel lawsuit was brought by San Francisco lawyer and Jewish farm cooperative organizer Aaron Sapiro in response to the antisemitic remarks, and led Ford to close the Independent in December 1927. News reports at the time quoted him as saying he was shocked by the content and unaware of its nature. During the trial, the editor of Ford's "Own Page", William Cameron, testified that Ford had nothing to do with the editorials even though they were under his byline. Cameron testified at the libel trial that he never discussed the content of the pages or sent them to Ford for his approval.[74] Investigative journalist Max Wallace noted that "whatever credibility this absurd claim may have had was soon undermined when James M. Miller, a former Dearborn Independent employee, swore under oath that Ford had told him he intended to expose Sapiro."[75]
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Michael Barkun observed:
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That Cameron would have continued to publish such anti-Semitic material without Ford's explicit instructions seemed unthinkable to those who knew both men. Mrs. Stanley Ruddiman, a Ford family intimate, remarked that "I don't think Mr. Cameron ever wrote anything for publication without Mr. Ford's approval."[76]
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According to Spencer Blakeslee:
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The ADL mobilized prominent Jews and non-Jews to publicly oppose Ford's message. They formed a coalition of Jewish groups for the same purpose and raised constant objections in the Detroit press. Before leaving his presidency early in 1921, Woodrow Wilson joined other leading Americans in a statement that rebuked Ford and others for their antisemitic campaign. A boycott against Ford products by Jews and liberal Christians also had an impact, and Ford shut down the paper in 1927, recanting his views in a public letter to Sigmund Livingston, president of the ADL.[77]
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Wallace also found that Ford's apology was likely, or at least partly, motivated by a business that was slumping as a result of his antisemitism, repelling potential buyers of Ford cars.[35] Up until the apology, a considerable number of dealers, who had been required to make sure that buyers of Ford cars received the Independent, bought up and destroyed copies of the newspaper rather than alienate customers.[35]
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Ford's 1927 apology was well received. "Four-Fifths of the hundreds of letters addressed to Ford in July 1927 were from Jews, and almost without exception they praised the industrialist."[78] In January 1937, a Ford statement to The Detroit Jewish Chronicle disavowed "any connection whatsoever with the publication in Germany of a book known as the International Jew."[78]
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According to Pool and Pool (1978),[79] Ford's retraction and apology (which were written by others) were not even truly signed by him (rather, his signature was forged by Harry Bennett), and Ford never privately recanted his antisemitic views, stating in 1940: "I hope to republish The International Jew again some time."
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In July 1938, before the outbreak of war, the German consul at Cleveland gave Ford, on his 75th birthday, the award of the Grand Cross of the German Eagle, the highest medal Nazi Germany could bestow on a foreigner.[67] James D. Mooney, vice president of overseas operations for General Motors, received a similar medal, the Merit Cross of the German Eagle, First Class.[67][80]
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On January 7, 1942, Ford wrote a letter to Sigmund Livingston as the Founder and National Chairman of the Anti-Defamation League. The purpose of the letter was to clarify some general misconceptions that he subscribed or supported directly or indirectly, "any agitation which would promote antagonism toward my Jewish fellow citizens." He concluded the letter with "My sincere hope that now in this country and throughout the world when the war is finished, hatred of the Jews and hatred against any other racial or religious groups shall cease for all time."[81]
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Distribution of The International Jew was halted in 1942 through legal action by Ford, despite complications from a lack of copyright.[78] It is still banned in Germany. Extremist groups often recycle the material; it still appears on antisemitic and neo-Nazi websites.
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Testifying at Nuremberg, convicted Hitler Youth leader Baldur von Schirach who, in his role as Gauleiter of Vienna, deported 65,000 Jews to camps in Poland, stated:
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The decisive anti-Semitic book I was reading and the book that influenced my comrades was ... that book by Henry Ford, The International Jew. I read it and became anti-Semitic. The book made a great influence on myself and my friends because we saw in Henry Ford the representative of success and also the representative of a progressive social policy.[82]
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Robert Lacey wrote in Ford: The Men and the Machines that a close Willow Run associate of Ford reported that when he was shown newsreel footage of the Nazi concentration camps, he "was confronted with the atrocities which finally and unanswerably laid bare the bestiality of the prejudice to which he contributed, he collapsed with a stroke – his last and most serious."[83] Ford had suffered previous strokes and his final cerebral hemorrhage occurred in 1947 at age 83.[84]
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Ford's philosophy was one of economic independence for the United States. His River Rouge Plant became the world's largest industrial complex, pursuing vertical integration to such an extent that it could produce its own steel. Ford's goal was to produce a vehicle from scratch without reliance on foreign trade. He believed in the global expansion of his company. He believed that international trade and cooperation led to international peace, and he used the assembly line process and production of the Model T to demonstrate it.[85]
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He opened Ford assembly plants in Britain and Canada in 1911, and soon became the biggest automotive producer in those countries. In 1912, Ford cooperated with Giovanni Agnelli of Fiat to launch the first Italian automotive assembly plants. The first plants in Germany were built in the 1920s with the encouragement of Herbert Hoover and the Commerce Department, which agreed with Ford's theory that international trade was essential to world peace.[86] In the 1920s, Ford also opened plants in Australia, India, and France, and by 1929, he had successful dealerships on six continents. Ford experimented with a commercial rubber plantation in the Amazon jungle called Fordlândia; it was one of his few failures.
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In 1929, Ford made an agreement with the Soviets to provide technical aid over nine years in building the first Soviet automobile plant (GAZ) near Nizhny Novgorod (Gorky)[87] (an additional contract for construction of the plant was signed with The Austin Company on August 23, 1929).[88] The contract involved the purchase of $30,000,000 worth of knocked-down Ford cars and trucks for assembly during the first four years of the plant's operation, after which the plant would gradually switch to Soviet-made components. Ford sent his engineers and technicians to the Soviet Union to help install the equipment and train the working force, while over a hundred Soviet engineers and technicians were stationed at Ford's plants in Detroit and Dearborn "for the purpose of learning the methods and practice of manufacture and assembly in the Company's plants."[89] Said Ford: "No matter where industry prospers, whether in India or China, or Russia, the more profit there will be for everyone, including us. All the world is bound to catch some good from it."[90]
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By 1932, Ford was manufacturing one third of all the world's automobiles. It set up numerous subsidiaries that sold or assembled the Ford cars and trucks:
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Ford's image transfixed Europeans, especially the Germans, arousing the "fear of some, the infatuation of others, and the fascination among all".[91] Germans who discussed "Fordism" often believed that it represented something quintessentially American. They saw the size, tempo, standardization, and philosophy of production demonstrated at the Ford Works as a national service—an "American thing" that represented the culture of the United States. Both supporters and critics insisted that Fordism epitomized American capitalist development, and that the auto industry was the key to understanding economic and social relations in the United States. As one German explained, "Automobiles have so completely changed the American's mode of life that today one can hardly imagine being without a car. It is difficult to remember what life was like before Mr. Ford began preaching his doctrine of salvation".[92] For many Germans, Ford embodied the essence of successful Americanism.
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In My Life and Work, Ford predicted that if greed, racism, and short-sightedness could be overcome, then economic and technological development throughout the world would progress to the point that international trade would no longer be based on (what today would be called) colonial or neocolonial models and would truly benefit all peoples.[93] His ideas in this passage were vague, but they were idealistic.
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Ford maintained an interest in auto racing from 1901 to 1913 and began his involvement in the sport as both a builder and a driver, later turning the wheel over to hired drivers. He entered stripped-down Model Ts in races, finishing first (although later disqualified) in an "ocean-to-ocean" (across the United States) race in 1909, and setting a one-mile (1.6 km) oval speed record at Detroit Fairgrounds in 1911 with driver Frank Kulick. In 1913, Ford attempted to enter a reworked Model T in the Indianapolis 500 but was told rules required the addition of another 1,000 pounds (450 kg) to the car before it could qualify. Ford dropped out of the race and soon thereafter dropped out of racing permanently, citing dissatisfaction with the sport's rules, demands on his time by the booming production of the Model Ts, and his low opinion of racing as a worthwhile activity.
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In My Life and Work Ford speaks (briefly) of racing in a rather dismissive tone, as something that is not at all a good measure of automobiles in general. He describes himself as someone who raced only because in the 1890s through 1910s, one had to race because prevailing ignorance held that racing was the way to prove the worth of an automobile. Ford did not agree. But he was determined that as long as this was the definition of success (flawed though the definition was), then his cars would be the best that there were at racing.[94] Throughout the book, he continually returns to ideals such as transportation, production efficiency, affordability, reliability, fuel efficiency, economic prosperity, and the automation of drudgery in farming and industry, but rarely mentions, and rather belittles, the idea of merely going fast from point A to point B.
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Nevertheless, Ford did make quite an impact on auto racing during his racing years, and he was inducted into the Motorsports Hall of Fame of America in 1996.[95]
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When Edsel Ford, President of Ford Motor Company, died of cancer in May 1943, the elderly and ailing Henry Ford decided to assume the presidency. By this point, Ford, nearing 80 years old, had had several cardiovascular events (variously cited as heart attacks or strokes) and was mentally inconsistent, suspicious, and generally no longer fit for such immense responsibilities.[96]
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Most of the directors did not want to see him as president. But for the previous 20 years, though he had long been without any official executive title, he had always had de facto control over the company; the board and the management had never seriously defied him, and this moment was not different. The directors elected him,[97] and he served until the end of the war. During this period the company began to decline, losing more than $10 million a month ($147,750,000 today). The administration of President Franklin Roosevelt had been considering a government takeover of the company in order to ensure continued war production,[58] but the idea never progressed.
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His health failing, Ford ceded the company Presidency to his grandson, Henry Ford II, in September 1945 and retired. He died on April 7, 1947, of a cerebral hemorrhage at Fair Lane, his estate in Dearborn, at the age of 83. A public viewing was held at Greenfield Village where up to 5,000 people per hour filed past the casket. Funeral services were held in Detroit's Cathedral Church of St. Paul and he was buried in the Ford Cemetery in Detroit.[84][98]
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A compendium of short biographies of famous Freemasons, published by a Freemason lodge, lists Ford as a member.[99] The Grand Lodge of New York confirms that Ford was a Freemason, and was raised in Palestine Lodge No. 357, Detroit, in 1894. When he received the 33rd degree of the Scottish Rite in 1940, he said, "Masonry is the best balance wheel the United States has."[100]
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In 1923, Ford's pastor, and head of his sociology department, Episcopal minister Samuel S. Marquis, claimed that Ford believed, or "once believed," in reincarnation.[101]
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Ford published an anti-smoking book, circulated to youth in 1914, called The Case Against the Little White Slaver, which documented many dangers of cigarette smoking attested to by many researchers and luminaries.[102] At the time smoking was ubiquitous and was not yet widely associated with health detriment, so Ford's opposition to cigarettes was unusual.
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Henry Ford long had an interest in materials science and engineering. He enthusiastically described his company's adoption of vanadium steel alloys and subsequent metallurgic R&D work.[103]
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Ford long had an interest in plastics developed from agricultural products, especially soybeans. He cultivated a relationship with George Washington Carver for this purpose.[104][105][106] Soybean-based plastics were used in Ford automobiles throughout the 1930s in plastic parts such as car horns, in paint, etc. This project culminated in 1942, when Ford patented an automobile made almost entirely of plastic, attached to a tubular welded frame. It weighed 30% less than a steel car and was said to be able to withstand blows ten times greater than could steel. It ran on grain alcohol (ethanol) instead of gasoline. The design never caught on.[107]
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Ford was interested in engineered woods ("Better wood can be made than is grown"[108]) (at this time plywood and particle board were little more than experimental ideas); corn as a fuel source, via both corn oil and ethanol;[109] and the potential uses of cotton.[108] Ford was instrumental in developing charcoal briquets, under the brand name "Kingsford". His brother in law, E.G. Kingsford, used wood scraps from the Ford factory to make the briquets.
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In 1927 Ford partnered with Thomas Edison and Harvey Samuel Firestone (each contributing $25,000) to create the Edison Botanic Research Corp. in Fort Myers, Florida, to seek a native source of rubber.
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Ford was a prolific inventor and was awarded 161 U.S. patents.
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Ford had a vacation residence in Fort Myers, Florida next to that of Thomas Edison, which he bought in 1915 and used until approximately 1930. It is still in existence today and is open as a museum.[110]
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He also had a vacation home (known today as the "Ford Plantation") in Richmond Hill, Georgia which is still in existence today as a private community. Ford started buying land in this area and eventually owned 70,000 acres (110 square miles) there.[111] In 1936, Ford broke ground for a beautiful Greek revival style mansion on the banks of the Ogeechee River on the site of a 1730s plantation. The grand house, made of Savannah-gray brick, had marble steps, air conditioning, and an elevator. It sat on 55 acres of manicured lawns and flowering gardens. The house became the center of social gatherings with visitations by the Vanderbilts, Rockefellers, and the DuPonts. It remains the centerpiece of The Ford Plantation today.[112] Ford converted the 1870s-era rice mill into his personal research laboratory and powerhouse and constructed a tunnel from there to the new home, providing it with steam. He contributed substantially to the community, building a chapel and schoolhouse and employing numerous local residents.
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Ford had an interest in "Americana". In the 1920s, Ford began work to turn Sudbury, Massachusetts, into a themed historical village. He moved the schoolhouse supposedly referred to in the nursery rhyme, "Mary Had a Little Lamb", from Sterling, Massachusetts, and purchased the historic Wayside Inn. This plan never saw fruition. Ford repeated the concept of collecting historic structures with the creation of Greenfield Village in Dearborn, Michigan. It may have inspired the creation of Old Sturbridge Village as well. About the same time, he began collecting materials for his museum, which had a theme of practical technology. It was opened in 1929 as the Edison Institute. Although greatly modernized, the museum continues today.
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Media related to Henry Ford at Wikimedia Commons
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Quotations related to Henry Ford at Wikiquote
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Works written by or about Henry Ford at Wikisource
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The first generation (Generation I) of the Pokémon franchise features the original 151 fictional species of creatures introduced to the core video game series in the 1996 Game Boy games Pokémon Red and Blue.
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The following list details the 151 Pokémon of Generation I in order of their National Pokédex number. The first Pokémon, Bulbasaur, is number 001 and the last, Mew, is number 151. Alternate forms that result in type changes are included for convenience. Mega evolutions and regional forms are included on the pages for the generation in which they were introduced.
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The majority of first-generation Pokémon had relatively simple designs highly analogous to real-life creatures - including but not limited to: Pidgey (a pigeon), Krabby (a crab), Rattata (a rat), Ekans (a snake), and Seel (a seal). Many Pokémon in the original games served as the base for repeating concepts later in the series.[1]
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Herman Melville (born Melvill;[a] August 1, 1819 – September 28, 1891) was an American novelist, short story writer and poet of the American Renaissance period. Among his best-known works are Moby-Dick (1851), Typee (1846), a romanticized account of his experiences in Polynesia, and Billy Budd, Sailor, a posthumously published novella. Although his reputation was not high at the time of his death, the centennial of his birth in 1919 was the starting point of a Melville revival and Moby-Dick grew to be considered one of the great American novels.
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Melville was born in New York City, the third child of a prosperous merchant whose death in 1832 left the family in financial straits. He took to sea in 1839 as a common sailor on a merchant ship and then on the whaler Acushnet but he jumped ship in the Marquesas Islands. Typee, his first book, and its sequel, Omoo (1847), were travel-adventures based on his encounters with the peoples of the island. Their success gave him the financial security to marry Elizabeth Shaw, the daughter of a prominent Boston family. Mardi (1849), a romance-adventure and his first book not based on his own experience, was not well received. Redburn (1849) and White Jacket (1850), both tales based on his experience as a well-born young man at sea, were given respectable reviews but did not sell well enough to support his expanding family.
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Melville's growing literary ambition showed in Moby-Dick (1851), which took nearly a year and a half to write, but it did not find an audience and critics scorned his psychological novel Pierre: or, The Ambiguities (1852). From 1853 to 1856, Melville published short fiction in magazines, including "Benito Cereno" and "Bartleby, the Scrivener". In 1857, he traveled to England, toured the Near East, and published his last work of prose, The Confidence-Man (1857). He moved to New York in 1863 to take a position as Customs Inspector.
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From that point, Melville focused his creative powers on poetry. Battle-Pieces and Aspects of the War (1866) was his poetic reflection on the moral questions of the American Civil War. In 1867, his eldest child Malcolm died at home from a self-inflicted gunshot. Melville's metaphysical epic Clarel: A Poem and Pilgrimage in the Holy Land was published in 1876. In 1886, his other son Stanwix died of apparent tuberculosis, and Melville retired. During his last years, he privately published two volumes of poetry, and left one volume unpublished. The novella Billy Budd was left unfinished at his death but was published posthumously in 1924. Melville died from cardiovascular disease in 1891.
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Herman Melville was born in New York City on August 1, 1819,[1] to Allan Melvill (1782–1832)[2] and Maria (Gansevoort) Melvill (1791–1872). Herman was the third of eight children in a family of Dutch heredity and background. His siblings, who played important roles in his career as well as in his emotional life,[3] were Gansevoort (1815–1846); Helen Maria (1817–1888); Augusta (1821–1876); Allan (1823–1872); Catherine (1825–1905); Frances Priscilla (1827–1885); and Thomas (1830–1884), who eventually became a governor of Sailors Snug Harbor. Part of a well-established and colorful Boston family, Allan Melvill spent much time out of New York and in Europe as a commission merchant and an importer of French dry goods.[3]
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Both of Melville's grandfathers were heroes of the Revolutionary War, and Melville found satisfaction in his "double revolutionary descent".[4] Major Thomas Melvill (1751–1832) had taken part in the Boston Tea Party,[5] and his maternal grandfather, General Peter Gansevoort (1749–1812), was famous for having commanded the defense of Fort Stanwix in New York in 1777.[6] Major Melvill sent his son Allan (Herman's father) to France instead of college at the turn of the nineteenth century, where he spent two years in Paris and learned to speak and write French fluently.[7] In 1814, Allan, who subscribed to his father's Unitarianism, married Maria Gansevoort, who was committed to the more strict and biblically oriented Dutch Reformed version of the Calvinist creed of her family. This more severe Protestantism of the Gansevoorts' tradition ensured she was well versed in the Bible, both in English as well as in Dutch,[b] the language she had grown up speaking with her parents.[8]
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On August 19, almost three weeks after his birth, Herman Melville was baptized at home by a minister of the South Reformed Dutch Church.[9] During the 1820s, Melville lived a privileged, opulent life in a household with three or more servants at a time.[10] At four-year intervals, the family would move to more spacious and elegant quarters, finally settling on Broadway in 1828.[11] Allan Melvill lived beyond his means and on large sums he borrowed from both his father and his wife's widowed mother. Although his wife's opinion of his financial conduct is unknown, biographer Hershel Parker suggests Maria "thought her mother's money was infinite and that she was entitled to much of her portion" while her children were young.[11] How well the parents managed to hide the truth from their children is "impossible to know", according to biographer Andrew Delbanco.[12]
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In 1830, Maria's family finally lost patience and their support came to a halt, at which point Allan's total debt to both families exceeded $20,000 (equivalent to $480,000 in 2019), showing his lack of financial responsibility[13] . The relative happiness and comfort of Melville's early childhood, biographer Newton Arvin writes, depended not so much on Allan's wealth, or his lack of fiscal prudence, as on the "exceptionally tender and affectionate spirit in all the family relationships, especially in the immediate circle".[14] Arvin describes Allan as "a man of real sensibility and a particularly warm and loving father," while Maria was "warmly maternal, simple, robust, and affectionately devoted to her husband and her brood".[15]
|
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|
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Herman's education began in 1824[16] when he was five, around the time the Melvills moved to a newly built house at 33 Bleecker Street in Manhattan.[17] Herman and his older brother, Gansevoort, were sent to the New York Male High School. In 1826, the same year that Herman contracted scarlet fever, Allan Melvill described him as "very backwards in speech & somewhat slow in comprehension" at first,[16][18] but his development increased its pace and Allan was surprised "that Herman proved the best Speaker in the introductory Department".[16][19] In 1829, both Gansevoort and Herman were transferred to Columbia Grammar and Preparatory School, and Herman enrolled in the English Department on September 28.[16] "Herman I think is making more progress than formerly," Allan wrote in May 1830 to Major Melvill, "and without being a bright Scholar, he maintains a respectable standing, and would proceed further, if he could only be induced to study more—being a most amiable and innocent child, I cannot find it in my heart to coerce him".[20]
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Emotionally unstable and behind on paying the rent for the house on Broadway, Herman's father tried to recover from his setbacks by moving his family to Albany, New York, in 1830 and going into the fur business.[21] Herman attended the Albany Academy from October 1830 to October 1831, where he took the standard preparatory course, studying reading and spelling; penmanship; arithmetic; English grammar; geography; natural history; universal, Greek, Roman and English history; classical biography; and Jewish antiquities.[22] "The ubiquitous classical references in Melville's published writings," as Melville scholar Merton Sealts observed, "suggest that his study of ancient history, biography, and literature during his school days left a lasting impression on both his thought and his art, as did his almost encyclopedic knowledge of both the Old and the New Testaments".[23] Parker speculates that he left the Academy in October 1831 because "even the tiny tuition fee seemed too much to pay".[24] His brothers Gansevoort and Allan continued their attendance a few months longer, Gansevoort until March the next year.[24]
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In December, Herman's father returned from New York City by steamboat, but ice forced him to travel the last seventy miles over two days and two nights in an open horse carriage at −2 degrees Fahrenheit (−19 degrees Celsius), causing him to become ill.[25] In early January, he began to show "signs of delirium,"[26] and his situation grew worse until his wife felt his suffering deprived him of his intellect.[27] Two months before reaching fifty, Allan Melvill died on January 28, 1832.[28] As Herman was no longer attending school, he likely witnessed these scenes.[28] Twenty years later he described a similar death in Pierre.[29]
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The death of Allan caused many major shifts in the family's material and spiritual circumstances. One result was the greater influence of his mother's religious beliefs. Maria sought consolation in her faith and in April was admitted as a member of the First Reformed Dutch Church. Herman's saturation in orthodox Calvinism was surely the most decisive intellectual and spiritual influence of his early life.[30]
|
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Two months after his father's death, Gansevoort entered the cap and fur business. Uncle Peter Gansevoort, a director of the New York State Bank, got Herman a job as clerk for $150 a year (equivalent to $3,800 in 2019).[31] Biographers cite a passage from Redburn[12][31] when trying to answer what Herman must have felt then: "I had learned to think much and bitterly before my time," the narrator remarks, adding, "I must not think of those delightful days, before my father became a bankrupt ... and we removed from the city; for when I think of those days, something rises up in my throat and almost strangles me". With Melville, Arvin argues, one has to reckon with "psychology, the tormented psychology, of the decayed patrician".[32]
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When Melville's paternal grandfather died on September 16, 1832, Maria and her children discovered Allan, somewhat unscrupulously, had borrowed more than his share of his inheritance, meaning Maria received only $20 (equivalent to $500 in 2019).[33] His paternal grandmother died almost exactly seven months later.[34] Melville did his job well at the bank; though he was only fourteen in 1834, the bank considered him competent enough to be sent to Schenectady, New York, on an errand. Not much else is known from this period, except that he was very fond of drawing.[35] The visual arts became a lifelong interest.[36] Around May 1834, the Melvilles moved to another house in Albany, a three-story brick house. That same month a fire destroyed Gansevoort's skin-preparing factory, which left him with personnel he could neither employ nor afford. Instead he pulled Melville out of the bank to man the cap and fur store.[35]
|
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In 1835, while still working in the store, Melville enrolled in Albany Classical School, perhaps using Maria's part of the proceeds from the sale of the estate of his maternal grandmother in March 1835.[37] In September of the following year Herman was back in Albany Academy in the Latin course. He also participated in debating societies, in an apparent effort to make up as much as he could for his missed years of schooling. In this period he read Shakespeare—at least Macbeth, whose witch scenes gave him the chance to teasingly scare his sisters.[38] In March 1837, he was again withdrawn from Albany Academy.
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Gansevoort served as a role model and support for Melville in many ways throughout his life, at this time particularly in forming a self-directed educational plan. In early 1834 Gansevoort had become a member of Albany's Young Men's Association for Mutual Improvement, and in January 1835 Melville joined him there.[39] Gansevoort also had copies of John Todd's Index Rerum, a blank register for indexing remarkable passages from books one had read for easy retrieval. Among the sample entries which Gansevoort made showing his academic scrupulousness was "Pequot, beautiful description of the war with," with a short title reference to the place in Benjamin Trumbull's A Complete History of Connecticut (Volume I in 1797, and Volume II in 1898) where the description could be found. The two surviving volumes of Gansevoort's are the best evidence for Melville's reading in this period. Gansevoort's entries include books Melville used for Moby-Dick and Clarel, such as "Parsees—of India—an excellent description of their character, and religion and an account of their descent—East India Sketch Book p. 21".[40] Other entries are on Panther, the pirate's cabin, and storm at sea from James Fenimore Cooper's The Red Rover, Saint-Saba.[41]
|
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The Panic of 1837 forced Gansevoort to file for bankruptcy in April. In June, Maria told the younger children they must leave Albany for somewhere cheaper. Gansevoort began studying law in New York City while Herman managed the farm before getting a teaching position at Sikes District School near Lenox, Massachusetts. He taught about 30 students of various ages, including some his own age.[42]
|
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The semester over, he returned to his mother in 1838. In February he was elected president of the Philo Logos Society, which Peter Gansevoort invited to move into Stanwix Hall for no rent. In the Albany Microscope in March, Melville published two polemical letters about issues in vogue in the debating societies. Historians Leon Howard and Hershel Parker suggest the motive behind the letters was a youthful desire to have his rhetorical skills publicly recognized.[43] In May, the Melvilles moved to a rented house in Lansingburgh, almost 12 miles north of Albany.[44] Nothing is known about what Melville did or where he went for several months after he finished teaching at Sikes.[45] On November 12, five days after arriving in Lansingburgh, Melville paid for a term at Lansingburgh Academy to study surveying and engineering. In an April 1839 letter recommending Herman for a job in the Engineer Department of the Erie Canal, Peter Gansevoort says his nephew "possesses the ambition to make himself useful in a business which he desires to make his profession," but no job resulted.[46]
|
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Just weeks after this failure, Melville's first known published essay appeared. Using the initials "L.A.V"., Herman contributed "Fragments from a Writing Desk" to the weekly newspaper Democratic Press and Lansingburgh Advertiser, which printed it in two installments, the first on May 4.[47] According to Merton Sealts, his use of heavy-handed allusions reveals familiarity with the work of William Shakespeare, John Milton, Walter Scott, Richard Brinsley Sheridan, Edmund Burke, Samuel Taylor Coleridge, Lord Byron, and Thomas Moore.[48] Parker calls the piece "characteristic Melvillean mood-stuff" and considers its style "excessive enough [...] to indulge his extravagances and just enough overdone to allow him to deny that he was taking his style seriously".[47] For Delbanco, the style is "overheated in the manner of Poe, with sexually charged echoes of Byron and The Arabian Nights".[49]
|
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On May 31, 1839, Gansevoort, then living in New York City, wrote that he was sure Herman could get a job on a whaler or merchant vessel.[50] The next day, he signed aboard the merchant ship St. Lawrence as a "boy" (a green hand), which cruised from New York to Liverpool.[51] Redburn: His First Voyage (1849) draws on his experiences in this journey; at least two of the nine guide-books listed in chapter 30 of the book had been part of Allan Melvill's library.[48] He arrived back in New York October 1, 1839[51] and resumed teaching, now at Greenbush, New York, but left after one term because he had not been paid. In the summer of 1840 he and his friend James Murdock Fly went to Galena, Illinois, to see if his Uncle Thomas could help them find work. Unsuccessful, he and his friend returned home in autumn, likely by way of St. Louis and up the Ohio River.[52]
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As part of the response to contemporaneous popular cultural reading, including Richard Henry Dana, Jr.'s new book Two Years Before the Mast, and by Jeremiah N. Reynolds's account in the May 1839 issue of The Knickerbocker magazine of the hunt for a great white sperm whale named Mocha Dick, Melville and Gansevoort traveled to New Bedford, where Melville signed up for a whaling voyage aboard a new ship, the Acushnet.[53] Built in 1840, the ship measured some 104 feet in length, almost 28 feet in breadth, and almost 14 feet in depth. She measured slightly less than 360 tons, had two decks and three masts, but no quarter galleries.[54] Melville signed a contract on Christmas Day with the ship's agent as a "green hand" for 1/175th of whatever profits the voyage would yield. On Sunday the 27th the brothers heard the Reverend Enoch Mudge preach at the Seamen's Bethel on Johnny-Cake Hill, where white marble cenotaphs on the walls memorialized local sailors who had died at sea, often in battle with whales.[55] When he signed the crew list the next day he was advanced $84.[54]
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On January 3, 1841, the Acushnet set sail.[54][c] Melville slept with some twenty others in the forecastle; Captain Valentine Pease, the mates, and the skilled men slept aft.[56] Whales were found near The Bahamas, and in March 150 barrels of oil were sent home from Rio de Janeiro. Cutting in and trying-out (boiling) a single whale took about three days, and a whale yielded approximately one barrel of oil per foot of length and per ton of weight (the average whale weighed 40 to 60 tons). The oil was kept on deck for a day to cool off, and was then stowed down; scrubbing the deck completed the labor. An average voyage meant that some forty whales were killed to yield some 1600 barrels of oil.[57]
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On April 15, the Acushnet sailed around Cape Horn, and traveled to the South Pacific, where the crew sighted whales without catching any. Then up the coast of Chile to the region of Selkirk Island and on 7 May, near Juan Fernández Islands, she had 160 barrels. On June 23 the ship anchored for the first time since Rio, in Santa Harbor.[58] The cruising grounds the Acushnet was sailing attracted much traffic, and Captain Pease not only paused to visit other whalers, but at times hunted in company with them.[59] From July 23 into August the Acushnet regularly gammed with the Lima from Nantucket, and Melville met William Henry Chase, the son of Owen Chase, who gave him a copy of his father's account of his adventures aboard the Essex.[60] Ten years later Melville wrote in his other copy of the book: "The reading of this wondrous story upon the landless sea, & close to the very latitude of the shipwreck had a surprising effect upon me".[61]
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On September 25 the ship reported 600 barrels of oil to another whaler, and in October 700 barrels.[d] On October 24 the Acushnet crossed the equator to the north, and six or seven days later arrived at the Galápagos Islands. This short visit would be the basis for The Encantadas.[62] On November 2, the Acushnet and three other American whalers were hunting together near the Galápagos Islands; Melville later exaggerated that number in Sketch Fourth of The Encantadas. From November 19 to 25 the ship anchored at Chatham's Isle,[63] and on December 2 reached the coast of Peru and anchored at Tombez near Paita, with 570 barrels of oil on board.[64] On December 27 the Acushnet sighted Cape Blanco, off Ecuador, Point St. Elena was sighted the next day, and on January 6, 1842, the ship approached the Galápagos Islands from the southeast. From February 13 to 7 May, seven sightings of sperm whales were recorded but none killed.[65] From early May to early June, the Acushnet cooperatively set about its whaling endeavors several times with the Columbus of New Bedford, which also took letters from Melville's ship; the two ships were in the same area just south of the Equator. On June 16 she carried 750 barrels, and sent home 200 on the Herald the Second.[66] On June 23, the Acushnet reached the Marquesas Islands, and anchored at Nuku Hiva.[67]
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A time of some emotional turbulence for Melville ensued over the next summer months. On July 9, 1842, Melville and his shipmate Richard Tobias Greene jumped ship at Nuku Hiva Bay and ventured into the mountains to avoid capture.[68] While Melville's first book, Typee (1845), is loosely based on his stay in or near the Taipi Valley, scholarly research has increasingly shown that much if not all of this account was either taken from Melville's readings or exaggerated to dramatize a contrast between idyllic native culture and Western civilization.[69] On August 9, Melville boarded the Australian whaler Lucy Ann, bound for Tahiti, where on arrival he took part in a mutiny and was briefly jailed in the native Calabooza Beretanee.[68] In October, he and crew mate John B. Troy escaped Tahiti for Eimeo.[51] He then spent a month as beachcomber and island rover ("omoo" in Tahitian), eventually crossing over to Moorea. He drew on these experiences for Omoo, the sequel to Typee. In November, he contracted to be a seaman on the Nantucket whaler Charles & Henry for a six-month cruise (November 1842 − April 1843), and was discharged at Lahaina, Maui in the Hawaiian Islands in May 1843.[51][68]
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After four months of working several jobs, including as a clerk, he joined the US Navy initially as one of the crew of the frigate USS United States as an ordinary seaman on August 20.[68] During the next year, the homeward bound ship visited the Marquesas Islands, Tahiti, and Valparaiso, and then, from summer to fall 1844, Mazatlan, Lima, and Rio de Janeiro,[51] before reaching Boston on October 3.[68] Melville was discharged on October 14.[51] This Navy experience is used in White-Jacket (1850), Melville's fifth book.[70] Melville's wander-years created what biographer Arvin calls "a settled hatred of external authority, a lust for personal freedom" and a "growing and intensifying sense of his own exceptionalness as a person," along with "the resentful sense that circumstance and mankind together had already imposed their will upon him in a series of injurious ways".[citation needed] Scholar Robert Milder believes the encounter with the wide ocean, where he was seemingly abandoned by God, led Melville to experience a "metaphysical estrangement" and influenced his social views in two ways: first, that he belonged to the genteel classes but sympathized with the "disinherited commons" he had been placed among; and second that experiencing the cultures of Polynesia let him view the West from an outsider's perspective.[71]
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Upon his return, Melville regaled his family and friends with his adventurous tales and romantic experiences, and they urged him to put them into writing. Melville completed Typee, his first book, in the summer of 1845 while living in Troy, New York. His brother Gansevoort found a publisher for it in London, where it was published in February 1846 by John Murray in his travel adventure series. It became an overnight bestseller in England, then in New York, when it was published on March 17 by Wiley & Putnam.[68]
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Melville extended the period his narrator spent on the island by three months, made it appear he understood the native language, and incorporated material from source books he had assembled.[72] Milder calls Typee "an appealing mixture of adventure, anecdote, ethnography, and social criticism presented with a genial latitudinarianism that gave novelty to a South Sea idyll at once erotically suggestive and romantically chaste".[71]
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An unsigned review in the Salem Advertiser written by Nathaniel Hawthorne[73] called the book a "skilfully managed" narrative by an author with "that freedom of view ... which renders him tolerant of codes of morals that may be little in accordance with our own". Hawthorne stated:
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This book is lightly but vigorously written; and we are acquainted with no work that gives a freer and more effective picture of barbarian life, in that unadulterated state of which there are now so few specimens remaining. The gentleness of disposition that seems akin to the delicious climate, is shown in contrast with the traits of savage fierceness ... He has that freedom of view—it would be too harsh to call it laxity of principle—which renders him tolerant of codes of morals that may be little in accordance with our own, a spirit proper enough to a young and adventurous sailor, and which makes his book the more wholesome to our staid landsmen.
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The depictions of the "native girls are voluptuously colored, yet not more so than the exigencies of the subject appear to require".[74] At about the same time, prior to Melville being introduced to Hawthorne, Melville wrote a review of Hawthorne's "Power of Blackness" stating:
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Whether Hawthorne has simply availed himself of this mystical blackness as a means to the wondrous effects he makes it to produce in his lights and shades; or whether there really lurks in him, perhaps unknown to himself, a touch of Puritanic gloom—this, I cannot altogether tell. Certain it is, however, that this power of blackness in him derives its force from its appeals to that Calvinistic sense of Innate Depravity and Original Sin, from whose visitations, in some shape or another, no deeply thinking mind is always and wholly freed.[75]
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Pleased but not overwhelmed by the adulation of his new public, years later Melville expressed concern that he would "go down to posterity ... as a 'man who lived among the cannibals'!"[76] The writing of Typee brought Melville back into contact with his friend Greene—Toby in the book—who wrote confirming Melville's account in newspapers. The two corresponded until 1863, and in his final years Melville "traced and successfully located his old friend" for a further meeting of the two friends.[77] In March 1847, Omoo, a sequel to Typee was published by Murray in London, and in May by Harper in New York.[68] Omoo is "a slighter but more professional book," according to Milder.[78] Typee and Omoo gave Melville overnight renown as a writer and adventurer, and he often entertained by telling stories to his admirers. As the writer and editor Nathaniel Parker Willis wrote, "With his cigar and his Spanish eyes, he talks Typee and Omoo, just as you find the flow of his delightful mind on paper".[79] In 1847 Melville tried unsuccessfully to find a "government job" in Washington.[68]
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In June 1847, Melville and Elizabeth "Lizzie" Knapp Shaw were engaged, after knowing each other for approximately three months. Melville had first asked her father, Lemuel Shaw, for her hand in March, but was turned down at the time.[80] Shaw, Chief Justice of Massachusetts, had been a close friend of Melville's father, and his marriage with Melville's aunt Nancy was prevented only by her death. His warmth and financial support for the family continued after Allan's death. Melville dedicated his first book, Typee, to him. [81] Lizzie was raised by her grandmother and an Irish nurse.[82] Arvin suggests that Melville's interest in Lizzie may have been stimulated by "his need of Judge Shaw's paternal presence".[81] They were married on August 4, 1847.[68] Lizzie described their marriage as "very unexpected, and scarcely thought of until about two months before it actually took place".[83] She wanted to be married in church, but they had a private wedding ceremony at home to avoid possible crowds hoping to see the celebrity.[84] The couple honeymooned in the then-British Province of Canada, and traveled to Montreal. They settled in a house on Fourth Avenue in New York City (now called Park Avenue).
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According to scholars Joyce Deveau Kennedy and Frederick James Kennedy, Lizzie brought to their marriage a sense of religious obligation, an intent to make a home with Melville regardless of place, a willingness to please her husband by performing such "tasks of drudgery" as mending stockings, an ability to hide her agitation, and a desire "to shield Melville from unpleasantness".[85] The Kennedys conclude their assessment with:
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If the ensuing years did bring regrets to Melville's life, it is impossible to believe he would have regretted marrying Elizabeth. In fact he must have realized that he could not have borne the weight of those years unaided—that without her loyalty, intelligence, and affection, his own wild imagination would have had no "port or haven".
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Biographer Robertson-Lorant cites "Lizzie's adventurous spirit and abundant energy," and she suggests that "her pluck and good humor might have been what attracted Melville to her, and vice versa".[86] An example of such good humor appears in a letter about her not yet used to being married: "It seems sometimes exactly as if I were here for a visit. The illusion is quite dispelled however when Herman stalks into my room without even the ceremony of knocking, bringing me perhaps a button to sew on, or some equally romantic occupation".[87] On February 16, 1849, the Melvilles' first child, Malcolm, was born.[88]
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In March 1848, Mardi was published by Richard Bentley in London, and in April by Harper in New York.[68] Nathaniel Hawthorne thought it a rich book "with depths here and there that compel a man to swim for his life".[89] According to Milder, the book began as another South Sea story but, as he wrote, Melville left that genre behind, first in favor of "a romance of the narrator Taji and the lost maiden Yillah," and then "to an allegorical voyage of the philosopher Babbalanja and his companions through the imaginary archipelago of Mardi".[78]
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In October 1849, Redburn was published by Bentley in London, and in November by Harper in New York.[68] The bankruptcy and death of Allan Melvill, and Melville's own youthful humiliations surface in this "story of outward adaptation and inner impairment".[90] Biographer Robertson-Lorant regards the work as a deliberate attempt for popular appeal: "Melville modeled each episode almost systematically on every genre that was popular with some group of antebellum readers," combining elements of "the picaresque novel, the travelogue, the nautical adventure, the sentimental novel, the sensational French romance, the gothic thriller, temperance tracts, urban reform literature, and the English pastoral".[91] His next novel, White-Jacket, was published by Bentley in London in January 1850, and in March by Harper in New York.[68]
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The earliest surviving mention of Moby-Dick is from early May 1850, when Melville told fellow sea author Richard Henry Dana Jr. it was "half way" written.[92] In June, he described the book to his English publisher as "a romance of adventure, founded upon certain wild legends in the Southern Sperm Whale Fisheries," and promised it would be done by the fall.[93] The original manuscript has not survived, but over the next several months Melville radically transformed his initial plan, conceiving what Delbanco described in 2005 as "the most ambitious book ever conceived by an American writer".[94]
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From August 4 to 12, 1850, the Melvilles, Sarah Morewood, Evert Duyckinck, Oliver Wendell Holmes, and other literary figures from New York and Boston came to Pittsfield to enjoy a period of parties, picnics, dinners, and the like. Nathaniel Hawthorne and his publisher James T. Fields joined the group while Hawthorne's wife stayed at home to look after the children.[95] Hawthorne and Melville had a deep, private conversation about Hawthorne's short story collection Mosses from an Old Manse.[96] Hawthorne invited Melville to stay for a few days, which was unusual because Hawthorne typically felt overnight guests prevented him from working.[97] The following days, Melville wrote the essay "Hawthorne and His Mosses," a review of Hawthorne's Mosses from an Old Manse that appeared in two installments, on August 17 and 24, in The Literary World. Melville wrote that these stories revealed a dark side to Hawthorne, "shrouded in blackness, ten times black".[98] Later that summer, Duyckinck sent Hawthorne copies of Melville's three latest books.[99] Hawthorne read them, as he wrote to Duyckinck on August 29, "with a progressive appreciation of their author".[100]He thought Melville in Redburn and White-Jacket put the reality "more unflinchingly" before his reader than any writer, and he thought Mardi was "a rich book, with depths here and there that compel a man to swim for his life. It is so good that one scarcely pardons the writer for not having brooded long over it, so as to make it a great deal better".[101]
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In September 1850, Melville borrowed three thousand dollars from his father-in-law Lemuel Shaw to buy a 160-acre farm in Pittsfield, Massachusetts. Melville called his new home Arrowhead because of the arrowheads that were dug up around the property during planting season.[102] That winter, Melville paid Hawthorne an unexpected visit, only to discover he was working and "not in the mood for company". Hawthorne's wife Sophia gave him copies of Twice-Told Tales and, for Malcolm, The Grandfather's Chair.[103] Melville invited them to visit Arrowhead soon, hoping to "[discuss] the Universe with a bottle of brandy & cigars" with Hawthorne, but Hawthorne would not stop working on his new book for more than one day and they did not come.[104] After a second visit from Melville, Hawthorne surprised him by arriving at Arrowhead with his daughter Una. According to Robertson-Lorant, "The handsome Hawthorne made quite an impression on the Melville women, especially Augusta, who was a great fan of his books". They spent the day mostly "smoking and talking metaphysics".[105]
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In Robertson-Lorant's assessment of the friendship, Melville was "infatuated with Hawthorne's intellect, captivated by his artistry, and charmed by his elusive personality," and though the two writers were "drawn together in an undeniable sympathy of soul and intellect, the friendship meant something different to each of them," with Hawthorne offering Melville "the kind of intellectual stimulation he needed". They may have been "natural allies and friends," yet they were also "fifteen years apart in age and temperamentally quite different" and Hawthorne "found Melville's manic intensity exhausting at times".[106] Melville wrote ten letters to Hawthorne; one scholar identifies "sexual excitement ... in all the letters".[107] Melville was inspired and encouraged by his new relationship with Hawthorne[e] during the period that he was writing Moby-Dick. Melville dedicated the work to Hawthorne: "In token of my admiration for his genius, this book is inscribed to Nathaniel Hawthorne".
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On October 18, 1851, The Whale was published in Britain in three volumes, and on November 14 Moby-Dick appeared in the United States as a single volume. In between these dates, on October 22, 1851, the Melvilles' second child, Stanwix, was born.[108] In December, Hawthorne told Duyckinck, "What a book Melville has written! It gives me an idea of much greater power than his preceding ones."[109] Unlike other contemporaneous reviewers of Melville, Hawthorne had seen the uniqueness of Melville's new novel and acknowledged it. In early December 1852, Melville visited the Hawthornes in Concord and discussed the idea of the "Agatha" story he had pitched to Hawthorne. This was the last known contact between the two writers before Melville visited Hawthorne in Liverpool four years later when Hawthorne had relocated to England.[110]
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After having borrowed three thousand dollars from his father-in-law in September 1850 to buy a 160-acre farm in Pittsfield, Massachusetts, Melville had high hopes that his next book would please the public and restore his finances. In April 1851 he told his British publisher, Richard Bentley, that his new book had "unquestionable novelty" and was calculated to have wide appeal with elements of romance and mystery.[111] In fact, Pierre: or, The Ambiguities was heavily psychological, though drawing on the conventions of the romance, and difficult in style. It was not well received. The New York Day Book published a venomous attack on September 8, 1852, headlined "HERMAN MELVILLE CRAZY". The item, offered as a news story, reported,
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A critical friend, who read Melville's last book, Ambiguities, between two steamboat accidents, told us that it appeared to be composed of the ravings and reveries of a madman. We were somewhat startled at the remark, but still more at learning, a few days after, that Melville was really supposed to be deranged, and that his friends were taking measures to place him under treatment. We hope one of the earliest precautions will be to keep him stringently secluded from pen and ink.[112]
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On May 22, 1853, Melville's third child and first daughter Elizabeth (Bessie) was born, and on or about that day Herman finished work on the Agatha story, Isle of the Cross. Melville traveled to New York[113] to discuss a book, presumably Isle of the Cross, with his publisher, but later wrote that Harper & Brothers was "prevented" from publishing his manuscript because it was lost.[113]
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After the commercial and critical failure of Pierre, Melville had difficulty finding a publisher for his follow-up novel, Israel Potter. Instead, this narrative of a Revolutionary War veteran was serialized in Putnam's Monthly Magazine in 1853. From November 1853 to 1856, Melville published fourteen tales and sketches in Putnam's and Harper's magazines. In December 1855 he proposed to Dix & Edwards, the new owners of Putnam's, that they publish a selective collection of the short fiction. The collection, The Piazza Tales, was named after a new introductory story Melville wrote for it, "The Piazza". It also contained five previously published stories, including "Bartleby, the Scrivener" and "Benito Cereno".[114] On March 2, 1855, the Melvilles' fourth child, Frances (Fanny), was born.[115] In this period his book Israel Potter was published.
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The writing of The Confidence-Man put great strain on Melville, leading Sam Shaw, a nephew of Lizzie, to write to his uncle Lemuel Shaw, "Herman I hope has had no more of those ugly attacks"—a reference to what Robertson-Lorant calls "the bouts of rheumatism and sciatica that plagued Melville".[116] Melville's father-in-law apparently shared his daughter's "great anxiety about him" when he wrote a letter to a cousin, in which he described Melville's working habits: "When he is deeply engaged in one of his literary works, he confines him[self] to hard study many hours in the day, with little or no exercise, and this specially in winter for a great many days together. He probably thus overworks himself and brings on severe nervous affections".[117] Shaw advanced Melville $1,500 from Lizzie's inheritance to travel four or five months in Europe and the Holy Land.[116]
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From October 11, 1856, to May 20, 1857,[118] Melville made a six-month Grand Tour of Europe and the Mediterranean. While in England, in November 1856, he briefly reunited for three days with Hawthorne, who had taken the position of United States Consul at Liverpool, at that time the hub of Britain's Atlantic trade. At the nearby coast resort of Southport, amid the sand dunes where they had stopped to smoke cigars, they had a conversation which Hawthorne later described in his journal: "Melville, as he always does, began to reason of Providence and futurity, and of everything that lies beyond human ken, and informed me that he 'pretty much made up his mind to be annihilated' [...] If he were a religious man, he would be one of the most truly religious and reverential; he has a very high and noble nature, and better worth immortality than most of us."[119][full citation needed]
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The Mediterranean part of the tour took in the Holy Land, which inspired his epic poem Clarel.[120] On April 1, 1857, Melville published his last full-length novel, The Confidence-Man. This novel, subtitled His Masquerade, has won general acclaim in modern times as a complex and mysterious exploration of issues of fraud and honesty, identity and masquerade. But, when it was published, it received reviews ranging from the bewildered to the denunciatory.[121]
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To repair his faltering finances, Melville took up public lecturing from late 1857 to 1860. He embarked upon three lecture tours[118] and spoke at lyceums, chiefly on Roman statuary and sightseeing in Rome.[122] Melville's lectures, which mocked the pseudo-intellectualism of lyceum culture, were panned by contemporary audiences.[123] On May 30, 1860, Melville boarded the clipper Meteor for California, with his brother Thomas at the helm. After a shaky trip around Cape Horn, Melville returned to New York alone via Panama in November. Later that year, he submitted a poetry collection to a publisher but it was not accepted, and is now lost. In 1863, he bought his brother's house at 104 East 26th Street in New York City and moved there.[124][125]
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In 1864, Melville visited the Virginia battlefields of the American Civil War.[126] After the war, he published Battle Pieces and Aspects of the War (1866), a collection of 72 poems that has been described as "a polyphonic verse journal of the conflict".[127] The work did not do well commercially—of the print run of 1,260 copies, 300 were sent as review copies, and 551 copies were sold—and reviewers did not realize that Melville had purposely avoided the ostentatious diction and fine writing that were in fashion, choosing to be concise and spare.[128]
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In 1866, Melville became a customs inspector for New York City. He held the post for 19 years and had a reputation for honesty in a notoriously corrupt institution.[129] Unbeknownst to him, his position was sometimes protected by Chester A. Arthur, at that time a customs official who admired Melville's writing but never spoke to him.[130] During this time, Melville was short-tempered because of nervous exhaustion, physical pain, and drinking. He would sometimes mistreat his family and servants in his unpredictable mood swings.[131] Robertson-Lorant compared Melville's behavior to the "tyrannical captains he had portrayed in his novels".[132]
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In 1867, his oldest son died at home at the age of 18 from a self-inflicted gun shot. Historians and psychologists disagree on if it was intentional or accidental.[133] In May 1867, Lizzie's brother plotted to help her leave Melville without suffering the consequences divorce carried at the time, particularly the loss of all claim to her children.[134] His plan was for Lizzie to visit Boston, and friends would inform Melville she would not come back. To get a divorce, she would then have to bring charges against Melville, asserting her husband to be insane, but she ultimately decided against pursuing a divorce.[135]
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Though Melville's professional writing career had ended, he remained dedicated to his writing. He spent years on what Milder called "his autumnal masterpiece" Clarel: A Poem and a Pilgrimage, an 18,000-line epic poem inspired by his 1856 trip to the Holy Land.[136] It is among the longest single poems in American literature. The title character is a young American student of divinity who travels to Jerusalem to renew his faith. One of the central characters, Rolfe, is similar to Melville in his younger days, a seeker and adventurer, while the reclusive Vine is loosely based on Hawthorne, who had died twelve years before.[136] Publication of 350 copies was funded with a bequest from his uncle in 1876, but sales failed miserably and the unsold copies were burned when Melville was unable to buy them at cost. Critic Lewis Mumford found an unread copy in the New York Public Library in 1925 "with its pages uncut".[137]
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Although Melville's own finances remained limited, in 1884, Lizzie received a legacy that enabled him to buy a steady stream of books and prints each month.[138] Melville retired on December 31, 1885,[126] after several of his wife's relatives further supported the couple with supplementary legacies and inheritances. On February 22, 1886, Stanwix Melville died in San Francisco at age 36, apparently from tuberculosis.[139] In 1889 Melville became a member of the New York Society Library.[138]
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Melville had a modest revival of popularity in England when readers rediscovered his novels in the late nineteenth century. A series of poems inspired by his early experiences at sea, with prose head notes, were published in two collections for his relatives and friends, each with a print run of 25 copies. The first, John Marr and Other Sailors, was published in 1888, followed by Timoleon in 1891.
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He died the morning of September 28, 1891. His death certificate shows "cardiac dilation" as the cause.[140] He was interred in the Woodlawn Cemetery in the Bronx, New York City.[141] The New York Times's obituary mistakenly called his masterpiece "Mobie Dick", erroneously implying that he and his books were unappreciated at his time of death. A later article was published on October 6 in the same paper, referring to him as "the late Hiram Melville", but this appears to have been a typesetting error.[142]
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Melville left a volume of poetry, Weeds and Wildings, and a sketch, "Daniel Orme", unpublished at the time of his death. His wife also found pages for an unfinished novella, Billy Budd. Melville had revised and rearranged the manuscript in several stages, leaving the pages in disarray. Lizzie could not decide her husband's intentions (or even read his handwriting in some places) and abandoned attempts to edit the manuscript for publication. The pages were stored in a family breadbox until 1919, when Melville's granddaughter gave them to Raymond Weaver. Weaver, who initially dismissed the work's importance, published a quick transcription in 1924. This version, however, contained many misreadings, some of which affected interpretation. It was an immediate critical success in England, then in the United States. In 1962, the Melville scholars Harrison Hayford and Merton M. Sealts published a critical reading text that was widely accepted.[143] It was adapted as a stage play on Broadway in 1951, then an opera, and in 1961 as a film.[126]
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Melville's writing style shows both consistencies and enormous changes throughout the years. His development "had been abnormally postponed, and when it came, it came with a rush and a force that had the menace of quick exhaustion in it".[144] As early as "Fragments from a Writing Desk", written when Melville was 20, scholar Sealts sees "a number of elements that anticipate Melville's later writing, especially his characteristic habit of abundant literary allusion".[145] Typee and Omoo were documentary adventures that called for a division of the narrative in short chapters. Such compact organization bears the risk of fragmentation when applied to a lengthy work such as Mardi, but with Redburn and White Jacket, Melville turned the short chapter into a concentrated narrative.[146]
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Some chapters of Moby-Dick are no more than two pages in standard editions, and an extreme example is Chapter 122, consisting of a single paragraph of 36 words. The skillful handling of chapters in Moby-Dick is one of the most fully developed Melvillean signatures, and is a measure of his masterly writing style.[147] Individual chapters have become "a touchstone for appreciation of Melville's art and for explanation" of his themes.[148] In contrast, the chapters in Pierre, called Books, are divided into short numbered sections, seemingly an "odd formal compromise" between Melville's natural length and his purpose to write a regular romance that called for longer chapters. As satirical elements were introduced, the chapter arrangement restores "some degree of organization and pace from the chaos".[147] The usual chapter unit then reappears for Israel Potter, The Confidence-Man and even Clarel, but only becomes "a vital part in the whole creative achievement" again in the juxtaposition of accents and of topics in Billy Budd.[147]
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Newton Arvin points out that only superficially the books after Mardi seem as if Melville's writing went back to the vein of his first two books. In reality, his movement "was not a retrograde but a spiral one", and while Redburn and White-Jacket may lack the spontaneous, youthful charm of his first two books, they are "denser in substance, richer in feeling, tauter, more complex, more connotative in texture and imagery".[149] The rhythm of the prose in Omoo "achieves little more than easiness; the language is almost neutral and without idiosyncrasy", while Redburn shows an improved ability in narrative which fuses imagery and emotion.[150]
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Melville's early works were "increasingly baroque"[151] in style, and with Moby-Dick Melville's vocabulary had grown superabundant. Bezanson calls it an "immensely varied style".[151] According to critic Warner Berthoff, three characteristic uses of language can be recognized. First, the exaggerated repetition of words, as in the series "pitiable," "pity," "pitied," and "piteous" (Ch. 81, "The Pequod Meets the Virgin"). A second typical device is the use of unusual adjective-noun combinations, as in "concentrating brow" and "immaculate manliness" (Ch. 26, "Knights and Squires").[152] A third characteristic is the presence of a participial modifier to emphasize and to reinforce the already established expectations of the reader, as the words "preluding" and "foreshadowing" ("so still and subdued and yet somehow preluding was all the scene ..." "In this foreshadowing interval ...").[153]
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— Melville paraphrases the Bible in "The Whale as a Dish", Moby-Dick Chapter 65
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After his use of hyphenated compounds in Pierre, Melville's writing gives Berthoff the impression of becoming less exploratory and less provocative in his choices of words and phrases. Instead of providing a lead "into possible meanings and openings-out of the material in hand,"[154] the vocabulary now served "to crystallize governing impressions,"[154] the diction no longer attracted attention to itself, except as an effort at exact definition. The language, Berthoff continues, reflects a "controlling intelligence, of right judgment and completed understanding".[154] The sense of free inquiry and exploration which infused his earlier writing and accounted for its "rare force and expansiveness,"[155] tended to give way to "static enumeration".[156] By comparison to the verbal music and kinetic energy of Moby-Dick, Melville's subsequent writings seem "relatively muted, even withheld" in his later works.[156]
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Melville's paragraphing in his best work Berthoff considers to be the virtuous result of "compactness of form and free assembling of unanticipated further data", such as when the mysterious sperm whale is compared with Exodus's invisibility of God's face in the final paragraph of Chapter 86 ("The Tail").[157] Over time Melville's paragraphs became shorter as his sentences grew longer, until he arrived at the "one-sentence paragraphing characteristic of his later prose".[158] Berthoff points to the opening chapter of The Confidence-Man for an example, as it counts fifteen paragraphs, seven of which consist of only one elaborate sentence, and four that have only two sentences. The use of similar technique in Billy Budd contributes in large part, Berthoff says, to its "remarkable narrative economy".[159]
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—Matthew 10:15
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In Nathalia Wright's view, Melville's sentences generally have a looseness of structure, easy to use for devices as catalogue and allusion, parallel and refrain, proverb and allegory. The length of his clauses may vary greatly, but the narrative style of writing in Pierre and The Confidence-Man is there to convey feeling, not thought. Unlike Henry James, who was an innovator of sentence ordering to render the subtlest nuances in thought, Melville made few such innovations. His domain is the mainstream of English prose, with its rhythm and simplicity influenced by the King James Bible.[160] Another important characteristic of Melville's writing style is in its echoes and overtones.[161] Melville's imitation of certain distinct styles is responsible for this. His three most important sources, in order, are the Bible, Shakespeare, and Milton.[162] Direct quotation from any of the sources is slight; only one sixth of his Biblical allusions can be qualified as such because Melville adapts Biblical usage to his own narrated textual requirements of clarifying his plot.[163]
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In terms of Biblical influence, Melville's style can be divided into three categories.[164] First, Melville's use of Biblical allusion is more at the narrative level of including the allusions within his own writing style rather that formally identifying Biblical quotation. Several uses of his preferred Biblical allusions appear appear repeated several times throughout his body of work, taking on the nature of refrains. Examples of this idiom are the injunctions to be 'as wise as serpents and as harmless as doves,' 'death on a pale horse,' 'the man of sorrows', the 'many mansions of heaven;' proverbs 'as the hairs on our heads are numbered,' 'pride goes before a fall,' 'the wages of sin is death;' adverbs and pronouns as 'verily, whoso, forasmuch as; phrases as come to pass, children's children, the fat of the land, vanity of vanities, outer darkness, the apple of his eye, Ancient of Days, the rose of Sharon.'[165] Second, there are paraphrases of individual and combined verses. Redburn's "Thou shalt not lay stripes upon these Roman citizens" makes use of language of the Ten Commandments in Ex.20,[f] and Pierre's inquiry of Lucy: "Loveth she me with the love past all understanding?" combines John 21:15–17[g] and Philippians 4:7.[h] Third, certain Hebraisms are used, such as a succession of genitives ("all the waves of the billows of the seas of the boisterous mob"), the cognate accusative ("I dreamed a dream," "Liverpool was created with the Creation"), and the parallel ("Closer home does it go than a rammer; and fighting with steel is a play without ever an interlude"). A passage from Redburn shows how all these different ways of alluding interlock and result in a fabric texture of Biblical language, though there is very little direct quotation:
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The other world beyond this, which was longed for by the devout before Columbus' time, was found in the New; and the deep-sea land, that first struck these soundings, brought up the soil of Earth's Paradise. Not a Paradise then, or now; but to be made so at God's good pleasure,[i] and in the fulness and mellowness of time.[j] The seed is sown, and the harvest must come; and our children's children,[k] on the world's jubilee morning, shall all go with their sickles to the reaping. Then shall the curse of Babel be revoked,[l] a new Pentecost come, and the language they shall speak shall be the language of Britain.[m] Frenchmen, and Danes, and Scots; and the dwellers on the shores of the Mediterranean,[n] and in the regions round about;[o] Italians, and Indians, and Moors; there shall appear unto them cloven tongues as of fire.[p]
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In addition to this, Melville successfully imitates three Biblical strains: the apocalyptic, the prophetic and the sermonic narrative tone of writing. Melville sustains the apocalyptic tone of anxiety and foreboding for a whole chapter of Mardi. The prophetic strain is expressed by Melville in Moby-Dick, most notably in Father Mapple's sermon. The tradition of the Psalms is imitated at length by Melville in The Confidence-Man.[167]
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In 1849, Melville acquired an edition of Shakespeare's works printed in a font large enough for his tired eyes,[168][169] which led to a deeper study of Shakespeare that greatly influenced the style of his next book, Moby-Dick (1851). The critic F. O. Matthiessen found that the language of Shakespeare far surpasses other influences upon the book, in that it inspired Melville to discover his own full strength.[170] On almost every page, debts to Shakespeare can be discovered. The "mere sounds, full of Leviathanism, but signifying nothing" at the end of "Cetology" (Ch. 32) echo the famous phrase in Macbeth: "Told by an idiot, full of sound and fury/ Signifying nothing".[170] Ahab's first extended speech to the crew, in the "Quarter-Deck" (Ch. 36) is practically blank verse and so is Ahab's soliloquy at the beginning of "Sunset" (Ch. 37):'I leave a white and turbid wake;/ Pale waters, paler cheeks, where'er I sail./ The envious billows sidelong swell to whelm/ My track; let them; but first I pass.'[171] Through Shakespeare, Melville infused Moby-Dick with a power of expression he had not previously expressed.[172] Reading Shakespeare had been "a catalytic agent"[173] for Melville, one that transformed his writing from merely reporting to "the expression of profound natural forces".[173] The extent to which Melville assimilated Shakespeare is evident in the description of Ahab, Matthiessen continues, which ends in language that seems Shakespearean yet is no imitation: 'Oh, Ahab! what shall be grand in thee, it must needs be plucked from the skies and dived for in the deep, and featured in the unbodied air!' The imaginative richness of the final phrase seems particularly Shakespearean, "but its two key words appear only once each in the plays...and to neither of these usages is Melville indebted for his fresh combination".[174] Melville's diction depended upon no source, and his prose is not based on anybody else's verse but on an awareness of "speech rhythm".[175]
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Melville's mastering of Shakespeare, Matthiessen finds, supplied him with verbal resources that enabled him to create dramatic language through three essential techniques. First, the use of verbs of action creates a sense of movement and meaning. The effective tension caused by the contrast of "thou launchest navies of full-freighted worlds" and "there's that in here that still remains indifferent" in "The Candles" (Ch. 119) makes the last clause lead to a "compulsion to strike the breast," which suggests "how thoroughly the drama has come to inhere in the words;"[176] Second, Melville took advantage of the Shakespearean energy of verbal compounds, as in "full-freighted". Third, Melville employed the device of making one part of speech act as another, for example, 'earthquake' as an adjective, or turning an adjective into a noun, as in "placeless".[177]
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Melville's style, in Nathalia Wright's analysis, seamlessly flows over into theme, because all these borrowings have an artistic purpose, which is to suggest an appearance "larger and more significant than life" for characters and themes that are in fact unremarkable.[178] The allusions suggest that beyond the world of appearances another world exists, one that influences this world, and where ultimate truth can be found. Moreover, the ancient background thus suggested for Melville's narratives –ancient allusions being next in number to the Biblical ones –invests them with a sense of timelessness.[178]
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Melville was not financially successful as a writer; over his entire lifetime Melville's writings earned him just over $10,000 (equivalent to $240,094 in 2019).[179] Melville's travelogues based on voyages to the South Seas and stories based on his time in the merchant marine and navy led to some initial success, but his popularity declined dramatically afterwards. By 1876, all of his books were out of print.[180] He was viewed as a minor figure in American literature in the later years of his life and during the years immediately after his death.[181]
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Melville did not publish poetry until his late thirties, with Battle-Pieces (1866) and did not receive recognition as a poet until well into the 20th century. But he wrote predominantly poetry for about 25 years, twice as long as his prose career. The three novels of the 1850s that Melville worked on most seriously to present his philosophical explorations, Moby-Dick, Pierre, and The Confidence Man, seem to make the step to philosophical poetry a natural one rather than simply a consequence of commercial failure. Since he turned to poetry as a meditative practice, his poetic style, even more than most Victorian poets, was not marked by linguistic play or melodic considerations.[182]
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Early critics were not sympathetic. Henry Chapin, in his Introduction to one of the earliest selections of Melville's poetry, John Marr and Other Poems (1922), said Melville's verse is "of an amateurish and uneven quality" but in it "that loveable freshness of personality, which his philosophical dejection never quenched, is everywhere in evidence," in "the voice of a true poet". [183] The poet and novelist Robert Penn Warren became a champion of Melville as a great American poet and issued a selection of Melville's poetry in 1971 prefaced by an admiring critical essay.[184] In the 1990s critic Lawrence Buell argued that Melville "is justly said to be nineteenth-century America's leading poet after Whitman and Dickinson."[182] and Helen Vendler remarked of Clarel: "What it cost Melville to write this poem makes us pause, reading it. Alone, it is enough to win him, as a poet, what he called 'the belated funeral flower of fame'."[185] Some critics now place him as the first modernist poet in the United States while others assert that his work more strongly suggests what today would be a postmodern view.[186]
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The centennial of Melville's birth in 1919 coincided with a renewed interest in his writings known as the Melville revival where his work experienced a significant critical reassessment. The renewed appreciation began in 1917 with Carl Van Doren's article on Melville in a standard history of American literature. Van Doren also encouraged Raymond Weaver, who wrote the author's first full-length biography, Herman Melville: Mariner and Mystic (1921). Discovering the unfinished manuscript of Billy Budd, among papers shown to him by Melville's granddaughter, Weaver edited it and published it in a new collected edition of Melville's works. Other works that helped fan the flames for Melville were Carl Van Doren's The American Novel (1921), D. H. Lawrence's Studies in Classic American Literature (1923), Carl Van Vechten's essay in The Double Dealer (1922), and Lewis Mumford's biography, Herman Melville (1929).[187]
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Starting in the mid-1930s, the Yale University scholar Stanley Thomas Williams supervised more than a dozen dissertations on Melville that were eventually published as books. Where the first wave of Melville scholars focused on psychology, Williams' students were prominent in establishing Melville Studies as an academic field concerned with texts and manuscripts, tracing Melville's influences and borrowings (even plagiarism), and exploring archives and local publications.[188] To provide historical evidence, the independent scholar Jay Leyda searched libraries, family papers, local archives and newspapers across New England and New York to document Melville's life day by day for his two-volume The Melville Log (1951).[189][190] Sparked by Leyda and post-war scholars, the second phase of the Melville Revival emphasized research into the biography of Melville rather than accepting Melville's early books as reliable accounts.[189]
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In 1945, The Melville Society was founded, a non-profit organisation dedicated to the study of Melville's life and works. Between 1969 and 2003 it published 125 issues of Melville Society Extracts, which are now freely available on the society's website. Since 1999 it has published Leviathan: A Journal of Melville Studies, currently three issues a year, published by Johns Hopkins University Press.[191]
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The postwar scholars tended to think that Weaver, Harvard psychologist Henry Murray, and Mumford favored Freudian interpretations which read Melville's fiction too literally as autobiography; exaggerated his suffering in the family; and inferred a homosexual attachment to Hawthorne. They saw a different arc to Melville's writing career. The first biographers saw a tragic withdrawal after the cold critical reception for his prose works and largely dismissed his poetry. A new view emerged of Melville's turn to poetry as a conscious choice that placed him among the most important American poets.[192] Other post-war studies, however, continued the broad imaginative and interpretive style; Charles Olson's Call Me Ishmael (1947) presented Ahab as a Shakespearean tragic hero, and Newton Arvin's critical biography, Herman Melville (1950), won the National Book Award for non-fiction in 1951.[192][193]
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In the 1960s, Harrison Hayford organized an alliance between Northwestern University Press and the Newberry Library, with backing from the Modern Language Association and funding from the National Endowment for the Humanities, to edit and publish reliable critical texts of Melville's complete works, including unpublished poems, journals, and correspondence. The first volume of the Northwestern-Newberry Edition of the Writings of Herman Melville was published in 1968 and the last in the fall of 2017. The aim of the editors was to present a text "as close as possible to the author's intention as surviving evidence permits". The volumes have extensive appendices, including textual variants from each of the editions published in Melville's lifetime, an historical note on the publishing history and critical reception, and related documents. Because the texts were prepared with financial support from the United States Department of Education, no royalties are charged, and they have been widely reprinted.[194] Hershel Parker published his two-volume Herman Melville: A Biography, in 1996 and 2002, based on extensive original research and his involvement as editor of the Northwestern-Newberry Melville edition.[195][196]
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Melville's writings did not attract the attention of women's studies scholars of the 1970s and 1980s, though his preference for sea-going tales that involved almost only males has been of interest to scholars in men's studies and especially gay and queer studies.[197] Melville was remarkably open in his exploration of sexuality of all sorts. For example, Alvin Sandberg claimed that the short story "The Paradise of Bachelors and the Tartarus of Maids" offers "an exploration of impotency, a portrayal of a man retreating to an all-male childhood to avoid confrontation with sexual manhood," from which the narrator engages in "congenial" digressions in heterogeneity.[198] In line with this view, Warren Rosenberg argues the homosocial "Paradise of Bachelors" is shown to be "superficial and sterile".[199]
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David Harley Serlin observes in the second half of Melville's diptych, "The Tartarus of Maids", the narrator gives voice to the oppressed women he observes:
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As other scholars have noted, the "slave" image here has two clear connotations. One describes the exploitation of the women's physical labor, and the other describes the exploitation of the women's reproductive organs. Of course, as models of women's oppression, the two are clearly intertwined.
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In the end Serlin says that the narrator is never fully able to come to terms with the contrasting masculine and feminine modalities.[200]
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Issues of sexuality have been observed in other works as well. Rosenberg notes Taji, in Mardi, and the protagonist in Pierre "think they are saving young 'maidens in distress' (Yillah and Isabel) out of the purest of reasons but both are also conscious of a lurking sexual motive".[199] When Taji kills the old priest holding Yillah captive, he says,
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[R]emorse smote me hard; and like lightning I asked myself whether the death deed I had done was sprung of virtuous motive, the rescuing of a captive from thrall, or whether beneath the pretense I had engaged in this fatal affray for some other selfish purpose, the companionship of a beautiful maid.[201]
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In Pierre, the motive of the protagonist's sacrifice for Isabel is admitted: "womanly beauty and not womanly ugliness invited him to champion the right".[202] Rosenberg argues,
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This awareness of a double motive haunts both books and ultimately destroys their protagonists who would not fully acknowledge the dark underside of their idealism. The epistemological quest and the transcendental quest for love and belief are consequently sullied by the erotic.[199]
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Rosenberg says that Melville fully explores the theme of sexuality in his major epic poem, Clarel. When the narrator is separated from Ruth, with whom he has fallen in love, he is free to explore other sexual (and religious) possibilities before deciding at the end of the poem to participate in the ritualistic order represented by marriage. In the course of the poem, "he considers every form of sexual orientation – celibacy, homosexuality, hedonism, and heterosexuality – raising the same kinds of questions as when he considers Islam or Democracy".[199]
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Some passages and sections of Melville's works demonstrate his willingness to address all forms of sexuality, including the homoerotic, in his works. Commonly noted examples from Moby-Dick are the "marriage bed" episode involving Ishmael and Queequeg, which is interpreted as male bonding; and the "Squeeze of the Hand" chapter, describing the camaraderie of sailors' extracting spermaceti from a dead whale presented in Chapter Ten of the novel titled "A Bosom Friend". Rosenberg notes that critics say that "Ahab's pursuit of the whale, which they suggest can be associated with the feminine in its shape, mystery, and in its naturalness, represents the ultimate fusion of the epistemological and sexual quest".[199] In addition, he notes that Billy Budd's physical attractiveness is described in quasi-feminine terms: "As the Handsome Sailor, Billy Budd's position aboard the seventy-four was something analogous to that of a rustic beauty transplanted from the provinces and brought into competition with the highborn dames of the court".[199]
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Since the late 20th century, Billy Budd has become a central text in the field of legal scholarship known as law and literature. In the novel, Billy, a handsome and popular young sailor, is impressed from the merchant vessel Rights of Man to serve aboard H.M.S. Bellipotent in the late 1790s, during the war between Revolutionary France and Great Britain. He excites the enmity and hatred of the ship's master-at-arms, John Claggart. Claggart brings phony charges against Billy, accusing him of mutiny and other crimes, and the Captain, the Honorable Edward Fairfax Vere, brings them together for an informal inquiry. At this encounter, Billy is frustrated by his stammer, which prevents him from speaking, and strikes Claggart. The blow catches Claggart squarely on the forehead and, after a gasp or two, the master-at-arms dies.[203] This death sets up the narrative climax of the novel; Vere immediately convenes a court-martial at which he urges the court to convict and sentence Billy to death.
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The climactic trial has been the focus of scholarly inquiry regarding the motives of Vere and the legal necessity of Billy's condemnation. Vere states, given the circumstances of Claggart's slaying, condemning Billy to death would be unjust. While critics have viewed Vere as a character caught between the pressures between unbending legalism and malleable moral principles, other critics have differed in opinion.[204][205] Such other critics have argued that Vere represents a ressentient protagonist whose disdain for Lord Admiral Nelson he takes out on Billy, in whom Vere sees the traits of Nelson's that he resents. Weisberg (1984) argues that Vere manipulated and misrepresented the applicable laws in order to condemn Billy, showing that the laws of the time did not require a sentence of death and that legally any such sentence required review before being carried out.[206] While this argument has been criticized for drawing on information outside the novel, Weisberg also shows that sufficient liberties existed in the laws Melville describes to avoid a capital sentence.[207]
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Melville's work often touched on themes of communicative expression and the pursuit of the absolute among illusions. As early as 1839, in the juvenile sketch "Fragments from a Writing Desk," Melville explores a problem which would reappear in the short stories "Bartleby" (1853) and "Benito Cereno" (1855): the impossibility to find common ground for mutual communication. The sketch centers on the protagonist and a mute lady, leading scholar Sealts to observe: "Melville's deep concern with expression and communication evidently began early in his career".[208]
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According to scholar Nathalia Wright, Melville's characters are all preoccupied by the same intense, superhuman and eternal quest for "the absolute amidst its relative manifestations,"[209] an enterprise central to the Melville canon: "All Melville's plots describe this pursuit, and all his themes represent the delicate and shifting relationship between its truth and its illusion".[209] It is not clear, however, what the moral and metaphysical implications of this quest are, because Melville did not distinguish between these two aspects.[209] Throughout his life Melville struggled with and gave shape to the same set of epistemological doubts and the metaphysical issues these doubts engendered. An obsession for the limits of knowledge led to the question of God's existence and nature, the indifference of the universe, and the problem of evil.[78]
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In 1982, the Library of America (LOA) began publication. In honor of Melville's central place in American culture, the very first volume contained Typee, Omoo, and Mardi. The first volumes published in 1983 and 1985 also contained Melville's work, in 1983 Redburn, White-Jacket, and Moby-Dick and in 1985 Pierre, Israel Potter, The Confidence Man, Tales, and Billy Budd. LOA did not publish his complete poetry until 2019.
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On August 1, 1984, as part of the Literary Arts Series of stamps, the United States Postal Service issued a 20-cent commemorative stamp to honor Melville. The setting for the first day of issue was the Whaling Museum in New Bedford, Massachusetts.[210]
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In 1985, the New York City Herman Melville Society gathered at 104 East 26th Street to dedicate the intersection of Park Avenue South and 26th Street as Herman Melville Square. This is the street where Melville lived from 1863 to 1891 and where, among other works, he wrote Billy Budd.[211] Melville's house in Lansingburgh, New York, houses the Lansingburgh Historical Society.
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In 2010, a species of extinct giant sperm whale, Livyatan melvillei, was named in honor of Melville. The paleontologists who discovered the fossil were fans of Moby-Dick and dedicated their discovery to the author.[212][213]
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Hermione Jean Granger (/hɜːrˈmaɪ.əni/ /ˈɡreɪndʒər/) is a fictional character in J. K. Rowling's Harry Potter series. She first appears in Harry Potter and the Philosopher's Stone, as a new student on her way to Hogwarts. After Harry and Ron save her from a mountain troll in the girls' restroom, she becomes best friends with them and often uses her quick wit, deft recall, and encyclopaedic knowledge to lend aid in dire situations. Rowling has stated that Hermione resembles herself as a young girl, with her insecurity and fear of failure.[2]
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The character has had immense popularity. The version of Hermione portrayed by Emma Watson in all eight Harry Potter films from Philosopher's Stone in 2001 to Deathly Hallows – Part 2 in 2011 was voted the best female character of all time in a poll conducted amongst Hollywood professionals by The Hollywood Reporter in 2016.[3]
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Hermione Jean Granger is a Muggle-born Gryffindor,[4] who becomes best friends with Harry Potter and Ron Weasley. J.K. Rowling states that she was born on 19 September 1979[2] and she was nearly twelve when she first attended Hogwarts.[5] She is an overachiever who excels academically and is described by J.K Rowling as a "very logical, upright and good" character.[6] J.K. Rowling adds that Hermione's parents, two Muggle dentists, are a bit bemused by their odd daughter but "very proud of her all the same."[7] They are well aware of the wizarding world and have visited Diagon Alley with her. Hermione was originally intended to have a sister, but the planned sibling did not make an appearance in the first Harry Potter novel and, as Rowling noted, it "seemed too late" to introduce the character after all of that.[7] Rowling confirmed in a 2004 interview that Hermione is an only child.[8]
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Rowling has described the character of Luna Lovegood as the "anti-Hermione" as they are so very different.[9] Hermione's nemesis at Hogwarts is Pansy Parkinson, a bully based on real-life girls who teased the author during her school days.[10]
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Rowling stated that the character of Hermione carries several autobiographical influences: "I did not set out to make Hermione like me but she is...she is an exaggeration of how I was when I was younger."[6] She recalled being called a "little know-it-all" in her youth.[2] Moreover, she states that not unlike herself, "there is a lot of insecurity and a great fear of failure" beneath Hermione's swottiness. Finally, according to Rowling, next to Albus Dumbledore, Hermione is the perfect expository character; because of her encyclopaedic knowledge, she can always be used as a plot dump to explain the Harry Potter universe.[11] Rowling also states that her feminist conscience is rescued by Hermione, "who's the brightest witch of her age" and a "very strong female character."[12]
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Hermione's first name is taken from a character in William Shakespeare's The Winter's Tale, though Rowling has said that the two characters have little to nothing in common otherwise.[13] Rowling said that she wanted her name to be unusual since if fewer girls shared her name, fewer girls would get teased for it[13] and it seemed that "a pair of professional dentists, who liked to prove how clever they are...gave [her] an unusual name that no-one could pronounce."[14] Her original last name was "Puckle", but Rowling felt the name "did not suit her at all", and so the less frivolous Granger made it into the books and movies.[2]
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Hermione first appears in Harry Potter and the Philosopher's Stone when she meets Harry and Ron on the Hogwarts Express, where she mocks Ron for his inability to perform a spell to turn his rat yellow. She proves just how much she knows by declaring that she memorized all the textbooks by heart and by performing the "oculus" spell on Harry to fix his broken glasses. She constantly annoys her peers with her knowledge, so Harry and Ron initially consider her arrogant, especially after she criticises Ron's incantation of the Levitation Charm.[15] They heartily dislike her until they rescue her from a troll, for which she is so thankful that she lies to protect them from punishment, thus winning their friendship.[16] Hermione's knack for logic later enables the trio to solve a puzzle that is essential to retrieving the Philosopher's Stone, and she defeats the constrictive Devil's Snare plant by summoning a jet of "bluebell flame".[17][a]
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Hermione is the brains behind the plan to enter the place where the Stone is hidden. She responds to Harry's wariness of Professor Severus Snape and is also suspicious of him. She reveals to Harry and Ron that she does a lot of research in the library, which helped her defeat the Devil's Snare and work out the logic of the potions.
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Rowling said on her website that she resisted her editor's requests to remove the troll scene, stating "Hermione is so very arrogant and annoying in the early part of Philosopher's Stone that I really felt it needed something (literally) huge to bring her together with Harry and Ron."[2]
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Hermione (along with Ron's mother Molly Weasley and a few female students of Hogwarts) develops a liking for Defence Against the Dark Arts teacher Gilderoy Lockhart as he had written all the books required for the subject of Defence Against The Dark Arts in Harry Potter and the Chamber of Secrets.[18] During a morning confrontation between the Gryffindor and Slytherin Quidditch teams, a brawl nearly ensues after Draco Malfoy calls her a "Mudblood", an insulting epithet for Muggle-born wizards when she defends the Gryffindor Quidditch team. She concocts the Polyjuice Potion needed for the trio to disguise themselves as Draco's housemates to collect information about the Heir of Slytherin who has reopened the Chamber of Secrets. However, she is unable to join Harry and Ron in the investigation after the hair plucked from the robes of Slytherin student Millicent Bulstrode (with whom Hermione was previously matched up during Lockhart's ill-fated Duelling Club) was that of her cat, whose appearance she takes on in her human form; it takes several weeks for the effects to completely wear off. Hermione is Petrified by the basilisk after successfully identifying the creature through library research. Though she lies incapacitated in the hospital wing, the information she has found and left behind is crucial to Harry and Ron in their successful mission to solve the mystery of the Chamber of Secrets. Hermione is revived after Harry kills the basilisk, but she is distraught to learn that all end-of-year exams have been cancelled as a school treat.[19]
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Hermione buys a cat named Crookshanks, who takes to chasing Ron's pet rat, Scabbers.[20] Before the start of term, Professor McGonagall secretly gives Hermione a Time-Turner, a device which enables her to go back in time and handle her heavy class schedule, though this is not revealed until the penultimate chapter. Much tension comes into play between Hermione and her two best friends; Harry is furious with her because she told McGonagall that he had received a Firebolt, which was confiscated to be inspected for traces of dark magic. Ron is angry because he feels Crookshanks is responsible for Scabbers' disappearance, while Hermione fiercely maintains that Crookshanks is innocent.
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While filling in for Remus Lupin in one Defence Against the Dark Arts class, Snape labels Hermione "an insufferable know-it-all" and penalises Gryffindor after she speaks out of turn in her attempt to describe a werewolf when no one else does. She correctly deduces Lupin's secret after completing Snape's homework assignment from the class. Crookshanks proves vital in exposing Scabbers as Peter Pettigrew, an erstwhile friend of James and Lily Potter, who revealed their whereabouts to Lord Voldemort the night of their murders, and was able to wrongly implicate Sirius Black (revealed to be Harry's godfather) in the Potters' deaths.[21][22] The Time-Turner enables Hermione and Harry to rescue Sirius and the hippogriff Buckbeak.[21][22]
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Hermione is horrified by the cruelty that house-elves suffer, and establishes S.P.E.W., the Society for the Promotion of Elfish Welfare, as an effort to gain basic rights for them. She is Bulgarian Quidditch prodigy Viktor Krum's date at the Yule Ball of the Triwizard Tournament.[23] The proper pronunciation of her name (Her-my-oh-nee) is interjected into the plot when she teaches it to Krum; the best he can do is "Herm-own-ninny," but she has no problem with it.[2] She later gets into a heated argument with Ron after he accuses her of "fraternising with the enemy" about her friendship with Krum. In the book, Hermione's feelings toward Ron are hinted at when she says that Ron can't see her "like a girl," but Krum could. She supports Harry through the Triwizard Tournament, helping him prepare for each task. At the end of the second task, Krum asks her to come to see him over the summer in Bulgaria, but she politely declines. Near the end of the term, she stops fraudulent tabloid reporter and unregistered Animagus, Rita Skeeter, who had published defamatory material about Hermione, Harry, and Hagrid during the Triwizard Tournament, by holding her Animagus form (a beetle) captive in a jar.[24]
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Hermione becomes a Gryffindor prefect along with Ron and befriends Luna Lovegood, but their friendship gets off to a rocky start after Hermione chastises the publication of Luna's father: "The Quibbler's rubbish, everyone knows that." She also lambasts housemate Lavender Brown for believing the Daily Prophet's allegations of Harry fabricating stories of Voldemort's return. Ron and Hermione spend much of their time bickering, likely due to their growing romantic feelings toward one another, but they show continued loyalty to Harry. Later, new headmistress Professor Umbridge attempts to ban The Quibbler from Hogwarts. This effort becomes moot as Harry's interview about Voldemort's return spreads quickly through the school. One turning point in the series is when Hermione conceives the idea of Harry secretly teaching defensive magic to a small band of students in defiance of the Ministry of Magic's dictum to teach only the subject's basic principles from a textbook, with no hands-on practice. Hermione gets an unexpectedly huge response, and the group becomes the nascent Dumbledore's Army. She is involved in the battle in the Department of Mysteries and seriously injured by a spell from Death Eater Antonin Dolohov, but makes a full recovery.[25][26]
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New Potions professor Horace Slughorn invites Hermione to join his "Slug Club",[27] and she helps Ron retain his spot on the Gryffindor Quidditch team when she casts a confund spell on Cormac McLaggen, causing him to miss his last save attempt during Keeper tryouts. Hermione's feelings for Ron continue to grow and she decides to make a move by inviting him to Slughorn's Christmas Party, but he romances Lavender instead in retaliation for his belief that Hermione had kissed Krum years earlier. She attempts to get even by dating McLaggen at the Christmas party, but her plan goes awry and she abandons him midway through the party.[28][29] Ron and Hermione continually feud with each other (Ron is upset with her because she set birds to attack him after seeing him and Lavender kissing; Hermione is mostly mad because of her growing jealousy) until he suffers a near-fatal poisoning from tainted mead, which frightens her enough to reconcile with him. Following Dumbledore's death, Ron and Hermione both vow to stay by Harry's side regardless of what happens.[30] A minor subplot in the book is that Hermione and Harry form a rivalry in Potions, as Hermione is used to coming first in her subjects and is angered that Harry outperforms her undeservedly by following tips and different instructions written in the margins of Harry's potions book by the previous owner. Hermione is also the only one of the trio to successfully pass her Apparition test (Ron failed, albeit barely, and Harry was too young).
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In the seventh and final book, Hermione accompanies Harry on his quest to destroy Voldemort's remaining Horcruxes. Before leaving on the quest, she helps ensure the safety of her parents by placing a false memory charm on them, making them think they are Wendell and Monica Wilkins, whose lifetime ambition is to move to Australia. She inherits Dumbledore's copy of The Tales of Beedle the Bard, which allows her to decipher some of the secrets of the Deathly Hallows. She prepared for their departure and journey by placing an Undetectable Extension Charm on a small beaded purse so she can fill the infinite depths of the bag with materials they will need. Hermione's spell saves her and Harry from Lord Voldemort and his snake Nagini in Godric's Hollow, although the ricochet snaps Harry's wand. When she, Ron, and Harry are captured by Snatchers, who are on the hunt for Muggle-borns under the Ministry's orders, Hermione disguises Harry by temporarily disfiguring his face with a Stinging Jinx. She also attempts to pass herself off as former Hogwarts student Penelope Clearwater and a half-blood to avoid persecution, but they are recognised and taken to Malfoy Manor. Bellatrix Lestrange tortures her with the Cruciatus Curse in an attempt to extract information on how Hermione, Harry, and Ron came to possess Godric Gryffindor's sword (which was supposed to be safe in the Lestrange vault at Gringotts). Bellatrix orders for Griphook the goblin to inspect the sword and tell whether it is fake or real. To save Hermione, Harry convinces him to lie to Bellatrix that the sword is a fake. When the others escape their cell, Bellatrix threatens to slit Hermione's throat. Hermione, Harry, Ron and the other prisoners being held in Malfoy Manor are eventually rescued by Dobby.
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Hermione later uses Polyjuice Potion to impersonate Bellatrix when the trio attempt to steal Hufflepuff's cup from Gringotts. She, Harry, and Ron join Dumbledore's Army in the Battle of Hogwarts, during which Hermione destroys Hufflepuff's cup in the Chamber of Secrets with a basilisk fang, eliminating another Horcrux. Hermione and Ron also share their first kiss during the battle.[31] In the final battle in the Great Hall, Hermione fights Bellatrix with the help of Ginny Weasley and Luna. However, the three of them are unable to defeat Bellatrix and stop fighting her once Molly Weasley orders them to disengage.[32]
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Nineteen years after Voldemort's death, Hermione and Ron have two children, Rose and Hugo.[33] Though the epilogue does not explicitly say Hermione and Ron are married,[33] news articles and other sources treat it as a fact. The two children are named Rose Granger-Weasley and Hugo Granger-Weasley.[34][35][36]
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In the books, Hermione is described as having "bushy brown hair"[37][38][39] and brown eyes.[40] Her front buck teeth, already very large,[37][39] grow uncontrollably in Goblet of Fire after she is affected by a spell cast by Draco Malfoy.[41] Madam Pomfrey attends to her in the hospital wing and, at her request, shrinks the teeth down to a normal size that matches her mouth.[42] In the films, her hair is less bushy and she always has regular teeth.
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There is controversy[43] over whether Hermione's skin color was ever categorically established in the books. Some take as proof a line from Prisoner of Azkaban: "Hermione's white face was sticking out from behind a tree."[44] They interpret this to be a direct description of her skin color. Others interpret it as a description relative to her usual complexion, arising due to fright and anxiety as she watches Harry Potter's attempt to save the hippogriff Buckbeak from execution. J.K. Rowling herself states that Hermione "turned white" in that she "lost colour from her face after a shock."[43]
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Conversely, another description from early in Prisoner of Azkaban can also be cited: "They were there, both of them, sitting outside Florean Fortescue's Ice-Cream Parlour, Ron looking incredibly freckly, Hermione very brown, both waving frantically at him."[45] Some claim that this is a direct description of her skin color, while others claim that it's a relative description of the results of a tan acquired over the summer break.
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Hermione's most prominent features include her prodigious intellect and cleverness. She is levelheaded, book-smart, and always very logical. Throughout the series, Hermione uses the skills of a librarian and teacher to gather the information necessary to defeat Voldemort, the "Dark Lord". When in doubt, it is to the school library that Hermione always turns to.[46] She is often bossy yet unfailingly dutiful and loyal to her friends—a person who can always be counted on. J.K.
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Rowling stated that Hermione is a person that, "never strays off the path; she always keeps her attention focused on the job that must be done."[47]
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Despite Hermione's intelligence and bossy attitude, Rowling says that Hermione has "quite a lot of vulnerability in her personality,"[48] as well as a "sense of insecurity underneath," feels, "utterly inadequate... and to compensate, she tries and strives to be the best at everything at school, projecting a confidence that irritates people."[49] During her Defence Against the Dark Arts exam at the end of Harry Potter and the Prisoner of Azkaban, Hermione reveals that her biggest fear is failure after a Boggart takes the form of Professor McGonagall and tells her that she has failed all her exams.
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Hermione is extremely compassionate and is very quick to help others, especially those who are defenceless, such as Neville Longbottom, first-years, House-Elves, fellow Muggle-borns, half-giants like Hagrid, and werewolves like Lupin. It was revealed by J.K. Rowling after the publication of the final book that Hermione's career in the Ministry was to fight for the rights of the oppressed and disenfranchised (such as House-elves or Muggle-borns). Hermione is also very protective of her friends and values them so much that Rowling has suggested that, if Hermione had looked in the Mirror of Erised, she would have seen Harry, Ron, and herself "alive and unscathed, and Voldemort finished."[50] Hermione has also learned to ignore what bullies such as Draco Malfoy say to her, often preventing Harry and Ron from retaliating and thinking of some way to outsmart him. She accepts her status as a Muggle-born witch, and states in Deathly Hallows that she is "a Mudblood and proud of it".[51]
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Hermione is portrayed during the whole series as an exceptionally talented young witch. J.K. Rowling has stated that Hermione is a "borderline genius."[52] She received ten O.W.L.s, which were nine Outstandings and one Exceeds Expectations. She is the best student in Harry's year and is repeatedly the first student to master any spell or charm introduced in her classes and even from more advanced years, as evidenced when she can conjure a Protean Charm on the D.A.'s fake Galleon coins, which is a N.E.W.T. level charm.[53] She is also the first one of her age to be able to cast non-verbal spells.[54] Hermione is a competent duellist – Rowling has stated that while during the first three books Hermione could have beaten Harry in any magical duel, but by the fourth book Harry had become so good at Defence Against the Dark Arts that he would have defeated Hermione.[55] Hermione did not tend to do as well in subjects that were not learned through books or formal training, as broom flying did not come as naturally to her in her first year as it did to Harry,[56] and she showed no affinity for Divination, which she dropped from her third-year studies.[57][58] She was also not good at Wizard's Chess, as it was the only thing at which she ever lost to Ron.[59]
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Hermione's Patronus is an otter, Rowling's favourite animal. In the Deathly Hallows book, while they enter the Ministry Of Magic under disguise, Hermione impersonates Mafalda Hopkirk. It is also stated that conjuring a Patronus is the only thing she ever has trouble with.[60] Her wand is made of vine wood and dragon heartstring core; vine is the wood ascribed to Hermione's fictional birth month (September) on the Celtic calendar.[61]
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Hermione is viewed by many as a feminist icon.[62] In The Ivory Tower and Harry Potter, the first book-length analysis of the Harry Potter series (edited and compiled by Lana A. Whited), a chapter titled "Hermione Granger and the Heritage of Gender," by Eliza T. Dresang, discusses Hermione's role in the series and its relation to feminist debates.[63] The chapter begins with an analysis of Hermione's name and the role of previous characters with the same name in mythology and fiction, and the heritage Hermione has inherited from these characters due to her name. Dresang also emphasises Hermione's parallelism with Rowling herself and how, as Hermione has some attributes from Rowling herself, she must be a strong character.
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The chapter also points out the fact that, despite being born to Muggle parents, Hermione's magical abilities are innate. Her "compulsion for study" helps both the character's development, which makes Hermione "a prime example that information brings power", and the plot of the series, as her knowledge of the wizarding world is often used to "save the day". Dresang states that "Harry and Ron are more dependent on Hermione than she is on them." However, she also remarks that Hermione's "hysteria and crying happen far too often to be considered a believable part of the development of Hermione's character and are quite out of line with her core role in the book."[63]
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UGO Networks listed Hermione as one of their best heroes of all time, saying, "Most of us can probably recall having a classmate like Hermione when we were in grammar school"—one who "can at first be a little off-putting, but once you get to know her, she's not a bad chick to have on your side".[64] IGN also listed Hermione as their second top Harry Potter character, praising her character development.[65] In 2016 The Hollywood Reporter conducted a poll of Hollywood professionals, including actors, writers and directors, into their favourite female characters of all time, with Hermione topping the poll.[3]
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Philip Nel of Kansas State University notes that "Rowling, who worked for Amnesty International, evokes her social activism through Hermione's passion for oppressed elves and the formation of her 'Society for the Promotion of Elfish Welfare'".[66]
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However, in an analysis for Harry Potter and the Deathly Hallows, Rowland Manthrope states that "seven books on, we still only know her as swottish, sensible Hermione—a caricature, not a character."[67]
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Emma Watson portrayed Hermione in all eight Harry Potter films. Watson's Oxford theatre teacher passed her name on to the casting agents of Philosopher's Stone, impressed with her school play performances.[68] Though Watson took her audition seriously, she "never really thought she had any chance" of getting the part.[69] The producers were impressed by Watson's self-confidence and she outperformed the thousands of other girls who had applied.[70]
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Rowling herself was supportive of Watson after her first screen test.[68] When asked if she thought actors suited the characters, Rowling said, "Yes, I did. Emma Watson in particular was very, very like Hermione when I first spoke to her, I knew she was perfect from that first phone call."[7]
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Watson was well-received for the first film; IGN even commented that "from Hermione Granger's perfect introduction to her final scene, Watson is better than I could have possibly imagined. She steals the show."[71] IGN also wrote that her "astute portrayal of Hermione has already become a favourite among fans."[72]
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Before the production of Half-Blood Prince, Watson considered not returning,[73] but eventually decided that "the pluses outweighed the minuses" and that she could not bear to see anyone else play Hermione.[74]
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Watson has said that Hermione is a character who makes "brain not beauty cool," and that though Hermione is "slightly socially inept," she is "not ashamed of herself."[75] When filming Chamber of Secrets, Watson was "adamant" that she wasn't like Hermione, but she reflects that "as I got older, I realised she was the greatest role model a girl could have."[76] In 2007, before the release of Order of the Phoenix, Watson said, "There are too many stupid girls in the media. Hermione's not scared to be clever. I think sometimes really smart girls dumb themselves down a bit, and that's bad. When I was nine or ten, I would get really upset when they tried to make me look geeky, but now I absolutely love it. I find it's so much pressure to be beautiful. Hermione doesn't care what she looks like. She's a complete tomboy."[74]
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Screenwriter Steve Kloves revealed in a 2003 interview that Hermione was his favourite character. "There's something about her fierce intellect coupled with a complete lack of understanding of how she affects people sometimes that I just find charming and irresistible to write."[11]
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In Harry Potter and the Cursed Child, Hermione is played by the Swaziland-born actress Noma Dumezweni, also known for her work in Linda, A Raisin in the Sun and A Human Being Died That Night.[77] Dumezweni described the role as a "privilege and a responsibility" and said that "we all aspire to be Hermione."[78] The choice of a black actress to play the part led to criticism on social media, which J.K. Rowling described as being by "a bunch of racists", adding that the books never explicitly mentioned her race or skin colour (although she did write in Harry Potter and the Prisoner of Azkaban "Hermione's white face was sticking out from behind a tree."[44]) and that she has been portrayed as black in fan art.[43] Dumezweni herself called the backlash "so unimaginative",[79] stating that "So many young actors and actresses have told me that they’re so pleased I’m playing Hermione because they can see a version of themselves on the stage."[80]
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Dumezweni received praise for her performance; The Independent commented that she "did a tremendous job as the stern witch."[81] At the 2017 Laurence Olivier Awards, Dumezweni received the Award for Best Actress in a Supporting Role for her portrayal of Hermione.[80]
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Hermione has been parodied in numerous sketches and animated series. On Saturday Night Live, Hermione was played by Lindsay Lohan.[82] On his show Big Impression, Alistair McGowan did a sketch called "Louis Potter and the Philosopher's Scone". It featured impressions of Nigella Lawson as Hermione.[83] In 2003, Comic Relief performed a spoof story called Harry Potter and the Secret Chamberpot of Azerbaijan, in which Miranda Richardson, who plays Rita Skeeter in the Harry Potter films, featured as Hermione.[84][85] Hermione also features in the Harry Bladder sketches in All That, in which she appears as Herheiny and is portrayed by Lisa Foiles. The Wedge, an Australian sketch comedy, parodies Hermione and Harry in love on a "Cooking With..." show before being caught by Snape.[86] Hermione also appears as Hermione Ranger in Harry Podder: Dude Where's My Wand?, a play by Desert Star Theater in Utah, written by sisters Laura J., Amy K. and Anna M. Lewis.[87][88] In the 2008 American comedy film Yes Man, Allison (played by Zooey Deschanel) accompanies Carl (Jim Carrey) to a Harry Potter-themed party dressed as Hermione.
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In Harry Cover, a French comic book parody of the Harry Potter series by Pierre Veys (subsequently translated into Spanish and English), Hermione appears as Harry Cover's friend Hormone.[89] Hermione also appears in The Potter Puppet Pals sketches by Neil Cicierega and in the A Very Potter Musical, A Very Potter Sequel, and A Very Potter Senior Year musicals by StarKid Productions played by Bonnie Gruesen in the first two and Meredith Stepien in the third.
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Hermione is the focus of the fan-created web-series, Hermione Granger and the Quarter Life Crisis.
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Hermione Jean Granger (/hɜːrˈmaɪ.əni/ /ˈɡreɪndʒər/) is a fictional character in J. K. Rowling's Harry Potter series. She first appears in Harry Potter and the Philosopher's Stone, as a new student on her way to Hogwarts. After Harry and Ron save her from a mountain troll in the girls' restroom, she becomes best friends with them and often uses her quick wit, deft recall, and encyclopaedic knowledge to lend aid in dire situations. Rowling has stated that Hermione resembles herself as a young girl, with her insecurity and fear of failure.[2]
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The character has had immense popularity. The version of Hermione portrayed by Emma Watson in all eight Harry Potter films from Philosopher's Stone in 2001 to Deathly Hallows – Part 2 in 2011 was voted the best female character of all time in a poll conducted amongst Hollywood professionals by The Hollywood Reporter in 2016.[3]
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Hermione Jean Granger is a Muggle-born Gryffindor,[4] who becomes best friends with Harry Potter and Ron Weasley. J.K. Rowling states that she was born on 19 September 1979[2] and she was nearly twelve when she first attended Hogwarts.[5] She is an overachiever who excels academically and is described by J.K Rowling as a "very logical, upright and good" character.[6] J.K. Rowling adds that Hermione's parents, two Muggle dentists, are a bit bemused by their odd daughter but "very proud of her all the same."[7] They are well aware of the wizarding world and have visited Diagon Alley with her. Hermione was originally intended to have a sister, but the planned sibling did not make an appearance in the first Harry Potter novel and, as Rowling noted, it "seemed too late" to introduce the character after all of that.[7] Rowling confirmed in a 2004 interview that Hermione is an only child.[8]
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Rowling has described the character of Luna Lovegood as the "anti-Hermione" as they are so very different.[9] Hermione's nemesis at Hogwarts is Pansy Parkinson, a bully based on real-life girls who teased the author during her school days.[10]
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Rowling stated that the character of Hermione carries several autobiographical influences: "I did not set out to make Hermione like me but she is...she is an exaggeration of how I was when I was younger."[6] She recalled being called a "little know-it-all" in her youth.[2] Moreover, she states that not unlike herself, "there is a lot of insecurity and a great fear of failure" beneath Hermione's swottiness. Finally, according to Rowling, next to Albus Dumbledore, Hermione is the perfect expository character; because of her encyclopaedic knowledge, she can always be used as a plot dump to explain the Harry Potter universe.[11] Rowling also states that her feminist conscience is rescued by Hermione, "who's the brightest witch of her age" and a "very strong female character."[12]
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Hermione's first name is taken from a character in William Shakespeare's The Winter's Tale, though Rowling has said that the two characters have little to nothing in common otherwise.[13] Rowling said that she wanted her name to be unusual since if fewer girls shared her name, fewer girls would get teased for it[13] and it seemed that "a pair of professional dentists, who liked to prove how clever they are...gave [her] an unusual name that no-one could pronounce."[14] Her original last name was "Puckle", but Rowling felt the name "did not suit her at all", and so the less frivolous Granger made it into the books and movies.[2]
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Hermione first appears in Harry Potter and the Philosopher's Stone when she meets Harry and Ron on the Hogwarts Express, where she mocks Ron for his inability to perform a spell to turn his rat yellow. She proves just how much she knows by declaring that she memorized all the textbooks by heart and by performing the "oculus" spell on Harry to fix his broken glasses. She constantly annoys her peers with her knowledge, so Harry and Ron initially consider her arrogant, especially after she criticises Ron's incantation of the Levitation Charm.[15] They heartily dislike her until they rescue her from a troll, for which she is so thankful that she lies to protect them from punishment, thus winning their friendship.[16] Hermione's knack for logic later enables the trio to solve a puzzle that is essential to retrieving the Philosopher's Stone, and she defeats the constrictive Devil's Snare plant by summoning a jet of "bluebell flame".[17][a]
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Hermione is the brains behind the plan to enter the place where the Stone is hidden. She responds to Harry's wariness of Professor Severus Snape and is also suspicious of him. She reveals to Harry and Ron that she does a lot of research in the library, which helped her defeat the Devil's Snare and work out the logic of the potions.
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Rowling said on her website that she resisted her editor's requests to remove the troll scene, stating "Hermione is so very arrogant and annoying in the early part of Philosopher's Stone that I really felt it needed something (literally) huge to bring her together with Harry and Ron."[2]
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Hermione (along with Ron's mother Molly Weasley and a few female students of Hogwarts) develops a liking for Defence Against the Dark Arts teacher Gilderoy Lockhart as he had written all the books required for the subject of Defence Against The Dark Arts in Harry Potter and the Chamber of Secrets.[18] During a morning confrontation between the Gryffindor and Slytherin Quidditch teams, a brawl nearly ensues after Draco Malfoy calls her a "Mudblood", an insulting epithet for Muggle-born wizards when she defends the Gryffindor Quidditch team. She concocts the Polyjuice Potion needed for the trio to disguise themselves as Draco's housemates to collect information about the Heir of Slytherin who has reopened the Chamber of Secrets. However, she is unable to join Harry and Ron in the investigation after the hair plucked from the robes of Slytherin student Millicent Bulstrode (with whom Hermione was previously matched up during Lockhart's ill-fated Duelling Club) was that of her cat, whose appearance she takes on in her human form; it takes several weeks for the effects to completely wear off. Hermione is Petrified by the basilisk after successfully identifying the creature through library research. Though she lies incapacitated in the hospital wing, the information she has found and left behind is crucial to Harry and Ron in their successful mission to solve the mystery of the Chamber of Secrets. Hermione is revived after Harry kills the basilisk, but she is distraught to learn that all end-of-year exams have been cancelled as a school treat.[19]
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Hermione buys a cat named Crookshanks, who takes to chasing Ron's pet rat, Scabbers.[20] Before the start of term, Professor McGonagall secretly gives Hermione a Time-Turner, a device which enables her to go back in time and handle her heavy class schedule, though this is not revealed until the penultimate chapter. Much tension comes into play between Hermione and her two best friends; Harry is furious with her because she told McGonagall that he had received a Firebolt, which was confiscated to be inspected for traces of dark magic. Ron is angry because he feels Crookshanks is responsible for Scabbers' disappearance, while Hermione fiercely maintains that Crookshanks is innocent.
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While filling in for Remus Lupin in one Defence Against the Dark Arts class, Snape labels Hermione "an insufferable know-it-all" and penalises Gryffindor after she speaks out of turn in her attempt to describe a werewolf when no one else does. She correctly deduces Lupin's secret after completing Snape's homework assignment from the class. Crookshanks proves vital in exposing Scabbers as Peter Pettigrew, an erstwhile friend of James and Lily Potter, who revealed their whereabouts to Lord Voldemort the night of their murders, and was able to wrongly implicate Sirius Black (revealed to be Harry's godfather) in the Potters' deaths.[21][22] The Time-Turner enables Hermione and Harry to rescue Sirius and the hippogriff Buckbeak.[21][22]
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Hermione is horrified by the cruelty that house-elves suffer, and establishes S.P.E.W., the Society for the Promotion of Elfish Welfare, as an effort to gain basic rights for them. She is Bulgarian Quidditch prodigy Viktor Krum's date at the Yule Ball of the Triwizard Tournament.[23] The proper pronunciation of her name (Her-my-oh-nee) is interjected into the plot when she teaches it to Krum; the best he can do is "Herm-own-ninny," but she has no problem with it.[2] She later gets into a heated argument with Ron after he accuses her of "fraternising with the enemy" about her friendship with Krum. In the book, Hermione's feelings toward Ron are hinted at when she says that Ron can't see her "like a girl," but Krum could. She supports Harry through the Triwizard Tournament, helping him prepare for each task. At the end of the second task, Krum asks her to come to see him over the summer in Bulgaria, but she politely declines. Near the end of the term, she stops fraudulent tabloid reporter and unregistered Animagus, Rita Skeeter, who had published defamatory material about Hermione, Harry, and Hagrid during the Triwizard Tournament, by holding her Animagus form (a beetle) captive in a jar.[24]
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Hermione becomes a Gryffindor prefect along with Ron and befriends Luna Lovegood, but their friendship gets off to a rocky start after Hermione chastises the publication of Luna's father: "The Quibbler's rubbish, everyone knows that." She also lambasts housemate Lavender Brown for believing the Daily Prophet's allegations of Harry fabricating stories of Voldemort's return. Ron and Hermione spend much of their time bickering, likely due to their growing romantic feelings toward one another, but they show continued loyalty to Harry. Later, new headmistress Professor Umbridge attempts to ban The Quibbler from Hogwarts. This effort becomes moot as Harry's interview about Voldemort's return spreads quickly through the school. One turning point in the series is when Hermione conceives the idea of Harry secretly teaching defensive magic to a small band of students in defiance of the Ministry of Magic's dictum to teach only the subject's basic principles from a textbook, with no hands-on practice. Hermione gets an unexpectedly huge response, and the group becomes the nascent Dumbledore's Army. She is involved in the battle in the Department of Mysteries and seriously injured by a spell from Death Eater Antonin Dolohov, but makes a full recovery.[25][26]
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New Potions professor Horace Slughorn invites Hermione to join his "Slug Club",[27] and she helps Ron retain his spot on the Gryffindor Quidditch team when she casts a confund spell on Cormac McLaggen, causing him to miss his last save attempt during Keeper tryouts. Hermione's feelings for Ron continue to grow and she decides to make a move by inviting him to Slughorn's Christmas Party, but he romances Lavender instead in retaliation for his belief that Hermione had kissed Krum years earlier. She attempts to get even by dating McLaggen at the Christmas party, but her plan goes awry and she abandons him midway through the party.[28][29] Ron and Hermione continually feud with each other (Ron is upset with her because she set birds to attack him after seeing him and Lavender kissing; Hermione is mostly mad because of her growing jealousy) until he suffers a near-fatal poisoning from tainted mead, which frightens her enough to reconcile with him. Following Dumbledore's death, Ron and Hermione both vow to stay by Harry's side regardless of what happens.[30] A minor subplot in the book is that Hermione and Harry form a rivalry in Potions, as Hermione is used to coming first in her subjects and is angered that Harry outperforms her undeservedly by following tips and different instructions written in the margins of Harry's potions book by the previous owner. Hermione is also the only one of the trio to successfully pass her Apparition test (Ron failed, albeit barely, and Harry was too young).
|
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In the seventh and final book, Hermione accompanies Harry on his quest to destroy Voldemort's remaining Horcruxes. Before leaving on the quest, she helps ensure the safety of her parents by placing a false memory charm on them, making them think they are Wendell and Monica Wilkins, whose lifetime ambition is to move to Australia. She inherits Dumbledore's copy of The Tales of Beedle the Bard, which allows her to decipher some of the secrets of the Deathly Hallows. She prepared for their departure and journey by placing an Undetectable Extension Charm on a small beaded purse so she can fill the infinite depths of the bag with materials they will need. Hermione's spell saves her and Harry from Lord Voldemort and his snake Nagini in Godric's Hollow, although the ricochet snaps Harry's wand. When she, Ron, and Harry are captured by Snatchers, who are on the hunt for Muggle-borns under the Ministry's orders, Hermione disguises Harry by temporarily disfiguring his face with a Stinging Jinx. She also attempts to pass herself off as former Hogwarts student Penelope Clearwater and a half-blood to avoid persecution, but they are recognised and taken to Malfoy Manor. Bellatrix Lestrange tortures her with the Cruciatus Curse in an attempt to extract information on how Hermione, Harry, and Ron came to possess Godric Gryffindor's sword (which was supposed to be safe in the Lestrange vault at Gringotts). Bellatrix orders for Griphook the goblin to inspect the sword and tell whether it is fake or real. To save Hermione, Harry convinces him to lie to Bellatrix that the sword is a fake. When the others escape their cell, Bellatrix threatens to slit Hermione's throat. Hermione, Harry, Ron and the other prisoners being held in Malfoy Manor are eventually rescued by Dobby.
|
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Hermione later uses Polyjuice Potion to impersonate Bellatrix when the trio attempt to steal Hufflepuff's cup from Gringotts. She, Harry, and Ron join Dumbledore's Army in the Battle of Hogwarts, during which Hermione destroys Hufflepuff's cup in the Chamber of Secrets with a basilisk fang, eliminating another Horcrux. Hermione and Ron also share their first kiss during the battle.[31] In the final battle in the Great Hall, Hermione fights Bellatrix with the help of Ginny Weasley and Luna. However, the three of them are unable to defeat Bellatrix and stop fighting her once Molly Weasley orders them to disengage.[32]
|
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Nineteen years after Voldemort's death, Hermione and Ron have two children, Rose and Hugo.[33] Though the epilogue does not explicitly say Hermione and Ron are married,[33] news articles and other sources treat it as a fact. The two children are named Rose Granger-Weasley and Hugo Granger-Weasley.[34][35][36]
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In the books, Hermione is described as having "bushy brown hair"[37][38][39] and brown eyes.[40] Her front buck teeth, already very large,[37][39] grow uncontrollably in Goblet of Fire after she is affected by a spell cast by Draco Malfoy.[41] Madam Pomfrey attends to her in the hospital wing and, at her request, shrinks the teeth down to a normal size that matches her mouth.[42] In the films, her hair is less bushy and she always has regular teeth.
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There is controversy[43] over whether Hermione's skin color was ever categorically established in the books. Some take as proof a line from Prisoner of Azkaban: "Hermione's white face was sticking out from behind a tree."[44] They interpret this to be a direct description of her skin color. Others interpret it as a description relative to her usual complexion, arising due to fright and anxiety as she watches Harry Potter's attempt to save the hippogriff Buckbeak from execution. J.K. Rowling herself states that Hermione "turned white" in that she "lost colour from her face after a shock."[43]
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Conversely, another description from early in Prisoner of Azkaban can also be cited: "They were there, both of them, sitting outside Florean Fortescue's Ice-Cream Parlour, Ron looking incredibly freckly, Hermione very brown, both waving frantically at him."[45] Some claim that this is a direct description of her skin color, while others claim that it's a relative description of the results of a tan acquired over the summer break.
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Hermione's most prominent features include her prodigious intellect and cleverness. She is levelheaded, book-smart, and always very logical. Throughout the series, Hermione uses the skills of a librarian and teacher to gather the information necessary to defeat Voldemort, the "Dark Lord". When in doubt, it is to the school library that Hermione always turns to.[46] She is often bossy yet unfailingly dutiful and loyal to her friends—a person who can always be counted on. J.K.
|
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Rowling stated that Hermione is a person that, "never strays off the path; she always keeps her attention focused on the job that must be done."[47]
|
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Despite Hermione's intelligence and bossy attitude, Rowling says that Hermione has "quite a lot of vulnerability in her personality,"[48] as well as a "sense of insecurity underneath," feels, "utterly inadequate... and to compensate, she tries and strives to be the best at everything at school, projecting a confidence that irritates people."[49] During her Defence Against the Dark Arts exam at the end of Harry Potter and the Prisoner of Azkaban, Hermione reveals that her biggest fear is failure after a Boggart takes the form of Professor McGonagall and tells her that she has failed all her exams.
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Hermione is extremely compassionate and is very quick to help others, especially those who are defenceless, such as Neville Longbottom, first-years, House-Elves, fellow Muggle-borns, half-giants like Hagrid, and werewolves like Lupin. It was revealed by J.K. Rowling after the publication of the final book that Hermione's career in the Ministry was to fight for the rights of the oppressed and disenfranchised (such as House-elves or Muggle-borns). Hermione is also very protective of her friends and values them so much that Rowling has suggested that, if Hermione had looked in the Mirror of Erised, she would have seen Harry, Ron, and herself "alive and unscathed, and Voldemort finished."[50] Hermione has also learned to ignore what bullies such as Draco Malfoy say to her, often preventing Harry and Ron from retaliating and thinking of some way to outsmart him. She accepts her status as a Muggle-born witch, and states in Deathly Hallows that she is "a Mudblood and proud of it".[51]
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Hermione is portrayed during the whole series as an exceptionally talented young witch. J.K. Rowling has stated that Hermione is a "borderline genius."[52] She received ten O.W.L.s, which were nine Outstandings and one Exceeds Expectations. She is the best student in Harry's year and is repeatedly the first student to master any spell or charm introduced in her classes and even from more advanced years, as evidenced when she can conjure a Protean Charm on the D.A.'s fake Galleon coins, which is a N.E.W.T. level charm.[53] She is also the first one of her age to be able to cast non-verbal spells.[54] Hermione is a competent duellist – Rowling has stated that while during the first three books Hermione could have beaten Harry in any magical duel, but by the fourth book Harry had become so good at Defence Against the Dark Arts that he would have defeated Hermione.[55] Hermione did not tend to do as well in subjects that were not learned through books or formal training, as broom flying did not come as naturally to her in her first year as it did to Harry,[56] and she showed no affinity for Divination, which she dropped from her third-year studies.[57][58] She was also not good at Wizard's Chess, as it was the only thing at which she ever lost to Ron.[59]
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Hermione's Patronus is an otter, Rowling's favourite animal. In the Deathly Hallows book, while they enter the Ministry Of Magic under disguise, Hermione impersonates Mafalda Hopkirk. It is also stated that conjuring a Patronus is the only thing she ever has trouble with.[60] Her wand is made of vine wood and dragon heartstring core; vine is the wood ascribed to Hermione's fictional birth month (September) on the Celtic calendar.[61]
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Hermione is viewed by many as a feminist icon.[62] In The Ivory Tower and Harry Potter, the first book-length analysis of the Harry Potter series (edited and compiled by Lana A. Whited), a chapter titled "Hermione Granger and the Heritage of Gender," by Eliza T. Dresang, discusses Hermione's role in the series and its relation to feminist debates.[63] The chapter begins with an analysis of Hermione's name and the role of previous characters with the same name in mythology and fiction, and the heritage Hermione has inherited from these characters due to her name. Dresang also emphasises Hermione's parallelism with Rowling herself and how, as Hermione has some attributes from Rowling herself, she must be a strong character.
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The chapter also points out the fact that, despite being born to Muggle parents, Hermione's magical abilities are innate. Her "compulsion for study" helps both the character's development, which makes Hermione "a prime example that information brings power", and the plot of the series, as her knowledge of the wizarding world is often used to "save the day". Dresang states that "Harry and Ron are more dependent on Hermione than she is on them." However, she also remarks that Hermione's "hysteria and crying happen far too often to be considered a believable part of the development of Hermione's character and are quite out of line with her core role in the book."[63]
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UGO Networks listed Hermione as one of their best heroes of all time, saying, "Most of us can probably recall having a classmate like Hermione when we were in grammar school"—one who "can at first be a little off-putting, but once you get to know her, she's not a bad chick to have on your side".[64] IGN also listed Hermione as their second top Harry Potter character, praising her character development.[65] In 2016 The Hollywood Reporter conducted a poll of Hollywood professionals, including actors, writers and directors, into their favourite female characters of all time, with Hermione topping the poll.[3]
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Philip Nel of Kansas State University notes that "Rowling, who worked for Amnesty International, evokes her social activism through Hermione's passion for oppressed elves and the formation of her 'Society for the Promotion of Elfish Welfare'".[66]
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However, in an analysis for Harry Potter and the Deathly Hallows, Rowland Manthrope states that "seven books on, we still only know her as swottish, sensible Hermione—a caricature, not a character."[67]
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Emma Watson portrayed Hermione in all eight Harry Potter films. Watson's Oxford theatre teacher passed her name on to the casting agents of Philosopher's Stone, impressed with her school play performances.[68] Though Watson took her audition seriously, she "never really thought she had any chance" of getting the part.[69] The producers were impressed by Watson's self-confidence and she outperformed the thousands of other girls who had applied.[70]
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Rowling herself was supportive of Watson after her first screen test.[68] When asked if she thought actors suited the characters, Rowling said, "Yes, I did. Emma Watson in particular was very, very like Hermione when I first spoke to her, I knew she was perfect from that first phone call."[7]
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Watson was well-received for the first film; IGN even commented that "from Hermione Granger's perfect introduction to her final scene, Watson is better than I could have possibly imagined. She steals the show."[71] IGN also wrote that her "astute portrayal of Hermione has already become a favourite among fans."[72]
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Before the production of Half-Blood Prince, Watson considered not returning,[73] but eventually decided that "the pluses outweighed the minuses" and that she could not bear to see anyone else play Hermione.[74]
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Watson has said that Hermione is a character who makes "brain not beauty cool," and that though Hermione is "slightly socially inept," she is "not ashamed of herself."[75] When filming Chamber of Secrets, Watson was "adamant" that she wasn't like Hermione, but she reflects that "as I got older, I realised she was the greatest role model a girl could have."[76] In 2007, before the release of Order of the Phoenix, Watson said, "There are too many stupid girls in the media. Hermione's not scared to be clever. I think sometimes really smart girls dumb themselves down a bit, and that's bad. When I was nine or ten, I would get really upset when they tried to make me look geeky, but now I absolutely love it. I find it's so much pressure to be beautiful. Hermione doesn't care what she looks like. She's a complete tomboy."[74]
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Screenwriter Steve Kloves revealed in a 2003 interview that Hermione was his favourite character. "There's something about her fierce intellect coupled with a complete lack of understanding of how she affects people sometimes that I just find charming and irresistible to write."[11]
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In Harry Potter and the Cursed Child, Hermione is played by the Swaziland-born actress Noma Dumezweni, also known for her work in Linda, A Raisin in the Sun and A Human Being Died That Night.[77] Dumezweni described the role as a "privilege and a responsibility" and said that "we all aspire to be Hermione."[78] The choice of a black actress to play the part led to criticism on social media, which J.K. Rowling described as being by "a bunch of racists", adding that the books never explicitly mentioned her race or skin colour (although she did write in Harry Potter and the Prisoner of Azkaban "Hermione's white face was sticking out from behind a tree."[44]) and that she has been portrayed as black in fan art.[43] Dumezweni herself called the backlash "so unimaginative",[79] stating that "So many young actors and actresses have told me that they’re so pleased I’m playing Hermione because they can see a version of themselves on the stage."[80]
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Dumezweni received praise for her performance; The Independent commented that she "did a tremendous job as the stern witch."[81] At the 2017 Laurence Olivier Awards, Dumezweni received the Award for Best Actress in a Supporting Role for her portrayal of Hermione.[80]
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Hermione has been parodied in numerous sketches and animated series. On Saturday Night Live, Hermione was played by Lindsay Lohan.[82] On his show Big Impression, Alistair McGowan did a sketch called "Louis Potter and the Philosopher's Scone". It featured impressions of Nigella Lawson as Hermione.[83] In 2003, Comic Relief performed a spoof story called Harry Potter and the Secret Chamberpot of Azerbaijan, in which Miranda Richardson, who plays Rita Skeeter in the Harry Potter films, featured as Hermione.[84][85] Hermione also features in the Harry Bladder sketches in All That, in which she appears as Herheiny and is portrayed by Lisa Foiles. The Wedge, an Australian sketch comedy, parodies Hermione and Harry in love on a "Cooking With..." show before being caught by Snape.[86] Hermione also appears as Hermione Ranger in Harry Podder: Dude Where's My Wand?, a play by Desert Star Theater in Utah, written by sisters Laura J., Amy K. and Anna M. Lewis.[87][88] In the 2008 American comedy film Yes Man, Allison (played by Zooey Deschanel) accompanies Carl (Jim Carrey) to a Harry Potter-themed party dressed as Hermione.
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In Harry Cover, a French comic book parody of the Harry Potter series by Pierre Veys (subsequently translated into Spanish and English), Hermione appears as Harry Cover's friend Hormone.[89] Hermione also appears in The Potter Puppet Pals sketches by Neil Cicierega and in the A Very Potter Musical, A Very Potter Sequel, and A Very Potter Senior Year musicals by StarKid Productions played by Bonnie Gruesen in the first two and Meredith Stepien in the third.
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Hermione is the focus of the fan-created web-series, Hermione Granger and the Quarter Life Crisis.
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Hernán Cortés de Monroy y Pizarro Altamirano, 1st Marquess of the Valley of Oaxaca[a] (/kɔːrˈtɛs/; Spanish: [eɾˈnaŋ koɾˈtes ðe monˈroj i piˈθaro]; 1485 – December 2, 1547) was a Spanish Conquistador who led an expedition that caused the fall of the Aztec Empire and brought large portions of what is now mainland Mexico under the rule of the King of Castile in the early 16th century. Cortés was part of the generation of Spanish explorers and conquistadors who began the first phase of the Spanish colonization of the Americas.
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Born in Medellín, Spain, to a family of lesser nobility, Cortés chose to pursue adventure and riches in the New World. He went to Hispaniola and later to Cuba, where he received an encomienda (the right to the labor of certain subjects). For a short time, he served as alcalde (magistrate) of the second Spanish town founded on the island. In 1519, he was elected captain of the third expedition to the mainland, which he partly funded. His enmity with the Governor of Cuba, Diego Velázquez de Cuéllar, resulted in the recall of the expedition at the last moment, an order which Cortés ignored.
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Arriving on the continent, Cortés executed a successful strategy of allying with some indigenous people against others. He also used a native woman, Doña Marina, as an interpreter. She later bore his first son. When the Governor of Cuba sent emissaries to arrest Cortés, he fought them and won, using the extra troops as reinforcements. Cortés wrote letters directly to the king asking to be acknowledged for his successes instead of being punished for mutiny. After he overthrew the Aztec Empire, Cortés was awarded the title of Marqués del Valle de Oaxaca, while the more prestigious title of Viceroy was given to a high-ranking nobleman, Antonio de Mendoza. In 1541 Cortés returned to Spain, where he died six years later of natural causes but embittered.
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Because of the controversial undertakings of Cortés and the scarcity of reliable sources of information about him, it is difficult to describe his personality or motivations. Early lionizing of the conquistadores did not encourage deep examination of Cortés. Modern reconsideration has done little to enlarge understanding regarding him. As a result of these historical trends, descriptions of Cortés tend to be simplistic, and either damning or idealizing.[citation needed]
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Cortés himself used the form "Hernando" or "Fernando" for his first name, as seen in his signature and the title of an early portrait.[1] William Hickling Prescott's Conquest of Mexico (1843) also refers to him as Hernando Cortés. At some point writers began using the shortened form of "Hernán" more generally.
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Cortés was born in 1485 in the town of Medellín, then a village in the Kingdom of Castile, now a municipality of the modern-day province of Badajoz in Extremadura, Spain. His father, Martín Cortés de Monroy, born in 1449 to Rodrigo or Ruy Fernández de Monroy and his wife María Cortés, was an infantry captain of distinguished ancestry but slender means. Hernán's mother was Catalína Pizarro Altamirano.[2]
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Through his mother, Hernán was second cousin once removed of Francisco Pizarro, who later conquered the Inca Empire of modern-day Peru, and not to be confused with another Francisco Pizarro, who joined Cortés to conquer the Aztecs. (His maternal grandmother, Leonor Sánchez Pizarro Altamirano, was first cousin of Pizarro's father Gonzalo Pizarro y Rodriguez.)[2] Through his father, Hernán was related to Nicolás de Ovando, the third Governor of Hispaniola. His paternal great-grandfather was Rodrigo de Monroy y Almaraz, 5th Lord of Monroy.
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According to his biographer, chaplain, and friend Francisco López de Gómara, Cortés was pale and sickly as a child. At the age of 14, he was sent to study Latin under an uncle in Salamanca. Modern historians have misconstrued this personal tutoring as time enrolled at the University of Salamanca.[3]
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After two years, Cortés returned home to Medellín, much to the irritation of his parents, who had hoped to see him equipped for a profitable legal career. However, those two years in Salamanca, plus his long period of training and experience as a notary, first in Valladolid and later in Hispaniola, gave him knowledge of the legal codes of Castile that he applied to help justify his unauthorized conquest of Mexico.[4]
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At this point in his life, Cortés was described by Gómara as ruthless, haughty, and mischievous.[5] The 16-year-old youth had returned home to feel constrained life in his small provincial town. By this time, news of the exciting discoveries of Christopher Columbus in the New World was streaming back to Spain.
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Plans were made for Cortés to sail to the Americas with a family acquaintance and distant relative, Nicolás de Ovando, the newly appointed Governor of Hispaniola. (This island is now divided between Haiti and the Dominican Republic). Cortés suffered an injury and was prevented from traveling. He spent the next year wandering the country, probably spending most of his time in Spain's southern ports of Cadiz, Palos, Sanlucar, and Seville. He finally left for Hispaniola in 1504 and became a colonist.[6]
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Cortés reached Hispaniola in a ship commanded by Alonso Quintero, who tried to deceive his superiors and reach the New World before them in order to secure personal advantages. Quintero's mutinous conduct may have served as a model for Cortés in his subsequent career. The history of the conquistadores is rife with accounts of rivalry, jockeying for positions, mutiny, and betrayal.[7]
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Upon his arrival in 1504 in Santo Domingo, the capital of Hispaniola, the 18-year-old Cortés registered as a citizen; this entitled him to a building plot and land to farm. Soon afterward, Governor Nicolás de Ovando granted him an encomienda and appointed him as a notary of the town of Azua de Compostela. His next five years seemed to help establish him in the colony; in 1506, Cortés took part in the conquest of Hispaniola and Cuba. The expedition leader awarded him a large estate of land and Indian slaves for his efforts.
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In 1511, Cortés accompanied Diego Velázquez de Cuéllar, an aide of the Governor of Hispaniola, in his expedition to conquer Cuba. Velázquez was appointed Governor of New Spain. At the age of 26, Cortés was made clerk to the treasurer with the responsibility of ensuring that the Crown received the quinto, or customary one fifth of the profits from the expedition.
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Velázquez was so impressed with Cortés that he secured a high political position for him in the colony. He became secretary for Governor Velázquez. Cortés was twice appointed municipal magistrate (alcalde) of Santiago. In Cuba, Cortés became a man of substance with an encomienda to provide Indian labor for his mines and cattle. This new position of power also made him the new source of leadership, which opposing forces in the colony could then turn to. In 1514, Cortés led a group which demanded that more Indians be assigned to the settlers.
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As time went on, relations between Cortés and Governor Velázquez became strained.[8] This began once news reached Velázquez that Juan de Grijalva had established a colony on the mainland where there was a bonanza of silver and gold, and Velázquez decided to send him help. Cortés was appointed Captain-General of this new expedition in October 1518, but was advised to move fast before Velázquez changed his mind.[8]
|
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With Cortés' experience as an administrator, knowledge gained from many failed expeditions, and his impeccable rhetoric he was able to gather six ships and 300 men, within a month. Velázquez's jealousy exploded and he decided to put the expedition in other hands. However, Cortés quickly gathered more men and ships in other Cuban ports.
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Cortés also found time to become romantically involved with Catalina Xuárez (or Juárez), the sister-in-law of Governor Velázquez. Part of Velázquez's displeasure seems to have been based on a belief that Cortés was trifling with Catalina's affections. Cortés was temporarily distracted by one of Catalina's sisters but finally married Catalina, reluctantly, under pressure from Governor Velázquez. However, by doing so, he hoped to secure the good will of both her family and that of Velázquez.[9]
|
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It was not until he had been almost 15 years in the Indies that Cortés began to look beyond his substantial status as mayor of the capital of Cuba and as a man of affairs in the thriving colony. He missed the first two expeditions, under the orders of Francisco Hernández de Córdoba and then Juan de Grijalva, sent by Diego Velázquez to Mexico in 1518.
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There are differing perceptions about what happened to Hernán Cortés's ships. Some think that he burned the vessels, and others believe he beached them.[10] The notion that he burned his ships did not become accepted until 250 years later.[10] Bernal Díaz del Castillo, while attending an expedition with Cortés, gives reason to believe that Cortés ran them ashore.[10] In a letter to King Charles, Cortés states that his ships were incapable of sailing, telling his men the reason was shipworm.[10] After establishing the town of Vera Cruz, five Aztec emissaries arrived which made Cortés anxious to visit Tenochtitlán.[11] Therefore, he destroyed all of his ships but one, which he sent back to Spain for King Charles.[10] The fear of his men returning to Cuba, rather than embarking on the journey to the Aztec Empire, made him decide to demolish his ships.[12] They no longer had an option but to accompany him on this journey. This decision brought about severe consequences because Cortés had trapped himself in Mexico.
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Cortés created strife between his men and the Aztecs by taking over the city. Worried his men would revolt, Montezuma decided to convince them to delay the attack.[13] Cortés now had time to build more ships, but he had to stay on guard against the Aztecs because he was unable to leave Mexico. Furthermore, Velázquez was sending forces to arrest Cortés, which meant the lives of him and his men were at jeopardy.[14] Still without ships, Cortés could not escape. This resulted in him fighting the battle at Cempoala. In addition to restraining himself in Mexico, Cortés also suffered financially. He had to repay Velázquez for the ships he destroyed.[15]
|
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Throughout his journey, Cortés had written five letters to King Charles. He wanted to relieve himself from Velázquez's authority; therefore, Cortés bribed the King through sending him treasures.[16] Velázquez and his men convinced King Charles to revoke Cortés's position as governor.[16] While King Charles forgave Cortés, he did receive punishment. Cortés was promoted to captain-general and given the title of Marquess, but he was not allowed to reclaim his governorship or return to New Spain.[17]
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In 1518, Velázquez put Cortés in command of an expedition to explore and secure the interior of Mexico for colonization. At the last minute, due to the old argument between the two, Velázquez changed his mind and revoked Cortés's charter. He ignored the orders and, in an act of open mutiny, went anyway in February 1519. He stopped in Trinidad, Cuba, to hire more soldiers and obtain more horses. Accompanied by about 11 ships, 500 men (including seasoned slaves[18]), 13 horses, and a small number of cannons, Cortés landed on the Yucatán Peninsula in Mayan territory.[19] There he encountered Geronimo de Aguilar, a Spanish Franciscan priest who had survived a shipwreck followed by a period in captivity with the Maya, before escaping.[19] Aguilar had learned the Chontal Maya language and was able to translate for Cortés.[20]
|
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In March 1519, Cortés formally claimed the land for the Spanish crown. Then he proceeded to Tabasco, where he met with resistance and won a battle against the natives. He received twenty young indigenous women from the vanquished natives, and he converted them all to Christianity.[20]
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Among these women was La Malinche, his future mistress and mother of his son Martín. Malinche knew both the Nahuatl language and Chontal Maya, thus enabling Cortés to communicate with the Aztecs through Aguilar.[21]:82, 86–87 At San Juan de Ulúa on Easter Sunday 1519, Cortés met with Moctezuma II's Aztec Empire governors Tendile and Pitalpitoque.[21]:89
|
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In July 1519, his men took over Veracruz. By this act, Cortés dismissed the authority of the Governor of Cuba to place himself directly under the orders of King Charles.[19] In order to eliminate any ideas of retreat, Cortés scuttled his ships.[22]
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In Veracruz, he met some of the tributaries of the Aztecs and asked them to arrange a meeting with Moctezuma II, the tlatoani (ruler) of the Aztec Empire.[22] Moctezuma repeatedly turned down the meeting, but Cortés was determined. Leaving a hundred men in Veracruz, Cortés marched on Tenochtitlán in mid-August 1519, along with 600 soldiers, 15 horsemen, 15 cannons, and hundreds of indigenous carriers and warriors.[19]
|
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On the way to Tenochtitlán, Cortés made alliances with indigenous peoples such as the Totonacs of Cempoala and the Nahuas of Tlaxcala. The Otomis initially, and then the Tlaxcalans fought with the Spanish in a series of three battles from 2 to 5 September 1519, and at one point, Diaz remarked, "they surrounded us on every side". After Cortés continued to release prisoners with messages of peace, and realizing the Spanish were enemies of Moctezuma, Xicotencatl the Elder and Maxixcatzin persuaded the Tlaxcalan warleader, Xicotencatl the Younger, that it would be better to ally with the newcomers than to kill them.[21]:143–55, 171
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In October 1519, Cortés and his men, accompanied by about 1,000 Tlaxcalteca,[21]:188 marched to Cholula, the second largest city in central Mexico. Cortés, either in a pre-meditated effort to instill fear upon the Aztecs waiting for him at Tenochtitlan or (as he later claimed, when he was being investigated) wishing to make an example when he feared native treachery, massacred thousands of unarmed members of the nobility gathered at the central plaza, then partially burned the city.[21]:199–200
|
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By the time he arrived in Tenochtitlán the Spaniards had a large army. On November 8, 1519, they were peacefully received by Moctezuma II.[23] Moctezuma deliberately let Cortés enter the Aztec capital, the island city of Tenochtitlán, hoping to get to know their weaknesses better and to crush them later.[19]
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Moctezuma gave lavish gifts of gold to the Spaniards which, rather than placating them, excited their ambitions for plunder. In his letters to King Charles, Cortés claimed to have learned at this point that he was considered by the Aztecs to be either an emissary of the feathered serpent god Quetzalcoatl or Quetzalcoatl himself – a belief which has been contested by a few modern historians.[24] But quickly Cortés learned that several Spaniards on the coast had been killed by Aztecs while supporting the Totonacs, and decided to take Moctezuma as a hostage in his own palace, indirectly ruling Tenochtitlán through him.[25]
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Meanwhile, Velázquez sent another expedition, led by Pánfilo de Narváez, to oppose Cortés, arriving in Mexico in April 1520 with 1,100 men.[19] Cortés left 200 men in Tenochtitlán and took the rest to confront Narváez. He overcame Narváez, despite his numerical inferiority, and convinced the rest of Narváez's men to join him.[19] In Mexico, one of Cortés's lieutenants Pedro de Alvarado, committed the massacre in the Great Temple, triggering a local rebellion.[26]
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Cortés speedily returned to Tenochtitlán. On July 1, 1520 Moctezuma was killed (the Spaniards claimed he was stoned to death by his own people; others claim he was murdered by the Spanish once they realized his inability to placate the locals). Faced with a hostile population, Cortés decided to flee for Tlaxcala. During the Noche Triste (June 30 – July 1, 1520), the Spaniards managed a narrow escape from Tenochtitlán across the Tlacopan causeway, while their rearguard was being massacred. Much of the treasure looted by Cortés was lost (as well as his artillery) during this panicked escape from Tenochtitlán.[19]
|
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After a battle in Otumba, they managed to reach Tlaxcala, having lost 870 men.[19] With the assistance of their allies, Cortés's men finally prevailed with reinforcements arriving from Cuba. Cortés began a policy of attrition towards Tenochtitlán, cutting off supplies and subduing the Aztecs' allied cities. The siege of Tenochtitlán ended with Spanish victory and the destruction of the city.[27]
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In January 1521, Cortés countered a conspiracy against him, headed by Antonio de Villafana, who was hanged for the offense.[19] Finally, with the capture of Cuauhtémoc, the tlatoani (ruler) of Tenochtitlán, on August 13, 1521, the Aztec Empire was captured, and Cortés was able to claim it for Spain, thus renaming the city Mexico City. From 1521 to 1524, Cortés personally governed Mexico.[19]
|
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Many historical sources have conveyed an impression that Cortés was unjustly treated by the Spanish Crown, and that he received nothing but ingratitude for his role in establishing New Spain. This picture is the one Cortés presents in his letters and in the later biography written by Francisco López de Gómara. However, there may be more to the picture than this. Cortés's own sense of accomplishment, entitlement, and vanity may have played a part in his deteriorating position with the king:
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Cortés personally was not ungenerously rewarded, but he speedily complained of insufficient compensation to himself and his comrades. Thinking himself beyond reach of restraint, he disobeyed many of the orders of the Crown, and, what was more imprudent, said so in a letter to the emperor, dated October 15, 1524 (Ycazbalceta, "Documentos para la Historia de México", Mexico, 1858, I). In this letter Cortés, besides recalling in a rather abrupt manner that the conquest of Mexico was due to him alone, deliberately acknowledges his disobedience in terms which could not fail to create a most unfavourable impression.[28]
|
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King Charles appointed Cortés as governor, captain general and chief justice of the newly conquered territory, dubbed "New Spain of the Ocean Sea". But also, much to the dismay of Cortés, four royal officials were appointed at the same time to assist him in his governing – in effect, submitting him to close observation and administration. Cortés initiated the construction of Mexico City, destroying Aztec temples and buildings and then rebuilding on the Aztec ruins what soon became the most important European city in the Americas.[19]
|
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Cortés managed the founding of new cities and appointed men to extend Spanish rule to all of New Spain, imposing the encomienda system in 1524.[19] He reserved many encomiendas for himself and for his retinue, which they considered just rewards for their accomplishment in conquering central Mexico. However, later arrivals and members of factions antipathetic to Cortés complained of the favoritism that excluded them.[29]
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In 1523, the Crown (possibly influenced by Cortés's enemy, Bishop Fonseca),[30] sent a military force under the command of Francisco de Garay to conquer and settle the northern part of Mexico, the region of Pánuco. This was another setback for Cortés who mentioned this in his fourth letter to the King in which he describes himself as the victim of a conspiracy by his archenemies Diego Velázquez de Cuéllar, Diego Columbus and Bishop Fonseca as well as Francisco Garay. The influence of Garay was effectively stopped by this appeal to the King who sent out a decree forbidding Garay to interfere in the politics of New Spain, causing him to give up without a fight.
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Although Cortés had flouted the authority of Diego Velázquez in sailing to the mainland and then leading an expedition of conquest, Cortés's spectacular success was rewarded by the crown with a coat of arms, a mark of high honor, following the conqueror's request. The document granting the coat of arms summarizes Cortés's accomplishments in the conquest of Mexico. The proclamation of the king says in part:
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We, respecting the many labors, dangers, and adventures which you underwent as stated above, and so that there might remain a perpetual memorial of you and your services and that you and your descendants might be more fully honored ... it is our will that besides your coat of arms of your lineage, which you have, you may have and bear as your coat of arms, known and recognized, a shield ...[31]:43
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The grant specifies the iconography of the coat of arms, the central portion divided into quadrants. In the upper portion, there is a "black eagle with two heads on a white field, which are the arms of the empire".[31]:43 Below that is a "golden lion on a red field, in memory of the fact that you, the said Hernando Cortés, by your industry and effort brought matters to the state described above" (i.e., the conquest).[31]:43 The specificity of the other two quadrants is linked directly to Mexico, with one quadrant showing three crowns representing the three Aztec emperors of the conquest era, Moctezuma, Cuitlahuac, and Cuauhtemoc[31]:43 and the other showing the Aztec capital of Tenochtitlan.[31]:43 Encircling the central shield are symbols of the seven city-states around the lake and their lords that Cortés defeated, with the lords "to be shown as prisoners bound with a chain which shall be closed with a lock beneath the shield".[31]:44–45
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Cortés's wife Catalina Súarez arrived in New Spain around summer 1522, along with her sister and brother.[32] His marriage to Catalina was at this point extremely awkward, since she was a kinswoman of the governor of Cuba, Diego Velázquez, whose authority Cortés had thrown off and who was therefore now his enemy. Catalina lacked the noble title of doña, so at this point his marriage with her no longer raised his status. Their marriage had been childless. Since Cortés had sired children with a variety of indigenous women, including a son around 1522 by his cultural translator, Doña Marina, Cortés knew he was capable of fathering children. Cortés's only male heir at this point was illegitimate, but nonetheless named after Cortés's father, Martín Cortés. This son Martín Cortés was sometimes called "El Mestizo".[citation needed]
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Catalina Suárez died under mysterious circumstances the night of November 1–2, 1522. There were accusations at the time that Cortés had murdered his wife. There was an investigation into her death, interviewing a variety of household residents and others.[33] The documentation of the investigation was published in the nineteenth century in Mexico and these archival documents were uncovered in the twentieth century.[34][35] The death of Catalina Suárez produced a scandal and investigation, but Cortés was now free to marry someone of high status more appropriate to his wealth and power. In 1526, he built an imposing residence for himself, the Palace of Cortés in Cuernavaca, in a region close to the capital where he had extensive encomienda holdings. In 1529 he had been accorded the noble designation of don, but more importantly was given the noble title of Marquess of the Valley of Oaxaca and married the Spanish noblewoman Doña Juana de Zúñiga. The marriage produced three children, including another son, who was also named Martín. As the first-born legitimate son, Don Martín Cortés y Zúñiga was now Cortés's heir and succeeded him as holder of the title and estate of the Marquessate of the Valley of Oaxaca.[36] Cortés's legitimate daughters were Doña Maria, Doña Catalina, and Doña Juana.[37]
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Since the conversion to Christianity of indigenous peoples was an essential and integral part of the extension of Spanish power, making formal provisions for that conversion once the military conquest was completed was an important task for Cortés. During the Age of Discovery, the Catholic Church had seen early attempts at conversion in the Caribbean islands by Spanish friars, particularly the mendicant orders. Cortés made a request to the Spanish monarch to send Franciscan and Dominican friars to Mexico to convert the vast indigenous populations to Christianity. In his fourth letter to the king, Cortés pleaded for friars rather than diocesan or secular priests because those clerics were in his view a serious danger to the Indians' conversion.
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If these people [Indians] were now to see the affairs of the Church and the service of God in the hands of canons or other dignitaries, and saw them indulge in the vices and profanities now common in Spain, knowing that such men were the ministers of God, it would bring our Faith into much harm that I believe any further preaching would be of no avail.[38]
|
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He wished the mendicants to be the main evangelists. Mendicant friars did not usually have full priestly powers to perform all the sacraments needed for conversion of the Indians and growth of the neophytes in the Christian faith, so Cortés laid out a solution to this to the king.
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Your Majesty should likewise beseech His Holiness [the pope] to grant these powers to the two principal persons in the religious orders that are to come here, and that they should be his delegates, one from the Order of St. Francis and the other from the Order of St. Dominic. They should bring the most extensive powers Your Majesty is able to obtain, for, because these lands are so far from the Church of Rome, and we, the Christians who now reside here and shall do so in the future, are so far from the proper remedies of our consciences and, as we are human, so subject to sin, it is essential that His Holiness should be generous with us and grant to these persons most extensive powers, to be handed down to persons actually in residence here whether it be given to the general of each order or to his provincials.[39]
|
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The Franciscans arrived in May 1524, a symbolically powerful group of twelve known as the Twelve Apostles of Mexico, led by Fray Martín de Valencia. Franciscan Geronimo de Mendieta claimed that Cortés's most important deed was the way he met this first group of Franciscans. The conqueror himself was said to have met the friars as they approached the capital, kneeling at the feet of the friars who had walked from the coast. This story was told by Franciscans to demonstrate Cortés piety and humility and was a powerful message to all, including the Indians, that Cortés's earthly power was subordinate to the spiritual power of the friars. However, one of the first twelve Franciscans, Fray Toribio de Benavente Motolinia does not mention it in his history.[40] Cortés and the Franciscans had a particularly strong alliance in Mexico, with Franciscans seeing him as "the new Moses" for conquering Mexico and opening it to Christian evangelization. In Motolinia's 1555 response to Dominican Bartolomé de Las Casas, he praises Cortés.
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+
And as to those who murmur against the Marqués del Valle [Cortés], God rest him, and who try to blacken and obscure his deeds, I believe that before God their deeds are not as acceptable as those of the Marqués. Although as a human he was a sinner, he had faith and works of a good Christian, and a great desire to employ his life and property in widening and augmenting the fair of Jesus Christ, and dying for the conversion of these gentiles ... Who has loved and defended the Indians of this new world like Cortés? ... Through this captain, God opened the door for us to preach his holy gospel and it was he who caused the Indians to revere the holy sacraments and respect the ministers of the church.[41]
|
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+
|
105 |
+
In Fray Bernardino de Sahagún's 1585 revision of the conquest narrative first codified as Book XII of the Florentine Codex, there are laudatory references to Cortés that do not appear in the earlier text from the indigenous perspective. Whereas Book XII of the Florentine Codex concludes with an account of Spaniards' search for gold, in Sahagún's 1585 revised account, he ends with praise of Cortés for requesting the Franciscans be sent to Mexico to convert the Indians.[42]
|
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|
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+
From 1524 to 1526, Cortés headed an expedition to Honduras where he defeated Cristóbal de Olid, who had claimed Honduras as his own under the influence of the Governor of Cuba Diego Velázquez. Fearing that Cuauhtémoc might head an insurrection in Mexico, he brought him with him to Honduras. In a controversial move, Cuauhtémoc was executed during the journey. Raging over Olid's treason, Cortés issued a decree to arrest Velázquez, whom he was sure was behind Olid's treason. This, however, only served to further estrange the Crown of Castile and the Council of Indies, both of which were already beginning to feel anxious about Cortés's rising power.[43]
|
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|
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+
Cortés's fifth letter to King Charles attempts to justify his conduct, concludes with a bitter attack on "various and powerful rivals and enemies" who have "obscured the eyes of your Majesty".[44] Charles, who was also Holy Roman Emperor, had little time for distant colonies (much of Charles's reign was taken up with wars with France, the German Protestants and the expanding Ottoman Empire),[45] except insofar as they contributed to finance his wars. In 1521, year of the Conquest, Charles was attending to matters in his German domains and Bishop Adrian of Utrecht functioned as regent in Spain.
|
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+
|
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+
Velázquez and Fonseca persuaded the regent to appoint a commissioner (a Juez de residencia, Luis Ponce de León) with powers to investigate Cortés's conduct and even arrest him. Cortés was once quoted as saying that it was "more difficult to contend against [his] own countrymen than against the Aztecs."[46] Governor Diego Velázquez continued to be a thorn in his side, teaming up with Bishop Juan Rodríguez de Fonseca, chief of the Spanish colonial department, to undermine him in the Council of the Indies.
|
112 |
+
|
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+
A few days after Cortés's return from his expedition, Ponce de León suspended Cortés from his office of governor of New Spain. The Licentiate then fell ill and died shortly after his arrival, appointing Marcos de Aguilar as alcalde mayor. The aged Aguilar also became sick and appointed Alonso de Estrada governor, who was confirmed in his functions by a royal decree in August 1527. Cortés, suspected of poisoning them, refrained from taking over the government.
|
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Estrada sent Diego de Figueroa to the south. De Figueroa raided graveyards and extorted contributions, meeting his end when the ship carrying these treasures sank. Albornoz persuaded Alonso de Estrada to release Gonzalo de Salazar and Chirinos. When Cortés complained angrily after one of his adherents' hands was cut off, Estrada ordered him exiled. Cortés sailed for Spain in 1528 to appeal to King Charles.
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In 1528, Cortés returned to Spain to appeal to the justice of his master, Charles V. Juan Altamirano and Alonso Valiente stayed in Mexico and acted as Cortés' representatives during his absence. Cortés presented himself with great splendor before Charles V's court. By this time Charles had returned and Cortés forthrightly responded to his enemy's charges. Denying he had held back on gold due the crown, he showed that he had contributed more than the quinto (one-fifth) required. Indeed, he had spent lavishly to build the new capital of Mexico City on the ruins of the Aztec capital of Tenochtitlán, leveled during the siege that brought down the Aztec empire.
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He was received by Charles with every distinction, and decorated with the order of Santiago. In return for his efforts in expanding the still young Spanish Empire, Cortés was rewarded in 1529 by being accorded the noble title of don but more importantly named the "Marqués del Valle de Oaxaca" (Marquess of the Valley of Oaxaca and married the Spanish noblewoman Doña Juana Zúñiga, after the 1522 death of his much less distinguished first wife, Catalina Suárez. The noble title and senorial estate of the Marquesado was passed down to his descendants until 1811. The Oaxaca Valley was one of the wealthiest regions of New Spain, and Cortés had 23,000 vassals in 23 named encomiendas in perpetuity.[19][47]
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Although confirmed in his land holdings and vassals, he was not reinstated as governor and was never again given any important office in the administration of New Spain. During his travel to Spain, his property was mismanaged by abusive colonial administrators. He sided with local natives in a lawsuit. The natives documented the abuses in the Huexotzinco Codex.
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The entailed estate and title passed to his legitimate son Don Martín Cortés upon Cortés's death in 1547, who became the Second Marquess. Don Martín's association with the so-called Encomenderos' Conspiracy endangered the entailed holdings, but they were restored and remained the continuing reward for Hernán Cortés's family through the generations.
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Cortés returned to Mexico in 1530 with new titles and honors, but with diminished power. Although Cortés still retained military authority and permission to continue his conquests, viceroy Don Antonio de Mendoza was appointed in 1535 to administer New Spain's civil affairs. This division of power led to continual dissension, and caused the failure of several enterprises in which Cortés was engaged. On returning to Mexico, Cortés found the country in a state of anarchy. There was a strong suspicion in court circles of an intended rebellion by Cortés.
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After reasserting his position and reestablishing some sort of order, Cortés retired to his estates at Cuernavaca, about 30 miles (48 km) south of Mexico City. There he concentrated on the building of his palace and on Pacific exploration. Remaining in Mexico between 1530 and 1541, Cortés quarreled with Nuño Beltrán de Guzmán and disputed the right to explore the territory that is today California with Antonio de Mendoza, the first viceroy.
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Cortés acquired several silver mines in Zumpango del Rio in 1534. By the early 1540s, he owned 20 silver mines in Sultepec, 12 in Taxco, and 3 in Zacualpan. Earlier, Cortés had claimed the silver in the Tamazula area.[48]
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In 1536, Cortés explored the northwestern part of Mexico and discovered the Baja California Peninsula. Cortés also spent time exploring the Pacific coast of Mexico. The Gulf of California was originally named the Sea of Cortés by its discoverer Francisco de Ulloa in 1539. This was the last major expedition by Cortés.
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After his exploration of Baja California, Cortés returned to Spain in 1541, hoping to confound his angry civilians, who had brought many lawsuits against him (for debts, abuse of power, etc.).[19]
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On his return he went through a crowd to speak to the emperor, who demanded of him who he was. "I am a man," replied Cortés, "who has given you more provinces than your ancestors left you cities."[49][50]
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The emperor finally permitted Cortés to join him and his fleet commanded by Andrea Doria at the great expedition against Algiers in the Barbary Coast in 1541, which was then part of the Ottoman Empire and was used as a base by Hayreddin Barbarossa, a famous Turkish corsair and Admiral-in-Chief of the Ottoman Fleet. During this campaign, Cortés was almost drowned in a storm that hit his fleet while he was pursuing Barbarossa.[51]
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Having spent a great deal of his own money to finance expeditions, he was now heavily in debt. In February 1544 he made a claim on the royal treasury, but was ignored for the next three years. Disgusted, he decided to return to Mexico in 1547. When he reached Seville, he was stricken with dysentery. He died in Castilleja de la Cuesta, Seville province, on December 2, 1547, from a case of pleurisy at the age of 62.
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He left his many mestizo and white children well cared for in his will, along with every one of their mothers. He requested in his will that his remains eventually be buried in Mexico. Before he died he had the Pope remove the "natural" status of four of his children (legitimizing them in the eyes of the church), including Martin, the son he had with Doña Marina (also known as La Malinche), said to be his favourite.[citation needed] His daughter, Doña Catalina, however, died shortly after her father's death.
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After his death, his body was moved more than eight times for several reasons. On December 4, 1547 he was buried in the mausoleum of the Duke of Medina in the church of San Isidoro del Campo, Sevilla. Three years later (1550) due to the space being required by the duke, his body was moved to the altar of Santa Catarina in the same church. In his testament, Cortés asked for his body to be buried in the monastery he had ordered to be built in Coyoacan in México, ten years after his death, but the monastery was never built. So in 1566, his body was sent to New Spain and buried in the church of San Francisco de Texcoco, where his mother and one of his sisters were buried.
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In 1629, Don Pedro Cortés fourth "Marquez del Valle, his last male descendant, died, so the viceroy decided to move the bones of Cortés along with those of his descendant to the Franciscan church in México. This was delayed for nine years, while his body stayed in the main room of the palace of the viceroy. Eventually it was moved to the Sagrario of Franciscan church, where it stayed for 87 years. In 1716, it was moved to another place in the same church. In 1794, his bones were moved to the "Hospital de Jesus" (founded by Cortés), where a statue by Tolsá and a mausoleum were made. There was a public ceremony and all the churches in the city rang their bells.[citation needed]
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In 1823, after the independence of México, it seemed imminent that his body would be desecrated, so the mausoleum was removed, the statue and the coat of arms were sent to Palermo, Sicily, to be protected by the Duke of Terranova. The bones were hidden, and everyone thought that they had been sent out of México. In 1836, his bones were moved to another place in the same building.[clarification needed]
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It was not until November 24, 1946 that they were rediscovered,[52]:467 thanks to the discovery of a secret document by Lucas Alamán. His bones were put in the charge of the Instituto Nacional de Antropología e Historia (INAH). The remains were authenticated by INAH.[52]:468 They were then restored to the same place, this time with a bronze inscription and his coat of arms.[53] When the bones were first rediscovered, the supporters of the Hispanic tradition in Mexico were excited, but one supporter of an indigenist vision of Mexico "proposed that the remains be publicly burned in front of the statue of Cuauhtemoc, and the ashes flung into the air".[52]:468 Following the discovery and authentication of Cortés's remains, there was a discovery of what were described as the bones of Cuauhtémoc, resulting in a "battle of the bones".[52]:468
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Cortés is commemorated in the scientific name of a subspecies of Mexican lizard, Phrynosoma orbiculare cortezii.[54]
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There are relatively few sources to the early life of Cortés; his fame arose from his participation in the conquest of Mexico and it was only after this that people became interested in reading and writing about him.
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Probably the best source is his letters to the king which he wrote during the campaign in Mexico, but they are written with the specific purpose of putting his efforts in a favourable light and so must be read critically. Another main source is the biography written by Cortés's private chaplain Lopez de Gómara, which was written in Spain several years after the conquest. Gómara never set foot in the Americas and knew only what Cortés had told him, and he had an affinity for knightly romantic stories which he incorporated richly in the biography. The third major source is written as a reaction to what its author calls "the lies of Gomara", the eyewitness account written by the Conquistador Bernal Díaz del Castillo does not paint Cortés as a romantic hero but rather tries to emphasize that Cortés's men should also be remembered as important participants in the undertakings in Mexico.
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In the years following the conquest more critical accounts of the Spanish arrival in Mexico were written. The Dominican friar Bartolomé de Las Casas wrote his A Short Account of the Destruction of the Indies which raises strong accusations of brutality and heinous violence towards the Indians; accusations against both the conquistadors in general and Cortés in particular.[55] The accounts of the conquest given in the Florentine Codex by the Franciscan Bernardino de Sahagún and his native informants are also less than flattering towards Cortés. The scarcity of these sources has led to a sharp division in the description of Cortés's personality and a tendency to describe him as either a vicious and ruthless person or a noble and honorable cavalier.
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In México there are few representations of Cortés. However, many landmarks still bear his name, from the castle Palacio de Cortés in the city of Cuernavaca to some street names throughout the republic.
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The pass between the volcanoes Iztaccíhuatl and Popocatépetl where Cortés took his soldiers on their march to Mexico City. It is known as the Paso de Cortés.
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The muralist Diego Rivera painted several representation of him but the most famous, depicts him as a powerful and ominous figure along with Malinche in a mural in the National Palace in Mexico City.
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In 1981, President Lopez Portillo tried to bring Cortés to public recognition. First, he made public a copy of the bust of Cortés made by Manuel Tolsá in the Hospital de Jesús Nazareno with an official ceremony, but soon a nationalist group tried to destroy it, so it had to be taken out of the public.[56] Today the copy of the bust is in the "Hospital de Jesús Nazareno" [57] while the original is in Naples, Italy, in the Villa Pignatelli.
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Later, another monument, known as "Monumento al Mestizaje" by Julián Martínez y M. Maldonado (1982) was commissioned by Mexican president José López Portillo to be put in the "Zócalo" (Main square) of Coyoacan, near the place of his country house, but it had to be removed to a little known park, the Jardín Xicoténcatl, Barrio de San Diego Churubusco, to quell protests. The statue depicts Cortés, Malinche and their son Martín.[58]
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There is another statue by Sebastián Aparicio, in Cuernavaca, was in a hotel "El casino de la selva". Cortés is barely recognizable, so it sparked little interest. The hotel was closed to make a commercial center, and the statue was put out of public display by Costco the builder of the commercial center.[56]
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Hernán Cortés is a character in the opera La Conquista (2005) by Italian composer Lorenzo Ferrero, which depicts the major episodes of the Spanish conquest of the Aztec Empire in 1521.
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Cortés' personal account of the conquest of Mexico is narrated in his five letters addressed to Charles V. These five letters, the cartas de relación, are Cortés' only surviving writings. See "Letters and Dispatches of Cortés", translated by George Folsom (New York, 1843); Prescott's "Conquest of Mexico" (Boston, 1843); and Sir Arthur Helps's "Life of Hernando Cortes" (London, 1871).[49]
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His first letter was considered lost, and the one from the municipality of Veracruz has to take its place. It was published for the first time in volume IV of "Documentos para la Historia de España", and subsequently reprinted.
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The Segunda Carta de Relacion, bearing the date of October 30, 1520, appeared in print at Seville in 1522. The third letter, dated May 15, 1522, appeared at Seville in 1523. The fourth, October 20, 1524, was printed at Toledo in 1525. The fifth, on the Honduras expedition, is contained in volume IV of the Documentos para la Historia de España.[59][60]
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Natural children of Don Hernán Cortés
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He married twice: firstly in Cuba to Catalina Suárez Marcaida, who died at Coyoacán in 1522 without issue, and secondly in 1529 to doña Juana Ramírez de Arellano de Zúñiga, daughter of don Carlos Ramírez de Arellano, 2nd Count of Aguilar and wife the Countess doña Juana de Zúñiga, and had:
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Hernán Cortés de Monroy y Pizarro Altamirano, 1st Marquess of the Valley of Oaxaca[a] (/kɔːrˈtɛs/; Spanish: [eɾˈnaŋ koɾˈtes ðe monˈroj i piˈθaro]; 1485 – December 2, 1547) was a Spanish Conquistador who led an expedition that caused the fall of the Aztec Empire and brought large portions of what is now mainland Mexico under the rule of the King of Castile in the early 16th century. Cortés was part of the generation of Spanish explorers and conquistadors who began the first phase of the Spanish colonization of the Americas.
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Born in Medellín, Spain, to a family of lesser nobility, Cortés chose to pursue adventure and riches in the New World. He went to Hispaniola and later to Cuba, where he received an encomienda (the right to the labor of certain subjects). For a short time, he served as alcalde (magistrate) of the second Spanish town founded on the island. In 1519, he was elected captain of the third expedition to the mainland, which he partly funded. His enmity with the Governor of Cuba, Diego Velázquez de Cuéllar, resulted in the recall of the expedition at the last moment, an order which Cortés ignored.
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Arriving on the continent, Cortés executed a successful strategy of allying with some indigenous people against others. He also used a native woman, Doña Marina, as an interpreter. She later bore his first son. When the Governor of Cuba sent emissaries to arrest Cortés, he fought them and won, using the extra troops as reinforcements. Cortés wrote letters directly to the king asking to be acknowledged for his successes instead of being punished for mutiny. After he overthrew the Aztec Empire, Cortés was awarded the title of Marqués del Valle de Oaxaca, while the more prestigious title of Viceroy was given to a high-ranking nobleman, Antonio de Mendoza. In 1541 Cortés returned to Spain, where he died six years later of natural causes but embittered.
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Because of the controversial undertakings of Cortés and the scarcity of reliable sources of information about him, it is difficult to describe his personality or motivations. Early lionizing of the conquistadores did not encourage deep examination of Cortés. Modern reconsideration has done little to enlarge understanding regarding him. As a result of these historical trends, descriptions of Cortés tend to be simplistic, and either damning or idealizing.[citation needed]
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Cortés himself used the form "Hernando" or "Fernando" for his first name, as seen in his signature and the title of an early portrait.[1] William Hickling Prescott's Conquest of Mexico (1843) also refers to him as Hernando Cortés. At some point writers began using the shortened form of "Hernán" more generally.
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Cortés was born in 1485 in the town of Medellín, then a village in the Kingdom of Castile, now a municipality of the modern-day province of Badajoz in Extremadura, Spain. His father, Martín Cortés de Monroy, born in 1449 to Rodrigo or Ruy Fernández de Monroy and his wife María Cortés, was an infantry captain of distinguished ancestry but slender means. Hernán's mother was Catalína Pizarro Altamirano.[2]
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Through his mother, Hernán was second cousin once removed of Francisco Pizarro, who later conquered the Inca Empire of modern-day Peru, and not to be confused with another Francisco Pizarro, who joined Cortés to conquer the Aztecs. (His maternal grandmother, Leonor Sánchez Pizarro Altamirano, was first cousin of Pizarro's father Gonzalo Pizarro y Rodriguez.)[2] Through his father, Hernán was related to Nicolás de Ovando, the third Governor of Hispaniola. His paternal great-grandfather was Rodrigo de Monroy y Almaraz, 5th Lord of Monroy.
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According to his biographer, chaplain, and friend Francisco López de Gómara, Cortés was pale and sickly as a child. At the age of 14, he was sent to study Latin under an uncle in Salamanca. Modern historians have misconstrued this personal tutoring as time enrolled at the University of Salamanca.[3]
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After two years, Cortés returned home to Medellín, much to the irritation of his parents, who had hoped to see him equipped for a profitable legal career. However, those two years in Salamanca, plus his long period of training and experience as a notary, first in Valladolid and later in Hispaniola, gave him knowledge of the legal codes of Castile that he applied to help justify his unauthorized conquest of Mexico.[4]
|
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At this point in his life, Cortés was described by Gómara as ruthless, haughty, and mischievous.[5] The 16-year-old youth had returned home to feel constrained life in his small provincial town. By this time, news of the exciting discoveries of Christopher Columbus in the New World was streaming back to Spain.
|
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Plans were made for Cortés to sail to the Americas with a family acquaintance and distant relative, Nicolás de Ovando, the newly appointed Governor of Hispaniola. (This island is now divided between Haiti and the Dominican Republic). Cortés suffered an injury and was prevented from traveling. He spent the next year wandering the country, probably spending most of his time in Spain's southern ports of Cadiz, Palos, Sanlucar, and Seville. He finally left for Hispaniola in 1504 and became a colonist.[6]
|
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|
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Cortés reached Hispaniola in a ship commanded by Alonso Quintero, who tried to deceive his superiors and reach the New World before them in order to secure personal advantages. Quintero's mutinous conduct may have served as a model for Cortés in his subsequent career. The history of the conquistadores is rife with accounts of rivalry, jockeying for positions, mutiny, and betrayal.[7]
|
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|
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Upon his arrival in 1504 in Santo Domingo, the capital of Hispaniola, the 18-year-old Cortés registered as a citizen; this entitled him to a building plot and land to farm. Soon afterward, Governor Nicolás de Ovando granted him an encomienda and appointed him as a notary of the town of Azua de Compostela. His next five years seemed to help establish him in the colony; in 1506, Cortés took part in the conquest of Hispaniola and Cuba. The expedition leader awarded him a large estate of land and Indian slaves for his efforts.
|
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In 1511, Cortés accompanied Diego Velázquez de Cuéllar, an aide of the Governor of Hispaniola, in his expedition to conquer Cuba. Velázquez was appointed Governor of New Spain. At the age of 26, Cortés was made clerk to the treasurer with the responsibility of ensuring that the Crown received the quinto, or customary one fifth of the profits from the expedition.
|
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|
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Velázquez was so impressed with Cortés that he secured a high political position for him in the colony. He became secretary for Governor Velázquez. Cortés was twice appointed municipal magistrate (alcalde) of Santiago. In Cuba, Cortés became a man of substance with an encomienda to provide Indian labor for his mines and cattle. This new position of power also made him the new source of leadership, which opposing forces in the colony could then turn to. In 1514, Cortés led a group which demanded that more Indians be assigned to the settlers.
|
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|
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As time went on, relations between Cortés and Governor Velázquez became strained.[8] This began once news reached Velázquez that Juan de Grijalva had established a colony on the mainland where there was a bonanza of silver and gold, and Velázquez decided to send him help. Cortés was appointed Captain-General of this new expedition in October 1518, but was advised to move fast before Velázquez changed his mind.[8]
|
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|
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With Cortés' experience as an administrator, knowledge gained from many failed expeditions, and his impeccable rhetoric he was able to gather six ships and 300 men, within a month. Velázquez's jealousy exploded and he decided to put the expedition in other hands. However, Cortés quickly gathered more men and ships in other Cuban ports.
|
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Cortés also found time to become romantically involved with Catalina Xuárez (or Juárez), the sister-in-law of Governor Velázquez. Part of Velázquez's displeasure seems to have been based on a belief that Cortés was trifling with Catalina's affections. Cortés was temporarily distracted by one of Catalina's sisters but finally married Catalina, reluctantly, under pressure from Governor Velázquez. However, by doing so, he hoped to secure the good will of both her family and that of Velázquez.[9]
|
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It was not until he had been almost 15 years in the Indies that Cortés began to look beyond his substantial status as mayor of the capital of Cuba and as a man of affairs in the thriving colony. He missed the first two expeditions, under the orders of Francisco Hernández de Córdoba and then Juan de Grijalva, sent by Diego Velázquez to Mexico in 1518.
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There are differing perceptions about what happened to Hernán Cortés's ships. Some think that he burned the vessels, and others believe he beached them.[10] The notion that he burned his ships did not become accepted until 250 years later.[10] Bernal Díaz del Castillo, while attending an expedition with Cortés, gives reason to believe that Cortés ran them ashore.[10] In a letter to King Charles, Cortés states that his ships were incapable of sailing, telling his men the reason was shipworm.[10] After establishing the town of Vera Cruz, five Aztec emissaries arrived which made Cortés anxious to visit Tenochtitlán.[11] Therefore, he destroyed all of his ships but one, which he sent back to Spain for King Charles.[10] The fear of his men returning to Cuba, rather than embarking on the journey to the Aztec Empire, made him decide to demolish his ships.[12] They no longer had an option but to accompany him on this journey. This decision brought about severe consequences because Cortés had trapped himself in Mexico.
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Cortés created strife between his men and the Aztecs by taking over the city. Worried his men would revolt, Montezuma decided to convince them to delay the attack.[13] Cortés now had time to build more ships, but he had to stay on guard against the Aztecs because he was unable to leave Mexico. Furthermore, Velázquez was sending forces to arrest Cortés, which meant the lives of him and his men were at jeopardy.[14] Still without ships, Cortés could not escape. This resulted in him fighting the battle at Cempoala. In addition to restraining himself in Mexico, Cortés also suffered financially. He had to repay Velázquez for the ships he destroyed.[15]
|
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|
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Throughout his journey, Cortés had written five letters to King Charles. He wanted to relieve himself from Velázquez's authority; therefore, Cortés bribed the King through sending him treasures.[16] Velázquez and his men convinced King Charles to revoke Cortés's position as governor.[16] While King Charles forgave Cortés, he did receive punishment. Cortés was promoted to captain-general and given the title of Marquess, but he was not allowed to reclaim his governorship or return to New Spain.[17]
|
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47 |
+
In 1518, Velázquez put Cortés in command of an expedition to explore and secure the interior of Mexico for colonization. At the last minute, due to the old argument between the two, Velázquez changed his mind and revoked Cortés's charter. He ignored the orders and, in an act of open mutiny, went anyway in February 1519. He stopped in Trinidad, Cuba, to hire more soldiers and obtain more horses. Accompanied by about 11 ships, 500 men (including seasoned slaves[18]), 13 horses, and a small number of cannons, Cortés landed on the Yucatán Peninsula in Mayan territory.[19] There he encountered Geronimo de Aguilar, a Spanish Franciscan priest who had survived a shipwreck followed by a period in captivity with the Maya, before escaping.[19] Aguilar had learned the Chontal Maya language and was able to translate for Cortés.[20]
|
48 |
+
|
49 |
+
In March 1519, Cortés formally claimed the land for the Spanish crown. Then he proceeded to Tabasco, where he met with resistance and won a battle against the natives. He received twenty young indigenous women from the vanquished natives, and he converted them all to Christianity.[20]
|
50 |
+
|
51 |
+
Among these women was La Malinche, his future mistress and mother of his son Martín. Malinche knew both the Nahuatl language and Chontal Maya, thus enabling Cortés to communicate with the Aztecs through Aguilar.[21]:82, 86–87 At San Juan de Ulúa on Easter Sunday 1519, Cortés met with Moctezuma II's Aztec Empire governors Tendile and Pitalpitoque.[21]:89
|
52 |
+
|
53 |
+
In July 1519, his men took over Veracruz. By this act, Cortés dismissed the authority of the Governor of Cuba to place himself directly under the orders of King Charles.[19] In order to eliminate any ideas of retreat, Cortés scuttled his ships.[22]
|
54 |
+
|
55 |
+
In Veracruz, he met some of the tributaries of the Aztecs and asked them to arrange a meeting with Moctezuma II, the tlatoani (ruler) of the Aztec Empire.[22] Moctezuma repeatedly turned down the meeting, but Cortés was determined. Leaving a hundred men in Veracruz, Cortés marched on Tenochtitlán in mid-August 1519, along with 600 soldiers, 15 horsemen, 15 cannons, and hundreds of indigenous carriers and warriors.[19]
|
56 |
+
|
57 |
+
On the way to Tenochtitlán, Cortés made alliances with indigenous peoples such as the Totonacs of Cempoala and the Nahuas of Tlaxcala. The Otomis initially, and then the Tlaxcalans fought with the Spanish in a series of three battles from 2 to 5 September 1519, and at one point, Diaz remarked, "they surrounded us on every side". After Cortés continued to release prisoners with messages of peace, and realizing the Spanish were enemies of Moctezuma, Xicotencatl the Elder and Maxixcatzin persuaded the Tlaxcalan warleader, Xicotencatl the Younger, that it would be better to ally with the newcomers than to kill them.[21]:143–55, 171
|
58 |
+
|
59 |
+
In October 1519, Cortés and his men, accompanied by about 1,000 Tlaxcalteca,[21]:188 marched to Cholula, the second largest city in central Mexico. Cortés, either in a pre-meditated effort to instill fear upon the Aztecs waiting for him at Tenochtitlan or (as he later claimed, when he was being investigated) wishing to make an example when he feared native treachery, massacred thousands of unarmed members of the nobility gathered at the central plaza, then partially burned the city.[21]:199–200
|
60 |
+
|
61 |
+
By the time he arrived in Tenochtitlán the Spaniards had a large army. On November 8, 1519, they were peacefully received by Moctezuma II.[23] Moctezuma deliberately let Cortés enter the Aztec capital, the island city of Tenochtitlán, hoping to get to know their weaknesses better and to crush them later.[19]
|
62 |
+
|
63 |
+
Moctezuma gave lavish gifts of gold to the Spaniards which, rather than placating them, excited their ambitions for plunder. In his letters to King Charles, Cortés claimed to have learned at this point that he was considered by the Aztecs to be either an emissary of the feathered serpent god Quetzalcoatl or Quetzalcoatl himself – a belief which has been contested by a few modern historians.[24] But quickly Cortés learned that several Spaniards on the coast had been killed by Aztecs while supporting the Totonacs, and decided to take Moctezuma as a hostage in his own palace, indirectly ruling Tenochtitlán through him.[25]
|
64 |
+
|
65 |
+
Meanwhile, Velázquez sent another expedition, led by Pánfilo de Narváez, to oppose Cortés, arriving in Mexico in April 1520 with 1,100 men.[19] Cortés left 200 men in Tenochtitlán and took the rest to confront Narváez. He overcame Narváez, despite his numerical inferiority, and convinced the rest of Narváez's men to join him.[19] In Mexico, one of Cortés's lieutenants Pedro de Alvarado, committed the massacre in the Great Temple, triggering a local rebellion.[26]
|
66 |
+
|
67 |
+
Cortés speedily returned to Tenochtitlán. On July 1, 1520 Moctezuma was killed (the Spaniards claimed he was stoned to death by his own people; others claim he was murdered by the Spanish once they realized his inability to placate the locals). Faced with a hostile population, Cortés decided to flee for Tlaxcala. During the Noche Triste (June 30 – July 1, 1520), the Spaniards managed a narrow escape from Tenochtitlán across the Tlacopan causeway, while their rearguard was being massacred. Much of the treasure looted by Cortés was lost (as well as his artillery) during this panicked escape from Tenochtitlán.[19]
|
68 |
+
|
69 |
+
After a battle in Otumba, they managed to reach Tlaxcala, having lost 870 men.[19] With the assistance of their allies, Cortés's men finally prevailed with reinforcements arriving from Cuba. Cortés began a policy of attrition towards Tenochtitlán, cutting off supplies and subduing the Aztecs' allied cities. The siege of Tenochtitlán ended with Spanish victory and the destruction of the city.[27]
|
70 |
+
|
71 |
+
In January 1521, Cortés countered a conspiracy against him, headed by Antonio de Villafana, who was hanged for the offense.[19] Finally, with the capture of Cuauhtémoc, the tlatoani (ruler) of Tenochtitlán, on August 13, 1521, the Aztec Empire was captured, and Cortés was able to claim it for Spain, thus renaming the city Mexico City. From 1521 to 1524, Cortés personally governed Mexico.[19]
|
72 |
+
|
73 |
+
Many historical sources have conveyed an impression that Cortés was unjustly treated by the Spanish Crown, and that he received nothing but ingratitude for his role in establishing New Spain. This picture is the one Cortés presents in his letters and in the later biography written by Francisco López de Gómara. However, there may be more to the picture than this. Cortés's own sense of accomplishment, entitlement, and vanity may have played a part in his deteriorating position with the king:
|
74 |
+
|
75 |
+
Cortés personally was not ungenerously rewarded, but he speedily complained of insufficient compensation to himself and his comrades. Thinking himself beyond reach of restraint, he disobeyed many of the orders of the Crown, and, what was more imprudent, said so in a letter to the emperor, dated October 15, 1524 (Ycazbalceta, "Documentos para la Historia de México", Mexico, 1858, I). In this letter Cortés, besides recalling in a rather abrupt manner that the conquest of Mexico was due to him alone, deliberately acknowledges his disobedience in terms which could not fail to create a most unfavourable impression.[28]
|
76 |
+
|
77 |
+
King Charles appointed Cortés as governor, captain general and chief justice of the newly conquered territory, dubbed "New Spain of the Ocean Sea". But also, much to the dismay of Cortés, four royal officials were appointed at the same time to assist him in his governing – in effect, submitting him to close observation and administration. Cortés initiated the construction of Mexico City, destroying Aztec temples and buildings and then rebuilding on the Aztec ruins what soon became the most important European city in the Americas.[19]
|
78 |
+
|
79 |
+
Cortés managed the founding of new cities and appointed men to extend Spanish rule to all of New Spain, imposing the encomienda system in 1524.[19] He reserved many encomiendas for himself and for his retinue, which they considered just rewards for their accomplishment in conquering central Mexico. However, later arrivals and members of factions antipathetic to Cortés complained of the favoritism that excluded them.[29]
|
80 |
+
|
81 |
+
In 1523, the Crown (possibly influenced by Cortés's enemy, Bishop Fonseca),[30] sent a military force under the command of Francisco de Garay to conquer and settle the northern part of Mexico, the region of Pánuco. This was another setback for Cortés who mentioned this in his fourth letter to the King in which he describes himself as the victim of a conspiracy by his archenemies Diego Velázquez de Cuéllar, Diego Columbus and Bishop Fonseca as well as Francisco Garay. The influence of Garay was effectively stopped by this appeal to the King who sent out a decree forbidding Garay to interfere in the politics of New Spain, causing him to give up without a fight.
|
82 |
+
|
83 |
+
Although Cortés had flouted the authority of Diego Velázquez in sailing to the mainland and then leading an expedition of conquest, Cortés's spectacular success was rewarded by the crown with a coat of arms, a mark of high honor, following the conqueror's request. The document granting the coat of arms summarizes Cortés's accomplishments in the conquest of Mexico. The proclamation of the king says in part:
|
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+
|
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+
We, respecting the many labors, dangers, and adventures which you underwent as stated above, and so that there might remain a perpetual memorial of you and your services and that you and your descendants might be more fully honored ... it is our will that besides your coat of arms of your lineage, which you have, you may have and bear as your coat of arms, known and recognized, a shield ...[31]:43
|
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+
|
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+
The grant specifies the iconography of the coat of arms, the central portion divided into quadrants. In the upper portion, there is a "black eagle with two heads on a white field, which are the arms of the empire".[31]:43 Below that is a "golden lion on a red field, in memory of the fact that you, the said Hernando Cortés, by your industry and effort brought matters to the state described above" (i.e., the conquest).[31]:43 The specificity of the other two quadrants is linked directly to Mexico, with one quadrant showing three crowns representing the three Aztec emperors of the conquest era, Moctezuma, Cuitlahuac, and Cuauhtemoc[31]:43 and the other showing the Aztec capital of Tenochtitlan.[31]:43 Encircling the central shield are symbols of the seven city-states around the lake and their lords that Cortés defeated, with the lords "to be shown as prisoners bound with a chain which shall be closed with a lock beneath the shield".[31]:44–45
|
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+
|
89 |
+
Cortés's wife Catalina Súarez arrived in New Spain around summer 1522, along with her sister and brother.[32] His marriage to Catalina was at this point extremely awkward, since she was a kinswoman of the governor of Cuba, Diego Velázquez, whose authority Cortés had thrown off and who was therefore now his enemy. Catalina lacked the noble title of doña, so at this point his marriage with her no longer raised his status. Their marriage had been childless. Since Cortés had sired children with a variety of indigenous women, including a son around 1522 by his cultural translator, Doña Marina, Cortés knew he was capable of fathering children. Cortés's only male heir at this point was illegitimate, but nonetheless named after Cortés's father, Martín Cortés. This son Martín Cortés was sometimes called "El Mestizo".[citation needed]
|
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+
|
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+
Catalina Suárez died under mysterious circumstances the night of November 1–2, 1522. There were accusations at the time that Cortés had murdered his wife. There was an investigation into her death, interviewing a variety of household residents and others.[33] The documentation of the investigation was published in the nineteenth century in Mexico and these archival documents were uncovered in the twentieth century.[34][35] The death of Catalina Suárez produced a scandal and investigation, but Cortés was now free to marry someone of high status more appropriate to his wealth and power. In 1526, he built an imposing residence for himself, the Palace of Cortés in Cuernavaca, in a region close to the capital where he had extensive encomienda holdings. In 1529 he had been accorded the noble designation of don, but more importantly was given the noble title of Marquess of the Valley of Oaxaca and married the Spanish noblewoman Doña Juana de Zúñiga. The marriage produced three children, including another son, who was also named Martín. As the first-born legitimate son, Don Martín Cortés y Zúñiga was now Cortés's heir and succeeded him as holder of the title and estate of the Marquessate of the Valley of Oaxaca.[36] Cortés's legitimate daughters were Doña Maria, Doña Catalina, and Doña Juana.[37]
|
92 |
+
|
93 |
+
Since the conversion to Christianity of indigenous peoples was an essential and integral part of the extension of Spanish power, making formal provisions for that conversion once the military conquest was completed was an important task for Cortés. During the Age of Discovery, the Catholic Church had seen early attempts at conversion in the Caribbean islands by Spanish friars, particularly the mendicant orders. Cortés made a request to the Spanish monarch to send Franciscan and Dominican friars to Mexico to convert the vast indigenous populations to Christianity. In his fourth letter to the king, Cortés pleaded for friars rather than diocesan or secular priests because those clerics were in his view a serious danger to the Indians' conversion.
|
94 |
+
|
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+
If these people [Indians] were now to see the affairs of the Church and the service of God in the hands of canons or other dignitaries, and saw them indulge in the vices and profanities now common in Spain, knowing that such men were the ministers of God, it would bring our Faith into much harm that I believe any further preaching would be of no avail.[38]
|
96 |
+
|
97 |
+
He wished the mendicants to be the main evangelists. Mendicant friars did not usually have full priestly powers to perform all the sacraments needed for conversion of the Indians and growth of the neophytes in the Christian faith, so Cortés laid out a solution to this to the king.
|
98 |
+
|
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+
Your Majesty should likewise beseech His Holiness [the pope] to grant these powers to the two principal persons in the religious orders that are to come here, and that they should be his delegates, one from the Order of St. Francis and the other from the Order of St. Dominic. They should bring the most extensive powers Your Majesty is able to obtain, for, because these lands are so far from the Church of Rome, and we, the Christians who now reside here and shall do so in the future, are so far from the proper remedies of our consciences and, as we are human, so subject to sin, it is essential that His Holiness should be generous with us and grant to these persons most extensive powers, to be handed down to persons actually in residence here whether it be given to the general of each order or to his provincials.[39]
|
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+
|
101 |
+
The Franciscans arrived in May 1524, a symbolically powerful group of twelve known as the Twelve Apostles of Mexico, led by Fray Martín de Valencia. Franciscan Geronimo de Mendieta claimed that Cortés's most important deed was the way he met this first group of Franciscans. The conqueror himself was said to have met the friars as they approached the capital, kneeling at the feet of the friars who had walked from the coast. This story was told by Franciscans to demonstrate Cortés piety and humility and was a powerful message to all, including the Indians, that Cortés's earthly power was subordinate to the spiritual power of the friars. However, one of the first twelve Franciscans, Fray Toribio de Benavente Motolinia does not mention it in his history.[40] Cortés and the Franciscans had a particularly strong alliance in Mexico, with Franciscans seeing him as "the new Moses" for conquering Mexico and opening it to Christian evangelization. In Motolinia's 1555 response to Dominican Bartolomé de Las Casas, he praises Cortés.
|
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+
|
103 |
+
And as to those who murmur against the Marqués del Valle [Cortés], God rest him, and who try to blacken and obscure his deeds, I believe that before God their deeds are not as acceptable as those of the Marqués. Although as a human he was a sinner, he had faith and works of a good Christian, and a great desire to employ his life and property in widening and augmenting the fair of Jesus Christ, and dying for the conversion of these gentiles ... Who has loved and defended the Indians of this new world like Cortés? ... Through this captain, God opened the door for us to preach his holy gospel and it was he who caused the Indians to revere the holy sacraments and respect the ministers of the church.[41]
|
104 |
+
|
105 |
+
In Fray Bernardino de Sahagún's 1585 revision of the conquest narrative first codified as Book XII of the Florentine Codex, there are laudatory references to Cortés that do not appear in the earlier text from the indigenous perspective. Whereas Book XII of the Florentine Codex concludes with an account of Spaniards' search for gold, in Sahagún's 1585 revised account, he ends with praise of Cortés for requesting the Franciscans be sent to Mexico to convert the Indians.[42]
|
106 |
+
|
107 |
+
From 1524 to 1526, Cortés headed an expedition to Honduras where he defeated Cristóbal de Olid, who had claimed Honduras as his own under the influence of the Governor of Cuba Diego Velázquez. Fearing that Cuauhtémoc might head an insurrection in Mexico, he brought him with him to Honduras. In a controversial move, Cuauhtémoc was executed during the journey. Raging over Olid's treason, Cortés issued a decree to arrest Velázquez, whom he was sure was behind Olid's treason. This, however, only served to further estrange the Crown of Castile and the Council of Indies, both of which were already beginning to feel anxious about Cortés's rising power.[43]
|
108 |
+
|
109 |
+
Cortés's fifth letter to King Charles attempts to justify his conduct, concludes with a bitter attack on "various and powerful rivals and enemies" who have "obscured the eyes of your Majesty".[44] Charles, who was also Holy Roman Emperor, had little time for distant colonies (much of Charles's reign was taken up with wars with France, the German Protestants and the expanding Ottoman Empire),[45] except insofar as they contributed to finance his wars. In 1521, year of the Conquest, Charles was attending to matters in his German domains and Bishop Adrian of Utrecht functioned as regent in Spain.
|
110 |
+
|
111 |
+
Velázquez and Fonseca persuaded the regent to appoint a commissioner (a Juez de residencia, Luis Ponce de León) with powers to investigate Cortés's conduct and even arrest him. Cortés was once quoted as saying that it was "more difficult to contend against [his] own countrymen than against the Aztecs."[46] Governor Diego Velázquez continued to be a thorn in his side, teaming up with Bishop Juan Rodríguez de Fonseca, chief of the Spanish colonial department, to undermine him in the Council of the Indies.
|
112 |
+
|
113 |
+
A few days after Cortés's return from his expedition, Ponce de León suspended Cortés from his office of governor of New Spain. The Licentiate then fell ill and died shortly after his arrival, appointing Marcos de Aguilar as alcalde mayor. The aged Aguilar also became sick and appointed Alonso de Estrada governor, who was confirmed in his functions by a royal decree in August 1527. Cortés, suspected of poisoning them, refrained from taking over the government.
|
114 |
+
|
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+
Estrada sent Diego de Figueroa to the south. De Figueroa raided graveyards and extorted contributions, meeting his end when the ship carrying these treasures sank. Albornoz persuaded Alonso de Estrada to release Gonzalo de Salazar and Chirinos. When Cortés complained angrily after one of his adherents' hands was cut off, Estrada ordered him exiled. Cortés sailed for Spain in 1528 to appeal to King Charles.
|
116 |
+
|
117 |
+
In 1528, Cortés returned to Spain to appeal to the justice of his master, Charles V. Juan Altamirano and Alonso Valiente stayed in Mexico and acted as Cortés' representatives during his absence. Cortés presented himself with great splendor before Charles V's court. By this time Charles had returned and Cortés forthrightly responded to his enemy's charges. Denying he had held back on gold due the crown, he showed that he had contributed more than the quinto (one-fifth) required. Indeed, he had spent lavishly to build the new capital of Mexico City on the ruins of the Aztec capital of Tenochtitlán, leveled during the siege that brought down the Aztec empire.
|
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+
|
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+
He was received by Charles with every distinction, and decorated with the order of Santiago. In return for his efforts in expanding the still young Spanish Empire, Cortés was rewarded in 1529 by being accorded the noble title of don but more importantly named the "Marqués del Valle de Oaxaca" (Marquess of the Valley of Oaxaca and married the Spanish noblewoman Doña Juana Zúñiga, after the 1522 death of his much less distinguished first wife, Catalina Suárez. The noble title and senorial estate of the Marquesado was passed down to his descendants until 1811. The Oaxaca Valley was one of the wealthiest regions of New Spain, and Cortés had 23,000 vassals in 23 named encomiendas in perpetuity.[19][47]
|
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|
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+
Although confirmed in his land holdings and vassals, he was not reinstated as governor and was never again given any important office in the administration of New Spain. During his travel to Spain, his property was mismanaged by abusive colonial administrators. He sided with local natives in a lawsuit. The natives documented the abuses in the Huexotzinco Codex.
|
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The entailed estate and title passed to his legitimate son Don Martín Cortés upon Cortés's death in 1547, who became the Second Marquess. Don Martín's association with the so-called Encomenderos' Conspiracy endangered the entailed holdings, but they were restored and remained the continuing reward for Hernán Cortés's family through the generations.
|
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+
|
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+
Cortés returned to Mexico in 1530 with new titles and honors, but with diminished power. Although Cortés still retained military authority and permission to continue his conquests, viceroy Don Antonio de Mendoza was appointed in 1535 to administer New Spain's civil affairs. This division of power led to continual dissension, and caused the failure of several enterprises in which Cortés was engaged. On returning to Mexico, Cortés found the country in a state of anarchy. There was a strong suspicion in court circles of an intended rebellion by Cortés.
|
126 |
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|
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+
After reasserting his position and reestablishing some sort of order, Cortés retired to his estates at Cuernavaca, about 30 miles (48 km) south of Mexico City. There he concentrated on the building of his palace and on Pacific exploration. Remaining in Mexico between 1530 and 1541, Cortés quarreled with Nuño Beltrán de Guzmán and disputed the right to explore the territory that is today California with Antonio de Mendoza, the first viceroy.
|
128 |
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|
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Cortés acquired several silver mines in Zumpango del Rio in 1534. By the early 1540s, he owned 20 silver mines in Sultepec, 12 in Taxco, and 3 in Zacualpan. Earlier, Cortés had claimed the silver in the Tamazula area.[48]
|
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|
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+
In 1536, Cortés explored the northwestern part of Mexico and discovered the Baja California Peninsula. Cortés also spent time exploring the Pacific coast of Mexico. The Gulf of California was originally named the Sea of Cortés by its discoverer Francisco de Ulloa in 1539. This was the last major expedition by Cortés.
|
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|
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After his exploration of Baja California, Cortés returned to Spain in 1541, hoping to confound his angry civilians, who had brought many lawsuits against him (for debts, abuse of power, etc.).[19]
|
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+
|
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+
On his return he went through a crowd to speak to the emperor, who demanded of him who he was. "I am a man," replied Cortés, "who has given you more provinces than your ancestors left you cities."[49][50]
|
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+
|
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+
The emperor finally permitted Cortés to join him and his fleet commanded by Andrea Doria at the great expedition against Algiers in the Barbary Coast in 1541, which was then part of the Ottoman Empire and was used as a base by Hayreddin Barbarossa, a famous Turkish corsair and Admiral-in-Chief of the Ottoman Fleet. During this campaign, Cortés was almost drowned in a storm that hit his fleet while he was pursuing Barbarossa.[51]
|
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+
|
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+
Having spent a great deal of his own money to finance expeditions, he was now heavily in debt. In February 1544 he made a claim on the royal treasury, but was ignored for the next three years. Disgusted, he decided to return to Mexico in 1547. When he reached Seville, he was stricken with dysentery. He died in Castilleja de la Cuesta, Seville province, on December 2, 1547, from a case of pleurisy at the age of 62.
|
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|
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+
He left his many mestizo and white children well cared for in his will, along with every one of their mothers. He requested in his will that his remains eventually be buried in Mexico. Before he died he had the Pope remove the "natural" status of four of his children (legitimizing them in the eyes of the church), including Martin, the son he had with Doña Marina (also known as La Malinche), said to be his favourite.[citation needed] His daughter, Doña Catalina, however, died shortly after her father's death.
|
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|
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+
After his death, his body was moved more than eight times for several reasons. On December 4, 1547 he was buried in the mausoleum of the Duke of Medina in the church of San Isidoro del Campo, Sevilla. Three years later (1550) due to the space being required by the duke, his body was moved to the altar of Santa Catarina in the same church. In his testament, Cortés asked for his body to be buried in the monastery he had ordered to be built in Coyoacan in México, ten years after his death, but the monastery was never built. So in 1566, his body was sent to New Spain and buried in the church of San Francisco de Texcoco, where his mother and one of his sisters were buried.
|
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|
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In 1629, Don Pedro Cortés fourth "Marquez del Valle, his last male descendant, died, so the viceroy decided to move the bones of Cortés along with those of his descendant to the Franciscan church in México. This was delayed for nine years, while his body stayed in the main room of the palace of the viceroy. Eventually it was moved to the Sagrario of Franciscan church, where it stayed for 87 years. In 1716, it was moved to another place in the same church. In 1794, his bones were moved to the "Hospital de Jesus" (founded by Cortés), where a statue by Tolsá and a mausoleum were made. There was a public ceremony and all the churches in the city rang their bells.[citation needed]
|
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|
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In 1823, after the independence of México, it seemed imminent that his body would be desecrated, so the mausoleum was removed, the statue and the coat of arms were sent to Palermo, Sicily, to be protected by the Duke of Terranova. The bones were hidden, and everyone thought that they had been sent out of México. In 1836, his bones were moved to another place in the same building.[clarification needed]
|
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|
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It was not until November 24, 1946 that they were rediscovered,[52]:467 thanks to the discovery of a secret document by Lucas Alamán. His bones were put in the charge of the Instituto Nacional de Antropología e Historia (INAH). The remains were authenticated by INAH.[52]:468 They were then restored to the same place, this time with a bronze inscription and his coat of arms.[53] When the bones were first rediscovered, the supporters of the Hispanic tradition in Mexico were excited, but one supporter of an indigenist vision of Mexico "proposed that the remains be publicly burned in front of the statue of Cuauhtemoc, and the ashes flung into the air".[52]:468 Following the discovery and authentication of Cortés's remains, there was a discovery of what were described as the bones of Cuauhtémoc, resulting in a "battle of the bones".[52]:468
|
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|
151 |
+
Cortés is commemorated in the scientific name of a subspecies of Mexican lizard, Phrynosoma orbiculare cortezii.[54]
|
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+
|
153 |
+
There are relatively few sources to the early life of Cortés; his fame arose from his participation in the conquest of Mexico and it was only after this that people became interested in reading and writing about him.
|
154 |
+
|
155 |
+
Probably the best source is his letters to the king which he wrote during the campaign in Mexico, but they are written with the specific purpose of putting his efforts in a favourable light and so must be read critically. Another main source is the biography written by Cortés's private chaplain Lopez de Gómara, which was written in Spain several years after the conquest. Gómara never set foot in the Americas and knew only what Cortés had told him, and he had an affinity for knightly romantic stories which he incorporated richly in the biography. The third major source is written as a reaction to what its author calls "the lies of Gomara", the eyewitness account written by the Conquistador Bernal Díaz del Castillo does not paint Cortés as a romantic hero but rather tries to emphasize that Cortés's men should also be remembered as important participants in the undertakings in Mexico.
|
156 |
+
|
157 |
+
In the years following the conquest more critical accounts of the Spanish arrival in Mexico were written. The Dominican friar Bartolomé de Las Casas wrote his A Short Account of the Destruction of the Indies which raises strong accusations of brutality and heinous violence towards the Indians; accusations against both the conquistadors in general and Cortés in particular.[55] The accounts of the conquest given in the Florentine Codex by the Franciscan Bernardino de Sahagún and his native informants are also less than flattering towards Cortés. The scarcity of these sources has led to a sharp division in the description of Cortés's personality and a tendency to describe him as either a vicious and ruthless person or a noble and honorable cavalier.
|
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|
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+
In México there are few representations of Cortés. However, many landmarks still bear his name, from the castle Palacio de Cortés in the city of Cuernavaca to some street names throughout the republic.
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The pass between the volcanoes Iztaccíhuatl and Popocatépetl where Cortés took his soldiers on their march to Mexico City. It is known as the Paso de Cortés.
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The muralist Diego Rivera painted several representation of him but the most famous, depicts him as a powerful and ominous figure along with Malinche in a mural in the National Palace in Mexico City.
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In 1981, President Lopez Portillo tried to bring Cortés to public recognition. First, he made public a copy of the bust of Cortés made by Manuel Tolsá in the Hospital de Jesús Nazareno with an official ceremony, but soon a nationalist group tried to destroy it, so it had to be taken out of the public.[56] Today the copy of the bust is in the "Hospital de Jesús Nazareno" [57] while the original is in Naples, Italy, in the Villa Pignatelli.
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Later, another monument, known as "Monumento al Mestizaje" by Julián Martínez y M. Maldonado (1982) was commissioned by Mexican president José López Portillo to be put in the "Zócalo" (Main square) of Coyoacan, near the place of his country house, but it had to be removed to a little known park, the Jardín Xicoténcatl, Barrio de San Diego Churubusco, to quell protests. The statue depicts Cortés, Malinche and their son Martín.[58]
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There is another statue by Sebastián Aparicio, in Cuernavaca, was in a hotel "El casino de la selva". Cortés is barely recognizable, so it sparked little interest. The hotel was closed to make a commercial center, and the statue was put out of public display by Costco the builder of the commercial center.[56]
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Hernán Cortés is a character in the opera La Conquista (2005) by Italian composer Lorenzo Ferrero, which depicts the major episodes of the Spanish conquest of the Aztec Empire in 1521.
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Cortés' personal account of the conquest of Mexico is narrated in his five letters addressed to Charles V. These five letters, the cartas de relación, are Cortés' only surviving writings. See "Letters and Dispatches of Cortés", translated by George Folsom (New York, 1843); Prescott's "Conquest of Mexico" (Boston, 1843); and Sir Arthur Helps's "Life of Hernando Cortes" (London, 1871).[49]
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His first letter was considered lost, and the one from the municipality of Veracruz has to take its place. It was published for the first time in volume IV of "Documentos para la Historia de España", and subsequently reprinted.
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The Segunda Carta de Relacion, bearing the date of October 30, 1520, appeared in print at Seville in 1522. The third letter, dated May 15, 1522, appeared at Seville in 1523. The fourth, October 20, 1524, was printed at Toledo in 1525. The fifth, on the Honduras expedition, is contained in volume IV of the Documentos para la Historia de España.[59][60]
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Natural children of Don Hernán Cortés
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He married twice: firstly in Cuba to Catalina Suárez Marcaida, who died at Coyoacán in 1522 without issue, and secondly in 1529 to doña Juana Ramírez de Arellano de Zúñiga, daughter of don Carlos Ramírez de Arellano, 2nd Count of Aguilar and wife the Countess doña Juana de Zúñiga, and had:
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Hernán Cortés de Monroy y Pizarro Altamirano, 1st Marquess of the Valley of Oaxaca[a] (/kɔːrˈtɛs/; Spanish: [eɾˈnaŋ koɾˈtes ðe monˈroj i piˈθaro]; 1485 – December 2, 1547) was a Spanish Conquistador who led an expedition that caused the fall of the Aztec Empire and brought large portions of what is now mainland Mexico under the rule of the King of Castile in the early 16th century. Cortés was part of the generation of Spanish explorers and conquistadors who began the first phase of the Spanish colonization of the Americas.
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Born in Medellín, Spain, to a family of lesser nobility, Cortés chose to pursue adventure and riches in the New World. He went to Hispaniola and later to Cuba, where he received an encomienda (the right to the labor of certain subjects). For a short time, he served as alcalde (magistrate) of the second Spanish town founded on the island. In 1519, he was elected captain of the third expedition to the mainland, which he partly funded. His enmity with the Governor of Cuba, Diego Velázquez de Cuéllar, resulted in the recall of the expedition at the last moment, an order which Cortés ignored.
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Arriving on the continent, Cortés executed a successful strategy of allying with some indigenous people against others. He also used a native woman, Doña Marina, as an interpreter. She later bore his first son. When the Governor of Cuba sent emissaries to arrest Cortés, he fought them and won, using the extra troops as reinforcements. Cortés wrote letters directly to the king asking to be acknowledged for his successes instead of being punished for mutiny. After he overthrew the Aztec Empire, Cortés was awarded the title of Marqués del Valle de Oaxaca, while the more prestigious title of Viceroy was given to a high-ranking nobleman, Antonio de Mendoza. In 1541 Cortés returned to Spain, where he died six years later of natural causes but embittered.
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Because of the controversial undertakings of Cortés and the scarcity of reliable sources of information about him, it is difficult to describe his personality or motivations. Early lionizing of the conquistadores did not encourage deep examination of Cortés. Modern reconsideration has done little to enlarge understanding regarding him. As a result of these historical trends, descriptions of Cortés tend to be simplistic, and either damning or idealizing.[citation needed]
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Cortés himself used the form "Hernando" or "Fernando" for his first name, as seen in his signature and the title of an early portrait.[1] William Hickling Prescott's Conquest of Mexico (1843) also refers to him as Hernando Cortés. At some point writers began using the shortened form of "Hernán" more generally.
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Cortés was born in 1485 in the town of Medellín, then a village in the Kingdom of Castile, now a municipality of the modern-day province of Badajoz in Extremadura, Spain. His father, Martín Cortés de Monroy, born in 1449 to Rodrigo or Ruy Fernández de Monroy and his wife María Cortés, was an infantry captain of distinguished ancestry but slender means. Hernán's mother was Catalína Pizarro Altamirano.[2]
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Through his mother, Hernán was second cousin once removed of Francisco Pizarro, who later conquered the Inca Empire of modern-day Peru, and not to be confused with another Francisco Pizarro, who joined Cortés to conquer the Aztecs. (His maternal grandmother, Leonor Sánchez Pizarro Altamirano, was first cousin of Pizarro's father Gonzalo Pizarro y Rodriguez.)[2] Through his father, Hernán was related to Nicolás de Ovando, the third Governor of Hispaniola. His paternal great-grandfather was Rodrigo de Monroy y Almaraz, 5th Lord of Monroy.
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According to his biographer, chaplain, and friend Francisco López de Gómara, Cortés was pale and sickly as a child. At the age of 14, he was sent to study Latin under an uncle in Salamanca. Modern historians have misconstrued this personal tutoring as time enrolled at the University of Salamanca.[3]
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After two years, Cortés returned home to Medellín, much to the irritation of his parents, who had hoped to see him equipped for a profitable legal career. However, those two years in Salamanca, plus his long period of training and experience as a notary, first in Valladolid and later in Hispaniola, gave him knowledge of the legal codes of Castile that he applied to help justify his unauthorized conquest of Mexico.[4]
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At this point in his life, Cortés was described by Gómara as ruthless, haughty, and mischievous.[5] The 16-year-old youth had returned home to feel constrained life in his small provincial town. By this time, news of the exciting discoveries of Christopher Columbus in the New World was streaming back to Spain.
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Plans were made for Cortés to sail to the Americas with a family acquaintance and distant relative, Nicolás de Ovando, the newly appointed Governor of Hispaniola. (This island is now divided between Haiti and the Dominican Republic). Cortés suffered an injury and was prevented from traveling. He spent the next year wandering the country, probably spending most of his time in Spain's southern ports of Cadiz, Palos, Sanlucar, and Seville. He finally left for Hispaniola in 1504 and became a colonist.[6]
|
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|
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Cortés reached Hispaniola in a ship commanded by Alonso Quintero, who tried to deceive his superiors and reach the New World before them in order to secure personal advantages. Quintero's mutinous conduct may have served as a model for Cortés in his subsequent career. The history of the conquistadores is rife with accounts of rivalry, jockeying for positions, mutiny, and betrayal.[7]
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Upon his arrival in 1504 in Santo Domingo, the capital of Hispaniola, the 18-year-old Cortés registered as a citizen; this entitled him to a building plot and land to farm. Soon afterward, Governor Nicolás de Ovando granted him an encomienda and appointed him as a notary of the town of Azua de Compostela. His next five years seemed to help establish him in the colony; in 1506, Cortés took part in the conquest of Hispaniola and Cuba. The expedition leader awarded him a large estate of land and Indian slaves for his efforts.
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In 1511, Cortés accompanied Diego Velázquez de Cuéllar, an aide of the Governor of Hispaniola, in his expedition to conquer Cuba. Velázquez was appointed Governor of New Spain. At the age of 26, Cortés was made clerk to the treasurer with the responsibility of ensuring that the Crown received the quinto, or customary one fifth of the profits from the expedition.
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|
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Velázquez was so impressed with Cortés that he secured a high political position for him in the colony. He became secretary for Governor Velázquez. Cortés was twice appointed municipal magistrate (alcalde) of Santiago. In Cuba, Cortés became a man of substance with an encomienda to provide Indian labor for his mines and cattle. This new position of power also made him the new source of leadership, which opposing forces in the colony could then turn to. In 1514, Cortés led a group which demanded that more Indians be assigned to the settlers.
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As time went on, relations between Cortés and Governor Velázquez became strained.[8] This began once news reached Velázquez that Juan de Grijalva had established a colony on the mainland where there was a bonanza of silver and gold, and Velázquez decided to send him help. Cortés was appointed Captain-General of this new expedition in October 1518, but was advised to move fast before Velázquez changed his mind.[8]
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With Cortés' experience as an administrator, knowledge gained from many failed expeditions, and his impeccable rhetoric he was able to gather six ships and 300 men, within a month. Velázquez's jealousy exploded and he decided to put the expedition in other hands. However, Cortés quickly gathered more men and ships in other Cuban ports.
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Cortés also found time to become romantically involved with Catalina Xuárez (or Juárez), the sister-in-law of Governor Velázquez. Part of Velázquez's displeasure seems to have been based on a belief that Cortés was trifling with Catalina's affections. Cortés was temporarily distracted by one of Catalina's sisters but finally married Catalina, reluctantly, under pressure from Governor Velázquez. However, by doing so, he hoped to secure the good will of both her family and that of Velázquez.[9]
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It was not until he had been almost 15 years in the Indies that Cortés began to look beyond his substantial status as mayor of the capital of Cuba and as a man of affairs in the thriving colony. He missed the first two expeditions, under the orders of Francisco Hernández de Córdoba and then Juan de Grijalva, sent by Diego Velázquez to Mexico in 1518.
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There are differing perceptions about what happened to Hernán Cortés's ships. Some think that he burned the vessels, and others believe he beached them.[10] The notion that he burned his ships did not become accepted until 250 years later.[10] Bernal Díaz del Castillo, while attending an expedition with Cortés, gives reason to believe that Cortés ran them ashore.[10] In a letter to King Charles, Cortés states that his ships were incapable of sailing, telling his men the reason was shipworm.[10] After establishing the town of Vera Cruz, five Aztec emissaries arrived which made Cortés anxious to visit Tenochtitlán.[11] Therefore, he destroyed all of his ships but one, which he sent back to Spain for King Charles.[10] The fear of his men returning to Cuba, rather than embarking on the journey to the Aztec Empire, made him decide to demolish his ships.[12] They no longer had an option but to accompany him on this journey. This decision brought about severe consequences because Cortés had trapped himself in Mexico.
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Cortés created strife between his men and the Aztecs by taking over the city. Worried his men would revolt, Montezuma decided to convince them to delay the attack.[13] Cortés now had time to build more ships, but he had to stay on guard against the Aztecs because he was unable to leave Mexico. Furthermore, Velázquez was sending forces to arrest Cortés, which meant the lives of him and his men were at jeopardy.[14] Still without ships, Cortés could not escape. This resulted in him fighting the battle at Cempoala. In addition to restraining himself in Mexico, Cortés also suffered financially. He had to repay Velázquez for the ships he destroyed.[15]
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Throughout his journey, Cortés had written five letters to King Charles. He wanted to relieve himself from Velázquez's authority; therefore, Cortés bribed the King through sending him treasures.[16] Velázquez and his men convinced King Charles to revoke Cortés's position as governor.[16] While King Charles forgave Cortés, he did receive punishment. Cortés was promoted to captain-general and given the title of Marquess, but he was not allowed to reclaim his governorship or return to New Spain.[17]
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In 1518, Velázquez put Cortés in command of an expedition to explore and secure the interior of Mexico for colonization. At the last minute, due to the old argument between the two, Velázquez changed his mind and revoked Cortés's charter. He ignored the orders and, in an act of open mutiny, went anyway in February 1519. He stopped in Trinidad, Cuba, to hire more soldiers and obtain more horses. Accompanied by about 11 ships, 500 men (including seasoned slaves[18]), 13 horses, and a small number of cannons, Cortés landed on the Yucatán Peninsula in Mayan territory.[19] There he encountered Geronimo de Aguilar, a Spanish Franciscan priest who had survived a shipwreck followed by a period in captivity with the Maya, before escaping.[19] Aguilar had learned the Chontal Maya language and was able to translate for Cortés.[20]
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In March 1519, Cortés formally claimed the land for the Spanish crown. Then he proceeded to Tabasco, where he met with resistance and won a battle against the natives. He received twenty young indigenous women from the vanquished natives, and he converted them all to Christianity.[20]
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Among these women was La Malinche, his future mistress and mother of his son Martín. Malinche knew both the Nahuatl language and Chontal Maya, thus enabling Cortés to communicate with the Aztecs through Aguilar.[21]:82, 86–87 At San Juan de Ulúa on Easter Sunday 1519, Cortés met with Moctezuma II's Aztec Empire governors Tendile and Pitalpitoque.[21]:89
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In July 1519, his men took over Veracruz. By this act, Cortés dismissed the authority of the Governor of Cuba to place himself directly under the orders of King Charles.[19] In order to eliminate any ideas of retreat, Cortés scuttled his ships.[22]
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In Veracruz, he met some of the tributaries of the Aztecs and asked them to arrange a meeting with Moctezuma II, the tlatoani (ruler) of the Aztec Empire.[22] Moctezuma repeatedly turned down the meeting, but Cortés was determined. Leaving a hundred men in Veracruz, Cortés marched on Tenochtitlán in mid-August 1519, along with 600 soldiers, 15 horsemen, 15 cannons, and hundreds of indigenous carriers and warriors.[19]
|
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On the way to Tenochtitlán, Cortés made alliances with indigenous peoples such as the Totonacs of Cempoala and the Nahuas of Tlaxcala. The Otomis initially, and then the Tlaxcalans fought with the Spanish in a series of three battles from 2 to 5 September 1519, and at one point, Diaz remarked, "they surrounded us on every side". After Cortés continued to release prisoners with messages of peace, and realizing the Spanish were enemies of Moctezuma, Xicotencatl the Elder and Maxixcatzin persuaded the Tlaxcalan warleader, Xicotencatl the Younger, that it would be better to ally with the newcomers than to kill them.[21]:143–55, 171
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In October 1519, Cortés and his men, accompanied by about 1,000 Tlaxcalteca,[21]:188 marched to Cholula, the second largest city in central Mexico. Cortés, either in a pre-meditated effort to instill fear upon the Aztecs waiting for him at Tenochtitlan or (as he later claimed, when he was being investigated) wishing to make an example when he feared native treachery, massacred thousands of unarmed members of the nobility gathered at the central plaza, then partially burned the city.[21]:199–200
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By the time he arrived in Tenochtitlán the Spaniards had a large army. On November 8, 1519, they were peacefully received by Moctezuma II.[23] Moctezuma deliberately let Cortés enter the Aztec capital, the island city of Tenochtitlán, hoping to get to know their weaknesses better and to crush them later.[19]
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Moctezuma gave lavish gifts of gold to the Spaniards which, rather than placating them, excited their ambitions for plunder. In his letters to King Charles, Cortés claimed to have learned at this point that he was considered by the Aztecs to be either an emissary of the feathered serpent god Quetzalcoatl or Quetzalcoatl himself – a belief which has been contested by a few modern historians.[24] But quickly Cortés learned that several Spaniards on the coast had been killed by Aztecs while supporting the Totonacs, and decided to take Moctezuma as a hostage in his own palace, indirectly ruling Tenochtitlán through him.[25]
|
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Meanwhile, Velázquez sent another expedition, led by Pánfilo de Narváez, to oppose Cortés, arriving in Mexico in April 1520 with 1,100 men.[19] Cortés left 200 men in Tenochtitlán and took the rest to confront Narváez. He overcame Narváez, despite his numerical inferiority, and convinced the rest of Narváez's men to join him.[19] In Mexico, one of Cortés's lieutenants Pedro de Alvarado, committed the massacre in the Great Temple, triggering a local rebellion.[26]
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Cortés speedily returned to Tenochtitlán. On July 1, 1520 Moctezuma was killed (the Spaniards claimed he was stoned to death by his own people; others claim he was murdered by the Spanish once they realized his inability to placate the locals). Faced with a hostile population, Cortés decided to flee for Tlaxcala. During the Noche Triste (June 30 – July 1, 1520), the Spaniards managed a narrow escape from Tenochtitlán across the Tlacopan causeway, while their rearguard was being massacred. Much of the treasure looted by Cortés was lost (as well as his artillery) during this panicked escape from Tenochtitlán.[19]
|
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After a battle in Otumba, they managed to reach Tlaxcala, having lost 870 men.[19] With the assistance of their allies, Cortés's men finally prevailed with reinforcements arriving from Cuba. Cortés began a policy of attrition towards Tenochtitlán, cutting off supplies and subduing the Aztecs' allied cities. The siege of Tenochtitlán ended with Spanish victory and the destruction of the city.[27]
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In January 1521, Cortés countered a conspiracy against him, headed by Antonio de Villafana, who was hanged for the offense.[19] Finally, with the capture of Cuauhtémoc, the tlatoani (ruler) of Tenochtitlán, on August 13, 1521, the Aztec Empire was captured, and Cortés was able to claim it for Spain, thus renaming the city Mexico City. From 1521 to 1524, Cortés personally governed Mexico.[19]
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Many historical sources have conveyed an impression that Cortés was unjustly treated by the Spanish Crown, and that he received nothing but ingratitude for his role in establishing New Spain. This picture is the one Cortés presents in his letters and in the later biography written by Francisco López de Gómara. However, there may be more to the picture than this. Cortés's own sense of accomplishment, entitlement, and vanity may have played a part in his deteriorating position with the king:
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Cortés personally was not ungenerously rewarded, but he speedily complained of insufficient compensation to himself and his comrades. Thinking himself beyond reach of restraint, he disobeyed many of the orders of the Crown, and, what was more imprudent, said so in a letter to the emperor, dated October 15, 1524 (Ycazbalceta, "Documentos para la Historia de México", Mexico, 1858, I). In this letter Cortés, besides recalling in a rather abrupt manner that the conquest of Mexico was due to him alone, deliberately acknowledges his disobedience in terms which could not fail to create a most unfavourable impression.[28]
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King Charles appointed Cortés as governor, captain general and chief justice of the newly conquered territory, dubbed "New Spain of the Ocean Sea". But also, much to the dismay of Cortés, four royal officials were appointed at the same time to assist him in his governing – in effect, submitting him to close observation and administration. Cortés initiated the construction of Mexico City, destroying Aztec temples and buildings and then rebuilding on the Aztec ruins what soon became the most important European city in the Americas.[19]
|
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Cortés managed the founding of new cities and appointed men to extend Spanish rule to all of New Spain, imposing the encomienda system in 1524.[19] He reserved many encomiendas for himself and for his retinue, which they considered just rewards for their accomplishment in conquering central Mexico. However, later arrivals and members of factions antipathetic to Cortés complained of the favoritism that excluded them.[29]
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In 1523, the Crown (possibly influenced by Cortés's enemy, Bishop Fonseca),[30] sent a military force under the command of Francisco de Garay to conquer and settle the northern part of Mexico, the region of Pánuco. This was another setback for Cortés who mentioned this in his fourth letter to the King in which he describes himself as the victim of a conspiracy by his archenemies Diego Velázquez de Cuéllar, Diego Columbus and Bishop Fonseca as well as Francisco Garay. The influence of Garay was effectively stopped by this appeal to the King who sent out a decree forbidding Garay to interfere in the politics of New Spain, causing him to give up without a fight.
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Although Cortés had flouted the authority of Diego Velázquez in sailing to the mainland and then leading an expedition of conquest, Cortés's spectacular success was rewarded by the crown with a coat of arms, a mark of high honor, following the conqueror's request. The document granting the coat of arms summarizes Cortés's accomplishments in the conquest of Mexico. The proclamation of the king says in part:
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We, respecting the many labors, dangers, and adventures which you underwent as stated above, and so that there might remain a perpetual memorial of you and your services and that you and your descendants might be more fully honored ... it is our will that besides your coat of arms of your lineage, which you have, you may have and bear as your coat of arms, known and recognized, a shield ...[31]:43
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The grant specifies the iconography of the coat of arms, the central portion divided into quadrants. In the upper portion, there is a "black eagle with two heads on a white field, which are the arms of the empire".[31]:43 Below that is a "golden lion on a red field, in memory of the fact that you, the said Hernando Cortés, by your industry and effort brought matters to the state described above" (i.e., the conquest).[31]:43 The specificity of the other two quadrants is linked directly to Mexico, with one quadrant showing three crowns representing the three Aztec emperors of the conquest era, Moctezuma, Cuitlahuac, and Cuauhtemoc[31]:43 and the other showing the Aztec capital of Tenochtitlan.[31]:43 Encircling the central shield are symbols of the seven city-states around the lake and their lords that Cortés defeated, with the lords "to be shown as prisoners bound with a chain which shall be closed with a lock beneath the shield".[31]:44–45
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Cortés's wife Catalina Súarez arrived in New Spain around summer 1522, along with her sister and brother.[32] His marriage to Catalina was at this point extremely awkward, since she was a kinswoman of the governor of Cuba, Diego Velázquez, whose authority Cortés had thrown off and who was therefore now his enemy. Catalina lacked the noble title of doña, so at this point his marriage with her no longer raised his status. Their marriage had been childless. Since Cortés had sired children with a variety of indigenous women, including a son around 1522 by his cultural translator, Doña Marina, Cortés knew he was capable of fathering children. Cortés's only male heir at this point was illegitimate, but nonetheless named after Cortés's father, Martín Cortés. This son Martín Cortés was sometimes called "El Mestizo".[citation needed]
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Catalina Suárez died under mysterious circumstances the night of November 1–2, 1522. There were accusations at the time that Cortés had murdered his wife. There was an investigation into her death, interviewing a variety of household residents and others.[33] The documentation of the investigation was published in the nineteenth century in Mexico and these archival documents were uncovered in the twentieth century.[34][35] The death of Catalina Suárez produced a scandal and investigation, but Cortés was now free to marry someone of high status more appropriate to his wealth and power. In 1526, he built an imposing residence for himself, the Palace of Cortés in Cuernavaca, in a region close to the capital where he had extensive encomienda holdings. In 1529 he had been accorded the noble designation of don, but more importantly was given the noble title of Marquess of the Valley of Oaxaca and married the Spanish noblewoman Doña Juana de Zúñiga. The marriage produced three children, including another son, who was also named Martín. As the first-born legitimate son, Don Martín Cortés y Zúñiga was now Cortés's heir and succeeded him as holder of the title and estate of the Marquessate of the Valley of Oaxaca.[36] Cortés's legitimate daughters were Doña Maria, Doña Catalina, and Doña Juana.[37]
|
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Since the conversion to Christianity of indigenous peoples was an essential and integral part of the extension of Spanish power, making formal provisions for that conversion once the military conquest was completed was an important task for Cortés. During the Age of Discovery, the Catholic Church had seen early attempts at conversion in the Caribbean islands by Spanish friars, particularly the mendicant orders. Cortés made a request to the Spanish monarch to send Franciscan and Dominican friars to Mexico to convert the vast indigenous populations to Christianity. In his fourth letter to the king, Cortés pleaded for friars rather than diocesan or secular priests because those clerics were in his view a serious danger to the Indians' conversion.
|
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|
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If these people [Indians] were now to see the affairs of the Church and the service of God in the hands of canons or other dignitaries, and saw them indulge in the vices and profanities now common in Spain, knowing that such men were the ministers of God, it would bring our Faith into much harm that I believe any further preaching would be of no avail.[38]
|
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|
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He wished the mendicants to be the main evangelists. Mendicant friars did not usually have full priestly powers to perform all the sacraments needed for conversion of the Indians and growth of the neophytes in the Christian faith, so Cortés laid out a solution to this to the king.
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Your Majesty should likewise beseech His Holiness [the pope] to grant these powers to the two principal persons in the religious orders that are to come here, and that they should be his delegates, one from the Order of St. Francis and the other from the Order of St. Dominic. They should bring the most extensive powers Your Majesty is able to obtain, for, because these lands are so far from the Church of Rome, and we, the Christians who now reside here and shall do so in the future, are so far from the proper remedies of our consciences and, as we are human, so subject to sin, it is essential that His Holiness should be generous with us and grant to these persons most extensive powers, to be handed down to persons actually in residence here whether it be given to the general of each order or to his provincials.[39]
|
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|
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The Franciscans arrived in May 1524, a symbolically powerful group of twelve known as the Twelve Apostles of Mexico, led by Fray Martín de Valencia. Franciscan Geronimo de Mendieta claimed that Cortés's most important deed was the way he met this first group of Franciscans. The conqueror himself was said to have met the friars as they approached the capital, kneeling at the feet of the friars who had walked from the coast. This story was told by Franciscans to demonstrate Cortés piety and humility and was a powerful message to all, including the Indians, that Cortés's earthly power was subordinate to the spiritual power of the friars. However, one of the first twelve Franciscans, Fray Toribio de Benavente Motolinia does not mention it in his history.[40] Cortés and the Franciscans had a particularly strong alliance in Mexico, with Franciscans seeing him as "the new Moses" for conquering Mexico and opening it to Christian evangelization. In Motolinia's 1555 response to Dominican Bartolomé de Las Casas, he praises Cortés.
|
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And as to those who murmur against the Marqués del Valle [Cortés], God rest him, and who try to blacken and obscure his deeds, I believe that before God their deeds are not as acceptable as those of the Marqués. Although as a human he was a sinner, he had faith and works of a good Christian, and a great desire to employ his life and property in widening and augmenting the fair of Jesus Christ, and dying for the conversion of these gentiles ... Who has loved and defended the Indians of this new world like Cortés? ... Through this captain, God opened the door for us to preach his holy gospel and it was he who caused the Indians to revere the holy sacraments and respect the ministers of the church.[41]
|
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|
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In Fray Bernardino de Sahagún's 1585 revision of the conquest narrative first codified as Book XII of the Florentine Codex, there are laudatory references to Cortés that do not appear in the earlier text from the indigenous perspective. Whereas Book XII of the Florentine Codex concludes with an account of Spaniards' search for gold, in Sahagún's 1585 revised account, he ends with praise of Cortés for requesting the Franciscans be sent to Mexico to convert the Indians.[42]
|
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|
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From 1524 to 1526, Cortés headed an expedition to Honduras where he defeated Cristóbal de Olid, who had claimed Honduras as his own under the influence of the Governor of Cuba Diego Velázquez. Fearing that Cuauhtémoc might head an insurrection in Mexico, he brought him with him to Honduras. In a controversial move, Cuauhtémoc was executed during the journey. Raging over Olid's treason, Cortés issued a decree to arrest Velázquez, whom he was sure was behind Olid's treason. This, however, only served to further estrange the Crown of Castile and the Council of Indies, both of which were already beginning to feel anxious about Cortés's rising power.[43]
|
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|
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+
Cortés's fifth letter to King Charles attempts to justify his conduct, concludes with a bitter attack on "various and powerful rivals and enemies" who have "obscured the eyes of your Majesty".[44] Charles, who was also Holy Roman Emperor, had little time for distant colonies (much of Charles's reign was taken up with wars with France, the German Protestants and the expanding Ottoman Empire),[45] except insofar as they contributed to finance his wars. In 1521, year of the Conquest, Charles was attending to matters in his German domains and Bishop Adrian of Utrecht functioned as regent in Spain.
|
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|
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Velázquez and Fonseca persuaded the regent to appoint a commissioner (a Juez de residencia, Luis Ponce de León) with powers to investigate Cortés's conduct and even arrest him. Cortés was once quoted as saying that it was "more difficult to contend against [his] own countrymen than against the Aztecs."[46] Governor Diego Velázquez continued to be a thorn in his side, teaming up with Bishop Juan Rodríguez de Fonseca, chief of the Spanish colonial department, to undermine him in the Council of the Indies.
|
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|
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A few days after Cortés's return from his expedition, Ponce de León suspended Cortés from his office of governor of New Spain. The Licentiate then fell ill and died shortly after his arrival, appointing Marcos de Aguilar as alcalde mayor. The aged Aguilar also became sick and appointed Alonso de Estrada governor, who was confirmed in his functions by a royal decree in August 1527. Cortés, suspected of poisoning them, refrained from taking over the government.
|
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Estrada sent Diego de Figueroa to the south. De Figueroa raided graveyards and extorted contributions, meeting his end when the ship carrying these treasures sank. Albornoz persuaded Alonso de Estrada to release Gonzalo de Salazar and Chirinos. When Cortés complained angrily after one of his adherents' hands was cut off, Estrada ordered him exiled. Cortés sailed for Spain in 1528 to appeal to King Charles.
|
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In 1528, Cortés returned to Spain to appeal to the justice of his master, Charles V. Juan Altamirano and Alonso Valiente stayed in Mexico and acted as Cortés' representatives during his absence. Cortés presented himself with great splendor before Charles V's court. By this time Charles had returned and Cortés forthrightly responded to his enemy's charges. Denying he had held back on gold due the crown, he showed that he had contributed more than the quinto (one-fifth) required. Indeed, he had spent lavishly to build the new capital of Mexico City on the ruins of the Aztec capital of Tenochtitlán, leveled during the siege that brought down the Aztec empire.
|
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He was received by Charles with every distinction, and decorated with the order of Santiago. In return for his efforts in expanding the still young Spanish Empire, Cortés was rewarded in 1529 by being accorded the noble title of don but more importantly named the "Marqués del Valle de Oaxaca" (Marquess of the Valley of Oaxaca and married the Spanish noblewoman Doña Juana Zúñiga, after the 1522 death of his much less distinguished first wife, Catalina Suárez. The noble title and senorial estate of the Marquesado was passed down to his descendants until 1811. The Oaxaca Valley was one of the wealthiest regions of New Spain, and Cortés had 23,000 vassals in 23 named encomiendas in perpetuity.[19][47]
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Although confirmed in his land holdings and vassals, he was not reinstated as governor and was never again given any important office in the administration of New Spain. During his travel to Spain, his property was mismanaged by abusive colonial administrators. He sided with local natives in a lawsuit. The natives documented the abuses in the Huexotzinco Codex.
|
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|
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The entailed estate and title passed to his legitimate son Don Martín Cortés upon Cortés's death in 1547, who became the Second Marquess. Don Martín's association with the so-called Encomenderos' Conspiracy endangered the entailed holdings, but they were restored and remained the continuing reward for Hernán Cortés's family through the generations.
|
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Cortés returned to Mexico in 1530 with new titles and honors, but with diminished power. Although Cortés still retained military authority and permission to continue his conquests, viceroy Don Antonio de Mendoza was appointed in 1535 to administer New Spain's civil affairs. This division of power led to continual dissension, and caused the failure of several enterprises in which Cortés was engaged. On returning to Mexico, Cortés found the country in a state of anarchy. There was a strong suspicion in court circles of an intended rebellion by Cortés.
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After reasserting his position and reestablishing some sort of order, Cortés retired to his estates at Cuernavaca, about 30 miles (48 km) south of Mexico City. There he concentrated on the building of his palace and on Pacific exploration. Remaining in Mexico between 1530 and 1541, Cortés quarreled with Nuño Beltrán de Guzmán and disputed the right to explore the territory that is today California with Antonio de Mendoza, the first viceroy.
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Cortés acquired several silver mines in Zumpango del Rio in 1534. By the early 1540s, he owned 20 silver mines in Sultepec, 12 in Taxco, and 3 in Zacualpan. Earlier, Cortés had claimed the silver in the Tamazula area.[48]
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In 1536, Cortés explored the northwestern part of Mexico and discovered the Baja California Peninsula. Cortés also spent time exploring the Pacific coast of Mexico. The Gulf of California was originally named the Sea of Cortés by its discoverer Francisco de Ulloa in 1539. This was the last major expedition by Cortés.
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After his exploration of Baja California, Cortés returned to Spain in 1541, hoping to confound his angry civilians, who had brought many lawsuits against him (for debts, abuse of power, etc.).[19]
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On his return he went through a crowd to speak to the emperor, who demanded of him who he was. "I am a man," replied Cortés, "who has given you more provinces than your ancestors left you cities."[49][50]
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The emperor finally permitted Cortés to join him and his fleet commanded by Andrea Doria at the great expedition against Algiers in the Barbary Coast in 1541, which was then part of the Ottoman Empire and was used as a base by Hayreddin Barbarossa, a famous Turkish corsair and Admiral-in-Chief of the Ottoman Fleet. During this campaign, Cortés was almost drowned in a storm that hit his fleet while he was pursuing Barbarossa.[51]
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Having spent a great deal of his own money to finance expeditions, he was now heavily in debt. In February 1544 he made a claim on the royal treasury, but was ignored for the next three years. Disgusted, he decided to return to Mexico in 1547. When he reached Seville, he was stricken with dysentery. He died in Castilleja de la Cuesta, Seville province, on December 2, 1547, from a case of pleurisy at the age of 62.
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He left his many mestizo and white children well cared for in his will, along with every one of their mothers. He requested in his will that his remains eventually be buried in Mexico. Before he died he had the Pope remove the "natural" status of four of his children (legitimizing them in the eyes of the church), including Martin, the son he had with Doña Marina (also known as La Malinche), said to be his favourite.[citation needed] His daughter, Doña Catalina, however, died shortly after her father's death.
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After his death, his body was moved more than eight times for several reasons. On December 4, 1547 he was buried in the mausoleum of the Duke of Medina in the church of San Isidoro del Campo, Sevilla. Three years later (1550) due to the space being required by the duke, his body was moved to the altar of Santa Catarina in the same church. In his testament, Cortés asked for his body to be buried in the monastery he had ordered to be built in Coyoacan in México, ten years after his death, but the monastery was never built. So in 1566, his body was sent to New Spain and buried in the church of San Francisco de Texcoco, where his mother and one of his sisters were buried.
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In 1629, Don Pedro Cortés fourth "Marquez del Valle, his last male descendant, died, so the viceroy decided to move the bones of Cortés along with those of his descendant to the Franciscan church in México. This was delayed for nine years, while his body stayed in the main room of the palace of the viceroy. Eventually it was moved to the Sagrario of Franciscan church, where it stayed for 87 years. In 1716, it was moved to another place in the same church. In 1794, his bones were moved to the "Hospital de Jesus" (founded by Cortés), where a statue by Tolsá and a mausoleum were made. There was a public ceremony and all the churches in the city rang their bells.[citation needed]
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In 1823, after the independence of México, it seemed imminent that his body would be desecrated, so the mausoleum was removed, the statue and the coat of arms were sent to Palermo, Sicily, to be protected by the Duke of Terranova. The bones were hidden, and everyone thought that they had been sent out of México. In 1836, his bones were moved to another place in the same building.[clarification needed]
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It was not until November 24, 1946 that they were rediscovered,[52]:467 thanks to the discovery of a secret document by Lucas Alamán. His bones were put in the charge of the Instituto Nacional de Antropología e Historia (INAH). The remains were authenticated by INAH.[52]:468 They were then restored to the same place, this time with a bronze inscription and his coat of arms.[53] When the bones were first rediscovered, the supporters of the Hispanic tradition in Mexico were excited, but one supporter of an indigenist vision of Mexico "proposed that the remains be publicly burned in front of the statue of Cuauhtemoc, and the ashes flung into the air".[52]:468 Following the discovery and authentication of Cortés's remains, there was a discovery of what were described as the bones of Cuauhtémoc, resulting in a "battle of the bones".[52]:468
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Cortés is commemorated in the scientific name of a subspecies of Mexican lizard, Phrynosoma orbiculare cortezii.[54]
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There are relatively few sources to the early life of Cortés; his fame arose from his participation in the conquest of Mexico and it was only after this that people became interested in reading and writing about him.
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Probably the best source is his letters to the king which he wrote during the campaign in Mexico, but they are written with the specific purpose of putting his efforts in a favourable light and so must be read critically. Another main source is the biography written by Cortés's private chaplain Lopez de Gómara, which was written in Spain several years after the conquest. Gómara never set foot in the Americas and knew only what Cortés had told him, and he had an affinity for knightly romantic stories which he incorporated richly in the biography. The third major source is written as a reaction to what its author calls "the lies of Gomara", the eyewitness account written by the Conquistador Bernal Díaz del Castillo does not paint Cortés as a romantic hero but rather tries to emphasize that Cortés's men should also be remembered as important participants in the undertakings in Mexico.
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In the years following the conquest more critical accounts of the Spanish arrival in Mexico were written. The Dominican friar Bartolomé de Las Casas wrote his A Short Account of the Destruction of the Indies which raises strong accusations of brutality and heinous violence towards the Indians; accusations against both the conquistadors in general and Cortés in particular.[55] The accounts of the conquest given in the Florentine Codex by the Franciscan Bernardino de Sahagún and his native informants are also less than flattering towards Cortés. The scarcity of these sources has led to a sharp division in the description of Cortés's personality and a tendency to describe him as either a vicious and ruthless person or a noble and honorable cavalier.
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In México there are few representations of Cortés. However, many landmarks still bear his name, from the castle Palacio de Cortés in the city of Cuernavaca to some street names throughout the republic.
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The pass between the volcanoes Iztaccíhuatl and Popocatépetl where Cortés took his soldiers on their march to Mexico City. It is known as the Paso de Cortés.
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The muralist Diego Rivera painted several representation of him but the most famous, depicts him as a powerful and ominous figure along with Malinche in a mural in the National Palace in Mexico City.
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In 1981, President Lopez Portillo tried to bring Cortés to public recognition. First, he made public a copy of the bust of Cortés made by Manuel Tolsá in the Hospital de Jesús Nazareno with an official ceremony, but soon a nationalist group tried to destroy it, so it had to be taken out of the public.[56] Today the copy of the bust is in the "Hospital de Jesús Nazareno" [57] while the original is in Naples, Italy, in the Villa Pignatelli.
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Later, another monument, known as "Monumento al Mestizaje" by Julián Martínez y M. Maldonado (1982) was commissioned by Mexican president José López Portillo to be put in the "Zócalo" (Main square) of Coyoacan, near the place of his country house, but it had to be removed to a little known park, the Jardín Xicoténcatl, Barrio de San Diego Churubusco, to quell protests. The statue depicts Cortés, Malinche and their son Martín.[58]
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There is another statue by Sebastián Aparicio, in Cuernavaca, was in a hotel "El casino de la selva". Cortés is barely recognizable, so it sparked little interest. The hotel was closed to make a commercial center, and the statue was put out of public display by Costco the builder of the commercial center.[56]
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Hernán Cortés is a character in the opera La Conquista (2005) by Italian composer Lorenzo Ferrero, which depicts the major episodes of the Spanish conquest of the Aztec Empire in 1521.
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Cortés' personal account of the conquest of Mexico is narrated in his five letters addressed to Charles V. These five letters, the cartas de relación, are Cortés' only surviving writings. See "Letters and Dispatches of Cortés", translated by George Folsom (New York, 1843); Prescott's "Conquest of Mexico" (Boston, 1843); and Sir Arthur Helps's "Life of Hernando Cortes" (London, 1871).[49]
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His first letter was considered lost, and the one from the municipality of Veracruz has to take its place. It was published for the first time in volume IV of "Documentos para la Historia de España", and subsequently reprinted.
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The Segunda Carta de Relacion, bearing the date of October 30, 1520, appeared in print at Seville in 1522. The third letter, dated May 15, 1522, appeared at Seville in 1523. The fourth, October 20, 1524, was printed at Toledo in 1525. The fifth, on the Honduras expedition, is contained in volume IV of the Documentos para la Historia de España.[59][60]
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Natural children of Don Hernán Cortés
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He married twice: firstly in Cuba to Catalina Suárez Marcaida, who died at Coyoacán in 1522 without issue, and secondly in 1529 to doña Juana Ramírez de Arellano de Zúñiga, daughter of don Carlos Ramírez de Arellano, 2nd Count of Aguilar and wife the Countess doña Juana de Zúñiga, and had:
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Hernán Cortés de Monroy y Pizarro Altamirano, 1st Marquess of the Valley of Oaxaca[a] (/kɔːrˈtɛs/; Spanish: [eɾˈnaŋ koɾˈtes ðe monˈroj i piˈθaro]; 1485 – December 2, 1547) was a Spanish Conquistador who led an expedition that caused the fall of the Aztec Empire and brought large portions of what is now mainland Mexico under the rule of the King of Castile in the early 16th century. Cortés was part of the generation of Spanish explorers and conquistadors who began the first phase of the Spanish colonization of the Americas.
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Born in Medellín, Spain, to a family of lesser nobility, Cortés chose to pursue adventure and riches in the New World. He went to Hispaniola and later to Cuba, where he received an encomienda (the right to the labor of certain subjects). For a short time, he served as alcalde (magistrate) of the second Spanish town founded on the island. In 1519, he was elected captain of the third expedition to the mainland, which he partly funded. His enmity with the Governor of Cuba, Diego Velázquez de Cuéllar, resulted in the recall of the expedition at the last moment, an order which Cortés ignored.
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Arriving on the continent, Cortés executed a successful strategy of allying with some indigenous people against others. He also used a native woman, Doña Marina, as an interpreter. She later bore his first son. When the Governor of Cuba sent emissaries to arrest Cortés, he fought them and won, using the extra troops as reinforcements. Cortés wrote letters directly to the king asking to be acknowledged for his successes instead of being punished for mutiny. After he overthrew the Aztec Empire, Cortés was awarded the title of Marqués del Valle de Oaxaca, while the more prestigious title of Viceroy was given to a high-ranking nobleman, Antonio de Mendoza. In 1541 Cortés returned to Spain, where he died six years later of natural causes but embittered.
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Because of the controversial undertakings of Cortés and the scarcity of reliable sources of information about him, it is difficult to describe his personality or motivations. Early lionizing of the conquistadores did not encourage deep examination of Cortés. Modern reconsideration has done little to enlarge understanding regarding him. As a result of these historical trends, descriptions of Cortés tend to be simplistic, and either damning or idealizing.[citation needed]
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Cortés himself used the form "Hernando" or "Fernando" for his first name, as seen in his signature and the title of an early portrait.[1] William Hickling Prescott's Conquest of Mexico (1843) also refers to him as Hernando Cortés. At some point writers began using the shortened form of "Hernán" more generally.
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Cortés was born in 1485 in the town of Medellín, then a village in the Kingdom of Castile, now a municipality of the modern-day province of Badajoz in Extremadura, Spain. His father, Martín Cortés de Monroy, born in 1449 to Rodrigo or Ruy Fernández de Monroy and his wife María Cortés, was an infantry captain of distinguished ancestry but slender means. Hernán's mother was Catalína Pizarro Altamirano.[2]
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Through his mother, Hernán was second cousin once removed of Francisco Pizarro, who later conquered the Inca Empire of modern-day Peru, and not to be confused with another Francisco Pizarro, who joined Cortés to conquer the Aztecs. (His maternal grandmother, Leonor Sánchez Pizarro Altamirano, was first cousin of Pizarro's father Gonzalo Pizarro y Rodriguez.)[2] Through his father, Hernán was related to Nicolás de Ovando, the third Governor of Hispaniola. His paternal great-grandfather was Rodrigo de Monroy y Almaraz, 5th Lord of Monroy.
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According to his biographer, chaplain, and friend Francisco López de Gómara, Cortés was pale and sickly as a child. At the age of 14, he was sent to study Latin under an uncle in Salamanca. Modern historians have misconstrued this personal tutoring as time enrolled at the University of Salamanca.[3]
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After two years, Cortés returned home to Medellín, much to the irritation of his parents, who had hoped to see him equipped for a profitable legal career. However, those two years in Salamanca, plus his long period of training and experience as a notary, first in Valladolid and later in Hispaniola, gave him knowledge of the legal codes of Castile that he applied to help justify his unauthorized conquest of Mexico.[4]
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At this point in his life, Cortés was described by Gómara as ruthless, haughty, and mischievous.[5] The 16-year-old youth had returned home to feel constrained life in his small provincial town. By this time, news of the exciting discoveries of Christopher Columbus in the New World was streaming back to Spain.
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Plans were made for Cortés to sail to the Americas with a family acquaintance and distant relative, Nicolás de Ovando, the newly appointed Governor of Hispaniola. (This island is now divided between Haiti and the Dominican Republic). Cortés suffered an injury and was prevented from traveling. He spent the next year wandering the country, probably spending most of his time in Spain's southern ports of Cadiz, Palos, Sanlucar, and Seville. He finally left for Hispaniola in 1504 and became a colonist.[6]
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Cortés reached Hispaniola in a ship commanded by Alonso Quintero, who tried to deceive his superiors and reach the New World before them in order to secure personal advantages. Quintero's mutinous conduct may have served as a model for Cortés in his subsequent career. The history of the conquistadores is rife with accounts of rivalry, jockeying for positions, mutiny, and betrayal.[7]
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Upon his arrival in 1504 in Santo Domingo, the capital of Hispaniola, the 18-year-old Cortés registered as a citizen; this entitled him to a building plot and land to farm. Soon afterward, Governor Nicolás de Ovando granted him an encomienda and appointed him as a notary of the town of Azua de Compostela. His next five years seemed to help establish him in the colony; in 1506, Cortés took part in the conquest of Hispaniola and Cuba. The expedition leader awarded him a large estate of land and Indian slaves for his efforts.
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In 1511, Cortés accompanied Diego Velázquez de Cuéllar, an aide of the Governor of Hispaniola, in his expedition to conquer Cuba. Velázquez was appointed Governor of New Spain. At the age of 26, Cortés was made clerk to the treasurer with the responsibility of ensuring that the Crown received the quinto, or customary one fifth of the profits from the expedition.
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Velázquez was so impressed with Cortés that he secured a high political position for him in the colony. He became secretary for Governor Velázquez. Cortés was twice appointed municipal magistrate (alcalde) of Santiago. In Cuba, Cortés became a man of substance with an encomienda to provide Indian labor for his mines and cattle. This new position of power also made him the new source of leadership, which opposing forces in the colony could then turn to. In 1514, Cortés led a group which demanded that more Indians be assigned to the settlers.
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As time went on, relations between Cortés and Governor Velázquez became strained.[8] This began once news reached Velázquez that Juan de Grijalva had established a colony on the mainland where there was a bonanza of silver and gold, and Velázquez decided to send him help. Cortés was appointed Captain-General of this new expedition in October 1518, but was advised to move fast before Velázquez changed his mind.[8]
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With Cortés' experience as an administrator, knowledge gained from many failed expeditions, and his impeccable rhetoric he was able to gather six ships and 300 men, within a month. Velázquez's jealousy exploded and he decided to put the expedition in other hands. However, Cortés quickly gathered more men and ships in other Cuban ports.
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Cortés also found time to become romantically involved with Catalina Xuárez (or Juárez), the sister-in-law of Governor Velázquez. Part of Velázquez's displeasure seems to have been based on a belief that Cortés was trifling with Catalina's affections. Cortés was temporarily distracted by one of Catalina's sisters but finally married Catalina, reluctantly, under pressure from Governor Velázquez. However, by doing so, he hoped to secure the good will of both her family and that of Velázquez.[9]
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It was not until he had been almost 15 years in the Indies that Cortés began to look beyond his substantial status as mayor of the capital of Cuba and as a man of affairs in the thriving colony. He missed the first two expeditions, under the orders of Francisco Hernández de Córdoba and then Juan de Grijalva, sent by Diego Velázquez to Mexico in 1518.
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There are differing perceptions about what happened to Hernán Cortés's ships. Some think that he burned the vessels, and others believe he beached them.[10] The notion that he burned his ships did not become accepted until 250 years later.[10] Bernal Díaz del Castillo, while attending an expedition with Cortés, gives reason to believe that Cortés ran them ashore.[10] In a letter to King Charles, Cortés states that his ships were incapable of sailing, telling his men the reason was shipworm.[10] After establishing the town of Vera Cruz, five Aztec emissaries arrived which made Cortés anxious to visit Tenochtitlán.[11] Therefore, he destroyed all of his ships but one, which he sent back to Spain for King Charles.[10] The fear of his men returning to Cuba, rather than embarking on the journey to the Aztec Empire, made him decide to demolish his ships.[12] They no longer had an option but to accompany him on this journey. This decision brought about severe consequences because Cortés had trapped himself in Mexico.
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Cortés created strife between his men and the Aztecs by taking over the city. Worried his men would revolt, Montezuma decided to convince them to delay the attack.[13] Cortés now had time to build more ships, but he had to stay on guard against the Aztecs because he was unable to leave Mexico. Furthermore, Velázquez was sending forces to arrest Cortés, which meant the lives of him and his men were at jeopardy.[14] Still without ships, Cortés could not escape. This resulted in him fighting the battle at Cempoala. In addition to restraining himself in Mexico, Cortés also suffered financially. He had to repay Velázquez for the ships he destroyed.[15]
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Throughout his journey, Cortés had written five letters to King Charles. He wanted to relieve himself from Velázquez's authority; therefore, Cortés bribed the King through sending him treasures.[16] Velázquez and his men convinced King Charles to revoke Cortés's position as governor.[16] While King Charles forgave Cortés, he did receive punishment. Cortés was promoted to captain-general and given the title of Marquess, but he was not allowed to reclaim his governorship or return to New Spain.[17]
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In 1518, Velázquez put Cortés in command of an expedition to explore and secure the interior of Mexico for colonization. At the last minute, due to the old argument between the two, Velázquez changed his mind and revoked Cortés's charter. He ignored the orders and, in an act of open mutiny, went anyway in February 1519. He stopped in Trinidad, Cuba, to hire more soldiers and obtain more horses. Accompanied by about 11 ships, 500 men (including seasoned slaves[18]), 13 horses, and a small number of cannons, Cortés landed on the Yucatán Peninsula in Mayan territory.[19] There he encountered Geronimo de Aguilar, a Spanish Franciscan priest who had survived a shipwreck followed by a period in captivity with the Maya, before escaping.[19] Aguilar had learned the Chontal Maya language and was able to translate for Cortés.[20]
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In March 1519, Cortés formally claimed the land for the Spanish crown. Then he proceeded to Tabasco, where he met with resistance and won a battle against the natives. He received twenty young indigenous women from the vanquished natives, and he converted them all to Christianity.[20]
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Among these women was La Malinche, his future mistress and mother of his son Martín. Malinche knew both the Nahuatl language and Chontal Maya, thus enabling Cortés to communicate with the Aztecs through Aguilar.[21]:82, 86–87 At San Juan de Ulúa on Easter Sunday 1519, Cortés met with Moctezuma II's Aztec Empire governors Tendile and Pitalpitoque.[21]:89
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In July 1519, his men took over Veracruz. By this act, Cortés dismissed the authority of the Governor of Cuba to place himself directly under the orders of King Charles.[19] In order to eliminate any ideas of retreat, Cortés scuttled his ships.[22]
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In Veracruz, he met some of the tributaries of the Aztecs and asked them to arrange a meeting with Moctezuma II, the tlatoani (ruler) of the Aztec Empire.[22] Moctezuma repeatedly turned down the meeting, but Cortés was determined. Leaving a hundred men in Veracruz, Cortés marched on Tenochtitlán in mid-August 1519, along with 600 soldiers, 15 horsemen, 15 cannons, and hundreds of indigenous carriers and warriors.[19]
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On the way to Tenochtitlán, Cortés made alliances with indigenous peoples such as the Totonacs of Cempoala and the Nahuas of Tlaxcala. The Otomis initially, and then the Tlaxcalans fought with the Spanish in a series of three battles from 2 to 5 September 1519, and at one point, Diaz remarked, "they surrounded us on every side". After Cortés continued to release prisoners with messages of peace, and realizing the Spanish were enemies of Moctezuma, Xicotencatl the Elder and Maxixcatzin persuaded the Tlaxcalan warleader, Xicotencatl the Younger, that it would be better to ally with the newcomers than to kill them.[21]:143–55, 171
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In October 1519, Cortés and his men, accompanied by about 1,000 Tlaxcalteca,[21]:188 marched to Cholula, the second largest city in central Mexico. Cortés, either in a pre-meditated effort to instill fear upon the Aztecs waiting for him at Tenochtitlan or (as he later claimed, when he was being investigated) wishing to make an example when he feared native treachery, massacred thousands of unarmed members of the nobility gathered at the central plaza, then partially burned the city.[21]:199–200
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By the time he arrived in Tenochtitlán the Spaniards had a large army. On November 8, 1519, they were peacefully received by Moctezuma II.[23] Moctezuma deliberately let Cortés enter the Aztec capital, the island city of Tenochtitlán, hoping to get to know their weaknesses better and to crush them later.[19]
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Moctezuma gave lavish gifts of gold to the Spaniards which, rather than placating them, excited their ambitions for plunder. In his letters to King Charles, Cortés claimed to have learned at this point that he was considered by the Aztecs to be either an emissary of the feathered serpent god Quetzalcoatl or Quetzalcoatl himself – a belief which has been contested by a few modern historians.[24] But quickly Cortés learned that several Spaniards on the coast had been killed by Aztecs while supporting the Totonacs, and decided to take Moctezuma as a hostage in his own palace, indirectly ruling Tenochtitlán through him.[25]
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Meanwhile, Velázquez sent another expedition, led by Pánfilo de Narváez, to oppose Cortés, arriving in Mexico in April 1520 with 1,100 men.[19] Cortés left 200 men in Tenochtitlán and took the rest to confront Narváez. He overcame Narváez, despite his numerical inferiority, and convinced the rest of Narváez's men to join him.[19] In Mexico, one of Cortés's lieutenants Pedro de Alvarado, committed the massacre in the Great Temple, triggering a local rebellion.[26]
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Cortés speedily returned to Tenochtitlán. On July 1, 1520 Moctezuma was killed (the Spaniards claimed he was stoned to death by his own people; others claim he was murdered by the Spanish once they realized his inability to placate the locals). Faced with a hostile population, Cortés decided to flee for Tlaxcala. During the Noche Triste (June 30 – July 1, 1520), the Spaniards managed a narrow escape from Tenochtitlán across the Tlacopan causeway, while their rearguard was being massacred. Much of the treasure looted by Cortés was lost (as well as his artillery) during this panicked escape from Tenochtitlán.[19]
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After a battle in Otumba, they managed to reach Tlaxcala, having lost 870 men.[19] With the assistance of their allies, Cortés's men finally prevailed with reinforcements arriving from Cuba. Cortés began a policy of attrition towards Tenochtitlán, cutting off supplies and subduing the Aztecs' allied cities. The siege of Tenochtitlán ended with Spanish victory and the destruction of the city.[27]
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In January 1521, Cortés countered a conspiracy against him, headed by Antonio de Villafana, who was hanged for the offense.[19] Finally, with the capture of Cuauhtémoc, the tlatoani (ruler) of Tenochtitlán, on August 13, 1521, the Aztec Empire was captured, and Cortés was able to claim it for Spain, thus renaming the city Mexico City. From 1521 to 1524, Cortés personally governed Mexico.[19]
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Many historical sources have conveyed an impression that Cortés was unjustly treated by the Spanish Crown, and that he received nothing but ingratitude for his role in establishing New Spain. This picture is the one Cortés presents in his letters and in the later biography written by Francisco López de Gómara. However, there may be more to the picture than this. Cortés's own sense of accomplishment, entitlement, and vanity may have played a part in his deteriorating position with the king:
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Cortés personally was not ungenerously rewarded, but he speedily complained of insufficient compensation to himself and his comrades. Thinking himself beyond reach of restraint, he disobeyed many of the orders of the Crown, and, what was more imprudent, said so in a letter to the emperor, dated October 15, 1524 (Ycazbalceta, "Documentos para la Historia de México", Mexico, 1858, I). In this letter Cortés, besides recalling in a rather abrupt manner that the conquest of Mexico was due to him alone, deliberately acknowledges his disobedience in terms which could not fail to create a most unfavourable impression.[28]
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King Charles appointed Cortés as governor, captain general and chief justice of the newly conquered territory, dubbed "New Spain of the Ocean Sea". But also, much to the dismay of Cortés, four royal officials were appointed at the same time to assist him in his governing – in effect, submitting him to close observation and administration. Cortés initiated the construction of Mexico City, destroying Aztec temples and buildings and then rebuilding on the Aztec ruins what soon became the most important European city in the Americas.[19]
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Cortés managed the founding of new cities and appointed men to extend Spanish rule to all of New Spain, imposing the encomienda system in 1524.[19] He reserved many encomiendas for himself and for his retinue, which they considered just rewards for their accomplishment in conquering central Mexico. However, later arrivals and members of factions antipathetic to Cortés complained of the favoritism that excluded them.[29]
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In 1523, the Crown (possibly influenced by Cortés's enemy, Bishop Fonseca),[30] sent a military force under the command of Francisco de Garay to conquer and settle the northern part of Mexico, the region of Pánuco. This was another setback for Cortés who mentioned this in his fourth letter to the King in which he describes himself as the victim of a conspiracy by his archenemies Diego Velázquez de Cuéllar, Diego Columbus and Bishop Fonseca as well as Francisco Garay. The influence of Garay was effectively stopped by this appeal to the King who sent out a decree forbidding Garay to interfere in the politics of New Spain, causing him to give up without a fight.
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Although Cortés had flouted the authority of Diego Velázquez in sailing to the mainland and then leading an expedition of conquest, Cortés's spectacular success was rewarded by the crown with a coat of arms, a mark of high honor, following the conqueror's request. The document granting the coat of arms summarizes Cortés's accomplishments in the conquest of Mexico. The proclamation of the king says in part:
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We, respecting the many labors, dangers, and adventures which you underwent as stated above, and so that there might remain a perpetual memorial of you and your services and that you and your descendants might be more fully honored ... it is our will that besides your coat of arms of your lineage, which you have, you may have and bear as your coat of arms, known and recognized, a shield ...[31]:43
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The grant specifies the iconography of the coat of arms, the central portion divided into quadrants. In the upper portion, there is a "black eagle with two heads on a white field, which are the arms of the empire".[31]:43 Below that is a "golden lion on a red field, in memory of the fact that you, the said Hernando Cortés, by your industry and effort brought matters to the state described above" (i.e., the conquest).[31]:43 The specificity of the other two quadrants is linked directly to Mexico, with one quadrant showing three crowns representing the three Aztec emperors of the conquest era, Moctezuma, Cuitlahuac, and Cuauhtemoc[31]:43 and the other showing the Aztec capital of Tenochtitlan.[31]:43 Encircling the central shield are symbols of the seven city-states around the lake and their lords that Cortés defeated, with the lords "to be shown as prisoners bound with a chain which shall be closed with a lock beneath the shield".[31]:44–45
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Cortés's wife Catalina Súarez arrived in New Spain around summer 1522, along with her sister and brother.[32] His marriage to Catalina was at this point extremely awkward, since she was a kinswoman of the governor of Cuba, Diego Velázquez, whose authority Cortés had thrown off and who was therefore now his enemy. Catalina lacked the noble title of doña, so at this point his marriage with her no longer raised his status. Their marriage had been childless. Since Cortés had sired children with a variety of indigenous women, including a son around 1522 by his cultural translator, Doña Marina, Cortés knew he was capable of fathering children. Cortés's only male heir at this point was illegitimate, but nonetheless named after Cortés's father, Martín Cortés. This son Martín Cortés was sometimes called "El Mestizo".[citation needed]
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Catalina Suárez died under mysterious circumstances the night of November 1–2, 1522. There were accusations at the time that Cortés had murdered his wife. There was an investigation into her death, interviewing a variety of household residents and others.[33] The documentation of the investigation was published in the nineteenth century in Mexico and these archival documents were uncovered in the twentieth century.[34][35] The death of Catalina Suárez produced a scandal and investigation, but Cortés was now free to marry someone of high status more appropriate to his wealth and power. In 1526, he built an imposing residence for himself, the Palace of Cortés in Cuernavaca, in a region close to the capital where he had extensive encomienda holdings. In 1529 he had been accorded the noble designation of don, but more importantly was given the noble title of Marquess of the Valley of Oaxaca and married the Spanish noblewoman Doña Juana de Zúñiga. The marriage produced three children, including another son, who was also named Martín. As the first-born legitimate son, Don Martín Cortés y Zúñiga was now Cortés's heir and succeeded him as holder of the title and estate of the Marquessate of the Valley of Oaxaca.[36] Cortés's legitimate daughters were Doña Maria, Doña Catalina, and Doña Juana.[37]
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Since the conversion to Christianity of indigenous peoples was an essential and integral part of the extension of Spanish power, making formal provisions for that conversion once the military conquest was completed was an important task for Cortés. During the Age of Discovery, the Catholic Church had seen early attempts at conversion in the Caribbean islands by Spanish friars, particularly the mendicant orders. Cortés made a request to the Spanish monarch to send Franciscan and Dominican friars to Mexico to convert the vast indigenous populations to Christianity. In his fourth letter to the king, Cortés pleaded for friars rather than diocesan or secular priests because those clerics were in his view a serious danger to the Indians' conversion.
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If these people [Indians] were now to see the affairs of the Church and the service of God in the hands of canons or other dignitaries, and saw them indulge in the vices and profanities now common in Spain, knowing that such men were the ministers of God, it would bring our Faith into much harm that I believe any further preaching would be of no avail.[38]
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He wished the mendicants to be the main evangelists. Mendicant friars did not usually have full priestly powers to perform all the sacraments needed for conversion of the Indians and growth of the neophytes in the Christian faith, so Cortés laid out a solution to this to the king.
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Your Majesty should likewise beseech His Holiness [the pope] to grant these powers to the two principal persons in the religious orders that are to come here, and that they should be his delegates, one from the Order of St. Francis and the other from the Order of St. Dominic. They should bring the most extensive powers Your Majesty is able to obtain, for, because these lands are so far from the Church of Rome, and we, the Christians who now reside here and shall do so in the future, are so far from the proper remedies of our consciences and, as we are human, so subject to sin, it is essential that His Holiness should be generous with us and grant to these persons most extensive powers, to be handed down to persons actually in residence here whether it be given to the general of each order or to his provincials.[39]
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The Franciscans arrived in May 1524, a symbolically powerful group of twelve known as the Twelve Apostles of Mexico, led by Fray Martín de Valencia. Franciscan Geronimo de Mendieta claimed that Cortés's most important deed was the way he met this first group of Franciscans. The conqueror himself was said to have met the friars as they approached the capital, kneeling at the feet of the friars who had walked from the coast. This story was told by Franciscans to demonstrate Cortés piety and humility and was a powerful message to all, including the Indians, that Cortés's earthly power was subordinate to the spiritual power of the friars. However, one of the first twelve Franciscans, Fray Toribio de Benavente Motolinia does not mention it in his history.[40] Cortés and the Franciscans had a particularly strong alliance in Mexico, with Franciscans seeing him as "the new Moses" for conquering Mexico and opening it to Christian evangelization. In Motolinia's 1555 response to Dominican Bartolomé de Las Casas, he praises Cortés.
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And as to those who murmur against the Marqués del Valle [Cortés], God rest him, and who try to blacken and obscure his deeds, I believe that before God their deeds are not as acceptable as those of the Marqués. Although as a human he was a sinner, he had faith and works of a good Christian, and a great desire to employ his life and property in widening and augmenting the fair of Jesus Christ, and dying for the conversion of these gentiles ... Who has loved and defended the Indians of this new world like Cortés? ... Through this captain, God opened the door for us to preach his holy gospel and it was he who caused the Indians to revere the holy sacraments and respect the ministers of the church.[41]
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In Fray Bernardino de Sahagún's 1585 revision of the conquest narrative first codified as Book XII of the Florentine Codex, there are laudatory references to Cortés that do not appear in the earlier text from the indigenous perspective. Whereas Book XII of the Florentine Codex concludes with an account of Spaniards' search for gold, in Sahagún's 1585 revised account, he ends with praise of Cortés for requesting the Franciscans be sent to Mexico to convert the Indians.[42]
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From 1524 to 1526, Cortés headed an expedition to Honduras where he defeated Cristóbal de Olid, who had claimed Honduras as his own under the influence of the Governor of Cuba Diego Velázquez. Fearing that Cuauhtémoc might head an insurrection in Mexico, he brought him with him to Honduras. In a controversial move, Cuauhtémoc was executed during the journey. Raging over Olid's treason, Cortés issued a decree to arrest Velázquez, whom he was sure was behind Olid's treason. This, however, only served to further estrange the Crown of Castile and the Council of Indies, both of which were already beginning to feel anxious about Cortés's rising power.[43]
|
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Cortés's fifth letter to King Charles attempts to justify his conduct, concludes with a bitter attack on "various and powerful rivals and enemies" who have "obscured the eyes of your Majesty".[44] Charles, who was also Holy Roman Emperor, had little time for distant colonies (much of Charles's reign was taken up with wars with France, the German Protestants and the expanding Ottoman Empire),[45] except insofar as they contributed to finance his wars. In 1521, year of the Conquest, Charles was attending to matters in his German domains and Bishop Adrian of Utrecht functioned as regent in Spain.
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Velázquez and Fonseca persuaded the regent to appoint a commissioner (a Juez de residencia, Luis Ponce de León) with powers to investigate Cortés's conduct and even arrest him. Cortés was once quoted as saying that it was "more difficult to contend against [his] own countrymen than against the Aztecs."[46] Governor Diego Velázquez continued to be a thorn in his side, teaming up with Bishop Juan Rodríguez de Fonseca, chief of the Spanish colonial department, to undermine him in the Council of the Indies.
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A few days after Cortés's return from his expedition, Ponce de León suspended Cortés from his office of governor of New Spain. The Licentiate then fell ill and died shortly after his arrival, appointing Marcos de Aguilar as alcalde mayor. The aged Aguilar also became sick and appointed Alonso de Estrada governor, who was confirmed in his functions by a royal decree in August 1527. Cortés, suspected of poisoning them, refrained from taking over the government.
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Estrada sent Diego de Figueroa to the south. De Figueroa raided graveyards and extorted contributions, meeting his end when the ship carrying these treasures sank. Albornoz persuaded Alonso de Estrada to release Gonzalo de Salazar and Chirinos. When Cortés complained angrily after one of his adherents' hands was cut off, Estrada ordered him exiled. Cortés sailed for Spain in 1528 to appeal to King Charles.
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In 1528, Cortés returned to Spain to appeal to the justice of his master, Charles V. Juan Altamirano and Alonso Valiente stayed in Mexico and acted as Cortés' representatives during his absence. Cortés presented himself with great splendor before Charles V's court. By this time Charles had returned and Cortés forthrightly responded to his enemy's charges. Denying he had held back on gold due the crown, he showed that he had contributed more than the quinto (one-fifth) required. Indeed, he had spent lavishly to build the new capital of Mexico City on the ruins of the Aztec capital of Tenochtitlán, leveled during the siege that brought down the Aztec empire.
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He was received by Charles with every distinction, and decorated with the order of Santiago. In return for his efforts in expanding the still young Spanish Empire, Cortés was rewarded in 1529 by being accorded the noble title of don but more importantly named the "Marqués del Valle de Oaxaca" (Marquess of the Valley of Oaxaca and married the Spanish noblewoman Doña Juana Zúñiga, after the 1522 death of his much less distinguished first wife, Catalina Suárez. The noble title and senorial estate of the Marquesado was passed down to his descendants until 1811. The Oaxaca Valley was one of the wealthiest regions of New Spain, and Cortés had 23,000 vassals in 23 named encomiendas in perpetuity.[19][47]
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Although confirmed in his land holdings and vassals, he was not reinstated as governor and was never again given any important office in the administration of New Spain. During his travel to Spain, his property was mismanaged by abusive colonial administrators. He sided with local natives in a lawsuit. The natives documented the abuses in the Huexotzinco Codex.
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The entailed estate and title passed to his legitimate son Don Martín Cortés upon Cortés's death in 1547, who became the Second Marquess. Don Martín's association with the so-called Encomenderos' Conspiracy endangered the entailed holdings, but they were restored and remained the continuing reward for Hernán Cortés's family through the generations.
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Cortés returned to Mexico in 1530 with new titles and honors, but with diminished power. Although Cortés still retained military authority and permission to continue his conquests, viceroy Don Antonio de Mendoza was appointed in 1535 to administer New Spain's civil affairs. This division of power led to continual dissension, and caused the failure of several enterprises in which Cortés was engaged. On returning to Mexico, Cortés found the country in a state of anarchy. There was a strong suspicion in court circles of an intended rebellion by Cortés.
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After reasserting his position and reestablishing some sort of order, Cortés retired to his estates at Cuernavaca, about 30 miles (48 km) south of Mexico City. There he concentrated on the building of his palace and on Pacific exploration. Remaining in Mexico between 1530 and 1541, Cortés quarreled with Nuño Beltrán de Guzmán and disputed the right to explore the territory that is today California with Antonio de Mendoza, the first viceroy.
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Cortés acquired several silver mines in Zumpango del Rio in 1534. By the early 1540s, he owned 20 silver mines in Sultepec, 12 in Taxco, and 3 in Zacualpan. Earlier, Cortés had claimed the silver in the Tamazula area.[48]
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In 1536, Cortés explored the northwestern part of Mexico and discovered the Baja California Peninsula. Cortés also spent time exploring the Pacific coast of Mexico. The Gulf of California was originally named the Sea of Cortés by its discoverer Francisco de Ulloa in 1539. This was the last major expedition by Cortés.
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After his exploration of Baja California, Cortés returned to Spain in 1541, hoping to confound his angry civilians, who had brought many lawsuits against him (for debts, abuse of power, etc.).[19]
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On his return he went through a crowd to speak to the emperor, who demanded of him who he was. "I am a man," replied Cortés, "who has given you more provinces than your ancestors left you cities."[49][50]
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The emperor finally permitted Cortés to join him and his fleet commanded by Andrea Doria at the great expedition against Algiers in the Barbary Coast in 1541, which was then part of the Ottoman Empire and was used as a base by Hayreddin Barbarossa, a famous Turkish corsair and Admiral-in-Chief of the Ottoman Fleet. During this campaign, Cortés was almost drowned in a storm that hit his fleet while he was pursuing Barbarossa.[51]
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Having spent a great deal of his own money to finance expeditions, he was now heavily in debt. In February 1544 he made a claim on the royal treasury, but was ignored for the next three years. Disgusted, he decided to return to Mexico in 1547. When he reached Seville, he was stricken with dysentery. He died in Castilleja de la Cuesta, Seville province, on December 2, 1547, from a case of pleurisy at the age of 62.
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He left his many mestizo and white children well cared for in his will, along with every one of their mothers. He requested in his will that his remains eventually be buried in Mexico. Before he died he had the Pope remove the "natural" status of four of his children (legitimizing them in the eyes of the church), including Martin, the son he had with Doña Marina (also known as La Malinche), said to be his favourite.[citation needed] His daughter, Doña Catalina, however, died shortly after her father's death.
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After his death, his body was moved more than eight times for several reasons. On December 4, 1547 he was buried in the mausoleum of the Duke of Medina in the church of San Isidoro del Campo, Sevilla. Three years later (1550) due to the space being required by the duke, his body was moved to the altar of Santa Catarina in the same church. In his testament, Cortés asked for his body to be buried in the monastery he had ordered to be built in Coyoacan in México, ten years after his death, but the monastery was never built. So in 1566, his body was sent to New Spain and buried in the church of San Francisco de Texcoco, where his mother and one of his sisters were buried.
|
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|
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In 1629, Don Pedro Cortés fourth "Marquez del Valle, his last male descendant, died, so the viceroy decided to move the bones of Cortés along with those of his descendant to the Franciscan church in México. This was delayed for nine years, while his body stayed in the main room of the palace of the viceroy. Eventually it was moved to the Sagrario of Franciscan church, where it stayed for 87 years. In 1716, it was moved to another place in the same church. In 1794, his bones were moved to the "Hospital de Jesus" (founded by Cortés), where a statue by Tolsá and a mausoleum were made. There was a public ceremony and all the churches in the city rang their bells.[citation needed]
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In 1823, after the independence of México, it seemed imminent that his body would be desecrated, so the mausoleum was removed, the statue and the coat of arms were sent to Palermo, Sicily, to be protected by the Duke of Terranova. The bones were hidden, and everyone thought that they had been sent out of México. In 1836, his bones were moved to another place in the same building.[clarification needed]
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It was not until November 24, 1946 that they were rediscovered,[52]:467 thanks to the discovery of a secret document by Lucas Alamán. His bones were put in the charge of the Instituto Nacional de Antropología e Historia (INAH). The remains were authenticated by INAH.[52]:468 They were then restored to the same place, this time with a bronze inscription and his coat of arms.[53] When the bones were first rediscovered, the supporters of the Hispanic tradition in Mexico were excited, but one supporter of an indigenist vision of Mexico "proposed that the remains be publicly burned in front of the statue of Cuauhtemoc, and the ashes flung into the air".[52]:468 Following the discovery and authentication of Cortés's remains, there was a discovery of what were described as the bones of Cuauhtémoc, resulting in a "battle of the bones".[52]:468
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Cortés is commemorated in the scientific name of a subspecies of Mexican lizard, Phrynosoma orbiculare cortezii.[54]
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There are relatively few sources to the early life of Cortés; his fame arose from his participation in the conquest of Mexico and it was only after this that people became interested in reading and writing about him.
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Probably the best source is his letters to the king which he wrote during the campaign in Mexico, but they are written with the specific purpose of putting his efforts in a favourable light and so must be read critically. Another main source is the biography written by Cortés's private chaplain Lopez de Gómara, which was written in Spain several years after the conquest. Gómara never set foot in the Americas and knew only what Cortés had told him, and he had an affinity for knightly romantic stories which he incorporated richly in the biography. The third major source is written as a reaction to what its author calls "the lies of Gomara", the eyewitness account written by the Conquistador Bernal Díaz del Castillo does not paint Cortés as a romantic hero but rather tries to emphasize that Cortés's men should also be remembered as important participants in the undertakings in Mexico.
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In the years following the conquest more critical accounts of the Spanish arrival in Mexico were written. The Dominican friar Bartolomé de Las Casas wrote his A Short Account of the Destruction of the Indies which raises strong accusations of brutality and heinous violence towards the Indians; accusations against both the conquistadors in general and Cortés in particular.[55] The accounts of the conquest given in the Florentine Codex by the Franciscan Bernardino de Sahagún and his native informants are also less than flattering towards Cortés. The scarcity of these sources has led to a sharp division in the description of Cortés's personality and a tendency to describe him as either a vicious and ruthless person or a noble and honorable cavalier.
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In México there are few representations of Cortés. However, many landmarks still bear his name, from the castle Palacio de Cortés in the city of Cuernavaca to some street names throughout the republic.
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The pass between the volcanoes Iztaccíhuatl and Popocatépetl where Cortés took his soldiers on their march to Mexico City. It is known as the Paso de Cortés.
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The muralist Diego Rivera painted several representation of him but the most famous, depicts him as a powerful and ominous figure along with Malinche in a mural in the National Palace in Mexico City.
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In 1981, President Lopez Portillo tried to bring Cortés to public recognition. First, he made public a copy of the bust of Cortés made by Manuel Tolsá in the Hospital de Jesús Nazareno with an official ceremony, but soon a nationalist group tried to destroy it, so it had to be taken out of the public.[56] Today the copy of the bust is in the "Hospital de Jesús Nazareno" [57] while the original is in Naples, Italy, in the Villa Pignatelli.
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Later, another monument, known as "Monumento al Mestizaje" by Julián Martínez y M. Maldonado (1982) was commissioned by Mexican president José López Portillo to be put in the "Zócalo" (Main square) of Coyoacan, near the place of his country house, but it had to be removed to a little known park, the Jardín Xicoténcatl, Barrio de San Diego Churubusco, to quell protests. The statue depicts Cortés, Malinche and their son Martín.[58]
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There is another statue by Sebastián Aparicio, in Cuernavaca, was in a hotel "El casino de la selva". Cortés is barely recognizable, so it sparked little interest. The hotel was closed to make a commercial center, and the statue was put out of public display by Costco the builder of the commercial center.[56]
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Hernán Cortés is a character in the opera La Conquista (2005) by Italian composer Lorenzo Ferrero, which depicts the major episodes of the Spanish conquest of the Aztec Empire in 1521.
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Cortés' personal account of the conquest of Mexico is narrated in his five letters addressed to Charles V. These five letters, the cartas de relación, are Cortés' only surviving writings. See "Letters and Dispatches of Cortés", translated by George Folsom (New York, 1843); Prescott's "Conquest of Mexico" (Boston, 1843); and Sir Arthur Helps's "Life of Hernando Cortes" (London, 1871).[49]
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His first letter was considered lost, and the one from the municipality of Veracruz has to take its place. It was published for the first time in volume IV of "Documentos para la Historia de España", and subsequently reprinted.
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The Segunda Carta de Relacion, bearing the date of October 30, 1520, appeared in print at Seville in 1522. The third letter, dated May 15, 1522, appeared at Seville in 1523. The fourth, October 20, 1524, was printed at Toledo in 1525. The fifth, on the Honduras expedition, is contained in volume IV of the Documentos para la Historia de España.[59][60]
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Natural children of Don Hernán Cortés
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He married twice: firstly in Cuba to Catalina Suárez Marcaida, who died at Coyoacán in 1522 without issue, and secondly in 1529 to doña Juana Ramírez de Arellano de Zúñiga, daughter of don Carlos Ramírez de Arellano, 2nd Count of Aguilar and wife the Countess doña Juana de Zúñiga, and had:
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Hernán Cortés de Monroy y Pizarro Altamirano, 1st Marquess of the Valley of Oaxaca[a] (/kɔːrˈtɛs/; Spanish: [eɾˈnaŋ koɾˈtes ðe monˈroj i piˈθaro]; 1485 – December 2, 1547) was a Spanish Conquistador who led an expedition that caused the fall of the Aztec Empire and brought large portions of what is now mainland Mexico under the rule of the King of Castile in the early 16th century. Cortés was part of the generation of Spanish explorers and conquistadors who began the first phase of the Spanish colonization of the Americas.
|
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Born in Medellín, Spain, to a family of lesser nobility, Cortés chose to pursue adventure and riches in the New World. He went to Hispaniola and later to Cuba, where he received an encomienda (the right to the labor of certain subjects). For a short time, he served as alcalde (magistrate) of the second Spanish town founded on the island. In 1519, he was elected captain of the third expedition to the mainland, which he partly funded. His enmity with the Governor of Cuba, Diego Velázquez de Cuéllar, resulted in the recall of the expedition at the last moment, an order which Cortés ignored.
|
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Arriving on the continent, Cortés executed a successful strategy of allying with some indigenous people against others. He also used a native woman, Doña Marina, as an interpreter. She later bore his first son. When the Governor of Cuba sent emissaries to arrest Cortés, he fought them and won, using the extra troops as reinforcements. Cortés wrote letters directly to the king asking to be acknowledged for his successes instead of being punished for mutiny. After he overthrew the Aztec Empire, Cortés was awarded the title of Marqués del Valle de Oaxaca, while the more prestigious title of Viceroy was given to a high-ranking nobleman, Antonio de Mendoza. In 1541 Cortés returned to Spain, where he died six years later of natural causes but embittered.
|
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Because of the controversial undertakings of Cortés and the scarcity of reliable sources of information about him, it is difficult to describe his personality or motivations. Early lionizing of the conquistadores did not encourage deep examination of Cortés. Modern reconsideration has done little to enlarge understanding regarding him. As a result of these historical trends, descriptions of Cortés tend to be simplistic, and either damning or idealizing.[citation needed]
|
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Cortés himself used the form "Hernando" or "Fernando" for his first name, as seen in his signature and the title of an early portrait.[1] William Hickling Prescott's Conquest of Mexico (1843) also refers to him as Hernando Cortés. At some point writers began using the shortened form of "Hernán" more generally.
|
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|
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Cortés was born in 1485 in the town of Medellín, then a village in the Kingdom of Castile, now a municipality of the modern-day province of Badajoz in Extremadura, Spain. His father, Martín Cortés de Monroy, born in 1449 to Rodrigo or Ruy Fernández de Monroy and his wife María Cortés, was an infantry captain of distinguished ancestry but slender means. Hernán's mother was Catalína Pizarro Altamirano.[2]
|
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|
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Through his mother, Hernán was second cousin once removed of Francisco Pizarro, who later conquered the Inca Empire of modern-day Peru, and not to be confused with another Francisco Pizarro, who joined Cortés to conquer the Aztecs. (His maternal grandmother, Leonor Sánchez Pizarro Altamirano, was first cousin of Pizarro's father Gonzalo Pizarro y Rodriguez.)[2] Through his father, Hernán was related to Nicolás de Ovando, the third Governor of Hispaniola. His paternal great-grandfather was Rodrigo de Monroy y Almaraz, 5th Lord of Monroy.
|
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|
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According to his biographer, chaplain, and friend Francisco López de Gómara, Cortés was pale and sickly as a child. At the age of 14, he was sent to study Latin under an uncle in Salamanca. Modern historians have misconstrued this personal tutoring as time enrolled at the University of Salamanca.[3]
|
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After two years, Cortés returned home to Medellín, much to the irritation of his parents, who had hoped to see him equipped for a profitable legal career. However, those two years in Salamanca, plus his long period of training and experience as a notary, first in Valladolid and later in Hispaniola, gave him knowledge of the legal codes of Castile that he applied to help justify his unauthorized conquest of Mexico.[4]
|
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|
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At this point in his life, Cortés was described by Gómara as ruthless, haughty, and mischievous.[5] The 16-year-old youth had returned home to feel constrained life in his small provincial town. By this time, news of the exciting discoveries of Christopher Columbus in the New World was streaming back to Spain.
|
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Plans were made for Cortés to sail to the Americas with a family acquaintance and distant relative, Nicolás de Ovando, the newly appointed Governor of Hispaniola. (This island is now divided between Haiti and the Dominican Republic). Cortés suffered an injury and was prevented from traveling. He spent the next year wandering the country, probably spending most of his time in Spain's southern ports of Cadiz, Palos, Sanlucar, and Seville. He finally left for Hispaniola in 1504 and became a colonist.[6]
|
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|
25 |
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Cortés reached Hispaniola in a ship commanded by Alonso Quintero, who tried to deceive his superiors and reach the New World before them in order to secure personal advantages. Quintero's mutinous conduct may have served as a model for Cortés in his subsequent career. The history of the conquistadores is rife with accounts of rivalry, jockeying for positions, mutiny, and betrayal.[7]
|
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|
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Upon his arrival in 1504 in Santo Domingo, the capital of Hispaniola, the 18-year-old Cortés registered as a citizen; this entitled him to a building plot and land to farm. Soon afterward, Governor Nicolás de Ovando granted him an encomienda and appointed him as a notary of the town of Azua de Compostela. His next five years seemed to help establish him in the colony; in 1506, Cortés took part in the conquest of Hispaniola and Cuba. The expedition leader awarded him a large estate of land and Indian slaves for his efforts.
|
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|
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In 1511, Cortés accompanied Diego Velázquez de Cuéllar, an aide of the Governor of Hispaniola, in his expedition to conquer Cuba. Velázquez was appointed Governor of New Spain. At the age of 26, Cortés was made clerk to the treasurer with the responsibility of ensuring that the Crown received the quinto, or customary one fifth of the profits from the expedition.
|
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|
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Velázquez was so impressed with Cortés that he secured a high political position for him in the colony. He became secretary for Governor Velázquez. Cortés was twice appointed municipal magistrate (alcalde) of Santiago. In Cuba, Cortés became a man of substance with an encomienda to provide Indian labor for his mines and cattle. This new position of power also made him the new source of leadership, which opposing forces in the colony could then turn to. In 1514, Cortés led a group which demanded that more Indians be assigned to the settlers.
|
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|
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As time went on, relations between Cortés and Governor Velázquez became strained.[8] This began once news reached Velázquez that Juan de Grijalva had established a colony on the mainland where there was a bonanza of silver and gold, and Velázquez decided to send him help. Cortés was appointed Captain-General of this new expedition in October 1518, but was advised to move fast before Velázquez changed his mind.[8]
|
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|
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With Cortés' experience as an administrator, knowledge gained from many failed expeditions, and his impeccable rhetoric he was able to gather six ships and 300 men, within a month. Velázquez's jealousy exploded and he decided to put the expedition in other hands. However, Cortés quickly gathered more men and ships in other Cuban ports.
|
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Cortés also found time to become romantically involved with Catalina Xuárez (or Juárez), the sister-in-law of Governor Velázquez. Part of Velázquez's displeasure seems to have been based on a belief that Cortés was trifling with Catalina's affections. Cortés was temporarily distracted by one of Catalina's sisters but finally married Catalina, reluctantly, under pressure from Governor Velázquez. However, by doing so, he hoped to secure the good will of both her family and that of Velázquez.[9]
|
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|
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It was not until he had been almost 15 years in the Indies that Cortés began to look beyond his substantial status as mayor of the capital of Cuba and as a man of affairs in the thriving colony. He missed the first two expeditions, under the orders of Francisco Hernández de Córdoba and then Juan de Grijalva, sent by Diego Velázquez to Mexico in 1518.
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There are differing perceptions about what happened to Hernán Cortés's ships. Some think that he burned the vessels, and others believe he beached them.[10] The notion that he burned his ships did not become accepted until 250 years later.[10] Bernal Díaz del Castillo, while attending an expedition with Cortés, gives reason to believe that Cortés ran them ashore.[10] In a letter to King Charles, Cortés states that his ships were incapable of sailing, telling his men the reason was shipworm.[10] After establishing the town of Vera Cruz, five Aztec emissaries arrived which made Cortés anxious to visit Tenochtitlán.[11] Therefore, he destroyed all of his ships but one, which he sent back to Spain for King Charles.[10] The fear of his men returning to Cuba, rather than embarking on the journey to the Aztec Empire, made him decide to demolish his ships.[12] They no longer had an option but to accompany him on this journey. This decision brought about severe consequences because Cortés had trapped himself in Mexico.
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Cortés created strife between his men and the Aztecs by taking over the city. Worried his men would revolt, Montezuma decided to convince them to delay the attack.[13] Cortés now had time to build more ships, but he had to stay on guard against the Aztecs because he was unable to leave Mexico. Furthermore, Velázquez was sending forces to arrest Cortés, which meant the lives of him and his men were at jeopardy.[14] Still without ships, Cortés could not escape. This resulted in him fighting the battle at Cempoala. In addition to restraining himself in Mexico, Cortés also suffered financially. He had to repay Velázquez for the ships he destroyed.[15]
|
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|
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+
Throughout his journey, Cortés had written five letters to King Charles. He wanted to relieve himself from Velázquez's authority; therefore, Cortés bribed the King through sending him treasures.[16] Velázquez and his men convinced King Charles to revoke Cortés's position as governor.[16] While King Charles forgave Cortés, he did receive punishment. Cortés was promoted to captain-general and given the title of Marquess, but he was not allowed to reclaim his governorship or return to New Spain.[17]
|
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|
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In 1518, Velázquez put Cortés in command of an expedition to explore and secure the interior of Mexico for colonization. At the last minute, due to the old argument between the two, Velázquez changed his mind and revoked Cortés's charter. He ignored the orders and, in an act of open mutiny, went anyway in February 1519. He stopped in Trinidad, Cuba, to hire more soldiers and obtain more horses. Accompanied by about 11 ships, 500 men (including seasoned slaves[18]), 13 horses, and a small number of cannons, Cortés landed on the Yucatán Peninsula in Mayan territory.[19] There he encountered Geronimo de Aguilar, a Spanish Franciscan priest who had survived a shipwreck followed by a period in captivity with the Maya, before escaping.[19] Aguilar had learned the Chontal Maya language and was able to translate for Cortés.[20]
|
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|
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In March 1519, Cortés formally claimed the land for the Spanish crown. Then he proceeded to Tabasco, where he met with resistance and won a battle against the natives. He received twenty young indigenous women from the vanquished natives, and he converted them all to Christianity.[20]
|
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|
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Among these women was La Malinche, his future mistress and mother of his son Martín. Malinche knew both the Nahuatl language and Chontal Maya, thus enabling Cortés to communicate with the Aztecs through Aguilar.[21]:82, 86–87 At San Juan de Ulúa on Easter Sunday 1519, Cortés met with Moctezuma II's Aztec Empire governors Tendile and Pitalpitoque.[21]:89
|
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+
|
53 |
+
In July 1519, his men took over Veracruz. By this act, Cortés dismissed the authority of the Governor of Cuba to place himself directly under the orders of King Charles.[19] In order to eliminate any ideas of retreat, Cortés scuttled his ships.[22]
|
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+
|
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+
In Veracruz, he met some of the tributaries of the Aztecs and asked them to arrange a meeting with Moctezuma II, the tlatoani (ruler) of the Aztec Empire.[22] Moctezuma repeatedly turned down the meeting, but Cortés was determined. Leaving a hundred men in Veracruz, Cortés marched on Tenochtitlán in mid-August 1519, along with 600 soldiers, 15 horsemen, 15 cannons, and hundreds of indigenous carriers and warriors.[19]
|
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+
On the way to Tenochtitlán, Cortés made alliances with indigenous peoples such as the Totonacs of Cempoala and the Nahuas of Tlaxcala. The Otomis initially, and then the Tlaxcalans fought with the Spanish in a series of three battles from 2 to 5 September 1519, and at one point, Diaz remarked, "they surrounded us on every side". After Cortés continued to release prisoners with messages of peace, and realizing the Spanish were enemies of Moctezuma, Xicotencatl the Elder and Maxixcatzin persuaded the Tlaxcalan warleader, Xicotencatl the Younger, that it would be better to ally with the newcomers than to kill them.[21]:143–55, 171
|
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+
|
59 |
+
In October 1519, Cortés and his men, accompanied by about 1,000 Tlaxcalteca,[21]:188 marched to Cholula, the second largest city in central Mexico. Cortés, either in a pre-meditated effort to instill fear upon the Aztecs waiting for him at Tenochtitlan or (as he later claimed, when he was being investigated) wishing to make an example when he feared native treachery, massacred thousands of unarmed members of the nobility gathered at the central plaza, then partially burned the city.[21]:199–200
|
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+
|
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+
By the time he arrived in Tenochtitlán the Spaniards had a large army. On November 8, 1519, they were peacefully received by Moctezuma II.[23] Moctezuma deliberately let Cortés enter the Aztec capital, the island city of Tenochtitlán, hoping to get to know their weaknesses better and to crush them later.[19]
|
62 |
+
|
63 |
+
Moctezuma gave lavish gifts of gold to the Spaniards which, rather than placating them, excited their ambitions for plunder. In his letters to King Charles, Cortés claimed to have learned at this point that he was considered by the Aztecs to be either an emissary of the feathered serpent god Quetzalcoatl or Quetzalcoatl himself – a belief which has been contested by a few modern historians.[24] But quickly Cortés learned that several Spaniards on the coast had been killed by Aztecs while supporting the Totonacs, and decided to take Moctezuma as a hostage in his own palace, indirectly ruling Tenochtitlán through him.[25]
|
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+
|
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+
Meanwhile, Velázquez sent another expedition, led by Pánfilo de Narváez, to oppose Cortés, arriving in Mexico in April 1520 with 1,100 men.[19] Cortés left 200 men in Tenochtitlán and took the rest to confront Narváez. He overcame Narváez, despite his numerical inferiority, and convinced the rest of Narváez's men to join him.[19] In Mexico, one of Cortés's lieutenants Pedro de Alvarado, committed the massacre in the Great Temple, triggering a local rebellion.[26]
|
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+
|
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Cortés speedily returned to Tenochtitlán. On July 1, 1520 Moctezuma was killed (the Spaniards claimed he was stoned to death by his own people; others claim he was murdered by the Spanish once they realized his inability to placate the locals). Faced with a hostile population, Cortés decided to flee for Tlaxcala. During the Noche Triste (June 30 – July 1, 1520), the Spaniards managed a narrow escape from Tenochtitlán across the Tlacopan causeway, while their rearguard was being massacred. Much of the treasure looted by Cortés was lost (as well as his artillery) during this panicked escape from Tenochtitlán.[19]
|
68 |
+
|
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+
After a battle in Otumba, they managed to reach Tlaxcala, having lost 870 men.[19] With the assistance of their allies, Cortés's men finally prevailed with reinforcements arriving from Cuba. Cortés began a policy of attrition towards Tenochtitlán, cutting off supplies and subduing the Aztecs' allied cities. The siege of Tenochtitlán ended with Spanish victory and the destruction of the city.[27]
|
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|
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+
In January 1521, Cortés countered a conspiracy against him, headed by Antonio de Villafana, who was hanged for the offense.[19] Finally, with the capture of Cuauhtémoc, the tlatoani (ruler) of Tenochtitlán, on August 13, 1521, the Aztec Empire was captured, and Cortés was able to claim it for Spain, thus renaming the city Mexico City. From 1521 to 1524, Cortés personally governed Mexico.[19]
|
72 |
+
|
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+
Many historical sources have conveyed an impression that Cortés was unjustly treated by the Spanish Crown, and that he received nothing but ingratitude for his role in establishing New Spain. This picture is the one Cortés presents in his letters and in the later biography written by Francisco López de Gómara. However, there may be more to the picture than this. Cortés's own sense of accomplishment, entitlement, and vanity may have played a part in his deteriorating position with the king:
|
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|
75 |
+
Cortés personally was not ungenerously rewarded, but he speedily complained of insufficient compensation to himself and his comrades. Thinking himself beyond reach of restraint, he disobeyed many of the orders of the Crown, and, what was more imprudent, said so in a letter to the emperor, dated October 15, 1524 (Ycazbalceta, "Documentos para la Historia de México", Mexico, 1858, I). In this letter Cortés, besides recalling in a rather abrupt manner that the conquest of Mexico was due to him alone, deliberately acknowledges his disobedience in terms which could not fail to create a most unfavourable impression.[28]
|
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+
|
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+
King Charles appointed Cortés as governor, captain general and chief justice of the newly conquered territory, dubbed "New Spain of the Ocean Sea". But also, much to the dismay of Cortés, four royal officials were appointed at the same time to assist him in his governing – in effect, submitting him to close observation and administration. Cortés initiated the construction of Mexico City, destroying Aztec temples and buildings and then rebuilding on the Aztec ruins what soon became the most important European city in the Americas.[19]
|
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+
|
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+
Cortés managed the founding of new cities and appointed men to extend Spanish rule to all of New Spain, imposing the encomienda system in 1524.[19] He reserved many encomiendas for himself and for his retinue, which they considered just rewards for their accomplishment in conquering central Mexico. However, later arrivals and members of factions antipathetic to Cortés complained of the favoritism that excluded them.[29]
|
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+
|
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+
In 1523, the Crown (possibly influenced by Cortés's enemy, Bishop Fonseca),[30] sent a military force under the command of Francisco de Garay to conquer and settle the northern part of Mexico, the region of Pánuco. This was another setback for Cortés who mentioned this in his fourth letter to the King in which he describes himself as the victim of a conspiracy by his archenemies Diego Velázquez de Cuéllar, Diego Columbus and Bishop Fonseca as well as Francisco Garay. The influence of Garay was effectively stopped by this appeal to the King who sent out a decree forbidding Garay to interfere in the politics of New Spain, causing him to give up without a fight.
|
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|
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+
Although Cortés had flouted the authority of Diego Velázquez in sailing to the mainland and then leading an expedition of conquest, Cortés's spectacular success was rewarded by the crown with a coat of arms, a mark of high honor, following the conqueror's request. The document granting the coat of arms summarizes Cortés's accomplishments in the conquest of Mexico. The proclamation of the king says in part:
|
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|
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+
We, respecting the many labors, dangers, and adventures which you underwent as stated above, and so that there might remain a perpetual memorial of you and your services and that you and your descendants might be more fully honored ... it is our will that besides your coat of arms of your lineage, which you have, you may have and bear as your coat of arms, known and recognized, a shield ...[31]:43
|
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|
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+
The grant specifies the iconography of the coat of arms, the central portion divided into quadrants. In the upper portion, there is a "black eagle with two heads on a white field, which are the arms of the empire".[31]:43 Below that is a "golden lion on a red field, in memory of the fact that you, the said Hernando Cortés, by your industry and effort brought matters to the state described above" (i.e., the conquest).[31]:43 The specificity of the other two quadrants is linked directly to Mexico, with one quadrant showing three crowns representing the three Aztec emperors of the conquest era, Moctezuma, Cuitlahuac, and Cuauhtemoc[31]:43 and the other showing the Aztec capital of Tenochtitlan.[31]:43 Encircling the central shield are symbols of the seven city-states around the lake and their lords that Cortés defeated, with the lords "to be shown as prisoners bound with a chain which shall be closed with a lock beneath the shield".[31]:44–45
|
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|
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Cortés's wife Catalina Súarez arrived in New Spain around summer 1522, along with her sister and brother.[32] His marriage to Catalina was at this point extremely awkward, since she was a kinswoman of the governor of Cuba, Diego Velázquez, whose authority Cortés had thrown off and who was therefore now his enemy. Catalina lacked the noble title of doña, so at this point his marriage with her no longer raised his status. Their marriage had been childless. Since Cortés had sired children with a variety of indigenous women, including a son around 1522 by his cultural translator, Doña Marina, Cortés knew he was capable of fathering children. Cortés's only male heir at this point was illegitimate, but nonetheless named after Cortés's father, Martín Cortés. This son Martín Cortés was sometimes called "El Mestizo".[citation needed]
|
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|
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+
Catalina Suárez died under mysterious circumstances the night of November 1–2, 1522. There were accusations at the time that Cortés had murdered his wife. There was an investigation into her death, interviewing a variety of household residents and others.[33] The documentation of the investigation was published in the nineteenth century in Mexico and these archival documents were uncovered in the twentieth century.[34][35] The death of Catalina Suárez produced a scandal and investigation, but Cortés was now free to marry someone of high status more appropriate to his wealth and power. In 1526, he built an imposing residence for himself, the Palace of Cortés in Cuernavaca, in a region close to the capital where he had extensive encomienda holdings. In 1529 he had been accorded the noble designation of don, but more importantly was given the noble title of Marquess of the Valley of Oaxaca and married the Spanish noblewoman Doña Juana de Zúñiga. The marriage produced three children, including another son, who was also named Martín. As the first-born legitimate son, Don Martín Cortés y Zúñiga was now Cortés's heir and succeeded him as holder of the title and estate of the Marquessate of the Valley of Oaxaca.[36] Cortés's legitimate daughters were Doña Maria, Doña Catalina, and Doña Juana.[37]
|
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|
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Since the conversion to Christianity of indigenous peoples was an essential and integral part of the extension of Spanish power, making formal provisions for that conversion once the military conquest was completed was an important task for Cortés. During the Age of Discovery, the Catholic Church had seen early attempts at conversion in the Caribbean islands by Spanish friars, particularly the mendicant orders. Cortés made a request to the Spanish monarch to send Franciscan and Dominican friars to Mexico to convert the vast indigenous populations to Christianity. In his fourth letter to the king, Cortés pleaded for friars rather than diocesan or secular priests because those clerics were in his view a serious danger to the Indians' conversion.
|
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|
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If these people [Indians] were now to see the affairs of the Church and the service of God in the hands of canons or other dignitaries, and saw them indulge in the vices and profanities now common in Spain, knowing that such men were the ministers of God, it would bring our Faith into much harm that I believe any further preaching would be of no avail.[38]
|
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+
|
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+
He wished the mendicants to be the main evangelists. Mendicant friars did not usually have full priestly powers to perform all the sacraments needed for conversion of the Indians and growth of the neophytes in the Christian faith, so Cortés laid out a solution to this to the king.
|
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+
|
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+
Your Majesty should likewise beseech His Holiness [the pope] to grant these powers to the two principal persons in the religious orders that are to come here, and that they should be his delegates, one from the Order of St. Francis and the other from the Order of St. Dominic. They should bring the most extensive powers Your Majesty is able to obtain, for, because these lands are so far from the Church of Rome, and we, the Christians who now reside here and shall do so in the future, are so far from the proper remedies of our consciences and, as we are human, so subject to sin, it is essential that His Holiness should be generous with us and grant to these persons most extensive powers, to be handed down to persons actually in residence here whether it be given to the general of each order or to his provincials.[39]
|
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|
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+
The Franciscans arrived in May 1524, a symbolically powerful group of twelve known as the Twelve Apostles of Mexico, led by Fray Martín de Valencia. Franciscan Geronimo de Mendieta claimed that Cortés's most important deed was the way he met this first group of Franciscans. The conqueror himself was said to have met the friars as they approached the capital, kneeling at the feet of the friars who had walked from the coast. This story was told by Franciscans to demonstrate Cortés piety and humility and was a powerful message to all, including the Indians, that Cortés's earthly power was subordinate to the spiritual power of the friars. However, one of the first twelve Franciscans, Fray Toribio de Benavente Motolinia does not mention it in his history.[40] Cortés and the Franciscans had a particularly strong alliance in Mexico, with Franciscans seeing him as "the new Moses" for conquering Mexico and opening it to Christian evangelization. In Motolinia's 1555 response to Dominican Bartolomé de Las Casas, he praises Cortés.
|
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|
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+
And as to those who murmur against the Marqués del Valle [Cortés], God rest him, and who try to blacken and obscure his deeds, I believe that before God their deeds are not as acceptable as those of the Marqués. Although as a human he was a sinner, he had faith and works of a good Christian, and a great desire to employ his life and property in widening and augmenting the fair of Jesus Christ, and dying for the conversion of these gentiles ... Who has loved and defended the Indians of this new world like Cortés? ... Through this captain, God opened the door for us to preach his holy gospel and it was he who caused the Indians to revere the holy sacraments and respect the ministers of the church.[41]
|
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+
|
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+
In Fray Bernardino de Sahagún's 1585 revision of the conquest narrative first codified as Book XII of the Florentine Codex, there are laudatory references to Cortés that do not appear in the earlier text from the indigenous perspective. Whereas Book XII of the Florentine Codex concludes with an account of Spaniards' search for gold, in Sahagún's 1585 revised account, he ends with praise of Cortés for requesting the Franciscans be sent to Mexico to convert the Indians.[42]
|
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|
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+
From 1524 to 1526, Cortés headed an expedition to Honduras where he defeated Cristóbal de Olid, who had claimed Honduras as his own under the influence of the Governor of Cuba Diego Velázquez. Fearing that Cuauhtémoc might head an insurrection in Mexico, he brought him with him to Honduras. In a controversial move, Cuauhtémoc was executed during the journey. Raging over Olid's treason, Cortés issued a decree to arrest Velázquez, whom he was sure was behind Olid's treason. This, however, only served to further estrange the Crown of Castile and the Council of Indies, both of which were already beginning to feel anxious about Cortés's rising power.[43]
|
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+
|
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+
Cortés's fifth letter to King Charles attempts to justify his conduct, concludes with a bitter attack on "various and powerful rivals and enemies" who have "obscured the eyes of your Majesty".[44] Charles, who was also Holy Roman Emperor, had little time for distant colonies (much of Charles's reign was taken up with wars with France, the German Protestants and the expanding Ottoman Empire),[45] except insofar as they contributed to finance his wars. In 1521, year of the Conquest, Charles was attending to matters in his German domains and Bishop Adrian of Utrecht functioned as regent in Spain.
|
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|
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+
Velázquez and Fonseca persuaded the regent to appoint a commissioner (a Juez de residencia, Luis Ponce de León) with powers to investigate Cortés's conduct and even arrest him. Cortés was once quoted as saying that it was "more difficult to contend against [his] own countrymen than against the Aztecs."[46] Governor Diego Velázquez continued to be a thorn in his side, teaming up with Bishop Juan Rodríguez de Fonseca, chief of the Spanish colonial department, to undermine him in the Council of the Indies.
|
112 |
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|
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A few days after Cortés's return from his expedition, Ponce de León suspended Cortés from his office of governor of New Spain. The Licentiate then fell ill and died shortly after his arrival, appointing Marcos de Aguilar as alcalde mayor. The aged Aguilar also became sick and appointed Alonso de Estrada governor, who was confirmed in his functions by a royal decree in August 1527. Cortés, suspected of poisoning them, refrained from taking over the government.
|
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|
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Estrada sent Diego de Figueroa to the south. De Figueroa raided graveyards and extorted contributions, meeting his end when the ship carrying these treasures sank. Albornoz persuaded Alonso de Estrada to release Gonzalo de Salazar and Chirinos. When Cortés complained angrily after one of his adherents' hands was cut off, Estrada ordered him exiled. Cortés sailed for Spain in 1528 to appeal to King Charles.
|
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|
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In 1528, Cortés returned to Spain to appeal to the justice of his master, Charles V. Juan Altamirano and Alonso Valiente stayed in Mexico and acted as Cortés' representatives during his absence. Cortés presented himself with great splendor before Charles V's court. By this time Charles had returned and Cortés forthrightly responded to his enemy's charges. Denying he had held back on gold due the crown, he showed that he had contributed more than the quinto (one-fifth) required. Indeed, he had spent lavishly to build the new capital of Mexico City on the ruins of the Aztec capital of Tenochtitlán, leveled during the siege that brought down the Aztec empire.
|
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|
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He was received by Charles with every distinction, and decorated with the order of Santiago. In return for his efforts in expanding the still young Spanish Empire, Cortés was rewarded in 1529 by being accorded the noble title of don but more importantly named the "Marqués del Valle de Oaxaca" (Marquess of the Valley of Oaxaca and married the Spanish noblewoman Doña Juana Zúñiga, after the 1522 death of his much less distinguished first wife, Catalina Suárez. The noble title and senorial estate of the Marquesado was passed down to his descendants until 1811. The Oaxaca Valley was one of the wealthiest regions of New Spain, and Cortés had 23,000 vassals in 23 named encomiendas in perpetuity.[19][47]
|
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Although confirmed in his land holdings and vassals, he was not reinstated as governor and was never again given any important office in the administration of New Spain. During his travel to Spain, his property was mismanaged by abusive colonial administrators. He sided with local natives in a lawsuit. The natives documented the abuses in the Huexotzinco Codex.
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The entailed estate and title passed to his legitimate son Don Martín Cortés upon Cortés's death in 1547, who became the Second Marquess. Don Martín's association with the so-called Encomenderos' Conspiracy endangered the entailed holdings, but they were restored and remained the continuing reward for Hernán Cortés's family through the generations.
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|
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Cortés returned to Mexico in 1530 with new titles and honors, but with diminished power. Although Cortés still retained military authority and permission to continue his conquests, viceroy Don Antonio de Mendoza was appointed in 1535 to administer New Spain's civil affairs. This division of power led to continual dissension, and caused the failure of several enterprises in which Cortés was engaged. On returning to Mexico, Cortés found the country in a state of anarchy. There was a strong suspicion in court circles of an intended rebellion by Cortés.
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After reasserting his position and reestablishing some sort of order, Cortés retired to his estates at Cuernavaca, about 30 miles (48 km) south of Mexico City. There he concentrated on the building of his palace and on Pacific exploration. Remaining in Mexico between 1530 and 1541, Cortés quarreled with Nuño Beltrán de Guzmán and disputed the right to explore the territory that is today California with Antonio de Mendoza, the first viceroy.
|
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Cortés acquired several silver mines in Zumpango del Rio in 1534. By the early 1540s, he owned 20 silver mines in Sultepec, 12 in Taxco, and 3 in Zacualpan. Earlier, Cortés had claimed the silver in the Tamazula area.[48]
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In 1536, Cortés explored the northwestern part of Mexico and discovered the Baja California Peninsula. Cortés also spent time exploring the Pacific coast of Mexico. The Gulf of California was originally named the Sea of Cortés by its discoverer Francisco de Ulloa in 1539. This was the last major expedition by Cortés.
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After his exploration of Baja California, Cortés returned to Spain in 1541, hoping to confound his angry civilians, who had brought many lawsuits against him (for debts, abuse of power, etc.).[19]
|
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On his return he went through a crowd to speak to the emperor, who demanded of him who he was. "I am a man," replied Cortés, "who has given you more provinces than your ancestors left you cities."[49][50]
|
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The emperor finally permitted Cortés to join him and his fleet commanded by Andrea Doria at the great expedition against Algiers in the Barbary Coast in 1541, which was then part of the Ottoman Empire and was used as a base by Hayreddin Barbarossa, a famous Turkish corsair and Admiral-in-Chief of the Ottoman Fleet. During this campaign, Cortés was almost drowned in a storm that hit his fleet while he was pursuing Barbarossa.[51]
|
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Having spent a great deal of his own money to finance expeditions, he was now heavily in debt. In February 1544 he made a claim on the royal treasury, but was ignored for the next three years. Disgusted, he decided to return to Mexico in 1547. When he reached Seville, he was stricken with dysentery. He died in Castilleja de la Cuesta, Seville province, on December 2, 1547, from a case of pleurisy at the age of 62.
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He left his many mestizo and white children well cared for in his will, along with every one of their mothers. He requested in his will that his remains eventually be buried in Mexico. Before he died he had the Pope remove the "natural" status of four of his children (legitimizing them in the eyes of the church), including Martin, the son he had with Doña Marina (also known as La Malinche), said to be his favourite.[citation needed] His daughter, Doña Catalina, however, died shortly after her father's death.
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After his death, his body was moved more than eight times for several reasons. On December 4, 1547 he was buried in the mausoleum of the Duke of Medina in the church of San Isidoro del Campo, Sevilla. Three years later (1550) due to the space being required by the duke, his body was moved to the altar of Santa Catarina in the same church. In his testament, Cortés asked for his body to be buried in the monastery he had ordered to be built in Coyoacan in México, ten years after his death, but the monastery was never built. So in 1566, his body was sent to New Spain and buried in the church of San Francisco de Texcoco, where his mother and one of his sisters were buried.
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In 1629, Don Pedro Cortés fourth "Marquez del Valle, his last male descendant, died, so the viceroy decided to move the bones of Cortés along with those of his descendant to the Franciscan church in México. This was delayed for nine years, while his body stayed in the main room of the palace of the viceroy. Eventually it was moved to the Sagrario of Franciscan church, where it stayed for 87 years. In 1716, it was moved to another place in the same church. In 1794, his bones were moved to the "Hospital de Jesus" (founded by Cortés), where a statue by Tolsá and a mausoleum were made. There was a public ceremony and all the churches in the city rang their bells.[citation needed]
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In 1823, after the independence of México, it seemed imminent that his body would be desecrated, so the mausoleum was removed, the statue and the coat of arms were sent to Palermo, Sicily, to be protected by the Duke of Terranova. The bones were hidden, and everyone thought that they had been sent out of México. In 1836, his bones were moved to another place in the same building.[clarification needed]
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It was not until November 24, 1946 that they were rediscovered,[52]:467 thanks to the discovery of a secret document by Lucas Alamán. His bones were put in the charge of the Instituto Nacional de Antropología e Historia (INAH). The remains were authenticated by INAH.[52]:468 They were then restored to the same place, this time with a bronze inscription and his coat of arms.[53] When the bones were first rediscovered, the supporters of the Hispanic tradition in Mexico were excited, but one supporter of an indigenist vision of Mexico "proposed that the remains be publicly burned in front of the statue of Cuauhtemoc, and the ashes flung into the air".[52]:468 Following the discovery and authentication of Cortés's remains, there was a discovery of what were described as the bones of Cuauhtémoc, resulting in a "battle of the bones".[52]:468
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Cortés is commemorated in the scientific name of a subspecies of Mexican lizard, Phrynosoma orbiculare cortezii.[54]
|
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|
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There are relatively few sources to the early life of Cortés; his fame arose from his participation in the conquest of Mexico and it was only after this that people became interested in reading and writing about him.
|
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|
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Probably the best source is his letters to the king which he wrote during the campaign in Mexico, but they are written with the specific purpose of putting his efforts in a favourable light and so must be read critically. Another main source is the biography written by Cortés's private chaplain Lopez de Gómara, which was written in Spain several years after the conquest. Gómara never set foot in the Americas and knew only what Cortés had told him, and he had an affinity for knightly romantic stories which he incorporated richly in the biography. The third major source is written as a reaction to what its author calls "the lies of Gomara", the eyewitness account written by the Conquistador Bernal Díaz del Castillo does not paint Cortés as a romantic hero but rather tries to emphasize that Cortés's men should also be remembered as important participants in the undertakings in Mexico.
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In the years following the conquest more critical accounts of the Spanish arrival in Mexico were written. The Dominican friar Bartolomé de Las Casas wrote his A Short Account of the Destruction of the Indies which raises strong accusations of brutality and heinous violence towards the Indians; accusations against both the conquistadors in general and Cortés in particular.[55] The accounts of the conquest given in the Florentine Codex by the Franciscan Bernardino de Sahagún and his native informants are also less than flattering towards Cortés. The scarcity of these sources has led to a sharp division in the description of Cortés's personality and a tendency to describe him as either a vicious and ruthless person or a noble and honorable cavalier.
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|
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In México there are few representations of Cortés. However, many landmarks still bear his name, from the castle Palacio de Cortés in the city of Cuernavaca to some street names throughout the republic.
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The pass between the volcanoes Iztaccíhuatl and Popocatépetl where Cortés took his soldiers on their march to Mexico City. It is known as the Paso de Cortés.
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The muralist Diego Rivera painted several representation of him but the most famous, depicts him as a powerful and ominous figure along with Malinche in a mural in the National Palace in Mexico City.
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|
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In 1981, President Lopez Portillo tried to bring Cortés to public recognition. First, he made public a copy of the bust of Cortés made by Manuel Tolsá in the Hospital de Jesús Nazareno with an official ceremony, but soon a nationalist group tried to destroy it, so it had to be taken out of the public.[56] Today the copy of the bust is in the "Hospital de Jesús Nazareno" [57] while the original is in Naples, Italy, in the Villa Pignatelli.
|
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Later, another monument, known as "Monumento al Mestizaje" by Julián Martínez y M. Maldonado (1982) was commissioned by Mexican president José López Portillo to be put in the "Zócalo" (Main square) of Coyoacan, near the place of his country house, but it had to be removed to a little known park, the Jardín Xicoténcatl, Barrio de San Diego Churubusco, to quell protests. The statue depicts Cortés, Malinche and their son Martín.[58]
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There is another statue by Sebastián Aparicio, in Cuernavaca, was in a hotel "El casino de la selva". Cortés is barely recognizable, so it sparked little interest. The hotel was closed to make a commercial center, and the statue was put out of public display by Costco the builder of the commercial center.[56]
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Hernán Cortés is a character in the opera La Conquista (2005) by Italian composer Lorenzo Ferrero, which depicts the major episodes of the Spanish conquest of the Aztec Empire in 1521.
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Cortés' personal account of the conquest of Mexico is narrated in his five letters addressed to Charles V. These five letters, the cartas de relación, are Cortés' only surviving writings. See "Letters and Dispatches of Cortés", translated by George Folsom (New York, 1843); Prescott's "Conquest of Mexico" (Boston, 1843); and Sir Arthur Helps's "Life of Hernando Cortes" (London, 1871).[49]
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His first letter was considered lost, and the one from the municipality of Veracruz has to take its place. It was published for the first time in volume IV of "Documentos para la Historia de España", and subsequently reprinted.
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The Segunda Carta de Relacion, bearing the date of October 30, 1520, appeared in print at Seville in 1522. The third letter, dated May 15, 1522, appeared at Seville in 1523. The fourth, October 20, 1524, was printed at Toledo in 1525. The fifth, on the Honduras expedition, is contained in volume IV of the Documentos para la Historia de España.[59][60]
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Natural children of Don Hernán Cortés
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He married twice: firstly in Cuba to Catalina Suárez Marcaida, who died at Coyoacán in 1522 without issue, and secondly in 1529 to doña Juana Ramírez de Arellano de Zúñiga, daughter of don Carlos Ramírez de Arellano, 2nd Count of Aguilar and wife the Countess doña Juana de Zúñiga, and had:
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1 |
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Animals (also called Metazoa) are multicellular eukaryotic organisms that form the biological kingdom Animalia. With few exceptions, animals consume organic material, breathe oxygen, are able to move, can reproduce sexually, and grow from a hollow sphere of cells, the blastula, during embryonic development. Over 1.5 million living animal species have been described—of which around 1 million are insects—but it has been estimated there are over 7 million animal species in total. Animals range in length from 8.5 micrometres (0.00033 in) to 33.6 metres (110 ft). They have complex interactions with each other and their environments, forming intricate food webs. The kingdom Animalia includes humans but in colloquial use the term animal often refers only to non-human animals. The scientific study of animals is known as zoology.
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Most living animal species are in Bilateria, a clade whose members have a bilaterally symmetric body plan. The Bilateria include the protostomes—in which many groups of invertebrates are found, such as nematodes, arthropods, and molluscs—and the deuterostomes, containing both the echinoderms as well as the chordates, the latter containing the vertebrates. Life forms interpreted as early animals were present in the Ediacaran biota of the late Precambrian. Many modern animal phyla became clearly established in the fossil record as marine species during the Cambrian explosion, which began around 542 million years ago. 6,331 groups of genes common to all living animals have been identified; these may have arisen from a single common ancestor that lived 650 million years ago.
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Historically, Aristotle divided animals into those with blood and those without. Carl Linnaeus created the first hierarchical biological classification for animals in 1758 with his Systema Naturae, which Jean-Baptiste Lamarck expanded into 14 phyla by 1809. In 1874, Ernst Haeckel divided the animal kingdom into the multicellular Metazoa (synonymous for Animalia) and the Protozoa, single-celled organisms no longer considered animals. In modern times, the biological classification of animals relies on advanced techniques, such as molecular phylogenetics, which are effective at demonstrating the evolutionary relationships between animal taxa.
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Humans make use of many other animal species, such as for food (including meat, milk, and eggs), for materials (such as leather and wool), and also as pets, and for transports, as working animals. Dogs have been used in hunting, while many terrestrial and aquatic animals were hunted for sports. Non-human animals have appeared in art from the earliest times and are featured in mythology and religion.
|
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|
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The word "animal" comes from the Latin animalis, meaning having breath, having soul or living being.[1] The biological definition includes all members of the kingdom Animalia.[2] In colloquial usage, as a consequence of anthropocentrism, the term animal is sometimes used nonscientifically to refer only to non-human animals.[3][4][5][6]
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Animals have several characteristics that set them apart from other living things. Animals are eukaryotic and multicellular,[7][8] unlike bacteria, which are prokaryotic, and unlike protists, which are eukaryotic but unicellular. Unlike plants and algae, which produce their own nutrients[9] animals are heterotrophic,[8][10] feeding on organic material and digesting it internally.[11] With very few exceptions, animals respire aerobically.[12] All animals are motile[13] (able to spontaneously move their bodies) during at least part of their life cycle, but some animals, such as sponges, corals, mussels, and barnacles, later become sessile. The blastula is a stage in embryonic development that is unique to most animals,[14] allowing cells to be differentiated into specialised tissues and organs.
|
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+
|
17 |
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All animals are composed of cells, surrounded by a characteristic extracellular matrix composed of collagen and elastic glycoproteins.[15] During development, the animal extracellular matrix forms a relatively flexible framework upon which cells can move about and be reorganised, making the formation of complex structures possible. This may be calcified, forming structures such as shells, bones, and spicules.[16] In contrast, the cells of other multicellular organisms (primarily algae, plants, and fungi) are held in place by cell walls, and so develop by progressive growth.[17] Animal cells uniquely possess the cell junctions called tight junctions, gap junctions, and desmosomes.[18]
|
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+
|
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+
With few exceptions—in particular, the sponges and placozoans—animal bodies are differentiated into tissues.[19] These include muscles, which enable locomotion, and nerve tissues, which transmit signals and coordinate the body. Typically, there is also an internal digestive chamber with either one opening (in Ctenophora, Cnidaria, and flatworms) or two openings (in most bilaterians).[20]
|
20 |
+
|
21 |
+
Nearly all animals make use of some form of sexual reproduction.[21] They produce haploid gametes by meiosis; the smaller, motile gametes are spermatozoa and the larger, non-motile gametes are ova.[22] These fuse to form zygotes,[23] which develop via mitosis into a hollow sphere, called a blastula. In sponges, blastula larvae swim to a new location, attach to the seabed, and develop into a new sponge.[24] In most other groups, the blastula undergoes more complicated rearrangement.[25] It first invaginates to form a gastrula with a digestive chamber and two separate germ layers, an external ectoderm and an internal endoderm.[26] In most cases, a third germ layer, the mesoderm, also develops between them.[27] These germ layers then differentiate to form tissues and organs.[28]
|
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+
|
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+
Repeated instances of mating with a close relative during sexual reproduction generally leads to inbreeding depression within a population due to the increased prevalence of harmful recessive traits.[29][30] Animals have evolved numerous mechanisms for avoiding close inbreeding.[31]
|
24 |
+
|
25 |
+
Some animals are capable of asexual reproduction, which often results in a genetic clone of the parent. This may take place through fragmentation; budding, such as in Hydra and other cnidarians; or parthenogenesis, where fertile eggs are produced without mating, such as in aphids.[32][33]
|
26 |
+
|
27 |
+
Animals are categorised into ecological groups depending on how they obtain or consume organic material, including carnivores, herbivores, omnivores, detritivores,[34] and parasites.[35] Interactions between animals form complex food webs. In carnivorous or omnivorous species, predation is a consumer-resource interaction where a predator feeds on another organism (called its prey).[36] Selective pressures imposed on one another lead to an evolutionary arms race between predator and prey, resulting in various anti-predator adaptations.[37][38] Almost all multicellular predators are animals.[39] Some consumers use multiple methods; for example, in parasitoid wasps, the larvae feed on the hosts' living tissues, killing them in the process,[40] but the adults primarily consume nectar from flowers.[41] Other animals may have very specific feeding behaviours, such as hawksbill sea turtles primarily eating sponges.[42]
|
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+
|
29 |
+
Most animals rely on the biomass and energy produced by plants through photosynthesis. Herbivores eat plant material directly, while carnivores, and other animals on higher trophic levels typically acquire it indirectly by eating other animals. Animals oxidize carbohydrates, lipids, proteins, and other biomolecules to unlock the chemical energy of molecular oxygen,[43] which allows the animal to grow and to sustain biological processes such as locomotion.[44][45][46] Animals living close to hydrothermal vents and cold seeps on the dark sea floor consume organic matter of archaea and bacteria produced in these locations through chemosynthesis (by oxidizing inorganic compounds, such as hydrogen sulfide).[47]
|
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+
|
31 |
+
Animals originally evolved in the sea. Lineages of arthropods colonised land around the same time as land plants, probably between 510–471 million years ago during the Late Cambrian or Early Ordovician.[48] Vertebrates such as the lobe-finned fish Tiktaalik started to move on to land in the late Devonian, about 375 million years ago.[49][50] Animals occupy virtually all of earth's habitats and microhabitats, including salt water, hydrothermal vents, fresh water, hot springs, swamps, forests, pastures, deserts, air, and the interiors of animals, plants, fungi and rocks.[51] Animals are however not particularly heat tolerant; very few of them can survive at constant temperatures above 50 °C (122 °F).[52] Only very few species of animals (mostly nematodes) inhabit the most extreme cold deserts of continental Antarctica.[53]
|
32 |
+
|
33 |
+
The blue whale (Balaenoptera musculus) is the largest animal that has ever lived, weighing up to at least 190 tonnes and measuring up to 33.6 metres (110 ft) long.[54][55][56] The largest extant terrestrial animal is the African bush elephant (Loxodonta africana), weighing up to 12.25 tonnes[54] and measuring up to 10.67 metres (35.0 ft) long.[54] The largest terrestrial animals that ever lived were titanosaur sauropod dinosaurs such as Argentinosaurus, which may have weighed as much as 73 tonnes.[57] Several animals are microscopic; some Myxozoa (obligate parasites within the Cnidaria) never grow larger than 20 µm,[58] and one of the smallest species (Myxobolus shekel) is no more than 8.5 µm when fully grown.[59]
|
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|
35 |
+
The following table lists estimated numbers of described extant species for the animal groups with the largest numbers of species,[60] along with their principal habitats (terrestrial, fresh water,[61] and marine),[62] and free-living or parasitic ways of life.[63] Species estimates shown here are based on numbers described scientifically; much larger estimates have been calculated based on various means of prediction, and these can vary wildly. For instance, around 25,000–27,000 species of nematodes have been described, while published estimates of the total number of nematode species include 10,000–20,000; 500,000; 10 million; and 100 million.[64] Using patterns within the taxonomic hierarchy, the total number of animal species—including those not yet described—was calculated to be about 7.77 million in 2011.[65][66][a]
|
36 |
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|
37 |
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3,000–6,500[74]
|
38 |
+
|
39 |
+
4,000–25,000[74]
|
40 |
+
|
41 |
+
The first fossils that might represent animals appear in the 665-million-year-old rocks of the Trezona Formation of South Australia. These fossils are interpreted as most probably being early sponges.[78]
|
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+
|
43 |
+
The oldest animals are found in the Ediacaran biota, towards the end of the Precambrian, around 610 million years ago. It had long been doubtful whether these included animals,[79][80][81] but the discovery of the animal lipid cholesterol in fossils of Dickinsonia establishes that these were indeed animals.[77] Animals are thought to have originated under low-oxygen conditions, suggesting that they were capable of living entirely by anaerobic respiration, but as they became specialized for aerobic metabolism they became fully dependent on oxygen in their environments.[82]
|
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|
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Many animal phyla first appear in the fossil record during the Cambrian explosion, starting about 542 million years ago, in beds such as the Burgess shale. Extant phyla in these rocks include molluscs, brachiopods, onychophorans, tardigrades, arthropods, echinoderms and hemichordates, along with numerous now-extinct forms such as the predatory Anomalocaris. The apparent suddenness of the event may however be an artefact of the fossil record, rather than showing that all these animals appeared simultaneously.[83][84][85][86]
|
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|
47 |
+
Some palaeontologists have suggested that animals appeared much earlier than the Cambrian explosion, possibly as early as 1 billion years ago.[87] Trace fossils such as tracks and burrows found in the Tonian period may indicate the presence of triploblastic worm-like animals, roughly as large (about 5 mm wide) and complex as earthworms.[88] However, similar tracks are produced today by the giant single-celled protist Gromia sphaerica, so the Tonian trace fossils may not indicate early animal evolution.[89][90] Around the same time, the layered mats of microorganisms called stromatolites decreased in diversity, perhaps due to grazing by newly-evolved animals.[91]
|
48 |
+
|
49 |
+
Animals are monophyletic, meaning they are derived from a common ancestor. Animals are sister to the Choanoflagellata, with which they form the Choanozoa.[92] The most basal animals, the Porifera, Ctenophora, Cnidaria, and Placozoa, have body plans that lack bilateral symmetry. Their relationships are still disputed; the sister group to all other animals could be the Porifera or the Ctenophora, both of which lack hox genes, important in body plan development.[93]
|
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|
51 |
+
These genes are found in the Placozoa[94][95] and the higher animals, the Bilateria.[96][97] 6,331 groups of genes common to all living animals have been identified; these may have arisen from a single common ancestor that lived 650 million years ago in the Precambrian. 25 of these are novel core gene groups, found only in animals; of those, 8 are for essential components of the Wnt and TGF-beta signalling pathways which may have enabled animals to become multicellular by providing a pattern for the body's system of axes (in three dimensions), and another 7 are for transcription factors including homeodomain proteins involved in the control of development.[98][99]
|
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53 |
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The phylogenetic tree (of major lineages only) indicates approximately how many millions of years ago (mya) the lineages split.[100][101][102][103][104]
|
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|
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Choanoflagellata
|
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|
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Porifera
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Ctenophora
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Placozoa
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Cnidaria
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Xenacoelomorpha
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Chordata
|
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Ambulacraria
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Scalidophora
|
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Arthropoda and allies
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Nematoda and allies
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Rotifera and allies
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Chaetognatha
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Platyhelminthes and allies
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Mollusca and allies
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Annelida and allies
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Several animal phyla lack bilateral symmetry. Among these, the sponges (Porifera) probably diverged first, representing the oldest animal phylum.[105] Sponges lack the complex organization found in most other animal phyla;[106] their cells are differentiated, but in most cases not organised into distinct tissues.[107] They typically feed by drawing in water through pores.[108]
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The Ctenophora (comb jellies) and Cnidaria (which includes jellyfish, sea anemones, and corals) are radially symmetric and have digestive chambers with a single opening, which serves as both mouth and anus.[109] Animals in both phyla have distinct tissues, but these are not organised into organs.[110] They are diploblastic, having only two main germ layers, ectoderm and endoderm.[111] The tiny placozoans are similar, but they do not have a permanent digestive chamber.[112][113]
|
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The remaining animals, the great majority—comprising some 29 phyla and over a million species—form a clade, the Bilateria. The body is triploblastic, with three well-developed germ layers, and their tissues form distinct organs. The digestive chamber has two openings, a mouth and an anus, and there is an internal body cavity, a coelom or pseudocoelom. Animals with this bilaterally symmetric body plan and a tendency to move in one direction have a head end (anterior) and a tail end (posterior) as well as a back (dorsal) and a belly (ventral); therefore they also have a left side and a right side.[114][115]
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Having a front end means that this part of the body encounters stimuli, such as food, favouring cephalisation, the development of a head with sense organs and a mouth. Many bilaterians have a combination of circular muscles that constrict the body, making it longer, and an opposing set of longitudinal muscles, that shorten the body;[115] these enable soft-bodied animals with a hydrostatic skeleton to move by peristalsis.[116] They also have a gut that extends through the basically cylindrical body from mouth to anus. Many bilaterian phyla have primary larvae which swim with cilia and have an apical organ containing sensory cells. However, there are exceptions to each of these characteristics; for example, adult echinoderms are radially symmetric (unlike their larvae), while some parasitic worms have extremely simplified body structures.[114][115]
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Genetic studies have considerably changed zoologists' understanding of the relationships within the Bilateria. Most appear to belong to two major lineages, the protostomes and the deuterostomes.[117] The basalmost bilaterians are the Xenacoelomorpha.[118][119][120]
|
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|
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Protostomes and deuterostomes differ in several ways. Early in development, deuterostome embryos undergo radial cleavage during cell division, while many protostomes (the Spiralia) undergo spiral cleavage.[121]
|
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Animals from both groups possess a complete digestive tract, but in protostomes the first opening of the embryonic gut develops into the mouth, and the anus forms secondarily. In deuterostomes, the anus forms first while the mouth develops secondarily.[122][123] Most protostomes have schizocoelous development, where cells simply fill in the interior of the gastrula to form the mesoderm. In deuterostomes, the mesoderm forms by enterocoelic pouching, through invagination of the endoderm.[124]
|
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The main deuterostome phyla are the Echinodermata and the Chordata.[125] Echinoderms are exclusively marine and include starfish, sea urchins, and sea cucumbers.[126] The chordates are dominated by the vertebrates (animals with backbones),[127] which consist of fishes, amphibians, reptiles, birds, and mammals.[128] The deuterostomes also include the Hemichordata (acorn worms).[129][130]
|
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The Ecdysozoa are protostomes, named after their shared trait of ecdysis, growth by moulting.[131] They include the largest animal phylum, the Arthropoda, which contains insects, spiders, crabs, and their kin. All of these have a body divided into repeating segments, typically with paired appendages. Two smaller phyla, the Onychophora and Tardigrada, are close relatives of the arthropods and share these traits. The ecdysozoans also include the Nematoda or roundworms, perhaps the second largest animal phylum. Roundworms are typically microscopic, and occur in nearly every environment where there is water;[132] some are important parasites.[133] Smaller phyla related to them are the Nematomorpha or horsehair worms, and the Kinorhyncha, Priapulida, and Loricifera. These groups have a reduced coelom, called a pseudocoelom.[134]
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The Spiralia are a large group of protostomes that develop by spiral cleavage in the early embryo.[135] The Spiralia's phylogeny has been disputed, but it contains a large clade, the superphylum Lophotrochozoa, and smaller groups of phyla such as the Rouphozoa which includes the gastrotrichs and the flatworms. All of these are grouped as the Platytrochozoa, which has a sister group, the Gnathifera, which includes the rotifers.[136][137]
|
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|
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The Lophotrochozoa includes the molluscs, annelids, brachiopods, nemerteans, bryozoa and entoprocts.[136][138][139] The molluscs, the second-largest animal phylum by number of described species, includes snails, clams, and squids, while the annelids are the segmented worms, such as earthworms, lugworms, and leeches. These two groups have long been considered close relatives because they share trochophore larvae.[140][141]
|
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|
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In the classical era, Aristotle divided animals,[d] based on his own observations, into those with blood (roughly, the vertebrates) and those without. The animals were then arranged on a scale from man (with blood, 2 legs, rational soul) down through the live-bearing tetrapods (with blood, 4 legs, sensitive soul) and other groups such as crustaceans (no blood, many legs, sensitive soul) down to spontaneously-generating creatures like sponges (no blood, no legs, vegetable soul). Aristotle was uncertain whether sponges were animals, which in his system ought to have sensation, appetite, and locomotion, or plants, which did not: he knew that sponges could sense touch, and would contract if about to be pulled off their rocks, but that they were rooted like plants and never moved about.[143]
|
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|
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In 1758, Carl Linnaeus created the first hierarchical classification in his Systema Naturae.[144] In his original scheme, the animals were one of three kingdoms, divided into the classes of Vermes, Insecta, Pisces, Amphibia, Aves, and Mammalia. Since then the last four have all been subsumed into a single phylum, the Chordata, while his Insecta (which included the crustaceans and arachnids) and Vermes have been renamed or broken up. The process was begun in 1793 by Jean-Baptiste de Lamarck, who called the Vermes une espèce de chaos (a chaotic mess)[e] and split the group into three new phyla, worms, echinoderms, and polyps (which contained corals and jellyfish). By 1809, in his Philosophie Zoologique, Lamarck had created 9 phyla apart from vertebrates (where he still had 4 phyla: mammals, birds, reptiles, and fish) and molluscs, namely cirripedes, annelids, crustaceans, arachnids, insects, worms, radiates, polyps, and infusorians.[142]
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In his 1817 Le Règne Animal, Georges Cuvier used comparative anatomy to group the animals into four embranchements ("branches" with different body plans, roughly corresponding to phyla), namely vertebrates, molluscs, articulated animals (arthropods and annelids), and zoophytes (radiata) (echinoderms, cnidaria and other forms).[146] This division into four was followed by the embryologist Karl Ernst von Baer in 1828, the zoologist Louis Agassiz in 1857, and the comparative anatomist Richard Owen in 1860.[147]
|
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|
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In 1874, Ernst Haeckel divided the animal kingdom into two subkingdoms: Metazoa (multicellular animals, with five phyla: coelenterates, echinoderms, articulates, molluscs, and vertebrates) and Protozoa (single-celled animals), including a sixth animal phylum, sponges.[148][147] The protozoa were later moved to the former kingdom Protista, leaving only the Metazoa as a synonym of Animalia.[149]
|
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|
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The human population exploits a large number of other animal species for food, both of domesticated livestock species in animal husbandry and, mainly at sea, by hunting wild species.[150][151] Marine fish of many species are caught commercially for food. A smaller number of species are farmed commercially.[150][152][153]
|
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Invertebrates including cephalopods, crustaceans, and bivalve or gastropod molluscs are hunted or farmed for food.[154]
|
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+
Chickens, cattle, sheep, pigs and other animals are raised as livestock for meat across the world.[151][155][156]
|
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Animal fibres such as wool are used to make textiles, while animal sinews have been used as lashings and bindings, and leather is widely used to make shoes and other items. Animals have been hunted and farmed for their fur to make items such as coats and hats.[157][158] Dyestuffs including carmine (cochineal),[159][160] shellac,[161][162] and kermes[163][164] have been made from the bodies of insects. Working animals including cattle and horses have been used for work and transport from the first days of agriculture.[165]
|
122 |
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|
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Animals such as the fruit fly Drosophila melanogaster serve a major role in science as experimental models.[166][167][168][169] Animals have been used to create vaccines since their discovery in the 18th century.[170] Some medicines such as the cancer drug Yondelis are based on toxins or other molecules of animal origin.[171]
|
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|
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People have used hunting dogs to help chase down and retrieve animals,[172] and birds of prey to catch birds and mammals,[173] while tethered cormorants have been used to catch fish.[174] Poison dart frogs have been used to poison the tips of blowpipe darts.[175][176]
|
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A wide variety of animals are kept as pets, from invertebrates such as tarantulas and octopuses, insects including praying mantises,[177] reptiles such as snakes and chameleons,[178] and birds including canaries, parakeets, and parrots[179] all finding a place. However, the most kept pet species are mammals, namely dogs, cats, and rabbits.[180][181][182] There is a tension between the role of animals as companions to humans, and their existence as individuals with rights of their own.[183]
|
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A wide variety of terrestrial and aquatic animals are hunted for sport.[184]
|
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+
|
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+
Animals have been the subjects of art from the earliest times, both historical, as in Ancient Egypt, and prehistoric, as in the cave paintings at Lascaux. Major animal paintings include Albrecht Dürer's 1515 The Rhinoceros, and George Stubbs's c. 1762 horse portrait Whistlejacket.[185]
|
130 |
+
Insects, birds and mammals play roles in literature and film,[186] such as in giant bug movies.[187][188][189] Animals including insects[190] and mammals[191] feature in mythology and religion. In both Japan and Europe, a butterfly was seen as the personification of a person's soul,[190][192][193] while the scarab beetle was sacred in ancient Egypt.[194] Among the mammals, cattle,[195] deer,[191] horses,[196] lions,[197] bats,[198] bears,[199] and wolves[200] are the subjects of myths and worship. The signs of the Western and Chinese zodiacs are based on animals.[201][202]
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en/2550.html.txt
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Heterosexuality is romantic attraction, sexual attraction or sexual behavior between persons of the opposite sex or gender. As a sexual orientation, heterosexuality is "an enduring pattern of emotional, romantic, and/or sexual attractions" to persons of the opposite sex; it "also refers to a person's sense of identity based on those attractions, related behaviors, and membership in a community of others who share those attractions."[1][2] Someone who is heterosexual is commonly referred to as straight.
|
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+
|
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+
Along with bisexuality and homosexuality, heterosexuality is one of the three main categories of sexual orientation within the heterosexual–homosexual continuum.[1] Across cultures, most people are heterosexual, and heterosexual activity is by far the most common type of sexual activity.[3][4]
|
6 |
+
|
7 |
+
Scientists do not know the exact cause of sexual orientation, but they theorize that it is caused by a complex interplay of genetic, hormonal, and environmental influences,[5][6][7] and do not view it as a choice.[5][6][8] Although no single theory on the cause of sexual orientation has yet gained widespread support, scientists favor biologically-based theories.[5] There is considerably more evidence supporting nonsocial, biological causes of sexual orientation than social ones, especially for males.[3][9][10]
|
8 |
+
|
9 |
+
The term heterosexual or heterosexuality is usually applied to humans, but heterosexual behavior is observed in all other mammals and in other animals, as it is necessary for sexual reproduction.
|
10 |
+
|
11 |
+
Hetero- comes from the Greek word ἕτερος [héteros], meaning "other party" or "another",[11] used in science as a prefix meaning "different";[12] and the Latin word for sex (that is, characteristic sex or sexual differentiation).
|
12 |
+
|
13 |
+
The current use of the term heterosexual has its roots in the broader 19th century tradition of personality taxonomy. The term heterosexual was coined alongside the word homosexual by Karl Maria Kertbeny in 1869.[13] The terms were not in current use during the late nineteenth century, but were reintroduced by Richard von Krafft-Ebing and Albert Moll around 1890.[13] The noun came into wider use from the early 1920s, but did not enter common use until the 1960s. The colloquial shortening "hetero" is attested from 1933. The abstract noun "heterosexuality" is first recorded in 1900.[14] The word "heterosexual" was listed in Merriam-Webster's New International Dictionary in 1923 as a medical term for "morbid sexual passion for one of the opposite sex"; however, in 1934 in their Second Edition Unabridged it is defined as a "manifestation of sexual passion for one of the opposite sex; normal sexuality".[15]
|
14 |
+
|
15 |
+
In LGBT slang, the term breeder has been used as a denigrating phrase to deride heterosexuals. Hyponyms of heterosexual include heteroflexible.[16][17]
|
16 |
+
|
17 |
+
The word can be informally[18] shortened to "hetero".[19] The term straight originated as a mid-20th century gay slang term for heterosexuals, ultimately coming from the phrase "to go straight" (as in "straight and narrow"), or stop engaging in homosexual sex. One of the first uses of the word in this way was in 1941 by author G. W. Henry.[20] Henry's book concerned conversations with homosexual males and used this term in connection with people who are identified as ex-gays. It is now simply a colloquial term for "heterosexual", having changed in primary meaning over time. Some object to usage of the term straight because it implies that non-heteros are crooked.[21]
|
18 |
+
|
19 |
+
In their 2016 literature review, Bailey et al. stated that they "expect that in all cultures the vast majority of individuals are sexually predisposed exclusively to the other sex (i.e., heterosexual)" and that there is no persuasive evidence that the demographics of sexual orientation have varied much across time or place.[3] Heterosexual activity between only one male and one female is by far the most common type of sociosexual activity.[4]
|
20 |
+
|
21 |
+
According to several major studies, 89% to 98% of people have had only heterosexual contact within their lifetime;[22][23][24][25] but this percentage falls to 79–84% when either or both same-sex attraction and behavior are reported.[25]
|
22 |
+
|
23 |
+
A 1992 study reported that 93.9% of males in Britain have always had heterosexual experience, while in France the number was reported at 95.9%.[26] According to a 2008 poll, 85% of Britons have only opposite-sex sexual contact while only 94% of Britons identify themselves as heterosexual.[27] Similarly, a survey by the UK Office for National Statistics (ONS) in 2010 found that 95% of Britons identified as heterosexual, 1.5% of Britons identified themselves as homosexual or bisexual, and the last 3.5% gave more vague answers such as "don't know", "other", or did not respond to the question.[28][29] In the United States, according to a Williams Institute report in April 2011, 96% or approximately 250 million of the adult population are heterosexual.[30][31]
|
24 |
+
|
25 |
+
An October 2012 Gallup poll provided unprecedented demographic information about those who identify as heterosexual, arriving at the conclusion that 96.6%, with a margin of error of ±1%, of all U.S. adults identify as heterosexual.[32] The Gallup results show:
|
26 |
+
|
27 |
+
In a 2015 YouGov survey of 1,000 adults of the United States, 89% of the sample identified as heterosexual, 4% as homosexual (2% as homosexual male and 2% as homosexual female) and 4% as bisexual (of either sex).[33]
|
28 |
+
|
29 |
+
Bailey et al., in their 2016 review, stated that in recent Western surveys, about 93% of men and 87% of women identify as completely heterosexual, and about 4% of men and 10% of women as mostly heterosexual.[3]
|
30 |
+
|
31 |
+
No simple and singular determinant for sexual orientation has been conclusively demonstrated, but scientists believe that a combination of genetic, hormonal, and environmental factors determine sexual orientation.[5][6][7] They favor biological theories for explaining the causes of sexual orientation,[3][5] as there is considerably more evidence supporting nonsocial, biological causes than social ones, especially for males.[3][9][10]
|
32 |
+
|
33 |
+
Factors related to the development of a heterosexual orientation include genes, prenatal hormones, and brain structure, and their interaction with the environment.
|
34 |
+
|
35 |
+
The neurobiology of the masculinization of the brain is fairly well understood. Estradiol and testosterone, which is catalyzed by the enzyme 5α-reductase into dihydrotestosterone, act upon androgen receptors in the brain to masculinize it. If there are few androgen receptors (people with androgen insensitivity syndrome) or too much androgen (females with congenital adrenal hyperplasia), there can be physical and psychological effects.[35] It has been suggested that both male and female heterosexuality are the results of this process.[36] In these studies heterosexuality in females is linked to a lower amount of masculinization than is found in lesbian females, though when dealing with male heterosexuality there are results supporting both higher and lower degrees of masculinization than homosexual males.
|
36 |
+
|
37 |
+
Sexual reproduction in the animal world is facilitated through opposite-sex sexual activity, although there are also animals that reproduce asexually, including protozoa and lower invertebrates.[37]
|
38 |
+
|
39 |
+
Reproductive sex does not require a heterosexual orientation, since sexual orientation typically refers to a long-term enduring pattern of sexual and emotional attraction leading often to long-term social bonding, while reproduction requires as little as a single act of copulation to fertilize the ovum by sperm.[38][39][40]
|
40 |
+
|
41 |
+
Often, sexual orientation and sexual orientation identity are not distinguished, which can impact accurately assessing sexual identity and whether or not sexual orientation is able to change; sexual orientation identity can change throughout an individual's life, and may or may not align with biological sex, sexual behavior or actual sexual orientation.[41][42][43] Sexual orientation is stable and unlikely to change for the vast majority of people, but some research indicates that some people may experience change in their sexual orientation, and this is more likely for women than for men.[44] The American Psychological Association distinguishes between sexual orientation (an innate attraction) and sexual orientation identity (which may change at any point in a person's life).[45]
|
42 |
+
|
43 |
+
A 2012 study found that 2% of a sample of 2,560 adult participants reported a change of sexual orientation identity after a 10-year period. For men, a change occurred in 0.78% of those who had identified as heterosexual, 9.52% of homosexuals, and 47% of bisexuals. For women, a change occurred in 1.36% of heterosexuals, 63.6% of lesbians, and 64.7% of bisexuals.[46]
|
44 |
+
|
45 |
+
A 2-year study by Lisa M. Diamond on a sample of 80 non-heterosexual female adolescents (age 16-23) reported that half of the participants had changed sexual-minority identities more than once, one third of them during the 2-year follow-up. Diamond concluded that "although sexual attractions appear fairly stable, sexual identities and behaviors are more fluid."[47]
|
46 |
+
|
47 |
+
Heteroflexibility is a form of sexual orientation or situational sexual behavior characterized by minimal homosexual activity in an otherwise primarily heterosexual orientation that is considered to distinguish it from bisexuality. It has been characterized as "mostly straight".[48]
|
48 |
+
|
49 |
+
Sexual orientation change efforts are methods that aim to change sexual orientation, used to try to convert homosexual and bisexual people to heterosexuality. Scientists and mental health professionals generally do not believe that sexual orientation is a choice.[5][8] There are no studies of adequate scientific rigor that conclude that sexual orientation change efforts are effective.[49]
|
50 |
+
|
51 |
+
A heterosexual couple, a man and woman in an intimate relationship, form the core of a nuclear family.[50]
|
52 |
+
Many societies throughout history have insisted that a marriage take place before the couple settle down, but enforcement of this rule or compliance with it has varied considerably. In some jurisdictions, when an unmarried man and woman live together long enough, they are deemed to have established a common-law marriage.
|
53 |
+
|
54 |
+
Heterosexual symbolism dates back to the earliest artifacts of humanity, with gender symbols, ritual fertility carvings, and primitive art. This was later expressed in the symbolism of fertility rites and polytheistic worship, which often included images of human reproductive organs, such as lingam in Hinduism. Modern symbols of heterosexuality in societies derived from European traditions still reference symbols used in these ancient beliefs. One such image is a combination of the symbol for Mars, the Roman god of war, as the definitive male symbol of masculinity, and Venus, the Roman goddess of love and beauty, as the definitive female symbol of femininity. The unicode character for this combined symbol is ⚤ (U+26A4).
|
55 |
+
|
56 |
+
There was no need to coin a term such as heterosexual until there was something else to contrast and compare it with. Jonathan Ned Katz dates the definition of heterosexuality, as it is used today, to the late 19th century.[51] According to Katz, in the Victorian era, sex was seen as a means to achieve reproduction, and relations between the sexes were not believed to be overtly sexual. The body was thought of as a tool for procreation, "human energy, though of as a closed and severely limited system, was to be used in producing children and in work, not wasted in libidinous pleasures."[51]
|
57 |
+
|
58 |
+
Katz argues that modern ideas of sexuality and eroticism began to develop in America and Germany in the later 19th century. The changing economy and the "transformation of the family from producer to consumer"[51] resulted in shifting values. The Victorian work ethic had changed, pleasure became more highly valued and this allowed ideas of human sexuality to change. Consumer culture had created a market for the erotic, pleasure became commoditized. At the same time medical doctors began to acquire more power and influence. They developed the medical model of "normal love," in which healthy men and women enjoyed sex as part of a "new ideal of male-female relationships that included.. an essential, necessary, normal eroticism."[51] This model also had a counterpart, "the Victorian Sex Pervert," anyone who failed to meet the norm. The basic oppositeness of the sexes was the basis for normal, healthy sexual attraction. "The attention paid the sexual abnormal created a need to name the sexual normal, the better to distinguish the average him and her from the deviant it."[51] The creation of the term heterosexual consolidated the social existence of the pre-existing heterosexual experience and created a sense of ensured and validated normalcy within it.
|
59 |
+
|
60 |
+
The Judeo-Christian tradition has several scriptures related to heterosexuality. The Book of Genesis states that God created man because "it is not good that the man should be alone; I will make him an help meet for him." (‹The template LDS is being considered for deletion.› Gen 2:18) Genesis then contains a commandment stating "Therefore shall a man leave his father and his mother, and shall cleave unto his wife: and they shall be one flesh" (‹The template LDS is being considered for deletion.› Gen 2:24) In 1 Corinthians, Christians are advised:
|
61 |
+
|
62 |
+
Now for the matters you wrote about: It is good for a man not to marry. But since there is so much immorality, each man should have his own wife, and each woman her own husband. The husband should fulfill his marital duty to his wife, and likewise the wife to her husband. The wife's body does not belong to her alone but also to her husband. In the same way, the husband's body does not belong to him alone but also to his wife. Do not deprive each other except by mutual consent and for a time, so that you may devote yourselves to prayer. Then come together again so that Satan will not tempt you because of your lack of self-control. I say this as a concession, not as a command. (NIV)[52]
|
63 |
+
|
64 |
+
For the most part, religious traditions in the world reserve marriage to heterosexual unions, but there are exceptions including certain Buddhist and Hindu traditions, Unitarian Universalists, Metropolitan Community Church, some Anglican dioceses, and some Quaker, United Church of Canada, and Reform and Conservative Jewish congregations.[53][54]
|
65 |
+
|
66 |
+
Almost all religions believe that lawful sex between a man and a woman is allowed, but there are a few that believe that it is a sin, such as The Shakers, The Harmony Society, and The Ephrata Cloister. These religions tend to view all sexual relations as sinful, and promote celibacy. Some religions require celibacy for certain roles, such as Catholic priests; however, the Catholic Church also views heterosexual marriage as sacred and necessary.[55]
|
67 |
+
|
68 |
+
Heteronormativity denotes or relates to a world view that promotes heterosexuality as the normal or preferred sexual orientation for people to have. It can assign strict gender roles to males and females. The term was popularized by Michael Warner in 1991.[56] Many gender and sexuality scholars argue that compulsory heterosexuality, a continual and repeating reassertion of heterosexual norms, is a facet of heterosexism.[57] Compulsory heterosexuality is the idea that female heterosexuality is both assumed and enforced by a patriarchal society. Heterosexuality is then viewed as the natural inclination or obligation by both sexes. Consequently, anyone who differs from the normalcy of heterosexuality is deemed deviant or abhorrent.[58]
|
69 |
+
|
70 |
+
Heterosexism is a form of bias or discrimination in favor of opposite-sex sexuality and relationships. It may include an assumption that everyone is heterosexual and may involve various kinds of discrimination against gays, lesbians, bisexuals, heteroflexible people, or transgender individuals.
|
71 |
+
|
72 |
+
Straight pride is a slogan that arose in the late 1980s and early 1990s and has been used primarily by social conservative groups as a political stance and strategy.[59] The term is described as a response to gay pride[60][61][62] adopted by various LGBT groups in the early 1970s or to the accommodations provided to gay pride initiatives.
|
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+
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3 |
+
Heterosexuality is romantic attraction, sexual attraction or sexual behavior between persons of the opposite sex or gender. As a sexual orientation, heterosexuality is "an enduring pattern of emotional, romantic, and/or sexual attractions" to persons of the opposite sex; it "also refers to a person's sense of identity based on those attractions, related behaviors, and membership in a community of others who share those attractions."[1][2] Someone who is heterosexual is commonly referred to as straight.
|
4 |
+
|
5 |
+
Along with bisexuality and homosexuality, heterosexuality is one of the three main categories of sexual orientation within the heterosexual–homosexual continuum.[1] Across cultures, most people are heterosexual, and heterosexual activity is by far the most common type of sexual activity.[3][4]
|
6 |
+
|
7 |
+
Scientists do not know the exact cause of sexual orientation, but they theorize that it is caused by a complex interplay of genetic, hormonal, and environmental influences,[5][6][7] and do not view it as a choice.[5][6][8] Although no single theory on the cause of sexual orientation has yet gained widespread support, scientists favor biologically-based theories.[5] There is considerably more evidence supporting nonsocial, biological causes of sexual orientation than social ones, especially for males.[3][9][10]
|
8 |
+
|
9 |
+
The term heterosexual or heterosexuality is usually applied to humans, but heterosexual behavior is observed in all other mammals and in other animals, as it is necessary for sexual reproduction.
|
10 |
+
|
11 |
+
Hetero- comes from the Greek word ἕτερος [héteros], meaning "other party" or "another",[11] used in science as a prefix meaning "different";[12] and the Latin word for sex (that is, characteristic sex or sexual differentiation).
|
12 |
+
|
13 |
+
The current use of the term heterosexual has its roots in the broader 19th century tradition of personality taxonomy. The term heterosexual was coined alongside the word homosexual by Karl Maria Kertbeny in 1869.[13] The terms were not in current use during the late nineteenth century, but were reintroduced by Richard von Krafft-Ebing and Albert Moll around 1890.[13] The noun came into wider use from the early 1920s, but did not enter common use until the 1960s. The colloquial shortening "hetero" is attested from 1933. The abstract noun "heterosexuality" is first recorded in 1900.[14] The word "heterosexual" was listed in Merriam-Webster's New International Dictionary in 1923 as a medical term for "morbid sexual passion for one of the opposite sex"; however, in 1934 in their Second Edition Unabridged it is defined as a "manifestation of sexual passion for one of the opposite sex; normal sexuality".[15]
|
14 |
+
|
15 |
+
In LGBT slang, the term breeder has been used as a denigrating phrase to deride heterosexuals. Hyponyms of heterosexual include heteroflexible.[16][17]
|
16 |
+
|
17 |
+
The word can be informally[18] shortened to "hetero".[19] The term straight originated as a mid-20th century gay slang term for heterosexuals, ultimately coming from the phrase "to go straight" (as in "straight and narrow"), or stop engaging in homosexual sex. One of the first uses of the word in this way was in 1941 by author G. W. Henry.[20] Henry's book concerned conversations with homosexual males and used this term in connection with people who are identified as ex-gays. It is now simply a colloquial term for "heterosexual", having changed in primary meaning over time. Some object to usage of the term straight because it implies that non-heteros are crooked.[21]
|
18 |
+
|
19 |
+
In their 2016 literature review, Bailey et al. stated that they "expect that in all cultures the vast majority of individuals are sexually predisposed exclusively to the other sex (i.e., heterosexual)" and that there is no persuasive evidence that the demographics of sexual orientation have varied much across time or place.[3] Heterosexual activity between only one male and one female is by far the most common type of sociosexual activity.[4]
|
20 |
+
|
21 |
+
According to several major studies, 89% to 98% of people have had only heterosexual contact within their lifetime;[22][23][24][25] but this percentage falls to 79–84% when either or both same-sex attraction and behavior are reported.[25]
|
22 |
+
|
23 |
+
A 1992 study reported that 93.9% of males in Britain have always had heterosexual experience, while in France the number was reported at 95.9%.[26] According to a 2008 poll, 85% of Britons have only opposite-sex sexual contact while only 94% of Britons identify themselves as heterosexual.[27] Similarly, a survey by the UK Office for National Statistics (ONS) in 2010 found that 95% of Britons identified as heterosexual, 1.5% of Britons identified themselves as homosexual or bisexual, and the last 3.5% gave more vague answers such as "don't know", "other", or did not respond to the question.[28][29] In the United States, according to a Williams Institute report in April 2011, 96% or approximately 250 million of the adult population are heterosexual.[30][31]
|
24 |
+
|
25 |
+
An October 2012 Gallup poll provided unprecedented demographic information about those who identify as heterosexual, arriving at the conclusion that 96.6%, with a margin of error of ±1%, of all U.S. adults identify as heterosexual.[32] The Gallup results show:
|
26 |
+
|
27 |
+
In a 2015 YouGov survey of 1,000 adults of the United States, 89% of the sample identified as heterosexual, 4% as homosexual (2% as homosexual male and 2% as homosexual female) and 4% as bisexual (of either sex).[33]
|
28 |
+
|
29 |
+
Bailey et al., in their 2016 review, stated that in recent Western surveys, about 93% of men and 87% of women identify as completely heterosexual, and about 4% of men and 10% of women as mostly heterosexual.[3]
|
30 |
+
|
31 |
+
No simple and singular determinant for sexual orientation has been conclusively demonstrated, but scientists believe that a combination of genetic, hormonal, and environmental factors determine sexual orientation.[5][6][7] They favor biological theories for explaining the causes of sexual orientation,[3][5] as there is considerably more evidence supporting nonsocial, biological causes than social ones, especially for males.[3][9][10]
|
32 |
+
|
33 |
+
Factors related to the development of a heterosexual orientation include genes, prenatal hormones, and brain structure, and their interaction with the environment.
|
34 |
+
|
35 |
+
The neurobiology of the masculinization of the brain is fairly well understood. Estradiol and testosterone, which is catalyzed by the enzyme 5α-reductase into dihydrotestosterone, act upon androgen receptors in the brain to masculinize it. If there are few androgen receptors (people with androgen insensitivity syndrome) or too much androgen (females with congenital adrenal hyperplasia), there can be physical and psychological effects.[35] It has been suggested that both male and female heterosexuality are the results of this process.[36] In these studies heterosexuality in females is linked to a lower amount of masculinization than is found in lesbian females, though when dealing with male heterosexuality there are results supporting both higher and lower degrees of masculinization than homosexual males.
|
36 |
+
|
37 |
+
Sexual reproduction in the animal world is facilitated through opposite-sex sexual activity, although there are also animals that reproduce asexually, including protozoa and lower invertebrates.[37]
|
38 |
+
|
39 |
+
Reproductive sex does not require a heterosexual orientation, since sexual orientation typically refers to a long-term enduring pattern of sexual and emotional attraction leading often to long-term social bonding, while reproduction requires as little as a single act of copulation to fertilize the ovum by sperm.[38][39][40]
|
40 |
+
|
41 |
+
Often, sexual orientation and sexual orientation identity are not distinguished, which can impact accurately assessing sexual identity and whether or not sexual orientation is able to change; sexual orientation identity can change throughout an individual's life, and may or may not align with biological sex, sexual behavior or actual sexual orientation.[41][42][43] Sexual orientation is stable and unlikely to change for the vast majority of people, but some research indicates that some people may experience change in their sexual orientation, and this is more likely for women than for men.[44] The American Psychological Association distinguishes between sexual orientation (an innate attraction) and sexual orientation identity (which may change at any point in a person's life).[45]
|
42 |
+
|
43 |
+
A 2012 study found that 2% of a sample of 2,560 adult participants reported a change of sexual orientation identity after a 10-year period. For men, a change occurred in 0.78% of those who had identified as heterosexual, 9.52% of homosexuals, and 47% of bisexuals. For women, a change occurred in 1.36% of heterosexuals, 63.6% of lesbians, and 64.7% of bisexuals.[46]
|
44 |
+
|
45 |
+
A 2-year study by Lisa M. Diamond on a sample of 80 non-heterosexual female adolescents (age 16-23) reported that half of the participants had changed sexual-minority identities more than once, one third of them during the 2-year follow-up. Diamond concluded that "although sexual attractions appear fairly stable, sexual identities and behaviors are more fluid."[47]
|
46 |
+
|
47 |
+
Heteroflexibility is a form of sexual orientation or situational sexual behavior characterized by minimal homosexual activity in an otherwise primarily heterosexual orientation that is considered to distinguish it from bisexuality. It has been characterized as "mostly straight".[48]
|
48 |
+
|
49 |
+
Sexual orientation change efforts are methods that aim to change sexual orientation, used to try to convert homosexual and bisexual people to heterosexuality. Scientists and mental health professionals generally do not believe that sexual orientation is a choice.[5][8] There are no studies of adequate scientific rigor that conclude that sexual orientation change efforts are effective.[49]
|
50 |
+
|
51 |
+
A heterosexual couple, a man and woman in an intimate relationship, form the core of a nuclear family.[50]
|
52 |
+
Many societies throughout history have insisted that a marriage take place before the couple settle down, but enforcement of this rule or compliance with it has varied considerably. In some jurisdictions, when an unmarried man and woman live together long enough, they are deemed to have established a common-law marriage.
|
53 |
+
|
54 |
+
Heterosexual symbolism dates back to the earliest artifacts of humanity, with gender symbols, ritual fertility carvings, and primitive art. This was later expressed in the symbolism of fertility rites and polytheistic worship, which often included images of human reproductive organs, such as lingam in Hinduism. Modern symbols of heterosexuality in societies derived from European traditions still reference symbols used in these ancient beliefs. One such image is a combination of the symbol for Mars, the Roman god of war, as the definitive male symbol of masculinity, and Venus, the Roman goddess of love and beauty, as the definitive female symbol of femininity. The unicode character for this combined symbol is ⚤ (U+26A4).
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There was no need to coin a term such as heterosexual until there was something else to contrast and compare it with. Jonathan Ned Katz dates the definition of heterosexuality, as it is used today, to the late 19th century.[51] According to Katz, in the Victorian era, sex was seen as a means to achieve reproduction, and relations between the sexes were not believed to be overtly sexual. The body was thought of as a tool for procreation, "human energy, though of as a closed and severely limited system, was to be used in producing children and in work, not wasted in libidinous pleasures."[51]
|
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Katz argues that modern ideas of sexuality and eroticism began to develop in America and Germany in the later 19th century. The changing economy and the "transformation of the family from producer to consumer"[51] resulted in shifting values. The Victorian work ethic had changed, pleasure became more highly valued and this allowed ideas of human sexuality to change. Consumer culture had created a market for the erotic, pleasure became commoditized. At the same time medical doctors began to acquire more power and influence. They developed the medical model of "normal love," in which healthy men and women enjoyed sex as part of a "new ideal of male-female relationships that included.. an essential, necessary, normal eroticism."[51] This model also had a counterpart, "the Victorian Sex Pervert," anyone who failed to meet the norm. The basic oppositeness of the sexes was the basis for normal, healthy sexual attraction. "The attention paid the sexual abnormal created a need to name the sexual normal, the better to distinguish the average him and her from the deviant it."[51] The creation of the term heterosexual consolidated the social existence of the pre-existing heterosexual experience and created a sense of ensured and validated normalcy within it.
|
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The Judeo-Christian tradition has several scriptures related to heterosexuality. The Book of Genesis states that God created man because "it is not good that the man should be alone; I will make him an help meet for him." (‹The template LDS is being considered for deletion.› Gen 2:18) Genesis then contains a commandment stating "Therefore shall a man leave his father and his mother, and shall cleave unto his wife: and they shall be one flesh" (‹The template LDS is being considered for deletion.› Gen 2:24) In 1 Corinthians, Christians are advised:
|
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+
Now for the matters you wrote about: It is good for a man not to marry. But since there is so much immorality, each man should have his own wife, and each woman her own husband. The husband should fulfill his marital duty to his wife, and likewise the wife to her husband. The wife's body does not belong to her alone but also to her husband. In the same way, the husband's body does not belong to him alone but also to his wife. Do not deprive each other except by mutual consent and for a time, so that you may devote yourselves to prayer. Then come together again so that Satan will not tempt you because of your lack of self-control. I say this as a concession, not as a command. (NIV)[52]
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|
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+
For the most part, religious traditions in the world reserve marriage to heterosexual unions, but there are exceptions including certain Buddhist and Hindu traditions, Unitarian Universalists, Metropolitan Community Church, some Anglican dioceses, and some Quaker, United Church of Canada, and Reform and Conservative Jewish congregations.[53][54]
|
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|
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Almost all religions believe that lawful sex between a man and a woman is allowed, but there are a few that believe that it is a sin, such as The Shakers, The Harmony Society, and The Ephrata Cloister. These religions tend to view all sexual relations as sinful, and promote celibacy. Some religions require celibacy for certain roles, such as Catholic priests; however, the Catholic Church also views heterosexual marriage as sacred and necessary.[55]
|
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|
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Heteronormativity denotes or relates to a world view that promotes heterosexuality as the normal or preferred sexual orientation for people to have. It can assign strict gender roles to males and females. The term was popularized by Michael Warner in 1991.[56] Many gender and sexuality scholars argue that compulsory heterosexuality, a continual and repeating reassertion of heterosexual norms, is a facet of heterosexism.[57] Compulsory heterosexuality is the idea that female heterosexuality is both assumed and enforced by a patriarchal society. Heterosexuality is then viewed as the natural inclination or obligation by both sexes. Consequently, anyone who differs from the normalcy of heterosexuality is deemed deviant or abhorrent.[58]
|
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|
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Heterosexism is a form of bias or discrimination in favor of opposite-sex sexuality and relationships. It may include an assumption that everyone is heterosexual and may involve various kinds of discrimination against gays, lesbians, bisexuals, heteroflexible people, or transgender individuals.
|
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+
|
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Straight pride is a slogan that arose in the late 1980s and early 1990s and has been used primarily by social conservative groups as a political stance and strategy.[59] The term is described as a response to gay pride[60][61][62] adopted by various LGBT groups in the early 1970s or to the accommodations provided to gay pride initiatives.
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en/2552.html.txt
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A heterotroph (/ˈhɛtərəˌtroʊf, -ˌtrɒf/;[1] Ancient Greek ἕτερος héteros = "other" plus trophe = "nutrition") is an organism that cannot produce its own food, instead taking nutrition from other sources of organic carbon, mainly plant or animal matter. In the food chain, heterotrophs are primary, secondary and tertiary consumers, but not producers.[2][3] Living organisms that are heterotrophic include all animals and fungi, some bacteria and protists,[4] and many parasitic plants. The term heterotroph arose in microbiology in 1946 as part of a classification of microorganisms based on their type of nutrition.[5] The term is now used in many fields, such as ecology in describing the food chain.
|
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+
|
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+
Heterotrophs may be subdivided according to their energy source. If the heterotroph uses chemical energy, it is a chemoheterotroph (e.g., humans and mushrooms). If it uses light for energy, then it is a photoheterotroph (e.g., green non-sulfur bacteria).
|
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+
|
5 |
+
Heterotrophs represent one of the two mechanisms of nutrition (trophic levels), the other being autotrophs (auto = self, troph = nutrition). Autotrophs use energy from sunlight (photoautotrophs) or oxidation of inorganic compounds (lithoautotrophs) to convert inorganic carbon dioxide to organic carbon compounds and energy to sustain their life. Comparing the two in basic terms, heterotrophs (such as animals) eat either autotrophs (such as plants) or other heterotrophs, or both.
|
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+
|
7 |
+
Detritivores are heterotrophs which obtain nutrients by consuming detritus (decomposing plant and animal parts as well as feces).[6] Saprotrophs (also called lysotrophs) are chemoheterotrophs that use extracellular digestion in processing decayed organic matter; the term most often used to describe fungi. The process is most often facilitated through the active transport of such materials through endocytosis within the internal mycelium and its constituent hyphae.[7]
|
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+
|
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+
Heterotrophs can be organotrophs or lithotrophs. Organotrophs exploit reduced carbon compounds as electron sources, like carbohydrates, fats, and proteins from plants and animals. On the other hand, lithoheterotrophs use inorganic compounds, such as ammonium, nitrite, or sulfur, to obtain electrons. Another way of classifying different heterotrophs is by assigning them as chemotrophs or phototrophs. Phototrophs utilize light to obtain energy and carry out metabolic processes, whereas chemotrophs use the energy obtained by the oxidation of chemicals from their environment.[8]
|
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+
|
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+
Photoorganoheterotrophs, such as Rhodospirillaceae and purple non-sulfur bacteria synthesize organic compounds using sunlight coupled with oxidation of organic substances.
|
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+
They use organic compounds to build structures. They do not fix carbon dioxide and apparently do not have the Calvin cycle.[9] Chemolithoheterotrophs like Oceanithermus profundus[10] obtain energy from the oxidation of inorganic compounds, including hydrogen sulfide, elemental sulfur, thiosulfate, and molecular hydrogen. Mixotrophs (or facultative chemolithotroph) can use either carbon dioxide or organic carbon as the carbon source, meaning that mixotrophs have the ability to use both heterotrophic and autotrophic methods.[11][12]
|
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+
Although mixotrophs have the ability to grow under both heterotrophic and autotrophic conditions, C. vulgaris have higher biomass and lipid productivity when growing under heterotrophic compared to autotrophic conditions.[13]
|
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+
|
15 |
+
Heterotrophs, by consuming reduced carbon compounds, are able to use all the energy that they obtain from food (and often oxygen)[14] for growth and reproduction, unlike autotrophs, which must use some of their energy for carbon fixation.[9] Both heterotrophs and autotrophs alike are usually dependent on the metabolic activities of other organisms for nutrients other than carbon, including nitrogen, phosphorus, and sulfur, and can die from lack of food that supplies these nutrients.[15] This applies not only to animals and fungi but also to bacteria.[9]
|
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+
|
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+
Many heterotrophs are chemoorganoheterotrophs that use organic carbon (e.g. glucose) as their carbon source, and organic chemicals (e.g. carbohydrates, lipids, proteins) as their electron sources.[16] Heterotrophs function as consumers in food chain: they obtain these nutrients from saprotrophic, parasitic, or holozoic nutrients.[17] They break down complex organic compounds (e.g., carbohydrates, fats, and proteins) produced by autotrophs into simpler compounds (e.g., carbohydrates into glucose, fats into fatty acids and glycerol, and proteins into amino acids). They release the energy of O2 [14] by oxidizing carbon and hydrogen atoms from carbohydrates, lipids, and proteins to carbon dioxide and water, respectively.
|
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+
|
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+
They can catabolize organic compounds by respiration, fermentation, or both. Fermenting heterotrophs are either facultative or obligate anaerobes that carry out fermentation in low oxygen environments, in which the production of ATP is commonly coupled with substrate-level phosphorylation and the production of end products (e.g. alcohol, CO2, sulfide).[18] These products can then serve as the substrates for other bacteria in the anaerobic digest, and be converted into CO2 and CH4, which is an important step for the carbon cycle for removing organic fermentation products from anaerobic environments.[18] Heterotrophs can undergo respiration, in which ATP production is coupled with oxidative phosphorylation.[18][19] This leads to the release of oxidized carbon wastes such as CO2 and reduced wastes like H2O, H2S, or N2O into the atmosphere. Heterotrophic microbes’ respiration and fermentation account for a large portion of the release of CO2 into the atmosphere, making it available for autotrophs as a source of nutrient and plants as a cellulose synthesis substrate.[20][19]
|
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+
|
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+
Respiration in heterotrophs is often accompanied by mineralization, the process of converting organic compounds to inorganic forms.[20] When the organic nutrient source taken in by the heterotroph contains essential elements such as N, S, P in addition to C, H, and O, they are often removed first to proceed with the oxidation of organic nutrient and production of ATP via respiration.[20] S and N in organic carbon source are transformed into H2S and NH4+ through desulfurylation and deamination, respectively.[20][19] Heterotrophs also allow for dephosphorylation as part of decomposition.[19] The conversion of N and S from organic form to inorganic form is a critical part of the nitrogen and sulfur cycle. H2S formed from desulfurylation is further oxidized by lithotrophs and phototrophs while NH4+ formed from deamination is further oxidized by lithotrophs to the forms available to plants.[20][19] Heterotrophs’ ability to mineralize essential elements is critical to plant survival.[19]
|
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+
|
23 |
+
Most opisthokonts and prokaryotes are heterotrophic; in particular, all animals and fungi are heterotrophs.[4] Some animals, such as corals, form symbiotic relationships with autotrophs and obtain organic carbon in this way. Furthermore, some parasitic plants have also turned fully or partially heterotrophic, while carnivorous plants consume animals to augment their nitrogen supply while remaining autotrophic.
|
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|
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Animals are classified as heterotrophs by ingestion, fungi are classified as heterotrophs by absorption.
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en/2553.html.txt
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1 |
+
A heterotroph (/ˈhɛtərəˌtroʊf, -ˌtrɒf/;[1] Ancient Greek ἕτερος héteros = "other" plus trophe = "nutrition") is an organism that cannot produce its own food, instead taking nutrition from other sources of organic carbon, mainly plant or animal matter. In the food chain, heterotrophs are primary, secondary and tertiary consumers, but not producers.[2][3] Living organisms that are heterotrophic include all animals and fungi, some bacteria and protists,[4] and many parasitic plants. The term heterotroph arose in microbiology in 1946 as part of a classification of microorganisms based on their type of nutrition.[5] The term is now used in many fields, such as ecology in describing the food chain.
|
2 |
+
|
3 |
+
Heterotrophs may be subdivided according to their energy source. If the heterotroph uses chemical energy, it is a chemoheterotroph (e.g., humans and mushrooms). If it uses light for energy, then it is a photoheterotroph (e.g., green non-sulfur bacteria).
|
4 |
+
|
5 |
+
Heterotrophs represent one of the two mechanisms of nutrition (trophic levels), the other being autotrophs (auto = self, troph = nutrition). Autotrophs use energy from sunlight (photoautotrophs) or oxidation of inorganic compounds (lithoautotrophs) to convert inorganic carbon dioxide to organic carbon compounds and energy to sustain their life. Comparing the two in basic terms, heterotrophs (such as animals) eat either autotrophs (such as plants) or other heterotrophs, or both.
|
6 |
+
|
7 |
+
Detritivores are heterotrophs which obtain nutrients by consuming detritus (decomposing plant and animal parts as well as feces).[6] Saprotrophs (also called lysotrophs) are chemoheterotrophs that use extracellular digestion in processing decayed organic matter; the term most often used to describe fungi. The process is most often facilitated through the active transport of such materials through endocytosis within the internal mycelium and its constituent hyphae.[7]
|
8 |
+
|
9 |
+
Heterotrophs can be organotrophs or lithotrophs. Organotrophs exploit reduced carbon compounds as electron sources, like carbohydrates, fats, and proteins from plants and animals. On the other hand, lithoheterotrophs use inorganic compounds, such as ammonium, nitrite, or sulfur, to obtain electrons. Another way of classifying different heterotrophs is by assigning them as chemotrophs or phototrophs. Phototrophs utilize light to obtain energy and carry out metabolic processes, whereas chemotrophs use the energy obtained by the oxidation of chemicals from their environment.[8]
|
10 |
+
|
11 |
+
Photoorganoheterotrophs, such as Rhodospirillaceae and purple non-sulfur bacteria synthesize organic compounds using sunlight coupled with oxidation of organic substances.
|
12 |
+
They use organic compounds to build structures. They do not fix carbon dioxide and apparently do not have the Calvin cycle.[9] Chemolithoheterotrophs like Oceanithermus profundus[10] obtain energy from the oxidation of inorganic compounds, including hydrogen sulfide, elemental sulfur, thiosulfate, and molecular hydrogen. Mixotrophs (or facultative chemolithotroph) can use either carbon dioxide or organic carbon as the carbon source, meaning that mixotrophs have the ability to use both heterotrophic and autotrophic methods.[11][12]
|
13 |
+
Although mixotrophs have the ability to grow under both heterotrophic and autotrophic conditions, C. vulgaris have higher biomass and lipid productivity when growing under heterotrophic compared to autotrophic conditions.[13]
|
14 |
+
|
15 |
+
Heterotrophs, by consuming reduced carbon compounds, are able to use all the energy that they obtain from food (and often oxygen)[14] for growth and reproduction, unlike autotrophs, which must use some of their energy for carbon fixation.[9] Both heterotrophs and autotrophs alike are usually dependent on the metabolic activities of other organisms for nutrients other than carbon, including nitrogen, phosphorus, and sulfur, and can die from lack of food that supplies these nutrients.[15] This applies not only to animals and fungi but also to bacteria.[9]
|
16 |
+
|
17 |
+
Many heterotrophs are chemoorganoheterotrophs that use organic carbon (e.g. glucose) as their carbon source, and organic chemicals (e.g. carbohydrates, lipids, proteins) as their electron sources.[16] Heterotrophs function as consumers in food chain: they obtain these nutrients from saprotrophic, parasitic, or holozoic nutrients.[17] They break down complex organic compounds (e.g., carbohydrates, fats, and proteins) produced by autotrophs into simpler compounds (e.g., carbohydrates into glucose, fats into fatty acids and glycerol, and proteins into amino acids). They release the energy of O2 [14] by oxidizing carbon and hydrogen atoms from carbohydrates, lipids, and proteins to carbon dioxide and water, respectively.
|
18 |
+
|
19 |
+
They can catabolize organic compounds by respiration, fermentation, or both. Fermenting heterotrophs are either facultative or obligate anaerobes that carry out fermentation in low oxygen environments, in which the production of ATP is commonly coupled with substrate-level phosphorylation and the production of end products (e.g. alcohol, CO2, sulfide).[18] These products can then serve as the substrates for other bacteria in the anaerobic digest, and be converted into CO2 and CH4, which is an important step for the carbon cycle for removing organic fermentation products from anaerobic environments.[18] Heterotrophs can undergo respiration, in which ATP production is coupled with oxidative phosphorylation.[18][19] This leads to the release of oxidized carbon wastes such as CO2 and reduced wastes like H2O, H2S, or N2O into the atmosphere. Heterotrophic microbes’ respiration and fermentation account for a large portion of the release of CO2 into the atmosphere, making it available for autotrophs as a source of nutrient and plants as a cellulose synthesis substrate.[20][19]
|
20 |
+
|
21 |
+
Respiration in heterotrophs is often accompanied by mineralization, the process of converting organic compounds to inorganic forms.[20] When the organic nutrient source taken in by the heterotroph contains essential elements such as N, S, P in addition to C, H, and O, they are often removed first to proceed with the oxidation of organic nutrient and production of ATP via respiration.[20] S and N in organic carbon source are transformed into H2S and NH4+ through desulfurylation and deamination, respectively.[20][19] Heterotrophs also allow for dephosphorylation as part of decomposition.[19] The conversion of N and S from organic form to inorganic form is a critical part of the nitrogen and sulfur cycle. H2S formed from desulfurylation is further oxidized by lithotrophs and phototrophs while NH4+ formed from deamination is further oxidized by lithotrophs to the forms available to plants.[20][19] Heterotrophs’ ability to mineralize essential elements is critical to plant survival.[19]
|
22 |
+
|
23 |
+
Most opisthokonts and prokaryotes are heterotrophic; in particular, all animals and fungi are heterotrophs.[4] Some animals, such as corals, form symbiotic relationships with autotrophs and obtain organic carbon in this way. Furthermore, some parasitic plants have also turned fully or partially heterotrophic, while carnivorous plants consume animals to augment their nitrogen supply while remaining autotrophic.
|
24 |
+
|
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+
Animals are classified as heterotrophs by ingestion, fungi are classified as heterotrophs by absorption.
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Daylight saving time (DST), also daylight savings time or daylight time (United States and Canada) and summer time (United Kingdom, European Union, and others), is the practice of advancing clocks during warmer months so that darkness falls later each day according to the clock. The typical implementation of DST is to set clocks forward by one hour in the spring ("spring forward") and set clocks back by one hour in autumn ("fall back") to return to standard time.[1][2] In other words, there is one 23-hour day in late winter or early spring and one 25-hour day in the autumn.
|
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|
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George Hudson proposed the idea of daylight saving in 1895.[3] The German Empire and Austria-Hungary organized the first nationwide implementation starting on April 30, 1916. Many countries have used it at various times since then, particularly since the 1970s energy crisis. DST is generally not observed near the equator, where sunrise and sunset times do not vary enough to justify it. Some countries observe it only in some regions; for example, parts of Australia observe it, while other parts do not.[4] Only a minority of the world's population uses DST; Asia and Africa generally do not observe it.
|
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|
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DST clock shifts sometimes complicate timekeeping and can disrupt travel, billing, record keeping, medical devices, heavy equipment,[5] and sleep patterns.[6] Computer software often adjusts clocks automatically, but policy changes by various jurisdictions of DST dates and timings may be confusing.[7]
|
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|
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Industrialized societies usually follow a clock-based schedule for daily activities that do not change throughout the course of the year. The time of day that individuals begin and end work or school, and the coordination of mass transit, for example, usually remain constant year-round. In contrast, an agrarian society's daily routines for work and personal conduct are more likely governed by the length of daylight hours[8][9] and by solar time, which change seasonally because of the Earth's axial tilt. North and south of the tropics daylight lasts longer in summer and shorter in winter, with the effect becoming greater the further one moves away from the tropics.
|
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|
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By synchronously resetting all clocks in a region to one hour ahead of standard time, individuals who follow such a year-round schedule will wake an hour earlier than they would have otherwise; they will begin and complete daily work routines an hour earlier, and they will have available to them an extra hour of daylight after their workday activities.[10][11] However, they will have one less hour of daylight at the start of each day, making the policy less practical during winter.[12][13]
|
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|
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While the times of sunrise and sunset change at roughly equal rates as the seasons change, proponents of daylight saving time argue that most people prefer a greater increase in daylight hours after the typical "nine to five" workday.[14][15] Supporters have also argued that DST decreases energy consumption by reducing the need for lighting and heating, but the actual effect on overall energy use is heavily disputed.
|
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The manipulation of time at higher latitudes (for example Iceland, Nunavut, Scandinavia or Alaska) has little impact on daily life, because the length of day and night changes more extremely throughout the seasons (in comparison to other latitudes), and thus sunrise and sunset times are significantly out of phase with standard working hours regardless of manipulations of the clock.[16] DST is also of little use for locations near the equator, because these regions see only a small variation in daylight in the course of the year.[17] The effect also varies according to how far east or west the location is within its time zone, with locations farther east inside the time zone benefiting more from DST than locations farther west in the same time zone.[18]
|
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|
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Ancient civilizations adjusted daily schedules to the sun more flexibly than DST does, often dividing daylight into 12 hours regardless of daytime, so that each daylight hour became progressively longer during spring and shorter during autumn.[19] For example, the Romans kept time with water clocks that had different scales for different months of the year; at Rome's latitude, the third hour from sunrise (hora tertia) started at 09:02 solar time and lasted 44 minutes at the winter solstice, but at the summer solstice it started at 06:58 and lasted 75 minutes.[20] From the 14th century onwards, equal-length civil hours supplanted unequal ones, so civil time no longer varied by season. Unequal hours are still used in a few traditional settings, such as some monasteries of Mount Athos[21] and all Jewish ceremonies.[22]
|
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Benjamin Franklin published the proverb "early to bed and early to rise makes a man healthy, wealthy, and wise",[23][24] and he published a letter in the Journal de Paris during his time as an American envoy to France (1776–1785) suggesting that Parisians economize on candles by rising earlier to use morning sunlight.[25] This 1784 satire proposed taxing window shutters, rationing candles, and waking the public by ringing church bells and firing cannons at sunrise.[26] Despite common misconception, Franklin did not actually propose DST; 18th-century Europe did not even keep precise schedules. However, this changed as rail transport and communication networks required a standardization of time unknown in Franklin's day.[27]
|
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In 1810, the Spanish National Assembly Cortes of Cádiz issued a regulation that moved certain meeting times forward by one hour from May 1 to September 30 in recognition of seasonal changes, but it did not actually change the clocks. It also acknowledged that private businesses were in the practice of changing their opening hours to suit daylight conditions, but they did so of their own volition.[28][29]
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New Zealand entomologist George Hudson first proposed modern DST. His shift-work job gave him leisure time to collect insects and led him to value after-hours daylight.[3] In 1895, he presented a paper to the Wellington Philosophical Society proposing a two-hour daylight-saving shift,[10] and considerable interest was expressed in Christchurch; he followed up with an 1898 paper.[30] Many publications credit the DST proposal to prominent English builder and outdoorsman William Willett,[31] who independently conceived DST in 1905 during a pre-breakfast ride when he observed how many Londoners slept through a large part of a summer day.[15] Willett also was an avid golfer who disliked cutting short his round at dusk.[32] His solution was to advance the clock during the summer months, and he published the proposal two years later.[33] Liberal Party member of parliament Robert Pearce took up the proposal, introducing the first Daylight Saving Bill to the House of Commons on February 12, 1908.[34] A select committee was set up to examine the issue, but Pearce's bill did not become law and several other bills failed in the following years. Willett lobbied for the proposal in the UK until his death in 1915.
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Port Arthur, Ontario, Canada was the first city in the world to enact DST, on July 1, 1908.[35][36] This was followed by Orillia, Ontario, introduced by William Sword Frost while mayor from 1911 to 1912.[37] The first states to adopt DST (German: Sommerzeit) nationally were those of the German Empire and its World War I ally Austria-Hungary commencing April 30, 1916, as a way to conserve coal during wartime. Britain, most of its allies, and many European neutrals soon followed. Russia and a few other countries waited until the next year, and the United States adopted daylight saving in 1918. Most jurisdictions abandoned DST in the years after the war ended in 1918, with exceptions including Canada, the UK, France, Ireland, and the United States. It became common during World War II, and was widely adopted in America and Europe from the 1970s as a result of the 1970s energy crisis. Since then, the world has seen many enactments, adjustments, and repeals.[38]
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For specific details, see Daylight saving time by country.
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The relevant authorities usually schedule clock changes to occur at (or soon after) midnight, and on a weekend, in order to lessen disruption to weekday schedules.[39] A one-hour change is customary, but twenty-minute and two-hour change have been used in the past. In all countries that observe daylight saving time seasonally (i.e. during summer and not winter), the clock is advanced from standard time to daylight saving time in the spring, and they are turned back from daylight saving time to standard time in the autumn. The practice therefore reduces the number of civil hours in the day of the springtime change, and it increases the number of civil hours in the day of the autumnal change. For a midnight change in spring, a digital display of local time would appear to jump from 23:59:59.9 to 01:00:00.0. For the same clock in autumn, the local time would appear to repeat the hour preceding midnight, i.e. it would jump from 23:59:59.9 to 23:00:00.0.
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In most countries that observe seasonal daylight saving time, the clock observed in winter is legally named "standard time",[40] in accordance with the standardization of time zones to agree with the local mean time near the center of each region.[41] An exception exists in Ireland, where its winter clock has the same offset (UTC±00:00) and legal name as that in Britain (Greenwich Mean Time)—but while its summer clock also has the same offset as Britain's (UTC+01:00), its legal name is Irish Standard Time[42][43] as opposed to British Summer Time.[44]
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While most countries that change clocks for daylight saving time observe standard time in winter and DST in summer, Morocco observes (since 2019) daylight saving time every month but Ramadan. During the holy month (the date of which is determined by the lunar calendar and thus moves annually with regard to the Gregorian calendar), the country's civil clocks observe Western European Time (UTC+00:00, which geographically overlaps most of the nation). At the close of this month, its clocks are turned forward to Western European Summer Time (UTC+01:00), where they remain until the return of the holy month the following year.[45][46][47]
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The time at which to change clocks differs across jurisdictions. Members of the European Union conduct a coordinated change, changing all zones at the same instant, at 01:00 Coordinated Universal Time (UTC), which means that it changes at 02:00 Central European Time (CET), equivalent to 03:00 Eastern European Time (EET). As a result, the time differences across European time zones remain constant.[48][49] North America coordination of the clock change differs, in that each jurisdiction change at 02:00 local time, which temporarily creates unusual differences in offsets. For example, Mountain Time is, for one hour in the autumn, zero hours ahead of Pacific Time instead of the usual one hour ahead, and, for one hour in the spring, it is two hours ahead of Pacific Time instead of one.
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The dates on which clocks change vary with location and year; consequently, the time differences between regions also vary throughout the year. For example, Central European Time is usually six hours ahead of North American Eastern Time, except for a few weeks in March and October/November, while the United Kingdom and mainland Chile could be five hours apart during the northern summer, three hours during the southern summer, and four hours for a few weeks per year. Since 1996, European Summer Time has been observed from the last Sunday in March to the last Sunday in October; previously the rules were not uniform across the European Union.[49] Starting in 2007, most of the United States and Canada observed DST from the second Sunday in March to the first Sunday in November, almost two-thirds of the year.[50] Moreover, the beginning and ending dates are roughly reversed between the northern and southern hemispheres because spring and autumn are displaced six months. For example, mainland Chile observes DST from the second Saturday in October to the second Saturday in March, with transitions at 24:00 local time.[51] In some countries time is governed by regional jurisdictions within the country such that some jurisdictions change and others do not; this is currently the case in Australia, Canada, Mexico, and the United States (formerly in Brazil, etc.).[52][53]
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From year to year, the dates on which to change clock may also move for political or social reasons. The Uniform Time Act of 1966 formalized the United States' period of daylight saving time observation as lasting six months (it was previously declared locally); this period was extended to seven months in 1986 and to eight months in 2005.[54][55][56] The 2005 extension was motivated in part by lobbyists from the candy industry, seeking to increase profits by including Halloween (October 31) within the daylight saving time period.[57] In recent history, Australian state jurisdictions not only changed at different local times but sometimes on different dates. For example, in 2008 most states there that observed daylight saving time changed clocks forward on October 5, but Western Australia changed on October 26.[58]
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Daylight saving has caused controversy since it began.[59] Winston Churchill argued that it enlarges "the opportunities for the pursuit of health and happiness among the millions of people who live in this country"[60] and pundits have dubbed it "Daylight Slaving Time".[61] Retailing, sports, and tourism interests have historically favored daylight saving, while agricultural and evening entertainment interests have opposed it; its initial adoption was prompted by energy crises and war.[62]
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The fate of Willett's 1907 proposal illustrates several political issues. It attracted many supporters, including Arthur Balfour, Churchill, David Lloyd George, Ramsay MacDonald, Edward VII (who used half-hour DST at Sandringham or "Sandringham time"), the managing director of Harrods, and the manager of the National Bank. However, the opposition was stronger, including Prime Minister H. H. Asquith, William Christie (the Astronomer Royal), George Darwin, Napier Shaw (director of the Meteorological Office), many agricultural organizations, and theatre owners. After many hearings, the proposal was narrowly defeated in a parliamentary committee vote in 1909. Willett's allies introduced similar bills every year from 1911 through 1914, to no avail.[63] The U.S. was even more skeptical; Andrew Peters introduced a DST bill to the House of Representatives in May 1909, but it soon died in committee.[64]
|
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Germany led the way by starting DST (German: Sommerzeit) during World War I on April 30, 1916 together with its allies to alleviate hardships from wartime coal shortages and air raid blackouts. The political equation changed in other countries; the United Kingdom used DST first on May 21, 1916.[65] U.S. retailing and manufacturing interests led by Pittsburgh industrialist Robert Garland soon began lobbying for DST, but they were opposed by railroads. The U.S.'s 1917 entry to the war overcame objections, and DST was established in 1918.[66]
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The war's end swung the pendulum back. Farmers continued to dislike DST, and many countries repealed it after the war, like Germany itself who dropped DST from 1919 to 1939 and from 1950 to 1979.[67] Britain was an exception; it retained DST nationwide but adjusted transition dates over the years for several reasons, including special rules during the 1920s and 1930s to avoid clock shifts on Easter mornings. Now summer time begins annually on the last Sunday in March under a European Community directive, which may be Easter Sunday (as in 2016).[49] The U.S. was more typical; Congress repealed DST after 1919. President Woodrow Wilson was also an avid golfer like Willet, and he vetoed the repeal twice but his second veto was overridden.[68] Only a few U.S. cities retained DST locally,[69] including New York so that its financial exchanges could maintain an hour of arbitrage trading with London, and Chicago and Cleveland to keep pace with New York.[70] Wilson's successor Warren G. Harding opposed DST as a "deception", reasoning that people should instead get up and go to work earlier in the summer. He ordered District of Columbia federal employees to start work at 8 am rather than 9 am during the summer of 1922. Some businesses followed suit, though many others did not; the experiment was not repeated.[11]
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Since Germany's adoption in 1916, the world has seen many enactments, adjustments, and repeals of DST, with similar politics involved.[71] The history of time in the United States includes DST during both world wars, but no standardization of peacetime DST until 1966.[72][73] St. Paul and Minneapolis, Minnesota, were on different times for two weeks in May 1965 when the capital city decided to join most of the nation by starting daylight saving time, while Minneapolis opted to follow the later date set by state law.[74] In the mid-1980s, Clorox and 7-Eleven provided the primary funding for the Daylight Saving Time Coalition behind the 1987 extension to U.S. DST. Both senators from Idaho, Larry Craig and Mike Crapo, voted for it based on the premise that fast-food restaurants sell more French fries during DST, which are made from Idaho potatoes.[75]
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A referendum on daylight saving was held in Queensland, Australia, in 1992, after a three-year trial of daylight saving. It was defeated with a 54.5% "no" vote, with regional and rural areas strongly opposed, while those in the metropolitan southeast were in favor.[76] In 2005, the Sporting Goods Manufacturers Association and the National Association of Convenience Stores successfully lobbied for the 2007 extension to U.S. DST.[77] In December 2008, the Daylight Saving for South East Queensland (DS4SEQ) political party was officially registered in Queensland, advocating the implementation of a dual-time zone arrangement for daylight saving in South East Queensland, while the rest of the state maintains standard time.[78] DS4SEQ contested the March 2009 Queensland state election with 32 candidates and received one percent of the statewide primary vote, equating to around 2.5% across the 32 electorates contested.[79] After a three-year trial, more than 55% of Western Australians voted against DST in 2009, with rural areas strongly opposed.[80] Queensland Independent member Peter Wellington introduced the Daylight Saving for South East Queensland Referendum Bill 2010 into the Queensland parliament on April 14, 2010, after being approached by the DS4SEQ political party, calling for a referendum at the next state election on the introduction of daylight saving into South East Queensland under a dual-time zone arrangement.[81] The Bill was defeated in the Queensland parliament on June 15, 2011.[82]
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In the UK, the Royal Society for the Prevention of Accidents supports a proposal to observe SDST's additional hour year-round, but that is opposed in some industries, such as postal workers and farmers, and particularly by those living in the northern regions of the UK.[9] In some Muslim countries, DST is temporarily abandoned during Ramadan (the month when no food should be eaten between sunrise and sunset), since the DST would delay the evening dinner. Iran maintains DST during Ramadan,[83] but most Muslim countries do not use DST, partially for this reason.
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Russia declared in 2011 that it would stay in DST all year long, followed by a similar declaration from Belarus.[84] Russia's plan generated widespread complaints due to the dark of winter time morning, and thus was abandoned in 2014.[85] The country changed its clocks to standard time on October 26, 2014, and it intends to stay there permanently.[86]
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Proponents of DST generally argue that it saves energy, promotes outdoor leisure activity in the evening (in summer), and is therefore good for physical and psychological health, reduces traffic accidents, reduces crime or is good for business.
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Opponents argue that DST disrupts our circadian rhythms, negatively impacting our health,[88][89] that it increases fatal traffic collisions,[90] that the actual energy savings are inconclusive,[91] and that DST increases health risks such as heart attack.[91] Farmers have tended to oppose DST.[92][93]
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Having a common agreement about the day's layout or schedule has so many advantages that a standard schedule over whole countries or large areas has generally been chosen over efforts in which some people get up earlier and others do not.[94] The advantages of coordination are so great that many people ignore whether DST is in effect by altering their work schedules to coordinate with television broadcasts or daylight.[95] DST is commonly not observed during most of winter, because the days are shorter then; workers may have no sunlit leisure time, and students may need to leave for school in the dark.[12] Since DST is applied to many varying communities, its effects may be very different depending on their culture, light levels, geography, and climate. Because of this variation, it is hard to make generalized conclusions about the effects of the practice. The costs and benefits may differ between places. Some areas may adopt DST simply as a matter of coordination with other areas rather than for any other benefits.
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A 2017 meta-analysis of 44 studies found that DST leads to electricity savings of 0.3% during the days when DST applies.[96][97] The meta-analysis furthermore found that "electricity savings are larger for countries farther away from the equator, while subtropical regions consume more electricity because of DST."[96][97] This means that DST may conserve electricity in some countries, such as Canada and the United Kingdom, but be wasteful in other places, such as Mexico, the southern United States, and northern Africa. The savings in electricity may also be offset by extra use of other types of energy, such as heating fuel.
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The period of daylight saving time before the longest day is shorter than the period after, in several countries including the United States and Europe. For example, in the U.S. the period of daylight saving time is defined by the Energy Policy Act of 2005. The period for daylight saving time was extended by changing the start date from the first Sunday of April to the second Sunday of March, and the end date from the last Sunday in October to the first Sunday in November.
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DST's potential to save energy comes primarily from its effects on residential lighting, which consumes about 3.5% of electricity in the United States and Canada.[98] (For comparison, air conditioning uses 16.5% of energy in the United States.[99]) Delaying the nominal time of sunset and sunrise reduces the use of artificial light in the evening and increases it in the morning. As Franklin's 1784 satire pointed out, lighting costs are reduced if the evening reduction outweighs the morning increase, as in high-latitude summer when most people wake up well after sunrise. An early goal of DST was to reduce evening usage of incandescent lighting, once a primary use of electricity.[100] Although energy conservation remains an important goal,[101] energy usage patterns have greatly changed since then. Electricity use is greatly affected by geography, climate, and economics, so the results of a study conducted in one place may not be relevant to another country or climate.[98]
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Several studies have suggested that DST increases motor fuel consumption.[98] The 2008 DOE report found no significant increase in motor gasoline consumption due to the 2007 United States extension of DST.[111]
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Those who benefit most from DST are the retailers, sporting goods makers, and other businesses that benefit from extra afternoon sunlight.[102] Having more hours of sunlight in between the end of the typical workday and bedtime induces customers to shop and to participate in outdoor afternoon sports.[112] People are more likely to stop by a store on their way home from work if the sun is still up.[102] In 1984, Fortune magazine estimated that a seven-week extension of DST would yield an additional $30 million for 7-Eleven stores, and the National Golf Foundation estimated the extension would increase golf industry revenues $200 million to $300 million.[113] A 1999 study estimated that DST increases the revenue of the European Union's leisure sector by about 3%.[98]
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Conversely, DST can harm some farmers,[91][114] young children, who have difficulty getting enough sleep at night when the evenings are bright,[91] and others whose hours are set by the sun.[115] One reason why farmers oppose DST is that grain is best harvested after dew evaporates, so when field hands arrive and leave earlier in summer, their labor is less valuable.[8] Dairy farmers are another group who complain of the change. Their cows are sensitive to the timing of milking, so delivering milk earlier disrupts their systems.[93][116] Today some farmers' groups are in favor of DST.[117]
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DST also hurts prime-time television broadcast ratings,[118][91] drive-ins and other theaters.[119]
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Changing clocks and DST rules has a direct economic cost, entailing extra work to support remote meetings, computer applications and the like. For example, a 2007 North American rule change cost an estimated $500 million to $1 billion,[120] and Utah State University economist William F. Shughart II has estimated the lost opportunity cost at around US$1.7 billion.[91] Although it has been argued that clock shifts correlate with decreased economic efficiency, and that in 2000 the daylight-saving effect implied an estimated one-day loss of $31 billion on U.S. stock exchanges,[121] the estimated numbers depend on the methodology.[122] The results have been disputed,[123] and the original authors have refuted the points raised by disputers.[124]
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In 1975 the United States Department of Transportation (DOT) conservatively identified a 0.7% reduction in traffic fatalities during DST, and estimated the real reduction at 1.5% to 2.0%,[125] but the 1976 NBS review of the DOT study found no differences in traffic fatalities.[12] In 1995 the Insurance Institute for Highway Safety estimated a reduction of 1.2%, including a 5.0% reduction in crashes fatal to pedestrians.[126] Others have found similar reductions.[127] Single/Double Summer Time (SDST), a variant where clocks are one hour ahead of the sun in winter and two in summer, has been projected to reduce traffic fatalities by 3% to 4% in the UK, compared to ordinary DST.[128] However, accidents do increase by as much as 11% during the two weeks that follow the end of British Summer Time.[129] It is not clear whether sleep disruption contributes to fatal accidents immediately after the spring clock shifts.[130] A correlation between clock shifts and traffic accidents has been observed in North America and the UK but not in Finland or Sweden. Four reports have found that this effect is smaller than the overall reduction in traffic fatalities.[131][132][133][134] A 2009 U.S. study found that on Mondays after the switch to DST, workers sleep an average of 40 minutes less, and are injured at work more often and more severely.[135]
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DST likely reduces some kinds of crime, such as robbery and sexual assault, as fewer potential victims are outdoors after dusk.[136][103] Artificial outdoor lighting has a marginal and sometimes even contradictory influence on crime and fear of crime.[137]
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In several countries, fire safety officials encourage citizens to use the two annual clock shifts as reminders to replace batteries in smoke and carbon monoxide detectors, particularly in autumn, just before the heating and candle season causes an increase in home fires. Similar twice-yearly tasks include reviewing and practicing fire escape and family disaster plans, inspecting vehicle lights, checking storage areas for hazardous materials, reprogramming thermostats, and seasonal vaccinations.[138] Locations without DST can instead use the first days of spring and autumn as reminders.[139]
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A 2017 study in the American Economic Journal: Applied Economics estimated that "the transition into DST caused over 30 deaths at a social cost of $275 million annually," primarily by increasing sleep deprivation.[140]
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Using a large US database of 732,835 fatal motor vehicle accidents (MVA) recorded from 1996 to 2017, Fritz et al. (2019) found a 6% increase in fatal MVA risk in the workweek following the spring transition to DST, which was more pronounced in the morning and further West of a time zone. There were no effects of the fall-back transition to standard time (ST) on MVA risk, supporting the hypothesis that circadian misalignment and sleep deprivation underlie MVA risk increases.[141]
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Experts in circadian rhythms and sleep are warning about the negative health implications of DST. DST cuts on sleep and causes an increased mismatch between the body clock and local time, a condition called social jetlag. Both sleep deprivation and social jetlag have been associated with negative effects on physical and mental health outcomes, including increased risks for diabetes, obesity, heart disease, depression, and some forms of cancer.[88][89][143] Year-round standard time (not year-round DST) is proposed to be the preferred option for public health and safety.[144][145][146][147][148]
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In societies with fixed work schedules it provides more afternoon sunlight for outdoor exercise.[149] It alters sunlight exposure; the effects depend on one's location and daily schedule, as sunlight triggers vitamin D synthesis in the skin, but overexposure can lead to skin cancer.[150] DST may help in depression by causing individuals to rise earlier,[151] but some argue the reverse.[152] The Retinitis Pigmentosa Foundation Fighting Blindness, chaired by blind sports magnate Gordon Gund, successfully lobbied in 1985 and 2005 for U.S. DST extensions.[75][77] DST shifts are associated with higher rates of ischemic stroke in the first two days after the shift, though not in the week thereafter.[153]
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Clock shifts were found to increase the risk of heart attack by 10 percent,[91] and to disrupt sleep and reduce its efficiency.[6] Effects on seasonal adaptation of the circadian rhythm can be severe and last for weeks.[154] A 2008 study found that although male suicide rates rise in the weeks after the spring transition, the relationship weakened greatly after adjusting for season.[155] A 2008 Swedish study found that heart attacks were significantly more common the first three weekdays after the spring transition, and significantly less common the first weekday after the autumn transition.[156] A 2013 review found little evidence that people slept more on the night after the fall DST shift, even though it is often described as allowing people to sleep for an hour longer than normal. The same review stated that the lost hour of sleep resulting from the spring shift appears to result in sleep loss for at least a week afterward.[157] Even so, a 2014 study conducted in the United States showed that heart attacks decreased significantly after the fall DST shift. [158]
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The government of Kazakhstan cited health complications due to clock shifts as a reason for abolishing DST in 2005.[159] In March 2011, Dmitri Medvedev, president of Russia, claimed that "stress of changing clocks" was the motivation for Russia to stay in DST all year long. Officials at the time talked about an annual increase in suicides.[160]
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An unexpected adverse effect of daylight saving time may lie in the fact that an extra part of morning rush hour traffic occurs before dawn and traffic emissions then cause higher air pollution than during daylight hours.[161]
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In 2017, researchers at the University of Washington and the University of Virginia reported that judges who experienced sleep deprivation as a result of DST tended to issue longer sentences.[162]
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DST's clock shifts have the obvious disadvantage of complexity. People must remember to change their clocks; this can be time-consuming, particularly for mechanical clocks that cannot be moved backward safely.[163] People who work across time zone boundaries need to keep track of multiple DST rules, as not all locations observe DST or observe it the same way. The length of the calendar day becomes variable; it is no longer always 24 hours. Disruption to meetings, travel, broadcasts, billing systems, and records management is common, and can be expensive.[164] During an autumn transition from 02:00 to 01:00, a clock reads times from 01:00:00 through 01:59:59 twice, possibly leading to confusion.[165]
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Lists of time zones and time differences usually do not include daylight saving time, as that is considered complicated and would mean different times over the seasons of the year. For example, UK is usually listed as UTC±00:00, Japan as UTC+09:00, and Sydney as UTC+10:00. But in January, Sydney observes UTC+11:00, and in July, UK observes UTC+01:00, so the differences between all these countries vary during the year. Since lists avoid taking complicated daylight saving time into account, they give wrong information about actual time.
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Damage to a German steel facility occurred during a DST transition in 1993, when a computer timing system linked to a radio time synchronization signal allowed molten steel to cool for one hour less than the required duration, resulting in spattering of molten steel when it was poured.[5] Medical devices may generate adverse events that could harm patients, without being obvious to clinicians responsible for care.[166] These problems are compounded when the DST rules themselves change; software developers must test and perhaps modify many programs, and users must install updates and restart applications. Consumers must update devices such as programmable thermostats with the correct DST rules or manually adjust the devices' clocks.[7] A common strategy to resolve these problems in computer systems is to express time using the Coordinated Universal Time with no offset (UTC±00:00; which, depending on time of year, is not always the same as hour as London time) rather than the local time zone. For example, Unix-based computer systems use the UTC-based Unix time internally.
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Some clock-shift problems could be avoided by adjusting clocks continuously[167] or at least more gradually[168]—for example, Willett at first suggested weekly 20-minute transitions—but this would add complexity and has never been implemented.
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DST inherits and can magnify the disadvantages of standard time. For example, when reading a sundial, one must compensate for it along with time zone and natural discrepancies.[169] Also, sun-exposure guidelines such as avoiding the sun within two hours of noon become less accurate when DST is in effect.[170]
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As explained by Richard Meade in the English Journal of the (American) National Council of Teachers of English, the form daylight savings time (with an "s") was already in 1978 much more common than the older form daylight saving time in American English ("the change has been virtually accomplished"). Nevertheless, even dictionaries such as Merriam-Webster's, American Heritage, and Oxford, which describe actual usage instead of prescribing outdated usage (and therefore also list the newer form), still list the older form first. This is because the older form is still very common in print and preferred by many editors. ("Although daylight saving time is considered correct, daylight savings time (with an "s") is commonly used.")[171] The first two words are sometimes hyphenated (daylight-saving(s) time). Merriam-Webster's also lists the forms daylight saving (without "time"), daylight savings (without "time"), and daylight time.[172] The Oxford Dictionary of American Usage and Style explains the development and current situation as follows: "Although the singular form daylight saving time is the original one, dating from the early 20th century—and is preferred by some usage critics—the plural form is now extremely common in AmE. [...] The rise of daylight savings time appears to have resulted from the avoidance of a miscue: when saving is used, readers might puzzle momentarily over whether saving is a gerund (the saving of daylight) or a participle (the time for saving). [...] Using savings as the adjective—as in savings account or savings bond—makes perfect sense. More than that, it ought to be accepted as the better form."[173]
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In Britain, Willett's 1907 proposal[33] used the term daylight saving, but by 1911 the term summer time replaced daylight saving time in draft legislation.[87] The same or similar expressions are used in many other languages: Sommerzeit in German, zomertijd in Dutch, kesäaika in Finnish, horario de verano or hora de verano in Spanish, and heure d'été in French.[65]
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The name of local time typically changes when DST is observed. American English replaces standard with daylight: for example, Pacific Standard Time (PST) becomes Pacific Daylight Time (PDT). In the United Kingdom, the standard term for UK time when advanced by one hour is British Summer Time (BST), and British English typically inserts summer into other time zone names, e.g. Central European Time (CET) becomes Central European Summer Time (CEST).
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The North American English mnemonic "spring forward, fall back" (also "spring ahead ...", "spring up ...", and "... fall behind") helps people remember in which direction to shift the clocks.[59]
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Changes to DST rules cause problems in existing computer installations. For example, the 2007 change to DST rules in North America required that many computer systems be upgraded, with the greatest impact on e-mail and calendar programs. The upgrades required a significant effort by corporate information technologists.[174]
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Some applications standardize on UTC to avoid problems with clock shifts and time zone differences.[175]
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Likewise, most modern operating systems internally handle and store all times as UTC and only convert to local time for display.[176][177]
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However, even if UTC is used internally, the systems still require external leap second updates and time zone information to correctly calculate local time as needed. Many systems in use today base their date/time calculations from data derived from the tz database also known as zoneinfo.
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The tz database maps a name to the named location's historical and predicted clock shifts. This database is used by many computer software systems, including most Unix-like operating systems, Java, and the Oracle RDBMS;[178] HP's "tztab" database is similar but incompatible.[179] When temporal authorities change DST rules, zoneinfo updates are installed as part of ordinary system maintenance. In Unix-like systems the TZ environment variable specifies the location name, as in TZ=':America/New_York'. In many of those systems there is also a system-wide setting that is applied if the TZ environment variable is not set: this setting is controlled by the contents of the /etc/localtime file, which is usually a symbolic link or hard link to one of the zoneinfo files. Internal time is stored in time-zone-independent Unix time; the TZ is used by each of potentially many simultaneous users and processes to independently localize time display.
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Older or stripped-down systems may support only the TZ values required by POSIX, which specify at most one start and end rule explicitly in the value. For example, TZ='EST5EDT,M3.2.0/02:00,M11.1.0/02:00' specifies time for the eastern United States starting in 2007. Such a TZ value must be changed whenever DST rules change, and the new value applies to all years, mishandling some older timestamps.[180]
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As with zoneinfo, a user of Microsoft Windows configures DST by specifying the name of a location, and the operating system then consults a table of rule sets that must be updated when DST rules change. Procedures for specifying the name and updating the table vary with release. Updates are not issued for older versions of Microsoft Windows.[181] Windows Vista supports at most two start and end rules per time zone setting. In a Canadian location observing DST, a single Vista setting supports both 1987–2006 and post-2006 time stamps, but mishandles some older time stamps. Older Microsoft Windows systems usually store only a single start and end rule for each zone, so that the same Canadian setting reliably supports only post-2006 time stamps.[182]
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These limitations have caused problems. For example, before 2005, DST in Israel varied each year and was skipped some years. Windows 95 used rules correct for 1995 only, causing problems in later years. In Windows 98, Microsoft marked Israel as not having DST, forcing Israeli users to shift their computer clocks manually twice a year. The 2005 Israeli Daylight Saving Law established predictable rules using the Jewish calendar but Windows zone files could not represent the rules' dates in a year-independent way. Partial workarounds, which mishandled older time stamps, included manually switching zone files every year[183] and a Microsoft tool that switches zones automatically.[184] In 2013, Israel standardized its daylight saving time according to the Gregorian calendar.[185]
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Microsoft Windows keeps the system real-time clock in local time. This causes several problems, including compatibility when multi-booting with operating systems that set the clock to UTC, and double-adjusting the clock when multi-booting different Windows versions, such as with a rescue boot disk. This approach is a problem even in Windows-only systems: there is no support for per-user time zone settings, only a single system-wide setting. In 2008 Microsoft hinted that future versions of Windows will partially support a Windows registry entry RealTimeIsUniversal that had been introduced many years earlier, when Windows NT supported RISC machines with UTC clocks, but had not been maintained.[186] Since then at least two fixes related to this feature have been published by Microsoft.[187][188]
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The NTFS file system used by recent versions of Windows stores the file with a UTC time stamp, but displays it corrected to local—or seasonal—time. However, the FAT filesystem commonly used on removable devices stores only the local time. Consequently, when a file is copied from the hard disk onto separate media, its time will be set to the current local time. If the time adjustment is changed, the timestamps of the original file and the copy will be different. The same effect can be observed when compressing and uncompressing files with some file archivers. It is the NTFS file that changes seen time. This effect should be kept in mind when trying to determine if a file is a duplicate of another, although there are other methods of comparing files for equality (such as using a checksum algorithm). A ready clue is if the time stamps differ by precisely 1 hour.
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A move to permanent daylight saving time (staying on summer hours all year with no time shifts) is sometimes advocated and is currently implemented in some jurisdictions such as Argentina, Belarus,[93] Saskatchewan, Yukon, Iceland, Kyrgyzstan, Magallanes and Chilean Antarctica Region, Malaysia, Morocco,[46] Namibia, Singapore, Turkey, Turkmenistan and Uzbekistan. Advocates cite the same advantages as normal DST without the problems associated with the twice yearly time shifts. However, many remain unconvinced of the benefits, citing the same problems and the relatively late sunrises, particularly in winter, that year-round DST entails.[13] Other reasons for a permanent change of time zone could be a result of following the time zone of a neighboring region, political will, or other causes.
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Under German occupation during World War II, "Berlin Time" was imposed in the Netherlands, Belgium, Luxembourg and France, and Spain introduced this too. After the war and with some hesitation, those countries of the UTC±00:00 time zone adopted Central European Time (UTC+01:00) as their standard time. During DST, they are 2 hours ahead.[clarification needed]
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Russia switched to permanent DST from 2011 to 2014, but the move proved unpopular because of the late sunrises in winter, so in 2014 Russia switched permanently back to standard time.[189] The United Kingdom and Ireland also experimented with year-round summer time between 1968 and 1971, and put clocks forward by an extra hour during World War II.[190]
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In the United States, the Florida, Washington, California, and Oregon legislatures have all passed bills to enact permanent DST, but the bills require Congressional approval in order to take effect. Maine, Massachusetts, New Hampshire, and Rhode Island have also introduced proposals or commissions to that effect.[191][192][193][194][195] Although 26 states have considered making DST permanent, unless Congress changes federal law, states cannot implement permanent DST—states can only opt out of DST, not standard time.[196]
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Under an EU directive, from 2021 twice-yearly adjustment of clocks will cease. Member states will have the option of observing either standard time or summer time all year round.[197]
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Experts in circadian rhythms and sleep caution against permanent daylight saving time, recommending year-round standard time as the preferred option for public health and safety.[144][145][146][147]
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Since daylight saving time creates the illusion of the sun rising and setting one hour later on the clock, but does not add any additional daylight, the already later sunrise times under standard time are pushed an hour later on the clock with daylight saving time. Late sunrise times can become unpopular in the winter months which essentially forces workers and schoolchildren to begin the day in darkness. In 1974 following the enactment of the Emergency Daylight Saving Time Act in the United States, there were complaints of children going to school in the dark and working people commuting and starting their work day in pitch darkness during the winter months. The complaints led to the repeal of the act in October 1974 when standard time was restored until February 23, 1975. In 1976, the United States returned to the schedule set under the Uniform Time Act of 1966. In 1971, year-round daylight time in the United Kingdom was abandoned after a 3-year experiment because of complaints about winter sunrise times. The same complaints also led to Russia abandoning DST and instituting standard time year round in 2014.[189]
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Daylight saving time (DST), also daylight savings time or daylight time (United States and Canada) and summer time (United Kingdom, European Union, and others), is the practice of advancing clocks during warmer months so that darkness falls later each day according to the clock. The typical implementation of DST is to set clocks forward by one hour in the spring ("spring forward") and set clocks back by one hour in autumn ("fall back") to return to standard time.[1][2] In other words, there is one 23-hour day in late winter or early spring and one 25-hour day in the autumn.
|
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+
George Hudson proposed the idea of daylight saving in 1895.[3] The German Empire and Austria-Hungary organized the first nationwide implementation starting on April 30, 1916. Many countries have used it at various times since then, particularly since the 1970s energy crisis. DST is generally not observed near the equator, where sunrise and sunset times do not vary enough to justify it. Some countries observe it only in some regions; for example, parts of Australia observe it, while other parts do not.[4] Only a minority of the world's population uses DST; Asia and Africa generally do not observe it.
|
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|
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+
DST clock shifts sometimes complicate timekeeping and can disrupt travel, billing, record keeping, medical devices, heavy equipment,[5] and sleep patterns.[6] Computer software often adjusts clocks automatically, but policy changes by various jurisdictions of DST dates and timings may be confusing.[7]
|
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|
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Industrialized societies usually follow a clock-based schedule for daily activities that do not change throughout the course of the year. The time of day that individuals begin and end work or school, and the coordination of mass transit, for example, usually remain constant year-round. In contrast, an agrarian society's daily routines for work and personal conduct are more likely governed by the length of daylight hours[8][9] and by solar time, which change seasonally because of the Earth's axial tilt. North and south of the tropics daylight lasts longer in summer and shorter in winter, with the effect becoming greater the further one moves away from the tropics.
|
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+
|
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+
By synchronously resetting all clocks in a region to one hour ahead of standard time, individuals who follow such a year-round schedule will wake an hour earlier than they would have otherwise; they will begin and complete daily work routines an hour earlier, and they will have available to them an extra hour of daylight after their workday activities.[10][11] However, they will have one less hour of daylight at the start of each day, making the policy less practical during winter.[12][13]
|
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+
|
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+
While the times of sunrise and sunset change at roughly equal rates as the seasons change, proponents of daylight saving time argue that most people prefer a greater increase in daylight hours after the typical "nine to five" workday.[14][15] Supporters have also argued that DST decreases energy consumption by reducing the need for lighting and heating, but the actual effect on overall energy use is heavily disputed.
|
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+
|
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+
The manipulation of time at higher latitudes (for example Iceland, Nunavut, Scandinavia or Alaska) has little impact on daily life, because the length of day and night changes more extremely throughout the seasons (in comparison to other latitudes), and thus sunrise and sunset times are significantly out of phase with standard working hours regardless of manipulations of the clock.[16] DST is also of little use for locations near the equator, because these regions see only a small variation in daylight in the course of the year.[17] The effect also varies according to how far east or west the location is within its time zone, with locations farther east inside the time zone benefiting more from DST than locations farther west in the same time zone.[18]
|
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+
|
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+
Ancient civilizations adjusted daily schedules to the sun more flexibly than DST does, often dividing daylight into 12 hours regardless of daytime, so that each daylight hour became progressively longer during spring and shorter during autumn.[19] For example, the Romans kept time with water clocks that had different scales for different months of the year; at Rome's latitude, the third hour from sunrise (hora tertia) started at 09:02 solar time and lasted 44 minutes at the winter solstice, but at the summer solstice it started at 06:58 and lasted 75 minutes.[20] From the 14th century onwards, equal-length civil hours supplanted unequal ones, so civil time no longer varied by season. Unequal hours are still used in a few traditional settings, such as some monasteries of Mount Athos[21] and all Jewish ceremonies.[22]
|
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+
|
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+
Benjamin Franklin published the proverb "early to bed and early to rise makes a man healthy, wealthy, and wise",[23][24] and he published a letter in the Journal de Paris during his time as an American envoy to France (1776–1785) suggesting that Parisians economize on candles by rising earlier to use morning sunlight.[25] This 1784 satire proposed taxing window shutters, rationing candles, and waking the public by ringing church bells and firing cannons at sunrise.[26] Despite common misconception, Franklin did not actually propose DST; 18th-century Europe did not even keep precise schedules. However, this changed as rail transport and communication networks required a standardization of time unknown in Franklin's day.[27]
|
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+
|
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+
In 1810, the Spanish National Assembly Cortes of Cádiz issued a regulation that moved certain meeting times forward by one hour from May 1 to September 30 in recognition of seasonal changes, but it did not actually change the clocks. It also acknowledged that private businesses were in the practice of changing their opening hours to suit daylight conditions, but they did so of their own volition.[28][29]
|
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+
|
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+
New Zealand entomologist George Hudson first proposed modern DST. His shift-work job gave him leisure time to collect insects and led him to value after-hours daylight.[3] In 1895, he presented a paper to the Wellington Philosophical Society proposing a two-hour daylight-saving shift,[10] and considerable interest was expressed in Christchurch; he followed up with an 1898 paper.[30] Many publications credit the DST proposal to prominent English builder and outdoorsman William Willett,[31] who independently conceived DST in 1905 during a pre-breakfast ride when he observed how many Londoners slept through a large part of a summer day.[15] Willett also was an avid golfer who disliked cutting short his round at dusk.[32] His solution was to advance the clock during the summer months, and he published the proposal two years later.[33] Liberal Party member of parliament Robert Pearce took up the proposal, introducing the first Daylight Saving Bill to the House of Commons on February 12, 1908.[34] A select committee was set up to examine the issue, but Pearce's bill did not become law and several other bills failed in the following years. Willett lobbied for the proposal in the UK until his death in 1915.
|
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+
|
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+
Port Arthur, Ontario, Canada was the first city in the world to enact DST, on July 1, 1908.[35][36] This was followed by Orillia, Ontario, introduced by William Sword Frost while mayor from 1911 to 1912.[37] The first states to adopt DST (German: Sommerzeit) nationally were those of the German Empire and its World War I ally Austria-Hungary commencing April 30, 1916, as a way to conserve coal during wartime. Britain, most of its allies, and many European neutrals soon followed. Russia and a few other countries waited until the next year, and the United States adopted daylight saving in 1918. Most jurisdictions abandoned DST in the years after the war ended in 1918, with exceptions including Canada, the UK, France, Ireland, and the United States. It became common during World War II, and was widely adopted in America and Europe from the 1970s as a result of the 1970s energy crisis. Since then, the world has seen many enactments, adjustments, and repeals.[38]
|
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+
For specific details, see Daylight saving time by country.
|
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+
|
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+
The relevant authorities usually schedule clock changes to occur at (or soon after) midnight, and on a weekend, in order to lessen disruption to weekday schedules.[39] A one-hour change is customary, but twenty-minute and two-hour change have been used in the past. In all countries that observe daylight saving time seasonally (i.e. during summer and not winter), the clock is advanced from standard time to daylight saving time in the spring, and they are turned back from daylight saving time to standard time in the autumn. The practice therefore reduces the number of civil hours in the day of the springtime change, and it increases the number of civil hours in the day of the autumnal change. For a midnight change in spring, a digital display of local time would appear to jump from 23:59:59.9 to 01:00:00.0. For the same clock in autumn, the local time would appear to repeat the hour preceding midnight, i.e. it would jump from 23:59:59.9 to 23:00:00.0.
|
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+
|
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+
In most countries that observe seasonal daylight saving time, the clock observed in winter is legally named "standard time",[40] in accordance with the standardization of time zones to agree with the local mean time near the center of each region.[41] An exception exists in Ireland, where its winter clock has the same offset (UTC±00:00) and legal name as that in Britain (Greenwich Mean Time)—but while its summer clock also has the same offset as Britain's (UTC+01:00), its legal name is Irish Standard Time[42][43] as opposed to British Summer Time.[44]
|
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+
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+
While most countries that change clocks for daylight saving time observe standard time in winter and DST in summer, Morocco observes (since 2019) daylight saving time every month but Ramadan. During the holy month (the date of which is determined by the lunar calendar and thus moves annually with regard to the Gregorian calendar), the country's civil clocks observe Western European Time (UTC+00:00, which geographically overlaps most of the nation). At the close of this month, its clocks are turned forward to Western European Summer Time (UTC+01:00), where they remain until the return of the holy month the following year.[45][46][47]
|
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+
|
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+
The time at which to change clocks differs across jurisdictions. Members of the European Union conduct a coordinated change, changing all zones at the same instant, at 01:00 Coordinated Universal Time (UTC), which means that it changes at 02:00 Central European Time (CET), equivalent to 03:00 Eastern European Time (EET). As a result, the time differences across European time zones remain constant.[48][49] North America coordination of the clock change differs, in that each jurisdiction change at 02:00 local time, which temporarily creates unusual differences in offsets. For example, Mountain Time is, for one hour in the autumn, zero hours ahead of Pacific Time instead of the usual one hour ahead, and, for one hour in the spring, it is two hours ahead of Pacific Time instead of one.
|
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|
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+
The dates on which clocks change vary with location and year; consequently, the time differences between regions also vary throughout the year. For example, Central European Time is usually six hours ahead of North American Eastern Time, except for a few weeks in March and October/November, while the United Kingdom and mainland Chile could be five hours apart during the northern summer, three hours during the southern summer, and four hours for a few weeks per year. Since 1996, European Summer Time has been observed from the last Sunday in March to the last Sunday in October; previously the rules were not uniform across the European Union.[49] Starting in 2007, most of the United States and Canada observed DST from the second Sunday in March to the first Sunday in November, almost two-thirds of the year.[50] Moreover, the beginning and ending dates are roughly reversed between the northern and southern hemispheres because spring and autumn are displaced six months. For example, mainland Chile observes DST from the second Saturday in October to the second Saturday in March, with transitions at 24:00 local time.[51] In some countries time is governed by regional jurisdictions within the country such that some jurisdictions change and others do not; this is currently the case in Australia, Canada, Mexico, and the United States (formerly in Brazil, etc.).[52][53]
|
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+
From year to year, the dates on which to change clock may also move for political or social reasons. The Uniform Time Act of 1966 formalized the United States' period of daylight saving time observation as lasting six months (it was previously declared locally); this period was extended to seven months in 1986 and to eight months in 2005.[54][55][56] The 2005 extension was motivated in part by lobbyists from the candy industry, seeking to increase profits by including Halloween (October 31) within the daylight saving time period.[57] In recent history, Australian state jurisdictions not only changed at different local times but sometimes on different dates. For example, in 2008 most states there that observed daylight saving time changed clocks forward on October 5, but Western Australia changed on October 26.[58]
|
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+
|
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+
Daylight saving has caused controversy since it began.[59] Winston Churchill argued that it enlarges "the opportunities for the pursuit of health and happiness among the millions of people who live in this country"[60] and pundits have dubbed it "Daylight Slaving Time".[61] Retailing, sports, and tourism interests have historically favored daylight saving, while agricultural and evening entertainment interests have opposed it; its initial adoption was prompted by energy crises and war.[62]
|
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+
|
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+
The fate of Willett's 1907 proposal illustrates several political issues. It attracted many supporters, including Arthur Balfour, Churchill, David Lloyd George, Ramsay MacDonald, Edward VII (who used half-hour DST at Sandringham or "Sandringham time"), the managing director of Harrods, and the manager of the National Bank. However, the opposition was stronger, including Prime Minister H. H. Asquith, William Christie (the Astronomer Royal), George Darwin, Napier Shaw (director of the Meteorological Office), many agricultural organizations, and theatre owners. After many hearings, the proposal was narrowly defeated in a parliamentary committee vote in 1909. Willett's allies introduced similar bills every year from 1911 through 1914, to no avail.[63] The U.S. was even more skeptical; Andrew Peters introduced a DST bill to the House of Representatives in May 1909, but it soon died in committee.[64]
|
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+
|
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+
Germany led the way by starting DST (German: Sommerzeit) during World War I on April 30, 1916 together with its allies to alleviate hardships from wartime coal shortages and air raid blackouts. The political equation changed in other countries; the United Kingdom used DST first on May 21, 1916.[65] U.S. retailing and manufacturing interests led by Pittsburgh industrialist Robert Garland soon began lobbying for DST, but they were opposed by railroads. The U.S.'s 1917 entry to the war overcame objections, and DST was established in 1918.[66]
|
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+
|
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+
The war's end swung the pendulum back. Farmers continued to dislike DST, and many countries repealed it after the war, like Germany itself who dropped DST from 1919 to 1939 and from 1950 to 1979.[67] Britain was an exception; it retained DST nationwide but adjusted transition dates over the years for several reasons, including special rules during the 1920s and 1930s to avoid clock shifts on Easter mornings. Now summer time begins annually on the last Sunday in March under a European Community directive, which may be Easter Sunday (as in 2016).[49] The U.S. was more typical; Congress repealed DST after 1919. President Woodrow Wilson was also an avid golfer like Willet, and he vetoed the repeal twice but his second veto was overridden.[68] Only a few U.S. cities retained DST locally,[69] including New York so that its financial exchanges could maintain an hour of arbitrage trading with London, and Chicago and Cleveland to keep pace with New York.[70] Wilson's successor Warren G. Harding opposed DST as a "deception", reasoning that people should instead get up and go to work earlier in the summer. He ordered District of Columbia federal employees to start work at 8 am rather than 9 am during the summer of 1922. Some businesses followed suit, though many others did not; the experiment was not repeated.[11]
|
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+
|
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+
Since Germany's adoption in 1916, the world has seen many enactments, adjustments, and repeals of DST, with similar politics involved.[71] The history of time in the United States includes DST during both world wars, but no standardization of peacetime DST until 1966.[72][73] St. Paul and Minneapolis, Minnesota, were on different times for two weeks in May 1965 when the capital city decided to join most of the nation by starting daylight saving time, while Minneapolis opted to follow the later date set by state law.[74] In the mid-1980s, Clorox and 7-Eleven provided the primary funding for the Daylight Saving Time Coalition behind the 1987 extension to U.S. DST. Both senators from Idaho, Larry Craig and Mike Crapo, voted for it based on the premise that fast-food restaurants sell more French fries during DST, which are made from Idaho potatoes.[75]
|
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+
|
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+
A referendum on daylight saving was held in Queensland, Australia, in 1992, after a three-year trial of daylight saving. It was defeated with a 54.5% "no" vote, with regional and rural areas strongly opposed, while those in the metropolitan southeast were in favor.[76] In 2005, the Sporting Goods Manufacturers Association and the National Association of Convenience Stores successfully lobbied for the 2007 extension to U.S. DST.[77] In December 2008, the Daylight Saving for South East Queensland (DS4SEQ) political party was officially registered in Queensland, advocating the implementation of a dual-time zone arrangement for daylight saving in South East Queensland, while the rest of the state maintains standard time.[78] DS4SEQ contested the March 2009 Queensland state election with 32 candidates and received one percent of the statewide primary vote, equating to around 2.5% across the 32 electorates contested.[79] After a three-year trial, more than 55% of Western Australians voted against DST in 2009, with rural areas strongly opposed.[80] Queensland Independent member Peter Wellington introduced the Daylight Saving for South East Queensland Referendum Bill 2010 into the Queensland parliament on April 14, 2010, after being approached by the DS4SEQ political party, calling for a referendum at the next state election on the introduction of daylight saving into South East Queensland under a dual-time zone arrangement.[81] The Bill was defeated in the Queensland parliament on June 15, 2011.[82]
|
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|
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+
In the UK, the Royal Society for the Prevention of Accidents supports a proposal to observe SDST's additional hour year-round, but that is opposed in some industries, such as postal workers and farmers, and particularly by those living in the northern regions of the UK.[9] In some Muslim countries, DST is temporarily abandoned during Ramadan (the month when no food should be eaten between sunrise and sunset), since the DST would delay the evening dinner. Iran maintains DST during Ramadan,[83] but most Muslim countries do not use DST, partially for this reason.
|
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+
|
54 |
+
Russia declared in 2011 that it would stay in DST all year long, followed by a similar declaration from Belarus.[84] Russia's plan generated widespread complaints due to the dark of winter time morning, and thus was abandoned in 2014.[85] The country changed its clocks to standard time on October 26, 2014, and it intends to stay there permanently.[86]
|
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+
|
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+
Proponents of DST generally argue that it saves energy, promotes outdoor leisure activity in the evening (in summer), and is therefore good for physical and psychological health, reduces traffic accidents, reduces crime or is good for business.
|
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+
|
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+
Opponents argue that DST disrupts our circadian rhythms, negatively impacting our health,[88][89] that it increases fatal traffic collisions,[90] that the actual energy savings are inconclusive,[91] and that DST increases health risks such as heart attack.[91] Farmers have tended to oppose DST.[92][93]
|
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+
|
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+
Having a common agreement about the day's layout or schedule has so many advantages that a standard schedule over whole countries or large areas has generally been chosen over efforts in which some people get up earlier and others do not.[94] The advantages of coordination are so great that many people ignore whether DST is in effect by altering their work schedules to coordinate with television broadcasts or daylight.[95] DST is commonly not observed during most of winter, because the days are shorter then; workers may have no sunlit leisure time, and students may need to leave for school in the dark.[12] Since DST is applied to many varying communities, its effects may be very different depending on their culture, light levels, geography, and climate. Because of this variation, it is hard to make generalized conclusions about the effects of the practice. The costs and benefits may differ between places. Some areas may adopt DST simply as a matter of coordination with other areas rather than for any other benefits.
|
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+
|
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+
A 2017 meta-analysis of 44 studies found that DST leads to electricity savings of 0.3% during the days when DST applies.[96][97] The meta-analysis furthermore found that "electricity savings are larger for countries farther away from the equator, while subtropical regions consume more electricity because of DST."[96][97] This means that DST may conserve electricity in some countries, such as Canada and the United Kingdom, but be wasteful in other places, such as Mexico, the southern United States, and northern Africa. The savings in electricity may also be offset by extra use of other types of energy, such as heating fuel.
|
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+
|
64 |
+
The period of daylight saving time before the longest day is shorter than the period after, in several countries including the United States and Europe. For example, in the U.S. the period of daylight saving time is defined by the Energy Policy Act of 2005. The period for daylight saving time was extended by changing the start date from the first Sunday of April to the second Sunday of March, and the end date from the last Sunday in October to the first Sunday in November.
|
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+
|
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DST's potential to save energy comes primarily from its effects on residential lighting, which consumes about 3.5% of electricity in the United States and Canada.[98] (For comparison, air conditioning uses 16.5% of energy in the United States.[99]) Delaying the nominal time of sunset and sunrise reduces the use of artificial light in the evening and increases it in the morning. As Franklin's 1784 satire pointed out, lighting costs are reduced if the evening reduction outweighs the morning increase, as in high-latitude summer when most people wake up well after sunrise. An early goal of DST was to reduce evening usage of incandescent lighting, once a primary use of electricity.[100] Although energy conservation remains an important goal,[101] energy usage patterns have greatly changed since then. Electricity use is greatly affected by geography, climate, and economics, so the results of a study conducted in one place may not be relevant to another country or climate.[98]
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Several studies have suggested that DST increases motor fuel consumption.[98] The 2008 DOE report found no significant increase in motor gasoline consumption due to the 2007 United States extension of DST.[111]
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Those who benefit most from DST are the retailers, sporting goods makers, and other businesses that benefit from extra afternoon sunlight.[102] Having more hours of sunlight in between the end of the typical workday and bedtime induces customers to shop and to participate in outdoor afternoon sports.[112] People are more likely to stop by a store on their way home from work if the sun is still up.[102] In 1984, Fortune magazine estimated that a seven-week extension of DST would yield an additional $30 million for 7-Eleven stores, and the National Golf Foundation estimated the extension would increase golf industry revenues $200 million to $300 million.[113] A 1999 study estimated that DST increases the revenue of the European Union's leisure sector by about 3%.[98]
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Conversely, DST can harm some farmers,[91][114] young children, who have difficulty getting enough sleep at night when the evenings are bright,[91] and others whose hours are set by the sun.[115] One reason why farmers oppose DST is that grain is best harvested after dew evaporates, so when field hands arrive and leave earlier in summer, their labor is less valuable.[8] Dairy farmers are another group who complain of the change. Their cows are sensitive to the timing of milking, so delivering milk earlier disrupts their systems.[93][116] Today some farmers' groups are in favor of DST.[117]
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DST also hurts prime-time television broadcast ratings,[118][91] drive-ins and other theaters.[119]
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Changing clocks and DST rules has a direct economic cost, entailing extra work to support remote meetings, computer applications and the like. For example, a 2007 North American rule change cost an estimated $500 million to $1 billion,[120] and Utah State University economist William F. Shughart II has estimated the lost opportunity cost at around US$1.7 billion.[91] Although it has been argued that clock shifts correlate with decreased economic efficiency, and that in 2000 the daylight-saving effect implied an estimated one-day loss of $31 billion on U.S. stock exchanges,[121] the estimated numbers depend on the methodology.[122] The results have been disputed,[123] and the original authors have refuted the points raised by disputers.[124]
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In 1975 the United States Department of Transportation (DOT) conservatively identified a 0.7% reduction in traffic fatalities during DST, and estimated the real reduction at 1.5% to 2.0%,[125] but the 1976 NBS review of the DOT study found no differences in traffic fatalities.[12] In 1995 the Insurance Institute for Highway Safety estimated a reduction of 1.2%, including a 5.0% reduction in crashes fatal to pedestrians.[126] Others have found similar reductions.[127] Single/Double Summer Time (SDST), a variant where clocks are one hour ahead of the sun in winter and two in summer, has been projected to reduce traffic fatalities by 3% to 4% in the UK, compared to ordinary DST.[128] However, accidents do increase by as much as 11% during the two weeks that follow the end of British Summer Time.[129] It is not clear whether sleep disruption contributes to fatal accidents immediately after the spring clock shifts.[130] A correlation between clock shifts and traffic accidents has been observed in North America and the UK but not in Finland or Sweden. Four reports have found that this effect is smaller than the overall reduction in traffic fatalities.[131][132][133][134] A 2009 U.S. study found that on Mondays after the switch to DST, workers sleep an average of 40 minutes less, and are injured at work more often and more severely.[135]
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DST likely reduces some kinds of crime, such as robbery and sexual assault, as fewer potential victims are outdoors after dusk.[136][103] Artificial outdoor lighting has a marginal and sometimes even contradictory influence on crime and fear of crime.[137]
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In several countries, fire safety officials encourage citizens to use the two annual clock shifts as reminders to replace batteries in smoke and carbon monoxide detectors, particularly in autumn, just before the heating and candle season causes an increase in home fires. Similar twice-yearly tasks include reviewing and practicing fire escape and family disaster plans, inspecting vehicle lights, checking storage areas for hazardous materials, reprogramming thermostats, and seasonal vaccinations.[138] Locations without DST can instead use the first days of spring and autumn as reminders.[139]
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A 2017 study in the American Economic Journal: Applied Economics estimated that "the transition into DST caused over 30 deaths at a social cost of $275 million annually," primarily by increasing sleep deprivation.[140]
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Using a large US database of 732,835 fatal motor vehicle accidents (MVA) recorded from 1996 to 2017, Fritz et al. (2019) found a 6% increase in fatal MVA risk in the workweek following the spring transition to DST, which was more pronounced in the morning and further West of a time zone. There were no effects of the fall-back transition to standard time (ST) on MVA risk, supporting the hypothesis that circadian misalignment and sleep deprivation underlie MVA risk increases.[141]
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Experts in circadian rhythms and sleep are warning about the negative health implications of DST. DST cuts on sleep and causes an increased mismatch between the body clock and local time, a condition called social jetlag. Both sleep deprivation and social jetlag have been associated with negative effects on physical and mental health outcomes, including increased risks for diabetes, obesity, heart disease, depression, and some forms of cancer.[88][89][143] Year-round standard time (not year-round DST) is proposed to be the preferred option for public health and safety.[144][145][146][147][148]
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In societies with fixed work schedules it provides more afternoon sunlight for outdoor exercise.[149] It alters sunlight exposure; the effects depend on one's location and daily schedule, as sunlight triggers vitamin D synthesis in the skin, but overexposure can lead to skin cancer.[150] DST may help in depression by causing individuals to rise earlier,[151] but some argue the reverse.[152] The Retinitis Pigmentosa Foundation Fighting Blindness, chaired by blind sports magnate Gordon Gund, successfully lobbied in 1985 and 2005 for U.S. DST extensions.[75][77] DST shifts are associated with higher rates of ischemic stroke in the first two days after the shift, though not in the week thereafter.[153]
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Clock shifts were found to increase the risk of heart attack by 10 percent,[91] and to disrupt sleep and reduce its efficiency.[6] Effects on seasonal adaptation of the circadian rhythm can be severe and last for weeks.[154] A 2008 study found that although male suicide rates rise in the weeks after the spring transition, the relationship weakened greatly after adjusting for season.[155] A 2008 Swedish study found that heart attacks were significantly more common the first three weekdays after the spring transition, and significantly less common the first weekday after the autumn transition.[156] A 2013 review found little evidence that people slept more on the night after the fall DST shift, even though it is often described as allowing people to sleep for an hour longer than normal. The same review stated that the lost hour of sleep resulting from the spring shift appears to result in sleep loss for at least a week afterward.[157] Even so, a 2014 study conducted in the United States showed that heart attacks decreased significantly after the fall DST shift. [158]
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The government of Kazakhstan cited health complications due to clock shifts as a reason for abolishing DST in 2005.[159] In March 2011, Dmitri Medvedev, president of Russia, claimed that "stress of changing clocks" was the motivation for Russia to stay in DST all year long. Officials at the time talked about an annual increase in suicides.[160]
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An unexpected adverse effect of daylight saving time may lie in the fact that an extra part of morning rush hour traffic occurs before dawn and traffic emissions then cause higher air pollution than during daylight hours.[161]
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In 2017, researchers at the University of Washington and the University of Virginia reported that judges who experienced sleep deprivation as a result of DST tended to issue longer sentences.[162]
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DST's clock shifts have the obvious disadvantage of complexity. People must remember to change their clocks; this can be time-consuming, particularly for mechanical clocks that cannot be moved backward safely.[163] People who work across time zone boundaries need to keep track of multiple DST rules, as not all locations observe DST or observe it the same way. The length of the calendar day becomes variable; it is no longer always 24 hours. Disruption to meetings, travel, broadcasts, billing systems, and records management is common, and can be expensive.[164] During an autumn transition from 02:00 to 01:00, a clock reads times from 01:00:00 through 01:59:59 twice, possibly leading to confusion.[165]
|
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Lists of time zones and time differences usually do not include daylight saving time, as that is considered complicated and would mean different times over the seasons of the year. For example, UK is usually listed as UTC±00:00, Japan as UTC+09:00, and Sydney as UTC+10:00. But in January, Sydney observes UTC+11:00, and in July, UK observes UTC+01:00, so the differences between all these countries vary during the year. Since lists avoid taking complicated daylight saving time into account, they give wrong information about actual time.
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Damage to a German steel facility occurred during a DST transition in 1993, when a computer timing system linked to a radio time synchronization signal allowed molten steel to cool for one hour less than the required duration, resulting in spattering of molten steel when it was poured.[5] Medical devices may generate adverse events that could harm patients, without being obvious to clinicians responsible for care.[166] These problems are compounded when the DST rules themselves change; software developers must test and perhaps modify many programs, and users must install updates and restart applications. Consumers must update devices such as programmable thermostats with the correct DST rules or manually adjust the devices' clocks.[7] A common strategy to resolve these problems in computer systems is to express time using the Coordinated Universal Time with no offset (UTC±00:00; which, depending on time of year, is not always the same as hour as London time) rather than the local time zone. For example, Unix-based computer systems use the UTC-based Unix time internally.
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Some clock-shift problems could be avoided by adjusting clocks continuously[167] or at least more gradually[168]—for example, Willett at first suggested weekly 20-minute transitions—but this would add complexity and has never been implemented.
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DST inherits and can magnify the disadvantages of standard time. For example, when reading a sundial, one must compensate for it along with time zone and natural discrepancies.[169] Also, sun-exposure guidelines such as avoiding the sun within two hours of noon become less accurate when DST is in effect.[170]
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As explained by Richard Meade in the English Journal of the (American) National Council of Teachers of English, the form daylight savings time (with an "s") was already in 1978 much more common than the older form daylight saving time in American English ("the change has been virtually accomplished"). Nevertheless, even dictionaries such as Merriam-Webster's, American Heritage, and Oxford, which describe actual usage instead of prescribing outdated usage (and therefore also list the newer form), still list the older form first. This is because the older form is still very common in print and preferred by many editors. ("Although daylight saving time is considered correct, daylight savings time (with an "s") is commonly used.")[171] The first two words are sometimes hyphenated (daylight-saving(s) time). Merriam-Webster's also lists the forms daylight saving (without "time"), daylight savings (without "time"), and daylight time.[172] The Oxford Dictionary of American Usage and Style explains the development and current situation as follows: "Although the singular form daylight saving time is the original one, dating from the early 20th century—and is preferred by some usage critics—the plural form is now extremely common in AmE. [...] The rise of daylight savings time appears to have resulted from the avoidance of a miscue: when saving is used, readers might puzzle momentarily over whether saving is a gerund (the saving of daylight) or a participle (the time for saving). [...] Using savings as the adjective—as in savings account or savings bond—makes perfect sense. More than that, it ought to be accepted as the better form."[173]
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In Britain, Willett's 1907 proposal[33] used the term daylight saving, but by 1911 the term summer time replaced daylight saving time in draft legislation.[87] The same or similar expressions are used in many other languages: Sommerzeit in German, zomertijd in Dutch, kesäaika in Finnish, horario de verano or hora de verano in Spanish, and heure d'été in French.[65]
|
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The name of local time typically changes when DST is observed. American English replaces standard with daylight: for example, Pacific Standard Time (PST) becomes Pacific Daylight Time (PDT). In the United Kingdom, the standard term for UK time when advanced by one hour is British Summer Time (BST), and British English typically inserts summer into other time zone names, e.g. Central European Time (CET) becomes Central European Summer Time (CEST).
|
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The North American English mnemonic "spring forward, fall back" (also "spring ahead ...", "spring up ...", and "... fall behind") helps people remember in which direction to shift the clocks.[59]
|
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+
Changes to DST rules cause problems in existing computer installations. For example, the 2007 change to DST rules in North America required that many computer systems be upgraded, with the greatest impact on e-mail and calendar programs. The upgrades required a significant effort by corporate information technologists.[174]
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Some applications standardize on UTC to avoid problems with clock shifts and time zone differences.[175]
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Likewise, most modern operating systems internally handle and store all times as UTC and only convert to local time for display.[176][177]
|
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However, even if UTC is used internally, the systems still require external leap second updates and time zone information to correctly calculate local time as needed. Many systems in use today base their date/time calculations from data derived from the tz database also known as zoneinfo.
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The tz database maps a name to the named location's historical and predicted clock shifts. This database is used by many computer software systems, including most Unix-like operating systems, Java, and the Oracle RDBMS;[178] HP's "tztab" database is similar but incompatible.[179] When temporal authorities change DST rules, zoneinfo updates are installed as part of ordinary system maintenance. In Unix-like systems the TZ environment variable specifies the location name, as in TZ=':America/New_York'. In many of those systems there is also a system-wide setting that is applied if the TZ environment variable is not set: this setting is controlled by the contents of the /etc/localtime file, which is usually a symbolic link or hard link to one of the zoneinfo files. Internal time is stored in time-zone-independent Unix time; the TZ is used by each of potentially many simultaneous users and processes to independently localize time display.
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Older or stripped-down systems may support only the TZ values required by POSIX, which specify at most one start and end rule explicitly in the value. For example, TZ='EST5EDT,M3.2.0/02:00,M11.1.0/02:00' specifies time for the eastern United States starting in 2007. Such a TZ value must be changed whenever DST rules change, and the new value applies to all years, mishandling some older timestamps.[180]
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As with zoneinfo, a user of Microsoft Windows configures DST by specifying the name of a location, and the operating system then consults a table of rule sets that must be updated when DST rules change. Procedures for specifying the name and updating the table vary with release. Updates are not issued for older versions of Microsoft Windows.[181] Windows Vista supports at most two start and end rules per time zone setting. In a Canadian location observing DST, a single Vista setting supports both 1987–2006 and post-2006 time stamps, but mishandles some older time stamps. Older Microsoft Windows systems usually store only a single start and end rule for each zone, so that the same Canadian setting reliably supports only post-2006 time stamps.[182]
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These limitations have caused problems. For example, before 2005, DST in Israel varied each year and was skipped some years. Windows 95 used rules correct for 1995 only, causing problems in later years. In Windows 98, Microsoft marked Israel as not having DST, forcing Israeli users to shift their computer clocks manually twice a year. The 2005 Israeli Daylight Saving Law established predictable rules using the Jewish calendar but Windows zone files could not represent the rules' dates in a year-independent way. Partial workarounds, which mishandled older time stamps, included manually switching zone files every year[183] and a Microsoft tool that switches zones automatically.[184] In 2013, Israel standardized its daylight saving time according to the Gregorian calendar.[185]
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Microsoft Windows keeps the system real-time clock in local time. This causes several problems, including compatibility when multi-booting with operating systems that set the clock to UTC, and double-adjusting the clock when multi-booting different Windows versions, such as with a rescue boot disk. This approach is a problem even in Windows-only systems: there is no support for per-user time zone settings, only a single system-wide setting. In 2008 Microsoft hinted that future versions of Windows will partially support a Windows registry entry RealTimeIsUniversal that had been introduced many years earlier, when Windows NT supported RISC machines with UTC clocks, but had not been maintained.[186] Since then at least two fixes related to this feature have been published by Microsoft.[187][188]
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The NTFS file system used by recent versions of Windows stores the file with a UTC time stamp, but displays it corrected to local—or seasonal—time. However, the FAT filesystem commonly used on removable devices stores only the local time. Consequently, when a file is copied from the hard disk onto separate media, its time will be set to the current local time. If the time adjustment is changed, the timestamps of the original file and the copy will be different. The same effect can be observed when compressing and uncompressing files with some file archivers. It is the NTFS file that changes seen time. This effect should be kept in mind when trying to determine if a file is a duplicate of another, although there are other methods of comparing files for equality (such as using a checksum algorithm). A ready clue is if the time stamps differ by precisely 1 hour.
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A move to permanent daylight saving time (staying on summer hours all year with no time shifts) is sometimes advocated and is currently implemented in some jurisdictions such as Argentina, Belarus,[93] Saskatchewan, Yukon, Iceland, Kyrgyzstan, Magallanes and Chilean Antarctica Region, Malaysia, Morocco,[46] Namibia, Singapore, Turkey, Turkmenistan and Uzbekistan. Advocates cite the same advantages as normal DST without the problems associated with the twice yearly time shifts. However, many remain unconvinced of the benefits, citing the same problems and the relatively late sunrises, particularly in winter, that year-round DST entails.[13] Other reasons for a permanent change of time zone could be a result of following the time zone of a neighboring region, political will, or other causes.
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Under German occupation during World War II, "Berlin Time" was imposed in the Netherlands, Belgium, Luxembourg and France, and Spain introduced this too. After the war and with some hesitation, those countries of the UTC±00:00 time zone adopted Central European Time (UTC+01:00) as their standard time. During DST, they are 2 hours ahead.[clarification needed]
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Russia switched to permanent DST from 2011 to 2014, but the move proved unpopular because of the late sunrises in winter, so in 2014 Russia switched permanently back to standard time.[189] The United Kingdom and Ireland also experimented with year-round summer time between 1968 and 1971, and put clocks forward by an extra hour during World War II.[190]
|
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In the United States, the Florida, Washington, California, and Oregon legislatures have all passed bills to enact permanent DST, but the bills require Congressional approval in order to take effect. Maine, Massachusetts, New Hampshire, and Rhode Island have also introduced proposals or commissions to that effect.[191][192][193][194][195] Although 26 states have considered making DST permanent, unless Congress changes federal law, states cannot implement permanent DST—states can only opt out of DST, not standard time.[196]
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Under an EU directive, from 2021 twice-yearly adjustment of clocks will cease. Member states will have the option of observing either standard time or summer time all year round.[197]
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Experts in circadian rhythms and sleep caution against permanent daylight saving time, recommending year-round standard time as the preferred option for public health and safety.[144][145][146][147]
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Since daylight saving time creates the illusion of the sun rising and setting one hour later on the clock, but does not add any additional daylight, the already later sunrise times under standard time are pushed an hour later on the clock with daylight saving time. Late sunrise times can become unpopular in the winter months which essentially forces workers and schoolchildren to begin the day in darkness. In 1974 following the enactment of the Emergency Daylight Saving Time Act in the United States, there were complaints of children going to school in the dark and working people commuting and starting their work day in pitch darkness during the winter months. The complaints led to the repeal of the act in October 1974 when standard time was restored until February 23, 1975. In 1976, the United States returned to the schedule set under the Uniform Time Act of 1966. In 1971, year-round daylight time in the United Kingdom was abandoned after a 3-year experiment because of complaints about winter sunrise times. The same complaints also led to Russia abandoning DST and instituting standard time year round in 2014.[189]
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Daylight saving time (DST), also daylight savings time or daylight time (United States and Canada) and summer time (United Kingdom, European Union, and others), is the practice of advancing clocks during warmer months so that darkness falls later each day according to the clock. The typical implementation of DST is to set clocks forward by one hour in the spring ("spring forward") and set clocks back by one hour in autumn ("fall back") to return to standard time.[1][2] In other words, there is one 23-hour day in late winter or early spring and one 25-hour day in the autumn.
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George Hudson proposed the idea of daylight saving in 1895.[3] The German Empire and Austria-Hungary organized the first nationwide implementation starting on April 30, 1916. Many countries have used it at various times since then, particularly since the 1970s energy crisis. DST is generally not observed near the equator, where sunrise and sunset times do not vary enough to justify it. Some countries observe it only in some regions; for example, parts of Australia observe it, while other parts do not.[4] Only a minority of the world's population uses DST; Asia and Africa generally do not observe it.
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DST clock shifts sometimes complicate timekeeping and can disrupt travel, billing, record keeping, medical devices, heavy equipment,[5] and sleep patterns.[6] Computer software often adjusts clocks automatically, but policy changes by various jurisdictions of DST dates and timings may be confusing.[7]
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Industrialized societies usually follow a clock-based schedule for daily activities that do not change throughout the course of the year. The time of day that individuals begin and end work or school, and the coordination of mass transit, for example, usually remain constant year-round. In contrast, an agrarian society's daily routines for work and personal conduct are more likely governed by the length of daylight hours[8][9] and by solar time, which change seasonally because of the Earth's axial tilt. North and south of the tropics daylight lasts longer in summer and shorter in winter, with the effect becoming greater the further one moves away from the tropics.
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By synchronously resetting all clocks in a region to one hour ahead of standard time, individuals who follow such a year-round schedule will wake an hour earlier than they would have otherwise; they will begin and complete daily work routines an hour earlier, and they will have available to them an extra hour of daylight after their workday activities.[10][11] However, they will have one less hour of daylight at the start of each day, making the policy less practical during winter.[12][13]
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While the times of sunrise and sunset change at roughly equal rates as the seasons change, proponents of daylight saving time argue that most people prefer a greater increase in daylight hours after the typical "nine to five" workday.[14][15] Supporters have also argued that DST decreases energy consumption by reducing the need for lighting and heating, but the actual effect on overall energy use is heavily disputed.
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The manipulation of time at higher latitudes (for example Iceland, Nunavut, Scandinavia or Alaska) has little impact on daily life, because the length of day and night changes more extremely throughout the seasons (in comparison to other latitudes), and thus sunrise and sunset times are significantly out of phase with standard working hours regardless of manipulations of the clock.[16] DST is also of little use for locations near the equator, because these regions see only a small variation in daylight in the course of the year.[17] The effect also varies according to how far east or west the location is within its time zone, with locations farther east inside the time zone benefiting more from DST than locations farther west in the same time zone.[18]
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Ancient civilizations adjusted daily schedules to the sun more flexibly than DST does, often dividing daylight into 12 hours regardless of daytime, so that each daylight hour became progressively longer during spring and shorter during autumn.[19] For example, the Romans kept time with water clocks that had different scales for different months of the year; at Rome's latitude, the third hour from sunrise (hora tertia) started at 09:02 solar time and lasted 44 minutes at the winter solstice, but at the summer solstice it started at 06:58 and lasted 75 minutes.[20] From the 14th century onwards, equal-length civil hours supplanted unequal ones, so civil time no longer varied by season. Unequal hours are still used in a few traditional settings, such as some monasteries of Mount Athos[21] and all Jewish ceremonies.[22]
|
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Benjamin Franklin published the proverb "early to bed and early to rise makes a man healthy, wealthy, and wise",[23][24] and he published a letter in the Journal de Paris during his time as an American envoy to France (1776–1785) suggesting that Parisians economize on candles by rising earlier to use morning sunlight.[25] This 1784 satire proposed taxing window shutters, rationing candles, and waking the public by ringing church bells and firing cannons at sunrise.[26] Despite common misconception, Franklin did not actually propose DST; 18th-century Europe did not even keep precise schedules. However, this changed as rail transport and communication networks required a standardization of time unknown in Franklin's day.[27]
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In 1810, the Spanish National Assembly Cortes of Cádiz issued a regulation that moved certain meeting times forward by one hour from May 1 to September 30 in recognition of seasonal changes, but it did not actually change the clocks. It also acknowledged that private businesses were in the practice of changing their opening hours to suit daylight conditions, but they did so of their own volition.[28][29]
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New Zealand entomologist George Hudson first proposed modern DST. His shift-work job gave him leisure time to collect insects and led him to value after-hours daylight.[3] In 1895, he presented a paper to the Wellington Philosophical Society proposing a two-hour daylight-saving shift,[10] and considerable interest was expressed in Christchurch; he followed up with an 1898 paper.[30] Many publications credit the DST proposal to prominent English builder and outdoorsman William Willett,[31] who independently conceived DST in 1905 during a pre-breakfast ride when he observed how many Londoners slept through a large part of a summer day.[15] Willett also was an avid golfer who disliked cutting short his round at dusk.[32] His solution was to advance the clock during the summer months, and he published the proposal two years later.[33] Liberal Party member of parliament Robert Pearce took up the proposal, introducing the first Daylight Saving Bill to the House of Commons on February 12, 1908.[34] A select committee was set up to examine the issue, but Pearce's bill did not become law and several other bills failed in the following years. Willett lobbied for the proposal in the UK until his death in 1915.
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Port Arthur, Ontario, Canada was the first city in the world to enact DST, on July 1, 1908.[35][36] This was followed by Orillia, Ontario, introduced by William Sword Frost while mayor from 1911 to 1912.[37] The first states to adopt DST (German: Sommerzeit) nationally were those of the German Empire and its World War I ally Austria-Hungary commencing April 30, 1916, as a way to conserve coal during wartime. Britain, most of its allies, and many European neutrals soon followed. Russia and a few other countries waited until the next year, and the United States adopted daylight saving in 1918. Most jurisdictions abandoned DST in the years after the war ended in 1918, with exceptions including Canada, the UK, France, Ireland, and the United States. It became common during World War II, and was widely adopted in America and Europe from the 1970s as a result of the 1970s energy crisis. Since then, the world has seen many enactments, adjustments, and repeals.[38]
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For specific details, see Daylight saving time by country.
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The relevant authorities usually schedule clock changes to occur at (or soon after) midnight, and on a weekend, in order to lessen disruption to weekday schedules.[39] A one-hour change is customary, but twenty-minute and two-hour change have been used in the past. In all countries that observe daylight saving time seasonally (i.e. during summer and not winter), the clock is advanced from standard time to daylight saving time in the spring, and they are turned back from daylight saving time to standard time in the autumn. The practice therefore reduces the number of civil hours in the day of the springtime change, and it increases the number of civil hours in the day of the autumnal change. For a midnight change in spring, a digital display of local time would appear to jump from 23:59:59.9 to 01:00:00.0. For the same clock in autumn, the local time would appear to repeat the hour preceding midnight, i.e. it would jump from 23:59:59.9 to 23:00:00.0.
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In most countries that observe seasonal daylight saving time, the clock observed in winter is legally named "standard time",[40] in accordance with the standardization of time zones to agree with the local mean time near the center of each region.[41] An exception exists in Ireland, where its winter clock has the same offset (UTC±00:00) and legal name as that in Britain (Greenwich Mean Time)—but while its summer clock also has the same offset as Britain's (UTC+01:00), its legal name is Irish Standard Time[42][43] as opposed to British Summer Time.[44]
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While most countries that change clocks for daylight saving time observe standard time in winter and DST in summer, Morocco observes (since 2019) daylight saving time every month but Ramadan. During the holy month (the date of which is determined by the lunar calendar and thus moves annually with regard to the Gregorian calendar), the country's civil clocks observe Western European Time (UTC+00:00, which geographically overlaps most of the nation). At the close of this month, its clocks are turned forward to Western European Summer Time (UTC+01:00), where they remain until the return of the holy month the following year.[45][46][47]
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The time at which to change clocks differs across jurisdictions. Members of the European Union conduct a coordinated change, changing all zones at the same instant, at 01:00 Coordinated Universal Time (UTC), which means that it changes at 02:00 Central European Time (CET), equivalent to 03:00 Eastern European Time (EET). As a result, the time differences across European time zones remain constant.[48][49] North America coordination of the clock change differs, in that each jurisdiction change at 02:00 local time, which temporarily creates unusual differences in offsets. For example, Mountain Time is, for one hour in the autumn, zero hours ahead of Pacific Time instead of the usual one hour ahead, and, for one hour in the spring, it is two hours ahead of Pacific Time instead of one.
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The dates on which clocks change vary with location and year; consequently, the time differences between regions also vary throughout the year. For example, Central European Time is usually six hours ahead of North American Eastern Time, except for a few weeks in March and October/November, while the United Kingdom and mainland Chile could be five hours apart during the northern summer, three hours during the southern summer, and four hours for a few weeks per year. Since 1996, European Summer Time has been observed from the last Sunday in March to the last Sunday in October; previously the rules were not uniform across the European Union.[49] Starting in 2007, most of the United States and Canada observed DST from the second Sunday in March to the first Sunday in November, almost two-thirds of the year.[50] Moreover, the beginning and ending dates are roughly reversed between the northern and southern hemispheres because spring and autumn are displaced six months. For example, mainland Chile observes DST from the second Saturday in October to the second Saturday in March, with transitions at 24:00 local time.[51] In some countries time is governed by regional jurisdictions within the country such that some jurisdictions change and others do not; this is currently the case in Australia, Canada, Mexico, and the United States (formerly in Brazil, etc.).[52][53]
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From year to year, the dates on which to change clock may also move for political or social reasons. The Uniform Time Act of 1966 formalized the United States' period of daylight saving time observation as lasting six months (it was previously declared locally); this period was extended to seven months in 1986 and to eight months in 2005.[54][55][56] The 2005 extension was motivated in part by lobbyists from the candy industry, seeking to increase profits by including Halloween (October 31) within the daylight saving time period.[57] In recent history, Australian state jurisdictions not only changed at different local times but sometimes on different dates. For example, in 2008 most states there that observed daylight saving time changed clocks forward on October 5, but Western Australia changed on October 26.[58]
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Daylight saving has caused controversy since it began.[59] Winston Churchill argued that it enlarges "the opportunities for the pursuit of health and happiness among the millions of people who live in this country"[60] and pundits have dubbed it "Daylight Slaving Time".[61] Retailing, sports, and tourism interests have historically favored daylight saving, while agricultural and evening entertainment interests have opposed it; its initial adoption was prompted by energy crises and war.[62]
|
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The fate of Willett's 1907 proposal illustrates several political issues. It attracted many supporters, including Arthur Balfour, Churchill, David Lloyd George, Ramsay MacDonald, Edward VII (who used half-hour DST at Sandringham or "Sandringham time"), the managing director of Harrods, and the manager of the National Bank. However, the opposition was stronger, including Prime Minister H. H. Asquith, William Christie (the Astronomer Royal), George Darwin, Napier Shaw (director of the Meteorological Office), many agricultural organizations, and theatre owners. After many hearings, the proposal was narrowly defeated in a parliamentary committee vote in 1909. Willett's allies introduced similar bills every year from 1911 through 1914, to no avail.[63] The U.S. was even more skeptical; Andrew Peters introduced a DST bill to the House of Representatives in May 1909, but it soon died in committee.[64]
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Germany led the way by starting DST (German: Sommerzeit) during World War I on April 30, 1916 together with its allies to alleviate hardships from wartime coal shortages and air raid blackouts. The political equation changed in other countries; the United Kingdom used DST first on May 21, 1916.[65] U.S. retailing and manufacturing interests led by Pittsburgh industrialist Robert Garland soon began lobbying for DST, but they were opposed by railroads. The U.S.'s 1917 entry to the war overcame objections, and DST was established in 1918.[66]
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The war's end swung the pendulum back. Farmers continued to dislike DST, and many countries repealed it after the war, like Germany itself who dropped DST from 1919 to 1939 and from 1950 to 1979.[67] Britain was an exception; it retained DST nationwide but adjusted transition dates over the years for several reasons, including special rules during the 1920s and 1930s to avoid clock shifts on Easter mornings. Now summer time begins annually on the last Sunday in March under a European Community directive, which may be Easter Sunday (as in 2016).[49] The U.S. was more typical; Congress repealed DST after 1919. President Woodrow Wilson was also an avid golfer like Willet, and he vetoed the repeal twice but his second veto was overridden.[68] Only a few U.S. cities retained DST locally,[69] including New York so that its financial exchanges could maintain an hour of arbitrage trading with London, and Chicago and Cleveland to keep pace with New York.[70] Wilson's successor Warren G. Harding opposed DST as a "deception", reasoning that people should instead get up and go to work earlier in the summer. He ordered District of Columbia federal employees to start work at 8 am rather than 9 am during the summer of 1922. Some businesses followed suit, though many others did not; the experiment was not repeated.[11]
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Since Germany's adoption in 1916, the world has seen many enactments, adjustments, and repeals of DST, with similar politics involved.[71] The history of time in the United States includes DST during both world wars, but no standardization of peacetime DST until 1966.[72][73] St. Paul and Minneapolis, Minnesota, were on different times for two weeks in May 1965 when the capital city decided to join most of the nation by starting daylight saving time, while Minneapolis opted to follow the later date set by state law.[74] In the mid-1980s, Clorox and 7-Eleven provided the primary funding for the Daylight Saving Time Coalition behind the 1987 extension to U.S. DST. Both senators from Idaho, Larry Craig and Mike Crapo, voted for it based on the premise that fast-food restaurants sell more French fries during DST, which are made from Idaho potatoes.[75]
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A referendum on daylight saving was held in Queensland, Australia, in 1992, after a three-year trial of daylight saving. It was defeated with a 54.5% "no" vote, with regional and rural areas strongly opposed, while those in the metropolitan southeast were in favor.[76] In 2005, the Sporting Goods Manufacturers Association and the National Association of Convenience Stores successfully lobbied for the 2007 extension to U.S. DST.[77] In December 2008, the Daylight Saving for South East Queensland (DS4SEQ) political party was officially registered in Queensland, advocating the implementation of a dual-time zone arrangement for daylight saving in South East Queensland, while the rest of the state maintains standard time.[78] DS4SEQ contested the March 2009 Queensland state election with 32 candidates and received one percent of the statewide primary vote, equating to around 2.5% across the 32 electorates contested.[79] After a three-year trial, more than 55% of Western Australians voted against DST in 2009, with rural areas strongly opposed.[80] Queensland Independent member Peter Wellington introduced the Daylight Saving for South East Queensland Referendum Bill 2010 into the Queensland parliament on April 14, 2010, after being approached by the DS4SEQ political party, calling for a referendum at the next state election on the introduction of daylight saving into South East Queensland under a dual-time zone arrangement.[81] The Bill was defeated in the Queensland parliament on June 15, 2011.[82]
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In the UK, the Royal Society for the Prevention of Accidents supports a proposal to observe SDST's additional hour year-round, but that is opposed in some industries, such as postal workers and farmers, and particularly by those living in the northern regions of the UK.[9] In some Muslim countries, DST is temporarily abandoned during Ramadan (the month when no food should be eaten between sunrise and sunset), since the DST would delay the evening dinner. Iran maintains DST during Ramadan,[83] but most Muslim countries do not use DST, partially for this reason.
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Russia declared in 2011 that it would stay in DST all year long, followed by a similar declaration from Belarus.[84] Russia's plan generated widespread complaints due to the dark of winter time morning, and thus was abandoned in 2014.[85] The country changed its clocks to standard time on October 26, 2014, and it intends to stay there permanently.[86]
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Proponents of DST generally argue that it saves energy, promotes outdoor leisure activity in the evening (in summer), and is therefore good for physical and psychological health, reduces traffic accidents, reduces crime or is good for business.
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Opponents argue that DST disrupts our circadian rhythms, negatively impacting our health,[88][89] that it increases fatal traffic collisions,[90] that the actual energy savings are inconclusive,[91] and that DST increases health risks such as heart attack.[91] Farmers have tended to oppose DST.[92][93]
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Having a common agreement about the day's layout or schedule has so many advantages that a standard schedule over whole countries or large areas has generally been chosen over efforts in which some people get up earlier and others do not.[94] The advantages of coordination are so great that many people ignore whether DST is in effect by altering their work schedules to coordinate with television broadcasts or daylight.[95] DST is commonly not observed during most of winter, because the days are shorter then; workers may have no sunlit leisure time, and students may need to leave for school in the dark.[12] Since DST is applied to many varying communities, its effects may be very different depending on their culture, light levels, geography, and climate. Because of this variation, it is hard to make generalized conclusions about the effects of the practice. The costs and benefits may differ between places. Some areas may adopt DST simply as a matter of coordination with other areas rather than for any other benefits.
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A 2017 meta-analysis of 44 studies found that DST leads to electricity savings of 0.3% during the days when DST applies.[96][97] The meta-analysis furthermore found that "electricity savings are larger for countries farther away from the equator, while subtropical regions consume more electricity because of DST."[96][97] This means that DST may conserve electricity in some countries, such as Canada and the United Kingdom, but be wasteful in other places, such as Mexico, the southern United States, and northern Africa. The savings in electricity may also be offset by extra use of other types of energy, such as heating fuel.
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The period of daylight saving time before the longest day is shorter than the period after, in several countries including the United States and Europe. For example, in the U.S. the period of daylight saving time is defined by the Energy Policy Act of 2005. The period for daylight saving time was extended by changing the start date from the first Sunday of April to the second Sunday of March, and the end date from the last Sunday in October to the first Sunday in November.
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DST's potential to save energy comes primarily from its effects on residential lighting, which consumes about 3.5% of electricity in the United States and Canada.[98] (For comparison, air conditioning uses 16.5% of energy in the United States.[99]) Delaying the nominal time of sunset and sunrise reduces the use of artificial light in the evening and increases it in the morning. As Franklin's 1784 satire pointed out, lighting costs are reduced if the evening reduction outweighs the morning increase, as in high-latitude summer when most people wake up well after sunrise. An early goal of DST was to reduce evening usage of incandescent lighting, once a primary use of electricity.[100] Although energy conservation remains an important goal,[101] energy usage patterns have greatly changed since then. Electricity use is greatly affected by geography, climate, and economics, so the results of a study conducted in one place may not be relevant to another country or climate.[98]
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Several studies have suggested that DST increases motor fuel consumption.[98] The 2008 DOE report found no significant increase in motor gasoline consumption due to the 2007 United States extension of DST.[111]
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Those who benefit most from DST are the retailers, sporting goods makers, and other businesses that benefit from extra afternoon sunlight.[102] Having more hours of sunlight in between the end of the typical workday and bedtime induces customers to shop and to participate in outdoor afternoon sports.[112] People are more likely to stop by a store on their way home from work if the sun is still up.[102] In 1984, Fortune magazine estimated that a seven-week extension of DST would yield an additional $30 million for 7-Eleven stores, and the National Golf Foundation estimated the extension would increase golf industry revenues $200 million to $300 million.[113] A 1999 study estimated that DST increases the revenue of the European Union's leisure sector by about 3%.[98]
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Conversely, DST can harm some farmers,[91][114] young children, who have difficulty getting enough sleep at night when the evenings are bright,[91] and others whose hours are set by the sun.[115] One reason why farmers oppose DST is that grain is best harvested after dew evaporates, so when field hands arrive and leave earlier in summer, their labor is less valuable.[8] Dairy farmers are another group who complain of the change. Their cows are sensitive to the timing of milking, so delivering milk earlier disrupts their systems.[93][116] Today some farmers' groups are in favor of DST.[117]
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DST also hurts prime-time television broadcast ratings,[118][91] drive-ins and other theaters.[119]
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Changing clocks and DST rules has a direct economic cost, entailing extra work to support remote meetings, computer applications and the like. For example, a 2007 North American rule change cost an estimated $500 million to $1 billion,[120] and Utah State University economist William F. Shughart II has estimated the lost opportunity cost at around US$1.7 billion.[91] Although it has been argued that clock shifts correlate with decreased economic efficiency, and that in 2000 the daylight-saving effect implied an estimated one-day loss of $31 billion on U.S. stock exchanges,[121] the estimated numbers depend on the methodology.[122] The results have been disputed,[123] and the original authors have refuted the points raised by disputers.[124]
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In 1975 the United States Department of Transportation (DOT) conservatively identified a 0.7% reduction in traffic fatalities during DST, and estimated the real reduction at 1.5% to 2.0%,[125] but the 1976 NBS review of the DOT study found no differences in traffic fatalities.[12] In 1995 the Insurance Institute for Highway Safety estimated a reduction of 1.2%, including a 5.0% reduction in crashes fatal to pedestrians.[126] Others have found similar reductions.[127] Single/Double Summer Time (SDST), a variant where clocks are one hour ahead of the sun in winter and two in summer, has been projected to reduce traffic fatalities by 3% to 4% in the UK, compared to ordinary DST.[128] However, accidents do increase by as much as 11% during the two weeks that follow the end of British Summer Time.[129] It is not clear whether sleep disruption contributes to fatal accidents immediately after the spring clock shifts.[130] A correlation between clock shifts and traffic accidents has been observed in North America and the UK but not in Finland or Sweden. Four reports have found that this effect is smaller than the overall reduction in traffic fatalities.[131][132][133][134] A 2009 U.S. study found that on Mondays after the switch to DST, workers sleep an average of 40 minutes less, and are injured at work more often and more severely.[135]
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DST likely reduces some kinds of crime, such as robbery and sexual assault, as fewer potential victims are outdoors after dusk.[136][103] Artificial outdoor lighting has a marginal and sometimes even contradictory influence on crime and fear of crime.[137]
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In several countries, fire safety officials encourage citizens to use the two annual clock shifts as reminders to replace batteries in smoke and carbon monoxide detectors, particularly in autumn, just before the heating and candle season causes an increase in home fires. Similar twice-yearly tasks include reviewing and practicing fire escape and family disaster plans, inspecting vehicle lights, checking storage areas for hazardous materials, reprogramming thermostats, and seasonal vaccinations.[138] Locations without DST can instead use the first days of spring and autumn as reminders.[139]
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A 2017 study in the American Economic Journal: Applied Economics estimated that "the transition into DST caused over 30 deaths at a social cost of $275 million annually," primarily by increasing sleep deprivation.[140]
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Using a large US database of 732,835 fatal motor vehicle accidents (MVA) recorded from 1996 to 2017, Fritz et al. (2019) found a 6% increase in fatal MVA risk in the workweek following the spring transition to DST, which was more pronounced in the morning and further West of a time zone. There were no effects of the fall-back transition to standard time (ST) on MVA risk, supporting the hypothesis that circadian misalignment and sleep deprivation underlie MVA risk increases.[141]
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Experts in circadian rhythms and sleep are warning about the negative health implications of DST. DST cuts on sleep and causes an increased mismatch between the body clock and local time, a condition called social jetlag. Both sleep deprivation and social jetlag have been associated with negative effects on physical and mental health outcomes, including increased risks for diabetes, obesity, heart disease, depression, and some forms of cancer.[88][89][143] Year-round standard time (not year-round DST) is proposed to be the preferred option for public health and safety.[144][145][146][147][148]
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In societies with fixed work schedules it provides more afternoon sunlight for outdoor exercise.[149] It alters sunlight exposure; the effects depend on one's location and daily schedule, as sunlight triggers vitamin D synthesis in the skin, but overexposure can lead to skin cancer.[150] DST may help in depression by causing individuals to rise earlier,[151] but some argue the reverse.[152] The Retinitis Pigmentosa Foundation Fighting Blindness, chaired by blind sports magnate Gordon Gund, successfully lobbied in 1985 and 2005 for U.S. DST extensions.[75][77] DST shifts are associated with higher rates of ischemic stroke in the first two days after the shift, though not in the week thereafter.[153]
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Clock shifts were found to increase the risk of heart attack by 10 percent,[91] and to disrupt sleep and reduce its efficiency.[6] Effects on seasonal adaptation of the circadian rhythm can be severe and last for weeks.[154] A 2008 study found that although male suicide rates rise in the weeks after the spring transition, the relationship weakened greatly after adjusting for season.[155] A 2008 Swedish study found that heart attacks were significantly more common the first three weekdays after the spring transition, and significantly less common the first weekday after the autumn transition.[156] A 2013 review found little evidence that people slept more on the night after the fall DST shift, even though it is often described as allowing people to sleep for an hour longer than normal. The same review stated that the lost hour of sleep resulting from the spring shift appears to result in sleep loss for at least a week afterward.[157] Even so, a 2014 study conducted in the United States showed that heart attacks decreased significantly after the fall DST shift. [158]
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The government of Kazakhstan cited health complications due to clock shifts as a reason for abolishing DST in 2005.[159] In March 2011, Dmitri Medvedev, president of Russia, claimed that "stress of changing clocks" was the motivation for Russia to stay in DST all year long. Officials at the time talked about an annual increase in suicides.[160]
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An unexpected adverse effect of daylight saving time may lie in the fact that an extra part of morning rush hour traffic occurs before dawn and traffic emissions then cause higher air pollution than during daylight hours.[161]
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In 2017, researchers at the University of Washington and the University of Virginia reported that judges who experienced sleep deprivation as a result of DST tended to issue longer sentences.[162]
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DST's clock shifts have the obvious disadvantage of complexity. People must remember to change their clocks; this can be time-consuming, particularly for mechanical clocks that cannot be moved backward safely.[163] People who work across time zone boundaries need to keep track of multiple DST rules, as not all locations observe DST or observe it the same way. The length of the calendar day becomes variable; it is no longer always 24 hours. Disruption to meetings, travel, broadcasts, billing systems, and records management is common, and can be expensive.[164] During an autumn transition from 02:00 to 01:00, a clock reads times from 01:00:00 through 01:59:59 twice, possibly leading to confusion.[165]
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Lists of time zones and time differences usually do not include daylight saving time, as that is considered complicated and would mean different times over the seasons of the year. For example, UK is usually listed as UTC±00:00, Japan as UTC+09:00, and Sydney as UTC+10:00. But in January, Sydney observes UTC+11:00, and in July, UK observes UTC+01:00, so the differences between all these countries vary during the year. Since lists avoid taking complicated daylight saving time into account, they give wrong information about actual time.
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Damage to a German steel facility occurred during a DST transition in 1993, when a computer timing system linked to a radio time synchronization signal allowed molten steel to cool for one hour less than the required duration, resulting in spattering of molten steel when it was poured.[5] Medical devices may generate adverse events that could harm patients, without being obvious to clinicians responsible for care.[166] These problems are compounded when the DST rules themselves change; software developers must test and perhaps modify many programs, and users must install updates and restart applications. Consumers must update devices such as programmable thermostats with the correct DST rules or manually adjust the devices' clocks.[7] A common strategy to resolve these problems in computer systems is to express time using the Coordinated Universal Time with no offset (UTC±00:00; which, depending on time of year, is not always the same as hour as London time) rather than the local time zone. For example, Unix-based computer systems use the UTC-based Unix time internally.
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Some clock-shift problems could be avoided by adjusting clocks continuously[167] or at least more gradually[168]—for example, Willett at first suggested weekly 20-minute transitions—but this would add complexity and has never been implemented.
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DST inherits and can magnify the disadvantages of standard time. For example, when reading a sundial, one must compensate for it along with time zone and natural discrepancies.[169] Also, sun-exposure guidelines such as avoiding the sun within two hours of noon become less accurate when DST is in effect.[170]
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As explained by Richard Meade in the English Journal of the (American) National Council of Teachers of English, the form daylight savings time (with an "s") was already in 1978 much more common than the older form daylight saving time in American English ("the change has been virtually accomplished"). Nevertheless, even dictionaries such as Merriam-Webster's, American Heritage, and Oxford, which describe actual usage instead of prescribing outdated usage (and therefore also list the newer form), still list the older form first. This is because the older form is still very common in print and preferred by many editors. ("Although daylight saving time is considered correct, daylight savings time (with an "s") is commonly used.")[171] The first two words are sometimes hyphenated (daylight-saving(s) time). Merriam-Webster's also lists the forms daylight saving (without "time"), daylight savings (without "time"), and daylight time.[172] The Oxford Dictionary of American Usage and Style explains the development and current situation as follows: "Although the singular form daylight saving time is the original one, dating from the early 20th century—and is preferred by some usage critics—the plural form is now extremely common in AmE. [...] The rise of daylight savings time appears to have resulted from the avoidance of a miscue: when saving is used, readers might puzzle momentarily over whether saving is a gerund (the saving of daylight) or a participle (the time for saving). [...] Using savings as the adjective—as in savings account or savings bond—makes perfect sense. More than that, it ought to be accepted as the better form."[173]
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In Britain, Willett's 1907 proposal[33] used the term daylight saving, but by 1911 the term summer time replaced daylight saving time in draft legislation.[87] The same or similar expressions are used in many other languages: Sommerzeit in German, zomertijd in Dutch, kesäaika in Finnish, horario de verano or hora de verano in Spanish, and heure d'été in French.[65]
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The name of local time typically changes when DST is observed. American English replaces standard with daylight: for example, Pacific Standard Time (PST) becomes Pacific Daylight Time (PDT). In the United Kingdom, the standard term for UK time when advanced by one hour is British Summer Time (BST), and British English typically inserts summer into other time zone names, e.g. Central European Time (CET) becomes Central European Summer Time (CEST).
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The North American English mnemonic "spring forward, fall back" (also "spring ahead ...", "spring up ...", and "... fall behind") helps people remember in which direction to shift the clocks.[59]
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Changes to DST rules cause problems in existing computer installations. For example, the 2007 change to DST rules in North America required that many computer systems be upgraded, with the greatest impact on e-mail and calendar programs. The upgrades required a significant effort by corporate information technologists.[174]
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Some applications standardize on UTC to avoid problems with clock shifts and time zone differences.[175]
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Likewise, most modern operating systems internally handle and store all times as UTC and only convert to local time for display.[176][177]
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However, even if UTC is used internally, the systems still require external leap second updates and time zone information to correctly calculate local time as needed. Many systems in use today base their date/time calculations from data derived from the tz database also known as zoneinfo.
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The tz database maps a name to the named location's historical and predicted clock shifts. This database is used by many computer software systems, including most Unix-like operating systems, Java, and the Oracle RDBMS;[178] HP's "tztab" database is similar but incompatible.[179] When temporal authorities change DST rules, zoneinfo updates are installed as part of ordinary system maintenance. In Unix-like systems the TZ environment variable specifies the location name, as in TZ=':America/New_York'. In many of those systems there is also a system-wide setting that is applied if the TZ environment variable is not set: this setting is controlled by the contents of the /etc/localtime file, which is usually a symbolic link or hard link to one of the zoneinfo files. Internal time is stored in time-zone-independent Unix time; the TZ is used by each of potentially many simultaneous users and processes to independently localize time display.
|
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Older or stripped-down systems may support only the TZ values required by POSIX, which specify at most one start and end rule explicitly in the value. For example, TZ='EST5EDT,M3.2.0/02:00,M11.1.0/02:00' specifies time for the eastern United States starting in 2007. Such a TZ value must be changed whenever DST rules change, and the new value applies to all years, mishandling some older timestamps.[180]
|
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+
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+
As with zoneinfo, a user of Microsoft Windows configures DST by specifying the name of a location, and the operating system then consults a table of rule sets that must be updated when DST rules change. Procedures for specifying the name and updating the table vary with release. Updates are not issued for older versions of Microsoft Windows.[181] Windows Vista supports at most two start and end rules per time zone setting. In a Canadian location observing DST, a single Vista setting supports both 1987–2006 and post-2006 time stamps, but mishandles some older time stamps. Older Microsoft Windows systems usually store only a single start and end rule for each zone, so that the same Canadian setting reliably supports only post-2006 time stamps.[182]
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These limitations have caused problems. For example, before 2005, DST in Israel varied each year and was skipped some years. Windows 95 used rules correct for 1995 only, causing problems in later years. In Windows 98, Microsoft marked Israel as not having DST, forcing Israeli users to shift their computer clocks manually twice a year. The 2005 Israeli Daylight Saving Law established predictable rules using the Jewish calendar but Windows zone files could not represent the rules' dates in a year-independent way. Partial workarounds, which mishandled older time stamps, included manually switching zone files every year[183] and a Microsoft tool that switches zones automatically.[184] In 2013, Israel standardized its daylight saving time according to the Gregorian calendar.[185]
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Microsoft Windows keeps the system real-time clock in local time. This causes several problems, including compatibility when multi-booting with operating systems that set the clock to UTC, and double-adjusting the clock when multi-booting different Windows versions, such as with a rescue boot disk. This approach is a problem even in Windows-only systems: there is no support for per-user time zone settings, only a single system-wide setting. In 2008 Microsoft hinted that future versions of Windows will partially support a Windows registry entry RealTimeIsUniversal that had been introduced many years earlier, when Windows NT supported RISC machines with UTC clocks, but had not been maintained.[186] Since then at least two fixes related to this feature have been published by Microsoft.[187][188]
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The NTFS file system used by recent versions of Windows stores the file with a UTC time stamp, but displays it corrected to local—or seasonal—time. However, the FAT filesystem commonly used on removable devices stores only the local time. Consequently, when a file is copied from the hard disk onto separate media, its time will be set to the current local time. If the time adjustment is changed, the timestamps of the original file and the copy will be different. The same effect can be observed when compressing and uncompressing files with some file archivers. It is the NTFS file that changes seen time. This effect should be kept in mind when trying to determine if a file is a duplicate of another, although there are other methods of comparing files for equality (such as using a checksum algorithm). A ready clue is if the time stamps differ by precisely 1 hour.
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A move to permanent daylight saving time (staying on summer hours all year with no time shifts) is sometimes advocated and is currently implemented in some jurisdictions such as Argentina, Belarus,[93] Saskatchewan, Yukon, Iceland, Kyrgyzstan, Magallanes and Chilean Antarctica Region, Malaysia, Morocco,[46] Namibia, Singapore, Turkey, Turkmenistan and Uzbekistan. Advocates cite the same advantages as normal DST without the problems associated with the twice yearly time shifts. However, many remain unconvinced of the benefits, citing the same problems and the relatively late sunrises, particularly in winter, that year-round DST entails.[13] Other reasons for a permanent change of time zone could be a result of following the time zone of a neighboring region, political will, or other causes.
|
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+
Under German occupation during World War II, "Berlin Time" was imposed in the Netherlands, Belgium, Luxembourg and France, and Spain introduced this too. After the war and with some hesitation, those countries of the UTC±00:00 time zone adopted Central European Time (UTC+01:00) as their standard time. During DST, they are 2 hours ahead.[clarification needed]
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+
Russia switched to permanent DST from 2011 to 2014, but the move proved unpopular because of the late sunrises in winter, so in 2014 Russia switched permanently back to standard time.[189] The United Kingdom and Ireland also experimented with year-round summer time between 1968 and 1971, and put clocks forward by an extra hour during World War II.[190]
|
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+
|
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In the United States, the Florida, Washington, California, and Oregon legislatures have all passed bills to enact permanent DST, but the bills require Congressional approval in order to take effect. Maine, Massachusetts, New Hampshire, and Rhode Island have also introduced proposals or commissions to that effect.[191][192][193][194][195] Although 26 states have considered making DST permanent, unless Congress changes federal law, states cannot implement permanent DST—states can only opt out of DST, not standard time.[196]
|
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+
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+
Under an EU directive, from 2021 twice-yearly adjustment of clocks will cease. Member states will have the option of observing either standard time or summer time all year round.[197]
|
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+
|
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+
Experts in circadian rhythms and sleep caution against permanent daylight saving time, recommending year-round standard time as the preferred option for public health and safety.[144][145][146][147]
|
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|
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+
Since daylight saving time creates the illusion of the sun rising and setting one hour later on the clock, but does not add any additional daylight, the already later sunrise times under standard time are pushed an hour later on the clock with daylight saving time. Late sunrise times can become unpopular in the winter months which essentially forces workers and schoolchildren to begin the day in darkness. In 1974 following the enactment of the Emergency Daylight Saving Time Act in the United States, there were complaints of children going to school in the dark and working people commuting and starting their work day in pitch darkness during the winter months. The complaints led to the repeal of the act in October 1974 when standard time was restored until February 23, 1975. In 1976, the United States returned to the schedule set under the Uniform Time Act of 1966. In 1971, year-round daylight time in the United Kingdom was abandoned after a 3-year experiment because of complaints about winter sunrise times. The same complaints also led to Russia abandoning DST and instituting standard time year round in 2014.[189]
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1 |
+
An hour (symbol: h;[1] also abbreviated hr) is a unit of time conventionally reckoned as 1⁄24 of a day and scientifically reckoned as 3,599–3,601 seconds, depending on conditions. There are 60 minutes in an hour, and 24 hours in a day.
|
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+
|
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+
The hour was initially established in the ancient Near East as a variable measure of 1⁄12 of the night or daytime. Such seasonal, temporal, or unequal hours varied by season and latitude.
|
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+
|
5 |
+
Equal or equinoctial hours were taken as 1⁄24 of the day as measured from noon to noon; the minor seasonal variations of this unit were eventually smoothed by making it 1⁄24 of the mean solar day. Since this unit was not constant due to long term variations in the Earth's rotation, the hour was finally separated from the Earth's rotation and defined in terms of the atomic or physical second.
|
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+
|
7 |
+
In the modern metric system, hours are an accepted unit of time defined as 3,600 atomic seconds. However, on rare occasions an hour may incorporate a positive or negative leap second,[a] making it last 3,599 or 3,601 seconds, in order to keep it within 0.9 seconds of UT1, which is based on measurements of the mean solar day.
|
8 |
+
|
9 |
+
Hour is a development of the Anglo-Norman houre and Middle English ure, first attested in the 13th century.[2][b]
|
10 |
+
|
11 |
+
It displaced tide tīd, "time"[4] and stound stund, span of time.[5] The Anglo-Norman term was a borrowing of Old French ure, a variant of ore, which derived from Latin hōra and Greek hṓrā (ὥρα).
|
12 |
+
|
13 |
+
Like Old English tīd and stund, hṓrā was originally a vaguer word for any span of time, including seasons and years. Its Proto-Indo-European root has been reconstructed as *yeh₁- ("year, summer"), making hour distantly cognate with year.
|
14 |
+
|
15 |
+
The time of day is typically expressed in English in terms of hours. Whole hours on a 12-hour clock are expressed using the contracted phrase o'clock, from the older of clock.[6] (10 am and 10 pm are both read as "ten o'clock".)
|
16 |
+
|
17 |
+
Hours on a 24-hour clock ("military time") are expressed as "hundred" or "hundred hours".[7] (1000 is read "ten hundred" or "ten hundred hours"; 10 pm would be "twenty-two hundred".)
|
18 |
+
|
19 |
+
Fifteen and thirty minutes past the hour is expressed as "a quarter past" or "after"[8] and "half past", respectively, from their fraction of the hour. Fifteen minutes before the hour may be expressed as "a quarter to", "of", "till", or "before" the hour.[8] (9:45 may be read "nine forty-five" or "a quarter till ten".)
|
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+
|
21 |
+
The ancient Greeks and Romans originally[clarification needed] divided the day into 12 hours and the night into 3 or 4 night watches.[citation needed]
|
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+
The Greek astronomer Andronicus of Cyrrhus oversaw the construction of a horologion called the Tower of the Winds in Athens during the first century BC. This structure tracked a 24-hour day using both sundials and mechanical hour indicators.[9] The night was eventually[clarification needed] also divided into 12 hours.
|
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+
|
24 |
+
The canonical hours were introduced to early Christianity from Second Temple Judaism.
|
25 |
+
By AD 60, the Didache, recommends disciples to pray the Lord's Prayer three times a day; this practice found its way into the canonical hours as well. By the second and third centuries, such Church Fathers as Clement of Alexandria, Origen, and Tertullian wrote of the practice of Morning and Evening Prayer, and of the prayers at the third, sixth and ninth hours.
|
26 |
+
In the early church, during the night before every feast, a vigil was kept. The word "Vigils", at first applied to the Night Office, comes from a Latin source, namely the Vigiliae or nocturnal watches or guards of the soldiers. The night from six o'clock in the evening to six o'clock in the morning was divided into four watches or vigils of three hours each, the first, the second, the third, and the fourth vigil.[10]
|
27 |
+
|
28 |
+
The Horae were originally personifications of seasonal aspects of nature, not of the time of day.
|
29 |
+
The list of twelve Horae representing the twelve hours of the day is recorded only in Late Antiquity, by Nonnus.[11] The first and twelfth of the Horae were added to the original set of ten:
|
30 |
+
|
31 |
+
Medieval astronomers such as al-Biruni[13] and Sacrobosco,[14] divided the hour into 60 minutes, each of 60 seconds; this derives from Babylonian astronomy, where the corresponding terms[clarification needed] denoted the time required for the Sun's apparent motion through the ecliptic to describe one minute or second of arc, respectively.
|
32 |
+
In present terms, the Babylonian degree of time was thus four minutes long, the "minute" of time was thus four seconds long and the "second" 1/15 of a second.[15][16])
|
33 |
+
|
34 |
+
In medieval Europe, the Roman hours continued to be marked on sundials but the more important units of time were the canonical hours of the Orthodox and Catholic Church. During daylight, these followed the pattern set by the three-hour bells of the Roman markets, which were succeeded by the bells of local churches. They rang prime at about 6 am, terce at about 9 am, sext at noon, nones at about 3 pm, and vespers at either 6 pm or sunset. Matins and lauds precede these irregularly in the morning hours; compline follows them irregularly before sleep; and the midnight office follows that. Vatican II ordered their reformation for the Catholic Church in 1963,[17] though they continue to be observed in the Orthodox churches.
|
35 |
+
|
36 |
+
When mechanical clocks began to be used to show hours of daylight or nighttime, their period needed to be changed every morning and evening (for example, by changing the length of their pendula). The use of 24 hours for the entire day meant hours varied much less and the clocks needed to be adjusted only a few times a month.
|
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+
|
38 |
+
The minor irregularities of the apparent solar day were smoothed by measuring time using the mean solar day, using the Sun's movement along the celestial equator rather than along the ecliptic. The irregularities of this time system were so minor that most clocks reckoning such hours did not need adjustment. However, scientific measurements eventually became precise enough to note the effect of tidal deceleration of the Earth by the Moon, which gradually lengthens the Earth's days.
|
39 |
+
|
40 |
+
During the French Revolution, a general decimalization of measures was enacted, including decimal time between 1793 and 1795. Under its provisions, the French hour (French: heure) was 1⁄10 of the day and divided formally into 100 decimal minutes (minute décimale) and informally into 10 tenths (décime). This hour was only briefly in official use, being repealed by the same 1795 legislation that first established the metric system.
|
41 |
+
|
42 |
+
The metric system bases its measurements of time upon the second, defined since 1952 in terms of the Earth's rotation in AD 1900. Its hours are a secondary unit computed as precisely 3,600 seconds.[18] However, an hour of Coordinated Universal Time (UTC), used as the basis of most civil time, has lasted 3,601 seconds 27 times since 1972 in order to keep it within 0.9 seconds of universal time, which is based on measurements of the mean solar day at 0° longitude. The addition of these seconds accommodates the very gradual slowing of the rotation of the Earth.
|
43 |
+
|
44 |
+
In modern life, the ubiquity of clocks and other timekeeping devices means that segmentation of days according to their hours is commonplace. Most forms of employment, whether wage or salaried labour, involve compensation based upon measured or expected hours worked. The fight for an eight-hour day was a part of labour movements around the world. Informal rush hours and happy hours cover the times of day when commuting slows down due to congestion or alcoholic drinks being available at discounted prices. The hour record for the greatest distance travelled by a cyclist within the span of an hour is one of cycling's greatest honours.
|
45 |
+
|
46 |
+
Many different ways of counting the hours have been used. Because sunrise, sunset, and, to a lesser extent, noon, are the conspicuous points in the day, starting to count at these times was, for most people in most early societies, much easier than starting at midnight. However, with accurate clocks and modern astronomical equipment (and the telegraph or similar means to transfer a time signal in a split-second), this issue is much less relevant.
|
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+
|
48 |
+
Astrolabes, sundials, and astronomical clocks sometimes show the hour length and count using some of these older definitions and counting methods.
|
49 |
+
|
50 |
+
In ancient and medieval cultures, the counting of hours generally started with sunrise. Before the widespread use of artificial light, societies were more concerned with the division between night and day, and daily routines often began when light was sufficient.[19]
|
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+
|
52 |
+
"Babylonian hours" divide the day and night into 24 equal hours, reckoned from the time of sunrise.[20] They are so named from the false belief of ancient authors that the Babylonians divided the day into 24 parts, beginning at sunrise. In fact, they divided the day into 12 parts (called kaspu or "double hours") or into 60 equal parts.[21]
|
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+
|
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+
Sunrise marked the beginning of the first hour, the middle of the day was at the end of the sixth hour and sunset at the end of the twelfth hour. This meant that the duration of hours varied with the season. In the Northern hemisphere, particularly in the more northerly latitudes, summer daytime hours were longer than winter daytime hours, each being one twelfth of the time between sunrise and sunset. These variable-length hours were variously known as temporal, unequal, or seasonal hours and were in use until the appearance of the mechanical clock, which furthered the adoption of equal length hours.[19]
|
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+
|
56 |
+
This is also the system used in Jewish law and frequently called "Talmudic hour" (Sha'a Zemanit) in a variety of texts. The Talmudic hour is one twelfth of time elapsed from sunrise to sunset, day hours therefore being longer than night hours in the summer; in winter they reverse.
|
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+
|
58 |
+
The Indic day began at sunrise. The term hora was used to indicate an hour. The time was measured based on the length of the shadow at day time. A hora translated to 2.5 pe. There are 60 pe per day, 60 minutes per pe and 60 kshana (snap of a finger or instant) per minute. Pe was measured with a bowl with a hole placed in still water. Time taken for this graduated bowl was one pe. Kings usually had an officer in charge of this clock.
|
59 |
+
|
60 |
+
In so-called "Italian time", "Italian hours", or "old Czech time", the first hour started with the sunset Angelus bell (or at the end of dusk, i.e., half an hour after sunset, depending on local custom and geographical latitude). The hours were numbered from 1 to 24. For example, in Lugano, the sun rose in December during the 14th hour and noon was during the 19th hour; in June the sun rose during the 7th hour and noon was in the 15th hour. Sunset was always at the end of the 24th hour. The clocks in church towers struck only from 1 to 12, thus only during night or early morning hours.
|
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+
|
62 |
+
This manner of counting hours had the advantage that everyone could easily know how much time they had to finish their day's work without artificial light. It was already widely used in Italy by the 14th century and lasted until the mid-18th century; it was officially abolished in 1755, or in some regions customary until the mid-19th century.[c]
|
63 |
+
|
64 |
+
The system of Italian hours can be seen on a number of clocks in Europe, where the dial is numbered from 1 to 24 in either Roman or Arabic numerals. The St Mark's Clock in Venice, and the Orloj in Prague are famous examples. It was also used in Poland and Bohemia until the 17th century.
|
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+
|
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+
The Islamic day begins at sunset. The first prayer of the day (maghrib) is to be performed between just after sunset and the end of twilight. Until 1968 Saudi Arabia used the system of counting 24 equal hours with the first hour starting at sunset.[22]
|
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+
|
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+
For many centuries, up to 1925, astronomers counted the hours and days from noon, because it was the easiest solar event to measure accurately. An advantage of this method (used in the Julian Date system, in which a new Julian Day begins at noon) is that the date doesn't change during a single night's observing.
|
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+
|
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+
In the modern 12-hour clock, counting the hours starts at midnight and restarts at noon. Hours are numbered 12, 1, 2, ..., 11. Solar noon is always close to 12 noon (ignoring artificial adjustments due to time zones and daylight saving time), differing according to the equation of time by as much as fifteen minutes either way. At the equinoxes sunrise is around 6 a.m. (Latin: ante meridiem, before noon), and sunset around 6 p.m. (Latin: post meridiem, after noon).
|
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+
|
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+
In the modern 24-hour clock, counting the hours starts at midnight, and hours are numbered from 0 to 23. Solar noon is always close to 12:00, again differing according to the equation of time. At the equinoxes sunrise is around 06:00, and sunset around 18:00.
|
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+
|
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+
The ancient Egyptians began dividing the night into wnwt at some time before the compilation of the Dynasty V Pyramid Texts[23] in the 24th century BC.[24] By 2150 BC (Dynasty IX), diagrams of stars inside Egyptian coffin lids—variously known as "diagonal calendars" or "star clocks"—attest that there were exactly 12 of these.[24] Clagett writes that it is "certain" this duodecimal division of the night followed the adoption of the Egyptian civil calendar,[23] usually placed c. 2800 BC on the basis of analyses of the Sothic cycle, but a lunar calendar presumably long predated this[25] and also would have had twelve months in each of its years. The coffin diagrams show that the Egyptians took note of the heliacal risings of 36 stars or constellations (now known as "decans"), one for each of the ten-day "weeks" of their civil calendar.[26] (12 sets of alternate "triangle decans" were used for the 5 epagomenal days between years.)[27] Each night, the rising of eleven of these decans were noted, separating the night into twelve divisions whose middle terms would have lasted about 40 minutes each. (Another seven stars were noted by the Egyptians during the twilight and predawn periods,[citation needed] although they were not important for the hour divisions.) The original decans used by the Egyptians would have fallen noticeably out of their proper places over a span of several centuries. By the time of Amenhotep III (c. 1350 BC), the priests at Karnak were using water clocks to determine the hours. These were filled to the brim at sunset and the hour determined by comparing the water level against one of its twelve gauges, one for each month of the year.[28] During the New Kingdom, another system of decans was used, made up of 24 stars over the course of the year and 12 within any one night.
|
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+
|
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The later division of the day into 12 hours was accomplished by sundials marked with ten equal divisions. The morning and evening periods when the sundials failed to note time were observed as the first and last hours.[citation needed]
|
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+
|
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+
The Egyptian hours were closely connected both with the priesthood of the gods and with their divine services. By the New Kingdom, each hour was conceived as a specific region of the sky or underworld through which Ra's solar barge travelled.[29] Protective deities were assigned to each and were used as the names of the hours.[29] As the protectors and resurrectors of the sun, the goddesses of the night hours were considered to hold power over all lifespans[29] and thus became part of Egyptian funerary rituals. Two fire-spitting cobras were said to guard the gates of each hour of the underworld, and Wadjet and the rearing cobra (uraeus) were also sometimes referenced as wnwt from their role protecting the dead through these gates. The Egyptian word for astronomer, used as a synonym for priest, was wnwty, "one of the wnwt", as it were "one of the hours".[d] The earliest forms of wnwt include one or three stars, with the later solar hours including the determinative hieroglyph for "sun".[23]
|
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+
|
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+
Ancient China divided its day into 100 "marks"[38][39] (Chinese: 刻, oc *kʰək,[40] p kè) running from midnight to midnight.[41] The system is said to have been used since remote antiquity,[41] credited to the legendary Yellow Emperor,[42] but is first attested in Han-era water clocks[43] and in the 2nd-century history of that dynasty.[44] It was measured with sundials[45] and water clocks.[e] Into the Eastern Han, the Chinese measured their day schematically, adding the 20-ke difference between the solstices evenly throughout the year, one every nine days.[43] During the night, time was more commonly reckoned during the night by the "watches" (Chinese: 更, oc *kæŋ,[40] p gēng) of the guard, which were reckoned as a fifth of the time from sunset to sunrise.[38][46]
|
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+
|
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+
Imperial China continued to use ke and geng but also began to divide the day into 12 "double hours" (t 時, s 时, oc *də,[40] p shí, lit. "time[s]") named after the earthly branches and sometimes also known by the name of the corresponding animal of the Chinese zodiac.[47] The first shi originally ran from 11 pm to 1 am but was reckoned as starting at midnight by the time of the History of Song, compiled during the early Yuan.[48] These apparently began to be used during the Eastern Han that preceded the Three Kingdoms era, but the sections that would have covered them are missing from their official histories; they first appear in official use in the Tang-era Book of Sui.[44] Variations of all these units were subsequently adopted by Japan[46] and the other countries of the Sinosphere.
|
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+
|
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+
The 12 shi supposedly began to be divided into 24 hours under the Tang,[46] although they are first attested in the Ming-era Book of Yuan.[41] In that work, the hours were known by the same earthly branches as the shi, with the first half noted as its "starting" and the second as "completed" or "proper" shi.[41] In modern China, these are instead simply numbered and described as "little shi". The modern ke is now used to count quarter-hours, rather than a separate unit.
|
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+
|
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As with the Egyptian night and daytime hours, the division of the day into twelve shi has been credited to the example set by the rough number of lunar cycles in a solar year,[49] although the 12-year Jovian orbital cycle was more important to traditional Chinese[50] and Babylonian reckoning of the zodiac.[51][f]
|
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+
|
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In Thailand, Laos, and Cambodia, the traditional system of noting hours is the six-hour clock. This reckons each of a day's 24 hours apart from noon as part of a fourth of the day. 7 am was the first hour of the first half of daytime; 1 pm the first hour of the latter half of daytime; 7 pm the first hour of the first half of nighttime; and 1 am the first hour of the latter half of nighttime. This system existed in the Ayutthaya Kingdom, deriving its current phrasing from the practice of publicly announcing the daytime hours with a gong and the nighttime hours with a drum.[53] It was abolished in Laos and Cambodia during their French occupation and is uncommon there now. The Thai system remains in informal use in the form codified in 1901 by King Chulalongkorn.[54]
|
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+
|
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The Vedas and Puranas employed units of time based on the sidereal day (nakṣatra ahorātram). This was variously divided into 30 muhūtras of 48 minutes each or 60 dandas[citation needed] or nadís of 24 minutes each.[55] The solar day was later similarly divided into 60 ghaṭikás of about the same duration, each divided in turn into 60 vinadis.[55] The Sinhalese followed a similar system but called their sixtieth of a day a peya.
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1 |
+
In geometry, a hexagon (from Greek ἕξ hex, "six" and γωνία, gonía, "corner, angle") is a six-sided polygon or 6-gon. The total of the internal angles of any simple (non-self-intersecting) hexagon is 720°.
|
2 |
+
|
3 |
+
A regular hexagon has Schläfli symbol {6}[1] and can also be constructed as a truncated equilateral triangle, t{3}, which alternates two types of edges.
|
4 |
+
|
5 |
+
A regular hexagon is defined as a hexagon that is both equilateral and equiangular. It is bicentric, meaning that it is both cyclic (has a circumscribed circle) and tangential (has an inscribed circle).
|
6 |
+
|
7 |
+
The common length of the sides equals the radius of the circumscribed circle or circumcircle, which equals
|
8 |
+
|
9 |
+
|
10 |
+
|
11 |
+
|
12 |
+
|
13 |
+
|
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+
2
|
15 |
+
|
16 |
+
3
|
17 |
+
|
18 |
+
|
19 |
+
|
20 |
+
|
21 |
+
|
22 |
+
|
23 |
+
{\displaystyle {\tfrac {2}{\sqrt {3}}}}
|
24 |
+
|
25 |
+
times the apothem (radius of the inscribed circle). All internal angles are 120 degrees. A regular hexagon has six rotational symmetries (rotational symmetry of order six) and six reflection symmetries (six lines of symmetry), making up the dihedral group D6. The longest diagonals of a regular hexagon, connecting diametrically opposite vertices, are twice the length of one side. From this it can be seen that a triangle with a vertex at the center of the regular hexagon and sharing one side with the hexagon is equilateral, and that the regular hexagon can be partitioned into six equilateral triangles.
|
26 |
+
|
27 |
+
Like squares and equilateral triangles, regular hexagons fit together without any gaps to tile the plane (three hexagons meeting at every vertex), and so are useful for constructing tessellations. The cells of a beehive honeycomb are hexagonal for this reason and because the shape makes efficient use of space and building materials. The Voronoi diagram of a regular triangular lattice is the honeycomb tessellation of hexagons. It is not usually considered a triambus, although it is equilateral.
|
28 |
+
|
29 |
+
The maximal diameter (which corresponds to the long diagonal of the hexagon), D, is twice the maximal radius or circumradius, R, which equals the side length, t. The minimal diameter or the diameter of the inscribed circle (separation of parallel sides, flat-to-flat distance, short diagonal or height when resting on a flat base), d, is twice the minimal radius or inradius, r. The maxima and minima are related by the same factor:
|
30 |
+
|
31 |
+
The area of a regular hexagon
|
32 |
+
|
33 |
+
For any regular polygon, the area can also be expressed in terms of the apothem a and the perimeter p. For the regular hexagon these are given by a = r, and p
|
34 |
+
|
35 |
+
|
36 |
+
|
37 |
+
|
38 |
+
|
39 |
+
=
|
40 |
+
6
|
41 |
+
R
|
42 |
+
=
|
43 |
+
4
|
44 |
+
r
|
45 |
+
|
46 |
+
|
47 |
+
3
|
48 |
+
|
49 |
+
|
50 |
+
|
51 |
+
|
52 |
+
{\displaystyle {}=6R=4r{\sqrt {3}}}
|
53 |
+
|
54 |
+
, so
|
55 |
+
|
56 |
+
The regular hexagon fills the fraction
|
57 |
+
|
58 |
+
|
59 |
+
|
60 |
+
|
61 |
+
|
62 |
+
|
63 |
+
|
64 |
+
3
|
65 |
+
|
66 |
+
|
67 |
+
3
|
68 |
+
|
69 |
+
|
70 |
+
|
71 |
+
|
72 |
+
2
|
73 |
+
π
|
74 |
+
|
75 |
+
|
76 |
+
|
77 |
+
|
78 |
+
≈
|
79 |
+
0.8270
|
80 |
+
|
81 |
+
|
82 |
+
{\displaystyle {\tfrac {3{\sqrt {3}}}{2\pi }}\approx 0.8270}
|
83 |
+
|
84 |
+
of its circumscribed circle.
|
85 |
+
|
86 |
+
If a regular hexagon has successive vertices A, B, C, D, E, F and if P is any point on the circumcircle between B and C, then PE + PF = PA + PB + PC + PD.
|
87 |
+
|
88 |
+
It follows from the ratio of circumradius to inradius that the height-to-width ratio of a regular hexagon is 1:1.1547005; that is, a hexagon with a long diagonal of 1.0000000 will have a distance of 0.8660254 between parallel sides.
|
89 |
+
|
90 |
+
The regular hexagon has Dih6 symmetry, order 12. There are three dihedral subgroups: Dih3, Dih2, and Dih1, and four cyclic subgroups: Z6, Z3, Z2, and Z1.
|
91 |
+
|
92 |
+
These symmetries express nine distinct symmetries of a regular hexagon. John Conway labels these by a letter and group order.[2] r12 is full symmetry, and a1 is no symmetry. p6, an isogonal hexagon constructed by three mirrors can alternate long and short edges, and d6, an isotoxal hexagon constructed with equal edge lengths, but vertices alternating two different internal angles. These two forms are duals of each other and have half the symmetry order of the regular hexagon. The i4 forms are regular hexagons flattened or stretched along one symmetry direction. It can be seen as an elongated rhombus, while d2 and p2 can be seen as horizontally and vertically elongated kites. g2 hexagons, with opposite sides parallel are also called hexagonal parallelogons.
|
93 |
+
|
94 |
+
Each subgroup symmetry allows one or more degrees of freedom for irregular forms. Only the g6 subgroup has no degrees of freedom but can seen as directed edges.
|
95 |
+
|
96 |
+
Hexagons of symmetry g2, i4, and r12, as parallelogons can tessellate the Euclidean plane by translation. Other hexagon shapes can tile the plane with different orientations.
|
97 |
+
|
98 |
+
The 6 roots of the simple Lie group A2, represented by a Dynkin diagram , are in a regular hexagonal pattern. The two simple roots have a 120° angle between them.
|
99 |
+
|
100 |
+
The 12 roots of the Exceptional Lie group G2, represented by a Dynkin diagram are also in a hexagonal pattern. The two simple roots of two lengths have a 150° angle between them.
|
101 |
+
|
102 |
+
Coxeter states that every zonogon (a 2m-gon whose opposite sides are parallel and of equal length) can be dissected into m(m-1)/2 parallelograms.[3]
|
103 |
+
In particular this is true for regular polygons with evenly many sides, in which case the parallelograms are all rhombi. This decomposition of a regular hexagon is based on a Petrie polygon projection of a cube, with 3 of 6 square faces. Other parallelogons and projective directions of the cube are dissected within rectangular cuboids.
|
104 |
+
|
105 |
+
A regular hexagon has Schläfli symbol {6}. A regular hexagon is a part of the regular hexagonal tiling, {6,3}, with three hexagonal around each vertex.
|
106 |
+
|
107 |
+
A regular hexagon can also be created as a truncated equilateral triangle, with Schläfli symbol t{3}. Seen with two types (colors) of edges, this form only has D3 symmetry.
|
108 |
+
|
109 |
+
A truncated hexagon, t{6}, is a dodecagon, {12}, alternating two types (colors) of edges. An alternated hexagon, h{6}, is an equilateral triangle, {3}. A regular hexagon can be stellated with equilateral triangles on its edges, creating a hexagram. A regular hexagon can be dissected into six equilateral triangles by adding a center point. This pattern repeats within the regular triangular tiling.
|
110 |
+
|
111 |
+
A regular hexagon can be extended into a regular dodecagon by adding alternating squares and equilateral triangles around it. This pattern repeats within the rhombitrihexagonal tiling.
|
112 |
+
|
113 |
+
There are six self-crossing hexagons with the vertex arrangement of the regular hexagon:
|
114 |
+
|
115 |
+
From bees' honeycombs to the Giant's Causeway, hexagonal patterns are prevalent in nature due to their efficiency. In a hexagonal grid each line is as short as it can possibly be if a large area is to be filled with the fewest hexagons. This means that honeycombs require less wax to construct and gain much strength under compression.
|
116 |
+
|
117 |
+
Irregular hexagons with parallel opposite edges are called parallelogons and can also tile the plane by translation. In three dimensions, hexagonal prisms with parallel opposite faces are called parallelohedrons and these can tessellate 3-space by translation.
|
118 |
+
|
119 |
+
In addition to the regular hexagon, which determines a unique tessellation of the plane, any irregular hexagon which satisfies the Conway criterion will tile the plane.
|
120 |
+
|
121 |
+
Pascal's theorem (also known as the "Hexagrammum Mysticum Theorem") states that if an arbitrary hexagon is inscribed in any conic section, and pairs of opposite sides are extended until they meet, the three intersection points will lie on a straight line, the "Pascal line" of that configuration.
|
122 |
+
|
123 |
+
The Lemoine hexagon is a cyclic hexagon (one inscribed in a circle) with vertices given by the six intersections of the edges of a triangle and the three lines that are parallel to the edges that pass through its symmedian point.
|
124 |
+
|
125 |
+
If the successive sides of a cyclic hexagon are a, b, c, d, e, f, then the three main diagonals intersect in a single point if and only if ace = bdf.[4]
|
126 |
+
|
127 |
+
If, for each side of a cyclic hexagon, the adjacent sides are extended to their intersection, forming a triangle exterior to the given side, then the segments connecting the circumcenters of opposite triangles are concurrent.[5]
|
128 |
+
|
129 |
+
If a hexagon has vertices on the circumcircle of an acute triangle at the six points (including three triangle vertices) where the extended altitudes of the triangle meet the circumcircle, then the area of the hexagon is twice the area of the triangle.[6]:p. 179
|
130 |
+
|
131 |
+
Let ABCDEF be a hexagon formed by six tangent lines of a conic section. Then Brianchon's theorem states that the three main diagonals AD, BE, and CF intersect at a single point.
|
132 |
+
|
133 |
+
In a hexagon that is tangential to a circle and that has consecutive sides a, b, c, d, e, and f,[7]
|
134 |
+
|
135 |
+
If an equilateral triangle is constructed externally on each side of any hexagon, then the midpoints of the segments connecting the centroids of opposite triangles form another equilateral triangle.[8]:Thm. 1
|
136 |
+
|
137 |
+
A skew hexagon is a skew polygon with six vertices and edges but not existing on the same plane. The interior of such an hexagon is not generally defined. A skew zig-zag hexagon has vertices alternating between two parallel planes.
|
138 |
+
|
139 |
+
A regular skew hexagon is vertex-transitive with equal edge lengths. In three dimensions it will be a zig-zag skew hexagon and can be seen in the vertices and side edges of a triangular antiprism with the same D3d, [2+,6] symmetry, order 12.
|
140 |
+
|
141 |
+
The cube and octahedron (same as triangular antiprism) have regular skew hexagons as petrie polygons.
|
142 |
+
|
143 |
+
The regular skew hexagon is the Petrie polygon for these higher dimensional regular, uniform and dual polyhedra and polytopes, shown in these skew orthogonal projections:
|
144 |
+
|
145 |
+
A principal diagonal of a hexagon is a diagonal which divides the hexagon into quadrilaterals. In any convex equilateral hexagon (one with all sides equal) with common side a, there exists[9]:p.184,#286.3 a principal diagonal d1 such that
|
146 |
+
|
147 |
+
and a principal diagonal d2 such that
|
148 |
+
|
149 |
+
There is no Platonic solid made of only regular hexagons, because the hexagons tessellate, not allowing the result to "fold up". The Archimedean solids with some hexagonal faces are the truncated tetrahedron, truncated octahedron, truncated icosahedron (of soccer ball and fullerene fame), truncated cuboctahedron and the truncated icosidodecahedron. These hexagons can be considered truncated triangles, with Coxeter diagrams of the form and .
|
150 |
+
|
151 |
+
There are other symmetry polyhedra with stretched or flattened hexagons, like these Goldberg polyhedron G(2,0):
|
152 |
+
|
153 |
+
There are also 9 Johnson solids with regular hexagons:
|
154 |
+
|
155 |
+
The ideal crystalline structure of graphene is a hexagonal grid.
|
156 |
+
|
157 |
+
Assembled E-ELT mirror segments
|
158 |
+
|
159 |
+
A beehive honeycomb
|
160 |
+
|
161 |
+
The scutes of a turtle's carapace
|
162 |
+
|
163 |
+
Saturn's hexagon, a hexagonal cloud pattern around the north pole of the planet
|
164 |
+
|
165 |
+
Micrograph of a snowflake
|
166 |
+
|
167 |
+
Benzene, the simplest aromatic compound with hexagonal shape.
|
168 |
+
|
169 |
+
Hexagonal order of bubbles in a foam.
|
170 |
+
|
171 |
+
Crystal structure of a molecular hexagon composed of hexagonal aromatic rings.
|
172 |
+
|
173 |
+
Naturally formed basalt columns from Giant's Causeway in Northern Ireland; large masses must cool slowly to form a polygonal fracture pattern
|
174 |
+
|
175 |
+
An aerial view of Fort Jefferson in Dry Tortugas National Park
|
176 |
+
|
177 |
+
The James Webb Space Telescope mirror is composed of 18 hexagonal segments.
|
178 |
+
|
179 |
+
Metropolitan France has a vaguely hexagonal shape. In French, l'Hexagone refers to the European mainland of France.
|
180 |
+
|
181 |
+
Hexagonal Hanksite crystal, one of many hexagonal crystal system minerals
|
182 |
+
|
183 |
+
Hexagonal barn
|
184 |
+
|
185 |
+
The Hexagon, a hexagonal theatre in Reading, Berkshire
|
186 |
+
|
187 |
+
Władysław Gliński's hexagonal chess
|
188 |
+
|
189 |
+
Pavilion in the Taiwan Botanical Gardens
|
190 |
+
|
191 |
+
Hexagonal window
|
en/2559.html.txt
ADDED
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|
1 |
+
Hibernation is a state of minimal activity and metabolic depression in endotherms. Hibernation is a seasonal heterothermy characterized by low body-temperature, slow breathing and heart-rate, and low metabolic rate. It most commonly occurs during winter months.
|
2 |
+
|
3 |
+
Although traditionally reserved for "deep" hibernators such as rodents, the term has been redefined to include animals such as bears[1] and is now applied based on active metabolic suppression rather than any absolute decline in body temperature. Many experts believe that the processes of daily torpor and hibernation form a continuum and utilize similar mechanisms.[2][3] The equivalent during the summer months is aestivation.
|
4 |
+
|
5 |
+
Hibernation functions to conserve energy when sufficient food is unavailable. To achieve this energy saving, an endothermic animal decreases its metabolic rate and thereby its body temperature.[3] Hibernation may last days, weeks, or months - depending on the species, ambient temperature, time of year, and the individual's body-condition. Before entering hibernation, animals need to store enough energy to last through the duration of their dormant period, possibly as long as an entire winter. Larger species become hyperphagic, eating a large amount of food and storing the energy in fat deposits. In many small species, food caching replaces eating and becoming fat.[4]
|
6 |
+
|
7 |
+
Some species of mammals hibernate while gestating young, which are born either while the mother hibernates or shortly afterwards.[5] For example, female polar-bears go into hibernation during the cold winter months in order to give birth to their offspring.[6] The pregnant mothers significantly increase their body mass prior to hibernation, and this increase is further reflected in the weight of the offspring. The fat accumulation enables them to provide a sufficiently warm and nurturing environment for their newborns. During hibernation, they subsequently lose 15–27% of their pre-hibernation weight by using their stored fats for energy.[7]
|
8 |
+
|
9 |
+
True hibernation is restricted to endotherms; ectotherms, by definition, cannot hibernate because they cannot actively down-regulate their body temperature or their metabolic rate. Still, many ectothermic animals undergo periods of dormancy which are sometimes confused with hibernation. Some reptile species are said to brumate, but possible similarities between brumation and hibernation are not firmly established. Many insects, such as the wasp Polistes exclamans, exhibit periods of dormancy which have often been referred to as hibernation, despite their ectothermy.[8]
|
10 |
+
Botanists can use the term "seed hibernation" to refer to a form of seed dormancy.[9]
|
11 |
+
|
12 |
+
There is a variety of definitions for terms that describe hibernation in mammals, and different mammal clades hibernate differently. The following subsections discuss the terms obligate and facultative hibernation. The last two sections point out in particular primates, none of whom were thought to hibernate until recently, and bears, whose winter torpor had been contested as not being "true hibernation" during the late 20th century, since it is dissimilar from hibernation seen in rodents.
|
13 |
+
|
14 |
+
Obligate hibernators are animals that spontaneously, and annually, enter hibernation regardless of ambient temperature and access to food. Obligate hibernators include many species of ground squirrels, other rodents, mouse lemurs, European hedgehogs and other insectivores, monotremes, and marsupials. These species undergo what has been traditionally called "hibernation": a physiological state wherein the body temperature drops to near ambient temperature, and heart and respiration rates slow drastically.
|
15 |
+
|
16 |
+
The typical winter season for obligate hibernators is characterized by periods of torpor interrupted by periodic, euthermic arousals, during which body temperatures and heart rates are restored to more typical levels. The cause and purpose of these arousals is still not clear; the question of why hibernators may return periodically to normal body temperatures has plagued researchers for decades, and while there is still no clear-cut explanation, there are multiple hypotheses on the topic. One favored hypothesis is that hibernators build a "sleep debt" during hibernation, and so must occasionally warm up to sleep. This has been supported by evidence in the Arctic ground squirrel.[10] Other theories postulate that brief periods of high body temperature during hibernation allow the animal to restore its available energy sources[11] or to initiate an immune response.[12]
|
17 |
+
|
18 |
+
Hibernating Arctic ground squirrels may exhibit abdominal temperatures as low as −2.9 °C (26.8 °F), maintaining sub-zero abdominal temperatures for more than three weeks at a time, although the temperatures at the head and neck remain at 0 °C (32 °F) or above.[13]
|
19 |
+
|
20 |
+
Facultative hibernators enter hibernation only when either cold-stressed, food-deprived, or both, unlike obligate hibernators, who enter hibernation based on seasonal timing cues rather than as a response to stressors from the environment.
|
21 |
+
|
22 |
+
A good example of the differences between these two types of hibernation can be seen in prairie dogs:[14]
|
23 |
+
|
24 |
+
While hibernation has long been studied in rodents (namely ground squirrels) no primate or tropical mammal was known to hibernate until the discovery of hibernation in the fat-tailed dwarf lemur of Madagascar, which hibernates in tree holes for seven months of the year.[15] Malagasy winter temperatures sometimes rise to over 30 °C (86 °F), so hibernation is not exclusively an adaptation to low ambient temperatures.
|
25 |
+
|
26 |
+
The hibernation of this lemur is strongly dependent on the thermal behaviour of its tree hole: If the hole is poorly insulated, the lemur's body temperature fluctuates widely, passively following the ambient temperature; if well insulated, the body temperature stays fairly constant and the animal undergoes regular spells of arousal.[16] Dausmann found that hypometabolism in hibernating animals is not necessarily coupled with low body temperature.[17]
|
27 |
+
|
28 |
+
Historically there was a question of whether or not bears truly hibernate since they experience only a modest decline in body temperature (3–5 °C) compared with the much larger decreases (often 32 °C or more) seen in other hibernators. Many researchers thought that their deep sleep was not comparable with true, deep hibernation, but research in 2011 refuted this theory in captive black bears and again in 2016 in a study on brown bears[18].[19]
|
29 |
+
|
30 |
+
Hibernating bears are able to recycle their proteins and urine, allowing them to stop urinating for months and to avoid muscle atrophy.[20][21][22][23] They stay hydrated with the metabolic fat that is produced in sufficient quantities that satisfy the water needs of the bear. They also do not eat or drink while hibernating and live off of their fat storage.[24]They also increase the availability of certain essential amino acids in the muscle, as well as regulate the transcription of a suite of genes that limit muscle wasting.[25]
|
31 |
+
In a study done by G. Edgar Folk, Jill M. Hunt and Mary A. Folk, they compared EKG of typical hibernators to 3 different bear species with respect to season, activity and dormancy, and found that the reduced relaxation (QT) interval of small hibernators was the same for the three bear species. They also found the QT interval changed for both typical hibernators and the bears from summer to winter. This 1977 study was one of the first evidences used to show that bears are hibernators.[26]
|
32 |
+
|
33 |
+
In a 2016 study done by wildlife Veterinarian and Associate professor at Inland Norway University of Applied Sciences, Alina L. Evans researched 14 brown bears over three winters. Their movement, heart rate (HR), heart rate variability (HRV), body temperature (Tb), physical activity, ambient temperature (TA), and snow depth were measured to identify the drivers of the start and end of hibernation for bears. This study built the first chronology of both ecological and physiological events from before the start to the end of hibernation in the field. This research found that bears would enter their den when snow arrived, and the TA dropped to 0 °C but even up to several weeks before they entered their den, Activity, HR, and Tb started to drop slowly. Their HRV dropped dramatically once in their den which indirectly suggests metabolic suppression being related to the bears hibernation. Toward the end of hibernation and two months before arousal, the bear’s Tb rises, unrelated to HRV but rather driven by the TA. The HRV only increases around three weeks before arousal and the bears only leave their den once outside temperatures are at their lower critical temperature. These findings suggest that bears are thermoconforming and bear hibernation is driven by environmental cues, but arousal is driven by physiological cues.[27]
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Ancient people believed that swallows hibernated, and ornithologist Gilbert White documented anecdotal evidence in his 1789 book The Natural History of Selborne that indicated the belief was still current in his time. It is now understood that the vast majority of bird species typically do not hibernate, instead utilizing torpor. One known exception is the common poorwill (Phalaenoptilus nuttallii), for which hibernation was first documented by Edmund Jaeger.[28][29]
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Because they cannot actively down-regulate their body temperature or metabolic rate, ectothermic animals (including fish, reptiles, and amphibians) cannot hibernate. They can experience decreased metabolic rates associated with colder environments or low oxygen availability (hypoxia) and exhibit dormancy (known as brumation). It was once thought that basking sharks settled to the floor of the North Sea and became dormant, but research by David Sims in 2003 dispelled this hypothesis,[30] showing that the sharks traveled long distances throughout the seasons, tracking the areas with the highest quantity of plankton. Epaulette sharks have been documented to be able to survive for three hours without oxygen and at temperatures of up to 26 °C (79 °F)[31] as a means to survive in their shoreline habitat, where water and oxygen levels vary with the tide. Other animals able to survive long periods with no or very little oxygen include goldfish, red-eared sliders, wood frogs, and bar-headed geese.[32] The ability to survive hypoxic or anoxic conditions is not closely related to endotherm hibernation.
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Hibernation induction trigger (HIT) is somewhat of a misnomer. Although research in the 1990s hinted at the ability to induce torpor in animals by injection of blood taken from a hibernating animal, further research has been unable to reproduce this phenomenon. Despite the inability to induce torpor, there are substances in the blood of hibernators that can lend protection to organs for possible transplant. Researchers were able to prolong the life of an isolated pig's heart with an HIT.[33] This may have potentially important implications for organ transplant, as it could allow organs to survive for up to 18 hours outside the human body. This would be a great improvement from the current 6 hours.
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The supposed HIT is a mixture derived from blood serum, including at least one opioid-like substance. DADLE is an opioid that in some experiments has been shown to have similar functional properties.[34]
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Researchers have studied how to induce hibernation in humans.[35][36] The ability to hibernate would be useful for a number of reasons, such as saving the lives of seriously ill or injured people by temporarily putting them in a state of hibernation until treatment can be given. For space travel, human hibernation is also under consideration for e.g. missions to Mars. [37]
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Anime (US: /ˈænəmeɪ/, UK: /ˈænɪmeɪ/;[1] Japanese: アニメ [aɲime] (listen), plural: anime),[a] sometimes called Japanimation,[2][3][4] is hand-drawn and computer animation originating from Japan. The term anime is derived from the English word animation, and in Japan is used to refer to all forms of animated media.[5] Outside Japan, the term refers specifically to animation from Japan or to a Japanese-disseminated animation style often characterized by colorful graphics, vibrant characters and fantastical themes.[6][7] This culturally abstract approach to the word's meaning may open the possibility of anime produced in countries other than Japan.[8][9][10]
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The earliest commercial Japanese animation dates to 1917. A characteristic art style emerged in the 1960s with the works of Osamu Tezuka and spread in the second half of the 20th century, developing a large domestic and international audience. Anime can be distributed theatrically, by way of television broadcasts, directly to home media, and over the Internet. In addition to completely original works, anime are often adaptations of Japanese comics (known as manga), light novels, or video games.
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Production methods and techniques related to anime have adapted over time in response to emergent technologies. As a multimedia art form, it combines graphic art, characterization, cinematography, and other creative techniques.[11] Anime production typically focuses less on the animation of movement and more on the realism of settings as well as the use of camera effects, including panning, zooming, and angle shots.[11] Diverse art styles are used, and character proportions and features can be quite varied, including characteristically large or realistically sized emotive eyes. Anime is classified into numerous genres targeting both broad and niche audiences.
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The anime industry consists of over 430 production studios, with major names including Studio Ghibli, Gainax, and Toei Animation. Despite comprising only a fraction of Japan's domestic film market, anime makes up a majority of Japanese DVD and Blu-ray sales. It has also seen international success with the rise of English-dubbed and subbed programming. As of 2016[update], Japanese anime accounted for 60% of the world's animated television shows.[12]
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Anime is an art form, specifically animation, that includes all genres found in cinema, but it can be mistakenly classified as a genre.[13] In Japanese, the term anime is used as a blanket term to refer to all forms of animation from around the world.[5][14] In English, anime (/ˈænəˌmeɪ/) is more restrictively used to denote a "Japanese-style animated film or television entertainment" or as "a style of animation created in Japan".[6][15]
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The etymology of the word anime is disputed. The English term "animation" is written in Japanese katakana as アニメーション (animēshon, Japanese pronunciation: [animeːɕoɴ])[7] and is アニメ (anime) in its shortened form.[7] The pronunciation of anime in Japanese differs from pronunciations in other languages such as Standard English (pronunciation: /ˈænɪmeɪ/), which has different vowels and stress with regards to Japanese, where each mora carries equal stress. As with a few other Japanese words such as saké, Pokémon, and Kobo Abé, English-language texts sometimes spell anime as animé (as in French), with an acute accent over the final e, to cue the reader to pronounce the letter, not to leave it silent as Standard English orthography may suggest.
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Some sources claim that anime derives from the French term for animation dessin animé,[16][17] but others believe this to be a myth derived from the French popularity of the medium in the late 1970s and 1980s.[7] In English, anime—when used as a common noun—normally functions as a mass noun. (For example: "Do you watch anime?" or "How much anime have you collected?")[18] Prior to the widespread use of anime, the term Japanimation was prevalent throughout the 1970s and 1980s. In the mid-1980s, the term anime began to supplant Japanimation.[16][19] In general, the latter term now only appears in period works where it is used to distinguish and identify Japanese animation.[20]
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The word anime has also been criticized, e.g. in 1987, when Hayao Miyazaki stated that he despised the truncated word anime because to him it represented the desolation of the Japanese animation industry. He equated the desolation with animators lacking motivation and with mass-produced, overly expressionistic products relying upon a fixed iconography of facial expressions and protracted and exaggerated action scenes but lacking depth and sophistication in that they do not attempt to convey emotion or thought.[21]
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The first format of anime was theatrical viewing which originally began with commercial productions in 1917.[22] Originally the animated flips were crude and required played musical components before adding sound and vocal components to the production. On July 14, 1958, Nippon Television aired Mogura no Abanchūru ("Mole's Adventure"), both the first televised and first color anime to debut.[23] It was not until the 1960s when the first televised series were broadcast and it has remained a popular medium since.[24] Works released in a direct to video format are called "original video animation" (OVA) or "original animation video" (OAV); and are typically not released theatrically or televised prior to home media release.[25][26] The emergence of the Internet has led some animators to distribute works online in a format called "original net anime" (ONA).[27]
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The home distribution of anime releases were popularized in the 1980s with the VHS and LaserDisc formats.[25] The VHS NTSC video format used in both Japan and the United States is credited as aiding the rising popularity of anime in the 1990s.[25] The LaserDisc and VHS formats were transcended by the DVD format which offered the unique advantages; including multiple subtitling and dubbing tracks on the same disc.[28] The DVD format also has its drawbacks in its usage of region coding; adopted by the industry to solve licensing, piracy and export problems and restricted region indicated on the DVD player.[28] The Video CD (VCD) format was popular in Hong Kong and Taiwan, but became only a minor format in the United States that was closely associated with bootleg copies.[28]
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Japanese animation began in the early 20th century, when Japanese filmmakers experimented with the animation techniques also pioneered in France, Germany, the United States and Russia.[17] A claim for the earliest Japanese animation is Katsudō Shashin, an undated and private work by an unknown creator.[29] In 1917, the first professional and publicly displayed works began to appear. Animators such as Ōten Shimokawa and Seitarou Kitayama produced numerous works, with the oldest surviving film being Kouchi's Namakura Gatana, a two-minute clip of a samurai trying to test a new sword on his target only to suffer defeat.[22][30][31] The 1923 Great Kantō earthquake resulted in widespread destruction to Japan's infrastructure and the destruction of Shimokawa's warehouse, destroying most of these early works.[32]
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By the 1930s animation was well established in Japan as an alternative format to the live-action industry. It suffered competition from foreign producers and many animators—like Noburō Ōfuji and Yasuji Murata—still worked in cheaper cutout animation rather than cel animation.[33] Other creators, Kenzō Masaoka and Mitsuyo Seo, nonetheless made great strides in animation technique; they benefited from the patronage of the government, which employed animators to produce educational shorts and propaganda.[34] The first talkie anime was Chikara to Onna no Yo no Naka, produced by Masaoka in 1933.[35][36] By 1940, numerous anime artists' organizations had risen, including the Shin Mangaha Shudan and Shin Nippon Mangaka.[37] The first feature-length animated film was Momotaro's Divine Sea Warriors directed by Seo in 1944 with sponsorship by the Imperial Japanese Navy.[38]
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The success of The Walt Disney Company's 1937 feature film Snow White and the Seven Dwarfs profoundly influenced many Japanese animators.[39] The 1950s saw a proliferation of short, animated advertisements made in Japan for television broadcasting.[40] In the 1960s, manga artist and animator Osamu Tezuka adapted and simplified many Disney animation techniques to reduce costs and to limit the number of frames in productions.[41] He intended this as a temporary measure to allow him to produce material on a tight schedule with inexperienced animation staff.[42] Three Tales, aired in 1960, was the first anime shown on television.[43] The first anime television series was Otogi Manga Calendar, aired from 1961 to 1964.[44]
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The 1970s saw a surge of growth in the popularity of manga, Japanese comic books and graphic novels, many of which were later animated. The work of Osamu Tezuka drew particular attention: he has been called a "legend"[45] and the "god of manga".[46][47] His work—and that of other pioneers in the field—inspired characteristics and genres that remain fundamental elements of anime today. The giant robot genre (known as "mecha" outside Japan), for instance, took shape under Tezuka, developed into the Super Robot genre under Go Nagai and others, and was revolutionized at the end of the decade by Yoshiyuki Tomino who developed the Real Robot genre.[48] Robot anime like the Gundam and The Super Dimension Fortress Macross series became instant classics in the 1980s, and the robot genre of anime is still one of the most common in Japan and worldwide today.[49] In the 1980s, anime became more accepted in the mainstream in Japan (although less than manga), and experienced a boom in production. Following a few successful adaptations of anime in overseas markets in the 1980s, anime gained increased acceptance in those markets in the 1990s and even more at the turn of the 21st century. In 2002, Spirited Away, a Studio Ghibli production directed by Hayao Miyazaki won the Golden Bear at the Berlin International Film Festival and in 2003 at the 75th Academy Awards it won the Academy Award for Best Animated Feature.
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Anime differs greatly from other forms of animation by its diverse art styles, methods of animation, its production, and its process. Visually, anime is a diverse art form that contains a wide variety of art styles, differing from one creator, artist, and studio.[50] While no one art style predominates anime as a whole, they do share some similar attributes in terms of animation technique and character design.
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Anime follows the typical production of animation, including storyboarding, voice acting, character design, and cel production (Shirobako, itself a series, highlights many of the aspects involved in anime production). Since the 1990s, animators have increasingly used computer animation to improve the efficiency of the production process. Artists like Noburō Ōfuji pioneered the earliest anime works, which were experimental and consisted of images drawn on blackboards, stop motion animation of paper cutouts, and silhouette animation.[51][52] Cel animation grew in popularity until it came to dominate the medium. In the 21st century, the use of other animation techniques is mostly limited to independent short films,[53] including the stop motion puppet animation work produced by Tadahito Mochinaga, Kihachirō Kawamoto and Tomoyasu Murata.[54][55] Computers were integrated into the animation process in the 1990s, with works such as Ghost in the Shell and Princess Mononoke mixing cel animation with computer-generated images.[56] Fuji Film, a major cel production company, announced it would stop cel production, producing an industry panic to procure cel imports and hastening the switch to digital processes.[56]
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Prior to the digital era, anime was produced with traditional animation methods using a pose to pose approach.[51] The majority of mainstream anime uses fewer expressive key frames and more in-between animation.[57]
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Japanese animation studios were pioneers of many limited animation techniques, and have given anime a distinct set of conventions. Unlike Disney animation, where the emphasis is on the movement, anime emphasizes the art quality and let limited animation techniques make up for the lack of time spent on movement. Such techniques are often used not only to meet deadlines but also as artistic devices.[58] Anime scenes place emphasis on achieving three-dimensional views, and backgrounds are instrumental in creating the atmosphere of the work.[17] The backgrounds are not always invented and are occasionally based on real locations, as exemplified in Howl's Moving Castle and The Melancholy of Haruhi Suzumiya.[59][60] Oppliger stated that anime is one of the rare mediums where putting together an all-star cast usually comes out looking "tremendously impressive".[61]
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The cinematic effects of anime differentiates itself from the stage plays found in American animation. Anime is cinematically shot as if by camera, including panning, zooming, distance and angle shots to more complex dynamic shots that would be difficult to produce in reality.[62][63][64] In anime, the animation is produced before the voice acting, contrary to American animation which does the voice acting first; this can cause lip sync errors in the Japanese version.[65]
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Body proportions of human anime characters tend to accurately reflect the proportions of the human body in reality. The height of the head is considered by the artist as the base unit of proportion. Head heights can vary, but most anime characters are about seven to eight heads tall.[66] Anime artists occasionally make deliberate modifications to body proportions to produce super deformed characters that feature a disproportionately small body compared to the head; many super deformed characters are two to four heads tall. Some anime works like Crayon Shin-chan completely disregard these proportions, in such a way that they resemble caricatured Western cartoons.
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A common anime character design convention is exaggerated eye size. The animation of characters with large eyes in anime can be traced back to Osamu Tezuka, who was deeply influenced by such early animation characters as Betty Boop, who was drawn with disproportionately large eyes.[67] Tezuka is a central figure in anime and manga history, whose iconic art style and character designs allowed for the entire range of human emotions to be depicted solely through the eyes.[68] The artist adds variable color shading to the eyes and particularly to the cornea to give them greater depth. Generally, a mixture of a light shade, the tone color, and a dark shade is used.[69][70] Cultural anthropologist Matt Thorn argues that Japanese animators and audiences do not perceive such stylized eyes as inherently more or less foreign.[71] However, not all anime characters have large eyes. For example, the works of Hayao Miyazaki are known for having realistically proportioned eyes, as well as realistic hair colors on their characters.[72]
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Hair in anime is often unnaturally lively and colorful or uniquely styled. The movement of hair in anime is exaggerated and "hair action" is used to emphasize the action and emotions of characters for added visual effect.[73] Poitras traces hairstyle color to cover illustrations on manga, where eye-catching artwork and colorful tones are attractive for children's manga.[73] Despite being produced for a domestic market, anime features characters whose race or nationality is not always defined, and this is often a deliberate decision, such as in the Pokémon animated series.[74]
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Anime and manga artists often draw from a common canon of iconic facial expression illustrations to denote particular moods and thoughts.[75] These techniques are often different in form than their counterparts in Western animation, and they include a fixed iconography that is used as shorthand for certain emotions and moods.[76] For example, a male character may develop a nosebleed when aroused.[76] A variety of visual symbols are employed, including sweat drops to depict nervousness, visible blushing for embarrassment, or glowing eyes for an intense glare.[77]
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The opening and credits sequences of most anime television episodes are accompanied by Japanese pop or rock songs, often by reputed bands. They may be written with the series in mind, but are also aimed at the general music market, and therefore often allude only vaguely or not at all to the themes or plot of the series. Pop and rock songs are also sometimes used as incidental music ("insert songs") in an episode, often to highlight particularly important scenes.[78]
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Anime are often classified by target demographic, including childrens' (子供, kodomo), girls' (少女, shōjo), boys' (少年, shōnen) and a diverse range of genres targeting an adult audience. Shoujo and shounen anime sometimes contain elements popular with children of both sexes in an attempt to gain crossover appeal. Adult anime may feature a slower pace or greater plot complexity that younger audiences may typically find unappealing, as well as adult themes and situations.[79] A subset of adult anime works featuring pornographic elements are labeled "R18" in Japan, and are internationally known as hentai (originating from pervert (変態, hentai)). By contrast, some anime subgenres incorporate ecchi, sexual themes or undertones without depictions of sexual intercourse, as typified in the comedic or harem genres; due to its popularity among adolescent and adult anime enthusiasts, the inclusion of such elements is considered a form of fan service.[80][81] Some genres explore homosexual romances, such as yaoi (male homosexuality) and yuri (female homosexuality). While often used in a pornographic context, the terms yaoi and yuri can also be used broadly in a wider context to describe or focus on the themes or the development of the relationships themselves.[82]
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Anime's genre classification differs from other types of animation and does not lend itself to simple classification.[83] Gilles Poitras compared the labeling Gundam 0080 and its complex depiction of war as a "giant robot" anime akin to simply labeling War and Peace a "war novel".[83] Science fiction is a major anime genre and includes important historical works like Tezuka's Astro Boy and Yokoyama's Tetsujin 28-go. A major subgenre of science fiction is mecha, with the Gundam metaseries being iconic.[84] The diverse fantasy genre includes works based on Asian and Western traditions and folklore; examples include the Japanese feudal fairytale InuYasha, and the depiction of Scandinavian goddesses who move to Japan to maintain a computer called Yggdrasil in Ah! My Goddess.[85] Genre crossing in anime is also prevalent, such as the blend of fantasy and comedy in Dragon Half, and the incorporation of slapstick humor in the crime anime film Castle of Cagliostro.[86] Other subgenres found in anime include magical girl, harem, sports, martial arts, literary adaptations, medievalism,[87] and war.[88]
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The animation industry consists of more than 430 production companies with some of the major studios including Toei Animation, Gainax, Madhouse, Gonzo, Sunrise, Bones, TMS Entertainment, Nippon Animation, P.A.Works, Studio Pierrot and Studio Ghibli.[89] Many of the studios are organized into a trade association, The Association of Japanese Animations. There is also a labor union for workers in the industry, the Japanese Animation Creators Association. Studios will often work together to produce more complex and costly projects, as done with Studio Ghibli's Spirited Away.[89] An anime episode can cost between US$100,000 and US$300,000 to produce.[90] In 2001, animation accounted for 7% of the Japanese film market, above the 4.6% market share for live-action works.[89] The popularity and success of anime is seen through the profitability of the DVD market, contributing nearly 70% of total sales.[89] According to a 2016 article on Nikkei Asian Review, Japanese television stations have bought over ¥60 billion worth of anime from production companies "over the past few years", compared with under ¥20 billion from overseas.[91] There has been a rise in sales of shows to television stations in Japan, caused by late night anime with adults as the target demographic.[91] This type of anime is less popular outside Japan, being considered "more of a niche product".[91] Spirited Away (2001) is the all-time highest-grossing film in Japan.[92][93] It was also the highest-grossing anime film worldwide until it was overtaken by Makoto Shinkai's 2016 film Your Name.[94] Anime films represent a large part of the highest-grossing Japanese films yearly in Japan, with 6 out of the top 10 in 2014, in 2015 and also in 2016.
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Anime has to be licensed by companies in other countries in order to be legally released. While anime has been licensed by its Japanese owners for use outside Japan since at least the 1960s, the practice became well-established in the United States in the late 1970s to early 1980s, when such TV series as Gatchaman and Captain Harlock were licensed from their Japanese parent companies for distribution in the US market. The trend towards American distribution of anime continued into the 1980s with the licensing of titles such as Voltron and the 'creation' of new series such as Robotech through use of source material from several original series.[95]
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In the early 1990s, several companies began to experiment with the licensing of less children-oriented material. Some, such as A.D. Vision, and Central Park Media and its imprints, achieved fairly substantial commercial success and went on to become major players in the now very lucrative American anime market. Others, such as AnimEigo, achieved limited success. Many companies created directly by Japanese parent companies did not do as well, most releasing only one or two titles before completing their American operations.
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Licenses are expensive, often hundreds of thousands of dollars for one series and tens of thousands for one movie.[96] The prices vary widely; for example, Jinki: Extend cost only $91,000 to license while Kurau Phantom Memory cost $960,000.[96] Simulcast Internet streaming rights can be cheaper, with prices around $1,000-$2,000 an episode,[97] but can also be more expensive, with some series costing more than US$200,000 per episode.[98]
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The anime market for the United States was worth approximately $2.74 billion in 2009.[99] Dubbed animation began airing in the United States in 2000 on networks like The WB and Cartoon Network's Adult Swim.[100] In 2005, this resulted in five of the top ten anime titles having previously aired on Cartoon Network.[100] As a part of localization, some editing of cultural references may occur to better follow the references of the non-Japanese culture.[101] The cost of English localization averages US$10,000 per episode.[102]
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The industry has been subject to both praise and condemnation for fansubs, the addition of unlicensed and unauthorized subtitled translations of anime series or films.[103] Fansubs, which were originally distributed on VHS bootlegged cassettes in the 1980s, have been freely available and disseminated online since the 1990s.[103] Since this practice raises concerns for copyright and piracy issues, fansubbers tend to adhere to an unwritten moral code to destroy or no longer distribute an anime once an official translated or subtitled version becomes licensed. They also try to encourage viewers to buy an official copy of the release once it comes out in English, although fansubs typically continue to circulate through file-sharing networks.[104] Even so, the laid back regulations of the Japanese animation industry tend to overlook these issues, allowing it to grow underground and thus increasing the popularity until there is a demand for official high-quality releases for animation companies. This has led to an increase in global popularity with Japanese animations, reaching $40 million in sales in 2004.[105]
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Legal international availability of anime on the Internet has changed in recent years, with simulcasts of series available on websites like Crunchyroll.
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Japan External Trade Organization (JETRO) valued the domestic anime market in Japan at ¥2.4 trillion ($24 billion), including ¥2 trillion from licensed products, in 2005.[106] JETRO reported sales of overseas anime exports in 2004 to be ¥2 trillion ($18 billion).[107] JETRO valued the anime market in the United States at ¥520 billion ($5.2 billion),[106] including $500 million in home video sales and over $4 billion from licensed products, in 2005.[108] JETRO projected in 2005 that the worldwide anime market, including sales of licensed products, would grow to ¥10 trillion ($100 billion).[106][108] The anime market in China was valued at $21 billion in 2017,[109] and is projected to reach $31 billion by 2020.[110]
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The anime industry has several annual awards that honor the year's best works. Major annual awards in Japan include the Ōfuji Noburō Award, the Mainichi Film Award for Best Animation Film, the Animation Kobe Awards, the Japan Media Arts Festival animation awards, the Tokyo Anime Award and the Japan Academy Prize for Animation of the Year. In the United States, anime films compete in the Crunchyroll Anime Awards. There were also the American Anime Awards, which were designed to recognize excellence in anime titles nominated by the industry, and were held only once in 2006.[111] Anime productions have also been nominated and won awards not exclusively for anime, like the Academy Award for Best Animated Feature or the Golden Bear.
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Anime has become commercially profitable in Western countries, as demonstrated by early commercially successful Western adaptations of anime, such as Astro Boy and Speed Racer. Early American adaptions in the 1960s made Japan expand into the continental European market, first with productions aimed at European and Japanese children, such as Heidi, Vicky the Viking and Barbapapa, which aired in various countries. Particularly Italy, Spain and France grew an interest into Japan's output, due to its cheap selling price and productive output. In fact, Italy imported the most anime outside of Japan.[112] These mass imports influenced anime popularity in South American, Arabic and German markets.[113]
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The beginning of 1980 saw the introduction of Japanese anime series into the American culture. In the 1990s, Japanese animation slowly gained popularity in America. Media companies such as Viz and Mixx began publishing and releasing animation into the American market.[114] The 1988 film Akira is largely credited with popularizing anime in the Western world during the early 1990s, before anime was further popularized by television shows such as Pokémon and Dragon Ball Z in the late 1990s.[115][116] The growth of the Internet later provided Western audiences an easy way to access Japanese content.[105] This is especially the case with net services such as Netflix and Crunchyroll. As a direct result, various interests surrounding Japan have increased.
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Anime clubs gave rise to anime conventions in the 1990s with the "anime boom", a period marked by increased popularity of anime.[117] These conventions are dedicated to anime and manga and include elements like cosplay contests and industry talk panels.[118] Cosplay, a portmanteau for "costume play", is not unique to anime and has become popular in contests and masquerades at anime conventions.[119] Japanese culture and words have entered English usage through the popularity of the medium, including otaku, an unflattering Japanese term commonly used in English to denote a fan of anime and manga.[120] Another word that has arisen describing fans in the United States is wapanese meaning White individuals who desire to be Japanese, or later known as weeaboo for individuals who demonstrate a strong interest in Japanese anime subculture, which is a term that originated from abusive content posted on the popular bulletin board website 4chan.org.[121] Anime enthusiasts have produced fan fiction and fan art, including computer wallpapers and anime music videos.[122]
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As of the 2010s, many anime fans use online communities and databases such as MyAnimeList to discuss anime and track their progress watching respective series.[123][124]
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One of the key points that made anime different from a handful of Western cartoons is the potential for visceral content. Once the expectation that the aspects of visual intrigue or animation being just for children is put aside, the audience can realize that themes involving violence, suffering, sexuality, pain, and death can all be storytelling elements utilized in anime as much as other types of media.[125] However, as anime itself became increasingly popular, its styling has been inevitably the subject of both satire and serious creative productions.[7] South Park's "Chinpokomon" and "Good Times with Weapons" episodes, Adult Swim's Perfect Hair Forever, and Nickelodeon's Kappa Mikey are Western examples of satirical depictions of Japanese culture and anime, but anime tropes have also been satirized by some anime, such as KonoSuba.
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Traditionally only Japanese works have been considered anime, but some works have sparked debate for blurring the lines between anime and cartoons, such as the American anime style production Avatar: The Last Airbender.[9] These anime styled works have become defined as anime-influenced animation, in an attempt to classify all anime styled works of non-Japanese origin.[126] Some creators of these works cite anime as a source of inspiration, for example the French production team for Ōban Star-Racers that moved to Tokyo to collaborate with a Japanese production team.[127][128][129] When anime is defined as a "style" rather than as a national product it leaves open the possibility of anime being produced in other countries,[6][9] but this has been contentious amongst fans, with John Oppliger stating, "The insistence on referring to original American art as Japanese "anime" or "manga" robs the work of its cultural identity."[7][130]
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A U.A.E.-Filipino produced TV series called Torkaizer is dubbed as the "Middle East's First Anime Show", and is currently in production[10] and looking for funding.[131] Netflix has produced multiple anime series in collaboration with Japanese animation studios,[132] and in doing so, has offered a more accessible channel for distribution to Western markets.[133]
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The web-based series RWBY, produced by Texas-based company Rooster Teeth, is produced using an anime art style, and the series has been described as "anime" by multiple sources. For example, Adweek, in the headline to one of its articles, described the series as "American-made anime",[134] and in another headline, The Huffington Post described it as simply "anime", without referencing its country of origin.[135] In 2013, Monty Oum, the creator of RWBY, said "Some believe just like Scotch needs to be made in Scotland, an American company can't make anime. I think that's a narrow way of seeing it. Anime is an art form, and to say only one country can make this art is wrong."[8] RWBY has been released in Japan with a Japanese language dub;[136] the CEO of Rooster Teeth, Matt Hullum, commented "This is the first time any American-made anime has been marketed to Japan. It definitely usually works the other way around, and we're really pleased about that."[134]
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In Japanese culture and entertainment, media mix is a strategy to disperse content across multiple representations: different broadcast media, gaming technologies, cell phones, toys, amusement parks, and other methods.[137] It is the Japanese term for a transmedia franchise.[138][139] The term gained its circulation in late 1980s, but the origins of the strategy can be traced back to the 1960s with the proliferation of anime, with its interconnection of media and commodity goods.[140]
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A number of anime media franchises have gained considerable global popularity, and are among the world's highest-grossing media franchises. Pokémon in particular is the highest-grossing media franchise of all time, bigger than Star Wars and Marvel Cinematic Universe.[141] Other anime media franchises among the world's top 15 highest-grossing media franchises include Hello Kitty, Gundam, and Dragon Ball, while the top 30 also includes Fist of the North Star, Yu-Gi-Oh and Evangelion.[142][143]
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High School Musical 2 is a 2007 American musical television film written by Peter Barsocchini and directed by Kenny Ortega. It is the second installment in the High School Musical trilogy.
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High School Musical 2 follows Troy Bolton (Zac Efron), Gabriella Montez (Vanessa Hudgens), and the rest of the East High Wildcats as they go on summer vacation. Troy, job hunting to fund his upcoming expedition to college, manages to gain employment for him and his friends at a country club owned by Sharpay Evans (Ashley Tisdale). Unbeknownst to Troy and the team, Sharpay seeks to sabotage their friendship, as well as the romance between Troy and Gabriella, and begin a relationship with him instead.
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High School Musical 2 retained Utah as a central filming location with a return to East High School, while Entrada at Snow Canyon Country Club was adopted as the Evans' country club. Additional scenes were filmed in Los Angeles.
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Upon the film's release on August 17, 2007, it broke a plethora of viewership records as it became the most commercially successful Disney Channel Original Movie (DCOM) ever produced.[1] In the U.S., High School Musical 2 generated 17 million viewers in its premiere broadcast, smashing the record of its predecessor by over ten million, while the figure remains the highest the network has ever produced.[2] It also ranked as the highest-rated basic cable telecast at the time.[3][4][5]
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The film's soundtrack also enjoyed widespread success; it was certified double platinum in its first week as it debuted at number one in the United States. Additionally, its lead single, "What Time Is It?", reached number six on the Billboard Hot 100. The film and soundtrack received generally mixed reviews from critics, whereas fan reception was more positive.[1]
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A sequel, High School Musical 3: Senior Year, was released theatrically in 2008.
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The school year ends with everyone at East High School looking forward to summer vacation ("What Time Is It"). Troy Bolton is still dating Gabriella Montez, who decides to stay in Albuquerque with her mother. Troy eventually decides to look for a summer job to gain money for college.
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Sharpay and Ryan Evans plan to spend part of the summer at their family's country club, Lava Springs ("Fabulous"), but Sharpay's summer plans also include pursuing Troy, whom she has arranged for to be hired at the club. However, Troy convinces the club's manager, Mr. Fulton, into hiring Gabriella and their close group of friends as well, including Taylor and Chad. Sharpay is enraged upon learning that Gabriella is working as one of the lifeguards but is unable to get her fired, so she orders Fulton to give them difficult tasks so they would want to quit. Fulton attempts to intimidate the group, but Troy rebuilds their confidence and convinces them that they can persevere ("Work This Out").
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Troy continues to worry about funding for college. Sharpay senses his need and arranges for Troy to be promoted, hoping that this will convince him to sing with her at the talent show. Meanwhile, Kelsi writes a ballad for Troy and Gabriella. Troy agrees to sing with his friends in the show ("You Are The Music In Me"), not knowing that Sharpay is vying for his attention. (In the extended version, Sharpay and Ryan trap Troy as he prepares for a date with Gabriella and perform their potential show-stopper ("Humuhumunukunukuapua'a").
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Ryan realizes he does not mean much to Sharpay anymore, as she is ready to blow her brother aside for the opportunity to perform with Troy. This leads to tension between the twin siblings, and Ryan angrily informs Sharpay that he will no longer obey her orders. Taylor and Gabriella invite Ryan to the baseball game, where he persuades the Wildcats to take part in the talent show ("I Don't Dance").
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Troy and Gabriella's relationship is strained when Troy sees Ryan with Gabriella, sparking jealousy. Owing to a "promise" from Troy, he and Sharpay practice their song for the Midsummer Night's Talent Show ("You Are The Music In Me (Sharpay Version)").
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When Sharpay discovers that Ryan and the Wildcats are putting together their own performance in the show, she orders Mr. Fulton to ban all junior staff members from performing. Gabriella angrily confronts Sharpay about her interference and quits her job at Lava Springs. Troy overhears the exchange and tries to persuade Gabriella to change her mind. Gabriella expresses her loss of trust with Troy ("Gotta Go My Own Way"), leaves Lava Springs, and gives him the necklace back.
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Troy returns to work the next day to find that his friends refuse to talk to him. Kelsi silently shows Troy the notice from Mr. Fulton, causing Troy to question his own motivations ("Bet On It"). He begins to reconcile with Chad and his other friends. Troy confronts Sharpay, informing her that he will not sing with her. The Wildcats forgive Troy for his absence and convince him to sing in the talent show, which he does only under the condition that they are all allowed to perform as well.
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At Sharpay's supposed instruction, Ryan gives Troy a new song to learn moments before the show. As Troy goes onstage, he asks Sharpay why she switched the song, and Sharpay is shocked to find that her brother tricked her. Troy sings the song ("Everyday") alone until Gabriella surprisingly joins him onstage. In the end, Sharpay proudly presents her brother, Ryan, with the award for the talent show. After the talent show, all the Wildcats go to the golf course to enjoy the fireworks.
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Everyone celebrates the end of the summer with a pool party ("All for One"), which features a cameo appearance by Miley Cyrus.
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The premiere of High School Musical 2 aired at 8 PM Eastern Time on August 17, 2007, and included a telecast hosted by Kenny Ortega and the movie's cast. On Saturday, August 18, Disney Channel aired "High School Musical 2: Wildcat Chat", in which the stars of the movie answered questions posed by fans. On August 19, Disney aired a sing-along version of the movie.[7] On May 23, DirecTV announced that they would be hosting an exclusive high-definition airing of the movie a few days after the August 17 premiere on its network-only channel, The 101.[8]
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Disney Channel aired a weekly program called Road to High School Musical 2, beginning on June 8, 2007, and leading up to the premiere of High School Musical 2 in August. The show offered viewers a behind-the-scenes look into the production of the movie. The world premiere of the opening number "What Time Is It" was on Radio Disney May 25, 2007,[9] and similarly "You Are The Music In Me" premiered on July 13, 2007.[10]
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On December 11, 2007, the movie was released on DVD and Blu-ray titled High School Musical 2: Extended Edition. On September 15, 2008, a 2-disc special edition of the movie was released titled High School Musical 2: Deluxe Dance Edition.
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The first broadcast of the film on August 17, 2007 broke records, receiving 17.2 million viewers.[4] This number made it, at the time, the most-watched basic-cable telecast in history (the previous record was held by an edition of ESPN's Monday Night Football between the New York Giants and the Dallas Cowboys on October 23, 2006, which attracted 16 million viewers), the most-watched made-for-cable movie ever (the previous record was held by TNT's January 21, 2001 airing of Crossfire Trail, which brought in 12.5 million viewers), and the largest audience of any program on broadcast or cable in the 2007 summer television season, along with Friday nights for the past five years. Ratings for the second showing of the movie fell to 8.4 million, and the third showing fell to 7.4 million, totaling the premiere weekend to 33.04 million viewers.[11]
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In Latin America, the premiere of High School Musical 2 was seen by 3.3 million viewers in the north region. The film was the most-watched in its schedule, among all cable channels, and produced the highest rating of the channel, surpassing all original films of Disney Channel. Among other records, the premiere in Argentina surpassed the debut of High School Musical the last year, in a 107 percent, while in Brazil the sequel reached 208 percent, and Mexico did so with 61 percent.[12] In the United Kingdom, the movie became Disney Channel UK's most viewed program ever, totaling 1.2 million viewers in its first showing.[13]
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The film received mixed to positive reviews from critics, gaining a score of 57% on Rotten Tomatoes while gaining a score of 72/100 at Metacritic.[14][15] USA Today's Robert Bianco awarded the film three stars out of four, saying High School Musical 2 was "sweet, smart, bursting with talent and energy, and awash in innocence".[16] While critics enjoyed the film, they noted that the timing of the movie's premiere seemed odd, premiering just when school was about to start up again, while the movie's plot involved the gang going on summer vacation.[17] High School Musical 2 won the "So Hot Right Now" award at the Nickelodeon Australian Kids' Choice Awards 2007, in which High School Musical castmate Zac Efron hosted with The Veronicas.
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Like the original High School Musical, the sequel has been adapted into two different theatrical productions: a one-act, 70-minute version and a two-act full-length production. This stage production includes the song "Hummuhummunukunukuapua'a" that was left out of the original movie but included in the DVD. Through Music Theater International, Disney Theatrical began licensing the theatrical rights in October 2008. MTI had originally recruited 7 schools to serve as tests for the new full-length adaptation, but due to complications with multiple drafts of both the script and the score, all but two schools were forced to drop out of the pilot program.
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High School Musical is a 2006 American musical television film written by Peter Barsocchini and directed by Kenny Ortega. It is the first installment in the High School Musical franchise.
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With a plot described by the author and numerous critics as a modern adaptation of Romeo & Juliet,[2] High School Musical is a story about two high school juniors from rival stereotypical cliques. The protagonists are Troy Bolton (Zac Efron), a basketball team captain, and Gabriella Montez (Vanessa Hudgens), a shy transfer student excelling in math and science.[3] Together, they try out for the lead parts in their high school musical, and this causes division among all the school's students. Despite other students' attempts to thwart their dreams, Troy and Gabriella aim to resist peer pressure and rivalry and wish to inspire others along the way not to "stick to the status quo." However, they have to battle high school diva Sharpay Evans (Ashley Tisdale) and her twin brother Ryan (Lucas Grabeel). Sharpay and Ryan both seek to sabotage the friendship and romance between Troy and Gabriella and gain the leads in the school musical.
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Principal photography for High School Musical took place in Utah, with East High School[4] and Murray High School used as locations, as well as Salt Lake City. Murray High School was also the set of other Disney productions: Take Down (1979), Read It and Weep (2006), Minutemen (2008),[5] and High School Musical: Get in the Picture (2008).[6] Additional scenes were filmed in Los Angeles.
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Upon its release on January 20, 2006, it became the most commercially successful Disney Channel Original Movie (DCOM) ever produced.[7][8][9] In the U.S., High School Musical generated 7.7 million viewers in its premiere broadcast, which is one of the highest the network has generated.[10] Internationally, the film has also seen considerable success; as of 2019, over 225 million viewers have watched High School Musical.[11][12] The film's soundtrack was also successful as it peaked at number one in the United States, with "Breaking Free" reaching number four.[13] The film received mixed reviews from critics,[14] but was praised by TV audiences upon its debut.
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The film's success spawned a media franchise and series of sequels, High School Musical 2 (2007) and High School Musical 3: Senior Year (2008), with the latter being a theatrical release. It is the first DCOM to have a theatrical sequel.[15] Upon the film's tenth anniversary in January 2016, Hudgens, Tisdale, Grabeel, Corbin Bleu, and Monique Coleman reunited in a Los Angeles high school gym (decorated to resemble the gym used in the film) to commemorate and celebrate its release, while Efron sent a video to acknowledge the film's cast and crew.
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On New Year's Eve, high school juniors Troy Bolton (Zac Efron) and Gabriella Montez (Vanessa Hudgens) meet at a ski lodge party during winter break. The two are called upon to sing a duet together for karaoke ("Start of Something New"). Returning to school after break, Troy sees Gabriella in his homeroom. She explains that she has just moved to Albuquerque, New Mexico, and transferred to East High School over the break. As Troy shows Gabriella around the school, Drama Club President and East High's designated "Ice Princess" Sharpay Evans (Ashley Tisdale) assumes that Gabriella is interested in auditioning for the school musical, Twinkle Town. Wanting to eliminate competition, Sharpay has Scholastic Decathlon Captain and Chem Club president Taylor McKessie (Monique Coleman) investigate Gabriella's past academic achievements to recruit Gabriella for the Scholastic Decathlon. As a result, Taylor and Gabriella became friends over their shared interests.
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During basketball practice, Troy is distracted by thoughts of Gabriella and the idea that he might enjoy singing in addition to basketball ("Get'cha Head in the Game"). Gabriella and Troy go to the musical auditions where Sharpay and her twin brother Ryan Evans (Lucas Grabeel) perform ("What I've Been Looking For"). However, Troy and Gabriella are too shy to audition. When Gabriella gains the confidence to step forward once the auditions are unofficially declared "over", Troy offers to sing with her. However, drama teacher Ms. Darbus (Alyson Reed) tells them they are too late and leaves. Kelsi Nielsen (Olesya Rulin), the musical's composer, trips and drops her music all over the stage. Troy and Gabriella rush to help her and sing together as Kelsi plays on the piano ("What I've Been Looking For (Reprise)"). Overhearing their performance, Ms. Darbus gives them a callback audition.
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When the callback list gets posted, Sharpay discovers that she has competition for the lead role, while the Wildcats basketball team is shocked that Troy has auditioned. After finding out that Troy can do activities outside his clique, other students confess their secret passions and talents ("Stick to the Status Quo"). This alarms Taylor and Troy's best friend Chad Danforth (Corbin Bleu). Taylor and Chad come up with a plan to divert Troy and Gabriella from singing in the musical so they can focus on their upcoming competitions.
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In the locker room, Troy is tricked by his teammates into saying that Gabriella is not needed. Gabriella watches this via a hidden webcam that the scholastic decathlon team has set up. Upset by Troy's betrayal ("When There Was Me and You"), Gabriella decides to not audition for the musical. Troy, confused by Gabriella's decision, is unable to concentrate on the game, while Gabriella is low in spirits. Realizing their mistake, Chad and the basketball team tell Troy what happened and offer to support him in the callbacks. Troy goes to Gabriella's house, and they reconcile, determined to audition for the musical.
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Overhearing Gabriella and Troy rehearse, Sharpay asks Ms. Darbus to move the callbacks so they start at the same time as both Troy's basketball championship game and Gabriella's scholastic decathlon competition. Kelsi overhears the conversation, and the basketball and decathlon teams make a plan together. On the day of the competitions, Taylor and Gabriella use the school's computers to delay the championship game by hacking the power in the gym and causing a chemical reaction that forces an evacuation during the decathlon. Troy and Gabriella rush to the auditorium as Sharpay and Ryan finish their callback song ("Bop to the Top"). After Gabriella and Troy successfully perform their song ("Breaking Free"), Ms. Darbus gives them the lead roles, making Sharpay and Ryan understudies.
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Both teams win their respective competitions, and the entire school gathers in the gym to celebrate ("We're All In This Together"). Chad asks Taylor out, and Sharpay makes peace with Gabriella.
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In a post-credits scene, Zeke Baylor (Chris Warren Jr.) paces alone in the gym, when Sharpay runs in, declaring that the cookies he had given her that she had initially rejected are "genius." She hugs him, and he says he will make her a crème brûlée. Zeke smiles in victory.
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The soundtrack was released on January 10, 2006, and debuted at number 133 on the Billboard 200, selling 7,469 copies in its first week. In the album's third week, for the chart dated February 11, 2006, it climbed to number ten, and has since risen to number one on the Billboard 200 twice (on March 1 and 22) and had shipped 3.8 million copies on December 5, 2006. Out of those copies, more than three million copies have been sold by August 2006; it was certified quadruple platinum by the RIAA.[16]
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On its premiere, the film was a success with 7.7 million viewers.[17] However, the reviews were mixed. On Rotten Tomatoes, it has a rating of 63%,[14] while Common Sense Media rated it at 4/5 stars.[18]
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Kevin Carr gave the film a score of 3/5, saying, "The filmmakers were just trying to tell a story. Sex, drugs and violence just didn't factor into that equation."[19] On the other hand, David Nusair gave the film a negative review with a score of 1.5/4 saying, "...it's difficult to imagine even the most die-hard fan of musicals finding anything here worth embracing."[20] Scott Weinberg also gave the film a negative review saying, "A schmaltzy little piece of obvious fluff that's directed in truly horrendous fashion and populated by cardboard characters who spit out simplistic platitudes and breathy pop tunes."[21]
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The DVD went on sale on May 23, 2006, under the title, High School Musical: Encore Edition. It created a sales record when 1.2 million copies were sold in its first six days, making it the fastest-selling television film of all time.[22] It is, however, the second DCOM (Disney Channel Original Movie) on DVD to be certified Platinum in DVD sales, the first being The Cheetah Girls. The High School Musical DVD was also released in Australia on July 12, 2006, through Walt Disney, as well as on European Region 2 on December 4, 2006, where it went on to reach number one in the UK DVD charts. It also aired on Disney Channel South Africa, the latest Disney channel at that time in the southern hemisphere. It was the top-selling DVD in Australia in August 2006. High School Musical also became the first Disney Channel Original Movie to be released on Region 3 DVD, when it went on sale on October 10 and December 15 in Hong Kong and Taiwan, respectively. It was released in Mexico on November 10 and in Brazil on December 6 to coincide with Christmas and the Rede Globo broadcast of the film. It was released in New Zealand on July 12, 2006, and was awarded most popular pre-teen movie in New Zealand for 2006
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High School Musical was the first feature-length video content from the iTunes Store in mid-March 2006. At the time, it was available as a 320x240 resolution 487MB download for $9.99 after initially being mistakenly listed for $1.99.[23][24][25]
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The Remix Edition, a 2-disc Special Edition, was released on December 5, 2006.[26] The Remix DVD went on sale in France on June 20, 2007.[27] in Germany on September 13, 2007,[28] and in the UK on September 10, 2007.[29] As of 2010, the film has sold eight million DVD units, earning an operating income of $100 million.[30]
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Despite being filmed in the 16:9 (1.78:1) aspect ratio, both the original and Remix Edition DVD releases featured a 4:3 (1.33:1) "full screen" version (though not pan and scan as the camera stays directly in the center of the image), the format of the film as shown on the Disney Channel. The widescreen, high definition version is available exclusively on Disney Blu-ray in North America and has subsequently been showing in the UK and Ireland on BBC One and BBC HD, and RTÉ One.[31] The HD version is also available on the video section of PlayStation Store, as well as on Sony Entertainment online for the US market.[32]
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High School Musical 2 is the first sequel. It debuted on August 17, 2007, on Disney Channel in the U.S., and on Family in Canada. The premiere brought in a total of 17.3 million viewers in the United States—almost 10 million more than its predecessor—making it (at the time of its airing) the highest-rated Disney Channel Movie to date and the most viewed television film to date.[33][34]
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High School Musical 3: Senior Year is the third installment in Disney's High School Musical franchise. It was released to theaters across the United States on October 24, 2008. Kenny Ortega returned as director and choreographer, as did all six primary actors.[35][36]
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Sharpay's Fabulous Adventure is a spin-off and direct-to-DVD film starring Ashley Tisdale.[37][38] The film features Sharpay Evans trying to get a role in a Broadway show following graduation.[39] The film was released as a Blu-ray and DVD combination pack on April 19, 2011.[40]
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In early 2016, Disney announced that a fourth installment of the series was "in the works", later announcing a casting call for the film, tentatively referred to as High School Musical 4.[41][42] In March 2016, details about the film's prospective principal characters were reported.[43]
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In 2019, Disney announced the release of their own television series based on the High School Musical franchise that was released on Disney+ on November 12, 2019.[44] The series, titled High School Musical: The Musical: The Series, focuses on the newly enrolled set of East High Wildcats putting together a production of High School Musical.[45]
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In April 2020, the cast of High School Musical joined with the cast of High School Musical: The Musical: The Series and others to sing "We're All in This Together" from their homes during the Disney sing-along special on ABC during the COVID-19 outbreak.[46]
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On July 11, 2016, Disney XD released a half-hour overdubbed version of High School Musical to its YouTube channel in collaboration with Bad Lip Reading, a popular YouTube channel known for making parody dubs of various clips from films, TV shows, songs, sports, and political news stories that perfectly matches the lip movements of the targets. The story in this version is essentially similar to the original with new dialogue, the lead characters now being "Chorky" and "Lumpkinella", the latter secretly being a robot who escaped from a secure government facility.
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High School Musical: El desafio (Argentina) is a spin-off for the Argentine market, based on the book "Battle of the Bands". The film arrived in Argentine theatres on July 17, 2008.
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High School Musical: O Desafio is a spin-off of the American film High School Musical. The Brazilian spin-off is based on the book Battle of the Bands. The film was released in Brazilian theatres on February 5, 2010.
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Disney High School Musical China (歌舞青春),[47] also called High School Musical China: College Dreams is a Chinese version of the American series, released in North America on DVD under the Disney World Cinema Brand.[48] Film Business Asia critic Derek Elley rated the adaptation three points out of ten and called the choreography by former Madonna dancer, Ruthy Inchaustegui, and songs "bland". However, Elley picked the three songs as "half-memorable": "the ballad 'Rainy Season' (梅雨季) [sung by] two lead[ing characters,] the glitzy 'Perfection' (完美) [by] the college rich-bitch[,] and [the] climatic 'I Can Fly' (我飛故我在), which doesn't quite succeed at being an anthemnal [sic], uplifting ballad."[47]
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The High School Musical: The Concert tour started on November 29, 2006, kicking off in San Diego, California. The tour continued until January 28, 2007, performing in major cities around the United States, Canada, and Latin America. The concert featured all of the original cast members except for Zac Efron, who was shooting Hairspray. Efron was replaced by Drew Seeley (whose voice was blended with Efron's during the film). The concert featured the original songs from the film, as well as songs from Vanessa Hudgens, Ashley Tisdale, and Corbin Bleu.
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On August 1, 2006, Playbill announced that the Stagedoor Manor summer theater camp, featured in the film Camp, would be the first venue to produce High School Musical on-stage.
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North Shore Music Theatre in Beverly, MA had a stage production of High School Musical running until the end of July 2007, featuring Broadway actor Andrew Keenan-Bolger and Kate Rockwell, a semi-finalist on Grease: You're the One that I Want!, as Sharpay. Pacific Repertory Theatre's School of Dramatic Arts staged the California premiere in 2007 (which it revived in 2008), and presented the West Coast premiere of High School Musical 2 in January 2009.[49]
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Theatre of the Stars in Atlanta, Georgia was the first professional company to put on High School Musical.
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"Feld Entertainment" produced global tour titled, High School Musical: The Ice Tour which had its world premiere in New York City on September 29, 2007.[50] The cast included 2004 World Junior Bronze Medalist Jordan Brauninger and 2004–2005 Australian national champion Bradley Santer. The show contained elements and songs from both the original film and its sequel, High School Musical 2 and featured a special preview of High School Musical 3: Senior Year when the movie of the same name premiered in theatres.
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In June 2006, Disney Press published High School Musical: The Junior Novel, the novelization of the successful film. This novel hit number one on the New York Times best-selling list and remained on the list for sixteen weeks.[51] As of August 2007, the novel has sold more than 4.5 million copies, with 1 million copies of the novel's follow-up, High School Musical 2: The Junior Novel, being shipped to American retailers.[51] High School Musical 3: Senior Year: The Junior Novel came out on September 23, 2008. Shortly after the success of the original novel, Disney announced that a book series, entitled Stories from East High, would be published in February 2007 with a new book being published every 60 days until July 2008.
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Disney Interactive Studios has produced 6 video games based on the High School Musical series, all taking the guise of music video games incorporating songs and plots from the films.
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During July and August 2008, ABC broadcast a reality competition based on the series, High School Musical: Get in the Picture
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[52] hosted by Nick Lachey. The winner of the show appeared in a music video during the credits of High School Musical 3.[53] The series premiered to poor ratings, with the show coming in fourth place in its timeslot.[54]
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In the UK, a reality show titled Hairspray: The School Musical premiered in 2008 on Sky1. It saw a team of vocal coaches, acting coaches and choreographers hold auditions at a regular comprehensive school where a mix of students could audition for a West End production of the hit Broadway musical, Hairspray. Although the musical being performed was not High School Musical, the film was the inspiration behind the show. The show was presented by Denise Van Outen and was credited, along with High School Musical, for inspiring a generation of children in the United Kingdom to get into theatrical work.
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The Himalayas, or Himalaya (/ˌhɪməˈleɪə, hɪˈmɑːləjə/), (Sanskrit: himá (हिम, "snow") and ā-laya (आलय, "abode, receptacle, dwelling")), is a mountain range in Asia separating the plains of the Indian subcontinent from the Tibetan Plateau. The range has many of Earth's highest peaks, including the highest, Mount Everest in (Nepal-China)border. The Himalayas include over fifty mountains exceeding 7,200 m (23,600 ft) in elevation, including ten of the fourteen 8,000-metre peaks. By contrast, the highest peak outside Asia (Aconcagua, in the Andes) is 6,961 m (22,838 ft) tall.[1]
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Lifted by the subduction of the Indian tectonic plate under the Eurasian Plate, the Himalayan mountain range runs west-northwest to east-southeast in an arc 2,400 km (1,500 mi) long.[2] Its western anchor, Nanga Parbat, lies just south of the northernmost bend of the Indus river. Its eastern anchor, Namcha Barwa, is just west of the great bend of the Yarlung Tsangpo River (upper stream of the Brahmaputra River). The Himalayan range is bordered on the northwest by the Karakoram and the Hindu Kush ranges. To the north, the chain is separated from the Tibetan Plateau by a 50–60 km (31–37 mi) wide tectonic valley called the Indus-Tsangpo Suture.[3] Towards the south the arc of the Himalaya is ringed by the very low Indo-Gangetic Plain.[4] The range varies in width from 350 km (220 mi) in the west (Pakistan) to 150 km (93 mi) in the east (Arunachal Pradesh).[5]
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The Himalayas are inhabited by 52.7 million people,[5] and are spread across five countries: Bhutan, China, India, Nepal and Pakistan. The Hindu Kush range in Afghanistan[6] and Hkakabo Razi in Myanmar are normally not included, but they are both (with the addition of Bangladesh) part of the greater Hindu Kush Himalayan (HKH) river system.[7][full citation needed]
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The name of the range derives from the Sanskrit Himālaya (हिमालय, "Abode of the Snow"), from himá (हिम, "snow") and ā-laya (आलय, "receptacle, dwelling").[8] They are now known as the "Himalaya Mountains", usually shortened to the "Himalayas". Formerly, they were described in the singular as the Himalaya and rendered as Himavan in older writings. This was also previously transcribed as Himmaleh, as in Emily Dickinson's poetry[9][10] and Henry David Thoreau's essays.[11]
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The mountains are known as the Himālaya in Nepali and Hindi (both written हिमालय), the Himalaya (ཧི་མ་ལ་ཡ་) or 'The Land of Snow' (གངས་ཅན་ལྗོངས་) in Tibetan, the Himāliya Mountain Range (Urdu: سلسلہ کوہ ہمالیہ) in Urdu and the Ximalaya Mountain Range (simplified Chinese: 喜马拉雅山脉; traditional Chinese: 喜馬拉雅山脉; pinyin: Xǐmǎlāyǎ Shānmài) in Chinese. (Cantonese: heimalainga sanmat.)
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The Himalayas consist of parallel mountain ranges: the Sivalik Hills on the south; the Lower Himalayan Range; the Great Himalayas, which is the highest and central range; and the Tibetan Himalayas on the north.[12] The Karakoram are generally considered separate from the Himalayas.
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In the middle of the great curve of the Himalayan mountains lie the 8,000 m (26,000 ft) peaks of Dhaulagiri and Annapurna in Nepal, separated by the Kali Gandaki Gorge. The gorge splits the Himalayas into Western and Eastern sections both ecologically and orographically – the pass at the head of the Kali Gandaki the Kora La is the lowest point on the ridgeline between Everest and K2 (the highest peak of the Karakoram range and of Pakistan). To the east of Annapurna are the 8,000 m (5.0 mi) peaks of Manaslu and across the border in Tibet, Shishapangma. To the south of these lies Kathmandu, the capital of Nepal and the largest city in the Himalayas. East of the Kathmandu Valley lies valley of the Bhote/Sun Kosi river which rises in Tibet and provides the main overland route between Nepal and China – the Araniko Highway/China National Highway 318. Further east is the Mahalangur Himal with four of the world's six highest mountains, including the highest: Cho Oyu, Everest, Lhotse and Makalu. The Khumbu region, popular for trekking, is found here on the south-western approaches to Everest. The Arun river drains the northern slopes of these mountains, before turning south and flowing to the range to the east of Makalu.
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In the far east of Nepal, the Himalayas rise to the Kanchenjunga massif on the border with India, the third highest mountain in the world, the most easterly 8,000 m (26,000 ft) summit and the highest point of India. The eastern side of Kanchenjunga is in the Indian state of Sikkim. Formerly an independent Kingdom, it lies on the main route from India to Lhasa, Tibet, which passes over the Nathu La pass into the Tibet. East of Sikkim lies the ancient Buddhist Kingdom of Bhutan. The highest mountain in Bhutan is Gangkhar Puensum, which is also a strong candidate for the highest unclimbed mountain in the world. The Himalayas here are becoming increasingly rugged with heavily forested steep valleys. The Himalayas continue, turning slightly northeast, through the Indian State of Arunachal Pradesh as well as Tibet, before reaching their easterly conclusion in the peak of Namche Barwa, situated in Tibet inside the great bend of the Yarlang Tsangpo river. On the other side of the Tsangpo, to the east, are the Kangri Garpo mountains. The high mountains to the north of the Tsangpo including Gyala Peri, however, are also sometimes also included in the Himalayas.
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Going west from Dhaulagiri, Western Nepal is somewhat remote and lacks major high mountains, but is home to Rara Lake, the largest lake in Nepal. The Karnali River rises in Tibet but cuts through the center of the region. Further west, the border with India follows the Sarda River and provides a trade route into China, where on the Tibetan plateau lies the high peak of Gurla Mandhata. Just across Lake Manasarovar from this lies the sacred Mount Kailash in the Kailash Ranges, which stands close to the source of the four main rivers of Himalayas and is revered in Hinduism, Buddhism, Sufism, Jainism, and Bonpo. In the newly created Indian state of Uttarkhand, the Himalayas rise again as the Kumaon Himalayas with the high peaks of Nanda Devi and Kamet. The state is also home to the important pilgrimage destinations of Chaar Dhaam, with Gangotri, the source of holy river Ganga, Yamunotri, the source of river Yamuna, and the temples at Badrinath and Kedarnath.
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The next Himalayan Indian state, Himachal Pradesh, it is noted for its hill stations, particularly Shimla, the summer capital of the British Raj, and Dharmasala, the centre of the Tibetan community in exile in India. This area marks the start of the Punjab Himalaya and the Sutlej river, the most easterly of the five tributaries of the Indus, cuts through the range here. Further west, the Himalayas form most of the southern portion of Jammu and Kashmir and Ladakh, which are disputed between India and Pakistan. The twin peaks of Nun Kun are the only mountains over 7,000 m (4.3 mi) in this part of the Himalayas. Beyond lies the renowned Kashmir Valley and the town and lakes of Srinagar. Finally, the Himalayas reach their western end in the dramatic 8000 m peak of Nanga Parbat, which rises over 8,000 m (26,000 ft) above the Indus valley and is the most westerly of the 8000 m summits. The western end terminates at a magnificent point near Nanga Parbat where the Himalayas intersect with the Karakoram and Hindu Kush ranges, in the Pakistani territory of Gilgit-Baltistan.
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The Himalayan range is one of the youngest mountain ranges on the planet and consists mostly of uplifted sedimentary and metamorphic rock. According to the modern theory of plate tectonics, its formation is a result of a continental collision or orogeny along the convergent boundary between the Indo-Australian Plate and the Eurasian Plate. The Arakan Yoma highlands in Myanmar and the Andaman and Nicobar Islands in the Bay of Bengal were also formed as a result of this collision.
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During the Upper Cretaceous, about 70 million years ago, the north-moving Indo-Australian Plate (which has subsequently broken into the Indian Plate and the Australian Plate[14]) was moving at about 15 cm (5.9 in) per year. About 50 million years ago this fast moving Indo-Australian Plate had completely closed the Tethys Ocean, the existence of which has been determined by sedimentary rocks settled on the ocean floor and the volcanoes that fringed its edges. Since both plates were composed of low density continental crust, they were thrust faulted and folded into mountain ranges rather than subducting into the mantle along an oceanic trench.[13] An often-cited fact used to illustrate this process is that the summit of Mount Everest is made of marine limestone from this ancient ocean.[15]
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Today, the Indian plate continues to be driven horizontally at the Tibetan Plateau, which forces the plateau to continue to move upwards.[16] The Indian plate is still moving at 67 mm per year, and over the next 10 million years it will travel about 1,500 km (930 mi) into Asia. About 20 mm per year of the India-Asia convergence is absorbed by thrusting along the Himalaya southern front. This leads to the Himalayas rising by about 5 mm per year, making them geologically active. The movement of the Indian plate into the Asian plate also makes this region seismically active, leading to earthquakes from time to time.
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During the last ice age, there was a connected ice stream of glaciers between Kangchenjunga in the east and Nanga Parbat in the west.[17][18] In the west, the glaciers joined with the ice stream network in the Karakoram, and in the north, they joined with the former Tibetan inland ice. To the south, outflow glaciers came to an end below an elevation of 1,000–2,000 m (3,300–6,600 ft).[17][19] While the current valley glaciers of the Himalaya reach at most 20 to 32 km (12 to 20 mi) in length, several of the main valley glaciers were 60 to 112 km (37 to 70 mi) long during the ice age.[17] The glacier snowline (the altitude where accumulation and ablation of a glacier are balanced) was about 1,400–1,660 m (4,590–5,450 ft) lower than it is today. Thus, the climate was at least 7.0 to 8.3 °C (12.6 to 14.9 °F) colder than it is today.[20]
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Despite their scale, the Himalayas do not form a major watershed, and a number of rivers cut through the range, particularly in the eastern part of the range. As a result, the main ridge of the Himalayas is not clearly defined, and mountain passes are not as significant for traversing the range as with other mountain ranges. The rivers of the Himalayas drain into two large river systems:
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The northern slopes of Gyala Peri and the peaks beyond the Tsangpo, sometimes included in the Himalayas, drain into the Irrawaddy River, which originates in eastern Tibet and flows south through Myanmar to drain into the Andaman Sea. The Salween, Mekong, Yangtze and Yellow River all originate from parts of the Tibetan Plateau that are geologically distinct from the Himalaya mountains and are therefore not considered true Himalayan rivers. Some geologists refer to all the rivers collectively as the circum-Himalayan rivers.[22]
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The great ranges of central Asia, including the Himalayas, contain the third-largest deposit of ice and snow in the world, after Antarctica and the Arctic.[23] The Himalayan range encompasses about 15,000 glaciers, which store about 12,000 km3 (2,900 cu mi) of fresh water.[24] Its glaciers include the Gangotri and Yamunotri (Uttarakhand) and Khumbu glaciers (Mount Everest region), Langtang glacier (Langtang region) and Zemu (Sikkim).
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Owing to the mountains' latitude near the Tropic of Cancer, the permanent snow line is among the highest in the world at typically around 5,500 m (18,000 ft).[25] In contrast, equatorial mountains in New Guinea, the Rwenzoris and Colombia have a snow line some 900 m (2,950 ft) lower.[26] The higher regions of the Himalayas are snowbound throughout the year, in spite of their proximity to the tropics, and they form the sources of several large perennial rivers.
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In recent years, scientists have monitored a notable increase in the rate of glacier retreat across the region as a result of climate change.[27] For example, glacial lakes have been forming rapidly on the surface of debris-covered glaciers in the Bhutan Himalaya during the last few decades. Although the effect of this will not be known for many years, it potentially could mean disaster for the hundreds of millions of people who rely on the glaciers to feed the rivers during the dry seasons.[28]
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The Himalayan region is dotted with hundreds of lakes.[29] Most of the larger lakes are on the northern side of the main range. These include the sacred freshwater Lake Manasarovar, near to Mount Kailas with an area of 420 km2 (160 sq mi) and an altitude of 4,590 m (15,060 ft). It drains into the nearby Lake Rakshastal with an area of 250 km2 (97 sq mi) and slightly lower at 4,575 m (15,010 ft). Pangong Tso, which is spread across the border between India and China, at far western end of Tibet, and Yamdrok Tso, located in south central Tibet, are among the largest with surface areas of 700 km2 (270 sq mi), and 638 km2 (246 sq mi), respectively. Lake Puma Yumco is one of the highest of the larger lakes at an elevation of 5,030 m (16,500 ft).
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South of the main range, the lakes are smaller. Tilicho Lake in Nepal in the Annapurna massif is one of the highest lakes in the world. Other notable lakes include Rara Lake in western Nepal, She-Phoksundo Lake in the Shey Phoksundo National Park of Nepal, Gurudongmar Lake, in North Sikkim, Gokyo Lakes in Solukhumbu district of Nepal and Lake Tsongmo, near the Indo-China border in Sikkim.[29]
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Some of the lakes present a danger of a glacial lake outburst flood. The Tsho Rolpa glacier lake in the Rowaling Valley, in the Dolakha District of Nepal, is rated as the most dangerous. The lake, which is located at an altitude of 4,580 m (15,030 ft) has grown considerably over the last 50 years due to glacial melting.[30][31] The mountain lakes are known to geographers as tarns if they are caused by glacial activity. Tarns are found mostly in the upper reaches of the Himalaya, above 5,500 m (18,000 ft).[32]
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Temperate Himalayan wetlands provide important habitat and layover sites for migratory birds. Many mid and low altitude lakes remain poorly studied in terms of their hydrology and biodiversity, like Khecheopalri in the Sikkim Eastern Himalayas.[33]
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The vast size, huge altitude range and complex topography of the Himalayas mean they experience a wide range of climates, from humid subtropical in the foothills to cold, dry desert conditions on the Tibetan side of the range. For much of Himalayas – that on the south side of the high mountains, except in the furthest west, the most characteristic feature of the climate is the monsoon. Heavy rain arrives on the south-west monsoon in June and persists until September. The monsoon can seriously impact transport and cause major landslides. It restricts tourism – the trekking and mountaineering season is limited to either before the monsoon in April/May or after the monsoon in October/November (autumn). In Nepal and Sikkim, there are often considered to be five seasons: summer, monsoon, autumn, (or post-monsoon), winter and spring.
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Using the Köppen climate classification, the lower elevations of the Himalayas, reaching in mid elevations in central Nepal (including the Kathmandu valley), are classified as Cwa, Humid subtropical climate with dry winters. Higher up, most of the Himalayas have a subtropical highland climate (Cwb).
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In the furthest west of the Himalayas, in the west of the Kashmir valley and the Indus valley, the South Asian monsoon is no longer a dominant factor and most precipitation falls in the spring. Srinagar receives around 723 mm (28 in) around half the rainfall of locations such as Shimla and Kathmandu, with the wettest months being March and April.
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The northern side of the Himalayas, also known as the Tibetan Himalaya, is dry, cold and generally wind swept particularly in the west where it has a cold desert climate. The vegetation is sparse and stunted and the winters are severely cold. Most of the precipitation in the region is in the form of snow during late winter and spring months.
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Local impacts on climate are significant throughout the Himalayas. Temperatures fall by 6.5 °C (11.7 °F) for every 1,000 m (3,300 ft) rise in altitude. This gives rise to a variety of climates from a nearly tropical climate in the foothills, to tundra and permanent snow and ice at higher elevations. Local climate is also affected by the topography: The leeward side of the mountains receive less rain while the well exposed slopes get heavy rainfall and the rain shadow of large mountains can be significant, for example leading to near desert conditions in the Upper Mustang which is sheltered from the monsoon rains by the Annapurna and Dhaulagiri massifs and has annual precipitation of around 300 mm (12 in), while Pokhara on the southern side of the massifs has substantial rainfall (3,900 mm or 150 in a year). Thus although annual precipitation is generally higher in east than the west, local variations are often more important.
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The Himalayas have a profound effect on the climate of the Indian subcontinent and the Tibetan Plateau. They prevent frigid, dry winds from blowing south into the subcontinent, which keeps South Asia much warmer than corresponding temperate regions in the other continents. It also forms a barrier for the monsoon winds, keeping them from traveling northwards, and causing heavy rainfall in the Terai region. The Himalayas are also believed to play an important part in the formation of Central Asian deserts, such as the Taklamakan and Gobi.[34]
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An acceleration of ice loss across the Himalayas over the past 40 years has been proved with satellite photos.[35][36]
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Even if the ambitious 1.5 °C target would be reached, the Himalaya glaciers would expectedly lose one third of their surfaces.[37][38]
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The flora and fauna of the Himalayas vary with climate, rainfall, altitude, and soils. The climate ranges from tropical at the base of the mountains to permanent ice and snow at the highest elevations. The amount of yearly rainfall increases from west to east along the southern front of the range. This diversity of altitude, rainfall and soil conditions combined with the very high snow line supports a variety of distinct plant and animal communities.[29] The extremes of high altitude (low atmospheric pressure) combined with extreme cold favor extremophile organisms.[39][33]
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At high altitudes, the elusive and previously endangered snow leopard is the main predator. Its prey includes members of the goat family grazing on the alpine pastures and living on the rocky terrain, notably the endemic bharal or Himalayan blue sheep. The Himalayan musk deer is also found at high altitude. Hunted for its musk, it is now rare and endangered. Other endemic or near endemic herbivores include the Himalayan tahr, the takin, the Himalayan serow, and the Himalayan goral. The critically endangered Himalayan subspecies of the brown bear is found sporadically across the range as is the Asian black bear. In the mountainous mixed deciduous and conifer forests of the eastern Himalayas, Red panda feed in the dense understories of bamboo. Lower down the forests of the foothills are inhabited by several different primates, including the endangered Gee's golden langur and the Kashmir gray langur, with highly restricted ranges in the east and west of the Himalayas respectively.[33]
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The unique floral and faunal wealth of the Himalayas is undergoing structural and compositional changes due to climate change. Hydrangea hirta is an example of floral species that can be found in this area. The increase in temperature is shifting various species to higher elevations. The oak forest is being invaded by pine forests in the Garhwal Himalayan region. There are reports of early flowering and fruiting in some tree species, especially rhododendron, apple and box myrtle. The highest known tree species in the Himalayas is Juniperus tibetica located at 4,900 m (16,080 ft) in Southeastern Tibet.[40]
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The Himalayan population belongs to distinct cultural isolated indigenous Himalayan population. Those cultures – Hindu (Indian), Buddhist (Tibetan), Islamic (Afghanistan–Iranian) and Animist (Burmese and southeast Asian) – have created here their own individual and unique place.[5]
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There are many cultural aspects of the Himalayas. In Jainism, Mount Ashtapad in Himalayas is a sacred place where the first Jain Tirthankara, Rishabhdeva attained moksha. It is believed that after Rishabhdeva attained nirvana, his son, Emperor Bharata Chakravartin, had constructed three stupas and twenty four shrines of the 24 Tirthankaras with their idols studded with precious stones over there and named it Sinhnishdha.[42][43][44] For the Hindus, the Himalayas are personified as Himavath, the father of the goddess Parvati.[45] The Himalayas is also considered to be the father of the river Ganges. Two of the most sacred places of pilgrimage for the Hindus is the temple complex in Pashupatinath and Muktinath, also known as Saligrama because of the presence of the sacred black rocks called saligrams.[46]
|
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The Buddhists also lay a great deal of importance on the mountains of the Himalayas. Paro Taktsang is the holy place where Buddhism started in Bhutan.[47] The Muktinath is also a place of pilgrimage for the Tibetan Buddhists. They believe that the trees in the poplar grove came from the walking sticks of eighty-four ancient Indian Buddhist magicians or mahasiddhas. They consider the saligrams to be representatives of the Tibetan serpent deity known as Gawo Jagpa.[48]
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The Himalayan people's diversity shows in many different ways. It shows through their architecture, their languages and dialects, their beliefs and rituals, as well as their clothing.[48] The shapes and materials of the people's homes reflect their practical needs and the beliefs. Another example of the diversity amongst the Himalayan peoples is that handwoven textiles display colors and patterns unique to their ethnic backgrounds. Finally, some people place a great importance on jewellery. The Rai and Limbu women wear big gold earrings and nose rings to show their wealth through their jewellery.[48]
|
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+
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Several places in the Himalayas are of religious significance in Hinduism, Buddhism, Jainism and Sikhism. A notable example of a religious site is Paro Taktsang, where Padmasambhava is said to have founded Buddhism in Bhutan.[49]
|
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|
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+
In Hinduism, the Himalayas have been personified as the king of all Mountain – "Giriraj Himavat", father of Ganga and Parvati (form of Adi Shakti Durga).[50]
|
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+
|
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+
A number of Vajrayana Buddhist sites are situated in the Himalayas, in Tibet, Bhutan and in the Indian regions of Ladakh, Sikkim, Arunachal Pradesh, Spiti and Darjeeling. There were over 6,000 monasteries in Tibet, including the residence of the Dalai Lama.[51] Bhutan, Sikkim and Ladakh are also dotted with numerous monasteries. The Tibetan Muslims have their own mosques in Lhasa and Shigatse.[52]
|
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+
|
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+
The Himalayas are home to a diversity of medicinal resources. Plants from the forests have been used for millennia to treat conditions ranging from simple coughs to snake bites.[46] Different parts of the plants – root, flower, stem, leaves, and bark – are used as remedies for different ailments. For example, a bark extract from an abies pindrow tree is used to treat coughs and bronchitis. Leaf and stem paste from an arachne cordifolia is used for wounds and as an antidote for snake bites. The bark of a callicarpa arborea is used for skin ailments.[46] Nearly a fifth of the gymnosperms, angiosperms and pteridophytes in the Himalayas are found to have medicinal properties, and more are likely to be discovered.[46]
|
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Most of the population in some Asian and African countries depend on medicinal plants rather than prescriptions and such.[45] Since so many people use medicinal plants as their only source of healing in the Himalayas, the plants are an important source of income. This contributes to economic and modern industrial development both inside and outside the region.[45] The only problem is that locals are rapidly clearing the forests on the Himalayas for wood, often illegally.[53]
|
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The Himalayas are also a source of many minerals and precious stones. Amongst the tertiary rocks, are vast potentials of mineral oil. There is coal located in Kashmir, and precious stones located in the Himalayas. There is also gold, silver, copper, zinc, and many other such minerals and metals located in at least 100 different places in these mountains.[54]
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en/2563.html.txt
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Hindi (Devanagari: हिन्दी, IAST/ISO 15919: Hindī), or more precisely Modern Standard Hindi (Devanagari: मानक हिन्दी, IAST/ISO 15919: Mānak Hindī),[6] is an Indo-Aryan language spoken in India. Hindi is often described as a standardised and Sanskritised register[7] of the Hindustani language, which itself is based primarily on the Khariboli dialect of Delhi and neighbouring areas of Northern India.[8][9][10] Hindi, written in the Devanagari script, is one of the two official languages of the Government of India, along with the English language.[11] It is an official language of 9 states and 3 Union Territories and additional official language of 3 states.[12][13][14][15] It is one of the 22 scheduled languages of the Republic of India.[16]
|
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|
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+
Hindi is the lingua franca of the Hindi belt and to a lesser extent other parts of India (usually in a simplified or pidginised variety such as Bazaar Hindustani or Haflong Hindi).[12][17] Outside India, several other languages are recognised officially as "Hindi" but do not refer to the Standard Hindi language described here and instead descend from other dialects, such as Awadhi and Bhojpuri. Such languages include Fiji Hindi, which is official in Fiji,[18] and Caribbean Hindustani, which is spoken in Trinidad and Tobago, Guyana, and Suriname.[19][20][21][22] Apart from the script and formal vocabulary, standard Hindi is mutually intelligible with standard Urdu, another recognised register of Hindustani as both share a common colloquial base.[23]
|
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+
|
9 |
+
As a linguistic variety, Hindi is the fourth most-spoken first language in the world, after Mandarin, Spanish and English.[24] Hindi alongside Urdu as Hindustani is the third most-spoken language in the world, after Mandarin and English.[25][26]
|
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+
|
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+
The term Hindī originally was used to refer to inhabitants of the Indo-Gangetic Plain. It was borrowed from Classical Persian هندی Hindī (Iranian Persian pronunciation: Hendi), meaning "of or belonging to Hind (India)" (hence, "Indian").[27]
|
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+
|
13 |
+
Another name Hindavī (हिंदवी) or Hinduī (हिंदुई) (from Persian: هندوی "of or belonging to the Hindu/Indian people") was often used in the past, for example by Amir Khusrow in his poetry.[28][29]
|
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+
|
15 |
+
The terms "Hindi" and "Hindu" trace back to Old Persian which derived these names from the Sanskrit name Sindhu (सिन्धु ), referring to the river Indus. The Greek cognates of the same terms are "Indus" (for the river) and "India" (for the land of the river).[30][31]
|
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+
|
17 |
+
Like other Indo-Aryan languages, Hindi is a direct descendant of an early form of Vedic Sanskrit, through Sauraseni Prakrit and Śauraseni Apabhraṃśa (from Sanskrit apabhraṃśa "corrupt"), which emerged in the 7th century CE.[32] Afer the arrival of Islamic administrative rule in northern India, Hindi acquired many loanwords from Persian, as well as Arabic.[33]
|
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+
|
19 |
+
Before the standardisation of Hindi on the Delhi dialect, various dialects and languages of the Hindi belt attained prominence through literary standardisation, such as Avadhi and Braj Bhasha. Early Hindi literature came about in the 12th and 13th centuries CE. This body of work included the early epics such as renditions of the Dhola Maru in the Marwari of Marwar,[34] the Prithviraj Raso in the Braj Bhasha of Braj, and the works of Amir Khusrow in the dialect of Delhi.[35][36]
|
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+
|
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+
Modern Standard Hindi is based on the Delhi dialect,[32] the vernacular of Delhi and the surrounding region, which came to replace earlier prestige dialects such as Awadhi, Maithili (sometimes regarded as separate from the Hindi dialect continuum) and Braj. Urdu – considered another form of Hindustani – acquired linguistic prestige in the latter part of the Mughal period (1800s), and underwent significant Persian influence. Modern Hindi and its literary tradition evolved towards the end of the 18th century.[37]
|
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+
John Gilchrist was principally known for his study of the Hindustani language, which was adopted as the lingua franca of northern India (including what is now present-day Pakistan) by British colonists and indigenous people. He compiled and authored An English-Hindustani Dictionary, A Grammar of the Hindoostanee Language, The Oriental Linguist, and many more. His lexicon of Hindustani was published in the Perso-Arabic script, Nāgarī script, and in Roman transliteration. He is also known for his role in the foundation of University College London and for endowing the Gilchrist Educational Trust.
|
23 |
+
In the late 19th century, a movement to further develop Hindi as a standardised form of Hindustani separate from Urdu took form.[38] In 1881, Bihar accepted Hindi as its sole official language, replacing Urdu, and thus became the first state of India to adopt Hindi.[39]
|
24 |
+
|
25 |
+
After independence, the government of India instituted the following conventions:[original research?]
|
26 |
+
|
27 |
+
On 14 September 1949, the Constituent Assembly of India adopted Hindi written in the Devanagari script as the official language of the Republic of India replacing Urdu's previous usage in British India.[40][41][42] To this end, several stalwarts rallied and lobbied pan-India in favour of Hindi, most notably Beohar Rajendra Simha along with Hazari Prasad Dwivedi, Kaka Kalelkar, Maithili Sharan Gupt and Seth Govind Das who even debated in Parliament on this issue. As such, on the 50th birthday of Beohar Rajendra Simha on 14 September 1949, the efforts came to fruition following the adoption of Hindi as the official language.[43] Now, it is celebrated as Hindi Day.[44]
|
28 |
+
|
29 |
+
Part XVII of the Indian Constitution deals with the official language of the Indian Commonwealth. Under Article 343, the official languages of the Union has been prescribed, which includes Hindi in Devanagari script and English:
|
30 |
+
|
31 |
+
(1) The official language of the Union shall be Hindi in Devanagari script. The form of numerals to be used for the official purposes of the Union shall be the international form of Indian numerals.[19]
|
32 |
+
(2) Notwithstanding anything in clause (1), for a period of fifteen years from the commencement of this Constitution, the English language shall continue to be used for all the official purposes of the Union for which it was being used immediately before such commencement: Provided that the President may, during the said period, by order authorise the use of the Hindi language in addition to the English language and of the Devanagari form of numerals in addition to the international form of Indian numerals for any of the official purposes of the Union.[45]
|
33 |
+
|
34 |
+
Article 351 of the Indian constitution states
|
35 |
+
|
36 |
+
It shall be the duty of the Union to promote the spread of the Hindi language, to develop it so that it may serve as a medium of expression for all the elements of the composite culture of India and to secure its enrichment by assimilating without interfering with its genius, the forms, style and expressions used in Hindustani and in the other languages of India specified in the Eighth Schedule, and by drawing, wherever necessary or desirable, for its vocabulary, primarily on Sanskrit and secondarily on other languages.
|
37 |
+
|
38 |
+
It was envisioned that Hindi would become the sole working language of the Union Government by 1965 (per directives in Article 344 (2) and Article 351),[46] with state governments being free to function in the language of their own choice. However, widespread resistance to the imposition of Hindi on non-native speakers, especially in South India (such as the those in Tamil Nadu) led to the passage of the Official Languages Act of 1963, which provided for the continued use of English indefinitely for all official purposes, although the constitutional directive for the Union Government to encourage the spread of Hindi was retained and has strongly influenced its policies.[47]
|
39 |
+
|
40 |
+
Article 344 (2b) stipulates that official language commission shall be constituted every ten years to recommend steps for progressive use of Hindi language and imposing restrictions on the use of the English language by the union government. In practice, the official language commissions are constantly endeavouring to promote Hindi but not imposing restrictions on English in official use by the union government.
|
41 |
+
|
42 |
+
At the state level, Hindi is the official language of the following Indian states: Bihar, Chhattisgarh, Haryana, Himachal Pradesh, Jharkhand, Madhya Pradesh, Mizoram, Rajasthan, Uttar Pradesh and Uttarakhand.[48] It is one of the additional official languages of West Bengal.[49][50][51] Each may also designate a "co-official language"; in Uttar Pradesh, for instance, depending on the political formation in power, this language is generally Urdu. Similarly, Hindi is accorded the status of official language in the following Union Territories: National Capital Territory, Andaman and Nicobar Islands and Dadra and Nagar Haveli and Daman and Diu.
|
43 |
+
|
44 |
+
National language status for Hindi is a long-debated theme.[52] In 2010, the Gujarat High Court clarified that Hindi is not the national language of India because the constitution does not mention it as such.[53][54][55]
|
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+
|
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+
Hindi is spoken as a first language by about 77,569 people in Nepal according to the 2011 Nepal census, and further by 1,225,950 people as a second language.[56]
|
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+
|
48 |
+
Outside Asia, the Awadhi language (an Eastern Hindi dialect) with influence from Bhojpuri, Bihari languages, Fijian and English is spoken in Fiji.[57][58] It is an official language in Fiji as per the 1997 Constitution of Fiji,[59] where it referred to it as "Hindustani", however in the 2013 Constitution of Fiji, it is simply called "Fiji Hindi".[60] It is spoken by 380,000 people in Fiji.[57]
|
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+
|
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+
Hindi is the lingua franca of northern India (which contains the Hindi Belt), as well as an official language of the Government of India, along with English.[45]
|
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+
|
52 |
+
In Northeast India a pidgin known as Haflong Hindi has developed as a lingua franca for the people living in Haflong, Assam who speak other languages natively.[61] In Arunachal Pradesh, Hindi emerged as a lingua franca among locals who speak over 50 dialects natively.[62]
|
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+
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+
Hindi is quite easy to understand for many Pakistanis, who speak Urdu, which, like Hindi, is a standard register of the Hindustani language; additionally, the Indian media is widely viewed in Pakistan.[63]
|
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+
|
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+
A sizeable population in Afghanistan, especially in Kabul, can also speak and understand Hindi-Urdu due to the popularity and influence of Bollywood films, songs and actors in the region.[64][65]
|
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+
|
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+
Hindi is also spoken by a large population of Madheshis (people having roots in north-India but have migrated to Nepal over hundreds of years) of Nepal. Apart from this, Hindi is spoken by the large Indian diaspora which hails from, or has its origin from the "Hindi Belt" of India. A substantially large North Indian diaspora lives in countries like the United States of America, the United Kingdom, the United Arab Emirates, Trinidad and Tobago, Guyana, Suriname, South Africa, Fiji and Mauritius, where it is natively spoken at home and among their own Hindustani-speaking communities. Outside India, Hindi speakers are 8 million in Nepal; 863,077 in United States of America;[66][67] 450,170 in Mauritius; 380,000 in Fiji;[57] 250,292 in South Africa; 150,000 in Suriname;[68] 100,000 in Uganda; 45,800 in United Kingdom;[69] 20,000 in New Zealand; 20,000 in Germany; 26,000 in Trinidad and Tobago;[68] 3,000 in Singapore.
|
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+
|
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+
Linguistically, Hindi and Urdu are two registers of the same language and are mutually intelligible.[70] Hindi is written in the Devanagari script and contains more Sanskrit-derived words than Urdu, whereas Urdu is written in the Perso-Arabic script and uses more Arabic and Persian loanwords than does Hindi. However, both share a core vocabulary of native Prakrit and Sanskrit-derived words,[23][71][72] with large numbers of Arabic and Persian loanwords.[33] Because of this, as well as the fact that the two registers share an identical grammar,[10][23][71] a consensus of linguists consider them to be two standardised forms of the same language, Hindustani or Hindi-Urdu.[70][10][23][9] Hindi is the most commonly used official language in India. Urdu is the national language and lingua franca of Pakistan and is one of 22 official languages of India, also having official status in Uttar Pradesh, Jammu and Kashmir, and Delhi.
|
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|
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+
The comparison of Hindi and Urdu as separate languages is largely motivated by politics, namely the Indo-Pakistani rivalry.[73]
|
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|
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+
Hindi is written in the Devanagari script, an abugida. Devanagari consists of 11 vowels and 33 consonants and is written from left to right. Unlike for Sanskrit, Devanagari is not entirely phonetic for Hindi, especially failing to mark schwa dropping in spoken Standard Hindi.[74]
|
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The Government of India uses Hunterian transliteration as its official system of writing Hindi in the Latin script. Various other systems also exist, such as IAST, ITRANS and ISO 15919.
|
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+
|
68 |
+
Traditionally, Hindi words are divided into five principal categories according to their etymology:
|
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|
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+
Hindi also makes extensive use of loan translation (calqueing) and occasionally phono-semantic matching of English.[78]
|
71 |
+
|
72 |
+
Hindi has naturally inherited a large portion of its vocabulary from Śaurasenī Prākṛt, in the form of tadbhava words. This process usually involves compensatory lengthening of vowels preceding consonant clusters in Prakrit, e.g. Sanskrit tīkṣṇa > Prakrit tikkha > Hindi tīkhā.
|
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+
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+
Much of Modern Standard Hindi's vocabulary is borrowed from Sanskrit as tatsam borrowings, especially in technical and academic fields. The formal Hindi standard, from which much of the Persian, Arabic and English vocabulary has been replaced by neologisms compounding tatsam words, is called Śuddh Hindi (pure Hindi), and is viewed as a more prestigious dialect over other more colloquial forms of Hindi.
|
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Excessive use of tatsam words sometimes creates problems for native speakers. They may have Sanskrit consonant clusters which do not exist in native Hindi, causing difficulties in pronunciation.[79]
|
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|
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+
As a part of the process of Sanskritization, new words are coined using Sanskrit components to be used as replacements for supposedly foreign vocabulary. Usually these neologisms are calques of English words already adopted into spoken Hindi. Some terms such as dūrbhāṣ "telephone", literally "far-speech" and dūrdarśan "television", literally "far-sight" have even gained some currency in formal Hindi in the place of the English borrowings (ṭeli)fon and ṭīvī.[80]
|
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+
|
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+
Hindi also features significant Persian influence, standardised from spoken Hindustani.[33][81][page needed] Early borrowings, beginning in the mid-12th century, were specific to Islam (e.g. Muhammad, islām) and so Persian was simply an intermediary for Arabic. Later, under the Delhi Sultanate and Mughal Empire, Persian became the primary administrative language in the Hindi heartland. Persian borrowings reached a heyday in the 17th century, pervading all aspects of life. Even grammatical constructs, namely the izafat, were assimilated into Hindi.[82]
|
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|
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Post-Partition the Indian government advocated for a policy of Sanskritization leading to a marginalisation of the Persian element in Hindi. However, many Persian words (e.g. muśkil "difficult", bas "enough", havā "air", x(a)yāl "thought") have remained entrenched in Modern Standard Hindi, and a larger amount are still used in Urdu poetry written in the Devanagari script.
|
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+
|
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+
Arabic also shows influence in Hindi, often via Persian but sometimes directly.[83]
|
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|
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Hindi literature is broadly divided into four prominent forms or styles, being Bhakti (devotional – Kabir, Raskhan); Śṛṇgār (beauty – Keshav, Bihari); Vīgāthā (epic); and Ādhunik (modern).
|
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|
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Medieval Hindi literature is marked by the influence of Bhakti movement and the composition of long, epic poems. It was primarily written in other varieties of Hindi, particularly Avadhi and Braj Bhasha, but to a degree also in Delhavi, the basis for Modern Standard Hindi. During the British Raj, Hindustani became the prestige dialect.
|
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|
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+
Chandrakanta, written by Devaki Nandan Khatri in 1888, is considered the first authentic work of prose in modern Hindi.[84] The person who brought realism in the Hindi prose literature was Munshi Premchand, who is considered as the most revered figure in the world of Hindi fiction and progressive movement. Literary, or Sāhityik, Hindi was popularised by the writings of Swami Dayananda Saraswati, Bhartendu Harishchandra and others. The rising numbers of newspapers and magazines made Hindustani popular with the educated people.[citation needed]
|
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|
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The Dvivedī Yug ("Age of Dwivedi") in Hindi literature lasted from 1900 to 1918. It is named after Mahavir Prasad Dwivedi, who played a major role in establishing Modern Standard Hindi in poetry and broadening the acceptable subjects of Hindi poetry from the traditional ones of religion and romantic love.
|
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+
|
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+
In the 20th century, Hindi literature saw a romantic upsurge. This is known as Chāyāvād (shadow-ism) and the literary figures belonging to this school are known as Chāyāvādī. Jaishankar Prasad, Suryakant Tripathi 'Nirala', Mahadevi Varma and Sumitranandan Pant, are the four major Chāyāvādī poets.
|
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|
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Uttar Ādhunik is the post-modernist period of Hindi literature, marked by a questioning of early trends that copied the West as well as the excessive ornamentation of the Chāyāvādī movement, and by a return to simple language and natural themes.
|
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+
|
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+
Hindi literature, music, and film have all been disseminated via the internet. In 2015, Google reported a 94% increase in Hindi-content consumption year-on-year, adding that 21% of users in India prefer content in Hindi.[85] Many Hindi newspapers also offer digital editions.
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The following is a sample text in High Hindi, of the Article 1 of the Universal Declaration of Human Rights (by the United Nations):
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Hindi (Devanagari: हिन्दी, IAST/ISO 15919: Hindī), or more precisely Modern Standard Hindi (Devanagari: मानक हिन्दी, IAST/ISO 15919: Mānak Hindī),[6] is an Indo-Aryan language spoken in India. Hindi is often described as a standardised and Sanskritised register[7] of the Hindustani language, which itself is based primarily on the Khariboli dialect of Delhi and neighbouring areas of Northern India.[8][9][10] Hindi, written in the Devanagari script, is one of the two official languages of the Government of India, along with the English language.[11] It is an official language of 9 states and 3 Union Territories and additional official language of 3 states.[12][13][14][15] It is one of the 22 scheduled languages of the Republic of India.[16]
|
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|
7 |
+
Hindi is the lingua franca of the Hindi belt and to a lesser extent other parts of India (usually in a simplified or pidginised variety such as Bazaar Hindustani or Haflong Hindi).[12][17] Outside India, several other languages are recognised officially as "Hindi" but do not refer to the Standard Hindi language described here and instead descend from other dialects, such as Awadhi and Bhojpuri. Such languages include Fiji Hindi, which is official in Fiji,[18] and Caribbean Hindustani, which is spoken in Trinidad and Tobago, Guyana, and Suriname.[19][20][21][22] Apart from the script and formal vocabulary, standard Hindi is mutually intelligible with standard Urdu, another recognised register of Hindustani as both share a common colloquial base.[23]
|
8 |
+
|
9 |
+
As a linguistic variety, Hindi is the fourth most-spoken first language in the world, after Mandarin, Spanish and English.[24] Hindi alongside Urdu as Hindustani is the third most-spoken language in the world, after Mandarin and English.[25][26]
|
10 |
+
|
11 |
+
The term Hindī originally was used to refer to inhabitants of the Indo-Gangetic Plain. It was borrowed from Classical Persian هندی Hindī (Iranian Persian pronunciation: Hendi), meaning "of or belonging to Hind (India)" (hence, "Indian").[27]
|
12 |
+
|
13 |
+
Another name Hindavī (हिंदवी) or Hinduī (हिंदुई) (from Persian: هندوی "of or belonging to the Hindu/Indian people") was often used in the past, for example by Amir Khusrow in his poetry.[28][29]
|
14 |
+
|
15 |
+
The terms "Hindi" and "Hindu" trace back to Old Persian which derived these names from the Sanskrit name Sindhu (सिन्धु ), referring to the river Indus. The Greek cognates of the same terms are "Indus" (for the river) and "India" (for the land of the river).[30][31]
|
16 |
+
|
17 |
+
Like other Indo-Aryan languages, Hindi is a direct descendant of an early form of Vedic Sanskrit, through Sauraseni Prakrit and Śauraseni Apabhraṃśa (from Sanskrit apabhraṃśa "corrupt"), which emerged in the 7th century CE.[32] Afer the arrival of Islamic administrative rule in northern India, Hindi acquired many loanwords from Persian, as well as Arabic.[33]
|
18 |
+
|
19 |
+
Before the standardisation of Hindi on the Delhi dialect, various dialects and languages of the Hindi belt attained prominence through literary standardisation, such as Avadhi and Braj Bhasha. Early Hindi literature came about in the 12th and 13th centuries CE. This body of work included the early epics such as renditions of the Dhola Maru in the Marwari of Marwar,[34] the Prithviraj Raso in the Braj Bhasha of Braj, and the works of Amir Khusrow in the dialect of Delhi.[35][36]
|
20 |
+
|
21 |
+
Modern Standard Hindi is based on the Delhi dialect,[32] the vernacular of Delhi and the surrounding region, which came to replace earlier prestige dialects such as Awadhi, Maithili (sometimes regarded as separate from the Hindi dialect continuum) and Braj. Urdu – considered another form of Hindustani – acquired linguistic prestige in the latter part of the Mughal period (1800s), and underwent significant Persian influence. Modern Hindi and its literary tradition evolved towards the end of the 18th century.[37]
|
22 |
+
John Gilchrist was principally known for his study of the Hindustani language, which was adopted as the lingua franca of northern India (including what is now present-day Pakistan) by British colonists and indigenous people. He compiled and authored An English-Hindustani Dictionary, A Grammar of the Hindoostanee Language, The Oriental Linguist, and many more. His lexicon of Hindustani was published in the Perso-Arabic script, Nāgarī script, and in Roman transliteration. He is also known for his role in the foundation of University College London and for endowing the Gilchrist Educational Trust.
|
23 |
+
In the late 19th century, a movement to further develop Hindi as a standardised form of Hindustani separate from Urdu took form.[38] In 1881, Bihar accepted Hindi as its sole official language, replacing Urdu, and thus became the first state of India to adopt Hindi.[39]
|
24 |
+
|
25 |
+
After independence, the government of India instituted the following conventions:[original research?]
|
26 |
+
|
27 |
+
On 14 September 1949, the Constituent Assembly of India adopted Hindi written in the Devanagari script as the official language of the Republic of India replacing Urdu's previous usage in British India.[40][41][42] To this end, several stalwarts rallied and lobbied pan-India in favour of Hindi, most notably Beohar Rajendra Simha along with Hazari Prasad Dwivedi, Kaka Kalelkar, Maithili Sharan Gupt and Seth Govind Das who even debated in Parliament on this issue. As such, on the 50th birthday of Beohar Rajendra Simha on 14 September 1949, the efforts came to fruition following the adoption of Hindi as the official language.[43] Now, it is celebrated as Hindi Day.[44]
|
28 |
+
|
29 |
+
Part XVII of the Indian Constitution deals with the official language of the Indian Commonwealth. Under Article 343, the official languages of the Union has been prescribed, which includes Hindi in Devanagari script and English:
|
30 |
+
|
31 |
+
(1) The official language of the Union shall be Hindi in Devanagari script. The form of numerals to be used for the official purposes of the Union shall be the international form of Indian numerals.[19]
|
32 |
+
(2) Notwithstanding anything in clause (1), for a period of fifteen years from the commencement of this Constitution, the English language shall continue to be used for all the official purposes of the Union for which it was being used immediately before such commencement: Provided that the President may, during the said period, by order authorise the use of the Hindi language in addition to the English language and of the Devanagari form of numerals in addition to the international form of Indian numerals for any of the official purposes of the Union.[45]
|
33 |
+
|
34 |
+
Article 351 of the Indian constitution states
|
35 |
+
|
36 |
+
It shall be the duty of the Union to promote the spread of the Hindi language, to develop it so that it may serve as a medium of expression for all the elements of the composite culture of India and to secure its enrichment by assimilating without interfering with its genius, the forms, style and expressions used in Hindustani and in the other languages of India specified in the Eighth Schedule, and by drawing, wherever necessary or desirable, for its vocabulary, primarily on Sanskrit and secondarily on other languages.
|
37 |
+
|
38 |
+
It was envisioned that Hindi would become the sole working language of the Union Government by 1965 (per directives in Article 344 (2) and Article 351),[46] with state governments being free to function in the language of their own choice. However, widespread resistance to the imposition of Hindi on non-native speakers, especially in South India (such as the those in Tamil Nadu) led to the passage of the Official Languages Act of 1963, which provided for the continued use of English indefinitely for all official purposes, although the constitutional directive for the Union Government to encourage the spread of Hindi was retained and has strongly influenced its policies.[47]
|
39 |
+
|
40 |
+
Article 344 (2b) stipulates that official language commission shall be constituted every ten years to recommend steps for progressive use of Hindi language and imposing restrictions on the use of the English language by the union government. In practice, the official language commissions are constantly endeavouring to promote Hindi but not imposing restrictions on English in official use by the union government.
|
41 |
+
|
42 |
+
At the state level, Hindi is the official language of the following Indian states: Bihar, Chhattisgarh, Haryana, Himachal Pradesh, Jharkhand, Madhya Pradesh, Mizoram, Rajasthan, Uttar Pradesh and Uttarakhand.[48] It is one of the additional official languages of West Bengal.[49][50][51] Each may also designate a "co-official language"; in Uttar Pradesh, for instance, depending on the political formation in power, this language is generally Urdu. Similarly, Hindi is accorded the status of official language in the following Union Territories: National Capital Territory, Andaman and Nicobar Islands and Dadra and Nagar Haveli and Daman and Diu.
|
43 |
+
|
44 |
+
National language status for Hindi is a long-debated theme.[52] In 2010, the Gujarat High Court clarified that Hindi is not the national language of India because the constitution does not mention it as such.[53][54][55]
|
45 |
+
|
46 |
+
Hindi is spoken as a first language by about 77,569 people in Nepal according to the 2011 Nepal census, and further by 1,225,950 people as a second language.[56]
|
47 |
+
|
48 |
+
Outside Asia, the Awadhi language (an Eastern Hindi dialect) with influence from Bhojpuri, Bihari languages, Fijian and English is spoken in Fiji.[57][58] It is an official language in Fiji as per the 1997 Constitution of Fiji,[59] where it referred to it as "Hindustani", however in the 2013 Constitution of Fiji, it is simply called "Fiji Hindi".[60] It is spoken by 380,000 people in Fiji.[57]
|
49 |
+
|
50 |
+
Hindi is the lingua franca of northern India (which contains the Hindi Belt), as well as an official language of the Government of India, along with English.[45]
|
51 |
+
|
52 |
+
In Northeast India a pidgin known as Haflong Hindi has developed as a lingua franca for the people living in Haflong, Assam who speak other languages natively.[61] In Arunachal Pradesh, Hindi emerged as a lingua franca among locals who speak over 50 dialects natively.[62]
|
53 |
+
|
54 |
+
Hindi is quite easy to understand for many Pakistanis, who speak Urdu, which, like Hindi, is a standard register of the Hindustani language; additionally, the Indian media is widely viewed in Pakistan.[63]
|
55 |
+
|
56 |
+
A sizeable population in Afghanistan, especially in Kabul, can also speak and understand Hindi-Urdu due to the popularity and influence of Bollywood films, songs and actors in the region.[64][65]
|
57 |
+
|
58 |
+
Hindi is also spoken by a large population of Madheshis (people having roots in north-India but have migrated to Nepal over hundreds of years) of Nepal. Apart from this, Hindi is spoken by the large Indian diaspora which hails from, or has its origin from the "Hindi Belt" of India. A substantially large North Indian diaspora lives in countries like the United States of America, the United Kingdom, the United Arab Emirates, Trinidad and Tobago, Guyana, Suriname, South Africa, Fiji and Mauritius, where it is natively spoken at home and among their own Hindustani-speaking communities. Outside India, Hindi speakers are 8 million in Nepal; 863,077 in United States of America;[66][67] 450,170 in Mauritius; 380,000 in Fiji;[57] 250,292 in South Africa; 150,000 in Suriname;[68] 100,000 in Uganda; 45,800 in United Kingdom;[69] 20,000 in New Zealand; 20,000 in Germany; 26,000 in Trinidad and Tobago;[68] 3,000 in Singapore.
|
59 |
+
|
60 |
+
Linguistically, Hindi and Urdu are two registers of the same language and are mutually intelligible.[70] Hindi is written in the Devanagari script and contains more Sanskrit-derived words than Urdu, whereas Urdu is written in the Perso-Arabic script and uses more Arabic and Persian loanwords than does Hindi. However, both share a core vocabulary of native Prakrit and Sanskrit-derived words,[23][71][72] with large numbers of Arabic and Persian loanwords.[33] Because of this, as well as the fact that the two registers share an identical grammar,[10][23][71] a consensus of linguists consider them to be two standardised forms of the same language, Hindustani or Hindi-Urdu.[70][10][23][9] Hindi is the most commonly used official language in India. Urdu is the national language and lingua franca of Pakistan and is one of 22 official languages of India, also having official status in Uttar Pradesh, Jammu and Kashmir, and Delhi.
|
61 |
+
|
62 |
+
The comparison of Hindi and Urdu as separate languages is largely motivated by politics, namely the Indo-Pakistani rivalry.[73]
|
63 |
+
|
64 |
+
Hindi is written in the Devanagari script, an abugida. Devanagari consists of 11 vowels and 33 consonants and is written from left to right. Unlike for Sanskrit, Devanagari is not entirely phonetic for Hindi, especially failing to mark schwa dropping in spoken Standard Hindi.[74]
|
65 |
+
|
66 |
+
The Government of India uses Hunterian transliteration as its official system of writing Hindi in the Latin script. Various other systems also exist, such as IAST, ITRANS and ISO 15919.
|
67 |
+
|
68 |
+
Traditionally, Hindi words are divided into five principal categories according to their etymology:
|
69 |
+
|
70 |
+
Hindi also makes extensive use of loan translation (calqueing) and occasionally phono-semantic matching of English.[78]
|
71 |
+
|
72 |
+
Hindi has naturally inherited a large portion of its vocabulary from Śaurasenī Prākṛt, in the form of tadbhava words. This process usually involves compensatory lengthening of vowels preceding consonant clusters in Prakrit, e.g. Sanskrit tīkṣṇa > Prakrit tikkha > Hindi tīkhā.
|
73 |
+
|
74 |
+
Much of Modern Standard Hindi's vocabulary is borrowed from Sanskrit as tatsam borrowings, especially in technical and academic fields. The formal Hindi standard, from which much of the Persian, Arabic and English vocabulary has been replaced by neologisms compounding tatsam words, is called Śuddh Hindi (pure Hindi), and is viewed as a more prestigious dialect over other more colloquial forms of Hindi.
|
75 |
+
|
76 |
+
Excessive use of tatsam words sometimes creates problems for native speakers. They may have Sanskrit consonant clusters which do not exist in native Hindi, causing difficulties in pronunciation.[79]
|
77 |
+
|
78 |
+
As a part of the process of Sanskritization, new words are coined using Sanskrit components to be used as replacements for supposedly foreign vocabulary. Usually these neologisms are calques of English words already adopted into spoken Hindi. Some terms such as dūrbhāṣ "telephone", literally "far-speech" and dūrdarśan "television", literally "far-sight" have even gained some currency in formal Hindi in the place of the English borrowings (ṭeli)fon and ṭīvī.[80]
|
79 |
+
|
80 |
+
Hindi also features significant Persian influence, standardised from spoken Hindustani.[33][81][page needed] Early borrowings, beginning in the mid-12th century, were specific to Islam (e.g. Muhammad, islām) and so Persian was simply an intermediary for Arabic. Later, under the Delhi Sultanate and Mughal Empire, Persian became the primary administrative language in the Hindi heartland. Persian borrowings reached a heyday in the 17th century, pervading all aspects of life. Even grammatical constructs, namely the izafat, were assimilated into Hindi.[82]
|
81 |
+
|
82 |
+
Post-Partition the Indian government advocated for a policy of Sanskritization leading to a marginalisation of the Persian element in Hindi. However, many Persian words (e.g. muśkil "difficult", bas "enough", havā "air", x(a)yāl "thought") have remained entrenched in Modern Standard Hindi, and a larger amount are still used in Urdu poetry written in the Devanagari script.
|
83 |
+
|
84 |
+
Arabic also shows influence in Hindi, often via Persian but sometimes directly.[83]
|
85 |
+
|
86 |
+
Hindi literature is broadly divided into four prominent forms or styles, being Bhakti (devotional – Kabir, Raskhan); Śṛṇgār (beauty – Keshav, Bihari); Vīgāthā (epic); and Ādhunik (modern).
|
87 |
+
|
88 |
+
Medieval Hindi literature is marked by the influence of Bhakti movement and the composition of long, epic poems. It was primarily written in other varieties of Hindi, particularly Avadhi and Braj Bhasha, but to a degree also in Delhavi, the basis for Modern Standard Hindi. During the British Raj, Hindustani became the prestige dialect.
|
89 |
+
|
90 |
+
Chandrakanta, written by Devaki Nandan Khatri in 1888, is considered the first authentic work of prose in modern Hindi.[84] The person who brought realism in the Hindi prose literature was Munshi Premchand, who is considered as the most revered figure in the world of Hindi fiction and progressive movement. Literary, or Sāhityik, Hindi was popularised by the writings of Swami Dayananda Saraswati, Bhartendu Harishchandra and others. The rising numbers of newspapers and magazines made Hindustani popular with the educated people.[citation needed]
|
91 |
+
|
92 |
+
The Dvivedī Yug ("Age of Dwivedi") in Hindi literature lasted from 1900 to 1918. It is named after Mahavir Prasad Dwivedi, who played a major role in establishing Modern Standard Hindi in poetry and broadening the acceptable subjects of Hindi poetry from the traditional ones of religion and romantic love.
|
93 |
+
|
94 |
+
In the 20th century, Hindi literature saw a romantic upsurge. This is known as Chāyāvād (shadow-ism) and the literary figures belonging to this school are known as Chāyāvādī. Jaishankar Prasad, Suryakant Tripathi 'Nirala', Mahadevi Varma and Sumitranandan Pant, are the four major Chāyāvādī poets.
|
95 |
+
|
96 |
+
Uttar Ādhunik is the post-modernist period of Hindi literature, marked by a questioning of early trends that copied the West as well as the excessive ornamentation of the Chāyāvādī movement, and by a return to simple language and natural themes.
|
97 |
+
|
98 |
+
Hindi literature, music, and film have all been disseminated via the internet. In 2015, Google reported a 94% increase in Hindi-content consumption year-on-year, adding that 21% of users in India prefer content in Hindi.[85] Many Hindi newspapers also offer digital editions.
|
99 |
+
|
100 |
+
The following is a sample text in High Hindi, of the Article 1 of the Universal Declaration of Human Rights (by the United Nations):
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en/2565.html.txt
ADDED
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1 |
+
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|
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Hinduism is an Indian religion and dharma, or way of life.[note 1][note 2] It is the world's third-largest religion with over 1.25 billion followers, or 15–16% of the global population, known as Hindus.[web 1][web 2] The word Hindu is an exonym,[1][2] and while Hinduism has been called the oldest religion in the world,[note 3] many practitioners refer to their religion as Sanātana Dharma, "the eternal way" which refers to the idea that its origins lie beyond human history, as revealed in the Hindu texts.[3][4][5][6][note 4] Another, though less fitting,[7] self-designation is Vaidika dharma,[8][9][10][11] the 'dharma related to the Vedas.'[web 3]
|
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+
|
7 |
+
Hinduism includes a range of philosophies, and is linked by shared concepts, recognisable rituals, cosmology, pilgrimage to sacred sites and shared textual resources that discuss theology, philosophy, mythology, Vedic yajna, Yoga, agamic rituals, and temple building, among other topics.[12] Hinduism prescribes the eternal duties, such as honesty, refraining from injuring living beings (ahimsa), patience, forbearance, self-restraint, and compassion, among others.[web 4][13] Prominent themes in Hindu beliefs include the four Puruṣārthas, the proper goals or aims of human life; namely, Dharma (ethics/duties), Artha (prosperity/work), Kama (desires/passions) and Moksha (liberation/freedom from the cycle of death and rebirth/salvation),[14][15] as well as karma (action, intent and consequences) and Saṃsāra (cycle of death and rebirth).[16][17]
|
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+
|
9 |
+
Hindu practices include rituals such as puja (worship) and recitations, japa, meditation (dhyana), family-oriented rites of passage, annual festivals, and occasional pilgrimages. Along with the practice of various Yogas, some Hindus leave their social world and material possessions and engage in lifelong Sannyasa (monasticism) in order to achieve Moksha.[18]
|
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+
|
11 |
+
Hindu texts are classified into Śruti ("heard") and Smṛti ("remembered"), the major scriptures of which are the Vedas, the Upanishads, the Puranas, the Mahabharata, the Ramayana, and the Āgamas.[19][16] There are six āstika schools of Hindu philosophy, who recognise the authority of the Vedas, namely Sankhya, Yoga, Nyaya, Vaisheshika, Mimamsa and Vedanta.[20][21][22]
|
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+
|
13 |
+
While the Puranic chronology presents a geneaology of thousands of years, starting with the Vedic rishis, scholars regard Hinduism as a fusion[note 5] or synthesis[23][note 6] of Brahmanical orthopraxy[note 7] with various Indian cultures,[24][note 8] having diverse roots[25][note 9] and no specific founder.[26] This Hindu synthesis emerged after the Vedic period, between ca. 500[27]–200[28] BCE and c. 300 CE,[27] in the period of the Second Urbanisation and the early classical period of Hinduism, when the Epics and the first Puranas were composed.[27][28] It flourished in the medieval period, with the decline of Buddhism in India.[29]
|
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+
|
15 |
+
Currently, the four largest denominations of Hinduism are the Vaishnavism, Shaivism, Shaktism and Smartism.[30] Sources of authority and eternal truths in the Hindu texts play an important role, but there is also a strong Hindu tradition of questioning authority in order to deepen the understanding of these truths and to further develop the tradition.[31] Hinduism is the most widely professed faith in India, Nepal and Mauritius. Significant numbers of Hindu communities are found in Southeast Asia including in Bali, Indonesia,[32] the Caribbean, North America, Europe, Oceania, Africa, and other regions.[33][34]
|
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The word Hindū is derived from Indo-Aryan[35]/Sanskrit[36] root Sindhu.[36][37] The Proto-Iranian sound change *s > h occurred between 850–600 BCE, according to Asko Parpola.[38]
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The use of the English term "Hinduism" to describe a collection of practices and beliefs is a fairly recent construction: it was first used by Raja Ram Mohun Roy in 1816–17.[39] The term "Hinduism" was coined in around 1830 by those Indians who opposed British colonialism, and who wanted to distinguish themselves from other religious groups.[40][41][39] Before the British began to categorise communities strictly by religion, Indians generally did not define themselves exclusively through their religious beliefs; instead identities were largely segmented on the basis of locality, language, varna, jāti, occupation and sect.[42]
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The word "Hindu" is much older, and it is believed that it was used as the name for the Indus River in the northwestern part of the Indian subcontinent.[39][36][note 10] According to Gavin Flood, "The actual term Hindu first occurs as a Persian geographical term for the people who lived beyond the river Indus (Sanskrit: Sindhu)",[36] more specifically in the 6th-century BCE inscription of Darius I (550–486 BCE).[43] The term Hindu in these ancient records is a geographical term and did not refer to a religion.[36] Among the earliest known records of 'Hindu' with connotations of religion may be in the 7th-century CE Chinese text Record of the Western Regions by Xuanzang,[43] and 14th-century Persian text Futuhu's-salatin by 'Abd al-Malik Isami.[note 11]
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Thapar states that the word Hindu is found as heptahindu in Avesta – equivalent to Rigvedic sapta sindhu, while hndstn (pronounced Hindustan) is found in a Sasanian inscription from the 3rd century CE, both of which refer to parts of northwestern South Asia.[44] The Arabic term al-Hind referred to the people who live across the River Indus.[45] This Arabic term was itself taken from the pre-Islamic Persian term Hindū, which refers to all Indians. By the 13th century, Hindustan emerged as a popular alternative name of India, meaning the "land of Hindus".[46][note 12]
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The term Hindu was later used occasionally in some Sanskrit texts such as the later Rajataranginis of Kashmir (Hinduka, c. 1450) and some 16th- to 18th-century Bengali Gaudiya Vaishnava texts including Chaitanya Charitamrita and Chaitanya Bhagavata. These texts used it to distinguish Hindus from Muslims who are called Yavanas (foreigners) or Mlecchas (barbarians), with the 16th-century Chaitanya Charitamrita text and the 17th-century Bhakta Mala text using the phrase "Hindu dharma".[47] It was only towards the end of the 18th century that European merchants and colonists began to refer to the followers of Indian religions collectively as Hindus.
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The term Hinduism, then spelled Hindooism, was introduced into the English language in the 18th century to denote the religious, philosophical, and cultural traditions native to India.[48]
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Hinduism includes a diversity of ideas on spirituality and traditions, but has no ecclesiastical order, no unquestionable religious authorities, no governing body, no prophet(s) nor any binding holy book; Hindus can choose to be polytheistic, pantheistic, panentheistic, pandeistic, henotheistic, monotheistic, monistic, agnostic, atheistic or humanist.[49][50][51] According to Doniger, "ideas about all the major issues of faith and lifestyle - vegetarianism, nonviolence, belief in rebirth, even caste - are subjects of debate, not dogma."[52]
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Because of the wide range of traditions and ideas covered by the term Hinduism, arriving at a comprehensive definition is difficult.[36] The religion "defies our desire to define and categorize it".[53] Hinduism has been variously defined as a religion, a religious tradition, a set of religious beliefs, and "a way of life".[54][note 1] From a Western lexical standpoint, Hinduism like other faiths is appropriately referred to as a religion. In India the term dharma is preferred, which is broader than the Western term religion.
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The study of India and its cultures and religions, and the definition of "Hinduism", has been shaped by the interests of colonialism and by Western notions of religion.[55][56] Since the 1990s, those influences and its outcomes have been the topic of debate among scholars of Hinduism,[55][note 13] and have also been taken over by critics of the Western view on India.[57][note 14]
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Hinduism as it is commonly known can be subdivided into a number of major currents. Of the historical division into six darsanas (philosophies), two schools, Vedanta and Yoga, are currently the most prominent.[20] Classified by primary deity or deities, four major Hinduism modern currents are Vaishnavism (Vishnu), Shaivism (Shiva), Shaktism (Devi) and Smartism (five deities treated as same).[58][59] Hinduism also accepts numerous divine beings, with many Hindus considering the deities to be aspects or manifestations of a single impersonal absolute or ultimate reality or God, while some Hindus maintain that a specific deity represents the supreme and various deities are lower manifestations of this supreme.[60] Other notable characteristics include a belief in existence of ātman (soul, self), reincarnation of one's ātman, and karma as well as a belief in dharma (duties, rights, laws, conduct, virtues and right way of living).
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McDaniel (2007) classifies Hinduism into six major kinds and numerous minor kinds, in order to understand expression of emotions among the Hindus.[61] The major kinds, according to McDaniel are, Folk Hinduism, based on local traditions and cults of local deities and is the oldest, non-literate system; Vedic Hinduism based on the earliest layers of the Vedas traceable to 2nd millennium BCE; Vedantic Hinduism based on the philosophy of the Upanishads, including Advaita Vedanta, emphasizing knowledge and wisdom; Yogic Hinduism, following the text of Yoga Sutras of Patanjali emphasizing introspective awareness; Dharmic Hinduism or "daily morality", which McDaniel states is stereotyped in some books as the "only form of Hindu religion with a belief in karma, cows and caste"; and Bhakti or devotional Hinduism, where intense emotions are elaborately incorporated in the pursuit of the spiritual.[61]
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Michaels distinguishes three Hindu religions and four forms of Hindu religiosity.[62] The three Hindu religions are "Brahmanic-Sanskritic Hinduism", "folk religions and tribal religions", and "founded religions".[63] The four forms of Hindu religiosity are the classical "karma-marga",[64] jnana-marga,[65] bhakti-marga,[65] and "heroism", which is rooted in militaristic traditions, such as Ramaism and parts of political Hinduism.[64] This is also called virya-marga.[65] According to Michaels, one out of nine Hindu belongs by birth to one or both of the Brahmanic-Sanskritic Hinduism and Folk religion typology, whether practicing or non-practicing. He classifies most Hindus as belonging by choice to one of the "founded religions" such as Vaishnavism and Shaivism that are salvation-focussed and often de-emphasize Brahman priestly authority yet incorporate ritual grammar of Brahmanic-Sanskritic Hinduism.[66] He includes among "founded religions" Buddhism, Jainism, Sikhism that are now distinct religions, syncretic movements such as Brahmo Samaj and the Theosophical Society, as well as various "Guru-isms" and new religious movements such as Maharishi Mahesh Yogi and ISKCON.[67]
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Inden states that the attempt to classify Hinduism by typology started in the imperial times, when proselytizing missionaries and colonial officials sought to understand and portray Hinduism from their interests.[68] Hinduism was construed as emanating not from a reason of spirit but fantasy and creative imagination, not conceptual but symbolical, not ethical but emotive, not rational or spiritual but of cognitive mysticism. This stereotype followed and fit, states Inden, with the imperial imperatives of the era, providing the moral justification for the colonial project.[68] From tribal Animism to Buddhism, everything was subsumed as part of Hinduism. The early reports set the tradition and scholarly premises for typology of Hinduism, as well as the major assumptions and flawed presuppositions that has been at the foundation of Indology. Hinduism, according to Inden, has been neither what imperial religionists stereotyped it to be, nor is it appropriate to equate Hinduism to be merely monist pantheism and philosophical idealism of Advaita Vedanta.[68]
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To its adherents, Hinduism is a traditional way of life.[69] Many practitioners refer to the "orthodox" form of Hinduism as Sanātana Dharma, "the eternal law" or the "eternal way".[70][71] Hindus regard Hinduism to be thousands of years old. The Puranic chronology, the timeline of events in ancient Indian history as narrated in the Mahabaratha, the Ramayana, and the Puranas, envisions an chronology of events related to Hinduism starting well before 3000 BCE. The Sanskrit word dharma has a much broader meaning than religion and is not its equivalent. All aspects of a Hindu life, namely acquiring wealth (artha), fulfillment of desires (kama), and attaining liberation (moksha), are part of dharma, which encapsulates the "right way of living" and eternal harmonious principles in their fulfillment.[72][73]
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According to the editors of the Encyclopædia Britannica, Sanātana Dharma historically referred to the "eternal" duties religiously ordained in Hinduism, duties such as honesty, refraining from injuring living beings (ahimsa), purity, goodwill, mercy, patience, forbearance, self-restraint, generosity, and asceticism. These duties applied regardless of a Hindu's class, caste, or sect, and they contrasted with svadharma, one's "own duty", in accordance with one's class or caste (varna) and stage in life (puruṣārtha).[web 4] In recent years, the term has been used by Hindu leaders, reformers, and nationalists to refer to Hinduism. Sanatana dharma has become a synonym for the "eternal" truth and teachings of Hinduism, that transcend history and are "unchanging, indivisible and ultimately nonsectarian".[web 4]
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According to other scholars such as Kim Knott and Brian Hatcher, Sanātana Dharma refers to "timeless, eternal set of truths" and this is how Hindus view the origins of their religion. It is viewed as those eternal truths and tradition with origins beyond human history, truths divinely revealed (Shruti) in the Vedas – the most ancient of the world's scriptures.[74][4] To many Hindus, the Western term "religion" to the extent it means "dogma and an institution traceable to a single founder" is inappropriate for their tradition, states Hatcher. Hinduism, to them, is a tradition that can be traced at least to the ancient Vedic era.[4][75][note 15]
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Some have referred to Hinduism as the Vaidika dharma.[8] The word 'Vaidika' in Sanskrit means 'derived from or conformable to the Veda' or 'relating to the Veda'.[web 3] Traditional scholars employed the terms Vaidika and Avaidika, those who accept the Vedas as a source of authoritative knowledge and those who do not, to differentiate various Indian schools from Jainism, Buddhism and Charvaka. According to Klaus Klostermaier, the term Vaidika dharma is the earliest self-designation of Hinduism.[9][10] According to Arvind Sharma, the historical evidence suggests that "the Hindus were referring to their religion by the term vaidika dharma or a variant thereof" by the 4th-century CE.[77] According to Brian K. Smith "[i]t is 'debatable at the very least' as to whether the term Vaidika Dharma cannot, with the proper concessions to historical, cultural and ideological specificity, be comparable to and translated as 'Hinduism' or 'Hindu religion'."[7]
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According to Alexis Sanderson, the early Sanskrit texts differentiate between Vaidika, Vaishnava, Shaiva, Shakta, Saura, Buddhist and Jaina traditions. However, the late 1st-millennium CE Indic consensus had "indeed come to conceptualize a complex entity corresponding to Hinduism as opposed to Buddhism and Jainism excluding only certain forms of antinomian Shakta-Shaiva" from its fold.[78] Some in the Mimamsa school of Hindu philosophy considered the Agamas such as the Pancaratrika to be invalid because it did not conform to the Vedas. Some Kashmiri scholars rejected the esoteric tantric traditions to be a part of Vaidika dharma.[78][79] The Atimarga Shaivism ascetic tradition, datable to about 500 CE, challenged the Vaidika frame and insisted that their Agamas and practices were not only valid, they were superior than those of the Vaidikas.[80] However, adds Sanderson, this Shaiva ascetic tradition viewed themselves as being genuinely true to the Vedic tradition and "held unanimously that the Śruti and Smṛti of Brahmanism are universally and uniquely valid in their own sphere, [...] and that as such they [Vedas] are man's sole means of valid knowledge [...]".[80]
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The term Vaidika dharma means a code of practice that is "based on the Vedas", but it is unclear what "based on the Vedas" really implies, states Julius Lipner.[75] The Vaidika dharma or "Vedic way of life", states Lipner, does not mean "Hinduism is necessarily religious" or that Hindus have a universally accepted "conventional or institutional meaning" for that term.[75] To many, it is as much a cultural term. Many Hindus do not have a copy of the Vedas nor have they ever seen or personally read parts of a Veda, like a Christian might relate to the Bible or a Muslim might to the Quran. Yet, states Lipner, "this does not mean that their [Hindus] whole life's orientation cannot be traced to the Vedas or that it does not in some way derive from it".[75]
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Though many religious Hindus implicitly acknowledge the authority of the Vedas, this acknowledgment is often "no more than a declaration that someone considers himself [or herself] a Hindu,"[81][note 16] and "most Indians today pay lip service to the Veda and have no regard for the contents of the text."[82] Some Hindus challenge the authority of the Vedas, thereby implicitly acknowledging its importance to the history of Hinduism, states Lipner.[75]
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Beginning in the 19th century, Indian modernists re-asserted Hinduism as a major asset of Indian civilisation,[56] meanwhile "purifying" Hinduism from its Tantric elements[85] and elevating the Vedic elements. Western stereotypes were reversed, emphasizing the universal aspects, and introducing modern approaches of social problems.[56] This approach had a great appeal, not only in India, but also in the west.[56] Major representatives of "Hindu modernism"[86] are Raja Rammohan Roy, Vivekananda, Sarvepalli Radhakrishnan and Mahatma Gandhi.[87]
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Raja Rammohan Roy is known as the father of the Hindu Renaissance.[88] He was a major influence on Swami Vivekananda (1863–1902), who, according to Flood, was "a figure of great importance in the development of a modern Hindu self-understanding and in formulating the West's view of Hinduism".[89] Central to his philosophy is the idea that the divine exists in all beings, that all human beings can achieve union with this "innate divinity",[86] and that seeing this divine as the essence of others will further love and social harmony.[86] According to Vivekananda, there is an essential unity to Hinduism, which underlies the diversity of its many forms.[86] According to Flood, Vivekananda's vision of Hinduism "is one generally accepted by most English-speaking middle-class Hindus today".[90] Sarvepalli Radhakrishnan sought to reconcile western rationalism with Hinduism, "presenting Hinduism as an essentially rationalistic and humanistic religious experience".[91]
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This "Global Hinduism"[92] has a worldwide appeal, transcending national boundaries[92] and, according to Flood, "becoming a world religion alongside Christianity, Islam and Buddhism",[92] both for the Hindu diaspora communities and for westerners who are attracted to non-western cultures and religions.[92] It emphasizes universal spiritual values such as social justice, peace and "the spiritual transformation of humanity".[92] It has developed partly due to "re-enculturation",[93] or the Pizza effect,[93] in which elements of Hindu culture have been exported to the West, gaining popularity there, and as a consequence also gained greater popularity in India.[93] This globalization of Hindu culture brought "to the West teachings which have become an important cultural force in western societies, and which in turn have become an important cultural force in India, their place of origin".[94]
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The definition of Hinduism in Indian Law is: "Acceptance of the Vedas with reverence; recognition of the fact that the means or ways to salvation are diverse; and realization of the truth that the number of gods to be worshipped is large".[95][96]
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The term Hinduism was coined in Western ethnography in the 18th century,[48][note 17] and refers to the fusion[note 5] or synthesis[note 6][23] of various Indian cultures and traditions,[24][note 8] with diverse roots[25][note 9] and no founder.[26] This Hindu synthesis emerged after the Vedic period, between ca. 500[27]–200[28] BCE and c. 300 CE,[27] in the period of the Second Urbanisation and the early classical period of Hinduism, when the Epics and the first Puranas were composed.[27][28] It flourished in the medieval period, with the decline of Buddhism in India.[29] Hinduism's tolerance to variations in belief and its broad range of traditions make it difficult to define as a religion according to traditional Western conceptions.[97]
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Some academics suggest that Hinduism can be seen as a category with "fuzzy edges" rather than as a well-defined and rigid entity. Some forms of religious expression are central to Hinduism and others, while not as central, still remain within the category. Based on this idea Ferro-Luzzi has developed a 'Prototype Theory approach' to the definition of Hinduism.[98]
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Hindu beliefs are vast and diverse, and thus Hinduism is often referred to as a family of religions rather than a single religion.[99] Within each religion in this family of religions, there are different theologies, practices, and sacred texts. This diversity has led to an array of descriptions for Hinduism. It has been described as henotheism,[100] monism,[101][102] polytheism, panentheism,[103] and monotheism.[104] Hinduism does not have a "unified system of belief encoded in a declaration of faith or a creed",[36] but is rather an umbrella term comprising the plurality of religious phenomena of India.[105] Sarvepalli Radhakrishnan mentions that "While fixed intellectual beliefs mark off one religion from another, Hinduism sets itself no such limits", a Hindu is ready to admit different points of view rather than believe in a "self certifying" absolute authority.[106] According to the Supreme Court of India,
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Unlike other religions in the World, the Hindu religion does not claim any one Prophet, it does not worship any one God, it does not believe in any one philosophic concept, it does not follow any one act of religious rites or performances; in fact, it does not satisfy the traditional features of a religion or creed. It is a way of life and nothing more".[107]
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Part of the problem with a single definition of the term Hinduism is the fact that Hinduism does not have a founder.[108] It is a synthesis of various traditions,[109] the "Brahmanical orthopraxy, the renouncer traditions and popular or local traditions".[110]
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Theism is also difficult to use as a unifying doctrine for Hinduism, because while some Hindu philosophies postulate a theistic ontology of creation, other Hindus are or have been atheists.[111]
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Despite the differences, there is also a sense of unity.[112] Most Hindu traditions revere a body of religious or sacred literature, the Vedas,[113] although there are exceptions.[114] These texts are a reminder of the ancient cultural heritage and point of pride for Hindus,[115][116] with Louis Renou stating that "even in the most orthodox domains, the reverence to the Vedas has come to be a simple raising of the hat".[115][117]
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Halbfass states that, although Shaivism and Vaishnavism may be regarded as "self-contained religious constellations",[112] there is a degree of interaction and reference between the "theoreticians and literary representatives"[112] of each tradition that indicates the presence of "a wider sense of identity, a sense of coherence in a shared context and of inclusion in a common framework and horizon".[112]
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Brahmins played an essential role in the development of the post-Vedic Hindu synthesis, disseminating Vedic culture to local communities, and integrating local religiosity into the trans-regional Brahmanic culture.[118] In the post-Gupta period Vedanta developed in southern India, where orthodox Brahmanic culture and the Hindu culture were preserved,[119] building on ancient Vedic traditions while "accommoda[ting] the multiple demands of Hinduism."[120]
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The notion of common denominators for several religions and traditions of India further developed from 12th century CE.[121] Lorenzen traces the emergence of a "family resemblance", and what he calls as "beginnings of medieval and modern Hinduism" taking shape, at c. 300 – 600 CE, with the development of the early Puranas, and continuities with the earlier Vedic religion.[122] Lorenzen states that the establishment of a Hindu self-identity took place "through a process of mutual self-definition with a contrasting Muslim Other".[123] According to Lorenzen, this "presence of the Other"[123] is necessary to recognise the "loose family resemblance" among the various traditions and schools.[124]
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According to the Indologist Alexis Sanderson, before Islam arrived in India, the "Sanskrit sources differentiated Vaidika, Vaiṣṇava, Śaiva, Śākta, Saura, Buddhist, and Jaina traditions, but they had no name that denotes the first five of these as a collective entity over and against Buddhism and Jainism." This absence of a formal name, states Sanderson, does not mean that the corresponding concept of Hinduism did not exist. By late 1st-millennium CE, the concept of a belief and tradition distinct from Buddhism and Jainism had emerged.[125] This complex tradition accepted in its identity almost all of what is currently Hinduism, except certain antinomian tantric movements.[125] Some conservative thinkers of those times questioned whether certain Shaiva, Vaishnava and Shakta texts or practices were consistent with the Vedas, or were invalid in their entirety. Moderates then, and most orthoprax scholars later, agreed that though there are some variations, the foundation of their beliefs, the ritual grammar, the spiritual premises and the soteriologies were same. "This sense of greater unity", states Sanderson, "came to be called Hinduism".[125]
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According to Nicholson, already between the 12th and the 16th centuries "certain thinkers began to treat as a single whole the diverse philosophical teachings of the Upanishads, epics, Puranas, and the schools known retrospectively as the 'six systems' (saddarsana) of mainstream Hindu philosophy."[126] The tendency of "a blurring of philosophical distinctions" has also been noted by Burley.[127] Hacker called this "inclusivism"[113] and Michaels speaks of "the identificatory habit".[12] Lorenzen locates the origins of a distinct Hindu identity in the interaction between Muslims and Hindus,[128] and a process of "mutual self-definition with a contrasting Muslim other",[129][note 18] which started well before 1800.[130] Michaels notes:
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As a counteraction to Islamic supremacy and as part of the continuing process of regionalization, two religious innovations developed in the Hindu religions: the formation of sects and a historicization which preceded later nationalism [...] [S]aints and sometimes militant sect leaders, such as the Marathi poet Tukaram (1609–1649) and Ramdas (1608–1681), articulated ideas in which they glorified Hinduism and the past. The Brahmins also produced increasingly historical texts, especially eulogies and chronicles of sacred sites (Mahatmyas), or developed a reflexive passion for collecting and compiling extensive collections of quotations on various subjects.[131]
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This inclusivism[132] was further developed in the 19th and 20th centuries by Hindu reform movements and Neo-Vedanta,[133] and has become characteristic of modern Hinduism.[113]
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The notion and reports on "Hinduism" as a "single world religious tradition"[134] was popularised by 19th-century proselytizing missionaries and European Indologists, roles sometimes served by the same person, who relied on texts preserved by Brahmins (priests) for their information of Indian religions, and animist observations that the missionary Orientalists presumed was Hinduism.[134][68][135] These reports influenced perceptions about Hinduism. Some scholars[weasel words] state that the colonial polemical reports led to fabricated stereotypes where Hinduism was mere mystic paganism devoted to the service of devils,[note 19] while other scholars state that the colonial constructions influenced the belief that the Vedas, Bhagavad Gita, Manusmriti and such texts were the essence of Hindu religiosity, and in the modern association of 'Hindu doctrine' with the schools of Vedanta (in particular Advaita Vedanta) as paradigmatic example of Hinduism's mystical nature".[137][note 20] Pennington, while concurring that the study of Hinduism as a world religion began in the colonial era, disagrees that Hinduism is a colonial European era invention.[144] He states that the shared theology, common ritual grammar and way of life of those who identify themselves as Hindus is traceable to ancient times.[144][note 21]
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Prominent themes in Hindu beliefs include (but are not restricted to) Dharma (ethics/duties), Samsāra (the continuing cycle of birth, life, death and rebirth), Karma (action, intent and consequences), Moksha (liberation from samsara or liberation in this life), and the various Yogas (paths or practices).[17]
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Classical Hindu thought accepts four proper goals or aims of human life: Dharma, Artha, Kama and Moksha. These are known as the Puruṣārthas:[14][15]
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Dharma is considered the foremost goal of a human being in Hinduism.[151] The concept Dharma includes behaviors that are considered to be in accord with rta, the order that makes life and universe possible,[152] and includes duties, rights, laws, conduct, virtues and "right way of living".[153] Hindu Dharma includes the religious duties, moral rights and duties of each individual, as well as behaviors that enable social order, right conduct, and those that are virtuous.[153] Dharma, according to Van Buitenen,[154] is that which all existing beings must accept and respect to sustain harmony and order in the world. It is, states Van Buitenen, the pursuit and execution of one's nature and true calling, thus playing one's role in cosmic concert.[154] The Brihadaranyaka Upanishad states it as:
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Nothing is higher than Dharma. The weak overcomes the stronger by Dharma, as over a king. Truly that Dharma is the Truth (Satya); Therefore, when a man speaks the Truth, they say, "He speaks the Dharma"; and if he speaks Dharma, they say, "He speaks the Truth!" For both are one.
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In the Mahabharata, Krishna defines dharma as upholding both this-worldly and other-worldly affairs. (Mbh 12.110.11). The word Sanātana means eternal, perennial, or forever; thus, Sanātana Dharma signifies that it is the dharma that has neither beginning nor end.[157]
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Artha is objective and virtuous pursuit of wealth for livelihood, obligations and economic prosperity. It is inclusive of political life, diplomacy and material well-being. The Artha concept includes all "means of life", activities and resources that enables one to be in a state one wants to be in, wealth, career and financial security.[158] The proper pursuit of artha is considered an important aim of human life in Hinduism.[159][160]
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Kāma (Sanskrit, Pali; Devanagari: काम) means desire, wish, passion, longing, pleasure of the senses, the aesthetic enjoyment of life, affection, or love, with or without sexual connotations.[161][162] In Hinduism, Kama is considered an essential and healthy goal of human life when pursued without sacrificing Dharma, Artha and Moksha.[163]
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Moksha (Sanskrit: मोक्ष mokṣa) or mukti (Sanskrit: मुक्ति) is the ultimate, most important goal in Hinduism. In one sense, Moksha is a concept associated with liberation from sorrow, suffering and saṃsāra (birth-rebirth cycle). A release from this eschatological cycle, in after life, particularly in theistic schools of Hinduism is called moksha.[164][154] In other schools of Hinduism, such as monistic, moksha is a goal achievable in current life, as a state of bliss through self-realization, of comprehending the nature of one's soul, of freedom and of "realizing the whole universe as the Self".[165][166]
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Karma translates literally as action, work, or deed,[167] and also refers to a Vedic theory of "moral law of cause and effect".[168][169] The theory is a combination of (1) causality that may be ethical or non-ethical; (2) ethicization, that is good or bad actions have consequences; and (3) rebirth.[170] Karma theory is interpreted as explaining the present circumstances of an individual with reference to his or her actions in the past. These actions and their consequences may be in a person's current life, or, according to some schools of Hinduism, in past lives.[170][171] This cycle of birth, life, death and rebirth is called samsara. Liberation from samsara through moksha is believed to ensure lasting happiness and peace.[172][173] Hindu scriptures teach that the future is both a function of current human effort derived from free will and past human actions that set the circumstances.[174]
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The ultimate goal of life, referred to as moksha, nirvana or samadhi, is understood in several different ways: as the realization of one's union with God; as the realization of one's eternal relationship with God; realization of the unity of all existence; perfect unselfishness and knowledge of the Self; as the attainment of perfect mental peace; and as detachment from worldly desires. Such realization liberates one from samsara, thereby ending the cycle of rebirth, sorrow and suffering.[175][176] Due to belief in the indestructibility of the soul,[177] death is deemed insignificant with respect to the cosmic self.[178]
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The meaning of moksha differs among the various Hindu schools of thought. For example, Advaita Vedanta holds that after attaining moksha a person knows their "soul, self" and identifies it as one with Brahman and everyone in all respects.[179][180] The followers of Dvaita (dualistic) schools, in moksha state, identify individual "soul, self" as distinct from Brahman but infinitesimally close, and after attaining moksha expect to spend eternity in a loka (heaven). To theistic schools of Hinduism, moksha is liberation from samsara, while for other schools such as the monistic school, moksha is possible in current life and is a psychological concept. According to Deutsche, moksha is transcendental consciousness to the latter, the perfect state of being, of self-realization, of freedom and of "realizing the whole universe as the Self".[165][179] Moksha in these schools of Hinduism, suggests Klaus Klostermaier,[180] implies a setting free of hitherto fettered faculties, a removing of obstacles to an unrestricted life, permitting a person to be more truly a person in the full sense; the concept presumes an unused human potential of creativity, compassion and understanding which had been blocked and shut out. Moksha is more than liberation from life-rebirth cycle of suffering (samsara); Vedantic school separates this into two: jivanmukti (liberation in this life) and videhamukti (liberation after death).[181][182]
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Hinduism is a diverse system of thought with beliefs spanning monotheism, polytheism, panentheism, pantheism, pandeism, monism, and atheism among others;[183][184][web 5] and its concept of God is complex and depends upon each individual and the tradition and philosophy followed. It is sometimes referred to as henotheistic (i.e., involving devotion to a single god while accepting the existence of others), but any such term is an overgeneralization.[185]
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Who really knows? Who will here proclaim it? Whence was it produced? Whence is this creation? The gods came afterwards, with the creation of this universe. Who then knows whence it has arisen?
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The Nasadiya Sukta (Creation Hymn) of the Rig Veda is one of the earliest texts[189] which "demonstrates a sense of metaphysical speculation" about what created the universe, the concept of god(s) and The One, and whether even The One knows how the universe came into being.[190][191] The Rig Veda praises various deities, none superior nor inferior, in a henotheistic manner.[192] The hymns repeatedly refer to One Truth and Reality. The "One Truth" of Vedic literature, in modern era scholarship, has been interpreted as monotheism, monism, as well as a deified Hidden Principles behind the great happenings and processes of nature.[193]
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Hindus believe that all living creatures have a soul. This soul – the spirit or true "self" of every person, is called the ātman. The soul is believed to be eternal.[194] According to the monistic/pantheistic (non-dualist) theologies of Hinduism (such as Advaita Vedanta school), this Atman is indistinct from Brahman, the supreme spirit.[195] The goal of life, according to the Advaita school, is to realise that one's soul is identical to supreme soul, that the supreme soul is present in everything and everyone, all life is interconnected and there is oneness in all life.[196][197][198] Dualistic schools (see Dvaita and Bhakti) understand Brahman as a Supreme Being separate from individual souls.[199] They worship the Supreme Being variously as Vishnu, Brahma, Shiva, or Shakti, depending upon the sect. God is called Ishvara, Bhagavan, Parameshwara, Deva or Devi, and these terms have different meanings in different schools of Hinduism.[200][201][202]
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Hindu texts accept a polytheistic framework, but this is generally conceptualized as the divine essence or luminosity that gives vitality and animation to the inanimate natural substances.[203] There is a divine in everything, human beings, animals, trees and rivers. It is observable in offerings to rivers, trees, tools of one's work, animals and birds, rising sun, friends and guests, teachers and parents.[203][204][205] It is the divine in these that makes each sacred and worthy of reverence. This seeing divinity in everything, state Buttimer and Wallin, makes the Vedic foundations of Hinduism quite distinct from Animism.[203] The animistic premise sees multiplicity, power differences and competition between man and man, man and animal, as well as man and nature. The Vedic view does not see this competition, rather sees a unifying divinity that connects everyone and everything.[203][206][207]
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The Hindu scriptures refer to celestial entities called Devas (or devī in feminine form; devatā used synonymously for Deva in Hindi), which may be translated into English as gods or heavenly beings.[note 22] The devas are an integral part of Hindu culture and are depicted in art, architecture and through icons, and stories about them are related in the scriptures, particularly in Indian epic poetry and the Puranas. They are, however, often distinguished from Ishvara, a personal god, with many Hindus worshipping Ishvara in one of its particular manifestations as their iṣṭa devatā, or chosen ideal.[208][209] The choice is a matter of individual preference,[210] and of regional and family traditions.[210][note 23] The multitude of Devas are considered as manifestations of Brahman.[note 24]
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The word avatar does not appear in the Vedic literature,[212] but appears in verb forms in post-Vedic literature, and as a noun particularly in the Puranic literature after the 6th century CE.[213] Theologically, the reincarnation idea is most often associated with the avatars of Hindu god Vishnu, though the idea has been applied to other deities.[214] Varying lists of avatars of Vishnu appear in Hindu scriptures, including the ten Dashavatara of the Garuda Purana and the twenty-two avatars in the Bhagavata Purana, though the latter adds that the incarnations of Vishnu are innumerable.[215] The avatars of Vishnu are important in Vaishnavism theology. In the goddess-based Shaktism tradition of Hinduism, avatars of the Devi are found and all goddesses are considered to be different aspects of the same metaphysical Brahman[216] and Shakti (energy).[217][218] While avatars of other deities such as Ganesha and Shiva are also mentioned in medieval Hindu texts, this is minor and occasional.[219]
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Both theistic and atheistic ideas, for epistemological and metaphysical reasons, are profuse in different schools of Hinduism. The early Nyaya school of Hinduism, for example, was non-theist/atheist,[220] but later Nyaya school scholars argued that God exists and offered proofs using its theory of logic.[221][222] Other schools disagreed with Nyaya scholars. Samkhya,[223] Mimamsa[224][note 25] and Carvaka schools of Hinduism, were non-theist/atheist, arguing that "God was an unnecessary metaphysical assumption".[225][web 6][226] Its Vaisheshika school started as another non-theistic tradition relying on naturalism and that all matter is eternal, but it later introduced the concept of a non-creator God.[227][228] The Yoga school of Hinduism accepted the concept of a "personal god" and left it to the Hindu to define his or her god.[229] Advaita Vedanta taught a monistic, abstract Self and Oneness in everything, with no room for gods or deity, a perspective that Mohanty calls, "spiritual, not religious".[230] Bhakti sub-schools of Vedanta taught a creator God that is distinct from each human being.[199]
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According to Graham Schweig, Hinduism has the strongest presence of the divine feminine in world religion from ancient times to the present.[231] The goddess is viewed as the heart of the most esoteric Saiva traditions.[232]
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Authority and eternal truths play an important role in Hinduism.[233] Religious traditions and truths are believed to be contained in its sacred texts, which are accessed and taught by sages, gurus, saints or avatars.[233] But there is also a strong tradition of the questioning of authority, internal debate and challenging of religious texts in Hinduism. The Hindus believe that this deepens the understanding of the eternal truths and further develops the tradition. Authority "was mediated through [...] an intellectual culture that tended to develop ideas collaboratively, and according to the shared logic of natural reason."[233] Narratives in the Upanishads present characters questioning persons of authority.[233] The Kena Upanishad repeatedly asks kena, 'by what' power something is the case.[233] The Katha Upanishad and Bhagavad Gita present narratives where the student criticizes the teacher's inferior answers.[233] In the Shiva Purana, Shiva questions Vishnu and Brahma.[233] Doubt plays a repeated role in the Mahabharata.[233] Jayadeva's Gita Govinda presents criticism via the character of Radha.[233]
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Hinduism has no central doctrinal authority and many practising Hindus do not claim to belong to any particular denomination or tradition.[234] Four major denominations are, however, used in scholarly studies: Vaishnavism, Shaivism, Shaktism and Smartism.[235][236] These denominations differ primarily in the central deity worshipped, the traditions and the soteriological outlook.[237] The denominations of Hinduism, states Lipner, are unlike those found in major religions of the world, because Hindu denominations are fuzzy with individuals practicing more than one, and he suggests the term "Hindu polycentrism".[238]
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Vaishnavism is the devotional religious tradition that worships Vishnu[239] and his avatars, particularly Krishna and Rama.[240] The adherents of this sect are generally non-ascetic, monastic, oriented towards community events and devotionalism practices inspired by "intimate loving, joyous, playful" Krishna and other Vishnu avatars.[237] These practices sometimes include community dancing, singing of Kirtans and Bhajans, with sound and music believed by some to have meditative and spiritual powers.[241] Temple worship and festivals are typically elaborate in Vaishnavism.[242] The Bhagavad Gita and the Ramayana, along with Vishnu-oriented Puranas provide its theistic foundations.[243] Philosophically, their beliefs are rooted in the dualism sub-schools of Vedantic Hinduism.[244][245]
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Shaivism is the tradition that focuses on Shiva. Shaivas are more attracted to ascetic individualism, and it has several sub-schools.[237] Their practices include Bhakti-style devotionalism, yet their beliefs lean towards nondual, monistic schools of Hinduism such as Advaita and Yoga.[235][241] Some Shaivas worship in temples, while others emphasize yoga, striving to be one with Shiva within.[246] Avatars are uncommon, and some Shaivas visualize god as half male, half female, as a fusion of the male and female principles (Ardhanarishvara). Shaivism is related to Shaktism, wherein Shakti is seen as spouse of Shiva.[235] Community celebrations include festivals, and participation, with Vaishnavas, in pilgrimages such as the Kumbh Mela.[247] Shaivism has been more commonly practiced in the Himalayan north from Kashmir to Nepal, and in south India.[248]
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Shaktism focuses on goddess worship of Shakti or Devi as cosmic mother,[237] and it is particularly common in northeastern and eastern states of India such as Assam and Bengal. Devi is depicted as in gentler forms like Parvati, the consort of Shiva; or, as fierce warrior goddesses like Kali and Durga. Followers of Shaktism recognize Shakti as the power that underlies the male principle. Shaktism is also associated with Tantra practices.[249] Community celebrations include festivals, some of which include processions and idol immersion into sea or other water bodies.[250]
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Smartism centers its worship simultaneously on all the major Hindu deities: Shiva, Vishnu, Shakti, Ganesha, Surya and Skanda.[251] The Smarta tradition developed during the (early) Classical Period of Hinduism around the beginning of the Common Era, when Hinduism emerged from the interaction between Brahmanism and local traditions.[252][253] The Smarta tradition is aligned with Advaita Vedanta, and regards Adi Shankara as its founder or reformer, who considered worship of God-with-attributes (Saguna Brahman) as a journey towards ultimately realizing God-without-attributes (nirguna Brahman, Atman, Self-knowledge).[254][255] The term Smartism is derived from Smriti texts of Hinduism, meaning those who remember the traditions in the texts.[235][256] This Hindu sect practices a philosophical Jnana yoga, scriptural studies, reflection, meditative path seeking an understanding of Self's oneness with God.[235][257]
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There are no census data available on demographic history or trends for the traditions within Hinduism.[258] Estimates vary on the relative number of adherents in the different traditions of Hinduism. According to a 2010 estimate by Johnson and Grim, the Vaishnavism tradition is the largest group with about 641 million or 67.6% of Hindus, followed by Shaivism with 252 million or 26.6%, Shaktism with 30 million or 3.2% and other traditions including Neo-Hinduism and Reform Hinduism with 25 million or 2.6%.[259] In contrast, according to Jones and Ryan, Shaivism is the largest tradition of Hinduism.[260]
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The ancient scriptures of Hinduism are in Sanskrit. These texts are classified into two: Shruti and Smriti. Shruti is apauruṣeyā, "not made of a man" but revealed to the rishis (seers), and regarded as having the highest authority, while the smriti are manmade and have secondary authority.[262] They are the two highest sources of dharma, the other two being Śiṣṭa Āchāra/Sadāchara (conduct of noble people) and finally Ātma tuṣṭi ("what is pleasing to oneself")[note 26]
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Hindu scriptures were composed, memorized and transmitted verbally, across generations, for many centuries before they were written down.[264][265] Over many centuries, sages refined the teachings and expanded the Shruti and Smriti, as well as developed Shastras with epistemological and metaphysical theories of six classical schools of Hinduism.
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Shruti (lit. that which is heard)[266] primarily refers to the Vedas, which form the earliest record of the Hindu scriptures, and are regarded as eternal truths revealed to the ancient sages (rishis).[267] There are four Vedas – Rigveda, Samaveda, Yajurveda and Atharvaveda. Each Veda has been subclassified into four major text types – the Samhitas (mantras and benedictions), the Aranyakas (text on rituals, ceremonies, sacrifices and symbolic-sacrifices), the Brahmanas (commentaries on rituals, ceremonies and sacrifices), and the Upanishads (text discussing meditation, philosophy and spiritual knowledge).[268][269][270] The first two parts of the Vedas were subsequently called the Karmakāṇḍa (ritualistic portion), while the last two form the Jñānakāṇḍa (knowledge portion, discussing spiritual insight and philosophical teachings).[271][272][273][274]
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The Upanishads are the foundation of Hindu philosophical thought, and have profoundly influenced diverse traditions.[275][276] Of the Shrutis (Vedic corpus), they alone are widely influential among Hindus, considered scriptures par excellence of Hinduism, and their central ideas have continued to influence its thoughts and traditions.[275][277] Sarvepalli Radhakrishnan states that the Upanishads have played a dominating role ever since their appearance.[278] There are 108 Muktikā Upanishads in Hinduism, of which between 10 and 13 are variously counted by scholars as Principal Upanishads.[279][280]
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The most notable of the Smritis ("remembered") are the Hindu epics and the Puranas. The epics consist of the Mahabharata and the Ramayana. The Bhagavad Gita is an integral part of the Mahabharata and one of the most popular sacred texts of Hinduism.[281] It is sometimes called Gitopanishad, then placed in the Shruti ("heard") category, being Upanishadic in content.[282] The Puranas, which started to be composed from c. 300 CE onward,[283] contain extensive mythologies, and are central in the distribution of common themes of Hinduism through vivid narratives. The Yoga Sutras is a classical text for the Hindu Yoga tradition, which gained a renewed popularity in the 20th century.[284]
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Since the 19th-century Indian modernists have re-asserted the 'Aryan origins' of Hinduism, "purifying" Hinduism from its Tantric elements[85] and elevating the Vedic elements. Hindu modernists like Vivekananda see the Vedas as the laws of the spiritual world, which would still exist even if they were not revealed to the sages.[285][286] In Tantric tradition, the Agamas refer to authoritative scriptures or the teachings of Shiva to Shakti,[287] while Nigamas refers to the Vedas and the teachings of Shakti to Shiva.[287] In Agamic schools of Hinduism, the Vedic literature and the Agamas are equally authoritative.[288][289]
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Most Hindus observe religious rituals at home.[291] The rituals vary greatly among regions, villages, and individuals. They are not mandatory in Hinduism. The nature and place of rituals is an individual's choice. Some devout Hindus perform daily rituals such as worshiping at dawn after bathing (usually at a family shrine, and typically includes lighting a lamp and offering foodstuffs before the images of deities), recitation from religious scripts, singing devotional hymns, yoga, meditation, chanting mantras and others.[292]
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Vedic rituals of fire-oblation (yajna) and chanting of Vedic hymns are observed on special occasions, such as a Hindu wedding.[293] Other major life-stage events, such as rituals after death, include the yajña and chanting of Vedic mantras.[web 7]
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The words of the mantras are "themselves sacred,"[294] and "do not constitute linguistic utterances."[295] Instead, as Klostermaier notes, in their application in Vedic rituals they become magical sounds, "means to an end."[note 27] In the Brahmanical perspective, the sounds have their own meaning, mantras are considered as "primordial rhythms of creation", preceding the forms to which they refer.[295] By reciting them the cosmos is regenerated, "by enlivening and nourishing the forms of creation at their base. As long as the purity of the sounds is preserved, the recitation of the mantras will be efficacious, irrespective of whether their discursive meaning is understood by human beings."[295][note 25]
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Major life stage milestones are celebrated as sanskara (saṃskāra, rites of passage) in Hinduism.[296][297] The rites of passage are not mandatory, and vary in details by gender, community and regionally.[298] Gautama Dharmasutras composed in about the middle of 1st millennium BCE lists 48 sanskaras,[299] while Gryhasutra and other texts composed centuries later list between 12 and 16 sanskaras.[296][300] The list of sanskaras in Hinduism include both external rituals such as those marking a baby's birth and a baby's name giving ceremony, as well as inner rites of resolutions and ethics such as compassion towards all living beings and positive attitude.[299]
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The major traditional rites of passage in Hinduism include[298] Garbhadhana (pregnancy), Pumsavana (rite before the fetus begins moving and kicking in womb), Simantonnayana (parting of pregnant woman's hair, baby shower), Jatakarman (rite celebrating the new born baby), Namakarana (naming the child), Nishkramana (baby's first outing from home into the world), Annaprashana (baby's first feeding of solid food), Chudakarana (baby's first haircut, tonsure), Karnavedha (ear piercing), Vidyarambha (baby's start with knowledge), Upanayana (entry into a school rite),[301][302] Keshanta and Ritusuddhi (first shave for boys, menarche for girls), Samavartana (graduation ceremony), Vivaha (wedding), Vratas (fasting, spiritual studies) and Antyeshti (cremation for an adult, burial for a child).[303] In contemporary times, there is regional variation among Hindus as to which of these sanskaras are observed; in some cases, additional regional rites of passage such as Śrāddha (ritual of feeding people after cremation) are practiced.[298][web 8]
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Bhakti refers to devotion, participation in and the love of a personal god or a representational god by a devotee.[web 9][304] Bhakti marga is considered in Hinduism as one of many possible paths of spirituality and alternative means to moksha.[305] The other paths, left to the choice of a Hindu, are Jnana marga (path of knowledge), Karma marga (path of works), Rāja marga (path of contemplation and meditation).[306][307]
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Bhakti is practiced in a number of ways, ranging from reciting mantras, japas (incantations), to individual private prayers within one's home shrine,[308] or in a temple or near a river bank, sometimes in the presence of an idol or image of a deity.[309][310] Hindu temples and domestic altars, states Lynn Foulston, are important elements of worship in contemporary theistic Hinduism.[311] While many visit a temple on a special occasion, most offer a brief prayer on an everyday basis at the domestic altar.[311] This bhakti is expressed in a domestic shrine which typically is a dedicated part of the home and includes the images of deities or the gurus the Hindu chooses.[311] Among Vaishnavism sub-traditions such as Swaminarayan, the home shrines can be elaborate with either a room dedicated to it or a dedicated part of the kitchen. The devotee uses this space for daily prayers or meditation, either before breakfast or after day's work.[312][313]
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Bhakti is sometimes private inside household shrines and sometimes practiced as a community. It may include Puja, Aarti,[314] musical Kirtan or singing Bhajan, where devotional verses and hymns are read or poems are sung by a group of devotees.[web 10][315] While the choice of the deity is at the discretion of the Hindu, the most observed traditions of Hindu devotionalism include Vaishnavism (Vishnu), Shaivism (Shiva) and Shaktism (Shakti).[316] A Hindu may worship multiple deities, all as henotheistic manifestations of the same ultimate reality, cosmic spirit and absolute spiritual concept called Brahman in Hinduism.[317][318][note 24]
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Bhakti marga, states Pechelis, is more than ritual devotionalism, it includes practices and spiritual activities aimed at refining one's state of mind, knowing god, participating in god, and internalizing god.[319][320] While Bhakti practices are popular and easily observable aspect of Hinduism, not all Hindus practice Bhakti, or believe in god-with-attributes (saguna Brahman).[321][322] Concurrent Hindu practices include a belief in god-without-attributes, and god within oneself.[323][324]
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Hindu festivals (Sanskrit: Utsava; literally: "to lift higher") are ceremonies that weave individual and social life to dharma.[325][326] Hinduism has many festivals throughout the year, where the dates are set by the lunisolar Hindu calendar, many coinciding with either the full moon (Holi) or the new moon (Diwali), often with seasonal changes.[327] Some festivals are found only regionally and they celebrate local traditions, while a few such as Holi and Diwali are pan-Hindu.[327][328]
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The festivals typically celebrate events from Hinduism, connoting spiritual themes and celebrating aspects of human relationships such as the Sister-Brother bond over the Raksha Bandhan (or Bhai Dooj) festival.[326][329] The same festival sometimes marks different stories depending on the Hindu denomination, and the celebrations incorporate regional themes, traditional agriculture, local arts, family get togethers, Puja rituals and feasts.[325][330]
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Some major regional or pan-Hindu festivals include:
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Many adherents undertake pilgrimages, which have historically been an important part of Hinduism and remain so today.[331] Pilgrimage sites are called Tirtha, Kshetra, Gopitha or Mahalaya.[332][333] The process or journey associated with Tirtha is called Tirtha-yatra.[334] According to the Hindu text Skanda Purana, Tirtha are of three kinds: Jangam Tirtha is to a place movable of a sadhu, a rishi, a guru; Sthawar Tirtha is to a place immovable, like Benaras, Haridwar, Mount Kailash, holy rivers; while Manas Tirtha is to a place of mind of truth, charity, patience, compassion, soft speech, soul.[335][336] Tīrtha-yatra is, states Knut A. Jacobsen, anything that has a salvific value to a Hindu, and includes pilgrimage sites such as mountains or forests or seashore or rivers or ponds, as well as virtues, actions, studies or state of mind.[337][338]
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Pilgrimage sites of Hinduism are mentioned in the epic Mahabharata and the Puranas.[339][340] Most Puranas include large sections on Tirtha Mahatmya along with tourist guides,[341] which describe sacred sites and places to visit.[342][343][344] In these texts, Varanasi (Benares, Kashi), Rameshwaram, Kanchipuram, Dwarka, Puri, Haridwar, Sri Rangam, Vrindavan, Ayodhya, Tirupati, Mayapur, Nathdwara, twelve Jyotirlinga and Shakti Peetha have been mentioned as particularly holy sites, along with geographies where major rivers meet (sangam) or join the sea.[345][340] Kumbhamela is another major pilgrimage on the eve of the solar festival Makar Sankranti. This pilgrimage rotates at a gap of three years among four sites: Prayag Raj at the confluence of the Ganges and Yamuna rivers, Haridwar near source of the Ganges, Ujjain on the Shipra river and Nasik on the bank of the Godavari river.[346] This is one of world's largest mass pilgrimage, with an estimated 40 to 100 million people attending the event.[346][347][web 11] At this event, they say a prayer to the sun and bathe in the river,[346] a tradition attributed to Adi Shankara.[348]
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Some pilgrimages are part of a Vrata (vow), which a Hindu may make for a number of reasons.[349][350] It may mark a special occasion, such as the birth of a baby, or as part of a rite of passage such as a baby's first haircut, or after healing from a sickness.[351][352] It may, states Eck, also be the result of prayers answered.[351] An alternative reason for Tirtha, for some Hindus, is to respect wishes or in memory of a beloved person after his or her death.[351] This may include dispersing their cremation ashes in a Tirtha region in a stream, river or sea to honor the wishes of the dead. The journey to a Tirtha, assert some Hindu texts, helps one overcome the sorrow of the loss.[351][note 28]
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Other reasons for a Tirtha in Hinduism is to rejuvenate or gain spiritual merit by traveling to famed temples or bathe in rivers such as the Ganges.[355][356][357] Tirtha has been one of the recommended means of addressing remorse and to perform penance, for unintentional errors and intentional sins, in the Hindu tradition.[358][359] The proper procedure for a pilgrimage is widely discussed in Hindu texts.[360] The most accepted view is that the greatest austerity comes from traveling on foot, or part of the journey is on foot, and that the use of a conveyance is only acceptable if the pilgrimage is otherwise impossible.[361]
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Hindu society has been categorised into four classes, called varnas. They are the Brahmins: Vedic teachers and priests; the Kshatriyas: warriors and kings; the Vaishyas: farmers and merchants; and the Shudras: servants and labourers.[362]
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The Bhagavad Gītā links the varna to an individual's duty (svadharma), inborn nature (svabhāva), and natural tendencies (guṇa).[363] The Manusmṛiti categorises the different castes.[web 12]
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Some mobility and flexibility within the varnas challenge allegations of social discrimination in the caste system, as has been pointed out by several sociologists,[364][365] although some other scholars disagree.[366] Scholars debate whether the so-called caste system is part of Hinduism sanctioned by the scriptures or social custom.[367][web 13][note 29] And various contemporary scholars have argued that the caste system was constructed by the British colonial regime.[368]
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A renunciant man of knowledge is usually called Varnatita or "beyond all varnas" in Vedantic works. The bhiksu is advised to not bother about the caste of the family from which he begs his food. Scholars like Adi Sankara affirm that not only is Brahman beyond all varnas, the man who is identified with Him also transcends the distinctions and limitations of caste.[369]
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In whatever way a Hindu defines the goal of life, there are several methods (yogas) that sages have taught for reaching that goal. Yoga is a Hindu discipline which trains the body, mind and consciousness for health, tranquility and spiritual insight. This is done through a system of postures and exercises to practise control of the body and mind.[370] Texts dedicated to Yoga include the Yoga Sutras, the Hatha Yoga Pradipika, the Bhagavad Gita and, as their philosophical and historical basis, the Upanishads. Yoga is means, and the four major marga (paths) discussed in Hinduism are: Bhakti Yoga (the path of love and devotion), Karma Yoga (the path of right action), Rāja Yoga (the path of meditation), Jñāna Yoga (the path of wisdom)[371] An individual may prefer one or some yogas over others, according to his or her inclination and understanding. Practice of one yoga does not exclude others.
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Hinduism has a developed system of symbolism and iconography to represent the sacred in art, architecture, literature and worship. These symbols gain their meaning from the scriptures or cultural traditions. The syllable Om (which represents the Brahman and Atman) has grown to represent Hinduism itself, while other markings such as the Swastika sign represent auspiciousness,[373] and Tilaka (literally, seed) on forehead – considered to be the location of spiritual third eye,[374] marks ceremonious welcome, blessing or one's participation in a ritual or rite of passage.[375] Elaborate Tilaka with lines may also identify a devotee of a particular denomination. Flowers, birds, animals, instruments, symmetric mandala drawings, objects, idols are all part of symbolic iconography in Hinduism.[376][377]
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Hindus advocate the practice of ahiṃsā (nonviolence) and respect for all life because divinity is believed to permeate all beings, including plants and non-human animals.[378] The term ahiṃsā appears in the Upanishads,[379] the epic Mahabharata[380] and ahiṃsā is the first of the five Yamas (vows of self-restraint) in Patanjali's Yoga Sutras.[381]
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In accordance with ahiṃsā, many Hindus embrace vegetarianism to respect higher forms of life. Estimates of strict lacto vegetarians in India (includes adherents of all religions) who never eat any meat, fish or eggs vary between 20% and 42%, while others are either less strict vegetarians or non-vegetarians.[382] Those who eat meat seek Jhatka (quick death) method of meat production, and dislike Halal (slow bled death) method, believing that quick death method reduces suffering to the animal.[383][384] The food habits vary with region, with Bengali Hindus and Hindus living in Himalayan regions, or river delta regions, regularly eating meat and fish.[385] Some avoid meat on specific festivals or occasions.[386] Observant Hindus who do eat meat almost always abstain from beef. The cow in Hindu society is traditionally identified as a caretaker and a maternal figure,[387] and Hindu society honours the cow as a symbol of unselfish giving.[388]
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There are many Hindu groups that have continued to abide by a strict vegetarian diet in modern times. Some adhere to a diet that is devoid of meat, eggs, and seafood.[389] Food affects body, mind and spirit in Hindu beliefs.[390][391] Hindu texts such as Śāṇḍilya Upanishad[392] and Svātmārāma[393][394] recommend Mitahara (eating in moderation) as one of the Yamas (virtuous self restraints). The Bhagavad Gita links body and mind to food one consumes in verses 17.8 through 17.10.[395]
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Some Hindus such as those belonging to the Shaktism tradition,[396] and Hindus in regions such as Bali and Nepal[397][398] practise animal sacrifice.[397] The sacrificed animal is eaten as ritual food.[399] In contrast, the Vaishnava Hindus abhor and vigorously oppose animal sacrifice.[400][401] The principle of non-violence to animals has been so thoroughly adopted in Hinduism that animal sacrifice is uncommon[402] and historically reduced to a vestigial marginal practice.[403]
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A Hindu temple is a house of god(s).[404] It is a space and structure designed to bring human beings and gods together, infused with symbolism to express the ideas and beliefs of Hinduism.[405] A temple incorporates all elements of Hindu cosmology, the highest spire or dome representing Mount Meru – reminder of the abode of Brahma and the center of spiritual universe,[406] the carvings and iconography symbolically presenting dharma, kama, artha, moksha and karma.[407][408] The layout, the motifs, the plan and the building process recite ancient rituals, geometric symbolisms, and reflect beliefs and values innate within various schools of Hinduism.[405] Hindu temples are spiritual destinations for many Hindus (not all), as well as landmarks for arts, annual festivals, rite of passage rituals, and community celebrations.[409][410]
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Hindu temples come in many styles, diverse locations, deploy different construction methods and are adapted to different deities and regional beliefs.[411] Two major styles of Hindu temples include the Gopuram style found in south India, and Nagara style found in north India.[412][413] Other styles include cave, forest and mountain temples.[414] Yet, despite their differences, almost all Hindu temples share certain common architectural principles, core ideas, symbolism and themes.[405]
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Many temples feature one or more idols (murtis). The idol and Grabhgriya in the Brahma-pada (the center of the temple), under the main spire, serves as a focal point (darsana, a sight) in a Hindu temple.[415] In larger temples, the central space typically is surrounded by an ambulatory for the devotee to walk around and ritually circumambulate the Purusa (Brahman), the universal essence.[405]
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Traditionally the life of a Hindu is divided into four Āśramas (phases or life stages; another meaning includes monastery).[416] The four ashramas are: Brahmacharya (student), Grihastha (householder), Vanaprastha (retired) and Sannyasa (renunciation).[417]
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Brahmacharya represents the bachelor student stage of life. Grihastha refers to the individual's married life, with the duties of maintaining a household, raising a family, educating one's children, and leading a family-centred and a dharmic social life.[417] Grihastha stage starts with Hindu wedding, and has been considered as the most important of all stages in sociological context, as Hindus in this stage not only pursued a virtuous life, they produced food and wealth that sustained people in other stages of life, as well as the offsprings that continued mankind.[418] Vanaprastha is the retirement stage, where a person hands over household responsibilities to the next generation, took an advisory role, and gradually withdrew from the world.[419][420] The Sannyasa stage marks renunciation and a state of disinterest and detachment from material life, generally without any meaningful property or home (ascetic state), and focused on Moksha, peace and simple spiritual life.[421][422]
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The Ashramas system has been one facet of the Dharma concept in Hinduism.[418] Combined with four proper goals of human life (Purusartha), the Ashramas system traditionally aimed at providing a Hindu with fulfilling life and spiritual liberation.[418] While these stages are typically sequential, any person can enter Sannyasa (ascetic) stage and become an Ascetic at any time after the Brahmacharya stage.[423] Sannyasa is not religiously mandatory in Hinduism, and elderly people are free to live with their families.[424]
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Some Hindus choose to live a monastic life (Sannyāsa) in pursuit of liberation (moksha) or another form of spiritual perfection.[18] Monastics commit themselves to a simple and celibate life, detached from material pursuits, of meditation and spiritual contemplation.[425] A Hindu monk is called a Sanyāsī, Sādhu, or Swāmi. A female renunciate is called a Sanyāsini. Renunciates receive high respect in Hindu society because of their simple ahimsa-driven lifestyle and dedication to spiritual liberation (moksha) – believed to be the ultimate goal of life in Hinduism.[422] Some monastics live in monasteries, while others wander from place to place, depending on donated food and charity for their needs.[426]
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James Mill (1773–1836), in his The History of British India (1817),[427] distinguished three phases in the history of India, namely Hindu, Muslim and British civilisations.[427][428] This periodisation has been criticised for the misconceptions it has given rise to.[429] Another periodisation is the division into "ancient, classical, medieval and modern periods".[430] An elaborate periodisation may be as follows:[12]
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Hinduism is a fusion[436][note 5] or synthesis[27][note 6] of various Indian cultures and traditions.[27][note 8] Among the roots of Hinduism are the historical Vedic religion of Iron Age India,[437] itself already the product of "a composite of the Indo-Aryan and Harappan cultures and civilizations",[438][note 31] but also the Sramana[439] or renouncer traditions[110] of northeast India,[439] and mesolithic[440] and neolithic[441] cultures of India, such as the religions of the Indus Valley Civilisation,[442] Dravidian traditions,[443] and the local traditions[110] and tribal religions.[444][note 32]
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This "Hindu synthesis" emerged after the Vedic period, between 500[27]-200[28] BCE and c. 300 CE,[27] the beginning of the "Epic and Puranic" c.q. "Preclassical" period,[27][28] and incorporated śramaṇic[28][445] and Buddhist influences[28][446] and the emerging bhakti tradition into the Brahmanical fold via the Smriti literature.[447][28] From northern India this "Hindu synthesis", and its societal divisions, spread to southern India and parts of Southeast Asia, as the Brahmanical culture was adopted by courts and rulers.[448] Hinduism co-existed for several centuries with Buddhism,[449] to finally gain the upper hand at all levels in the 8th century.[450][web 15][note 33]
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According to Eliot Deutsch, brahmins played an essential role in the development of this synthesis. They were bilingual and bicultural, speaking both their local language, and popular Sanskrit, which transcended regional differences in culture and language. They were able to "translate the mainstream of the large culture in terms of the village and the culture of the village in terms of the mainstream," thereby integrating the local culture into a larger whole.[118] While vaidikas and, to a lesser degree, smartas, remained faithfull to the traditional Vedic lore, a new brahminism arose which composed litanies for the local and regional gods, and became the ministers of these local traditions.[118]
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The earliest prehistoric religion in India that may have left its traces in Hinduism comes from mesolithic as observed in the sites such as the rock paintings of Bhimbetka rock shelters dating to a period of 30,000 BCE or older,[note 34] as well as neolithic times.[note 35] Some of the religious practices can be considered to have originated in 4000 BCE. Several tribal religions still exist, though their practices may not resemble those of prehistoric religions.[web 16]
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According to anthropologist Possehl, the Indus Valley Civilization "provides a logical, if somewhat arbitrary, starting point for some aspects of the later Hindu tradition".[452] The religion of this period included worship of a Great male god, which is compared to a proto-Shiva, and probably a Mother Goddess, that may prefigure Shakti. However these links of deities and practices of the Indus religion to later-day Hinduism are subject to both political contention and scholarly dispute.[453]
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The Vedic period is the period when the Vedas were composed, the liturgical texts of the religion of some of the Indo-Aryans[454][note 36] as codified at the Kuru Kingdom,[456] lasted from c. 1500 to 500 BCE.[457][note 37] The Indo-Aryans were semi-nomadic pastoralists[456] who migrated into north-western India after the collapse of the Indus Valley Civilization.[455][459][460]
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The Puranic chronology, the timeline of events in ancient Indian history as narrated in the Mahabaratha, the Ramayana, and the Puranas, envisions an older chronology for the Vedic culture. In this view, the Vedas were received thousands of years ago. The Kurukshetra War, the background-scene of the Baghavad Gita, which may relate histoical events taking which took place ca. 1000 BCE at the heartland of Aryavarta,[456][461] is dated in this chronology at ca. 3100 BCE, while Gulshan (1940) dates the start of the reign of Manu Vaivasvata at 7350 BCE.[462] Some Indian writers and archaeologists have opposed the notion of a migration of Indo-Aryans into India and argued for an indigenous origin of the Indo-Aryans,[463][455][464] but though popular in India, these ideas have no support in academic mainstream scholarship.[note 38] The linguistic and religious data show clear links with Indo-European languages and religion,[465] while recent genetic research shows that people related to the Corded Ware culture arrived in India from the steppes via the Inner Asia Mountain Corridor in the second millennium BCE.[466][467][468][web 17][web 18] According to Singh, "The dominant view is that the Indo-Aryans came to the subcontinent as immigrants."[464]
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During the early Vedic period (c. 1500 – c. 1100 BCE[456]) Vedic tribes were pastoralists, wandering around in north-west India.[469] After 1100 BCE the Vedic tribes moved into the western Ganges Plain, adapting an agrarian lifestyle.[456][470][471] Rudimentary state-forms appeared, of which the Kuru-Pañcāla union was the most influential.[472][473] It was a tribal union, which developed into the first recorded state-level society in South Asia around 1000 BCE.[456] This, according to Witzel, decisively changed their religious heritage of the early Vedic period, collecting their ritual hymns into the Vedic collections, and shifting ritual exchange within a tribe to social exchange within the larger Kuru realm through complicated Srauta rituals.[474] In this period, states Samuel, emerged the Brahmana and Aranyaka layers of Vedic texts, which merged into the earliest Upanishads.[475] These texts began to ask the meaning of a ritual, adding increasing levels of philosophical and metaphysical speculation,[475] or "Hindu synthesis".[27]
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The Indo-Aryans brought with them their language[476] and religion.[477][478] The Vedic beliefs and practices of the pre-classical era were closely related to the hypothesised Proto-Indo-European religion,[479] and the Indo-Iranian religion.[480][note 39]
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The Vedic religion history is unclear and "heavily contested", states Samuel.[487] In the later Vedic period, it co-existed with local religions, such as the mother goddess worshipping Yaksha cults.[488][web 19] The Vedic was itself likely the product of "a composite of the indo-Aryan and Harappan cultures and civilizations".[438] David Gordon White cites three other mainstream scholars who "have emphatically demonstrated" that Vedic religion is partially derived from the Indus Valley Civilizations.[489][note 31] Their religion was further developed when they migrated into the Ganges Plain after c. 1100 BCE and became settled farmers,[456][491][492] further syncretising with the native cultures of northern India.[493]
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The composition of the Vedic literature began in the 2nd millennium BCE.[494][495] The oldest of these Vedic texts is the Rigveda, composed between c. 1500 – 1200 BCE,[496][497][498] though a wider approximation of c. 1700 – 1100 BCE has also been given.[499][500]
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The evidence suggests that the Vedic religion evolved in "two superficially contradictory directions", state Jamison and Witzel, namely an ever more "elaborate, expensive, and specialized system of rituals",[501] which survives in the present-day srauta-ritual,[502] and "abstraction and internalization of the principles underlying ritual and cosmic speculation" within oneself,[501][503] akin to the Jain and Buddhist tradition.
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The first half of the 1st millennium BCE was a period of great intellectual and social-cultural ferment in ancient India.[504][505] New ideas developed both in the Vedic tradition in the form of the Upanishads, and outside of the Vedic tradition through the Śramaṇa movements.[506][507][508][note 40] For example, prior to the birth of the Buddha and the Mahavira, and related Sramana movements, the Brahmanical tradition had questioned the meaning and efficacy of Vedic rituals,[510] then internalized and variously reinterpreted the Vedic fire rituals as ethical concepts such as Truth, Rite, Tranquility or Restraint.[511] The 9th and 8th centuries BCE witnessed the composition of the earliest Upanishads with such ideas.[511][512]:183 Other ancient Principal Upanishads were composed in the centuries that followed, forming the foundation of classical Hinduism and the Vedanta (conclusion of the Veda) literature.[513]
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Brahmanism, also called Brahminism, developed out of the Vedic religion, incorporating non-Vedic religious ideas, and expanding to a region stretching from the northwest Indian subcontinent to the Ganges valley.[514] Brahmanism included the Vedic corpus, but also post-Vedic texts such as the Dharmasutras and Dharmasastras, which gave prominence to the priestly (Brahmin) class of the society.[514] The emphasis on ritual and the dominant position of Brahmans developed as an ideology developed in the Kuru-Pancala realm, and expanded into a wider realm after the demish of the Kuru-Pancala realm.[456] It co-existed with local religions, such as the Yaksha cults.[493][515][516]
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Increasing urbanisation of India between 800 and 400 BCE, and possibly the spread of urban diseases, contributed to the rise of ascetic movements and of new ideas which challenged the orthodox Brahmanism.[517] These ideas led to Sramana movements, of which Mahavira (c. 549 – 477 BCE), proponent of Jainism, and Buddha (c. 563 – 483), founder of Buddhism, were the most prominent icons.[512]:184 According to Bronkhorst, the sramana culture arose in greater Magadha, which was Indo-European, but not Vedic. In this culture, kashtriyas were placed higher than Brahmins, and it rejected Vedic authority and rituals.[518][519] Geoffrey Samuel, following Tom Hopkins, also argues that the Gangetic plain, which gave rise to Jainism and Buddhism, incorporated a culture which was different form the Brahmanical orthodoxy practiced in the Kuru-Pancala region.[520]
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The ascetic tradition of Vedic period in part created the foundational theories of samsara and of moksha (liberation from samsara), which became characteristic for Hinduism, along with Buddhism and Jainism.[note 41][521]
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These ascetic concepts were adopted by schools of Hinduism as well as other major Indian religions, but key differences between their premises defined their further development. Hinduism, for example, developed its ideas with the premise that every human being has a soul (atman, self), while Buddhism developed with the premise that there is no soul or self.[522][523][524]
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The chronology of these religious concepts is unclear, and scholars contest which religion affected the other as well as the chronological sequence of the ancient texts.[525][526] Pratt notes that Oldenberg (1854–1920), Neumann (1865–1915) and Radhakrishnan (1888–1975) believed that the Buddhist canon had been influenced by Upanishads, while la Vallee Poussin thinks the influence was nihil, and "Eliot and several others insist that on some points such as the existence of soul or self the Buddha was directly antithetical to the Upanishads".[527][note 42]
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The post-Vedic period of the Second Urbanisation saw a decline of Brahmanism.[529][530] At the end of the Vedic period, the meaning of the words of the Vedas had become obscure, and was perceived as "a fixed sequence of sounds"[531][note 43] with a magical power, "means to an end."[note 44] With the growth of cities, which treatened the income and patronage of the rural Brahmins; the rise of Buddhism; and the Indian campaign of Alexander the Great (327-325 BCE), the rise of the Mauryan Empire (322-185 BCE), and the Saka invasions and rule of northwestern India (2nd c. BC - 4th c. CE), Brahmanism faced a grave threat to its existence.[532][533] In some later texts, Northwest-India (which earlier texts consider as part of Aryavarta) is even seen as "impure", probably due to invasions. The Karnaparva 43.5-8 states that those who live on the Sindhu and the five rivers of the Punjab are impure and dharmabahya.
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From about 500 BCE through about 300 CE, the Vedic-Brahmanic synthesis or "Hindu synthesis" continued.[27] Classical Hindu and Sramanic (particularly Buddhist) ideas spread within Indian subcontinent, as well outside India such as in Central Asia,[534] and the parts of Southeast Asia (coasts of Indonesia and peninsular Thailand).[note 45][535]
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The decline of Brahmanism was overcome by providing new services[536] and incorporating the non-Vedic Indo-Aryan relgious heritage of the eastern Ganges plain and local religious traditions, giving rise to contemporary Hinduism.[532] The "Hindu synthesis" or "Brahmanical synthesis"[27][28] incorporated Sramanic and Buddhist influences[28][446][which?] into the "Brahmanical fold" via the Smriti ("remembered") literature.[447][28] According to Embree, several other religious traditions had existed side by side with the Vedic religion. These indigenous religions "eventually found a place under the broad mantle of the Vedic religion".[537] The Smriti texts of the period between 200 BCE-100 CE affirmed the authority of the Vedas. The acceptance of the ideas in the Vedas and Upanishads became a central criterium for defining Hinduism, while the heterodox movements rejected those ideas.[538]
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The major Sanskrit epics, Ramayana and Mahabharata, which belong to the Smriti, were compiled over a protracted period during the late centuries BCE and the early centuries CE.[447][web 20] These are legendary dialogues interspersed with philosophical treatises. The Bhagavad Gita was composed in this period and consolidated diverse philosophies and soteriological ideas.[539]
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During this period, the foundational texts of several schools of Hindu philosophy were formally written down, including Samkhya, Yoga, Nyaya, Vaisheshika, Purva-Mimamsa and Vedanta.[540] The Smriti literature of Hinduism, particularly the Sutras, as well as other Hindu texts such as the Arthashastra and Sushruta Samhita were also written or expanded during this period.[447][541]
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Many influential Yoga Upanishads, states Gavin Flood, were composed before the 3rd century CE.[542][543] Seven Sannyasa Upanishads of Hinduism were composed between the last centuries of the 1st millennium BCE and before the 3rd century CE.[544][545] All these texts describe Hindu renunciation and monastic values, and express strongly Advaita Vedanta tradition ideas. This, state Patrick Olivelle and other scholars, is likely because the monasteries of Advaita tradition of Hinduism had become well established in ancient times.[546][547][548] The first version of Natyasastra – a Hindu text on performance arts that integrates Vedic ideology – was also completed before the 2nd century CE.[549][550]
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During the Gupta period, the first stone and cave Hindu temples dedicated to Hindu deities were built, some of which have survived into the modern era.[551][note 46] Numerous monasteries and universities were also built during the Gupta dynasty era, which supported Vedic and non-Vedic studies, including the famed Nalanda.[553][554]
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The first version of early Puranas, likely composed between 250 and 500 CE, show continuities with the Vedic religion, but also an expanded mythology of Vishnu, Shiva and Devi (goddess).[555] The Puranas were living texts that were revised over time,[556] and Lorenzen suggests these texts may reflect the beginnings of "medieval Hinduism".[122]
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After the end of the Gupta Empire, power became decentralised in India. The disintegration of central power also led to regionalisation of religiosity, and religious rivalry.[557] Rural and devotional movements arose within Hinduism, along with Shaivism, Vaisnavism, Bhakti and Tantra,[557] that competed with each other, as well as with numerous sects of Buddhism and Jainism.[557][558] Buddhism declined, though many of its ideas, and even the Buddha himself, were absorbed into certain Brahmanical traditions.[559]
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Srauta rituals declined in India and were replaced with Buddhist and Hindu initiatory rituals for royal courts.[560] Over time, some Buddhist practices were integrated into Hinduism, monumental Hindu temples were built in South Asia and Southeast Asia,[561] while Vajrayana Buddhism literature developed as a result of royal courts sponsoring both Buddhism and Saivism.[562]</ref>
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The first edition of many Puranas were composed in this period. Examples include Bhagavata Purana and Vishnu Purana with legends of Krishna,[563] while Padma Purana and Kurma Purana expressed reverence for Vishnu, Shiva and Shakti with equal enthusiasm;[564] all of them included topics such as Yoga practice and pilgrimage tour guides to Hindu holy sites.[565][566] Early colonial era orientalists proposed that the Puranas were religious texts of medieval Hinduism.[567] However, modern era scholars, such as Urs App, Ronald Inden and Ludo Rocher state that this is highly misleading because these texts were continuously revised, exist in numerous very different versions and are too inconsistent to be religious texts.[567][568][569]
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Bhakti ideas centered around loving devotion to Vishnu and Shiva with songs and music, were pioneered in this period by the Alvars and Nayanars of South India.[570][571] Major Hinduism scholars of this period included Adi Shankara, Maṇḍana-Miśra, Padmapada and Sureśvara of the Advaita schools;[572] Śabara, Vatsyayana and Samkarasvamin of Nyaya-Vaisesika schools; Mathara and Yuktidipika (author unknown) of Samkhya-Yoga; Bhartrhari, Vasugupta and Abhinavagupta of Kashmir Shaivism, and Ramanuja of Vishishtadvaita school of Hinduism (Sri Vaishnavism).[573][web 21][574]
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The Islamic rule period witnessed Hindu-Muslim confrontation and violence,[575][576] but "violence did not normally characterize the relations of Muslim and Hindu."[577][578] Enslavement of non-Muslims, especially Hindus in India, was part of the Muslim raids and conquests.[579][580] After the 14th century slavery become less common[581] and in 1562 "Akbar abolished the practice of enslaving the families of war captives."[582] Akbar recognized Hinduism, protected Hindu temples, and abolished Jizya (head taxes) against Hindus.[580][583] Occasionally, Muslim rulers of the Delhi Sultanate and the Mughal Empire, before and after Akbar, from the 12th century to the 18th century, destroyed Hindu temples (eg. Kesavadeva Temple was destroyed at Mathura at Eidgah was built,[584][585] Bindumadhava temple was destroyed and Alamgir Mosque was built[586][587][589][note 47]) and persecuted non-Muslims.
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Though Islam came to Indian subcontinent in the early 7th century with the advent of Arab traders, it started impacting Indian religions after the 10th century, and particularly after the 12th century with the establishment and then expansion of Islamic rule.[590][591] During this period Buddhism declined rapidly, and a distinct Indo-Islamic culture emerged.[592] Under Akbar an "intriguing blend of Perso-Islamic and Rajput-Hindu traditions became manifest."[593] Nevertheless, many orthodox ulamas ("learned Islamic jurists") opposed the rapprochement of Hinduism and Islam,[593] and the two merely co-existed,[594] although there was more accommodation at the peasantry level of Indian society.[594]
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According to Hardy, the Muslim rulers were not concerned with the number of converts, since the stability and continuity of their regime did not depend on the number of Muslims.[595] In general, religious conversion was a gradual process, with some converts attracted to pious Muslim saints, while others converted to Islam to gain religious zijia tax relief on Hindus, land grant, marriage partners, social and economic advancement,[596] or freedom from slavery.[597] In border regions such as the Punjab and eastern Bengal, the share of Muslims grew as large as 70% to 90% of the population, whereas in the heartland of Muslim rule, the upper Gangetic Plain, the Muslims constituted only 10 to 15% of the population.[note 48]
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Between the 14th and 18th century, Hinduism was revived in certain provinces of India under two powerful states, viz. Vijayanagar and Maratha. In the 14th and 15th centuries Southern India saw the rise of the Hindu Vijayanagar Empire, which served as a barrier against invasion by the Muslim sultanates of the north, and it fostered the reconstruction of Hindu life and administration.[web 22] Vidyaranya, also known as Madhava, who was the 12th Jagadguru of the Śringeri Śarada Pītham from 1380–6,[598] and a minister in the Vijayanagara Empire,[599] helped establish Shankara as a rallying symbol of values, and helped spread historical and cultural influence of Shankara's Vedanta philosophies.[600][601] The Hindu Maratha Confederacy rose to power in the 18th century and ended up overthrowing Muslim power in India[602][603]
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Another Hindu polity was the Eastern Ganga and Surya, which ruled much of present-day Odisha (historically known as Kalinga) from 11th century till mid-16th century CE. During the 13th and 14th centuries, when large parts of India were under the rule of Muslim powers, an independent Kalinga became a stronghold of Hindu religion, philosophy, art, and architecture. The Eastern Ganga rulers were great patrons of religion and the arts, and the temples they built are considered among the masterpieces of Hindu architecture.[604][605]
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Hinduism underwent profound changes, aided in part by teachers such as Ramanuja, Madhva, and Chaitanya.[606] Tantra disappeared in northern India, partly due to Muslim rule,[607] while the Bhakti movement grew, with followers engaging in emotional, passionate and community-oriented devotional worship, participating in saguna or nirguna Brahman ideologies.[608][606][609] According to Nicholson, already between the 12th and the 16th century, "certain thinkers began to treat as a single whole the diverse philosophical teachings of the Upanishads, epics, Puranas, and the schools known retrospectively as the 'six systems' (saddarsana) of mainstream Hindu philosophy."[126][note 49] Michaels notes that a historicization emerged which preceded later nationalism, articulating ideas which glorified Hinduism and the past.[131]
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With the onset of the British Raj, the colonization of India by the British, there also started a Hindu Renaissance in the 19th century, which profoundly changed the understanding of Hinduism in both India and the west.[610] Indology as an academic discipline of studying Indian culture from a European perspective was established in the 19th century, led by scholars such as Max Müller and John Woodroffe. They brought Vedic, Puranic and Tantric literature and philosophy to Europe and the United States. Western orientalist searched for the "essence" of the Indian religions, discerning this in the Vedas,[611] and meanwhile creating the notion of "Hinduism" as a unified body of religious praxis[612] and the popular picture of 'mystical India'.[612][610] This idea of a Vedic essence was taken over by Hindu reform movements as the Brahmo Samaj, which was supported for a while by the Unitarian Church,[613] together with the ideas of Universalism and Perennialism, the idea that all religions share a common mystic ground.[614] This "Hindu modernism", with proponents like Vivekananda, Aurobindo and Radhakrishnan, became central in the popular understanding of Hinduism.[615][616][617][618][56]
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Influential 20th-century Hindus were Ramana Maharshi, B.K.S. Iyengar, Paramahansa Yogananda, Maharishi Mahesh Yogi, Srila Prabhupada (founder of ISKCON), Sri Chinmoy, Swami Rama and others who translated, reformulated and presented Hinduism's foundational texts for contemporary audiences in new iterations, raising the profiles of Yoga and Vedanta in the West and attracting followers and attention in India and abroad.
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Hindu practices such as Yoga, Ayurvedic health, Tantric sexuality through Neotantra and the Kama Sutra have spread beyond Hindu communities and have been accepted by several non-Hindus:
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Hinduism is attracting Western adherents through the affiliated practice of yoga. Yoga centers in the West—which generally advocate vegetarianism—attract young, well-educated Westerners who are drawn by yoga's benefits for the physical and emotional health; there they are introduced to the Hindu philosophical system taught by most yoga teachers, known as Vedanta.[619]
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It is estimated that around 30 million Americans and 5 million Europeans regularly practice some form of Hatha Yoga.[620] In Australia, the number of practitioners is about 300,000.[web 23] In New Zealand the number is also around 300,000.[web 24]
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In the 20th century, Hinduism also gained prominence as a political force and a source for national identity in India. With origins traced back to the establishment of the Hindu Mahasabha in the 1910s, the movement grew with the formulation and development of the Hindutva ideology in the following decades; the establishment of Rashtriya Swayamsevak Sangh (RSS) in 1925; and the entry, and later success, of RSS offshoots Jana Sangha and Bharatiya Janata Party (BJP) in electoral politics in post-independence India.[621] Hindu religiosity plays an important role in the nationalist movement.[622][note 50][note 51]
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Hinduism is a major religion in India. Hinduism was followed by around 79.8% of the country's population of 1.21 billion (2011 census) (960 million adherents).[web 25] Other significant populations are found in Nepal (23 million), Bangladesh (15 million) and the Indonesian island of Bali (3.9 million).[627] The majority of the Vietnamese Cham people also follow Hinduism, with the largest proportion in Ninh Thuận Province.[628]
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Countries with the greatest proportion of Hindus:
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Demographically, Hinduism is the world's third largest religion, after Christianity and Islam.[web 40][629]
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In the modern era, religious conversion from and to Hinduism has been a controversial subject. Some state the concept of missionary conversion, either way, is anathema to the precepts of Hinduism.[631]
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Religious conversion to Hinduism has a long history outside India. Merchants and traders of India, particularly from the Indian peninsula, carried their religious ideas, which led to religious conversions to Hinduism in southeast Asia.[632][633][634] Within India, archeological and textual evidence such as the 2nd-century BCE Heliodorus pillar suggest that Greeks and other foreigners converted to Hinduism.[635][636] The debate on proselytization and religious conversion between Christianity, Islam and Hinduism is more recent, and started in the 19th century.[637][638][note 52]
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Religious leaders of some Hindu reform movements such as the Arya Samaj launched Shuddhi movement to proselytize and reconvert Muslims and Christians back to Hinduism,[642][643] while those such as the Brahmo Samaj suggested Hinduism to be a non-missionary religion.[631] All these sects of Hinduism have welcomed new members to their group, while other leaders of Hinduism's diverse schools have stated that given the intensive proselytization activities from missionary Islam and Christianity, this "there is no such thing as proselytism in Hinduism" view must be re-examined.[631][642][644]
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The appropriateness of conversion from major religions to Hinduism, and vice versa, has been and remains an actively debated topic in India,[645][646][647] and in Indonesia.[648]
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Hinduism
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Related systems and religions
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Subnotes
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Introductory
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Origins
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Texts
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Research on Hinduism
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Audio on Hinduism
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1 |
+
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Hinduism is an Indian religion and dharma, or way of life.[note 1][note 2] It is the world's third-largest religion with over 1.25 billion followers, or 15–16% of the global population, known as Hindus.[web 1][web 2] The word Hindu is an exonym,[1][2] and while Hinduism has been called the oldest religion in the world,[note 3] many practitioners refer to their religion as Sanātana Dharma, "the eternal way" which refers to the idea that its origins lie beyond human history, as revealed in the Hindu texts.[3][4][5][6][note 4] Another, though less fitting,[7] self-designation is Vaidika dharma,[8][9][10][11] the 'dharma related to the Vedas.'[web 3]
|
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+
|
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Hinduism includes a range of philosophies, and is linked by shared concepts, recognisable rituals, cosmology, pilgrimage to sacred sites and shared textual resources that discuss theology, philosophy, mythology, Vedic yajna, Yoga, agamic rituals, and temple building, among other topics.[12] Hinduism prescribes the eternal duties, such as honesty, refraining from injuring living beings (ahimsa), patience, forbearance, self-restraint, and compassion, among others.[web 4][13] Prominent themes in Hindu beliefs include the four Puruṣārthas, the proper goals or aims of human life; namely, Dharma (ethics/duties), Artha (prosperity/work), Kama (desires/passions) and Moksha (liberation/freedom from the cycle of death and rebirth/salvation),[14][15] as well as karma (action, intent and consequences) and Saṃsāra (cycle of death and rebirth).[16][17]
|
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|
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+
Hindu practices include rituals such as puja (worship) and recitations, japa, meditation (dhyana), family-oriented rites of passage, annual festivals, and occasional pilgrimages. Along with the practice of various Yogas, some Hindus leave their social world and material possessions and engage in lifelong Sannyasa (monasticism) in order to achieve Moksha.[18]
|
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+
|
11 |
+
Hindu texts are classified into Śruti ("heard") and Smṛti ("remembered"), the major scriptures of which are the Vedas, the Upanishads, the Puranas, the Mahabharata, the Ramayana, and the Āgamas.[19][16] There are six āstika schools of Hindu philosophy, who recognise the authority of the Vedas, namely Sankhya, Yoga, Nyaya, Vaisheshika, Mimamsa and Vedanta.[20][21][22]
|
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+
|
13 |
+
While the Puranic chronology presents a geneaology of thousands of years, starting with the Vedic rishis, scholars regard Hinduism as a fusion[note 5] or synthesis[23][note 6] of Brahmanical orthopraxy[note 7] with various Indian cultures,[24][note 8] having diverse roots[25][note 9] and no specific founder.[26] This Hindu synthesis emerged after the Vedic period, between ca. 500[27]–200[28] BCE and c. 300 CE,[27] in the period of the Second Urbanisation and the early classical period of Hinduism, when the Epics and the first Puranas were composed.[27][28] It flourished in the medieval period, with the decline of Buddhism in India.[29]
|
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+
|
15 |
+
Currently, the four largest denominations of Hinduism are the Vaishnavism, Shaivism, Shaktism and Smartism.[30] Sources of authority and eternal truths in the Hindu texts play an important role, but there is also a strong Hindu tradition of questioning authority in order to deepen the understanding of these truths and to further develop the tradition.[31] Hinduism is the most widely professed faith in India, Nepal and Mauritius. Significant numbers of Hindu communities are found in Southeast Asia including in Bali, Indonesia,[32] the Caribbean, North America, Europe, Oceania, Africa, and other regions.[33][34]
|
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+
|
17 |
+
The word Hindū is derived from Indo-Aryan[35]/Sanskrit[36] root Sindhu.[36][37] The Proto-Iranian sound change *s > h occurred between 850–600 BCE, according to Asko Parpola.[38]
|
18 |
+
|
19 |
+
The use of the English term "Hinduism" to describe a collection of practices and beliefs is a fairly recent construction: it was first used by Raja Ram Mohun Roy in 1816–17.[39] The term "Hinduism" was coined in around 1830 by those Indians who opposed British colonialism, and who wanted to distinguish themselves from other religious groups.[40][41][39] Before the British began to categorise communities strictly by religion, Indians generally did not define themselves exclusively through their religious beliefs; instead identities were largely segmented on the basis of locality, language, varna, jāti, occupation and sect.[42]
|
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+
|
21 |
+
The word "Hindu" is much older, and it is believed that it was used as the name for the Indus River in the northwestern part of the Indian subcontinent.[39][36][note 10] According to Gavin Flood, "The actual term Hindu first occurs as a Persian geographical term for the people who lived beyond the river Indus (Sanskrit: Sindhu)",[36] more specifically in the 6th-century BCE inscription of Darius I (550–486 BCE).[43] The term Hindu in these ancient records is a geographical term and did not refer to a religion.[36] Among the earliest known records of 'Hindu' with connotations of religion may be in the 7th-century CE Chinese text Record of the Western Regions by Xuanzang,[43] and 14th-century Persian text Futuhu's-salatin by 'Abd al-Malik Isami.[note 11]
|
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+
|
23 |
+
Thapar states that the word Hindu is found as heptahindu in Avesta – equivalent to Rigvedic sapta sindhu, while hndstn (pronounced Hindustan) is found in a Sasanian inscription from the 3rd century CE, both of which refer to parts of northwestern South Asia.[44] The Arabic term al-Hind referred to the people who live across the River Indus.[45] This Arabic term was itself taken from the pre-Islamic Persian term Hindū, which refers to all Indians. By the 13th century, Hindustan emerged as a popular alternative name of India, meaning the "land of Hindus".[46][note 12]
|
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+
|
25 |
+
The term Hindu was later used occasionally in some Sanskrit texts such as the later Rajataranginis of Kashmir (Hinduka, c. 1450) and some 16th- to 18th-century Bengali Gaudiya Vaishnava texts including Chaitanya Charitamrita and Chaitanya Bhagavata. These texts used it to distinguish Hindus from Muslims who are called Yavanas (foreigners) or Mlecchas (barbarians), with the 16th-century Chaitanya Charitamrita text and the 17th-century Bhakta Mala text using the phrase "Hindu dharma".[47] It was only towards the end of the 18th century that European merchants and colonists began to refer to the followers of Indian religions collectively as Hindus.
|
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+
|
27 |
+
The term Hinduism, then spelled Hindooism, was introduced into the English language in the 18th century to denote the religious, philosophical, and cultural traditions native to India.[48]
|
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+
|
29 |
+
Hinduism includes a diversity of ideas on spirituality and traditions, but has no ecclesiastical order, no unquestionable religious authorities, no governing body, no prophet(s) nor any binding holy book; Hindus can choose to be polytheistic, pantheistic, panentheistic, pandeistic, henotheistic, monotheistic, monistic, agnostic, atheistic or humanist.[49][50][51] According to Doniger, "ideas about all the major issues of faith and lifestyle - vegetarianism, nonviolence, belief in rebirth, even caste - are subjects of debate, not dogma."[52]
|
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+
|
31 |
+
Because of the wide range of traditions and ideas covered by the term Hinduism, arriving at a comprehensive definition is difficult.[36] The religion "defies our desire to define and categorize it".[53] Hinduism has been variously defined as a religion, a religious tradition, a set of religious beliefs, and "a way of life".[54][note 1] From a Western lexical standpoint, Hinduism like other faiths is appropriately referred to as a religion. In India the term dharma is preferred, which is broader than the Western term religion.
|
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+
|
33 |
+
The study of India and its cultures and religions, and the definition of "Hinduism", has been shaped by the interests of colonialism and by Western notions of religion.[55][56] Since the 1990s, those influences and its outcomes have been the topic of debate among scholars of Hinduism,[55][note 13] and have also been taken over by critics of the Western view on India.[57][note 14]
|
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|
35 |
+
Hinduism as it is commonly known can be subdivided into a number of major currents. Of the historical division into six darsanas (philosophies), two schools, Vedanta and Yoga, are currently the most prominent.[20] Classified by primary deity or deities, four major Hinduism modern currents are Vaishnavism (Vishnu), Shaivism (Shiva), Shaktism (Devi) and Smartism (five deities treated as same).[58][59] Hinduism also accepts numerous divine beings, with many Hindus considering the deities to be aspects or manifestations of a single impersonal absolute or ultimate reality or God, while some Hindus maintain that a specific deity represents the supreme and various deities are lower manifestations of this supreme.[60] Other notable characteristics include a belief in existence of ātman (soul, self), reincarnation of one's ātman, and karma as well as a belief in dharma (duties, rights, laws, conduct, virtues and right way of living).
|
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|
37 |
+
McDaniel (2007) classifies Hinduism into six major kinds and numerous minor kinds, in order to understand expression of emotions among the Hindus.[61] The major kinds, according to McDaniel are, Folk Hinduism, based on local traditions and cults of local deities and is the oldest, non-literate system; Vedic Hinduism based on the earliest layers of the Vedas traceable to 2nd millennium BCE; Vedantic Hinduism based on the philosophy of the Upanishads, including Advaita Vedanta, emphasizing knowledge and wisdom; Yogic Hinduism, following the text of Yoga Sutras of Patanjali emphasizing introspective awareness; Dharmic Hinduism or "daily morality", which McDaniel states is stereotyped in some books as the "only form of Hindu religion with a belief in karma, cows and caste"; and Bhakti or devotional Hinduism, where intense emotions are elaborately incorporated in the pursuit of the spiritual.[61]
|
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+
|
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+
Michaels distinguishes three Hindu religions and four forms of Hindu religiosity.[62] The three Hindu religions are "Brahmanic-Sanskritic Hinduism", "folk religions and tribal religions", and "founded religions".[63] The four forms of Hindu religiosity are the classical "karma-marga",[64] jnana-marga,[65] bhakti-marga,[65] and "heroism", which is rooted in militaristic traditions, such as Ramaism and parts of political Hinduism.[64] This is also called virya-marga.[65] According to Michaels, one out of nine Hindu belongs by birth to one or both of the Brahmanic-Sanskritic Hinduism and Folk religion typology, whether practicing or non-practicing. He classifies most Hindus as belonging by choice to one of the "founded religions" such as Vaishnavism and Shaivism that are salvation-focussed and often de-emphasize Brahman priestly authority yet incorporate ritual grammar of Brahmanic-Sanskritic Hinduism.[66] He includes among "founded religions" Buddhism, Jainism, Sikhism that are now distinct religions, syncretic movements such as Brahmo Samaj and the Theosophical Society, as well as various "Guru-isms" and new religious movements such as Maharishi Mahesh Yogi and ISKCON.[67]
|
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|
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+
Inden states that the attempt to classify Hinduism by typology started in the imperial times, when proselytizing missionaries and colonial officials sought to understand and portray Hinduism from their interests.[68] Hinduism was construed as emanating not from a reason of spirit but fantasy and creative imagination, not conceptual but symbolical, not ethical but emotive, not rational or spiritual but of cognitive mysticism. This stereotype followed and fit, states Inden, with the imperial imperatives of the era, providing the moral justification for the colonial project.[68] From tribal Animism to Buddhism, everything was subsumed as part of Hinduism. The early reports set the tradition and scholarly premises for typology of Hinduism, as well as the major assumptions and flawed presuppositions that has been at the foundation of Indology. Hinduism, according to Inden, has been neither what imperial religionists stereotyped it to be, nor is it appropriate to equate Hinduism to be merely monist pantheism and philosophical idealism of Advaita Vedanta.[68]
|
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|
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+
To its adherents, Hinduism is a traditional way of life.[69] Many practitioners refer to the "orthodox" form of Hinduism as Sanātana Dharma, "the eternal law" or the "eternal way".[70][71] Hindus regard Hinduism to be thousands of years old. The Puranic chronology, the timeline of events in ancient Indian history as narrated in the Mahabaratha, the Ramayana, and the Puranas, envisions an chronology of events related to Hinduism starting well before 3000 BCE. The Sanskrit word dharma has a much broader meaning than religion and is not its equivalent. All aspects of a Hindu life, namely acquiring wealth (artha), fulfillment of desires (kama), and attaining liberation (moksha), are part of dharma, which encapsulates the "right way of living" and eternal harmonious principles in their fulfillment.[72][73]
|
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|
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According to the editors of the Encyclopædia Britannica, Sanātana Dharma historically referred to the "eternal" duties religiously ordained in Hinduism, duties such as honesty, refraining from injuring living beings (ahimsa), purity, goodwill, mercy, patience, forbearance, self-restraint, generosity, and asceticism. These duties applied regardless of a Hindu's class, caste, or sect, and they contrasted with svadharma, one's "own duty", in accordance with one's class or caste (varna) and stage in life (puruṣārtha).[web 4] In recent years, the term has been used by Hindu leaders, reformers, and nationalists to refer to Hinduism. Sanatana dharma has become a synonym for the "eternal" truth and teachings of Hinduism, that transcend history and are "unchanging, indivisible and ultimately nonsectarian".[web 4]
|
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+
|
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+
According to other scholars such as Kim Knott and Brian Hatcher, Sanātana Dharma refers to "timeless, eternal set of truths" and this is how Hindus view the origins of their religion. It is viewed as those eternal truths and tradition with origins beyond human history, truths divinely revealed (Shruti) in the Vedas – the most ancient of the world's scriptures.[74][4] To many Hindus, the Western term "religion" to the extent it means "dogma and an institution traceable to a single founder" is inappropriate for their tradition, states Hatcher. Hinduism, to them, is a tradition that can be traced at least to the ancient Vedic era.[4][75][note 15]
|
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|
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Some have referred to Hinduism as the Vaidika dharma.[8] The word 'Vaidika' in Sanskrit means 'derived from or conformable to the Veda' or 'relating to the Veda'.[web 3] Traditional scholars employed the terms Vaidika and Avaidika, those who accept the Vedas as a source of authoritative knowledge and those who do not, to differentiate various Indian schools from Jainism, Buddhism and Charvaka. According to Klaus Klostermaier, the term Vaidika dharma is the earliest self-designation of Hinduism.[9][10] According to Arvind Sharma, the historical evidence suggests that "the Hindus were referring to their religion by the term vaidika dharma or a variant thereof" by the 4th-century CE.[77] According to Brian K. Smith "[i]t is 'debatable at the very least' as to whether the term Vaidika Dharma cannot, with the proper concessions to historical, cultural and ideological specificity, be comparable to and translated as 'Hinduism' or 'Hindu religion'."[7]
|
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|
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According to Alexis Sanderson, the early Sanskrit texts differentiate between Vaidika, Vaishnava, Shaiva, Shakta, Saura, Buddhist and Jaina traditions. However, the late 1st-millennium CE Indic consensus had "indeed come to conceptualize a complex entity corresponding to Hinduism as opposed to Buddhism and Jainism excluding only certain forms of antinomian Shakta-Shaiva" from its fold.[78] Some in the Mimamsa school of Hindu philosophy considered the Agamas such as the Pancaratrika to be invalid because it did not conform to the Vedas. Some Kashmiri scholars rejected the esoteric tantric traditions to be a part of Vaidika dharma.[78][79] The Atimarga Shaivism ascetic tradition, datable to about 500 CE, challenged the Vaidika frame and insisted that their Agamas and practices were not only valid, they were superior than those of the Vaidikas.[80] However, adds Sanderson, this Shaiva ascetic tradition viewed themselves as being genuinely true to the Vedic tradition and "held unanimously that the Śruti and Smṛti of Brahmanism are universally and uniquely valid in their own sphere, [...] and that as such they [Vedas] are man's sole means of valid knowledge [...]".[80]
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The term Vaidika dharma means a code of practice that is "based on the Vedas", but it is unclear what "based on the Vedas" really implies, states Julius Lipner.[75] The Vaidika dharma or "Vedic way of life", states Lipner, does not mean "Hinduism is necessarily religious" or that Hindus have a universally accepted "conventional or institutional meaning" for that term.[75] To many, it is as much a cultural term. Many Hindus do not have a copy of the Vedas nor have they ever seen or personally read parts of a Veda, like a Christian might relate to the Bible or a Muslim might to the Quran. Yet, states Lipner, "this does not mean that their [Hindus] whole life's orientation cannot be traced to the Vedas or that it does not in some way derive from it".[75]
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Though many religious Hindus implicitly acknowledge the authority of the Vedas, this acknowledgment is often "no more than a declaration that someone considers himself [or herself] a Hindu,"[81][note 16] and "most Indians today pay lip service to the Veda and have no regard for the contents of the text."[82] Some Hindus challenge the authority of the Vedas, thereby implicitly acknowledging its importance to the history of Hinduism, states Lipner.[75]
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Beginning in the 19th century, Indian modernists re-asserted Hinduism as a major asset of Indian civilisation,[56] meanwhile "purifying" Hinduism from its Tantric elements[85] and elevating the Vedic elements. Western stereotypes were reversed, emphasizing the universal aspects, and introducing modern approaches of social problems.[56] This approach had a great appeal, not only in India, but also in the west.[56] Major representatives of "Hindu modernism"[86] are Raja Rammohan Roy, Vivekananda, Sarvepalli Radhakrishnan and Mahatma Gandhi.[87]
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Raja Rammohan Roy is known as the father of the Hindu Renaissance.[88] He was a major influence on Swami Vivekananda (1863–1902), who, according to Flood, was "a figure of great importance in the development of a modern Hindu self-understanding and in formulating the West's view of Hinduism".[89] Central to his philosophy is the idea that the divine exists in all beings, that all human beings can achieve union with this "innate divinity",[86] and that seeing this divine as the essence of others will further love and social harmony.[86] According to Vivekananda, there is an essential unity to Hinduism, which underlies the diversity of its many forms.[86] According to Flood, Vivekananda's vision of Hinduism "is one generally accepted by most English-speaking middle-class Hindus today".[90] Sarvepalli Radhakrishnan sought to reconcile western rationalism with Hinduism, "presenting Hinduism as an essentially rationalistic and humanistic religious experience".[91]
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This "Global Hinduism"[92] has a worldwide appeal, transcending national boundaries[92] and, according to Flood, "becoming a world religion alongside Christianity, Islam and Buddhism",[92] both for the Hindu diaspora communities and for westerners who are attracted to non-western cultures and religions.[92] It emphasizes universal spiritual values such as social justice, peace and "the spiritual transformation of humanity".[92] It has developed partly due to "re-enculturation",[93] or the Pizza effect,[93] in which elements of Hindu culture have been exported to the West, gaining popularity there, and as a consequence also gained greater popularity in India.[93] This globalization of Hindu culture brought "to the West teachings which have become an important cultural force in western societies, and which in turn have become an important cultural force in India, their place of origin".[94]
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The definition of Hinduism in Indian Law is: "Acceptance of the Vedas with reverence; recognition of the fact that the means or ways to salvation are diverse; and realization of the truth that the number of gods to be worshipped is large".[95][96]
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The term Hinduism was coined in Western ethnography in the 18th century,[48][note 17] and refers to the fusion[note 5] or synthesis[note 6][23] of various Indian cultures and traditions,[24][note 8] with diverse roots[25][note 9] and no founder.[26] This Hindu synthesis emerged after the Vedic period, between ca. 500[27]–200[28] BCE and c. 300 CE,[27] in the period of the Second Urbanisation and the early classical period of Hinduism, when the Epics and the first Puranas were composed.[27][28] It flourished in the medieval period, with the decline of Buddhism in India.[29] Hinduism's tolerance to variations in belief and its broad range of traditions make it difficult to define as a religion according to traditional Western conceptions.[97]
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Some academics suggest that Hinduism can be seen as a category with "fuzzy edges" rather than as a well-defined and rigid entity. Some forms of religious expression are central to Hinduism and others, while not as central, still remain within the category. Based on this idea Ferro-Luzzi has developed a 'Prototype Theory approach' to the definition of Hinduism.[98]
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Hindu beliefs are vast and diverse, and thus Hinduism is often referred to as a family of religions rather than a single religion.[99] Within each religion in this family of religions, there are different theologies, practices, and sacred texts. This diversity has led to an array of descriptions for Hinduism. It has been described as henotheism,[100] monism,[101][102] polytheism, panentheism,[103] and monotheism.[104] Hinduism does not have a "unified system of belief encoded in a declaration of faith or a creed",[36] but is rather an umbrella term comprising the plurality of religious phenomena of India.[105] Sarvepalli Radhakrishnan mentions that "While fixed intellectual beliefs mark off one religion from another, Hinduism sets itself no such limits", a Hindu is ready to admit different points of view rather than believe in a "self certifying" absolute authority.[106] According to the Supreme Court of India,
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Unlike other religions in the World, the Hindu religion does not claim any one Prophet, it does not worship any one God, it does not believe in any one philosophic concept, it does not follow any one act of religious rites or performances; in fact, it does not satisfy the traditional features of a religion or creed. It is a way of life and nothing more".[107]
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Part of the problem with a single definition of the term Hinduism is the fact that Hinduism does not have a founder.[108] It is a synthesis of various traditions,[109] the "Brahmanical orthopraxy, the renouncer traditions and popular or local traditions".[110]
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Theism is also difficult to use as a unifying doctrine for Hinduism, because while some Hindu philosophies postulate a theistic ontology of creation, other Hindus are or have been atheists.[111]
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Despite the differences, there is also a sense of unity.[112] Most Hindu traditions revere a body of religious or sacred literature, the Vedas,[113] although there are exceptions.[114] These texts are a reminder of the ancient cultural heritage and point of pride for Hindus,[115][116] with Louis Renou stating that "even in the most orthodox domains, the reverence to the Vedas has come to be a simple raising of the hat".[115][117]
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Halbfass states that, although Shaivism and Vaishnavism may be regarded as "self-contained religious constellations",[112] there is a degree of interaction and reference between the "theoreticians and literary representatives"[112] of each tradition that indicates the presence of "a wider sense of identity, a sense of coherence in a shared context and of inclusion in a common framework and horizon".[112]
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Brahmins played an essential role in the development of the post-Vedic Hindu synthesis, disseminating Vedic culture to local communities, and integrating local religiosity into the trans-regional Brahmanic culture.[118] In the post-Gupta period Vedanta developed in southern India, where orthodox Brahmanic culture and the Hindu culture were preserved,[119] building on ancient Vedic traditions while "accommoda[ting] the multiple demands of Hinduism."[120]
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The notion of common denominators for several religions and traditions of India further developed from 12th century CE.[121] Lorenzen traces the emergence of a "family resemblance", and what he calls as "beginnings of medieval and modern Hinduism" taking shape, at c. 300 – 600 CE, with the development of the early Puranas, and continuities with the earlier Vedic religion.[122] Lorenzen states that the establishment of a Hindu self-identity took place "through a process of mutual self-definition with a contrasting Muslim Other".[123] According to Lorenzen, this "presence of the Other"[123] is necessary to recognise the "loose family resemblance" among the various traditions and schools.[124]
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According to the Indologist Alexis Sanderson, before Islam arrived in India, the "Sanskrit sources differentiated Vaidika, Vaiṣṇava, Śaiva, Śākta, Saura, Buddhist, and Jaina traditions, but they had no name that denotes the first five of these as a collective entity over and against Buddhism and Jainism." This absence of a formal name, states Sanderson, does not mean that the corresponding concept of Hinduism did not exist. By late 1st-millennium CE, the concept of a belief and tradition distinct from Buddhism and Jainism had emerged.[125] This complex tradition accepted in its identity almost all of what is currently Hinduism, except certain antinomian tantric movements.[125] Some conservative thinkers of those times questioned whether certain Shaiva, Vaishnava and Shakta texts or practices were consistent with the Vedas, or were invalid in their entirety. Moderates then, and most orthoprax scholars later, agreed that though there are some variations, the foundation of their beliefs, the ritual grammar, the spiritual premises and the soteriologies were same. "This sense of greater unity", states Sanderson, "came to be called Hinduism".[125]
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According to Nicholson, already between the 12th and the 16th centuries "certain thinkers began to treat as a single whole the diverse philosophical teachings of the Upanishads, epics, Puranas, and the schools known retrospectively as the 'six systems' (saddarsana) of mainstream Hindu philosophy."[126] The tendency of "a blurring of philosophical distinctions" has also been noted by Burley.[127] Hacker called this "inclusivism"[113] and Michaels speaks of "the identificatory habit".[12] Lorenzen locates the origins of a distinct Hindu identity in the interaction between Muslims and Hindus,[128] and a process of "mutual self-definition with a contrasting Muslim other",[129][note 18] which started well before 1800.[130] Michaels notes:
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As a counteraction to Islamic supremacy and as part of the continuing process of regionalization, two religious innovations developed in the Hindu religions: the formation of sects and a historicization which preceded later nationalism [...] [S]aints and sometimes militant sect leaders, such as the Marathi poet Tukaram (1609–1649) and Ramdas (1608–1681), articulated ideas in which they glorified Hinduism and the past. The Brahmins also produced increasingly historical texts, especially eulogies and chronicles of sacred sites (Mahatmyas), or developed a reflexive passion for collecting and compiling extensive collections of quotations on various subjects.[131]
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This inclusivism[132] was further developed in the 19th and 20th centuries by Hindu reform movements and Neo-Vedanta,[133] and has become characteristic of modern Hinduism.[113]
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The notion and reports on "Hinduism" as a "single world religious tradition"[134] was popularised by 19th-century proselytizing missionaries and European Indologists, roles sometimes served by the same person, who relied on texts preserved by Brahmins (priests) for their information of Indian religions, and animist observations that the missionary Orientalists presumed was Hinduism.[134][68][135] These reports influenced perceptions about Hinduism. Some scholars[weasel words] state that the colonial polemical reports led to fabricated stereotypes where Hinduism was mere mystic paganism devoted to the service of devils,[note 19] while other scholars state that the colonial constructions influenced the belief that the Vedas, Bhagavad Gita, Manusmriti and such texts were the essence of Hindu religiosity, and in the modern association of 'Hindu doctrine' with the schools of Vedanta (in particular Advaita Vedanta) as paradigmatic example of Hinduism's mystical nature".[137][note 20] Pennington, while concurring that the study of Hinduism as a world religion began in the colonial era, disagrees that Hinduism is a colonial European era invention.[144] He states that the shared theology, common ritual grammar and way of life of those who identify themselves as Hindus is traceable to ancient times.[144][note 21]
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Prominent themes in Hindu beliefs include (but are not restricted to) Dharma (ethics/duties), Samsāra (the continuing cycle of birth, life, death and rebirth), Karma (action, intent and consequences), Moksha (liberation from samsara or liberation in this life), and the various Yogas (paths or practices).[17]
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Classical Hindu thought accepts four proper goals or aims of human life: Dharma, Artha, Kama and Moksha. These are known as the Puruṣārthas:[14][15]
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Dharma is considered the foremost goal of a human being in Hinduism.[151] The concept Dharma includes behaviors that are considered to be in accord with rta, the order that makes life and universe possible,[152] and includes duties, rights, laws, conduct, virtues and "right way of living".[153] Hindu Dharma includes the religious duties, moral rights and duties of each individual, as well as behaviors that enable social order, right conduct, and those that are virtuous.[153] Dharma, according to Van Buitenen,[154] is that which all existing beings must accept and respect to sustain harmony and order in the world. It is, states Van Buitenen, the pursuit and execution of one's nature and true calling, thus playing one's role in cosmic concert.[154] The Brihadaranyaka Upanishad states it as:
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Nothing is higher than Dharma. The weak overcomes the stronger by Dharma, as over a king. Truly that Dharma is the Truth (Satya); Therefore, when a man speaks the Truth, they say, "He speaks the Dharma"; and if he speaks Dharma, they say, "He speaks the Truth!" For both are one.
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In the Mahabharata, Krishna defines dharma as upholding both this-worldly and other-worldly affairs. (Mbh 12.110.11). The word Sanātana means eternal, perennial, or forever; thus, Sanātana Dharma signifies that it is the dharma that has neither beginning nor end.[157]
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Artha is objective and virtuous pursuit of wealth for livelihood, obligations and economic prosperity. It is inclusive of political life, diplomacy and material well-being. The Artha concept includes all "means of life", activities and resources that enables one to be in a state one wants to be in, wealth, career and financial security.[158] The proper pursuit of artha is considered an important aim of human life in Hinduism.[159][160]
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Kāma (Sanskrit, Pali; Devanagari: काम) means desire, wish, passion, longing, pleasure of the senses, the aesthetic enjoyment of life, affection, or love, with or without sexual connotations.[161][162] In Hinduism, Kama is considered an essential and healthy goal of human life when pursued without sacrificing Dharma, Artha and Moksha.[163]
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Moksha (Sanskrit: मोक्ष mokṣa) or mukti (Sanskrit: मुक्ति) is the ultimate, most important goal in Hinduism. In one sense, Moksha is a concept associated with liberation from sorrow, suffering and saṃsāra (birth-rebirth cycle). A release from this eschatological cycle, in after life, particularly in theistic schools of Hinduism is called moksha.[164][154] In other schools of Hinduism, such as monistic, moksha is a goal achievable in current life, as a state of bliss through self-realization, of comprehending the nature of one's soul, of freedom and of "realizing the whole universe as the Self".[165][166]
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Karma translates literally as action, work, or deed,[167] and also refers to a Vedic theory of "moral law of cause and effect".[168][169] The theory is a combination of (1) causality that may be ethical or non-ethical; (2) ethicization, that is good or bad actions have consequences; and (3) rebirth.[170] Karma theory is interpreted as explaining the present circumstances of an individual with reference to his or her actions in the past. These actions and their consequences may be in a person's current life, or, according to some schools of Hinduism, in past lives.[170][171] This cycle of birth, life, death and rebirth is called samsara. Liberation from samsara through moksha is believed to ensure lasting happiness and peace.[172][173] Hindu scriptures teach that the future is both a function of current human effort derived from free will and past human actions that set the circumstances.[174]
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The ultimate goal of life, referred to as moksha, nirvana or samadhi, is understood in several different ways: as the realization of one's union with God; as the realization of one's eternal relationship with God; realization of the unity of all existence; perfect unselfishness and knowledge of the Self; as the attainment of perfect mental peace; and as detachment from worldly desires. Such realization liberates one from samsara, thereby ending the cycle of rebirth, sorrow and suffering.[175][176] Due to belief in the indestructibility of the soul,[177] death is deemed insignificant with respect to the cosmic self.[178]
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The meaning of moksha differs among the various Hindu schools of thought. For example, Advaita Vedanta holds that after attaining moksha a person knows their "soul, self" and identifies it as one with Brahman and everyone in all respects.[179][180] The followers of Dvaita (dualistic) schools, in moksha state, identify individual "soul, self" as distinct from Brahman but infinitesimally close, and after attaining moksha expect to spend eternity in a loka (heaven). To theistic schools of Hinduism, moksha is liberation from samsara, while for other schools such as the monistic school, moksha is possible in current life and is a psychological concept. According to Deutsche, moksha is transcendental consciousness to the latter, the perfect state of being, of self-realization, of freedom and of "realizing the whole universe as the Self".[165][179] Moksha in these schools of Hinduism, suggests Klaus Klostermaier,[180] implies a setting free of hitherto fettered faculties, a removing of obstacles to an unrestricted life, permitting a person to be more truly a person in the full sense; the concept presumes an unused human potential of creativity, compassion and understanding which had been blocked and shut out. Moksha is more than liberation from life-rebirth cycle of suffering (samsara); Vedantic school separates this into two: jivanmukti (liberation in this life) and videhamukti (liberation after death).[181][182]
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Hinduism is a diverse system of thought with beliefs spanning monotheism, polytheism, panentheism, pantheism, pandeism, monism, and atheism among others;[183][184][web 5] and its concept of God is complex and depends upon each individual and the tradition and philosophy followed. It is sometimes referred to as henotheistic (i.e., involving devotion to a single god while accepting the existence of others), but any such term is an overgeneralization.[185]
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Who really knows? Who will here proclaim it? Whence was it produced? Whence is this creation? The gods came afterwards, with the creation of this universe. Who then knows whence it has arisen?
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The Nasadiya Sukta (Creation Hymn) of the Rig Veda is one of the earliest texts[189] which "demonstrates a sense of metaphysical speculation" about what created the universe, the concept of god(s) and The One, and whether even The One knows how the universe came into being.[190][191] The Rig Veda praises various deities, none superior nor inferior, in a henotheistic manner.[192] The hymns repeatedly refer to One Truth and Reality. The "One Truth" of Vedic literature, in modern era scholarship, has been interpreted as monotheism, monism, as well as a deified Hidden Principles behind the great happenings and processes of nature.[193]
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Hindus believe that all living creatures have a soul. This soul – the spirit or true "self" of every person, is called the ātman. The soul is believed to be eternal.[194] According to the monistic/pantheistic (non-dualist) theologies of Hinduism (such as Advaita Vedanta school), this Atman is indistinct from Brahman, the supreme spirit.[195] The goal of life, according to the Advaita school, is to realise that one's soul is identical to supreme soul, that the supreme soul is present in everything and everyone, all life is interconnected and there is oneness in all life.[196][197][198] Dualistic schools (see Dvaita and Bhakti) understand Brahman as a Supreme Being separate from individual souls.[199] They worship the Supreme Being variously as Vishnu, Brahma, Shiva, or Shakti, depending upon the sect. God is called Ishvara, Bhagavan, Parameshwara, Deva or Devi, and these terms have different meanings in different schools of Hinduism.[200][201][202]
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Hindu texts accept a polytheistic framework, but this is generally conceptualized as the divine essence or luminosity that gives vitality and animation to the inanimate natural substances.[203] There is a divine in everything, human beings, animals, trees and rivers. It is observable in offerings to rivers, trees, tools of one's work, animals and birds, rising sun, friends and guests, teachers and parents.[203][204][205] It is the divine in these that makes each sacred and worthy of reverence. This seeing divinity in everything, state Buttimer and Wallin, makes the Vedic foundations of Hinduism quite distinct from Animism.[203] The animistic premise sees multiplicity, power differences and competition between man and man, man and animal, as well as man and nature. The Vedic view does not see this competition, rather sees a unifying divinity that connects everyone and everything.[203][206][207]
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The Hindu scriptures refer to celestial entities called Devas (or devī in feminine form; devatā used synonymously for Deva in Hindi), which may be translated into English as gods or heavenly beings.[note 22] The devas are an integral part of Hindu culture and are depicted in art, architecture and through icons, and stories about them are related in the scriptures, particularly in Indian epic poetry and the Puranas. They are, however, often distinguished from Ishvara, a personal god, with many Hindus worshipping Ishvara in one of its particular manifestations as their iṣṭa devatā, or chosen ideal.[208][209] The choice is a matter of individual preference,[210] and of regional and family traditions.[210][note 23] The multitude of Devas are considered as manifestations of Brahman.[note 24]
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The word avatar does not appear in the Vedic literature,[212] but appears in verb forms in post-Vedic literature, and as a noun particularly in the Puranic literature after the 6th century CE.[213] Theologically, the reincarnation idea is most often associated with the avatars of Hindu god Vishnu, though the idea has been applied to other deities.[214] Varying lists of avatars of Vishnu appear in Hindu scriptures, including the ten Dashavatara of the Garuda Purana and the twenty-two avatars in the Bhagavata Purana, though the latter adds that the incarnations of Vishnu are innumerable.[215] The avatars of Vishnu are important in Vaishnavism theology. In the goddess-based Shaktism tradition of Hinduism, avatars of the Devi are found and all goddesses are considered to be different aspects of the same metaphysical Brahman[216] and Shakti (energy).[217][218] While avatars of other deities such as Ganesha and Shiva are also mentioned in medieval Hindu texts, this is minor and occasional.[219]
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Both theistic and atheistic ideas, for epistemological and metaphysical reasons, are profuse in different schools of Hinduism. The early Nyaya school of Hinduism, for example, was non-theist/atheist,[220] but later Nyaya school scholars argued that God exists and offered proofs using its theory of logic.[221][222] Other schools disagreed with Nyaya scholars. Samkhya,[223] Mimamsa[224][note 25] and Carvaka schools of Hinduism, were non-theist/atheist, arguing that "God was an unnecessary metaphysical assumption".[225][web 6][226] Its Vaisheshika school started as another non-theistic tradition relying on naturalism and that all matter is eternal, but it later introduced the concept of a non-creator God.[227][228] The Yoga school of Hinduism accepted the concept of a "personal god" and left it to the Hindu to define his or her god.[229] Advaita Vedanta taught a monistic, abstract Self and Oneness in everything, with no room for gods or deity, a perspective that Mohanty calls, "spiritual, not religious".[230] Bhakti sub-schools of Vedanta taught a creator God that is distinct from each human being.[199]
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According to Graham Schweig, Hinduism has the strongest presence of the divine feminine in world religion from ancient times to the present.[231] The goddess is viewed as the heart of the most esoteric Saiva traditions.[232]
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Authority and eternal truths play an important role in Hinduism.[233] Religious traditions and truths are believed to be contained in its sacred texts, which are accessed and taught by sages, gurus, saints or avatars.[233] But there is also a strong tradition of the questioning of authority, internal debate and challenging of religious texts in Hinduism. The Hindus believe that this deepens the understanding of the eternal truths and further develops the tradition. Authority "was mediated through [...] an intellectual culture that tended to develop ideas collaboratively, and according to the shared logic of natural reason."[233] Narratives in the Upanishads present characters questioning persons of authority.[233] The Kena Upanishad repeatedly asks kena, 'by what' power something is the case.[233] The Katha Upanishad and Bhagavad Gita present narratives where the student criticizes the teacher's inferior answers.[233] In the Shiva Purana, Shiva questions Vishnu and Brahma.[233] Doubt plays a repeated role in the Mahabharata.[233] Jayadeva's Gita Govinda presents criticism via the character of Radha.[233]
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Hinduism has no central doctrinal authority and many practising Hindus do not claim to belong to any particular denomination or tradition.[234] Four major denominations are, however, used in scholarly studies: Vaishnavism, Shaivism, Shaktism and Smartism.[235][236] These denominations differ primarily in the central deity worshipped, the traditions and the soteriological outlook.[237] The denominations of Hinduism, states Lipner, are unlike those found in major religions of the world, because Hindu denominations are fuzzy with individuals practicing more than one, and he suggests the term "Hindu polycentrism".[238]
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Vaishnavism is the devotional religious tradition that worships Vishnu[239] and his avatars, particularly Krishna and Rama.[240] The adherents of this sect are generally non-ascetic, monastic, oriented towards community events and devotionalism practices inspired by "intimate loving, joyous, playful" Krishna and other Vishnu avatars.[237] These practices sometimes include community dancing, singing of Kirtans and Bhajans, with sound and music believed by some to have meditative and spiritual powers.[241] Temple worship and festivals are typically elaborate in Vaishnavism.[242] The Bhagavad Gita and the Ramayana, along with Vishnu-oriented Puranas provide its theistic foundations.[243] Philosophically, their beliefs are rooted in the dualism sub-schools of Vedantic Hinduism.[244][245]
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Shaivism is the tradition that focuses on Shiva. Shaivas are more attracted to ascetic individualism, and it has several sub-schools.[237] Their practices include Bhakti-style devotionalism, yet their beliefs lean towards nondual, monistic schools of Hinduism such as Advaita and Yoga.[235][241] Some Shaivas worship in temples, while others emphasize yoga, striving to be one with Shiva within.[246] Avatars are uncommon, and some Shaivas visualize god as half male, half female, as a fusion of the male and female principles (Ardhanarishvara). Shaivism is related to Shaktism, wherein Shakti is seen as spouse of Shiva.[235] Community celebrations include festivals, and participation, with Vaishnavas, in pilgrimages such as the Kumbh Mela.[247] Shaivism has been more commonly practiced in the Himalayan north from Kashmir to Nepal, and in south India.[248]
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Shaktism focuses on goddess worship of Shakti or Devi as cosmic mother,[237] and it is particularly common in northeastern and eastern states of India such as Assam and Bengal. Devi is depicted as in gentler forms like Parvati, the consort of Shiva; or, as fierce warrior goddesses like Kali and Durga. Followers of Shaktism recognize Shakti as the power that underlies the male principle. Shaktism is also associated with Tantra practices.[249] Community celebrations include festivals, some of which include processions and idol immersion into sea or other water bodies.[250]
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Smartism centers its worship simultaneously on all the major Hindu deities: Shiva, Vishnu, Shakti, Ganesha, Surya and Skanda.[251] The Smarta tradition developed during the (early) Classical Period of Hinduism around the beginning of the Common Era, when Hinduism emerged from the interaction between Brahmanism and local traditions.[252][253] The Smarta tradition is aligned with Advaita Vedanta, and regards Adi Shankara as its founder or reformer, who considered worship of God-with-attributes (Saguna Brahman) as a journey towards ultimately realizing God-without-attributes (nirguna Brahman, Atman, Self-knowledge).[254][255] The term Smartism is derived from Smriti texts of Hinduism, meaning those who remember the traditions in the texts.[235][256] This Hindu sect practices a philosophical Jnana yoga, scriptural studies, reflection, meditative path seeking an understanding of Self's oneness with God.[235][257]
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There are no census data available on demographic history or trends for the traditions within Hinduism.[258] Estimates vary on the relative number of adherents in the different traditions of Hinduism. According to a 2010 estimate by Johnson and Grim, the Vaishnavism tradition is the largest group with about 641 million or 67.6% of Hindus, followed by Shaivism with 252 million or 26.6%, Shaktism with 30 million or 3.2% and other traditions including Neo-Hinduism and Reform Hinduism with 25 million or 2.6%.[259] In contrast, according to Jones and Ryan, Shaivism is the largest tradition of Hinduism.[260]
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The ancient scriptures of Hinduism are in Sanskrit. These texts are classified into two: Shruti and Smriti. Shruti is apauruṣeyā, "not made of a man" but revealed to the rishis (seers), and regarded as having the highest authority, while the smriti are manmade and have secondary authority.[262] They are the two highest sources of dharma, the other two being Śiṣṭa Āchāra/Sadāchara (conduct of noble people) and finally Ātma tuṣṭi ("what is pleasing to oneself")[note 26]
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Hindu scriptures were composed, memorized and transmitted verbally, across generations, for many centuries before they were written down.[264][265] Over many centuries, sages refined the teachings and expanded the Shruti and Smriti, as well as developed Shastras with epistemological and metaphysical theories of six classical schools of Hinduism.
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Shruti (lit. that which is heard)[266] primarily refers to the Vedas, which form the earliest record of the Hindu scriptures, and are regarded as eternal truths revealed to the ancient sages (rishis).[267] There are four Vedas – Rigveda, Samaveda, Yajurveda and Atharvaveda. Each Veda has been subclassified into four major text types – the Samhitas (mantras and benedictions), the Aranyakas (text on rituals, ceremonies, sacrifices and symbolic-sacrifices), the Brahmanas (commentaries on rituals, ceremonies and sacrifices), and the Upanishads (text discussing meditation, philosophy and spiritual knowledge).[268][269][270] The first two parts of the Vedas were subsequently called the Karmakāṇḍa (ritualistic portion), while the last two form the Jñānakāṇḍa (knowledge portion, discussing spiritual insight and philosophical teachings).[271][272][273][274]
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The Upanishads are the foundation of Hindu philosophical thought, and have profoundly influenced diverse traditions.[275][276] Of the Shrutis (Vedic corpus), they alone are widely influential among Hindus, considered scriptures par excellence of Hinduism, and their central ideas have continued to influence its thoughts and traditions.[275][277] Sarvepalli Radhakrishnan states that the Upanishads have played a dominating role ever since their appearance.[278] There are 108 Muktikā Upanishads in Hinduism, of which between 10 and 13 are variously counted by scholars as Principal Upanishads.[279][280]
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The most notable of the Smritis ("remembered") are the Hindu epics and the Puranas. The epics consist of the Mahabharata and the Ramayana. The Bhagavad Gita is an integral part of the Mahabharata and one of the most popular sacred texts of Hinduism.[281] It is sometimes called Gitopanishad, then placed in the Shruti ("heard") category, being Upanishadic in content.[282] The Puranas, which started to be composed from c. 300 CE onward,[283] contain extensive mythologies, and are central in the distribution of common themes of Hinduism through vivid narratives. The Yoga Sutras is a classical text for the Hindu Yoga tradition, which gained a renewed popularity in the 20th century.[284]
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Since the 19th-century Indian modernists have re-asserted the 'Aryan origins' of Hinduism, "purifying" Hinduism from its Tantric elements[85] and elevating the Vedic elements. Hindu modernists like Vivekananda see the Vedas as the laws of the spiritual world, which would still exist even if they were not revealed to the sages.[285][286] In Tantric tradition, the Agamas refer to authoritative scriptures or the teachings of Shiva to Shakti,[287] while Nigamas refers to the Vedas and the teachings of Shakti to Shiva.[287] In Agamic schools of Hinduism, the Vedic literature and the Agamas are equally authoritative.[288][289]
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Most Hindus observe religious rituals at home.[291] The rituals vary greatly among regions, villages, and individuals. They are not mandatory in Hinduism. The nature and place of rituals is an individual's choice. Some devout Hindus perform daily rituals such as worshiping at dawn after bathing (usually at a family shrine, and typically includes lighting a lamp and offering foodstuffs before the images of deities), recitation from religious scripts, singing devotional hymns, yoga, meditation, chanting mantras and others.[292]
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Vedic rituals of fire-oblation (yajna) and chanting of Vedic hymns are observed on special occasions, such as a Hindu wedding.[293] Other major life-stage events, such as rituals after death, include the yajña and chanting of Vedic mantras.[web 7]
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The words of the mantras are "themselves sacred,"[294] and "do not constitute linguistic utterances."[295] Instead, as Klostermaier notes, in their application in Vedic rituals they become magical sounds, "means to an end."[note 27] In the Brahmanical perspective, the sounds have their own meaning, mantras are considered as "primordial rhythms of creation", preceding the forms to which they refer.[295] By reciting them the cosmos is regenerated, "by enlivening and nourishing the forms of creation at their base. As long as the purity of the sounds is preserved, the recitation of the mantras will be efficacious, irrespective of whether their discursive meaning is understood by human beings."[295][note 25]
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Major life stage milestones are celebrated as sanskara (saṃskāra, rites of passage) in Hinduism.[296][297] The rites of passage are not mandatory, and vary in details by gender, community and regionally.[298] Gautama Dharmasutras composed in about the middle of 1st millennium BCE lists 48 sanskaras,[299] while Gryhasutra and other texts composed centuries later list between 12 and 16 sanskaras.[296][300] The list of sanskaras in Hinduism include both external rituals such as those marking a baby's birth and a baby's name giving ceremony, as well as inner rites of resolutions and ethics such as compassion towards all living beings and positive attitude.[299]
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The major traditional rites of passage in Hinduism include[298] Garbhadhana (pregnancy), Pumsavana (rite before the fetus begins moving and kicking in womb), Simantonnayana (parting of pregnant woman's hair, baby shower), Jatakarman (rite celebrating the new born baby), Namakarana (naming the child), Nishkramana (baby's first outing from home into the world), Annaprashana (baby's first feeding of solid food), Chudakarana (baby's first haircut, tonsure), Karnavedha (ear piercing), Vidyarambha (baby's start with knowledge), Upanayana (entry into a school rite),[301][302] Keshanta and Ritusuddhi (first shave for boys, menarche for girls), Samavartana (graduation ceremony), Vivaha (wedding), Vratas (fasting, spiritual studies) and Antyeshti (cremation for an adult, burial for a child).[303] In contemporary times, there is regional variation among Hindus as to which of these sanskaras are observed; in some cases, additional regional rites of passage such as Śrāddha (ritual of feeding people after cremation) are practiced.[298][web 8]
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Bhakti refers to devotion, participation in and the love of a personal god or a representational god by a devotee.[web 9][304] Bhakti marga is considered in Hinduism as one of many possible paths of spirituality and alternative means to moksha.[305] The other paths, left to the choice of a Hindu, are Jnana marga (path of knowledge), Karma marga (path of works), Rāja marga (path of contemplation and meditation).[306][307]
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Bhakti is practiced in a number of ways, ranging from reciting mantras, japas (incantations), to individual private prayers within one's home shrine,[308] or in a temple or near a river bank, sometimes in the presence of an idol or image of a deity.[309][310] Hindu temples and domestic altars, states Lynn Foulston, are important elements of worship in contemporary theistic Hinduism.[311] While many visit a temple on a special occasion, most offer a brief prayer on an everyday basis at the domestic altar.[311] This bhakti is expressed in a domestic shrine which typically is a dedicated part of the home and includes the images of deities or the gurus the Hindu chooses.[311] Among Vaishnavism sub-traditions such as Swaminarayan, the home shrines can be elaborate with either a room dedicated to it or a dedicated part of the kitchen. The devotee uses this space for daily prayers or meditation, either before breakfast or after day's work.[312][313]
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Bhakti is sometimes private inside household shrines and sometimes practiced as a community. It may include Puja, Aarti,[314] musical Kirtan or singing Bhajan, where devotional verses and hymns are read or poems are sung by a group of devotees.[web 10][315] While the choice of the deity is at the discretion of the Hindu, the most observed traditions of Hindu devotionalism include Vaishnavism (Vishnu), Shaivism (Shiva) and Shaktism (Shakti).[316] A Hindu may worship multiple deities, all as henotheistic manifestations of the same ultimate reality, cosmic spirit and absolute spiritual concept called Brahman in Hinduism.[317][318][note 24]
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Bhakti marga, states Pechelis, is more than ritual devotionalism, it includes practices and spiritual activities aimed at refining one's state of mind, knowing god, participating in god, and internalizing god.[319][320] While Bhakti practices are popular and easily observable aspect of Hinduism, not all Hindus practice Bhakti, or believe in god-with-attributes (saguna Brahman).[321][322] Concurrent Hindu practices include a belief in god-without-attributes, and god within oneself.[323][324]
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Hindu festivals (Sanskrit: Utsava; literally: "to lift higher") are ceremonies that weave individual and social life to dharma.[325][326] Hinduism has many festivals throughout the year, where the dates are set by the lunisolar Hindu calendar, many coinciding with either the full moon (Holi) or the new moon (Diwali), often with seasonal changes.[327] Some festivals are found only regionally and they celebrate local traditions, while a few such as Holi and Diwali are pan-Hindu.[327][328]
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The festivals typically celebrate events from Hinduism, connoting spiritual themes and celebrating aspects of human relationships such as the Sister-Brother bond over the Raksha Bandhan (or Bhai Dooj) festival.[326][329] The same festival sometimes marks different stories depending on the Hindu denomination, and the celebrations incorporate regional themes, traditional agriculture, local arts, family get togethers, Puja rituals and feasts.[325][330]
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Some major regional or pan-Hindu festivals include:
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Many adherents undertake pilgrimages, which have historically been an important part of Hinduism and remain so today.[331] Pilgrimage sites are called Tirtha, Kshetra, Gopitha or Mahalaya.[332][333] The process or journey associated with Tirtha is called Tirtha-yatra.[334] According to the Hindu text Skanda Purana, Tirtha are of three kinds: Jangam Tirtha is to a place movable of a sadhu, a rishi, a guru; Sthawar Tirtha is to a place immovable, like Benaras, Haridwar, Mount Kailash, holy rivers; while Manas Tirtha is to a place of mind of truth, charity, patience, compassion, soft speech, soul.[335][336] Tīrtha-yatra is, states Knut A. Jacobsen, anything that has a salvific value to a Hindu, and includes pilgrimage sites such as mountains or forests or seashore or rivers or ponds, as well as virtues, actions, studies or state of mind.[337][338]
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Pilgrimage sites of Hinduism are mentioned in the epic Mahabharata and the Puranas.[339][340] Most Puranas include large sections on Tirtha Mahatmya along with tourist guides,[341] which describe sacred sites and places to visit.[342][343][344] In these texts, Varanasi (Benares, Kashi), Rameshwaram, Kanchipuram, Dwarka, Puri, Haridwar, Sri Rangam, Vrindavan, Ayodhya, Tirupati, Mayapur, Nathdwara, twelve Jyotirlinga and Shakti Peetha have been mentioned as particularly holy sites, along with geographies where major rivers meet (sangam) or join the sea.[345][340] Kumbhamela is another major pilgrimage on the eve of the solar festival Makar Sankranti. This pilgrimage rotates at a gap of three years among four sites: Prayag Raj at the confluence of the Ganges and Yamuna rivers, Haridwar near source of the Ganges, Ujjain on the Shipra river and Nasik on the bank of the Godavari river.[346] This is one of world's largest mass pilgrimage, with an estimated 40 to 100 million people attending the event.[346][347][web 11] At this event, they say a prayer to the sun and bathe in the river,[346] a tradition attributed to Adi Shankara.[348]
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Some pilgrimages are part of a Vrata (vow), which a Hindu may make for a number of reasons.[349][350] It may mark a special occasion, such as the birth of a baby, or as part of a rite of passage such as a baby's first haircut, or after healing from a sickness.[351][352] It may, states Eck, also be the result of prayers answered.[351] An alternative reason for Tirtha, for some Hindus, is to respect wishes or in memory of a beloved person after his or her death.[351] This may include dispersing their cremation ashes in a Tirtha region in a stream, river or sea to honor the wishes of the dead. The journey to a Tirtha, assert some Hindu texts, helps one overcome the sorrow of the loss.[351][note 28]
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Other reasons for a Tirtha in Hinduism is to rejuvenate or gain spiritual merit by traveling to famed temples or bathe in rivers such as the Ganges.[355][356][357] Tirtha has been one of the recommended means of addressing remorse and to perform penance, for unintentional errors and intentional sins, in the Hindu tradition.[358][359] The proper procedure for a pilgrimage is widely discussed in Hindu texts.[360] The most accepted view is that the greatest austerity comes from traveling on foot, or part of the journey is on foot, and that the use of a conveyance is only acceptable if the pilgrimage is otherwise impossible.[361]
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Hindu society has been categorised into four classes, called varnas. They are the Brahmins: Vedic teachers and priests; the Kshatriyas: warriors and kings; the Vaishyas: farmers and merchants; and the Shudras: servants and labourers.[362]
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The Bhagavad Gītā links the varna to an individual's duty (svadharma), inborn nature (svabhāva), and natural tendencies (guṇa).[363] The Manusmṛiti categorises the different castes.[web 12]
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Some mobility and flexibility within the varnas challenge allegations of social discrimination in the caste system, as has been pointed out by several sociologists,[364][365] although some other scholars disagree.[366] Scholars debate whether the so-called caste system is part of Hinduism sanctioned by the scriptures or social custom.[367][web 13][note 29] And various contemporary scholars have argued that the caste system was constructed by the British colonial regime.[368]
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A renunciant man of knowledge is usually called Varnatita or "beyond all varnas" in Vedantic works. The bhiksu is advised to not bother about the caste of the family from which he begs his food. Scholars like Adi Sankara affirm that not only is Brahman beyond all varnas, the man who is identified with Him also transcends the distinctions and limitations of caste.[369]
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In whatever way a Hindu defines the goal of life, there are several methods (yogas) that sages have taught for reaching that goal. Yoga is a Hindu discipline which trains the body, mind and consciousness for health, tranquility and spiritual insight. This is done through a system of postures and exercises to practise control of the body and mind.[370] Texts dedicated to Yoga include the Yoga Sutras, the Hatha Yoga Pradipika, the Bhagavad Gita and, as their philosophical and historical basis, the Upanishads. Yoga is means, and the four major marga (paths) discussed in Hinduism are: Bhakti Yoga (the path of love and devotion), Karma Yoga (the path of right action), Rāja Yoga (the path of meditation), Jñāna Yoga (the path of wisdom)[371] An individual may prefer one or some yogas over others, according to his or her inclination and understanding. Practice of one yoga does not exclude others.
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Hinduism has a developed system of symbolism and iconography to represent the sacred in art, architecture, literature and worship. These symbols gain their meaning from the scriptures or cultural traditions. The syllable Om (which represents the Brahman and Atman) has grown to represent Hinduism itself, while other markings such as the Swastika sign represent auspiciousness,[373] and Tilaka (literally, seed) on forehead – considered to be the location of spiritual third eye,[374] marks ceremonious welcome, blessing or one's participation in a ritual or rite of passage.[375] Elaborate Tilaka with lines may also identify a devotee of a particular denomination. Flowers, birds, animals, instruments, symmetric mandala drawings, objects, idols are all part of symbolic iconography in Hinduism.[376][377]
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Hindus advocate the practice of ahiṃsā (nonviolence) and respect for all life because divinity is believed to permeate all beings, including plants and non-human animals.[378] The term ahiṃsā appears in the Upanishads,[379] the epic Mahabharata[380] and ahiṃsā is the first of the five Yamas (vows of self-restraint) in Patanjali's Yoga Sutras.[381]
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In accordance with ahiṃsā, many Hindus embrace vegetarianism to respect higher forms of life. Estimates of strict lacto vegetarians in India (includes adherents of all religions) who never eat any meat, fish or eggs vary between 20% and 42%, while others are either less strict vegetarians or non-vegetarians.[382] Those who eat meat seek Jhatka (quick death) method of meat production, and dislike Halal (slow bled death) method, believing that quick death method reduces suffering to the animal.[383][384] The food habits vary with region, with Bengali Hindus and Hindus living in Himalayan regions, or river delta regions, regularly eating meat and fish.[385] Some avoid meat on specific festivals or occasions.[386] Observant Hindus who do eat meat almost always abstain from beef. The cow in Hindu society is traditionally identified as a caretaker and a maternal figure,[387] and Hindu society honours the cow as a symbol of unselfish giving.[388]
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There are many Hindu groups that have continued to abide by a strict vegetarian diet in modern times. Some adhere to a diet that is devoid of meat, eggs, and seafood.[389] Food affects body, mind and spirit in Hindu beliefs.[390][391] Hindu texts such as Śāṇḍilya Upanishad[392] and Svātmārāma[393][394] recommend Mitahara (eating in moderation) as one of the Yamas (virtuous self restraints). The Bhagavad Gita links body and mind to food one consumes in verses 17.8 through 17.10.[395]
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Some Hindus such as those belonging to the Shaktism tradition,[396] and Hindus in regions such as Bali and Nepal[397][398] practise animal sacrifice.[397] The sacrificed animal is eaten as ritual food.[399] In contrast, the Vaishnava Hindus abhor and vigorously oppose animal sacrifice.[400][401] The principle of non-violence to animals has been so thoroughly adopted in Hinduism that animal sacrifice is uncommon[402] and historically reduced to a vestigial marginal practice.[403]
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A Hindu temple is a house of god(s).[404] It is a space and structure designed to bring human beings and gods together, infused with symbolism to express the ideas and beliefs of Hinduism.[405] A temple incorporates all elements of Hindu cosmology, the highest spire or dome representing Mount Meru – reminder of the abode of Brahma and the center of spiritual universe,[406] the carvings and iconography symbolically presenting dharma, kama, artha, moksha and karma.[407][408] The layout, the motifs, the plan and the building process recite ancient rituals, geometric symbolisms, and reflect beliefs and values innate within various schools of Hinduism.[405] Hindu temples are spiritual destinations for many Hindus (not all), as well as landmarks for arts, annual festivals, rite of passage rituals, and community celebrations.[409][410]
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Hindu temples come in many styles, diverse locations, deploy different construction methods and are adapted to different deities and regional beliefs.[411] Two major styles of Hindu temples include the Gopuram style found in south India, and Nagara style found in north India.[412][413] Other styles include cave, forest and mountain temples.[414] Yet, despite their differences, almost all Hindu temples share certain common architectural principles, core ideas, symbolism and themes.[405]
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Many temples feature one or more idols (murtis). The idol and Grabhgriya in the Brahma-pada (the center of the temple), under the main spire, serves as a focal point (darsana, a sight) in a Hindu temple.[415] In larger temples, the central space typically is surrounded by an ambulatory for the devotee to walk around and ritually circumambulate the Purusa (Brahman), the universal essence.[405]
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Traditionally the life of a Hindu is divided into four Āśramas (phases or life stages; another meaning includes monastery).[416] The four ashramas are: Brahmacharya (student), Grihastha (householder), Vanaprastha (retired) and Sannyasa (renunciation).[417]
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Brahmacharya represents the bachelor student stage of life. Grihastha refers to the individual's married life, with the duties of maintaining a household, raising a family, educating one's children, and leading a family-centred and a dharmic social life.[417] Grihastha stage starts with Hindu wedding, and has been considered as the most important of all stages in sociological context, as Hindus in this stage not only pursued a virtuous life, they produced food and wealth that sustained people in other stages of life, as well as the offsprings that continued mankind.[418] Vanaprastha is the retirement stage, where a person hands over household responsibilities to the next generation, took an advisory role, and gradually withdrew from the world.[419][420] The Sannyasa stage marks renunciation and a state of disinterest and detachment from material life, generally without any meaningful property or home (ascetic state), and focused on Moksha, peace and simple spiritual life.[421][422]
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The Ashramas system has been one facet of the Dharma concept in Hinduism.[418] Combined with four proper goals of human life (Purusartha), the Ashramas system traditionally aimed at providing a Hindu with fulfilling life and spiritual liberation.[418] While these stages are typically sequential, any person can enter Sannyasa (ascetic) stage and become an Ascetic at any time after the Brahmacharya stage.[423] Sannyasa is not religiously mandatory in Hinduism, and elderly people are free to live with their families.[424]
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Some Hindus choose to live a monastic life (Sannyāsa) in pursuit of liberation (moksha) or another form of spiritual perfection.[18] Monastics commit themselves to a simple and celibate life, detached from material pursuits, of meditation and spiritual contemplation.[425] A Hindu monk is called a Sanyāsī, Sādhu, or Swāmi. A female renunciate is called a Sanyāsini. Renunciates receive high respect in Hindu society because of their simple ahimsa-driven lifestyle and dedication to spiritual liberation (moksha) – believed to be the ultimate goal of life in Hinduism.[422] Some monastics live in monasteries, while others wander from place to place, depending on donated food and charity for their needs.[426]
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James Mill (1773–1836), in his The History of British India (1817),[427] distinguished three phases in the history of India, namely Hindu, Muslim and British civilisations.[427][428] This periodisation has been criticised for the misconceptions it has given rise to.[429] Another periodisation is the division into "ancient, classical, medieval and modern periods".[430] An elaborate periodisation may be as follows:[12]
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Hinduism is a fusion[436][note 5] or synthesis[27][note 6] of various Indian cultures and traditions.[27][note 8] Among the roots of Hinduism are the historical Vedic religion of Iron Age India,[437] itself already the product of "a composite of the Indo-Aryan and Harappan cultures and civilizations",[438][note 31] but also the Sramana[439] or renouncer traditions[110] of northeast India,[439] and mesolithic[440] and neolithic[441] cultures of India, such as the religions of the Indus Valley Civilisation,[442] Dravidian traditions,[443] and the local traditions[110] and tribal religions.[444][note 32]
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This "Hindu synthesis" emerged after the Vedic period, between 500[27]-200[28] BCE and c. 300 CE,[27] the beginning of the "Epic and Puranic" c.q. "Preclassical" period,[27][28] and incorporated śramaṇic[28][445] and Buddhist influences[28][446] and the emerging bhakti tradition into the Brahmanical fold via the Smriti literature.[447][28] From northern India this "Hindu synthesis", and its societal divisions, spread to southern India and parts of Southeast Asia, as the Brahmanical culture was adopted by courts and rulers.[448] Hinduism co-existed for several centuries with Buddhism,[449] to finally gain the upper hand at all levels in the 8th century.[450][web 15][note 33]
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According to Eliot Deutsch, brahmins played an essential role in the development of this synthesis. They were bilingual and bicultural, speaking both their local language, and popular Sanskrit, which transcended regional differences in culture and language. They were able to "translate the mainstream of the large culture in terms of the village and the culture of the village in terms of the mainstream," thereby integrating the local culture into a larger whole.[118] While vaidikas and, to a lesser degree, smartas, remained faithfull to the traditional Vedic lore, a new brahminism arose which composed litanies for the local and regional gods, and became the ministers of these local traditions.[118]
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The earliest prehistoric religion in India that may have left its traces in Hinduism comes from mesolithic as observed in the sites such as the rock paintings of Bhimbetka rock shelters dating to a period of 30,000 BCE or older,[note 34] as well as neolithic times.[note 35] Some of the religious practices can be considered to have originated in 4000 BCE. Several tribal religions still exist, though their practices may not resemble those of prehistoric religions.[web 16]
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According to anthropologist Possehl, the Indus Valley Civilization "provides a logical, if somewhat arbitrary, starting point for some aspects of the later Hindu tradition".[452] The religion of this period included worship of a Great male god, which is compared to a proto-Shiva, and probably a Mother Goddess, that may prefigure Shakti. However these links of deities and practices of the Indus religion to later-day Hinduism are subject to both political contention and scholarly dispute.[453]
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The Vedic period is the period when the Vedas were composed, the liturgical texts of the religion of some of the Indo-Aryans[454][note 36] as codified at the Kuru Kingdom,[456] lasted from c. 1500 to 500 BCE.[457][note 37] The Indo-Aryans were semi-nomadic pastoralists[456] who migrated into north-western India after the collapse of the Indus Valley Civilization.[455][459][460]
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The Puranic chronology, the timeline of events in ancient Indian history as narrated in the Mahabaratha, the Ramayana, and the Puranas, envisions an older chronology for the Vedic culture. In this view, the Vedas were received thousands of years ago. The Kurukshetra War, the background-scene of the Baghavad Gita, which may relate histoical events taking which took place ca. 1000 BCE at the heartland of Aryavarta,[456][461] is dated in this chronology at ca. 3100 BCE, while Gulshan (1940) dates the start of the reign of Manu Vaivasvata at 7350 BCE.[462] Some Indian writers and archaeologists have opposed the notion of a migration of Indo-Aryans into India and argued for an indigenous origin of the Indo-Aryans,[463][455][464] but though popular in India, these ideas have no support in academic mainstream scholarship.[note 38] The linguistic and religious data show clear links with Indo-European languages and religion,[465] while recent genetic research shows that people related to the Corded Ware culture arrived in India from the steppes via the Inner Asia Mountain Corridor in the second millennium BCE.[466][467][468][web 17][web 18] According to Singh, "The dominant view is that the Indo-Aryans came to the subcontinent as immigrants."[464]
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During the early Vedic period (c. 1500 – c. 1100 BCE[456]) Vedic tribes were pastoralists, wandering around in north-west India.[469] After 1100 BCE the Vedic tribes moved into the western Ganges Plain, adapting an agrarian lifestyle.[456][470][471] Rudimentary state-forms appeared, of which the Kuru-Pañcāla union was the most influential.[472][473] It was a tribal union, which developed into the first recorded state-level society in South Asia around 1000 BCE.[456] This, according to Witzel, decisively changed their religious heritage of the early Vedic period, collecting their ritual hymns into the Vedic collections, and shifting ritual exchange within a tribe to social exchange within the larger Kuru realm through complicated Srauta rituals.[474] In this period, states Samuel, emerged the Brahmana and Aranyaka layers of Vedic texts, which merged into the earliest Upanishads.[475] These texts began to ask the meaning of a ritual, adding increasing levels of philosophical and metaphysical speculation,[475] or "Hindu synthesis".[27]
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The Indo-Aryans brought with them their language[476] and religion.[477][478] The Vedic beliefs and practices of the pre-classical era were closely related to the hypothesised Proto-Indo-European religion,[479] and the Indo-Iranian religion.[480][note 39]
|
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+
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+
The Vedic religion history is unclear and "heavily contested", states Samuel.[487] In the later Vedic period, it co-existed with local religions, such as the mother goddess worshipping Yaksha cults.[488][web 19] The Vedic was itself likely the product of "a composite of the indo-Aryan and Harappan cultures and civilizations".[438] David Gordon White cites three other mainstream scholars who "have emphatically demonstrated" that Vedic religion is partially derived from the Indus Valley Civilizations.[489][note 31] Their religion was further developed when they migrated into the Ganges Plain after c. 1100 BCE and became settled farmers,[456][491][492] further syncretising with the native cultures of northern India.[493]
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The composition of the Vedic literature began in the 2nd millennium BCE.[494][495] The oldest of these Vedic texts is the Rigveda, composed between c. 1500 – 1200 BCE,[496][497][498] though a wider approximation of c. 1700 – 1100 BCE has also been given.[499][500]
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+
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The evidence suggests that the Vedic religion evolved in "two superficially contradictory directions", state Jamison and Witzel, namely an ever more "elaborate, expensive, and specialized system of rituals",[501] which survives in the present-day srauta-ritual,[502] and "abstraction and internalization of the principles underlying ritual and cosmic speculation" within oneself,[501][503] akin to the Jain and Buddhist tradition.
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The first half of the 1st millennium BCE was a period of great intellectual and social-cultural ferment in ancient India.[504][505] New ideas developed both in the Vedic tradition in the form of the Upanishads, and outside of the Vedic tradition through the Śramaṇa movements.[506][507][508][note 40] For example, prior to the birth of the Buddha and the Mahavira, and related Sramana movements, the Brahmanical tradition had questioned the meaning and efficacy of Vedic rituals,[510] then internalized and variously reinterpreted the Vedic fire rituals as ethical concepts such as Truth, Rite, Tranquility or Restraint.[511] The 9th and 8th centuries BCE witnessed the composition of the earliest Upanishads with such ideas.[511][512]:183 Other ancient Principal Upanishads were composed in the centuries that followed, forming the foundation of classical Hinduism and the Vedanta (conclusion of the Veda) literature.[513]
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Brahmanism, also called Brahminism, developed out of the Vedic religion, incorporating non-Vedic religious ideas, and expanding to a region stretching from the northwest Indian subcontinent to the Ganges valley.[514] Brahmanism included the Vedic corpus, but also post-Vedic texts such as the Dharmasutras and Dharmasastras, which gave prominence to the priestly (Brahmin) class of the society.[514] The emphasis on ritual and the dominant position of Brahmans developed as an ideology developed in the Kuru-Pancala realm, and expanded into a wider realm after the demish of the Kuru-Pancala realm.[456] It co-existed with local religions, such as the Yaksha cults.[493][515][516]
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Increasing urbanisation of India between 800 and 400 BCE, and possibly the spread of urban diseases, contributed to the rise of ascetic movements and of new ideas which challenged the orthodox Brahmanism.[517] These ideas led to Sramana movements, of which Mahavira (c. 549 – 477 BCE), proponent of Jainism, and Buddha (c. 563 – 483), founder of Buddhism, were the most prominent icons.[512]:184 According to Bronkhorst, the sramana culture arose in greater Magadha, which was Indo-European, but not Vedic. In this culture, kashtriyas were placed higher than Brahmins, and it rejected Vedic authority and rituals.[518][519] Geoffrey Samuel, following Tom Hopkins, also argues that the Gangetic plain, which gave rise to Jainism and Buddhism, incorporated a culture which was different form the Brahmanical orthodoxy practiced in the Kuru-Pancala region.[520]
|
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+
|
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The ascetic tradition of Vedic period in part created the foundational theories of samsara and of moksha (liberation from samsara), which became characteristic for Hinduism, along with Buddhism and Jainism.[note 41][521]
|
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These ascetic concepts were adopted by schools of Hinduism as well as other major Indian religions, but key differences between their premises defined their further development. Hinduism, for example, developed its ideas with the premise that every human being has a soul (atman, self), while Buddhism developed with the premise that there is no soul or self.[522][523][524]
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+
The chronology of these religious concepts is unclear, and scholars contest which religion affected the other as well as the chronological sequence of the ancient texts.[525][526] Pratt notes that Oldenberg (1854–1920), Neumann (1865–1915) and Radhakrishnan (1888–1975) believed that the Buddhist canon had been influenced by Upanishads, while la Vallee Poussin thinks the influence was nihil, and "Eliot and several others insist that on some points such as the existence of soul or self the Buddha was directly antithetical to the Upanishads".[527][note 42]
|
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+
|
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+
The post-Vedic period of the Second Urbanisation saw a decline of Brahmanism.[529][530] At the end of the Vedic period, the meaning of the words of the Vedas had become obscure, and was perceived as "a fixed sequence of sounds"[531][note 43] with a magical power, "means to an end."[note 44] With the growth of cities, which treatened the income and patronage of the rural Brahmins; the rise of Buddhism; and the Indian campaign of Alexander the Great (327-325 BCE), the rise of the Mauryan Empire (322-185 BCE), and the Saka invasions and rule of northwestern India (2nd c. BC - 4th c. CE), Brahmanism faced a grave threat to its existence.[532][533] In some later texts, Northwest-India (which earlier texts consider as part of Aryavarta) is even seen as "impure", probably due to invasions. The Karnaparva 43.5-8 states that those who live on the Sindhu and the five rivers of the Punjab are impure and dharmabahya.
|
253 |
+
|
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+
From about 500 BCE through about 300 CE, the Vedic-Brahmanic synthesis or "Hindu synthesis" continued.[27] Classical Hindu and Sramanic (particularly Buddhist) ideas spread within Indian subcontinent, as well outside India such as in Central Asia,[534] and the parts of Southeast Asia (coasts of Indonesia and peninsular Thailand).[note 45][535]
|
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+
|
256 |
+
The decline of Brahmanism was overcome by providing new services[536] and incorporating the non-Vedic Indo-Aryan relgious heritage of the eastern Ganges plain and local religious traditions, giving rise to contemporary Hinduism.[532] The "Hindu synthesis" or "Brahmanical synthesis"[27][28] incorporated Sramanic and Buddhist influences[28][446][which?] into the "Brahmanical fold" via the Smriti ("remembered") literature.[447][28] According to Embree, several other religious traditions had existed side by side with the Vedic religion. These indigenous religions "eventually found a place under the broad mantle of the Vedic religion".[537] The Smriti texts of the period between 200 BCE-100 CE affirmed the authority of the Vedas. The acceptance of the ideas in the Vedas and Upanishads became a central criterium for defining Hinduism, while the heterodox movements rejected those ideas.[538]
|
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|
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The major Sanskrit epics, Ramayana and Mahabharata, which belong to the Smriti, were compiled over a protracted period during the late centuries BCE and the early centuries CE.[447][web 20] These are legendary dialogues interspersed with philosophical treatises. The Bhagavad Gita was composed in this period and consolidated diverse philosophies and soteriological ideas.[539]
|
259 |
+
|
260 |
+
During this period, the foundational texts of several schools of Hindu philosophy were formally written down, including Samkhya, Yoga, Nyaya, Vaisheshika, Purva-Mimamsa and Vedanta.[540] The Smriti literature of Hinduism, particularly the Sutras, as well as other Hindu texts such as the Arthashastra and Sushruta Samhita were also written or expanded during this period.[447][541]
|
261 |
+
|
262 |
+
Many influential Yoga Upanishads, states Gavin Flood, were composed before the 3rd century CE.[542][543] Seven Sannyasa Upanishads of Hinduism were composed between the last centuries of the 1st millennium BCE and before the 3rd century CE.[544][545] All these texts describe Hindu renunciation and monastic values, and express strongly Advaita Vedanta tradition ideas. This, state Patrick Olivelle and other scholars, is likely because the monasteries of Advaita tradition of Hinduism had become well established in ancient times.[546][547][548] The first version of Natyasastra – a Hindu text on performance arts that integrates Vedic ideology – was also completed before the 2nd century CE.[549][550]
|
263 |
+
|
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+
During the Gupta period, the first stone and cave Hindu temples dedicated to Hindu deities were built, some of which have survived into the modern era.[551][note 46] Numerous monasteries and universities were also built during the Gupta dynasty era, which supported Vedic and non-Vedic studies, including the famed Nalanda.[553][554]
|
265 |
+
|
266 |
+
The first version of early Puranas, likely composed between 250 and 500 CE, show continuities with the Vedic religion, but also an expanded mythology of Vishnu, Shiva and Devi (goddess).[555] The Puranas were living texts that were revised over time,[556] and Lorenzen suggests these texts may reflect the beginnings of "medieval Hinduism".[122]
|
267 |
+
|
268 |
+
After the end of the Gupta Empire, power became decentralised in India. The disintegration of central power also led to regionalisation of religiosity, and religious rivalry.[557] Rural and devotional movements arose within Hinduism, along with Shaivism, Vaisnavism, Bhakti and Tantra,[557] that competed with each other, as well as with numerous sects of Buddhism and Jainism.[557][558] Buddhism declined, though many of its ideas, and even the Buddha himself, were absorbed into certain Brahmanical traditions.[559]
|
269 |
+
|
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+
Srauta rituals declined in India and were replaced with Buddhist and Hindu initiatory rituals for royal courts.[560] Over time, some Buddhist practices were integrated into Hinduism, monumental Hindu temples were built in South Asia and Southeast Asia,[561] while Vajrayana Buddhism literature developed as a result of royal courts sponsoring both Buddhism and Saivism.[562]</ref>
|
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+
|
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+
The first edition of many Puranas were composed in this period. Examples include Bhagavata Purana and Vishnu Purana with legends of Krishna,[563] while Padma Purana and Kurma Purana expressed reverence for Vishnu, Shiva and Shakti with equal enthusiasm;[564] all of them included topics such as Yoga practice and pilgrimage tour guides to Hindu holy sites.[565][566] Early colonial era orientalists proposed that the Puranas were religious texts of medieval Hinduism.[567] However, modern era scholars, such as Urs App, Ronald Inden and Ludo Rocher state that this is highly misleading because these texts were continuously revised, exist in numerous very different versions and are too inconsistent to be religious texts.[567][568][569]
|
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+
|
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+
Bhakti ideas centered around loving devotion to Vishnu and Shiva with songs and music, were pioneered in this period by the Alvars and Nayanars of South India.[570][571] Major Hinduism scholars of this period included Adi Shankara, Maṇḍana-Miśra, Padmapada and Sureśvara of the Advaita schools;[572] Śabara, Vatsyayana and Samkarasvamin of Nyaya-Vaisesika schools; Mathara and Yuktidipika (author unknown) of Samkhya-Yoga; Bhartrhari, Vasugupta and Abhinavagupta of Kashmir Shaivism, and Ramanuja of Vishishtadvaita school of Hinduism (Sri Vaishnavism).[573][web 21][574]
|
275 |
+
|
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+
The Islamic rule period witnessed Hindu-Muslim confrontation and violence,[575][576] but "violence did not normally characterize the relations of Muslim and Hindu."[577][578] Enslavement of non-Muslims, especially Hindus in India, was part of the Muslim raids and conquests.[579][580] After the 14th century slavery become less common[581] and in 1562 "Akbar abolished the practice of enslaving the families of war captives."[582] Akbar recognized Hinduism, protected Hindu temples, and abolished Jizya (head taxes) against Hindus.[580][583] Occasionally, Muslim rulers of the Delhi Sultanate and the Mughal Empire, before and after Akbar, from the 12th century to the 18th century, destroyed Hindu temples (eg. Kesavadeva Temple was destroyed at Mathura at Eidgah was built,[584][585] Bindumadhava temple was destroyed and Alamgir Mosque was built[586][587][589][note 47]) and persecuted non-Muslims.
|
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+
|
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+
Though Islam came to Indian subcontinent in the early 7th century with the advent of Arab traders, it started impacting Indian religions after the 10th century, and particularly after the 12th century with the establishment and then expansion of Islamic rule.[590][591] During this period Buddhism declined rapidly, and a distinct Indo-Islamic culture emerged.[592] Under Akbar an "intriguing blend of Perso-Islamic and Rajput-Hindu traditions became manifest."[593] Nevertheless, many orthodox ulamas ("learned Islamic jurists") opposed the rapprochement of Hinduism and Islam,[593] and the two merely co-existed,[594] although there was more accommodation at the peasantry level of Indian society.[594]
|
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|
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According to Hardy, the Muslim rulers were not concerned with the number of converts, since the stability and continuity of their regime did not depend on the number of Muslims.[595] In general, religious conversion was a gradual process, with some converts attracted to pious Muslim saints, while others converted to Islam to gain religious zijia tax relief on Hindus, land grant, marriage partners, social and economic advancement,[596] or freedom from slavery.[597] In border regions such as the Punjab and eastern Bengal, the share of Muslims grew as large as 70% to 90% of the population, whereas in the heartland of Muslim rule, the upper Gangetic Plain, the Muslims constituted only 10 to 15% of the population.[note 48]
|
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|
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+
Between the 14th and 18th century, Hinduism was revived in certain provinces of India under two powerful states, viz. Vijayanagar and Maratha. In the 14th and 15th centuries Southern India saw the rise of the Hindu Vijayanagar Empire, which served as a barrier against invasion by the Muslim sultanates of the north, and it fostered the reconstruction of Hindu life and administration.[web 22] Vidyaranya, also known as Madhava, who was the 12th Jagadguru of the Śringeri Śarada Pītham from 1380–6,[598] and a minister in the Vijayanagara Empire,[599] helped establish Shankara as a rallying symbol of values, and helped spread historical and cultural influence of Shankara's Vedanta philosophies.[600][601] The Hindu Maratha Confederacy rose to power in the 18th century and ended up overthrowing Muslim power in India[602][603]
|
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+
|
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Another Hindu polity was the Eastern Ganga and Surya, which ruled much of present-day Odisha (historically known as Kalinga) from 11th century till mid-16th century CE. During the 13th and 14th centuries, when large parts of India were under the rule of Muslim powers, an independent Kalinga became a stronghold of Hindu religion, philosophy, art, and architecture. The Eastern Ganga rulers were great patrons of religion and the arts, and the temples they built are considered among the masterpieces of Hindu architecture.[604][605]
|
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Hinduism underwent profound changes, aided in part by teachers such as Ramanuja, Madhva, and Chaitanya.[606] Tantra disappeared in northern India, partly due to Muslim rule,[607] while the Bhakti movement grew, with followers engaging in emotional, passionate and community-oriented devotional worship, participating in saguna or nirguna Brahman ideologies.[608][606][609] According to Nicholson, already between the 12th and the 16th century, "certain thinkers began to treat as a single whole the diverse philosophical teachings of the Upanishads, epics, Puranas, and the schools known retrospectively as the 'six systems' (saddarsana) of mainstream Hindu philosophy."[126][note 49] Michaels notes that a historicization emerged which preceded later nationalism, articulating ideas which glorified Hinduism and the past.[131]
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+
With the onset of the British Raj, the colonization of India by the British, there also started a Hindu Renaissance in the 19th century, which profoundly changed the understanding of Hinduism in both India and the west.[610] Indology as an academic discipline of studying Indian culture from a European perspective was established in the 19th century, led by scholars such as Max Müller and John Woodroffe. They brought Vedic, Puranic and Tantric literature and philosophy to Europe and the United States. Western orientalist searched for the "essence" of the Indian religions, discerning this in the Vedas,[611] and meanwhile creating the notion of "Hinduism" as a unified body of religious praxis[612] and the popular picture of 'mystical India'.[612][610] This idea of a Vedic essence was taken over by Hindu reform movements as the Brahmo Samaj, which was supported for a while by the Unitarian Church,[613] together with the ideas of Universalism and Perennialism, the idea that all religions share a common mystic ground.[614] This "Hindu modernism", with proponents like Vivekananda, Aurobindo and Radhakrishnan, became central in the popular understanding of Hinduism.[615][616][617][618][56]
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Influential 20th-century Hindus were Ramana Maharshi, B.K.S. Iyengar, Paramahansa Yogananda, Maharishi Mahesh Yogi, Srila Prabhupada (founder of ISKCON), Sri Chinmoy, Swami Rama and others who translated, reformulated and presented Hinduism's foundational texts for contemporary audiences in new iterations, raising the profiles of Yoga and Vedanta in the West and attracting followers and attention in India and abroad.
|
291 |
+
|
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Hindu practices such as Yoga, Ayurvedic health, Tantric sexuality through Neotantra and the Kama Sutra have spread beyond Hindu communities and have been accepted by several non-Hindus:
|
293 |
+
|
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+
Hinduism is attracting Western adherents through the affiliated practice of yoga. Yoga centers in the West—which generally advocate vegetarianism—attract young, well-educated Westerners who are drawn by yoga's benefits for the physical and emotional health; there they are introduced to the Hindu philosophical system taught by most yoga teachers, known as Vedanta.[619]
|
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+
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It is estimated that around 30 million Americans and 5 million Europeans regularly practice some form of Hatha Yoga.[620] In Australia, the number of practitioners is about 300,000.[web 23] In New Zealand the number is also around 300,000.[web 24]
|
297 |
+
|
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+
In the 20th century, Hinduism also gained prominence as a political force and a source for national identity in India. With origins traced back to the establishment of the Hindu Mahasabha in the 1910s, the movement grew with the formulation and development of the Hindutva ideology in the following decades; the establishment of Rashtriya Swayamsevak Sangh (RSS) in 1925; and the entry, and later success, of RSS offshoots Jana Sangha and Bharatiya Janata Party (BJP) in electoral politics in post-independence India.[621] Hindu religiosity plays an important role in the nationalist movement.[622][note 50][note 51]
|
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+
|
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+
Hinduism is a major religion in India. Hinduism was followed by around 79.8% of the country's population of 1.21 billion (2011 census) (960 million adherents).[web 25] Other significant populations are found in Nepal (23 million), Bangladesh (15 million) and the Indonesian island of Bali (3.9 million).[627] The majority of the Vietnamese Cham people also follow Hinduism, with the largest proportion in Ninh Thuận Province.[628]
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+
|
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+
Countries with the greatest proportion of Hindus:
|
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+
|
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Demographically, Hinduism is the world's third largest religion, after Christianity and Islam.[web 40][629]
|
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+
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In the modern era, religious conversion from and to Hinduism has been a controversial subject. Some state the concept of missionary conversion, either way, is anathema to the precepts of Hinduism.[631]
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+
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Religious conversion to Hinduism has a long history outside India. Merchants and traders of India, particularly from the Indian peninsula, carried their religious ideas, which led to religious conversions to Hinduism in southeast Asia.[632][633][634] Within India, archeological and textual evidence such as the 2nd-century BCE Heliodorus pillar suggest that Greeks and other foreigners converted to Hinduism.[635][636] The debate on proselytization and religious conversion between Christianity, Islam and Hinduism is more recent, and started in the 19th century.[637][638][note 52]
|
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+
|
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+
Religious leaders of some Hindu reform movements such as the Arya Samaj launched Shuddhi movement to proselytize and reconvert Muslims and Christians back to Hinduism,[642][643] while those such as the Brahmo Samaj suggested Hinduism to be a non-missionary religion.[631] All these sects of Hinduism have welcomed new members to their group, while other leaders of Hinduism's diverse schools have stated that given the intensive proselytization activities from missionary Islam and Christianity, this "there is no such thing as proselytism in Hinduism" view must be re-examined.[631][642][644]
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+
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+
The appropriateness of conversion from major religions to Hinduism, and vice versa, has been and remains an actively debated topic in India,[645][646][647] and in Indonesia.[648]
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+
Hinduism
|
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+
Related systems and religions
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Subnotes
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Introductory
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+
Origins
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Texts
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Research on Hinduism
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Audio on Hinduism
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Hinduism is an Indian religion and dharma, or way of life.[note 1][note 2] It is the world's third-largest religion with over 1.25 billion followers, or 15–16% of the global population, known as Hindus.[web 1][web 2] The word Hindu is an exonym,[1][2] and while Hinduism has been called the oldest religion in the world,[note 3] many practitioners refer to their religion as Sanātana Dharma, "the eternal way" which refers to the idea that its origins lie beyond human history, as revealed in the Hindu texts.[3][4][5][6][note 4] Another, though less fitting,[7] self-designation is Vaidika dharma,[8][9][10][11] the 'dharma related to the Vedas.'[web 3]
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Hinduism includes a range of philosophies, and is linked by shared concepts, recognisable rituals, cosmology, pilgrimage to sacred sites and shared textual resources that discuss theology, philosophy, mythology, Vedic yajna, Yoga, agamic rituals, and temple building, among other topics.[12] Hinduism prescribes the eternal duties, such as honesty, refraining from injuring living beings (ahimsa), patience, forbearance, self-restraint, and compassion, among others.[web 4][13] Prominent themes in Hindu beliefs include the four Puruṣārthas, the proper goals or aims of human life; namely, Dharma (ethics/duties), Artha (prosperity/work), Kama (desires/passions) and Moksha (liberation/freedom from the cycle of death and rebirth/salvation),[14][15] as well as karma (action, intent and consequences) and Saṃsāra (cycle of death and rebirth).[16][17]
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Hindu practices include rituals such as puja (worship) and recitations, japa, meditation (dhyana), family-oriented rites of passage, annual festivals, and occasional pilgrimages. Along with the practice of various Yogas, some Hindus leave their social world and material possessions and engage in lifelong Sannyasa (monasticism) in order to achieve Moksha.[18]
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Hindu texts are classified into Śruti ("heard") and Smṛti ("remembered"), the major scriptures of which are the Vedas, the Upanishads, the Puranas, the Mahabharata, the Ramayana, and the Āgamas.[19][16] There are six āstika schools of Hindu philosophy, who recognise the authority of the Vedas, namely Sankhya, Yoga, Nyaya, Vaisheshika, Mimamsa and Vedanta.[20][21][22]
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While the Puranic chronology presents a geneaology of thousands of years, starting with the Vedic rishis, scholars regard Hinduism as a fusion[note 5] or synthesis[23][note 6] of Brahmanical orthopraxy[note 7] with various Indian cultures,[24][note 8] having diverse roots[25][note 9] and no specific founder.[26] This Hindu synthesis emerged after the Vedic period, between ca. 500[27]–200[28] BCE and c. 300 CE,[27] in the period of the Second Urbanisation and the early classical period of Hinduism, when the Epics and the first Puranas were composed.[27][28] It flourished in the medieval period, with the decline of Buddhism in India.[29]
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Currently, the four largest denominations of Hinduism are the Vaishnavism, Shaivism, Shaktism and Smartism.[30] Sources of authority and eternal truths in the Hindu texts play an important role, but there is also a strong Hindu tradition of questioning authority in order to deepen the understanding of these truths and to further develop the tradition.[31] Hinduism is the most widely professed faith in India, Nepal and Mauritius. Significant numbers of Hindu communities are found in Southeast Asia including in Bali, Indonesia,[32] the Caribbean, North America, Europe, Oceania, Africa, and other regions.[33][34]
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The word Hindū is derived from Indo-Aryan[35]/Sanskrit[36] root Sindhu.[36][37] The Proto-Iranian sound change *s > h occurred between 850–600 BCE, according to Asko Parpola.[38]
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The use of the English term "Hinduism" to describe a collection of practices and beliefs is a fairly recent construction: it was first used by Raja Ram Mohun Roy in 1816–17.[39] The term "Hinduism" was coined in around 1830 by those Indians who opposed British colonialism, and who wanted to distinguish themselves from other religious groups.[40][41][39] Before the British began to categorise communities strictly by religion, Indians generally did not define themselves exclusively through their religious beliefs; instead identities were largely segmented on the basis of locality, language, varna, jāti, occupation and sect.[42]
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The word "Hindu" is much older, and it is believed that it was used as the name for the Indus River in the northwestern part of the Indian subcontinent.[39][36][note 10] According to Gavin Flood, "The actual term Hindu first occurs as a Persian geographical term for the people who lived beyond the river Indus (Sanskrit: Sindhu)",[36] more specifically in the 6th-century BCE inscription of Darius I (550–486 BCE).[43] The term Hindu in these ancient records is a geographical term and did not refer to a religion.[36] Among the earliest known records of 'Hindu' with connotations of religion may be in the 7th-century CE Chinese text Record of the Western Regions by Xuanzang,[43] and 14th-century Persian text Futuhu's-salatin by 'Abd al-Malik Isami.[note 11]
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Thapar states that the word Hindu is found as heptahindu in Avesta – equivalent to Rigvedic sapta sindhu, while hndstn (pronounced Hindustan) is found in a Sasanian inscription from the 3rd century CE, both of which refer to parts of northwestern South Asia.[44] The Arabic term al-Hind referred to the people who live across the River Indus.[45] This Arabic term was itself taken from the pre-Islamic Persian term Hindū, which refers to all Indians. By the 13th century, Hindustan emerged as a popular alternative name of India, meaning the "land of Hindus".[46][note 12]
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The term Hindu was later used occasionally in some Sanskrit texts such as the later Rajataranginis of Kashmir (Hinduka, c. 1450) and some 16th- to 18th-century Bengali Gaudiya Vaishnava texts including Chaitanya Charitamrita and Chaitanya Bhagavata. These texts used it to distinguish Hindus from Muslims who are called Yavanas (foreigners) or Mlecchas (barbarians), with the 16th-century Chaitanya Charitamrita text and the 17th-century Bhakta Mala text using the phrase "Hindu dharma".[47] It was only towards the end of the 18th century that European merchants and colonists began to refer to the followers of Indian religions collectively as Hindus.
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The term Hinduism, then spelled Hindooism, was introduced into the English language in the 18th century to denote the religious, philosophical, and cultural traditions native to India.[48]
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Hinduism includes a diversity of ideas on spirituality and traditions, but has no ecclesiastical order, no unquestionable religious authorities, no governing body, no prophet(s) nor any binding holy book; Hindus can choose to be polytheistic, pantheistic, panentheistic, pandeistic, henotheistic, monotheistic, monistic, agnostic, atheistic or humanist.[49][50][51] According to Doniger, "ideas about all the major issues of faith and lifestyle - vegetarianism, nonviolence, belief in rebirth, even caste - are subjects of debate, not dogma."[52]
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Because of the wide range of traditions and ideas covered by the term Hinduism, arriving at a comprehensive definition is difficult.[36] The religion "defies our desire to define and categorize it".[53] Hinduism has been variously defined as a religion, a religious tradition, a set of religious beliefs, and "a way of life".[54][note 1] From a Western lexical standpoint, Hinduism like other faiths is appropriately referred to as a religion. In India the term dharma is preferred, which is broader than the Western term religion.
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The study of India and its cultures and religions, and the definition of "Hinduism", has been shaped by the interests of colonialism and by Western notions of religion.[55][56] Since the 1990s, those influences and its outcomes have been the topic of debate among scholars of Hinduism,[55][note 13] and have also been taken over by critics of the Western view on India.[57][note 14]
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Hinduism as it is commonly known can be subdivided into a number of major currents. Of the historical division into six darsanas (philosophies), two schools, Vedanta and Yoga, are currently the most prominent.[20] Classified by primary deity or deities, four major Hinduism modern currents are Vaishnavism (Vishnu), Shaivism (Shiva), Shaktism (Devi) and Smartism (five deities treated as same).[58][59] Hinduism also accepts numerous divine beings, with many Hindus considering the deities to be aspects or manifestations of a single impersonal absolute or ultimate reality or God, while some Hindus maintain that a specific deity represents the supreme and various deities are lower manifestations of this supreme.[60] Other notable characteristics include a belief in existence of ātman (soul, self), reincarnation of one's ātman, and karma as well as a belief in dharma (duties, rights, laws, conduct, virtues and right way of living).
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McDaniel (2007) classifies Hinduism into six major kinds and numerous minor kinds, in order to understand expression of emotions among the Hindus.[61] The major kinds, according to McDaniel are, Folk Hinduism, based on local traditions and cults of local deities and is the oldest, non-literate system; Vedic Hinduism based on the earliest layers of the Vedas traceable to 2nd millennium BCE; Vedantic Hinduism based on the philosophy of the Upanishads, including Advaita Vedanta, emphasizing knowledge and wisdom; Yogic Hinduism, following the text of Yoga Sutras of Patanjali emphasizing introspective awareness; Dharmic Hinduism or "daily morality", which McDaniel states is stereotyped in some books as the "only form of Hindu religion with a belief in karma, cows and caste"; and Bhakti or devotional Hinduism, where intense emotions are elaborately incorporated in the pursuit of the spiritual.[61]
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Michaels distinguishes three Hindu religions and four forms of Hindu religiosity.[62] The three Hindu religions are "Brahmanic-Sanskritic Hinduism", "folk religions and tribal religions", and "founded religions".[63] The four forms of Hindu religiosity are the classical "karma-marga",[64] jnana-marga,[65] bhakti-marga,[65] and "heroism", which is rooted in militaristic traditions, such as Ramaism and parts of political Hinduism.[64] This is also called virya-marga.[65] According to Michaels, one out of nine Hindu belongs by birth to one or both of the Brahmanic-Sanskritic Hinduism and Folk religion typology, whether practicing or non-practicing. He classifies most Hindus as belonging by choice to one of the "founded religions" such as Vaishnavism and Shaivism that are salvation-focussed and often de-emphasize Brahman priestly authority yet incorporate ritual grammar of Brahmanic-Sanskritic Hinduism.[66] He includes among "founded religions" Buddhism, Jainism, Sikhism that are now distinct religions, syncretic movements such as Brahmo Samaj and the Theosophical Society, as well as various "Guru-isms" and new religious movements such as Maharishi Mahesh Yogi and ISKCON.[67]
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Inden states that the attempt to classify Hinduism by typology started in the imperial times, when proselytizing missionaries and colonial officials sought to understand and portray Hinduism from their interests.[68] Hinduism was construed as emanating not from a reason of spirit but fantasy and creative imagination, not conceptual but symbolical, not ethical but emotive, not rational or spiritual but of cognitive mysticism. This stereotype followed and fit, states Inden, with the imperial imperatives of the era, providing the moral justification for the colonial project.[68] From tribal Animism to Buddhism, everything was subsumed as part of Hinduism. The early reports set the tradition and scholarly premises for typology of Hinduism, as well as the major assumptions and flawed presuppositions that has been at the foundation of Indology. Hinduism, according to Inden, has been neither what imperial religionists stereotyped it to be, nor is it appropriate to equate Hinduism to be merely monist pantheism and philosophical idealism of Advaita Vedanta.[68]
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To its adherents, Hinduism is a traditional way of life.[69] Many practitioners refer to the "orthodox" form of Hinduism as Sanātana Dharma, "the eternal law" or the "eternal way".[70][71] Hindus regard Hinduism to be thousands of years old. The Puranic chronology, the timeline of events in ancient Indian history as narrated in the Mahabaratha, the Ramayana, and the Puranas, envisions an chronology of events related to Hinduism starting well before 3000 BCE. The Sanskrit word dharma has a much broader meaning than religion and is not its equivalent. All aspects of a Hindu life, namely acquiring wealth (artha), fulfillment of desires (kama), and attaining liberation (moksha), are part of dharma, which encapsulates the "right way of living" and eternal harmonious principles in their fulfillment.[72][73]
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According to the editors of the Encyclopædia Britannica, Sanātana Dharma historically referred to the "eternal" duties religiously ordained in Hinduism, duties such as honesty, refraining from injuring living beings (ahimsa), purity, goodwill, mercy, patience, forbearance, self-restraint, generosity, and asceticism. These duties applied regardless of a Hindu's class, caste, or sect, and they contrasted with svadharma, one's "own duty", in accordance with one's class or caste (varna) and stage in life (puruṣārtha).[web 4] In recent years, the term has been used by Hindu leaders, reformers, and nationalists to refer to Hinduism. Sanatana dharma has become a synonym for the "eternal" truth and teachings of Hinduism, that transcend history and are "unchanging, indivisible and ultimately nonsectarian".[web 4]
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According to other scholars such as Kim Knott and Brian Hatcher, Sanātana Dharma refers to "timeless, eternal set of truths" and this is how Hindus view the origins of their religion. It is viewed as those eternal truths and tradition with origins beyond human history, truths divinely revealed (Shruti) in the Vedas – the most ancient of the world's scriptures.[74][4] To many Hindus, the Western term "religion" to the extent it means "dogma and an institution traceable to a single founder" is inappropriate for their tradition, states Hatcher. Hinduism, to them, is a tradition that can be traced at least to the ancient Vedic era.[4][75][note 15]
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Some have referred to Hinduism as the Vaidika dharma.[8] The word 'Vaidika' in Sanskrit means 'derived from or conformable to the Veda' or 'relating to the Veda'.[web 3] Traditional scholars employed the terms Vaidika and Avaidika, those who accept the Vedas as a source of authoritative knowledge and those who do not, to differentiate various Indian schools from Jainism, Buddhism and Charvaka. According to Klaus Klostermaier, the term Vaidika dharma is the earliest self-designation of Hinduism.[9][10] According to Arvind Sharma, the historical evidence suggests that "the Hindus were referring to their religion by the term vaidika dharma or a variant thereof" by the 4th-century CE.[77] According to Brian K. Smith "[i]t is 'debatable at the very least' as to whether the term Vaidika Dharma cannot, with the proper concessions to historical, cultural and ideological specificity, be comparable to and translated as 'Hinduism' or 'Hindu religion'."[7]
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According to Alexis Sanderson, the early Sanskrit texts differentiate between Vaidika, Vaishnava, Shaiva, Shakta, Saura, Buddhist and Jaina traditions. However, the late 1st-millennium CE Indic consensus had "indeed come to conceptualize a complex entity corresponding to Hinduism as opposed to Buddhism and Jainism excluding only certain forms of antinomian Shakta-Shaiva" from its fold.[78] Some in the Mimamsa school of Hindu philosophy considered the Agamas such as the Pancaratrika to be invalid because it did not conform to the Vedas. Some Kashmiri scholars rejected the esoteric tantric traditions to be a part of Vaidika dharma.[78][79] The Atimarga Shaivism ascetic tradition, datable to about 500 CE, challenged the Vaidika frame and insisted that their Agamas and practices were not only valid, they were superior than those of the Vaidikas.[80] However, adds Sanderson, this Shaiva ascetic tradition viewed themselves as being genuinely true to the Vedic tradition and "held unanimously that the Śruti and Smṛti of Brahmanism are universally and uniquely valid in their own sphere, [...] and that as such they [Vedas] are man's sole means of valid knowledge [...]".[80]
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The term Vaidika dharma means a code of practice that is "based on the Vedas", but it is unclear what "based on the Vedas" really implies, states Julius Lipner.[75] The Vaidika dharma or "Vedic way of life", states Lipner, does not mean "Hinduism is necessarily religious" or that Hindus have a universally accepted "conventional or institutional meaning" for that term.[75] To many, it is as much a cultural term. Many Hindus do not have a copy of the Vedas nor have they ever seen or personally read parts of a Veda, like a Christian might relate to the Bible or a Muslim might to the Quran. Yet, states Lipner, "this does not mean that their [Hindus] whole life's orientation cannot be traced to the Vedas or that it does not in some way derive from it".[75]
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Though many religious Hindus implicitly acknowledge the authority of the Vedas, this acknowledgment is often "no more than a declaration that someone considers himself [or herself] a Hindu,"[81][note 16] and "most Indians today pay lip service to the Veda and have no regard for the contents of the text."[82] Some Hindus challenge the authority of the Vedas, thereby implicitly acknowledging its importance to the history of Hinduism, states Lipner.[75]
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Beginning in the 19th century, Indian modernists re-asserted Hinduism as a major asset of Indian civilisation,[56] meanwhile "purifying" Hinduism from its Tantric elements[85] and elevating the Vedic elements. Western stereotypes were reversed, emphasizing the universal aspects, and introducing modern approaches of social problems.[56] This approach had a great appeal, not only in India, but also in the west.[56] Major representatives of "Hindu modernism"[86] are Raja Rammohan Roy, Vivekananda, Sarvepalli Radhakrishnan and Mahatma Gandhi.[87]
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Raja Rammohan Roy is known as the father of the Hindu Renaissance.[88] He was a major influence on Swami Vivekananda (1863–1902), who, according to Flood, was "a figure of great importance in the development of a modern Hindu self-understanding and in formulating the West's view of Hinduism".[89] Central to his philosophy is the idea that the divine exists in all beings, that all human beings can achieve union with this "innate divinity",[86] and that seeing this divine as the essence of others will further love and social harmony.[86] According to Vivekananda, there is an essential unity to Hinduism, which underlies the diversity of its many forms.[86] According to Flood, Vivekananda's vision of Hinduism "is one generally accepted by most English-speaking middle-class Hindus today".[90] Sarvepalli Radhakrishnan sought to reconcile western rationalism with Hinduism, "presenting Hinduism as an essentially rationalistic and humanistic religious experience".[91]
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This "Global Hinduism"[92] has a worldwide appeal, transcending national boundaries[92] and, according to Flood, "becoming a world religion alongside Christianity, Islam and Buddhism",[92] both for the Hindu diaspora communities and for westerners who are attracted to non-western cultures and religions.[92] It emphasizes universal spiritual values such as social justice, peace and "the spiritual transformation of humanity".[92] It has developed partly due to "re-enculturation",[93] or the Pizza effect,[93] in which elements of Hindu culture have been exported to the West, gaining popularity there, and as a consequence also gained greater popularity in India.[93] This globalization of Hindu culture brought "to the West teachings which have become an important cultural force in western societies, and which in turn have become an important cultural force in India, their place of origin".[94]
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The definition of Hinduism in Indian Law is: "Acceptance of the Vedas with reverence; recognition of the fact that the means or ways to salvation are diverse; and realization of the truth that the number of gods to be worshipped is large".[95][96]
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The term Hinduism was coined in Western ethnography in the 18th century,[48][note 17] and refers to the fusion[note 5] or synthesis[note 6][23] of various Indian cultures and traditions,[24][note 8] with diverse roots[25][note 9] and no founder.[26] This Hindu synthesis emerged after the Vedic period, between ca. 500[27]–200[28] BCE and c. 300 CE,[27] in the period of the Second Urbanisation and the early classical period of Hinduism, when the Epics and the first Puranas were composed.[27][28] It flourished in the medieval period, with the decline of Buddhism in India.[29] Hinduism's tolerance to variations in belief and its broad range of traditions make it difficult to define as a religion according to traditional Western conceptions.[97]
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Some academics suggest that Hinduism can be seen as a category with "fuzzy edges" rather than as a well-defined and rigid entity. Some forms of religious expression are central to Hinduism and others, while not as central, still remain within the category. Based on this idea Ferro-Luzzi has developed a 'Prototype Theory approach' to the definition of Hinduism.[98]
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Hindu beliefs are vast and diverse, and thus Hinduism is often referred to as a family of religions rather than a single religion.[99] Within each religion in this family of religions, there are different theologies, practices, and sacred texts. This diversity has led to an array of descriptions for Hinduism. It has been described as henotheism,[100] monism,[101][102] polytheism, panentheism,[103] and monotheism.[104] Hinduism does not have a "unified system of belief encoded in a declaration of faith or a creed",[36] but is rather an umbrella term comprising the plurality of religious phenomena of India.[105] Sarvepalli Radhakrishnan mentions that "While fixed intellectual beliefs mark off one religion from another, Hinduism sets itself no such limits", a Hindu is ready to admit different points of view rather than believe in a "self certifying" absolute authority.[106] According to the Supreme Court of India,
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Unlike other religions in the World, the Hindu religion does not claim any one Prophet, it does not worship any one God, it does not believe in any one philosophic concept, it does not follow any one act of religious rites or performances; in fact, it does not satisfy the traditional features of a religion or creed. It is a way of life and nothing more".[107]
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Part of the problem with a single definition of the term Hinduism is the fact that Hinduism does not have a founder.[108] It is a synthesis of various traditions,[109] the "Brahmanical orthopraxy, the renouncer traditions and popular or local traditions".[110]
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Theism is also difficult to use as a unifying doctrine for Hinduism, because while some Hindu philosophies postulate a theistic ontology of creation, other Hindus are or have been atheists.[111]
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Despite the differences, there is also a sense of unity.[112] Most Hindu traditions revere a body of religious or sacred literature, the Vedas,[113] although there are exceptions.[114] These texts are a reminder of the ancient cultural heritage and point of pride for Hindus,[115][116] with Louis Renou stating that "even in the most orthodox domains, the reverence to the Vedas has come to be a simple raising of the hat".[115][117]
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Halbfass states that, although Shaivism and Vaishnavism may be regarded as "self-contained religious constellations",[112] there is a degree of interaction and reference between the "theoreticians and literary representatives"[112] of each tradition that indicates the presence of "a wider sense of identity, a sense of coherence in a shared context and of inclusion in a common framework and horizon".[112]
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Brahmins played an essential role in the development of the post-Vedic Hindu synthesis, disseminating Vedic culture to local communities, and integrating local religiosity into the trans-regional Brahmanic culture.[118] In the post-Gupta period Vedanta developed in southern India, where orthodox Brahmanic culture and the Hindu culture were preserved,[119] building on ancient Vedic traditions while "accommoda[ting] the multiple demands of Hinduism."[120]
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The notion of common denominators for several religions and traditions of India further developed from 12th century CE.[121] Lorenzen traces the emergence of a "family resemblance", and what he calls as "beginnings of medieval and modern Hinduism" taking shape, at c. 300 – 600 CE, with the development of the early Puranas, and continuities with the earlier Vedic religion.[122] Lorenzen states that the establishment of a Hindu self-identity took place "through a process of mutual self-definition with a contrasting Muslim Other".[123] According to Lorenzen, this "presence of the Other"[123] is necessary to recognise the "loose family resemblance" among the various traditions and schools.[124]
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According to the Indologist Alexis Sanderson, before Islam arrived in India, the "Sanskrit sources differentiated Vaidika, Vaiṣṇava, Śaiva, Śākta, Saura, Buddhist, and Jaina traditions, but they had no name that denotes the first five of these as a collective entity over and against Buddhism and Jainism." This absence of a formal name, states Sanderson, does not mean that the corresponding concept of Hinduism did not exist. By late 1st-millennium CE, the concept of a belief and tradition distinct from Buddhism and Jainism had emerged.[125] This complex tradition accepted in its identity almost all of what is currently Hinduism, except certain antinomian tantric movements.[125] Some conservative thinkers of those times questioned whether certain Shaiva, Vaishnava and Shakta texts or practices were consistent with the Vedas, or were invalid in their entirety. Moderates then, and most orthoprax scholars later, agreed that though there are some variations, the foundation of their beliefs, the ritual grammar, the spiritual premises and the soteriologies were same. "This sense of greater unity", states Sanderson, "came to be called Hinduism".[125]
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According to Nicholson, already between the 12th and the 16th centuries "certain thinkers began to treat as a single whole the diverse philosophical teachings of the Upanishads, epics, Puranas, and the schools known retrospectively as the 'six systems' (saddarsana) of mainstream Hindu philosophy."[126] The tendency of "a blurring of philosophical distinctions" has also been noted by Burley.[127] Hacker called this "inclusivism"[113] and Michaels speaks of "the identificatory habit".[12] Lorenzen locates the origins of a distinct Hindu identity in the interaction between Muslims and Hindus,[128] and a process of "mutual self-definition with a contrasting Muslim other",[129][note 18] which started well before 1800.[130] Michaels notes:
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As a counteraction to Islamic supremacy and as part of the continuing process of regionalization, two religious innovations developed in the Hindu religions: the formation of sects and a historicization which preceded later nationalism [...] [S]aints and sometimes militant sect leaders, such as the Marathi poet Tukaram (1609–1649) and Ramdas (1608–1681), articulated ideas in which they glorified Hinduism and the past. The Brahmins also produced increasingly historical texts, especially eulogies and chronicles of sacred sites (Mahatmyas), or developed a reflexive passion for collecting and compiling extensive collections of quotations on various subjects.[131]
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This inclusivism[132] was further developed in the 19th and 20th centuries by Hindu reform movements and Neo-Vedanta,[133] and has become characteristic of modern Hinduism.[113]
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The notion and reports on "Hinduism" as a "single world religious tradition"[134] was popularised by 19th-century proselytizing missionaries and European Indologists, roles sometimes served by the same person, who relied on texts preserved by Brahmins (priests) for their information of Indian religions, and animist observations that the missionary Orientalists presumed was Hinduism.[134][68][135] These reports influenced perceptions about Hinduism. Some scholars[weasel words] state that the colonial polemical reports led to fabricated stereotypes where Hinduism was mere mystic paganism devoted to the service of devils,[note 19] while other scholars state that the colonial constructions influenced the belief that the Vedas, Bhagavad Gita, Manusmriti and such texts were the essence of Hindu religiosity, and in the modern association of 'Hindu doctrine' with the schools of Vedanta (in particular Advaita Vedanta) as paradigmatic example of Hinduism's mystical nature".[137][note 20] Pennington, while concurring that the study of Hinduism as a world religion began in the colonial era, disagrees that Hinduism is a colonial European era invention.[144] He states that the shared theology, common ritual grammar and way of life of those who identify themselves as Hindus is traceable to ancient times.[144][note 21]
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Prominent themes in Hindu beliefs include (but are not restricted to) Dharma (ethics/duties), Samsāra (the continuing cycle of birth, life, death and rebirth), Karma (action, intent and consequences), Moksha (liberation from samsara or liberation in this life), and the various Yogas (paths or practices).[17]
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Classical Hindu thought accepts four proper goals or aims of human life: Dharma, Artha, Kama and Moksha. These are known as the Puruṣārthas:[14][15]
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Dharma is considered the foremost goal of a human being in Hinduism.[151] The concept Dharma includes behaviors that are considered to be in accord with rta, the order that makes life and universe possible,[152] and includes duties, rights, laws, conduct, virtues and "right way of living".[153] Hindu Dharma includes the religious duties, moral rights and duties of each individual, as well as behaviors that enable social order, right conduct, and those that are virtuous.[153] Dharma, according to Van Buitenen,[154] is that which all existing beings must accept and respect to sustain harmony and order in the world. It is, states Van Buitenen, the pursuit and execution of one's nature and true calling, thus playing one's role in cosmic concert.[154] The Brihadaranyaka Upanishad states it as:
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Nothing is higher than Dharma. The weak overcomes the stronger by Dharma, as over a king. Truly that Dharma is the Truth (Satya); Therefore, when a man speaks the Truth, they say, "He speaks the Dharma"; and if he speaks Dharma, they say, "He speaks the Truth!" For both are one.
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In the Mahabharata, Krishna defines dharma as upholding both this-worldly and other-worldly affairs. (Mbh 12.110.11). The word Sanātana means eternal, perennial, or forever; thus, Sanātana Dharma signifies that it is the dharma that has neither beginning nor end.[157]
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Artha is objective and virtuous pursuit of wealth for livelihood, obligations and economic prosperity. It is inclusive of political life, diplomacy and material well-being. The Artha concept includes all "means of life", activities and resources that enables one to be in a state one wants to be in, wealth, career and financial security.[158] The proper pursuit of artha is considered an important aim of human life in Hinduism.[159][160]
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Kāma (Sanskrit, Pali; Devanagari: काम) means desire, wish, passion, longing, pleasure of the senses, the aesthetic enjoyment of life, affection, or love, with or without sexual connotations.[161][162] In Hinduism, Kama is considered an essential and healthy goal of human life when pursued without sacrificing Dharma, Artha and Moksha.[163]
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Moksha (Sanskrit: मोक्ष mokṣa) or mukti (Sanskrit: मुक्ति) is the ultimate, most important goal in Hinduism. In one sense, Moksha is a concept associated with liberation from sorrow, suffering and saṃsāra (birth-rebirth cycle). A release from this eschatological cycle, in after life, particularly in theistic schools of Hinduism is called moksha.[164][154] In other schools of Hinduism, such as monistic, moksha is a goal achievable in current life, as a state of bliss through self-realization, of comprehending the nature of one's soul, of freedom and of "realizing the whole universe as the Self".[165][166]
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Karma translates literally as action, work, or deed,[167] and also refers to a Vedic theory of "moral law of cause and effect".[168][169] The theory is a combination of (1) causality that may be ethical or non-ethical; (2) ethicization, that is good or bad actions have consequences; and (3) rebirth.[170] Karma theory is interpreted as explaining the present circumstances of an individual with reference to his or her actions in the past. These actions and their consequences may be in a person's current life, or, according to some schools of Hinduism, in past lives.[170][171] This cycle of birth, life, death and rebirth is called samsara. Liberation from samsara through moksha is believed to ensure lasting happiness and peace.[172][173] Hindu scriptures teach that the future is both a function of current human effort derived from free will and past human actions that set the circumstances.[174]
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The ultimate goal of life, referred to as moksha, nirvana or samadhi, is understood in several different ways: as the realization of one's union with God; as the realization of one's eternal relationship with God; realization of the unity of all existence; perfect unselfishness and knowledge of the Self; as the attainment of perfect mental peace; and as detachment from worldly desires. Such realization liberates one from samsara, thereby ending the cycle of rebirth, sorrow and suffering.[175][176] Due to belief in the indestructibility of the soul,[177] death is deemed insignificant with respect to the cosmic self.[178]
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The meaning of moksha differs among the various Hindu schools of thought. For example, Advaita Vedanta holds that after attaining moksha a person knows their "soul, self" and identifies it as one with Brahman and everyone in all respects.[179][180] The followers of Dvaita (dualistic) schools, in moksha state, identify individual "soul, self" as distinct from Brahman but infinitesimally close, and after attaining moksha expect to spend eternity in a loka (heaven). To theistic schools of Hinduism, moksha is liberation from samsara, while for other schools such as the monistic school, moksha is possible in current life and is a psychological concept. According to Deutsche, moksha is transcendental consciousness to the latter, the perfect state of being, of self-realization, of freedom and of "realizing the whole universe as the Self".[165][179] Moksha in these schools of Hinduism, suggests Klaus Klostermaier,[180] implies a setting free of hitherto fettered faculties, a removing of obstacles to an unrestricted life, permitting a person to be more truly a person in the full sense; the concept presumes an unused human potential of creativity, compassion and understanding which had been blocked and shut out. Moksha is more than liberation from life-rebirth cycle of suffering (samsara); Vedantic school separates this into two: jivanmukti (liberation in this life) and videhamukti (liberation after death).[181][182]
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Hinduism is a diverse system of thought with beliefs spanning monotheism, polytheism, panentheism, pantheism, pandeism, monism, and atheism among others;[183][184][web 5] and its concept of God is complex and depends upon each individual and the tradition and philosophy followed. It is sometimes referred to as henotheistic (i.e., involving devotion to a single god while accepting the existence of others), but any such term is an overgeneralization.[185]
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Who really knows? Who will here proclaim it? Whence was it produced? Whence is this creation? The gods came afterwards, with the creation of this universe. Who then knows whence it has arisen?
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The Nasadiya Sukta (Creation Hymn) of the Rig Veda is one of the earliest texts[189] which "demonstrates a sense of metaphysical speculation" about what created the universe, the concept of god(s) and The One, and whether even The One knows how the universe came into being.[190][191] The Rig Veda praises various deities, none superior nor inferior, in a henotheistic manner.[192] The hymns repeatedly refer to One Truth and Reality. The "One Truth" of Vedic literature, in modern era scholarship, has been interpreted as monotheism, monism, as well as a deified Hidden Principles behind the great happenings and processes of nature.[193]
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Hindus believe that all living creatures have a soul. This soul – the spirit or true "self" of every person, is called the ātman. The soul is believed to be eternal.[194] According to the monistic/pantheistic (non-dualist) theologies of Hinduism (such as Advaita Vedanta school), this Atman is indistinct from Brahman, the supreme spirit.[195] The goal of life, according to the Advaita school, is to realise that one's soul is identical to supreme soul, that the supreme soul is present in everything and everyone, all life is interconnected and there is oneness in all life.[196][197][198] Dualistic schools (see Dvaita and Bhakti) understand Brahman as a Supreme Being separate from individual souls.[199] They worship the Supreme Being variously as Vishnu, Brahma, Shiva, or Shakti, depending upon the sect. God is called Ishvara, Bhagavan, Parameshwara, Deva or Devi, and these terms have different meanings in different schools of Hinduism.[200][201][202]
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Hindu texts accept a polytheistic framework, but this is generally conceptualized as the divine essence or luminosity that gives vitality and animation to the inanimate natural substances.[203] There is a divine in everything, human beings, animals, trees and rivers. It is observable in offerings to rivers, trees, tools of one's work, animals and birds, rising sun, friends and guests, teachers and parents.[203][204][205] It is the divine in these that makes each sacred and worthy of reverence. This seeing divinity in everything, state Buttimer and Wallin, makes the Vedic foundations of Hinduism quite distinct from Animism.[203] The animistic premise sees multiplicity, power differences and competition between man and man, man and animal, as well as man and nature. The Vedic view does not see this competition, rather sees a unifying divinity that connects everyone and everything.[203][206][207]
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The Hindu scriptures refer to celestial entities called Devas (or devī in feminine form; devatā used synonymously for Deva in Hindi), which may be translated into English as gods or heavenly beings.[note 22] The devas are an integral part of Hindu culture and are depicted in art, architecture and through icons, and stories about them are related in the scriptures, particularly in Indian epic poetry and the Puranas. They are, however, often distinguished from Ishvara, a personal god, with many Hindus worshipping Ishvara in one of its particular manifestations as their iṣṭa devatā, or chosen ideal.[208][209] The choice is a matter of individual preference,[210] and of regional and family traditions.[210][note 23] The multitude of Devas are considered as manifestations of Brahman.[note 24]
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The word avatar does not appear in the Vedic literature,[212] but appears in verb forms in post-Vedic literature, and as a noun particularly in the Puranic literature after the 6th century CE.[213] Theologically, the reincarnation idea is most often associated with the avatars of Hindu god Vishnu, though the idea has been applied to other deities.[214] Varying lists of avatars of Vishnu appear in Hindu scriptures, including the ten Dashavatara of the Garuda Purana and the twenty-two avatars in the Bhagavata Purana, though the latter adds that the incarnations of Vishnu are innumerable.[215] The avatars of Vishnu are important in Vaishnavism theology. In the goddess-based Shaktism tradition of Hinduism, avatars of the Devi are found and all goddesses are considered to be different aspects of the same metaphysical Brahman[216] and Shakti (energy).[217][218] While avatars of other deities such as Ganesha and Shiva are also mentioned in medieval Hindu texts, this is minor and occasional.[219]
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Both theistic and atheistic ideas, for epistemological and metaphysical reasons, are profuse in different schools of Hinduism. The early Nyaya school of Hinduism, for example, was non-theist/atheist,[220] but later Nyaya school scholars argued that God exists and offered proofs using its theory of logic.[221][222] Other schools disagreed with Nyaya scholars. Samkhya,[223] Mimamsa[224][note 25] and Carvaka schools of Hinduism, were non-theist/atheist, arguing that "God was an unnecessary metaphysical assumption".[225][web 6][226] Its Vaisheshika school started as another non-theistic tradition relying on naturalism and that all matter is eternal, but it later introduced the concept of a non-creator God.[227][228] The Yoga school of Hinduism accepted the concept of a "personal god" and left it to the Hindu to define his or her god.[229] Advaita Vedanta taught a monistic, abstract Self and Oneness in everything, with no room for gods or deity, a perspective that Mohanty calls, "spiritual, not religious".[230] Bhakti sub-schools of Vedanta taught a creator God that is distinct from each human being.[199]
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According to Graham Schweig, Hinduism has the strongest presence of the divine feminine in world religion from ancient times to the present.[231] The goddess is viewed as the heart of the most esoteric Saiva traditions.[232]
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Authority and eternal truths play an important role in Hinduism.[233] Religious traditions and truths are believed to be contained in its sacred texts, which are accessed and taught by sages, gurus, saints or avatars.[233] But there is also a strong tradition of the questioning of authority, internal debate and challenging of religious texts in Hinduism. The Hindus believe that this deepens the understanding of the eternal truths and further develops the tradition. Authority "was mediated through [...] an intellectual culture that tended to develop ideas collaboratively, and according to the shared logic of natural reason."[233] Narratives in the Upanishads present characters questioning persons of authority.[233] The Kena Upanishad repeatedly asks kena, 'by what' power something is the case.[233] The Katha Upanishad and Bhagavad Gita present narratives where the student criticizes the teacher's inferior answers.[233] In the Shiva Purana, Shiva questions Vishnu and Brahma.[233] Doubt plays a repeated role in the Mahabharata.[233] Jayadeva's Gita Govinda presents criticism via the character of Radha.[233]
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Hinduism has no central doctrinal authority and many practising Hindus do not claim to belong to any particular denomination or tradition.[234] Four major denominations are, however, used in scholarly studies: Vaishnavism, Shaivism, Shaktism and Smartism.[235][236] These denominations differ primarily in the central deity worshipped, the traditions and the soteriological outlook.[237] The denominations of Hinduism, states Lipner, are unlike those found in major religions of the world, because Hindu denominations are fuzzy with individuals practicing more than one, and he suggests the term "Hindu polycentrism".[238]
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Vaishnavism is the devotional religious tradition that worships Vishnu[239] and his avatars, particularly Krishna and Rama.[240] The adherents of this sect are generally non-ascetic, monastic, oriented towards community events and devotionalism practices inspired by "intimate loving, joyous, playful" Krishna and other Vishnu avatars.[237] These practices sometimes include community dancing, singing of Kirtans and Bhajans, with sound and music believed by some to have meditative and spiritual powers.[241] Temple worship and festivals are typically elaborate in Vaishnavism.[242] The Bhagavad Gita and the Ramayana, along with Vishnu-oriented Puranas provide its theistic foundations.[243] Philosophically, their beliefs are rooted in the dualism sub-schools of Vedantic Hinduism.[244][245]
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Shaivism is the tradition that focuses on Shiva. Shaivas are more attracted to ascetic individualism, and it has several sub-schools.[237] Their practices include Bhakti-style devotionalism, yet their beliefs lean towards nondual, monistic schools of Hinduism such as Advaita and Yoga.[235][241] Some Shaivas worship in temples, while others emphasize yoga, striving to be one with Shiva within.[246] Avatars are uncommon, and some Shaivas visualize god as half male, half female, as a fusion of the male and female principles (Ardhanarishvara). Shaivism is related to Shaktism, wherein Shakti is seen as spouse of Shiva.[235] Community celebrations include festivals, and participation, with Vaishnavas, in pilgrimages such as the Kumbh Mela.[247] Shaivism has been more commonly practiced in the Himalayan north from Kashmir to Nepal, and in south India.[248]
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Shaktism focuses on goddess worship of Shakti or Devi as cosmic mother,[237] and it is particularly common in northeastern and eastern states of India such as Assam and Bengal. Devi is depicted as in gentler forms like Parvati, the consort of Shiva; or, as fierce warrior goddesses like Kali and Durga. Followers of Shaktism recognize Shakti as the power that underlies the male principle. Shaktism is also associated with Tantra practices.[249] Community celebrations include festivals, some of which include processions and idol immersion into sea or other water bodies.[250]
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Smartism centers its worship simultaneously on all the major Hindu deities: Shiva, Vishnu, Shakti, Ganesha, Surya and Skanda.[251] The Smarta tradition developed during the (early) Classical Period of Hinduism around the beginning of the Common Era, when Hinduism emerged from the interaction between Brahmanism and local traditions.[252][253] The Smarta tradition is aligned with Advaita Vedanta, and regards Adi Shankara as its founder or reformer, who considered worship of God-with-attributes (Saguna Brahman) as a journey towards ultimately realizing God-without-attributes (nirguna Brahman, Atman, Self-knowledge).[254][255] The term Smartism is derived from Smriti texts of Hinduism, meaning those who remember the traditions in the texts.[235][256] This Hindu sect practices a philosophical Jnana yoga, scriptural studies, reflection, meditative path seeking an understanding of Self's oneness with God.[235][257]
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There are no census data available on demographic history or trends for the traditions within Hinduism.[258] Estimates vary on the relative number of adherents in the different traditions of Hinduism. According to a 2010 estimate by Johnson and Grim, the Vaishnavism tradition is the largest group with about 641 million or 67.6% of Hindus, followed by Shaivism with 252 million or 26.6%, Shaktism with 30 million or 3.2% and other traditions including Neo-Hinduism and Reform Hinduism with 25 million or 2.6%.[259] In contrast, according to Jones and Ryan, Shaivism is the largest tradition of Hinduism.[260]
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The ancient scriptures of Hinduism are in Sanskrit. These texts are classified into two: Shruti and Smriti. Shruti is apauruṣeyā, "not made of a man" but revealed to the rishis (seers), and regarded as having the highest authority, while the smriti are manmade and have secondary authority.[262] They are the two highest sources of dharma, the other two being Śiṣṭa Āchāra/Sadāchara (conduct of noble people) and finally Ātma tuṣṭi ("what is pleasing to oneself")[note 26]
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Hindu scriptures were composed, memorized and transmitted verbally, across generations, for many centuries before they were written down.[264][265] Over many centuries, sages refined the teachings and expanded the Shruti and Smriti, as well as developed Shastras with epistemological and metaphysical theories of six classical schools of Hinduism.
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Shruti (lit. that which is heard)[266] primarily refers to the Vedas, which form the earliest record of the Hindu scriptures, and are regarded as eternal truths revealed to the ancient sages (rishis).[267] There are four Vedas – Rigveda, Samaveda, Yajurveda and Atharvaveda. Each Veda has been subclassified into four major text types – the Samhitas (mantras and benedictions), the Aranyakas (text on rituals, ceremonies, sacrifices and symbolic-sacrifices), the Brahmanas (commentaries on rituals, ceremonies and sacrifices), and the Upanishads (text discussing meditation, philosophy and spiritual knowledge).[268][269][270] The first two parts of the Vedas were subsequently called the Karmakāṇḍa (ritualistic portion), while the last two form the Jñānakāṇḍa (knowledge portion, discussing spiritual insight and philosophical teachings).[271][272][273][274]
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The Upanishads are the foundation of Hindu philosophical thought, and have profoundly influenced diverse traditions.[275][276] Of the Shrutis (Vedic corpus), they alone are widely influential among Hindus, considered scriptures par excellence of Hinduism, and their central ideas have continued to influence its thoughts and traditions.[275][277] Sarvepalli Radhakrishnan states that the Upanishads have played a dominating role ever since their appearance.[278] There are 108 Muktikā Upanishads in Hinduism, of which between 10 and 13 are variously counted by scholars as Principal Upanishads.[279][280]
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The most notable of the Smritis ("remembered") are the Hindu epics and the Puranas. The epics consist of the Mahabharata and the Ramayana. The Bhagavad Gita is an integral part of the Mahabharata and one of the most popular sacred texts of Hinduism.[281] It is sometimes called Gitopanishad, then placed in the Shruti ("heard") category, being Upanishadic in content.[282] The Puranas, which started to be composed from c. 300 CE onward,[283] contain extensive mythologies, and are central in the distribution of common themes of Hinduism through vivid narratives. The Yoga Sutras is a classical text for the Hindu Yoga tradition, which gained a renewed popularity in the 20th century.[284]
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Since the 19th-century Indian modernists have re-asserted the 'Aryan origins' of Hinduism, "purifying" Hinduism from its Tantric elements[85] and elevating the Vedic elements. Hindu modernists like Vivekananda see the Vedas as the laws of the spiritual world, which would still exist even if they were not revealed to the sages.[285][286] In Tantric tradition, the Agamas refer to authoritative scriptures or the teachings of Shiva to Shakti,[287] while Nigamas refers to the Vedas and the teachings of Shakti to Shiva.[287] In Agamic schools of Hinduism, the Vedic literature and the Agamas are equally authoritative.[288][289]
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Most Hindus observe religious rituals at home.[291] The rituals vary greatly among regions, villages, and individuals. They are not mandatory in Hinduism. The nature and place of rituals is an individual's choice. Some devout Hindus perform daily rituals such as worshiping at dawn after bathing (usually at a family shrine, and typically includes lighting a lamp and offering foodstuffs before the images of deities), recitation from religious scripts, singing devotional hymns, yoga, meditation, chanting mantras and others.[292]
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Vedic rituals of fire-oblation (yajna) and chanting of Vedic hymns are observed on special occasions, such as a Hindu wedding.[293] Other major life-stage events, such as rituals after death, include the yajña and chanting of Vedic mantras.[web 7]
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The words of the mantras are "themselves sacred,"[294] and "do not constitute linguistic utterances."[295] Instead, as Klostermaier notes, in their application in Vedic rituals they become magical sounds, "means to an end."[note 27] In the Brahmanical perspective, the sounds have their own meaning, mantras are considered as "primordial rhythms of creation", preceding the forms to which they refer.[295] By reciting them the cosmos is regenerated, "by enlivening and nourishing the forms of creation at their base. As long as the purity of the sounds is preserved, the recitation of the mantras will be efficacious, irrespective of whether their discursive meaning is understood by human beings."[295][note 25]
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Major life stage milestones are celebrated as sanskara (saṃskāra, rites of passage) in Hinduism.[296][297] The rites of passage are not mandatory, and vary in details by gender, community and regionally.[298] Gautama Dharmasutras composed in about the middle of 1st millennium BCE lists 48 sanskaras,[299] while Gryhasutra and other texts composed centuries later list between 12 and 16 sanskaras.[296][300] The list of sanskaras in Hinduism include both external rituals such as those marking a baby's birth and a baby's name giving ceremony, as well as inner rites of resolutions and ethics such as compassion towards all living beings and positive attitude.[299]
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The major traditional rites of passage in Hinduism include[298] Garbhadhana (pregnancy), Pumsavana (rite before the fetus begins moving and kicking in womb), Simantonnayana (parting of pregnant woman's hair, baby shower), Jatakarman (rite celebrating the new born baby), Namakarana (naming the child), Nishkramana (baby's first outing from home into the world), Annaprashana (baby's first feeding of solid food), Chudakarana (baby's first haircut, tonsure), Karnavedha (ear piercing), Vidyarambha (baby's start with knowledge), Upanayana (entry into a school rite),[301][302] Keshanta and Ritusuddhi (first shave for boys, menarche for girls), Samavartana (graduation ceremony), Vivaha (wedding), Vratas (fasting, spiritual studies) and Antyeshti (cremation for an adult, burial for a child).[303] In contemporary times, there is regional variation among Hindus as to which of these sanskaras are observed; in some cases, additional regional rites of passage such as Śrāddha (ritual of feeding people after cremation) are practiced.[298][web 8]
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Bhakti refers to devotion, participation in and the love of a personal god or a representational god by a devotee.[web 9][304] Bhakti marga is considered in Hinduism as one of many possible paths of spirituality and alternative means to moksha.[305] The other paths, left to the choice of a Hindu, are Jnana marga (path of knowledge), Karma marga (path of works), Rāja marga (path of contemplation and meditation).[306][307]
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Bhakti is practiced in a number of ways, ranging from reciting mantras, japas (incantations), to individual private prayers within one's home shrine,[308] or in a temple or near a river bank, sometimes in the presence of an idol or image of a deity.[309][310] Hindu temples and domestic altars, states Lynn Foulston, are important elements of worship in contemporary theistic Hinduism.[311] While many visit a temple on a special occasion, most offer a brief prayer on an everyday basis at the domestic altar.[311] This bhakti is expressed in a domestic shrine which typically is a dedicated part of the home and includes the images of deities or the gurus the Hindu chooses.[311] Among Vaishnavism sub-traditions such as Swaminarayan, the home shrines can be elaborate with either a room dedicated to it or a dedicated part of the kitchen. The devotee uses this space for daily prayers or meditation, either before breakfast or after day's work.[312][313]
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Bhakti is sometimes private inside household shrines and sometimes practiced as a community. It may include Puja, Aarti,[314] musical Kirtan or singing Bhajan, where devotional verses and hymns are read or poems are sung by a group of devotees.[web 10][315] While the choice of the deity is at the discretion of the Hindu, the most observed traditions of Hindu devotionalism include Vaishnavism (Vishnu), Shaivism (Shiva) and Shaktism (Shakti).[316] A Hindu may worship multiple deities, all as henotheistic manifestations of the same ultimate reality, cosmic spirit and absolute spiritual concept called Brahman in Hinduism.[317][318][note 24]
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Bhakti marga, states Pechelis, is more than ritual devotionalism, it includes practices and spiritual activities aimed at refining one's state of mind, knowing god, participating in god, and internalizing god.[319][320] While Bhakti practices are popular and easily observable aspect of Hinduism, not all Hindus practice Bhakti, or believe in god-with-attributes (saguna Brahman).[321][322] Concurrent Hindu practices include a belief in god-without-attributes, and god within oneself.[323][324]
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Hindu festivals (Sanskrit: Utsava; literally: "to lift higher") are ceremonies that weave individual and social life to dharma.[325][326] Hinduism has many festivals throughout the year, where the dates are set by the lunisolar Hindu calendar, many coinciding with either the full moon (Holi) or the new moon (Diwali), often with seasonal changes.[327] Some festivals are found only regionally and they celebrate local traditions, while a few such as Holi and Diwali are pan-Hindu.[327][328]
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The festivals typically celebrate events from Hinduism, connoting spiritual themes and celebrating aspects of human relationships such as the Sister-Brother bond over the Raksha Bandhan (or Bhai Dooj) festival.[326][329] The same festival sometimes marks different stories depending on the Hindu denomination, and the celebrations incorporate regional themes, traditional agriculture, local arts, family get togethers, Puja rituals and feasts.[325][330]
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Some major regional or pan-Hindu festivals include:
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Many adherents undertake pilgrimages, which have historically been an important part of Hinduism and remain so today.[331] Pilgrimage sites are called Tirtha, Kshetra, Gopitha or Mahalaya.[332][333] The process or journey associated with Tirtha is called Tirtha-yatra.[334] According to the Hindu text Skanda Purana, Tirtha are of three kinds: Jangam Tirtha is to a place movable of a sadhu, a rishi, a guru; Sthawar Tirtha is to a place immovable, like Benaras, Haridwar, Mount Kailash, holy rivers; while Manas Tirtha is to a place of mind of truth, charity, patience, compassion, soft speech, soul.[335][336] Tīrtha-yatra is, states Knut A. Jacobsen, anything that has a salvific value to a Hindu, and includes pilgrimage sites such as mountains or forests or seashore or rivers or ponds, as well as virtues, actions, studies or state of mind.[337][338]
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Pilgrimage sites of Hinduism are mentioned in the epic Mahabharata and the Puranas.[339][340] Most Puranas include large sections on Tirtha Mahatmya along with tourist guides,[341] which describe sacred sites and places to visit.[342][343][344] In these texts, Varanasi (Benares, Kashi), Rameshwaram, Kanchipuram, Dwarka, Puri, Haridwar, Sri Rangam, Vrindavan, Ayodhya, Tirupati, Mayapur, Nathdwara, twelve Jyotirlinga and Shakti Peetha have been mentioned as particularly holy sites, along with geographies where major rivers meet (sangam) or join the sea.[345][340] Kumbhamela is another major pilgrimage on the eve of the solar festival Makar Sankranti. This pilgrimage rotates at a gap of three years among four sites: Prayag Raj at the confluence of the Ganges and Yamuna rivers, Haridwar near source of the Ganges, Ujjain on the Shipra river and Nasik on the bank of the Godavari river.[346] This is one of world's largest mass pilgrimage, with an estimated 40 to 100 million people attending the event.[346][347][web 11] At this event, they say a prayer to the sun and bathe in the river,[346] a tradition attributed to Adi Shankara.[348]
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Some pilgrimages are part of a Vrata (vow), which a Hindu may make for a number of reasons.[349][350] It may mark a special occasion, such as the birth of a baby, or as part of a rite of passage such as a baby's first haircut, or after healing from a sickness.[351][352] It may, states Eck, also be the result of prayers answered.[351] An alternative reason for Tirtha, for some Hindus, is to respect wishes or in memory of a beloved person after his or her death.[351] This may include dispersing their cremation ashes in a Tirtha region in a stream, river or sea to honor the wishes of the dead. The journey to a Tirtha, assert some Hindu texts, helps one overcome the sorrow of the loss.[351][note 28]
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Other reasons for a Tirtha in Hinduism is to rejuvenate or gain spiritual merit by traveling to famed temples or bathe in rivers such as the Ganges.[355][356][357] Tirtha has been one of the recommended means of addressing remorse and to perform penance, for unintentional errors and intentional sins, in the Hindu tradition.[358][359] The proper procedure for a pilgrimage is widely discussed in Hindu texts.[360] The most accepted view is that the greatest austerity comes from traveling on foot, or part of the journey is on foot, and that the use of a conveyance is only acceptable if the pilgrimage is otherwise impossible.[361]
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Hindu society has been categorised into four classes, called varnas. They are the Brahmins: Vedic teachers and priests; the Kshatriyas: warriors and kings; the Vaishyas: farmers and merchants; and the Shudras: servants and labourers.[362]
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The Bhagavad Gītā links the varna to an individual's duty (svadharma), inborn nature (svabhāva), and natural tendencies (guṇa).[363] The Manusmṛiti categorises the different castes.[web 12]
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Some mobility and flexibility within the varnas challenge allegations of social discrimination in the caste system, as has been pointed out by several sociologists,[364][365] although some other scholars disagree.[366] Scholars debate whether the so-called caste system is part of Hinduism sanctioned by the scriptures or social custom.[367][web 13][note 29] And various contemporary scholars have argued that the caste system was constructed by the British colonial regime.[368]
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A renunciant man of knowledge is usually called Varnatita or "beyond all varnas" in Vedantic works. The bhiksu is advised to not bother about the caste of the family from which he begs his food. Scholars like Adi Sankara affirm that not only is Brahman beyond all varnas, the man who is identified with Him also transcends the distinctions and limitations of caste.[369]
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In whatever way a Hindu defines the goal of life, there are several methods (yogas) that sages have taught for reaching that goal. Yoga is a Hindu discipline which trains the body, mind and consciousness for health, tranquility and spiritual insight. This is done through a system of postures and exercises to practise control of the body and mind.[370] Texts dedicated to Yoga include the Yoga Sutras, the Hatha Yoga Pradipika, the Bhagavad Gita and, as their philosophical and historical basis, the Upanishads. Yoga is means, and the four major marga (paths) discussed in Hinduism are: Bhakti Yoga (the path of love and devotion), Karma Yoga (the path of right action), Rāja Yoga (the path of meditation), Jñāna Yoga (the path of wisdom)[371] An individual may prefer one or some yogas over others, according to his or her inclination and understanding. Practice of one yoga does not exclude others.
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Hinduism has a developed system of symbolism and iconography to represent the sacred in art, architecture, literature and worship. These symbols gain their meaning from the scriptures or cultural traditions. The syllable Om (which represents the Brahman and Atman) has grown to represent Hinduism itself, while other markings such as the Swastika sign represent auspiciousness,[373] and Tilaka (literally, seed) on forehead – considered to be the location of spiritual third eye,[374] marks ceremonious welcome, blessing or one's participation in a ritual or rite of passage.[375] Elaborate Tilaka with lines may also identify a devotee of a particular denomination. Flowers, birds, animals, instruments, symmetric mandala drawings, objects, idols are all part of symbolic iconography in Hinduism.[376][377]
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Hindus advocate the practice of ahiṃsā (nonviolence) and respect for all life because divinity is believed to permeate all beings, including plants and non-human animals.[378] The term ahiṃsā appears in the Upanishads,[379] the epic Mahabharata[380] and ahiṃsā is the first of the five Yamas (vows of self-restraint) in Patanjali's Yoga Sutras.[381]
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In accordance with ahiṃsā, many Hindus embrace vegetarianism to respect higher forms of life. Estimates of strict lacto vegetarians in India (includes adherents of all religions) who never eat any meat, fish or eggs vary between 20% and 42%, while others are either less strict vegetarians or non-vegetarians.[382] Those who eat meat seek Jhatka (quick death) method of meat production, and dislike Halal (slow bled death) method, believing that quick death method reduces suffering to the animal.[383][384] The food habits vary with region, with Bengali Hindus and Hindus living in Himalayan regions, or river delta regions, regularly eating meat and fish.[385] Some avoid meat on specific festivals or occasions.[386] Observant Hindus who do eat meat almost always abstain from beef. The cow in Hindu society is traditionally identified as a caretaker and a maternal figure,[387] and Hindu society honours the cow as a symbol of unselfish giving.[388]
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There are many Hindu groups that have continued to abide by a strict vegetarian diet in modern times. Some adhere to a diet that is devoid of meat, eggs, and seafood.[389] Food affects body, mind and spirit in Hindu beliefs.[390][391] Hindu texts such as Śāṇḍilya Upanishad[392] and Svātmārāma[393][394] recommend Mitahara (eating in moderation) as one of the Yamas (virtuous self restraints). The Bhagavad Gita links body and mind to food one consumes in verses 17.8 through 17.10.[395]
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Some Hindus such as those belonging to the Shaktism tradition,[396] and Hindus in regions such as Bali and Nepal[397][398] practise animal sacrifice.[397] The sacrificed animal is eaten as ritual food.[399] In contrast, the Vaishnava Hindus abhor and vigorously oppose animal sacrifice.[400][401] The principle of non-violence to animals has been so thoroughly adopted in Hinduism that animal sacrifice is uncommon[402] and historically reduced to a vestigial marginal practice.[403]
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A Hindu temple is a house of god(s).[404] It is a space and structure designed to bring human beings and gods together, infused with symbolism to express the ideas and beliefs of Hinduism.[405] A temple incorporates all elements of Hindu cosmology, the highest spire or dome representing Mount Meru – reminder of the abode of Brahma and the center of spiritual universe,[406] the carvings and iconography symbolically presenting dharma, kama, artha, moksha and karma.[407][408] The layout, the motifs, the plan and the building process recite ancient rituals, geometric symbolisms, and reflect beliefs and values innate within various schools of Hinduism.[405] Hindu temples are spiritual destinations for many Hindus (not all), as well as landmarks for arts, annual festivals, rite of passage rituals, and community celebrations.[409][410]
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Hindu temples come in many styles, diverse locations, deploy different construction methods and are adapted to different deities and regional beliefs.[411] Two major styles of Hindu temples include the Gopuram style found in south India, and Nagara style found in north India.[412][413] Other styles include cave, forest and mountain temples.[414] Yet, despite their differences, almost all Hindu temples share certain common architectural principles, core ideas, symbolism and themes.[405]
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Many temples feature one or more idols (murtis). The idol and Grabhgriya in the Brahma-pada (the center of the temple), under the main spire, serves as a focal point (darsana, a sight) in a Hindu temple.[415] In larger temples, the central space typically is surrounded by an ambulatory for the devotee to walk around and ritually circumambulate the Purusa (Brahman), the universal essence.[405]
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Traditionally the life of a Hindu is divided into four Āśramas (phases or life stages; another meaning includes monastery).[416] The four ashramas are: Brahmacharya (student), Grihastha (householder), Vanaprastha (retired) and Sannyasa (renunciation).[417]
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Brahmacharya represents the bachelor student stage of life. Grihastha refers to the individual's married life, with the duties of maintaining a household, raising a family, educating one's children, and leading a family-centred and a dharmic social life.[417] Grihastha stage starts with Hindu wedding, and has been considered as the most important of all stages in sociological context, as Hindus in this stage not only pursued a virtuous life, they produced food and wealth that sustained people in other stages of life, as well as the offsprings that continued mankind.[418] Vanaprastha is the retirement stage, where a person hands over household responsibilities to the next generation, took an advisory role, and gradually withdrew from the world.[419][420] The Sannyasa stage marks renunciation and a state of disinterest and detachment from material life, generally without any meaningful property or home (ascetic state), and focused on Moksha, peace and simple spiritual life.[421][422]
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The Ashramas system has been one facet of the Dharma concept in Hinduism.[418] Combined with four proper goals of human life (Purusartha), the Ashramas system traditionally aimed at providing a Hindu with fulfilling life and spiritual liberation.[418] While these stages are typically sequential, any person can enter Sannyasa (ascetic) stage and become an Ascetic at any time after the Brahmacharya stage.[423] Sannyasa is not religiously mandatory in Hinduism, and elderly people are free to live with their families.[424]
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Some Hindus choose to live a monastic life (Sannyāsa) in pursuit of liberation (moksha) or another form of spiritual perfection.[18] Monastics commit themselves to a simple and celibate life, detached from material pursuits, of meditation and spiritual contemplation.[425] A Hindu monk is called a Sanyāsī, Sādhu, or Swāmi. A female renunciate is called a Sanyāsini. Renunciates receive high respect in Hindu society because of their simple ahimsa-driven lifestyle and dedication to spiritual liberation (moksha) – believed to be the ultimate goal of life in Hinduism.[422] Some monastics live in monasteries, while others wander from place to place, depending on donated food and charity for their needs.[426]
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James Mill (1773–1836), in his The History of British India (1817),[427] distinguished three phases in the history of India, namely Hindu, Muslim and British civilisations.[427][428] This periodisation has been criticised for the misconceptions it has given rise to.[429] Another periodisation is the division into "ancient, classical, medieval and modern periods".[430] An elaborate periodisation may be as follows:[12]
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Hinduism is a fusion[436][note 5] or synthesis[27][note 6] of various Indian cultures and traditions.[27][note 8] Among the roots of Hinduism are the historical Vedic religion of Iron Age India,[437] itself already the product of "a composite of the Indo-Aryan and Harappan cultures and civilizations",[438][note 31] but also the Sramana[439] or renouncer traditions[110] of northeast India,[439] and mesolithic[440] and neolithic[441] cultures of India, such as the religions of the Indus Valley Civilisation,[442] Dravidian traditions,[443] and the local traditions[110] and tribal religions.[444][note 32]
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This "Hindu synthesis" emerged after the Vedic period, between 500[27]-200[28] BCE and c. 300 CE,[27] the beginning of the "Epic and Puranic" c.q. "Preclassical" period,[27][28] and incorporated śramaṇic[28][445] and Buddhist influences[28][446] and the emerging bhakti tradition into the Brahmanical fold via the Smriti literature.[447][28] From northern India this "Hindu synthesis", and its societal divisions, spread to southern India and parts of Southeast Asia, as the Brahmanical culture was adopted by courts and rulers.[448] Hinduism co-existed for several centuries with Buddhism,[449] to finally gain the upper hand at all levels in the 8th century.[450][web 15][note 33]
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According to Eliot Deutsch, brahmins played an essential role in the development of this synthesis. They were bilingual and bicultural, speaking both their local language, and popular Sanskrit, which transcended regional differences in culture and language. They were able to "translate the mainstream of the large culture in terms of the village and the culture of the village in terms of the mainstream," thereby integrating the local culture into a larger whole.[118] While vaidikas and, to a lesser degree, smartas, remained faithfull to the traditional Vedic lore, a new brahminism arose which composed litanies for the local and regional gods, and became the ministers of these local traditions.[118]
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The earliest prehistoric religion in India that may have left its traces in Hinduism comes from mesolithic as observed in the sites such as the rock paintings of Bhimbetka rock shelters dating to a period of 30,000 BCE or older,[note 34] as well as neolithic times.[note 35] Some of the religious practices can be considered to have originated in 4000 BCE. Several tribal religions still exist, though their practices may not resemble those of prehistoric religions.[web 16]
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According to anthropologist Possehl, the Indus Valley Civilization "provides a logical, if somewhat arbitrary, starting point for some aspects of the later Hindu tradition".[452] The religion of this period included worship of a Great male god, which is compared to a proto-Shiva, and probably a Mother Goddess, that may prefigure Shakti. However these links of deities and practices of the Indus religion to later-day Hinduism are subject to both political contention and scholarly dispute.[453]
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The Vedic period is the period when the Vedas were composed, the liturgical texts of the religion of some of the Indo-Aryans[454][note 36] as codified at the Kuru Kingdom,[456] lasted from c. 1500 to 500 BCE.[457][note 37] The Indo-Aryans were semi-nomadic pastoralists[456] who migrated into north-western India after the collapse of the Indus Valley Civilization.[455][459][460]
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The Puranic chronology, the timeline of events in ancient Indian history as narrated in the Mahabaratha, the Ramayana, and the Puranas, envisions an older chronology for the Vedic culture. In this view, the Vedas were received thousands of years ago. The Kurukshetra War, the background-scene of the Baghavad Gita, which may relate histoical events taking which took place ca. 1000 BCE at the heartland of Aryavarta,[456][461] is dated in this chronology at ca. 3100 BCE, while Gulshan (1940) dates the start of the reign of Manu Vaivasvata at 7350 BCE.[462] Some Indian writers and archaeologists have opposed the notion of a migration of Indo-Aryans into India and argued for an indigenous origin of the Indo-Aryans,[463][455][464] but though popular in India, these ideas have no support in academic mainstream scholarship.[note 38] The linguistic and religious data show clear links with Indo-European languages and religion,[465] while recent genetic research shows that people related to the Corded Ware culture arrived in India from the steppes via the Inner Asia Mountain Corridor in the second millennium BCE.[466][467][468][web 17][web 18] According to Singh, "The dominant view is that the Indo-Aryans came to the subcontinent as immigrants."[464]
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During the early Vedic period (c. 1500 – c. 1100 BCE[456]) Vedic tribes were pastoralists, wandering around in north-west India.[469] After 1100 BCE the Vedic tribes moved into the western Ganges Plain, adapting an agrarian lifestyle.[456][470][471] Rudimentary state-forms appeared, of which the Kuru-Pañcāla union was the most influential.[472][473] It was a tribal union, which developed into the first recorded state-level society in South Asia around 1000 BCE.[456] This, according to Witzel, decisively changed their religious heritage of the early Vedic period, collecting their ritual hymns into the Vedic collections, and shifting ritual exchange within a tribe to social exchange within the larger Kuru realm through complicated Srauta rituals.[474] In this period, states Samuel, emerged the Brahmana and Aranyaka layers of Vedic texts, which merged into the earliest Upanishads.[475] These texts began to ask the meaning of a ritual, adding increasing levels of philosophical and metaphysical speculation,[475] or "Hindu synthesis".[27]
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The Indo-Aryans brought with them their language[476] and religion.[477][478] The Vedic beliefs and practices of the pre-classical era were closely related to the hypothesised Proto-Indo-European religion,[479] and the Indo-Iranian religion.[480][note 39]
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The Vedic religion history is unclear and "heavily contested", states Samuel.[487] In the later Vedic period, it co-existed with local religions, such as the mother goddess worshipping Yaksha cults.[488][web 19] The Vedic was itself likely the product of "a composite of the indo-Aryan and Harappan cultures and civilizations".[438] David Gordon White cites three other mainstream scholars who "have emphatically demonstrated" that Vedic religion is partially derived from the Indus Valley Civilizations.[489][note 31] Their religion was further developed when they migrated into the Ganges Plain after c. 1100 BCE and became settled farmers,[456][491][492] further syncretising with the native cultures of northern India.[493]
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The composition of the Vedic literature began in the 2nd millennium BCE.[494][495] The oldest of these Vedic texts is the Rigveda, composed between c. 1500 – 1200 BCE,[496][497][498] though a wider approximation of c. 1700 – 1100 BCE has also been given.[499][500]
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The evidence suggests that the Vedic religion evolved in "two superficially contradictory directions", state Jamison and Witzel, namely an ever more "elaborate, expensive, and specialized system of rituals",[501] which survives in the present-day srauta-ritual,[502] and "abstraction and internalization of the principles underlying ritual and cosmic speculation" within oneself,[501][503] akin to the Jain and Buddhist tradition.
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The first half of the 1st millennium BCE was a period of great intellectual and social-cultural ferment in ancient India.[504][505] New ideas developed both in the Vedic tradition in the form of the Upanishads, and outside of the Vedic tradition through the Śramaṇa movements.[506][507][508][note 40] For example, prior to the birth of the Buddha and the Mahavira, and related Sramana movements, the Brahmanical tradition had questioned the meaning and efficacy of Vedic rituals,[510] then internalized and variously reinterpreted the Vedic fire rituals as ethical concepts such as Truth, Rite, Tranquility or Restraint.[511] The 9th and 8th centuries BCE witnessed the composition of the earliest Upanishads with such ideas.[511][512]:183 Other ancient Principal Upanishads were composed in the centuries that followed, forming the foundation of classical Hinduism and the Vedanta (conclusion of the Veda) literature.[513]
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Brahmanism, also called Brahminism, developed out of the Vedic religion, incorporating non-Vedic religious ideas, and expanding to a region stretching from the northwest Indian subcontinent to the Ganges valley.[514] Brahmanism included the Vedic corpus, but also post-Vedic texts such as the Dharmasutras and Dharmasastras, which gave prominence to the priestly (Brahmin) class of the society.[514] The emphasis on ritual and the dominant position of Brahmans developed as an ideology developed in the Kuru-Pancala realm, and expanded into a wider realm after the demish of the Kuru-Pancala realm.[456] It co-existed with local religions, such as the Yaksha cults.[493][515][516]
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Increasing urbanisation of India between 800 and 400 BCE, and possibly the spread of urban diseases, contributed to the rise of ascetic movements and of new ideas which challenged the orthodox Brahmanism.[517] These ideas led to Sramana movements, of which Mahavira (c. 549 – 477 BCE), proponent of Jainism, and Buddha (c. 563 – 483), founder of Buddhism, were the most prominent icons.[512]:184 According to Bronkhorst, the sramana culture arose in greater Magadha, which was Indo-European, but not Vedic. In this culture, kashtriyas were placed higher than Brahmins, and it rejected Vedic authority and rituals.[518][519] Geoffrey Samuel, following Tom Hopkins, also argues that the Gangetic plain, which gave rise to Jainism and Buddhism, incorporated a culture which was different form the Brahmanical orthodoxy practiced in the Kuru-Pancala region.[520]
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The ascetic tradition of Vedic period in part created the foundational theories of samsara and of moksha (liberation from samsara), which became characteristic for Hinduism, along with Buddhism and Jainism.[note 41][521]
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These ascetic concepts were adopted by schools of Hinduism as well as other major Indian religions, but key differences between their premises defined their further development. Hinduism, for example, developed its ideas with the premise that every human being has a soul (atman, self), while Buddhism developed with the premise that there is no soul or self.[522][523][524]
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The chronology of these religious concepts is unclear, and scholars contest which religion affected the other as well as the chronological sequence of the ancient texts.[525][526] Pratt notes that Oldenberg (1854–1920), Neumann (1865–1915) and Radhakrishnan (1888–1975) believed that the Buddhist canon had been influenced by Upanishads, while la Vallee Poussin thinks the influence was nihil, and "Eliot and several others insist that on some points such as the existence of soul or self the Buddha was directly antithetical to the Upanishads".[527][note 42]
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The post-Vedic period of the Second Urbanisation saw a decline of Brahmanism.[529][530] At the end of the Vedic period, the meaning of the words of the Vedas had become obscure, and was perceived as "a fixed sequence of sounds"[531][note 43] with a magical power, "means to an end."[note 44] With the growth of cities, which treatened the income and patronage of the rural Brahmins; the rise of Buddhism; and the Indian campaign of Alexander the Great (327-325 BCE), the rise of the Mauryan Empire (322-185 BCE), and the Saka invasions and rule of northwestern India (2nd c. BC - 4th c. CE), Brahmanism faced a grave threat to its existence.[532][533] In some later texts, Northwest-India (which earlier texts consider as part of Aryavarta) is even seen as "impure", probably due to invasions. The Karnaparva 43.5-8 states that those who live on the Sindhu and the five rivers of the Punjab are impure and dharmabahya.
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From about 500 BCE through about 300 CE, the Vedic-Brahmanic synthesis or "Hindu synthesis" continued.[27] Classical Hindu and Sramanic (particularly Buddhist) ideas spread within Indian subcontinent, as well outside India such as in Central Asia,[534] and the parts of Southeast Asia (coasts of Indonesia and peninsular Thailand).[note 45][535]
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The decline of Brahmanism was overcome by providing new services[536] and incorporating the non-Vedic Indo-Aryan relgious heritage of the eastern Ganges plain and local religious traditions, giving rise to contemporary Hinduism.[532] The "Hindu synthesis" or "Brahmanical synthesis"[27][28] incorporated Sramanic and Buddhist influences[28][446][which?] into the "Brahmanical fold" via the Smriti ("remembered") literature.[447][28] According to Embree, several other religious traditions had existed side by side with the Vedic religion. These indigenous religions "eventually found a place under the broad mantle of the Vedic religion".[537] The Smriti texts of the period between 200 BCE-100 CE affirmed the authority of the Vedas. The acceptance of the ideas in the Vedas and Upanishads became a central criterium for defining Hinduism, while the heterodox movements rejected those ideas.[538]
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The major Sanskrit epics, Ramayana and Mahabharata, which belong to the Smriti, were compiled over a protracted period during the late centuries BCE and the early centuries CE.[447][web 20] These are legendary dialogues interspersed with philosophical treatises. The Bhagavad Gita was composed in this period and consolidated diverse philosophies and soteriological ideas.[539]
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During this period, the foundational texts of several schools of Hindu philosophy were formally written down, including Samkhya, Yoga, Nyaya, Vaisheshika, Purva-Mimamsa and Vedanta.[540] The Smriti literature of Hinduism, particularly the Sutras, as well as other Hindu texts such as the Arthashastra and Sushruta Samhita were also written or expanded during this period.[447][541]
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Many influential Yoga Upanishads, states Gavin Flood, were composed before the 3rd century CE.[542][543] Seven Sannyasa Upanishads of Hinduism were composed between the last centuries of the 1st millennium BCE and before the 3rd century CE.[544][545] All these texts describe Hindu renunciation and monastic values, and express strongly Advaita Vedanta tradition ideas. This, state Patrick Olivelle and other scholars, is likely because the monasteries of Advaita tradition of Hinduism had become well established in ancient times.[546][547][548] The first version of Natyasastra – a Hindu text on performance arts that integrates Vedic ideology – was also completed before the 2nd century CE.[549][550]
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During the Gupta period, the first stone and cave Hindu temples dedicated to Hindu deities were built, some of which have survived into the modern era.[551][note 46] Numerous monasteries and universities were also built during the Gupta dynasty era, which supported Vedic and non-Vedic studies, including the famed Nalanda.[553][554]
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The first version of early Puranas, likely composed between 250 and 500 CE, show continuities with the Vedic religion, but also an expanded mythology of Vishnu, Shiva and Devi (goddess).[555] The Puranas were living texts that were revised over time,[556] and Lorenzen suggests these texts may reflect the beginnings of "medieval Hinduism".[122]
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After the end of the Gupta Empire, power became decentralised in India. The disintegration of central power also led to regionalisation of religiosity, and religious rivalry.[557] Rural and devotional movements arose within Hinduism, along with Shaivism, Vaisnavism, Bhakti and Tantra,[557] that competed with each other, as well as with numerous sects of Buddhism and Jainism.[557][558] Buddhism declined, though many of its ideas, and even the Buddha himself, were absorbed into certain Brahmanical traditions.[559]
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Srauta rituals declined in India and were replaced with Buddhist and Hindu initiatory rituals for royal courts.[560] Over time, some Buddhist practices were integrated into Hinduism, monumental Hindu temples were built in South Asia and Southeast Asia,[561] while Vajrayana Buddhism literature developed as a result of royal courts sponsoring both Buddhism and Saivism.[562]</ref>
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The first edition of many Puranas were composed in this period. Examples include Bhagavata Purana and Vishnu Purana with legends of Krishna,[563] while Padma Purana and Kurma Purana expressed reverence for Vishnu, Shiva and Shakti with equal enthusiasm;[564] all of them included topics such as Yoga practice and pilgrimage tour guides to Hindu holy sites.[565][566] Early colonial era orientalists proposed that the Puranas were religious texts of medieval Hinduism.[567] However, modern era scholars, such as Urs App, Ronald Inden and Ludo Rocher state that this is highly misleading because these texts were continuously revised, exist in numerous very different versions and are too inconsistent to be religious texts.[567][568][569]
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Bhakti ideas centered around loving devotion to Vishnu and Shiva with songs and music, were pioneered in this period by the Alvars and Nayanars of South India.[570][571] Major Hinduism scholars of this period included Adi Shankara, Maṇḍana-Miśra, Padmapada and Sureśvara of the Advaita schools;[572] Śabara, Vatsyayana and Samkarasvamin of Nyaya-Vaisesika schools; Mathara and Yuktidipika (author unknown) of Samkhya-Yoga; Bhartrhari, Vasugupta and Abhinavagupta of Kashmir Shaivism, and Ramanuja of Vishishtadvaita school of Hinduism (Sri Vaishnavism).[573][web 21][574]
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The Islamic rule period witnessed Hindu-Muslim confrontation and violence,[575][576] but "violence did not normally characterize the relations of Muslim and Hindu."[577][578] Enslavement of non-Muslims, especially Hindus in India, was part of the Muslim raids and conquests.[579][580] After the 14th century slavery become less common[581] and in 1562 "Akbar abolished the practice of enslaving the families of war captives."[582] Akbar recognized Hinduism, protected Hindu temples, and abolished Jizya (head taxes) against Hindus.[580][583] Occasionally, Muslim rulers of the Delhi Sultanate and the Mughal Empire, before and after Akbar, from the 12th century to the 18th century, destroyed Hindu temples (eg. Kesavadeva Temple was destroyed at Mathura at Eidgah was built,[584][585] Bindumadhava temple was destroyed and Alamgir Mosque was built[586][587][589][note 47]) and persecuted non-Muslims.
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Though Islam came to Indian subcontinent in the early 7th century with the advent of Arab traders, it started impacting Indian religions after the 10th century, and particularly after the 12th century with the establishment and then expansion of Islamic rule.[590][591] During this period Buddhism declined rapidly, and a distinct Indo-Islamic culture emerged.[592] Under Akbar an "intriguing blend of Perso-Islamic and Rajput-Hindu traditions became manifest."[593] Nevertheless, many orthodox ulamas ("learned Islamic jurists") opposed the rapprochement of Hinduism and Islam,[593] and the two merely co-existed,[594] although there was more accommodation at the peasantry level of Indian society.[594]
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According to Hardy, the Muslim rulers were not concerned with the number of converts, since the stability and continuity of their regime did not depend on the number of Muslims.[595] In general, religious conversion was a gradual process, with some converts attracted to pious Muslim saints, while others converted to Islam to gain religious zijia tax relief on Hindus, land grant, marriage partners, social and economic advancement,[596] or freedom from slavery.[597] In border regions such as the Punjab and eastern Bengal, the share of Muslims grew as large as 70% to 90% of the population, whereas in the heartland of Muslim rule, the upper Gangetic Plain, the Muslims constituted only 10 to 15% of the population.[note 48]
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Between the 14th and 18th century, Hinduism was revived in certain provinces of India under two powerful states, viz. Vijayanagar and Maratha. In the 14th and 15th centuries Southern India saw the rise of the Hindu Vijayanagar Empire, which served as a barrier against invasion by the Muslim sultanates of the north, and it fostered the reconstruction of Hindu life and administration.[web 22] Vidyaranya, also known as Madhava, who was the 12th Jagadguru of the Śringeri Śarada Pītham from 1380–6,[598] and a minister in the Vijayanagara Empire,[599] helped establish Shankara as a rallying symbol of values, and helped spread historical and cultural influence of Shankara's Vedanta philosophies.[600][601] The Hindu Maratha Confederacy rose to power in the 18th century and ended up overthrowing Muslim power in India[602][603]
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Another Hindu polity was the Eastern Ganga and Surya, which ruled much of present-day Odisha (historically known as Kalinga) from 11th century till mid-16th century CE. During the 13th and 14th centuries, when large parts of India were under the rule of Muslim powers, an independent Kalinga became a stronghold of Hindu religion, philosophy, art, and architecture. The Eastern Ganga rulers were great patrons of religion and the arts, and the temples they built are considered among the masterpieces of Hindu architecture.[604][605]
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Hinduism underwent profound changes, aided in part by teachers such as Ramanuja, Madhva, and Chaitanya.[606] Tantra disappeared in northern India, partly due to Muslim rule,[607] while the Bhakti movement grew, with followers engaging in emotional, passionate and community-oriented devotional worship, participating in saguna or nirguna Brahman ideologies.[608][606][609] According to Nicholson, already between the 12th and the 16th century, "certain thinkers began to treat as a single whole the diverse philosophical teachings of the Upanishads, epics, Puranas, and the schools known retrospectively as the 'six systems' (saddarsana) of mainstream Hindu philosophy."[126][note 49] Michaels notes that a historicization emerged which preceded later nationalism, articulating ideas which glorified Hinduism and the past.[131]
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With the onset of the British Raj, the colonization of India by the British, there also started a Hindu Renaissance in the 19th century, which profoundly changed the understanding of Hinduism in both India and the west.[610] Indology as an academic discipline of studying Indian culture from a European perspective was established in the 19th century, led by scholars such as Max Müller and John Woodroffe. They brought Vedic, Puranic and Tantric literature and philosophy to Europe and the United States. Western orientalist searched for the "essence" of the Indian religions, discerning this in the Vedas,[611] and meanwhile creating the notion of "Hinduism" as a unified body of religious praxis[612] and the popular picture of 'mystical India'.[612][610] This idea of a Vedic essence was taken over by Hindu reform movements as the Brahmo Samaj, which was supported for a while by the Unitarian Church,[613] together with the ideas of Universalism and Perennialism, the idea that all religions share a common mystic ground.[614] This "Hindu modernism", with proponents like Vivekananda, Aurobindo and Radhakrishnan, became central in the popular understanding of Hinduism.[615][616][617][618][56]
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Influential 20th-century Hindus were Ramana Maharshi, B.K.S. Iyengar, Paramahansa Yogananda, Maharishi Mahesh Yogi, Srila Prabhupada (founder of ISKCON), Sri Chinmoy, Swami Rama and others who translated, reformulated and presented Hinduism's foundational texts for contemporary audiences in new iterations, raising the profiles of Yoga and Vedanta in the West and attracting followers and attention in India and abroad.
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Hindu practices such as Yoga, Ayurvedic health, Tantric sexuality through Neotantra and the Kama Sutra have spread beyond Hindu communities and have been accepted by several non-Hindus:
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Hinduism is attracting Western adherents through the affiliated practice of yoga. Yoga centers in the West—which generally advocate vegetarianism—attract young, well-educated Westerners who are drawn by yoga's benefits for the physical and emotional health; there they are introduced to the Hindu philosophical system taught by most yoga teachers, known as Vedanta.[619]
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It is estimated that around 30 million Americans and 5 million Europeans regularly practice some form of Hatha Yoga.[620] In Australia, the number of practitioners is about 300,000.[web 23] In New Zealand the number is also around 300,000.[web 24]
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In the 20th century, Hinduism also gained prominence as a political force and a source for national identity in India. With origins traced back to the establishment of the Hindu Mahasabha in the 1910s, the movement grew with the formulation and development of the Hindutva ideology in the following decades; the establishment of Rashtriya Swayamsevak Sangh (RSS) in 1925; and the entry, and later success, of RSS offshoots Jana Sangha and Bharatiya Janata Party (BJP) in electoral politics in post-independence India.[621] Hindu religiosity plays an important role in the nationalist movement.[622][note 50][note 51]
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Hinduism is a major religion in India. Hinduism was followed by around 79.8% of the country's population of 1.21 billion (2011 census) (960 million adherents).[web 25] Other significant populations are found in Nepal (23 million), Bangladesh (15 million) and the Indonesian island of Bali (3.9 million).[627] The majority of the Vietnamese Cham people also follow Hinduism, with the largest proportion in Ninh Thuận Province.[628]
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Countries with the greatest proportion of Hindus:
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Demographically, Hinduism is the world's third largest religion, after Christianity and Islam.[web 40][629]
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In the modern era, religious conversion from and to Hinduism has been a controversial subject. Some state the concept of missionary conversion, either way, is anathema to the precepts of Hinduism.[631]
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Religious conversion to Hinduism has a long history outside India. Merchants and traders of India, particularly from the Indian peninsula, carried their religious ideas, which led to religious conversions to Hinduism in southeast Asia.[632][633][634] Within India, archeological and textual evidence such as the 2nd-century BCE Heliodorus pillar suggest that Greeks and other foreigners converted to Hinduism.[635][636] The debate on proselytization and religious conversion between Christianity, Islam and Hinduism is more recent, and started in the 19th century.[637][638][note 52]
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Religious leaders of some Hindu reform movements such as the Arya Samaj launched Shuddhi movement to proselytize and reconvert Muslims and Christians back to Hinduism,[642][643] while those such as the Brahmo Samaj suggested Hinduism to be a non-missionary religion.[631] All these sects of Hinduism have welcomed new members to their group, while other leaders of Hinduism's diverse schools have stated that given the intensive proselytization activities from missionary Islam and Christianity, this "there is no such thing as proselytism in Hinduism" view must be re-examined.[631][642][644]
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The appropriateness of conversion from major religions to Hinduism, and vice versa, has been and remains an actively debated topic in India,[645][646][647] and in Indonesia.[648]
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Hinduism
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Related systems and religions
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Subnotes
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Introductory
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Origins
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Texts
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Research on Hinduism
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Audio on Hinduism
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1 |
+
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Hinduism is an Indian religion and dharma, or way of life.[note 1][note 2] It is the world's third-largest religion with over 1.25 billion followers, or 15–16% of the global population, known as Hindus.[web 1][web 2] The word Hindu is an exonym,[1][2] and while Hinduism has been called the oldest religion in the world,[note 3] many practitioners refer to their religion as Sanātana Dharma, "the eternal way" which refers to the idea that its origins lie beyond human history, as revealed in the Hindu texts.[3][4][5][6][note 4] Another, though less fitting,[7] self-designation is Vaidika dharma,[8][9][10][11] the 'dharma related to the Vedas.'[web 3]
|
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Hinduism includes a range of philosophies, and is linked by shared concepts, recognisable rituals, cosmology, pilgrimage to sacred sites and shared textual resources that discuss theology, philosophy, mythology, Vedic yajna, Yoga, agamic rituals, and temple building, among other topics.[12] Hinduism prescribes the eternal duties, such as honesty, refraining from injuring living beings (ahimsa), patience, forbearance, self-restraint, and compassion, among others.[web 4][13] Prominent themes in Hindu beliefs include the four Puruṣārthas, the proper goals or aims of human life; namely, Dharma (ethics/duties), Artha (prosperity/work), Kama (desires/passions) and Moksha (liberation/freedom from the cycle of death and rebirth/salvation),[14][15] as well as karma (action, intent and consequences) and Saṃsāra (cycle of death and rebirth).[16][17]
|
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+
Hindu practices include rituals such as puja (worship) and recitations, japa, meditation (dhyana), family-oriented rites of passage, annual festivals, and occasional pilgrimages. Along with the practice of various Yogas, some Hindus leave their social world and material possessions and engage in lifelong Sannyasa (monasticism) in order to achieve Moksha.[18]
|
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+
|
11 |
+
Hindu texts are classified into Śruti ("heard") and Smṛti ("remembered"), the major scriptures of which are the Vedas, the Upanishads, the Puranas, the Mahabharata, the Ramayana, and the Āgamas.[19][16] There are six āstika schools of Hindu philosophy, who recognise the authority of the Vedas, namely Sankhya, Yoga, Nyaya, Vaisheshika, Mimamsa and Vedanta.[20][21][22]
|
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+
|
13 |
+
While the Puranic chronology presents a geneaology of thousands of years, starting with the Vedic rishis, scholars regard Hinduism as a fusion[note 5] or synthesis[23][note 6] of Brahmanical orthopraxy[note 7] with various Indian cultures,[24][note 8] having diverse roots[25][note 9] and no specific founder.[26] This Hindu synthesis emerged after the Vedic period, between ca. 500[27]–200[28] BCE and c. 300 CE,[27] in the period of the Second Urbanisation and the early classical period of Hinduism, when the Epics and the first Puranas were composed.[27][28] It flourished in the medieval period, with the decline of Buddhism in India.[29]
|
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+
|
15 |
+
Currently, the four largest denominations of Hinduism are the Vaishnavism, Shaivism, Shaktism and Smartism.[30] Sources of authority and eternal truths in the Hindu texts play an important role, but there is also a strong Hindu tradition of questioning authority in order to deepen the understanding of these truths and to further develop the tradition.[31] Hinduism is the most widely professed faith in India, Nepal and Mauritius. Significant numbers of Hindu communities are found in Southeast Asia including in Bali, Indonesia,[32] the Caribbean, North America, Europe, Oceania, Africa, and other regions.[33][34]
|
16 |
+
|
17 |
+
The word Hindū is derived from Indo-Aryan[35]/Sanskrit[36] root Sindhu.[36][37] The Proto-Iranian sound change *s > h occurred between 850–600 BCE, according to Asko Parpola.[38]
|
18 |
+
|
19 |
+
The use of the English term "Hinduism" to describe a collection of practices and beliefs is a fairly recent construction: it was first used by Raja Ram Mohun Roy in 1816–17.[39] The term "Hinduism" was coined in around 1830 by those Indians who opposed British colonialism, and who wanted to distinguish themselves from other religious groups.[40][41][39] Before the British began to categorise communities strictly by religion, Indians generally did not define themselves exclusively through their religious beliefs; instead identities were largely segmented on the basis of locality, language, varna, jāti, occupation and sect.[42]
|
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+
|
21 |
+
The word "Hindu" is much older, and it is believed that it was used as the name for the Indus River in the northwestern part of the Indian subcontinent.[39][36][note 10] According to Gavin Flood, "The actual term Hindu first occurs as a Persian geographical term for the people who lived beyond the river Indus (Sanskrit: Sindhu)",[36] more specifically in the 6th-century BCE inscription of Darius I (550–486 BCE).[43] The term Hindu in these ancient records is a geographical term and did not refer to a religion.[36] Among the earliest known records of 'Hindu' with connotations of religion may be in the 7th-century CE Chinese text Record of the Western Regions by Xuanzang,[43] and 14th-century Persian text Futuhu's-salatin by 'Abd al-Malik Isami.[note 11]
|
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+
|
23 |
+
Thapar states that the word Hindu is found as heptahindu in Avesta – equivalent to Rigvedic sapta sindhu, while hndstn (pronounced Hindustan) is found in a Sasanian inscription from the 3rd century CE, both of which refer to parts of northwestern South Asia.[44] The Arabic term al-Hind referred to the people who live across the River Indus.[45] This Arabic term was itself taken from the pre-Islamic Persian term Hindū, which refers to all Indians. By the 13th century, Hindustan emerged as a popular alternative name of India, meaning the "land of Hindus".[46][note 12]
|
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+
|
25 |
+
The term Hindu was later used occasionally in some Sanskrit texts such as the later Rajataranginis of Kashmir (Hinduka, c. 1450) and some 16th- to 18th-century Bengali Gaudiya Vaishnava texts including Chaitanya Charitamrita and Chaitanya Bhagavata. These texts used it to distinguish Hindus from Muslims who are called Yavanas (foreigners) or Mlecchas (barbarians), with the 16th-century Chaitanya Charitamrita text and the 17th-century Bhakta Mala text using the phrase "Hindu dharma".[47] It was only towards the end of the 18th century that European merchants and colonists began to refer to the followers of Indian religions collectively as Hindus.
|
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+
|
27 |
+
The term Hinduism, then spelled Hindooism, was introduced into the English language in the 18th century to denote the religious, philosophical, and cultural traditions native to India.[48]
|
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+
|
29 |
+
Hinduism includes a diversity of ideas on spirituality and traditions, but has no ecclesiastical order, no unquestionable religious authorities, no governing body, no prophet(s) nor any binding holy book; Hindus can choose to be polytheistic, pantheistic, panentheistic, pandeistic, henotheistic, monotheistic, monistic, agnostic, atheistic or humanist.[49][50][51] According to Doniger, "ideas about all the major issues of faith and lifestyle - vegetarianism, nonviolence, belief in rebirth, even caste - are subjects of debate, not dogma."[52]
|
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+
|
31 |
+
Because of the wide range of traditions and ideas covered by the term Hinduism, arriving at a comprehensive definition is difficult.[36] The religion "defies our desire to define and categorize it".[53] Hinduism has been variously defined as a religion, a religious tradition, a set of religious beliefs, and "a way of life".[54][note 1] From a Western lexical standpoint, Hinduism like other faiths is appropriately referred to as a religion. In India the term dharma is preferred, which is broader than the Western term religion.
|
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+
|
33 |
+
The study of India and its cultures and religions, and the definition of "Hinduism", has been shaped by the interests of colonialism and by Western notions of religion.[55][56] Since the 1990s, those influences and its outcomes have been the topic of debate among scholars of Hinduism,[55][note 13] and have also been taken over by critics of the Western view on India.[57][note 14]
|
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+
|
35 |
+
Hinduism as it is commonly known can be subdivided into a number of major currents. Of the historical division into six darsanas (philosophies), two schools, Vedanta and Yoga, are currently the most prominent.[20] Classified by primary deity or deities, four major Hinduism modern currents are Vaishnavism (Vishnu), Shaivism (Shiva), Shaktism (Devi) and Smartism (five deities treated as same).[58][59] Hinduism also accepts numerous divine beings, with many Hindus considering the deities to be aspects or manifestations of a single impersonal absolute or ultimate reality or God, while some Hindus maintain that a specific deity represents the supreme and various deities are lower manifestations of this supreme.[60] Other notable characteristics include a belief in existence of ātman (soul, self), reincarnation of one's ātman, and karma as well as a belief in dharma (duties, rights, laws, conduct, virtues and right way of living).
|
36 |
+
|
37 |
+
McDaniel (2007) classifies Hinduism into six major kinds and numerous minor kinds, in order to understand expression of emotions among the Hindus.[61] The major kinds, according to McDaniel are, Folk Hinduism, based on local traditions and cults of local deities and is the oldest, non-literate system; Vedic Hinduism based on the earliest layers of the Vedas traceable to 2nd millennium BCE; Vedantic Hinduism based on the philosophy of the Upanishads, including Advaita Vedanta, emphasizing knowledge and wisdom; Yogic Hinduism, following the text of Yoga Sutras of Patanjali emphasizing introspective awareness; Dharmic Hinduism or "daily morality", which McDaniel states is stereotyped in some books as the "only form of Hindu religion with a belief in karma, cows and caste"; and Bhakti or devotional Hinduism, where intense emotions are elaborately incorporated in the pursuit of the spiritual.[61]
|
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|
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Michaels distinguishes three Hindu religions and four forms of Hindu religiosity.[62] The three Hindu religions are "Brahmanic-Sanskritic Hinduism", "folk religions and tribal religions", and "founded religions".[63] The four forms of Hindu religiosity are the classical "karma-marga",[64] jnana-marga,[65] bhakti-marga,[65] and "heroism", which is rooted in militaristic traditions, such as Ramaism and parts of political Hinduism.[64] This is also called virya-marga.[65] According to Michaels, one out of nine Hindu belongs by birth to one or both of the Brahmanic-Sanskritic Hinduism and Folk religion typology, whether practicing or non-practicing. He classifies most Hindus as belonging by choice to one of the "founded religions" such as Vaishnavism and Shaivism that are salvation-focussed and often de-emphasize Brahman priestly authority yet incorporate ritual grammar of Brahmanic-Sanskritic Hinduism.[66] He includes among "founded religions" Buddhism, Jainism, Sikhism that are now distinct religions, syncretic movements such as Brahmo Samaj and the Theosophical Society, as well as various "Guru-isms" and new religious movements such as Maharishi Mahesh Yogi and ISKCON.[67]
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Inden states that the attempt to classify Hinduism by typology started in the imperial times, when proselytizing missionaries and colonial officials sought to understand and portray Hinduism from their interests.[68] Hinduism was construed as emanating not from a reason of spirit but fantasy and creative imagination, not conceptual but symbolical, not ethical but emotive, not rational or spiritual but of cognitive mysticism. This stereotype followed and fit, states Inden, with the imperial imperatives of the era, providing the moral justification for the colonial project.[68] From tribal Animism to Buddhism, everything was subsumed as part of Hinduism. The early reports set the tradition and scholarly premises for typology of Hinduism, as well as the major assumptions and flawed presuppositions that has been at the foundation of Indology. Hinduism, according to Inden, has been neither what imperial religionists stereotyped it to be, nor is it appropriate to equate Hinduism to be merely monist pantheism and philosophical idealism of Advaita Vedanta.[68]
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To its adherents, Hinduism is a traditional way of life.[69] Many practitioners refer to the "orthodox" form of Hinduism as Sanātana Dharma, "the eternal law" or the "eternal way".[70][71] Hindus regard Hinduism to be thousands of years old. The Puranic chronology, the timeline of events in ancient Indian history as narrated in the Mahabaratha, the Ramayana, and the Puranas, envisions an chronology of events related to Hinduism starting well before 3000 BCE. The Sanskrit word dharma has a much broader meaning than religion and is not its equivalent. All aspects of a Hindu life, namely acquiring wealth (artha), fulfillment of desires (kama), and attaining liberation (moksha), are part of dharma, which encapsulates the "right way of living" and eternal harmonious principles in their fulfillment.[72][73]
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According to the editors of the Encyclopædia Britannica, Sanātana Dharma historically referred to the "eternal" duties religiously ordained in Hinduism, duties such as honesty, refraining from injuring living beings (ahimsa), purity, goodwill, mercy, patience, forbearance, self-restraint, generosity, and asceticism. These duties applied regardless of a Hindu's class, caste, or sect, and they contrasted with svadharma, one's "own duty", in accordance with one's class or caste (varna) and stage in life (puruṣārtha).[web 4] In recent years, the term has been used by Hindu leaders, reformers, and nationalists to refer to Hinduism. Sanatana dharma has become a synonym for the "eternal" truth and teachings of Hinduism, that transcend history and are "unchanging, indivisible and ultimately nonsectarian".[web 4]
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According to other scholars such as Kim Knott and Brian Hatcher, Sanātana Dharma refers to "timeless, eternal set of truths" and this is how Hindus view the origins of their religion. It is viewed as those eternal truths and tradition with origins beyond human history, truths divinely revealed (Shruti) in the Vedas – the most ancient of the world's scriptures.[74][4] To many Hindus, the Western term "religion" to the extent it means "dogma and an institution traceable to a single founder" is inappropriate for their tradition, states Hatcher. Hinduism, to them, is a tradition that can be traced at least to the ancient Vedic era.[4][75][note 15]
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Some have referred to Hinduism as the Vaidika dharma.[8] The word 'Vaidika' in Sanskrit means 'derived from or conformable to the Veda' or 'relating to the Veda'.[web 3] Traditional scholars employed the terms Vaidika and Avaidika, those who accept the Vedas as a source of authoritative knowledge and those who do not, to differentiate various Indian schools from Jainism, Buddhism and Charvaka. According to Klaus Klostermaier, the term Vaidika dharma is the earliest self-designation of Hinduism.[9][10] According to Arvind Sharma, the historical evidence suggests that "the Hindus were referring to their religion by the term vaidika dharma or a variant thereof" by the 4th-century CE.[77] According to Brian K. Smith "[i]t is 'debatable at the very least' as to whether the term Vaidika Dharma cannot, with the proper concessions to historical, cultural and ideological specificity, be comparable to and translated as 'Hinduism' or 'Hindu religion'."[7]
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According to Alexis Sanderson, the early Sanskrit texts differentiate between Vaidika, Vaishnava, Shaiva, Shakta, Saura, Buddhist and Jaina traditions. However, the late 1st-millennium CE Indic consensus had "indeed come to conceptualize a complex entity corresponding to Hinduism as opposed to Buddhism and Jainism excluding only certain forms of antinomian Shakta-Shaiva" from its fold.[78] Some in the Mimamsa school of Hindu philosophy considered the Agamas such as the Pancaratrika to be invalid because it did not conform to the Vedas. Some Kashmiri scholars rejected the esoteric tantric traditions to be a part of Vaidika dharma.[78][79] The Atimarga Shaivism ascetic tradition, datable to about 500 CE, challenged the Vaidika frame and insisted that their Agamas and practices were not only valid, they were superior than those of the Vaidikas.[80] However, adds Sanderson, this Shaiva ascetic tradition viewed themselves as being genuinely true to the Vedic tradition and "held unanimously that the Śruti and Smṛti of Brahmanism are universally and uniquely valid in their own sphere, [...] and that as such they [Vedas] are man's sole means of valid knowledge [...]".[80]
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The term Vaidika dharma means a code of practice that is "based on the Vedas", but it is unclear what "based on the Vedas" really implies, states Julius Lipner.[75] The Vaidika dharma or "Vedic way of life", states Lipner, does not mean "Hinduism is necessarily religious" or that Hindus have a universally accepted "conventional or institutional meaning" for that term.[75] To many, it is as much a cultural term. Many Hindus do not have a copy of the Vedas nor have they ever seen or personally read parts of a Veda, like a Christian might relate to the Bible or a Muslim might to the Quran. Yet, states Lipner, "this does not mean that their [Hindus] whole life's orientation cannot be traced to the Vedas or that it does not in some way derive from it".[75]
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Though many religious Hindus implicitly acknowledge the authority of the Vedas, this acknowledgment is often "no more than a declaration that someone considers himself [or herself] a Hindu,"[81][note 16] and "most Indians today pay lip service to the Veda and have no regard for the contents of the text."[82] Some Hindus challenge the authority of the Vedas, thereby implicitly acknowledging its importance to the history of Hinduism, states Lipner.[75]
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Beginning in the 19th century, Indian modernists re-asserted Hinduism as a major asset of Indian civilisation,[56] meanwhile "purifying" Hinduism from its Tantric elements[85] and elevating the Vedic elements. Western stereotypes were reversed, emphasizing the universal aspects, and introducing modern approaches of social problems.[56] This approach had a great appeal, not only in India, but also in the west.[56] Major representatives of "Hindu modernism"[86] are Raja Rammohan Roy, Vivekananda, Sarvepalli Radhakrishnan and Mahatma Gandhi.[87]
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Raja Rammohan Roy is known as the father of the Hindu Renaissance.[88] He was a major influence on Swami Vivekananda (1863–1902), who, according to Flood, was "a figure of great importance in the development of a modern Hindu self-understanding and in formulating the West's view of Hinduism".[89] Central to his philosophy is the idea that the divine exists in all beings, that all human beings can achieve union with this "innate divinity",[86] and that seeing this divine as the essence of others will further love and social harmony.[86] According to Vivekananda, there is an essential unity to Hinduism, which underlies the diversity of its many forms.[86] According to Flood, Vivekananda's vision of Hinduism "is one generally accepted by most English-speaking middle-class Hindus today".[90] Sarvepalli Radhakrishnan sought to reconcile western rationalism with Hinduism, "presenting Hinduism as an essentially rationalistic and humanistic religious experience".[91]
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This "Global Hinduism"[92] has a worldwide appeal, transcending national boundaries[92] and, according to Flood, "becoming a world religion alongside Christianity, Islam and Buddhism",[92] both for the Hindu diaspora communities and for westerners who are attracted to non-western cultures and religions.[92] It emphasizes universal spiritual values such as social justice, peace and "the spiritual transformation of humanity".[92] It has developed partly due to "re-enculturation",[93] or the Pizza effect,[93] in which elements of Hindu culture have been exported to the West, gaining popularity there, and as a consequence also gained greater popularity in India.[93] This globalization of Hindu culture brought "to the West teachings which have become an important cultural force in western societies, and which in turn have become an important cultural force in India, their place of origin".[94]
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The definition of Hinduism in Indian Law is: "Acceptance of the Vedas with reverence; recognition of the fact that the means or ways to salvation are diverse; and realization of the truth that the number of gods to be worshipped is large".[95][96]
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The term Hinduism was coined in Western ethnography in the 18th century,[48][note 17] and refers to the fusion[note 5] or synthesis[note 6][23] of various Indian cultures and traditions,[24][note 8] with diverse roots[25][note 9] and no founder.[26] This Hindu synthesis emerged after the Vedic period, between ca. 500[27]–200[28] BCE and c. 300 CE,[27] in the period of the Second Urbanisation and the early classical period of Hinduism, when the Epics and the first Puranas were composed.[27][28] It flourished in the medieval period, with the decline of Buddhism in India.[29] Hinduism's tolerance to variations in belief and its broad range of traditions make it difficult to define as a religion according to traditional Western conceptions.[97]
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Some academics suggest that Hinduism can be seen as a category with "fuzzy edges" rather than as a well-defined and rigid entity. Some forms of religious expression are central to Hinduism and others, while not as central, still remain within the category. Based on this idea Ferro-Luzzi has developed a 'Prototype Theory approach' to the definition of Hinduism.[98]
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Hindu beliefs are vast and diverse, and thus Hinduism is often referred to as a family of religions rather than a single religion.[99] Within each religion in this family of religions, there are different theologies, practices, and sacred texts. This diversity has led to an array of descriptions for Hinduism. It has been described as henotheism,[100] monism,[101][102] polytheism, panentheism,[103] and monotheism.[104] Hinduism does not have a "unified system of belief encoded in a declaration of faith or a creed",[36] but is rather an umbrella term comprising the plurality of religious phenomena of India.[105] Sarvepalli Radhakrishnan mentions that "While fixed intellectual beliefs mark off one religion from another, Hinduism sets itself no such limits", a Hindu is ready to admit different points of view rather than believe in a "self certifying" absolute authority.[106] According to the Supreme Court of India,
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Unlike other religions in the World, the Hindu religion does not claim any one Prophet, it does not worship any one God, it does not believe in any one philosophic concept, it does not follow any one act of religious rites or performances; in fact, it does not satisfy the traditional features of a religion or creed. It is a way of life and nothing more".[107]
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Part of the problem with a single definition of the term Hinduism is the fact that Hinduism does not have a founder.[108] It is a synthesis of various traditions,[109] the "Brahmanical orthopraxy, the renouncer traditions and popular or local traditions".[110]
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Theism is also difficult to use as a unifying doctrine for Hinduism, because while some Hindu philosophies postulate a theistic ontology of creation, other Hindus are or have been atheists.[111]
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Despite the differences, there is also a sense of unity.[112] Most Hindu traditions revere a body of religious or sacred literature, the Vedas,[113] although there are exceptions.[114] These texts are a reminder of the ancient cultural heritage and point of pride for Hindus,[115][116] with Louis Renou stating that "even in the most orthodox domains, the reverence to the Vedas has come to be a simple raising of the hat".[115][117]
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Halbfass states that, although Shaivism and Vaishnavism may be regarded as "self-contained religious constellations",[112] there is a degree of interaction and reference between the "theoreticians and literary representatives"[112] of each tradition that indicates the presence of "a wider sense of identity, a sense of coherence in a shared context and of inclusion in a common framework and horizon".[112]
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Brahmins played an essential role in the development of the post-Vedic Hindu synthesis, disseminating Vedic culture to local communities, and integrating local religiosity into the trans-regional Brahmanic culture.[118] In the post-Gupta period Vedanta developed in southern India, where orthodox Brahmanic culture and the Hindu culture were preserved,[119] building on ancient Vedic traditions while "accommoda[ting] the multiple demands of Hinduism."[120]
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The notion of common denominators for several religions and traditions of India further developed from 12th century CE.[121] Lorenzen traces the emergence of a "family resemblance", and what he calls as "beginnings of medieval and modern Hinduism" taking shape, at c. 300 – 600 CE, with the development of the early Puranas, and continuities with the earlier Vedic religion.[122] Lorenzen states that the establishment of a Hindu self-identity took place "through a process of mutual self-definition with a contrasting Muslim Other".[123] According to Lorenzen, this "presence of the Other"[123] is necessary to recognise the "loose family resemblance" among the various traditions and schools.[124]
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According to the Indologist Alexis Sanderson, before Islam arrived in India, the "Sanskrit sources differentiated Vaidika, Vaiṣṇava, Śaiva, Śākta, Saura, Buddhist, and Jaina traditions, but they had no name that denotes the first five of these as a collective entity over and against Buddhism and Jainism." This absence of a formal name, states Sanderson, does not mean that the corresponding concept of Hinduism did not exist. By late 1st-millennium CE, the concept of a belief and tradition distinct from Buddhism and Jainism had emerged.[125] This complex tradition accepted in its identity almost all of what is currently Hinduism, except certain antinomian tantric movements.[125] Some conservative thinkers of those times questioned whether certain Shaiva, Vaishnava and Shakta texts or practices were consistent with the Vedas, or were invalid in their entirety. Moderates then, and most orthoprax scholars later, agreed that though there are some variations, the foundation of their beliefs, the ritual grammar, the spiritual premises and the soteriologies were same. "This sense of greater unity", states Sanderson, "came to be called Hinduism".[125]
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According to Nicholson, already between the 12th and the 16th centuries "certain thinkers began to treat as a single whole the diverse philosophical teachings of the Upanishads, epics, Puranas, and the schools known retrospectively as the 'six systems' (saddarsana) of mainstream Hindu philosophy."[126] The tendency of "a blurring of philosophical distinctions" has also been noted by Burley.[127] Hacker called this "inclusivism"[113] and Michaels speaks of "the identificatory habit".[12] Lorenzen locates the origins of a distinct Hindu identity in the interaction between Muslims and Hindus,[128] and a process of "mutual self-definition with a contrasting Muslim other",[129][note 18] which started well before 1800.[130] Michaels notes:
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As a counteraction to Islamic supremacy and as part of the continuing process of regionalization, two religious innovations developed in the Hindu religions: the formation of sects and a historicization which preceded later nationalism [...] [S]aints and sometimes militant sect leaders, such as the Marathi poet Tukaram (1609–1649) and Ramdas (1608–1681), articulated ideas in which they glorified Hinduism and the past. The Brahmins also produced increasingly historical texts, especially eulogies and chronicles of sacred sites (Mahatmyas), or developed a reflexive passion for collecting and compiling extensive collections of quotations on various subjects.[131]
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This inclusivism[132] was further developed in the 19th and 20th centuries by Hindu reform movements and Neo-Vedanta,[133] and has become characteristic of modern Hinduism.[113]
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The notion and reports on "Hinduism" as a "single world religious tradition"[134] was popularised by 19th-century proselytizing missionaries and European Indologists, roles sometimes served by the same person, who relied on texts preserved by Brahmins (priests) for their information of Indian religions, and animist observations that the missionary Orientalists presumed was Hinduism.[134][68][135] These reports influenced perceptions about Hinduism. Some scholars[weasel words] state that the colonial polemical reports led to fabricated stereotypes where Hinduism was mere mystic paganism devoted to the service of devils,[note 19] while other scholars state that the colonial constructions influenced the belief that the Vedas, Bhagavad Gita, Manusmriti and such texts were the essence of Hindu religiosity, and in the modern association of 'Hindu doctrine' with the schools of Vedanta (in particular Advaita Vedanta) as paradigmatic example of Hinduism's mystical nature".[137][note 20] Pennington, while concurring that the study of Hinduism as a world religion began in the colonial era, disagrees that Hinduism is a colonial European era invention.[144] He states that the shared theology, common ritual grammar and way of life of those who identify themselves as Hindus is traceable to ancient times.[144][note 21]
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Prominent themes in Hindu beliefs include (but are not restricted to) Dharma (ethics/duties), Samsāra (the continuing cycle of birth, life, death and rebirth), Karma (action, intent and consequences), Moksha (liberation from samsara or liberation in this life), and the various Yogas (paths or practices).[17]
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Classical Hindu thought accepts four proper goals or aims of human life: Dharma, Artha, Kama and Moksha. These are known as the Puruṣārthas:[14][15]
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Dharma is considered the foremost goal of a human being in Hinduism.[151] The concept Dharma includes behaviors that are considered to be in accord with rta, the order that makes life and universe possible,[152] and includes duties, rights, laws, conduct, virtues and "right way of living".[153] Hindu Dharma includes the religious duties, moral rights and duties of each individual, as well as behaviors that enable social order, right conduct, and those that are virtuous.[153] Dharma, according to Van Buitenen,[154] is that which all existing beings must accept and respect to sustain harmony and order in the world. It is, states Van Buitenen, the pursuit and execution of one's nature and true calling, thus playing one's role in cosmic concert.[154] The Brihadaranyaka Upanishad states it as:
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Nothing is higher than Dharma. The weak overcomes the stronger by Dharma, as over a king. Truly that Dharma is the Truth (Satya); Therefore, when a man speaks the Truth, they say, "He speaks the Dharma"; and if he speaks Dharma, they say, "He speaks the Truth!" For both are one.
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In the Mahabharata, Krishna defines dharma as upholding both this-worldly and other-worldly affairs. (Mbh 12.110.11). The word Sanātana means eternal, perennial, or forever; thus, Sanātana Dharma signifies that it is the dharma that has neither beginning nor end.[157]
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Artha is objective and virtuous pursuit of wealth for livelihood, obligations and economic prosperity. It is inclusive of political life, diplomacy and material well-being. The Artha concept includes all "means of life", activities and resources that enables one to be in a state one wants to be in, wealth, career and financial security.[158] The proper pursuit of artha is considered an important aim of human life in Hinduism.[159][160]
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Kāma (Sanskrit, Pali; Devanagari: काम) means desire, wish, passion, longing, pleasure of the senses, the aesthetic enjoyment of life, affection, or love, with or without sexual connotations.[161][162] In Hinduism, Kama is considered an essential and healthy goal of human life when pursued without sacrificing Dharma, Artha and Moksha.[163]
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Moksha (Sanskrit: मोक्ष mokṣa) or mukti (Sanskrit: मुक्ति) is the ultimate, most important goal in Hinduism. In one sense, Moksha is a concept associated with liberation from sorrow, suffering and saṃsāra (birth-rebirth cycle). A release from this eschatological cycle, in after life, particularly in theistic schools of Hinduism is called moksha.[164][154] In other schools of Hinduism, such as monistic, moksha is a goal achievable in current life, as a state of bliss through self-realization, of comprehending the nature of one's soul, of freedom and of "realizing the whole universe as the Self".[165][166]
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Karma translates literally as action, work, or deed,[167] and also refers to a Vedic theory of "moral law of cause and effect".[168][169] The theory is a combination of (1) causality that may be ethical or non-ethical; (2) ethicization, that is good or bad actions have consequences; and (3) rebirth.[170] Karma theory is interpreted as explaining the present circumstances of an individual with reference to his or her actions in the past. These actions and their consequences may be in a person's current life, or, according to some schools of Hinduism, in past lives.[170][171] This cycle of birth, life, death and rebirth is called samsara. Liberation from samsara through moksha is believed to ensure lasting happiness and peace.[172][173] Hindu scriptures teach that the future is both a function of current human effort derived from free will and past human actions that set the circumstances.[174]
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The ultimate goal of life, referred to as moksha, nirvana or samadhi, is understood in several different ways: as the realization of one's union with God; as the realization of one's eternal relationship with God; realization of the unity of all existence; perfect unselfishness and knowledge of the Self; as the attainment of perfect mental peace; and as detachment from worldly desires. Such realization liberates one from samsara, thereby ending the cycle of rebirth, sorrow and suffering.[175][176] Due to belief in the indestructibility of the soul,[177] death is deemed insignificant with respect to the cosmic self.[178]
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The meaning of moksha differs among the various Hindu schools of thought. For example, Advaita Vedanta holds that after attaining moksha a person knows their "soul, self" and identifies it as one with Brahman and everyone in all respects.[179][180] The followers of Dvaita (dualistic) schools, in moksha state, identify individual "soul, self" as distinct from Brahman but infinitesimally close, and after attaining moksha expect to spend eternity in a loka (heaven). To theistic schools of Hinduism, moksha is liberation from samsara, while for other schools such as the monistic school, moksha is possible in current life and is a psychological concept. According to Deutsche, moksha is transcendental consciousness to the latter, the perfect state of being, of self-realization, of freedom and of "realizing the whole universe as the Self".[165][179] Moksha in these schools of Hinduism, suggests Klaus Klostermaier,[180] implies a setting free of hitherto fettered faculties, a removing of obstacles to an unrestricted life, permitting a person to be more truly a person in the full sense; the concept presumes an unused human potential of creativity, compassion and understanding which had been blocked and shut out. Moksha is more than liberation from life-rebirth cycle of suffering (samsara); Vedantic school separates this into two: jivanmukti (liberation in this life) and videhamukti (liberation after death).[181][182]
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Hinduism is a diverse system of thought with beliefs spanning monotheism, polytheism, panentheism, pantheism, pandeism, monism, and atheism among others;[183][184][web 5] and its concept of God is complex and depends upon each individual and the tradition and philosophy followed. It is sometimes referred to as henotheistic (i.e., involving devotion to a single god while accepting the existence of others), but any such term is an overgeneralization.[185]
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Who really knows? Who will here proclaim it? Whence was it produced? Whence is this creation? The gods came afterwards, with the creation of this universe. Who then knows whence it has arisen?
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The Nasadiya Sukta (Creation Hymn) of the Rig Veda is one of the earliest texts[189] which "demonstrates a sense of metaphysical speculation" about what created the universe, the concept of god(s) and The One, and whether even The One knows how the universe came into being.[190][191] The Rig Veda praises various deities, none superior nor inferior, in a henotheistic manner.[192] The hymns repeatedly refer to One Truth and Reality. The "One Truth" of Vedic literature, in modern era scholarship, has been interpreted as monotheism, monism, as well as a deified Hidden Principles behind the great happenings and processes of nature.[193]
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Hindus believe that all living creatures have a soul. This soul – the spirit or true "self" of every person, is called the ātman. The soul is believed to be eternal.[194] According to the monistic/pantheistic (non-dualist) theologies of Hinduism (such as Advaita Vedanta school), this Atman is indistinct from Brahman, the supreme spirit.[195] The goal of life, according to the Advaita school, is to realise that one's soul is identical to supreme soul, that the supreme soul is present in everything and everyone, all life is interconnected and there is oneness in all life.[196][197][198] Dualistic schools (see Dvaita and Bhakti) understand Brahman as a Supreme Being separate from individual souls.[199] They worship the Supreme Being variously as Vishnu, Brahma, Shiva, or Shakti, depending upon the sect. God is called Ishvara, Bhagavan, Parameshwara, Deva or Devi, and these terms have different meanings in different schools of Hinduism.[200][201][202]
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Hindu texts accept a polytheistic framework, but this is generally conceptualized as the divine essence or luminosity that gives vitality and animation to the inanimate natural substances.[203] There is a divine in everything, human beings, animals, trees and rivers. It is observable in offerings to rivers, trees, tools of one's work, animals and birds, rising sun, friends and guests, teachers and parents.[203][204][205] It is the divine in these that makes each sacred and worthy of reverence. This seeing divinity in everything, state Buttimer and Wallin, makes the Vedic foundations of Hinduism quite distinct from Animism.[203] The animistic premise sees multiplicity, power differences and competition between man and man, man and animal, as well as man and nature. The Vedic view does not see this competition, rather sees a unifying divinity that connects everyone and everything.[203][206][207]
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The Hindu scriptures refer to celestial entities called Devas (or devī in feminine form; devatā used synonymously for Deva in Hindi), which may be translated into English as gods or heavenly beings.[note 22] The devas are an integral part of Hindu culture and are depicted in art, architecture and through icons, and stories about them are related in the scriptures, particularly in Indian epic poetry and the Puranas. They are, however, often distinguished from Ishvara, a personal god, with many Hindus worshipping Ishvara in one of its particular manifestations as their iṣṭa devatā, or chosen ideal.[208][209] The choice is a matter of individual preference,[210] and of regional and family traditions.[210][note 23] The multitude of Devas are considered as manifestations of Brahman.[note 24]
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The word avatar does not appear in the Vedic literature,[212] but appears in verb forms in post-Vedic literature, and as a noun particularly in the Puranic literature after the 6th century CE.[213] Theologically, the reincarnation idea is most often associated with the avatars of Hindu god Vishnu, though the idea has been applied to other deities.[214] Varying lists of avatars of Vishnu appear in Hindu scriptures, including the ten Dashavatara of the Garuda Purana and the twenty-two avatars in the Bhagavata Purana, though the latter adds that the incarnations of Vishnu are innumerable.[215] The avatars of Vishnu are important in Vaishnavism theology. In the goddess-based Shaktism tradition of Hinduism, avatars of the Devi are found and all goddesses are considered to be different aspects of the same metaphysical Brahman[216] and Shakti (energy).[217][218] While avatars of other deities such as Ganesha and Shiva are also mentioned in medieval Hindu texts, this is minor and occasional.[219]
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Both theistic and atheistic ideas, for epistemological and metaphysical reasons, are profuse in different schools of Hinduism. The early Nyaya school of Hinduism, for example, was non-theist/atheist,[220] but later Nyaya school scholars argued that God exists and offered proofs using its theory of logic.[221][222] Other schools disagreed with Nyaya scholars. Samkhya,[223] Mimamsa[224][note 25] and Carvaka schools of Hinduism, were non-theist/atheist, arguing that "God was an unnecessary metaphysical assumption".[225][web 6][226] Its Vaisheshika school started as another non-theistic tradition relying on naturalism and that all matter is eternal, but it later introduced the concept of a non-creator God.[227][228] The Yoga school of Hinduism accepted the concept of a "personal god" and left it to the Hindu to define his or her god.[229] Advaita Vedanta taught a monistic, abstract Self and Oneness in everything, with no room for gods or deity, a perspective that Mohanty calls, "spiritual, not religious".[230] Bhakti sub-schools of Vedanta taught a creator God that is distinct from each human being.[199]
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According to Graham Schweig, Hinduism has the strongest presence of the divine feminine in world religion from ancient times to the present.[231] The goddess is viewed as the heart of the most esoteric Saiva traditions.[232]
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Authority and eternal truths play an important role in Hinduism.[233] Religious traditions and truths are believed to be contained in its sacred texts, which are accessed and taught by sages, gurus, saints or avatars.[233] But there is also a strong tradition of the questioning of authority, internal debate and challenging of religious texts in Hinduism. The Hindus believe that this deepens the understanding of the eternal truths and further develops the tradition. Authority "was mediated through [...] an intellectual culture that tended to develop ideas collaboratively, and according to the shared logic of natural reason."[233] Narratives in the Upanishads present characters questioning persons of authority.[233] The Kena Upanishad repeatedly asks kena, 'by what' power something is the case.[233] The Katha Upanishad and Bhagavad Gita present narratives where the student criticizes the teacher's inferior answers.[233] In the Shiva Purana, Shiva questions Vishnu and Brahma.[233] Doubt plays a repeated role in the Mahabharata.[233] Jayadeva's Gita Govinda presents criticism via the character of Radha.[233]
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Hinduism has no central doctrinal authority and many practising Hindus do not claim to belong to any particular denomination or tradition.[234] Four major denominations are, however, used in scholarly studies: Vaishnavism, Shaivism, Shaktism and Smartism.[235][236] These denominations differ primarily in the central deity worshipped, the traditions and the soteriological outlook.[237] The denominations of Hinduism, states Lipner, are unlike those found in major religions of the world, because Hindu denominations are fuzzy with individuals practicing more than one, and he suggests the term "Hindu polycentrism".[238]
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Vaishnavism is the devotional religious tradition that worships Vishnu[239] and his avatars, particularly Krishna and Rama.[240] The adherents of this sect are generally non-ascetic, monastic, oriented towards community events and devotionalism practices inspired by "intimate loving, joyous, playful" Krishna and other Vishnu avatars.[237] These practices sometimes include community dancing, singing of Kirtans and Bhajans, with sound and music believed by some to have meditative and spiritual powers.[241] Temple worship and festivals are typically elaborate in Vaishnavism.[242] The Bhagavad Gita and the Ramayana, along with Vishnu-oriented Puranas provide its theistic foundations.[243] Philosophically, their beliefs are rooted in the dualism sub-schools of Vedantic Hinduism.[244][245]
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Shaivism is the tradition that focuses on Shiva. Shaivas are more attracted to ascetic individualism, and it has several sub-schools.[237] Their practices include Bhakti-style devotionalism, yet their beliefs lean towards nondual, monistic schools of Hinduism such as Advaita and Yoga.[235][241] Some Shaivas worship in temples, while others emphasize yoga, striving to be one with Shiva within.[246] Avatars are uncommon, and some Shaivas visualize god as half male, half female, as a fusion of the male and female principles (Ardhanarishvara). Shaivism is related to Shaktism, wherein Shakti is seen as spouse of Shiva.[235] Community celebrations include festivals, and participation, with Vaishnavas, in pilgrimages such as the Kumbh Mela.[247] Shaivism has been more commonly practiced in the Himalayan north from Kashmir to Nepal, and in south India.[248]
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Shaktism focuses on goddess worship of Shakti or Devi as cosmic mother,[237] and it is particularly common in northeastern and eastern states of India such as Assam and Bengal. Devi is depicted as in gentler forms like Parvati, the consort of Shiva; or, as fierce warrior goddesses like Kali and Durga. Followers of Shaktism recognize Shakti as the power that underlies the male principle. Shaktism is also associated with Tantra practices.[249] Community celebrations include festivals, some of which include processions and idol immersion into sea or other water bodies.[250]
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Smartism centers its worship simultaneously on all the major Hindu deities: Shiva, Vishnu, Shakti, Ganesha, Surya and Skanda.[251] The Smarta tradition developed during the (early) Classical Period of Hinduism around the beginning of the Common Era, when Hinduism emerged from the interaction between Brahmanism and local traditions.[252][253] The Smarta tradition is aligned with Advaita Vedanta, and regards Adi Shankara as its founder or reformer, who considered worship of God-with-attributes (Saguna Brahman) as a journey towards ultimately realizing God-without-attributes (nirguna Brahman, Atman, Self-knowledge).[254][255] The term Smartism is derived from Smriti texts of Hinduism, meaning those who remember the traditions in the texts.[235][256] This Hindu sect practices a philosophical Jnana yoga, scriptural studies, reflection, meditative path seeking an understanding of Self's oneness with God.[235][257]
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There are no census data available on demographic history or trends for the traditions within Hinduism.[258] Estimates vary on the relative number of adherents in the different traditions of Hinduism. According to a 2010 estimate by Johnson and Grim, the Vaishnavism tradition is the largest group with about 641 million or 67.6% of Hindus, followed by Shaivism with 252 million or 26.6%, Shaktism with 30 million or 3.2% and other traditions including Neo-Hinduism and Reform Hinduism with 25 million or 2.6%.[259] In contrast, according to Jones and Ryan, Shaivism is the largest tradition of Hinduism.[260]
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The ancient scriptures of Hinduism are in Sanskrit. These texts are classified into two: Shruti and Smriti. Shruti is apauruṣeyā, "not made of a man" but revealed to the rishis (seers), and regarded as having the highest authority, while the smriti are manmade and have secondary authority.[262] They are the two highest sources of dharma, the other two being Śiṣṭa Āchāra/Sadāchara (conduct of noble people) and finally Ātma tuṣṭi ("what is pleasing to oneself")[note 26]
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Hindu scriptures were composed, memorized and transmitted verbally, across generations, for many centuries before they were written down.[264][265] Over many centuries, sages refined the teachings and expanded the Shruti and Smriti, as well as developed Shastras with epistemological and metaphysical theories of six classical schools of Hinduism.
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Shruti (lit. that which is heard)[266] primarily refers to the Vedas, which form the earliest record of the Hindu scriptures, and are regarded as eternal truths revealed to the ancient sages (rishis).[267] There are four Vedas – Rigveda, Samaveda, Yajurveda and Atharvaveda. Each Veda has been subclassified into four major text types – the Samhitas (mantras and benedictions), the Aranyakas (text on rituals, ceremonies, sacrifices and symbolic-sacrifices), the Brahmanas (commentaries on rituals, ceremonies and sacrifices), and the Upanishads (text discussing meditation, philosophy and spiritual knowledge).[268][269][270] The first two parts of the Vedas were subsequently called the Karmakāṇḍa (ritualistic portion), while the last two form the Jñānakāṇḍa (knowledge portion, discussing spiritual insight and philosophical teachings).[271][272][273][274]
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The Upanishads are the foundation of Hindu philosophical thought, and have profoundly influenced diverse traditions.[275][276] Of the Shrutis (Vedic corpus), they alone are widely influential among Hindus, considered scriptures par excellence of Hinduism, and their central ideas have continued to influence its thoughts and traditions.[275][277] Sarvepalli Radhakrishnan states that the Upanishads have played a dominating role ever since their appearance.[278] There are 108 Muktikā Upanishads in Hinduism, of which between 10 and 13 are variously counted by scholars as Principal Upanishads.[279][280]
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The most notable of the Smritis ("remembered") are the Hindu epics and the Puranas. The epics consist of the Mahabharata and the Ramayana. The Bhagavad Gita is an integral part of the Mahabharata and one of the most popular sacred texts of Hinduism.[281] It is sometimes called Gitopanishad, then placed in the Shruti ("heard") category, being Upanishadic in content.[282] The Puranas, which started to be composed from c. 300 CE onward,[283] contain extensive mythologies, and are central in the distribution of common themes of Hinduism through vivid narratives. The Yoga Sutras is a classical text for the Hindu Yoga tradition, which gained a renewed popularity in the 20th century.[284]
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Since the 19th-century Indian modernists have re-asserted the 'Aryan origins' of Hinduism, "purifying" Hinduism from its Tantric elements[85] and elevating the Vedic elements. Hindu modernists like Vivekananda see the Vedas as the laws of the spiritual world, which would still exist even if they were not revealed to the sages.[285][286] In Tantric tradition, the Agamas refer to authoritative scriptures or the teachings of Shiva to Shakti,[287] while Nigamas refers to the Vedas and the teachings of Shakti to Shiva.[287] In Agamic schools of Hinduism, the Vedic literature and the Agamas are equally authoritative.[288][289]
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Most Hindus observe religious rituals at home.[291] The rituals vary greatly among regions, villages, and individuals. They are not mandatory in Hinduism. The nature and place of rituals is an individual's choice. Some devout Hindus perform daily rituals such as worshiping at dawn after bathing (usually at a family shrine, and typically includes lighting a lamp and offering foodstuffs before the images of deities), recitation from religious scripts, singing devotional hymns, yoga, meditation, chanting mantras and others.[292]
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Vedic rituals of fire-oblation (yajna) and chanting of Vedic hymns are observed on special occasions, such as a Hindu wedding.[293] Other major life-stage events, such as rituals after death, include the yajña and chanting of Vedic mantras.[web 7]
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The words of the mantras are "themselves sacred,"[294] and "do not constitute linguistic utterances."[295] Instead, as Klostermaier notes, in their application in Vedic rituals they become magical sounds, "means to an end."[note 27] In the Brahmanical perspective, the sounds have their own meaning, mantras are considered as "primordial rhythms of creation", preceding the forms to which they refer.[295] By reciting them the cosmos is regenerated, "by enlivening and nourishing the forms of creation at their base. As long as the purity of the sounds is preserved, the recitation of the mantras will be efficacious, irrespective of whether their discursive meaning is understood by human beings."[295][note 25]
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Major life stage milestones are celebrated as sanskara (saṃskāra, rites of passage) in Hinduism.[296][297] The rites of passage are not mandatory, and vary in details by gender, community and regionally.[298] Gautama Dharmasutras composed in about the middle of 1st millennium BCE lists 48 sanskaras,[299] while Gryhasutra and other texts composed centuries later list between 12 and 16 sanskaras.[296][300] The list of sanskaras in Hinduism include both external rituals such as those marking a baby's birth and a baby's name giving ceremony, as well as inner rites of resolutions and ethics such as compassion towards all living beings and positive attitude.[299]
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The major traditional rites of passage in Hinduism include[298] Garbhadhana (pregnancy), Pumsavana (rite before the fetus begins moving and kicking in womb), Simantonnayana (parting of pregnant woman's hair, baby shower), Jatakarman (rite celebrating the new born baby), Namakarana (naming the child), Nishkramana (baby's first outing from home into the world), Annaprashana (baby's first feeding of solid food), Chudakarana (baby's first haircut, tonsure), Karnavedha (ear piercing), Vidyarambha (baby's start with knowledge), Upanayana (entry into a school rite),[301][302] Keshanta and Ritusuddhi (first shave for boys, menarche for girls), Samavartana (graduation ceremony), Vivaha (wedding), Vratas (fasting, spiritual studies) and Antyeshti (cremation for an adult, burial for a child).[303] In contemporary times, there is regional variation among Hindus as to which of these sanskaras are observed; in some cases, additional regional rites of passage such as Śrāddha (ritual of feeding people after cremation) are practiced.[298][web 8]
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Bhakti refers to devotion, participation in and the love of a personal god or a representational god by a devotee.[web 9][304] Bhakti marga is considered in Hinduism as one of many possible paths of spirituality and alternative means to moksha.[305] The other paths, left to the choice of a Hindu, are Jnana marga (path of knowledge), Karma marga (path of works), Rāja marga (path of contemplation and meditation).[306][307]
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Bhakti is practiced in a number of ways, ranging from reciting mantras, japas (incantations), to individual private prayers within one's home shrine,[308] or in a temple or near a river bank, sometimes in the presence of an idol or image of a deity.[309][310] Hindu temples and domestic altars, states Lynn Foulston, are important elements of worship in contemporary theistic Hinduism.[311] While many visit a temple on a special occasion, most offer a brief prayer on an everyday basis at the domestic altar.[311] This bhakti is expressed in a domestic shrine which typically is a dedicated part of the home and includes the images of deities or the gurus the Hindu chooses.[311] Among Vaishnavism sub-traditions such as Swaminarayan, the home shrines can be elaborate with either a room dedicated to it or a dedicated part of the kitchen. The devotee uses this space for daily prayers or meditation, either before breakfast or after day's work.[312][313]
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Bhakti is sometimes private inside household shrines and sometimes practiced as a community. It may include Puja, Aarti,[314] musical Kirtan or singing Bhajan, where devotional verses and hymns are read or poems are sung by a group of devotees.[web 10][315] While the choice of the deity is at the discretion of the Hindu, the most observed traditions of Hindu devotionalism include Vaishnavism (Vishnu), Shaivism (Shiva) and Shaktism (Shakti).[316] A Hindu may worship multiple deities, all as henotheistic manifestations of the same ultimate reality, cosmic spirit and absolute spiritual concept called Brahman in Hinduism.[317][318][note 24]
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Bhakti marga, states Pechelis, is more than ritual devotionalism, it includes practices and spiritual activities aimed at refining one's state of mind, knowing god, participating in god, and internalizing god.[319][320] While Bhakti practices are popular and easily observable aspect of Hinduism, not all Hindus practice Bhakti, or believe in god-with-attributes (saguna Brahman).[321][322] Concurrent Hindu practices include a belief in god-without-attributes, and god within oneself.[323][324]
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Hindu festivals (Sanskrit: Utsava; literally: "to lift higher") are ceremonies that weave individual and social life to dharma.[325][326] Hinduism has many festivals throughout the year, where the dates are set by the lunisolar Hindu calendar, many coinciding with either the full moon (Holi) or the new moon (Diwali), often with seasonal changes.[327] Some festivals are found only regionally and they celebrate local traditions, while a few such as Holi and Diwali are pan-Hindu.[327][328]
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The festivals typically celebrate events from Hinduism, connoting spiritual themes and celebrating aspects of human relationships such as the Sister-Brother bond over the Raksha Bandhan (or Bhai Dooj) festival.[326][329] The same festival sometimes marks different stories depending on the Hindu denomination, and the celebrations incorporate regional themes, traditional agriculture, local arts, family get togethers, Puja rituals and feasts.[325][330]
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Some major regional or pan-Hindu festivals include:
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Many adherents undertake pilgrimages, which have historically been an important part of Hinduism and remain so today.[331] Pilgrimage sites are called Tirtha, Kshetra, Gopitha or Mahalaya.[332][333] The process or journey associated with Tirtha is called Tirtha-yatra.[334] According to the Hindu text Skanda Purana, Tirtha are of three kinds: Jangam Tirtha is to a place movable of a sadhu, a rishi, a guru; Sthawar Tirtha is to a place immovable, like Benaras, Haridwar, Mount Kailash, holy rivers; while Manas Tirtha is to a place of mind of truth, charity, patience, compassion, soft speech, soul.[335][336] Tīrtha-yatra is, states Knut A. Jacobsen, anything that has a salvific value to a Hindu, and includes pilgrimage sites such as mountains or forests or seashore or rivers or ponds, as well as virtues, actions, studies or state of mind.[337][338]
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Pilgrimage sites of Hinduism are mentioned in the epic Mahabharata and the Puranas.[339][340] Most Puranas include large sections on Tirtha Mahatmya along with tourist guides,[341] which describe sacred sites and places to visit.[342][343][344] In these texts, Varanasi (Benares, Kashi), Rameshwaram, Kanchipuram, Dwarka, Puri, Haridwar, Sri Rangam, Vrindavan, Ayodhya, Tirupati, Mayapur, Nathdwara, twelve Jyotirlinga and Shakti Peetha have been mentioned as particularly holy sites, along with geographies where major rivers meet (sangam) or join the sea.[345][340] Kumbhamela is another major pilgrimage on the eve of the solar festival Makar Sankranti. This pilgrimage rotates at a gap of three years among four sites: Prayag Raj at the confluence of the Ganges and Yamuna rivers, Haridwar near source of the Ganges, Ujjain on the Shipra river and Nasik on the bank of the Godavari river.[346] This is one of world's largest mass pilgrimage, with an estimated 40 to 100 million people attending the event.[346][347][web 11] At this event, they say a prayer to the sun and bathe in the river,[346] a tradition attributed to Adi Shankara.[348]
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Some pilgrimages are part of a Vrata (vow), which a Hindu may make for a number of reasons.[349][350] It may mark a special occasion, such as the birth of a baby, or as part of a rite of passage such as a baby's first haircut, or after healing from a sickness.[351][352] It may, states Eck, also be the result of prayers answered.[351] An alternative reason for Tirtha, for some Hindus, is to respect wishes or in memory of a beloved person after his or her death.[351] This may include dispersing their cremation ashes in a Tirtha region in a stream, river or sea to honor the wishes of the dead. The journey to a Tirtha, assert some Hindu texts, helps one overcome the sorrow of the loss.[351][note 28]
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Other reasons for a Tirtha in Hinduism is to rejuvenate or gain spiritual merit by traveling to famed temples or bathe in rivers such as the Ganges.[355][356][357] Tirtha has been one of the recommended means of addressing remorse and to perform penance, for unintentional errors and intentional sins, in the Hindu tradition.[358][359] The proper procedure for a pilgrimage is widely discussed in Hindu texts.[360] The most accepted view is that the greatest austerity comes from traveling on foot, or part of the journey is on foot, and that the use of a conveyance is only acceptable if the pilgrimage is otherwise impossible.[361]
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Hindu society has been categorised into four classes, called varnas. They are the Brahmins: Vedic teachers and priests; the Kshatriyas: warriors and kings; the Vaishyas: farmers and merchants; and the Shudras: servants and labourers.[362]
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The Bhagavad Gītā links the varna to an individual's duty (svadharma), inborn nature (svabhāva), and natural tendencies (guṇa).[363] The Manusmṛiti categorises the different castes.[web 12]
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Some mobility and flexibility within the varnas challenge allegations of social discrimination in the caste system, as has been pointed out by several sociologists,[364][365] although some other scholars disagree.[366] Scholars debate whether the so-called caste system is part of Hinduism sanctioned by the scriptures or social custom.[367][web 13][note 29] And various contemporary scholars have argued that the caste system was constructed by the British colonial regime.[368]
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A renunciant man of knowledge is usually called Varnatita or "beyond all varnas" in Vedantic works. The bhiksu is advised to not bother about the caste of the family from which he begs his food. Scholars like Adi Sankara affirm that not only is Brahman beyond all varnas, the man who is identified with Him also transcends the distinctions and limitations of caste.[369]
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In whatever way a Hindu defines the goal of life, there are several methods (yogas) that sages have taught for reaching that goal. Yoga is a Hindu discipline which trains the body, mind and consciousness for health, tranquility and spiritual insight. This is done through a system of postures and exercises to practise control of the body and mind.[370] Texts dedicated to Yoga include the Yoga Sutras, the Hatha Yoga Pradipika, the Bhagavad Gita and, as their philosophical and historical basis, the Upanishads. Yoga is means, and the four major marga (paths) discussed in Hinduism are: Bhakti Yoga (the path of love and devotion), Karma Yoga (the path of right action), Rāja Yoga (the path of meditation), Jñāna Yoga (the path of wisdom)[371] An individual may prefer one or some yogas over others, according to his or her inclination and understanding. Practice of one yoga does not exclude others.
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Hinduism has a developed system of symbolism and iconography to represent the sacred in art, architecture, literature and worship. These symbols gain their meaning from the scriptures or cultural traditions. The syllable Om (which represents the Brahman and Atman) has grown to represent Hinduism itself, while other markings such as the Swastika sign represent auspiciousness,[373] and Tilaka (literally, seed) on forehead – considered to be the location of spiritual third eye,[374] marks ceremonious welcome, blessing or one's participation in a ritual or rite of passage.[375] Elaborate Tilaka with lines may also identify a devotee of a particular denomination. Flowers, birds, animals, instruments, symmetric mandala drawings, objects, idols are all part of symbolic iconography in Hinduism.[376][377]
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Hindus advocate the practice of ahiṃsā (nonviolence) and respect for all life because divinity is believed to permeate all beings, including plants and non-human animals.[378] The term ahiṃsā appears in the Upanishads,[379] the epic Mahabharata[380] and ahiṃsā is the first of the five Yamas (vows of self-restraint) in Patanjali's Yoga Sutras.[381]
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In accordance with ahiṃsā, many Hindus embrace vegetarianism to respect higher forms of life. Estimates of strict lacto vegetarians in India (includes adherents of all religions) who never eat any meat, fish or eggs vary between 20% and 42%, while others are either less strict vegetarians or non-vegetarians.[382] Those who eat meat seek Jhatka (quick death) method of meat production, and dislike Halal (slow bled death) method, believing that quick death method reduces suffering to the animal.[383][384] The food habits vary with region, with Bengali Hindus and Hindus living in Himalayan regions, or river delta regions, regularly eating meat and fish.[385] Some avoid meat on specific festivals or occasions.[386] Observant Hindus who do eat meat almost always abstain from beef. The cow in Hindu society is traditionally identified as a caretaker and a maternal figure,[387] and Hindu society honours the cow as a symbol of unselfish giving.[388]
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There are many Hindu groups that have continued to abide by a strict vegetarian diet in modern times. Some adhere to a diet that is devoid of meat, eggs, and seafood.[389] Food affects body, mind and spirit in Hindu beliefs.[390][391] Hindu texts such as Śāṇḍilya Upanishad[392] and Svātmārāma[393][394] recommend Mitahara (eating in moderation) as one of the Yamas (virtuous self restraints). The Bhagavad Gita links body and mind to food one consumes in verses 17.8 through 17.10.[395]
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Some Hindus such as those belonging to the Shaktism tradition,[396] and Hindus in regions such as Bali and Nepal[397][398] practise animal sacrifice.[397] The sacrificed animal is eaten as ritual food.[399] In contrast, the Vaishnava Hindus abhor and vigorously oppose animal sacrifice.[400][401] The principle of non-violence to animals has been so thoroughly adopted in Hinduism that animal sacrifice is uncommon[402] and historically reduced to a vestigial marginal practice.[403]
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A Hindu temple is a house of god(s).[404] It is a space and structure designed to bring human beings and gods together, infused with symbolism to express the ideas and beliefs of Hinduism.[405] A temple incorporates all elements of Hindu cosmology, the highest spire or dome representing Mount Meru – reminder of the abode of Brahma and the center of spiritual universe,[406] the carvings and iconography symbolically presenting dharma, kama, artha, moksha and karma.[407][408] The layout, the motifs, the plan and the building process recite ancient rituals, geometric symbolisms, and reflect beliefs and values innate within various schools of Hinduism.[405] Hindu temples are spiritual destinations for many Hindus (not all), as well as landmarks for arts, annual festivals, rite of passage rituals, and community celebrations.[409][410]
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Hindu temples come in many styles, diverse locations, deploy different construction methods and are adapted to different deities and regional beliefs.[411] Two major styles of Hindu temples include the Gopuram style found in south India, and Nagara style found in north India.[412][413] Other styles include cave, forest and mountain temples.[414] Yet, despite their differences, almost all Hindu temples share certain common architectural principles, core ideas, symbolism and themes.[405]
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Many temples feature one or more idols (murtis). The idol and Grabhgriya in the Brahma-pada (the center of the temple), under the main spire, serves as a focal point (darsana, a sight) in a Hindu temple.[415] In larger temples, the central space typically is surrounded by an ambulatory for the devotee to walk around and ritually circumambulate the Purusa (Brahman), the universal essence.[405]
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Traditionally the life of a Hindu is divided into four Āśramas (phases or life stages; another meaning includes monastery).[416] The four ashramas are: Brahmacharya (student), Grihastha (householder), Vanaprastha (retired) and Sannyasa (renunciation).[417]
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Brahmacharya represents the bachelor student stage of life. Grihastha refers to the individual's married life, with the duties of maintaining a household, raising a family, educating one's children, and leading a family-centred and a dharmic social life.[417] Grihastha stage starts with Hindu wedding, and has been considered as the most important of all stages in sociological context, as Hindus in this stage not only pursued a virtuous life, they produced food and wealth that sustained people in other stages of life, as well as the offsprings that continued mankind.[418] Vanaprastha is the retirement stage, where a person hands over household responsibilities to the next generation, took an advisory role, and gradually withdrew from the world.[419][420] The Sannyasa stage marks renunciation and a state of disinterest and detachment from material life, generally without any meaningful property or home (ascetic state), and focused on Moksha, peace and simple spiritual life.[421][422]
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The Ashramas system has been one facet of the Dharma concept in Hinduism.[418] Combined with four proper goals of human life (Purusartha), the Ashramas system traditionally aimed at providing a Hindu with fulfilling life and spiritual liberation.[418] While these stages are typically sequential, any person can enter Sannyasa (ascetic) stage and become an Ascetic at any time after the Brahmacharya stage.[423] Sannyasa is not religiously mandatory in Hinduism, and elderly people are free to live with their families.[424]
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Some Hindus choose to live a monastic life (Sannyāsa) in pursuit of liberation (moksha) or another form of spiritual perfection.[18] Monastics commit themselves to a simple and celibate life, detached from material pursuits, of meditation and spiritual contemplation.[425] A Hindu monk is called a Sanyāsī, Sādhu, or Swāmi. A female renunciate is called a Sanyāsini. Renunciates receive high respect in Hindu society because of their simple ahimsa-driven lifestyle and dedication to spiritual liberation (moksha) – believed to be the ultimate goal of life in Hinduism.[422] Some monastics live in monasteries, while others wander from place to place, depending on donated food and charity for their needs.[426]
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James Mill (1773–1836), in his The History of British India (1817),[427] distinguished three phases in the history of India, namely Hindu, Muslim and British civilisations.[427][428] This periodisation has been criticised for the misconceptions it has given rise to.[429] Another periodisation is the division into "ancient, classical, medieval and modern periods".[430] An elaborate periodisation may be as follows:[12]
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Hinduism is a fusion[436][note 5] or synthesis[27][note 6] of various Indian cultures and traditions.[27][note 8] Among the roots of Hinduism are the historical Vedic religion of Iron Age India,[437] itself already the product of "a composite of the Indo-Aryan and Harappan cultures and civilizations",[438][note 31] but also the Sramana[439] or renouncer traditions[110] of northeast India,[439] and mesolithic[440] and neolithic[441] cultures of India, such as the religions of the Indus Valley Civilisation,[442] Dravidian traditions,[443] and the local traditions[110] and tribal religions.[444][note 32]
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This "Hindu synthesis" emerged after the Vedic period, between 500[27]-200[28] BCE and c. 300 CE,[27] the beginning of the "Epic and Puranic" c.q. "Preclassical" period,[27][28] and incorporated śramaṇic[28][445] and Buddhist influences[28][446] and the emerging bhakti tradition into the Brahmanical fold via the Smriti literature.[447][28] From northern India this "Hindu synthesis", and its societal divisions, spread to southern India and parts of Southeast Asia, as the Brahmanical culture was adopted by courts and rulers.[448] Hinduism co-existed for several centuries with Buddhism,[449] to finally gain the upper hand at all levels in the 8th century.[450][web 15][note 33]
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According to Eliot Deutsch, brahmins played an essential role in the development of this synthesis. They were bilingual and bicultural, speaking both their local language, and popular Sanskrit, which transcended regional differences in culture and language. They were able to "translate the mainstream of the large culture in terms of the village and the culture of the village in terms of the mainstream," thereby integrating the local culture into a larger whole.[118] While vaidikas and, to a lesser degree, smartas, remained faithfull to the traditional Vedic lore, a new brahminism arose which composed litanies for the local and regional gods, and became the ministers of these local traditions.[118]
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The earliest prehistoric religion in India that may have left its traces in Hinduism comes from mesolithic as observed in the sites such as the rock paintings of Bhimbetka rock shelters dating to a period of 30,000 BCE or older,[note 34] as well as neolithic times.[note 35] Some of the religious practices can be considered to have originated in 4000 BCE. Several tribal religions still exist, though their practices may not resemble those of prehistoric religions.[web 16]
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According to anthropologist Possehl, the Indus Valley Civilization "provides a logical, if somewhat arbitrary, starting point for some aspects of the later Hindu tradition".[452] The religion of this period included worship of a Great male god, which is compared to a proto-Shiva, and probably a Mother Goddess, that may prefigure Shakti. However these links of deities and practices of the Indus religion to later-day Hinduism are subject to both political contention and scholarly dispute.[453]
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The Vedic period is the period when the Vedas were composed, the liturgical texts of the religion of some of the Indo-Aryans[454][note 36] as codified at the Kuru Kingdom,[456] lasted from c. 1500 to 500 BCE.[457][note 37] The Indo-Aryans were semi-nomadic pastoralists[456] who migrated into north-western India after the collapse of the Indus Valley Civilization.[455][459][460]
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The Puranic chronology, the timeline of events in ancient Indian history as narrated in the Mahabaratha, the Ramayana, and the Puranas, envisions an older chronology for the Vedic culture. In this view, the Vedas were received thousands of years ago. The Kurukshetra War, the background-scene of the Baghavad Gita, which may relate histoical events taking which took place ca. 1000 BCE at the heartland of Aryavarta,[456][461] is dated in this chronology at ca. 3100 BCE, while Gulshan (1940) dates the start of the reign of Manu Vaivasvata at 7350 BCE.[462] Some Indian writers and archaeologists have opposed the notion of a migration of Indo-Aryans into India and argued for an indigenous origin of the Indo-Aryans,[463][455][464] but though popular in India, these ideas have no support in academic mainstream scholarship.[note 38] The linguistic and religious data show clear links with Indo-European languages and religion,[465] while recent genetic research shows that people related to the Corded Ware culture arrived in India from the steppes via the Inner Asia Mountain Corridor in the second millennium BCE.[466][467][468][web 17][web 18] According to Singh, "The dominant view is that the Indo-Aryans came to the subcontinent as immigrants."[464]
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During the early Vedic period (c. 1500 – c. 1100 BCE[456]) Vedic tribes were pastoralists, wandering around in north-west India.[469] After 1100 BCE the Vedic tribes moved into the western Ganges Plain, adapting an agrarian lifestyle.[456][470][471] Rudimentary state-forms appeared, of which the Kuru-Pañcāla union was the most influential.[472][473] It was a tribal union, which developed into the first recorded state-level society in South Asia around 1000 BCE.[456] This, according to Witzel, decisively changed their religious heritage of the early Vedic period, collecting their ritual hymns into the Vedic collections, and shifting ritual exchange within a tribe to social exchange within the larger Kuru realm through complicated Srauta rituals.[474] In this period, states Samuel, emerged the Brahmana and Aranyaka layers of Vedic texts, which merged into the earliest Upanishads.[475] These texts began to ask the meaning of a ritual, adding increasing levels of philosophical and metaphysical speculation,[475] or "Hindu synthesis".[27]
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The Indo-Aryans brought with them their language[476] and religion.[477][478] The Vedic beliefs and practices of the pre-classical era were closely related to the hypothesised Proto-Indo-European religion,[479] and the Indo-Iranian religion.[480][note 39]
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The Vedic religion history is unclear and "heavily contested", states Samuel.[487] In the later Vedic period, it co-existed with local religions, such as the mother goddess worshipping Yaksha cults.[488][web 19] The Vedic was itself likely the product of "a composite of the indo-Aryan and Harappan cultures and civilizations".[438] David Gordon White cites three other mainstream scholars who "have emphatically demonstrated" that Vedic religion is partially derived from the Indus Valley Civilizations.[489][note 31] Their religion was further developed when they migrated into the Ganges Plain after c. 1100 BCE and became settled farmers,[456][491][492] further syncretising with the native cultures of northern India.[493]
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The composition of the Vedic literature began in the 2nd millennium BCE.[494][495] The oldest of these Vedic texts is the Rigveda, composed between c. 1500 – 1200 BCE,[496][497][498] though a wider approximation of c. 1700 – 1100 BCE has also been given.[499][500]
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The evidence suggests that the Vedic religion evolved in "two superficially contradictory directions", state Jamison and Witzel, namely an ever more "elaborate, expensive, and specialized system of rituals",[501] which survives in the present-day srauta-ritual,[502] and "abstraction and internalization of the principles underlying ritual and cosmic speculation" within oneself,[501][503] akin to the Jain and Buddhist tradition.
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The first half of the 1st millennium BCE was a period of great intellectual and social-cultural ferment in ancient India.[504][505] New ideas developed both in the Vedic tradition in the form of the Upanishads, and outside of the Vedic tradition through the Śramaṇa movements.[506][507][508][note 40] For example, prior to the birth of the Buddha and the Mahavira, and related Sramana movements, the Brahmanical tradition had questioned the meaning and efficacy of Vedic rituals,[510] then internalized and variously reinterpreted the Vedic fire rituals as ethical concepts such as Truth, Rite, Tranquility or Restraint.[511] The 9th and 8th centuries BCE witnessed the composition of the earliest Upanishads with such ideas.[511][512]:183 Other ancient Principal Upanishads were composed in the centuries that followed, forming the foundation of classical Hinduism and the Vedanta (conclusion of the Veda) literature.[513]
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Brahmanism, also called Brahminism, developed out of the Vedic religion, incorporating non-Vedic religious ideas, and expanding to a region stretching from the northwest Indian subcontinent to the Ganges valley.[514] Brahmanism included the Vedic corpus, but also post-Vedic texts such as the Dharmasutras and Dharmasastras, which gave prominence to the priestly (Brahmin) class of the society.[514] The emphasis on ritual and the dominant position of Brahmans developed as an ideology developed in the Kuru-Pancala realm, and expanded into a wider realm after the demish of the Kuru-Pancala realm.[456] It co-existed with local religions, such as the Yaksha cults.[493][515][516]
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Increasing urbanisation of India between 800 and 400 BCE, and possibly the spread of urban diseases, contributed to the rise of ascetic movements and of new ideas which challenged the orthodox Brahmanism.[517] These ideas led to Sramana movements, of which Mahavira (c. 549 – 477 BCE), proponent of Jainism, and Buddha (c. 563 – 483), founder of Buddhism, were the most prominent icons.[512]:184 According to Bronkhorst, the sramana culture arose in greater Magadha, which was Indo-European, but not Vedic. In this culture, kashtriyas were placed higher than Brahmins, and it rejected Vedic authority and rituals.[518][519] Geoffrey Samuel, following Tom Hopkins, also argues that the Gangetic plain, which gave rise to Jainism and Buddhism, incorporated a culture which was different form the Brahmanical orthodoxy practiced in the Kuru-Pancala region.[520]
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The ascetic tradition of Vedic period in part created the foundational theories of samsara and of moksha (liberation from samsara), which became characteristic for Hinduism, along with Buddhism and Jainism.[note 41][521]
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These ascetic concepts were adopted by schools of Hinduism as well as other major Indian religions, but key differences between their premises defined their further development. Hinduism, for example, developed its ideas with the premise that every human being has a soul (atman, self), while Buddhism developed with the premise that there is no soul or self.[522][523][524]
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The chronology of these religious concepts is unclear, and scholars contest which religion affected the other as well as the chronological sequence of the ancient texts.[525][526] Pratt notes that Oldenberg (1854–1920), Neumann (1865–1915) and Radhakrishnan (1888–1975) believed that the Buddhist canon had been influenced by Upanishads, while la Vallee Poussin thinks the influence was nihil, and "Eliot and several others insist that on some points such as the existence of soul or self the Buddha was directly antithetical to the Upanishads".[527][note 42]
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The post-Vedic period of the Second Urbanisation saw a decline of Brahmanism.[529][530] At the end of the Vedic period, the meaning of the words of the Vedas had become obscure, and was perceived as "a fixed sequence of sounds"[531][note 43] with a magical power, "means to an end."[note 44] With the growth of cities, which treatened the income and patronage of the rural Brahmins; the rise of Buddhism; and the Indian campaign of Alexander the Great (327-325 BCE), the rise of the Mauryan Empire (322-185 BCE), and the Saka invasions and rule of northwestern India (2nd c. BC - 4th c. CE), Brahmanism faced a grave threat to its existence.[532][533] In some later texts, Northwest-India (which earlier texts consider as part of Aryavarta) is even seen as "impure", probably due to invasions. The Karnaparva 43.5-8 states that those who live on the Sindhu and the five rivers of the Punjab are impure and dharmabahya.
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From about 500 BCE through about 300 CE, the Vedic-Brahmanic synthesis or "Hindu synthesis" continued.[27] Classical Hindu and Sramanic (particularly Buddhist) ideas spread within Indian subcontinent, as well outside India such as in Central Asia,[534] and the parts of Southeast Asia (coasts of Indonesia and peninsular Thailand).[note 45][535]
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The decline of Brahmanism was overcome by providing new services[536] and incorporating the non-Vedic Indo-Aryan relgious heritage of the eastern Ganges plain and local religious traditions, giving rise to contemporary Hinduism.[532] The "Hindu synthesis" or "Brahmanical synthesis"[27][28] incorporated Sramanic and Buddhist influences[28][446][which?] into the "Brahmanical fold" via the Smriti ("remembered") literature.[447][28] According to Embree, several other religious traditions had existed side by side with the Vedic religion. These indigenous religions "eventually found a place under the broad mantle of the Vedic religion".[537] The Smriti texts of the period between 200 BCE-100 CE affirmed the authority of the Vedas. The acceptance of the ideas in the Vedas and Upanishads became a central criterium for defining Hinduism, while the heterodox movements rejected those ideas.[538]
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The major Sanskrit epics, Ramayana and Mahabharata, which belong to the Smriti, were compiled over a protracted period during the late centuries BCE and the early centuries CE.[447][web 20] These are legendary dialogues interspersed with philosophical treatises. The Bhagavad Gita was composed in this period and consolidated diverse philosophies and soteriological ideas.[539]
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During this period, the foundational texts of several schools of Hindu philosophy were formally written down, including Samkhya, Yoga, Nyaya, Vaisheshika, Purva-Mimamsa and Vedanta.[540] The Smriti literature of Hinduism, particularly the Sutras, as well as other Hindu texts such as the Arthashastra and Sushruta Samhita were also written or expanded during this period.[447][541]
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Many influential Yoga Upanishads, states Gavin Flood, were composed before the 3rd century CE.[542][543] Seven Sannyasa Upanishads of Hinduism were composed between the last centuries of the 1st millennium BCE and before the 3rd century CE.[544][545] All these texts describe Hindu renunciation and monastic values, and express strongly Advaita Vedanta tradition ideas. This, state Patrick Olivelle and other scholars, is likely because the monasteries of Advaita tradition of Hinduism had become well established in ancient times.[546][547][548] The first version of Natyasastra – a Hindu text on performance arts that integrates Vedic ideology – was also completed before the 2nd century CE.[549][550]
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During the Gupta period, the first stone and cave Hindu temples dedicated to Hindu deities were built, some of which have survived into the modern era.[551][note 46] Numerous monasteries and universities were also built during the Gupta dynasty era, which supported Vedic and non-Vedic studies, including the famed Nalanda.[553][554]
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The first version of early Puranas, likely composed between 250 and 500 CE, show continuities with the Vedic religion, but also an expanded mythology of Vishnu, Shiva and Devi (goddess).[555] The Puranas were living texts that were revised over time,[556] and Lorenzen suggests these texts may reflect the beginnings of "medieval Hinduism".[122]
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After the end of the Gupta Empire, power became decentralised in India. The disintegration of central power also led to regionalisation of religiosity, and religious rivalry.[557] Rural and devotional movements arose within Hinduism, along with Shaivism, Vaisnavism, Bhakti and Tantra,[557] that competed with each other, as well as with numerous sects of Buddhism and Jainism.[557][558] Buddhism declined, though many of its ideas, and even the Buddha himself, were absorbed into certain Brahmanical traditions.[559]
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Srauta rituals declined in India and were replaced with Buddhist and Hindu initiatory rituals for royal courts.[560] Over time, some Buddhist practices were integrated into Hinduism, monumental Hindu temples were built in South Asia and Southeast Asia,[561] while Vajrayana Buddhism literature developed as a result of royal courts sponsoring both Buddhism and Saivism.[562]</ref>
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The first edition of many Puranas were composed in this period. Examples include Bhagavata Purana and Vishnu Purana with legends of Krishna,[563] while Padma Purana and Kurma Purana expressed reverence for Vishnu, Shiva and Shakti with equal enthusiasm;[564] all of them included topics such as Yoga practice and pilgrimage tour guides to Hindu holy sites.[565][566] Early colonial era orientalists proposed that the Puranas were religious texts of medieval Hinduism.[567] However, modern era scholars, such as Urs App, Ronald Inden and Ludo Rocher state that this is highly misleading because these texts were continuously revised, exist in numerous very different versions and are too inconsistent to be religious texts.[567][568][569]
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Bhakti ideas centered around loving devotion to Vishnu and Shiva with songs and music, were pioneered in this period by the Alvars and Nayanars of South India.[570][571] Major Hinduism scholars of this period included Adi Shankara, Maṇḍana-Miśra, Padmapada and Sureśvara of the Advaita schools;[572] Śabara, Vatsyayana and Samkarasvamin of Nyaya-Vaisesika schools; Mathara and Yuktidipika (author unknown) of Samkhya-Yoga; Bhartrhari, Vasugupta and Abhinavagupta of Kashmir Shaivism, and Ramanuja of Vishishtadvaita school of Hinduism (Sri Vaishnavism).[573][web 21][574]
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The Islamic rule period witnessed Hindu-Muslim confrontation and violence,[575][576] but "violence did not normally characterize the relations of Muslim and Hindu."[577][578] Enslavement of non-Muslims, especially Hindus in India, was part of the Muslim raids and conquests.[579][580] After the 14th century slavery become less common[581] and in 1562 "Akbar abolished the practice of enslaving the families of war captives."[582] Akbar recognized Hinduism, protected Hindu temples, and abolished Jizya (head taxes) against Hindus.[580][583] Occasionally, Muslim rulers of the Delhi Sultanate and the Mughal Empire, before and after Akbar, from the 12th century to the 18th century, destroyed Hindu temples (eg. Kesavadeva Temple was destroyed at Mathura at Eidgah was built,[584][585] Bindumadhava temple was destroyed and Alamgir Mosque was built[586][587][589][note 47]) and persecuted non-Muslims.
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Though Islam came to Indian subcontinent in the early 7th century with the advent of Arab traders, it started impacting Indian religions after the 10th century, and particularly after the 12th century with the establishment and then expansion of Islamic rule.[590][591] During this period Buddhism declined rapidly, and a distinct Indo-Islamic culture emerged.[592] Under Akbar an "intriguing blend of Perso-Islamic and Rajput-Hindu traditions became manifest."[593] Nevertheless, many orthodox ulamas ("learned Islamic jurists") opposed the rapprochement of Hinduism and Islam,[593] and the two merely co-existed,[594] although there was more accommodation at the peasantry level of Indian society.[594]
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According to Hardy, the Muslim rulers were not concerned with the number of converts, since the stability and continuity of their regime did not depend on the number of Muslims.[595] In general, religious conversion was a gradual process, with some converts attracted to pious Muslim saints, while others converted to Islam to gain religious zijia tax relief on Hindus, land grant, marriage partners, social and economic advancement,[596] or freedom from slavery.[597] In border regions such as the Punjab and eastern Bengal, the share of Muslims grew as large as 70% to 90% of the population, whereas in the heartland of Muslim rule, the upper Gangetic Plain, the Muslims constituted only 10 to 15% of the population.[note 48]
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Between the 14th and 18th century, Hinduism was revived in certain provinces of India under two powerful states, viz. Vijayanagar and Maratha. In the 14th and 15th centuries Southern India saw the rise of the Hindu Vijayanagar Empire, which served as a barrier against invasion by the Muslim sultanates of the north, and it fostered the reconstruction of Hindu life and administration.[web 22] Vidyaranya, also known as Madhava, who was the 12th Jagadguru of the Śringeri Śarada Pītham from 1380–6,[598] and a minister in the Vijayanagara Empire,[599] helped establish Shankara as a rallying symbol of values, and helped spread historical and cultural influence of Shankara's Vedanta philosophies.[600][601] The Hindu Maratha Confederacy rose to power in the 18th century and ended up overthrowing Muslim power in India[602][603]
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Another Hindu polity was the Eastern Ganga and Surya, which ruled much of present-day Odisha (historically known as Kalinga) from 11th century till mid-16th century CE. During the 13th and 14th centuries, when large parts of India were under the rule of Muslim powers, an independent Kalinga became a stronghold of Hindu religion, philosophy, art, and architecture. The Eastern Ganga rulers were great patrons of religion and the arts, and the temples they built are considered among the masterpieces of Hindu architecture.[604][605]
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Hinduism underwent profound changes, aided in part by teachers such as Ramanuja, Madhva, and Chaitanya.[606] Tantra disappeared in northern India, partly due to Muslim rule,[607] while the Bhakti movement grew, with followers engaging in emotional, passionate and community-oriented devotional worship, participating in saguna or nirguna Brahman ideologies.[608][606][609] According to Nicholson, already between the 12th and the 16th century, "certain thinkers began to treat as a single whole the diverse philosophical teachings of the Upanishads, epics, Puranas, and the schools known retrospectively as the 'six systems' (saddarsana) of mainstream Hindu philosophy."[126][note 49] Michaels notes that a historicization emerged which preceded later nationalism, articulating ideas which glorified Hinduism and the past.[131]
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With the onset of the British Raj, the colonization of India by the British, there also started a Hindu Renaissance in the 19th century, which profoundly changed the understanding of Hinduism in both India and the west.[610] Indology as an academic discipline of studying Indian culture from a European perspective was established in the 19th century, led by scholars such as Max Müller and John Woodroffe. They brought Vedic, Puranic and Tantric literature and philosophy to Europe and the United States. Western orientalist searched for the "essence" of the Indian religions, discerning this in the Vedas,[611] and meanwhile creating the notion of "Hinduism" as a unified body of religious praxis[612] and the popular picture of 'mystical India'.[612][610] This idea of a Vedic essence was taken over by Hindu reform movements as the Brahmo Samaj, which was supported for a while by the Unitarian Church,[613] together with the ideas of Universalism and Perennialism, the idea that all religions share a common mystic ground.[614] This "Hindu modernism", with proponents like Vivekananda, Aurobindo and Radhakrishnan, became central in the popular understanding of Hinduism.[615][616][617][618][56]
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Influential 20th-century Hindus were Ramana Maharshi, B.K.S. Iyengar, Paramahansa Yogananda, Maharishi Mahesh Yogi, Srila Prabhupada (founder of ISKCON), Sri Chinmoy, Swami Rama and others who translated, reformulated and presented Hinduism's foundational texts for contemporary audiences in new iterations, raising the profiles of Yoga and Vedanta in the West and attracting followers and attention in India and abroad.
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Hindu practices such as Yoga, Ayurvedic health, Tantric sexuality through Neotantra and the Kama Sutra have spread beyond Hindu communities and have been accepted by several non-Hindus:
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Hinduism is attracting Western adherents through the affiliated practice of yoga. Yoga centers in the West—which generally advocate vegetarianism—attract young, well-educated Westerners who are drawn by yoga's benefits for the physical and emotional health; there they are introduced to the Hindu philosophical system taught by most yoga teachers, known as Vedanta.[619]
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It is estimated that around 30 million Americans and 5 million Europeans regularly practice some form of Hatha Yoga.[620] In Australia, the number of practitioners is about 300,000.[web 23] In New Zealand the number is also around 300,000.[web 24]
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In the 20th century, Hinduism also gained prominence as a political force and a source for national identity in India. With origins traced back to the establishment of the Hindu Mahasabha in the 1910s, the movement grew with the formulation and development of the Hindutva ideology in the following decades; the establishment of Rashtriya Swayamsevak Sangh (RSS) in 1925; and the entry, and later success, of RSS offshoots Jana Sangha and Bharatiya Janata Party (BJP) in electoral politics in post-independence India.[621] Hindu religiosity plays an important role in the nationalist movement.[622][note 50][note 51]
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Hinduism is a major religion in India. Hinduism was followed by around 79.8% of the country's population of 1.21 billion (2011 census) (960 million adherents).[web 25] Other significant populations are found in Nepal (23 million), Bangladesh (15 million) and the Indonesian island of Bali (3.9 million).[627] The majority of the Vietnamese Cham people also follow Hinduism, with the largest proportion in Ninh Thuận Province.[628]
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Countries with the greatest proportion of Hindus:
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Demographically, Hinduism is the world's third largest religion, after Christianity and Islam.[web 40][629]
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In the modern era, religious conversion from and to Hinduism has been a controversial subject. Some state the concept of missionary conversion, either way, is anathema to the precepts of Hinduism.[631]
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Religious conversion to Hinduism has a long history outside India. Merchants and traders of India, particularly from the Indian peninsula, carried their religious ideas, which led to religious conversions to Hinduism in southeast Asia.[632][633][634] Within India, archeological and textual evidence such as the 2nd-century BCE Heliodorus pillar suggest that Greeks and other foreigners converted to Hinduism.[635][636] The debate on proselytization and religious conversion between Christianity, Islam and Hinduism is more recent, and started in the 19th century.[637][638][note 52]
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Religious leaders of some Hindu reform movements such as the Arya Samaj launched Shuddhi movement to proselytize and reconvert Muslims and Christians back to Hinduism,[642][643] while those such as the Brahmo Samaj suggested Hinduism to be a non-missionary religion.[631] All these sects of Hinduism have welcomed new members to their group, while other leaders of Hinduism's diverse schools have stated that given the intensive proselytization activities from missionary Islam and Christianity, this "there is no such thing as proselytism in Hinduism" view must be re-examined.[631][642][644]
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The appropriateness of conversion from major religions to Hinduism, and vice versa, has been and remains an actively debated topic in India,[645][646][647] and in Indonesia.[648]
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Hinduism
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Related systems and religions
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Subnotes
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Introductory
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Origins
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Texts
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Research on Hinduism
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Audio on Hinduism
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An exoplanet or extrasolar planet is a planet outside the Solar System. The first possible evidence of an exoplanet was noted in 1917, but was not recognized as such.[4] The first confirmation of detection occurred in 1992. This was followed by the confirmation of a different planet, originally detected in 1988. As of 1 July 2020, there are 4,281 confirmed exoplanets in 3,163 systems, with 701 systems having more than one planet.[5]
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There are many methods of detecting exoplanets. Transit photometry and Doppler spectroscopy have found the most, but these methods suffer from a clear observational bias favoring the detection of planets near the star; thus, 85% of the exoplanets detected are inside the tidal locking zone.[6] In several cases, multiple planets have been observed around a star.[7] About 1 in 5 Sun-like stars[a] have an "Earth-sized"[b] planet in the habitable zone.[c][8][9] Assuming there are 200 billion stars in the Milky Way,[d] it can be hypothesized that there are 11 billion potentially habitable Earth-sized planets in the Milky Way, rising to 40 billion if planets orbiting the numerous red dwarfs are included.[10]
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The least massive planet known is Draugr (also known as PSR B1257+12 A or PSR B1257+12 b), which is about twice the mass of the Moon. The most massive planet listed on the NASA Exoplanet Archive is HR 2562 b,[11][12] about 30 times the mass of Jupiter, although according to some definitions of a planet (based on the nuclear fusion of deuterium[13]), it is too massive to be a planet and may be a brown dwarf instead. Known orbital times for exoplanets vary from a few hours (for those closest to their star) to thousands of years. Some exoplanets are so far away from the star that it is difficult to tell whether they are gravitationally bound to it. Almost all of the planets detected so far are within the Milky Way. There is evidence that extragalactic planets, exoplanets farther away in galaxies beyond the local Milky Way galaxy, may exist.[14][15] The nearest exoplanet is Proxima Centauri b, located 4.2 light-years (1.3 parsecs) from Earth and orbiting Proxima Centauri, the closest star to the Sun.[16]
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The discovery of exoplanets has intensified interest in the search for extraterrestrial life. There is special interest in planets that orbit in a star's habitable zone, where it is possible for liquid water, a prerequisite for life on Earth, to exist on the surface. The study of planetary habitability also considers a wide range of other factors in determining the suitability of a planet for hosting life.[17]
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Rogue planets do not orbit any star. Such objects are considered as a separate category of planet, especially if they are gas giants, which are often counted as sub-brown dwarfs.[18] The rogue planets in the Milky Way possibly number in the billions or more.[19][20]
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The convention for designating exoplanets is an extension of the system used for designating multiple-star systems as adopted by the International Astronomical Union (IAU). For exoplanets orbiting a single star, the IAU designation is formed by taking the designated or proper name of its parent star, and adding a lower case letter.[22] Letters are given in order of each planet's discovery around the parent star, so that the first planet discovered in a system is designated "b" (the parent star is considered to be "a") and later planets are given subsequent letters. If several planets in the same system are discovered at the same time, the closest one to the star gets the next letter, followed by the other planets in order of orbital size. A provisional IAU-sanctioned standard exists to accommodate the designation of circumbinary planets. A limited number of exoplanets have IAU-sanctioned proper names. Other naming systems exist.
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For centuries scientists, philosophers, and science fiction writers suspected that extrasolar planets existed, but there was no way of knowing whether they existed, how common they were, or how similar they might be to the planets of the Solar System. Various detection claims made in the nineteenth century were rejected by astronomers.
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The first evidence of a possible exoplanet, orbiting Van Maanen 2, was noted in 1917, but was not recognized as such. The astronomer Walter Sydney Adams, who later became director of the Mount Wilson Observatory, produced a spectrum of the star using Mount Wilson's 60-inch telescope. He interpreted the spectrum to be of an F-type main-sequence star, but it is now thought that such a spectrum could be caused by the residue of a nearby exoplanet that had been pulverized into dust by the gravity of the star, the resulting dust then falling onto the star.[4]
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The first suspected scientific detection of an exoplanet occurred in 1988. Shortly afterwards, the first confirmation of detection came in 1992, with the discovery of several terrestrial-mass planets orbiting the pulsar PSR B1257+12.[23] The first confirmation of an exoplanet orbiting a main-sequence star was made in 1995, when a giant planet was found in a four-day orbit around the nearby star 51 Pegasi. Some exoplanets have been imaged directly by telescopes, but the vast majority have been detected through indirect methods, such as the transit method and the radial-velocity method. In February 2018, researchers using the Chandra X-ray Observatory, combined with a planet detection technique called microlensing, found evidence of planets in a distant galaxy, stating "Some of these exoplanets are as (relatively) small as the moon, while others are as massive as Jupiter. Unlike Earth, most of the exoplanets are not tightly bound to stars, so they're actually wandering through space or loosely orbiting between stars. We can estimate that the number of planets in this [faraway] galaxy is more than a trillion.[24]
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This space we declare to be infinite... In it are an infinity of worlds of the same kind as our own.
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In the sixteenth century, the Italian philosopher Giordano Bruno, an early supporter of the Copernican theory that Earth and other planets orbit the Sun (heliocentrism), put forward the view that the fixed stars are similar to the Sun and are likewise accompanied by planets.
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In the eighteenth century, the same possibility was mentioned by Isaac Newton in the "General Scholium" that concludes his Principia. Making a comparison to the Sun's planets, he wrote "And if the fixed stars are the centres of similar systems, they will all be constructed according to a similar design and subject to the dominion of One."[26]
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In 1952, more than 40 years before the first hot Jupiter was discovered, Otto Struve wrote that there is no compelling reason why planets could not be much closer to their parent star than is the case in the Solar System, and proposed that Doppler spectroscopy and the transit method could detect super-Jupiters in short orbits.[27]
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Claims of exoplanet detections have been made since the nineteenth century. Some of the earliest involve the binary star 70 Ophiuchi. In 1855 William Stephen Jacob at the East India Company's Madras Observatory reported that orbital anomalies made it "highly probable" that there was a "planetary body" in this system.[28] In the 1890s, Thomas J. J. See of the University of Chicago and the United States Naval Observatory stated that the orbital anomalies proved the existence of a dark body in the 70 Ophiuchi system with a 36-year period around one of the stars.[29] However, Forest Ray Moulton published a paper proving that a three-body system with those orbital parameters would be highly unstable.[30] During the 1950s and 1960s, Peter van de Kamp of Swarthmore College made another prominent series of detection claims, this time for planets orbiting Barnard's Star.[31] Astronomers now generally regard all the early reports of detection as erroneous.[32]
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In 1991 Andrew Lyne, M. Bailes and S. L. Shemar claimed to have discovered a pulsar planet in orbit around PSR 1829-10, using pulsar timing variations.[33] The claim briefly received intense attention, but Lyne and his team soon retracted it.[34]
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As of 1 July 2020, a total of 4,281 confirmed exoplanets are listed in the Extrasolar Planets Encyclopedia, including a few that were confirmations of controversial claims from the late 1980s.[5] The first published discovery to receive subsequent confirmation was made in 1988 by the Canadian astronomers Bruce Campbell, G. A. H. Walker, and Stephenson Yang of the University of Victoria and the University of British Columbia.[35] Although they were cautious about claiming a planetary detection, their radial-velocity observations suggested that a planet orbits the star Gamma Cephei. Partly because the observations were at the very limits of instrumental capabilities at the time, astronomers remained skeptical for several years about this and other similar observations. It was thought some of the apparent planets might instead have been brown dwarfs, objects intermediate in mass between planets and stars. In 1990, additional observations were published that supported the existence of the planet orbiting Gamma Cephei,[36] but subsequent work in 1992 again raised serious doubts.[37] Finally, in 2003, improved techniques allowed the planet's existence to be confirmed.[38]
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On 9 January 1992, radio astronomers Aleksander Wolszczan and Dale Frail announced the discovery of two planets orbiting the pulsar PSR 1257+12.[23] This discovery was confirmed, and is generally considered to be the first definitive detection of exoplanets. Follow-up observations solidified these results, and confirmation of a third planet in 1994 revived the topic in the popular press.[39] These pulsar planets are thought to have formed from the unusual remnants of the supernova that produced the pulsar, in a second round of planet formation, or else to be the remaining rocky cores of gas giants that somehow survived the supernova and then decayed into their current orbits.
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On 6 October 1995, Michel Mayor and Didier Queloz of the University of Geneva announced the first definitive detection of an exoplanet orbiting a main-sequence star, nearby G-type star 51 Pegasi.[40][41] This discovery, made at the Observatoire de Haute-Provence, ushered in the modern era of exoplanetary discovery, and was recognized by a share of the 2019 Nobel Prize in Physics. Technological advances, most notably in high-resolution spectroscopy, led to the rapid detection of many new exoplanets: astronomers could detect exoplanets indirectly by measuring their gravitational influence on the motion of their host stars. More extrasolar planets were later detected by observing the variation in a star's apparent luminosity as an orbiting planet transited in front of it.
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Initially, most known exoplanets were massive planets that orbited very close to their parent stars. Astronomers were surprised by these "hot Jupiters", because theories of planetary formation had indicated that giant planets should only form at large distances from stars. But eventually more planets of other sorts were found, and it is now clear that hot Jupiters make up the minority of exoplanets. In 1999, Upsilon Andromedae became the first main-sequence star known to have multiple planets.[42] Kepler-16 contains the first discovered planet that orbits around a binary main-sequence star system.[43]
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On 26 February 2014, NASA announced the discovery of 715 newly verified exoplanets around 305 stars by the Kepler Space Telescope. These exoplanets were checked using a statistical technique called "verification by multiplicity".[44][45][46] Before these results, most confirmed planets were gas giants comparable in size to Jupiter or larger because they are more easily detected, but the Kepler planets are mostly between the size of Neptune and the size of Earth.[44]
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On 23 July 2015, NASA announced Kepler-452b, a near-Earth-size planet orbiting the habitable zone of a G2-type star.[47]
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On 6 September 2018, NASA discovered an exoplanet about 145 light years away from Earth in the constellation Virgo.[48] This exoplanet, Wolf 503b, is twice the size of Earth and was discovered orbiting a type of star known as an "Orange Dwarf". Wolf 503b completes one orbit in as few as six days because it is very close to the star. Wolf 503b is the only exoplanet that large that can be found near the so-called Fulton gap. The Fulton gap, first noticed in 2017, is the observation that it is unusual to find planets within a certain mass range.[48] Under the Fulton gap studies, this opens up a new field for astronomers, who are still studying whether planets found in the Fulton gap are gaseous or rocky.[48]
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In January 2020, scientists announced the discovery of TOI 700 d, the first Earth-sized planet in the habitable zone detected by TESS.[49]
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As of January 2020, NASA's Kepler and TESS missions had identified 4374 planetary candidates yet to be confirmed,[50] several of them being nearly Earth-sized and located in the habitable zone, some around Sun-like stars.[51][52][53]
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About 97% of all the confirmed exoplanets have been discovered by indirect techniques of detection, mainly by radial velocity measurements and transit monitoring techniques.[57] Recently the techniques of singular optics have been applied in the search for exoplanets.[58]
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Planets may form within a few to tens (or more) of millions of years of their star forming.[59][60][61][62][63]
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The planets of the Solar System can only be observed in their current state, but observations of different planetary systems of varying ages allows us to observe planets at different stages of evolution. Available observations range from young proto-planetary disks where planets are still forming[64] to planetary systems of over 10 Gyr old.[65] When planets form in a gaseous protoplanetary disk,[66] they accrete hydrogen/helium envelopes.[67][68] These envelopes cool and contract over time and, depending on the mass of the planet, some or all of the hydrogen/helium is eventually lost to space.[66] This means that even terrestrial planets may start off with large radii if they form early enough.[69][70][71] An example is Kepler-51b which has only about twice the mass of Earth but is almost the size of Saturn which is a hundred times the mass of Earth. Kepler-51b is quite young at a few hundred million years old.[72]
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There is at least one planet on average per star.[7]
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About 1 in 5 Sun-like stars[a] have an "Earth-sized"[b] planet in the habitable zone.[74]
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Most known exoplanets orbit stars roughly similar to the Sun, i.e. main-sequence stars of spectral categories F, G, or K. Lower-mass stars (red dwarfs, of spectral category M) are less likely to have planets massive enough to be detected by the radial-velocity method.[75][76] Despite this, several tens of planets around red dwarfs have been discovered by the Kepler spacecraft, which uses the transit method to detect smaller planets.
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Using data from Kepler, a correlation has been found between the metallicity of a star and the probability that the star host planets. Stars with higher metallicity are more likely to have planets, especially giant planets, than stars with lower metallicity.[77]
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Some planets orbit one member of a binary star system,[78] and several circumbinary planets have been discovered which orbit around both members of binary star. A few planets in triple star systems are known[79] and one in the quadruple system Kepler-64.
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In 2013 the color of an exoplanet was determined for the first time. The best-fit albedo measurements of HD 189733b suggest that it is deep dark blue.[80][81] Later that same year, the colors of several other exoplanets were determined, including GJ 504 b which visually has a magenta color,[82] and Kappa Andromedae b, which if seen up close would appear reddish in color.[83]
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Helium planets are expected to be white or grey in appearance.[84]
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The apparent brightness (apparent magnitude) of a planet depends on how far away the observer is, how reflective the planet is (albedo), and how much light the planet receives from its star, which depends on how far the planet is from the star and how bright the star is. So, a planet with a low albedo that is close to its star can appear brighter than a planet with high albedo that is far from the star.[85]
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The darkest known planet in terms of geometric albedo is TrES-2b, a hot Jupiter that reflects less than 1% of the light from its star, making it less reflective than coal or black acrylic paint. Hot Jupiters are expected to be quite dark due to sodium and potassium in their atmospheres but it is not known why TrES-2b is so dark—it could be due to an unknown chemical compound.[86][87][88]
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For gas giants, geometric albedo generally decreases with increasing metallicity or atmospheric temperature unless there are clouds to modify this effect. Increased cloud-column depth increases the albedo at optical wavelengths, but decreases it at some infrared wavelengths. Optical albedo increases with age, because older planets have higher cloud-column depths. Optical albedo decreases with increasing mass, because higher-mass giant planets have higher surface gravities, which produces lower cloud-column depths. Also, elliptical orbits can cause major fluctuations in atmospheric composition, which can have a significant effect.[89]
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There is more thermal emission than reflection at some near-infrared wavelengths for massive and/or young gas giants. So, although optical brightness is fully phase-dependent, this is not always the case in the near infrared.[89]
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Temperatures of gas giants reduce over time and with distance from their star. Lowering the temperature increases optical albedo even without clouds. At a sufficiently low temperature, water clouds form, which further increase optical albedo. At even lower temperatures ammonia clouds form, resulting in the highest albedos at most optical and near-infrared wavelengths.[89]
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In 2014, a magnetic field around HD 209458 b was inferred from the way hydrogen was evaporating from the planet. It is the first (indirect) detection of a magnetic field on an exoplanet. The magnetic field is estimated to be about one tenth as strong as Jupiter's.[90][91]
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Exoplanets magnetic fields may be detectable by their auroral radio emissions with sensitive enough radio telescopes such as LOFAR.[92][93] The radio emissions could enable determination of the rotation rate of the interior of an exoplanet, and may yield a more accurate way to measure exoplanet rotation than by examining the motion of clouds.[94]
|
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Earth's magnetic field results from its flowing liquid metallic core, but in massive super-Earths with high pressure, different compounds may form which do not match those created under terrestrial conditions. Compounds may form with greater viscosities and high melting temperatures which could prevent the interiors from separating into different layers and so result in undifferentiated coreless mantles. Forms of magnesium oxide such as MgSi3O12 could be a liquid metal at the pressures and temperatures found in super-Earths and could generate a magnetic field in the mantles of super-Earths.[95][96]
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Hot Jupiters have been observed to have a larger radius than expected. This could be caused by the interaction between the stellar wind and the planet's magnetosphere creating an electric current through the planet that heats it up causing it to expand. The more magnetically active a star is the greater the stellar wind and the larger the electric current leading to more heating and expansion of the planet. This theory matches the observation that stellar activity is correlated with inflated planetary radii.[97]
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In August 2018, scientists announced the transformation of gaseous deuterium into a liquid metallic form. This may help researchers better understand giant gas planets, such as Jupiter, Saturn and related exoplanets, since such planets are thought to contain a lot of liquid metallic hydrogen, which may be responsible for their observed powerful magnetic fields.[98][99]
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Although scientists previously announced that the magnetic fields of close-in exoplanets may cause increased stellar flares and starspots on their host stars, in 2019 this claim was demonstrated to be false in the HD 189733 system. The failure to detect "star-planet interactions" in the well-studied HD 189733 system calls other related claims of the effect into question.[100]
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In 2019 the strength of the surface magnetic fields of 4 hot Jupiters were estimated and ranged between 20 and 120 gauss compared to Jupiter's surface magnetic field of 4.3 gauss.[101][102]
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In 2007, two independent teams of researchers came to opposing conclusions about the likelihood of plate tectonics on larger super-Earths[103][104] with one team saying that plate tectonics would be episodic or stagnant[105] and the other team saying that plate tectonics is very likely on super-Earths even if the planet is dry.[106]
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If super-Earths have more than 80 times as much water as Earth then they become ocean planets with all land completely submerged. However, if there is less water than this limit, then the deep water cycle will move enough water between the oceans and mantle to allow continents to exist.[107][108]
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95 |
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Large surface temperature variations on 55 Cancri e have been attributed to possible volcanic activity releasing large clouds of dust which blanket the planet and block thermal emissions.[109][110]
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The star 1SWASP J140747.93-394542.6 is orbited by an object that is circled by a ring system much larger than Saturn's rings. However, the mass of the object is not known; it could be a brown dwarf or low-mass star instead of a planet.[111][112]
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The brightness of optical images of Fomalhaut b could be due to starlight reflecting off a circumplanetary ring system with a radius between 20 and 40 times that of Jupiter's radius, about the size of the orbits of the Galilean moons.[113]
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The rings of the Solar System's gas giants are aligned with their planet's equator. However, for exoplanets that orbit close to their star, tidal forces from the star would lead to the outermost rings of a planet being aligned with the planet's orbital plane around the star. A planet's innermost rings would still be aligned with the planet's equator so that if the planet has a tilted rotational axis, then the different alignments between the inner and outer rings would create a warped ring system.[114]
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In December 2013 a candidate exomoon of a rogue planet was announced.[115] On 3 October 2018, evidence suggesting a large exomoon orbiting Kepler-1625b was reported.[116]
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Atmospheres have been detected around several exoplanets. The first to be observed was HD 209458 b in 2001.[118]
|
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In May 2017, glints of light from Earth, seen as twinkling from an orbiting satellite a million miles away, were found to be reflected light from ice crystals in the atmosphere.[119][120] The technology used to determine this may be useful in studying the atmospheres of distant worlds, including those of exoplanets.
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KIC 12557548 b is a small rocky planet, very close to its star, that is evaporating and leaving a trailing tail of cloud and dust like a comet.[121] The dust could be ash erupting from volcanos and escaping due to the small planet's low surface-gravity, or it could be from metals that are vaporized by the high temperatures of being so close to the star with the metal vapor then condensing into dust.[122]
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In June 2015, scientists reported that the atmosphere of GJ 436 b was evaporating, resulting in a giant cloud around the planet and, due to radiation from the host star, a long trailing tail 14 million km (9 million mi) long.[123]
|
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Tidally locked planets in a 1:1 spin-orbit resonance would have their star always shining directly overhead on one spot which would be hot with the opposite hemisphere receiving no light and being freezing cold. Such a planet could resemble an eyeball with the hotspot being the pupil.[124] Planets with an eccentric orbit could be locked in other resonances. 3:2 and 5:2 resonances would result in a double-eyeball pattern with hotspots in both eastern and western hemispheres.[125] Planets with both an eccentric orbit and a tilted axis of rotation would have more complicated insolation patterns.[126]
|
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As more planets are discovered, the field of exoplanetology continues to grow into a deeper study of extrasolar worlds, and will ultimately tackle the prospect of life on planets beyond the Solar System.[57] At cosmic distances, life can only be detected if it is developed at a planetary scale and strongly modified the planetary environment, in such a way that the modifications cannot be explained by classical physico-chemical processes (out of equilibrium processes).[57] For example, molecular oxygen (O2) in the atmosphere of Earth is a result of photosynthesis by living plants and many kinds of microorganisms, so it can be used as an indication of life on exoplanets, although small amounts of oxygen could also be produced by non-biological means.[127] Furthermore, a potentially habitable planet must orbit a stable star at a distance within which planetary-mass objects with sufficient atmospheric pressure can support liquid water at their surfaces.[128][129]
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Ankara (/ˈæŋkərə/,[4] also US: /ˈɑːŋ-/,[5][6][7] Turkish: [ˈaŋkaɾa] (listen)), historically known as Ancyra (/ænˈsaɪrə/)[6][7] and Angora[8] (/æŋˈɡɔːrə/,[9] also US: /ˈæŋɡərə/),[6] is the capital of Turkey. Located in the central part of Anatolia, the city covers an area of 25,706 square kilometres (9,925 sq mi),[10] and has a population of 4.5 million residents in the urban centre, and over 5.6 million residents in the Ankara Province,[11] it is Turkey's second-largest city after Istanbul, having outranked İzmir in the 20th century.
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On 23 April 1920 the Grand National Assembly of Turkey was established in Ankara, which became the headquarters of Atatürk and the Turkish National Movement during the Turkish War of Independence. Ankara became the new Turkish capital upon the establishment of the Republic on 29 October 1923, succeeding in this role the former Turkish capital Istanbul (Constantinople) following the fall of the Ottoman Empire. The government is a prominent employer, but Ankara is also an important commercial and industrial city, located at the centre of Turkey's road and railway networks. The city gave its name to the Angora wool shorn from Angora rabbits, the long-haired Angora goat (the source of mohair), and the Angora cat. The area is also known for its pears, honey and muscat grapes. Although situated in one of the driest places of Turkey and surrounded mostly by steppe vegetation except for the forested areas on the southern periphery, Ankara can be considered a green city in terms of green areas per inhabitant, at 72 square metres (775 square feet) per head.[12]
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Ankara is a very old city with various Hittite, Phrygian, Hellenistic, Roman, Byzantine, and Ottoman archaeological sites. The historical centre of town is a rocky hill rising 150 m (500 ft) over the left bank of the Ankara Çayı, a tributary of the Sakarya River, the ancient Sangarius. The hill remains crowned by the ruins of the old citadel. Although few of its outworks have survived, there are well-preserved examples of Roman and Ottoman architecture throughout the city, the most remarkable being the 20 BC Temple of Augustus and Rome that boasts the Monumentum Ancyranum, the inscription recording the Res Gestae Divi Augusti.[13]
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The orthography of the name Ankara has varied over the ages. It has been identified with the Hittite cult center Ankuwaš,[14][15] although this remains a matter of debate.[16] In classical antiquity and during the medieval period, the city was known as Ánkyra (Ἄγκυρα, lit "anchor") in Greek and Ancyra in Latin; the Galatian Celtic name was probably a similar variant. Following its annexation by the Seljuk Turks in 1073, the city became known in many European languages as Angora; it was also known in Ottoman Turkish as Engürü.[17][13] The form "Angora" is preserved in the names of breeds of many different kinds of animals, and in the names of several locations in the US (see Angora).
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The region's history can be traced back to the Bronze Age Hattic civilization, which was succeeded in the 2nd millennium BC by the Hittites, in the 10th century BC by the Phrygians, and later by the Lydians, Persians, Greeks, Galatians, Romans, Byzantines, and Turks (the Seljuk Sultanate of Rûm, the Ottoman Empire and finally republican Turkey).
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The oldest settlements in and around the city center of Ankara belonged to the Hattic civilization which existed during the Bronze Age and was gradually absorbed c. 2000–1700 BC by the Indo-European Hittites. The city grew significantly in size and importance under the Phrygians starting around 1000 BC, and experienced a large expansion following the mass migration from Gordion, (the capital of Phrygia), after an earthquake which severely damaged that city around that time. In Phrygian tradition, King Midas was venerated as the founder of Ancyra, but Pausanias mentions that the city was actually far older, which accords with present archaeological knowledge.[18]
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Phrygian rule was succeeded first by Lydian and later by Persian rule, though the strongly Phrygian character of the peasantry remained, as evidenced by the gravestones of the much later Roman period. Persian sovereignty lasted until the Persians' defeat at the hands of Alexander the Great who conquered the city in 333 BC. Alexander came from Gordion to Ankara and stayed in the city for a short period. After his death at Babylon in 323 BC and the subsequent division of his empire among his generals, Ankara and its environs fell into the share of Antigonus.
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Another important expansion took place under the Greeks of Pontos who came there around 300 BC and developed the city as a trading center for the commerce of goods between the Black Sea ports and Crimea to the north; Assyria, Cyprus, and Lebanon to the south; and Georgia, Armenia and Persia to the east. By that time the city also took its name Ἄγκυρα (Ánkyra, meaning anchor in Greek) which, in slightly modified form, provides the modern name of Ankara.
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In 278 BC, the city, along with the rest of central Anatolia, was occupied by a Celtic group, the Galatians, who were the first to make Ankara one of their main tribal centers, the headquarters of the Tectosages tribe.[19] Other centers were Pessinus, today's Ballıhisar, for the Trocmi tribe, and Tavium, to the east of Ankara, for the Tolistobogii tribe. The city was then known as Ancyra. The Celtic element was probably relatively small in numbers; a warrior aristocracy which ruled over Phrygian-speaking peasants. However, the Celtic language continued to be spoken in Galatia for many centuries. At the end of the 4th century, St. Jerome, a native of Dalmatia, observed that the language spoken around Ankara was very similar to that being spoken in the northwest of the Roman world near Trier.
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The city was subsequently passed under the control of the Roman Empire. In 25 BC, Emperor Augustus raised it to the status of a polis and made it the capital city of the Roman province of Galatia.[20] Ankara is famous for the Monumentum Ancyranum (Temple of Augustus and Rome) which contains the official record of the Acts of Augustus, known as the Res Gestae Divi Augusti, an inscription cut in marble on the walls of this temple. The ruins of Ancyra still furnish today valuable bas-reliefs, inscriptions and other architectural fragments. Two other Galatian tribal centers, Tavium near Yozgat, and Pessinus (Balhisar) to the west, near Sivrihisar, continued to be reasonably important settlements in the Roman period, but it was Ancyra that grew into a grand metropolis.
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An estimated 200,000 people lived in Ancyra in good times during the Roman Empire, a far greater number than was to be the case from after the fall of the Roman Empire until the early 20th century. A small river, the Ankara Çayı, ran through the center of the Roman town. It has now been covered and diverted, but it formed the northern boundary of the old town during the Roman, Byzantine and Ottoman periods. Çankaya, the rim of the majestic hill to the south of the present city center, stood well outside the Roman city, but may have been a summer resort. In the 19th century, the remains of at least one Roman villa or large house were still standing not far from where the Çankaya Presidential Residence stands today. To the west, the Roman city extended until the area of the Gençlik Park and Railway Station, while on the southern side of the hill, it may have extended downwards as far as the site presently occupied by Hacettepe University. It was thus a sizeable city by any standards and much larger than the Roman towns of Gaul or Britannia.[citation needed]
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Ancyra's importance rested on the fact that it was the junction point where the roads in northern Anatolia running north–south and east–west intersected, giving it major strategic importance for Rome's eastern frontier.[20] The great imperial road running east passed through Ankara and a succession of emperors and their armies came this way. They were not the only ones to use the Roman highway network, which was equally convenient for invaders. In the second half of the 3rd century, Ancyra was invaded in rapid succession by the Goths coming from the west (who rode far into the heart of Cappadocia, taking slaves and pillaging) and later by the Arabs. For about a decade, the town was one of the western outposts of one of Palmyrean empress Zenobia in the Syrian Desert, who took advantage of a period of weakness and disorder in the Roman Empire to set up a short-lived state of her own.
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The town was reincorporated into the Roman Empire under Emperor Aurelian in 272. The tetrarchy, a system of multiple (up to four) emperors introduced by Diocletian (284–305), seems to have engaged in a substantial programme of rebuilding and of road construction from Ankara westwards to Germe and Dorylaeum (now Eskişehir).
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In its heyday, Roman Ankara was a large market and trading center but it also functioned as a major administrative capital, where a high official ruled from the city's Praetorium, a large administrative palace or office. During the 3rd century, life in Ancyra, as in other Anatolian towns, seems to have become somewhat militarized in response to the invasions and instability of the town.
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The city is well known during the 4th century as a centre of Christian activity (see also below), due to frequent imperial visits, and through the letters of the pagan scholar Libanius.[20] Bishop Marcellus of Ancyra and Basil of Ancyra were active in the theological controversies of their day, and the city was the site of no less than three church synods in 314, 358 and 375, the latter two in favour of Arianism.[20]
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The city was visited by Emperor Constans I (r. 337–350) in 347 and 350, Julian (r. 361–363) during his Persian campaign in 362, and Julian's successor Jovian (r. 363–364) in winter 363/364 (he entered his consulship while in the city). After Jovian's death soon after, Valentinian I (r. 364–375) was acclaimed emperor at Ancyra, and in the next year his brother Valens (r. 364–378) used Ancyra as his base against the usurper Procopius.[20] When the province of Galatia was divided sometime in 396/99, Ancyra remained the civil capital of Galatia I, as well as its ecclesiastical centre (metropolitan see).[20] Emperor Arcadius (r. 395–408) frequently used the city as his summer residence, and some information about the ecclesiastical affairs of the city during the early 5th century is found in the works of Palladius of Galatia and Nilus of Galatia.[20]
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In 479, the rebel Marcian attacked the city, without being able to capture it.[20] In 610/11, Comentiolus, brother of Emperor Phocas (r. 602–610), launched his own unsuccessful rebellion in the city against Heraclius (r. 610–641).[20] Ten years later, in 620 or more likely 622, it was captured by the Sassanid Persians during the Byzantine–Sassanid War of 602–628. Although the city returned to Byzantine hands after the end of the war, the Persian presence left traces in the city's archaeology, and likely began the process of its transformation from a late antique city to a medieval fortified settlement.[20]
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In 654, the city was captured for the first time by the Arabs of the Rashidun Caliphate, under Muawiyah, the future founder of the Umayyad Caliphate.[20] At about the same time, the themes were established in Anatolia, and Ancyra became capital of the Opsician Theme, which was the largest and most important theme until it was split up under Emperor Constantine V (r. 741–775); Ancyra then became the capital of the new Bucellarian Theme.[20] The city was captured at least temporarily by the Umayyad prince Maslama ibn Hisham in 739/40, the last of the Umayyads' territorial gains from the Byzantine Empire.[21] Ancyra was attacked without success by Abbasid forces in 776 and in 798/99. In 805, Emperor Nikephoros I (r. 802–811) strengthened its fortifications, a fact which probably saved it from sack during the large-scale invasion of Anatolia by Caliph Harun al-Rashid in the next year.[20] Arab sources report that Harun and his successor al-Ma'mun (r. 813–833) took the city, but this information is later invention. In 838, however, during the Amorium campaign, the armies of Caliph al-Mu'tasim (r. 833–842) converged and met at the city; abandoned by its inhabitants, Ancara was razed to the ground, before the Arab armies went on to besiege and destroy Amorium.[20] In 859, Emperor Michael III (r. 842–867) came to the city during a campaign against the Arabs, and ordered its fortifications restored.[20] In 872, the city was menaced, but not taken, by the Paulicians under Chrysocheir.[20] The last Arab raid to reach the city was undertaken in 931, by the Abbasid governor of Tarsus, Thamal al-Dulafi, but the city again was not captured.[20]
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Early Christian martyrs of Ancyra, about whom little is known, included Proklos and Hilarios who were natives of the otherwise unknown nearby village of Kallippi, and suffered repression under the emperor Trajan (98–117). In the 280s we hear of Philumenos, a Christian corn merchant from southern Anatolia, being captured and martyred in Ankara, and Eustathius.
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As in other Roman towns, the reign of Diocletian marked the culmination of the persecution of the Christians. In 303, Ancyra was one of the towns where the co-Emperors Diocletian and his deputy Galerius launched their anti-Christian persecution. In Ancyra, their first target was the 38-year-old Bishop of the town, whose name was Clement. Clement's life describes how he was taken to Rome, then sent back, and forced to undergo many interrogations and hardship before he, and his brother, and various companions were put to death. The remains of the church of St. Clement can be found today in a building just off Işıklar Caddesi in the Ulus district. Quite possibly this marks the site where Clement was originally buried. Four years later, a doctor of the town named Plato and his brother Antiochus also became celebrated martyrs under Galerius. Theodotus of Ancyra is also venerated as a saint.
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However, the persecution proved unsuccessful and in 314 Ancyra was the center of an important council of the early church;[22] its 25 disciplinary canons constitute one of the most important documents in the early history of the administration of the Sacrament of Penance. [22] The synod also considered ecclesiastical policy for the reconstruction of the Christian Church after the persecutions, and in particular the treatment of lapsi—Christians who had given in to forced paganism (sacrifices) to avoid martyrdom during these persecutions.[22]
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Though paganism was probably tottering in Ancyra in Clement's day, it may still have been the majority religion. Twenty years later, Christianity and monotheism had taken its place. Ancyra quickly turned into a Christian city, with a life dominated by monks and priests and theological disputes. The town council or senate gave way to the bishop as the main local figurehead. During the middle of the 4th century, Ancyra was involved in the complex theological disputes over the nature of Christ, and a form of Arianism seems to have originated there.[23]
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In 362–363, the Emperor Julian passed through Ancyra on his way to an ill-fated campaign against the Persians, and according to Christian sources, engaged in a persecution of various holy men.[24] The stone base for a statue, with an inscription describing Julian as "Lord of the whole world from the British Ocean to the barbarian nations", can still be seen, built into the eastern side of the inner circuit of the walls of Ankara Castle. The Column of Julian which was erected in honor of the emperor's visit to the city in 362 still stands today. In 375, Arian bishops met at Ancyra and deposed several bishops, among them St. Gregory of Nyssa.
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In the late 4th century, Ancyra became something of an imperial holiday resort. After Constantinople became the East Roman capital, emperors in the 4th and 5th centuries would retire from the humid summer weather on the Bosporus to the drier mountain atmosphere of Ancyra. Theodosius II (408–450) kept his court in Ancyra in the summers. Laws issued in Ancyra testify to the time they spent there.
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The Metropolis of Ancyra continued to be a residential see of the Eastern Orthodox Church until the 20th century, with about 40,000 faithful, mostly Turkish-speaking, but that situation ended as a result of the 1923 Convention Concerning the Exchange of Greek and Turkish Populations. The earlier Armenian Genocide put an end to the residential eparchy of Ancyra of the Armenian Catholic Church, which had been established in 1850.[25][26] It is also a titular metropolis of the Ecumenical Patriarchate of Constantinople.
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Both the Ancient Byzantine Metropolitan archbishopric and the 'modern' Armenian eparchy are now listed by the Catholic Church as titular sees,[27] with separate apostolic successions.
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After the Battle of Manzikert in 1071, the Seljuk Turks overran much of Anatolia. By 1073, the Turkish settlers had reached the vicinity of Ancyra, and the city was captured shortly after, at the latest by the time of the rebellion of Nikephoros Melissenos in 1081.[20] In 1101, when the Crusade under Raymond IV of Toulouse arrived, the city had been under Danishmend control for some time. The Crusaders captured the city, and handed it over to the Byzantine emperor Alexios I Komnenos (r. 1081–1118).[20] Byzantine rule did not last long, and the city was captured by the Seljuk Sultanate of Rum at some unknown point; in 1127, it returned to Danishmend control until 1143, when the Seljuks of Rum retook it.[20]
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After the Battle of Köse Dağ in 1243, in which the Mongols defeated the Seljuks, most of Anatolia became part of the dominion of the Mongols. Taking advantage of Seljuk decline, a semi-religious cast of craftsmen and trade people named Ahiler chose Angora as their independent city-state in 1290. Orhan I, the second Bey of the Ottoman Empire, captured the city in 1356. Timur defeated Bayezid I at the Battle of Ankara in 1402 and took the city, but in 1403 Angora was again under Ottoman control.
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The Levant Company maintained a factory in the town from 1639 to 1768.[13] In the 19th century, its population was estimated at 20,000 to 60,000.[17] It was sacked by Egyptians under Ibrahim Pasha in 1832.[13] Prior to World War I, the town had a British consulate and a population of around 28,000, roughly 1⁄3 of whom were Christian.[13]
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Following the Ottoman defeat in World War I, the Ottoman capital Constantinople (modern Istanbul) and much of Anatolia were occupied by the Allies, who planned to share these lands between Armenia, France, Greece, Italy and the United Kingdom, leaving for the Turks the core piece of land in central Anatolia. In response, the leader of the Turkish nationalist movement, Mustafa Kemal Atatürk, established the headquarters of his resistance movement in Angora in 1920. After the Turkish War of Independence was won and the Treaty of Sèvres was superseded by the Treaty of Lausanne (1923), the Turkish nationalists replaced the Ottoman Empire with the Republic of Turkey on 29 October 1923. A few days earlier, Angora had officially replaced Constantinople as the new Turkish capital city, on 13 October 1923[28], and Republican officials declared that the city's name is Ankara.[29]
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After Ankara became the capital of the newly founded Republic of Turkey, new development divided the city into an old section, called Ulus, and a new section, called Yenişehir. Ancient buildings reflecting Roman, Byzantine, and Ottoman history and narrow winding streets mark the old section. The new section, now centered on Kızılay Square, has the trappings of a more modern city: wide streets, hotels, theaters, shopping malls, and high-rises. Government offices and foreign embassies are also located in the new section. Ankara has experienced a phenomenal growth since it was made Turkey's capital in 1923, when it was "a small town of no importance".[30] In 1924, the year after the government had moved there, Ankara had about 35,000 residents. By 1927 there were 44,553 residents and by 1950 the population had grown to 286,781. Ankara continued to grow rapidly during the latter half of the 20th century and eventually outranked Izmir as Turkey's second largest city, after Istanbul. Ankara's urban population reached 4,587,558 in 2014, while the population of Ankara Province reached 5,150,072 in 2015.[31]
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After 1930, it became known officially in Western languages as Ankara. After the late 1930s the public stopped using the name "Angora".[32]
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The city has exported mohair (from the Angora goat) and Angora wool (from the Angora rabbit) internationally for centuries. In the 19th century, the city also exported substantial amounts of goat and cat skins, gum, wax, honey, berries, and madder root.[17] It was connected to Istanbul by railway before the First World War, continuing to export mohair, wool, berries, and grain.[13]
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The Central Anatolia Region is one of the primary locations of grape and wine production in Turkey, and Ankara is particularly famous for its Kalecik Karası and Muscat grapes; and its Kavaklıdere wine, which is produced in the Kavaklıdere neighbourhood within the Çankaya district of the city. Ankara is also famous for its pears. Another renowned natural product of Ankara is its indigenous type of honey (Ankara Balı) which is known for its light color and is mostly produced by the Atatürk Forest Farm and Zoo in the Gazi district, and by other facilities in the Elmadağ, Çubuk and Beypazarı districts. Çubuk-1 and Çubuk-2 dams on the Çubuk Brook in Ankara were among the first dams constructed in the Turkish Republic.
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Ankara is the center of the state-owned and private Turkish defence and aerospace companies, where the industrial plants and headquarters of the Turkish Aerospace Industries, MKE, ASELSAN, Havelsan, Roketsan, FNSS,[33] Nurol Makina,[34] and numerous other firms are located. Exports to foreign countries from these defence and aerospace firms have steadily increased in the past decades. The IDEF in Ankara is one of the largest international expositions of the global arms industry. A number of the global automotive companies also have production facilities in Ankara, such as the German bus and truck manufacturer MAN SE.[35] Ankara hosts the OSTIM Industrial Zone, Turkey's largest industrial park.
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A large percentage of the complicated employment in Ankara is provided by the state institutions; such as the ministries, subministries, and other administrative bodies of the Turkish government. There are also many foreign citizens working as diplomats or clerks in the embassies of their respective countries.
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Ankara and its province are located in the Central Anatolia Region of Turkey. The Çubuk Brook flows through the city center of Ankara. It is connected in the western suburbs of the city to the Ankara River, which is a tributary of the Sakarya River.
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Ankara has a cold semi-arid climate (Köppen climate classification: BSk).[36] Under the Trewartha climate classification, Ankara has a middle latitude steppe climate (BSk). Due to its elevation and inland location, Ankara has cold and snowy winters, and hot and dry summers. Rainfall occurs mostly during the spring and autumn. The city lies in USDA Hardiness zone 7b, and its annual average precipitation is fairly low at 388 millimeters (15 in), nevertheless precipitation can be observed throughout the year. Monthly mean temperatures range from 0.3 °C (32.5 °F) in January to 23.5 °C (74.3 °F) in July, with an annual mean of 12.02 °C (53.6 °F).
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Ankara had a population of 75,000 in 1927. As of 2016, Ankara Province has a population of 5,346,518.[39]
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When Ankara became the capital of the Republic of Turkey in 1923, it was designated as a planned city for 500,000 future inhabitants. During the 1920s, 1930s and 1940s, the city grew in a planned and orderly pace. However, from the 1950s onward, the city grew much faster than envisioned, because unemployment and poverty forced people to migrate from the countryside into the city in order to seek a better standard of living. As a result, many illegal houses called gecekondu were built around the city, causing the unplanned and uncontrolled urban landscape of Ankara, as not enough planned housing could be built fast enough. Although precariously built, the vast majority of them have electricity, running water and modern household amenities.
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Nevertheless, many of these gecekondus have been replaced by huge public housing projects in the form of tower blocks such as Elvankent, Eryaman and Güzelkent; and also as mass housing compounds for military and civil service accommodation. Although many gecekondus still remain, they too are gradually being replaced by mass housing compounds, as empty land plots in the city of Ankara for new construction projects are becoming impossible to find.
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Çorum and Yozgat, which are located in Central Anatolia and whose population is decreasing, are the provinces with the highest net migration to Ankara.[40] About half of the Central Anatolia population of 15,608,868 people resides in Ankara.
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The population of Ankara has a higher education level than the country average. According to 2008 data, 15-years-higher literacy rate creates 88% of the total provincial population (91% in men and 86% in women). This ratio was 83% for Turkey (88% males, 79% females). This difference is particularly evident in the university educated segment of the population. The ratio of university and high school graduates to total population is 10.6% in Ankara, while 5.4% in Turkey.[41]
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The Electricity, Gas, Bus General Directorate (EGO)[42] operates the Ankara Metro and other forms of public transportation. Ankara is served by a suburban rail named Ankaray (A1) and three subway lines (M1, M2, M3) of the Ankara Metro with about 300,000 total daily commuters, while an additional subway line (M4) is under construction. A 3.2 km (2.0 mi) long gondola lift with four stations connects the district of Şentepe to the Yenimahalle metro station.[43]
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The Ankara Central Station is a major rail hub in Turkey. The Turkish State Railways operates passenger train service from Ankara to other major cities, such as: Istanbul, Eskişehir, Balıkesir, Kütahya, İzmir, Kayseri, Adana, Kars, Elâzığ, Malatya, Diyarbakır, Karabük, Zonguldak and Sivas. Commuter rail also runs between the stations of Sincan and Kayaş. On 13 March 2009, the new Yüksek Hızlı Tren (YHT) high-speed rail service began operation between Ankara and Eskişehir. On 23 August 2011, another YHT high-speed line commercially started its service between Ankara and Konya. On 25 July 2014, the Ankara–Istanbul high-speed line of YHT entered service.[44]
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Esenboğa International Airport, located in the north-east of the city, is Ankara's main airport.
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The average amount of time people spend commuting on public transit in Ankara on a weekday is 71 minutes. 17% of public transit passengers, ride for more than two hours every day. The average amount of time people wait at a stop or station for public transit is sixteen minutes, while 28% of users wait for over twenty minutes on average every day. The average distance people usually ride in a single trip with public transit is 9.9 km (6.2 mi), while 27% travel for over 12 km (7.5 mi) in a single direction.[45]
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Ankara is politically a triple battleground between the ruling conservative Justice and Development Party (AKP), the opposition Kemalist centre-left Republican People's Party (CHP) and the nationalist far-right Nationalist Movement Party (MHP). The province of Ankara is divided into 25 districts. The CHP's key and almost only political stronghold in Ankara lies within the central area of Çankaya, which is the city's most populous district. While the CHP has always gained between 60 and 70% of the vote in Çankaya since 2002, political support elsewhere throughout Ankara is minimal. The high population within Çankaya, as well as Yenimahalle to an extent, has allowed the CHP to take overall second place behind the AKP in both local and general elections, with the MHP a close third, despite the fact that the MHP is politically stronger than the CHP in almost every other district. Overall, the AKP enjoys the most support throughout the city. The electorate of Ankara thus tend to vote in favour of the political right, far more so than the other main cities of Istanbul and İzmir. In retrospect, the 2013–14 protests against the AKP government were particularly strong in Ankara, proving to be fatal on multiple occasions.[46]
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The city suffered from a series of terrorist attacks in 2015 and 2016, most notably on 10 October 2015; 17 February 2016; 13 March 2016; and 15 July 2016.
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Melih Gökçek was the Metropolitan Mayor of Ankara between 1994 and 2017. Initially elected in the 1994 local elections, he was re-elected in 1999, 2004 and 2009. In the 2014 local elections, Gökçek stood for a fifth term. The MHP's metropolitan mayoral candidate for the 2009 local elections, Mansur Yavaş, stood as the CHP's candidate against Gökçek in 2014. In a heavily controversial election, Gökçek was declared the winner by just 1% ahead of Yavaş amid allegations of systematic electoral fraud. With the Supreme Electoral Council and courts rejecting his appeals, Yavaş declared his intention to take the irregularities to the European Court of Human Rights. Although Gökçek was inaugurated for a fifth term, most election observers believe[47] that Yavaş was the winner of the election.[48][49][50][51][52][53] Gökçek resigned on 28 October 2017 and was replaced by the former mayor of Sincan district, Mustafa Tuna.
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Since April 8, 2019, the Mayor of Ankara is Mansur Yavaş from the Republican People's Party (CHP), who won the mayoral election in 2019.
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The foundations of the Ankara castle and citadel were laid by the Galatians on a prominent lava outcrop (39°56′28″N 32°51′50″E / 39.941°N 32.864°E / 39.941; 32.864), and the rest was completed by the Romans. The Byzantines and Seljuks further made restorations and additions. The area around and inside the citadel, being the oldest part of Ankara, contains many fine examples of traditional architecture. There are also recreational areas to relax. Many restored traditional Turkish houses inside the citadel area have found new life as restaurants, serving local cuisine.
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The citadel was depicted in various Turkish banknotes during 1927–1952 and 1983–1989.[54]
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The remains, the stage, and the backstage of the Roman theatre can be seen outside the castle. Roman statues that were found here are exhibited in the Museum of Anatolian Civilizations. The seating area is still under excavation.
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The Augusteum,[55] now known as the Temple of Augustus and Rome, was built 25 x 20 BC following the conquest of Central Anatolia by the Roman Empire. Ancyra then formed the capital of the new province of Galatia. After the death of Augustus in AD 14, a copy of the text of the Res Gestae Divi Augusti (the Monumentum Ancyranum) was inscribed on the interior of the temple's pronaos in Latin and a Greek translation on an exterior wall of the cella. The temple on the ancient acropolis of Ancyra was enlarged in the 2nd century and converted into a church in the 5th century. It is located in the Ulus quarter of the city. It was subsequently publicized by the Austrian ambassador Ogier Ghiselin de Busbecq in the 16th century.
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The Roman Baths of Ankara have all the typical features of a classical Roman bath complex: a frigidarium (cold room), a tepidarium (warm room) and a caldarium (hot room). The baths were built during the reign of the Roman emperor Caracalla in the early 3rd century to honor Asclepios, the God of Medicine. Today, only the basement and first floors remain. It is situated in the Ulus quarter.
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The Roman Road of Ankara or Cardo Maximus was found in 1995 by Turkish archaeologist Cevdet Bayburtluoğlu. It is 216 metres (709 feet) long and 6.7 metres (22.0 feet) wide. Many ancient artifacts were discovered during the excavations along the road and most of them are displayed at the Museum of Anatolian Civilizations.[56][57]
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The Column of Julian or Julianus, now in the Ulus district, was erected in honor of the Roman emperor Julian the Apostate's visit to Ancyra in 362.
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Kocatepe Mosque is the largest mosque in the city. Located in the Kocatepe quarter, it was constructed between 1967 and 1987 in classical Ottoman style with four minarets. Its size and prominent location have made it a landmark for the city.
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Ahmet Hamdi Akseki Mosque is located near the Presidency of Religious Affairs on the Eskişehir Road. Built in the Turkish neoclassical style, it is one of the largest new mosques in the city, completed and opened in 2013. It can accommodate 6 thousand people during general prayers, and up to 30 thousand people during funeral prayers. The mosque was decorated with Anatolian Seljuk style patterns.[58]
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It is the largest Ottoman mosque in Ankara and was built by the famous architect Sinan in the 16th century. The mimber (pulpit) and mihrap (prayer niche) are of white marble, and the mosque itself is of Ankara stone, an example of very fine workmanship.
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This mosque, in the Ulus quarter next to the Temple of Augustus, was built in the early 15th century in Seljuk style by an unknown architect. It was subsequently restored by architect Mimar Sinan in the 16th century, with Kütahya tiles being added in the 18th century. The mosque was built in honor of Hacı Bayram-ı Veli, whose tomb is next to the mosque, two years before his death (1427–28).[59] The usable space inside this mosque is 437 m2 (4,704 sq ft) on the first floor and 263 m2 (2,831 sq ft) on the second floor.
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It was founded in the Ulus quarter near the Ankara Citadel and was constructed by the Ahi fraternity during the late 14th and early 15th centuries. The finely carved walnut mimber (pulpit) is of particular interest.[60]
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The Alâeddin Mosque is the oldest mosque in Ankara. It has a carved walnut mimber, the inscription on which records that the mosque was completed in early AH 574 (which corresponds to the summer of 1178 AD) and was built by the Seljuk prince Muhiddin Mesud Şah (d. 1204), the Bey of Ankara, who was the son of the Anatolian Seljuk sultan Kılıç Arslan II (reigned 1156–1192.)
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The Victory Monument (Turkish: Zafer Anıtı) was crafted by Austrian sculptor Heinrich Krippel in 1925 and was erected in 1927 at Ulus Square. The monument is made of marble and bronze and features an equestrian statue of Mustafa Kemal Atatürk, who wears a Republic era modern military uniform, with the rank Field Marshal.[61]
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Located at Zafer Square (Turkish: Zafer Meydanı), the marble and bronze statue was crafted by the renowned Italian sculptor Pietro Canonica in 1927 and depicts a standing Atatürk who wears a Republic era modern military uniform, with the rank Field Marshal.
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This monument, located in Güven Park near Kızılay Square, was erected in 1935 and bears Atatürk's advice to his people: "Turk! Be proud, work hard, and believe in yourself."
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The monument was depicted on the reverse of the Turkish 5 lira banknote of 1937–1952[62] and of the 1000 lira banknotes of 1939–1946.[63]
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Erected in 1978 at Sıhhiye Square, this impressive monument symbolizes the Hatti Sun Disc (which was later adopted by the Hittites) and commemorates Anatolia's earliest known civilization. The Hatti Sun Disc has been used in the previous logo of Ankara Metropolitan Municipality. It was also used in the previous logo of the Ministry of Culture & Tourism.
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Suluhan is a historical Inn in Ankara. It is also called the Hasanpaşa Han. It is about 400 meters (1,300 ft) southeast of Ulus Square and situated in the Hacıdoğan neighbourhood. According to the vakfiye (inscription) of the building, the Ottoman era han was commissioned by Hasan Pasha, a regional beylerbey, and was constructed between 1508 and 1511, during the final years of the reign of Sultan Bayezid II.[64]
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There are 102 rooms (now shops) which face the two yards.[65] In each room there is a window, a niche and a chimney.[66]
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Çengelhan Rahmi Koç Museum is a museum of industrial technology situated in Çengel Han, an Ottoman era Inn which was completed in 1523, during the early years of the reign of Sultan Suleiman the Magnificent. The exhibits include industrial/technological artifacts from the 1850s onwards. There are also sections about Mustafa Kemal Atatürk, the founder of modern Turkey; Vehbi Koç, Rahmi Koç's father and one of the first industrialists of Turkey, and Ankara city.
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Foreign visitors to Ankara usually like to visit the old shops in Çıkrıkçılar Yokuşu (Weavers' Road) near Ulus, where myriad things ranging from traditional fabrics, hand-woven carpets and leather products can be found at bargain prices. Bakırcılar Çarşısı (Bazaar of Coppersmiths) is particularly popular, and many interesting items, not just of copper, can be found here like jewelry, carpets, costumes, antiques and embroidery. Up the hill to the castle gate, there are many shops selling a huge and fresh collection of spices, dried fruits, nuts, and other produce.
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Modern shopping areas are mostly found in Kızılay, or on Tunalı Hilmi Avenue, including the modern mall of Karum (named after the ancient Assyrian merchant colonies called Kârum that were established in central Anatolia at the beginning of the 2nd millennium BC) which is located towards the end of the Avenue; and in Çankaya, the quarter with the highest elevation in the city. Atakule Tower next to Atrium Mall in Çankaya has views over Ankara and also has a revolving restaurant at the top. The symbol of the Armada Shopping Mall is an anchor, and there's a large anchor monument at its entrance, as a reference to the ancient Greek name of the city, Ἄγκυρα (Ánkyra), which means anchor. Likewise, the anchor monument is also related with the Spanish name of the mall, Armada, which means naval fleet.
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As Ankara started expanding westward in the 1970s, several modern, suburbia-style developments and mini-cities began to rise along the western highway, also known as the Eskişehir Road. The Armada, CEPA and Kentpark malls on the highway, the Galleria, Arcadium and Gordion in Ümitköy, and a huge mall, Real in Bilkent Center, offer North American and European style shopping opportunities (these places can be reached through the Eskişehir Highway.) There is also the newly expanded ANKAmall at the outskirts, on the Istanbul Highway, which houses most of the well-known international brands. This mall is the largest throughout the Ankara region. In 2014 a few more shopping malls were open in Ankara. They are Next Level and Taurus on the Boulevard of Mevlana (also known as Konya Road).
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Turkish State Opera and Ballet, the national directorate of opera and ballet companies of Turkey, has its headquarters in Ankara, and serves the city with three venues:
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Ankara is host to five classical music orchestras:
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There are four concert halls in the city:
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The city has been host to several well-established, annual theatre, music, film festivals:
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Ankara also has a number of concert venues such as Eskiyeni, IF Performance Hall, Jolly Joker, Kite, Nefes Bar, Noxus Pub, Passage Pub and Route, which host the live performances and events of popular musicians.
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The Turkish State Theatres also has its head office in Ankara and runs the following stages in the city:
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In addition, the city is served by several private theatre companies, among which Ankara Sanat Tiyatrosu, who have their own stage in the city center, is a notable example.
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There are about 50 museums in the city.
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The Museum of Anatolian Civilizations (Anadolu Medeniyetleri Müzesi) is situated at the entrance of the Ankara Castle. It is an old 15th century bedesten (covered bazaar)[68] that has been restored and now houses a collection of Paleolithic, Neolithic, Hatti, Hittite, Phrygian, Urartian and Roman works as well as a major section dedicated to Lydian treasures.
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Anıtkabir is located on an imposing hill, which forms the Anıttepe quarter of the city, where the mausoleum of Mustafa Kemal Atatürk, founder of the Republic of Turkey, stands. Completed in 1953, it is an impressive fusion of ancient and modern architectural styles. An adjacent museum houses a wax statue of Atatürk, his writings, letters and personal items, as well as an exhibition of photographs recording important moments in his life and during the establishment of the Republic. Anıtkabir is open every day, while the adjacent museum is open every day except Mondays.
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Ankara Ethnography Museum (Etnoğrafya Müzesi) is located opposite to the Ankara Opera House on Talat Paşa Boulevard, in the Ulus district. There is a fine collection of folkloric items, as well as artifacts from the Seljuk and Ottoman periods. In front of the museum building, there is a marble and bronze equestrian statue of Mustafa Kemal Atatürk (who wears a Republic era modern military uniform, with the rank Field Marshal) which was crafted in 1927[69] by the renowned Italian sculptor Pietro Canonica.
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The State Art and Sculpture Museum (Resim-Heykel Müzesi) which opened to the public in 1980[70] is close to the Ethnography Museum and houses a rich collection of Turkish art from the late 19th century to the present day. There are also galleries which host guest exhibitions.
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Cer Modern is the modern-arts museum of Ankara, inaugurated on 1 April 2010. It is situated in the renovated building of the historic TCDD Cer Atölyeleri, formerly a workshop of the Turkish State Railways. The museum incorporates the largest exhibition hall in Turkey. The museum holds periodic exhibitions of modern and contemporary art as well as hosting other contemporary arts events.
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The War of Independence Museum (Kurtuluş Savaşı Müzesi) is located on Ulus Square. It was originally the first Parliament building (TBMM) of the Republic of Turkey. The War of Independence was planned and directed here as recorded in various photographs and items presently on exhibition. In another display, wax figures of former presidents of the Republic of Turkey are on exhibit.
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The Mehmet Akif Literature Museum Library is an important literary museum and archive opened in 2011 and dedicated to Mehmet Akif Ersoy (1873–1936), the poet of the Turkish National Anthem.
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The TCDD Open Air Steam Locomotive Museum is an open-air museum which traces the history of steam locomotives.
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Ankara Aviation Museum (Hava Kuvvetleri Müzesi Komutanlığı) is located near the Istanbul Road in Etimesgut. The museum opened to the public in September 1998.[71] It is home to various missiles, avionics, aviation materials and aircraft that have served in the Turkish Air Force (e.g. combat aircraft such as the F-86 Sabre, F-100 Super Sabre, F-102 Delta Dagger, F-104 Starfighter, F-5 Freedom Fighter, F-4 Phantom; and cargo planes such as the Transall C-160.) Also a Hungarian MiG-21, a Pakistani MiG-19, and a Bulgarian MiG-17 are on display at the museum.
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The METU Science and Technology Museum (ODTÜ Bilim ve Teknoloji Müzesi) is located inside the Middle East Technical University campus.
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As with all other cities of Turkey, football is the most popular sport in Ankara. The city has two football clubs competing in the Turkish Süper Lig: Ankaragücü, founded in 1910, is the oldest club in Ankara and is associated with Ankara's military arsenal manufacturing company MKE. They were the Turkish Cup winners in 1972 and 1981. Gençlerbirliği, founded in 1923, are known as the Ankara Gale or the Poppies because of their colors: red and black. They were the Turkish Cup winners in 1987 and 2001. Gençlerbirliği's B team, Hacettepe S.K. (formerly known as Gençlerbirliği OFTAŞ) played in the Turkish Super League but currently plays in the TFF Second League. A fourth team, Büyükşehir Belediye Ankaraspor, played in the Turkish Super League until 2010, when they were expelled. The club was reconstituted in 2014 as Osmanlıspor and play in the TFF First League at the Osmanlı Stadium in the Sincan district of Yenikent, outside the city center. Keçiörengücü were promoted to the TFF First League for the 2019–20 season.
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Ankara has a large number of minor teams, playing at regional levels. In the TFF Second League: BAKspor in Sincan, Ankara Demirspor in Çankaya, Etimesgut Belediyespor in Etimesgut; in the TFF Third League: Çankaya FK in Keçiören; Altındağ Belediyespor[72] in Altındağ; in the Amateur League: Turanspor in Etimesgut, Türk Telekomspor owned by the phone company in Yenimahalle, Çubukspor in Çubuk, and Bağlumspor in Keçiören.
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In the Turkish Basketball League, Ankara is represented by Türk Telekom, whose home is the Ankara Arena, and CASA TED Kolejliler, whose home is the TOBB Sports Hall.
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Halkbank Ankara is the leading domestic powerhouse in men's volleyball, having won many championships and cups in the Turkish Men's Volleyball League and even the CEV Cup in 2013.
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Ankara Buz Pateni Sarayı is where the ice skating and ice hockey competitions take place in the city.
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There are many popular spots for skateboarding which is active in the city since the 1980s. Skaters in Ankara usually meet in the park near the Grand National Assembly of Turkey.
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The 2012-built THF Sport Hall hosts the Handball Super League and Women's Handball Super League matches scheduled in Ankara.[73]
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Ankara has many parks and open spaces mainly established in the early years of the Republic and well maintained and expanded thereafter. The most important of these parks are: Gençlik Parkı (houses an amusement park with a large pond for rowing), the Botanical garden, Seğmenler Park, Anayasa Park, Kuğulu Park (famous for the swans received as a gift from the Chinese government), Abdi İpekçi Park, Esertepe Parkı, Güven Park (see above for the monument), Kurtuluş Park (has an ice-skating rink), Altınpark (also a prominent exposition/fair area), Harikalar Diyarı (claimed to be Biggest Park of Europe inside city borders) and Göksu Park.
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Gençlik Park was depicted on the reverse of the Turkish 100 lira banknotes of 1952–1976.[74]
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Atatürk Forest Farm and Zoo (Atatürk Orman Çiftliği) is an expansive recreational farming area which houses a zoo, several small agricultural farms, greenhouses, restaurants, a dairy farm and a brewery. It is a pleasant place to spend a day with family, be it for having picnics, hiking, biking or simply enjoying good food and nature. There is also an exact replica of the house where Atatürk was born in 1881, in Thessaloniki, Greece. Visitors to the "Çiftlik" (farm) as it is affectionately called by Ankarans, can sample such famous products of the farm such as old-fashioned beer and ice cream, fresh dairy products and meat rolls/kebaps made on charcoal, at a traditional restaurant (Merkez Lokantası, Central Restaurant), cafés and other establishments scattered around the farm.
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Ankara is noted, within Turkey, for the multitude of universities it is home to. These include the following, several of them being among the most reputable in the country:
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Ankara is home to a world-famous domestic cat breed – the Turkish Angora, called Ankara kedisi (Ankara cat) in Turkish. Turkish Angoras are one of the ancient, naturally occurring cat breeds, having originated in Ankara and its surrounding region in central Anatolia.
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They mostly have a white, silky, medium to long length coat, no undercoat and a fine bone structure. There seems to be a connection between the Angora Cats and Persians, and the Turkish Angora is also a distant cousin of the Turkish Van. Although they are known for their shimmery white coat, there are more than twenty varieties including black, blue and reddish fur. They come in tabby and tabby-white, along with smoke varieties, and are in every color other than pointed, lavender, and cinnamon (all of which would indicate breeding to an outcross.)
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Eyes may be blue, green, or amber, or even one blue and one amber or green. The W gene which is responsible for the white coat and blue eye is closely related to the hearing ability, and the presence of a blue eye can indicate that the cat is deaf to the side the blue eye is located. However, a great many blue and odd-eyed white cats have normal hearing, and even deaf cats lead a very normal life if kept indoors.
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Ears are pointed and large, eyes are almond shaped and the head is massive with a two plane profile. Another characteristic is the tail, which is often kept parallel to the back.
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The Angora goat (Turkish: Ankara keçisi) is a breed of domestic goat that originated in Ankara and its surrounding region in central Anatolia.[75]
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This breed was first mentioned in the time of Moses, roughly in 1500 BC.[76] The first Angora goats were brought to Europe by Charles V, Holy Roman Emperor, about 1554, but, like later imports, were not very successful. Angora goats were first introduced in the United States in 1849 by Dr. James P. Davis. Seven adult goats were a gift from Sultan Abdülmecid I in appreciation for his services and advice on the raising of cotton.
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The fleece taken from an Angora goat is called mohair. A single goat produces between five and eight kilograms (11 and 18 pounds) of hair per year. Angoras are shorn twice a year, unlike sheep, which are shorn only once. Angoras have high nutritional requirements due to their rapid hair growth. A poor quality diet will curtail mohair development. The United States, Turkey, and South Africa are the top producers of mohair.
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For a long period of time, Angora goats were bred for their white coat. In 1998, the Colored Angora Goat Breeders Association was set up to promote breeding of colored Angoras. Today, Angora goats produce white, black (deep black to greys and silver), red (the color fades significantly as the goat gets older), and brownish fiber.
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Angora goats were depicted on the reverse of the Turkish 50 lira banknotes of 1938–1952.[77]
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The Angora rabbit (Turkish: Ankara tavşanı) is a variety of domestic rabbit bred for its long, soft hair. The Angora is one of the oldest types of domestic rabbit, originating in Ankara and its surrounding region in central Anatolia, along with the Angora cat and Angora goat. The rabbits were popular pets with French royalty in the mid-18th century, and spread to other parts of Europe by the end of the century. They first appeared in the United States in the early 20th century. They are bred largely for their long Angora wool, which may be removed by shearing, combing, or plucking (gently pulling loose wool.)
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Angoras are bred mainly for their wool because it is silky and soft. They have a humorous appearance, as they oddly resemble a fur ball. Most are calm and docile but should be handled carefully. Grooming is necessary to prevent the fiber from matting and felting on the rabbit. A condition called "wool block" is common in Angora rabbits and should be treated quickly.[78] Sometimes they are shorn in the summer as the long fur can cause the rabbits to overheat.
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Ankara is twinned with:[79]
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43. ilişki durumu evli izle
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Hip hop or hip-hop is a culture and art movement that was created by African Americans, Latino Americans and Caribbean Americans in the Bronx, New York City. The origin of the name is often disputed. It is also argued as to whether hip hop started in the South or West Bronx.[1][2][3][4][5] While the term hip hop is often used to refer exclusively to hip hop music (including rap),[6] hip hop is characterized by nine elements, of which only four are considered essential to understanding hip hop musically. Afrika Bambaataa of the hip hop collective Zulu Nation outlined these main pillars of hip hop culture, coining the terms: "rapping" (also called MCing or emceeing), a rhythmic vocal rhyming style (orality); DJing (and turntablism), which is making music with record players and DJ mixers (aural/sound and music creation); b-boying/b-girling/breakdancing (movement/dance); and graffiti.[7][2][8][9][10] Other elements of hip hop subculture and arts movements beyond the main four are: hip hop culture and historical knowledge of the movement (intellectual/philosophical); beatboxing, a percussive vocal style; street entrepreneurship; hip hop language; and hip hop fashion and style, among others.[11][12][13] The fifth element, although debated, is commonly considered either street knowledge, hip hop fashion, or beatboxing.[2][7]
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The Bronx hip hop scene emerged in the mid-1970s from neighborhood block parties thrown by the Black Spades, an African-American group that has been described as being a gang, a club, and a music group. Brother-sister duo Clive Campbell, a.k.a. DJ Kool Herc, and Cindy Campbell additionally hosted DJ parties in the Bronx and are credited for the rise in the genre.[14] Hip hop culture has spread to both urban and suburban communities throughout the United States and subsequently the world.[15] These elements were adapted and developed considerably, particularly as the art forms spread to new continents and merged with local styles in the 1990s and subsequent decades. Even as the movement continues to expand globally and explore myriad styles and art forms, including hip hop theater and hip hop film, the four foundational elements provide coherence and a strong foundation for hip hop culture.[2] Hip hop is simultaneously a new and old phenomenon; the importance of sampling tracks, beats, and basslines from old records to the art form means that much of the culture has revolved around the idea of updating classic recordings, attitudes, and experiences for modern audiences. Sampling older culture and reusing it in a new context or a new format is called "flipping" in hip hop culture.[16] Hip hop music follows in the footsteps of earlier African-American-rooted and Latino musical genres such as blues, jazz, rag-time, funk, salsa, and disco to become one of the most practiced genres worldwide.
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In 1990, Ronald "Bee-Stinger" Savage, a former member of the Zulu Nation, is credited for coining the term "Six elements of the Hip Hop Movement," inspired by Public Enemy's recordings. The "Six Elements Of The Hip Hop Movement" are: Consciousness Awareness, Civil Rights Awareness, Activism Awareness, Justice, Political Awareness, and Community Awareness in music. Ronald Savage is known as the Son of The Hip Hop Movement.[17][18][19][20][21][22]
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In the 2000s, with the rise of new media platforms such as the Internet and music streaming services, fans discovered and downloaded or streamed hip hop music through social networking sites beginning with Myspace, as well as from websites like YouTube, Worldstarhiphop, SoundCloud, and Spotify.[23][24][25]
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Keith "Cowboy" Wiggins, a member of Grandmaster Flash and the Furious Five, has been credited with coining the term[26] in 1978 while teasing a friend who had just joined the US Army by scat singing the made-up words "hip/hop/hip/hop" in a way that mimicked the rhythmic cadence of marching soldiers. Cowboy later worked the "hip hop" cadence into his stage performance.[27][28] The group frequently performed with disco artists who would refer to this new type of music by calling them "hip hoppers." The name was originally meant as a sign of disrespect but soon came to identify this new music and culture.[29]
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The song "Rapper's Delight" by The Sugarhill Gang, released in 1979, begins with the phrase "I said a hip, hop, the hippie the hippie to the hip hip hop, and you don't stop".[30] Lovebug Starski — a Bronx DJ who put out a single called "The Positive Life" in 1981 — and DJ Hollywood then began using the term when referring to this new disco rap music. Bill Alder, an independent consultant, once said, "There was hardly ever a moment when rap music was underground, one of the very first so-called rap records, was a monster hit ('Rapper's Delight' by the Sugar Hill Gang on Sugarhill Records)."[6] Hip hop pioneer and South Bronx community leader Afrika Bambaataa also credits Love-bug Starski as the first to use the term "hip hop" as it relates to the culture. Bambaataa, former leader of the Black Spades, also did much to further popularize the term. The first use of the term in print was in a January 1982 interview of Afrika Bambaataa by Michael Holman in the East Village Eye.[31] The term gained further currency in September of that year in The Village Voice, in a profile of Bambaataa written by Steven Hager, who also published the first comprehensive history of the culture with St. Martins' Press.[27][32]
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In the 1970s, an underground urban movement known as "hip hop" began to form in the Bronx, New York City. It focused on emceeing (or MCing) over house parties and neighborhood block party events, held outdoors. Hip hop music has been a powerful medium for protesting the impact of legal institutions on minorities, particularly police and prisons.[33] Historically, hip hop arose out of the ruins of a post-industrial and ravaged South Bronx, as a form of expression of urban Black and Latino youth, whom the public and political discourse had written off as marginalized communities.[33] Jamaican-born DJ Clive "Kool Herc" Campbell[34] pioneered the use of DJing percussion "breaks" in hip hop music. Beginning at Herc's home in a high-rise apartment at 1520 Sedgwick Avenue, the movement later spread across the entire borough.[35] On August 11, 1973 DJ Kool Herc was the DJ at his sister's back-to-school party. He extended the beat of a record by using two record players, isolating the percussion "breaks" by using a mixer to switch between the two records. Kool Herc's sister, Cindy Campbell, produced and funded the Back to School Party that became the "Birth of Hip Hop.".[36] Herc's experiments with making music with record players became what we now know as breaking or "scratching."[37]
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A second key musical element in hip hop music is emceeing (also called MCing or rapping). Emceeing is the rhythmic spoken delivery of rhymes and wordplay, delivered at first without accompaniment and later done over a beat. This spoken style was influenced by the African American style of "capping," a performance where men tried to outdo each other in originality of their language and tried to gain the favor of the listeners.[38] The basic elements of hip hop—boasting raps, rival "posses" (groups), uptown "throw-downs," and political and social commentary—were all long present in African American music. MCing and rapping performers moved back and forth between the predominance of toasting songs packed with a mix of boasting, 'slackness' and sexual innuendo and a more topical, political, socially conscious style. The role of the MC originally was as a Master of Ceremonies for a DJ dance event. The MC would introduce the DJ and try to pump up the audience. The MC spoke between the DJ's songs, urging everyone to get up and dance. MCs would also tell jokes and use their energetic language and enthusiasm to rev up the crowd. Eventually, this introducing role developed into longer sessions of spoken, rhythmic wordplay, and rhyming, which became rapping.
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By 1979 hip hop music had become a mainstream genre. It spread across the world in the 1990s with controversial "gangsta" rap.[39] Herc also developed upon break-beat deejaying,[40] where the breaks of funk songs—the part most suited to dance, usually percussion-based—were isolated and repeated for the purpose of all-night dance parties. This form of music playback, using hard funk and rock, formed the basis of hip hop music. Campbell's announcements and exhortations to dancers would lead to the syncopated, rhymed spoken accompaniment now known as rapping. He dubbed his dancers "break-boys" and "break-girls," or simply b-boys and b-girls. According to Herc, "breaking" was also street slang for "getting excited" and "acting energetically"[41]
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DJs such as Grand Wizzard Theodore, Grandmaster Flash, and Jazzy Jay refined and developed the use of breakbeats, including cutting and scratching.[42] The approach used by Herc was soon widely copied, and by the late 1970s, DJs were releasing 12-inch records where they would rap to the beat. Influential tunes included Fatback Band's "King Tim III (Personality Jock)," The Sugarhill Gang's "Rapper's Delight," and Kurtis Blow's "Christmas Rappin'," all released in 1979.[43][dead link] Herc and other DJs would connect their equipment to power lines and perform at venues such as public basketball courts and at 1520 Sedgwick Avenue, Bronx, New York, now officially a historic building.[44] The equipment consisted of numerous speakers, turntables, and one or more microphones.[45] By using this technique, DJs could create a variety of music, but according to Rap Attack by David Toop "At its worst the technique could turn the night into one endless and inevitably boring song".[46] KC The Prince of Soul, a rapper-lyricist with Pete DJ Jones, is often credited with being the first rap lyricist to call himself an "MC."[47]
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Street gangs were prevalent in the poverty of the South Bronx, and much of the graffiti, rapping, and b-boying at these parties were all artistic variations on the competition and one-upmanship of street gangs. Sensing that gang members' often violent urges could be turned into creative ones, Afrika Bambaataa founded the Zulu Nation, a loose confederation of street-dance crews, graffiti artists, and rap musicians. By the late 1970s, the culture had gained media attention, with Billboard magazine printing an article titled "B Beats Bombarding Bronx", commenting on the local phenomenon and mentioning influential figures such as Kool Herc.[48] The New York City blackout of 1977 saw widespread looting, arson, and other citywide disorders especially in the Bronx[49] where a number of looters stole DJ equipment from electronics stores. As a result, the hip hop genre, barely known outside of the Bronx at the time, grew at an astounding rate from 1977 onward.[50]
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DJ Kool Herc's house parties gained popularity and later moved to outdoor venues in order to accommodate more people. Hosted in parks, these outdoor parties became a means of expression and an outlet for teenagers, where "instead of getting into trouble on the streets, teens now had a place to expend their pent-up energy."[51] Tony Tone, a member of the Cold Crush Brothers, stated that "hip hop saved a lot of lives".[51] For inner-city youth, participating in hip hop culture became a way of dealing with the hardships of life as minorities within America, and an outlet to deal with the risk of violence and the rise of gang culture. MC Kid Lucky mentions that "people used to break-dance against each other instead of fighting".[52][full citation needed] Inspired by DJ Kool Herc, Afrika Bambaataa created a street organization called Universal Zulu Nation, centered around hip hop, as a means to draw teenagers out of gang life, drugs and violence.[51]
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The lyrical content of many early rap groups focused on social issues, most notably in the seminal track "The Message" (1982) by Grandmaster Flash and the Furious Five, which discussed the realities of life in the housing projects.[53] "Young black Americans coming out of the civil rights movement have used hip hop culture in the 1980s and 1990s to show the limitations of the movement."[54] Hip hop gave young African Americans a voice to let their issues be heard; "Like rock-and-roll, hip hop is vigorously opposed by conservatives because it romanticizes violence, law-breaking, and gangs".[54] It also gave people a chance for financial gain by "reducing the rest of the world to consumers of its social concerns."[54]
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In late 1979, Debbie Harry of Blondie took Nile Rodgers of Chic to such an event, as the main backing track used was the break from Chic's "Good Times".[43] The new style influenced Harry, and Blondie's later hit single from 1981 "Rapture" became the first major single containing hip hop elements by a white group or artist to hit number one on the U.S. Billboard Hot 100—the song itself is usually considered new wave and fuses heavy pop music elements, but there is an extended rap by Harry near the end.
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In 1980, Kurtis Blow released his self-titled debut album featuring the single "The Breaks", which became the first certified gold rap song.[55] In 1982, Afrika Bambaataa and the Soulsonic Force released the electro-funk track "Planet Rock". Instead of simply rapping over disco beats, Bambaataa and producer Arthur Baker created an electronic sound using the Roland TR-808 drum machine and sampling from Kraftwerk.[56] "Planet Rock" is widely regarded as a turning point; fusing electro with hip hop, it was "like a light being switched on," resulting in a new genre.[57] The track also helped popularize the 808, which became a cornerstone of hip hop music;[58][58] Wired and Slate both described the machine as hip hop's equivalent to the Fender Stratocaster, which had dramatically influenced the development of rock music.[59][60] Released in 1986, Licensed to Ill by the Beastie Boys became the first rap LP to top the Billboard album chart.[61]
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Other groundbreaking records released in 1982 include "The Message" by Grandmaster Flash and the Furious Five, "Nunk" by Warp 9, "Hip Hop, Be Bop (Don't Stop)" by Man Parrish, "Magic Wand" by Whodini, and "Buffalo Gals" by Malcolm McLaren. In 1983, Hashim created the influential electro funk tune "Al-Naafiysh (The Soul)", while Warp 9's "Light Years Away"(1983), "a cornerstone of early 80s beat box afrofuturism", introduced socially conscious themes from a Sci-Fi perspective, paying homage to music pioneer Sun Ra.[62]
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Encompassing graffiti art, MCing/rapping, DJing and b-boying, hip hop became the dominant cultural movement of the minority-populated urban communities in the 1980s.[63] The 1980s also saw many artists make social statements through hip hop. In 1982, Melle Mel and Duke Bootee recorded "The Message" (officially credited to Grandmaster Flash and The Furious Five),[64] a song that foreshadowed the socially conscious statements of Run-DMC's "It's like That" and Public Enemy's "Black Steel in the Hour of Chaos".[65] During the 1980s, hip hop also embraced the creation of rhythm by using the human body, via the vocal percussion technique of beatboxing. Pioneers such as Doug E. Fresh,[66] Biz Markie and Buffy from the Fat Boys made beats, rhythm, and musical sounds using their mouth, lips, tongue, voice, and other body parts. "Human Beatbox" artists would also sing or imitate turntablism scratching or other instrument sounds.
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The appearance of music videos changed entertainment: they often glorified urban neighborhoods.[67] The music video for "Planet Rock" showcased the subculture of hip hop musicians, graffiti artists, and b-boys/b-girls. Many hip hop-related films were released between 1982 and 1985, among them Wild Style, Beat Street, Krush Groove, Breakin, and the documentary Style Wars. These films expanded the appeal of hip hop beyond the boundaries of New York. By 1984, youth worldwide were embracing the hip hop culture. The hip hop artwork and "slang" of U.S. urban communities quickly found its way to Europe, as the culture's global appeal took root.[citation needed] The four traditional dances of hip hop are rocking, b-boying/b-girling, locking and popping, all of which trace their origins to the late 1960s or early 1970s.[68]
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Women artists have also been at the forefront of the hip hop movement since its inception in the Bronx. Nevertheless, as gangsta rap became the dominant force in hip hop music, there were many songs with misogynistic (anti-women) lyrics and many music videos depicted women in a sexualized fashion. The negation of female voice and perspective is an issue that has come to define mainstream hip hop music. The recording industry is less willing to back female artists than their male counterparts, and when it does back them, often it places emphasis on their sexuality over their musical substance and artistic abilities.[69] Since the turn of the century, female hip hop artists have struggled to get mainstream attention, with only a few, such as older artists like the female duo Salt N' Pepa to more contemporary ones like Lil' Kim and Nicki Minaj, reaching platinum status.[69]
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With the commercial success of gangsta rap in the early 1990s, the emphasis in lyrics shifted to drugs, violence, and misogyny. Early proponents of gangsta rap included groups and artists such as Ice-T, who recorded what some consider to be the first gangster rap single, "6 in the Mornin'",[70] and N.W.A whose second album Niggaz4Life became the first gangsta rap album to enter the charts at number one.[71] Gangsta rap also played an important part in hip hop becoming a mainstream commodity. Considering albums such as N.W.A's Straight Outta Compton, Eazy-E's Eazy-Duz-It, and Ice Cube's Amerikkka's Most Wanted were selling in such high numbers meant that black teens were no longer hip hop's sole buying audience.[72] As a result, gangsta rap became a platform for artists who chose to use their music to spread political and social messages to parts of the country that were previously unaware of the conditions of ghettos.[70] While hip hop music now appeals to a broader demographic, media critics argue that socially and politically conscious hip hop has been largely disregarded by mainstream America.[73]
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According to the U.S. Department of State, hip hop is "now the center of a mega music and fashion industry around the world" that crosses social barriers and cuts across racial lines.[74] National Geographic recognizes hip hop as "the world's favorite youth culture" in which "just about every country on the planet seems to have developed its own local rap scene."[75] Through its international travels, hip hop is now considered a "global musical epidemic".[76]
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According to The Village Voice, hip hop is "custom-made to combat the anomie that preys on adolescents wherever nobody knows their name."[77]
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Hip hop sounds and styles differ from region to region, but there are also instances of fusion genres.[78] Hip hop culture has grown from the avoided genre to a genre that is followed by millions of fans worldwide. This was made possible by the adaptation of music in different locations, and the influence on style of behavior and dress.[79] Not all countries have embraced hip hop, where "as can be expected in countries with strong local culture, the interloping wildstyle of hip hop is not always welcomed".[80] This is somewhat the case in Jamaica, the homeland of the culture's father, DJ Kool Herc. However, despite hip hop music produced on the island lacking widespread local and international recognition, artists such as Five Steez have defied the odds by impressing online hip hop taste-makers and even reggae critics.[81]
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Hartwig Vens argues that hip hop can also be viewed as a global learning experience.[82] Author Jeff Chang argues that "the essence of hip hop is the cipher, born in the Bronx, where competition and community feed each other."[83] He also adds, "Thousands of organizers from Cape Town to Paris use hip hop in their communities to address environmental justice, policing and prisons, media justice, and education.".[84] While hip hop music has been criticized as a music that creates a divide between western music and music from the rest of the world[by whom? – Discuss], a musical "cross pollination" has taken place, which strengthens the power of hip hop to influence different communities.[85] Hip hop's messages allow the under-privileged and the mistreated to be heard.[82] These cultural translations cross borders.[84] While the music may be from a foreign country, the message is something that many people can relate to- something not "foreign" at all.[86]
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Even when hip hop is transplanted to other countries, it often retains its "vital progressive agenda that challenges the status quo."[84] In Gothenburg, Sweden, nongovernmental organizations (NGOs) incorporate graffiti and dance to engage disaffected immigrant and working class youths. Hip hop has played a small but distinct role as the musical face of revolution in the Arab Spring, one example being an anonymous Libyan musician, Ibn Thabit, whose anti-government songs fueled the rebellion.[87]
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In the early-to-mid 1980s, there wasn't an established hip hop music industry, as exists in the 2020s, with record labels, record producers, managers and Artists and Repertoire staff. Politicians and businesspeople maligned and ignored the hip hop movement. Most hip hop artists performed in their local communities and recorded in underground scenes. However, in the late 1980s, music industry executives realized that they could capitalize on the success of "gangsta rap." They made a formula that created "a titillating buffet of hypermasculinity and glorified violence." This type of rap was marketed to the new fan base: white males. They ignored the depictions of a harsh reality to focus on the sex and violence involved.[88]
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In an article for The Village Voice, Greg Tate argues that the commercialization of hip hop is a negative and pervasive phenomenon, writing that "what we call hiphop is now inseparable from what we call the hip hop industry, in which the nouveau riche and the super-rich employers get richer".[54] Ironically, this commercialization coincides with a decline in rap sales and pressure from critics of the genre.[89] Even other musicians, like Nas and KRS-ONE have claimed "hip hop is dead" in that it has changed so much over the years to cater to the consumer that it has lost the essence for which it was originally created.
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However, in his book In Search Of Africa,[90] Manthia Diawara states that hip hop is really a voice of people who are marginalized in modern society. He argues that the "worldwide spread of hip hop as a market revolution" is actually global "expression of poor people's desire for the good life," and that this struggle aligns with "the nationalist struggle for citizenship and belonging, but also reveals the need to go beyond such struggles and celebrate the redemption of the black individual through tradition." The problem may not be that female rappers do not have the same opportunities and recognition as their male counterparts; it may be that the music industry that is so defined by gender biases. Industry executives seem to bet on the idea that men won't want to listen to female rappers, so they are given fewer opportunities.[91]
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As the hip hop genre has changed since the 1980s, the African-American cultural "tradition" that Diawara describes has little place in hip hop's mainstream artists music. The push toward materialism and market success by contemporary rappers such as Rick Ross, Lil Wayne and Jay Z has irked older hip hop fans and artists. They see the genre losing its community-based feel that focused more on black empowerment than wealth. The commercialization of the genre stripped it of its earlier political nature and the politics and marketing plans of major record labels have forced rappers to craft their music and images to appeal to white, affluent and suburban audiences.
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After realizing her friends were making music but not getting television exposure other than what was seen on Video Music Box, Darlene Lewis (model/lyricist), along with Darryl Washington and Dean Carroll, brought hip hop music to the First Exposure cable show on Paragon cable, and then created the On Broadway television show. There, rappers had opportunities to be interviewed and have their music videos played. This pre-dated MTV or Video Soul on BET. The commercialization has made hip hop less edgy and authentic, but it also has enabled hip hop artists to become successful.[92]
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As top rappers grow wealthier and start more outside business ventures, this can indicate a stronger sense of black aspiration. As rappers such as Jay-Z and Kanye West establish themselves as artists and entrepreneurs, more young black people have hopes of achieving their goals.[93] The lens through which one views the genre's commercialization can make it seem positive or negative.[94]
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White and Latino pop rappers such as Macklemore, Iggy Azalea, Machine Gun Kelly, Eminem, Miley Cyrus, G-Eazy, Pitbull, Lil Pump, and Post Malone have often been criticized for commercializing hip hop and cultural appropriation.[95] Miley Cyrus and Katy Perry, although not rappers, have been accused of cultural appropriation and commercializing hip hop. Katy Perry, a white woman, was criticized for her hip hop song "Dark Horse".[96] Taylor Swift was also accused of cultural appropriation.[97]
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DJing and turntablism, MCing/rapping, breakdancing, graffiti art and beatboxing are the creative outlets that collectively make up hip hop culture and its revolutionary aesthetic. Like the blues, these arts were developed by African American communities to enable people to make a statement, whether political or emotional and participate in community activities. These practices spread globally around the 1980s as fans could "make it their own" and express themselves in new and creative ways in music, dance and other arts.[98]
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DJing and turntablism are the techniques of manipulating sounds and creating music and beats using two or more phonograph turntables (or other sound sources, such as tapes, CDs or digital audio files) and a DJ mixer that is plugged into a PA system.[99] One of the first few hip hop DJs was Kool DJ Herc, who created hip hop in the 1970s through the isolation and extending of "breaks" (the parts of albums that focused solely on the percussive beat). In addition to developing Herc's techniques, DJs Grandmaster Flowers, Grandmaster Flash, Grand Wizzard Theodore, and Grandmaster Caz made further innovations with the introduction of "scratching", which has become one of the key sounds associated with hip hop music.
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Traditionally, a DJ will use two turntables simultaneously and mix between the two. These are connected to a DJ mixer, an amplifier, speakers, and various electronic music equipment such as a microphone and effects units. The DJ mixes the two albums currently in rotation and/or does "scratching" by moving one of the record platters while manipulating the crossfader on the mixer. The result of mixing two records is a unique sound created by the seemingly combined sound of two separate songs into one song. Although there is considerable overlap between the two roles, a DJ is not the same as a record producer of a music track.[100] The development of DJing was also influenced by new turntablism techniques, such as beatmatching, a process facilitated by the introduction of new turntable technologies such as the Technics SL-1200 MK 2, first sold in 1978, which had a precise variable pitch control and a direct drive motor. DJs were often avid record collectors, who would hunt through used record stores for obscure soul records and vintage funk recordings. DJs helped to introduce rare records and new artists to club audiences.
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In the early years of hip hop, the DJs were the stars, as they created new music and beats with their record players. While DJing and turntablism continue to be used in hip hop music in the 2010s, the star role has increasingly been taken by MCs since the late 1970s, due to innovative, creative MCs such as Kurtis Blow and Melle Mel of Grandmaster Flash's crew, the Furious Five, who developed strong rapping skills. However, a number of DJs have gained stardom nonetheless in recent years. Famous DJs include Grandmaster Flash, Afrika Bambaataa, Mr. Magic, DJ Jazzy Jeff, DJ Charlie Chase, DJ Disco Wiz, DJ Scratch from EPMD, DJ Premier from Gang Starr, DJ Scott La Rock from Boogie Down Productions, DJ Pete Rock of Pete Rock & CL Smooth, DJ Muggs from Cypress Hill, Jam Master Jay from Run-DMC, Eric B., DJ Screw from the Screwed Up Click and the inventor of the Chopped & Screwed style of mixing music, Funkmaster Flex, Tony Touch, DJ Clue, Mix Master Mike, Touch-Chill-Out, DJ Red Alert, and DJ Q-Bert. The underground movement of turntablism has also emerged to focus on the skills of the DJ. In the 2010s, there are turntablism competitions, where turntablists demonstrate advanced beat juggling and scratching skills.
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Rapping (also known as emceeing,[101] MCing,[101] spitting (bars),[102] or just rhyming[103]) refers to "spoken or chanted rhyming lyrics with a strong rhythmic accompaniment".[104] Rapping typically features complex wordplay, rapid delivery, and a range of "street slang", some of which is unique to the hip hop subculture. While rapping is often done over beats, either done by a DJ, a beatboxer, it can also be done without accompaniment. It can be broken down into different components, such as "content", "flow" (rhythm and rhyme), and "delivery".[105] Rapping is distinct from spoken word poetry in that it is performed in time to the beat of the music.[106][107][108] The use of the word "rap" to describe quick and slangy speech or witty repartee long predates the musical form.[109] MCing is a form of expression that is embedded within ancient African and Indigenous culture and oral tradition as throughout history verbal acrobatics or jousting involving rhymes were common within the Afro-American and Latino-American community.[110]
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Graffiti is the most controversial of hip hop's elements, as a number of the most notable graffiti pioneers say that they do not consider graffiti to be an element of hip hop, including Lady Pink, Seen, Blade, Fargo, Cholly Rock, Fuzz One, and Coco 144.[111][112][113] Lady Pink says, "I don't think graffiti is hip hop. Frankly I grew up with disco music. There's a long background of graffiti as an entity unto itself,"[114][115] and Fargo says, "There is no correlation between hip hop and graffiti, one has nothing to do with the other."[111][113][116] Hip hop pioneer Grandmaster Flash has also questioned the connection between hip hop and graffiti, saying, "You know what bugs me, they put hip hop with graffiti. How do they intertwine?"[116][117][118]
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In America in the late 1960s, before hip hop, graffiti was used as a form of expression by political activists. In addition, gangs such as the Savage Skulls, La Familia Michoacana, and Savage Nomads used graffiti to mark territory. JULIO 204 was a Puerto Rican graffiti writer, one of the first graffiti writers in New York City. He was a member of the "Savage Skulls" gang, and started writing his nickname in his neighborhood as early as 1968. In 1971 the New York Times published an article ("'Taki 183' Spawns Pen Pals") about another graffiti writer with similar form, TAKI 183. According to the article Julio had been writing for a couple of years when Taki began tagging his own name all around the city. Taki also states in the article that Julio "was busted and stopped." Writers following in the wake of Taki and Tracy 168 would add their street number to their nickname, "bomb" (cover) a train with their work, and let the subway take it—and their fame, if it was impressive, or simply pervasive, enough—"all city". Julio 204 never rose to Taki's fame because Julio kept his tags localized to his own neighborhood.
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One of the most common forms of graffiti is tagging, or the act of stylizing your unique name or logo.[119] Tagging began in Philadelphia and New York City and has expanded worldwide. Spray painting public property or the property of others without their consent can be considered vandalism, and the "tagger" may be subject to arrest and prosecution for the criminal act. Whether legal or not, the hip hop culture considers tagging buildings, trains, bridges and other structures as visual art, and consider the tags as part of a complex symbol system with its own social codes and subculture rules. Such art is in some cases now subject to federal protection in the US, making its erasure illegal.[120]
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Bubble lettering held sway initially among writers from the Bronx, though the elaborate Brooklyn style Tracy 168 dubbed "wildstyle" would come to define the art.[121][122] The early trend-setters were joined in the 1970s by artists like Dondi, Futura 2000, Daze, Blade, Lee Quiñones, Fab Five Freddy, Zephyr, Rammellzee, Crash, Kel, NOC 167 and Lady Pink.[121]
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The relationship between graffiti and hip hop culture arises both from early graffiti artists engaging in other aspects of hip hop culture,[123] Graffiti is understood as a visual expression of rap music, just as breaking is viewed as a physical expression. The 1983 film Wild Style is widely regarded as the first hip hop motion picture, which featured prominent figures within the New York graffiti scene during the said period. The book Subway Art and the documentary Style Wars were also among the first ways the mainstream public were introduced to hip hop graffiti. Graffiti remains part of hip hop, while crossing into the mainstream art world with exhibits in galleries throughout the world.
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Breaking, also called B-boying/B-girling or breakdancing, is a dynamic, rhythmic style of dance which developed as one of the major elements of hip hop culture. Like many aspects of hip hop culture, breakdance borrows heavily from many cultures, including 1930s-era street dancing,[124][125] Brazilian and Asian Martial arts, Russian folk dance,[126] and the dance moves of James Brown, Michael Jackson, and California funk. Breaking took form in the South Bronx in the 1970s alongside the other elements of hip hop. Breakdancing is typically done with the accompaniment of hip hop music playing on a boom box or PA system.
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According to the 2002 documentary film The Freshest Kids: A History of the B-Boy, DJ Kool Herc describes the "B" in B-boy as short for breaking, which at the time was slang for "going off", also one of the original names for the dance. However, early on the dance was known as the "boing" (the sound a spring makes). Dancers at DJ Kool Herc's parties saved their best dance moves for the percussion break section of the song, getting in front of the audience to dance in a distinctive, frenetic style. The "B" in B-boy or B-girl also stands simply for break, as in break-boy or -girl. Before the 1990s, B-girls' presence was limited by their gender minority status, navigating sexual politics of a masculine-dominated scene, and a lack of representation or encouragement for women to participate in the form. The few B-girls who participated despite facing gender discrimination carved out a space for women as leaders within the breaking community, and the number of B-girls participating has increased.[127] Breaking was documented in Style Wars, and was later given more focus in fictional films such as Wild Style and Beat Street. Early acts “mainly Latino Americans” include the Rock Stea[128]dy Crew and New York City Break[citation needed]ers.
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Beatboxing is the technique of vocal percussion, in which a singer imitates drums and other percussion instruments with her or his voice. It is primarily concerned with the art of creating beats or rhythms using the human mouth.[129] The term beatboxing is derived from the mimicry of the first generation of drum machines, then known as beatboxes. It was first popularized by Doug E. Fresh.[130] As it is a way of creating hip hop music, it can be categorized under the production element of hip hop, though it does sometimes include a type of rapping intersected with the human-created beat. It is generally considered to be part of the same "Pillar" of hip hop as DJing—in other words, providing a musical backdrop or foundation for MC's to rap over.
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Beatboxers can create their beats just naturally, but many of the beatboxing effects are enhanced by using a microphone plugged into a PA system. This helps the beatboxer to make their beatboxing loud enough to be heard alongside a rapper, MC, turntablist, and other hip hop artists. Beatboxing was popular in the 1980s with prominent artists like the Darren "Buffy, the Human Beat Box" Robinson of the Fat Boys and Biz Markie displaying their skills within the media. It declined in popularity along with b-boying in the late 1980s, but has undergone a resurgence since the late 1990s, marked by the release of "Make the Music 2000." by Rahzel of The Roots.
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Although it is not described as one of the four core elements that make up hip hop, music producing is another important element. In music, record producers play a similar role in sound recording that film directors play in making a movie. The record producer recruits and selects artists (rappers, MCs, DJs, beatboxers, and so on), plans the vision for the recording session, coaches the performers on their songs, chooses audio engineers, sets out a budget for hiring the artists and technical experts, and oversees the entire project. The exact roles of a producer depend on each individual, but some producers work with DJs and drum machine programmers to create beats, coach the DJs in the selection of sampled basslines, riffs and catch phrases, give advice to rappers, vocalists, MCs and other artists, give suggestions to performers on how to improve their flow and develop a unique personal style. Some producers work closely with the audio engineer to provide ideas on mixing, effects units (e.g., Autotuned vocal effects such as those popularized by T-Pain), micing of artists, and so on. The producer may independently develop the "concept" or vision for a project or album, or develop the vision in collaboration with the artists and performers.
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In hip hop, since the beginning of MCing, there have been producers who work in the studio, behind the scenes, to create the beats for MCs to rap over. Producers may find a beat they like on an old funk, soul, or disco record. They then isolate the beat and turn it into a loop. Alternatively, producers may create a beat with a drum machine or by hiring a drumkit percussionist to play acoustic drums. The producer could even mix and layer different methods, such as combining a sampled disco drum break with a drum machine track and some live, newly recorded percussion parts or a live electric bass player. A beat created by a hip hop producer may include other parts besides a drum beat, such as a sampled bassline from a funk or disco song, dialogue from a spoken word record or movie, or rhythmic "scratching" and "punches" done by a turntablist or DJ.
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An early beat maker was producer Kurtis Blow, who won producer of the year credits in 1983, 1984, and 1985. Known for the creation of sample and sample loops, Blow was considered the Quincy Jones of early hip hop, a reference to the prolific African American record producer, conductor, arranger, composer, musician and bandleader. One of the most influential beat makers was J. Dilla, a producer from Detroit who chopped samples by specific beats and would combine them together to create his unique sound. Those who create these beats are known as either beat makers or producers, however producers are known to have more input and direction on the overall the creation of a song or project, while a beat maker just provides or creates the beat. As Dr. Dre has said before "Once you finish the beat, you have to produce the record."[131] The process of making beats includes sampling, "chopping", looping, sequencing beats, recording, mixing, and mastering.
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Most beats in hip hop are sampled from a pre-existing record. This means that a producer will take a portion or a "sample" of a song and reuse it as an instrumental section, beat or portion of their song. Some examples of this are The Isley Brothers' "Footsteps in the Dark Pts. 1 and 2" being sampled to make Ice Cube's "Today Was a Good Day".[132] Another example is Otis Redding's "Try a Little Tenderness" being sampled to create the song "Otis", released in 2011, by Kanye West and Jay-Z.[133]
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"Chopping" is dissecting the song that you are sampling so that you "chop" out the part or parts of the song, be that the bassline, rhythm guitar part, drum break, or other music, you want to use in the beat.[134] Looping is known as melodic or percussive sequence that repeats itself over a period of time, so basically a producer will make an even-number of bars of a beat (e.g., four bars or eight bars) repeat itself or "loop" of a full song length. This loop provides an accompaniment for an MC to rap over.
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The tools needed to make beats in the late 1970s were funk, soul, and other music genre records, record turntables, DJ mixers, audio consoles, and relatively inexpensive Portastudio-style multitrack recording devices. In the 1980s and 1990s, beat makers and producers used the new electronic and digital instruments that were developed, such as samplers, sequencers, drum machines, and synthesizers. From the 1970s to the 2010s, various beat makers and producers have used live instruments, such as drum kit or electric bass on some tracks. To record the finished beats or beat tracks, beat makers and producers use a variety of sound recording equipment, typically multitrack recorders. Digital Audio Workstations, also known as DAWs, became more common in the 2010s for producers. Some of the most used DAWs are FL Studio, Ableton Live, and Pro Tools.
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DAWs have made it possible for more people to be able to make beats in their own home studio, without going to a recording studio. Beat makers who own DAWs do not have to buy all the hardware that a recording studio needed in the 1980s (huge 72 channel audio consoles, multitrack recorders, racks of rackmount effects units), because 2010-era DAWs have everything they need to make beats on a good quality, fast laptop computer.[135]
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Beats are such an integral part of rap music that many producers have been able to make instrumental mixtapes or albums. Even though these instrumentals have no rapping, listeners still enjoy the inventive ways the producer mixes different beats, samples and instrumental melodies. Examples of these are 9th Wonder's "Tutenkhamen" and J Dilla's "Donuts". Some hip hop records come in two versions: a beat with rapping over it, and an instrumental with just the beat. The instrumental in this case is provided so that DJs and turntablists can isolate breaks, beats and other music to create new songs.
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The development of hip hop linguistics is complex. Source material include the spirituals of slaves arriving in the new world, Jamaican dub music, the laments of jazz and blues singers, patterned cockney slang and radio deejays hyping their audience using rhymes.[136] Hip hop has a distinctive associated slang.[137] It is also known by alternate names, such as "Black English", or "Ebonics". Academics suggest its development stems from a rejection of the racial hierarchy of language, which held "White English" as the superior form of educated speech.[138] Due to hip hop's commercial success in the late 1990s and early 2000s, many of these words have been assimilated into the cultural discourse of several different dialects across America and the world and even to non-hip hop fans.[139] The word diss for example is particularly prolific. There are also a number of words which predate hip hop, but are often associated with the culture, with homie being a notable example. Sometimes, terms like what the dilly, yo are popularized by a single song (in this case, "Put Your Hands Where My Eyes Could See" by Busta Rhymes) and are only used briefly. One particular example is the rule-based slang of Snoop Dogg and E-40, who add -izzle or -izz to the end or middle of words.
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Hip Hop lyrics have also been known for containing swear words. In particular, the word "bitch" is seen in countless songs, from NWA's "A Bitch Iz a bitch" to Missy Elliot's "She is a Bitch." It is often used in the negative connotation of a woman who is a shallow "money grubber". Some female artists have tried to reclaim the word and use it as a term of empowerment. Regardless, the hip hop community has recently taken an interest in discussing the use of the word "bitch" and whether it is necessary in rap.[140] Not only the particular words, but also the choice of which language in which rap is widely debated topic in international hip hop. In Canada, the use of non-standard variants of French, such as Franglais, a mix of French and English, by groups such as Dead Obies[141] or Chiac (such as Radio Radio[142]) has powerful symbolic implications for Canadian language politics and debates on Canadian identity. In the United States rappers choose to rap in English, Spanish, or Spanglish, depending on their own backgrounds and their intended audience.[143]
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Hip hop has made a considerable social impact since its inception in the 1970s. "Hip hop has also become relevant to the field of education because of its implications for understanding language, learning, identity, and curriculum."[144] Orlando Patterson, a sociology professor at Harvard University, helps describe the phenomenon of how hip hop has spread rapidly around the world. Patterson argues that mass communication is controlled by the wealthy, the government, and major businesses in Third World nations and countries around the world.[145] He also credits mass communication with creating a global cultural hip hop scene. As a result, the youth are influenced by the American hip hop scene and start their own forms of hip hop. Patterson believes that revitalization of hip hop music will occur around the world as traditional values are mixed with American hip hop music,[145] and ultimately a global exchange process will develop that brings youth around the world to listen to a common musical form of hip hop.
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It has also been argued that rap music formed as a "cultural response to historic oppression and racism, a system for communication among black communities throughout the United States".[146] This is due to the fact that the culture reflected the social, economic and political realities of the disenfranchised youth. In the 2010s, hip hop lyrics are starting to reflect original socially conscious themes. Rappers are starting to question the government's power and its oppressive role in some societies.[147] Rap music has been a tool for political, social, and cultural empowerment outside the US. Members of minority communities—such as Algerians in France, and Turks in Germany—use rap as a platform to protest racism, poverty, and social structures.[148]
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Hip hop lyricism has gained a measure of legitimacy in academic and literary circles. Studies of hip hop linguistics are now offered at institutions such as the University of Toronto, where poet and author George Eliot Clarke has taught the potential power of hip hop music to promote social change.[136] Greg Thomas of the University of Miami offers courses at both the undergraduate and graduate level studying the feminist and assertive nature of Lil' Kim's lyrics.[149] Some academics, including Ernest Morrell and Jeffrey Duncan-Andrade, compare hip hop to the satirical works of great "Western canon" poets of the modern era, who use imagery and create a mood to criticize society. As quoted in their work "Promoting Academic Literacy with Urban Youth Through Engaging Hip Hop Culture":
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Hip hop texts are rich in imagery and metaphors and can be used to teach irony, tone, diction, and point of view. Hip hop texts can be analyzed for theme, motif, plot, and character development. Both Grand Master Flash and T.S. Eliot gazed out into their rapidly deteriorating societies and saw a "wasteland." Both poets were essentially apocalyptic in nature as they witnessed death, disease, and decay.[150]
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Hip hop music has been censored on radio and TV due to the explicit lyrics of certain genres. Many songs have been criticized for anti-establishment and sometimes violent messages. The use of profanity as well as graphic depictions of violence and sex in hip hop music videos and songs makes it hard to broadcast on television stations such as MTV, in music video form, and on radio. As a result, many hip hop recordings are broadcast in censored form, with offending language "bleeped" or blanked out of the soundtrack, or replaced with "clean" lyrics. The result – which sometimes renders the remaining lyrics unintelligible or contradictory to the original recording – has become almost as widely identified with the genre as any other aspect of the music, and has been parodied in films such as Austin Powers in Goldmember, in which Mike Myers' character Dr. Evil – performing in a parody of a hip hop music video ("Hard Knock Life (Ghetto Anthem)" by Jay-Z) – performs an entire verse that is blanked out. In 1995, Roger Ebert wrote:[151]
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Rap has a bad reputation in white circles, where many people believe it consists of obscene and violent anti-white and anti-female guttural. Some of it does. Most does not. Most white listeners don't care; they hear black voices in a litany of discontent, and tune out. Yet rap plays the same role today as Bob Dylan did in 1960, giving voice to the hopes and angers of a generation, and a lot of rap is powerful writing.
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In 1990, Luther Campbell and his group 2 Live Crew filed a lawsuit against Broward County Sheriff Nick Navarro, because Navarro wanted to prosecute stores that sold the group's album As Nasty As They Wanna Be because of its obscene and vulgar lyrics. In June 1990, a U.S. district court judge labeled the album obscene and illegal to sell. However, in 1992, the United States Court of Appeals for the Eleventh Circuit overturned the obscenity ruling from Judge Gonzalez, and the Supreme Court of the United States refused to hear Broward County's appeal. Professor Louis Gates testified on behalf of The 2 Live Crew, arguing that the material that the county alleged was profane actually had important roots in African-American vernacular, games, and literary traditions and should be protected.[152]
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—Chuck Philips, Los Angeles Times, 1992[153]
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Gangsta rap is a subgenre of hip hop that reflects the violent culture of inner-city American black youths.[154] The genre was pioneered in the mid-1980s by rappers such as Schoolly D and Ice-T, and was popularized in the later part of the 1980s by groups such as N.W.A. Ice-T released "6 in the Mornin'", which is often regarded as the first gangsta rap song, in 1986. After the national attention that Ice-T and N.W.A created in the late 1980s and early 1990s, gangsta rap became the most commercially lucrative subgenre of hip hop.
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N.W.A is the group most frequently associated with the founding of gangsta rap. Their lyrics were more violent, openly confrontational, and shocking than those of established rap acts, featuring incessant profanity and, controversially, use of the word "nigga". These lyrics were placed over rough, rock guitar-driven beats, contributing to the music's hard-edged feel. The first blockbuster gangsta rap album was N.W.A's Straight Outta Compton, released in 1988. Straight Outta Compton would establish West Coast hip hop as a vital genre, and establish Los Angeles as a legitimate rival to hip hop's long-time capital, New York City. Straight Outta Compton sparked the first major controversy regarding hip hop lyrics when their song "Fuck tha Police" earned a letter from FBI Assistant Director Milt Ahlerich, strongly expressing law enforcement's resentment of the song.[155][156]
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Controversy surrounded Ice-T's song "Cop Killer" from the album Body Count. The song was intended to speak from the viewpoint of a criminal getting revenge on racist, brutal cops. Ice-T's rock song infuriated government officials, the National Rifle Association and various police advocacy groups.[157] Consequently, Time Warner Music refused to release Ice-T's upcoming album Home Invasion because of the controversy surrounding "Cop Killer". Ice-T suggested that the furor over the song was an overreaction, telling journalist Chuck Philips "... they've done movies about nurse killers and teacher killers and student killers. [Actor] Arnold Schwarzenegger blew away dozens of cops as the Terminator. But I don't hear anybody complaining about that." Ice-T suggested to Philips that the misunderstanding of "Cop Killer" and the attempts to censor it had racial overtones: "The Supreme Court says it's OK for a white man to burn a cross in public. But nobody wants a black man to write a record about a cop killer."[157]
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The White House administrations of both George Bush senior and Bill Clinton criticized the genre.[153] "The reason why rap is under attack is because it exposes all the contradictions of American culture ... What started out as an underground art form has become a vehicle to expose a lot of critical issues that are not usually discussed in American politics. The problem here is that the White House and wanna-be's like Bill Clinton represent a political system that never intends to deal with inner city urban chaos," Sister Souljah told The Times.[153] Until its discontinuation on July 8, 2006, BET ran a late-night segment titled BET: Uncut to air nearly-uncensored videos. The show was exemplified by music videos such as "Tip Drill" by Nelly, which was criticized for what many viewed as an exploitative depiction of women, particularly images of a man swiping a credit card between a stripper's buttocks.
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Public Enemy's "Gotta Give the Peeps What They Need" was censored on MTV, removing the words "free Mumia".[158] After the attack on the World Trade Center on September 11, 2001, Oakland, California group The Coup was under fire for the cover art on their album Party Music, which featured the group's two members holding a guitar tuner and two sticks[159] as the Twin Towers exploded behind them despite the fact that it was created months before the actual event. The group, having politically radical and Marxist lyrical content, said the cover meant to symbolize the destruction of capitalism. Their record label pulled the album until a new cover could be designed.
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Critics such as Businessweek's David Kiley argue that the discussion of products within hip hop culture may actually be the result of undisclosed product placement deals.[160] Such critics allege that shilling or product placement takes place in commercial rap music, and that lyrical references to products are actually paid endorsements.[160] In 2005, a proposed plan by McDonald's to pay rappers to advertise McDonald's products in their music was leaked to the press.[160] After Russell Simmons made a deal with Courvoisier to promote the brand among hip hop fans, Busta Rhymes recorded the song "Pass the Courvoisier".[160] Simmons insists that no money changed hands in the deal.[160]
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The symbiotic relationship has also stretched to include car manufacturers, clothing designers and sneaker companies,[161] and many other companies have used the hip hop community to make their name or to give them credibility. One such beneficiary was Jacob the Jeweler, a diamond merchant from New York. Jacob Arabo's clientele included Sean Combs, Lil' Kim and Nas. He created jewelry pieces from precious metals that were heavily loaded with diamond and gemstones. As his name was mentioned in the song lyrics of his hip hop customers, his profile quickly rose. Arabo expanded his brand to include gem-encrusted watches that retail for hundreds of thousands of dollars, gaining so much attention that Cartier filed a trademark-infringement lawsuit against him for putting diamonds on the faces of their watches and reselling them without permission.[162] Arabo's profile increased steadily until his June 2006 arrest by the FBI on money laundering charges.[163]
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While some brands welcome the support of the hip hop community, one brand that did not was Cristal champagne maker Louis Roederer. A 2006 article from The Economist magazine featured remarks from managing director Frederic Rouzaud about whether the brand's identification with rap stars could affect their company negatively. His answer was dismissive: "That's a good question, but what can we do? We can't forbid people from buying it. I'm sure Dom Pérignon or Krug [champagne] would be delighted to have their business."[164] In retaliation, many hip hop icons such as Jay-Z and Sean Combs, who previously included references to "Cris", ceased all mentions and purchases of the champagne. 50 Cent's deal with Vitamin Water, Dr. Dre's promotion of his Beats by Dr. Dre headphone line and Dr. Pepper, and Drake's commercial with Sprite are successful deals. Although product placement deals were not popular in the 1980s, MC Hammer was an early innovator in this type of strategy. With merchandise such as dolls, commercials for soft drinks and numerous television show appearances, Hammer began the trend of rap artists being accepted as mainstream pitchpeople for brands.[165]
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Hip hop culture has had extensive coverage in the media, especially in relation to television; there have been a number of television shows devoted to or about hip hop, including in Europe ("H.I.P. H.O.P." in 1984). For many years, BET was the only television channel likely to play hip hop, but in recent years[when?] the channels VH1 and MTV have added a significant amount of hip hop to their play list. Run DMC became the first African American group to appear on MTV.[166][167] With the emergence of the Internet, a number of online sites began to offer hip hop related video content.
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Hip hop magazines describe hip hop's culture, including information about rappers and MCs, new hip hop music, concerts, events, fashion and history. The first hip hop publication, The Hip Hop Hit List was published in the 1980s. It contained the first rap music record chart. It was put out by two brothers from Newark, New Jersey, Vincent and Charles Carroll (who was also in a hip hop group known as The Nastee Boyz). They knew the art form very well and noticed the need for a hip hop magazine. DJs and rappers did not have a way to learn about rap music styles and labels. The periodical began as the first Rap record chart and tip sheet for DJs and was distributed through national record pools and record stores throughout the New York City Tri-State area. One of the founding publishers, Charles Carroll noted, "Back then, all DJs came into New York City to buy their records but most of them did not know what was hot enough to spend money on, so we charted it." Jae Burnett became Vincent Carroll's partner and played an instrumental role in its later development.
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Another popular hip hop magazine that arose in the 1980s was Word Up magazine, an American magazine catering to the youth with an emphasis on hip hop. It featured articles on what is like to be a part of the hip hop community, promoted up-coming albums, bringing awareness to the projects that the artist was involved in, and also included posters of trending celebrities within the world of Hip Hop. The magazine was published monthly and mainly concerning rap, Hip Hop and R&B music. Word Up magazine was highly popular, it was even mentioned in the popular song by The Notorious B.I.G - Juicy "it was all a dream, use to read WordUp magazine". Word Up magazine was a part of pop culture.
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New York tourists from abroad took the publication back home with them to other countries to share it, creating worldwide interest in the culture and new art form.[citation needed] It had a printed distribution of 50,000, a circulation rate of 200,000 with well over 25,000 subscribers. The "Hip Hop Hit List" was also the first to define hip hop as a culture introducing the many aspects of the art form such as fashion, music, dance, the arts and most importantly the language. For instance, on the cover the headliner included the tag "All Literature was Produced to Meet Street Comprehension!" which proved their loyalty not only to the culture but also to the streets. Most interviews were written verbatim which included their innovative broken English style of writing. Some of the early charts were written in the graffiti format tag style but was made legible enough for the masses.[citation needed]
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The Carroll Brothers were also consultants to the many record companies who had no idea how to market hip hop music. Vincent Carroll, the magazine's creator-publisher, went on to become a huge source for marketing and promoting the culture of hip hop, starting Blow-Up Media, the first hip hop marketing firm with offices in NYC's Tribeca district. At the age of 21, Vincent Carroll employed a staff of 15 and assisted in launching some of the culture's biggest and brightest stars (the Fugees, Nelly, the Outzidaz, feat. Eminem and many more).[citation needed] Later other publications spawned up including: Hip Hop Connection, XXL, Scratch, The Source and Vibe.[168] Many individual cities have also produced their own local hip hop newsletters, while hip hop magazines with national distribution are found in a few other countries. The 21st century also ushered in the rise of online media, and hip hop fan sites now offer comprehensive hip hop coverage on a daily basis.
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Clothing, hair and other styles have been a big part of hip hop's social and cultural impact since the 1970s. Although the styles have changed over the decades, distinctive urban apparel and looks have been an important way for rappers, breakdancers and other hip hop community members to express themselves. As the hip hop music genre's popularity increased, so did the effect of its fashion. While there were early items synonymous with hip hop that crossed over into the mainstream culture, like Run-DMC's affinity for Adidas or the Wu-Tang Clan's championing of Clarks' Wallabees, it wasn't until its commercial peak that hip hop fashion became influential. Starting in the mid- to late 1990s, hip hop culture embraced some major designers and established a new connection with classic fashion. Brands such as Ralph Lauren, Calvin Klein and Tommy Hilfiger all tapped into hip hop culture and gave very little in return. Moving into the new millennium, hip hop fashion consisted of baggy shirts, jeans, and jerseys. As names like Pharrell and Jay-Z started their own clothing lines and still others like Kanye West linked up with designers like Louis Vuitton, the clothes got tighter, more classically fashionable, and expensive.
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As hip hop has a seen a shift in the means by which its artists express their masculinity, from violence and intimidation to wealth-flaunting and entrepreneurship, it has also seen the emergence of rapper branding.[169] The modern-day hip hop artist is no longer limited to music serving as their sole occupation or source of income. By the early 1990s, major apparel companies "[had] realized the economic potential of tapping into hip hop culture ... Tommy Hilfiger was one of the first major fashion designer[s] who actively courted rappers as a way of promoting his street wear".[170] By joining forces, the artist and the corporation are able to jointly benefit from each other's resources. Hip Hop artists are trend-setters and taste-makers. Their fans range from minority groups who can relate to their professed struggles to majority groups who cannot truly relate but like to "consume the fantasy of living a more masculine life".[171] The rappers provide the "cool, hip" factor while the corporations deliver the product, advertising, and financial assets. Tommy Hilfiger, one of the first mainstream designers to actively court rappers as a way of promoting his street wear, serves a prototypical example of the hip hip/fashion collaborations:
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In exchange for giving artists free wardrobes, Hilfiger found its name mentioned in both rhyming verses of rap songs and their 'shout-out' lyrics, in which rap artists chant out thanks to friends and sponsors for their support. Hilfiger's success convinced other large mainstream American fashion design companies, like Ralph Lauren and Calvin Klein, to tailor lines to the lucrative market of hip hop artists and fans.[172]
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Artists now use brands as a means of supplemental income to their music or are creating and expanding their own brands that become their primary source of income. As Harry Elam explains, there has been a movement "from the incorporation and redefinition of existing trends to actually designing and marketing products as hip hop fashion".[172]
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Hip hop music has spawned dozens of subgenres which incorporate hip hop music production approaches, such as sampling, creating beats, or rapping. The diversification process stems from the appropriation of hip hop culture by other ethnic groups. There are many varying social influences that affect hip hop's message in different nations. It is frequently used as a musical response to perceived political and/or social injustices. In South Africa the largest form of hip hop is called Kwaito, which has had a growth similar to American hip hop. Kwaito is a direct reflection of a post apartheid South Africa and is a voice for the voiceless; a term that U.S. hip hop is often referred to. Kwaito is even perceived as a lifestyle, encompassing many aspects of life, including language and fashion.[173]
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Kwaito is a political and party-driven genre, as performers use the music to express their political views, and also to express their desire to have a good time. Kwaito is a music that came from a once hated and oppressed people, but it is now sweeping the nation. The main consumers of Kwaito are adolescents and half of the South African population is under 21. Some of the large Kwaito artists have sold more than 100,000 albums, and in an industry where 25,000 albums sold is considered a gold record, those are impressive numbers.[174] Kwaito allows the participation and creative engagement of otherwise socially excluded peoples in the generation of popular media.[175] South African hip hop has made an impact worldwide, with performers such as Tumi, HipHop Pantsula, Tuks Senganga.[176]
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In Jamaica, the sounds of hip hop are derived from American and Jamaican influences. Jamaican hip hop is defined both through dancehall and reggae music. Jamaican Kool Herc brought the sound systems, technology, and techniques of reggae music to New York during the 1970s. Jamaican hip hop artists often rap in both Brooklyn and Jamaican accents. Jamaican hip hop subject matter is often influenced by outside and internal forces. Outside forces such as the bling-bling era of today's modern hip hop and internal influences coming from the use of anti-colonialism and marijuana or "ganja" references which Rastafarians believe bring them closer to God.[177][178][179]
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Author Wayne Marshall argues that "Hip hop, as with any number of African-American cultural forms before it, offers a range of compelling and contradictory significations to Jamaican artist and audiences. From "modern blackness" to "foreign mind", transnational cosmopolitanism to militant pan-Africanism, radical remixology to outright mimicry, hip hop in Jamaica embodies the myriad ways that Jamaicans embrace, reject, and incorporate foreign yet familiar forms."[180]
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In the developing world, hip hop has made a considerable impact in the social context. Despite the lack of resources, hip hop has made considerable inroads.[80] Due to limited funds, hip hop artists are forced to use very basic tools, and even graffiti, an important aspect of the hip hop culture, is constrained due to its unavailability to the average person. Hip hop has begun making inroads with more than black artists. There are number of other minority artists who are taking center stage as many first generation minority children come of age. One example is rapper Awkwafina, an Asian-American, who raps about being Asian as well as being female. She, like many others, use rap to express her experiences as a minority not necessarily to "unite" minorities together but to tell her story.[181]
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Many hip hop artists from the developing world come to the United States to seek opportunities. Maya Arulpragasm (A.K.A. M.I.A.), a Sri Lanka-born Tamil hip hop artist claims, "I'm just trying to build some sort of bridge, I'm trying to create a third place, somewhere in between the developed world and the developing world.".[182] Another music artist using hip hop to provide a positive message to young Africans is Emmanuel Jal, a former child soldier from South Sudan. Jal is one of the few South Sudanese music artists to have broken through on an international level[183] with his unique form of hip hop and a positive message in his lyrics.[184] Jal has attracted the attention of mainstream media and academics with his story and use of hip hop as a healing medium for war-afflicted people in Africa and he has also been sought out on the international lecture fora such as TED.[185]
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Many K-Pop artists in South Korea have been influenced by hip hop and many South Korean artists perform hip hop music. In Seoul, South Korea, Koreans b-boy.[186]
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Scholars argue that hip hop can have an empowering effect on youth. While there is misogyny, violence, and drug use in rap music videos and lyrics, hip hop also displays many positive themes of self-reliance, resilience, and self-esteem. These messages can be inspiring for a youth living in poverty. A lot of rap songs contain references to strengthening the African American community promoting social causes. Social workers have used hip hop to build a relationship with at-risk youth and develop a deeper connection with the child.[187] Hip hop has the potential to be taught as a way of helping people see the world more critically, be it through forms of writing, creating music, or social activism. The lyrics of hip hop have been used to learn about literary devices such as metaphor, imagery, irony, tone, theme, motif, plot, and point of view.[188]
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Organizations and facilities are providing spaces and programs for communities to explore making and learning about hip hop. An example is the IMP Labs in Regina, Saskatchewan, Canada. Many dance studios and colleges now offer lessons in hip hop alongside tap and ballet, as well as KRS-ONE teaching hip hop lectures at Harvard University.
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Hip hop producer 9th Wonder and former rapper-actor Christopher "Play" Martin from hip hop group Kid-n-Play have taught hip hop history classes at North Carolina Central University[189] and 9th Wonder has also taught a "Hip Hop Sampling Soul" class at Duke University.[190] In 2007, the Cornell University Library established a Hip Hop Collection to collect and make accessible the historical artifacts of hip hop culture and to ensure their preservation for future generations.[191]
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The hip-hop community has been a major factor in educating its listeners on HIV/AIDS, a disease that has affected the community very closely. One of the biggest artists of early hip-hop Eazy-E, a member of N.W.A had died of AIDS in 1995.[192] Since then many artists, producers, choreographers and many others from many different locations have tried to make an impact and raise awareness of HIV in the hip-hop community. Many artists have made songs as sort of PSA's to raise awareness of HIV for hip-hop listeners, some songs that raise awareness are Salt N Pepa – Let's Talk About AIDS, Coolio – Too Hot and more.[193] Tanzanian artists such as Professor Jay and the group Afande Sele are notable for their contributions to this genre of hip-hop music and the awareness they have spread for HIV. [194] American writer, activist and hip-hop artist Tim'm T. West who was diagnosed with AIDS in 1999, formed queer hip-hop group Deep Dickollective who got together to rap about the HIV pandemic among queer black men and LGBTQ activism in hip-hop.[195][196] A non-profit organization out of New York City called Hip Hop 4 Life, strives to educate the youth, especially the low income youth about social and political problems in their areas of interest, which includes hip hop.[197] Hip Hop 4 Life has held many events around the New York City area to raise awareness for HIV and other problems surrounding these low income children and their communities.
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Since the age of slavery, music has long been the language of African American identity. Because reading and writing were forbidden under the auspices of slavery, music became the only accessible form of communication. Hundreds of years later, in inner-city neighborhoods plagued by high illiteracy and dropout rates, music remains the most dependable medium of expression. Hip Hop is thus to modern day as Negro Spirituals are to the plantations of the old South: the emergent music articulates the terrors of one's environment better than written, or spoken word, thereby forging an "unquestioned association of oppression with creativity [that] is endemic" to African American culture".[198]
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As a result, lyrics of rap songs have often been treated as "confessions" to a number of violent crimes in the United States.[199] It is also considered to be the duty of rappers and other hip hop artists (DJs, dancers) to "represent" their city and neighborhood. This demands being proud of being from disadvantaged cities neighborhoods that have traditionally been a source of shame, and glorifying them in lyrics and graffiti. This has potentially been one of the ways that hip hop has become regarded as a "local" rather than "foreign" genre of music in so many countries around the world in just a few decades. Nevertheless, sampling and borrowing from a number of genres and places is also a part of the hip hop milieu, and an album like the surprise hit Kala by Anglo-Tamil rapper M.I.A. was recorded in locations all across the world and features sounds from a different country on every track.[200]
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According to scholar Joseph Schloss, the essentialist perspective of Hip Hop conspicuously obfuscates the role that individual style and pleasure plays in the development of the genre. Schloss notes that Hip Hop is forever fossilized as an inevitable cultural emergent, as if "none of hip-hop's innovators had been born, a different group of poor black youth from the Bronx would have developed hip-hop in exactly the same way".[198] However, while the pervasive oppressive conditions of the Bronx were likely to produce another group of disadvantaged youth, he questions whether they would be equally interested, nonetheless willing to put in as much time and energy into making music as Grandmaster Flash, DJ Kool Herc, and Afrika Bambaataa. He thus concludes that Hip Hop was a result of choice, not fate, and that when individual contributions and artistic preferences are ignored, the genre's origin becomes overly attributed to collective cultural oppression.
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Hip hop music artists and advocates have stated that hip hop has been an authentic (true and "real") African-American artistic and cultural form since its emergence in inner-city Bronx neighborhoods in the 1970s. Some music critics, scholars and political commentators[who?] have denied hip hop's authenticity. Advocates who claim hip hop is an authentic music genre state that it is an ongoing response to the violence and discrimination experienced by black people in the United States, from the slavery that existed into the 19th century, to the lynchings of the 20th century and the ongoing racial discrimination faced by blacks.[citation needed]
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Paul Gilroy and Alexander Weheliye state that unlike disco, jazz, R&B, house music, and other genres that were developed in the African-American community and which were quickly adopted and then increasingly controlled by white music industry executives, hip hop has remained largely controlled by African American artists, producers and executives.[202] In his book, Phonographies, Weheliye describes the political and cultural affiliations that hip hop music enables.[203] In contrast, Greg Tate states that the market-driven, commodity form of commercial hip hop has uprooted the genre from the celebration of African-American culture and the messages of protest that predominated in its early forms.[204] Tate states that the commodification and commercialization of hip hop culture undermines the dynamism of the genre for African-American communities.
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These two dissenting understandings of hip hop's scope and influence frame debates that revolve around hip hop's possession of or lack of authenticity.[205] Anticipating the market arguments of Tate and others, both Gilroy and Weheliye assert that hip hop has always had a different function than Western popular music as a whole, a function that exceeds the constraints of market capitalism. Weheliye notes, "Popular music, generally in the form of recordings, has and still continues to function as one of the main channels of communication between the different geographical and cultural points in the African diaspora, allowing artists to articulate and perform their diasporic citizenship to international audiences and establish conversations with other diasporic communities."[206] For Paul Gilroy, hip hop proves an outlet of articulation and a sonic space in which African Americans can exert control and influence that they often lack in other sociopolitical and economic domains.[207]
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In "Phonographies", Weheyliye explains how new sound technologies used in hip hop encourage "diasporic citizenship" and African-American cultural and political activities.[208] Gilroy states that the "power of [hip hop] music [lies] in developing black struggles by communicating information, organizing consciousness, and testing out or deploying ... individual or collective" forms of African-American cultural and political actions.[207] In the third chapter of The Black Atlantic, "Jewels Brought from Bondage: Black Music and the Politics of Authenticity", Gilroy asserts that these elements influence the production of and the interpretation of black cultural activities. What Gilroy calls the "Black Atlantic" music's rituals and traditions are a more expansive way of thinking about African-American "blackness", a way that moves beyond contemporary debates around essentialist and anti-essentialist arguments. As such, Gilroy states that music has been and remains a central staging ground for debates over the work, responsibility, and future role of black cultural and artistic production.[209]
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Old-school hip hop performer DJ Kool Herc, along with traditional hip hop artists Afrika Bambaataa and Grandmaster Caz, originally held views against mainstream rap.[210] However, recent interviews indicate they have changed their ways to a certain extent.[211][original research?] However, rappers like KRS-One still feel a strong disapproval of the rap industry, especially through mainstream media.[212][original research?]
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In b-boying, most supporters have begun to slowly involve more industry sponsorship through events on the World BBoy Series and through the UDEF powered by Silverback Open.[213] Other b-boys have begun to accept using the term breakdance, but only if the term b-boying is too difficult to communicate to the general public. Regardless of such, b-boys and b-girls still exist to showing lack of support to jams and events that they feel represent the culture as a sport, form of entertainment and as well through capitalism. Battle Rap as an industry has also been strongly supported by old-school/ golden-era legends such as Herc, Kid Capri and KRS-One.[214][215]
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In 2012, hip hop and rap pioneer Chuck D, from the group Public Enemy criticized young hip hop artists from the 2010s, stating that they have taken a music genre with extensive roots in underground music and turned it into commercialized pop music.[216] In particular, seminal figures in the early underground, politically-motivated music, such as Ice-T, have criticized current hip hop artists for being more concerned with image than substance.[217] Critics have stated that 2010s hip hop artists are contributing to cultural stereotyping of African-American culture and are poseur gangsters. Critics have also stated that hip hop music promotes drug use and violence.[218][219][220]
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Hip hop has been criticized by rock-centric critics who state that hip hop is not a true art form and who state that rock and roll music is more authentic. These critics are advocating a viewpoint called "rockism" which favors music written and performed by the individual artist (as seen in some famous singer-songwriter-led rock bands) and is against 2000s (decade)-era hip hop, which these critics argue give too large a role to record producers and digital sound recording. Hip hop is seen as being too violent and explicit, in comparison with rock. Some contend that the criticisms have racial overtones, as these critics deny that hip hop is an art form and praising rock genres that prominently feature white males.[221]
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The hip hop music genre and its subculture has been criticized for its gender bias and its negative impacts on women in African-American culture. Gangsta rap artists such as Eazy-E, Snoop Dogg, and Dr. Dre have, primarily in the 90's, rapped lyrics that portray women as sex toys and inferior to or otherwise dependent upon men.[222] Between 1987 and 1993, over 400 hip hop songs had lyrics that described violence toward women including rape, assault, and murder.[223] These anti-women hip hop lyrics have led some male listeners to make physical threats toward women and they have created negative stereotypes of young urban African-American women.[224]
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Hip hop music frequently promotes masculine hegemony and it depicts women as individuals who must rely on men.[223] The portrayal of women in hip hop lyrics and videos tends to be violent, degrading, and highly sexualized. There is a high frequency of songs with lyrics that are demeaning, or depict sexual violence or sexual assault towards women.[225] Videos often portray idealized female bodies and depict women as being the object of male pleasure.[226]
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The misrepresentation of women, primarily woman of color, as objects rather than other human beings and the presence of male dominance in hip hop extends back to the birth of the genre. However, many female artists have also emerged in shedding light on both their personal issues and the misrepresentations of women in hip-hip and culture. These artists include but are not limited to Queen Latifah, TLC and MC Lyte. Despite the success of them and others, female rappers remain proportionally few in the mainstream industry.[227][228]
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Very few female artists have been recognized in hip hop, and the most popular, successful and influential artists, record producers and music executives are males. Women who are in rap groups, such as Lauryn Hill of the Fugees, tend to have less advantages and opportunities than male artists.[229]
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Female artists have received significantly less recognition in hip hop. Only one female artist has won Best Rap album of the year at the Grammy Awards since the category was added in 1995.[230] In addition, African American female hip hop artists have been recognized even less in the industry.[231] Salt-N-Pepa felt when they were establishing themselves as a successful group, they had to prove doubters wrong, stating that "being women in hip hop at a time when it wasn't that many women, we felt like we had more to prove."[232]
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Latinas, especially Cuban, Dominican and Puerto Rican women, are degraded and fetishized in hip hop.
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White women and Asian women are also fetishized in hip hop but not as much as Latinas, who are referred to as "Spanish". Latinas, especially Puerto Rican models and Dominican models, are often portrayed as an object of sexual desire in hip hop videos.
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As well, the hip hop music community has been criticized with accusations of homophobia and transphobia.[233] Hip hop song lyrics contain offensive, homophobic slurs (most popularly, the pejorative term "faggot") and sometimes violent threats towards queer people, such as rapper DMX's "Where the Hood At," rapper Eazy-E's "Nobody Move," rap group Brand Nubian's "Punks Jump Up to Get Beat Down".[234] Many rappers and hip hop artists have advocated homophobia and/or transphobia.[235] These artists include Ja Rule, who in an interview claimed,"We need to go step to MTV and Viacom, and let's talk about all these fucking shows that they have on MTV that is promoting homosexuality, that my kids can't watch this shit,"[3] and rap artist Erick Sermon, who has said publicly,"[Hip hop] will never accept transgender rappers."[4]
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Until the 2010s, hip hop music has excluded the lesbian, gay, bisexual and transgender (LGBT) community. This has perpetuated a culture in hip hop that is prejudiced towards queer and trans people, making it a tough culture for queer artists to participate in.[233] Despite this prejudice, some queer/genderqueer rappers and hip hop artists have become successful and popular in the 2010s. One of the more notable members of the LGBT community in hip hop is Frank Ocean, who came out in 2012 and has released critically acclaimed albums and won two Grammy Awards.[5] Other successful queer hip hop/rap artists include female bisexual rapper Azealia Banks,[236] pansexual androgynous rapper and singer Angel Haze,[237] lesbian rapper Siya,[238] gay rapper/singer Kevin Abstract,[239] and genderqueer rapper Mykki Blanco.[240]
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Having its roots in reggae, disco, funk and soul music, hip hop has since expanded worldwide. Its expansion includes events like Afrika Bambaataa's 1982 releasing of Planet Rock, which tried to establish a more global harmony. In the 1980s, the British Slick Rick became the first international hit hip hop artist not native to America.[citation needed] From the 1980s onward, television made hip hop global. From Yo! MTV Raps to Public Enemy's world tour, hip hop spread to Latin America and became a mainstream culture. Hip hop has been cut, mixed and adapted as it the music spreads to new areas.[241][242][unreliable source?]
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Early hip hop[by whom?] may have reduced inner-city gang violence by replacing physical violence with hip hop battles of breakdancing, turntablism, rapping and artwork. However, with the emergence of commercial and crime-related gangsta rap during the early 1990s, violence, drugs, weapons, and misogyny, were key themes. Socially and politically conscious hip hop has long been disregarded by mainstream America in favor of its media-baiting sibling, gangsta rap.[73] Alternative hip hop artists attempt to reflect the original elements of the culture. Artists/groups such as Nipsey Hussle, Lupe Fiasco, Immortal Technique, Lowkey, Brother Ali, Public Enemy, The Roots, Shing02, Jay Electronica, Nas, Common, Talib Kweli, Mos Def, Dilated Peoples, Dead Prez, Blackalicious, Jurassic 5, Jeru the Damaja, Kendrick Lamar, Gangstarr, KRS-One, Living Legends emphasize messages of verbal skill, internal/external conflicts, life lessons, unity, social issues, or activism.
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Black female artists such as Queen Latifah, Missy Elliott, and MC Lyte have made great strides since the hip hop industry first began. By producing music and an image that did not cater to the hyper-sexualized stereotypes of black women in hip hop, these women pioneered a revitalized and empowering image of black women in hip hop.[243] Though many hip hop artists have embraced the ideals that effectively disenfranchize black female artists, many others choose to employ forms of resistance that counteract these negative portrayals of women in hip hop and offer a different narrative. These artists seek to expand ways of traditional thinking through different ways of cultural expression. In this effort they hope to elicit a response to female hip hop artists not with a misogynist lens but with one that validates women's struggle.[244]
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Many have written about these intersections of hip-hop and feminism. One such example is Savannah Shange's article on Nicki Minaj entitled A King Named Nicki: Strategic queerness and the black femmecee. In her article, Shange discusses the inability to categorize Nicki Minaj's music as either specifically hetero or homosexual. She says that Nicki uses a sort of strategic queerness that uses her sex appeal both ways to attract her audience. Shange writes how even when looking at Nicki's music and persona from a homonormative lens, she defies categorization. She goes on to describe how Minaj "is a rapper whose critical, strategic performance of queer femininity is inextricable linked to the production and reception of their rhymes." In this way, Nicki Minaj's performative style enables her to make similarly great strides as those who came before her.
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For women, artists such as Missy Elliott, Lil' Kim, Young M.A. and others are providing mentorship for new female MCs. In addition, there is a vibrant scene outside the mainstream that provides an opportunity for women and their music to flourish.[69] Rap music has the power to influence how we view black women in our society. Queen Latifah used her award-winning song "U.N.I.T.Y." to support to other women and to inform of the presence of women in the hip hop genre. However, many contemporary females in hip hop do not embody this mindset and counteract it.[245] In 2014, Iggy Azalea was the first White female rapper to go mainstream and was the first White female rapper to have a number-one hit with "Fancy" in history.[246]
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Hip hop or hip-hop is a culture and art movement that was created by African Americans, Latino Americans and Caribbean Americans in the Bronx, New York City. The origin of the name is often disputed. It is also argued as to whether hip hop started in the South or West Bronx.[1][2][3][4][5] While the term hip hop is often used to refer exclusively to hip hop music (including rap),[6] hip hop is characterized by nine elements, of which only four are considered essential to understanding hip hop musically. Afrika Bambaataa of the hip hop collective Zulu Nation outlined these main pillars of hip hop culture, coining the terms: "rapping" (also called MCing or emceeing), a rhythmic vocal rhyming style (orality); DJing (and turntablism), which is making music with record players and DJ mixers (aural/sound and music creation); b-boying/b-girling/breakdancing (movement/dance); and graffiti.[7][2][8][9][10] Other elements of hip hop subculture and arts movements beyond the main four are: hip hop culture and historical knowledge of the movement (intellectual/philosophical); beatboxing, a percussive vocal style; street entrepreneurship; hip hop language; and hip hop fashion and style, among others.[11][12][13] The fifth element, although debated, is commonly considered either street knowledge, hip hop fashion, or beatboxing.[2][7]
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The Bronx hip hop scene emerged in the mid-1970s from neighborhood block parties thrown by the Black Spades, an African-American group that has been described as being a gang, a club, and a music group. Brother-sister duo Clive Campbell, a.k.a. DJ Kool Herc, and Cindy Campbell additionally hosted DJ parties in the Bronx and are credited for the rise in the genre.[14] Hip hop culture has spread to both urban and suburban communities throughout the United States and subsequently the world.[15] These elements were adapted and developed considerably, particularly as the art forms spread to new continents and merged with local styles in the 1990s and subsequent decades. Even as the movement continues to expand globally and explore myriad styles and art forms, including hip hop theater and hip hop film, the four foundational elements provide coherence and a strong foundation for hip hop culture.[2] Hip hop is simultaneously a new and old phenomenon; the importance of sampling tracks, beats, and basslines from old records to the art form means that much of the culture has revolved around the idea of updating classic recordings, attitudes, and experiences for modern audiences. Sampling older culture and reusing it in a new context or a new format is called "flipping" in hip hop culture.[16] Hip hop music follows in the footsteps of earlier African-American-rooted and Latino musical genres such as blues, jazz, rag-time, funk, salsa, and disco to become one of the most practiced genres worldwide.
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In 1990, Ronald "Bee-Stinger" Savage, a former member of the Zulu Nation, is credited for coining the term "Six elements of the Hip Hop Movement," inspired by Public Enemy's recordings. The "Six Elements Of The Hip Hop Movement" are: Consciousness Awareness, Civil Rights Awareness, Activism Awareness, Justice, Political Awareness, and Community Awareness in music. Ronald Savage is known as the Son of The Hip Hop Movement.[17][18][19][20][21][22]
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In the 2000s, with the rise of new media platforms such as the Internet and music streaming services, fans discovered and downloaded or streamed hip hop music through social networking sites beginning with Myspace, as well as from websites like YouTube, Worldstarhiphop, SoundCloud, and Spotify.[23][24][25]
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Keith "Cowboy" Wiggins, a member of Grandmaster Flash and the Furious Five, has been credited with coining the term[26] in 1978 while teasing a friend who had just joined the US Army by scat singing the made-up words "hip/hop/hip/hop" in a way that mimicked the rhythmic cadence of marching soldiers. Cowboy later worked the "hip hop" cadence into his stage performance.[27][28] The group frequently performed with disco artists who would refer to this new type of music by calling them "hip hoppers." The name was originally meant as a sign of disrespect but soon came to identify this new music and culture.[29]
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The song "Rapper's Delight" by The Sugarhill Gang, released in 1979, begins with the phrase "I said a hip, hop, the hippie the hippie to the hip hip hop, and you don't stop".[30] Lovebug Starski — a Bronx DJ who put out a single called "The Positive Life" in 1981 — and DJ Hollywood then began using the term when referring to this new disco rap music. Bill Alder, an independent consultant, once said, "There was hardly ever a moment when rap music was underground, one of the very first so-called rap records, was a monster hit ('Rapper's Delight' by the Sugar Hill Gang on Sugarhill Records)."[6] Hip hop pioneer and South Bronx community leader Afrika Bambaataa also credits Love-bug Starski as the first to use the term "hip hop" as it relates to the culture. Bambaataa, former leader of the Black Spades, also did much to further popularize the term. The first use of the term in print was in a January 1982 interview of Afrika Bambaataa by Michael Holman in the East Village Eye.[31] The term gained further currency in September of that year in The Village Voice, in a profile of Bambaataa written by Steven Hager, who also published the first comprehensive history of the culture with St. Martins' Press.[27][32]
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In the 1970s, an underground urban movement known as "hip hop" began to form in the Bronx, New York City. It focused on emceeing (or MCing) over house parties and neighborhood block party events, held outdoors. Hip hop music has been a powerful medium for protesting the impact of legal institutions on minorities, particularly police and prisons.[33] Historically, hip hop arose out of the ruins of a post-industrial and ravaged South Bronx, as a form of expression of urban Black and Latino youth, whom the public and political discourse had written off as marginalized communities.[33] Jamaican-born DJ Clive "Kool Herc" Campbell[34] pioneered the use of DJing percussion "breaks" in hip hop music. Beginning at Herc's home in a high-rise apartment at 1520 Sedgwick Avenue, the movement later spread across the entire borough.[35] On August 11, 1973 DJ Kool Herc was the DJ at his sister's back-to-school party. He extended the beat of a record by using two record players, isolating the percussion "breaks" by using a mixer to switch between the two records. Kool Herc's sister, Cindy Campbell, produced and funded the Back to School Party that became the "Birth of Hip Hop.".[36] Herc's experiments with making music with record players became what we now know as breaking or "scratching."[37]
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A second key musical element in hip hop music is emceeing (also called MCing or rapping). Emceeing is the rhythmic spoken delivery of rhymes and wordplay, delivered at first without accompaniment and later done over a beat. This spoken style was influenced by the African American style of "capping," a performance where men tried to outdo each other in originality of their language and tried to gain the favor of the listeners.[38] The basic elements of hip hop—boasting raps, rival "posses" (groups), uptown "throw-downs," and political and social commentary—were all long present in African American music. MCing and rapping performers moved back and forth between the predominance of toasting songs packed with a mix of boasting, 'slackness' and sexual innuendo and a more topical, political, socially conscious style. The role of the MC originally was as a Master of Ceremonies for a DJ dance event. The MC would introduce the DJ and try to pump up the audience. The MC spoke between the DJ's songs, urging everyone to get up and dance. MCs would also tell jokes and use their energetic language and enthusiasm to rev up the crowd. Eventually, this introducing role developed into longer sessions of spoken, rhythmic wordplay, and rhyming, which became rapping.
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By 1979 hip hop music had become a mainstream genre. It spread across the world in the 1990s with controversial "gangsta" rap.[39] Herc also developed upon break-beat deejaying,[40] where the breaks of funk songs—the part most suited to dance, usually percussion-based—were isolated and repeated for the purpose of all-night dance parties. This form of music playback, using hard funk and rock, formed the basis of hip hop music. Campbell's announcements and exhortations to dancers would lead to the syncopated, rhymed spoken accompaniment now known as rapping. He dubbed his dancers "break-boys" and "break-girls," or simply b-boys and b-girls. According to Herc, "breaking" was also street slang for "getting excited" and "acting energetically"[41]
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DJs such as Grand Wizzard Theodore, Grandmaster Flash, and Jazzy Jay refined and developed the use of breakbeats, including cutting and scratching.[42] The approach used by Herc was soon widely copied, and by the late 1970s, DJs were releasing 12-inch records where they would rap to the beat. Influential tunes included Fatback Band's "King Tim III (Personality Jock)," The Sugarhill Gang's "Rapper's Delight," and Kurtis Blow's "Christmas Rappin'," all released in 1979.[43][dead link] Herc and other DJs would connect their equipment to power lines and perform at venues such as public basketball courts and at 1520 Sedgwick Avenue, Bronx, New York, now officially a historic building.[44] The equipment consisted of numerous speakers, turntables, and one or more microphones.[45] By using this technique, DJs could create a variety of music, but according to Rap Attack by David Toop "At its worst the technique could turn the night into one endless and inevitably boring song".[46] KC The Prince of Soul, a rapper-lyricist with Pete DJ Jones, is often credited with being the first rap lyricist to call himself an "MC."[47]
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Street gangs were prevalent in the poverty of the South Bronx, and much of the graffiti, rapping, and b-boying at these parties were all artistic variations on the competition and one-upmanship of street gangs. Sensing that gang members' often violent urges could be turned into creative ones, Afrika Bambaataa founded the Zulu Nation, a loose confederation of street-dance crews, graffiti artists, and rap musicians. By the late 1970s, the culture had gained media attention, with Billboard magazine printing an article titled "B Beats Bombarding Bronx", commenting on the local phenomenon and mentioning influential figures such as Kool Herc.[48] The New York City blackout of 1977 saw widespread looting, arson, and other citywide disorders especially in the Bronx[49] where a number of looters stole DJ equipment from electronics stores. As a result, the hip hop genre, barely known outside of the Bronx at the time, grew at an astounding rate from 1977 onward.[50]
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DJ Kool Herc's house parties gained popularity and later moved to outdoor venues in order to accommodate more people. Hosted in parks, these outdoor parties became a means of expression and an outlet for teenagers, where "instead of getting into trouble on the streets, teens now had a place to expend their pent-up energy."[51] Tony Tone, a member of the Cold Crush Brothers, stated that "hip hop saved a lot of lives".[51] For inner-city youth, participating in hip hop culture became a way of dealing with the hardships of life as minorities within America, and an outlet to deal with the risk of violence and the rise of gang culture. MC Kid Lucky mentions that "people used to break-dance against each other instead of fighting".[52][full citation needed] Inspired by DJ Kool Herc, Afrika Bambaataa created a street organization called Universal Zulu Nation, centered around hip hop, as a means to draw teenagers out of gang life, drugs and violence.[51]
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The lyrical content of many early rap groups focused on social issues, most notably in the seminal track "The Message" (1982) by Grandmaster Flash and the Furious Five, which discussed the realities of life in the housing projects.[53] "Young black Americans coming out of the civil rights movement have used hip hop culture in the 1980s and 1990s to show the limitations of the movement."[54] Hip hop gave young African Americans a voice to let their issues be heard; "Like rock-and-roll, hip hop is vigorously opposed by conservatives because it romanticizes violence, law-breaking, and gangs".[54] It also gave people a chance for financial gain by "reducing the rest of the world to consumers of its social concerns."[54]
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In late 1979, Debbie Harry of Blondie took Nile Rodgers of Chic to such an event, as the main backing track used was the break from Chic's "Good Times".[43] The new style influenced Harry, and Blondie's later hit single from 1981 "Rapture" became the first major single containing hip hop elements by a white group or artist to hit number one on the U.S. Billboard Hot 100—the song itself is usually considered new wave and fuses heavy pop music elements, but there is an extended rap by Harry near the end.
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In 1980, Kurtis Blow released his self-titled debut album featuring the single "The Breaks", which became the first certified gold rap song.[55] In 1982, Afrika Bambaataa and the Soulsonic Force released the electro-funk track "Planet Rock". Instead of simply rapping over disco beats, Bambaataa and producer Arthur Baker created an electronic sound using the Roland TR-808 drum machine and sampling from Kraftwerk.[56] "Planet Rock" is widely regarded as a turning point; fusing electro with hip hop, it was "like a light being switched on," resulting in a new genre.[57] The track also helped popularize the 808, which became a cornerstone of hip hop music;[58][58] Wired and Slate both described the machine as hip hop's equivalent to the Fender Stratocaster, which had dramatically influenced the development of rock music.[59][60] Released in 1986, Licensed to Ill by the Beastie Boys became the first rap LP to top the Billboard album chart.[61]
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Other groundbreaking records released in 1982 include "The Message" by Grandmaster Flash and the Furious Five, "Nunk" by Warp 9, "Hip Hop, Be Bop (Don't Stop)" by Man Parrish, "Magic Wand" by Whodini, and "Buffalo Gals" by Malcolm McLaren. In 1983, Hashim created the influential electro funk tune "Al-Naafiysh (The Soul)", while Warp 9's "Light Years Away"(1983), "a cornerstone of early 80s beat box afrofuturism", introduced socially conscious themes from a Sci-Fi perspective, paying homage to music pioneer Sun Ra.[62]
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Encompassing graffiti art, MCing/rapping, DJing and b-boying, hip hop became the dominant cultural movement of the minority-populated urban communities in the 1980s.[63] The 1980s also saw many artists make social statements through hip hop. In 1982, Melle Mel and Duke Bootee recorded "The Message" (officially credited to Grandmaster Flash and The Furious Five),[64] a song that foreshadowed the socially conscious statements of Run-DMC's "It's like That" and Public Enemy's "Black Steel in the Hour of Chaos".[65] During the 1980s, hip hop also embraced the creation of rhythm by using the human body, via the vocal percussion technique of beatboxing. Pioneers such as Doug E. Fresh,[66] Biz Markie and Buffy from the Fat Boys made beats, rhythm, and musical sounds using their mouth, lips, tongue, voice, and other body parts. "Human Beatbox" artists would also sing or imitate turntablism scratching or other instrument sounds.
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The appearance of music videos changed entertainment: they often glorified urban neighborhoods.[67] The music video for "Planet Rock" showcased the subculture of hip hop musicians, graffiti artists, and b-boys/b-girls. Many hip hop-related films were released between 1982 and 1985, among them Wild Style, Beat Street, Krush Groove, Breakin, and the documentary Style Wars. These films expanded the appeal of hip hop beyond the boundaries of New York. By 1984, youth worldwide were embracing the hip hop culture. The hip hop artwork and "slang" of U.S. urban communities quickly found its way to Europe, as the culture's global appeal took root.[citation needed] The four traditional dances of hip hop are rocking, b-boying/b-girling, locking and popping, all of which trace their origins to the late 1960s or early 1970s.[68]
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Women artists have also been at the forefront of the hip hop movement since its inception in the Bronx. Nevertheless, as gangsta rap became the dominant force in hip hop music, there were many songs with misogynistic (anti-women) lyrics and many music videos depicted women in a sexualized fashion. The negation of female voice and perspective is an issue that has come to define mainstream hip hop music. The recording industry is less willing to back female artists than their male counterparts, and when it does back them, often it places emphasis on their sexuality over their musical substance and artistic abilities.[69] Since the turn of the century, female hip hop artists have struggled to get mainstream attention, with only a few, such as older artists like the female duo Salt N' Pepa to more contemporary ones like Lil' Kim and Nicki Minaj, reaching platinum status.[69]
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With the commercial success of gangsta rap in the early 1990s, the emphasis in lyrics shifted to drugs, violence, and misogyny. Early proponents of gangsta rap included groups and artists such as Ice-T, who recorded what some consider to be the first gangster rap single, "6 in the Mornin'",[70] and N.W.A whose second album Niggaz4Life became the first gangsta rap album to enter the charts at number one.[71] Gangsta rap also played an important part in hip hop becoming a mainstream commodity. Considering albums such as N.W.A's Straight Outta Compton, Eazy-E's Eazy-Duz-It, and Ice Cube's Amerikkka's Most Wanted were selling in such high numbers meant that black teens were no longer hip hop's sole buying audience.[72] As a result, gangsta rap became a platform for artists who chose to use their music to spread political and social messages to parts of the country that were previously unaware of the conditions of ghettos.[70] While hip hop music now appeals to a broader demographic, media critics argue that socially and politically conscious hip hop has been largely disregarded by mainstream America.[73]
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According to the U.S. Department of State, hip hop is "now the center of a mega music and fashion industry around the world" that crosses social barriers and cuts across racial lines.[74] National Geographic recognizes hip hop as "the world's favorite youth culture" in which "just about every country on the planet seems to have developed its own local rap scene."[75] Through its international travels, hip hop is now considered a "global musical epidemic".[76]
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According to The Village Voice, hip hop is "custom-made to combat the anomie that preys on adolescents wherever nobody knows their name."[77]
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Hip hop sounds and styles differ from region to region, but there are also instances of fusion genres.[78] Hip hop culture has grown from the avoided genre to a genre that is followed by millions of fans worldwide. This was made possible by the adaptation of music in different locations, and the influence on style of behavior and dress.[79] Not all countries have embraced hip hop, where "as can be expected in countries with strong local culture, the interloping wildstyle of hip hop is not always welcomed".[80] This is somewhat the case in Jamaica, the homeland of the culture's father, DJ Kool Herc. However, despite hip hop music produced on the island lacking widespread local and international recognition, artists such as Five Steez have defied the odds by impressing online hip hop taste-makers and even reggae critics.[81]
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Hartwig Vens argues that hip hop can also be viewed as a global learning experience.[82] Author Jeff Chang argues that "the essence of hip hop is the cipher, born in the Bronx, where competition and community feed each other."[83] He also adds, "Thousands of organizers from Cape Town to Paris use hip hop in their communities to address environmental justice, policing and prisons, media justice, and education.".[84] While hip hop music has been criticized as a music that creates a divide between western music and music from the rest of the world[by whom? – Discuss], a musical "cross pollination" has taken place, which strengthens the power of hip hop to influence different communities.[85] Hip hop's messages allow the under-privileged and the mistreated to be heard.[82] These cultural translations cross borders.[84] While the music may be from a foreign country, the message is something that many people can relate to- something not "foreign" at all.[86]
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Even when hip hop is transplanted to other countries, it often retains its "vital progressive agenda that challenges the status quo."[84] In Gothenburg, Sweden, nongovernmental organizations (NGOs) incorporate graffiti and dance to engage disaffected immigrant and working class youths. Hip hop has played a small but distinct role as the musical face of revolution in the Arab Spring, one example being an anonymous Libyan musician, Ibn Thabit, whose anti-government songs fueled the rebellion.[87]
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In the early-to-mid 1980s, there wasn't an established hip hop music industry, as exists in the 2020s, with record labels, record producers, managers and Artists and Repertoire staff. Politicians and businesspeople maligned and ignored the hip hop movement. Most hip hop artists performed in their local communities and recorded in underground scenes. However, in the late 1980s, music industry executives realized that they could capitalize on the success of "gangsta rap." They made a formula that created "a titillating buffet of hypermasculinity and glorified violence." This type of rap was marketed to the new fan base: white males. They ignored the depictions of a harsh reality to focus on the sex and violence involved.[88]
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In an article for The Village Voice, Greg Tate argues that the commercialization of hip hop is a negative and pervasive phenomenon, writing that "what we call hiphop is now inseparable from what we call the hip hop industry, in which the nouveau riche and the super-rich employers get richer".[54] Ironically, this commercialization coincides with a decline in rap sales and pressure from critics of the genre.[89] Even other musicians, like Nas and KRS-ONE have claimed "hip hop is dead" in that it has changed so much over the years to cater to the consumer that it has lost the essence for which it was originally created.
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However, in his book In Search Of Africa,[90] Manthia Diawara states that hip hop is really a voice of people who are marginalized in modern society. He argues that the "worldwide spread of hip hop as a market revolution" is actually global "expression of poor people's desire for the good life," and that this struggle aligns with "the nationalist struggle for citizenship and belonging, but also reveals the need to go beyond such struggles and celebrate the redemption of the black individual through tradition." The problem may not be that female rappers do not have the same opportunities and recognition as their male counterparts; it may be that the music industry that is so defined by gender biases. Industry executives seem to bet on the idea that men won't want to listen to female rappers, so they are given fewer opportunities.[91]
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As the hip hop genre has changed since the 1980s, the African-American cultural "tradition" that Diawara describes has little place in hip hop's mainstream artists music. The push toward materialism and market success by contemporary rappers such as Rick Ross, Lil Wayne and Jay Z has irked older hip hop fans and artists. They see the genre losing its community-based feel that focused more on black empowerment than wealth. The commercialization of the genre stripped it of its earlier political nature and the politics and marketing plans of major record labels have forced rappers to craft their music and images to appeal to white, affluent and suburban audiences.
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After realizing her friends were making music but not getting television exposure other than what was seen on Video Music Box, Darlene Lewis (model/lyricist), along with Darryl Washington and Dean Carroll, brought hip hop music to the First Exposure cable show on Paragon cable, and then created the On Broadway television show. There, rappers had opportunities to be interviewed and have their music videos played. This pre-dated MTV or Video Soul on BET. The commercialization has made hip hop less edgy and authentic, but it also has enabled hip hop artists to become successful.[92]
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As top rappers grow wealthier and start more outside business ventures, this can indicate a stronger sense of black aspiration. As rappers such as Jay-Z and Kanye West establish themselves as artists and entrepreneurs, more young black people have hopes of achieving their goals.[93] The lens through which one views the genre's commercialization can make it seem positive or negative.[94]
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White and Latino pop rappers such as Macklemore, Iggy Azalea, Machine Gun Kelly, Eminem, Miley Cyrus, G-Eazy, Pitbull, Lil Pump, and Post Malone have often been criticized for commercializing hip hop and cultural appropriation.[95] Miley Cyrus and Katy Perry, although not rappers, have been accused of cultural appropriation and commercializing hip hop. Katy Perry, a white woman, was criticized for her hip hop song "Dark Horse".[96] Taylor Swift was also accused of cultural appropriation.[97]
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DJing and turntablism, MCing/rapping, breakdancing, graffiti art and beatboxing are the creative outlets that collectively make up hip hop culture and its revolutionary aesthetic. Like the blues, these arts were developed by African American communities to enable people to make a statement, whether political or emotional and participate in community activities. These practices spread globally around the 1980s as fans could "make it their own" and express themselves in new and creative ways in music, dance and other arts.[98]
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DJing and turntablism are the techniques of manipulating sounds and creating music and beats using two or more phonograph turntables (or other sound sources, such as tapes, CDs or digital audio files) and a DJ mixer that is plugged into a PA system.[99] One of the first few hip hop DJs was Kool DJ Herc, who created hip hop in the 1970s through the isolation and extending of "breaks" (the parts of albums that focused solely on the percussive beat). In addition to developing Herc's techniques, DJs Grandmaster Flowers, Grandmaster Flash, Grand Wizzard Theodore, and Grandmaster Caz made further innovations with the introduction of "scratching", which has become one of the key sounds associated with hip hop music.
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Traditionally, a DJ will use two turntables simultaneously and mix between the two. These are connected to a DJ mixer, an amplifier, speakers, and various electronic music equipment such as a microphone and effects units. The DJ mixes the two albums currently in rotation and/or does "scratching" by moving one of the record platters while manipulating the crossfader on the mixer. The result of mixing two records is a unique sound created by the seemingly combined sound of two separate songs into one song. Although there is considerable overlap between the two roles, a DJ is not the same as a record producer of a music track.[100] The development of DJing was also influenced by new turntablism techniques, such as beatmatching, a process facilitated by the introduction of new turntable technologies such as the Technics SL-1200 MK 2, first sold in 1978, which had a precise variable pitch control and a direct drive motor. DJs were often avid record collectors, who would hunt through used record stores for obscure soul records and vintage funk recordings. DJs helped to introduce rare records and new artists to club audiences.
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In the early years of hip hop, the DJs were the stars, as they created new music and beats with their record players. While DJing and turntablism continue to be used in hip hop music in the 2010s, the star role has increasingly been taken by MCs since the late 1970s, due to innovative, creative MCs such as Kurtis Blow and Melle Mel of Grandmaster Flash's crew, the Furious Five, who developed strong rapping skills. However, a number of DJs have gained stardom nonetheless in recent years. Famous DJs include Grandmaster Flash, Afrika Bambaataa, Mr. Magic, DJ Jazzy Jeff, DJ Charlie Chase, DJ Disco Wiz, DJ Scratch from EPMD, DJ Premier from Gang Starr, DJ Scott La Rock from Boogie Down Productions, DJ Pete Rock of Pete Rock & CL Smooth, DJ Muggs from Cypress Hill, Jam Master Jay from Run-DMC, Eric B., DJ Screw from the Screwed Up Click and the inventor of the Chopped & Screwed style of mixing music, Funkmaster Flex, Tony Touch, DJ Clue, Mix Master Mike, Touch-Chill-Out, DJ Red Alert, and DJ Q-Bert. The underground movement of turntablism has also emerged to focus on the skills of the DJ. In the 2010s, there are turntablism competitions, where turntablists demonstrate advanced beat juggling and scratching skills.
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Rapping (also known as emceeing,[101] MCing,[101] spitting (bars),[102] or just rhyming[103]) refers to "spoken or chanted rhyming lyrics with a strong rhythmic accompaniment".[104] Rapping typically features complex wordplay, rapid delivery, and a range of "street slang", some of which is unique to the hip hop subculture. While rapping is often done over beats, either done by a DJ, a beatboxer, it can also be done without accompaniment. It can be broken down into different components, such as "content", "flow" (rhythm and rhyme), and "delivery".[105] Rapping is distinct from spoken word poetry in that it is performed in time to the beat of the music.[106][107][108] The use of the word "rap" to describe quick and slangy speech or witty repartee long predates the musical form.[109] MCing is a form of expression that is embedded within ancient African and Indigenous culture and oral tradition as throughout history verbal acrobatics or jousting involving rhymes were common within the Afro-American and Latino-American community.[110]
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Graffiti is the most controversial of hip hop's elements, as a number of the most notable graffiti pioneers say that they do not consider graffiti to be an element of hip hop, including Lady Pink, Seen, Blade, Fargo, Cholly Rock, Fuzz One, and Coco 144.[111][112][113] Lady Pink says, "I don't think graffiti is hip hop. Frankly I grew up with disco music. There's a long background of graffiti as an entity unto itself,"[114][115] and Fargo says, "There is no correlation between hip hop and graffiti, one has nothing to do with the other."[111][113][116] Hip hop pioneer Grandmaster Flash has also questioned the connection between hip hop and graffiti, saying, "You know what bugs me, they put hip hop with graffiti. How do they intertwine?"[116][117][118]
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In America in the late 1960s, before hip hop, graffiti was used as a form of expression by political activists. In addition, gangs such as the Savage Skulls, La Familia Michoacana, and Savage Nomads used graffiti to mark territory. JULIO 204 was a Puerto Rican graffiti writer, one of the first graffiti writers in New York City. He was a member of the "Savage Skulls" gang, and started writing his nickname in his neighborhood as early as 1968. In 1971 the New York Times published an article ("'Taki 183' Spawns Pen Pals") about another graffiti writer with similar form, TAKI 183. According to the article Julio had been writing for a couple of years when Taki began tagging his own name all around the city. Taki also states in the article that Julio "was busted and stopped." Writers following in the wake of Taki and Tracy 168 would add their street number to their nickname, "bomb" (cover) a train with their work, and let the subway take it—and their fame, if it was impressive, or simply pervasive, enough—"all city". Julio 204 never rose to Taki's fame because Julio kept his tags localized to his own neighborhood.
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One of the most common forms of graffiti is tagging, or the act of stylizing your unique name or logo.[119] Tagging began in Philadelphia and New York City and has expanded worldwide. Spray painting public property or the property of others without their consent can be considered vandalism, and the "tagger" may be subject to arrest and prosecution for the criminal act. Whether legal or not, the hip hop culture considers tagging buildings, trains, bridges and other structures as visual art, and consider the tags as part of a complex symbol system with its own social codes and subculture rules. Such art is in some cases now subject to federal protection in the US, making its erasure illegal.[120]
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Bubble lettering held sway initially among writers from the Bronx, though the elaborate Brooklyn style Tracy 168 dubbed "wildstyle" would come to define the art.[121][122] The early trend-setters were joined in the 1970s by artists like Dondi, Futura 2000, Daze, Blade, Lee Quiñones, Fab Five Freddy, Zephyr, Rammellzee, Crash, Kel, NOC 167 and Lady Pink.[121]
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The relationship between graffiti and hip hop culture arises both from early graffiti artists engaging in other aspects of hip hop culture,[123] Graffiti is understood as a visual expression of rap music, just as breaking is viewed as a physical expression. The 1983 film Wild Style is widely regarded as the first hip hop motion picture, which featured prominent figures within the New York graffiti scene during the said period. The book Subway Art and the documentary Style Wars were also among the first ways the mainstream public were introduced to hip hop graffiti. Graffiti remains part of hip hop, while crossing into the mainstream art world with exhibits in galleries throughout the world.
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Breaking, also called B-boying/B-girling or breakdancing, is a dynamic, rhythmic style of dance which developed as one of the major elements of hip hop culture. Like many aspects of hip hop culture, breakdance borrows heavily from many cultures, including 1930s-era street dancing,[124][125] Brazilian and Asian Martial arts, Russian folk dance,[126] and the dance moves of James Brown, Michael Jackson, and California funk. Breaking took form in the South Bronx in the 1970s alongside the other elements of hip hop. Breakdancing is typically done with the accompaniment of hip hop music playing on a boom box or PA system.
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According to the 2002 documentary film The Freshest Kids: A History of the B-Boy, DJ Kool Herc describes the "B" in B-boy as short for breaking, which at the time was slang for "going off", also one of the original names for the dance. However, early on the dance was known as the "boing" (the sound a spring makes). Dancers at DJ Kool Herc's parties saved their best dance moves for the percussion break section of the song, getting in front of the audience to dance in a distinctive, frenetic style. The "B" in B-boy or B-girl also stands simply for break, as in break-boy or -girl. Before the 1990s, B-girls' presence was limited by their gender minority status, navigating sexual politics of a masculine-dominated scene, and a lack of representation or encouragement for women to participate in the form. The few B-girls who participated despite facing gender discrimination carved out a space for women as leaders within the breaking community, and the number of B-girls participating has increased.[127] Breaking was documented in Style Wars, and was later given more focus in fictional films such as Wild Style and Beat Street. Early acts “mainly Latino Americans” include the Rock Stea[128]dy Crew and New York City Break[citation needed]ers.
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Beatboxing is the technique of vocal percussion, in which a singer imitates drums and other percussion instruments with her or his voice. It is primarily concerned with the art of creating beats or rhythms using the human mouth.[129] The term beatboxing is derived from the mimicry of the first generation of drum machines, then known as beatboxes. It was first popularized by Doug E. Fresh.[130] As it is a way of creating hip hop music, it can be categorized under the production element of hip hop, though it does sometimes include a type of rapping intersected with the human-created beat. It is generally considered to be part of the same "Pillar" of hip hop as DJing—in other words, providing a musical backdrop or foundation for MC's to rap over.
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Beatboxers can create their beats just naturally, but many of the beatboxing effects are enhanced by using a microphone plugged into a PA system. This helps the beatboxer to make their beatboxing loud enough to be heard alongside a rapper, MC, turntablist, and other hip hop artists. Beatboxing was popular in the 1980s with prominent artists like the Darren "Buffy, the Human Beat Box" Robinson of the Fat Boys and Biz Markie displaying their skills within the media. It declined in popularity along with b-boying in the late 1980s, but has undergone a resurgence since the late 1990s, marked by the release of "Make the Music 2000." by Rahzel of The Roots.
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Although it is not described as one of the four core elements that make up hip hop, music producing is another important element. In music, record producers play a similar role in sound recording that film directors play in making a movie. The record producer recruits and selects artists (rappers, MCs, DJs, beatboxers, and so on), plans the vision for the recording session, coaches the performers on their songs, chooses audio engineers, sets out a budget for hiring the artists and technical experts, and oversees the entire project. The exact roles of a producer depend on each individual, but some producers work with DJs and drum machine programmers to create beats, coach the DJs in the selection of sampled basslines, riffs and catch phrases, give advice to rappers, vocalists, MCs and other artists, give suggestions to performers on how to improve their flow and develop a unique personal style. Some producers work closely with the audio engineer to provide ideas on mixing, effects units (e.g., Autotuned vocal effects such as those popularized by T-Pain), micing of artists, and so on. The producer may independently develop the "concept" or vision for a project or album, or develop the vision in collaboration with the artists and performers.
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In hip hop, since the beginning of MCing, there have been producers who work in the studio, behind the scenes, to create the beats for MCs to rap over. Producers may find a beat they like on an old funk, soul, or disco record. They then isolate the beat and turn it into a loop. Alternatively, producers may create a beat with a drum machine or by hiring a drumkit percussionist to play acoustic drums. The producer could even mix and layer different methods, such as combining a sampled disco drum break with a drum machine track and some live, newly recorded percussion parts or a live electric bass player. A beat created by a hip hop producer may include other parts besides a drum beat, such as a sampled bassline from a funk or disco song, dialogue from a spoken word record or movie, or rhythmic "scratching" and "punches" done by a turntablist or DJ.
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An early beat maker was producer Kurtis Blow, who won producer of the year credits in 1983, 1984, and 1985. Known for the creation of sample and sample loops, Blow was considered the Quincy Jones of early hip hop, a reference to the prolific African American record producer, conductor, arranger, composer, musician and bandleader. One of the most influential beat makers was J. Dilla, a producer from Detroit who chopped samples by specific beats and would combine them together to create his unique sound. Those who create these beats are known as either beat makers or producers, however producers are known to have more input and direction on the overall the creation of a song or project, while a beat maker just provides or creates the beat. As Dr. Dre has said before "Once you finish the beat, you have to produce the record."[131] The process of making beats includes sampling, "chopping", looping, sequencing beats, recording, mixing, and mastering.
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Most beats in hip hop are sampled from a pre-existing record. This means that a producer will take a portion or a "sample" of a song and reuse it as an instrumental section, beat or portion of their song. Some examples of this are The Isley Brothers' "Footsteps in the Dark Pts. 1 and 2" being sampled to make Ice Cube's "Today Was a Good Day".[132] Another example is Otis Redding's "Try a Little Tenderness" being sampled to create the song "Otis", released in 2011, by Kanye West and Jay-Z.[133]
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"Chopping" is dissecting the song that you are sampling so that you "chop" out the part or parts of the song, be that the bassline, rhythm guitar part, drum break, or other music, you want to use in the beat.[134] Looping is known as melodic or percussive sequence that repeats itself over a period of time, so basically a producer will make an even-number of bars of a beat (e.g., four bars or eight bars) repeat itself or "loop" of a full song length. This loop provides an accompaniment for an MC to rap over.
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The tools needed to make beats in the late 1970s were funk, soul, and other music genre records, record turntables, DJ mixers, audio consoles, and relatively inexpensive Portastudio-style multitrack recording devices. In the 1980s and 1990s, beat makers and producers used the new electronic and digital instruments that were developed, such as samplers, sequencers, drum machines, and synthesizers. From the 1970s to the 2010s, various beat makers and producers have used live instruments, such as drum kit or electric bass on some tracks. To record the finished beats or beat tracks, beat makers and producers use a variety of sound recording equipment, typically multitrack recorders. Digital Audio Workstations, also known as DAWs, became more common in the 2010s for producers. Some of the most used DAWs are FL Studio, Ableton Live, and Pro Tools.
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DAWs have made it possible for more people to be able to make beats in their own home studio, without going to a recording studio. Beat makers who own DAWs do not have to buy all the hardware that a recording studio needed in the 1980s (huge 72 channel audio consoles, multitrack recorders, racks of rackmount effects units), because 2010-era DAWs have everything they need to make beats on a good quality, fast laptop computer.[135]
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Beats are such an integral part of rap music that many producers have been able to make instrumental mixtapes or albums. Even though these instrumentals have no rapping, listeners still enjoy the inventive ways the producer mixes different beats, samples and instrumental melodies. Examples of these are 9th Wonder's "Tutenkhamen" and J Dilla's "Donuts". Some hip hop records come in two versions: a beat with rapping over it, and an instrumental with just the beat. The instrumental in this case is provided so that DJs and turntablists can isolate breaks, beats and other music to create new songs.
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The development of hip hop linguistics is complex. Source material include the spirituals of slaves arriving in the new world, Jamaican dub music, the laments of jazz and blues singers, patterned cockney slang and radio deejays hyping their audience using rhymes.[136] Hip hop has a distinctive associated slang.[137] It is also known by alternate names, such as "Black English", or "Ebonics". Academics suggest its development stems from a rejection of the racial hierarchy of language, which held "White English" as the superior form of educated speech.[138] Due to hip hop's commercial success in the late 1990s and early 2000s, many of these words have been assimilated into the cultural discourse of several different dialects across America and the world and even to non-hip hop fans.[139] The word diss for example is particularly prolific. There are also a number of words which predate hip hop, but are often associated with the culture, with homie being a notable example. Sometimes, terms like what the dilly, yo are popularized by a single song (in this case, "Put Your Hands Where My Eyes Could See" by Busta Rhymes) and are only used briefly. One particular example is the rule-based slang of Snoop Dogg and E-40, who add -izzle or -izz to the end or middle of words.
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Hip Hop lyrics have also been known for containing swear words. In particular, the word "bitch" is seen in countless songs, from NWA's "A Bitch Iz a bitch" to Missy Elliot's "She is a Bitch." It is often used in the negative connotation of a woman who is a shallow "money grubber". Some female artists have tried to reclaim the word and use it as a term of empowerment. Regardless, the hip hop community has recently taken an interest in discussing the use of the word "bitch" and whether it is necessary in rap.[140] Not only the particular words, but also the choice of which language in which rap is widely debated topic in international hip hop. In Canada, the use of non-standard variants of French, such as Franglais, a mix of French and English, by groups such as Dead Obies[141] or Chiac (such as Radio Radio[142]) has powerful symbolic implications for Canadian language politics and debates on Canadian identity. In the United States rappers choose to rap in English, Spanish, or Spanglish, depending on their own backgrounds and their intended audience.[143]
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Hip hop has made a considerable social impact since its inception in the 1970s. "Hip hop has also become relevant to the field of education because of its implications for understanding language, learning, identity, and curriculum."[144] Orlando Patterson, a sociology professor at Harvard University, helps describe the phenomenon of how hip hop has spread rapidly around the world. Patterson argues that mass communication is controlled by the wealthy, the government, and major businesses in Third World nations and countries around the world.[145] He also credits mass communication with creating a global cultural hip hop scene. As a result, the youth are influenced by the American hip hop scene and start their own forms of hip hop. Patterson believes that revitalization of hip hop music will occur around the world as traditional values are mixed with American hip hop music,[145] and ultimately a global exchange process will develop that brings youth around the world to listen to a common musical form of hip hop.
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It has also been argued that rap music formed as a "cultural response to historic oppression and racism, a system for communication among black communities throughout the United States".[146] This is due to the fact that the culture reflected the social, economic and political realities of the disenfranchised youth. In the 2010s, hip hop lyrics are starting to reflect original socially conscious themes. Rappers are starting to question the government's power and its oppressive role in some societies.[147] Rap music has been a tool for political, social, and cultural empowerment outside the US. Members of minority communities—such as Algerians in France, and Turks in Germany—use rap as a platform to protest racism, poverty, and social structures.[148]
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Hip hop lyricism has gained a measure of legitimacy in academic and literary circles. Studies of hip hop linguistics are now offered at institutions such as the University of Toronto, where poet and author George Eliot Clarke has taught the potential power of hip hop music to promote social change.[136] Greg Thomas of the University of Miami offers courses at both the undergraduate and graduate level studying the feminist and assertive nature of Lil' Kim's lyrics.[149] Some academics, including Ernest Morrell and Jeffrey Duncan-Andrade, compare hip hop to the satirical works of great "Western canon" poets of the modern era, who use imagery and create a mood to criticize society. As quoted in their work "Promoting Academic Literacy with Urban Youth Through Engaging Hip Hop Culture":
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Hip hop texts are rich in imagery and metaphors and can be used to teach irony, tone, diction, and point of view. Hip hop texts can be analyzed for theme, motif, plot, and character development. Both Grand Master Flash and T.S. Eliot gazed out into their rapidly deteriorating societies and saw a "wasteland." Both poets were essentially apocalyptic in nature as they witnessed death, disease, and decay.[150]
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Hip hop music has been censored on radio and TV due to the explicit lyrics of certain genres. Many songs have been criticized for anti-establishment and sometimes violent messages. The use of profanity as well as graphic depictions of violence and sex in hip hop music videos and songs makes it hard to broadcast on television stations such as MTV, in music video form, and on radio. As a result, many hip hop recordings are broadcast in censored form, with offending language "bleeped" or blanked out of the soundtrack, or replaced with "clean" lyrics. The result – which sometimes renders the remaining lyrics unintelligible or contradictory to the original recording – has become almost as widely identified with the genre as any other aspect of the music, and has been parodied in films such as Austin Powers in Goldmember, in which Mike Myers' character Dr. Evil – performing in a parody of a hip hop music video ("Hard Knock Life (Ghetto Anthem)" by Jay-Z) – performs an entire verse that is blanked out. In 1995, Roger Ebert wrote:[151]
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Rap has a bad reputation in white circles, where many people believe it consists of obscene and violent anti-white and anti-female guttural. Some of it does. Most does not. Most white listeners don't care; they hear black voices in a litany of discontent, and tune out. Yet rap plays the same role today as Bob Dylan did in 1960, giving voice to the hopes and angers of a generation, and a lot of rap is powerful writing.
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In 1990, Luther Campbell and his group 2 Live Crew filed a lawsuit against Broward County Sheriff Nick Navarro, because Navarro wanted to prosecute stores that sold the group's album As Nasty As They Wanna Be because of its obscene and vulgar lyrics. In June 1990, a U.S. district court judge labeled the album obscene and illegal to sell. However, in 1992, the United States Court of Appeals for the Eleventh Circuit overturned the obscenity ruling from Judge Gonzalez, and the Supreme Court of the United States refused to hear Broward County's appeal. Professor Louis Gates testified on behalf of The 2 Live Crew, arguing that the material that the county alleged was profane actually had important roots in African-American vernacular, games, and literary traditions and should be protected.[152]
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—Chuck Philips, Los Angeles Times, 1992[153]
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Gangsta rap is a subgenre of hip hop that reflects the violent culture of inner-city American black youths.[154] The genre was pioneered in the mid-1980s by rappers such as Schoolly D and Ice-T, and was popularized in the later part of the 1980s by groups such as N.W.A. Ice-T released "6 in the Mornin'", which is often regarded as the first gangsta rap song, in 1986. After the national attention that Ice-T and N.W.A created in the late 1980s and early 1990s, gangsta rap became the most commercially lucrative subgenre of hip hop.
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N.W.A is the group most frequently associated with the founding of gangsta rap. Their lyrics were more violent, openly confrontational, and shocking than those of established rap acts, featuring incessant profanity and, controversially, use of the word "nigga". These lyrics were placed over rough, rock guitar-driven beats, contributing to the music's hard-edged feel. The first blockbuster gangsta rap album was N.W.A's Straight Outta Compton, released in 1988. Straight Outta Compton would establish West Coast hip hop as a vital genre, and establish Los Angeles as a legitimate rival to hip hop's long-time capital, New York City. Straight Outta Compton sparked the first major controversy regarding hip hop lyrics when their song "Fuck tha Police" earned a letter from FBI Assistant Director Milt Ahlerich, strongly expressing law enforcement's resentment of the song.[155][156]
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Controversy surrounded Ice-T's song "Cop Killer" from the album Body Count. The song was intended to speak from the viewpoint of a criminal getting revenge on racist, brutal cops. Ice-T's rock song infuriated government officials, the National Rifle Association and various police advocacy groups.[157] Consequently, Time Warner Music refused to release Ice-T's upcoming album Home Invasion because of the controversy surrounding "Cop Killer". Ice-T suggested that the furor over the song was an overreaction, telling journalist Chuck Philips "... they've done movies about nurse killers and teacher killers and student killers. [Actor] Arnold Schwarzenegger blew away dozens of cops as the Terminator. But I don't hear anybody complaining about that." Ice-T suggested to Philips that the misunderstanding of "Cop Killer" and the attempts to censor it had racial overtones: "The Supreme Court says it's OK for a white man to burn a cross in public. But nobody wants a black man to write a record about a cop killer."[157]
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The White House administrations of both George Bush senior and Bill Clinton criticized the genre.[153] "The reason why rap is under attack is because it exposes all the contradictions of American culture ... What started out as an underground art form has become a vehicle to expose a lot of critical issues that are not usually discussed in American politics. The problem here is that the White House and wanna-be's like Bill Clinton represent a political system that never intends to deal with inner city urban chaos," Sister Souljah told The Times.[153] Until its discontinuation on July 8, 2006, BET ran a late-night segment titled BET: Uncut to air nearly-uncensored videos. The show was exemplified by music videos such as "Tip Drill" by Nelly, which was criticized for what many viewed as an exploitative depiction of women, particularly images of a man swiping a credit card between a stripper's buttocks.
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Public Enemy's "Gotta Give the Peeps What They Need" was censored on MTV, removing the words "free Mumia".[158] After the attack on the World Trade Center on September 11, 2001, Oakland, California group The Coup was under fire for the cover art on their album Party Music, which featured the group's two members holding a guitar tuner and two sticks[159] as the Twin Towers exploded behind them despite the fact that it was created months before the actual event. The group, having politically radical and Marxist lyrical content, said the cover meant to symbolize the destruction of capitalism. Their record label pulled the album until a new cover could be designed.
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Critics such as Businessweek's David Kiley argue that the discussion of products within hip hop culture may actually be the result of undisclosed product placement deals.[160] Such critics allege that shilling or product placement takes place in commercial rap music, and that lyrical references to products are actually paid endorsements.[160] In 2005, a proposed plan by McDonald's to pay rappers to advertise McDonald's products in their music was leaked to the press.[160] After Russell Simmons made a deal with Courvoisier to promote the brand among hip hop fans, Busta Rhymes recorded the song "Pass the Courvoisier".[160] Simmons insists that no money changed hands in the deal.[160]
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The symbiotic relationship has also stretched to include car manufacturers, clothing designers and sneaker companies,[161] and many other companies have used the hip hop community to make their name or to give them credibility. One such beneficiary was Jacob the Jeweler, a diamond merchant from New York. Jacob Arabo's clientele included Sean Combs, Lil' Kim and Nas. He created jewelry pieces from precious metals that were heavily loaded with diamond and gemstones. As his name was mentioned in the song lyrics of his hip hop customers, his profile quickly rose. Arabo expanded his brand to include gem-encrusted watches that retail for hundreds of thousands of dollars, gaining so much attention that Cartier filed a trademark-infringement lawsuit against him for putting diamonds on the faces of their watches and reselling them without permission.[162] Arabo's profile increased steadily until his June 2006 arrest by the FBI on money laundering charges.[163]
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While some brands welcome the support of the hip hop community, one brand that did not was Cristal champagne maker Louis Roederer. A 2006 article from The Economist magazine featured remarks from managing director Frederic Rouzaud about whether the brand's identification with rap stars could affect their company negatively. His answer was dismissive: "That's a good question, but what can we do? We can't forbid people from buying it. I'm sure Dom Pérignon or Krug [champagne] would be delighted to have their business."[164] In retaliation, many hip hop icons such as Jay-Z and Sean Combs, who previously included references to "Cris", ceased all mentions and purchases of the champagne. 50 Cent's deal with Vitamin Water, Dr. Dre's promotion of his Beats by Dr. Dre headphone line and Dr. Pepper, and Drake's commercial with Sprite are successful deals. Although product placement deals were not popular in the 1980s, MC Hammer was an early innovator in this type of strategy. With merchandise such as dolls, commercials for soft drinks and numerous television show appearances, Hammer began the trend of rap artists being accepted as mainstream pitchpeople for brands.[165]
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Hip hop culture has had extensive coverage in the media, especially in relation to television; there have been a number of television shows devoted to or about hip hop, including in Europe ("H.I.P. H.O.P." in 1984). For many years, BET was the only television channel likely to play hip hop, but in recent years[when?] the channels VH1 and MTV have added a significant amount of hip hop to their play list. Run DMC became the first African American group to appear on MTV.[166][167] With the emergence of the Internet, a number of online sites began to offer hip hop related video content.
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Hip hop magazines describe hip hop's culture, including information about rappers and MCs, new hip hop music, concerts, events, fashion and history. The first hip hop publication, The Hip Hop Hit List was published in the 1980s. It contained the first rap music record chart. It was put out by two brothers from Newark, New Jersey, Vincent and Charles Carroll (who was also in a hip hop group known as The Nastee Boyz). They knew the art form very well and noticed the need for a hip hop magazine. DJs and rappers did not have a way to learn about rap music styles and labels. The periodical began as the first Rap record chart and tip sheet for DJs and was distributed through national record pools and record stores throughout the New York City Tri-State area. One of the founding publishers, Charles Carroll noted, "Back then, all DJs came into New York City to buy their records but most of them did not know what was hot enough to spend money on, so we charted it." Jae Burnett became Vincent Carroll's partner and played an instrumental role in its later development.
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Another popular hip hop magazine that arose in the 1980s was Word Up magazine, an American magazine catering to the youth with an emphasis on hip hop. It featured articles on what is like to be a part of the hip hop community, promoted up-coming albums, bringing awareness to the projects that the artist was involved in, and also included posters of trending celebrities within the world of Hip Hop. The magazine was published monthly and mainly concerning rap, Hip Hop and R&B music. Word Up magazine was highly popular, it was even mentioned in the popular song by The Notorious B.I.G - Juicy "it was all a dream, use to read WordUp magazine". Word Up magazine was a part of pop culture.
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New York tourists from abroad took the publication back home with them to other countries to share it, creating worldwide interest in the culture and new art form.[citation needed] It had a printed distribution of 50,000, a circulation rate of 200,000 with well over 25,000 subscribers. The "Hip Hop Hit List" was also the first to define hip hop as a culture introducing the many aspects of the art form such as fashion, music, dance, the arts and most importantly the language. For instance, on the cover the headliner included the tag "All Literature was Produced to Meet Street Comprehension!" which proved their loyalty not only to the culture but also to the streets. Most interviews were written verbatim which included their innovative broken English style of writing. Some of the early charts were written in the graffiti format tag style but was made legible enough for the masses.[citation needed]
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The Carroll Brothers were also consultants to the many record companies who had no idea how to market hip hop music. Vincent Carroll, the magazine's creator-publisher, went on to become a huge source for marketing and promoting the culture of hip hop, starting Blow-Up Media, the first hip hop marketing firm with offices in NYC's Tribeca district. At the age of 21, Vincent Carroll employed a staff of 15 and assisted in launching some of the culture's biggest and brightest stars (the Fugees, Nelly, the Outzidaz, feat. Eminem and many more).[citation needed] Later other publications spawned up including: Hip Hop Connection, XXL, Scratch, The Source and Vibe.[168] Many individual cities have also produced their own local hip hop newsletters, while hip hop magazines with national distribution are found in a few other countries. The 21st century also ushered in the rise of online media, and hip hop fan sites now offer comprehensive hip hop coverage on a daily basis.
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Clothing, hair and other styles have been a big part of hip hop's social and cultural impact since the 1970s. Although the styles have changed over the decades, distinctive urban apparel and looks have been an important way for rappers, breakdancers and other hip hop community members to express themselves. As the hip hop music genre's popularity increased, so did the effect of its fashion. While there were early items synonymous with hip hop that crossed over into the mainstream culture, like Run-DMC's affinity for Adidas or the Wu-Tang Clan's championing of Clarks' Wallabees, it wasn't until its commercial peak that hip hop fashion became influential. Starting in the mid- to late 1990s, hip hop culture embraced some major designers and established a new connection with classic fashion. Brands such as Ralph Lauren, Calvin Klein and Tommy Hilfiger all tapped into hip hop culture and gave very little in return. Moving into the new millennium, hip hop fashion consisted of baggy shirts, jeans, and jerseys. As names like Pharrell and Jay-Z started their own clothing lines and still others like Kanye West linked up with designers like Louis Vuitton, the clothes got tighter, more classically fashionable, and expensive.
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As hip hop has a seen a shift in the means by which its artists express their masculinity, from violence and intimidation to wealth-flaunting and entrepreneurship, it has also seen the emergence of rapper branding.[169] The modern-day hip hop artist is no longer limited to music serving as their sole occupation or source of income. By the early 1990s, major apparel companies "[had] realized the economic potential of tapping into hip hop culture ... Tommy Hilfiger was one of the first major fashion designer[s] who actively courted rappers as a way of promoting his street wear".[170] By joining forces, the artist and the corporation are able to jointly benefit from each other's resources. Hip Hop artists are trend-setters and taste-makers. Their fans range from minority groups who can relate to their professed struggles to majority groups who cannot truly relate but like to "consume the fantasy of living a more masculine life".[171] The rappers provide the "cool, hip" factor while the corporations deliver the product, advertising, and financial assets. Tommy Hilfiger, one of the first mainstream designers to actively court rappers as a way of promoting his street wear, serves a prototypical example of the hip hip/fashion collaborations:
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In exchange for giving artists free wardrobes, Hilfiger found its name mentioned in both rhyming verses of rap songs and their 'shout-out' lyrics, in which rap artists chant out thanks to friends and sponsors for their support. Hilfiger's success convinced other large mainstream American fashion design companies, like Ralph Lauren and Calvin Klein, to tailor lines to the lucrative market of hip hop artists and fans.[172]
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Artists now use brands as a means of supplemental income to their music or are creating and expanding their own brands that become their primary source of income. As Harry Elam explains, there has been a movement "from the incorporation and redefinition of existing trends to actually designing and marketing products as hip hop fashion".[172]
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Hip hop music has spawned dozens of subgenres which incorporate hip hop music production approaches, such as sampling, creating beats, or rapping. The diversification process stems from the appropriation of hip hop culture by other ethnic groups. There are many varying social influences that affect hip hop's message in different nations. It is frequently used as a musical response to perceived political and/or social injustices. In South Africa the largest form of hip hop is called Kwaito, which has had a growth similar to American hip hop. Kwaito is a direct reflection of a post apartheid South Africa and is a voice for the voiceless; a term that U.S. hip hop is often referred to. Kwaito is even perceived as a lifestyle, encompassing many aspects of life, including language and fashion.[173]
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Kwaito is a political and party-driven genre, as performers use the music to express their political views, and also to express their desire to have a good time. Kwaito is a music that came from a once hated and oppressed people, but it is now sweeping the nation. The main consumers of Kwaito are adolescents and half of the South African population is under 21. Some of the large Kwaito artists have sold more than 100,000 albums, and in an industry where 25,000 albums sold is considered a gold record, those are impressive numbers.[174] Kwaito allows the participation and creative engagement of otherwise socially excluded peoples in the generation of popular media.[175] South African hip hop has made an impact worldwide, with performers such as Tumi, HipHop Pantsula, Tuks Senganga.[176]
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In Jamaica, the sounds of hip hop are derived from American and Jamaican influences. Jamaican hip hop is defined both through dancehall and reggae music. Jamaican Kool Herc brought the sound systems, technology, and techniques of reggae music to New York during the 1970s. Jamaican hip hop artists often rap in both Brooklyn and Jamaican accents. Jamaican hip hop subject matter is often influenced by outside and internal forces. Outside forces such as the bling-bling era of today's modern hip hop and internal influences coming from the use of anti-colonialism and marijuana or "ganja" references which Rastafarians believe bring them closer to God.[177][178][179]
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Author Wayne Marshall argues that "Hip hop, as with any number of African-American cultural forms before it, offers a range of compelling and contradictory significations to Jamaican artist and audiences. From "modern blackness" to "foreign mind", transnational cosmopolitanism to militant pan-Africanism, radical remixology to outright mimicry, hip hop in Jamaica embodies the myriad ways that Jamaicans embrace, reject, and incorporate foreign yet familiar forms."[180]
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In the developing world, hip hop has made a considerable impact in the social context. Despite the lack of resources, hip hop has made considerable inroads.[80] Due to limited funds, hip hop artists are forced to use very basic tools, and even graffiti, an important aspect of the hip hop culture, is constrained due to its unavailability to the average person. Hip hop has begun making inroads with more than black artists. There are number of other minority artists who are taking center stage as many first generation minority children come of age. One example is rapper Awkwafina, an Asian-American, who raps about being Asian as well as being female. She, like many others, use rap to express her experiences as a minority not necessarily to "unite" minorities together but to tell her story.[181]
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Many hip hop artists from the developing world come to the United States to seek opportunities. Maya Arulpragasm (A.K.A. M.I.A.), a Sri Lanka-born Tamil hip hop artist claims, "I'm just trying to build some sort of bridge, I'm trying to create a third place, somewhere in between the developed world and the developing world.".[182] Another music artist using hip hop to provide a positive message to young Africans is Emmanuel Jal, a former child soldier from South Sudan. Jal is one of the few South Sudanese music artists to have broken through on an international level[183] with his unique form of hip hop and a positive message in his lyrics.[184] Jal has attracted the attention of mainstream media and academics with his story and use of hip hop as a healing medium for war-afflicted people in Africa and he has also been sought out on the international lecture fora such as TED.[185]
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Many K-Pop artists in South Korea have been influenced by hip hop and many South Korean artists perform hip hop music. In Seoul, South Korea, Koreans b-boy.[186]
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Scholars argue that hip hop can have an empowering effect on youth. While there is misogyny, violence, and drug use in rap music videos and lyrics, hip hop also displays many positive themes of self-reliance, resilience, and self-esteem. These messages can be inspiring for a youth living in poverty. A lot of rap songs contain references to strengthening the African American community promoting social causes. Social workers have used hip hop to build a relationship with at-risk youth and develop a deeper connection with the child.[187] Hip hop has the potential to be taught as a way of helping people see the world more critically, be it through forms of writing, creating music, or social activism. The lyrics of hip hop have been used to learn about literary devices such as metaphor, imagery, irony, tone, theme, motif, plot, and point of view.[188]
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Organizations and facilities are providing spaces and programs for communities to explore making and learning about hip hop. An example is the IMP Labs in Regina, Saskatchewan, Canada. Many dance studios and colleges now offer lessons in hip hop alongside tap and ballet, as well as KRS-ONE teaching hip hop lectures at Harvard University.
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Hip hop producer 9th Wonder and former rapper-actor Christopher "Play" Martin from hip hop group Kid-n-Play have taught hip hop history classes at North Carolina Central University[189] and 9th Wonder has also taught a "Hip Hop Sampling Soul" class at Duke University.[190] In 2007, the Cornell University Library established a Hip Hop Collection to collect and make accessible the historical artifacts of hip hop culture and to ensure their preservation for future generations.[191]
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The hip-hop community has been a major factor in educating its listeners on HIV/AIDS, a disease that has affected the community very closely. One of the biggest artists of early hip-hop Eazy-E, a member of N.W.A had died of AIDS in 1995.[192] Since then many artists, producers, choreographers and many others from many different locations have tried to make an impact and raise awareness of HIV in the hip-hop community. Many artists have made songs as sort of PSA's to raise awareness of HIV for hip-hop listeners, some songs that raise awareness are Salt N Pepa – Let's Talk About AIDS, Coolio – Too Hot and more.[193] Tanzanian artists such as Professor Jay and the group Afande Sele are notable for their contributions to this genre of hip-hop music and the awareness they have spread for HIV. [194] American writer, activist and hip-hop artist Tim'm T. West who was diagnosed with AIDS in 1999, formed queer hip-hop group Deep Dickollective who got together to rap about the HIV pandemic among queer black men and LGBTQ activism in hip-hop.[195][196] A non-profit organization out of New York City called Hip Hop 4 Life, strives to educate the youth, especially the low income youth about social and political problems in their areas of interest, which includes hip hop.[197] Hip Hop 4 Life has held many events around the New York City area to raise awareness for HIV and other problems surrounding these low income children and their communities.
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Since the age of slavery, music has long been the language of African American identity. Because reading and writing were forbidden under the auspices of slavery, music became the only accessible form of communication. Hundreds of years later, in inner-city neighborhoods plagued by high illiteracy and dropout rates, music remains the most dependable medium of expression. Hip Hop is thus to modern day as Negro Spirituals are to the plantations of the old South: the emergent music articulates the terrors of one's environment better than written, or spoken word, thereby forging an "unquestioned association of oppression with creativity [that] is endemic" to African American culture".[198]
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As a result, lyrics of rap songs have often been treated as "confessions" to a number of violent crimes in the United States.[199] It is also considered to be the duty of rappers and other hip hop artists (DJs, dancers) to "represent" their city and neighborhood. This demands being proud of being from disadvantaged cities neighborhoods that have traditionally been a source of shame, and glorifying them in lyrics and graffiti. This has potentially been one of the ways that hip hop has become regarded as a "local" rather than "foreign" genre of music in so many countries around the world in just a few decades. Nevertheless, sampling and borrowing from a number of genres and places is also a part of the hip hop milieu, and an album like the surprise hit Kala by Anglo-Tamil rapper M.I.A. was recorded in locations all across the world and features sounds from a different country on every track.[200]
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According to scholar Joseph Schloss, the essentialist perspective of Hip Hop conspicuously obfuscates the role that individual style and pleasure plays in the development of the genre. Schloss notes that Hip Hop is forever fossilized as an inevitable cultural emergent, as if "none of hip-hop's innovators had been born, a different group of poor black youth from the Bronx would have developed hip-hop in exactly the same way".[198] However, while the pervasive oppressive conditions of the Bronx were likely to produce another group of disadvantaged youth, he questions whether they would be equally interested, nonetheless willing to put in as much time and energy into making music as Grandmaster Flash, DJ Kool Herc, and Afrika Bambaataa. He thus concludes that Hip Hop was a result of choice, not fate, and that when individual contributions and artistic preferences are ignored, the genre's origin becomes overly attributed to collective cultural oppression.
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Hip hop music artists and advocates have stated that hip hop has been an authentic (true and "real") African-American artistic and cultural form since its emergence in inner-city Bronx neighborhoods in the 1970s. Some music critics, scholars and political commentators[who?] have denied hip hop's authenticity. Advocates who claim hip hop is an authentic music genre state that it is an ongoing response to the violence and discrimination experienced by black people in the United States, from the slavery that existed into the 19th century, to the lynchings of the 20th century and the ongoing racial discrimination faced by blacks.[citation needed]
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Paul Gilroy and Alexander Weheliye state that unlike disco, jazz, R&B, house music, and other genres that were developed in the African-American community and which were quickly adopted and then increasingly controlled by white music industry executives, hip hop has remained largely controlled by African American artists, producers and executives.[202] In his book, Phonographies, Weheliye describes the political and cultural affiliations that hip hop music enables.[203] In contrast, Greg Tate states that the market-driven, commodity form of commercial hip hop has uprooted the genre from the celebration of African-American culture and the messages of protest that predominated in its early forms.[204] Tate states that the commodification and commercialization of hip hop culture undermines the dynamism of the genre for African-American communities.
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These two dissenting understandings of hip hop's scope and influence frame debates that revolve around hip hop's possession of or lack of authenticity.[205] Anticipating the market arguments of Tate and others, both Gilroy and Weheliye assert that hip hop has always had a different function than Western popular music as a whole, a function that exceeds the constraints of market capitalism. Weheliye notes, "Popular music, generally in the form of recordings, has and still continues to function as one of the main channels of communication between the different geographical and cultural points in the African diaspora, allowing artists to articulate and perform their diasporic citizenship to international audiences and establish conversations with other diasporic communities."[206] For Paul Gilroy, hip hop proves an outlet of articulation and a sonic space in which African Americans can exert control and influence that they often lack in other sociopolitical and economic domains.[207]
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In "Phonographies", Weheyliye explains how new sound technologies used in hip hop encourage "diasporic citizenship" and African-American cultural and political activities.[208] Gilroy states that the "power of [hip hop] music [lies] in developing black struggles by communicating information, organizing consciousness, and testing out or deploying ... individual or collective" forms of African-American cultural and political actions.[207] In the third chapter of The Black Atlantic, "Jewels Brought from Bondage: Black Music and the Politics of Authenticity", Gilroy asserts that these elements influence the production of and the interpretation of black cultural activities. What Gilroy calls the "Black Atlantic" music's rituals and traditions are a more expansive way of thinking about African-American "blackness", a way that moves beyond contemporary debates around essentialist and anti-essentialist arguments. As such, Gilroy states that music has been and remains a central staging ground for debates over the work, responsibility, and future role of black cultural and artistic production.[209]
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Old-school hip hop performer DJ Kool Herc, along with traditional hip hop artists Afrika Bambaataa and Grandmaster Caz, originally held views against mainstream rap.[210] However, recent interviews indicate they have changed their ways to a certain extent.[211][original research?] However, rappers like KRS-One still feel a strong disapproval of the rap industry, especially through mainstream media.[212][original research?]
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In b-boying, most supporters have begun to slowly involve more industry sponsorship through events on the World BBoy Series and through the UDEF powered by Silverback Open.[213] Other b-boys have begun to accept using the term breakdance, but only if the term b-boying is too difficult to communicate to the general public. Regardless of such, b-boys and b-girls still exist to showing lack of support to jams and events that they feel represent the culture as a sport, form of entertainment and as well through capitalism. Battle Rap as an industry has also been strongly supported by old-school/ golden-era legends such as Herc, Kid Capri and KRS-One.[214][215]
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In 2012, hip hop and rap pioneer Chuck D, from the group Public Enemy criticized young hip hop artists from the 2010s, stating that they have taken a music genre with extensive roots in underground music and turned it into commercialized pop music.[216] In particular, seminal figures in the early underground, politically-motivated music, such as Ice-T, have criticized current hip hop artists for being more concerned with image than substance.[217] Critics have stated that 2010s hip hop artists are contributing to cultural stereotyping of African-American culture and are poseur gangsters. Critics have also stated that hip hop music promotes drug use and violence.[218][219][220]
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Hip hop has been criticized by rock-centric critics who state that hip hop is not a true art form and who state that rock and roll music is more authentic. These critics are advocating a viewpoint called "rockism" which favors music written and performed by the individual artist (as seen in some famous singer-songwriter-led rock bands) and is against 2000s (decade)-era hip hop, which these critics argue give too large a role to record producers and digital sound recording. Hip hop is seen as being too violent and explicit, in comparison with rock. Some contend that the criticisms have racial overtones, as these critics deny that hip hop is an art form and praising rock genres that prominently feature white males.[221]
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The hip hop music genre and its subculture has been criticized for its gender bias and its negative impacts on women in African-American culture. Gangsta rap artists such as Eazy-E, Snoop Dogg, and Dr. Dre have, primarily in the 90's, rapped lyrics that portray women as sex toys and inferior to or otherwise dependent upon men.[222] Between 1987 and 1993, over 400 hip hop songs had lyrics that described violence toward women including rape, assault, and murder.[223] These anti-women hip hop lyrics have led some male listeners to make physical threats toward women and they have created negative stereotypes of young urban African-American women.[224]
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Hip hop music frequently promotes masculine hegemony and it depicts women as individuals who must rely on men.[223] The portrayal of women in hip hop lyrics and videos tends to be violent, degrading, and highly sexualized. There is a high frequency of songs with lyrics that are demeaning, or depict sexual violence or sexual assault towards women.[225] Videos often portray idealized female bodies and depict women as being the object of male pleasure.[226]
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The misrepresentation of women, primarily woman of color, as objects rather than other human beings and the presence of male dominance in hip hop extends back to the birth of the genre. However, many female artists have also emerged in shedding light on both their personal issues and the misrepresentations of women in hip-hip and culture. These artists include but are not limited to Queen Latifah, TLC and MC Lyte. Despite the success of them and others, female rappers remain proportionally few in the mainstream industry.[227][228]
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Very few female artists have been recognized in hip hop, and the most popular, successful and influential artists, record producers and music executives are males. Women who are in rap groups, such as Lauryn Hill of the Fugees, tend to have less advantages and opportunities than male artists.[229]
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Female artists have received significantly less recognition in hip hop. Only one female artist has won Best Rap album of the year at the Grammy Awards since the category was added in 1995.[230] In addition, African American female hip hop artists have been recognized even less in the industry.[231] Salt-N-Pepa felt when they were establishing themselves as a successful group, they had to prove doubters wrong, stating that "being women in hip hop at a time when it wasn't that many women, we felt like we had more to prove."[232]
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Latinas, especially Cuban, Dominican and Puerto Rican women, are degraded and fetishized in hip hop.
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White women and Asian women are also fetishized in hip hop but not as much as Latinas, who are referred to as "Spanish". Latinas, especially Puerto Rican models and Dominican models, are often portrayed as an object of sexual desire in hip hop videos.
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As well, the hip hop music community has been criticized with accusations of homophobia and transphobia.[233] Hip hop song lyrics contain offensive, homophobic slurs (most popularly, the pejorative term "faggot") and sometimes violent threats towards queer people, such as rapper DMX's "Where the Hood At," rapper Eazy-E's "Nobody Move," rap group Brand Nubian's "Punks Jump Up to Get Beat Down".[234] Many rappers and hip hop artists have advocated homophobia and/or transphobia.[235] These artists include Ja Rule, who in an interview claimed,"We need to go step to MTV and Viacom, and let's talk about all these fucking shows that they have on MTV that is promoting homosexuality, that my kids can't watch this shit,"[3] and rap artist Erick Sermon, who has said publicly,"[Hip hop] will never accept transgender rappers."[4]
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Until the 2010s, hip hop music has excluded the lesbian, gay, bisexual and transgender (LGBT) community. This has perpetuated a culture in hip hop that is prejudiced towards queer and trans people, making it a tough culture for queer artists to participate in.[233] Despite this prejudice, some queer/genderqueer rappers and hip hop artists have become successful and popular in the 2010s. One of the more notable members of the LGBT community in hip hop is Frank Ocean, who came out in 2012 and has released critically acclaimed albums and won two Grammy Awards.[5] Other successful queer hip hop/rap artists include female bisexual rapper Azealia Banks,[236] pansexual androgynous rapper and singer Angel Haze,[237] lesbian rapper Siya,[238] gay rapper/singer Kevin Abstract,[239] and genderqueer rapper Mykki Blanco.[240]
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Having its roots in reggae, disco, funk and soul music, hip hop has since expanded worldwide. Its expansion includes events like Afrika Bambaataa's 1982 releasing of Planet Rock, which tried to establish a more global harmony. In the 1980s, the British Slick Rick became the first international hit hip hop artist not native to America.[citation needed] From the 1980s onward, television made hip hop global. From Yo! MTV Raps to Public Enemy's world tour, hip hop spread to Latin America and became a mainstream culture. Hip hop has been cut, mixed and adapted as it the music spreads to new areas.[241][242][unreliable source?]
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Early hip hop[by whom?] may have reduced inner-city gang violence by replacing physical violence with hip hop battles of breakdancing, turntablism, rapping and artwork. However, with the emergence of commercial and crime-related gangsta rap during the early 1990s, violence, drugs, weapons, and misogyny, were key themes. Socially and politically conscious hip hop has long been disregarded by mainstream America in favor of its media-baiting sibling, gangsta rap.[73] Alternative hip hop artists attempt to reflect the original elements of the culture. Artists/groups such as Nipsey Hussle, Lupe Fiasco, Immortal Technique, Lowkey, Brother Ali, Public Enemy, The Roots, Shing02, Jay Electronica, Nas, Common, Talib Kweli, Mos Def, Dilated Peoples, Dead Prez, Blackalicious, Jurassic 5, Jeru the Damaja, Kendrick Lamar, Gangstarr, KRS-One, Living Legends emphasize messages of verbal skill, internal/external conflicts, life lessons, unity, social issues, or activism.
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Black female artists such as Queen Latifah, Missy Elliott, and MC Lyte have made great strides since the hip hop industry first began. By producing music and an image that did not cater to the hyper-sexualized stereotypes of black women in hip hop, these women pioneered a revitalized and empowering image of black women in hip hop.[243] Though many hip hop artists have embraced the ideals that effectively disenfranchize black female artists, many others choose to employ forms of resistance that counteract these negative portrayals of women in hip hop and offer a different narrative. These artists seek to expand ways of traditional thinking through different ways of cultural expression. In this effort they hope to elicit a response to female hip hop artists not with a misogynist lens but with one that validates women's struggle.[244]
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Many have written about these intersections of hip-hop and feminism. One such example is Savannah Shange's article on Nicki Minaj entitled A King Named Nicki: Strategic queerness and the black femmecee. In her article, Shange discusses the inability to categorize Nicki Minaj's music as either specifically hetero or homosexual. She says that Nicki uses a sort of strategic queerness that uses her sex appeal both ways to attract her audience. Shange writes how even when looking at Nicki's music and persona from a homonormative lens, she defies categorization. She goes on to describe how Minaj "is a rapper whose critical, strategic performance of queer femininity is inextricable linked to the production and reception of their rhymes." In this way, Nicki Minaj's performative style enables her to make similarly great strides as those who came before her.
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For women, artists such as Missy Elliott, Lil' Kim, Young M.A. and others are providing mentorship for new female MCs. In addition, there is a vibrant scene outside the mainstream that provides an opportunity for women and their music to flourish.[69] Rap music has the power to influence how we view black women in our society. Queen Latifah used her award-winning song "U.N.I.T.Y." to support to other women and to inform of the presence of women in the hip hop genre. However, many contemporary females in hip hop do not embody this mindset and counteract it.[245] In 2014, Iggy Azalea was the first White female rapper to go mainstream and was the first White female rapper to have a number-one hit with "Fancy" in history.[246]
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Hip hop or hip-hop is a culture and art movement that was created by African Americans, Latino Americans and Caribbean Americans in the Bronx, New York City. The origin of the name is often disputed. It is also argued as to whether hip hop started in the South or West Bronx.[1][2][3][4][5] While the term hip hop is often used to refer exclusively to hip hop music (including rap),[6] hip hop is characterized by nine elements, of which only four are considered essential to understanding hip hop musically. Afrika Bambaataa of the hip hop collective Zulu Nation outlined these main pillars of hip hop culture, coining the terms: "rapping" (also called MCing or emceeing), a rhythmic vocal rhyming style (orality); DJing (and turntablism), which is making music with record players and DJ mixers (aural/sound and music creation); b-boying/b-girling/breakdancing (movement/dance); and graffiti.[7][2][8][9][10] Other elements of hip hop subculture and arts movements beyond the main four are: hip hop culture and historical knowledge of the movement (intellectual/philosophical); beatboxing, a percussive vocal style; street entrepreneurship; hip hop language; and hip hop fashion and style, among others.[11][12][13] The fifth element, although debated, is commonly considered either street knowledge, hip hop fashion, or beatboxing.[2][7]
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The Bronx hip hop scene emerged in the mid-1970s from neighborhood block parties thrown by the Black Spades, an African-American group that has been described as being a gang, a club, and a music group. Brother-sister duo Clive Campbell, a.k.a. DJ Kool Herc, and Cindy Campbell additionally hosted DJ parties in the Bronx and are credited for the rise in the genre.[14] Hip hop culture has spread to both urban and suburban communities throughout the United States and subsequently the world.[15] These elements were adapted and developed considerably, particularly as the art forms spread to new continents and merged with local styles in the 1990s and subsequent decades. Even as the movement continues to expand globally and explore myriad styles and art forms, including hip hop theater and hip hop film, the four foundational elements provide coherence and a strong foundation for hip hop culture.[2] Hip hop is simultaneously a new and old phenomenon; the importance of sampling tracks, beats, and basslines from old records to the art form means that much of the culture has revolved around the idea of updating classic recordings, attitudes, and experiences for modern audiences. Sampling older culture and reusing it in a new context or a new format is called "flipping" in hip hop culture.[16] Hip hop music follows in the footsteps of earlier African-American-rooted and Latino musical genres such as blues, jazz, rag-time, funk, salsa, and disco to become one of the most practiced genres worldwide.
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In 1990, Ronald "Bee-Stinger" Savage, a former member of the Zulu Nation, is credited for coining the term "Six elements of the Hip Hop Movement," inspired by Public Enemy's recordings. The "Six Elements Of The Hip Hop Movement" are: Consciousness Awareness, Civil Rights Awareness, Activism Awareness, Justice, Political Awareness, and Community Awareness in music. Ronald Savage is known as the Son of The Hip Hop Movement.[17][18][19][20][21][22]
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In the 2000s, with the rise of new media platforms such as the Internet and music streaming services, fans discovered and downloaded or streamed hip hop music through social networking sites beginning with Myspace, as well as from websites like YouTube, Worldstarhiphop, SoundCloud, and Spotify.[23][24][25]
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Keith "Cowboy" Wiggins, a member of Grandmaster Flash and the Furious Five, has been credited with coining the term[26] in 1978 while teasing a friend who had just joined the US Army by scat singing the made-up words "hip/hop/hip/hop" in a way that mimicked the rhythmic cadence of marching soldiers. Cowboy later worked the "hip hop" cadence into his stage performance.[27][28] The group frequently performed with disco artists who would refer to this new type of music by calling them "hip hoppers." The name was originally meant as a sign of disrespect but soon came to identify this new music and culture.[29]
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The song "Rapper's Delight" by The Sugarhill Gang, released in 1979, begins with the phrase "I said a hip, hop, the hippie the hippie to the hip hip hop, and you don't stop".[30] Lovebug Starski — a Bronx DJ who put out a single called "The Positive Life" in 1981 — and DJ Hollywood then began using the term when referring to this new disco rap music. Bill Alder, an independent consultant, once said, "There was hardly ever a moment when rap music was underground, one of the very first so-called rap records, was a monster hit ('Rapper's Delight' by the Sugar Hill Gang on Sugarhill Records)."[6] Hip hop pioneer and South Bronx community leader Afrika Bambaataa also credits Love-bug Starski as the first to use the term "hip hop" as it relates to the culture. Bambaataa, former leader of the Black Spades, also did much to further popularize the term. The first use of the term in print was in a January 1982 interview of Afrika Bambaataa by Michael Holman in the East Village Eye.[31] The term gained further currency in September of that year in The Village Voice, in a profile of Bambaataa written by Steven Hager, who also published the first comprehensive history of the culture with St. Martins' Press.[27][32]
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In the 1970s, an underground urban movement known as "hip hop" began to form in the Bronx, New York City. It focused on emceeing (or MCing) over house parties and neighborhood block party events, held outdoors. Hip hop music has been a powerful medium for protesting the impact of legal institutions on minorities, particularly police and prisons.[33] Historically, hip hop arose out of the ruins of a post-industrial and ravaged South Bronx, as a form of expression of urban Black and Latino youth, whom the public and political discourse had written off as marginalized communities.[33] Jamaican-born DJ Clive "Kool Herc" Campbell[34] pioneered the use of DJing percussion "breaks" in hip hop music. Beginning at Herc's home in a high-rise apartment at 1520 Sedgwick Avenue, the movement later spread across the entire borough.[35] On August 11, 1973 DJ Kool Herc was the DJ at his sister's back-to-school party. He extended the beat of a record by using two record players, isolating the percussion "breaks" by using a mixer to switch between the two records. Kool Herc's sister, Cindy Campbell, produced and funded the Back to School Party that became the "Birth of Hip Hop.".[36] Herc's experiments with making music with record players became what we now know as breaking or "scratching."[37]
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A second key musical element in hip hop music is emceeing (also called MCing or rapping). Emceeing is the rhythmic spoken delivery of rhymes and wordplay, delivered at first without accompaniment and later done over a beat. This spoken style was influenced by the African American style of "capping," a performance where men tried to outdo each other in originality of their language and tried to gain the favor of the listeners.[38] The basic elements of hip hop—boasting raps, rival "posses" (groups), uptown "throw-downs," and political and social commentary—were all long present in African American music. MCing and rapping performers moved back and forth between the predominance of toasting songs packed with a mix of boasting, 'slackness' and sexual innuendo and a more topical, political, socially conscious style. The role of the MC originally was as a Master of Ceremonies for a DJ dance event. The MC would introduce the DJ and try to pump up the audience. The MC spoke between the DJ's songs, urging everyone to get up and dance. MCs would also tell jokes and use their energetic language and enthusiasm to rev up the crowd. Eventually, this introducing role developed into longer sessions of spoken, rhythmic wordplay, and rhyming, which became rapping.
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By 1979 hip hop music had become a mainstream genre. It spread across the world in the 1990s with controversial "gangsta" rap.[39] Herc also developed upon break-beat deejaying,[40] where the breaks of funk songs—the part most suited to dance, usually percussion-based—were isolated and repeated for the purpose of all-night dance parties. This form of music playback, using hard funk and rock, formed the basis of hip hop music. Campbell's announcements and exhortations to dancers would lead to the syncopated, rhymed spoken accompaniment now known as rapping. He dubbed his dancers "break-boys" and "break-girls," or simply b-boys and b-girls. According to Herc, "breaking" was also street slang for "getting excited" and "acting energetically"[41]
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DJs such as Grand Wizzard Theodore, Grandmaster Flash, and Jazzy Jay refined and developed the use of breakbeats, including cutting and scratching.[42] The approach used by Herc was soon widely copied, and by the late 1970s, DJs were releasing 12-inch records where they would rap to the beat. Influential tunes included Fatback Band's "King Tim III (Personality Jock)," The Sugarhill Gang's "Rapper's Delight," and Kurtis Blow's "Christmas Rappin'," all released in 1979.[43][dead link] Herc and other DJs would connect their equipment to power lines and perform at venues such as public basketball courts and at 1520 Sedgwick Avenue, Bronx, New York, now officially a historic building.[44] The equipment consisted of numerous speakers, turntables, and one or more microphones.[45] By using this technique, DJs could create a variety of music, but according to Rap Attack by David Toop "At its worst the technique could turn the night into one endless and inevitably boring song".[46] KC The Prince of Soul, a rapper-lyricist with Pete DJ Jones, is often credited with being the first rap lyricist to call himself an "MC."[47]
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Street gangs were prevalent in the poverty of the South Bronx, and much of the graffiti, rapping, and b-boying at these parties were all artistic variations on the competition and one-upmanship of street gangs. Sensing that gang members' often violent urges could be turned into creative ones, Afrika Bambaataa founded the Zulu Nation, a loose confederation of street-dance crews, graffiti artists, and rap musicians. By the late 1970s, the culture had gained media attention, with Billboard magazine printing an article titled "B Beats Bombarding Bronx", commenting on the local phenomenon and mentioning influential figures such as Kool Herc.[48] The New York City blackout of 1977 saw widespread looting, arson, and other citywide disorders especially in the Bronx[49] where a number of looters stole DJ equipment from electronics stores. As a result, the hip hop genre, barely known outside of the Bronx at the time, grew at an astounding rate from 1977 onward.[50]
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DJ Kool Herc's house parties gained popularity and later moved to outdoor venues in order to accommodate more people. Hosted in parks, these outdoor parties became a means of expression and an outlet for teenagers, where "instead of getting into trouble on the streets, teens now had a place to expend their pent-up energy."[51] Tony Tone, a member of the Cold Crush Brothers, stated that "hip hop saved a lot of lives".[51] For inner-city youth, participating in hip hop culture became a way of dealing with the hardships of life as minorities within America, and an outlet to deal with the risk of violence and the rise of gang culture. MC Kid Lucky mentions that "people used to break-dance against each other instead of fighting".[52][full citation needed] Inspired by DJ Kool Herc, Afrika Bambaataa created a street organization called Universal Zulu Nation, centered around hip hop, as a means to draw teenagers out of gang life, drugs and violence.[51]
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The lyrical content of many early rap groups focused on social issues, most notably in the seminal track "The Message" (1982) by Grandmaster Flash and the Furious Five, which discussed the realities of life in the housing projects.[53] "Young black Americans coming out of the civil rights movement have used hip hop culture in the 1980s and 1990s to show the limitations of the movement."[54] Hip hop gave young African Americans a voice to let their issues be heard; "Like rock-and-roll, hip hop is vigorously opposed by conservatives because it romanticizes violence, law-breaking, and gangs".[54] It also gave people a chance for financial gain by "reducing the rest of the world to consumers of its social concerns."[54]
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In late 1979, Debbie Harry of Blondie took Nile Rodgers of Chic to such an event, as the main backing track used was the break from Chic's "Good Times".[43] The new style influenced Harry, and Blondie's later hit single from 1981 "Rapture" became the first major single containing hip hop elements by a white group or artist to hit number one on the U.S. Billboard Hot 100—the song itself is usually considered new wave and fuses heavy pop music elements, but there is an extended rap by Harry near the end.
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In 1980, Kurtis Blow released his self-titled debut album featuring the single "The Breaks", which became the first certified gold rap song.[55] In 1982, Afrika Bambaataa and the Soulsonic Force released the electro-funk track "Planet Rock". Instead of simply rapping over disco beats, Bambaataa and producer Arthur Baker created an electronic sound using the Roland TR-808 drum machine and sampling from Kraftwerk.[56] "Planet Rock" is widely regarded as a turning point; fusing electro with hip hop, it was "like a light being switched on," resulting in a new genre.[57] The track also helped popularize the 808, which became a cornerstone of hip hop music;[58][58] Wired and Slate both described the machine as hip hop's equivalent to the Fender Stratocaster, which had dramatically influenced the development of rock music.[59][60] Released in 1986, Licensed to Ill by the Beastie Boys became the first rap LP to top the Billboard album chart.[61]
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Other groundbreaking records released in 1982 include "The Message" by Grandmaster Flash and the Furious Five, "Nunk" by Warp 9, "Hip Hop, Be Bop (Don't Stop)" by Man Parrish, "Magic Wand" by Whodini, and "Buffalo Gals" by Malcolm McLaren. In 1983, Hashim created the influential electro funk tune "Al-Naafiysh (The Soul)", while Warp 9's "Light Years Away"(1983), "a cornerstone of early 80s beat box afrofuturism", introduced socially conscious themes from a Sci-Fi perspective, paying homage to music pioneer Sun Ra.[62]
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Encompassing graffiti art, MCing/rapping, DJing and b-boying, hip hop became the dominant cultural movement of the minority-populated urban communities in the 1980s.[63] The 1980s also saw many artists make social statements through hip hop. In 1982, Melle Mel and Duke Bootee recorded "The Message" (officially credited to Grandmaster Flash and The Furious Five),[64] a song that foreshadowed the socially conscious statements of Run-DMC's "It's like That" and Public Enemy's "Black Steel in the Hour of Chaos".[65] During the 1980s, hip hop also embraced the creation of rhythm by using the human body, via the vocal percussion technique of beatboxing. Pioneers such as Doug E. Fresh,[66] Biz Markie and Buffy from the Fat Boys made beats, rhythm, and musical sounds using their mouth, lips, tongue, voice, and other body parts. "Human Beatbox" artists would also sing or imitate turntablism scratching or other instrument sounds.
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The appearance of music videos changed entertainment: they often glorified urban neighborhoods.[67] The music video for "Planet Rock" showcased the subculture of hip hop musicians, graffiti artists, and b-boys/b-girls. Many hip hop-related films were released between 1982 and 1985, among them Wild Style, Beat Street, Krush Groove, Breakin, and the documentary Style Wars. These films expanded the appeal of hip hop beyond the boundaries of New York. By 1984, youth worldwide were embracing the hip hop culture. The hip hop artwork and "slang" of U.S. urban communities quickly found its way to Europe, as the culture's global appeal took root.[citation needed] The four traditional dances of hip hop are rocking, b-boying/b-girling, locking and popping, all of which trace their origins to the late 1960s or early 1970s.[68]
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Women artists have also been at the forefront of the hip hop movement since its inception in the Bronx. Nevertheless, as gangsta rap became the dominant force in hip hop music, there were many songs with misogynistic (anti-women) lyrics and many music videos depicted women in a sexualized fashion. The negation of female voice and perspective is an issue that has come to define mainstream hip hop music. The recording industry is less willing to back female artists than their male counterparts, and when it does back them, often it places emphasis on their sexuality over their musical substance and artistic abilities.[69] Since the turn of the century, female hip hop artists have struggled to get mainstream attention, with only a few, such as older artists like the female duo Salt N' Pepa to more contemporary ones like Lil' Kim and Nicki Minaj, reaching platinum status.[69]
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With the commercial success of gangsta rap in the early 1990s, the emphasis in lyrics shifted to drugs, violence, and misogyny. Early proponents of gangsta rap included groups and artists such as Ice-T, who recorded what some consider to be the first gangster rap single, "6 in the Mornin'",[70] and N.W.A whose second album Niggaz4Life became the first gangsta rap album to enter the charts at number one.[71] Gangsta rap also played an important part in hip hop becoming a mainstream commodity. Considering albums such as N.W.A's Straight Outta Compton, Eazy-E's Eazy-Duz-It, and Ice Cube's Amerikkka's Most Wanted were selling in such high numbers meant that black teens were no longer hip hop's sole buying audience.[72] As a result, gangsta rap became a platform for artists who chose to use their music to spread political and social messages to parts of the country that were previously unaware of the conditions of ghettos.[70] While hip hop music now appeals to a broader demographic, media critics argue that socially and politically conscious hip hop has been largely disregarded by mainstream America.[73]
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According to the U.S. Department of State, hip hop is "now the center of a mega music and fashion industry around the world" that crosses social barriers and cuts across racial lines.[74] National Geographic recognizes hip hop as "the world's favorite youth culture" in which "just about every country on the planet seems to have developed its own local rap scene."[75] Through its international travels, hip hop is now considered a "global musical epidemic".[76]
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According to The Village Voice, hip hop is "custom-made to combat the anomie that preys on adolescents wherever nobody knows their name."[77]
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Hip hop sounds and styles differ from region to region, but there are also instances of fusion genres.[78] Hip hop culture has grown from the avoided genre to a genre that is followed by millions of fans worldwide. This was made possible by the adaptation of music in different locations, and the influence on style of behavior and dress.[79] Not all countries have embraced hip hop, where "as can be expected in countries with strong local culture, the interloping wildstyle of hip hop is not always welcomed".[80] This is somewhat the case in Jamaica, the homeland of the culture's father, DJ Kool Herc. However, despite hip hop music produced on the island lacking widespread local and international recognition, artists such as Five Steez have defied the odds by impressing online hip hop taste-makers and even reggae critics.[81]
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Hartwig Vens argues that hip hop can also be viewed as a global learning experience.[82] Author Jeff Chang argues that "the essence of hip hop is the cipher, born in the Bronx, where competition and community feed each other."[83] He also adds, "Thousands of organizers from Cape Town to Paris use hip hop in their communities to address environmental justice, policing and prisons, media justice, and education.".[84] While hip hop music has been criticized as a music that creates a divide between western music and music from the rest of the world[by whom? – Discuss], a musical "cross pollination" has taken place, which strengthens the power of hip hop to influence different communities.[85] Hip hop's messages allow the under-privileged and the mistreated to be heard.[82] These cultural translations cross borders.[84] While the music may be from a foreign country, the message is something that many people can relate to- something not "foreign" at all.[86]
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Even when hip hop is transplanted to other countries, it often retains its "vital progressive agenda that challenges the status quo."[84] In Gothenburg, Sweden, nongovernmental organizations (NGOs) incorporate graffiti and dance to engage disaffected immigrant and working class youths. Hip hop has played a small but distinct role as the musical face of revolution in the Arab Spring, one example being an anonymous Libyan musician, Ibn Thabit, whose anti-government songs fueled the rebellion.[87]
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In the early-to-mid 1980s, there wasn't an established hip hop music industry, as exists in the 2020s, with record labels, record producers, managers and Artists and Repertoire staff. Politicians and businesspeople maligned and ignored the hip hop movement. Most hip hop artists performed in their local communities and recorded in underground scenes. However, in the late 1980s, music industry executives realized that they could capitalize on the success of "gangsta rap." They made a formula that created "a titillating buffet of hypermasculinity and glorified violence." This type of rap was marketed to the new fan base: white males. They ignored the depictions of a harsh reality to focus on the sex and violence involved.[88]
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In an article for The Village Voice, Greg Tate argues that the commercialization of hip hop is a negative and pervasive phenomenon, writing that "what we call hiphop is now inseparable from what we call the hip hop industry, in which the nouveau riche and the super-rich employers get richer".[54] Ironically, this commercialization coincides with a decline in rap sales and pressure from critics of the genre.[89] Even other musicians, like Nas and KRS-ONE have claimed "hip hop is dead" in that it has changed so much over the years to cater to the consumer that it has lost the essence for which it was originally created.
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However, in his book In Search Of Africa,[90] Manthia Diawara states that hip hop is really a voice of people who are marginalized in modern society. He argues that the "worldwide spread of hip hop as a market revolution" is actually global "expression of poor people's desire for the good life," and that this struggle aligns with "the nationalist struggle for citizenship and belonging, but also reveals the need to go beyond such struggles and celebrate the redemption of the black individual through tradition." The problem may not be that female rappers do not have the same opportunities and recognition as their male counterparts; it may be that the music industry that is so defined by gender biases. Industry executives seem to bet on the idea that men won't want to listen to female rappers, so they are given fewer opportunities.[91]
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As the hip hop genre has changed since the 1980s, the African-American cultural "tradition" that Diawara describes has little place in hip hop's mainstream artists music. The push toward materialism and market success by contemporary rappers such as Rick Ross, Lil Wayne and Jay Z has irked older hip hop fans and artists. They see the genre losing its community-based feel that focused more on black empowerment than wealth. The commercialization of the genre stripped it of its earlier political nature and the politics and marketing plans of major record labels have forced rappers to craft their music and images to appeal to white, affluent and suburban audiences.
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After realizing her friends were making music but not getting television exposure other than what was seen on Video Music Box, Darlene Lewis (model/lyricist), along with Darryl Washington and Dean Carroll, brought hip hop music to the First Exposure cable show on Paragon cable, and then created the On Broadway television show. There, rappers had opportunities to be interviewed and have their music videos played. This pre-dated MTV or Video Soul on BET. The commercialization has made hip hop less edgy and authentic, but it also has enabled hip hop artists to become successful.[92]
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As top rappers grow wealthier and start more outside business ventures, this can indicate a stronger sense of black aspiration. As rappers such as Jay-Z and Kanye West establish themselves as artists and entrepreneurs, more young black people have hopes of achieving their goals.[93] The lens through which one views the genre's commercialization can make it seem positive or negative.[94]
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White and Latino pop rappers such as Macklemore, Iggy Azalea, Machine Gun Kelly, Eminem, Miley Cyrus, G-Eazy, Pitbull, Lil Pump, and Post Malone have often been criticized for commercializing hip hop and cultural appropriation.[95] Miley Cyrus and Katy Perry, although not rappers, have been accused of cultural appropriation and commercializing hip hop. Katy Perry, a white woman, was criticized for her hip hop song "Dark Horse".[96] Taylor Swift was also accused of cultural appropriation.[97]
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DJing and turntablism, MCing/rapping, breakdancing, graffiti art and beatboxing are the creative outlets that collectively make up hip hop culture and its revolutionary aesthetic. Like the blues, these arts were developed by African American communities to enable people to make a statement, whether political or emotional and participate in community activities. These practices spread globally around the 1980s as fans could "make it their own" and express themselves in new and creative ways in music, dance and other arts.[98]
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DJing and turntablism are the techniques of manipulating sounds and creating music and beats using two or more phonograph turntables (or other sound sources, such as tapes, CDs or digital audio files) and a DJ mixer that is plugged into a PA system.[99] One of the first few hip hop DJs was Kool DJ Herc, who created hip hop in the 1970s through the isolation and extending of "breaks" (the parts of albums that focused solely on the percussive beat). In addition to developing Herc's techniques, DJs Grandmaster Flowers, Grandmaster Flash, Grand Wizzard Theodore, and Grandmaster Caz made further innovations with the introduction of "scratching", which has become one of the key sounds associated with hip hop music.
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Traditionally, a DJ will use two turntables simultaneously and mix between the two. These are connected to a DJ mixer, an amplifier, speakers, and various electronic music equipment such as a microphone and effects units. The DJ mixes the two albums currently in rotation and/or does "scratching" by moving one of the record platters while manipulating the crossfader on the mixer. The result of mixing two records is a unique sound created by the seemingly combined sound of two separate songs into one song. Although there is considerable overlap between the two roles, a DJ is not the same as a record producer of a music track.[100] The development of DJing was also influenced by new turntablism techniques, such as beatmatching, a process facilitated by the introduction of new turntable technologies such as the Technics SL-1200 MK 2, first sold in 1978, which had a precise variable pitch control and a direct drive motor. DJs were often avid record collectors, who would hunt through used record stores for obscure soul records and vintage funk recordings. DJs helped to introduce rare records and new artists to club audiences.
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In the early years of hip hop, the DJs were the stars, as they created new music and beats with their record players. While DJing and turntablism continue to be used in hip hop music in the 2010s, the star role has increasingly been taken by MCs since the late 1970s, due to innovative, creative MCs such as Kurtis Blow and Melle Mel of Grandmaster Flash's crew, the Furious Five, who developed strong rapping skills. However, a number of DJs have gained stardom nonetheless in recent years. Famous DJs include Grandmaster Flash, Afrika Bambaataa, Mr. Magic, DJ Jazzy Jeff, DJ Charlie Chase, DJ Disco Wiz, DJ Scratch from EPMD, DJ Premier from Gang Starr, DJ Scott La Rock from Boogie Down Productions, DJ Pete Rock of Pete Rock & CL Smooth, DJ Muggs from Cypress Hill, Jam Master Jay from Run-DMC, Eric B., DJ Screw from the Screwed Up Click and the inventor of the Chopped & Screwed style of mixing music, Funkmaster Flex, Tony Touch, DJ Clue, Mix Master Mike, Touch-Chill-Out, DJ Red Alert, and DJ Q-Bert. The underground movement of turntablism has also emerged to focus on the skills of the DJ. In the 2010s, there are turntablism competitions, where turntablists demonstrate advanced beat juggling and scratching skills.
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Rapping (also known as emceeing,[101] MCing,[101] spitting (bars),[102] or just rhyming[103]) refers to "spoken or chanted rhyming lyrics with a strong rhythmic accompaniment".[104] Rapping typically features complex wordplay, rapid delivery, and a range of "street slang", some of which is unique to the hip hop subculture. While rapping is often done over beats, either done by a DJ, a beatboxer, it can also be done without accompaniment. It can be broken down into different components, such as "content", "flow" (rhythm and rhyme), and "delivery".[105] Rapping is distinct from spoken word poetry in that it is performed in time to the beat of the music.[106][107][108] The use of the word "rap" to describe quick and slangy speech or witty repartee long predates the musical form.[109] MCing is a form of expression that is embedded within ancient African and Indigenous culture and oral tradition as throughout history verbal acrobatics or jousting involving rhymes were common within the Afro-American and Latino-American community.[110]
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Graffiti is the most controversial of hip hop's elements, as a number of the most notable graffiti pioneers say that they do not consider graffiti to be an element of hip hop, including Lady Pink, Seen, Blade, Fargo, Cholly Rock, Fuzz One, and Coco 144.[111][112][113] Lady Pink says, "I don't think graffiti is hip hop. Frankly I grew up with disco music. There's a long background of graffiti as an entity unto itself,"[114][115] and Fargo says, "There is no correlation between hip hop and graffiti, one has nothing to do with the other."[111][113][116] Hip hop pioneer Grandmaster Flash has also questioned the connection between hip hop and graffiti, saying, "You know what bugs me, they put hip hop with graffiti. How do they intertwine?"[116][117][118]
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In America in the late 1960s, before hip hop, graffiti was used as a form of expression by political activists. In addition, gangs such as the Savage Skulls, La Familia Michoacana, and Savage Nomads used graffiti to mark territory. JULIO 204 was a Puerto Rican graffiti writer, one of the first graffiti writers in New York City. He was a member of the "Savage Skulls" gang, and started writing his nickname in his neighborhood as early as 1968. In 1971 the New York Times published an article ("'Taki 183' Spawns Pen Pals") about another graffiti writer with similar form, TAKI 183. According to the article Julio had been writing for a couple of years when Taki began tagging his own name all around the city. Taki also states in the article that Julio "was busted and stopped." Writers following in the wake of Taki and Tracy 168 would add their street number to their nickname, "bomb" (cover) a train with their work, and let the subway take it—and their fame, if it was impressive, or simply pervasive, enough—"all city". Julio 204 never rose to Taki's fame because Julio kept his tags localized to his own neighborhood.
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One of the most common forms of graffiti is tagging, or the act of stylizing your unique name or logo.[119] Tagging began in Philadelphia and New York City and has expanded worldwide. Spray painting public property or the property of others without their consent can be considered vandalism, and the "tagger" may be subject to arrest and prosecution for the criminal act. Whether legal or not, the hip hop culture considers tagging buildings, trains, bridges and other structures as visual art, and consider the tags as part of a complex symbol system with its own social codes and subculture rules. Such art is in some cases now subject to federal protection in the US, making its erasure illegal.[120]
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Bubble lettering held sway initially among writers from the Bronx, though the elaborate Brooklyn style Tracy 168 dubbed "wildstyle" would come to define the art.[121][122] The early trend-setters were joined in the 1970s by artists like Dondi, Futura 2000, Daze, Blade, Lee Quiñones, Fab Five Freddy, Zephyr, Rammellzee, Crash, Kel, NOC 167 and Lady Pink.[121]
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The relationship between graffiti and hip hop culture arises both from early graffiti artists engaging in other aspects of hip hop culture,[123] Graffiti is understood as a visual expression of rap music, just as breaking is viewed as a physical expression. The 1983 film Wild Style is widely regarded as the first hip hop motion picture, which featured prominent figures within the New York graffiti scene during the said period. The book Subway Art and the documentary Style Wars were also among the first ways the mainstream public were introduced to hip hop graffiti. Graffiti remains part of hip hop, while crossing into the mainstream art world with exhibits in galleries throughout the world.
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Breaking, also called B-boying/B-girling or breakdancing, is a dynamic, rhythmic style of dance which developed as one of the major elements of hip hop culture. Like many aspects of hip hop culture, breakdance borrows heavily from many cultures, including 1930s-era street dancing,[124][125] Brazilian and Asian Martial arts, Russian folk dance,[126] and the dance moves of James Brown, Michael Jackson, and California funk. Breaking took form in the South Bronx in the 1970s alongside the other elements of hip hop. Breakdancing is typically done with the accompaniment of hip hop music playing on a boom box or PA system.
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According to the 2002 documentary film The Freshest Kids: A History of the B-Boy, DJ Kool Herc describes the "B" in B-boy as short for breaking, which at the time was slang for "going off", also one of the original names for the dance. However, early on the dance was known as the "boing" (the sound a spring makes). Dancers at DJ Kool Herc's parties saved their best dance moves for the percussion break section of the song, getting in front of the audience to dance in a distinctive, frenetic style. The "B" in B-boy or B-girl also stands simply for break, as in break-boy or -girl. Before the 1990s, B-girls' presence was limited by their gender minority status, navigating sexual politics of a masculine-dominated scene, and a lack of representation or encouragement for women to participate in the form. The few B-girls who participated despite facing gender discrimination carved out a space for women as leaders within the breaking community, and the number of B-girls participating has increased.[127] Breaking was documented in Style Wars, and was later given more focus in fictional films such as Wild Style and Beat Street. Early acts “mainly Latino Americans” include the Rock Stea[128]dy Crew and New York City Break[citation needed]ers.
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Beatboxing is the technique of vocal percussion, in which a singer imitates drums and other percussion instruments with her or his voice. It is primarily concerned with the art of creating beats or rhythms using the human mouth.[129] The term beatboxing is derived from the mimicry of the first generation of drum machines, then known as beatboxes. It was first popularized by Doug E. Fresh.[130] As it is a way of creating hip hop music, it can be categorized under the production element of hip hop, though it does sometimes include a type of rapping intersected with the human-created beat. It is generally considered to be part of the same "Pillar" of hip hop as DJing—in other words, providing a musical backdrop or foundation for MC's to rap over.
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Beatboxers can create their beats just naturally, but many of the beatboxing effects are enhanced by using a microphone plugged into a PA system. This helps the beatboxer to make their beatboxing loud enough to be heard alongside a rapper, MC, turntablist, and other hip hop artists. Beatboxing was popular in the 1980s with prominent artists like the Darren "Buffy, the Human Beat Box" Robinson of the Fat Boys and Biz Markie displaying their skills within the media. It declined in popularity along with b-boying in the late 1980s, but has undergone a resurgence since the late 1990s, marked by the release of "Make the Music 2000." by Rahzel of The Roots.
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Although it is not described as one of the four core elements that make up hip hop, music producing is another important element. In music, record producers play a similar role in sound recording that film directors play in making a movie. The record producer recruits and selects artists (rappers, MCs, DJs, beatboxers, and so on), plans the vision for the recording session, coaches the performers on their songs, chooses audio engineers, sets out a budget for hiring the artists and technical experts, and oversees the entire project. The exact roles of a producer depend on each individual, but some producers work with DJs and drum machine programmers to create beats, coach the DJs in the selection of sampled basslines, riffs and catch phrases, give advice to rappers, vocalists, MCs and other artists, give suggestions to performers on how to improve their flow and develop a unique personal style. Some producers work closely with the audio engineer to provide ideas on mixing, effects units (e.g., Autotuned vocal effects such as those popularized by T-Pain), micing of artists, and so on. The producer may independently develop the "concept" or vision for a project or album, or develop the vision in collaboration with the artists and performers.
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In hip hop, since the beginning of MCing, there have been producers who work in the studio, behind the scenes, to create the beats for MCs to rap over. Producers may find a beat they like on an old funk, soul, or disco record. They then isolate the beat and turn it into a loop. Alternatively, producers may create a beat with a drum machine or by hiring a drumkit percussionist to play acoustic drums. The producer could even mix and layer different methods, such as combining a sampled disco drum break with a drum machine track and some live, newly recorded percussion parts or a live electric bass player. A beat created by a hip hop producer may include other parts besides a drum beat, such as a sampled bassline from a funk or disco song, dialogue from a spoken word record or movie, or rhythmic "scratching" and "punches" done by a turntablist or DJ.
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An early beat maker was producer Kurtis Blow, who won producer of the year credits in 1983, 1984, and 1985. Known for the creation of sample and sample loops, Blow was considered the Quincy Jones of early hip hop, a reference to the prolific African American record producer, conductor, arranger, composer, musician and bandleader. One of the most influential beat makers was J. Dilla, a producer from Detroit who chopped samples by specific beats and would combine them together to create his unique sound. Those who create these beats are known as either beat makers or producers, however producers are known to have more input and direction on the overall the creation of a song or project, while a beat maker just provides or creates the beat. As Dr. Dre has said before "Once you finish the beat, you have to produce the record."[131] The process of making beats includes sampling, "chopping", looping, sequencing beats, recording, mixing, and mastering.
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Most beats in hip hop are sampled from a pre-existing record. This means that a producer will take a portion or a "sample" of a song and reuse it as an instrumental section, beat or portion of their song. Some examples of this are The Isley Brothers' "Footsteps in the Dark Pts. 1 and 2" being sampled to make Ice Cube's "Today Was a Good Day".[132] Another example is Otis Redding's "Try a Little Tenderness" being sampled to create the song "Otis", released in 2011, by Kanye West and Jay-Z.[133]
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"Chopping" is dissecting the song that you are sampling so that you "chop" out the part or parts of the song, be that the bassline, rhythm guitar part, drum break, or other music, you want to use in the beat.[134] Looping is known as melodic or percussive sequence that repeats itself over a period of time, so basically a producer will make an even-number of bars of a beat (e.g., four bars or eight bars) repeat itself or "loop" of a full song length. This loop provides an accompaniment for an MC to rap over.
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The tools needed to make beats in the late 1970s were funk, soul, and other music genre records, record turntables, DJ mixers, audio consoles, and relatively inexpensive Portastudio-style multitrack recording devices. In the 1980s and 1990s, beat makers and producers used the new electronic and digital instruments that were developed, such as samplers, sequencers, drum machines, and synthesizers. From the 1970s to the 2010s, various beat makers and producers have used live instruments, such as drum kit or electric bass on some tracks. To record the finished beats or beat tracks, beat makers and producers use a variety of sound recording equipment, typically multitrack recorders. Digital Audio Workstations, also known as DAWs, became more common in the 2010s for producers. Some of the most used DAWs are FL Studio, Ableton Live, and Pro Tools.
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DAWs have made it possible for more people to be able to make beats in their own home studio, without going to a recording studio. Beat makers who own DAWs do not have to buy all the hardware that a recording studio needed in the 1980s (huge 72 channel audio consoles, multitrack recorders, racks of rackmount effects units), because 2010-era DAWs have everything they need to make beats on a good quality, fast laptop computer.[135]
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Beats are such an integral part of rap music that many producers have been able to make instrumental mixtapes or albums. Even though these instrumentals have no rapping, listeners still enjoy the inventive ways the producer mixes different beats, samples and instrumental melodies. Examples of these are 9th Wonder's "Tutenkhamen" and J Dilla's "Donuts". Some hip hop records come in two versions: a beat with rapping over it, and an instrumental with just the beat. The instrumental in this case is provided so that DJs and turntablists can isolate breaks, beats and other music to create new songs.
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The development of hip hop linguistics is complex. Source material include the spirituals of slaves arriving in the new world, Jamaican dub music, the laments of jazz and blues singers, patterned cockney slang and radio deejays hyping their audience using rhymes.[136] Hip hop has a distinctive associated slang.[137] It is also known by alternate names, such as "Black English", or "Ebonics". Academics suggest its development stems from a rejection of the racial hierarchy of language, which held "White English" as the superior form of educated speech.[138] Due to hip hop's commercial success in the late 1990s and early 2000s, many of these words have been assimilated into the cultural discourse of several different dialects across America and the world and even to non-hip hop fans.[139] The word diss for example is particularly prolific. There are also a number of words which predate hip hop, but are often associated with the culture, with homie being a notable example. Sometimes, terms like what the dilly, yo are popularized by a single song (in this case, "Put Your Hands Where My Eyes Could See" by Busta Rhymes) and are only used briefly. One particular example is the rule-based slang of Snoop Dogg and E-40, who add -izzle or -izz to the end or middle of words.
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Hip Hop lyrics have also been known for containing swear words. In particular, the word "bitch" is seen in countless songs, from NWA's "A Bitch Iz a bitch" to Missy Elliot's "She is a Bitch." It is often used in the negative connotation of a woman who is a shallow "money grubber". Some female artists have tried to reclaim the word and use it as a term of empowerment. Regardless, the hip hop community has recently taken an interest in discussing the use of the word "bitch" and whether it is necessary in rap.[140] Not only the particular words, but also the choice of which language in which rap is widely debated topic in international hip hop. In Canada, the use of non-standard variants of French, such as Franglais, a mix of French and English, by groups such as Dead Obies[141] or Chiac (such as Radio Radio[142]) has powerful symbolic implications for Canadian language politics and debates on Canadian identity. In the United States rappers choose to rap in English, Spanish, or Spanglish, depending on their own backgrounds and their intended audience.[143]
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Hip hop has made a considerable social impact since its inception in the 1970s. "Hip hop has also become relevant to the field of education because of its implications for understanding language, learning, identity, and curriculum."[144] Orlando Patterson, a sociology professor at Harvard University, helps describe the phenomenon of how hip hop has spread rapidly around the world. Patterson argues that mass communication is controlled by the wealthy, the government, and major businesses in Third World nations and countries around the world.[145] He also credits mass communication with creating a global cultural hip hop scene. As a result, the youth are influenced by the American hip hop scene and start their own forms of hip hop. Patterson believes that revitalization of hip hop music will occur around the world as traditional values are mixed with American hip hop music,[145] and ultimately a global exchange process will develop that brings youth around the world to listen to a common musical form of hip hop.
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It has also been argued that rap music formed as a "cultural response to historic oppression and racism, a system for communication among black communities throughout the United States".[146] This is due to the fact that the culture reflected the social, economic and political realities of the disenfranchised youth. In the 2010s, hip hop lyrics are starting to reflect original socially conscious themes. Rappers are starting to question the government's power and its oppressive role in some societies.[147] Rap music has been a tool for political, social, and cultural empowerment outside the US. Members of minority communities—such as Algerians in France, and Turks in Germany—use rap as a platform to protest racism, poverty, and social structures.[148]
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Hip hop lyricism has gained a measure of legitimacy in academic and literary circles. Studies of hip hop linguistics are now offered at institutions such as the University of Toronto, where poet and author George Eliot Clarke has taught the potential power of hip hop music to promote social change.[136] Greg Thomas of the University of Miami offers courses at both the undergraduate and graduate level studying the feminist and assertive nature of Lil' Kim's lyrics.[149] Some academics, including Ernest Morrell and Jeffrey Duncan-Andrade, compare hip hop to the satirical works of great "Western canon" poets of the modern era, who use imagery and create a mood to criticize society. As quoted in their work "Promoting Academic Literacy with Urban Youth Through Engaging Hip Hop Culture":
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Hip hop texts are rich in imagery and metaphors and can be used to teach irony, tone, diction, and point of view. Hip hop texts can be analyzed for theme, motif, plot, and character development. Both Grand Master Flash and T.S. Eliot gazed out into their rapidly deteriorating societies and saw a "wasteland." Both poets were essentially apocalyptic in nature as they witnessed death, disease, and decay.[150]
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Hip hop music has been censored on radio and TV due to the explicit lyrics of certain genres. Many songs have been criticized for anti-establishment and sometimes violent messages. The use of profanity as well as graphic depictions of violence and sex in hip hop music videos and songs makes it hard to broadcast on television stations such as MTV, in music video form, and on radio. As a result, many hip hop recordings are broadcast in censored form, with offending language "bleeped" or blanked out of the soundtrack, or replaced with "clean" lyrics. The result – which sometimes renders the remaining lyrics unintelligible or contradictory to the original recording – has become almost as widely identified with the genre as any other aspect of the music, and has been parodied in films such as Austin Powers in Goldmember, in which Mike Myers' character Dr. Evil – performing in a parody of a hip hop music video ("Hard Knock Life (Ghetto Anthem)" by Jay-Z) – performs an entire verse that is blanked out. In 1995, Roger Ebert wrote:[151]
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Rap has a bad reputation in white circles, where many people believe it consists of obscene and violent anti-white and anti-female guttural. Some of it does. Most does not. Most white listeners don't care; they hear black voices in a litany of discontent, and tune out. Yet rap plays the same role today as Bob Dylan did in 1960, giving voice to the hopes and angers of a generation, and a lot of rap is powerful writing.
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In 1990, Luther Campbell and his group 2 Live Crew filed a lawsuit against Broward County Sheriff Nick Navarro, because Navarro wanted to prosecute stores that sold the group's album As Nasty As They Wanna Be because of its obscene and vulgar lyrics. In June 1990, a U.S. district court judge labeled the album obscene and illegal to sell. However, in 1992, the United States Court of Appeals for the Eleventh Circuit overturned the obscenity ruling from Judge Gonzalez, and the Supreme Court of the United States refused to hear Broward County's appeal. Professor Louis Gates testified on behalf of The 2 Live Crew, arguing that the material that the county alleged was profane actually had important roots in African-American vernacular, games, and literary traditions and should be protected.[152]
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—Chuck Philips, Los Angeles Times, 1992[153]
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Gangsta rap is a subgenre of hip hop that reflects the violent culture of inner-city American black youths.[154] The genre was pioneered in the mid-1980s by rappers such as Schoolly D and Ice-T, and was popularized in the later part of the 1980s by groups such as N.W.A. Ice-T released "6 in the Mornin'", which is often regarded as the first gangsta rap song, in 1986. After the national attention that Ice-T and N.W.A created in the late 1980s and early 1990s, gangsta rap became the most commercially lucrative subgenre of hip hop.
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N.W.A is the group most frequently associated with the founding of gangsta rap. Their lyrics were more violent, openly confrontational, and shocking than those of established rap acts, featuring incessant profanity and, controversially, use of the word "nigga". These lyrics were placed over rough, rock guitar-driven beats, contributing to the music's hard-edged feel. The first blockbuster gangsta rap album was N.W.A's Straight Outta Compton, released in 1988. Straight Outta Compton would establish West Coast hip hop as a vital genre, and establish Los Angeles as a legitimate rival to hip hop's long-time capital, New York City. Straight Outta Compton sparked the first major controversy regarding hip hop lyrics when their song "Fuck tha Police" earned a letter from FBI Assistant Director Milt Ahlerich, strongly expressing law enforcement's resentment of the song.[155][156]
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Controversy surrounded Ice-T's song "Cop Killer" from the album Body Count. The song was intended to speak from the viewpoint of a criminal getting revenge on racist, brutal cops. Ice-T's rock song infuriated government officials, the National Rifle Association and various police advocacy groups.[157] Consequently, Time Warner Music refused to release Ice-T's upcoming album Home Invasion because of the controversy surrounding "Cop Killer". Ice-T suggested that the furor over the song was an overreaction, telling journalist Chuck Philips "... they've done movies about nurse killers and teacher killers and student killers. [Actor] Arnold Schwarzenegger blew away dozens of cops as the Terminator. But I don't hear anybody complaining about that." Ice-T suggested to Philips that the misunderstanding of "Cop Killer" and the attempts to censor it had racial overtones: "The Supreme Court says it's OK for a white man to burn a cross in public. But nobody wants a black man to write a record about a cop killer."[157]
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The White House administrations of both George Bush senior and Bill Clinton criticized the genre.[153] "The reason why rap is under attack is because it exposes all the contradictions of American culture ... What started out as an underground art form has become a vehicle to expose a lot of critical issues that are not usually discussed in American politics. The problem here is that the White House and wanna-be's like Bill Clinton represent a political system that never intends to deal with inner city urban chaos," Sister Souljah told The Times.[153] Until its discontinuation on July 8, 2006, BET ran a late-night segment titled BET: Uncut to air nearly-uncensored videos. The show was exemplified by music videos such as "Tip Drill" by Nelly, which was criticized for what many viewed as an exploitative depiction of women, particularly images of a man swiping a credit card between a stripper's buttocks.
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Public Enemy's "Gotta Give the Peeps What They Need" was censored on MTV, removing the words "free Mumia".[158] After the attack on the World Trade Center on September 11, 2001, Oakland, California group The Coup was under fire for the cover art on their album Party Music, which featured the group's two members holding a guitar tuner and two sticks[159] as the Twin Towers exploded behind them despite the fact that it was created months before the actual event. The group, having politically radical and Marxist lyrical content, said the cover meant to symbolize the destruction of capitalism. Their record label pulled the album until a new cover could be designed.
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Critics such as Businessweek's David Kiley argue that the discussion of products within hip hop culture may actually be the result of undisclosed product placement deals.[160] Such critics allege that shilling or product placement takes place in commercial rap music, and that lyrical references to products are actually paid endorsements.[160] In 2005, a proposed plan by McDonald's to pay rappers to advertise McDonald's products in their music was leaked to the press.[160] After Russell Simmons made a deal with Courvoisier to promote the brand among hip hop fans, Busta Rhymes recorded the song "Pass the Courvoisier".[160] Simmons insists that no money changed hands in the deal.[160]
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The symbiotic relationship has also stretched to include car manufacturers, clothing designers and sneaker companies,[161] and many other companies have used the hip hop community to make their name or to give them credibility. One such beneficiary was Jacob the Jeweler, a diamond merchant from New York. Jacob Arabo's clientele included Sean Combs, Lil' Kim and Nas. He created jewelry pieces from precious metals that were heavily loaded with diamond and gemstones. As his name was mentioned in the song lyrics of his hip hop customers, his profile quickly rose. Arabo expanded his brand to include gem-encrusted watches that retail for hundreds of thousands of dollars, gaining so much attention that Cartier filed a trademark-infringement lawsuit against him for putting diamonds on the faces of their watches and reselling them without permission.[162] Arabo's profile increased steadily until his June 2006 arrest by the FBI on money laundering charges.[163]
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While some brands welcome the support of the hip hop community, one brand that did not was Cristal champagne maker Louis Roederer. A 2006 article from The Economist magazine featured remarks from managing director Frederic Rouzaud about whether the brand's identification with rap stars could affect their company negatively. His answer was dismissive: "That's a good question, but what can we do? We can't forbid people from buying it. I'm sure Dom Pérignon or Krug [champagne] would be delighted to have their business."[164] In retaliation, many hip hop icons such as Jay-Z and Sean Combs, who previously included references to "Cris", ceased all mentions and purchases of the champagne. 50 Cent's deal with Vitamin Water, Dr. Dre's promotion of his Beats by Dr. Dre headphone line and Dr. Pepper, and Drake's commercial with Sprite are successful deals. Although product placement deals were not popular in the 1980s, MC Hammer was an early innovator in this type of strategy. With merchandise such as dolls, commercials for soft drinks and numerous television show appearances, Hammer began the trend of rap artists being accepted as mainstream pitchpeople for brands.[165]
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Hip hop culture has had extensive coverage in the media, especially in relation to television; there have been a number of television shows devoted to or about hip hop, including in Europe ("H.I.P. H.O.P." in 1984). For many years, BET was the only television channel likely to play hip hop, but in recent years[when?] the channels VH1 and MTV have added a significant amount of hip hop to their play list. Run DMC became the first African American group to appear on MTV.[166][167] With the emergence of the Internet, a number of online sites began to offer hip hop related video content.
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Hip hop magazines describe hip hop's culture, including information about rappers and MCs, new hip hop music, concerts, events, fashion and history. The first hip hop publication, The Hip Hop Hit List was published in the 1980s. It contained the first rap music record chart. It was put out by two brothers from Newark, New Jersey, Vincent and Charles Carroll (who was also in a hip hop group known as The Nastee Boyz). They knew the art form very well and noticed the need for a hip hop magazine. DJs and rappers did not have a way to learn about rap music styles and labels. The periodical began as the first Rap record chart and tip sheet for DJs and was distributed through national record pools and record stores throughout the New York City Tri-State area. One of the founding publishers, Charles Carroll noted, "Back then, all DJs came into New York City to buy their records but most of them did not know what was hot enough to spend money on, so we charted it." Jae Burnett became Vincent Carroll's partner and played an instrumental role in its later development.
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Another popular hip hop magazine that arose in the 1980s was Word Up magazine, an American magazine catering to the youth with an emphasis on hip hop. It featured articles on what is like to be a part of the hip hop community, promoted up-coming albums, bringing awareness to the projects that the artist was involved in, and also included posters of trending celebrities within the world of Hip Hop. The magazine was published monthly and mainly concerning rap, Hip Hop and R&B music. Word Up magazine was highly popular, it was even mentioned in the popular song by The Notorious B.I.G - Juicy "it was all a dream, use to read WordUp magazine". Word Up magazine was a part of pop culture.
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New York tourists from abroad took the publication back home with them to other countries to share it, creating worldwide interest in the culture and new art form.[citation needed] It had a printed distribution of 50,000, a circulation rate of 200,000 with well over 25,000 subscribers. The "Hip Hop Hit List" was also the first to define hip hop as a culture introducing the many aspects of the art form such as fashion, music, dance, the arts and most importantly the language. For instance, on the cover the headliner included the tag "All Literature was Produced to Meet Street Comprehension!" which proved their loyalty not only to the culture but also to the streets. Most interviews were written verbatim which included their innovative broken English style of writing. Some of the early charts were written in the graffiti format tag style but was made legible enough for the masses.[citation needed]
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The Carroll Brothers were also consultants to the many record companies who had no idea how to market hip hop music. Vincent Carroll, the magazine's creator-publisher, went on to become a huge source for marketing and promoting the culture of hip hop, starting Blow-Up Media, the first hip hop marketing firm with offices in NYC's Tribeca district. At the age of 21, Vincent Carroll employed a staff of 15 and assisted in launching some of the culture's biggest and brightest stars (the Fugees, Nelly, the Outzidaz, feat. Eminem and many more).[citation needed] Later other publications spawned up including: Hip Hop Connection, XXL, Scratch, The Source and Vibe.[168] Many individual cities have also produced their own local hip hop newsletters, while hip hop magazines with national distribution are found in a few other countries. The 21st century also ushered in the rise of online media, and hip hop fan sites now offer comprehensive hip hop coverage on a daily basis.
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Clothing, hair and other styles have been a big part of hip hop's social and cultural impact since the 1970s. Although the styles have changed over the decades, distinctive urban apparel and looks have been an important way for rappers, breakdancers and other hip hop community members to express themselves. As the hip hop music genre's popularity increased, so did the effect of its fashion. While there were early items synonymous with hip hop that crossed over into the mainstream culture, like Run-DMC's affinity for Adidas or the Wu-Tang Clan's championing of Clarks' Wallabees, it wasn't until its commercial peak that hip hop fashion became influential. Starting in the mid- to late 1990s, hip hop culture embraced some major designers and established a new connection with classic fashion. Brands such as Ralph Lauren, Calvin Klein and Tommy Hilfiger all tapped into hip hop culture and gave very little in return. Moving into the new millennium, hip hop fashion consisted of baggy shirts, jeans, and jerseys. As names like Pharrell and Jay-Z started their own clothing lines and still others like Kanye West linked up with designers like Louis Vuitton, the clothes got tighter, more classically fashionable, and expensive.
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As hip hop has a seen a shift in the means by which its artists express their masculinity, from violence and intimidation to wealth-flaunting and entrepreneurship, it has also seen the emergence of rapper branding.[169] The modern-day hip hop artist is no longer limited to music serving as their sole occupation or source of income. By the early 1990s, major apparel companies "[had] realized the economic potential of tapping into hip hop culture ... Tommy Hilfiger was one of the first major fashion designer[s] who actively courted rappers as a way of promoting his street wear".[170] By joining forces, the artist and the corporation are able to jointly benefit from each other's resources. Hip Hop artists are trend-setters and taste-makers. Their fans range from minority groups who can relate to their professed struggles to majority groups who cannot truly relate but like to "consume the fantasy of living a more masculine life".[171] The rappers provide the "cool, hip" factor while the corporations deliver the product, advertising, and financial assets. Tommy Hilfiger, one of the first mainstream designers to actively court rappers as a way of promoting his street wear, serves a prototypical example of the hip hip/fashion collaborations:
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In exchange for giving artists free wardrobes, Hilfiger found its name mentioned in both rhyming verses of rap songs and their 'shout-out' lyrics, in which rap artists chant out thanks to friends and sponsors for their support. Hilfiger's success convinced other large mainstream American fashion design companies, like Ralph Lauren and Calvin Klein, to tailor lines to the lucrative market of hip hop artists and fans.[172]
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Artists now use brands as a means of supplemental income to their music or are creating and expanding their own brands that become their primary source of income. As Harry Elam explains, there has been a movement "from the incorporation and redefinition of existing trends to actually designing and marketing products as hip hop fashion".[172]
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Hip hop music has spawned dozens of subgenres which incorporate hip hop music production approaches, such as sampling, creating beats, or rapping. The diversification process stems from the appropriation of hip hop culture by other ethnic groups. There are many varying social influences that affect hip hop's message in different nations. It is frequently used as a musical response to perceived political and/or social injustices. In South Africa the largest form of hip hop is called Kwaito, which has had a growth similar to American hip hop. Kwaito is a direct reflection of a post apartheid South Africa and is a voice for the voiceless; a term that U.S. hip hop is often referred to. Kwaito is even perceived as a lifestyle, encompassing many aspects of life, including language and fashion.[173]
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Kwaito is a political and party-driven genre, as performers use the music to express their political views, and also to express their desire to have a good time. Kwaito is a music that came from a once hated and oppressed people, but it is now sweeping the nation. The main consumers of Kwaito are adolescents and half of the South African population is under 21. Some of the large Kwaito artists have sold more than 100,000 albums, and in an industry where 25,000 albums sold is considered a gold record, those are impressive numbers.[174] Kwaito allows the participation and creative engagement of otherwise socially excluded peoples in the generation of popular media.[175] South African hip hop has made an impact worldwide, with performers such as Tumi, HipHop Pantsula, Tuks Senganga.[176]
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In Jamaica, the sounds of hip hop are derived from American and Jamaican influences. Jamaican hip hop is defined both through dancehall and reggae music. Jamaican Kool Herc brought the sound systems, technology, and techniques of reggae music to New York during the 1970s. Jamaican hip hop artists often rap in both Brooklyn and Jamaican accents. Jamaican hip hop subject matter is often influenced by outside and internal forces. Outside forces such as the bling-bling era of today's modern hip hop and internal influences coming from the use of anti-colonialism and marijuana or "ganja" references which Rastafarians believe bring them closer to God.[177][178][179]
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Author Wayne Marshall argues that "Hip hop, as with any number of African-American cultural forms before it, offers a range of compelling and contradictory significations to Jamaican artist and audiences. From "modern blackness" to "foreign mind", transnational cosmopolitanism to militant pan-Africanism, radical remixology to outright mimicry, hip hop in Jamaica embodies the myriad ways that Jamaicans embrace, reject, and incorporate foreign yet familiar forms."[180]
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In the developing world, hip hop has made a considerable impact in the social context. Despite the lack of resources, hip hop has made considerable inroads.[80] Due to limited funds, hip hop artists are forced to use very basic tools, and even graffiti, an important aspect of the hip hop culture, is constrained due to its unavailability to the average person. Hip hop has begun making inroads with more than black artists. There are number of other minority artists who are taking center stage as many first generation minority children come of age. One example is rapper Awkwafina, an Asian-American, who raps about being Asian as well as being female. She, like many others, use rap to express her experiences as a minority not necessarily to "unite" minorities together but to tell her story.[181]
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Many hip hop artists from the developing world come to the United States to seek opportunities. Maya Arulpragasm (A.K.A. M.I.A.), a Sri Lanka-born Tamil hip hop artist claims, "I'm just trying to build some sort of bridge, I'm trying to create a third place, somewhere in between the developed world and the developing world.".[182] Another music artist using hip hop to provide a positive message to young Africans is Emmanuel Jal, a former child soldier from South Sudan. Jal is one of the few South Sudanese music artists to have broken through on an international level[183] with his unique form of hip hop and a positive message in his lyrics.[184] Jal has attracted the attention of mainstream media and academics with his story and use of hip hop as a healing medium for war-afflicted people in Africa and he has also been sought out on the international lecture fora such as TED.[185]
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Many K-Pop artists in South Korea have been influenced by hip hop and many South Korean artists perform hip hop music. In Seoul, South Korea, Koreans b-boy.[186]
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Scholars argue that hip hop can have an empowering effect on youth. While there is misogyny, violence, and drug use in rap music videos and lyrics, hip hop also displays many positive themes of self-reliance, resilience, and self-esteem. These messages can be inspiring for a youth living in poverty. A lot of rap songs contain references to strengthening the African American community promoting social causes. Social workers have used hip hop to build a relationship with at-risk youth and develop a deeper connection with the child.[187] Hip hop has the potential to be taught as a way of helping people see the world more critically, be it through forms of writing, creating music, or social activism. The lyrics of hip hop have been used to learn about literary devices such as metaphor, imagery, irony, tone, theme, motif, plot, and point of view.[188]
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Organizations and facilities are providing spaces and programs for communities to explore making and learning about hip hop. An example is the IMP Labs in Regina, Saskatchewan, Canada. Many dance studios and colleges now offer lessons in hip hop alongside tap and ballet, as well as KRS-ONE teaching hip hop lectures at Harvard University.
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Hip hop producer 9th Wonder and former rapper-actor Christopher "Play" Martin from hip hop group Kid-n-Play have taught hip hop history classes at North Carolina Central University[189] and 9th Wonder has also taught a "Hip Hop Sampling Soul" class at Duke University.[190] In 2007, the Cornell University Library established a Hip Hop Collection to collect and make accessible the historical artifacts of hip hop culture and to ensure their preservation for future generations.[191]
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The hip-hop community has been a major factor in educating its listeners on HIV/AIDS, a disease that has affected the community very closely. One of the biggest artists of early hip-hop Eazy-E, a member of N.W.A had died of AIDS in 1995.[192] Since then many artists, producers, choreographers and many others from many different locations have tried to make an impact and raise awareness of HIV in the hip-hop community. Many artists have made songs as sort of PSA's to raise awareness of HIV for hip-hop listeners, some songs that raise awareness are Salt N Pepa – Let's Talk About AIDS, Coolio – Too Hot and more.[193] Tanzanian artists such as Professor Jay and the group Afande Sele are notable for their contributions to this genre of hip-hop music and the awareness they have spread for HIV. [194] American writer, activist and hip-hop artist Tim'm T. West who was diagnosed with AIDS in 1999, formed queer hip-hop group Deep Dickollective who got together to rap about the HIV pandemic among queer black men and LGBTQ activism in hip-hop.[195][196] A non-profit organization out of New York City called Hip Hop 4 Life, strives to educate the youth, especially the low income youth about social and political problems in their areas of interest, which includes hip hop.[197] Hip Hop 4 Life has held many events around the New York City area to raise awareness for HIV and other problems surrounding these low income children and their communities.
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Since the age of slavery, music has long been the language of African American identity. Because reading and writing were forbidden under the auspices of slavery, music became the only accessible form of communication. Hundreds of years later, in inner-city neighborhoods plagued by high illiteracy and dropout rates, music remains the most dependable medium of expression. Hip Hop is thus to modern day as Negro Spirituals are to the plantations of the old South: the emergent music articulates the terrors of one's environment better than written, or spoken word, thereby forging an "unquestioned association of oppression with creativity [that] is endemic" to African American culture".[198]
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As a result, lyrics of rap songs have often been treated as "confessions" to a number of violent crimes in the United States.[199] It is also considered to be the duty of rappers and other hip hop artists (DJs, dancers) to "represent" their city and neighborhood. This demands being proud of being from disadvantaged cities neighborhoods that have traditionally been a source of shame, and glorifying them in lyrics and graffiti. This has potentially been one of the ways that hip hop has become regarded as a "local" rather than "foreign" genre of music in so many countries around the world in just a few decades. Nevertheless, sampling and borrowing from a number of genres and places is also a part of the hip hop milieu, and an album like the surprise hit Kala by Anglo-Tamil rapper M.I.A. was recorded in locations all across the world and features sounds from a different country on every track.[200]
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According to scholar Joseph Schloss, the essentialist perspective of Hip Hop conspicuously obfuscates the role that individual style and pleasure plays in the development of the genre. Schloss notes that Hip Hop is forever fossilized as an inevitable cultural emergent, as if "none of hip-hop's innovators had been born, a different group of poor black youth from the Bronx would have developed hip-hop in exactly the same way".[198] However, while the pervasive oppressive conditions of the Bronx were likely to produce another group of disadvantaged youth, he questions whether they would be equally interested, nonetheless willing to put in as much time and energy into making music as Grandmaster Flash, DJ Kool Herc, and Afrika Bambaataa. He thus concludes that Hip Hop was a result of choice, not fate, and that when individual contributions and artistic preferences are ignored, the genre's origin becomes overly attributed to collective cultural oppression.
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Hip hop music artists and advocates have stated that hip hop has been an authentic (true and "real") African-American artistic and cultural form since its emergence in inner-city Bronx neighborhoods in the 1970s. Some music critics, scholars and political commentators[who?] have denied hip hop's authenticity. Advocates who claim hip hop is an authentic music genre state that it is an ongoing response to the violence and discrimination experienced by black people in the United States, from the slavery that existed into the 19th century, to the lynchings of the 20th century and the ongoing racial discrimination faced by blacks.[citation needed]
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Paul Gilroy and Alexander Weheliye state that unlike disco, jazz, R&B, house music, and other genres that were developed in the African-American community and which were quickly adopted and then increasingly controlled by white music industry executives, hip hop has remained largely controlled by African American artists, producers and executives.[202] In his book, Phonographies, Weheliye describes the political and cultural affiliations that hip hop music enables.[203] In contrast, Greg Tate states that the market-driven, commodity form of commercial hip hop has uprooted the genre from the celebration of African-American culture and the messages of protest that predominated in its early forms.[204] Tate states that the commodification and commercialization of hip hop culture undermines the dynamism of the genre for African-American communities.
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These two dissenting understandings of hip hop's scope and influence frame debates that revolve around hip hop's possession of or lack of authenticity.[205] Anticipating the market arguments of Tate and others, both Gilroy and Weheliye assert that hip hop has always had a different function than Western popular music as a whole, a function that exceeds the constraints of market capitalism. Weheliye notes, "Popular music, generally in the form of recordings, has and still continues to function as one of the main channels of communication between the different geographical and cultural points in the African diaspora, allowing artists to articulate and perform their diasporic citizenship to international audiences and establish conversations with other diasporic communities."[206] For Paul Gilroy, hip hop proves an outlet of articulation and a sonic space in which African Americans can exert control and influence that they often lack in other sociopolitical and economic domains.[207]
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In "Phonographies", Weheyliye explains how new sound technologies used in hip hop encourage "diasporic citizenship" and African-American cultural and political activities.[208] Gilroy states that the "power of [hip hop] music [lies] in developing black struggles by communicating information, organizing consciousness, and testing out or deploying ... individual or collective" forms of African-American cultural and political actions.[207] In the third chapter of The Black Atlantic, "Jewels Brought from Bondage: Black Music and the Politics of Authenticity", Gilroy asserts that these elements influence the production of and the interpretation of black cultural activities. What Gilroy calls the "Black Atlantic" music's rituals and traditions are a more expansive way of thinking about African-American "blackness", a way that moves beyond contemporary debates around essentialist and anti-essentialist arguments. As such, Gilroy states that music has been and remains a central staging ground for debates over the work, responsibility, and future role of black cultural and artistic production.[209]
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Old-school hip hop performer DJ Kool Herc, along with traditional hip hop artists Afrika Bambaataa and Grandmaster Caz, originally held views against mainstream rap.[210] However, recent interviews indicate they have changed their ways to a certain extent.[211][original research?] However, rappers like KRS-One still feel a strong disapproval of the rap industry, especially through mainstream media.[212][original research?]
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In b-boying, most supporters have begun to slowly involve more industry sponsorship through events on the World BBoy Series and through the UDEF powered by Silverback Open.[213] Other b-boys have begun to accept using the term breakdance, but only if the term b-boying is too difficult to communicate to the general public. Regardless of such, b-boys and b-girls still exist to showing lack of support to jams and events that they feel represent the culture as a sport, form of entertainment and as well through capitalism. Battle Rap as an industry has also been strongly supported by old-school/ golden-era legends such as Herc, Kid Capri and KRS-One.[214][215]
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In 2012, hip hop and rap pioneer Chuck D, from the group Public Enemy criticized young hip hop artists from the 2010s, stating that they have taken a music genre with extensive roots in underground music and turned it into commercialized pop music.[216] In particular, seminal figures in the early underground, politically-motivated music, such as Ice-T, have criticized current hip hop artists for being more concerned with image than substance.[217] Critics have stated that 2010s hip hop artists are contributing to cultural stereotyping of African-American culture and are poseur gangsters. Critics have also stated that hip hop music promotes drug use and violence.[218][219][220]
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Hip hop has been criticized by rock-centric critics who state that hip hop is not a true art form and who state that rock and roll music is more authentic. These critics are advocating a viewpoint called "rockism" which favors music written and performed by the individual artist (as seen in some famous singer-songwriter-led rock bands) and is against 2000s (decade)-era hip hop, which these critics argue give too large a role to record producers and digital sound recording. Hip hop is seen as being too violent and explicit, in comparison with rock. Some contend that the criticisms have racial overtones, as these critics deny that hip hop is an art form and praising rock genres that prominently feature white males.[221]
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The hip hop music genre and its subculture has been criticized for its gender bias and its negative impacts on women in African-American culture. Gangsta rap artists such as Eazy-E, Snoop Dogg, and Dr. Dre have, primarily in the 90's, rapped lyrics that portray women as sex toys and inferior to or otherwise dependent upon men.[222] Between 1987 and 1993, over 400 hip hop songs had lyrics that described violence toward women including rape, assault, and murder.[223] These anti-women hip hop lyrics have led some male listeners to make physical threats toward women and they have created negative stereotypes of young urban African-American women.[224]
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Hip hop music frequently promotes masculine hegemony and it depicts women as individuals who must rely on men.[223] The portrayal of women in hip hop lyrics and videos tends to be violent, degrading, and highly sexualized. There is a high frequency of songs with lyrics that are demeaning, or depict sexual violence or sexual assault towards women.[225] Videos often portray idealized female bodies and depict women as being the object of male pleasure.[226]
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The misrepresentation of women, primarily woman of color, as objects rather than other human beings and the presence of male dominance in hip hop extends back to the birth of the genre. However, many female artists have also emerged in shedding light on both their personal issues and the misrepresentations of women in hip-hip and culture. These artists include but are not limited to Queen Latifah, TLC and MC Lyte. Despite the success of them and others, female rappers remain proportionally few in the mainstream industry.[227][228]
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Very few female artists have been recognized in hip hop, and the most popular, successful and influential artists, record producers and music executives are males. Women who are in rap groups, such as Lauryn Hill of the Fugees, tend to have less advantages and opportunities than male artists.[229]
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Female artists have received significantly less recognition in hip hop. Only one female artist has won Best Rap album of the year at the Grammy Awards since the category was added in 1995.[230] In addition, African American female hip hop artists have been recognized even less in the industry.[231] Salt-N-Pepa felt when they were establishing themselves as a successful group, they had to prove doubters wrong, stating that "being women in hip hop at a time when it wasn't that many women, we felt like we had more to prove."[232]
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Latinas, especially Cuban, Dominican and Puerto Rican women, are degraded and fetishized in hip hop.
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White women and Asian women are also fetishized in hip hop but not as much as Latinas, who are referred to as "Spanish". Latinas, especially Puerto Rican models and Dominican models, are often portrayed as an object of sexual desire in hip hop videos.
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As well, the hip hop music community has been criticized with accusations of homophobia and transphobia.[233] Hip hop song lyrics contain offensive, homophobic slurs (most popularly, the pejorative term "faggot") and sometimes violent threats towards queer people, such as rapper DMX's "Where the Hood At," rapper Eazy-E's "Nobody Move," rap group Brand Nubian's "Punks Jump Up to Get Beat Down".[234] Many rappers and hip hop artists have advocated homophobia and/or transphobia.[235] These artists include Ja Rule, who in an interview claimed,"We need to go step to MTV and Viacom, and let's talk about all these fucking shows that they have on MTV that is promoting homosexuality, that my kids can't watch this shit,"[3] and rap artist Erick Sermon, who has said publicly,"[Hip hop] will never accept transgender rappers."[4]
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Until the 2010s, hip hop music has excluded the lesbian, gay, bisexual and transgender (LGBT) community. This has perpetuated a culture in hip hop that is prejudiced towards queer and trans people, making it a tough culture for queer artists to participate in.[233] Despite this prejudice, some queer/genderqueer rappers and hip hop artists have become successful and popular in the 2010s. One of the more notable members of the LGBT community in hip hop is Frank Ocean, who came out in 2012 and has released critically acclaimed albums and won two Grammy Awards.[5] Other successful queer hip hop/rap artists include female bisexual rapper Azealia Banks,[236] pansexual androgynous rapper and singer Angel Haze,[237] lesbian rapper Siya,[238] gay rapper/singer Kevin Abstract,[239] and genderqueer rapper Mykki Blanco.[240]
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Having its roots in reggae, disco, funk and soul music, hip hop has since expanded worldwide. Its expansion includes events like Afrika Bambaataa's 1982 releasing of Planet Rock, which tried to establish a more global harmony. In the 1980s, the British Slick Rick became the first international hit hip hop artist not native to America.[citation needed] From the 1980s onward, television made hip hop global. From Yo! MTV Raps to Public Enemy's world tour, hip hop spread to Latin America and became a mainstream culture. Hip hop has been cut, mixed and adapted as it the music spreads to new areas.[241][242][unreliable source?]
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Early hip hop[by whom?] may have reduced inner-city gang violence by replacing physical violence with hip hop battles of breakdancing, turntablism, rapping and artwork. However, with the emergence of commercial and crime-related gangsta rap during the early 1990s, violence, drugs, weapons, and misogyny, were key themes. Socially and politically conscious hip hop has long been disregarded by mainstream America in favor of its media-baiting sibling, gangsta rap.[73] Alternative hip hop artists attempt to reflect the original elements of the culture. Artists/groups such as Nipsey Hussle, Lupe Fiasco, Immortal Technique, Lowkey, Brother Ali, Public Enemy, The Roots, Shing02, Jay Electronica, Nas, Common, Talib Kweli, Mos Def, Dilated Peoples, Dead Prez, Blackalicious, Jurassic 5, Jeru the Damaja, Kendrick Lamar, Gangstarr, KRS-One, Living Legends emphasize messages of verbal skill, internal/external conflicts, life lessons, unity, social issues, or activism.
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Black female artists such as Queen Latifah, Missy Elliott, and MC Lyte have made great strides since the hip hop industry first began. By producing music and an image that did not cater to the hyper-sexualized stereotypes of black women in hip hop, these women pioneered a revitalized and empowering image of black women in hip hop.[243] Though many hip hop artists have embraced the ideals that effectively disenfranchize black female artists, many others choose to employ forms of resistance that counteract these negative portrayals of women in hip hop and offer a different narrative. These artists seek to expand ways of traditional thinking through different ways of cultural expression. In this effort they hope to elicit a response to female hip hop artists not with a misogynist lens but with one that validates women's struggle.[244]
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Many have written about these intersections of hip-hop and feminism. One such example is Savannah Shange's article on Nicki Minaj entitled A King Named Nicki: Strategic queerness and the black femmecee. In her article, Shange discusses the inability to categorize Nicki Minaj's music as either specifically hetero or homosexual. She says that Nicki uses a sort of strategic queerness that uses her sex appeal both ways to attract her audience. Shange writes how even when looking at Nicki's music and persona from a homonormative lens, she defies categorization. She goes on to describe how Minaj "is a rapper whose critical, strategic performance of queer femininity is inextricable linked to the production and reception of their rhymes." In this way, Nicki Minaj's performative style enables her to make similarly great strides as those who came before her.
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For women, artists such as Missy Elliott, Lil' Kim, Young M.A. and others are providing mentorship for new female MCs. In addition, there is a vibrant scene outside the mainstream that provides an opportunity for women and their music to flourish.[69] Rap music has the power to influence how we view black women in our society. Queen Latifah used her award-winning song "U.N.I.T.Y." to support to other women and to inform of the presence of women in the hip hop genre. However, many contemporary females in hip hop do not embody this mindset and counteract it.[245] In 2014, Iggy Azalea was the first White female rapper to go mainstream and was the first White female rapper to have a number-one hit with "Fancy" in history.[246]
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†Trilobophorous Geze, 1985
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Hippopotaminae Gray, 1821
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†Kenyapotaminae Pickford, 1983
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Hippopotamuses are stout, naked-skinned, and semiaquatic artiodactyl mammals, possessing three-chambered stomachs and walking on four toes on each foot. While they resemble pigs physiologically, their closest living relatives are the cetaceans. Hippopotamuses are the only living members of the family Hippopotamidae.
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There are two living species of hippopotamus in two genera; the pygmy hippo, Choeropsis liberiensis of the forests of west Africa, and the common hippo, Hippopotamus amphibius.
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Hippopotamuses are large mammals, with short, stumpy legs, and barrel-shaped bodies. They have large heads, with broad mouths, and nostrils placed at the top of their snouts. Like pigs, they have four toes, but unlike pigs, all of the toes are used in walking. Hippopotamids are unguligrade, although, unlike most other such animals, they have no hooves, instead using a pad of tough connective tissue on each foot. Their stomachs have three chambers, but they are not true ruminants.
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The living species are smooth-skinned and lack both sebaceous glands and sweat glands. The outer epidermis is relatively thin, so hippos dehydrate rapidly in dry environments.[1]
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Both the incisors and canines are large and tusk-like, although the canine tusks are by far the larger. The tusks grow throughout life. The postcanine teeth are large and complex, suited for chewing the plant matter that comprises their diets. The number of incisors varies even within the same species, but the general dental formula is given in the table below:
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The hippopotamids are descended from the anthracotheres, a family of semiaquatic and terrestrial artiodactyls that appeared in the late Eocene, and are thought to have resembled small- or narrow-headed hippos. The hippos split off from the anthracotheres some time during the Miocene. After the appearance of the hippopotamids, the remaining anthracotheres went into a decline brought about by a combination of climatic change and competition with their descendants, until the last genus, Merycopotamus, died out in the early Pliocene of India.
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There were once many species of hippopotamid, but only two survive today: Hippopotamus amphibius, and Choeropsis liberiensis. They are the last survivors of two major evolutionary lineages, the hippos proper and the pygmy hippos, respectively; these lineages could arguably be considered subfamilies, but their relationship to each other - apart from being fairly distant relatives - is not well resolved.
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The enigmatic Miocene Kenyapotamus is insufficiently known to be assigned a place in the hippo phylogeny with any degree of certainty. In addition, the genus Hexaprotodon, in a sense now restricted to an extinct group of animals once living around the northern and northeastern Indian Ocean, which formerly included most ancient hippos, has turned out to be paraphyletic.
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Tylopoda
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Suina
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Ruminantia
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Hippopotamidae
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Cetacea
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The lower canine teeth of hippopotamids are similar in function and structure to the tusks of elephants. While hippopotamids and elephants are only very distantly related within the Mammalia, the lower canine teeth of both groups are long and have a slight curve, and species of both families use this structure when fighting.
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The systematics and taxonomy used here mostly follows the review of Boisserie (2005).[2]
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