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King Arthur (Welsh: Brenin Arthur, Cornish: Arthur Gernow, Breton: Roue Arzhur) was a legendary British leader who, according to medieval histories and romances, led the defence of Britain against Saxon invaders in the late 5th and early 6th centuries. The details of Arthur's story are mainly composed of folklore and literary invention, and modern historians generally agree that he is unhistorical.[2][3] The sparse historical background of Arthur is gleaned from various sources, including the Annales Cambriae, the Historia Brittonum, and the writings of Gildas. Arthur's name also occurs in early poetic sources such as Y Gododdin.[4]
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Arthur is a central figure in the legends making up the Matter of Britain. The legendary Arthur developed as a figure of international interest largely through the popularity of Geoffrey of Monmouth's fanciful and imaginative 12th-century Historia Regum Britanniae (History of the Kings of Britain).[5] In some Welsh and Breton tales and poems that date from before this work, Arthur appears either as a great warrior defending Britain from human and supernatural enemies or as a magical figure of folklore, sometimes associated with the Welsh otherworld Annwn.[6] How much of Geoffrey's Historia (completed in 1138) was adapted from such earlier sources, rather than invented by Geoffrey himself, is unknown.
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Although the themes, events and characters of the Arthurian legend varied widely from text to text, and there is no one canonical version, Geoffrey's version of events often served as the starting point for later stories. Geoffrey depicted Arthur as a king of Britain who defeated the Saxons and established a vast empire. Many elements and incidents that are now an integral part of the Arthurian story appear in Geoffrey's Historia, including Arthur's father Uther Pendragon, the magician Merlin, Arthur's wife Guinevere, the sword Excalibur, Arthur's conception at Tintagel, his final battle against Mordred at Camlann, and final rest in Avalon.
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The 12th-century French writer Chrétien de Troyes, who added Lancelot and the Holy Grail to the story, began the genre of Arthurian romance that became a significant strand of medieval literature. In these French stories, the narrative focus often shifts from King Arthur himself to other characters, such as various Knights of the Round Table. Arthurian literature thrived during the Middle Ages but waned in the centuries that followed until it experienced a major resurgence in the 19th century. In the 21st century, the legend lives on, not only in literature but also in adaptations for theatre, film, television, comics and other media.
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The historical basis for King Arthur was long debated by scholars. One school of thought, citing entries in the Historia Brittonum (History of the Britons) and Annales Cambriae (Welsh Annals), saw Arthur as a genuine historical figure, a Romano-British leader who fought against the invading Anglo-Saxons some time in the late 5th to early 6th century.
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The Historia Brittonum, a 9th-century Latin historical compilation attributed in some late manuscripts to a Welsh cleric called Nennius, contains the first datable mention of King Arthur, listing twelve battles that Arthur fought. These culminate in the Battle of Badon, where he is said to have single-handedly killed 960 men. Recent studies, however, question the reliability of the Historia Brittonum.[7]
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The other text that seems to support the case for Arthur's historical existence is the 10th-century Annales Cambriae, which also link Arthur with the Battle of Badon. The Annales date this battle to 516–518, and also mention the Battle of Camlann, in which Arthur and Medraut (Mordred) were both killed, dated to 537–539. These details have often been used to bolster confidence in the Historia's account and to confirm that Arthur really did fight at Badon.
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Problems have been identified, however, with using this source to support the Historia Brittonum's account. The latest research shows that the Annales Cambriae was based on a chronicle begun in the late 8th century in Wales. Additionally, the complex textual history of the Annales Cambriae precludes any certainty that the Arthurian annals were added to it even that early. They were more likely added at some point in the 10th century and may never have existed in any earlier set of annals. The Badon entry probably derived from the Historia Brittonum.[8]
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This lack of convincing early evidence is the reason many recent historians exclude Arthur from their accounts of sub-Roman Britain. In the view of historian Thomas Charles-Edwards, "at this stage of the enquiry, one can only say that there may well have been an historical Arthur [but ...] the historian can as yet say nothing of value about him".[9] These modern admissions of ignorance are a relatively recent trend; earlier generations of historians were less sceptical. The historian John Morris made the putative reign of Arthur the organising principle of his history of sub-Roman Britain and Ireland, The Age of Arthur (1973). Even so, he found little to say about a historical Arthur.[10]
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Partly in reaction to such theories, another school of thought emerged which argued that Arthur had no historical existence at all. Morris's Age of Arthur prompted the archaeologist Nowell Myres to observe that "no figure on the borderline of history and mythology has wasted more of the historian's time".[11] Gildas' 6th-century polemic De Excidio et Conquestu Britanniae (On the Ruin and Conquest of Britain), written within living memory of Badon, mentions the battle but does not mention Arthur.[12] Arthur is not mentioned in the Anglo-Saxon Chronicle or named in any surviving manuscript written between 400 and 820.[13] He is absent from Bede's early-8th-century Ecclesiastical History of the English People, another major early source for post-Roman history that mentions Badon.[14] The historian David Dumville wrote: "I think we can dispose of him [Arthur] quite briefly. He owes his place in our history books to a 'no smoke without fire' school of thought ... The fact of the matter is that there is no historical evidence about Arthur; we must reject him from our histories and, above all, from the titles of our books."[15]
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Some scholars argue that Arthur was originally a fictional hero of folklore—or even a half-forgotten Celtic deity—who became credited with real deeds in the distant past. They cite parallels with figures such as the Kentish Hengist and Horsa, who may be totemic horse-gods that later became historicised. Bede ascribed to these legendary figures a historical role in the 5th-century Anglo-Saxon conquest of eastern Britain.[16] It is not even certain that Arthur was considered a king in the early texts. Neither the Historia nor the Annales calls him "rex": the former calls him instead "dux bellorum" (leader of battles) and "miles" (soldier).[17]
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The consensus among academic historians today is that there is no solid evidence for his historical existence.[2] However, because historical documents for the post-Roman period are scarce, a definitive answer to the question of Arthur's historical existence is unlikely. Sites and places have been identified as "Arthurian" since the 12th century,[18] but archaeology can confidently reveal names only through inscriptions found in secure contexts. The so-called "Arthur stone", discovered in 1998 among the ruins at Tintagel Castle in Cornwall in securely dated 6th-century contexts, created a brief stir but proved irrelevant.[19] Other inscriptional evidence for Arthur, including the Glastonbury cross, is tainted with the suggestion of forgery.[20]
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Several historical figures have been proposed as the basis for Arthur, ranging from Lucius Artorius Castus, a Roman officer who served in Britain in the 2nd or 3rd century,[21] to sub-Roman British rulers such as Riotamus,[22] Ambrosius Aurelianus,[23] Owain Ddantgwyn,[24] and Athrwys ap Meurig.[25] However, no convincing evidence for these identifications has emerged.
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The origin of the Welsh name "Arthur" remains a matter of debate. The most widely accepted etymology derives it from the Roman nomen gentile (family name) Artorius.[26] Artorius itself is of obscure and contested etymology,[27] but possibly of Messapian[28][29][30] or Etruscan origin.[31][32][33] Linguist Stephan Zimmer suggests Artorius possibly had a Celtic origin, being a Latinization of a hypothetical name *Artorījos, in turn derived from an older patronym *Arto-rīg-ios, meaning "son of the bear/warrior-king". This patronym is unattested, but the root, *arto-rīg, "bear/warrior-king", is the source of the Old Irish personal name Artrí.[34] Some scholars have suggested it is relevant to this debate that the legendary King Arthur's name only appears as Arthur or Arturus in early Latin Arthurian texts, never as Artōrius (though Classical Latin Artōrius became Arturius in some Vulgar Latin dialects). However, this may not say anything about the origin of the name Arthur, as Artōrius would regularly become Art(h)ur when borrowed into Welsh.[35]
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Another commonly proposed derivation of Arthur from Welsh arth "bear" + (g)wr "man" (earlier *Arto-uiros in Brittonic) is not accepted by modern scholars for phonological and orthographic reasons. Notably, a Brittonic compound name *Arto-uiros should produce Old Welsh *Artgur (where u represents the short vowel /u/) and Middle/Modern Welsh *Arthwr, rather than Arthur (where u is a long vowel /ʉː/). In Welsh poetry the name is always spelled Arthur and is exclusively rhymed with words ending in -ur—never words ending in -wr—which confirms that the second element cannot be [g]wr "man".[36][37]
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An alternative theory, which has gained only limited acceptance among professional scholars, derives the name Arthur from Arcturus, the brightest star in the constellation Boötes, near Ursa Major or the Great Bear.[38] Classical Latin Arcturus would also have become Art(h)ur when borrowed into Welsh, and its brightness and position in the sky led people to regard it as the "guardian of the bear" (which is the meaning of the name in Ancient Greek) and the "leader" of the other stars in Boötes.[39]
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The familiar literary persona of Arthur began with Geoffrey of Monmouth's pseudo-historical Historia Regum Britanniae (History of the Kings of Britain), written in the 1130s. The textual sources for Arthur are usually divided into those written before Geoffrey's Historia (known as pre-Galfridian texts, from the Latin form of Geoffrey, Galfridus) and those written afterwards, which could not avoid his influence (Galfridian, or post-Galfridian, texts).
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The earliest literary references to Arthur come from Welsh and Breton sources. There have been few attempts to define the nature and character of Arthur in the pre-Galfridian tradition as a whole, rather than in a single text or text/story-type. A 2007 academic survey led by Caitlin Green has identified three key strands to the portrayal of Arthur in this earliest material.[40] The first is that he was a peerless warrior who functioned as the monster-hunting protector of Britain from all internal and external threats. Some of these are human threats, such as the Saxons he fights in the Historia Brittonum, but the majority are supernatural, including giant cat-monsters, destructive divine boars, dragons, dogheads, giants, and witches.[41] The second is that the pre-Galfridian Arthur was a figure of folklore (particularly topographic or onomastic folklore) and localised magical wonder-tales, the leader of a band of superhuman heroes who live in the wilds of the landscape.[42] The third and final strand is that the early Welsh Arthur had a close connection with the Welsh Otherworld, Annwn. On the one hand, he launches assaults on Otherworldly fortresses in search of treasure and frees their prisoners. On the other, his warband in the earliest sources includes former pagan gods, and his wife and his possessions are clearly Otherworldly in origin.[43]
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One of the most famous Welsh poetic references to Arthur comes in the collection of heroic death-songs known as Y Gododdin (The Gododdin), attributed to 6th-century poet Aneirin. One stanza praises the bravery of a warrior who slew 300 enemies, but says that despite this, "he was no Arthur" – that is, his feats cannot compare to the valour of Arthur.[44] Y Gododdin is known only from a 13th-century manuscript, so it is impossible to determine whether this passage is original or a later interpolation, but John Koch's view that the passage dates from a 7th-century or earlier version is regarded as unproven; 9th- or 10th-century dates are often proposed for it.[45] Several poems attributed to Taliesin, a poet said to have lived in the 6th century, also refer to Arthur, although these all probably date from between the 8th and 12th centuries.[46] They include "Kadeir Teyrnon" ("The Chair of the Prince"),[47] which refers to "Arthur the Blessed"; "Preiddeu Annwn" ("The Spoils of Annwn"),[48] which recounts an expedition of Arthur to the Otherworld; and "Marwnat vthyr pen[dragon]" ("The Elegy of Uther Pen[dragon]"),[49] which refers to Arthur's valour and is suggestive of a father-son relationship for Arthur and Uther that pre-dates Geoffrey of Monmouth.
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Other early Welsh Arthurian texts include a poem found in the Black Book of Carmarthen, "Pa gur yv y porthaur?" ("What man is the gatekeeper?").[51] This takes the form of a dialogue between Arthur and the gatekeeper of a fortress he wishes to enter, in which Arthur recounts the names and deeds of himself and his men, notably Cei (Kay) and Bedwyr (Bedivere). The Welsh prose tale Culhwch and Olwen (c. 1100), included in the modern Mabinogion collection, has a much longer list of more than 200 of Arthur's men, though Cei and Bedwyr again take a central place. The story as a whole tells of Arthur helping his kinsman Culhwch win the hand of Olwen, daughter of Ysbaddaden Chief-Giant, by completing a series of apparently impossible tasks, including the hunt for the great semi-divine boar Twrch Trwyth. The 9th-century Historia Brittonum also refers to this tale, with the boar there named Troy(n)t.[52] Finally, Arthur is mentioned numerous times in the Welsh Triads, a collection of short summaries of Welsh tradition and legend which are classified into groups of three linked characters or episodes to assist recall. The later manuscripts of the Triads are partly derivative from Geoffrey of Monmouth and later continental traditions, but the earliest ones show no such influence and are usually agreed to refer to pre-existing Welsh traditions. Even in these, however, Arthur's court has started to embody legendary Britain as a whole, with "Arthur's Court" sometimes substituted for "The Island of Britain" in the formula "Three XXX of the Island of Britain".[53] While it is not clear from the Historia Brittonum and the Annales Cambriae that Arthur was even considered a king, by the time Culhwch and Olwen and the Triads were written he had become Penteyrnedd yr Ynys hon, "Chief of the Lords of this Island", the overlord of Wales, Cornwall and the North.[54]
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In addition to these pre-Galfridian Welsh poems and tales, Arthur appears in some other early Latin texts besides the Historia Brittonum and the Annales Cambriae. In particular, Arthur features in a number of well-known vitae ("Lives") of post-Roman saints, none of which are now generally considered to be reliable historical sources (the earliest probably dates from the 11th century).[55] According to the Life of Saint Gildas, written in the early 12th century by Caradoc of Llancarfan, Arthur is said to have killed Gildas' brother Hueil and to have rescued his wife Gwenhwyfar from Glastonbury.[56] In the Life of Saint Cadoc, written around 1100 or a little before by Lifris of Llancarfan, the saint gives protection to a man who killed three of Arthur's soldiers, and Arthur demands a herd of cattle as wergeld for his men. Cadoc delivers them as demanded, but when Arthur takes possession of the animals, they turn into bundles of ferns.[57] Similar incidents are described in the medieval biographies of Carannog, Padarn, and Eufflam, probably written around the 12th century. A less obviously legendary account of Arthur appears in the Legenda Sancti Goeznovii, which is often claimed to date from the early 11th century (although the earliest manuscript of this text dates from the 15th century and the text is now dated to the late 12th to early 13th century).[58][59] Also important are the references to Arthur in William of Malmesbury's De Gestis Regum Anglorum and Herman's De Miraculis Sanctae Mariae Laudensis, which together provide the first certain evidence for a belief that Arthur was not actually dead and would at some point return, a theme that is often revisited in post-Galfridian folklore.[60]
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Geoffrey of Monmouth's Historia Regum Britanniae, completed c. 1138, contains the first narrative account of Arthur's life.[61] This work is an imaginative and fanciful account of British kings from the legendary Trojan exile Brutus to the 7th-century Welsh king Cadwallader. Geoffrey places Arthur in the same post-Roman period as do Historia Brittonum and Annales Cambriae. He incorporates Arthur's father Uther Pendragon, his magician advisor Merlin, and the story of Arthur's conception, in which Uther, disguised as his enemy Gorlois by Merlin's magic, sleeps with Gorlois's wife Igerna (Igraine) at Tintagel, and she conceives Arthur. On Uther's death, the fifteen-year-old Arthur succeeds him as King of Britain and fights a series of battles, similar to those in the Historia Brittonum, culminating in the Battle of Bath. He then defeats the Picts and Scots before creating an Arthurian empire through his conquests of Ireland, Iceland and the Orkney Islands. After twelve years of peace, Arthur sets out to expand his empire once more, taking control of Norway, Denmark and Gaul. Gaul is still held by the Roman Empire when it is conquered, and Arthur's victory leads to a further confrontation with Rome. Arthur and his warriors, including Kaius (Kay), Beduerus (Bedivere) and Gualguanus (Gawain), defeat the Roman emperor Lucius Tiberius in Gaul but, as he prepares to march on Rome, Arthur hears that his nephew Modredus (Mordred)—whom he had left in charge of Britain—has married his wife Guenhuuara (Guinevere) and seized the throne. Arthur returns to Britain and defeats and kills Modredus on the river Camblam in Cornwall, but he is mortally wounded. He hands the crown to his kinsman Constantine and is taken to the isle of Avalon to be healed of his wounds, never to be seen again.[62]
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How much of this narrative was Geoffrey's own invention is open to debate. He seems to have made use of the list of Arthur's twelve battles against the Saxons found in the 9th-century Historia Brittonum, along with the battle of Camlann from the Annales Cambriae and the idea that Arthur was still alive.[63] Arthur's status as the king of all Britain seems to be borrowed from pre-Galfridian tradition, being found in Culhwch and Olwen, the Welsh Triads, and the saints' lives.[64] Finally, Geoffrey borrowed many of the names for Arthur's possessions, close family, and companions from the pre-Galfridian Welsh tradition, including Kaius (Cei), Beduerus (Bedwyr), Guenhuuara (Gwenhwyfar), Uther (Uthyr) and perhaps also Caliburnus (Caledfwlch), the latter becoming Excalibur in subsequent Arthurian tales.[65] However, while names, key events, and titles may have been borrowed, Brynley Roberts has argued that "the Arthurian section is Geoffrey's literary creation and it owes nothing to prior narrative."[66] Geoffrey makes the Welsh Medraut into the villainous Modredus, but there is no trace of such a negative character for this figure in Welsh sources until the 16th century.[67] There have been relatively few modern attempts to challenge the notion that the Historia Regum Britanniae is primarily Geoffrey's own work, with scholarly opinion often echoing William of Newburgh's late-12th-century comment that Geoffrey "made up" his narrative, perhaps through an "inordinate love of lying".[68] Geoffrey Ashe is one dissenter from this view, believing that Geoffrey's narrative is partially derived from a lost source telling of the deeds of a 5th-century British king named Riotamus, this figure being the original Arthur, although historians and Celticists have been reluctant to follow Ashe in his conclusions.[69]
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Whatever his sources may have been, the immense popularity of Geoffrey's Historia Regum Britanniae cannot be denied. Well over 200 manuscript copies of Geoffrey's Latin work are known to have survived, as well as translations into other languages.[70] For example, 60 manuscripts are extant containing the Brut y Brenhinedd, Welsh-language versions of the Historia, the earliest of which were created in the 13th century. The old notion that some of these Welsh versions actually underlie Geoffrey's Historia, advanced by antiquarians such as the 18th-century Lewis Morris, has long since been discounted in academic circles.[71] As a result of this popularity, Geoffrey's Historia Regum Britanniae was enormously influential on the later medieval development of the Arthurian legend. While it was not the only creative force behind Arthurian romance, many of its elements were borrowed and developed (e.g., Merlin and the final fate of Arthur), and it provided the historical framework into which the romancers' tales of magical and wonderful adventures were inserted.[72]
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The popularity of Geoffrey's Historia and its other derivative works (such as Wace's Roman de Brut) gave rise to a significant numbers of new Arthurian works in continental Europe during the 12th and 13th centuries, particularly in France.[73] It was not, however, the only Arthurian influence on the developing "Matter of Britain". There is clear evidence that Arthur and Arthurian tales were familiar on the Continent before Geoffrey's work became widely known (see for example, the Modena Archivolt),[74] and "Celtic" names and stories not found in Geoffrey's Historia appear in the Arthurian romances.[75] From the perspective of Arthur, perhaps the most significant effect of this great outpouring of new Arthurian story was on the role of the king himself: much of this 12th-century and later Arthurian literature centres less on Arthur himself than on characters such as Lancelot and Guinevere, Percival, Galahad, Gawain, Ywain, and Tristan and Iseult. Whereas Arthur is very much at the centre of the pre-Galfridian material and Geoffrey's Historia itself, in the romances he is rapidly sidelined.[76] His character also alters significantly. In both the earliest materials and Geoffrey he is a great and ferocious warrior, who laughs as he personally slaughters witches and giants and takes a leading role in all military campaigns,[77] whereas in the continental romances he becomes the roi fainéant, the "do-nothing king", whose "inactivity and acquiescence constituted a central flaw in his otherwise ideal society".[78] Arthur's role in these works is frequently that of a wise, dignified, even-tempered, somewhat bland, and occasionally feeble monarch. So, he simply turns pale and silent when he learns of Lancelot's affair with Guinevere in the Mort Artu, whilst in Yvain, the Knight of the Lion, he is unable to stay awake after a feast and has to retire for a nap.[79] Nonetheless, as Norris J. Lacy has observed, whatever his faults and frailties may be in these Arthurian romances, "his prestige is never—or almost never—compromised by his personal weaknesses ... his authority and glory remain intact."[80]
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Arthur and his retinue appear in some of the Lais of Marie de France,[82] but it was the work of another French poet, Chrétien de Troyes, that had the greatest influence with regard to the development of Arthur's character and legend.[83] Chrétien wrote five Arthurian romances between c. 1170 and 1190. Erec and Enide and Cligès are tales of courtly love with Arthur's court as their backdrop, demonstrating the shift away from the heroic world of the Welsh and Galfridian Arthur, while Yvain, the Knight of the Lion, features Yvain and Gawain in a supernatural adventure, with Arthur very much on the sidelines and weakened. However, the most significant for the development of the Arthurian legend are Lancelot, the Knight of the Cart, which introduces Lancelot and his adulterous relationship with Arthur's queen Guinevere, extending and popularising the recurring theme of Arthur as a cuckold, and Perceval, the Story of the Grail, which introduces the Holy Grail and the Fisher King and which again sees Arthur having a much reduced role.[84] Chrétien was thus "instrumental both in the elaboration of the Arthurian legend and in the establishment of the ideal form for the diffusion of that legend",[85] and much of what came after him in terms of the portrayal of Arthur and his world built upon the foundations he had laid. Perceval, although unfinished, was particularly popular: four separate continuations of the poem appeared over the next half century, with the notion of the Grail and its quest being developed by other writers such as Robert de Boron, a fact that helped accelerate the decline of Arthur in continental romance.[86] Similarly, Lancelot and his cuckolding of Arthur with Guinevere became one of the classic motifs of the Arthurian legend, although the Lancelot of the prose Lancelot (c. 1225) and later texts was a combination of Chrétien's character and that of Ulrich von Zatzikhoven's Lanzelet.[87] Chrétien's work even appears to feed back into Welsh Arthurian literature, with the result that the romance Arthur began to replace the heroic, active Arthur in Welsh literary tradition.[88] Particularly significant in this development were the three Welsh Arthurian romances, which are closely similar to those of Chrétien, albeit with some significant differences: Owain, or the Lady of the Fountain is related to Chrétien's Yvain; Geraint and Enid, to Erec and Enide; and Peredur son of Efrawg, to Perceval.[89]
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Up to c. 1210, continental Arthurian romance was expressed primarily through poetry; after this date the tales began to be told in prose. The most significant of these 13th-century prose romances was the Vulgate Cycle (also known as the Lancelot-Grail Cycle), a series of five Middle French prose works written in the first half of that century.[91] These works were the Estoire del Saint Grail, the Estoire de Merlin, the Lancelot propre (or Prose Lancelot, which made up half the entire Vulgate Cycle on its own), the Queste del Saint Graal and the Mort Artu, which combine to form the first coherent version of the entire Arthurian legend. The cycle continued the trend towards reducing the role played by Arthur in his own legend, partly through the introduction of the character of Galahad and an expansion of the role of Merlin. It also made Mordred the result of an incestuous relationship between Arthur and his sister Morgause and established the role of Camelot, first mentioned in passing in Chrétien's Lancelot, as Arthur's primary court.[92] This series of texts was quickly followed by the Post-Vulgate Cycle (c. 1230–40), of which the Suite du Merlin is a part, which greatly reduced the importance of Lancelot's affair with Guinevere but continued to sideline Arthur, and to focus more on the Grail quest.[91] As such, Arthur became even more of a relatively minor character in these French prose romances; in the Vulgate itself he only figures significantly in the Estoire de Merlin and the Mort Artu. During this period, Arthur was made one of the Nine Worthies, a group of three pagan, three Jewish and three Christian exemplars of chivalry. The Worthies were first listed in Jacques de Longuyon's Voeux du Paon in 1312, and subsequently became a common subject in literature and art.[93]
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The development of the medieval Arthurian cycle and the character of the "Arthur of romance" culminated in Le Morte d'Arthur, Thomas Malory's retelling of the entire legend in a single work in English in the late 15th century. Malory based his book—originally titled The Whole Book of King Arthur and of His Noble Knights of the Round Table—on the various previous romance versions, in particular the Vulgate Cycle, and appears to have aimed at creating a comprehensive and authoritative collection of Arthurian stories.[94] Perhaps as a result of this, and the fact that Le Morte D'Arthur was one of the earliest printed books in England, published by William Caxton in 1485, most later Arthurian works are derivative of Malory's.[95]
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The end of the Middle Ages brought with it a waning of interest in King Arthur. Although Malory's English version of the great French romances was popular, there were increasing attacks upon the truthfulness of the historical framework of the Arthurian romances – established since Geoffrey of Monmouth's time – and thus the legitimacy of the whole Matter of Britain. So, for example, the 16th-century humanist scholar Polydore Vergil famously rejected the claim that Arthur was the ruler of a post-Roman empire, found throughout the post-Galfridian medieval "chronicle tradition", to the horror of Welsh and English antiquarians.[96] Social changes associated with the end of the medieval period and the Renaissance also conspired to rob the character of Arthur and his associated legend of some of their power to enthrall audiences, with the result that 1634 saw the last printing of Malory's Le Morte d'Arthur for nearly 200 years.[97] King Arthur and the Arthurian legend were not entirely abandoned, but until the early 19th century the material was taken less seriously and was often used simply as a vehicle for allegories of 17th- and 18th-century politics.[98] Thus Richard Blackmore's epics Prince Arthur (1695) and King Arthur (1697) feature Arthur as an allegory for the struggles of William III against James II.[98] Similarly, the most popular Arthurian tale throughout this period seems to have been that of Tom Thumb, which was told first through chapbooks and later through the political plays of Henry Fielding; although the action is clearly set in Arthurian Britain, the treatment is humorous and Arthur appears as a primarily comedic version of his romance character.[99] John Dryden's masque King Arthur is still performed, largely thanks to Henry Purcell's music, though seldom unabridged.
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In the early 19th century, medievalism, Romanticism, and the Gothic Revival reawakened interest in Arthur and the medieval romances. A new code of ethics for 19th-century gentlemen was shaped around the chivalric ideals embodied in the "Arthur of romance". This renewed interest first made itself felt in 1816, when Malory's Le Morte d'Arthur was reprinted for the first time since 1634.[100] Initially, the medieval Arthurian legends were of particular interest to poets, inspiring, for example, William Wordsworth to write "The Egyptian Maid" (1835), an allegory of the Holy Grail.[101] Pre-eminent among these was Alfred Tennyson, whose first Arthurian poem "The Lady of Shalott" was published in 1832.[102] Arthur himself played a minor role in some of these works, following in the medieval romance tradition. Tennyson's Arthurian work reached its peak of popularity with Idylls of the King, however, which reworked the entire narrative of Arthur's life for the Victorian era. It was first published in 1859 and sold 10,000 copies within the first week.[103] In the Idylls, Arthur became a symbol of ideal manhood who ultimately failed, through human weakness, to establish a perfect kingdom on earth.[104] Tennyson's works prompted a large number of imitators, generated considerable public interest in the legends of Arthur and the character himself, and brought Malory's tales to a wider audience.[105] Indeed, the first modernisation of Malory's great compilation of Arthur's tales was published in 1862, shortly after Idylls appeared, and there were six further editions and five competitors before the century ended.[106]
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This interest in the "Arthur of romance" and his associated stories continued through the 19th century and into the 20th, and influenced poets such as William Morris and Pre-Raphaelite artists including Edward Burne-Jones.[107] Even the humorous tale of Tom Thumb, which had been the primary manifestation of Arthur's legend in the 18th century, was rewritten after the publication of Idylls. While Tom maintained his small stature and remained a figure of comic relief, his story now included more elements from the medieval Arthurian romances and Arthur is treated more seriously and historically in these new versions.[108] The revived Arthurian romance also proved influential in the United States, with such books as Sidney Lanier's The Boy's King Arthur (1880) reaching wide audiences and providing inspiration for Mark Twain's satire A Connecticut Yankee in King Arthur's Court (1889).[109] Although the 'Arthur of romance' was sometimes central to these new Arthurian works (as he was in Burne-Jones's "The Sleep of Arthur in Avalon", 1881–1898), on other occasions he reverted to his medieval status and is either marginalised or even missing entirely, with Wagner's Arthurian operas providing a notable instance of the latter.[110] Furthermore, the revival of interest in Arthur and the Arthurian tales did not continue unabated. By the end of the 19th century, it was confined mainly to Pre-Raphaelite imitators,[111] and it could not avoid being affected by World War I, which damaged the reputation of chivalry and thus interest in its medieval manifestations and Arthur as chivalric role model.[112] The romance tradition did, however, remain sufficiently powerful to persuade Thomas Hardy, Laurence Binyon and John Masefield to compose Arthurian plays,[113] and T. S. Eliot alludes to the Arthur myth (but not Arthur) in his poem The Waste Land, which mentions the Fisher King.[114]
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In the latter half of the 20th century, the influence of the romance tradition of Arthur continued, through novels such as T. H. White's The Once and Future King (1958), Thomas Berger's tragicomic Arthur Rex and Marion Zimmer Bradley's The Mists of Avalon (1982) in addition to comic strips such as Prince Valiant (from 1937 onward).[115] Tennyson had reworked the romance tales of Arthur to suit and comment upon the issues of his day, and the same is often the case with modern treatments too. Bradley's tale, for example, takes a feminist approach to Arthur and his legend, in contrast to the narratives of Arthur found in medieval materials,[116] and American authors often rework the story of Arthur to be more consistent with values such as equality and democracy.[117] In John Cowper Powys's Porius: A Romance of the Dark Ages (1951), set in Wales in 499, just prior to the Saxon invasion, Arthur, the Emperor of Britain, is only a minor character, whereas Myrddin (Merlin) and Nineue, Tennyson's Vivien, are major figures.[118] Myrddin's disappearance at the end of the novel is "in the tradition of magical hibernation when the king or mage leaves his people for some island or cave to return either at a more propitious or more dangerous time" (see King Arthur's messianic return).[119] Powys's earlier novel, A Glastonbury Romance (1932) is concerned with both the Holy Grail and the legend that Arthur is buried at Glastonbury.[120]
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The romance Arthur has become popular in film and theatre as well. T. H. White's novel was adapted into the Lerner and Loewe stage musical Camelot (1960) and Walt Disney's animated film The Sword in the Stone (1963); Camelot, with its focus on the love of Lancelot and Guinevere and the cuckolding of Arthur, was itself made into a film of the same name in 1967. The romance tradition of Arthur is particularly evident and in critically respected films like Robert Bresson's Lancelot du Lac (1974), Éric Rohmer's Perceval le Gallois (1978) and John Boorman's Excalibur (1981); it is also the main source of the material used in the Arthurian spoof Monty Python and the Holy Grail (1975).[121]
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Retellings and reimaginings of the romance tradition are not the only important aspect of the modern legend of King Arthur. Attempts to portray Arthur as a genuine historical figure of c. 500, stripping away the "romance", have also emerged. As Taylor and Brewer have noted, this return to the medieval "chronicle tradition" of Geoffrey of Monmouth and the Historia Brittonum is a recent trend which became dominant in Arthurian literature in the years following the outbreak of the Second World War, when Arthur's legendary resistance to Germanic enemies struck a chord in Britain.[122] Clemence Dane's series of radio plays, The Saviours (1942), used a historical Arthur to embody the spirit of heroic resistance against desperate odds, and Robert Sherriff's play The Long Sunset (1955) saw Arthur rallying Romano-British resistance against the Germanic invaders.[123] This trend towards placing Arthur in a historical setting is also apparent in historical and fantasy novels published during this period.[124]
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Arthur has also been used as a model for modern-day behaviour. In the 1930s, the Order of the Fellowship of the Knights of the Round Table was formed in Britain to promote Christian ideals and Arthurian notions of medieval chivalry.[125] In the United States, hundreds of thousands of boys and girls joined Arthurian youth groups, such as the Knights of King Arthur, in which Arthur and his legends were promoted as wholesome exemplars.[126] However, Arthur's diffusion within modern culture goes beyond such obviously Arthurian endeavours, with Arthurian names being regularly attached to objects, buildings, and places. As Norris J. Lacy has observed, "The popular notion of Arthur appears to be limited, not surprisingly, to a few motifs and names, but there can be no doubt of the extent to which a legend born many centuries ago is profoundly embedded in modern culture at every level."[127]
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Bacteria (/bækˈtɪəriə/ (listen); common noun bacteria, singular bacterium) are a type of biological cell. They constitute a large domain of prokaryotic microorganisms. Typically a few micrometres in length, bacteria have a number of shapes, ranging from spheres to rods and spirals. Bacteria were among the first life forms to appear on Earth, and are present in most of its habitats. Bacteria inhabit soil, water, acidic hot springs, radioactive waste,[4] and the deep biosphere of the earth's crust. Bacteria also live in symbiotic and parasitic relationships with plants and animals. Most bacteria have not been characterised, and only about 27 percent of the bacterial phyla have species that can be grown in the laboratory.[5] The study of bacteria is known as bacteriology, a branch of microbiology.
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Nearly all animal life is dependent on bacteria for survival as only bacteria and some archaea possess the genes and enzymes necessary to synthesize vitamin B12, also known as cobalamin, and provide it through the food chain. Vitamin B12 is a water-soluble vitamin that is involved in the metabolism of every cell of the human body. It is a cofactor in DNA synthesis, and in both fatty acid and amino acid metabolism. It is particularly important in the normal functioning of the nervous system via its role in the synthesis of myelin.[6][7][8][9]
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There are typically 40 million bacterial cells in a gram of soil and a million bacterial cells in a millilitre of fresh water. There are approximately 5×1030 bacteria on Earth,[10] forming a biomass which exceeds that of all plants and animals.[11] Bacteria are vital in many stages of the nutrient cycle by recycling nutrients such as the fixation of nitrogen from the atmosphere. The nutrient cycle includes the decomposition of dead bodies; bacteria are responsible for the putrefaction stage in this process.[12] In the biological communities surrounding hydrothermal vents and cold seeps, extremophile bacteria provide the nutrients needed to sustain life by converting dissolved compounds, such as hydrogen sulphide and methane, to energy.
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In humans and most animals the largest number of bacteria exist in the gut, and a large number on the skin.[13] The vast majority of the bacteria in the body are rendered harmless by the protective effects of the immune system, though many are beneficial, particularly in the gut flora. However, several species of bacteria are pathogenic and cause infectious diseases, including cholera, syphilis, anthrax, leprosy, and bubonic plague. The most common fatal bacterial diseases are respiratory infections. Tuberculosis alone kills about 2 million people per year, mostly in sub-Saharan Africa.[14] Antibiotics are used to treat bacterial infections and are also used in farming, making antibiotic resistance a growing problem. In industry, bacteria are important in sewage treatment and the breakdown of oil spills, the production of cheese and yogurt through fermentation, the recovery of gold, palladium, copper and other metals in the mining sector,[15] as well as in biotechnology, and the manufacture of antibiotics and other chemicals.[16]
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Once regarded as plants constituting the class Schizomycetes ("fission fungi"), bacteria are now classified as prokaryotes. Unlike cells of animals and other eukaryotes, bacterial cells do not contain a nucleus and rarely harbour membrane-bound organelles. Although the term bacteria traditionally included all prokaryotes, the scientific classification changed after the discovery in the 1990s that prokaryotes consist of two very different groups of organisms that evolved from an ancient common ancestor. These evolutionary domains are called Bacteria and Archaea.[1]
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The word bacteria is the plural of the New Latin bacterium, which is the latinisation of the Greek βακτήριον (bakterion),[17] the diminutive of βακτηρία (bakteria), meaning "staff, cane",[18] because the first ones to be discovered were rod-shaped.[19][20]
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The ancestors of modern bacteria were unicellular microorganisms that were the first forms of life to appear on Earth, about 4 billion years ago. For about 3 billion years, most organisms were microscopic, and bacteria and archaea were the dominant forms of life.[21][22] Although bacterial fossils exist, such as stromatolites, their lack of distinctive morphology prevents them from being used to examine the history of bacterial evolution, or to date the time of origin of a particular bacterial species. However, gene sequences can be used to reconstruct the bacterial phylogeny, and these studies indicate that bacteria diverged first from the archaeal/eukaryotic lineage.[23] The most recent common ancestor of bacteria and archaea was probably a hyperthermophile that lived about 2.5 billion–3.2 billion years ago.[24][25] The earliest life on land may have been bacteria some 3.22 billion years ago.[26]
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Bacteria were also involved in the second great evolutionary divergence, that of the archaea and eukaryotes. Here, eukaryotes resulted from the entering of ancient bacteria into endosymbiotic associations with the ancestors of eukaryotic cells, which were themselves possibly related to the Archaea.[27][28] This involved the engulfment by proto-eukaryotic cells of alphaproteobacterial symbionts to form either mitochondria or hydrogenosomes, which are still found in all known Eukarya (sometimes in highly reduced form, e.g. in ancient "amitochondrial" protozoa). Later, some eukaryotes that already contained mitochondria also engulfed cyanobacteria-like organisms, leading to the formation of chloroplasts in algae and plants. This is known as primary endosymbiosis.[29][30]
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Bacteria display a wide diversity of shapes and sizes, called morphologies. Bacterial cells are about one-tenth the size of eukaryotic cells and are typically 0.5–5.0 micrometres in length. However, a few species are visible to the unaided eye—for example, Thiomargarita namibiensis is up to half a millimetre long[31] and Epulopiscium fishelsoni reaches 0.7 mm.[32] Among the smallest bacteria are members of the genus Mycoplasma, which measure only 0.3 micrometres, as small as the largest viruses.[33] Some bacteria may be even smaller, but these ultramicrobacteria are not well-studied.[34]
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Most bacterial species are either spherical, called cocci (singular coccus, from Greek kókkos, grain, seed), or rod-shaped, called bacilli (sing. bacillus, from Latin baculus, stick).[35] Some bacteria, called vibrio, are shaped like slightly curved rods or comma-shaped; others can be spiral-shaped, called spirilla, or tightly coiled, called spirochaetes. A small number of other unusual shapes have been described, such as star-shaped bacteria.[36] This wide variety of shapes is determined by the bacterial cell wall and cytoskeleton, and is important because it can influence the ability of bacteria to acquire nutrients, attach to surfaces, swim through liquids and escape predators.[37][38]
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Many bacterial species exist simply as single cells, others associate in characteristic patterns: Neisseria form diploids (pairs), Streptococcus form chains, and Staphylococcus group together in "bunch of grapes" clusters. Bacteria can also group to form larger multicellular structures, such as the elongated filaments of Actinobacteria, the aggregates of Myxobacteria, and the complex hyphae of Streptomyces.[39] These multicellular structures are often only seen in certain conditions. For example, when starved of amino acids, Myxobacteria detect surrounding cells in a process known as quorum sensing, migrate towards each other, and aggregate to form fruiting bodies up to 500 micrometres long and containing approximately 100,000 bacterial cells.[40] In these fruiting bodies, the bacteria perform separate tasks; for example, about one in ten cells migrate to the top of a fruiting body and differentiate into a specialised dormant state called a myxospore, which is more resistant to drying and other adverse environmental conditions.[41]
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Bacteria often attach to surfaces and form dense aggregations called biofilms, and larger formations known as microbial mats. These biofilms and mats can range from a few micrometres in thickness to up to half a metre in depth, and may contain multiple species of bacteria, protists and archaea. Bacteria living in biofilms display a complex arrangement of cells and extracellular components, forming secondary structures, such as microcolonies, through which there are networks of channels to enable better diffusion of nutrients.[42][43] In natural environments, such as soil or the surfaces of plants, the majority of bacteria are bound to surfaces in biofilms.[44] Biofilms are also important in medicine, as these structures are often present during chronic bacterial infections or in infections of implanted medical devices, and bacteria protected within biofilms are much harder to kill than individual isolated bacteria.[45]
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The bacterial cell is surrounded by a cell membrane, which is made primarily of phospholipids. This membrane encloses the contents of the cell and acts as a barrier to hold nutrients, proteins and other essential components of the cytoplasm within the cell.[46] Unlike eukaryotic cells, bacteria usually lack large membrane-bound structures in their cytoplasm such as a nucleus, mitochondria, chloroplasts and the other organelles present in eukaryotic cells.[47] However, some bacteria have protein-bound organelles in the cytoplasm which compartmentalize aspects of bacterial metabolism,[48][49] such as the carboxysome.[50] Additionally, bacteria have a multi-component cytoskeleton to control the localisation of proteins and nucleic acids within the cell, and to manage the process of cell division.[51][52][53]
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Many important biochemical reactions, such as energy generation, occur due to concentration gradients across membranes, creating a potential difference analogous to a battery. The general lack of internal membranes in bacteria means these reactions, such as electron transport, occur across the cell membrane between the cytoplasm and the outside of the cell or periplasm.[54] However, in many photosynthetic bacteria the plasma membrane is highly folded and fills most of the cell with layers of light-gathering membrane.[55] These light-gathering complexes may even form lipid-enclosed structures called chlorosomes in green sulfur bacteria.[56]
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Bacteria do not have a membrane-bound nucleus, and their genetic material is typically a single circular bacterial chromosome of DNA located in the cytoplasm in an irregularly shaped body called the nucleoid.[57] The nucleoid contains the chromosome with its associated proteins and RNA. Like all other organisms, bacteria contain ribosomes for the production of proteins, but the structure of the bacterial ribosome is different from that of eukaryotes and Archaea.[58]
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Some bacteria produce intracellular nutrient storage granules, such as glycogen,[59] polyphosphate,[60] sulfur[61] or polyhydroxyalkanoates.[62] Bacteria such as the photosynthetic cyanobacteria, produce internal gas vacuoles, which they use to regulate their buoyancy, allowing them to move up or down into water layers with different light intensities and nutrient levels.[63]
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Around the outside of the cell membrane is the cell wall. Bacterial cell walls are made of peptidoglycan (also called murein), which is made from polysaccharide chains cross-linked by peptides containing D-amino acids.[64] Bacterial cell walls are different from the cell walls of plants and fungi, which are made of cellulose and chitin, respectively.[65] The cell wall of bacteria is also distinct from that of Archaea, which do not contain peptidoglycan. The cell wall is essential to the survival of many bacteria, and the antibiotic penicillin (produced by a fungus called Penicillium) is able to kill bacteria by inhibiting a step in the synthesis of peptidoglycan.[65]
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There are broadly speaking two different types of cell wall in bacteria, that classify bacteria into Gram-positive bacteria and Gram-negative bacteria. The names originate from the reaction of cells to the Gram stain, a long-standing test for the classification of bacterial species.[66]
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Gram-positive bacteria possess a thick cell wall containing many layers of peptidoglycan and teichoic acids. In contrast, Gram-negative bacteria have a relatively thin cell wall consisting of a few layers of peptidoglycan surrounded by a second lipid membrane containing lipopolysaccharides and lipoproteins. Most bacteria have the Gram-negative cell wall, and only the Firmicutes and Actinobacteria (previously known as the low G+C and high G+C Gram-positive bacteria, respectively) have the alternative Gram-positive arrangement.[67] These differences in structure can produce differences in antibiotic susceptibility; for instance, vancomycin can kill only Gram-positive bacteria and is ineffective against Gram-negative pathogens, such as Haemophilus influenzae or Pseudomonas aeruginosa.[68] Some bacteria have cell wall structures that are neither classically Gram-positive or Gram-negative. This includes clinically important bacteria such as Mycobacteria which have a thick peptidoglycan cell wall like a Gram-positive bacterium, but also a second outer layer of lipids.[69]
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In many bacteria, an S-layer of rigidly arrayed protein molecules covers the outside of the cell.[70] This layer provides chemical and physical protection for the cell surface and can act as a macromolecular diffusion barrier. S-layers have diverse but mostly poorly understood functions, but are known to act as virulence factors in Campylobacter and contain surface enzymes in Bacillus stearothermophilus.[71]
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Flagella are rigid protein structures, about 20 nanometres in diameter and up to 20 micrometres in length, that are used for motility. Flagella are driven by the energy released by the transfer of ions down an electrochemical gradient across the cell membrane.[72]
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Fimbriae (sometimes called "attachment pili") are fine filaments of protein, usually 2–10 nanometres in diameter and up to several micrometres in length. They are distributed over the surface of the cell, and resemble fine hairs when seen under the electron microscope. Fimbriae are believed to be involved in attachment to solid surfaces or to other cells, and are essential for the virulence of some bacterial pathogens.[73] Pili (sing. pilus) are cellular appendages, slightly larger than fimbriae, that can transfer genetic material between bacterial cells in a process called conjugation where they are called conjugation pili or sex pili (see bacterial genetics, below).[74] They can also generate movement where they are called type IV pili.[75]
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Glycocalyx is produced by many bacteria to surround their cells, and varies in structural complexity: ranging from a disorganised slime layer of extracellular polymeric substances to a highly structured capsule. These structures can protect cells from engulfment by eukaryotic cells such as macrophages (part of the human immune system).[76] They can also act as antigens and be involved in cell recognition, as well as aiding attachment to surfaces and the formation of biofilms.[77]
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The assembly of these extracellular structures is dependent on bacterial secretion systems. These transfer proteins from the cytoplasm into the periplasm or into the environment around the cell. Many types of secretion systems are known and these structures are often essential for the virulence of pathogens, so are intensively studied.[78]
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Certain genera of Gram-positive bacteria, such as Bacillus, Clostridium, Sporohalobacter, Anaerobacter, and Heliobacterium, can form highly resistant, dormant structures called endospores.[79] Endospores develop within the cytoplasm of the cell; generally a single endospore develops in each cell.[80] Each endospore contains a core of DNA and ribosomes surrounded by a cortex layer and protected by a multilayer rigid coat composed of peptidoglycan and a variety of proteins.[80]
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Endospores show no detectable metabolism and can survive extreme physical and chemical stresses, such as high levels of UV light, gamma radiation, detergents, disinfectants, heat, freezing, pressure, and desiccation.[81] In this dormant state, these organisms may remain viable for millions of years,[82][83][84] and endospores even allow bacteria to survive exposure to the vacuum and radiation in space, possibly bacteria could be distributed throughout the Universe by space dust, meteoroids, asteroids, comets, planetoids or via directed panspermia.[85][86] Endospore-forming bacteria can also cause disease: for example, anthrax can be contracted by the inhalation of Bacillus anthracis endospores, and contamination of deep puncture wounds with Clostridium tetani endospores causes tetanus.[87]
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Bacteria exhibit an extremely wide variety of metabolic types.[88] The distribution of metabolic traits within a group of bacteria has traditionally been used to define their taxonomy, but these traits often do not correspond with modern genetic classifications.[89] Bacterial metabolism is classified into nutritional groups on the basis of three major criteria: the source of energy, the electron donors used, and the source of carbon used for growth.[90]
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Bacteria either derive energy from light using photosynthesis (called phototrophy), or by breaking down chemical compounds using oxidation (called chemotrophy).[91] Chemotrophs use chemical compounds as a source of energy by transferring electrons from a given electron donor to a terminal electron acceptor in a redox reaction. This reaction releases energy that can be used to drive metabolism. Chemotrophs are further divided by the types of compounds they use to transfer electrons. Bacteria that use inorganic compounds such as hydrogen, carbon monoxide, or ammonia as sources of electrons are called lithotrophs, while those that use organic compounds are called organotrophs.[91] The compounds used to receive electrons are also used to classify bacteria: aerobic organisms use oxygen as the terminal electron acceptor, while anaerobic organisms use other compounds such as nitrate, sulfate, or carbon dioxide.[91]
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Many bacteria get their carbon from other organic carbon, called heterotrophy. Others such as cyanobacteria and some purple bacteria are autotrophic, meaning that they obtain cellular carbon by fixing carbon dioxide.[92] In unusual circumstances, the gas methane can be used by methanotrophic bacteria as both a source of electrons and a substrate for carbon anabolism.[93]
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In many ways, bacterial metabolism provides traits that are useful for ecological stability and for human society. One example is that some bacteria have the ability to fix nitrogen gas using the enzyme nitrogenase. This environmentally important trait can be found in bacteria of most metabolic types listed above.[94] This leads to the ecologically important processes of denitrification, sulfate reduction, and acetogenesis, respectively.[95][96] Bacterial metabolic processes are also important in biological responses to pollution; for example, sulfate-reducing bacteria are largely responsible for the production of the highly toxic forms of mercury (methyl- and dimethylmercury) in the environment.[97] Non-respiratory anaerobes use fermentation to generate energy and reducing power, secreting metabolic by-products (such as ethanol in brewing) as waste. Facultative anaerobes can switch between fermentation and different terminal electron acceptors depending on the environmental conditions in which they find themselves.[98]
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Unlike in multicellular organisms, increases in cell size (cell growth) and reproduction by cell division are tightly linked in unicellular organisms. Bacteria grow to a fixed size and then reproduce through binary fission, a form of asexual reproduction.[99] Under optimal conditions, bacteria can grow and divide extremely rapidly, and bacterial populations can double as quickly as every 9.8 minutes.[100] In cell division, two identical clone daughter cells are produced. Some bacteria, while still reproducing asexually, form more complex reproductive structures that help disperse the newly formed daughter cells. Examples include fruiting body formation by Myxobacteria and aerial hyphae formation by Streptomyces, or budding. Budding involves a cell forming a protrusion that breaks away and produces a daughter cell.[101]
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In the laboratory, bacteria are usually grown using solid or liquid media. Solid growth media, such as agar plates, are used to isolate pure cultures of a bacterial strain. However, liquid growth media are used when the measurement of growth or large volumes of cells are required. Growth in stirred liquid media occurs as an even cell suspension, making the cultures easy to divide and transfer, although isolating single bacteria from liquid media is difficult. The use of selective media (media with specific nutrients added or deficient, or with antibiotics added) can help identify specific organisms.[103]
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Most laboratory techniques for growing bacteria use high levels of nutrients to produce large amounts of cells cheaply and quickly. However, in natural environments, nutrients are limited, meaning that bacteria cannot continue to reproduce indefinitely. This nutrient limitation has led the evolution of different growth strategies (see r/K selection theory). Some organisms can grow extremely rapidly when nutrients become available, such as the formation of algal (and cyanobacterial) blooms that often occur in lakes during the summer.[104] Other organisms have adaptations to harsh environments, such as the production of multiple antibiotics by Streptomyces that inhibit the growth of competing microorganisms.[105] In nature, many organisms live in communities (e.g., biofilms) that may allow for increased supply of nutrients and protection from environmental stresses.[44] These relationships can be essential for growth of a particular organism or group of organisms (syntrophy).[106]
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Bacterial growth follows four phases. When a population of bacteria first enter a high-nutrient environment that allows growth, the cells need to adapt to their new environment. The first phase of growth is the lag phase, a period of slow growth when the cells are adapting to the high-nutrient environment and preparing for fast growth. The lag phase has high biosynthesis rates, as proteins necessary for rapid growth are produced.[107][108] The second phase of growth is the logarithmic phase, also known as the exponential phase. The log phase is marked by rapid exponential growth. The rate at which cells grow during this phase is known as the growth rate (k), and the time it takes the cells to double is known as the generation time (g). During log phase, nutrients are metabolised at maximum speed until one of the nutrients is depleted and starts limiting growth. The third phase of growth is the stationary phase and is caused by depleted nutrients. The cells reduce their metabolic activity and consume non-essential cellular proteins. The stationary phase is a transition from rapid growth to a stress response state and there is increased expression of genes involved in DNA repair, antioxidant metabolism and nutrient transport.[109] The final phase is the death phase where the bacteria run out of nutrients and die.[110]
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Most bacteria have a single circular chromosome that can range in size from only 160,000 base pairs in the endosymbiotic bacteria Carsonella ruddii,[111] to 12,200,000 base pairs (12.2 Mbp) in the soil-dwelling bacteria Sorangium cellulosum.[112] There are many exceptions to this, for example some Streptomyces and Borrelia species contain a single linear chromosome,[113][114] while some Vibrio species contain more than one chromosome.[115] Bacteria can also contain plasmids, small extra-chromosomal molecules of DNA that may contain genes for various useful functions such as antibiotic resistance, metabolic capabilities, or various virulence factors.[116]
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Bacteria genomes usually encode a few hundred to a few thousand genes. The genes in bacterial genomes are usually a single continuous stretch of DNA and although several different types of introns do exist in bacteria, these are much rarer than in eukaryotes.[117]
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Bacteria, as asexual organisms, inherit an identical copy of the parent's genomes and are clonal. However, all bacteria can evolve by selection on changes to their genetic material DNA caused by genetic recombination or mutations. Mutations come from errors made during the replication of DNA or from exposure to mutagens. Mutation rates vary widely among different species of bacteria and even among different clones of a single species of bacteria.[118] Genetic changes in bacterial genomes come from either random mutation during replication or "stress-directed mutation", where genes involved in a particular growth-limiting process have an increased mutation rate.[119]
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Some bacteria also transfer genetic material between cells. This can occur in three main ways. First, bacteria can take up exogenous DNA from their environment, in a process called transformation.[120] Many bacteria can naturally take up DNA from the environment, while others must be chemically altered in order to induce them to take up DNA.[121] The development of competence in nature is usually associated with stressful environmental conditions, and seems to be an adaptation for facilitating repair of DNA damage in recipient cells.[122] The second way bacteria transfer genetic material is by transduction, when the integration of a bacteriophage introduces foreign DNA into the chromosome. Many types of bacteriophage exist, some simply infect and lyse their host bacteria, while others insert into the bacterial chromosome.[123] Bacteria resist phage infection through restriction modification systems that degrade foreign DNA,[124] and a system that uses CRISPR sequences to retain fragments of the genomes of phage that the bacteria have come into contact with in the past, which allows them to block virus replication through a form of RNA interference.[125][126] The third method of gene transfer is conjugation, whereby DNA is transferred through direct cell contact. In ordinary circumstances, transduction, conjugation, and transformation involve transfer of DNA between individual bacteria of the same species, but occasionally transfer may occur between individuals of different bacterial species and this may have significant consequences, such as the transfer of antibiotic resistance.[127][128] In such cases, gene acquisition from other bacteria or the environment is called horizontal gene transfer and may be common under natural conditions.[129]
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Many bacteria are motile (able to move themselves) and do so using a variety of mechanisms. The best studied of these are flagella, long filaments that are turned by a motor at the base to generate propeller-like movement.[130] The bacterial flagellum is made of about 20 proteins, with approximately another 30 proteins required for its regulation and assembly.[130] The flagellum is a rotating structure driven by a reversible motor at the base that uses the electrochemical gradient across the membrane for power.[131]
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Bacteria can use flagella in different ways to generate different kinds of movement. Many bacteria (such as E. coli) have two distinct modes of movement: forward movement (swimming) and tumbling. The tumbling allows them to reorient and makes their movement a three-dimensional random walk.[132] Bacterial species differ in the number and arrangement of flagella on their surface; some have a single flagellum (monotrichous), a flagellum at each end (amphitrichous), clusters of flagella at the poles of the cell (lophotrichous), while others have flagella distributed over the entire surface of the cell (peritrichous). The flagella of a unique group of bacteria, the spirochaetes, are found between two membranes in the periplasmic space. They have a distinctive helical body that twists about as it moves.[130]
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Two other types of bacterial motion are called twitching motility that relies on a structure called the type IV pilus,[133] and gliding motility, that uses other mechanisms. In twitching motility, the rod-like pilus extends out from the cell, binds some substrate, and then retracts, pulling the cell forward.[134]
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Motile bacteria are attracted or repelled by certain stimuli in behaviours called taxes: these include chemotaxis, phototaxis, energy taxis, and magnetotaxis.[135][136][137] In one peculiar group, the myxobacteria, individual bacteria move together to form waves of cells that then differentiate to form fruiting bodies containing spores.[41] The myxobacteria move only when on solid surfaces, unlike E. coli, which is motile in liquid or solid media.[138]
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Several Listeria and Shigella species move inside host cells by usurping the cytoskeleton, which is normally used to move organelles inside the cell. By promoting actin polymerisation at one pole of their cells, they can form a kind of tail that pushes them through the host cell's cytoplasm.[139]
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A few bacteria have chemical systems that generate light. This bioluminescence often occurs in bacteria that live in association with fish, and the light probably serves to attract fish or other large animals.[140]
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Bacteria often function as multicellular aggregates known as biofilms, exchanging a variety of molecular signals for inter-cell communication, and engaging in coordinated multicellular behaviour.[141][142]
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The communal benefits of multicellular cooperation include a cellular division of labour, accessing resources that cannot effectively be used by single cells, collectively defending against antagonists, and optimising population survival by differentiating into distinct cell types.[141] For example, bacteria in biofilms can have more than 500 times increased resistance to antibacterial agents than individual "planktonic" bacteria of the same species.[142]
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One type of inter-cellular communication by a molecular signal is called quorum sensing, which serves the purpose of determining whether there is a local population density that is sufficiently high that it is productive to invest in processes that are only successful if large numbers of similar organisms behave similarly, as in excreting digestive enzymes or emitting light.[143][144]
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Quorum sensing allows bacteria to coordinate gene expression, and enables them to produce, release and detect autoinducers or pheromones which accumulate with the growth in cell population.[145]
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Classification seeks to describe the diversity of bacterial species by naming and grouping organisms based on similarities. Bacteria can be classified on the basis of cell structure, cellular metabolism or on differences in cell components, such as DNA, fatty acids, pigments, antigens and quinones.[103] While these schemes allowed the identification and classification of bacterial strains, it was unclear whether these differences represented variation between distinct species or between strains of the same species. This uncertainty was due to the lack of distinctive structures in most bacteria, as well as lateral gene transfer between unrelated species.[147] Due to lateral gene transfer, some closely related bacteria can have very different morphologies and metabolisms. To overcome this uncertainty, modern bacterial classification emphasises molecular systematics, using genetic techniques such as guanine cytosine ratio determination, genome-genome hybridisation, as well as sequencing genes that have not undergone extensive lateral gene transfer, such as the rRNA gene.[148] Classification of bacteria is determined by publication in the International Journal of Systematic Bacteriology,[149] and Bergey's Manual of Systematic Bacteriology.[150] The International Committee on Systematic Bacteriology (ICSB) maintains international rules for the naming of bacteria and taxonomic categories and for the ranking of them in the International Code of Nomenclature of Bacteria.[151]
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The term "bacteria" was traditionally applied to all microscopic, single-cell prokaryotes. However, molecular systematics showed prokaryotic life to consist of two separate domains, originally called Eubacteria and Archaebacteria, but now called Bacteria and Archaea that evolved independently from an ancient common ancestor.[1] The archaea and eukaryotes are more closely related to each other than either is to the bacteria. These two domains, along with Eukarya, are the basis of the three-domain system, which is currently the most widely used classification system in microbiology.[152] However, due to the relatively recent introduction of molecular systematics and a rapid increase in the number of genome sequences that are available, bacterial classification remains a changing and expanding field.[153][154] For example, Cavalier-Smith argued that the Archaea and Eukaryotes evolved from Gram-positive bacteria.[155]
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The identification of bacteria in the laboratory is particularly relevant in medicine, where the correct treatment is determined by the bacterial species causing an infection. Consequently, the need to identify human pathogens was a major impetus for the development of techniques to identify bacteria.[156]
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The Gram stain, developed in 1884 by Hans Christian Gram, characterises bacteria based on the structural characteristics of their cell walls.[66] The thick layers of peptidoglycan in the "Gram-positive" cell wall stain purple, while the thin "Gram-negative" cell wall appears pink. By combining morphology and Gram-staining, most bacteria can be classified as belonging to one of four groups (Gram-positive cocci, Gram-positive bacilli, Gram-negative cocci and Gram-negative bacilli). Some organisms are best identified by stains other than the Gram stain, particularly mycobacteria or Nocardia, which show acid-fastness on Ziehl–Neelsen or similar stains.[157] Other organisms may need to be identified by their growth in special media, or by other techniques, such as serology.[158]
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Culture techniques are designed to promote the growth and identify particular bacteria, while restricting the growth of the other bacteria in the sample. Often these techniques are designed for specific specimens; for example, a sputum sample will be treated to identify organisms that cause pneumonia, while stool specimens are cultured on selective media to identify organisms that cause diarrhoea, while preventing growth of non-pathogenic bacteria. Specimens that are normally sterile, such as blood, urine or spinal fluid, are cultured under conditions designed to grow all possible organisms.[103][159] Once a pathogenic organism has been isolated, it can be further characterised by its morphology, growth patterns (such as aerobic or anaerobic growth), patterns of hemolysis, and staining.[160]
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As with bacterial classification, identification of bacteria is increasingly using molecular methods. Diagnostics using DNA-based tools, such as polymerase chain reaction, are increasingly popular due to their specificity and speed, compared to culture-based methods.[161] These methods also allow the detection and identification of "viable but nonculturable" cells that are metabolically active but non-dividing.[162] However, even using these improved methods, the total number of bacterial species is not known and cannot even be estimated with any certainty. Following present classification, there are a little less than 9,300 known species of prokaryotes, which includes bacteria and archaea;[163] but attempts to estimate the true number of bacterial diversity have ranged from 107 to 109 total species—and even these diverse estimates may be off by many orders of magnitude.[164][165]
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Despite their apparent simplicity, bacteria can form complex associations with other organisms. These symbiotic associations can be divided into parasitism, mutualism and commensalism. Due to their small size, commensal bacteria are ubiquitous and grow on animals and plants exactly as they will grow on any other surface. However, their growth can be increased by warmth and sweat, and large populations of these organisms in humans are the cause of body odour.[167]
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Some species of bacteria kill and then consume other microorganisms, these species are called predatory bacteria.[168] These include organisms such as Myxococcus xanthus, which forms swarms of cells that kill and digest any bacteria they encounter.[169] Other bacterial predators either attach to their prey in order to digest them and absorb nutrients, such as Vampirovibrio chlorellavorus,[170] or invade another cell and multiply inside the cytosol, such as Daptobacter.[171] These predatory bacteria are thought to have evolved from saprophages that consumed dead microorganisms, through adaptations that allowed them to entrap and kill other organisms.[172]
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Certain bacteria form close spatial associations that are essential for their survival. One such mutualistic association, called interspecies hydrogen transfer, occurs between clusters of anaerobic bacteria that consume organic acids, such as butyric acid or propionic acid, and produce hydrogen, and methanogenic Archaea that consume hydrogen.[173] The bacteria in this association are unable to consume the organic acids as this reaction produces hydrogen that accumulates in their surroundings. Only the intimate association with the hydrogen-consuming Archaea keeps the hydrogen concentration low enough to allow the bacteria to grow.[174]
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In soil, microorganisms that reside in the rhizosphere (a zone that includes the root surface and the soil that adheres to the root after gentle shaking) carry out nitrogen fixation, converting nitrogen gas to nitrogenous compounds.[175] This serves to provide an easily absorbable form of nitrogen for many plants, which cannot fix nitrogen themselves. Many other bacteria are found as symbionts in humans and other organisms. For example, the presence of over 1,000 bacterial species in the normal human gut flora of the intestines can contribute to gut immunity, synthesise vitamins, such as folic acid, vitamin K and biotin, convert sugars to lactic acid (see Lactobacillus), as well as fermenting complex undigestible carbohydrates.[176][177][178] The presence of this gut flora also inhibits the growth of potentially pathogenic bacteria (usually through competitive exclusion) and these beneficial bacteria are consequently sold as probiotic dietary supplements.[179]
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If bacteria form a parasitic association with other organisms, they are classed as pathogens. Pathogenic bacteria are a major cause of human death and disease and cause infections such as tetanus (Caused by Clostridium tetani), typhoid fever, diphtheria, syphilis, cholera, foodborne illness, leprosy (caused by Micobacterium leprae) and tuberculosis (Caused by Mycobacterium tuberculosis). A pathogenic cause for a known medical disease may only be discovered many years after, as was the case with Helicobacter pylori and peptic ulcer disease. Bacterial diseases are also important in agriculture, with bacteria causing leaf spot, fire blight and wilts in plants, as well as Johne's disease, mastitis, salmonella and anthrax in farm animals.[180]
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Each species of pathogen has a characteristic spectrum of interactions with its human hosts. Some organisms, such as Staphylococcus or Streptococcus, can cause skin infections, pneumonia, meningitis and even overwhelming sepsis, a systemic inflammatory response producing shock, massive vasodilation and death.[181] Yet these organisms are also part of the normal human flora and usually exist on the skin or in the nose without causing any disease at all. Other organisms invariably cause disease in humans, such as the Rickettsia, which are obligate intracellular parasites able to grow and reproduce only within the cells of other organisms. One species of Rickettsia causes typhus, while another causes Rocky Mountain spotted fever. Chlamydia, another phylum of obligate intracellular parasites, contains species that can cause pneumonia, or urinary tract infection and may be involved in coronary heart disease.[182] Finally, some species, such as Pseudomonas aeruginosa, Burkholderia cenocepacia, and Mycobacterium avium, are opportunistic pathogens and cause disease mainly in people suffering from immunosuppression or cystic fibrosis.[183][184]
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Bacterial infections may be treated with antibiotics, which are classified as bacteriocidal if they kill bacteria, or bacteriostatic if they just prevent bacterial growth. There are many types of antibiotics and each class inhibits a process that is different in the pathogen from that found in the host. An example of how antibiotics produce selective toxicity are chloramphenicol and puromycin, which inhibit the bacterial ribosome, but not the structurally different eukaryotic ribosome.[185] Antibiotics are used both in treating human disease and in intensive farming to promote animal growth, where they may be contributing to the rapid development of antibiotic resistance in bacterial populations.[186] Infections can be prevented by antiseptic measures such as sterilising the skin prior to piercing it with the needle of a syringe, and by proper care of indwelling catheters. Surgical and dental instruments are also sterilised to prevent contamination by bacteria. Disinfectants such as bleach are used to kill bacteria or other pathogens on surfaces to prevent contamination and further reduce the risk of infection.[187]
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Bacteria, often lactic acid bacteria, such as Lactobacillus and Lactococcus, in combination with yeasts and moulds, have been used for thousands of years in the preparation of fermented foods, such as cheese, pickles, soy sauce, sauerkraut, vinegar, wine and yogurt.[188][189]
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The ability of bacteria to degrade a variety of organic compounds is remarkable and has been used in waste processing and bioremediation. Bacteria capable of digesting the hydrocarbons in petroleum are often used to clean up oil spills.[190] Fertiliser was added to some of the beaches in Prince William Sound in an attempt to promote the growth of these naturally occurring bacteria after the 1989 Exxon Valdez oil spill. These efforts were effective on beaches that were not too thickly covered in oil. Bacteria are also used for the bioremediation of industrial toxic wastes.[191] In the chemical industry, bacteria are most important in the production of enantiomerically pure chemicals for use as pharmaceuticals or agrichemicals.[192]
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Bacteria can also be used in the place of pesticides in the biological pest control. This commonly involves Bacillus thuringiensis (also called BT), a Gram-positive, soil dwelling bacterium. Subspecies of this bacteria are used as a Lepidopteran-specific insecticides under trade names such as Dipel and Thuricide.[193] Because of their specificity, these pesticides are regarded as environmentally friendly, with little or no effect on humans, wildlife, pollinators and most other beneficial insects.[194][195]
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Because of their ability to quickly grow and the relative ease with which they can be manipulated, bacteria are the workhorses for the fields of molecular biology, genetics and biochemistry. By making mutations in bacterial DNA and examining the resulting phenotypes, scientists can determine the function of genes, enzymes and metabolic pathways in bacteria, then apply this knowledge to more complex organisms.[196] This aim of understanding the biochemistry of a cell reaches its most complex expression in the synthesis of huge amounts of enzyme kinetic and gene expression data into mathematical models of entire organisms. This is achievable in some well-studied bacteria, with models of Escherichia coli metabolism now being produced and tested.[197][198] This understanding of bacterial metabolism and genetics allows the use of biotechnology to bioengineer bacteria for the production of therapeutic proteins, such as insulin, growth factors, or antibodies.[199][200]
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Because of their importance for research in general, samples of bacterial strains are isolated and preserved in Biological Resource Centers. This ensures the availability of the strain to scientists worldwide.[201]
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Bacteria were first observed by the Dutch microscopist Antonie van Leeuwenhoek in 1676, using a single-lens microscope of his own design.[202] He then published his observations in a series of letters to the Royal Society of London.[203][204][205] Bacteria were Leeuwenhoek's most remarkable microscopic discovery. They were just at the limit of what his simple lenses could make out and, in one of the most striking hiatuses in the history of science, no one else would see them again for over a century.[206] His observations had also included protozoans which he called animalcules, and his findings were looked at again in the light of the more recent findings of cell theory.[207]
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Christian Gottfried Ehrenberg introduced the word "bacterium" in 1828.[208] In fact, his Bacterium was a genus that contained non-spore-forming rod-shaped bacteria,[209] as opposed to Bacillus, a genus of spore-forming rod-shaped bacteria defined by Ehrenberg in 1835.[210]
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Louis Pasteur demonstrated in 1859 that the growth of microorganisms causes the fermentation process, and that this growth is not due to spontaneous generation (yeasts and molds, commonly associated with fermentation, are not bacteria, but rather fungi). Along with his contemporary Robert Koch, Pasteur was an early advocate of the germ theory of disease.[211]
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Robert Koch, a pioneer in medical microbiology, worked on cholera, anthrax and tuberculosis. In his research into tuberculosis Koch finally proved the germ theory, for which he received a Nobel Prize in 1905.[212] In Koch's postulates, he set out criteria to test if an organism is the cause of a disease, and these postulates are still used today.[213]
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Ferdinand Cohn is said to be a founder of bacteriology, studying bacteria from 1870. Cohn was the first to classify bacteria based on their morphology.[214][215]
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Though it was known in the nineteenth century that bacteria are the cause of many diseases, no effective antibacterial treatments were available.[216] In 1910, Paul Ehrlich developed the first antibiotic, by changing dyes that selectively stained Treponema pallidum—the spirochaete that causes syphilis—into compounds that selectively killed the pathogen.[217] Ehrlich had been awarded a 1908 Nobel Prize for his work on immunology, and pioneered the use of stains to detect and identify bacteria, with his work being the basis of the Gram stain and the Ziehl–Neelsen stain.[218]
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A major step forward in the study of bacteria came in 1977 when Carl Woese recognised that archaea have a separate line of evolutionary descent from bacteria.[3] This new phylogenetic taxonomy depended on the sequencing of 16S ribosomal RNA, and divided prokaryotes into two evolutionary domains, as part of the three-domain system.[1]
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King Arthur (Welsh: Brenin Arthur, Cornish: Arthur Gernow, Breton: Roue Arzhur) was a legendary British leader who, according to medieval histories and romances, led the defence of Britain against Saxon invaders in the late 5th and early 6th centuries. The details of Arthur's story are mainly composed of folklore and literary invention, and modern historians generally agree that he is unhistorical.[2][3] The sparse historical background of Arthur is gleaned from various sources, including the Annales Cambriae, the Historia Brittonum, and the writings of Gildas. Arthur's name also occurs in early poetic sources such as Y Gododdin.[4]
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Arthur is a central figure in the legends making up the Matter of Britain. The legendary Arthur developed as a figure of international interest largely through the popularity of Geoffrey of Monmouth's fanciful and imaginative 12th-century Historia Regum Britanniae (History of the Kings of Britain).[5] In some Welsh and Breton tales and poems that date from before this work, Arthur appears either as a great warrior defending Britain from human and supernatural enemies or as a magical figure of folklore, sometimes associated with the Welsh otherworld Annwn.[6] How much of Geoffrey's Historia (completed in 1138) was adapted from such earlier sources, rather than invented by Geoffrey himself, is unknown.
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Although the themes, events and characters of the Arthurian legend varied widely from text to text, and there is no one canonical version, Geoffrey's version of events often served as the starting point for later stories. Geoffrey depicted Arthur as a king of Britain who defeated the Saxons and established a vast empire. Many elements and incidents that are now an integral part of the Arthurian story appear in Geoffrey's Historia, including Arthur's father Uther Pendragon, the magician Merlin, Arthur's wife Guinevere, the sword Excalibur, Arthur's conception at Tintagel, his final battle against Mordred at Camlann, and final rest in Avalon.
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The 12th-century French writer Chrétien de Troyes, who added Lancelot and the Holy Grail to the story, began the genre of Arthurian romance that became a significant strand of medieval literature. In these French stories, the narrative focus often shifts from King Arthur himself to other characters, such as various Knights of the Round Table. Arthurian literature thrived during the Middle Ages but waned in the centuries that followed until it experienced a major resurgence in the 19th century. In the 21st century, the legend lives on, not only in literature but also in adaptations for theatre, film, television, comics and other media.
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The historical basis for King Arthur was long debated by scholars. One school of thought, citing entries in the Historia Brittonum (History of the Britons) and Annales Cambriae (Welsh Annals), saw Arthur as a genuine historical figure, a Romano-British leader who fought against the invading Anglo-Saxons some time in the late 5th to early 6th century.
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The Historia Brittonum, a 9th-century Latin historical compilation attributed in some late manuscripts to a Welsh cleric called Nennius, contains the first datable mention of King Arthur, listing twelve battles that Arthur fought. These culminate in the Battle of Badon, where he is said to have single-handedly killed 960 men. Recent studies, however, question the reliability of the Historia Brittonum.[7]
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The other text that seems to support the case for Arthur's historical existence is the 10th-century Annales Cambriae, which also link Arthur with the Battle of Badon. The Annales date this battle to 516–518, and also mention the Battle of Camlann, in which Arthur and Medraut (Mordred) were both killed, dated to 537–539. These details have often been used to bolster confidence in the Historia's account and to confirm that Arthur really did fight at Badon.
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Problems have been identified, however, with using this source to support the Historia Brittonum's account. The latest research shows that the Annales Cambriae was based on a chronicle begun in the late 8th century in Wales. Additionally, the complex textual history of the Annales Cambriae precludes any certainty that the Arthurian annals were added to it even that early. They were more likely added at some point in the 10th century and may never have existed in any earlier set of annals. The Badon entry probably derived from the Historia Brittonum.[8]
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This lack of convincing early evidence is the reason many recent historians exclude Arthur from their accounts of sub-Roman Britain. In the view of historian Thomas Charles-Edwards, "at this stage of the enquiry, one can only say that there may well have been an historical Arthur [but ...] the historian can as yet say nothing of value about him".[9] These modern admissions of ignorance are a relatively recent trend; earlier generations of historians were less sceptical. The historian John Morris made the putative reign of Arthur the organising principle of his history of sub-Roman Britain and Ireland, The Age of Arthur (1973). Even so, he found little to say about a historical Arthur.[10]
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Partly in reaction to such theories, another school of thought emerged which argued that Arthur had no historical existence at all. Morris's Age of Arthur prompted the archaeologist Nowell Myres to observe that "no figure on the borderline of history and mythology has wasted more of the historian's time".[11] Gildas' 6th-century polemic De Excidio et Conquestu Britanniae (On the Ruin and Conquest of Britain), written within living memory of Badon, mentions the battle but does not mention Arthur.[12] Arthur is not mentioned in the Anglo-Saxon Chronicle or named in any surviving manuscript written between 400 and 820.[13] He is absent from Bede's early-8th-century Ecclesiastical History of the English People, another major early source for post-Roman history that mentions Badon.[14] The historian David Dumville wrote: "I think we can dispose of him [Arthur] quite briefly. He owes his place in our history books to a 'no smoke without fire' school of thought ... The fact of the matter is that there is no historical evidence about Arthur; we must reject him from our histories and, above all, from the titles of our books."[15]
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Some scholars argue that Arthur was originally a fictional hero of folklore—or even a half-forgotten Celtic deity—who became credited with real deeds in the distant past. They cite parallels with figures such as the Kentish Hengist and Horsa, who may be totemic horse-gods that later became historicised. Bede ascribed to these legendary figures a historical role in the 5th-century Anglo-Saxon conquest of eastern Britain.[16] It is not even certain that Arthur was considered a king in the early texts. Neither the Historia nor the Annales calls him "rex": the former calls him instead "dux bellorum" (leader of battles) and "miles" (soldier).[17]
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The consensus among academic historians today is that there is no solid evidence for his historical existence.[2] However, because historical documents for the post-Roman period are scarce, a definitive answer to the question of Arthur's historical existence is unlikely. Sites and places have been identified as "Arthurian" since the 12th century,[18] but archaeology can confidently reveal names only through inscriptions found in secure contexts. The so-called "Arthur stone", discovered in 1998 among the ruins at Tintagel Castle in Cornwall in securely dated 6th-century contexts, created a brief stir but proved irrelevant.[19] Other inscriptional evidence for Arthur, including the Glastonbury cross, is tainted with the suggestion of forgery.[20]
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Several historical figures have been proposed as the basis for Arthur, ranging from Lucius Artorius Castus, a Roman officer who served in Britain in the 2nd or 3rd century,[21] to sub-Roman British rulers such as Riotamus,[22] Ambrosius Aurelianus,[23] Owain Ddantgwyn,[24] and Athrwys ap Meurig.[25] However, no convincing evidence for these identifications has emerged.
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The origin of the Welsh name "Arthur" remains a matter of debate. The most widely accepted etymology derives it from the Roman nomen gentile (family name) Artorius.[26] Artorius itself is of obscure and contested etymology,[27] but possibly of Messapian[28][29][30] or Etruscan origin.[31][32][33] Linguist Stephan Zimmer suggests Artorius possibly had a Celtic origin, being a Latinization of a hypothetical name *Artorījos, in turn derived from an older patronym *Arto-rīg-ios, meaning "son of the bear/warrior-king". This patronym is unattested, but the root, *arto-rīg, "bear/warrior-king", is the source of the Old Irish personal name Artrí.[34] Some scholars have suggested it is relevant to this debate that the legendary King Arthur's name only appears as Arthur or Arturus in early Latin Arthurian texts, never as Artōrius (though Classical Latin Artōrius became Arturius in some Vulgar Latin dialects). However, this may not say anything about the origin of the name Arthur, as Artōrius would regularly become Art(h)ur when borrowed into Welsh.[35]
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Another commonly proposed derivation of Arthur from Welsh arth "bear" + (g)wr "man" (earlier *Arto-uiros in Brittonic) is not accepted by modern scholars for phonological and orthographic reasons. Notably, a Brittonic compound name *Arto-uiros should produce Old Welsh *Artgur (where u represents the short vowel /u/) and Middle/Modern Welsh *Arthwr, rather than Arthur (where u is a long vowel /ʉː/). In Welsh poetry the name is always spelled Arthur and is exclusively rhymed with words ending in -ur—never words ending in -wr—which confirms that the second element cannot be [g]wr "man".[36][37]
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An alternative theory, which has gained only limited acceptance among professional scholars, derives the name Arthur from Arcturus, the brightest star in the constellation Boötes, near Ursa Major or the Great Bear.[38] Classical Latin Arcturus would also have become Art(h)ur when borrowed into Welsh, and its brightness and position in the sky led people to regard it as the "guardian of the bear" (which is the meaning of the name in Ancient Greek) and the "leader" of the other stars in Boötes.[39]
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The familiar literary persona of Arthur began with Geoffrey of Monmouth's pseudo-historical Historia Regum Britanniae (History of the Kings of Britain), written in the 1130s. The textual sources for Arthur are usually divided into those written before Geoffrey's Historia (known as pre-Galfridian texts, from the Latin form of Geoffrey, Galfridus) and those written afterwards, which could not avoid his influence (Galfridian, or post-Galfridian, texts).
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The earliest literary references to Arthur come from Welsh and Breton sources. There have been few attempts to define the nature and character of Arthur in the pre-Galfridian tradition as a whole, rather than in a single text or text/story-type. A 2007 academic survey led by Caitlin Green has identified three key strands to the portrayal of Arthur in this earliest material.[40] The first is that he was a peerless warrior who functioned as the monster-hunting protector of Britain from all internal and external threats. Some of these are human threats, such as the Saxons he fights in the Historia Brittonum, but the majority are supernatural, including giant cat-monsters, destructive divine boars, dragons, dogheads, giants, and witches.[41] The second is that the pre-Galfridian Arthur was a figure of folklore (particularly topographic or onomastic folklore) and localised magical wonder-tales, the leader of a band of superhuman heroes who live in the wilds of the landscape.[42] The third and final strand is that the early Welsh Arthur had a close connection with the Welsh Otherworld, Annwn. On the one hand, he launches assaults on Otherworldly fortresses in search of treasure and frees their prisoners. On the other, his warband in the earliest sources includes former pagan gods, and his wife and his possessions are clearly Otherworldly in origin.[43]
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One of the most famous Welsh poetic references to Arthur comes in the collection of heroic death-songs known as Y Gododdin (The Gododdin), attributed to 6th-century poet Aneirin. One stanza praises the bravery of a warrior who slew 300 enemies, but says that despite this, "he was no Arthur" – that is, his feats cannot compare to the valour of Arthur.[44] Y Gododdin is known only from a 13th-century manuscript, so it is impossible to determine whether this passage is original or a later interpolation, but John Koch's view that the passage dates from a 7th-century or earlier version is regarded as unproven; 9th- or 10th-century dates are often proposed for it.[45] Several poems attributed to Taliesin, a poet said to have lived in the 6th century, also refer to Arthur, although these all probably date from between the 8th and 12th centuries.[46] They include "Kadeir Teyrnon" ("The Chair of the Prince"),[47] which refers to "Arthur the Blessed"; "Preiddeu Annwn" ("The Spoils of Annwn"),[48] which recounts an expedition of Arthur to the Otherworld; and "Marwnat vthyr pen[dragon]" ("The Elegy of Uther Pen[dragon]"),[49] which refers to Arthur's valour and is suggestive of a father-son relationship for Arthur and Uther that pre-dates Geoffrey of Monmouth.
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Other early Welsh Arthurian texts include a poem found in the Black Book of Carmarthen, "Pa gur yv y porthaur?" ("What man is the gatekeeper?").[51] This takes the form of a dialogue between Arthur and the gatekeeper of a fortress he wishes to enter, in which Arthur recounts the names and deeds of himself and his men, notably Cei (Kay) and Bedwyr (Bedivere). The Welsh prose tale Culhwch and Olwen (c. 1100), included in the modern Mabinogion collection, has a much longer list of more than 200 of Arthur's men, though Cei and Bedwyr again take a central place. The story as a whole tells of Arthur helping his kinsman Culhwch win the hand of Olwen, daughter of Ysbaddaden Chief-Giant, by completing a series of apparently impossible tasks, including the hunt for the great semi-divine boar Twrch Trwyth. The 9th-century Historia Brittonum also refers to this tale, with the boar there named Troy(n)t.[52] Finally, Arthur is mentioned numerous times in the Welsh Triads, a collection of short summaries of Welsh tradition and legend which are classified into groups of three linked characters or episodes to assist recall. The later manuscripts of the Triads are partly derivative from Geoffrey of Monmouth and later continental traditions, but the earliest ones show no such influence and are usually agreed to refer to pre-existing Welsh traditions. Even in these, however, Arthur's court has started to embody legendary Britain as a whole, with "Arthur's Court" sometimes substituted for "The Island of Britain" in the formula "Three XXX of the Island of Britain".[53] While it is not clear from the Historia Brittonum and the Annales Cambriae that Arthur was even considered a king, by the time Culhwch and Olwen and the Triads were written he had become Penteyrnedd yr Ynys hon, "Chief of the Lords of this Island", the overlord of Wales, Cornwall and the North.[54]
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In addition to these pre-Galfridian Welsh poems and tales, Arthur appears in some other early Latin texts besides the Historia Brittonum and the Annales Cambriae. In particular, Arthur features in a number of well-known vitae ("Lives") of post-Roman saints, none of which are now generally considered to be reliable historical sources (the earliest probably dates from the 11th century).[55] According to the Life of Saint Gildas, written in the early 12th century by Caradoc of Llancarfan, Arthur is said to have killed Gildas' brother Hueil and to have rescued his wife Gwenhwyfar from Glastonbury.[56] In the Life of Saint Cadoc, written around 1100 or a little before by Lifris of Llancarfan, the saint gives protection to a man who killed three of Arthur's soldiers, and Arthur demands a herd of cattle as wergeld for his men. Cadoc delivers them as demanded, but when Arthur takes possession of the animals, they turn into bundles of ferns.[57] Similar incidents are described in the medieval biographies of Carannog, Padarn, and Eufflam, probably written around the 12th century. A less obviously legendary account of Arthur appears in the Legenda Sancti Goeznovii, which is often claimed to date from the early 11th century (although the earliest manuscript of this text dates from the 15th century and the text is now dated to the late 12th to early 13th century).[58][59] Also important are the references to Arthur in William of Malmesbury's De Gestis Regum Anglorum and Herman's De Miraculis Sanctae Mariae Laudensis, which together provide the first certain evidence for a belief that Arthur was not actually dead and would at some point return, a theme that is often revisited in post-Galfridian folklore.[60]
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Geoffrey of Monmouth's Historia Regum Britanniae, completed c. 1138, contains the first narrative account of Arthur's life.[61] This work is an imaginative and fanciful account of British kings from the legendary Trojan exile Brutus to the 7th-century Welsh king Cadwallader. Geoffrey places Arthur in the same post-Roman period as do Historia Brittonum and Annales Cambriae. He incorporates Arthur's father Uther Pendragon, his magician advisor Merlin, and the story of Arthur's conception, in which Uther, disguised as his enemy Gorlois by Merlin's magic, sleeps with Gorlois's wife Igerna (Igraine) at Tintagel, and she conceives Arthur. On Uther's death, the fifteen-year-old Arthur succeeds him as King of Britain and fights a series of battles, similar to those in the Historia Brittonum, culminating in the Battle of Bath. He then defeats the Picts and Scots before creating an Arthurian empire through his conquests of Ireland, Iceland and the Orkney Islands. After twelve years of peace, Arthur sets out to expand his empire once more, taking control of Norway, Denmark and Gaul. Gaul is still held by the Roman Empire when it is conquered, and Arthur's victory leads to a further confrontation with Rome. Arthur and his warriors, including Kaius (Kay), Beduerus (Bedivere) and Gualguanus (Gawain), defeat the Roman emperor Lucius Tiberius in Gaul but, as he prepares to march on Rome, Arthur hears that his nephew Modredus (Mordred)—whom he had left in charge of Britain—has married his wife Guenhuuara (Guinevere) and seized the throne. Arthur returns to Britain and defeats and kills Modredus on the river Camblam in Cornwall, but he is mortally wounded. He hands the crown to his kinsman Constantine and is taken to the isle of Avalon to be healed of his wounds, never to be seen again.[62]
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How much of this narrative was Geoffrey's own invention is open to debate. He seems to have made use of the list of Arthur's twelve battles against the Saxons found in the 9th-century Historia Brittonum, along with the battle of Camlann from the Annales Cambriae and the idea that Arthur was still alive.[63] Arthur's status as the king of all Britain seems to be borrowed from pre-Galfridian tradition, being found in Culhwch and Olwen, the Welsh Triads, and the saints' lives.[64] Finally, Geoffrey borrowed many of the names for Arthur's possessions, close family, and companions from the pre-Galfridian Welsh tradition, including Kaius (Cei), Beduerus (Bedwyr), Guenhuuara (Gwenhwyfar), Uther (Uthyr) and perhaps also Caliburnus (Caledfwlch), the latter becoming Excalibur in subsequent Arthurian tales.[65] However, while names, key events, and titles may have been borrowed, Brynley Roberts has argued that "the Arthurian section is Geoffrey's literary creation and it owes nothing to prior narrative."[66] Geoffrey makes the Welsh Medraut into the villainous Modredus, but there is no trace of such a negative character for this figure in Welsh sources until the 16th century.[67] There have been relatively few modern attempts to challenge the notion that the Historia Regum Britanniae is primarily Geoffrey's own work, with scholarly opinion often echoing William of Newburgh's late-12th-century comment that Geoffrey "made up" his narrative, perhaps through an "inordinate love of lying".[68] Geoffrey Ashe is one dissenter from this view, believing that Geoffrey's narrative is partially derived from a lost source telling of the deeds of a 5th-century British king named Riotamus, this figure being the original Arthur, although historians and Celticists have been reluctant to follow Ashe in his conclusions.[69]
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Whatever his sources may have been, the immense popularity of Geoffrey's Historia Regum Britanniae cannot be denied. Well over 200 manuscript copies of Geoffrey's Latin work are known to have survived, as well as translations into other languages.[70] For example, 60 manuscripts are extant containing the Brut y Brenhinedd, Welsh-language versions of the Historia, the earliest of which were created in the 13th century. The old notion that some of these Welsh versions actually underlie Geoffrey's Historia, advanced by antiquarians such as the 18th-century Lewis Morris, has long since been discounted in academic circles.[71] As a result of this popularity, Geoffrey's Historia Regum Britanniae was enormously influential on the later medieval development of the Arthurian legend. While it was not the only creative force behind Arthurian romance, many of its elements were borrowed and developed (e.g., Merlin and the final fate of Arthur), and it provided the historical framework into which the romancers' tales of magical and wonderful adventures were inserted.[72]
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The popularity of Geoffrey's Historia and its other derivative works (such as Wace's Roman de Brut) gave rise to a significant numbers of new Arthurian works in continental Europe during the 12th and 13th centuries, particularly in France.[73] It was not, however, the only Arthurian influence on the developing "Matter of Britain". There is clear evidence that Arthur and Arthurian tales were familiar on the Continent before Geoffrey's work became widely known (see for example, the Modena Archivolt),[74] and "Celtic" names and stories not found in Geoffrey's Historia appear in the Arthurian romances.[75] From the perspective of Arthur, perhaps the most significant effect of this great outpouring of new Arthurian story was on the role of the king himself: much of this 12th-century and later Arthurian literature centres less on Arthur himself than on characters such as Lancelot and Guinevere, Percival, Galahad, Gawain, Ywain, and Tristan and Iseult. Whereas Arthur is very much at the centre of the pre-Galfridian material and Geoffrey's Historia itself, in the romances he is rapidly sidelined.[76] His character also alters significantly. In both the earliest materials and Geoffrey he is a great and ferocious warrior, who laughs as he personally slaughters witches and giants and takes a leading role in all military campaigns,[77] whereas in the continental romances he becomes the roi fainéant, the "do-nothing king", whose "inactivity and acquiescence constituted a central flaw in his otherwise ideal society".[78] Arthur's role in these works is frequently that of a wise, dignified, even-tempered, somewhat bland, and occasionally feeble monarch. So, he simply turns pale and silent when he learns of Lancelot's affair with Guinevere in the Mort Artu, whilst in Yvain, the Knight of the Lion, he is unable to stay awake after a feast and has to retire for a nap.[79] Nonetheless, as Norris J. Lacy has observed, whatever his faults and frailties may be in these Arthurian romances, "his prestige is never—or almost never—compromised by his personal weaknesses ... his authority and glory remain intact."[80]
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Arthur and his retinue appear in some of the Lais of Marie de France,[82] but it was the work of another French poet, Chrétien de Troyes, that had the greatest influence with regard to the development of Arthur's character and legend.[83] Chrétien wrote five Arthurian romances between c. 1170 and 1190. Erec and Enide and Cligès are tales of courtly love with Arthur's court as their backdrop, demonstrating the shift away from the heroic world of the Welsh and Galfridian Arthur, while Yvain, the Knight of the Lion, features Yvain and Gawain in a supernatural adventure, with Arthur very much on the sidelines and weakened. However, the most significant for the development of the Arthurian legend are Lancelot, the Knight of the Cart, which introduces Lancelot and his adulterous relationship with Arthur's queen Guinevere, extending and popularising the recurring theme of Arthur as a cuckold, and Perceval, the Story of the Grail, which introduces the Holy Grail and the Fisher King and which again sees Arthur having a much reduced role.[84] Chrétien was thus "instrumental both in the elaboration of the Arthurian legend and in the establishment of the ideal form for the diffusion of that legend",[85] and much of what came after him in terms of the portrayal of Arthur and his world built upon the foundations he had laid. Perceval, although unfinished, was particularly popular: four separate continuations of the poem appeared over the next half century, with the notion of the Grail and its quest being developed by other writers such as Robert de Boron, a fact that helped accelerate the decline of Arthur in continental romance.[86] Similarly, Lancelot and his cuckolding of Arthur with Guinevere became one of the classic motifs of the Arthurian legend, although the Lancelot of the prose Lancelot (c. 1225) and later texts was a combination of Chrétien's character and that of Ulrich von Zatzikhoven's Lanzelet.[87] Chrétien's work even appears to feed back into Welsh Arthurian literature, with the result that the romance Arthur began to replace the heroic, active Arthur in Welsh literary tradition.[88] Particularly significant in this development were the three Welsh Arthurian romances, which are closely similar to those of Chrétien, albeit with some significant differences: Owain, or the Lady of the Fountain is related to Chrétien's Yvain; Geraint and Enid, to Erec and Enide; and Peredur son of Efrawg, to Perceval.[89]
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Up to c. 1210, continental Arthurian romance was expressed primarily through poetry; after this date the tales began to be told in prose. The most significant of these 13th-century prose romances was the Vulgate Cycle (also known as the Lancelot-Grail Cycle), a series of five Middle French prose works written in the first half of that century.[91] These works were the Estoire del Saint Grail, the Estoire de Merlin, the Lancelot propre (or Prose Lancelot, which made up half the entire Vulgate Cycle on its own), the Queste del Saint Graal and the Mort Artu, which combine to form the first coherent version of the entire Arthurian legend. The cycle continued the trend towards reducing the role played by Arthur in his own legend, partly through the introduction of the character of Galahad and an expansion of the role of Merlin. It also made Mordred the result of an incestuous relationship between Arthur and his sister Morgause and established the role of Camelot, first mentioned in passing in Chrétien's Lancelot, as Arthur's primary court.[92] This series of texts was quickly followed by the Post-Vulgate Cycle (c. 1230–40), of which the Suite du Merlin is a part, which greatly reduced the importance of Lancelot's affair with Guinevere but continued to sideline Arthur, and to focus more on the Grail quest.[91] As such, Arthur became even more of a relatively minor character in these French prose romances; in the Vulgate itself he only figures significantly in the Estoire de Merlin and the Mort Artu. During this period, Arthur was made one of the Nine Worthies, a group of three pagan, three Jewish and three Christian exemplars of chivalry. The Worthies were first listed in Jacques de Longuyon's Voeux du Paon in 1312, and subsequently became a common subject in literature and art.[93]
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The development of the medieval Arthurian cycle and the character of the "Arthur of romance" culminated in Le Morte d'Arthur, Thomas Malory's retelling of the entire legend in a single work in English in the late 15th century. Malory based his book—originally titled The Whole Book of King Arthur and of His Noble Knights of the Round Table—on the various previous romance versions, in particular the Vulgate Cycle, and appears to have aimed at creating a comprehensive and authoritative collection of Arthurian stories.[94] Perhaps as a result of this, and the fact that Le Morte D'Arthur was one of the earliest printed books in England, published by William Caxton in 1485, most later Arthurian works are derivative of Malory's.[95]
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The end of the Middle Ages brought with it a waning of interest in King Arthur. Although Malory's English version of the great French romances was popular, there were increasing attacks upon the truthfulness of the historical framework of the Arthurian romances – established since Geoffrey of Monmouth's time – and thus the legitimacy of the whole Matter of Britain. So, for example, the 16th-century humanist scholar Polydore Vergil famously rejected the claim that Arthur was the ruler of a post-Roman empire, found throughout the post-Galfridian medieval "chronicle tradition", to the horror of Welsh and English antiquarians.[96] Social changes associated with the end of the medieval period and the Renaissance also conspired to rob the character of Arthur and his associated legend of some of their power to enthrall audiences, with the result that 1634 saw the last printing of Malory's Le Morte d'Arthur for nearly 200 years.[97] King Arthur and the Arthurian legend were not entirely abandoned, but until the early 19th century the material was taken less seriously and was often used simply as a vehicle for allegories of 17th- and 18th-century politics.[98] Thus Richard Blackmore's epics Prince Arthur (1695) and King Arthur (1697) feature Arthur as an allegory for the struggles of William III against James II.[98] Similarly, the most popular Arthurian tale throughout this period seems to have been that of Tom Thumb, which was told first through chapbooks and later through the political plays of Henry Fielding; although the action is clearly set in Arthurian Britain, the treatment is humorous and Arthur appears as a primarily comedic version of his romance character.[99] John Dryden's masque King Arthur is still performed, largely thanks to Henry Purcell's music, though seldom unabridged.
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In the early 19th century, medievalism, Romanticism, and the Gothic Revival reawakened interest in Arthur and the medieval romances. A new code of ethics for 19th-century gentlemen was shaped around the chivalric ideals embodied in the "Arthur of romance". This renewed interest first made itself felt in 1816, when Malory's Le Morte d'Arthur was reprinted for the first time since 1634.[100] Initially, the medieval Arthurian legends were of particular interest to poets, inspiring, for example, William Wordsworth to write "The Egyptian Maid" (1835), an allegory of the Holy Grail.[101] Pre-eminent among these was Alfred Tennyson, whose first Arthurian poem "The Lady of Shalott" was published in 1832.[102] Arthur himself played a minor role in some of these works, following in the medieval romance tradition. Tennyson's Arthurian work reached its peak of popularity with Idylls of the King, however, which reworked the entire narrative of Arthur's life for the Victorian era. It was first published in 1859 and sold 10,000 copies within the first week.[103] In the Idylls, Arthur became a symbol of ideal manhood who ultimately failed, through human weakness, to establish a perfect kingdom on earth.[104] Tennyson's works prompted a large number of imitators, generated considerable public interest in the legends of Arthur and the character himself, and brought Malory's tales to a wider audience.[105] Indeed, the first modernisation of Malory's great compilation of Arthur's tales was published in 1862, shortly after Idylls appeared, and there were six further editions and five competitors before the century ended.[106]
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This interest in the "Arthur of romance" and his associated stories continued through the 19th century and into the 20th, and influenced poets such as William Morris and Pre-Raphaelite artists including Edward Burne-Jones.[107] Even the humorous tale of Tom Thumb, which had been the primary manifestation of Arthur's legend in the 18th century, was rewritten after the publication of Idylls. While Tom maintained his small stature and remained a figure of comic relief, his story now included more elements from the medieval Arthurian romances and Arthur is treated more seriously and historically in these new versions.[108] The revived Arthurian romance also proved influential in the United States, with such books as Sidney Lanier's The Boy's King Arthur (1880) reaching wide audiences and providing inspiration for Mark Twain's satire A Connecticut Yankee in King Arthur's Court (1889).[109] Although the 'Arthur of romance' was sometimes central to these new Arthurian works (as he was in Burne-Jones's "The Sleep of Arthur in Avalon", 1881–1898), on other occasions he reverted to his medieval status and is either marginalised or even missing entirely, with Wagner's Arthurian operas providing a notable instance of the latter.[110] Furthermore, the revival of interest in Arthur and the Arthurian tales did not continue unabated. By the end of the 19th century, it was confined mainly to Pre-Raphaelite imitators,[111] and it could not avoid being affected by World War I, which damaged the reputation of chivalry and thus interest in its medieval manifestations and Arthur as chivalric role model.[112] The romance tradition did, however, remain sufficiently powerful to persuade Thomas Hardy, Laurence Binyon and John Masefield to compose Arthurian plays,[113] and T. S. Eliot alludes to the Arthur myth (but not Arthur) in his poem The Waste Land, which mentions the Fisher King.[114]
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In the latter half of the 20th century, the influence of the romance tradition of Arthur continued, through novels such as T. H. White's The Once and Future King (1958), Thomas Berger's tragicomic Arthur Rex and Marion Zimmer Bradley's The Mists of Avalon (1982) in addition to comic strips such as Prince Valiant (from 1937 onward).[115] Tennyson had reworked the romance tales of Arthur to suit and comment upon the issues of his day, and the same is often the case with modern treatments too. Bradley's tale, for example, takes a feminist approach to Arthur and his legend, in contrast to the narratives of Arthur found in medieval materials,[116] and American authors often rework the story of Arthur to be more consistent with values such as equality and democracy.[117] In John Cowper Powys's Porius: A Romance of the Dark Ages (1951), set in Wales in 499, just prior to the Saxon invasion, Arthur, the Emperor of Britain, is only a minor character, whereas Myrddin (Merlin) and Nineue, Tennyson's Vivien, are major figures.[118] Myrddin's disappearance at the end of the novel is "in the tradition of magical hibernation when the king or mage leaves his people for some island or cave to return either at a more propitious or more dangerous time" (see King Arthur's messianic return).[119] Powys's earlier novel, A Glastonbury Romance (1932) is concerned with both the Holy Grail and the legend that Arthur is buried at Glastonbury.[120]
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The romance Arthur has become popular in film and theatre as well. T. H. White's novel was adapted into the Lerner and Loewe stage musical Camelot (1960) and Walt Disney's animated film The Sword in the Stone (1963); Camelot, with its focus on the love of Lancelot and Guinevere and the cuckolding of Arthur, was itself made into a film of the same name in 1967. The romance tradition of Arthur is particularly evident and in critically respected films like Robert Bresson's Lancelot du Lac (1974), Éric Rohmer's Perceval le Gallois (1978) and John Boorman's Excalibur (1981); it is also the main source of the material used in the Arthurian spoof Monty Python and the Holy Grail (1975).[121]
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Retellings and reimaginings of the romance tradition are not the only important aspect of the modern legend of King Arthur. Attempts to portray Arthur as a genuine historical figure of c. 500, stripping away the "romance", have also emerged. As Taylor and Brewer have noted, this return to the medieval "chronicle tradition" of Geoffrey of Monmouth and the Historia Brittonum is a recent trend which became dominant in Arthurian literature in the years following the outbreak of the Second World War, when Arthur's legendary resistance to Germanic enemies struck a chord in Britain.[122] Clemence Dane's series of radio plays, The Saviours (1942), used a historical Arthur to embody the spirit of heroic resistance against desperate odds, and Robert Sherriff's play The Long Sunset (1955) saw Arthur rallying Romano-British resistance against the Germanic invaders.[123] This trend towards placing Arthur in a historical setting is also apparent in historical and fantasy novels published during this period.[124]
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|
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+
Arthur has also been used as a model for modern-day behaviour. In the 1930s, the Order of the Fellowship of the Knights of the Round Table was formed in Britain to promote Christian ideals and Arthurian notions of medieval chivalry.[125] In the United States, hundreds of thousands of boys and girls joined Arthurian youth groups, such as the Knights of King Arthur, in which Arthur and his legends were promoted as wholesome exemplars.[126] However, Arthur's diffusion within modern culture goes beyond such obviously Arthurian endeavours, with Arthurian names being regularly attached to objects, buildings, and places. As Norris J. Lacy has observed, "The popular notion of Arthur appears to be limited, not surprisingly, to a few motifs and names, but there can be no doubt of the extent to which a legend born many centuries ago is profoundly embedded in modern culture at every level."[127]
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en/5141.html.txt
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1 |
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Charles VII (22 February 1403 – 22 July 1461), called the Victorious (French: le Victorieux)[1] or the Well-Served (French: le Bien-Servi), was King of France from 1422 to his death in 1461.
|
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3 |
+
In the midst of the Hundred Years' War, Charles VII inherited the throne of France under desperate circumstances. Forces of the Kingdom of England and the Duke of Burgundy occupied Guyenne and northern France, including Paris, the most populous city, and Reims, the city in which the French kings were traditionally crowned. In addition, his father Charles VI had disinherited him in 1420 and recognized Henry V of England and his heirs as the legitimate successors to the French crown instead. At the same time, a civil war raged in France between the Armagnacs (supporters of the House of Valois) and the Burgundian party (supporters of the House of Valois-Burgundy allied to the English).
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5 |
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With his court removed to Bourges, south of the Loire River, Charles was disparagingly called the "King of Bourges", because the area around this city was one of the few remaining regions left to him. However, his political and military position improved dramatically with the emergence of Joan of Arc as a spiritual leader in France. Joan of Arc and other charismatic figures led French troops to lift the siege of Orléans, as well as other strategic cities on the Loire river, and to crush the English at the battle of Patay. With the local English troops dispersed, the people of Reims switched allegiance and opened their gates, which enabled the coronation of Charles VII in 1429 at Reims Cathedral. A few years later he ended the English-Burgundian alliance by signing the Treaty of Arras in 1435, followed by the recovery of Paris in 1436 and the steady reconquest of Normandy in the 1440s using a newly organized professional army and advanced siege cannons. Following the battle of Castillon in 1453, the French expelled the English from all their continental possessions except for the Pale of Calais.
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7 |
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The last years of Charles VII were marked by conflicts with his turbulent son, the future Louis XI of France.
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Born at the Hôtel Saint-Pol, the royal residence in Paris, Charles was given the title of comte de Ponthieu at his birth in 1403. He was the eleventh child and fifth son of Charles VI of France and Isabeau of Bavaria.[1] His four elder brothers, Charles (1386), Charles (1392–1401), Louis (1397–1415) and John (1398–1417) had each held the title of Dauphin of France (heir to the French Throne) in turn.[1] All died childless, leaving Charles with a rich inheritance of titles.[1]
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|
11 |
+
Almost immediately after his accession to the title of Dauphin, Charles had to face threats to his inheritance, and he was forced to flee from Paris on 29 May 1418 after the partisans of John the Fearless, Duke of Burgundy, had entered the city the previous night.[2] By 1419, Charles had established his own court in Bourges and a Parlement in Poitiers.[2] On 11 July of that same year, Charles and John the Fearless attempted a reconciliation by signing, on a small bridge near Pouilly-le-Fort, not far from Melun where Charles was staying, the Treaty of Pouilly-le-Fort known also under name of Paix du Ponceau (ponceau from French pont, "bridge", is a small one-span bridge thrown over a stream).[3] They also decided that a further meeting should take place the following 10 September. On that date, they met on the bridge at Montereau.[4] The Duke assumed that the meeting would be entirely peaceful and diplomatic, thus he brought only a small escort with him. The Dauphin's men reacted to the Duke's arrival by attacking and killing him. Charles' level of involvement has remained uncertain to this day. Although he claimed to have been unaware of his men's intentions, this was considered unlikely by those who heard of the murder.[1] The assassination marked the end of any attempt of a reconciliation between the two factions Armagnacs and Burgundians, thus playing into the hands of Henry V of England. Charles was later required by a treaty with Philip the Good, the son of John the Fearless, to pay penance for the murder, which he never did.
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13 |
+
At the death of his father, Charles VI, the succession was cast into doubt. The Treaty of Troyes, signed by Charles VI in 1420, mandated that the throne pass to the infant King Henry VI of England, the son of the recently deceased Henry V and Catherine of Valois, daughter of Charles VI; however, Frenchmen loyal to the king of France regarded the treaty as invalid on grounds of coercion and Charles VI's diminished mental capacity. For those who did not recognize the treaty and believed the Dauphin Charles to be of legitimate birth, he was considered to be the rightful heir to the throne. For those who did not recognize his legitimacy, the rightful heir was recognized as Charles, Duke of Orléans, cousin of the Dauphin, who was in English captivity. Only the supporters of Henry VI and the Dauphin Charles were able to enlist sufficient military force to press effectively for their candidates. The English, already in control of northern France, were able to enforce the claim of their king in the regions of France that they occupied. Northern France, including Paris, was thus ruled by an English regent, Henry V's brother, John of Lancaster, 1st Duke of Bedford, based in Normandy (see Dual monarchy of England and France).
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+
In his adolescent years, Charles was noted for his bravery and flamboyant style of leadership. At one point after becoming Dauphin, he led an army against the English dressed in the red, white, and blue that represented his family;[citation needed] his heraldic device was a mailed fist clutching a naked sword. However, in July 1421, upon learning that Henry V was preparing from Mantes to attack with a much larger army, he withdrew from the siege of Chartres in order to avoid defeat.[5] He then went south of the Loire River under the protection of Yolande of Aragon, known as "Queen of the Four Kingdoms" and, on 22 April 1422, married her daughter, Marie of Anjou,[6] to whom he had been engaged since December 1413 in a ceremony at the Louvre Palace.
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16 |
+
|
17 |
+
Charles, unsurprisingly, claimed the title King of France for himself, but he failed to make any attempts to expel the English from northern France out of indecision and a sense of hopelessness[7][citation needed] Instead, he remained south of the Loire River, where he was still able to exert power, and maintained an itinerant court in the Loire Valley at castles such as Chinon. He was still customarily known as "Dauphin," or derisively as "King of Bourges," after the town where he generally lived. Periodically, he considered flight to the Iberian Peninsula, which would have allowed the English to advance their occupation of France.
|
18 |
+
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19 |
+
Political conditions in France took a decisive turn in the year 1429 just as the prospects for the Dauphin began to look hopeless. The town of Orléans had been under siege since October 1428. The English regent, the Duke of Bedford (the uncle of Henry VI), was advancing into the Duchy of Bar, ruled by Charles's brother-in-law, René. The French lords and soldiers loyal to Charles were becoming increasingly desperate. Then in the little village of Domrémy, on the border of Lorraine and Champagne, a teenage girl named Joan of Arc (French: Jeanne d'Arc), demanded that the garrison commander at Vaucouleurs, Robert de Baudricourt, collect the soldiers and resources necessary to bring her to the Dauphin at Chinon,[8] stating that visions of angels and saints had given her a divine mission. Granted an escort of five veteran soldiers and a letter of referral to Charles by Lord Baudricourt, Joan rode to see Charles at Chinon. She arrived on 23 February 1429.[8]
|
20 |
+
|
21 |
+
What followed would become famous. When Joan appeared at Chinon, Charles wanted to test her claim to be able to recognise him despite never having seen him, and so he disguised himself as one of his courtiers. He stood in their midst when Joan entered the chamber in which the court was assembled. Joan identified Charles immediately. She bowed low to him and embraced his knees, declaring "God give you a happy life, sweet King!" Despite attempts to claim that another man was in fact the king, Charles was eventually forced to admit that he was indeed such. Thereafter Joan referred to him as "Dauphin" or "Noble Dauphin" until he was crowned in Reims four months later. After a private conversation between the two (Charles later stated that Joan knew secrets about him that he had voiced only in silent prayer to God), Charles became inspired and filled with confidence.
|
22 |
+
|
23 |
+
After her encounter with Charles in March 1429, Joan of Arc set out to lead the French forces at Orléans. She was aided by skilled commanders such as Étienne de Vignolles, known as La Hire, and Jean Poton de Xaintrailles. They compelled the English to lift the siege on 8 May 1429, thus turning the tide of the war. The French won the Battle of Patay on 18 June, at which the English field army lost about half its troops. After pushing further into English and Burgundian-controlled territory, Charles was crowned King Charles VII of France in Reims Cathedral on 17 July 1429.
|
24 |
+
|
25 |
+
Joan was later captured by Burgundian troops under John of Luxembourg at the siege of Compiègne on 24 May 1430.[9] The Burgundians handed her over to their English allies. Tried for heresy by a court composed of pro-English clergy such as Pierre Cauchon, who had long served the English occupation government,[10] she was burned at the stake on 30 May 1431.
|
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+
|
27 |
+
Nearly as important as Joan of Arc in the cause of Charles was the support of the powerful and wealthy family of his wife Marie d'Anjou, particularly his mother-in-law, Queen Yolande of Aragon. But whatever affection he may have had for his wife, or whatever gratitude he may have felt for the support of her family, the great love of Charles VII's life was his mistress, Agnès Sorel.
|
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+
|
29 |
+
Charles VII and Philip the Good, Duke of Burgundy, then signed the 1435 Treaty of Arras, by which the Burgundian faction rejected their English alliance and became reconciled with Charles VII, just as things were going badly for their English allies. With this accomplishment, Charles attained the essential goal of ensuring that no Prince of the Blood recognised Henry VI as King of France.[11]
|
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+
|
31 |
+
Over the following two decades, the French recaptured Paris from the English and eventually recovered all of France with the exception of the northern port of Calais.
|
32 |
+
|
33 |
+
Charles' later years were marked by hostile relations with his heir, Louis, who demanded real power to accompany his position as the Dauphin. Charles consistently refused him. Accordingly, Louis stirred up dissent and fomented plots in attempts to destabilise his father's reign. He quarrelled with his father's mistress, Agnès Sorel, and on one occasion drove her with a bared sword into Charles' bed, according to one source. Eventually, in 1446, after Charles' last son, also named Charles, was born, the king banished the Dauphin to the Dauphiny. The two never met again. Louis thereafter refused the king's demands to return to court, and he eventually fled to the protection of Philip the Good, Duke of Burgundy, in 1456.
|
34 |
+
|
35 |
+
In 1458, Charles became ill. A sore on his leg (an early symptom, perhaps, of diabetes or another condition) refused to heal, and the infection in it caused a serious fever. The king summoned Louis to him from his exile in Burgundy, but the Dauphin refused to come. He employed astrologers to foretell the exact hour of his father's death. The king lingered on for the next two and a half years, increasingly ill, but unwilling to die. During this time he also had to deal with the case of his rebellious vassal John V of Armagnac.
|
36 |
+
|
37 |
+
Finally, however, there came a point in July 1461 when the king's physicians concluded that Charles would not live past August. Ill and weary, the king became delirious, convinced that he was surrounded by traitors loyal only to his son. Under the pressure of sickness and fever, he went mad. By now another infection in his jaw had caused an abscess in his mouth. The swelling caused by this became so large that, for the last week of his life, Charles was unable to swallow food or water. Although he asked the Dauphin to come to his deathbed, Louis refused, instead waiting at Avesnes, in Burgundy, for his father to die. At Mehun-sur-Yèvre, attended by his younger son, Charles, and aware of his elder son's final betrayal, the King starved to death. He died on 22 July 1461, and was buried, at his request, beside his parents in Saint-Denis.
|
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|
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+
Charles VII Royal d'or.
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+
|
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+
Charles VII Ecu neuf, 1436.
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+
Charles VII on a Franc à cheval from 1422–23.
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+
Although Charles VII's legacy is far overshadowed by the deeds and eventual martyrdom of Joan of Arc and his early reign was at times marked by indecisiveness and inaction, he was responsible for successes unprecedented in the history of the Kingdom of France. He succeeded in what four generations of his predecessors (namely his father Charles VI, his grandfather Charles V, his great-grandfather John II and great-great grandfather Philip VI) failed to do — the expulsion of the English and the conclusion of the Hundred Years' War.
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+
He had created France's first standing army since Roman times. In The Prince, Niccolo Machiavelli asserts that if his son Louis XI had continued this policy, then the French would have become invincible.
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+
Charles VII secured himself against papal power by the Pragmatic Sanction of Bourges. He also established the University of Poitiers in 1432, and his policies brought some economic prosperity to his subjects.
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|
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+
Charles married his second cousin Marie of Anjou on 18 December 1422.[12] They were both great-grandchildren of King John II of France and his first wife Bonne of Bohemia through the male line. They had fourteen children:
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en/5142.html.txt
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1 |
+
Charles VII (22 February 1403 – 22 July 1461), called the Victorious (French: le Victorieux)[1] or the Well-Served (French: le Bien-Servi), was King of France from 1422 to his death in 1461.
|
2 |
+
|
3 |
+
In the midst of the Hundred Years' War, Charles VII inherited the throne of France under desperate circumstances. Forces of the Kingdom of England and the Duke of Burgundy occupied Guyenne and northern France, including Paris, the most populous city, and Reims, the city in which the French kings were traditionally crowned. In addition, his father Charles VI had disinherited him in 1420 and recognized Henry V of England and his heirs as the legitimate successors to the French crown instead. At the same time, a civil war raged in France between the Armagnacs (supporters of the House of Valois) and the Burgundian party (supporters of the House of Valois-Burgundy allied to the English).
|
4 |
+
|
5 |
+
With his court removed to Bourges, south of the Loire River, Charles was disparagingly called the "King of Bourges", because the area around this city was one of the few remaining regions left to him. However, his political and military position improved dramatically with the emergence of Joan of Arc as a spiritual leader in France. Joan of Arc and other charismatic figures led French troops to lift the siege of Orléans, as well as other strategic cities on the Loire river, and to crush the English at the battle of Patay. With the local English troops dispersed, the people of Reims switched allegiance and opened their gates, which enabled the coronation of Charles VII in 1429 at Reims Cathedral. A few years later he ended the English-Burgundian alliance by signing the Treaty of Arras in 1435, followed by the recovery of Paris in 1436 and the steady reconquest of Normandy in the 1440s using a newly organized professional army and advanced siege cannons. Following the battle of Castillon in 1453, the French expelled the English from all their continental possessions except for the Pale of Calais.
|
6 |
+
|
7 |
+
The last years of Charles VII were marked by conflicts with his turbulent son, the future Louis XI of France.
|
8 |
+
|
9 |
+
Born at the Hôtel Saint-Pol, the royal residence in Paris, Charles was given the title of comte de Ponthieu at his birth in 1403. He was the eleventh child and fifth son of Charles VI of France and Isabeau of Bavaria.[1] His four elder brothers, Charles (1386), Charles (1392–1401), Louis (1397–1415) and John (1398–1417) had each held the title of Dauphin of France (heir to the French Throne) in turn.[1] All died childless, leaving Charles with a rich inheritance of titles.[1]
|
10 |
+
|
11 |
+
Almost immediately after his accession to the title of Dauphin, Charles had to face threats to his inheritance, and he was forced to flee from Paris on 29 May 1418 after the partisans of John the Fearless, Duke of Burgundy, had entered the city the previous night.[2] By 1419, Charles had established his own court in Bourges and a Parlement in Poitiers.[2] On 11 July of that same year, Charles and John the Fearless attempted a reconciliation by signing, on a small bridge near Pouilly-le-Fort, not far from Melun where Charles was staying, the Treaty of Pouilly-le-Fort known also under name of Paix du Ponceau (ponceau from French pont, "bridge", is a small one-span bridge thrown over a stream).[3] They also decided that a further meeting should take place the following 10 September. On that date, they met on the bridge at Montereau.[4] The Duke assumed that the meeting would be entirely peaceful and diplomatic, thus he brought only a small escort with him. The Dauphin's men reacted to the Duke's arrival by attacking and killing him. Charles' level of involvement has remained uncertain to this day. Although he claimed to have been unaware of his men's intentions, this was considered unlikely by those who heard of the murder.[1] The assassination marked the end of any attempt of a reconciliation between the two factions Armagnacs and Burgundians, thus playing into the hands of Henry V of England. Charles was later required by a treaty with Philip the Good, the son of John the Fearless, to pay penance for the murder, which he never did.
|
12 |
+
|
13 |
+
At the death of his father, Charles VI, the succession was cast into doubt. The Treaty of Troyes, signed by Charles VI in 1420, mandated that the throne pass to the infant King Henry VI of England, the son of the recently deceased Henry V and Catherine of Valois, daughter of Charles VI; however, Frenchmen loyal to the king of France regarded the treaty as invalid on grounds of coercion and Charles VI's diminished mental capacity. For those who did not recognize the treaty and believed the Dauphin Charles to be of legitimate birth, he was considered to be the rightful heir to the throne. For those who did not recognize his legitimacy, the rightful heir was recognized as Charles, Duke of Orléans, cousin of the Dauphin, who was in English captivity. Only the supporters of Henry VI and the Dauphin Charles were able to enlist sufficient military force to press effectively for their candidates. The English, already in control of northern France, were able to enforce the claim of their king in the regions of France that they occupied. Northern France, including Paris, was thus ruled by an English regent, Henry V's brother, John of Lancaster, 1st Duke of Bedford, based in Normandy (see Dual monarchy of England and France).
|
14 |
+
|
15 |
+
In his adolescent years, Charles was noted for his bravery and flamboyant style of leadership. At one point after becoming Dauphin, he led an army against the English dressed in the red, white, and blue that represented his family;[citation needed] his heraldic device was a mailed fist clutching a naked sword. However, in July 1421, upon learning that Henry V was preparing from Mantes to attack with a much larger army, he withdrew from the siege of Chartres in order to avoid defeat.[5] He then went south of the Loire River under the protection of Yolande of Aragon, known as "Queen of the Four Kingdoms" and, on 22 April 1422, married her daughter, Marie of Anjou,[6] to whom he had been engaged since December 1413 in a ceremony at the Louvre Palace.
|
16 |
+
|
17 |
+
Charles, unsurprisingly, claimed the title King of France for himself, but he failed to make any attempts to expel the English from northern France out of indecision and a sense of hopelessness[7][citation needed] Instead, he remained south of the Loire River, where he was still able to exert power, and maintained an itinerant court in the Loire Valley at castles such as Chinon. He was still customarily known as "Dauphin," or derisively as "King of Bourges," after the town where he generally lived. Periodically, he considered flight to the Iberian Peninsula, which would have allowed the English to advance their occupation of France.
|
18 |
+
|
19 |
+
Political conditions in France took a decisive turn in the year 1429 just as the prospects for the Dauphin began to look hopeless. The town of Orléans had been under siege since October 1428. The English regent, the Duke of Bedford (the uncle of Henry VI), was advancing into the Duchy of Bar, ruled by Charles's brother-in-law, René. The French lords and soldiers loyal to Charles were becoming increasingly desperate. Then in the little village of Domrémy, on the border of Lorraine and Champagne, a teenage girl named Joan of Arc (French: Jeanne d'Arc), demanded that the garrison commander at Vaucouleurs, Robert de Baudricourt, collect the soldiers and resources necessary to bring her to the Dauphin at Chinon,[8] stating that visions of angels and saints had given her a divine mission. Granted an escort of five veteran soldiers and a letter of referral to Charles by Lord Baudricourt, Joan rode to see Charles at Chinon. She arrived on 23 February 1429.[8]
|
20 |
+
|
21 |
+
What followed would become famous. When Joan appeared at Chinon, Charles wanted to test her claim to be able to recognise him despite never having seen him, and so he disguised himself as one of his courtiers. He stood in their midst when Joan entered the chamber in which the court was assembled. Joan identified Charles immediately. She bowed low to him and embraced his knees, declaring "God give you a happy life, sweet King!" Despite attempts to claim that another man was in fact the king, Charles was eventually forced to admit that he was indeed such. Thereafter Joan referred to him as "Dauphin" or "Noble Dauphin" until he was crowned in Reims four months later. After a private conversation between the two (Charles later stated that Joan knew secrets about him that he had voiced only in silent prayer to God), Charles became inspired and filled with confidence.
|
22 |
+
|
23 |
+
After her encounter with Charles in March 1429, Joan of Arc set out to lead the French forces at Orléans. She was aided by skilled commanders such as Étienne de Vignolles, known as La Hire, and Jean Poton de Xaintrailles. They compelled the English to lift the siege on 8 May 1429, thus turning the tide of the war. The French won the Battle of Patay on 18 June, at which the English field army lost about half its troops. After pushing further into English and Burgundian-controlled territory, Charles was crowned King Charles VII of France in Reims Cathedral on 17 July 1429.
|
24 |
+
|
25 |
+
Joan was later captured by Burgundian troops under John of Luxembourg at the siege of Compiègne on 24 May 1430.[9] The Burgundians handed her over to their English allies. Tried for heresy by a court composed of pro-English clergy such as Pierre Cauchon, who had long served the English occupation government,[10] she was burned at the stake on 30 May 1431.
|
26 |
+
|
27 |
+
Nearly as important as Joan of Arc in the cause of Charles was the support of the powerful and wealthy family of his wife Marie d'Anjou, particularly his mother-in-law, Queen Yolande of Aragon. But whatever affection he may have had for his wife, or whatever gratitude he may have felt for the support of her family, the great love of Charles VII's life was his mistress, Agnès Sorel.
|
28 |
+
|
29 |
+
Charles VII and Philip the Good, Duke of Burgundy, then signed the 1435 Treaty of Arras, by which the Burgundian faction rejected their English alliance and became reconciled with Charles VII, just as things were going badly for their English allies. With this accomplishment, Charles attained the essential goal of ensuring that no Prince of the Blood recognised Henry VI as King of France.[11]
|
30 |
+
|
31 |
+
Over the following two decades, the French recaptured Paris from the English and eventually recovered all of France with the exception of the northern port of Calais.
|
32 |
+
|
33 |
+
Charles' later years were marked by hostile relations with his heir, Louis, who demanded real power to accompany his position as the Dauphin. Charles consistently refused him. Accordingly, Louis stirred up dissent and fomented plots in attempts to destabilise his father's reign. He quarrelled with his father's mistress, Agnès Sorel, and on one occasion drove her with a bared sword into Charles' bed, according to one source. Eventually, in 1446, after Charles' last son, also named Charles, was born, the king banished the Dauphin to the Dauphiny. The two never met again. Louis thereafter refused the king's demands to return to court, and he eventually fled to the protection of Philip the Good, Duke of Burgundy, in 1456.
|
34 |
+
|
35 |
+
In 1458, Charles became ill. A sore on his leg (an early symptom, perhaps, of diabetes or another condition) refused to heal, and the infection in it caused a serious fever. The king summoned Louis to him from his exile in Burgundy, but the Dauphin refused to come. He employed astrologers to foretell the exact hour of his father's death. The king lingered on for the next two and a half years, increasingly ill, but unwilling to die. During this time he also had to deal with the case of his rebellious vassal John V of Armagnac.
|
36 |
+
|
37 |
+
Finally, however, there came a point in July 1461 when the king's physicians concluded that Charles would not live past August. Ill and weary, the king became delirious, convinced that he was surrounded by traitors loyal only to his son. Under the pressure of sickness and fever, he went mad. By now another infection in his jaw had caused an abscess in his mouth. The swelling caused by this became so large that, for the last week of his life, Charles was unable to swallow food or water. Although he asked the Dauphin to come to his deathbed, Louis refused, instead waiting at Avesnes, in Burgundy, for his father to die. At Mehun-sur-Yèvre, attended by his younger son, Charles, and aware of his elder son's final betrayal, the King starved to death. He died on 22 July 1461, and was buried, at his request, beside his parents in Saint-Denis.
|
38 |
+
|
39 |
+
Charles VII Royal d'or.
|
40 |
+
|
41 |
+
Charles VII Ecu neuf, 1436.
|
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Charles VII on a Franc à cheval from 1422–23.
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Although Charles VII's legacy is far overshadowed by the deeds and eventual martyrdom of Joan of Arc and his early reign was at times marked by indecisiveness and inaction, he was responsible for successes unprecedented in the history of the Kingdom of France. He succeeded in what four generations of his predecessors (namely his father Charles VI, his grandfather Charles V, his great-grandfather John II and great-great grandfather Philip VI) failed to do — the expulsion of the English and the conclusion of the Hundred Years' War.
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He had created France's first standing army since Roman times. In The Prince, Niccolo Machiavelli asserts that if his son Louis XI had continued this policy, then the French would have become invincible.
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Charles VII secured himself against papal power by the Pragmatic Sanction of Bourges. He also established the University of Poitiers in 1432, and his policies brought some economic prosperity to his subjects.
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Charles married his second cousin Marie of Anjou on 18 December 1422.[12] They were both great-grandchildren of King John II of France and his first wife Bonne of Bohemia through the male line. They had fourteen children:
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Napoléon François Joseph Charles Bonaparte (20 March 1811 – 22 July 1832), Prince Imperial, King of Rome, known in the Austrian court as Franz from 1814 onward, Duke of Reichstadt from 1818, was the son of Napoleon I, Emperor of the French, and his second wife, Archduchess Marie Louise of Austria.
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At the time of his birth, by Title III, article 9 of the French Constitution, he was Prince Imperial, but he was also known from birth as the King of Rome, which Napoleon I declared was the courtesy title of the heir apparent. His nickname of L'Aiglon ("the Eaglet") was awarded posthumously and was popularized by the Edmond Rostand play, L'Aiglon.
|
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When Napoleon I tried to abdicate on 4 April 1814, he said that his son would rule as emperor. However, the coalition victors refused to acknowledge his son as successor, and Napoleon I was forced to abdicate unconditionally some days later. Although Napoleon II never actually ruled France, he was briefly the titular Emperor of the French in 1815 after the second fall of his father. When his cousin Louis-Napoléon Bonaparte became the next emperor by founding the Second French Empire in 1852, he called himself Napoleon III to acknowledge Napoleon II and his brief reign.[citation needed]
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Napoleon was born on 20 March 1811 at the Tuileries Palace, son of Emperor Napoleon I and Empress Marie Louise. On the same day he underwent ondoyé (a traditional French ceremony which is considered a preliminary, brief baptism) by Joseph Fesch with his full name of Napoleon François Charles Joseph.[1]
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The baptism, inspired by the baptismal ceremony of Louis, Grand Dauphin of France, was held on 9 June 1811 in Notre Dame de Paris.[1] Karl Philipp, Prince of Schwarzenberg, Austrian ambassador to France, wrote of the baptism:
|
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The baptism ceremony was beautiful and impressive; the scene in which the emperor took the infant from the arms of his noble mother and raised him up twice to reveal him to the public [thus breaking from long tradition, as he did when he crowned himself at his coronation] was loudly applauded; in the monarch's manner and face could be seen the great satisfaction that he took from this solemn moment.[1]
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He was put in the care of Louise Charlotte Françoise Le Tellier de Montesquiou, a descendant of François-Michel le Tellier, Marquis de Louvois, who was named Governess of the Children of France. Affectionate and intelligent, the governess assembled a considerable collection of books intended to give the infant a strong grounding in religion, philosophy, and military matters.[1]
|
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As the only legitimate son of Napoleon I, he was already constitutionally the Prince Imperial and heir apparent, but the Emperor also gave his son the style of King of Rome. Three years later, the First French Empire collapsed. Napoleon I saw his second wife and their son for the last time on 24 January 1814.[2] On 4 April 1814, he abdicated in favour of his three-year-old son after the Six Days' Campaign and the Battle of Paris. The child became Emperor of the French under the regnal name of Napoleon II. However, on 6 April 1814, Napoleon I fully abdicated and renounced not only his own rights to the French throne, but also those of his descendants. The Treaty of Fontainebleau in 1814 gave the child the right to use the title of Prince of Parma, of Placentia, and of Guastalla, and his mother was styled the Duchess of Parma, of Placentia, and of Guastalla.
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On 29 March 1814, Marie Louise, accompanied by her entourage, left the Tuileries Palace with her son. Their first stop was the Château de Rambouillet; then, fearing the advancing enemy troops, they continued on to the Château de Blois. On 13 April, with her entourage much diminished, Marie Louise and her three-year-old son were back in Rambouillet, where they met her father, the Emperor Francis I of Austria, and the Emperor Alexander I of Russia. On 23 April, escorted by an Austrian regiment, mother and son left Rambouillet and France forever, for their exile in Austria.[3]
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In 1815, after his resurgence and his defeat at Waterloo, Napoleon I abdicated for the second time in favour of his four-year-old son, whom he had not seen since his exile to Elba. The day after Napoleon's abdication, a Commission of Government of five members took the rule of France,[4] awaiting the return of the Bourbon King Louis XVIII, who was in Le Cateau-Cambrésis.[5] The Commission held power for two weeks, but never formally summoned Napoleon II as Emperor or appointed a regent. The entrance of the Allies into Paris on 7 July brought a rapid end to his supporters' wishes. Napoleon II was residing in Austria with his mother.
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The next Bonaparte to ascend the throne of France, in 1852, would be Louis-Napoleon, the son of Napoleon's brother Louis I, King of Holland. He took the regnal name of Napoleon III.
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From the spring of 1814 onwards, the young Napoleon lived in Austria and was known as "Franz", his second given name. In 1818, he was awarded the title of Duke of Reichstadt by his maternal grandfather, Emperor Francis. He was educated by a staff of military tutors and developed a passion for soldiering, dressing in a miniature uniform like his father's and performing maneuvers in the palace. At the age of 8, it was apparent to his tutors that he had chosen his career.
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By 1820, Napoleon had completed his elementary studies and begun his military training, learning German, Italian and mathematics as well as receiving advanced physical training. His official army career began at age 12, in 1823, when he was made a cadet in the Austrian Army. Accounts from his tutors describe Napoleon as intelligent, serious and focused. Additionally, he was a very tall young man: he had grown to nearly 6 feet by the time he was 17.
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His budding military career gave some concern and fascination to the monarchies of Europe and French leaders over his possible return to France. However, he was allowed to play no political role and instead was used by Austrian Chancellor Klemens von Metternich in bargaining with France to gain advantage for Austria. Fearful of anyone in the Bonaparte family regaining political power, Metternich even rejected a request for Franz to move to a warmer climate in Italy. He received another rejection when his grandfather refused to allow him to join the army traveling to Italy to put down a rebellion.[6]
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Upon the death of his stepfather, Adam Albert von Neipperg, and the revelation that his mother had borne two illegitimate children to Neipperg prior to their marriage, Franz grew distant from his mother and felt that his Austrian family were holding him back to avoid political controversy. He said to his friend, Anton von Prokesch-Osten, "If Josephine had been my mother, my father would not have been buried at Saint Helena, and I should not be at Vienna. My mother is kind but weak; she was not the wife my father deserved".[7]
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In 1831, Franz was given command of an Austrian battalion, but he never got the chance to serve in any meaningful capacity. In 1832, he caught pneumonia and was bedridden for several months. His poor health eventually overtook him and on 22 July 1832 Franz died of tuberculosis at Schönbrunn Palace in Vienna.[8] He had no children; thus the Napoleonic claim to the throne of France passed to his cousin, Louis-Napoléon Bonaparte, who later successfully restored the empire as Napoleon III.
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On 15 December 1940, Adolf Hitler ordered the remains of Napoleon II to be transferred from Vienna to the dome of Les Invalides in Paris.[9][10] The remains of Napoleon I had been returned to France in December 1840, at the time of the July Monarchy.[11] For some time, the remains of the young prince who had briefly been an emperor rested beside those of his father. Later, the prince's remains were moved to the lower church.
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While most of his remains were transferred to Paris, his heart and intestines remained in Vienna, which is traditional for members of the Habsburg house. They are in Urn 42 in the "Heart Crypt" (Herzgruft) and his viscera are in Urn 76 of the Ducal Crypt.
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He was noted for his friendship with Sophie, a Bavarian princess of the House of Wittelsbach.[13] Intelligent, ambitious and strong-willed, Sophie had little in common with her husband Franz Karl. There were rumors of a love affair between Sophie and Napoleon II, as well as the possibility that Sophie's second son, Maximilian I of Mexico (born 1832), was the result issue of the affair.
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King of Rome(1811–14)
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Emperor of the French (titular ruler)
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Duke of Reichstadt [15] (1818–32)
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King, or king regnant, is the title given to a male monarch in a variety of contexts. The female equivalent is queen regnant,[1] while the title of queen on its own usually refers to the consort of a king.
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The term king may also refer to a king consort, a title that is sometimes given to the husband of a ruling queen, but the title of prince consort is sometimes granted instead.
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The English term king is derived from the Anglo-Saxon cyning, which in turn is derived from the Common Germanic *kuningaz. The Common Germanic term was borrowed into Estonian and Finnish at an early time, surviving in these languages as kuningas.
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The English term "King" translates, and is considered equivalent to, Latin rēx and its equivalents in the various European languages. The Germanic term is notably different from the word for "King" in other Indo-European languages (*rēks "ruler"; Latin rēx, Sanskrit rājan and Irish ríg, but see Gothic reiks and, e.g., modern German Reich and modern Dutch rijk). It is a derivation from the term *kunjom "kin" (Old English cynn) by the -inga- suffix. The literal meaning is that of a "scion of the [noble] kin", or perhaps "son or descendant of one of noble birth" (OED).
|
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The English word is of Germanic origin, and historically refers to Germanic kingship, in the pre-Christian period a type of tribal kingship. The monarchies of Europe in the Christian Middle Ages derived their claim from Christianisation and the divine right of kings, partly influenced by the notion of sacral kingship inherited from Germanic antiquity.
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The Early Middle Ages begin with a fragmentation of the former Western Roman Empire into barbarian kingdoms. In Western Europe, the kingdom of the Franks developed into the Carolingian Empire by the 8th century, and the kingdoms of Anglo-Saxon England were unified into the kingdom of England by the 10th century.
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With the breakup of the Carolingian Empire in the 9th century, the system of feudalism places kings at the head of a pyramid of relationships between liege lords and vassals, dependent on the regional rule of barons, and the intermediate positions of counts (or earls) and dukes. The core of European feudal manorialism in the High Middle Ages were the territories of the former Carolingian Empire, i.e. the kingdom of France and the Holy Roman Empire (centered on the nominal kingdoms of Germany and Italy).[4]
|
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In the course of the European Middle Ages, the European kingdoms underwent a general trend of centralisation of power, so that by the Late Middle Ages there were a number of large and powerful kingdoms in Europe, which would develop into the great powers of Europe in the Early Modern period.
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Currently (as of 2016[update]), fifteen kings are recognized as the heads of state of sovereign states (i.e. English king is used as official translation of the respective native titles held by the monarchs).
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Most of these are heads of state of constitutional monarchies; kings ruling over absolute monarchies are the King of Saudi Arabia, the King of Bahrain and the King of Eswatini.[5]
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Illegitimate:
|
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Louis XIV (Louis Dieudonné; 5 September 1638 – 1 September 1715), known as Louis the Great (Louis le Grand) or the Sun King (le Roi Soleil), was King of France from 14 May 1643 until his death in 1715. His reign of 72 years and 110 days is the longest recorded of any monarch of a sovereign country in European history.[1][a] Louis XIV's France was emblematic of the age of absolutism in Europe.[2]
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|
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Louis began his personal rule of France in 1661, after the death of his chief minister, the Italian Cardinal Mazarin.[3] An adherent of the concept of the divine right of kings, Louis continued his predecessors' work of creating a centralised state governed from the capital. He sought to eliminate the remnants of feudalism persisting in parts of France and, by compelling many members of the nobility to inhabit his lavish Palace of Versailles, succeeded in pacifying the aristocracy, many members of which had participated in the Fronde rebellion during Louis' minority. By these means he became one of the most powerful French monarchs and consolidated a system of absolute monarchical rule in France that endured until the French Revolution. He also enforced uniformity of religion under the Gallican Catholic Church. His revocation of the Edict of Nantes abolished the rights of the Huguenot Protestant minority and subjected them to a wave of dragonnades, effectively forcing Huguenots to emigrate or convert, and virtually destroying the French Protestant community.
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The Sun King surrounded himself with a variety of significant political, military, and cultural figures such as Mazarin, Colbert, Louvois, the Grand Condé, Turenne, Vauban, Boulle, Molière, Racine, Boileau, La Fontaine, Lully, Charpentier, Marais, Le Brun, Rigaud, Bossuet, Le Vau, Mansart, Charles, Claude Perrault, and Le Nôtre.
|
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|
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During Louis' long reign, France emerged as the leading European power, and regularly asserted its military strength. A conflict with Spain marked his entire childhood, while during his personal rule, the kingdom took part in three major continental conflicts, each against powerful foreign alliances: the Franco-Dutch War, the War of the League of Augsburg, and the War of the Spanish Succession. In addition, France also contested shorter wars such as the War of Devolution and the War of the Reunions. Warfare defined the foreign policy of Louis XIV and his personality shaped his approach. Impelled by "a mix of commerce, revenge, and pique", Louis sensed that warfare was the ideal way to enhance his glory. In peacetime he concentrated on preparing for the next war. He taught his diplomats that their job was to create tactical and strategic advantages for the French military.[4]
|
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|
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Louis XIV was born on 5 September 1638 in the Château de Saint-Germain-en-Laye, to Louis XIII and Anne of Austria. He was named Louis Dieudonné (Louis the God-given)[5] and bore the traditional title of French heirs apparent: Dauphin.[6] At the time of his birth, his parents had been married for 23 years. His mother had experienced four stillbirths between 1619 and 1631. Leading contemporaries thus regarded him as a divine gift and his birth a miracle of God.
|
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|
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Sensing imminent death, Louis XIII decided to put his affairs in order in the spring of 1643, when Louis XIV was four years old. In defiance of custom, which would have made Queen Anne the sole Regent of France, the king decreed that a regency council would rule on his son's behalf. His lack of faith in Queen Anne's political abilities was his primary rationale. He did, however, make the concession of appointing her head of the council.
|
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|
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Louis' relationship with his mother was uncommonly affectionate for the time. Contemporaries and eyewitnesses claimed that the Queen would spend all her time with Louis. Both were greatly interested in food and theatre, and it is highly likely that Louis developed these interests through his close relationship with his mother. This long-lasting and loving relationship can be evidenced by excerpts in Louis' journal entries, such as:
|
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|
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"Nature was responsible for the first knots which tied me to my mother. But attachments formed later by shared qualities of the spirit are far more difficult to break than those formed merely by blood."[7]
|
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|
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It was his mother who gave Louis his belief in the absolute and divine power of his monarchical rule.[8]
|
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|
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During his childhood, he was taken care of by the governesses Françoise de Lansac and Marie-Catherine de Senecey. In 1646, Nicolas V de Villeroy became the young king's tutor. Louis XIV became friends with Villeroy's young children, particularly François de Villeroy, and divided his time between the Palais-Royal and the nearby Hotel de Villeroy.
|
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|
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On 14 May 1643, with Louis XIII dead, Queen Anne had her husband's will annulled by the Parlement de Paris (a judicial body comprising mostly nobles and high clergymen).[9] This action abolished the regency council and made Anne sole Regent of France. Anne exiled some of her husband's ministers (Chavigny, Bouthilier), and she nominated Brienne as her minister of foreign affairs.[10] Anne also nominated Saint Vincent de Paul as her spiritual adviser, which helped her deal with religious policy and the Jansenism question.[11]
|
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|
27 |
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Anne kept the direction of religious policy strongly in her hand until 1661; her most important political decisions were to nominate Cardinal Mazarin as her chief minister and the continuation of her late husband's and Cardinal Richelieu's policy, despite their persecution of her, for the sake of her son. Anne wanted to give her son absolute authority and a victorious kingdom. Her rationales for choosing Mazarin were mainly his ability and his total dependence on her, at least until 1653 when she was no longer regent. Anne protected Mazarin by arresting and exiling her followers who conspired against him in 1643: the Duke of Beaufort and Marie de Rohan.[12] She left the direction of the daily administration of policy to Cardinal Mazarin.
|
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|
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The best example of Anne's statesmanship and the partial change in her heart towards her native Spain is seen in her keeping of one of Richelieu's men, the Chancellor of France Pierre Séguier, in his post. Séguier was the person who had interrogated Anne in 1637, treating her like a "common criminal" as she described her treatment following the discovery that she was giving military secrets and information to Spain. Anne was virtually under house arrest for a number of years during her husband's rule. By keeping him in his post, Anne was giving a sign that the interests of France and her son Louis were the guiding spirit of all her political and legal actions. Though not necessarily opposed to Spain, she sought to end the war with a French victory, in order to establish a lasting peace between the Catholic nations.
|
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|
31 |
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The Queen also gave a partial Catholic orientation to French foreign policy. This was felt by the Netherlands, France's Protestant ally, which negotiated a separate peace with Spain in 1648.[13]
|
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|
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In 1648, Anne and Mazarin successfully negotiated the Peace of Westphalia, which ended the Thirty Years' War. Its terms ensured Dutch independence from Spain, awarded some autonomy to the various German princes of the Holy Roman Empire, and granted Sweden seats on the Imperial Diet and territories to control the mouths of the Oder, Elbe, and Weser rivers. France, however, profited most from the settlement. Austria, ruled by the Habsburg Emperor Ferdinand III, ceded all Habsburg lands and claims in Alsace to France and acknowledged her de facto sovereignty over the Three Bishoprics of Metz, Verdun, and Toul. Moreover, eager to emancipate themselves from Habsburg domination, petty German states sought French protection. This anticipated the formation of the 1658 League of the Rhine, leading to the further diminution of Imperial power.
|
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|
35 |
+
As the Thirty Years' War came to an end, a civil war known as the Fronde (after the slings used to smash windows) erupted in France. It effectively checked France's ability to exploit the Peace of Westphalia. Anne and Mazarin had largely pursued the policies of Cardinal Richelieu, augmenting the Crown's power at the expense of the nobility and the Parlements. Anne interfered much more in internal policy than foreign affairs; she was a very proud queen who insisted on the divine rights of the King of France.[citation needed]
|
36 |
+
|
37 |
+
All this led her to advocate a forceful policy in all matters relating to the King's authority, in a manner that was much more radical than the one proposed by Mazarin. The Cardinal depended totally on Anne's support and had to use all his influence on the Queen to avoid nullifying, but to restrain some of her radical actions. Anne imprisoned any aristocrat or member of parliament who challenged her will; her main aim was to transfer to her son an absolute authority in the matters of finance and justice. One of the leaders of the Parlement of Paris, whom she had jailed, died in prison.[14]
|
38 |
+
|
39 |
+
The Frondeurs, political heirs of the disaffected feudal aristocracy, sought to protect their traditional feudal privileges from the increasingly centralized royal government. Furthermore, they believed their traditional influence and authority was being usurped by the recently ennobled bureaucrats (the Noblesse de Robe, or "nobility of the robe"), who administered the kingdom and on whom the monarchy increasingly began to rely. This belief intensified the nobles' resentment.[citation needed]
|
40 |
+
|
41 |
+
In 1648, Anne and Mazarin attempted to tax members of the Parlement de Paris. The members refused to comply and ordered all of the king's earlier financial edicts burned. Buoyed by the victory of Louis, duc d’Enghien (later known as le Grand Condé) at the Battle of Lens, Mazarin, on Queen Anne's insistence, arrested certain members in a show of force.[15] The most important arrest, from Anne's point of view, concerned Pierre Broussel, one of the most important leaders in the Parlement de Paris.
|
42 |
+
|
43 |
+
People in France were complaining about the expansion of royal authority, the high rate of taxation, and the reduction of the authority of the Parlement de Paris and other regional representative entities. Paris erupted in rioting as a result, and Anne was forced, under intense pressure, to free Broussel. Moreover, a mob of angry Parisians broke into the royal palace and demanded to see their king. Led into the royal bedchamber, they gazed upon Louis, who was feigning sleep, were appeased, and then quietly departed. The threat to the royal family prompted Anne to flee Paris with the king and his courtiers.
|
44 |
+
|
45 |
+
Shortly thereafter, the conclusion of the Peace of Westphalia allowed Condé's army to return to aid Louis and his court. Condé's family was close to Anne at that time, and he agreed to help her attempt to restore the king's authority.[16] The queen's army, headed by Condé, attacked the rebels in Paris; the rebels were under the political control of Anne's old friend Marie de Rohan. Beaufort, who had escaped from the prison where Anne had incarcerated him five years before, was the military leader in Paris, under the nominal control of Conti. After a few battles, a political compromise was reached; the Peace of Rueil was signed, and the court returned to Paris.
|
46 |
+
|
47 |
+
Unfortunately for Anne, her partial victory depended on Condé, who wanted to control the queen and destroy Mazarin's influence. It was Condé's sister who pushed him to turn against the queen. After striking a deal with her old friend Marie de Rohan, who was able to impose the nomination of Charles de l'Aubespine, marquis de Châteauneuf as minister of justice, Anne arrested Condé, his brother Armand de Bourbon, Prince of Conti, and the husband of their sister Anne Genevieve de Bourbon, duchess of Longueville. This situation did not last long, and Mazarin's unpopularity led to the creation of a coalition headed mainly by Marie de Rohan and the duchess of Longueville. This aristocratic coalition was strong enough to liberate the princes, exile Mazarin, and impose a condition of virtual house arrest on Queen Anne.
|
48 |
+
|
49 |
+
All these events were witnessed by Louis and largely explained his later distrust of Paris and the higher aristocracy.[17] "In one sense, Louis' childhood came to an end with the outbreak of the Fronde. It was not only that life became insecure and unpleasant – a fate meted out to many children in all ages – but that Louis had to be taken into the confidence of his mother and Mazarin and political and military matters of which he could have no deep understanding".[18] "The family home became at times a near-prison when Paris had to be abandoned, not in carefree outings to other chateaux but in humiliating flights".[18] The royal family was driven out of Paris twice in this manner, and at one point Louis XIV and Anne were held under virtual arrest in the royal palace in Paris. The Fronde years planted in Louis a hatred of Paris and a consequent determination to move out of the ancient capital as soon as possible, never to return.[19]
|
50 |
+
|
51 |
+
Just as the first Fronde (the Fronde parlementaire of 1648–1649) ended, a second one (the Fronde des princes of 1650–1653) began. Unlike that which preceded it, tales of sordid intrigue and half-hearted warfare characterized this second phase of upper-class insurrection. To the aristocracy, this rebellion represented a protest against and a reversal of their political demotion from vassals to courtiers. It was headed by the highest-ranking French nobles, among them Louis' uncle Gaston, Duke of Orléans and first cousin Anne Marie Louise d'Orléans, Duchess of Montpensier, known as la Grande Mademoiselle; Princes of the Blood such as Condé, his brother Armand de Bourbon, Prince of Conti, and their sister the Duchess of Longueville; dukes of legitimised royal descent, such as Henri, Duke of Longueville, and François, Duke of Beaufort; so-called "foreign princes" such as Frédéric Maurice, Duke of Bouillon, his brother Marshal Turenne, and Marie de Rohan, Duchess of Chevreuse; and scions of France's oldest families, such as François de La Rochefoucauld.
|
52 |
+
|
53 |
+
Queen Anne played the most important role in defeating the Fronde because she wanted to transfer absolute authority to her son. In addition, most of the princes refused to deal with Mazarin, who went into exile for a number of years. The Frondeurs claimed to act on Louis' behalf, and in his real interest against his mother and Mazarin.
|
54 |
+
|
55 |
+
Queen Anne had a very close relationship with the Cardinal, and many observers believed that Mazarin became Louis XIV's stepfather by a secret marriage to Queen Anne.[20] However, Louis' coming-of-age and subsequent coronation deprived them of the Frondeurs' pretext for revolt. The Fronde thus gradually lost steam and ended in 1653, when Mazarin returned triumphantly from exile. From that time until his death, Mazarin was in charge of foreign and financial policy without the daily supervision of Anne, who was no longer regent.[21]
|
56 |
+
|
57 |
+
During this period, Louis fell in love with Mazarin's niece Marie Mancini, but Anne and Mazarin ended the king's infatuation by sending Mancini away from court to be married in Italy. While Mazarin might have been tempted for a short period of time to marry his niece to the King of France, Queen Anne was absolutely against this; she wanted to marry her son to the daughter of her brother, Philip IV of Spain, for both dynastic and political reasons. Mazarin soon supported the Queen's position because he knew that her support for his power and his foreign policy depended on making peace with Spain from a strong position and on the Spanish marriage. Additionally, Mazarin's relations with Marie Mancini were not good, and he did not trust her to support his position. All of Louis' tears and his supplications to his mother did not make her change her mind; the Spanish marriage was very important both for its role in ending the war between France and Spain, and because many of the claims and objectives of Louis' foreign policy in the next 50 years would be based on this marriage.[22]
|
58 |
+
|
59 |
+
Louis XIV was declared to have reached the age of majority on 7 September 1651. On the death of Mazarin, in March 1661, Louis assumed personal control of the reins of government and astonished his court by declaring that he would rule without a chief minister: "Up to this moment I have been pleased to entrust the government of my affairs to the late Cardinal. It is now time that I govern them myself. You [he was talking to the secretaries and ministers of state] will assist me with your counsels when I ask for them. I request and order you to seal no orders except by my command . . . I order you not to sign anything, not even a passport . . . without my command; to render account to me personally each day and to favor no one".[23] Louis was able to capitalize on the widespread public yearning for law and order, that resulted from prolonged foreign wars and domestic civil strife, to further consolidate central political authority and reform at the expense of the feudal aristocracy. Praising his ability to choose and encourage men of talent, the historian Chateaubriand noted: "it is the voice of genius of all kinds which sounds from the tomb of Louis".[24]
|
60 |
+
|
61 |
+
Louis began his personal reign with administrative and fiscal reforms. In 1661, the treasury verged on bankruptcy. To rectify the situation, Louis chose Jean-Baptiste Colbert as Controller-General of Finances in 1665. However, Louis first had to neutralize Nicolas Fouquet, the Superintendent of Finances, in order to give Colbert a free hand. Although Fouquet's financial indiscretions were not very different from Mazarin's before him or Colbert's after him, his ambition was worrying to Louis. He had, for example, built an opulent château at Vaux-le-Vicomte where he entertained Louis and his court ostentatiously, as if he were wealthier than the king himself. The court was left with the impression that the vast sums of money needed to support his lifestyle could only have been obtained through embezzlement of government funds.
|
62 |
+
|
63 |
+
Fouquet appeared eager to succeed Mazarin and Richelieu in assuming power, and he indiscreetly purchased and privately fortified the remote island of Belle Île. These acts sealed his doom. Fouquet was charged with embezzlement. The Parlement found him guilty and sentenced him to exile. However, Louis altered the sentence to life-imprisonment and abolished Fouquet's post.
|
64 |
+
|
65 |
+
With Fouquet dismissed, Colbert reduced the national debt through more efficient taxation. The principal taxes included the aides and douanes (both customs duties), the gabelle (a tax on salt), and the taille (a tax on land). The taille was reduced at first; financial officials were forced to keep regular accounts, auctioning certain taxes instead of selling them privately to a favored few, revising inventories and removing unauthorized exemptions (for example, in 1661 only 10 per cent from the royal domain reached the King). Reform proved difficult because the taille was levied by officers of the Crown who had purchased their post at a high price: punishment of abuses necessarily lowered the value of the post. Nevertheless, excellent results were achieved: the deficit of 1661 turned into a surplus in 1666. The interest on the debt was reduced from 52 million to 24 million livres. The taille was reduced to 42 million in 1661 and 35 million in 1665; finally the revenue from indirect taxation progressed from 26 million to 55 million. The revenues of the royal domain were raised from 80,000 livres in 1661 to 5.5 million livres in 1671. In 1661, the receipts were equivalent to 26 million British pounds, of which 10 million reached the treasury. The expenditure was around 18 million pounds, leaving a deficit of 8 million. In 1667, the net receipts had risen to 20 million pounds sterling, while expenditure had fallen to 11 million, leaving a surplus of 9 million pounds.
|
66 |
+
|
67 |
+
To support the reorganized and enlarged army, the panoply of Versailles, and the growing civil administration, the king needed a good deal of money. Finance had always been the weak spot in the French monarchy: methods of collecting taxes were costly and inefficient; direct taxes passed through the hands of many intermediate officials; and indirect taxes were collected by private concessionaries, called tax farmers, who made a substantial profit. Consequently, the state always received far less than what the taxpayers actually paid.
|
68 |
+
|
69 |
+
The main weakness arose from an old bargain between the French crown and nobility: the king might raise taxes without consent if only he refrained from taxing the nobles. Only the "unprivileged" classes paid direct taxes, and this term came to mean the peasants only, since many bourgeois, in one way or another, obtained exemptions.
|
70 |
+
|
71 |
+
The system was outrageously unjust in throwing a heavy tax burden on the poor and helpless. Later, after 1700, the French ministers who were supported by Louis' secret wife Madame De Maintenon, were able to convince the king to change his fiscal policy. Louis was willing enough to tax the nobles but was unwilling to fall under their control, and only towards the close of his reign, under extreme stress of war, was he able, for the first time in French history, to impose direct taxes on the aristocratic elements of the population. This was a step toward equality before the law and toward sound public finance, but so many concessions and exemptions were won by nobles and bourgeois that the reform lost much of its value.[25]
|
72 |
+
|
73 |
+
Louis and Colbert also had wide-ranging plans to bolster French commerce and trade. Colbert's mercantilist administration established new industries and encouraged manufacturers and inventors, such as the Lyon silk manufacturers and the Gobelins manufactory, a producer of tapestries. He invited manufacturers and artisans from all over Europe to France, such as Murano glassmakers, Swedish ironworkers, and Dutch shipbuilders. In this way, he aimed to decrease foreign imports while increasing French exports, hence reducing the net outflow of precious metals from France.
|
74 |
+
|
75 |
+
Louis instituted reforms in military administration through Michel le Tellier and the latter's son François-Michel le Tellier, Marquis de Louvois. They helped to curb the independent spirit of the nobility, imposing order on them at court and in the army. Gone were the days when generals protracted war at the frontiers while bickering over precedence and ignoring orders from the capital and the larger politico-diplomatic picture. The old military aristocracy (the Noblesse d'épée, or "nobility of the sword") ceased to have a monopoly over senior military positions and rank. Louvois, in particular, pledged to modernize the army and re-organize it into a professional, disciplined, well-trained force. He was devoted to the soldiers' material well-being and morale, and even tried to direct campaigns.
|
76 |
+
|
77 |
+
Legal matters did not escape Louis' attention, as is reflected in the numerous "Great Ordinances" he enacted. Pre-revolutionary France was a patchwork of legal systems, with as many legal customs as there were provinces, and two co-existing legal traditions—customary law in the north and Roman civil law in the south.[26] The Grande Ordonnance de Procédure Civile of 1667, also known as the Code Louis, was a comprehensive legal code attempting a uniform regulation of civil procedure throughout legally irregular France. Among other things, it prescribed baptismal, marriage and death records in the state's registers, not the church's, and it strictly regulated the right of the Parlements to remonstrate.[27] The Code Louis played an important part in French legal history as the basis for the Napoleonic code, from which many modern legal codes are, in turn, derived.
|
78 |
+
|
79 |
+
One of Louis' more infamous decrees was the Grande Ordonnance sur les Colonies of 1685, also known as the Code Noir ("black code"). Although it sanctioned slavery, it attempted to humanise the practice by prohibiting the separation of families. Additionally, in the colonies, only Roman Catholics could own slaves, and these had to be baptised.
|
80 |
+
|
81 |
+
Louis ruled through a number of councils:
|
82 |
+
|
83 |
+
The death of his maternal uncle King Philip IV of Spain, in 1665, precipitated the War of Devolution. In 1660, Louis had married Philip IV's eldest daughter, Maria Theresa, as one of the provisions of the 1659 Treaty of the Pyrenees.[29] The marriage treaty specified that Maria Theresa was to renounce all claims to Spanish territory for herself and all her descendants.[29] Mazarin and Lionne, however, made the renunciation conditional on the full payment of a Spanish dowry of 500,000 écus.[30] The dowry was never paid and would later play a part persuading his maternal first cousin Charles II of Spain to leave his empire to Philip, Duke of Anjou (later Philip V of Spain), the grandson of Louis XIV and Maria Theresa.
|
84 |
+
|
85 |
+
The War of Devolution did not focus on the payment of the dowry; rather, the lack of payment was what Louis XIV used as a pretext for nullifying Maria Theresa's renunciation of her claims, allowing the land to "devolve" to him. In Brabant (the location of the land in dispute), children of first marriages traditionally were not disadvantaged by their parents' remarriages and still inherited property. Louis' wife was Philip IV's daughter by his first marriage, while the new king of Spain, Charles II, was his son by a subsequent marriage. Thus, Brabant allegedly "devolved" to Maria Theresa, giving France a justification to attack the Spanish Netherlands.
|
86 |
+
|
87 |
+
During the Eighty Years' War with Spain, France supported the Dutch Republic as part of a general policy of opposing Habsburg power. Johan de Witt, Dutch Grand Pensionary from 1653 to 1672, viewed them as crucial for Dutch security and against his domestic Orangist opponents. Louis provided support in the 1665-1667 Second Anglo-Dutch War but used the opportunity to launch the War of Devolution in 1667. This captured Franche-Comté and much of the Spanish Netherlands; French expansion in this area was a direct threat to Dutch economic interests.[31]
|
88 |
+
|
89 |
+
The Dutch opened talks with Charles II of England on a common diplomatic front against France, leading to the Triple Alliance, between England, the Dutch and Sweden. The threat of an escalation and a secret treaty to divide Spanish possessions with Emperor Leopold, the other major claimant to the throne of Spain, led Louis to relinquish many of his gains in the 1668 Treaty of Aix-la-Chapelle.[32]
|
90 |
+
|
91 |
+
Louis placed little reliance on his agreement with Leopold and as it was now clear French and Dutch aims were in direct conflict, he decided to first defeat the Republic, then seize the Spanish Netherlands. This required breaking up the Triple Alliance; he paid Sweden to remain neutral and signed the 1670 Secret Treaty of Dover with Charles, an Anglo-French alliance against the Dutch Republic. In May 1672, France invaded the Republic, supported by Münster and the Electorate of Cologne.[33]
|
92 |
+
|
93 |
+
Rapid French advance led to a coup that toppled De Witt and brought William III to power. Leopold viewed French expansion into the Rhineland as an increasing threat, especially after their seizure of the strategic Duchy of Lorraine in 1670. The prospect of Dutch defeat led Leopold to an alliance with Brandenburg-Prussia on 23 June, followed by another with the Republic on 25th.[34] Although Brandenburg was forced out of the war by the June 1673 Treaty of Vossem, in August an anti-French alliance was formed by the Dutch, Spain, Emperor Leopold and the Duke of Lorraine.[35]
|
94 |
+
|
95 |
+
The French alliance was deeply unpopular in England, who made peace with the Dutch in the February 1674 Treaty of Westminster. However, French armies held significant advantages over their opponents; an undivided command, talented generals like Turenne, Condé and Luxembourg and vastly superior logistics. Reforms introduced by Louvois, the Secretary of War, helped maintain large field armies that could be mobilised much quicker, allowing them to mount offensives in early spring before their opponents were ready.[36]
|
96 |
+
|
97 |
+
The French were forced to retreat from the Dutch Republic but these advantages allowed them to hold their ground in Alsace and the Spanish Netherlands, while retaking Franche-Comté. By 1678, mutual exhaustion led to the Treaty of Nijmegen, which was generally settled in France's favour and allowed Louis to intervene in the Scanian War. Despite military defeat, his ally Sweden regained much of their losses under the 1679 treaties of Saint-Germain-en-Laye, Fontainebleau and Lund imposed on Denmark-Norway and Brandenburg.[37]
|
98 |
+
|
99 |
+
Louis was at the height of his power, but at the cost of uniting his opponents; this increased as he continued his expansion. In 1679, he dismissed his foreign minister Simon Arnauld, marquis de Pomponne, because he was seen as having compromised too much with the allies. Louis maintained the strength of his army, but in his next series of territorial claims avoided using military force alone. Rather, he combined it with legal pretexts in his efforts to augment the boundaries of his kingdom. Contemporary treaties were intentionally phrased ambiguously. Louis established the Chambers of Reunion to determine the full extent of his rights and obligations under those treaties.
|
100 |
+
|
101 |
+
Cities and territories, such as Luxembourg and Casale, were prized for their strategic positions on the frontier and access to important waterways. Louis also sought Strasbourg, an important strategic crossing on the left bank of the Rhine and theretofore a Free Imperial City of the Holy Roman Empire, annexing it and other territories in 1681. Although a part of Alsace, Strasbourg was not part of Habsburg-ruled Alsace and was thus not ceded to France in the Peace of Westphalia.
|
102 |
+
|
103 |
+
Following these annexations, Spain declared war, precipitating the War of the Reunions. However, the Spanish were rapidly defeated because the Emperor (distracted by the Great Turkish War) abandoned them, and the Dutch only supported them minimally. By the Truce of Ratisbon, in 1684, Spain was forced to acquiesce in the French occupation of most of the conquered territories, for 20 years.[38]
|
104 |
+
|
105 |
+
Louis' policy of the Réunions may have raised France to its greatest size and power during his reign, but it alienated much of Europe. This poor public opinion was compounded by French actions off the Barbary Coast and at Genoa. First, Louis had Algiers and Tripoli, two Barbary pirate strongholds, bombarded to obtain a favourable treaty and the liberation of Christian slaves. Next, in 1684, a punitive mission was launched against Genoa in retaliation for its support for Spain in previous wars. Although the Genoese submitted, and the Doge led an official mission of apology to Versailles, France gained a reputation for brutality and arrogance. European apprehension at growing French might and the realisation of the extent of the dragonnades' effect (discussed below) led many states to abandon their alliance with France.[39] Accordingly, by the late 1680s, France became increasingly isolated in Europe.
|
106 |
+
|
107 |
+
French colonies multiplied in Africa, the Americas, and Asia during Louis' reign, and French explorers made important discoveries in North America. In 1673, Louis Jolliet and Jacques Marquette discovered the Mississippi River. In 1682, René-Robert Cavelier, Sieur de La Salle, followed the Mississippi to the Gulf of Mexico and claimed the vast Mississippi basin in Louis' name, calling it Louisiane. French trading posts were also established in India, at Chandernagore and Pondicherry, and in the Indian Ocean at Île Bourbon. Throughout these regions Louis and Colbert embarked on an extensive program of architecture and urbanism meant to reflect the styles of Versailles and Paris and the 'gloire' of the realm.[40]
|
108 |
+
|
109 |
+
Meanwhile, diplomatic relations were initiated with distant countries. In 1669, Suleiman Aga led an Ottoman embassy to revive the old Franco-Ottoman alliance.[41] Then, in 1682, after the reception of the Moroccan embassy of Mohammed Tenim in France, Moulay Ismail, Sultan of Morocco, allowed French consular and commercial establishments in his country.[42] In 1699, Louis once again received a Moroccan ambassador, Abdallah bin Aisha, and in 1715, he received a Persian embassy led by Mohammad Reza Beg.
|
110 |
+
|
111 |
+
From farther afield, Siam dispatched an embassy in 1684, reciprocated by the French magnificently the next year under Alexandre, Chevalier de Chaumont. This, in turn, was succeeded by another Siamese embassy under Kosa Pan, superbly received at Versailles in 1686. Louis then sent another embassy in 1687, under Simon de la Loubère, and French influence grew at the Siamese court, which granted Mergui as a naval base to France. However, the death of Narai, King of Ayutthaya, the execution of his pro-French minister Constantine Phaulkon, and the Siege of Bangkok in 1688 ended this era of French influence.[43]
|
112 |
+
|
113 |
+
France also attempted to participate actively in Jesuit missions to China. To break the Portuguese dominance there, Louis sent Jesuit missionaries to the court of the Kangxi Emperor in 1685: Jean de Fontaney, Joachim Bouvet, Jean-François Gerbillon, Louis Le Comte, and Claude de Visdelou.[44] Louis also received a Chinese Jesuit, Michael Shen Fu-Tsung, at Versailles in 1684.[45] Furthermore, Louis' librarian and translator Arcadio Huang was Chinese.[46][47]
|
114 |
+
|
115 |
+
By the early 1680s, Louis had greatly augmented French influence in the world. Domestically, he successfully increased the influence of the crown and its authority over the church and aristocracy, thus consolidating absolute monarchy in France.
|
116 |
+
|
117 |
+
Louis initially supported traditional Gallicanism, which limited papal authority in France, and convened an Assembly of the French clergy in November 1681. Before its dissolution eight months later, the Assembly had accepted the Declaration of the Clergy of France, which increased royal authority at the expense of papal power. Without royal approval, bishops could not leave France, and appeals could not be made to the Pope. Additionally, government officials could not be excommunicated for acts committed in pursuance of their duties. Although the king could not make ecclesiastical law, all papal regulations without royal assent were invalid in France. Unsurprisingly, the pope repudiated the Declaration.[3]
|
118 |
+
|
119 |
+
By attaching nobles to his court at Versailles, Louis achieved increased control over the French aristocracy. Apartments were built to house those willing to pay court to the king.[48] However, the pensions and privileges necessary to live in a style appropriate to their rank were only possible by waiting constantly on Louis.[49] For this purpose, an elaborate court ritual was created wherein the king became the centre of attention and was observed throughout the day by the public. With his excellent memory, Louis could then see who attended him at court and who was absent, facilitating the subsequent distribution of favours and positions. Another tool Louis used to control his nobility was censorship, which often involved the opening of letters to discern their author's opinion of the government and king.[48] Moreover, by entertaining, impressing, and domesticating them with extravagant luxury and other distractions, Louis not only cultivated public opinion of him, he also ensured the aristocracy remained under his scrutiny.
|
120 |
+
|
121 |
+
Louis' extravagance at Versailles extended far beyond the scope of elaborate court rituals. Louis took delivery of an African elephant as a gift from the king of Portugal.[50]}} The king encouraged the leading nobles to live at Versailles. This, along with the prohibition of private armies, prevented them from passing time on their own estates and in their regional power bases, from which they historically waged local wars and plotted resistance to royal authority. Louis thus compelled and seduced the old military aristocracy (the "nobility of the sword") into becoming his ceremonial courtiers, further weakening their power. In their place, Louis raised commoners or the more recently ennobled bureaucratic aristocracy (the "nobility of the robe"). He judged that royal authority thrived more surely by filling high executive and administrative positions with these men because they could be more easily dismissed than nobles of ancient lineage, with entrenched influence. It is believed that Louis' policies were rooted in his experiences during the Fronde, when men of high birth readily took up the rebel cause against their king, who was actually the kinsman of some. This victory of Louis' over the nobility may have then in fact ensured the end of major civil wars in France until the French Revolution about a century later.
|
122 |
+
|
123 |
+
In 1648 France was the leading European power, and most of the wars pivoted around its aggressiveness. Only poverty-stricken Russia exceeded it in population, and no one could match its wealth, central location, and very strong professional army. It had largely avoided the devastation of the Thirty Years' War. Its weaknesses included an inefficient financial system that was hard-pressed to pay for all the military adventures, and the tendency of most other powers to gang up against it.
|
124 |
+
|
125 |
+
During the very long reign of King Louis XIV (1643 – 1715), France fought three major wars: the Franco-Dutch War, the War of the League of Augsburg, and the War of the Spanish Succession. There were also two lesser conflicts: the War of Devolution and the War of the Reunions.[51] The wars were very expensive but they defined Louis XIV's foreign policies, and his personality shaped his approach. Impelled "by a mix of commerce, revenge, and pique," Louis sensed that warfare was the ideal way to enhance his glory. In peacetime he concentrated on preparing for the next war. He taught his diplomats that their job was to create tactical and strategic advantages for the French military.[4] By 1695, France retained much of its dominance, but had lost control of the seas to the combination of England and Holland. What's more, most countries, both Protestant and Catholic, were in alliance against it. Vauban, France's leading military strategist, warned the king in 1689 that a hostile "Alliance" was too powerful at sea. He recommended the best way for France to fight back was to license French merchants ships to privateer and seize enemy merchant ships, while avoiding its navies:
|
126 |
+
|
127 |
+
Vauban was pessimistic about France's so-called friends and allies:
|
128 |
+
|
129 |
+
Louis decided to persecute Protestants and revoke the 1598 Edict of Nantes, which awarded Huguenots political and religious freedom. He saw the persistence of Protestantism as a disgraceful reminder of royal powerlessness. After all, the Edict was the pragmatic concession of his grandfather Henry IV to end the longstanding French Wars of Religion. An additional factor in Louis' thinking was the prevailing contemporary European principle to assure socio-political stability, cuius regio, eius religio ("whose realm, his religion"), the idea that the religion of the ruler should be the religion of the realm (as originally confirmed in central Europe in the Peace of Augsburg of 1555).[54]
|
130 |
+
|
131 |
+
Responding to petitions, Louis initially excluded Protestants from office, constrained the meeting of synods, closed churches outside of Edict-stipulated areas, banned Protestant outdoor preachers, and prohibited domestic Protestant migration. He also disallowed Protestant-Catholic intermarriages to which third parties objected, encouraged missions to the Protestants, and rewarded converts to Catholicism.[55] This discrimination did not encounter much Protestant resistance, and a steady conversion of Protestants occurred, especially among the noble elites.
|
132 |
+
|
133 |
+
In 1681, Louis dramatically increased his persecution of Protestants. The principle of cuius regio, eius religio generally had also meant that subjects who refused to convert could emigrate, but Louis banned emigration and effectively insisted that all Protestants must be converted. Secondly, following the proposal of René de Marillac and the Marquis of Louvois, he began quartering dragoons in Protestant homes. Although this was within his legal rights, the dragonnades inflicted severe financial strain on Protestants and atrocious abuse. Between 300,000 and 400,000 Huguenots converted, as this entailed financial rewards and exemption from the dragonnades.[56]
|
134 |
+
|
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On 15 October 1685, Louis issued the Edict of Fontainebleau, which cited the redundancy of privileges for Protestants given their scarcity after the extensive conversions. The Edict of Fontainebleau revoked the Edict of Nantes and repealed all the privileges that arose therefrom.[3] By his edict, Louis no longer tolerated the existence of Protestant groups, pastors, or churches in France. No further churches were to be constructed, and those already existing were to be demolished. Pastors could choose either exile or a secular life. Those Protestants who had resisted conversion were now to be baptised forcibly into the established church.[57]
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Historians have debated Louis' reasons for issuing the Edict of Fontainebleau. He may have been seeking to placate Pope Innocent XI, with whom relations were tense and whose aid was necessary to determine the outcome of a succession crisis in the Electorate of Cologne. He may also have acted to upstage Emperor Leopold I and regain international prestige after the latter defeated the Turks without Louis' help. Otherwise, he may simply have desired to end the remaining divisions in French society dating to the Wars of Religion by fulfilling his coronation oath to eradicate heresy.[58][59]
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Many historians have condemned the Edict of Fontainebleau as gravely harmful to France.[60] In support, they cite the emigration of about 200,000 highly skilled Huguenots (roughly one-fourth of the Protestant population, or 1% of the French population) who defied royal decrees and fled France for various Protestant states, weakening the French economy and enriching that of Protestant states.
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On the other hand, there are historians who view this as an exaggeration. They argue that most of France's preeminent Protestant businessmen and industrialists converted to Catholicism and remained.[61]
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What is certain is that reaction to the Edict was mixed. Even while French Catholic leaders exulted, Pope Innocent XI still argued with Louis over Gallicanism and criticised the use of violence. Protestants across Europe were horrified at the treatment of their co-religionists, but most Catholics in France applauded the move. Nonetheless, it is indisputable that Louis' public image in most of Europe, especially in Protestant regions, was dealt a severe blow.
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In the end, however, despite renewed tensions with the Camisards of south-central France at the end of his reign, Louis may have helped ensure that his successor would experience fewer instances of the religion-based disturbances that had plagued his forebears. French society would sufficiently change by the time of his descendant, Louis XVI, to welcome tolerance in the form of the 1787 Edict of Versailles, also known as the Edict of Tolerance. This restored to non-Catholics their civil rights and the freedom to worship openly.[62] With the advent of the French Revolution in 1789, Protestants were granted equal rights with their Roman Catholic counterparts.
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The War of the League of Augsburg, which lasted from 1688 to 1697, initiated a period of decline in Louis' political and diplomatic fortunes. The conflict arose from two events in the Rhineland. First, in 1685, the Elector Palatine Charles II died. All that remained of his immediate family was Louis' sister-in-law, Elizabeth Charlotte. German law ostensibly barred her from succeeding to her brother's lands and electoral dignity, but it was unclear enough for arguments in favour of Elizabeth Charlotte to have a chance of success. Conversely, the princess was clearly entitled to a division of the family's personal property. Louis pressed her claims to land and chattels, hoping the latter, at least, would be given to her.[63] Then, in 1688, Maximilian Henry of Bavaria, Archbishop of Cologne, an ally of France, died. The archbishopric had traditionally been held by the Wittelsbachs of Bavaria. However, the Bavarian claimant to replace Maximilian Henry, Prince Joseph Clemens of Bavaria, was at that time not more than 17 years old and not even ordained. Louis sought instead to install his own candidate, William Egon of Fürstenberg, to ensure the key Rhenish state remained an ally.[64]
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In light of his foreign and domestic policies during the early 1680s, which were perceived as aggressive, Louis' actions, fostered by the succession crises of the late 1680s, created concern and alarm in much of Europe. This led to the formation of the 1686 League of Augsburg by the Holy Roman Emperor, Spain, Sweden, Saxony, and Bavaria. Their stated intention was to return France to at least the borders agreed to in the Treaty of Nijmegen.[65] Emperor Leopold I's persistent refusal to convert the Truce of Ratisbon into a permanent treaty fed Louis' fears that the Emperor would turn on France and attack the Reunions after settling his affairs in the Balkans.[66]
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Another event that Louis found threatening was the Glorious Revolution of 1688, in England. Although King James II was Catholic, his two Anglican daughters, Mary and Anne, ensured the English people a Protestant succession. However, when James II's son James was born, he took precedence in the succession over his elder sisters. This seemed to herald an era of Catholic monarchs in England. Protestant lords called on the Dutch Prince William III of Orange, grandson of Charles I of England, to come to their aid. He sailed for England with troops despite Louis' warning that France would regard it as a provocation. Witnessing numerous desertions and defections, even among those closest to him, James II fled England. Parliament declared the throne vacant, and offered it to James's daughter Mary II and his son-in-law and nephew William. Vehemently anti-French, William (now William III of England) pushed his new kingdoms into war, thus transforming the League of Augsburg into the Grand Alliance. Before this happened, Louis expected William's expedition to England to absorb his energies and those of his allies, so he dispatched troops to the Rhineland after the expiry of his ultimatum to the German princes requiring confirmation of the Truce of Ratisbon and acceptance of his demands about the succession crises. This military manoeuvre was also intended to protect his eastern provinces from Imperial invasion by depriving the enemy army of sustenance, thus explaining the pre-emptive scorched earth policy pursued in much of southwestern Germany (the "Devastation of the Palatinate").[67]
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French armies were generally victorious throughout the war because of Imperial commitments in the Balkans, French logistical superiority, and the quality of French generals such as Condé's famous pupil, François Henri de Montmorency-Bouteville, duc de Luxembourg. His triumphs at the Battles of Fleurus in 1690, Steenkerque in 1692, and Landen in 1693 preserved northern France from invasion.[68]
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Although an attempt to restore James II failed at the Battle of the Boyne in 1690, France accumulated a string of victories from Flanders in the north, Germany in the east, and Italy and Spain in the south, to the high seas and the colonies. Louis personally supervised the captures of Mons in 1691 and Namur in 1692. Luxembourg gave France the defensive line of the Sambre by capturing Charleroi in 1693. France also overran most of the Duchy of Savoy after the battles of Marsaglia and Staffarde in 1693. While naval stalemate ensued after the French victory at the Battle of Beachy Head in 1690 and the Allied victory at Barfleur-La Hougue in 1692, the Battle of Torroella in 1694 exposed Catalonia to French invasion, culminating in the capture of Barcelona. Although the Dutch captured Pondichéry in 1693, a French raid on the Spanish treasure port of Cartagena, Spain in 1697 yielded a fortune of 10,000,000 livres.
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In July 1695, the city of Namur, occupied for three years by the French, was besieged by an allied army led by William III. Louis XIV ordered the surprise destruction of a Flemish city to divert the attention of these troops. This led to the bombardment of Brussels, in which 4-5000 buildings were destroyed, including the entire city-center. The strategy failed, as Namur fell three weeks later, but harmed Louis XIV's reputation: a century later, Napoleon deemed the bombardment "as barbarous as it was useless."[69]
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Peace was broached by Sweden in 1690. By 1692, both sides evidently wanted peace, and secret bilateral talks began, but to no avail.[70] Louis tried to break up the alliance against him by dealing with individual opponents, but this did not achieve its aim until 1696, when the Savoyards agreed to the Treaty of Turin and switched sides. Thereafter, members of the League of Augsburg rushed to the peace table, and negotiations for a general peace began in earnest, culminating in the Treaty of Ryswick of 1697.[71]
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The Treaty of Ryswick ended the War of the League of Augsburg and disbanded the Grand Alliance. By manipulating their rivalries and suspicions, Louis divided his enemies and broke their power.
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The treaty yielded many benefits for France. Louis secured permanent French sovereignty over all of Alsace, including Strasbourg, and established the Rhine as the Franco-German border (which persists to this day). Pondichéry and Acadia were returned to France, and Louis' de facto possession of Saint-Domingue was recognised as lawful. However, he returned Catalonia and most of the Reunions.
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French military superiority might have allowed him to press for more advantageous terms. Thus, his generosity to Spain with regard to Catalonia has been read as a concession to foster pro-French sentiment and may ultimately have induced King Charles II to name Louis' grandson Philip, Duke of Anjou, as heir to the throne of Spain.[72] In exchange for financial compensation, France renounced its interests in the Electorate of Cologne and the Palatinate. Lorraine, which had been occupied by the French since 1670, was returned to its rightful Duke Leopold, albeit with a right of way to the French military. William and Mary were recognised as joint sovereigns of the British Isles, and Louis withdrew support for James II. The Dutch were given the right to garrison forts in the Spanish Netherlands that acted as a protective barrier against possible French aggression. Though in some respects, the Treaty of Ryswick may appear a diplomatic defeat for Louis since he failed to place client rulers in control of the Palatinate or the Electorate of Cologne, he did in fact fulfill many of the aims laid down in his 1688 ultimatum.[73] In any case, peace in 1697 was desirable to Louis, since France was exhausted from the costs of the war.
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By the time of the Treaty of Ryswick, the Spanish succession had been a source of concern to European leaders for well over forty years. King Charles II ruled a vast empire comprising Spain, Naples, Sicily, Milan, the Spanish Netherlands, and numerous Spanish colonies. He produced no children, however, and consequently had no direct heirs.
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The principal claimants to the throne of Spain belonged to the ruling families of France and Austria. The French claim derived from Louis XIV's mother Anne of Austria (the older sister of Philip IV of Spain) and his wife Maria Theresa (Philip IV's eldest daughter). Based on the laws of primogeniture, France had the better claim as it originated from the eldest daughters in two generations. However, their renunciation of succession rights complicated matters. In the case of Maria Theresa, nonetheless, the renunciation was considered null and void owing to Spain's breach of her marriage contract with Louis. In contrast, no renunciations tainted the claims of the Emperor Leopold I's son Charles, Archduke of Austria, who was a grandson of Philip III's youngest daughter Maria Anna. The English and Dutch feared that a French or Austrian-born Spanish king would threaten the balance of power and thus preferred the Bavarian Prince Joseph Ferdinand, a grandson of Leopold I through his first wife Margaret Theresa of Spain (the younger daughter of Philip IV).
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In an attempt to avoid war, Louis signed the Treaty of the Hague with William III of England in 1698. This agreement divided Spain's Italian territories between Louis's son le Grand Dauphin and the Archduke Charles, with the rest of the empire awarded to Joseph Ferdinand. William III consented to permitting the Dauphin's new territories to become part of France when the latter succeeded to his father's throne.[74] The signatories, however, omitted to consult the ruler of these lands, and Charles II was passionately opposed to the dismemberment of his empire. In 1699, he re-confirmed his 1693 will that named Joseph Ferdinand as his sole successor.[75]
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Six months later, Joseph Ferdinand died. Therefore, in 1700, Louis and William III concluded a fresh partitioning agreement, the Treaty of London. This allocated Spain, the Low Countries, and the Spanish colonies to the Archduke. The Dauphin would receive all of Spain's Italian territories.[76] Charles II acknowledged that his empire could only remain undivided by bequeathing it entirely to a Frenchman or an Austrian. Under pressure from his German wife, Maria Anna of Neuburg, Charles II named the Archduke Charles as his sole heir.
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On his deathbed in 1700, Charles II unexpectedly changed his will. The clear demonstration of French military superiority for many decades before this time, the pro-French faction at the court of Spain, and even Pope Innocent XII convinced him that France was more likely to preserve his empire intact. He thus offered the entire empire to the Dauphin's second son Philip, Duke of Anjou, provided it remained undivided. Anjou was not in the direct line of French succession, thus his accession would not cause a Franco-Spanish union.[76] If Anjou refused, the throne would be offered to his younger brother Charles, Duke of Berry. If the Duke of Berry declined it, it would go to the Archduke Charles, then to the distantly related House of Savoy if Charles declined it.[77]
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Louis was confronted with a difficult choice. He might agree to a partition of the Spanish possessions and avoid a general war, or accept Charles II's will and alienate much of Europe. Initially, Louis may have been inclined to abide by the partition treaties. However, the Dauphin's insistence persuaded Louis otherwise.[78] Moreover, Louis's foreign minister, Jean-Baptiste Colbert, marquis de Torcy, pointed out that war with the Emperor would almost certainly ensue whether Louis accepted the partition treaties or Charles II's will. He emphasised that, should it come to war, William III was unlikely to stand by France since he "made a treaty to avoid war and did not intend to go to war to implement the treaty".[75] Indeed, in the event of a war, it might be preferable to be already in control of the disputed lands. Eventually, therefore, Louis decided to accept Charles II's will. Philip, Duke of Anjou, thus became Philip V, King of Spain.
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Most European rulers accepted Philip as king, though some only reluctantly. Depending on one's views of the war as inevitable or not, Louis acted reasonably or arrogantly.[79] He confirmed that Philip V retained his French rights despite his new Spanish position. Admittedly, he may only have been hypothesising a theoretical eventuality and not attempting a Franco-Spanish union. But his actions were certainly not read as being disinterested. Moreover, Louis sent troops to the Spanish Netherlands to evict Dutch garrisons and secure Dutch recognition of Philip V. In 1701, Philip transferred the asiento (the right to supply slaves to Spanish colonies) to France, alienating English traders. As tensions mounted, Louis decided to acknowledge James Stuart, the son of James II, as king of England on the latter's death, infuriating William III. These actions enraged Britain and the Dutch Republic.[80] With the Holy Roman Emperor and the petty German states, they formed another Grand Alliance and declared war on France in 1702. French diplomacy, however, secured Bavaria, Portugal, and Savoy as Franco-Spanish allies.[81]
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Even before war was officially declared, hostilities began with Imperial aggression in Italy. When finally declared, the War of the Spanish Succession would last almost until Louis's death, at great cost to him and the kingdom of France.
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The war began with French successes, however the joint talents of John Churchill, Duke of Marlborough, and Eugene of Savoy checked these victories and broke the myth of French invincibility. The duo allowed the Palatinate and Austria to occupy Bavaria after their victory at the Battle of Blenheim. Maximilian II Emanuel, Elector of Bavaria, had to flee to the Spanish Netherlands. The impact of this victory won the support of Portugal and Savoy. Later, the Battle of Ramillies delivered the Low Countries up to the Allies, and the Battle of Turin forced Louis to evacuate Italy, leaving it open to Allied forces. Marlborough and Eugene of Savoy met again at the Battle of Oudenarde, which enabled them to mount an invasion of France.
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France established contact with Francis II Rákóczi and promised support if he took up the cause of Hungarian independence.
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Defeats, famine, and mounting debt greatly weakened France. Between 1693 and 1710, over two million people died in two famines, made worse as foraging armies seized food supplies from the villages.[82][83] In his desperation, Louis XIV even ordered a disastrous invasion of the English island of Guernsey in the autumn of 1704 with the aim of raiding their successful harvest. By the winter of 1708–1709, Louis was willing to accept peace at nearly any cost. He agreed that the entire Spanish empire should be surrendered to the Archduke Charles, and he also consented to return to the frontiers of the Peace of Westphalia, giving up all the territories he had acquired over sixty years of his reign. He could not speak for his grandson, however, and could not promise that Philip V would accept these terms. Thus, the Allies demanded that Louis single-handedly attack his own grandson to force these terms on him. If he could not achieve this within the year, the war would resume. Louis could not accept these terms.[84]
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The final phases of the War of the Spanish Succession demonstrated that the Allies could not maintain the Archduke Charles in Spain just as surely as France could not retain the entire Spanish inheritance for King Philip V. The Allies were definitively expelled from central Spain by the Franco-Spanish victories at the Battles of Villaviciosa and Brihuega in 1710. French forces elsewhere remained obdurate despite their defeats. The Allies suffered a Pyrrhic victory at the Battle of Malplaquet with 21,000 casualties, twice that of the French.[85] Eventually, France recovered its military pride with the decisive victory at Denain in 1712.
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French military successes near the end of the war took place against the background of a changed political situation in Austria. In 1705, the Emperor Leopold I died. His elder son and successor, Joseph I, followed him in 1711. His heir was none other than the Archduke Charles, who secured control of all of his brother's Austrian land holdings. If the Spanish empire then fell to him, it would have resurrected a domain as vast as that of Holy Roman Emperor Charles V in the sixteenth century. To the maritime powers of Great Britain and the Dutch Republic, this would have been as undesirable as a Franco-Spanish union.[86]
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As a result of the fresh British perspective on the European balance of power, Anglo-French talks began that culminated in the 1713 Treaty of Utrecht between Louis, Philip V of Spain, Anne, Queen of Great Britain, and the Dutch Republic. In 1714, after losing Landau and Freiburg, the Holy Roman Emperor also made peace with France in the Treaties of Rastatt and Baden.
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In the general settlement, Philip V retained Spain and its colonies, whereas Austria received the Spanish Netherlands and divided Spanish Italy with Savoy. Britain kept Gibraltar and Menorca. Louis agreed to withdraw his support for James Stuart, son of James II and pretender to the throne of Great Britain, and ceded Newfoundland, Rupert's Land, and Acadia in the Americas to Anne. Britain gained most from the Treaty of Utrecht, but the final terms were much more favourable to France than those which were being discussed in peace negotiations in 1709 and 1710.[citation needed] France retained Île-Saint-Jean and Île Royale, and Louis did acquire a few minor European territories, such as the Principality of Orange and the Ubaye Valley, which covered transalpine passes into Italy. Thanks to Louis, his allies the Electors of Bavaria and Cologne were restored to their pre-war status and returned their lands.[87]
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Louis and his wife Maria Theresa of Spain had six children from the marriage contracted for them in 1660. However, only one child, the eldest, survived to adulthood: Louis, le Grand Dauphin, known as Monseigneur. Maria Theresa died in 1683, whereupon Louis remarked that she had never caused him unease on any other occasion.
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Despite evidence of affection early on in their marriage, Louis was never faithful to Maria Theresa. He took a series of mistresses, both official and unofficial. Among the better documented are Louise de La Vallière (with whom he had 5 children; 1661–67), Bonne de Pons d'Heudicourt (1665), Catherine Charlotte de Gramont (1665), Françoise-Athénaïs, Marquise de Montespan (with whom he had 7 children; 1667–80), Anne de Rohan-Chabot (1669–75), Claude de Vin des Œillets (1 child born in 1676), Isabelle de Ludres (1675–78), and Marie Angélique de Scorailles (1679–81), who died at age 19 in childbirth. Through these liaisons, he produced numerous illegitimate children, most of whom he married to members of cadet branches of the royal family.
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Louis proved relatively more faithful to his second wife, Françoise d'Aubigné, Marquise de Maintenon. He first met her through her work caring for his children by Madame de Montespan, noting the care she gave to his favorite, Louis Auguste, Duke of Maine.[88] The king was, at first, put off by her strict religious practice, but he warmed to her through her care for his children.[88]
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When he legitimized his children by Madame de Montespan on 20 December 1673, Françoise d'Aubigné became the royal governess at Saint-Germain.[88] As governess, she was one of very few people permitted to speak to him as an equal, without limits.[88] It is believed that they were married secretly at Versailles on or around 10 October 1683[89] or January 1684.[90] This marriage, though never announced or publicly discussed, was an open secret and lasted until his death.[91]
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Louis was a pious and devout king who saw himself as the head and protector of the Gallican Church. Louis made his devotions daily regardless of where he was, following the liturgical calendar regularly.[92] Under the influence of his very religious second wife, he became much stronger in the practice of his Catholic faith.[93] This included the banning of opera and comedy performances during Lent.[93]
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Towards the middle and the end of his reign, the centre for the King's religious observances was usually the Chapelle Royale at Versailles. Ostentation was a distinguishing feature of daily Mass, annual celebrations, such as those of Holy Week, and special ceremonies.[94] Louis established the Paris Foreign Missions Society, but his informal alliance with the Ottoman Empire was criticised for undermining Christendom.[95]
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Louis generously supported the royal court of France and those who worked under him. He brought the Académie Française under his patronage and became its "Protector". He allowed Classical French literature to flourish by protecting such writers as Molière, Racine, and La Fontaine, whose works remain greatly influential to this day. Louis also patronised the visual arts by funding and commissioning various artists, such as Charles Le Brun, Pierre Mignard, Antoine Coysevox, and Hyacinthe Rigaud, whose works became famous throughout Europe. In music, composers and musicians such as Jean-Baptiste Lully, Jacques Champion de Chambonnières, and François Couperin thrived. In 1661, Louis founded the Académie Royale de Danse, and in 1669, the Académie d'Opéra, important driving events in the evolution of ballet. The King also attracted, supported and patronized such artists as André Charles Boulle who revolutionised marquetry with his art of inlay, today known as "Boulle Work".
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Over the course of four building campaigns, Louis converted a hunting lodge built by Louis XIII into the spectacular Palace of Versailles. With the exception of the current Royal Chapel (built near the end of Louis' reign), the palace achieved much of its current appearance after the third building campaign, which was followed by an official move of the royal court to Versailles on 6 May 1682. Versailles became a dazzling, awe-inspiring setting for state affairs and the reception of foreign dignitaries. At Versailles, the king alone commanded attention.
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Several reasons have been suggested for the creation of the extravagant and stately palace, as well as the relocation of the monarchy's seat. For example, the memoirist Saint-Simon speculated that Louis viewed Versailles as an isolated power center where treasonous cabals could be more readily discovered and foiled.[49] Alternatively, there has been speculation that the revolt of the Fronde caused Louis to hate Paris, which he abandoned for a country retreat. However, his sponsorship of many public works in Paris, such as the establishment of a police force and of street-lighting,[96] lend little credence to this theory. As a further example of his continued care for the capital, Louis constructed the Hôtel des Invalides, a military complex and home to this day for officers and soldiers rendered infirm either by injury or old age. While pharmacology was still quite rudimentary in his day, the Invalides pioneered new treatments and set new standards for hospice treatment. The conclusion of the Treaty of Aix-la-Chapelle, in 1668, also induced Louis to demolish the northern walls of Paris in 1670 and replace them with wide tree-lined boulevards.[97]
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Louis also renovated and improved the Louvre and other royal residences. Gian Lorenzo Bernini was originally to plan additions to the Louvre; however, his plans would have meant the destruction of much of the existing structure, replacing it with an Italian summer villa in the centre of Paris. Bernini's plans were eventually shelved in favour of the elegant Louvre Colonnade designed by three Frenchmen: Louis Le Vau, Charles Le Brun, and Claude Perrault. With the relocation of the court to Versailles, the Louvre was given over to the arts and the public.[98]
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During his visit from Rome, Bernini also executed a renowned portrait bust of the king.
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Few rulers in world history have commemorated themselves in as grand a manner as Louis.[99] Louis used court ritual and the arts to validate and augment his control over France. With his support, Colbert established from the beginning of Louis' personal reign a centralised and institutionalised system for creating and perpetuating the royal image. The King was thus portrayed largely in majesty or at war, notably against Spain. This portrayal of the monarch was to be found in numerous media of artistic expression, such as painting, sculpture, theatre, dance, music, and the almanacs that diffused royal propaganda to the population at large.
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Over his lifetime, Louis commissioned numerous works of art to portray himself, among them over 300 formal portraits. The earliest portrayals of Louis already followed the pictorial conventions of the day in depicting the child king as the majestically royal incarnation of France. This idealisation of the monarch continued in later works, which avoided depictions of the effect of the smallpox that Louis contracted in 1647. In the 1660s, Louis began to be shown as a Roman emperor, the god Apollo, or Alexander the Great, as can be seen in many works of Charles Le Brun, such as sculpture, paintings, and the decor of major monuments.
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The depiction of the king in this manner focused on allegorical or mythological attributes, instead of attempting to produce a true likeness. As Louis aged, so too did the manner in which he was depicted. Nonetheless, there was still a disparity between realistic representation and the demands of royal propaganda. There is no better illustration of this than in Hyacinthe Rigaud's frequently-reproduced Portrait of Louis XIV of 1701, in which a 63-year-old Louis appears to stand on a set of unnaturally young legs.[100]
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Rigaud's portrait exemplified the height of royal portraiture during Louis' reign. Although Rigaud crafted a credible likeness of Louis, the portrait was neither meant as an exercise in realism nor to explore Louis' personal character. Certainly, Rigaud was concerned with detail and depicted the king's costume with great precision, down to his shoe buckle.[101]
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However, Rigaud's intention was to glorify the monarchy. Rigaud's original, now housed in the Louvre, was originally meant as a gift to Louis' grandson, Philip V of Spain. However, Louis was so pleased with the work that he kept the original and commissioned a copy to be sent to his grandson. That became the first of many copies, both in full and half-length formats, to be made by Rigaud, often with the help of his assistants. The portrait also became a model for French royal and imperial portraiture down to the time of Charles X over a century later. In his work, Rigaud proclaims Louis' exalted royal status through his elegant stance and haughty expression, the royal regalia and throne, rich ceremonial fleur-de-lys robes, as well as the upright column in the background, which, together with the draperies, serves to frame this image of majesty.
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In addition to portraits, Louis commissioned at least 20 statues of himself in the 1680s, to stand in Paris and provincial towns as physical manifestations of his rule. He also commissioned "war artists" to follow him on campaigns to document his military triumphs. To remind the people of these triumphs, Louis erected permanent triumphal arches in Paris and the provinces for the first time since the decline of the Roman Empire.
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Louis' reign marked the birth and infancy of the art of medallions. Sixteenth-century rulers had often issued medals in small numbers to commemorate the major events of their reigns. Louis, however, struck more than 300 to celebrate the story of the king in bronze, that were enshrined in thousands of households throughout France.
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He also used tapestries as a medium of exalting the monarchy. Tapestries could be allegorical, depicting the elements or seasons, or realist, portraying royal residences or historical events. They were among the most significant means to spread royal propaganda prior to the construction of the Hall of Mirrors at Versailles.[102]
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Louis loved ballet and frequently danced in court ballets during the early half of his reign. In general, Louis was an eager dancer who performed 80 roles in 40 major ballets. This approaches the career of a professional ballet dancer.[103]
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His choices were strategic and varied. He danced four parts in three of Molière's comédies-ballets, which are plays accompanied by music and dance. Louis played an Egyptian in Le Mariage forcé in 1664, a Moorish gentleman in Le Sicilien in 1667, and both Neptune and Apollo in Les Amants magnifiques in 1670.
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He sometimes danced leading roles which were suitably royal or godlike (such as Neptune, Apollo, or the Sun).[103] At other times, he would adopt mundane roles before appearing at the end in the lead role. It is considered that, at all times, he provided his roles with sufficient majesty and drew the limelight with his flair for dancing.[103] For Louis, ballet may not have merely been a tool for manipulation in his propaganda machinery. The sheer number of performances he gave as well as the diversity of roles he played may serve to indicate a deeper understanding and interest in the art form.[104][105]
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Ballet dancing was actually used by Louis as a political tool to hold power over his state. [106] He integrated ballet deeply in court social functions and fixated his nobles' attention on upholding standards in ballet dancing, effectively distracting them from political activities. [107] In 1661, Royal of the Academy was founded by Louis to further his ambition. Pierre Beauchamp, his private dance instructor, was ordered by Louis to come up with a notation system to record ballet performances, which he did with great success. His work was adopted and published by Feuillet in 1700. This major development in ballet played an important role in promoting French culture and ballet throughout Europe during Louis' time. [108]
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Louis greatly emphasized etiquettes in ballet dancing, evidently seen in "La belle danse" (the French noble style). More challenging skills were required to perform this dance with movements very much resembling court behaviors, as a way to remind the nobles of the king's absolute power and their own status. All the details and rules were compressed in five positions of the bodies codified by Beauchamp. [109]
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Besides the official depiction and image of Louis, his subjects also followed a non-official discourse consisting mainly of clandestine publications, popular songs, and rumors that provided an alternative interpretation of Louis and his government. They often focused on the miseries arising from poor government, but also carried the hope for a better future when Louis escaped the malignant influence of his ministers and mistresses, and took the government into his own hands. On the other hand, petitions addressed either directly to Louis or to his ministers exploited the traditional imagery and language of monarchy. These varying interpretations of Louis abounded in self-contradictions that reflected the people's amalgamation of their everyday experiences with the idea of monarchy.[110]
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Despite the image of a healthy and virile king that Louis sought to project, evidence exists to suggest that his health was not very good. He had many ailments: for example, symptoms of diabetes, as confirmed in reports of suppurating periostitis in 1678, dental abscesses in 1696, along with recurring boils, fainting spells, gout, dizziness, hot flushes, and headaches.
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From 1647 to 1711, the three chief physicians to the king (Antoine Vallot, Antoine d'Aquin, and Guy-Crescent Fagon) recorded all of his health problems in the Journal de Santé du Roi (Journal of the King's Health), a daily report of his health. On 18 November 1686, Louis underwent a painful operation for an anal fistula that was performed by the surgeon Charles Felix de Tassy, who prepared a specially shaped curved scalpel for the occasion. The wound took more than two months to heal.[111]
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Louis died of gangrene at Versailles on 1 September 1715, four days before his 77th birthday, after 72 years on the throne. Enduring much pain in his last days, he finally "yielded up his soul without any effort, like a candle going out", while reciting the psalm Domine, ad adjuvandum me festina (O Lord, make haste to help me).[112] His body was laid to rest in Saint-Denis Basilica outside Paris. It remained there undisturbed for about 80 years, until revolutionaries exhumed and destroyed all of the remains found in the Basilica.[113]
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Louis outlived most of his immediate legitimate family. His last surviving in-wedlock son, the Dauphin, died in 1711. Barely a year later, the Duke of Burgundy, the eldest of the Dauphin's three sons and then heir to Louis, followed his father. Burgundy's elder son, Louis, Duke of Brittany, joined them a few weeks later. Thus, on his deathbed, Louis' heir was his five-year-old great-grandson, Louis, Duke of Anjou, Burgundy's younger son.
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Louis foresaw an underaged heir and sought to restrict the power of his nephew Philip II, Duke of Orléans, who, as his closest surviving legitimate relative in France, would likely become regent to the prospective Louis XV. Accordingly, the king created a regency council as Louis XIII had in anticipation of Louis XIV's own minority, with some power vested in his illegitimate son Louis-Auguste de Bourbon, Duke of Maine.[114] Orléans, however, had Louis' will annulled by the Parlement of Paris after his death and made himself sole regent. He stripped Maine and his brother, Louis-Alexandre, Count of Toulouse, of the rank of Prince of the Blood, which Louis had granted them, and significantly reduced Maine's power and privileges.[115]
|
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Line of succession to the French throne upon the death of Louis XIV in 1715. Louis XIV's only surviving legitimate grandson, Philip V, was not included in the line of succession due to having renounced the French throne after the war of the Spanish succession, which lasted for 13 years after the death of Charles II of Spain in 1700.[116]
|
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According to Philippe de Dangeau's Journal, Louis on his deathbed advised his heir with these words:
|
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Do not follow the bad example which I have set you; I have often undertaken war too lightly and have sustained it for vanity. Do not imitate me, but be a peaceful prince, and may you apply yourself principally to the alleviation of the burdens of your subjects.[117]
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Some historians point out that it was a customary demonstration of piety in those days to exaggerate one's sins. Thus they do not place much emphasis on Louis' deathbed declarations in assessing his accomplishments. Rather, they focus on military and diplomatic successes, such as how he placed a French prince on the Spanish throne. This, they contend, ended the threat of an aggressive Spain that historically interfered in domestic French politics. These historians also emphasise the effect of Louis' wars in expanding France's boundaries and creating more defensible frontiers that preserved France from invasion until the Revolution.[117]
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Arguably, Louis also applied himself indirectly to "the alleviation of the burdens of [his] subjects." For example, he patronised the arts, encouraged industry, fostered trade and commerce, and sponsored the founding of an overseas empire. Moreover, the significant reduction in civil wars and aristocratic rebellions during his reign are seen by these historians as the result of Louis' consolidation of royal authority over feudal elites.[118] In their analysis, his early reforms centralised France and marked the birth of the modern French state. They regard the political and military victories as well as numerous cultural achievements as the means by which Louis helped raise France to a preeminent position in Europe.[119] Europe came to admire France for its military and cultural successes, power, and sophistication. Europeans generally began to emulate French manners, values, goods, and deportment. French became the universal language of the European elite.
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Louis' detractors have argued that his considerable foreign, military, and domestic expenditure impoverished and bankrupted France. His supporters, however, distinguish the state, which was impoverished, from France, which was not. As supporting evidence, they cite the literature of the time, such as the social commentary in Montesquieu's Persian Letters.[120]
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Alternatively, Louis' critics attribute the social upheaval culminating in the French Revolution to his failure to reform French institutions while the monarchy was still secure. Other scholars counter that there was little reason to reform institutions that largely worked well under Louis. They also maintain that events occurring almost 80 years after his death were not reasonably foreseeable to Louis, and that in any case, his successors had sufficient time to initiate reforms of their own.[121]
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Louis has often been criticised for his vanity. The memoirist Saint-Simon, who claimed that Louis slighted him, criticised him thus:
|
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There was nothing he liked so much as flattery, or, to put it more plainly, adulation; the coarser and clumsier it was, the more he relished it.
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For his part, Voltaire saw Louis' vanity as the cause for his bellicosity:
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It is certain that he passionately wanted glory, rather than the conquests themselves. In the acquisition of Alsace and half of Flanders, and of all of Franche-Comté, what he really liked was the name he made for himself.[122]
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Nonetheless, Louis has also received praise. The anti-Bourbon Napoleon described him not only as "a great king", but also as "the only King of France worthy of the name".[123] Leibniz, the German Protestant philosopher, commended him as "one of the greatest kings that ever was".[124] And Lord Acton admired him as "by far the ablest man who was born in modern times on the steps of a throne".[125] The historian and philosopher Voltaire wrote: "His name can never be pronounced without respect and without summoning the image of an eternally memorable age".[126] Voltaire's history, The Age of Louis XIV, named Louis' reign as not only one of the four great ages in which reason and culture flourished, but the greatest ever.[127][128]
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In 1848, at Nuneham House, a piece of Louis' mummified heart, taken from his tomb and kept in a silver locket by Lord Harcourt, Archbishop of York, was shown to the Dean of Westminster, William Buckland, who ate it.[129]
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Numerous quotes have been attributed to Louis XIV by legend.
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The well-known "I am the state" ("L'état, c'est moi.") was reported from at least the late 18th century.[130]
|
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It was widely repeated but also denounced as apocryphal by the early 19th century.[131][b][132]
|
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He did say, "Every time I appoint someone to a vacant position, I make a hundred unhappy and one ungrateful."[133][134] Louis is recorded by numerous eyewitnesses as having said on his deathbed: "Je m'en vais, mais l'État demeurera toujours." ("I depart, but the State shall always remain.")[135]
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Louis's formal style was "Louis XIV, par la grâce de Dieu, roi de France et de Navarre", or "Louis XIV, by the Grace of God, King of France and of Navarre".
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On 5 April 1693, Louis also founded the Royal and Military Order of Saint Louis (French: Ordre Royal et Militaire de Saint-Louis), a military order of chivalry.[137][138] He named it after Louis IX and intended it as a reward for outstanding officers. It is notable as the first decoration that could be granted to non-nobles and is roughly the forerunner of the Légion d'honneur, with which it shares the red ribbon (though the Légion d'honneur is awarded to military personnel and civilians alike).
|
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|
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Louis' patriline is the line from which he is descended father to son.
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Patrilineal descent is the principle behind membership in royal houses, as it can be traced back through the generations - which means that if King Louis were to choose an historically accurate house name it would be Robertian, as all his male-line ancestors have been of that house.
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|
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Louis is a member of the House of Bourbon, a branch of the Capetian dynasty and of the Robertians.
|
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|
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Louis' patriline is the line from which he is descended father to son. It follows the Bourbon, Kings of France, and the Counts of Paris and Worms. This line can be traced back more than 1,200 years from Robert of Hesbaye to the present day, through Kings of France & Navarre, Spain and Two-Sicilies, Dukes of Parma and Grand-Dukes of Luxembourg, Princes of Orléans and Emperors of Brazil. It is one of the oldest in Europe.
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This is an incomplete list of Louis XIV's illegitimate children. He reputedly had more, but the difficulty in fully documenting all such births restricts the list only to the better-known and/or legitimised.
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The Rolling Stones are an English rock band formed in London in 1962. The first stable line-up consisted of bandleader Brian Jones (guitar, harmonica, keyboards), Mick Jagger (lead vocals, harmonica), Keith Richards (guitar, vocals), Bill Wyman (bass guitar), Charlie Watts (drums), and Ian Stewart (piano), the latter of whom was removed from the official line-up in 1963, but continued to work with the band as a contracted musician until his death in 1985. The band's primary songwriters, the partnership of Jagger and Richards, assumed leadership after Andrew Loog Oldham became the group's manager. Jones left the band less than a month before his death in 1969, having already been replaced by Mick Taylor, who in turn left in 1974 and was replaced in 1975 by Ronnie Wood, who has since remained. Since Wyman's departure in 1993, Darryl Jones has served as bassist. The Stones have not had an official keyboardist since Stewart's departure in 1963, but have employed several musicians in that role, including Jack Nitzsche (1965–71), Nicky Hopkins (1967–82), Billy Preston (1971–81), Ian McLagan (1978–81), and Chuck Leavell (1982–present).
|
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The Rolling Stones were at the forefront of the British Invasion of bands that became popular in the United States in 1964, and were identified with the youthful and rebellious counterculture of the 1960s. Rooted in blues and early rock and roll, the band started out playing covers, but found more success with their own material; songs such as "(I Can't Get No) Satisfaction" and "Paint It Black" became international hits, and Aftermath (1966) – their first entirely original album – has been considered the most important of the band's formative records.[1] After a short period of experimentation with psychedelic rock in the mid-1960s, the Stones returned to their 'bluesy' roots with Beggars Banquet (1968), Let It Bleed (1969), Sticky Fingers (1971) and Exile on Main St. (1972). It was during this period they were first introduced on stage as 'The Greatest Rock and Roll Band in the World'.[2][3]
|
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The Rolling Stones continued to release commercially successful albums through the 1970s and early 1980s, including Some Girls (1978) and Tattoo You (1981), the two best-sellers in their discography. During the 1980s, infighting curtailed their output; as a result, they only released two more under-performing albums, and did not tour for the rest of the decade. Their fortunes changed at the end of the decade, when they released Steel Wheels (1989), promoted by a large stadium and arena tour, the Steel Wheels/Urban Jungle Tour. Since the 1990s, new material has been less frequent. Despite this, The Rolling Stones continue to be a huge attraction on the live circuit. By 2007, the band had four of the top five highest-grossing concert tours of all time: Voodoo Lounge Tour (1994–95), Bridges to Babylon Tour (1997–98), Licks Tour (2002–03) and A Bigger Bang (2005–07).[4] Musicologist Robert Palmer attributes the endurance of The Rolling Stones to their being 'rooted in traditional verities, in rhythm-and-blues and soul music', while 'more ephemeral pop fashions have come and gone'.[5]
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The Rolling Stones were inducted into the Rock and Roll Hall of Fame in 1989 and the UK Music Hall of Fame in 2004. Rolling Stone magazine ranked them fourth on their list of the '100 Greatest Artists of All Time', list and their estimated record sales is 240 million. They have released 30 studio albums, 23 live albums and numerous compilations. Let It Bleed (1969) marked the first of five consecutive No. 1 studio and live albums in the UK. Sticky Fingers (1971) was the first of eight consecutive No. 1 studio albums in the US. Their latest album, Blue & Lonesome (2016), became their twelfth UK number-one album. In 2008, the Stones were listed 10th on the Billboard Hot 100 All-Time Top Artists chart, and in 2019 Billboard magazine ranked them second in their list of the "Greatest Artists of All Time".[6] In 2012, the band celebrated their 50th anniversary. The group continues to sell out venues, with their recent No Filter Tour running for two years and concluding in August 2019.
|
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|
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Keith Richards and Mick Jagger became childhood friends and classmates in 1950 in Dartford, Kent.[7][8] The Jagger family moved to Wilmington, Kent, five miles (8.0 km) away, in 1954.[9] In the mid-1950s, Jagger formed a garage band with his friend Dick Taylor; the group mainly played material by Muddy Waters, Chuck Berry, Little Richard, Howlin' Wolf and Bo Diddley.[9] Jagger met Richards again on 17 October 1961 on platform two of Dartford railway station.[10] The Chuck Berry and Muddy Waters records Jagger was carrying revealed a shared interest. A musical partnership began shortly afterwards.[11][12] Richards and Taylor often met Jagger at his house. The meetings moved to Taylor's house in late 1961 where Alan Etherington and Bob Beckwith joined the trio; the quintet called themselves the Blues Boys.[13]
|
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|
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In March 1962, the Blues Boys read about the Ealing Jazz Club in Jazz News newspaper, which mentioned Alexis Korner's rhythm and blues band, Alexis Korner's Blues Incorporated. The group sent a tape of their best recordings to Korner, who was favourably impressed.[14] On 7 April, they visited the Ealing Jazz Club where they met the members of Blues Incorporated, who included slide guitarist Brian Jones, keyboardist Ian Stewart and drummer Charlie Watts.[14] After a meeting with Korner, Jagger and Richards started jamming with the group.[14]
|
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|
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+
Jones, no longer in a band, advertised for bandmates in Jazz Weekly, while Stewart found them a practice space;[15] together they decided to form a band playing Chicago blues. Soon after, Jagger, Taylor and Richards left Blues Incorporated to join Jones and Stewart. The first rehearsal included guitarist Geoff Bradford and vocalist Brian Knight, both of whom decided not to join the band. They objected to playing the Chuck Berry and Bo Diddley songs preferred by Jagger and Richards.[16] In June 1962 the addition of the drummer Tony Chapman completed the line-up of Jagger, Richards, Jones, Stewart and Taylor. According to Richards, Jones named the band during a phone call to Jazz News. When asked by a journalist for the band's name, Jones saw a Muddy Waters LP lying on the floor; one of the tracks was "Rollin' Stone".[17][18]
|
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|
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+
Jones, Jagger, Richards, Stewart, and Taylor played a gig billed as "the Rollin' Stones" on 12 July 1962, at the Marquee Club in London.[19][20][a] Shortly afterwards, the band went on their first tour of the UK, which they called a "training ground" tour, because it was a new experience for all of them. Their material included the Chicago blues as well as Chuck Berry and Bo Diddley songs.[23] The band's original rhythm section did not include bassist Bill Wyman, who joined in December 1962, or drummer Charlie Watts, who joined in January 1963.[24][25] By 1963 they were finding their musical stride as well as popularity.[26] In 1964 two unscientific opinion polls rated the band as Britain's most popular group, outranking even the Beatles.[27] The band's name was changed shortly after their first gig to "The Rolling Stones".[28][29] The group's then acting manager, Giorgio Gomelsky, secured a Sunday afternoon residency at the Crawdaddy Club in Richmond, London, in February 1963.[30] He claimed this triggered an "international renaissance for the blues".[31]
|
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|
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In May 1963, the Rolling Stones signed Andrew Loog Oldham as their manager.[32] His previous clients, the Beatles, directed the former publicist to the band.[33][20] Because Oldham was only nineteen and had not reached the age of majority—he was also younger than anyone in the band—he could not obtain an agent's licence or sign any contracts without his mother co-signing.[33] By necessity he joined with booking agent Eric Easton[34] to secure record financing and assistance booking venues.[35] Gomelsky, who had no written agreement with the band, was not consulted.[36] Initially, Oldham tried applying the strategy used by Brian Epstein, the Beatles' manager, and have the band members wear suits. He later changed his mind and imagined a band which contrasted with the Beatles, featuring unmatched clothing, long hair, and an unclean appearance. He wanted to make the Stones "a raunchy, gamy, unpredictable bunch of undesirables" and to "establish that the Stones were threatening, uncouth and animalistic".[37] Stewart left the official line-up, but remained road manager and touring keyboardist. Of Stewart's decision, Oldham later said, "Well, he just doesn't look the part, and six is too many for [fans] to remember the faces in the picture."[38] Later, Oldham reduced the band members' ages in publicity material to make them appear as teenagers.[39]
|
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Decca Records, which had declined to sign a deal with the Beatles, gave the Rolling Stones a recording contract with favourable terms.[40] The band got three times a new act's typical royalty rate, full artistic control of recordings and ownership of the recording master tapes.[41][42] The deal also let the band use non-Decca recording studios. Regent Sound Studios, a mono facility equipped with egg boxes on the ceiling for sound treatment, became their preferred location.[43][44] Oldham, who had no recording experience but made himself the band's producer, said Regent had a sound that "leaked, instrument-to-instrument, the right way" creating a "wall of noise" that worked well for the band.[42][45] Because of Regent's low booking rates, the band could record for extended periods rather than the usual three-hour blocks common at other studios. All tracks on the first Rolling Stones album, The Rolling Stones, were recorded there.[46][47]
|
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Oldham contrasted the Rolling Stones' independence with the Beatles' obligation to record in EMI's studios, saying it made them appear as "mere mortals ... sweating in the studio for the man".[48] He promoted the Rolling Stones as the nasty counterpoint to the Beatles by having the band pose unsmiling on the cover of their first album. He also encouraged the press to use provocative headlines such as: "Would you let your daughter marry a Rolling Stone?"[49][50] By contrast, Wyman says, "Our reputation and image as the Bad Boys came later, completely there, accidentally. ... [Oldham] never did engineer it. He simply exploited it exhaustively."[51] In a 1972 interview, Wyman stated, "We were the first pop group to break away from the whole Cliff Richard thing where the bands did little dance steps, wore identical uniforms and had snappy patter."[52]
|
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|
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A cover version of Chuck Berry's "Come On" was the Rolling Stones' first single, released on 7 June 1963. The band refused to play it at live gigs,[53] and Decca bought only one ad to promote the record. With Oldham's direction, fan-club members bought copies at record shops polled by the charts,[54] helping "Come On" rise to No. 21 on the UK Singles Chart.[55] Having a charting single gave the band entree to play outside London, starting with a booking at the Outlook Club in Middlesbrough on 13 July, sharing the billing with the Hollies.[56][b] Later in 1963 Oldham and Easton arranged the band's first big UK concert tour as a supporting act for American stars including Bo Diddley, Little Richard and the Everly Brothers. The tour gave the band the opportunity to hone their stagecraft.[42][58][59] During the tour the band recorded their second single, a Lennon–McCartney-penned number entitled "I Wanna Be Your Man".[60] The song was written and given to the Stones when John Lennon and Paul McCartney visited them in the studio as the two Beatles liked giving the copyrights to songs away to their friends. It reached No. 12 on the UK charts.[61] The Beatles 1963 album, With the Beatles, includes their version of the song.[62] On 1 January 1964, the Stones' "I Wanna Be Your Man" was the first song ever performed on the BBC's Top of the Pops.[63] The third single by the Stones, Buddy Holly's "Not Fade Away", reflecting Bo Diddley's style, was released in February 1964 and reached No. 3.[64]
|
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|
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+
Oldham saw little future for an act that lost significant songwriting royalties by playing songs of what he described as "middle-aged blacks", limiting the appeal to teenage audiences. Jagger and Richards decided to write songs together. Oldham described the first batch as "soppy and imitative".[65] Because the band's songwriting developed slowly, songs on their first album The Rolling Stones (1964; issued in the US as England's Newest Hit Makers), were primarily covers, with only one Jagger/Richards original—"Tell Me (You're Coming Back)"—and two numbers credited to Nanker Phelge, the pen name used for songs written by the entire group.[66] The Rolling Stones' first US tour in June 1964 was "a disaster" according to Wyman. "When we arrived, we didn't have a hit record [there] or anything going for us."[67] When the band appeared on the variety show The Hollywood Palace, that week's guest host, Dean Martin, mocked both their hair and their performance.[68] During the tour they recorded for two days at Chess Studios in Chicago, meeting many of their most important influences, including Muddy Waters.[69][70] These sessions included what would become the Rolling Stones' first No. 1 hit in the UK, their cover version of Bobby and Shirley Womack's "It's All Over Now".[71]
|
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|
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The Stones followed the Famous Flames, featuring James Brown, in the theatrical release of the 1964 film T.A.M.I. Show, which showcased American acts with British Invasion artists. According to Jagger, "We weren't actually following James Brown because there was considerable time between the filming of each section. Nevertheless, he was still very annoyed about it ..."[72] On 25 October the band appeared on The Ed Sullivan Show. Because of the pandemonium surrounding the Stones, Sullivan banned them from his show.[73] However, he booked them for an appearance in the following year.[74][75][failed verification] Their second LP, 12 X 5, which was only available in the US, was released during the tour.[76] During the early Stones' releases, Richards was typically credited as "Richard".[77][78][79] The Rolling Stones' fifth UK single, a cover of Willie Dixon's "Little Red Rooster"—with "Off the Hook", credited to Nanker Phelge, as the B-side—was released in November 1964 and became their second No. 1 hit in the UK.[64] The band's US distributors, London Records, declined to release "Little Red Rooster" as a single. In December 1964, the distributor released the band's first single with Jagger/Richards originals on both sides: "Heart of Stone", with "What a Shame" as the B-side; the single went to No. 19 in the US.[80]
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The band's second UK LP, The Rolling Stones No. 2, was released in January 1965 and reached No. 1 on the charts. The US version, released in February as The Rolling Stones, Now!, reached No. 5. The album was recorded at Chess Studios in Chicago and RCA Studios in Los Angeles.[81] In January and February that year the band played 34 shows for around 100,000 people in Australia and New Zealand.[82] The single "The Last Time", released in February, was the first Jagger/Richards composition to reach No. 1 on the UK charts;[64] it reached No. 9 in the US. It was later identified by Richards as "the bridge into thinking about writing for the Stones. It gave us a level of confidence; a pathway of how to do it."[83]
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Their first international No. 1 hit was "(I Can't Get No) Satisfaction", recorded in May 1965 during the band's third North American tour. Richards recorded the guitar riff that drives the song with a fuzzbox as a scratch track to guide a horn section. Nevertheless, the final cut was without the planned horn overdubs. Issued in the summer of 1965, it was their fourth UK No. 1 and their first in the US where it spent four weeks at the top of the Billboard Hot 100. It was a worldwide commercial success for the band.[83][84] The US version of the LP Out of Our Heads, released in July 1965, also went to No 1; it included seven original songs, three Jagger/Richards numbers and four credited to Nanker Phelge.[85] Their second international No. 1 single "Get Off of My Cloud" was released in the autumn of 1965,[75] followed by another US-only LP, December's Children.[86]
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The album Aftermath, released in the late spring of 1966, was the first LP to be composed entirely of Jagger/Richards songs;[87] it reached No. 1 in the UK and No. 2 in the US.[88] On this album Jones' contributions expanded beyond guitar and harmonica. To the Middle Eastern-influenced "Paint It, Black"[c] he added sitar; to the ballad "Lady Jane" he added dulcimer and to "Under My Thumb" he added marimbas. Aftermath also contained "Goin' Home", a nearly 12-minute-long song that included elements of jamming and improvisation.[89]
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The Stones' success on the British and American singles charts peaked during the 1960s.[90][91] "19th Nervous Breakdown"[92] was released in February 1966, and reached No. 2 in the UK[93] and US charts;[94] "Paint It, Black" reached No. 1 in the UK and US in May 1966.[64][91] "Mother's Little Helper", released in June 1966, reached No. 8 in the US;[94] it was one of the first pop songs to discuss the issue of prescription drug abuse.[95][96] "Have You Seen Your Mother, Baby, Standing in the Shadow?" was released in September 1966 and reached No. 5 in the UK[97] and No. 9 in the US.[94] It had a number of firsts for the group: it was the first Stones recording to feature brass horns and the back-cover photo on the original US picture sleeve depicted the group satirically dressed in drag. The song was accompanied by one of the first official music videos, directed by Peter Whitehead.[98][99]
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During their North American tour in June and July 1966, the Stones' high-energy concerts proved highly successful with young people while alienating local police tasked with controlling the often rebellious and physically exhausting crowds. According to the Stones historians Philippe Margotin and Jean-Michel Guesdon, the band's notoriety "among the authorities and the establishment seems to have been inversely proportional to their popularity among young people". In an effort to capitalise on this, London released the live album Got Live If You Want It! in December.[100]
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January 1967 saw the release of Between the Buttons, which reached No. 3 in the UK and No. 2 in the US. It was Andrew Oldham's last venture as the Rolling Stones' producer. Allen Klein took over his role as the band's manager in 1965. Richards recalled, "There was a new deal with Decca to be made ... and he said he could do it."[101] The US version included the double A-side single "Let's Spend the Night Together" and "Ruby Tuesday",[102] which went to No. 1 in the US and No. 3 in the UK. When the band went to New York to perform the numbers on The Ed Sullivan Show in January, they were ordered to change the lyrics of the refrain of "Let's Spend the Night Together" to "let's spend some time together".[103][104]
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In early 1967, Jagger, Richards and Jones began to be hounded by authorities over their recreational drug use, after News of the World ran a three-part feature entitled "Pop Stars and Drugs: Facts That Will Shock You".[105] The series described alleged LSD parties hosted by the Moody Blues attended by top stars including the Who's Pete Townshend and Cream's Ginger Baker, and alleged admissions of drug use by leading pop musicians. The first article targeted Donovan (who was raided and charged soon after); the second instalment (published on 5 February) targeted the Rolling Stones.[106] A reporter who contributed to the story spent an evening at the exclusive London club Blaise's, where a member of the Rolling Stones allegedly took several Benzedrine tablets, displayed a piece of hashish and invited his companions back to his flat for a "smoke". The article claimed this was Mick Jagger, but it turned out to be a case of mistaken identity; the reporter had in fact been eavesdropping on Brian Jones. Two days after the article was published Jagger filed a writ for libel against the News of the World.[107][106]
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A week later on 12 February, Sussex police, tipped off by the paper, which had been tipped off by his chauffeur[108] raided a party at Keith Richards' home, Redlands. No arrests were made at the time, but Jagger, Richards and their friend art dealer Robert Fraser were subsequently charged with drug offences. Andrew Oldham was afraid of being arrested and fled to America.[109][110] Richards said in 2003, "When we got busted at Redlands, it suddenly made us realize that this was a whole different ball game and that was when the fun stopped. Up until then it had been as though London existed in a beautiful space where you could do anything you wanted."[111] On the treatment of the man responsible for the raid, he later added: "As I heard it, he never walked the same again."[108]
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In March 1967, while awaiting the consequences of the police raid, Jagger, Richards and Jones took a short trip to Morocco, accompanied by Marianne Faithfull, Jones' girlfriend Anita Pallenberg and other friends. During this trip the stormy relations between Jones and Pallenberg deteriorated to the point that she left Morocco with Richards.[112] Richards said later: "That was the final nail in the coffin with me and Brian. He'd never forgive me for that and I don't blame him, but hell, shit happens."[113] Richards and Pallenberg would remain a couple for twelve years. Despite these complications, the Rolling Stones toured Europe in March and April 1967. The tour included the band's first performances in Poland, Greece, and Italy.[114]
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On 10 May 1967, the day Jagger, Richards and Fraser were arraigned in connection with the Redlands charges, Jones' house was raided by police. He was arrested and charged with possession of cannabis.[103] Three of the five Stones now faced drug charges. Jagger and Richards were tried at the end of June. Jagger received a three-month prison sentence for the possession of four amphetamine tablets; Richards was found guilty of allowing cannabis to be smoked on his property and sentenced to a year in prison.[115][116] Both Jagger and Richards were imprisoned at that point but were released on bail the next day pending appeal.[117] The Times ran the famous editorial entitled "Who breaks a butterfly upon a wheel?" in which conservative editor William Rees-Mogg surprised his readers by his unusually critical discourse on the sentencing, pointing out that Jagger had been treated far more harshly for a minor first offence than "any purely anonymous young man".[118] While awaiting the appeal hearings, the band recorded a new single, "We Love You", as a thank you for their fans' loyalty. It began with the sound of prison doors closing, and the accompanying music video included allusions to the trial of Oscar Wilde.[119][120][121] On 31 July, the appeals court overturned Richards' conviction, and reduced Jagger's sentence to a conditional discharge.[122] Jones' trial took place in November 1967. In December, after appealing the original prison sentence, Jones received a £1,000 fine and was put on three years' probation, with an order to seek professional help.[123]
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The band released Their Satanic Majesties Request, which reached No. 3 in the UK and No. 2 in the US, in December 1967. It drew unfavourable reviews and was widely regarded as a poor imitation of the Beatles' Sgt. Pepper's Lonely Hearts Club Band.[124][125] Satanic Majesties was recorded while Jagger, Richards and Jones were awaiting their court cases. The band parted ways with Oldham during the sessions. The split was publicly amicable,[126] but in 2003 Jagger said: "The reason Andrew left was because he thought that we weren't concentrating and that we were being childish. It was not a great moment really—and I would have thought it wasn't a great moment for Andrew either. There were a lot of distractions and you always need someone to focus you at that point, that was Andrew's job."[103] Satanic Majesties became the first album the Rolling Stones produced on their own. Its psychedelic sound was complemented by the cover art, which featured a 3D photo by Michael Cooper, who had also photographed the cover of Sgt. Pepper. Bill Wyman wrote and sang a track on the album: "In Another Land", also released as a single, the first on which Jagger did not sing lead.[127]
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The band spent the first few months of 1968 working on material for their next album. Those sessions resulted in the song "Jumpin' Jack Flash", released as a single in May. The subsequent album, Beggars Banquet, an eclectic mix of country and blues-inspired tunes, marked the band's return to their roots. It was also the beginning of their collaboration with producer Jimmy Miller. It featured the lead single "Street Fighting Man" (which addressed the political upheavals of May 1968) and "Sympathy for the Devil".[128][129] Controversy over the design of the album cover, which featured a public toilet with graffiti covering the walls of a stall, delayed the album's release for nearly six months.[130] It was well received at the time of release and reached No. 3 in the UK and No. 5 in the US. Richards said of the album:
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There is a change between material on Satanic Majesties and Beggars Banquet. I'd grown sick to death of the whole Maharishi guru shit and the beads and bells. Who knows where these things come from, but I guess [the music] was a reaction to what we'd done in our time off and also that severe dose of reality. A spell in prison ... will certainly give you room for thought ... I was fucking pissed with being busted. So it was, 'Right we'll go and strip this thing down.' There's a lot of anger in the music from that period.[131]
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The Rolling Stones Rock and Roll Circus, which originally began as an idea about "the new shape of the rock-and-roll concert tour", was filmed at the end of 1968.[20] It featured John Lennon, Yoko Ono, the Dirty Mac, the Who, Jethro Tull, Marianne Faithfull, and Taj Mahal. The footage was shelved for twenty-eight years but was finally released officially in 1996,[132] with a DVD version released in October 2004.[133]
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By the time of Beggars Banquet's release, Brian Jones was only sporadically contributing to the band. Jagger said that Jones was "not psychologically suited to this way of life".[134] His drug use had become a hindrance, and he was unable to obtain a US visa. Richards reported that in a June meeting with Jagger, Watts and himself at Jones' house, Jones admitted that he was unable to "go on the road again", and left the band saying, "I've left, and if I want to I can come back."[12] On 3 July 1969, less than a month later, Jones drowned under mysterious circumstances in the swimming pool at his home, Cotchford Farm, in Hartfield, East Sussex.[135] The band auditioned several guitarists, including Paul Kossoff,[136] as a replacement for Jones before settling on Mick Taylor, who was recommended to Jagger by John Mayall.[137]
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The Rolling Stones were scheduled to play at a free concert for Blackhill Enterprises in London's Hyde Park, two days after Jones' death; they decided to go ahead with the show as a tribute to him. Jagger began by reading an excerpt from Shelley's poem Adonaïs, an elegy written on the death of his friend John Keats. They released thousands of butterflies in memory of Jones[103] before opening their set with "I'm Yours and I'm Hers", a Johnny Winter number.[138] The concert, their first with new guitarist Mick Taylor, was performed in front of an estimated 250,000 fans.[103] A Granada Television production team filmed the performance, which was broadcast on British television as The Stones in the Park.[3] Blackhill Enterprises stage manager Sam Cutler introduced the Rolling Stones on to the stage by announcing: "Let's welcome the Greatest Rock and Roll Band in the World."[2][138]
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Cutler repeated the introduction throughout their 1969 US tour.[139][140] The show also included the concert debut of "Honky Tonk Women", which had been released the previous day.[141][142]
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The Stones' last album of the sixties was Let It Bleed which reached No. 1 in the UK and No. 3 in the US.[78] It featured "Gimme Shelter" with guest lead female vocals by Merry Clayton (sister of Sam Clayton, of the American rock band Little Feat).[143] Other tracks include "You Can't Always Get What You Want" (with accompaniment by the London Bach Choir, who initially asked that their name be removed from the album's credits after apparently being "horrified" by the content of some of its other material, but later withdrew this request), "Midnight Rambler" as well as a cover of Robert Johnson's "Love in Vain". Jones and Taylor are both featured on the album.[144]
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Just after the US tour ended, the band performed at the Altamont Free Concert at the Altamont Speedway, about fifty miles (80 km) east of San Francisco. The Hells Angels biker gang provided security. A fan, Meredith Hunter, was stabbed and beaten to death by the Angels after they realised he was armed.[145] Part of the tour, and the Altamont concert, was documented in Albert and David Maysles' film Gimme Shelter. In response to the growing popularity of bootleg recordings (in particular Live'r Than You'll Ever Be, recorded during the 1969 tour), the album Get Yer Ya-Ya's Out! was released in 1970. Critic Lester Bangs declared it the best ever live album.[146] It reached No. 1 in the UK and No. 6 in the US.[147]
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At the end of the decade the band appeared on the BBC's review of the sixties music scene Pop Go the Sixties, performing "Gimme Shelter", which was broadcast live on 31 December 1969. The following year, the band wanted out of contracts with both Klein and Decca, but still owed them a Jagger/Richards credited single. To get back at the label and fulfil their final contractual obligation, the band came up with the track "Schoolboy Blues"—deliberately making it as crude as they could in hopes of forcing Decca to keep it "in the vaults".[148]
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Amid contractual disputes with Klein, they formed their own record company, Rolling Stones Records. Sticky Fingers, released in March 1971, the band's first album on their own label, featured an elaborate cover designed by Andy Warhol.[149] It was an Andy Warhol photograph of a man from the waist down in tight jeans featuring a functioning zipper. When unzipped, it revealed the subject's underwear, imprinted with a saying— "This Is Not Etc."[149] In some markets an alternate cover was released because of the perceived offensive nature of the original at the time.[149][150]
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Sticky Fingers' cover was the first to feature the logo of Rolling Stones Records, which effectively became the band's logo. It consisted of a pair of lips with a lapping tongue. Designer John Pasche created the logo following a suggestion by Jagger to copy the out stuck tongue of the Hindu goddess Kali.[151] Critic Sean Egan has said of the logo, "Without using the Stones' name, it instantly conjures them, or at least Jagger, as well as a certain lasciviousness that is the Stones' own ... It quickly and deservedly became the most famous logo in the history of popular music."[152][page needed] The tongue and lips design was part of a package that VH1 named the "No. 1 Greatest Album Cover" of all time in 2003.[149] The album contains one of their best-known hits, "Brown Sugar", and the country-influenced "Dead Flowers". "Brown Sugar" and "Wild Horses" were recorded at Alabama's Muscle Shoals Sound Studio during the 1969 American tour.[153] The album continued the band's immersion into heavily blues-influenced compositions. The album is noted for its "loose, ramshackle ambience"[154] and marked Mick Taylor's first full release with the band.[155][156] Sticky Fingers reached number one in both the UK and the US.[157] The Stones' Decca catalogue is currently owned by Klein's ABKCO label.[158][159][160]
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In 1968, the Stones, acting on a suggestion by pianist Ian Stewart, put a control room in a van and created a mobile recording studio so they would not be limited to the standard 9–5 operating hours of most recording studios.[161] The band lent the mobile studio to other artists,[161][162] including Led Zeppelin, who used it to record Led Zeppelin III (1970)[163] and Led Zeppelin IV (1971).[161][163] Deep Purple immortalised the mobile studio itself in the song "Smoke on the Water" with the line "the Rolling truck Stones thing just outside, making our music there".[164]
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Following the release of Sticky Fingers, the Rolling Stones left England after receiving advice from their financial manager Prince Rupert Loewenstein. He recommended they go into tax exile before the start of the next financial year. The band had learned, despite being assured that their taxes were taken care of, they had not been paid for seven years and the UK government was owed a relative fortune.[165] The Stones moved to the South of France, where Richards rented the Villa Nellcôte and sublet rooms to band members and their entourage.
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Using the Rolling Stones Mobile Studio, they held recording sessions in the basement. They completed the new tracks, along with material dating as far back as 1969, at Sunset Studios in Los Angeles. The resulting double album, Exile on Main St., was released in May 1972, and reached number one in both the US and the UK.[166] Given an A+ grade by critic Robert Christgau[167] and disparaged by Lester Bangs—who reversed his opinion within months—Exile is now accepted as one of the Stones' best albums.[168] The films Cocksucker Blues (never officially released) and Ladies and Gentlemen: The Rolling Stones (released in 1974) document the subsequent highly publicised 1972 North American Tour.[169]
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The band's double compilation, Hot Rocks 1964–1971, was released in 1971; it reached No. 3 in the UK[170] and No. 4 in the US.[171] It is certified Diamond in the US having sold over 12 million copies, and spent over 264 weeks on the Billboard album chart.[172] In 1974 Bill Wyman was the first band member to release solo material, his album Monkey Grip.[173] As of 2018 Wyman has released five solo albums, with the most recent, Back to Basics, released in 2015.[173][174]
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Members of the band set up a complex financial structure in 1972 to reduce the amount of their taxes.[175][176] Their holding company, Promogroup, has offices in both The Netherlands and the Caribbean.[175][176] The Netherlands was chosen because it does not directly tax royalty payments. The band have been tax exiles ever since, meaning they can no longer use Britain as their main residence. Due to the arrangements with the holding company, the band has reportedly paid a tax of just 1.6% on their total earnings of £242 million over the past 20 years.[175][176]
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In November 1972 the band began recording sessions in Kingston, Jamaica, for the album Goats Head Soup; it was released in 1973 and reached No. 1 in both the UK and US.[177] The album, which contained the worldwide hit "Angie", was the first in a string of commercially successful but tepidly received studio albums.[178] The sessions for Goats Head Soup also produced unused material, most notably an early version of the popular ballad "Waiting on a Friend", which was not released until the Tattoo You LP eight years later.[179]
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Another legal battle over drugs, dating back to their stay in France, interrupted the making of Goats Head Soup. Authorities had issued a warrant for Richards' arrest and the other band members had to return briefly to France for questioning.[180] This, along with Jagger's 1967 and 1970 convictions on drug charges, complicated the band's plans for their Pacific tour in early 1973: they were denied permission to play in Japan and almost banned from Australia. A European tour followed in September and October 1973, which bypassed France, coming after Richards' arrest in England on drug charges.[181]
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The 1974 album It's Only Rock 'n Roll was recorded in the Musicland Studios in Munich, Germany; it reached No. 2 in the UK and No. 1 in the US.[182] Miller was not invited to return as the album's album producer because his "contribution level had dropped".[182] Jagger and Richards produced the album credited as "the Glimmer Twins".[183] Both the album and the single of the same name were hits.[184][185][186]
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Near the end of 1974, Taylor began to lose patience after years of feeling like a "junior citizen in the band of jaded veterans".[187][188] The band's situation made normal functioning complicated, with members living in different countries, and legal barriers restricting where they could tour. In addition, drug use was starting to affect Taylor's and Richards' productivity, and Taylor felt some of his own creative contributions were going unrecognised.[189] At the end of 1974, with a recording session already booked in Munich to record another album, Taylor quit the Rolling Stones.[190] Taylor said in 1980,
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I was getting a bit fed up. I wanted to broaden my scope as a guitarist and do something else ... I wasn't really composing songs or writing at that time. I was just beginning to write, and that influenced my decision ... There are some people who can just ride along from crest to crest; they can ride along somebody else's success. And there are some people for whom that's not enough. It really wasn't enough for me.[191]
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The Stones needed a new guitarist, and the recording sessions for the next album, Black and Blue (1976) (No. 2 in the UK, No. 1 in the US) in Munich provided an opportunity for some guitarists hoping to join the band to work while trying out. Guitarists as stylistically disparate as Peter Frampton and Jeff Beck were auditioned as well as Robert A. Johnson and Shuggie Otis. Both Beck and Irish blues rock guitarist Rory Gallagher later claimed they had played without realising they were being auditioned. American session players Wayne Perkins and Harvey Mandel also tried out, but Richards and Jagger preferred for the band to remain purely British. When Ronnie Wood auditioned, everyone agreed he was the right choice.[192] He had already recorded and played live with Richards, and had contributed to the recording and writing of the track "It's Only Rock 'n Roll". He had declined Jagger's earlier offer to join the Stones, because of his commitment to the Faces, saying "that's what's really important to me".[193] Faces' lead singer Rod Stewart went so far as to say he would take bets that Wood would not join the Stones.[193]
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Wood officially joined the Rolling Stones in 1975 for their upcoming Tour of the Americas, which was a contributing factor in the disbandment of the Faces. Unlike the other band members, however, Wood was a salaried employee, which remained the case until the early 1990s, when he finally joined the Stones' business partnership.[194]
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The 1975 Tour of the Americas kicked off in New York City with the band performing on a flatbed trailer being pulled down Broadway. The tour featured stage props including a giant phallus and a rope on which Jagger swung out over the audience. Jagger had booked live recording sessions at the El Mocambo, a club in Toronto, to produce a long-overdue live album, 1977's Love You Live,[195] the first Stones live album since Get Yer Ya-Ya's Out!.[196] It reached No. 3 in the UK and No. 5 in the US.[195]
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Richards' addiction to heroin delayed his arrival in Toronto; the other members had already arrived. On 24 February 1977, when Richards and his family flew in from London, they were temporarily detained by Canada Customs after Richards was found in possession of a burnt spoon and hash residue. Three days later, the Royal Canadian Mounted Police, armed with an arrest warrant for Anita Pallenberg, discovered 22 grams (0.78 oz) of heroin in Richards' room.[197] He was charged with importing narcotics into Canada, an offence that carried a minimum seven-year sentence.[198]
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The Crown prosecutor later conceded that Richards had procured the drugs after his arrival.[199] Despite the incident, the band played two shows in Toronto, only to cause more controversy when Margaret Trudeau, then-wife of Canadian Prime Minister Pierre Trudeau, was seen partying with the band after one show. The band's shows were not advertised to the public. Instead, the El Mocambo had been booked for the entire week by April Wine for a recording session. 1050 CHUM, a local radio station, ran a contest for free tickets to see April Wine. Contest winners who selected tickets for Friday or Saturday night were surprised to find the Rolling Stones playing.[200]
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On 4 March, Richards' partner Anita Pallenberg pleaded guilty to drug possession and incurred a fine in connection with the original airport incident.[200] The drug case against Richards dragged on for over a year. Ultimately, he received a suspended sentence and was ordered to play two free concerts for the CNIB in Oshawa;[199] both shows featured the Rolling Stones and the New Barbarians, a group that Wood had put together to promote his latest solo album, which Richards also joined. This episode strengthened Richards' resolve to stop using heroin.[103] It also ended his relationship with Pallenberg, which had become strained since the death of their third child, Tara. Pallenberg was unable to curb her heroin addiction as Richards struggled to get clean.[201] While Richards was settling his legal and personal problems, Jagger continued his jet-set lifestyle. He was a regular at New York's Studio 54 disco club, often in the company of model Jerry Hall. His marriage to Bianca Jagger ended in 1977, although they had long been estranged.[202]
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Although the Rolling Stones remained popular through the early 1970s, music critics had begun to grow dismissive of the band's output, and record sales failed to meet expectations.[75] By the mid-1970s, after punk rock became influential, many people had begun to view the Rolling Stones as an outdated band.[203]
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The group's fortunes changed in 1978, after the band released Some Girls, which included the hit single "Miss You", the country ballad "Far Away Eyes", "Beast of Burden" and "Shattered". In part as a response to punk, many songs, particularly "Respectable", were fast, basic, guitar-driven rock and roll,[204] and the album's success re-established the Rolling Stones' immense popularity among young people. It reached No. 2 in the UK and No. 1 in the US.[205] Following the US Tour 1978, the band guested on the first show of the fourth season of the TV series Saturday Night Live. Following the success of Some Girls, the band released their next album Emotional Rescue in mid-1980.[206] During recording sessions for the album, a rift between Jagger and Richards was slowly developing. Richards wanted to tour in the summer or autumn of 1980 to promote the new album. Much to his disappointment, Jagger declined.[206] Emotional Rescue hit the top of the charts on both sides of the Atlantic[207] and the title track reached No.3 in the US.[206]
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In early 1981, the group reconvened and decided to tour the US that year, leaving little time to write and record a new album, as well as rehearse for the tour. That year's resulting album, Tattoo You, featured a number of outtakes, including lead single "Start Me Up", which reached No.2[208] in the US and ranked No.22 on Billboard's Hot 100 year-end chart. Two songs ("Waiting on a Friend" (US No. 13) and "Tops") featured Mick Taylor's unused rhythm guitar tracks, while jazz saxophonist Sonny Rollins played on "Slave", "Neighbours" and "Waiting on a Friend".[209] The album reached No. 2 in the UK and No. 1 in the US.[210]
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The Rolling Stones reached No. 20 on the Billboard Hot 100 in 1982 with "Hang Fire". Their American Tour 1981 was their biggest, longest and most colourful production to date. It was the highest-grossing tour of that year.[211] It included a concert at Chicago's Checkerboard Lounge with Muddy Waters, in one of his last performances before his death in 1983.[212] Some of the shows were recorded. This resulted in the 1982 live album Still Life (American Concert 1981) which reached No. 4 in the UK and No. 5 in the US,[213] and the 1983 Hal Ashby concert film Let's Spend the Night Together, filmed at Sun Devil Stadium in Tempe, Arizona and the Brendan Byrne Arena in the Meadowlands, New Jersey.[214]
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In mid-1982, to commemorate their 20th anniversary, the Rolling Stones took their American stage show to Europe. The European Tour 1982 was their first in six years and used a similar format to the American tour. The band were joined by former Allman Brothers Band keyboardist Chuck Leavell, who continues to perform and record with them.[215] By the end of the year, the Stones signed a new four-album recording deal with a new label, CBS Records, for a reported $50 million, then the biggest record deal in history.[216]
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Before leaving Atlantic, the Rolling Stones released Undercover in late 1983. It reached No. 3 in the UK and No. 4 in the US.[217] Despite good reviews and the Top Ten peak position of the title track, the record sold below expectations and there was no tour to support it. Subsequently, the Stones' new marketer/distributor CBS Records took over distributing their Atlantic catalogue.[216]
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By this time, the Jagger/Richards rift had grown significantly. To Richards' annoyance, Jagger signed a solo deal with CBS Records and spent much of 1984 writing songs for his first album. He also declared his growing lack of interest in the Rolling Stones.[218] By 1985, Jagger was spending more time on solo recordings. Much of the material on 1986's Dirty Work was generated by Richards, with more contributions from Wood than on previous Rolling Stones albums. It was recorded in Paris, and Jagger was often absent from the studio, leaving Richards to keep the recording sessions moving forward.[219]
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In June 1985, Jagger teamed up with David Bowie for "Dancing in the Street", which was recorded for the Live Aid charity movement.[220] This was one of Jagger's first solo performances, and the song reached No. 1 in the UK, and No 7 in the US.[221][222] In December 1985, Stewart died of a heart attack. The Rolling Stones played a private tribute concert for him at London's 100 Club in February 1986. Two days later they were presented with a Grammy Lifetime Achievement Award.[223]
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Dirty Work was released in March 1986 to mixed reviews, reaching No. 4 in both the US and UK.[224] It was the Stones first album for CBS with an outside producer, Steve Lillywhite.[225] With relations between Richards and Jagger at an all-time low, Jagger refused to tour to promote the album and instead undertook a solo tour, where he performed some Rolling Stones' songs.[226][227] As a result of their animosity, the Stones almost broke up.[226] Jagger's solo records, She's the Boss (1985), which reached No. 6 in the UK and No. 13 in the US, and Primitive Cool (1987) which reached No. 26 in the UK and Number 41 in the US, met with moderate commercial success. In 1988, with the Rolling Stones mostly inactive, Richards released his first solo album, Talk Is Cheap which reached No. 37[228] in the UK and No. 24 in the US.[229] It was well received by fans and critics, and certified Gold in the US.[230] Richards has subsequently referred to this late-80s period, where the two were recording solo albums with no obvious reunion of the Stones in sight, as "World War III".[231][232] The following year 25x5: The Continuing Adventures of the Rolling Stones, a documentary spanning the band's career was released for their 25th anniversary.[233]
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In early 1989, the Stones, including Mick Taylor and Ronnie Wood as well as Brian Jones and Ian Stewart (posthumously), were inducted into the American Rock and Roll Hall of Fame.[75] Jagger and Richards set aside their animosity and went to work on a new Rolling Stones album, Steel Wheels. Heralded as a return to form, it included the singles "Mixed Emotions" (US No. 5), "Rock and a Hard Place" (US No. 23) and "Almost Hear You Sigh". The album also included "Continental Drift", which the Rolling Stones recorded in Tangier, Morocco in 1989 with the Master Musicians of Jajouka led by Bachir Attar, coordinated by Tony King and Cherie Nutting. Nigel Finch produced a BBC documentary film The Rolling Stones in Morocco.[234] The album reached No. 2 in the UK and No. 3 in the US.[235]
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The Steel Wheels/Urban Jungle Tour was the band's first world tour in seven years and their biggest stage production to date. Opening acts included Living Colour and Guns N' Roses. Recordings from the tour include the 1991 concert album Flashpoint, which reached No. 6 in the UK and No. 16 in the US,[236] and the concert film Live at the Max released in 1991.[237] The tour was Bill Wyman's last. After years of deliberation he decided to leave the band, although his departure was not made official until January 1993.[238] He then published Stone Alone, an autobiography based on scrapbooks and diaries he had kept since the band's early days. A few years later he formed Bill Wyman's Rhythm Kings and began recording and touring again.[239]
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After the successes of the Steel Wheels/Urban Jungle tours, the band took a break. Watts released two jazz albums; Wood recorded his fifth solo album, the first in 11 years, called Slide On This; Wyman released his fourth solo album; Richards released his second solo album in late 1992, Main Offender and did a small tour including big concerts in Spain and Argentina.[240][241] Jagger got good reviews and sales with his third solo album, Wandering Spirit which reached No. 12 in the UK[242] and No. 11 in the US.[243] The album sold more than two million copies worldwide, being certified Gold in the US.[230]
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After Wyman's departure, the Rolling Stones' new distributor/record label, Virgin Records, remastered and repackaged the band's back catalogue from Sticky Fingers to Steel Wheels, except for the three live albums. They issued another hits compilation in 1993 entitled Jump Back, which reached No. 16 in the UK and No. 30 in the US.[244] By 1993, the Stones were ready to start recording another studio album. Charlie Watts recruited bassist Darryl Jones, a former sideman of Miles Davis and Sting, as Wyman's replacement for 1994's Voodoo Lounge. Jones continues to perform with the band as their touring and session bassist. The album met with strong reviews and sales, going double platinum in the US. Reviewers took note and credited the album's "traditionalist" sounds to the Rolling Stones' new producer Don Was.[245] Voodoo Lounge won the Grammy Award for Best Rock Album at the 1995 Grammy Awards.[246] It reached No. 1 in the UK and No. 2 in the US.[247]
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The accompanying Voodoo Lounge Tour lasted into the following year and grossed $320 million, becoming the world's highest-grossing tour at the time.[248] Mostly acoustic numbers from various concerts and rehearsals made up Stripped which reached No. 9 in the UK and the US.[249] It featured a cover of Bob Dylan's "Like a Rolling Stone", as well as infrequently played songs like "Shine a Light", "Sweet Virginia" and "The Spider and the Fly".[250] On 8 September 1994, the Stones performed their new song "Love Is Strong" and "Start Me Up" at the 1994 MTV Video Music Awards at Radio City Music Hall in New York.[251] The band received the Lifetime Achievement Award at the ceremony.[251]
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The Rolling Stones were the first major recording artists to broadcast a concert over the Internet; a 20-minute video was broadcast on 18 November 1994 using the Mbone at 10 frames per second. The broadcast, engineered by Thinking Pictures and financed by Sun Microsystems, was one of the first demonstrations of streaming video; while it was not a true webcast, it introduced many to the technology.[252]
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The Rolling Stones ended the 1990s with the album Bridges to Babylon (UK 6; US 3), released in 1997 to mixed reviews.[253][254][255][256] It reached No. 6 in the UK and No. 3 in the US.[257] The video of the single "Anybody Seen My Baby?" featured Angelina Jolie as guest[258] and met steady rotation on both MTV and VH1.[259] Sales were roughly equal to those of previous records (about 1.2 million copies sold in the US). The subsequent Bridges to Babylon Tour, which crossed Europe, North America and other destinations, proved the band remained a strong live attraction. Once again, a live album was culled from the tour, No Security, only this time all but two songs ("Live With Me" and "The Last Time") were previously unreleased on live albums. The album reached No. 67 in the UK[260] and No. 34 in the US.[261] In 1999, the Rolling Stones staged the No Security Tour in the US and continued the Bridges to Babylon tour in Europe.[262]
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In late 2001, Mick Jagger released his fourth solo album, Goddess in the Doorway. It met with mixed reviews,[263] reaching No. 44 in the UK[264] and No. 39 in the US. A month after the September 11 attacks, Jagger, Richards and a backing band took part in The Concert for New York City, performing "Salt of the Earth" and "Miss You".[265] In 2002, the Stones released Forty Licks, a greatest hits double album, to mark forty years as a band. The collection contained four new songs recorded with the core band of Jagger, Richards, Watts, Wood, Leavell and Jones. The album has sold more than 7 million copies worldwide. It reached No. 2 in both the US and UK.[266] The same year, Q magazine named the Rolling Stones one of the 50 Bands To See Before You Die,[267] and the 2002–2003 Licks Tour gave people that chance. It included shows in small theatres. The Stones headlined the Molson Canadian Rocks for Toronto concert in Toronto, Canada, to help the city—which they had used for rehearsals since the Voodoo Lounge tour—recover from the 2003 SARS epidemic. An estimated 490,000 people attended the concert.[268]
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On 9 November 2003, the band played their first concert in Hong Kong as part of the Harbour Fest celebration, in support of its SARS-affected economy. The same month, the band licensed the exclusive rights to sell the new four-DVD boxed set, Four Flicks, recorded on their recent world tour, to the US Best Buy chain of stores. In response, some Canadian and US music retail chains (including HMV Canada and Circuit City) pulled Rolling Stones CDs and related merchandise from their shelves and replaced it with signs explaining why.[269] In 2004, a double live album of the Licks Tour, Live Licks, was released and certified gold in the US.[230] It reached No. 2 in both the UK and US.[270] In November 2004, the Rolling Stones were among the inaugural inductees into the UK Music Hall of Fame.[271]
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The band's first new album in almost eight years, A Bigger Bang, was released on 6 September to strong reviews, including a glowing write-up in Rolling Stone magazine.[272] The album reached No. 2 in the UK and No. 3 in the US.[273] The single "Streets of Love" reached the top 15 in the UK.[274] The album included the political "Sweet Neo Con", Jagger's criticism of American Neoconservatism.[275] The song was reportedly almost dropped from the album because of objections from Richards. When asked if he was afraid of a political backlash like the Dixie Chicks had endured, Richards responded that the album came first saying, "I don't want to be sidetracked by some little political 'storm in a teacup'."[276] The subsequent A Bigger Bang Tour began in August 2005, and included North America, South America and East Asia. In February 2006, the group played the half-time show of Super Bowl XL in Detroit, Michigan. By the end of 2005, the Bigger Bang tour set a record of $162 million in gross receipts, breaking the North American mark set by the band in 1994. On 18 February 2006 the band played a free concert to over one million people at the Copacabana beach in Rio de Janeiro—one of the largest rock concerts of all time.[277]
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After performances in Japan, China, Australia and New Zealand in March/April 2006, the Stones' tour took a scheduled break before proceeding to Europe. During the break Keith Richards was hospitalised in New Zealand for cranial surgery after a fall from a tree on Fiji, where he had been on holiday. The incident led to a six-week delay in launching the European leg of the tour.[278][279] In June 2006 it was reported that Ronnie Wood was continuing his alcohol abuse rehabilitation programme,[280][281] but this did not affect the rearranged European tour schedule. Mick Jagger's throat problems forced the cancellation of two of the 21 shows scheduled for July–September 2006.[282] The Stones returned to North America for concerts in September 2006, and returned to Europe on 5 June 2007. By November 2006, the Bigger Bang tour had been declared the highest-grossing tour of all time.[283]
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Martin Scorsese filmed the Stones performances at New York City's Beacon Theatre on 29 October and 1 November 2006 for the documentary film, Shine a Light, released in 2008. The film features guest appearances by Buddy Guy, Jack White, and Christina Aguilera.[284] An accompanying soundtrack, also titled Shine a Light, was released in April 2008 and reached No. 2 in the UK and No. 11 in the US.[285] The album's debut at No. 2 on the UK charts was the highest position for a Rolling Stones concert album since Get Yer Ya-Ya's Out! The Rolling Stones in Concert in 1970. At the Beacon Theater show, music executive Ahmet Ertegun fell and later died from his injuries.[286]
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The band toured Europe throughout June–August 2007. 12 June 2007 saw the release of the band's second four-disc DVD set: The Biggest Bang, a seven-hour film featuring their shows in Austin, Rio de Janeiro, Saitama, Shanghai and Buenos Aires, along with extras. On 10 June 2007, the band performed their first gig at a festival in 30 years, at the Isle of Wight Festival, to a crowd of 65,000 and were joined onstage by Amy Winehouse.[287] On 26 August 2007, they played their last concert of the Bigger Bang tour at the O2 Arena in London. At the conclusion of the tour, the band had grossed a record-setting $558 million[288] and were listed in the latest edition of Guinness World Records which stated the record was for gross receipts of $437 million.
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Mick Jagger released a compilation of his solo work called The Very Best of Mick Jagger, including three unreleased songs, on 2 October 2007. It reached No. 57 in the UK and No. 77 in the US. On 12 November 2007, ABKCO released Rolled Gold: The Very Best of the Rolling Stones (UK 26), a double-CD remake of the 1975 compilation Rolled Gold.[289]
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In July 2008 the Rolling Stones left EMI to sign with Vivendi's Universal Music, taking with them their catalogue stretching back to Sticky Fingers. New music released by the band while under this contract was to be issued through Universal's Polydor label.[290] Mercury Records was to hold the US rights to the pre-1994 material, while the post-1994 material was to be handled by Interscope Records (once a subsidiary of Atlantic).[291]
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During the autumn, Jagger and Richards worked with producer Don Was to add new vocals and guitar parts to ten unfinished songs from the Exile on Main St. sessions. Jagger and Mick Taylor also recorded a session together in London where Taylor added lead guitar to what would be the expanded album's single, "Plundered My Soul".[292] On 17 April 2010, the band released a limited edition 7-inch vinyl single of the previously unreleased track "Plundered My Soul" as part of Record Store Day. The track, part of the group's 2010 re-issue of Exile on Main St., was combined with "All Down the Line" as its B-side.[293] The band appeared at the Cannes Festival for the premiere of the documentary Stones in Exile (directed by Stephen Kijak[294]) about the recording of the album Exile on Main St..[294] On 23 May, the re-issue of Exile on Main St. reached No. 1 on the UK charts, almost 38 years to the week after it first occupied that position. The band became the first act to see a classic work return to No. 1 decades after it was first released.[295] In the US, the album re-entered the charts at No. 2.[296]
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Loewenstein proposed to the band that they wind down their recording and touring activity and sell off their assets. The band disagreed, and that year Loewenstein parted from the band[297] after four decades as their manager, later writing the memoir A Prince Among Stones.[298] Joyce Smyth, a lawyer who had long been working for the Stones, took over as their full-time manager in 2010.[299][300] Smyth would go on to win Top Manager in the 2019 Billboard Live Music Awards.[301]
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In October 2010, the Stones released Ladies and Gentlemen: The Rolling Stones to cinemas and later on to DVD. A digitally remastered version of the film was shown in select cinemas across the United States. Although originally released to cinemas in 1974, it had never been available for home release apart from bootleg recordings.[302] In October 2011, the Stones released The Rolling Stones: Some Girls Live In Texas '78 to cinemas. A digitally remastered version of the film was shown in select cinemas across the US. This live performance was recorded during one show in Ft. Worth, Texas in support of their 1978 US Tour and their album Some Girls. The film was released on (DVD/Blu-ray Disc) on 15 November 2011.[303] On 21 November, the band reissued Some Girls as a 2 CD deluxe edition. The second CD included twelve previously unreleased tracks (except "So Young", which was a B-side to "Out of Tears") from the sessions with mostly newly recorded vocals by Jagger.[304]
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The Rolling Stones celebrated their 50th anniversary in the summer of 2012 by releasing the book The Rolling Stones: 50.[305] A new take on the band's lip-and-tongue logo, designed by Shepard Fairey, was also revealed and used during the celebrations.[306] Jagger's brother Chris performed a gig at The Rolling Stones Museum in Slovenia in conjunction with the celebrations.[307]
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The documentary Crossfire Hurricane, directed by Brett Morgen, was released in October 2012. He conducted approximately fifty hours of interviews for the film, including extensive interviews with Wyman and Taylor.[308] This was the first official career-spanning documentary since 25x5: The Continuing Adventures of the Rolling Stones, filmed for their 25th anniversary in 1989.[233] A new compilation album, GRRR!, was released on 12 November. Available in four different formats, it included two new tracks, "Doom and Gloom" and "One More Shot", recorded at Studio Guillaume Tell in Paris, France, in the last few weeks of August 2012.[309] The album went on to sell over two million copies worldwide.[274] The music video for "Doom and Gloom" featuring Noomi Rapace was released on 20 November.[310]
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In November 2012, the Stones began their 50 & Counting... tour at London's O2 Arena, where they were joined by Jeff Beck.[311] At their second show in London Eric Clapton and Florence Welch joined the group onstage.[312] Their third anniversary concert took place on 8 December at the Barclays Center, Brooklyn, New York.[312] The last two dates were at the Prudential Center in Newark, New Jersey, on 13 and 15 December. Bruce Springsteen and blues rock band the Black Keys joined the band on the final night.[312][313] They also played two songs at 12-12-12: The Concert for Sandy Relief.[314]
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The Stones played nineteen shows in the U.S. in spring 2013, before returning to the UK. On 29 June, the band performed at the 2013 Glastonbury Festival.[315] They returned to Hyde Park in July, though it was not free like the 1969 concert.[316] They performed the same set list as their 1969 concert at the venue.[317] Hyde Park Live, a live album recorded at the two Hyde Park gigs on 6 and 13 July, was released exclusively as a digital download through iTunes later that month.[318][319] A live DVD, Sweet Summer Sun: Live in Hyde Park, was released on 11 November.[320]
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In February 2014, the band embarked on their 14 On Fire tour spanning the Middle East, Asia, Australia and Europe, scheduled to last through to the summer.[321] On 17 March, Jagger's long-time partner L'Wren Scott died suddenly, resulting in the cancellation and rescheduling of the opening tour dates to October.[322] On 4 June, the Rolling Stones performed for the first time in Israel. Haaretz described the concert as being "Historic with a capital H".[323] In a 2015 interview with Jagger, when asked if retirement crosses his mind he stated, "Nah, not in the moment. I'm thinking about what the next tour is. I'm not thinking about retirement. I'm planning the next set of tours, so the answer is really, 'No, not really.'"[324]
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The Stones embarked on their Latin American tour in February 2016.[326][327] On 25 March, the band played a bonus show, a free open air concert in Havana, Cuba.[325] In June of that year, the Rolling Stones released, Totally Stripped, an expanded and reconceived edition of Stripped, in multiple formats.[328] Their concert on 25 March 2016 in Cuba was commemorated in the film Havana Moon. It premiered on 23 September for one night only in more than a thousand theatres worldwide.[329][330] The film Olé Olé Olé: A Trip Across Latin America, a documentary of their 2016 Latin America tour,[331] was shown in cinemas on 12 December for one night only.[332] Olé Olé Olé: A Trip Across Latin America came out on DVD and Blu-ray 26 May 2017.[332][333] The Stones performed at the Desert Trip festival held in Indio, California, playing two nights, 7 and 14 October, the same nights as Bob Dylan.[334]
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The band released Blue & Lonesome on 2 December 2016. The album consisted of 12 blues covers of artists like Howlin' Wolf, Jimmy Reed and Little Walter.[335][336] Recording took place in British Grove Studios, London, in December 2015, and featured Eric Clapton on two tracks.[337] The album reached No. 1 in the UK, the second-highest opening sales week for an album that year.[338] It also debuted at No. 4 on the Billboard 200.[339]
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In July 2017, the Toronto Sun reported that the Stones were getting ready to record their first album of original material in more than a decade.[340] The album On Air, a collection of 18 recordings the band performed on the BBC between 1963 and 1965, was released in December 2017. The compilation featured eight songs the band had never recorded or released commercially.[341]
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In May 2017, the No Filter Tour was announced, with fourteen shows in twelve different venues across Europe in September and October of the same year.[342] It was later extended throughout July 2018, adding fourteen new dates across the UK and Europe, making it the band's first UK tour since 2006.[343] In November 2018, the Stones announced plans to bring the No Filter Tour to U.S. stadiums in 2019, with 13 shows set to run from April to June.[344] In March 2019, it was announced that Jagger would be undergoing heart valve replacement surgery, forcing the band to postpone the 17-date North American leg of their No Filter Tour.[345] On 4 April 2019, it was announced that Jagger had completed his heart valve procedure in New York, was recovering (in hospital) after a successful operation, and could be released in the following few days.[346][347][348] On 16 May, the Rolling Stones announced that the No Filter Tour would resume on 21 June with the 17 postponed dates rescheduled up to the end of August.[349] In March 2020, the No Filter Tour was postponed due to the COVID-19 pandemic.[350]
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The Rolling Stones – featuring Jagger, Richards, Watts, and Wood at their own homes – were one of the headline acts on Global Citizen's One World: Together at Home on-line and on-screen concert on 18 April 2020, a global event featuring dozens of artists and comedians to support frontline healthcare workers and the World Health Organization during the COVID-19 pandemic.[351] On 23 April, Jagger announced through his Facebook page the release (the same day at 5pm BST) of the single "Living in a Ghost Town", a brand new Rolling Stones song recorded in LA and London in 2019 and finished in isolation[352] (part of the new material that the band was recording in the studio prior to the COVID-19 lockdown), a song that the band "thought would resonate through the times we're living in"[353] and their first original one since 2012.[354]
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The band’s 1973 album, Goats Head Soup, will be reissued on 4 September 2020 and will feature never before released outtakes such as "Criss Cross", which was released as a single and music video on 9 July 2020, "Scarlet", featuring Jimmy Page, and "All the Rage".[355]
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The Rolling Stones have assimilated various musical genres into their own collective sound. Throughout the band's career, their musical contributions have been marked by a continual reference and reliance on musical styles including blues, psychedelia, R&B, country, folk, reggae, dance, and world music, exemplified by Jones' collaboration with the Master Musicians of Jajouka, as well as traditional English styles that use stringed instruments like harps. Brian Jones experimented with the use of non-traditional instruments such as the sitar and slide guitar in their early days.[356][357][358] The group started out covering early rock 'n' roll and blues songs, and have never stopped playing live or recording cover songs.[359]
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Jagger and Richards had a shared admiration of Jimmy Reed, Muddy Waters,[360] and Howlin' Wolf.[360] Little Walter influenced Brian Jones. Richards recalls, "He was more into T-Bone Walker and jazz blues stuff. We'd turn him onto Chuck Berry and say, 'Look, it's all the same shit, man, and you can do it.'"[12] Charlie Watts, a traditional jazz drummer,[361][362] was also introduced to the blues through his association with the pair. "Keith and Brian turned me on to Jimmy Reed and people like that. I learned that Earl Phillips was playing on those records like a jazz drummer, playing swing, with a straight four."[363] Jagger, recalling when he first heard the likes of Chuck Berry, Bo Diddley, Muddy Waters, Fats Domino, and other major American R&B artists, said it "seemed the most real thing"[364] he had heard up to that point. Similarly, Keith Richards, describing the first time he listened to Muddy Waters, said it was the "most powerful music [he had] ever heard ... the most expressive".[364][365] He also recalled, "when you think of some dopey, spotty seventeen year old from Dartford, who wants to be Muddy Waters—and there were a lot of us—in a way, very pathetic, but in another way, [it was] very ... heartwarming".[366]
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Despite the Rolling Stones' predilection for blues and R&B numbers on their early live set lists, the first original compositions by the band reflected a more wide-ranging interest. Critic Richie Unterberger described the first Jagger/Richards single, "Tell Me (You're Coming Back)", as a "pop rock ballad ... When [Jagger and Richards] began to write songs, they were usually not derived from the blues, but were often surprisingly fey, slow, Mersey-type pop numbers".[367] "As Tears Go By", the ballad originally written for Marianne Faithfull, was one of the first songs written by Jagger and Richards and one of many written by the duo for other artists. Jagger said of the song, "It's a relatively mature song considering the rest of the output at the time. And we didn't think of [recording] it, because the Rolling Stones were a butch blues group."[368] The Rolling Stones did later record a version which became a top five hit in the US.[369]
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Of their early writing experience, Richards said,
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The amazing thing is that although Mick and I thought these songs were really puerile and kindergarten-time, every one that got put out made a decent showing in the charts. That gave us extraordinary confidence to carry on, because at the beginning songwriting was something we were going to do in order to say to Andrew [Loog Oldham], 'Well, at least we gave it a try ...'[72]
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Jagger said,
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We were very pop-orientated. We didn't sit around listening to Muddy Waters; we listened to everything. In some ways it's easy to write to order ... Keith and I got into the groove of writing those kind of tunes; they were done in ten minutes. I think we thought it was a bit of a laugh, and it turned out to be something of an apprenticeship for us.[72]
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The writing of "The Last Time", the Rolling Stones' first major single, proved a turning point. Richards called it "a bridge into thinking about writing for the Stones. It gave us a level of confidence; a pathway of how to do it."[83] The song was based on a traditional gospel song popularised by the Staple Singers, but the Rolling Stones' number features a distinctive guitar riff, played by Brian Jones.[370] Prior to the emergence of Jagger/Richards as the Stones' songwriters, the band members occasionally were given collective credit under the pseudonym Nanker Phelge. Some songs attributed to Nanker Phelge have been re-attributed to Jagger/Richards.[371]
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Beginning with Jones and continuing with Wood, the Rolling Stones have developed what Richards refers to as the "ancient art of weaving" responsible for part of their sound – the interplay between two guitarists on stage.[372] Unlike most bands, the Stones follow Richards' lead rather than the drummer's (Watts).[373][374] Likewise, Watts is primarily a jazz player who was able to bring that genre's influences to the style of the band's drumming.[361][362] The following of Richards' lead has led to conflicts between Jagger and Richards and they have been known to annoy one another, but they have both agreed it makes a better record; Watts in particular has praised Jagger's production skills.[375] In the studio, the band have tended to use a fluid personnel for recordings and not use the same players for each song. Guest pianists were commonplace on recordings; several songs on Beggars Banquet are driven by Nicky Hopkins' piano playing. On Exile on Main St., Richards plays bass on three tracks while Taylor plays on four.[376]
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Richards started using open tunings for rhythm parts (often in conjunction with a capo), most prominently an open-E or open-D tuning in 1968. Beginning in 1969, he often used 5-string open-G tuning (with the lower 6th string removed), as heard on the 1969 single "Honky Tonk Women", "Brown Sugar" (Sticky Fingers, 1971), "Tumbling Dice" (capo IV), "Happy" (capo IV) (Exile on Main St., 1972), and "Start Me Up" (Tattoo You, 1981).[377]
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The feuds between Jagger and Richards originated in the 1970s when Richards was a heroin addict,[378][379] resulting in Jagger managing the band's affairs for many years.[380] When Richards got himself off heroin and became more present in decision making, Jagger was not used to it and did not like his authority diminished. This led to the period Richards has referred to as "World War III".[381]
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Musical collaboration between members of the band and supporting musicians was key, due to the fluid lineups typically experienced by the band in the studio,[382][383] as tracks tended to be recorded "by whatever members of the group happened to be around at the time of the sessions".[383] Over time, Jagger has developed into the template for rock frontmen and, with the help of the Stones, has, in the words of the Telegraph, "changed music" through his contributions to it as a pioneer of the modern music industry.[384]
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Since their formation in 1962, the Rolling Stones have survived multiple feuds.[385][386] They have released 30 studio albums, 23 live albums, 25 compilation albums and 120 singles.[387] According to OfficialCharts.com, the Stones are ranked the fourth bestselling group of all time. Their top single is "(I Can't Get No) Satisfaction",[388] regarded by many at the time as "the classic example of rock and roll".[360] The Stones contributed to the blues lexicon, creating their own "codewords" and slang, such as "losing streak" for menstrual period, which they have used throughout their catalogue of songs.[360] The band has been viewed as the musical "vanguard of a major transfusion" of various cultural attitudes, making them accessible to youth in both America and Britain.[360] Muddy Waters was quoted as saying that the Rolling Stones and other English bands piqued the interest of American youth in blues musicians. After they came to the United States, sales of Waters' albums—and those of other blues musicians—increased public interest,[389] thus helping to reconnect the country with its own music.[390]
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The Rolling Stones have sold over 240 million albums worldwide[387] and have held over 48 tours of varying length, including three of the highest-grossing tours of all time: Bridges to Babylon Tour,[4] Voodoo Lounge Tour,[248] and A Bigger Bang Tour.[391] In May 2013, Rolling Stone magazine declared them the "most definitional band that rock & roll has produced".[385] The Telegraph called Mick Jagger "the Rolling Stone who changed music".[392] The band has been the subject of numerous documentaries and were inducted into the Rock and Roll Hall of Fame by Pete Townshend in 1989.[393][394] The Rolling Stones have inspired and mentored new generations of musical artists both as a band[395] and individually.[396][397] They are also credited with changing the "whole business model of popular music".[392] In a review of the band's 2020 acoustic rendition of "You Can't Always Get What You Want" for Global Citizen's One World: Together At Home on-line and on-screen concert, Billboard stated that they are "still the masters of delivering unforgettable live performances."[398]
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The band has received, and been nominated for multiple awards during their 57 years together including: three Grammy awards (and 12 nominations),[399] the Juno award for International Entertainer of the Year in 1991,[400] U.K.'s Jazz FM Awards Album of the Year (2017) for their album Blue & Lonesome,[401] and NME (New Musical Express) awards such as best live band and the NME award for best music film, for their documentary Crossfire Hurricane.[402]
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On Jagger's 75th birthday, scientists named seven fossil stoneflies after present and former members of the band. Two species, Petroperla mickjaggeri and Lapisperla keithrichardsi, were placed within a new family Petroperlidae. The new family was named in honour of the Rolling Stones, derived from the Greek "petra" that stands for "stone". The scientists referred to the fossils as "Rolling Stoneflies".[403] This theme was continued when NASA named a rock disturbed by the thrusters of the Mars InSight Lander "Rolling Stones Rock", as announced by Robert Downey Jr. during the band's 22 August 2019 performance in Pasadena, California.[404]
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The Rolling Stones have performed more than two thousand concerts around the world.[405] Their first concert was on 12 July 1962 at the Marquee Club in London.[406] The most documented of the band's concerts is the Altamont Free Concert at the Altamont Speedway in 1969. The Hells Angels biker gang provided security. They stabbed and beat an audience member, Meredith Hunter to death.[407] Albert and David Maysles documented part of the tour and the Altamont concert in their film Gimme Shelter.[408]
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From small clubs and hotels in London with little room for Jagger to move around[409][410] to selling out stadiums worldwide, Rolling Stones tours have changed significantly over the decades. The Stones' early setups were simple compared to what they became later in the band's career when elaborate stage designs, pyrotechnics and giant screens were used. By the time the Stones toured America in 1969, they began to fill large halls and arenas, such as The Forum in Inglewood, California.[411] They were also using more equipment, including lighting rigs and better sound equipment than they had used in clubs.[411] The 1969 tour is considered a "great watershed tour" by Mick Jagger because they "started hanging the sound and therefore hanging the lights".[412] Attributing the birth of arena rock to the Stones 1969 US tour, The Guardian ranked it 19 on their list of the 50 key events in rock music history.[413] Before this tour the loudest sound at large-capacity shows was often the crowd, so the Stones used lighting and sound systems that ensured they could be seen and heard in the biggest arenas. The Guardian commented that their "combination of front-of-house excellence and behind the scenes savvy took the business of touring to an entirely new level."[413] During the 1972 tour, the Stones developed a complex light show which included giant mirrors that bounced the light off them.[414][415]
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During the 1975 Tour of the Americas, arena shows became an industry for the band, and the Stones hired a new lighting director, Jules Fisher.[416] The props the band used on stage increased in both size and sophistication, similar to those on Broadway.[412] They started to use multiple stages, from which they would select for a particular show. On this tour they had two versions of what Jagger referred to as the "lotus stage". One version had a large Venetian (cylindrical) curtain, and the other had leaves that began in a folded up position and opened during the beginning of the concert.[412] This period also included a variety of props, including inflatable penises and other gimmicks,[412] and incorporated a number of circus tricks.[412]
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… at the beginning of the show the stage was completely covered with a kind of sheath gauze. I had to get inside the lotus, climb up a ladder and hang on like grim death to one of the petals, which then opened to reveal the band playing.
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During the 1981–1982 American tour, the Stones worked with Japanese designer Kazuhide Yamazari in constructing their stages for stadium-sized locations and audiences.[417] During this period, stages increased in size to include runways and movable sections of the stage going out into the audience.[410][417] This tour used coloured panels and was one of the last Stones tours to do so before switching to devices such as video screens.[410] Stadium shows provided a new challenge for the band. The venues were large enough in size that the band became "like ants" to audience members.[410] This resulted in Jagger having to project himself "over the footlights" and the band needing to use more gimmicks, such as pyrotechnics, lights and video screens.[410]
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When you're out there in this vast stadium, you have to physically tiny up on stage, so that's why on the 1981-2 tour we had those coloured panels and later we started using devices like video screens. We became very aware of not being seen, of just being there like ants. Mick is the one who really has to project himself over the footlights. And when the show gets that big, you need a little extra help, you need a couple of gimmicks, as we call it, in the show. You need fireworks, you need lights, you need a bit of theatre.
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As time went on, their props and stage equipment became increasingly sophisticated. When the Stones began to fill stadium-sized venues, or larger, they ran into the problem of the audience no longer being able to see them. This was particularly the case when they performed a free concert for an estimated 1.5 million people[418] in Rio de Janeiro on the A Bigger Bang tour in 2006.[419] The show required over 500 lights, hundreds of speakers, and a video screen almost thirteen metres (43 ft) in length.[420][421][422] Due to the 2.5 km (1.6 mi) length of the beach on which the Stones performed,[422] sound systems had to be set up in a relay pattern down the length of the beach, to keep the sound in sync with the music from the stage;[422] for every three hundred and forty metres (1,120 ft) of beach, the sound had to be delayed an additional second.[421][422]
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Studio albums
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+
Romanticism (also known as the Romantic era) was an artistic, literary, musical and intellectual movement that originated in Europe towards the end of the 18th century, and in most areas was at its peak in the approximate period from 1800 to 1890. Romanticism was characterized by its emphasis on emotion and individualism as well as glorification of all the past and nature, preferring the medieval rather than the classical. It was partly a reaction to the Industrial Revolution,[1] the aristocratic social and political norms of the Age of Enlightenment, and the scientific rationalization of nature—all components of modernity.[2] It was embodied most strongly in the visual arts, music, and literature, but had a major impact on historiography,[3] education,[4] chess, social sciences, and the natural sciences.[5][failed verification] It had a significant and complex effect on politics, with romantic thinkers influencing liberalism, radicalism, conservatism, and nationalism.[6]
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The movement emphasized intense emotion as an authentic source of aesthetic experience, placing new emphasis on such emotions as apprehension, horror and terror, and awe—especially that experienced in confronting the new aesthetic categories of the sublimity and beauty of nature. It elevated folk art and ancient custom to something noble, but also spontaneity as a desirable characteristic (as in the musical impromptu). In contrast to the Rationalism and Classicism of the Enlightenment, Romanticism revived medievalism[7] and elements of art and narrative perceived as authentically medieval in an attempt to escape population growth, early urban sprawl, and industrialism.
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Although the movement was rooted in the German Sturm und Drang movement, which preferred intuition and emotion to the rationalism of the Enlightenment, the events and ideologies of the French Revolution were also proximate factors. Romanticism assigned a high value to the achievements of "heroic" individualists and artists, whose examples, it maintained, would raise the quality of society. It also promoted the individual imagination as a critical authority allowed of freedom from classical notions of form in art. There was a strong recourse to historical and natural inevitability, a Zeitgeist, in the representation of its ideas. In the second half of the 19th century, Realism was offered as a polar opposite to Romanticism.[8] The decline of Romanticism during this time was associated with multiple processes, including social and political changes and the spread of nationalism.[9]
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The nature of Romanticism may be approached from the primary importance of the free expression of the feelings of the artist. The importance the Romantics placed on emotion is summed up in the remark of the German painter Caspar David Friedrich, "the artist's feeling is his law".[10] For William Wordsworth, poetry should begin as "the spontaneous overflow of powerful feelings", which the poet then "recollect[s] in tranquility", evoking a new but corresponding emotion the poet can then mold into art.[11]
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To express these feelings, it was considered the content of art had to come from the imagination of the artist, with as little interference as possible from "artificial" rules dictating what a work should consist of. Samuel Taylor Coleridge and others believed there were natural laws the imagination—at least of a good creative artist—would unconsciously follow through artistic inspiration if left alone.[12] As well as rules, the influence of models from other works was considered to impede the creator's own imagination, so that originality was essential. The concept of the genius, or artist who was able to produce his own original work through this process of creation from nothingness, is key to Romanticism, and to be derivative was the worst sin.[13][14][15] This idea is often called "romantic originality".[16] Translator and prominent Romantic August Wilhelm Schlegel argued in his Lectures on Dramatic Arts and Letters that the most phenomenal power of human nature is its capacity to divide and diverge into opposite directions.[17]
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Not essential to Romanticism, but so widespread as to be normative, was a strong belief and interest in the importance of nature. This particularly in the effect of nature upon the artist when he is surrounded by it, preferably alone. In contrast to the usually very social art of the Enlightenment, Romantics were distrustful of the human world, and tended to believe a close connection with nature was mentally and morally healthy. Romantic art addressed its audiences with what was intended to be felt as the personal voice of the artist. So, in literature, "much of romantic poetry invited the reader to identify the protagonists with the poets themselves".[18]
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According to Isaiah Berlin, Romanticism embodied "a new and restless spirit, seeking violently to burst through old and cramping forms, a nervous preoccupation with perpetually changing inner states of consciousness, a longing for the unbounded and the indefinable, for perpetual movement and change, an effort to return to the forgotten sources of life, a passionate effort at self-assertion both individual and collective, a search after means of expressing an unappeasable yearning for unattainable goals".[19]
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The group of words with the root "Roman" in the various European languages, such as "romance" and "Romanesque", has a complicated history. By the 1700s, European languages – notably German, French and Russian – were using the term "Roman" in the sense of the English word "novel", i.e. a work of popular narrative fiction.[20] This usage derived from the term "Romance languages", which referred to vernacular (or popular) language in contrast to formal Latin.[20] Most such novels took the form of "chivalric romance", tales of adventure, devotion and honour.[21]
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The founders of Romanticism, critics August and Friedrich, began to speak of romantische Poesie ("romantic poetry") in the 1790s, contrasting it with "classic" but in terms of spirit rather than merely dating. Friedrich Schlegel wrote in his 1800 essay Gespräch über die Poesie ("Dialogue on Poetry"): "I seek and find the romantic among the older moderns, in Shakespeare, in Cervantes, in Italian poetry, in that age of chivalry, love and fable, from which the phenomenon and the word itself are derived."[22][23]
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The modern sense of the term spread more widely in France by its persistent use by Germaine de Staël in her De l'Allemagne (1813), recounting her travels in Germany.[24] In England Wordsworth wrote in a preface to his poems of 1815 of the "romantic harp" and "classic lyre",[24] but in 1820 Byron could still write, perhaps slightly disingenuously, "I perceive that in Germany, as well as in Italy, there is a great struggle about what they call 'Classical' and 'Romantic', terms which were not subjects of classification in England, at least when I left it four or five years ago".[25] It is only from the 1820s that Romanticism certainly knew itself by its name, and in 1824 the Académie française took the wholly ineffective step of issuing a decree condemning it in literature.[26]
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The period typically called Romantic varies greatly between different countries and different artistic media or areas of thought. Margaret Drabble described it in literature as taking place "roughly between 1770 and 1848",[27] and few dates much earlier than 1770 will be found. In English literature, M. H. Abrams placed it between 1789, or 1798, this latter a very typical view, and about 1830, perhaps a little later than some other critics.[28] Others have proposed 1780–1830.[29] In other fields and other countries the period denominated as Romantic can be considerably different; musical Romanticism, for example, is generally regarded as only having ceased as a major artistic force as late as 1910, but in an extreme extension the Four Last Songs of Richard Strauss are described stylistically as "Late Romantic" and were composed in 1946–48.[30] However, in most fields the Romantic period is said to be over by about 1850, or earlier.
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The early period of the Romantic era was a time of war, with the French Revolution (1789–1799) followed by the Napoleonic Wars until 1815. These wars, along with the political and social turmoil that went along with them, served as the background for Romanticism.[31] The key generation of French Romantics born between 1795–1805 had, in the words of one of their number, Alfred de Vigny, been "conceived between battles, attended school to the rolling of drums".[32] According to Jacques Barzun, there were three generations of Romantic artists. The first emerged in the 1790s and 1800s, the second in the 1820s, and the third later in the century.[33]
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The more precise characterization and specific definition of Romanticism has been the subject of debate in the fields of intellectual history and literary history throughout the 20th century, without any great measure of consensus emerging. That it was part of the Counter-Enlightenment, a reaction against the Age of Enlightenment, is generally accepted in current scholarship. Its relationship to the French Revolution, which began in 1789 in the very early stages of the period, is clearly important, but highly variable depending on geography and individual reactions. Most Romantics can be said to be broadly progressive in their views, but a considerable number always had, or developed, a wide range of conservative views,[34] and nationalism was in many countries strongly associated with Romanticism, as discussed in detail below.
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In philosophy and the history of ideas, Romanticism was seen by Isaiah Berlin as disrupting for over a century the classic Western traditions of rationality and the idea of moral absolutes and agreed values, leading "to something like the melting away of the very notion of objective truth",[35] and hence not only to nationalism, but also fascism and totalitarianism, with a gradual recovery coming only after World War II.[36] For the Romantics, Berlin says,
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in the realm of ethics, politics, aesthetics it was the authenticity and sincerity of the pursuit of inner goals that mattered; this applied equally to individuals and groups—states, nations, movements. This is most evident in the aesthetics of romanticism, where the notion of eternal models, a Platonic vision of ideal beauty, which the artist seeks to convey, however imperfectly, on canvas or in sound, is replaced by a passionate belief in spiritual freedom, individual creativity. The painter, the poet, the composer do not hold up a mirror to nature, however ideal, but invent; they do not imitate (the doctrine of mimesis), but create not merely the means but the goals that they pursue; these goals represent the self-expression of the artist's own unique, inner vision, to set aside which in response to the demands of some "external" voice—church, state, public opinion, family friends, arbiters of taste—is an act of betrayal of what alone justifies their existence for those who are in any sense creative.[37]
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Arthur Lovejoy attempted to demonstrate the difficulty of defining Romanticism in his seminal article "On The Discrimination of Romanticisms" in his Essays in the History of Ideas (1948); some scholars see Romanticism as essentially continuous with the present, some like Robert Hughes see in it the inaugural moment of modernity,[38] and some like Chateaubriand, Novalis and Samuel Taylor Coleridge see it as the beginning of a tradition of resistance to Enlightenment rationalism—a "Counter-Enlightenment"—[39][40] to be associated most closely with German Romanticism. An earlier definition comes from Charles Baudelaire: "Romanticism is precisely situated neither in choice of subject nor exact truth, but in the way of feeling."[41]
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The end of the Romantic era is marked in some areas by a new style of Realism, which affected literature, especially the novel and drama, painting, and even music, through Verismo opera. This movement was led by France, with Balzac and Flaubert in literature and Courbet in painting; Stendhal and Goya were important precursors of Realism in their respective media. However, Romantic styles, now often representing the established and safe style against which Realists rebelled, continued to flourish in many fields for the rest of the century and beyond. In music such works from after about 1850 are referred to by some writers as "Late Romantic" and by others as "Neoromantic" or "Postromantic", but other fields do not usually use these terms; in English literature and painting the convenient term "Victorian" avoids having to characterise the period further.
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In northern Europe, the Early Romantic visionary optimism and belief that the world was in the process of great change and improvement had largely vanished, and some art became more conventionally political and polemical as its creators engaged polemically with the world as it was. Elsewhere, including in very different ways the United States and Russia, feelings that great change was underway or just about to come were still possible. Displays of intense emotion in art remained prominent, as did the exotic and historical settings pioneered by the Romantics, but experimentation with form and technique was generally reduced, often replaced with meticulous technique, as in the poems of Tennyson or many paintings. If not realist, late 19th-century art was often extremely detailed, and pride was taken in adding authentic details in a way that earlier Romantics did not trouble with. Many Romantic ideas about the nature and purpose of art, above all the pre-eminent importance of originality, remained important for later generations, and often underlie modern views, despite opposition from theorists.
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In literature, Romanticism found recurrent themes in the evocation or criticism of the past, the cult of "sensibility" with its emphasis on women and children, the isolation of the artist or narrator, and respect for nature. Furthermore, several romantic authors, such as Edgar Allan Poe and Nathaniel Hawthorne, based their writings on the supernatural/occult and human psychology. Romanticism tended to regard satire as something unworthy of serious attention, a prejudice still influential today.[42] The Romantic movement in literature was preceded by the Enlightenment and succeeded by Realism.
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Some authors cite 16th-century poet Isabella di Morra as an early precursor of Romantic literature. Her lyrics covering themes of isolation and loneliness, which reflected the tragic events of her life, are considered "an impressive prefigurement of Romanticism",[43] differing from the Petrarchist fashion of the time based on the philosophy of love.
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The precursors of Romanticism in English poetry go back to the middle of the 18th century, including figures such as Joseph Warton (headmaster at Winchester College) and his brother Thomas Warton, Professor of Poetry at Oxford University.[44] Joseph maintained that invention and imagination were the chief qualities of a poet. The Scottish poet James Macpherson influenced the early development of Romanticism with the international success of his Ossian cycle of poems published in 1762, inspiring both Goethe and the young Walter Scott. Thomas Chatterton is generally considered the first Romantic poet in English.[45] Both Chatterton and Macpherson's work involved elements of fraud, as what they claimed was earlier literature that they had discovered or compiled was, in fact, entirely their own work. The Gothic novel, beginning with Horace Walpole's The Castle of Otranto (1764), was an important precursor of one strain of Romanticism, with a delight in horror and threat, and exotic picturesque settings, matched in Walpole's case by his role in the early revival of Gothic architecture. Tristram Shandy, a novel by Laurence Sterne (1759–67), introduced a whimsical version of the anti-rational sentimental novel to the English literary public.
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An early German influence came from Johann Wolfgang von Goethe, whose 1774 novel The Sorrows of Young Werther had young men throughout Europe emulating its protagonist, a young artist with a very sensitive and passionate temperament. At that time Germany was a multitude of small separate states, and Goethe's works would have a seminal influence in developing a unifying sense of nationalism. Another philosophic influence came from the German idealism of Johann Gottlieb Fichte and Friedrich Schelling, making Jena (where Fichte lived, as well as Schelling, Hegel, Schiller and the brothers Schlegel) a centre for early German Romanticism (see Jena Romanticism). Important writers were Ludwig Tieck, Novalis (Heinrich von Ofterdingen, 1799), Heinrich von Kleist and Friedrich Hölderlin. Heidelberg later became a centre of German Romanticism, where writers and poets such as Clemens Brentano, Achim von Arnim, and Joseph Freiherr von Eichendorff (Aus dem Leben eines Taugenichts) met regularly in literary circles.
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Important motifs in German Romanticism are travelling, nature, for example the German Forest, and Germanic myths. The later German Romanticism of, for example E. T. A. Hoffmann's Der Sandmann (The Sandman), 1817, and Joseph Freiherr von Eichendorff's Das Marmorbild (The Marble Statue), 1819, was darker in its motifs and has gothic elements. The significance to Romanticism of childhood innocence, the importance of imagination, and racial theories all combined to give an unprecedented importance to folk literature, non-classical mythology and children's literature, above all in Germany. Brentano and von Arnim were significant literary figures who together published Des Knaben Wunderhorn ("The Boy's Magic Horn" or cornucopia), a collection of versified folk tales, in 1806–08. The first collection of Grimms' Fairy Tales by the Brothers Grimm was published in 1812.[46] Unlike the much later work of Hans Christian Andersen, who was publishing his invented tales in Danish from 1835, these German works were at least mainly based on collected folk tales, and the Grimms remained true to the style of the telling in their early editions, though later rewriting some parts. One of the brothers, Jacob, published in 1835 Deutsche Mythologie, a long academic work on Germanic mythology.[47] Another strain is exemplified by Schiller's highly emotional language and the depiction of physical violence in his play The Robbers of 1781.
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In English literature, the key figures of the Romantic movement are considered to be the group of poets including William Wordsworth, Samuel Taylor Coleridge, John Keats, Lord Byron, Percy Bysshe Shelley and the much older William Blake, followed later by the isolated figure of John Clare; also such novelists as Walter Scott from Scotland and Mary Shelley, and the essayists William Hazlitt and Charles Lamb. The publication in 1798 of Lyrical Ballads, with many of the finest poems by Wordsworth and Coleridge, is often held to mark the start of the movement. The majority of the poems were by Wordsworth, and many dealt with the lives of the poor in his native Lake District, or his feelings about nature—which he more fully developed in his long poem The Prelude, never published in his lifetime. The longest poem in the volume was Coleridge's The Rime of the Ancient Mariner, which showed the Gothic side of English Romanticism, and the exotic settings that many works featured. In the period when they were writing, the Lake Poets were widely regarded as a marginal group of radicals, though they were supported by the critic and writer William Hazlitt and others.
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In contrast, Lord Byron and Walter Scott achieved enormous fame and influence throughout Europe with works exploiting the violence and drama of their exotic and historical settings; Goethe called Byron "undoubtedly the greatest genius of our century".[48] Scott achieved immediate success with his long narrative poem The Lay of the Last Minstrel in 1805, followed by the full epic poem Marmion in 1808. Both were set in the distant Scottish past, already evoked in Ossian; Romanticism and Scotland were to have a long and fruitful partnership. Byron had equal success with the first part of Childe Harold's Pilgrimage in 1812, followed by four "Turkish tales", all in the form of long poems, starting with The Giaour in 1813, drawing from his Grand Tour, which had reached Ottoman Europe, and orientalizing the themes of the Gothic novel in verse. These featured different variations of the "Byronic hero", and his own life contributed a further version. Scott meanwhile was effectively inventing the historical novel, beginning in 1814 with Waverley, set in the 1745 Jacobite rising, which was an enormous and highly profitable success, followed by over 20 further Waverley Novels over the next 17 years, with settings going back to the Crusades that he had researched to a degree that was new in literature.[49]
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In contrast to Germany, Romanticism in English literature had little connection with nationalism, and the Romantics were often regarded with suspicion for the sympathy many felt for the ideals of the French Revolution, whose collapse and replacement with the dictatorship of Napoleon was, as elsewhere in Europe, a shock to the movement. Though his novels celebrated Scottish identity and history, Scott was politically a firm Unionist, but admitted to Jacobite sympathies. Several spent much time abroad, and a famous stay on Lake Geneva with Byron and Shelley in 1816 produced the hugely influential novel Frankenstein by Shelley's wife-to-be Mary Shelley and the novella The Vampyre by Byron's doctor John William Polidori. The lyrics of Robert Burns in Scotland, and Thomas Moore from Ireland, reflected in different ways their countries and the Romantic interest in folk literature, but neither had a fully Romantic approach to life or their work.
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Though they have modern critical champions such as György Lukács, Scott's novels are today more likely to be experienced in the form of the many operas that composers continued to base on them over the following decades, such as Donizetti's Lucia di Lammermoor and Vincenzo Bellini's I puritani (both 1835). Byron is now most highly regarded for his short lyrics and his generally unromantic prose writings, especially his letters, and his unfinished satire Don Juan.[50] Unlike many Romantics, Byron's widely publicised personal life appeared to match his work, and his death at 36 in 1824 from disease when helping the Greek War of Independence appeared from a distance to be a suitably Romantic end, entrenching his legend.[51] Keats in 1821 and Shelley in 1822 both died in Italy, Blake (at almost 70) in 1827, and Coleridge largely ceased to write in the 1820s. Wordsworth was by 1820 respectable and highly regarded, holding a government sinecure, but wrote relatively little. In the discussion of English literature, the Romantic period is often regarded as finishing around the 1820s, or sometimes even earlier, although many authors of the succeeding decades were no less committed to Romantic values.
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The most significant novelist in English during the peak Romantic period, other than Walter Scott, was Jane Austen, whose essentially conservative world-view had little in common with her Romantic contemporaries, retaining a strong belief in decorum and social rules, though critics such as Claudia L. Johnson have detected tremors under the surface of many works, such as Northanger Abbey (1817), Mansfield Park (1814) and Persuasion (1817).[52] But around the mid-century the undoubtedly Romantic novels of the Yorkshire-based Brontë family appeared. Most notably Charlotte's Jane Eyre and Emily's Wuthering Heights, both published in 1847, which also introduced more Gothic themes. While these two novels were written and published after the Romantic period is said to have ended, their novels were heavily influenced by Romantic literature they'd read as children.
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Byron, Keats and Shelley all wrote for the stage, but with little success in England, with Shelley's The Cenci perhaps the best work produced, though that was not played in a public theatre in England until a century after his death. Byron's plays, along with dramatizations of his poems and Scott's novels, were much more popular on the Continent, and especially in France, and through these versions several were turned into operas, many still performed today. If contemporary poets had little success on the stage, the period was a legendary one for performances of Shakespeare, and went some way to restoring his original texts and removing the Augustan "improvements" to them. The greatest actor of the period, Edmund Kean, restored the tragic ending to King Lear;[53] Coleridge said that, "Seeing him act was like reading Shakespeare by flashes of lightning."[54]
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Although after union with England in 1707 Scotland increasingly adopted English language and wider cultural norms, its literature developed a distinct national identity and began to enjoy an international reputation. Allan Ramsay (1686–1758) laid the foundations of a reawakening of interest in older Scottish literature, as well as leading the trend for pastoral poetry, helping to develop the Habbie stanza as a poetic form.[55] James Macpherson (1736–96) was the first Scottish poet to gain an international reputation. Claiming to have found poetry written by the ancient bard Ossian, he published translations that acquired international popularity, being proclaimed as a Celtic equivalent of the Classical epics. Fingal, written in 1762, was speedily translated into many European languages, and its appreciation of natural beauty and treatment of the ancient legend has been credited more than any single work with bringing about the Romantic movement in European, and especially in German literature, through its influence on Johann Gottfried von Herder and Johann Wolfgang von Goethe.[56] It was also popularised in France by figures that included Napoleon.[57] Eventually it became clear that the poems were not direct translations from Scottish Gaelic, but flowery adaptations made to suit the aesthetic expectations of his audience.[58]
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Robert Burns (1759–96) and Walter Scott (1771–1832) were highly influenced by the Ossian cycle. Burns, an Ayrshire poet and lyricist, is widely regarded as the national poet of Scotland and a major influence on the Romantic movement. His poem (and song) "Auld Lang Syne" is often sung at Hogmanay (the last day of the year), and "Scots Wha Hae" served for a long time as an unofficial national anthem of the country.[59] Scott began as a poet and also collected and published Scottish ballads. His first prose work, Waverley in 1814, is often called the first historical novel.[60] It launched a highly successful career, with other historical novels such as Rob Roy (1817), The Heart of Midlothian (1818) and Ivanhoe (1820). Scott probably did more than any other figure to define and popularise Scottish cultural identity in the nineteenth century.[61] Other major literary figures connected with Romanticism include the poets and novelists James Hogg (1770–1835), Allan Cunningham (1784–1842) and John Galt (1779–1839).[62] One of the most significant figures of the Romantic movement, Lord Byron, was brought up in Scotland until he inherited his family's English peerage.[63]
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Scotland was also the location of two of the most important literary magazines of the era, The Edinburgh Review (founded in 1802) and Blackwood's Magazine (founded in 1817), which had a major impact on the development of British literature and drama in the era of Romanticism.[64][65] Ian Duncan and Alex Benchimol suggest that publications like the novels of Scott and these magazines were part of a highly dynamic Scottish Romanticism that by the early nineteenth century, caused Edinburgh to emerge as the cultural capital of Britain and become central to a wider formation of a "British Isles nationalism".[66]
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Scottish "national drama" emerged in the early 1800s, as plays with specifically Scottish themes began to dominate the Scottish stage. Theatres had been discouraged by the Church of Scotland and fears of Jacobite assemblies. In the later eighteenth century, many plays were written for and performed by small amateur companies and were not published and so most have been lost. Towards the end of the century there were "closet dramas", primarily designed to be read, rather than performed, including work by Scott, Hogg, Galt and Joanna Baillie (1762–1851), often influenced by the ballad tradition and Gothic Romanticism.[67]
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Romanticism was relatively late in developing in French literature, more so than in the visual arts. The 18th-century precursor to Romanticism, the cult of sensibility, had become associated with the Ancien Régime, and the French Revolution had been more of an inspiration to foreign writers than those experiencing it at first-hand. The first major figure was François-René de Chateaubriand, a minor aristocrat who had remained a royalist throughout the Revolution, and returned to France from exile in England and America under Napoleon, with whose regime he had an uneasy relationship. His writings, all in prose, included some fiction, such as his influential novella of exile René (1802), which anticipated Byron in its alienated hero, but mostly contemporary history and politics, his travels, a defence of religion and the medieval spirit (Génie du christianisme, 1802), and finally in the 1830s and 1840s his enormous autobiography Mémoires d'Outre-Tombe ("Memoirs from beyond the grave").[68]
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After the Bourbon Restoration, French Romanticism developed in the lively world of Parisian theatre, with productions of Shakespeare, Schiller (in France a key Romantic author), and adaptations of Scott and Byron alongside French authors, several of whom began to write in the late 1820s. Cliques of pro- and anti-Romantics developed, and productions were often accompanied by raucous vocalizing by the two sides, including the shouted assertion by one theatregoer in 1822 that "Shakespeare, c'est l'aide-de-camp de Wellington" ("Shakespeare is Wellington's aide-de-camp").[69] Alexandre Dumas began as a dramatist, with a series of successes beginning with Henri III et sa cour (1829) before turning to novels that were mostly historical adventures somewhat in the manner of Scott, most famously The Three Musketeers and The Count of Monte Cristo, both of 1844. Victor Hugo published as a poet in the 1820s before achieving success on the stage with Hernani—a historical drama in a quasi-Shakespearian style that had famously riotous performances on its first run in 1830.[70] Like Dumas, Hugo is best known for his novels, and was already writing The Hunchback of Notre-Dame (1831), one of the best known works, which became a paradigm of the French Romantic movement. The preface to his unperformed play Cromwell gives an important manifesto of French Romanticism, stating that "there are no rules, or models". The career of Prosper Mérimée followed a similar pattern; he is now best known as the originator of the story of Carmen, with his novella published 1845. Alfred de Vigny remains best known as a dramatist, with his play on the life of the English poet Chatterton (1835) perhaps his best work. George Sand was a central figure of the Parisian literary scene, famous both for her novels and criticism and her affairs with Chopin and several others;[71] she too was inspired by the theatre, and wrote works to be staged at her private estate.
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French Romantic poets of the 1830s to 1850s include Alfred de Musset, Gérard de Nerval, Alphonse de Lamartine and the flamboyant Théophile Gautier, whose prolific output in various forms continued until his death in 1872.
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Stendhal is today probably the most highly regarded French novelist of the period, but he stands in a complex relation with Romanticism, and is notable for his penetrating psychological insight into his characters and his realism, qualities rarely prominent in Romantic fiction. As a survivor of the French retreat from Moscow in 1812, fantasies of heroism and adventure had little appeal for him, and like Goya he is often seen as a forerunner of Realism. His most important works are Le Rouge et le Noir (The Red and the Black, 1830) and La Chartreuse de Parme (The Charterhouse of Parma, 1839).
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Romanticism in Poland is often taken to begin with the publication of Adam Mickiewicz's first poems in 1822, and end with the crushing of the January Uprising of 1863 against the Russians. It was strongly marked by interest in Polish history.[72] Polish Romanticism revived the old "Sarmatism" traditions of the szlachta or Polish nobility. Old traditions and customs were revived and portrayed in a positive light in the Polish messianic movement and in works of great Polish poets such as Adam Mickiewicz (Pan Tadeusz), Juliusz Słowacki and Zygmunt Krasiński, as well as prose writers such as Henryk Sienkiewicz. This close connection between Polish Romanticism and Polish history became one of the defining qualities of the literature of Polish Romanticism period, differentiating it from that of other countries. They had not suffered the loss of national statehood as was the case with Poland.[73] Influenced by the general spirit and main ideas of European Romanticism, the literature of Polish Romanticism is unique, as many scholars have pointed out, in having developed largely outside of Poland and in its emphatic focus upon the issue of Polish nationalism. The Polish intelligentsia, along with leading members of its government, left Poland in the early 1830s, during what is referred to as the "Great Emigration", resettling in France, Germany, Great Britain, Turkey, and the United States.
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Their art featured emotionalism and irrationality, fantasy and imagination, personality cults, folklore and country life, and the propagation of ideals of freedom. In the second period, many of the Polish Romantics worked abroad, often banished from Poland by the occupying powers due to their politically subversive ideas. Their work became increasingly dominated by the ideals of political struggle for freedom and their country's sovereignty. Elements of mysticism became more prominent. There developed the idea of the poeta wieszcz (the prophet). The wieszcz (bard) functioned as spiritual leader to the nation fighting for its independence. The most notable poet so recognized was Adam Mickiewicz.
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Zygmunt Krasiński also wrote to inspire political and religious hope in his countrymen. Unlike his predecessors, who called for victory at whatever price in Poland's struggle against Russia, Krasinski emphasized Poland's spiritual role in its fight for independence, advocating an intellectual rather than a military superiority. His works best exemplify the Messianic movement in Poland: in two early dramas, Nie-boska komedia (1835; The Undivine Comedy) and Irydion (1836; Iridion), as well as in the later Psalmy przyszłości (1845), he asserted that Poland was the Christ of Europe: specifically chosen by God to carry the world's burdens, to suffer, and eventually be resurrected.
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Early Russian Romanticism is associated with the writers Konstantin Batyushkov (A Vision on the Shores of the Lethe, 1809), Vasily Zhukovsky (The Bard, 1811; Svetlana, 1813) and Nikolay Karamzin (Poor Liza, 1792; Julia, 1796; Martha the Mayoress, 1802; The Sensitive and the Cold, 1803). However the principal exponent of Romanticism in Russia is Alexander Pushkin (The Prisoner of the Caucasus, 1820–1821; The Robber Brothers, 1822; Ruslan and Ludmila, 1820; Eugene Onegin, 1825–1832). Pushkin's work influenced many writers in the 19th century and led to his eventual recognition as Russia's greatest poet.[74] Other Russian Romantic poets include Mikhail Lermontov (A Hero of Our Time, 1839), Fyodor Tyutchev (Silentium!, 1830), Yevgeny Baratynsky (Eda, 1826), Anton Delvig, and Wilhelm Küchelbecker.
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Influenced heavily by Lord Byron, Lermontov sought to explore the Romantic emphasis on metaphysical discontent with society and self, while Tyutchev's poems often described scenes of nature or passions of love. Tyutchev commonly operated with such categories as night and day, north and south, dream and reality, cosmos and chaos, and the still world of winter and spring teeming with life. Baratynsky's style was fairly classical in nature, dwelling on the models of the previous century.
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Romanticism in Spanish literature developed a well-known literature with a huge variety of poets and playwrights. The most important Spanish poet during this movement was José de Espronceda. After him there were other poets like Gustavo Adolfo Bécquer, Mariano José de Larra and the dramatists Ángel de Saavedra and José Zorrilla, author of Don Juan Tenorio. Before them may be mentioned the pre-romantics José Cadalso and Manuel José Quintana.[76] The plays of Antonio García Gutiérrez were adapted to produce Giuseppe Verdi's operas Il trovatore and Simon Boccanegra. Spanish Romanticism also influenced regional literatures. For example, in Catalonia and in Galicia there was a national boom of writers in the local languages, like the Catalan Jacint Verdaguer and the Galician Rosalía de Castro, the main figures of the national revivalist movements Renaixença and Rexurdimento, respectively.[77]
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There are scholars who consider Spanish Romanticism to be Proto-Existentialism because it is more anguished than the movement in other European countries. Foster et al., for example, say that the work of Spain's writers such as Espronceda, Larra, and other writers in the 19th century demonstrated a "metaphysical crisis".[78] These observers put more weight on the link between the 19th-century Spanish writers with the existentialist movement that emerged immediately after. According to Richard Caldwell, the writers that we now identify with Spain's romanticism were actually precursors to those who galvanized the literary movement that emerged in the 1920s.[79] This notion is the subject of debate for there are authors who stress that Spain's romanticism is one of the earliest in Europe,[80] while some assert that Spain really had no period of literary romanticism.[81] This controversy underscores a certain uniqueness to Spanish Romanticism in comparison to its European counterparts.
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Romanticism began in Portugal with the publication of the poem Camões (1825), by Almeida Garrett, who was raised by his uncle D. Alexandre, bishop of Angra, in the precepts of Neoclassicism, which can be observed in his early work. The author himself confesses (in Camões' preface) that he voluntarily refused to follow the principles of epic poetry enunciated by Aristotle in his Poetics, as he did the same to Horace's Ars Poetica. Almeida Garrett had participated in the 1820 Liberal Revolution, which caused him to exile himself in England in 1823 and then in France, after the Vila-Francada. While living in Great Britain, he had contacts with the Romantic movement and read authors such as Shakespeare, Scott, Ossian, Byron, Hugo, Lamartine and de Staël, at the same time visiting feudal castles and ruins of Gothic churches and abbeys, which would be reflected in his writings. In 1838, he presented Um Auto de Gil Vicente ("A Play by Gil Vicente"), in an attempt to create a new national theatre, free of Greco-Roman and foreign influence. But his masterpiece would be Frei Luís de Sousa (1843), named by himself as a "Romantic drama" and it was acclaimed as an exceptional work, dealing with themes as national independence, faith, justice and love. He was also deeply interested in Portuguese folkloric verse, which resulted in the publication of Romanceiro ("Traditional Portuguese Ballads") (1843), that recollect a great number of ancient popular ballads, known as "romances" or "rimances", in redondilha maior verse form, that contained stories of chivalry, life of saints, crusades, courtly love, etc. He wrote the novels Viagens na Minha Terra, O Arco de Sant'Ana and Helena.[82][83][84]
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Alexandre Herculano is, alongside Almeida Garrett, one of the founders of Portuguese Romanticism. He too was forced to exile to Great Britain and France because of his liberal ideals. All of his poetry and prose are (unlike Almeida Garrett's) entirely Romantic, rejecting Greco-Roman myth and history. He sought inspiration in medieval Portuguese poems and chronicles as in the Bible. His output is vast and covers many different genres, such as historical essays, poetry, novels, opuscules and theatre, where he brings back a whole world of Portuguese legends, tradition and history, especially in Eurico, o Presbítero ("Eurico, the Priest") and Lendas e Narrativas ("Legends and Narratives"). His work was influenced by Chateaubriand, Schiller, Klopstock, Walter Scott and the Old Testament Psalms.[85]
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António Feliciano de Castilho made the case for Ultra-Romanticism, publishing the poems A Noite no Castelo ("Night in the Castle") and Os Ciúmes do Bardo ("The Jealousy of the Bard"), both in 1836, and the drama Camões. He became an unquestionable master for successive Ultra-Romantic generations, whose influence would not be challenged until the famous Coimbra Question. He also created polemics by translating Goethe's Faust without knowing German, but using French versions of the play. Other notable figures of Portuguese Romanticism are the famous novelists Camilo Castelo Branco and Júlio Dinis, and Soares de Passos, Bulhão Pato and Pinheiro Chagas.[84]
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Romantic style would be revived in the beginning of the 20th century, notably through the works of poets linked to the Portuguese Renaissance, such as Teixeira de Pascoais, Jaime Cortesão, Mário Beirão, among others, who can be considered Neo-Romantics. An early Portuguese expression of Romanticism is found already in poets such as Manuel Maria Barbosa du Bocage (especially in his sonnets dated at the end of the 18th century) and Leonor de Almeida Portugal, Marquise of Alorna.[84]
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Romanticism in Italian literature was a minor movement although some important works were produced; it began officially in 1816 when Germaine de Staël wrote an article in the journal Biblioteca italiana called "Sulla maniera e l'utilità delle traduzioni", inviting Italian people to reject Neoclassicism and to study new authors from other countries. Before that date, Ugo Foscolo had already published poems anticipating Romantic themes. The most important Romantic writers were Ludovico di Breme, Pietro Borsieri and Giovanni Berchet.[87] Better known authors such as Alessandro Manzoni and Giacomo Leopardi were influenced by Enlightenment as well as by Romanticism and Classicism.[88]
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Spanish-speaking South American Romanticism was influenced heavily by Esteban Echeverría, who wrote in the 1830 and 1840s. His writings were influenced by his hatred for the Argentine dictator Juan Manuel de Rosas, and filled with themes of blood and terror, using the metaphor of a slaughterhouse to portray the violence of Rosas' dictatorship.
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Brazilian Romanticism is characterized and divided in three different periods. The first one is basically focused on the creation of a sense of national identity, using the ideal of the heroic Indian. Some examples include José de Alencar, who wrote Iracema and O Guarani, and Gonçalves Dias, renowned by the poem "Canção do exílio" (Song of the Exile). The second period, sometimes called Ultra-Romanticism, is marked by a profound influence of European themes and traditions, involving the melancholy, sadness and despair related to unobtainable love. Goethe and Lord Byron are commonly quoted in these works. Some of the most notable authors of this phase are Álvares de Azevedo, Casimiro de Abreu, Fagundes Varela and Junqueira Freire. The third cycle is marked by social poetry, especially the abolitionist movement, and it includes Castro Alves, Tobias Barreto and Pedro Luís Pereira de Sousa.[89]
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In the United States, at least by 1818 with William Cullen Bryant's "To a Waterfowl", Romantic poetry was being published. American Romantic Gothic literature made an early appearance with Washington Irving's The Legend of Sleepy Hollow (1820) and Rip Van Winkle (1819), followed from 1823 onwards by the Leatherstocking Tales of James Fenimore Cooper, with their emphasis on heroic simplicity and their fervent landscape descriptions of an already-exotic mythicized frontier peopled by "noble savages", similar to the philosophical theory of Rousseau, exemplified by Uncas, from The Last of the Mohicans. There are picturesque "local colour" elements in Washington Irving's essays and especially his travel books. Edgar Allan Poe's tales of the macabre and his balladic poetry were more influential in France than at home, but the romantic American novel developed fully with the atmosphere and melodrama of Nathaniel Hawthorne's The Scarlet Letter (1850). Later Transcendentalist writers such as Henry David Thoreau and Ralph Waldo Emerson still show elements of its influence and imagination, as does the romantic realism of Walt Whitman. The poetry of Emily Dickinson—nearly unread in her own time—and Herman Melville's novel Moby-Dick can be taken as epitomes of American Romantic literature. By the 1880s, however, psychological and social realism were competing with Romanticism in the novel.
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The European Romantic movement reached America in the early 19th century. American Romanticism was just as multifaceted and individualistic as it was in Europe. Like the Europeans, the American Romantics demonstrated a high level of moral enthusiasm, commitment to individualism and the unfolding of the self, an emphasis on intuitive perception, and the assumption that the natural world was inherently good, while human society was filled with corruption.[90]
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Romanticism became popular in American politics, philosophy and art. The movement appealed to the revolutionary spirit of America as well as to those longing to break free of the strict religious traditions of early settlement. The Romantics rejected rationalism and religious intellect. It appealed to those in opposition of Calvinism, which includes the belief that the destiny of each individual is preordained. The Romantic movement gave rise to New England Transcendentalism, which portrayed a less restrictive relationship between God and Universe. The new philosophy presented the individual with a more personal relationship with God. Transcendentalism and Romanticism appealed to Americans in a similar fashion, for both privileged feeling over reason, individual freedom of expression over the restraints of tradition and custom. It often involved a rapturous response to nature. It encouraged the rejection of harsh, rigid Calvinism, and promised a new blossoming of American culture.[90][91]
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American Romanticism embraced the individual and rebelled against the confinement of neoclassicism and religious tradition. The Romantic movement in America created a new literary genre that continues to influence American writers. Novels, short stories, and poems replaced the sermons and manifestos of yore. Romantic literature was personal, intense, and portrayed more emotion than ever seen in neoclassical literature. America's preoccupation with freedom became a great source of motivation for Romantic writers as many were delighted in free expression and emotion without so much fear of ridicule and controversy. They also put more effort into the psychological development of their characters, and the main characters typically displayed extremes of sensitivity and excitement.[92]
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The works of the Romantic Era also differed from preceding works in that they spoke to a wider audience, partly reflecting the greater distribution of books as costs came down during the period.[31]
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Romantic architecture appeared in the late 18th century in a reaction against the rigid forms of neoclassical architecture. Romantic architecture reached its peak in the mid-19th century, and continued to appear until the end of the 19th century. It was designed to evoke an emotional reaction, either respect for tradition or nostalgia for a bucolic past. It was frequently inspired by the architecture of the Middle Ages, especially Gothic architecture, It was strongly influenced by romanticism in literature, particularly the historical novels of Victor Hugo and Walter Scott. It sometimes moved into the domain of eclecticism, with features assembled from different historic periods and regions of the world.[93]
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Gothic Revival architecture was a popular variant of the romantic style, particularly in the construction of churches, Cathedrals, and university buildings. Notable examples include the completion of Cologne Cathedral in Germany, by Karl Friedrich Schinkel. The cathedral had been begun in 1248, but work was halted in 1473. The original plans for the façade were discovered in 1840, and it was decided to recommence. Schinkel followed the original design as much as possible, but used modern construction technology, including an iron frame for the roof. The building was finished in 1880.[94]
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In Britain, notable examples include the Royal Pavilion in Brighton, a romantic version of traditional Indian architecture by John Nash (1815–1823), and the Houses of Parliament in London, built in a Gothic revival style by Charles Barry between 1840 and 1876.[95]
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In France, one of the earliest examples of romantic architecture is the Hameau de la Reine, the small rustic hamlet created at the Palace of Versailles for Queen Marie Antoinette between 1783 and 1785 by the royal architect Richard Mique with the help of the romantic painter Hubert Robert. It consisted of twelve structures, ten of which still exist, in the style of villages in Normandy. It was designed for the Queen and her friends to amuse themselves by playing at being peasants, and included a farmhouse with a dairy, a mill, a boudoir, a pigeon loft, a tower in the form of a lighthouse from which one could fish in the pond, a belvedere, a cascade and grotto, and a luxuriously furnished cottage with a billiard room for the Queen.[96]
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French romantic architecture in the 19th century was strongly influenced by two writers; Victor Hugo, whose novel The Hunchback of Notre Dame inspired a resurgence in interest in the Middle Ages; and Prosper Mérimée, who wrote celebrated romantic novels and short stories and was also the first head of the commission of Historic Monuments in France, responsible for publicizing and restoring (and sometimes romanticizing) many French cathedrals and monuments desecrated and ruined after the French Revolution. His projects were carried out by the architect Eugène Viollet-le-Duc. These included the restoration (sometimes creative) of the Cathedral of Notre Dame de Paris, the fortified city of Carcassonne, and the unfinished medieval Château de Pierrefonds.[94][97]
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The romantic style continued in the second half of the 19th century. The Palais Garnier, the Paris opera house designed by Charles Garnier was a highly romantic and eclectic combination of artistic styles. Another notable example of late 19th century romanticism is the Basilica of Sacré-Cœur by Paul Abadie, who drew upon the model of Byzantine architecture for his elongated domes (1875–1914).[95]
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Hameau de la Reine, Palace of Versailles (1783–1785)
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Royal Pavilion in Brighton by John Nash (1815–1823)
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Cologne Cathedral (1840–80)
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Grand Staircase of the Paris Opera by Charles Garnier (1861–75)
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Basilica of Sacré-Cœur by Paul Abadie (1875–1914)
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In the visual arts, Romanticism first showed itself in landscape painting, where from as early as the 1760s British artists began to turn to wilder landscapes and storms, and Gothic architecture, even if they had to make do with Wales as a setting. Caspar David Friedrich and J. M. W. Turner were born less than a year apart in 1774 and 1775 respectively and were to take German and English landscape painting to their extremes of Romanticism, but both their artistic sensibilities were formed when forms of Romanticism was already strongly present in art. John Constable, born in 1776, stayed closer to the English landscape tradition, but in his largest "six-footers" insisted on the heroic status of a patch of the working countryside where he had grown up—challenging the traditional hierarchy of genres, which relegated landscape painting to a low status. Turner also painted very large landscapes, and above all, seascapes. Some of these large paintings had contemporary settings and staffage, but others had small figures that turned the work into history painting in the manner of Claude Lorrain, like Salvator Rosa, a late Baroque artist whose landscapes had elements that Romantic painters repeatedly turned to. Friedrich often used single figures, or features like crosses, set alone amidst a huge landscape, "making them images of the transitoriness of human life and the premonition of death".[98]
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Other groups of artists expressed feelings that verged on the mystical, many largely abandoning classical drawing and proportions. These included William Blake and Samuel Palmer and the other members of the Ancients in England, and in Germany Philipp Otto Runge. Like Friedrich, none of these artists had significant influence after their deaths for the rest of the 19th century, and were 20th-century rediscoveries from obscurity, though Blake was always known as a poet, and Norway's leading painter Johan Christian Dahl was heavily influenced by Friedrich. The Rome-based Nazarene movement of German artists, active from 1810, took a very different path, concentrating on medievalizing history paintings with religious and nationalist themes.[99]
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The arrival of Romanticism in French art was delayed by the strong hold of Neoclassicism on the academies, but from the Napoleonic period it became increasingly popular, initially in the form of history paintings propagandising for the new regime, of which Girodet's Ossian receiving the Ghosts of the French Heroes, for Napoleon's Château de Malmaison, was one of the earliest. Girodet's old teacher David was puzzled and disappointed by his pupil's direction, saying: "Either Girodet is mad or I no longer know anything of the art of painting".[100] A new generation of the French school,[101] developed personal Romantic styles, though still concentrating on history painting with a political message. Théodore Géricault (1791–1824) had his first success with The Charging Chasseur, a heroic military figure derived from Rubens, at the Paris Salon of 1812 in the years of the Empire, but his next major completed work, The Raft of the Medusa of 1821, remains the greatest achievement of the Romantic history painting, which in its day had a powerful anti-government message.
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Eugène Delacroix (1798–1863) made his first Salon hits with The Barque of Dante (1822), The Massacre at Chios (1824) and Death of Sardanapalus (1827). The second was a scene from the Greek War of Independence, completed the year Byron died there, and the last was a scene from one of Byron's plays. With Shakespeare, Byron was to provide the subject matter for many other works of Delacroix, who also spent long periods in North Africa, painting colourful scenes of mounted Arab warriors. His Liberty Leading the People (1830) remains, with the Medusa, one of the best-known works of French Romantic painting. Both reflected current events, and increasingly "history painting", literally "story painting", a phrase dating back to the Italian Renaissance meaning the painting of subjects with groups of figures, long considered the highest and most difficult form of art, did indeed become the painting of historical scenes, rather than those from religion or mythology.[102]
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Francisco Goya was called "the last great painter in whose art thought and observation were balanced and combined to form a faultless unity".[103] But the extent to which he was a Romantic is a complex question. In Spain, there was still a struggle to introduce the values of the Enlightenment, in which Goya saw himself as a participant. The demonic and anti-rational monsters thrown up by his imagination are only superficially similar to those of the Gothic fantasies of northern Europe, and in many ways he remained wedded to the classicism and realism of his training, as well as looking forward to the Realism of the later 19th century.[104] But he, more than any other artist of the period, exemplified the Romantic values of the expression of the artist's feelings and his personal imaginative world.[105] He also shared with many of the Romantic painters a more free handling of paint, emphasized in the new prominence of the brushstroke and impasto, which tended to be repressed in neoclassicism under a self-effacing finish.
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Sculpture remained largely impervious to Romanticism, probably partly for technical reasons, as the most prestigious material of the day, marble, does not lend itself to expansive gestures. The leading sculptors in Europe, Antonio Canova and Bertel Thorvaldsen, were both based in Rome and firm Neoclassicists, not at all tempted to allow influence from medieval sculpture, which would have been one possible approach to Romantic sculpture. When it did develop, true Romantic sculpture—with the exception of a few artists such as Rudolf Maison—[106] rather oddly was missing in Germany, and mainly found in France, with François Rude, best known from his group of the 1830s from the Arc de Triomphe in Paris, David d'Angers, and Auguste Préault. Préault's plaster relief entitled Slaughter, which represented the horrors of wars with exacerbated passion, caused so much scandal at the 1834 Salon that Préault was banned from this official annual exhibition for nearly twenty years.[107] In Italy, the most important Romantic sculptor was Lorenzo Bartolini.[108]
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Francisco Goya, The Third of May 1808, 1814
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Théodore Géricault, The Raft of the Medusa, 1819
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Eugène Delacroix, Liberty Leading the People 1830
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J. M. W. Turner, The Fighting Téméraire tugged to her last Berth to be broken up, 1839
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In France, historical painting on idealized medieval and Renaissance themes is known as the style Troubadour, a term with no equivalent for other countries, though the same trends occurred there. Delacroix, Ingres and Richard Parkes Bonington all worked in this style, as did lesser specialists such as Pierre-Henri Révoil (1776–1842) and Fleury-François Richard (1777–1852). Their pictures are often small, and feature intimate private and anecdotal moments, as well as those of high drama. The lives of great artists such as Raphael were commemorated on equal terms with those of rulers, and fictional characters were also depicted. Fleury-Richard's Valentine of Milan weeping for the death of her husband, shown in the Paris Salon of 1802, marked the arrival of the style, which lasted until the mid-century, before being subsumed into the increasingly academic history painting of artists like Paul Delaroche.[109]
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Another trend was for very large apocalyptic history paintings, often combining extreme natural events, or divine wrath, with human disaster, attempting to outdo The Raft of the Medusa, and now often drawing comparisons with effects from Hollywood. The leading English artist in the style was John Martin, whose tiny figures were dwarfed by enormous earthquakes and storms, and worked his way through the biblical disasters, and those to come in the final days. Other works such as Delacroix's Death of Sardanapalus included larger figures, and these often drew heavily on earlier artists, especially Poussin and Rubens, with extra emotionalism and special effects.
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Elsewhere in Europe, leading artists adopted Romantic styles: in Russia there were the portraitists Orest Kiprensky and Vasily Tropinin, with Ivan Aivazovsky specializing in marine painting, and in Norway Hans Gude painted scenes of fjords. In Italy Francesco Hayez (1791–1882) was the leading artist of Romanticism in mid-19th-century Milan. His long, prolific and extremely successful career saw him begin as a Neoclassical painter, pass right through the Romantic period, and emerge at the other end as a sentimental painter of young women. His Romantic period included many historical pieces of "Troubadour" tendencies, but on a very large scale, that are heavily influenced by Gian Battista Tiepolo and other late Baroque Italian masters.
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Literary Romanticism had its counterpart in the American visual arts, most especially in the exaltation of an untamed American landscape found in the paintings of the Hudson River School. Painters like Thomas Cole, Albert Bierstadt and Frederic Edwin Church and others often expressed Romantic themes in their paintings. They sometimes depicted ancient ruins of the old world, such as in Fredric Edwin Church's piece Sunrise in Syria. These works reflected the Gothic feelings of death and decay. They also show the Romantic ideal that Nature is powerful and will eventually overcome the transient creations of men. More often, they worked to distinguish themselves from their European counterparts by depicting uniquely American scenes and landscapes. This idea of an American identity in the art world is reflected in W. C. Bryant's poem To Cole, the Painter, Departing for Europe, where Bryant encourages Cole to remember the powerful scenes that can only be found in America.
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Some American paintings (such as Albert Bierstadt's The Rocky Mountains, Lander's Peak) promote the literary idea of the "noble savage" by portraying idealized Native Americans living in harmony with the natural world. Thomas Cole's paintings tend towards allegory, explicit in The Voyage of Life series painted in the early 1840s, showing the stages of life set amidst an awesome and immense nature.
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Thomas Cole, Childhood, one of the four scenes in The Voyage of Life, 1842
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William Blake, Albion Rose, 1794–95
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Louis Janmot, from his series The Poem of the Soul, before 1854
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Thomas Cole, 1842, The Voyage of LifeOld Age
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Musical Romanticism is predominantly a German phenomenon—so much so that one respected French reference work defines it entirely in terms of "The role of music in the aesthetics of German romanticism".[110] Another French encyclopedia holds that the German temperament generally "can be described as the deep and diverse action of romanticism on German musicians", and that there is only one true representative of Romanticism in French music, Hector Berlioz, while in Italy, the sole great name of musical Romanticism is Giuseppe Verdi, "a sort of [Victor] Hugo of opera, gifted with a real genius for dramatic effect". Similarly, in his analysis of Romanticism and its pursuit of harmony, Henri Lefebvre posits that, "But of course, German romanticism was more closely linked to music than French romanticism was, so it is there we should look for the direct expression of harmony as the central romantic idea."[111] Nevertheless, the huge popularity of German Romantic music led, "whether by imitation or by reaction", to an often nationalistically inspired vogue amongst Polish, Hungarian, Russian, Czech, and Scandinavian musicians, successful "perhaps more because of its extra-musical traits than for the actual value of musical works by its masters".[112]
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Although the term "Romanticism" when applied to music has come to imply the period roughly from 1800 until 1850, or else until around 1900, the contemporary application of "romantic" to music did not coincide with this modern interpretation. Indeed, one of the earliest sustained applications of the term to music occurs in 1789, in the Mémoires of André Grétry.[113] This is of particular interest because it is a French source on a subject mainly dominated by Germans, but also because it explicitly acknowledges its debt to Jean-Jacques Rousseau (himself a composer, amongst other things) and, by so doing, establishes a link to one of the major influences on the Romantic movement generally.[114] In 1810 E. T. A. Hoffmann named Haydn, Mozart and Beethoven as "the three masters of instrumental compositions" who "breathe one and the same romantic spirit". He justified his view on the basis of these composers' depth of evocative expression and their marked individuality. In Haydn's music, according to Hoffmann, "a child-like, serene disposition prevails", while Mozart (in the late E-flat major Symphony, for example) "leads us into the depths of the spiritual world", with elements of fear, love, and sorrow, "a presentiment of the infinite ... in the eternal dance of the spheres". Beethoven's music, on the other hand, conveys a sense of "the monstrous and immeasurable", with the pain of an endless longing that "will burst our breasts in a fully coherent concord of all the passions".[115] This elevation in the valuation of pure emotion resulted in the promotion of music from the subordinate position it had held in relation to the verbal and plastic arts during the Enlightenment. Because music was considered to be free of the constraints of reason, imagery, or any other precise concept, it came to be regarded, first in the writings of Wackenroder and Tieck and later by writers such as Schelling and Wagner, as preeminent among the arts, the one best able to express the secrets of the universe, to evoke the spirit world, infinity, and the absolute.[116]
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This chronologic agreement of musical and literary Romanticism continued as far as the middle of the 19th century, when Richard Wagner denigrated the music of Meyerbeer and Berlioz as "neoromantic": "The Opera, to which we shall now return, has swallowed down the Neoromanticism of Berlioz, too, as a plump, fine-flavoured oyster, whose digestion has conferred on it anew a brisk and well-to-do appearance."[117]
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It was only toward the end of the 19th century that the newly emergent discipline of Musikwissenschaft (musicology)—itself a product of the historicizing proclivity of the age—attempted a more scientific periodization of music history, and a distinction between Viennese Classical and Romantic periods was proposed. The key figure in this trend was Guido Adler, who viewed Beethoven and Franz Schubert as transitional but essentially Classical composers, with Romanticism achieving full maturity only in the post-Beethoven generation of Frédéric Chopin, Felix Mendelssohn, Robert Schumann, Hector Berlioz and Franz Liszt. From Adler's viewpoint, found in books like Der Stil in der Musik (1911), composers of the New German School and various late-19th-century nationalist composers were not Romantics but "moderns" or "realists" (by analogy with the fields of painting and literature), and this schema remained prevalent through the first decades of the 20th century.[114]
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By the second quarter of the 20th century, an awareness that radical changes in musical syntax had occurred during the early 1900s caused another shift in historical viewpoint, and the change of century came to be seen as marking a decisive break with the musical past. This in turn led historians such as Alfred Einstein[118] to extend the musical "Romantic era" throughout the 19th century and into the first decade of the 20th. It has continued to be referred to as such in some of the standard music references such as The Oxford Companion to Music[119] and Grout's History of Western Music[120] but was not unchallenged. For example, the prominent German musicologist Friedrich Blume, the chief editor of the first edition of Die Musik in Geschichte und Gegenwart (1949–86), accepted the earlier position that Classicism and Romanticism together constitute a single period beginning in the middle of the 18th century, but at the same time held that it continued into the 20th century, including such pre-World War II developments as expressionism and neoclassicism.[121] This is reflected in some notable recent reference works such as the New Grove Dictionary of Music and Musicians[114] and the new edition of Musik in Geschichte und Gegenwart.[122]
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Felix Mendelssohn, 1839
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Robert Schumann, 1839
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Franz Liszt, 1847
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Daniel Auber, c. 1868
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Hector Berlioz by Gustave Courbet, 1850
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Giovanni Boldini, Portrait of Giuseppe Verdi, 1886
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Richard Wagner, c. 1870s
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Giacomo Meyerbeer, 1847
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In the contemporary music culture, the romantic musician followed a public career depending on sensitive middle-class audiences rather than on a courtly patron, as had been the case with earlier musicians and composers. Public persona characterized a new generation of virtuosi who made their way as soloists, epitomized in the concert tours of Paganini and Liszt, and the conductor began to emerge as an important figure, on whose skill the interpretation of the increasingly complex music depended.[123]
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The Romantic movement affected most aspects of intellectual life, and Romanticism and science had a powerful connection, especially in the period 1800–1840. Many scientists were influenced by versions of the Naturphilosophie of Johann Gottlieb Fichte, Friedrich Wilhelm Joseph von Schelling and Georg Wilhelm Friedrich Hegel and others, and without abandoning empiricism, sought in their work to uncover what they tended to believe was a unified and organic Nature. The English scientist Sir Humphry Davy, a prominent Romantic thinker, said that understanding nature required "an attitude of admiration, love and worship, [...] a personal response".[124] He believed that knowledge was only attainable by those who truly appreciated and respected nature. Self-understanding was an important aspect of Romanticism. It had less to do with proving that man was capable of understanding nature (through his budding intellect) and therefore controlling it, and more to do with the emotional appeal of connecting himself with nature and understanding it through a harmonious co-existence.[125]
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History writing was very strongly, and many would say harmfully, influenced by Romanticism.[126] In England, Thomas Carlyle was a highly influential essayist who turned historian; he both invented and exemplified the phrase "hero-worship",[127] lavishing largely uncritical praise on strong leaders such as Oliver Cromwell, Frederick the Great and Napoleon. Romantic nationalism had a largely negative effect on the writing of history in the 19th century, as each nation tended to produce its own version of history, and the critical attitude, even cynicism, of earlier historians was often replaced by a tendency to create romantic stories with clearly distinguished heroes and villains.[128] Nationalist ideology of the period placed great emphasis on racial coherence, and the antiquity of peoples, and tended to vastly over-emphasize the continuity between past periods and the present, leading to national mysticism. Much historical effort in the 20th century was devoted to combating the romantic historical myths created in the 19th century.
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To insulate theology from scientism or reductionism in science, 19th-century post-Enlightenment German theologians developed a modernist or so-called liberal conception of Christianity, led by Friedrich Schleiermacher and Albrecht Ritschl. They took the Romantic approach of rooting religion in the inner world of the human spirit, so that it is a person's feeling or sensibility about spiritual matters that comprises religion.[129]
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Romantic chess was the style of chess which emphasized quick, tactical maneuvers characterized by aesthetic beauty rather than long-term strategic planning, which was considered to be of secondary importance.[130] The Romantic era in chess is generally considered to have begun with Joseph MacDonnell and Pierre LaBourdonnais, the two dominant chess players in the 1830s. The 1840s was dominated by Howard Staunton, and other leading players of the era included Adolf Anderssen, Daniel Harrwitz, Henry Bird, Louis Paulsen, and Paul Morphy. The "Immortal Game", played by Adolf Anderssen and Lionel Kieseritzky on 21 June 1851 in London—where Anderssen made bold sacrifices to secure victory, giving up both rooks and a bishop, then his queen, and then checkmating his opponent with his three remaining minor pieces—is considered a supreme example of Romantic chess.[131] The end of the Romantic era in chess is considered to be the 1873 Vienna Tournament where Wilhelm Steinitz popularized positional play and the closed game.
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One of Romanticism's key ideas and most enduring legacies is the assertion of nationalism, which became a central theme of Romantic art and political philosophy. From the earliest parts of the movement, with their focus on development of national languages and folklore, and the importance of local customs and traditions, to the movements that would redraw the map of Europe and lead to calls for self-determination of nationalities, nationalism was one of the key vehicles of Romanticism, its role, expression and meaning. One of the most important functions of medieval references in the 19th century was nationalist. Popular and epic poetry were its workhorses. This is visible in Germany and Ireland, where underlying Germanic or Celtic linguistic substrates dating from before the Romanization-Latinization were sought out.
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Early Romantic nationalism was strongly inspired by Rousseau, and by the ideas of Johann Gottfried von Herder, who in 1784 argued that the geography formed the natural economy of a people, and shaped their customs and society.[citation needed]
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The nature of nationalism changed dramatically, however, after the French Revolution with the rise of Napoleon, and the reactions in other nations. Napoleonic nationalism and republicanism were, at first, inspirational to movements in other nations: self-determination and a consciousness of national unity were held to be two of the reasons why France was able to defeat other countries in battle. But as the French Republic became Napoleon's Empire, Napoleon became not the inspiration for nationalism, but the object of its struggle. In Prussia, the development of spiritual renewal as a means to engage in the struggle against Napoleon was argued by, among others, Johann Gottlieb Fichte, a disciple of Kant. The word Volkstum, or nationality, was coined in German as part of this resistance to the now conquering emperor. Fichte expressed the unity of language and nation in his address "To the German Nation" in 1806:
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Those who speak the same language are joined to each other by a multitude of invisible bonds by nature herself, long before any human art begins; they understand each other and have the power of continuing to make themselves understood more and more clearly; they belong together and are by nature one and an inseparable whole. ...Only when each people, left to itself, develops and forms itself in accordance with its own peculiar quality, and only when in every people each individual develops himself in accordance with that common quality, as well as in accordance with his own peculiar quality—then, and then only, does the manifestation of divinity appear in its true mirror as it ought to be.[132]
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This view of nationalism inspired the collection of folklore by such people as the Brothers Grimm, the revival of old epics as national, and the construction of new epics as if they were old, as in the Kalevala, compiled from Finnish tales and folklore, or Ossian, where the claimed ancient roots were invented. The view that fairy tales, unless contaminated from outside literary sources, were preserved in the same form over thousands of years, was not exclusive to Romantic Nationalists, but fit in well with their views that such tales expressed the primordial nature of a people. For instance, the Brothers Grimm rejected many tales they collected because of their similarity to tales by Charles Perrault, which they thought proved they were not truly German tales;[133] Sleeping Beauty survived in their collection because the tale of Brynhildr convinced them that the figure of the sleeping princess was authentically German. Vuk Karadžić contributed to Serbian folk literature, using peasant culture as the foundation. He regarded the oral literature of the peasants as an integral part of Serbian culture, compiling it to use in his collections of folk songs, tales and proverbs, as well as the first dictionary of vernacular Serbian.[134] Similar projects were undertaken by the Russian Alexander Afanasyev, the Norwegians Peter Christen Asbjørnsen and Jørgen Moe, and the Englishman Joseph Jacobs.[135]
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Romanticism played an essential role in the national awakening of many Central European peoples lacking their own national states, not least in Poland, which had recently failed to restore its independence when Russia's army crushed the Polish Uprising under Nicholas I. Revival and reinterpretation of ancient myths, customs and traditions by Romantic poets and painters helped to distinguish their indigenous cultures from those of the dominant nations and crystallise the mythography of Romantic nationalism. Patriotism, nationalism, revolution and armed struggle for independence also became popular themes in the arts of this period. Arguably, the most distinguished Romantic poet of this part of Europe was Adam Mickiewicz, who developed an idea that Poland was the Messiah of Nations, predestined to suffer just as Jesus had suffered to save all the people. The Polish self-image as a "Christ among nations" or the martyr of Europe can be traced back to its history of Christendom and suffering under invasions. During the periods of foreign occupation, the Catholic Church served as bastion of Poland's national identity and language, and the major promoter of Polish culture. The partitions came to be seen in Poland as a Polish sacrifice for the security for Western civilization. Adam Mickiewicz wrote the patriotic drama Dziady (directed against the Russians), where he depicts Poland as the Christ of Nations. He also wrote "Verily I say unto you, it is not for you to learn civilization from foreigners, but it is you who are to teach them civilization ... You are among the foreigners like the Apostles among the idolaters". In Books of the Polish Nation and Polish Pilgrimage Mickiewicz detailed his vision of Poland as a Messias and a Christ of Nations, that would save mankind. Dziady is known for various interpretation. The most known ones are the moral aspect of part II, individualist and romantic message of part IV, as well as deeply patriotic, messianistic and Christian vision in part III of the poem. Zdzisław Kępiński, however, focuses his interpretation on Slavic pagan and occult elements found in the drama. In his book Mickiewicz hermetyczny he writes about hermetic, theosophic and alchemical philosophy on the book as well as Masonic symbols.
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Joseph Vernet, 1759, Shipwreck; the 18th-century "sublime"
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Joseph Wright, 1774, Cave at evening, Smith College Museum of Art, Northampton, Massachusetts
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Henry Fuseli, 1781, The Nightmare, a classical artist whose themes often anticipate the Romantic
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Philip James de Loutherbourg, Coalbrookdale by Night, 1801, a key location of the English Industrial Revolution
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Théodore Géricault, The Charging Chasseur, c. 1812
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Ingres, The Death of Leonardo da Vinci, 1818, one of his Troubadour style works
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Eugène Delacroix, Collision of Moorish Horsemen, 1843–44
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Eugène Delacroix, The Bride of Abydos, 1857, after the poem by Byron
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Joseph Anton Koch, Waterfalls at Subiaco 1812–1813, a "classical" landscape to art historians
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James Ward, 1814–1815, Gordale Scar
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John Constable, 1821, The Hay Wain, one of Constable's large "six footers"
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J. C. Dahl, 1826, Eruption of Vesuvius, by Friedrich's closest follower
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William Blake, c. 1824–27, The Wood of the Self-Murderers: The Harpies and the Suicides, Tate
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Karl Bryullov, The Last Day of Pompeii, 1833, The State Russian Museum, St. Petersburg, Russia
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Isaac Levitan, Pacific, 1898, State Russian Museum, St.Petersburg
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J. M. W. Turner, The Burning of the Houses of Lords and Commons (1835), Philadelphia Museum of Art
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Hans Gude, Winter Afternoon, 1847, National Gallery of Norway, Oslo
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Ivan Aivazovsky, 1850, The Ninth Wave, Russian Museum, St. Petersburg
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John Martin, 1852, The Destruction of Sodom and Gomorrah, Laing Art Gallery
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Frederic Edwin Church, 1860, Twilight in the Wilderness, Cleveland Museum of Art
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Albert Bierstadt, 1863, The Rocky Mountains, Lander's Peak
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1 |
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Romansh (/roʊˈmænʃ, roʊˈmɑːnʃ/; sometimes also spelled Romansch, Rumantsch, or Romanche; Romansh: rumantsch, rumàntsch, romauntsch or romontsch) is a Romance language spoken predominantly in the southeastern Swiss canton of Grisons (Graubünden). Romansh has been recognized as a national language of Switzerland since 1938, and as an official language in correspondence with Romansh-speaking citizens since 1996, along with German, French and Italian.[7] It also has official status in the canton of Grisons alongside German and Italian and is used as the medium of instruction in schools in Romansh-speaking areas. It is sometimes grouped by linguists with Ladin and Friulian as a Rhaeto-Romance language (retorumantsch), though this is disputed.[citation needed]
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Romansh is one of the descendant languages of the spoken Latin language of the Roman Empire, which by the 5th century AD replaced the Celtic and Raetic languages previously spoken in the area. Romansh retains a small number of words from these languages. Romansh has also been strongly influenced by German in vocabulary and morphosyntax. The language gradually retreated to its current area over the centuries, being replaced in other areas by Alemannic and Bavarian dialects. The earliest writing identified as Romansh dates from the 10th or 11th century, although major works did not appear until the 16th century, when several regional written varieties began to develop. During the 19th century the area where the language was spoken declined, but the Romansh speakers had a literary revival and started a language movement dedicated to halting the decline of the language.[citation needed]
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In the 2000 Swiss census, 35,095 people (of whom 27,038 live in the canton of Grisons) indicated Romansh as the language of "best command", and 61,815 as a "regularly spoken" language.[8] In 2010, Switzerland switched to a yearly system of assessment that uses a combination of municipal citizen records and a limited number of surveys.[9]
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As of 2017[update], Romansh speakers make up 44,354 inhabitants of Switzerland, or 0.85% of its population, and 28,698 inhabitants of the canton of Grisons, or 14.7% of Grisons' population.[1][10] About 28% of the Romansh-speaking people in the Romansh-speaking areas also speak one other language fluently, e.g. German or Italian, which are the other official languages of Grisons.[11]
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Romansh is divided into five different regional dialects (Sursilvan, Sutsilvan, Surmiran, Putèr, and Vallader), each with its own standardized written language. In addition, a pan-regional variety called Rumantsch Grischun was introduced in 1982, which is controversial among Romansh speakers.
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Romansh is a Romance language descending from Vulgar Latin, the spoken language of the Roman Empire. Within the Romance languages, Romansh stands out because of its peripheral location,[clarification needed] which has resulted in several archaic features. Another distinguishing feature is the centuries-long language contact with German, which is most noticeable in the vocabulary and to a lesser extent the syntax of Romansh. Romansh belongs to the Gallo-Romance branch of the Romance languages, which includes languages such as French, Occitan, and Lombard. The main feature placing Romansh within the Gallo-Romance languages is the fronting of Latin /u/ to [y] or [i], as seen in Latin muru(m) ("wall"), which is mür (help·info) or mir (help·info) in Romansh.
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The main features distinguishing Romansh from the Gallo-Italic languages to the south, and placing it closer to French, are:
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Another defining feature of the Romansh language is the use of unstressed vowels. All unstressed vowels (except /a/) disappeared.[13]
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Whether or not Romansh, Friulan and Ladin should compose a separate "Rhaeto-Romance" subgroup within Gallo-Romance is an unresolved issue, known as the Questione ladina. Some linguists posit that these languages are descended from a common language, which was fractured geographically through the spread of German and Italian. The Italian linguist Graziadio Ascoli first made the claim in 1873.[14] The other position holds that any similarities between these three languages can be explained through their relative geographic isolation, which shielded them from certain linguistic changes. By contrast, the Gallo-Italic varieties of Northern Italy were more open to linguistic influences from the South. Linguists who take this position often point out that the similarities between the languages are comparatively few.[15] This position was first introduced by the Italian dialectologist Carlo Battisti.
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This linguistic dispute became politically relevant for the Italian irredentist movement. Italian nationalists interpreted Battisti's hypothesis as implying that Romansh, Friulan and Ladin were not separate languages but rather Italian dialects. They used this as an argument to claim the territories for Italy where these languages were spoken.[16] From a sociolinguistic perspective, however, this question is largely irrelevant. The speakers of Romansh have always identified as speaking a language distinct from both Italian and other Romance varieties.[17]
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Romansh comprises a group of closely related dialects, which are most commonly divided into five different varieties, each of which has developed a standardized form. These standardized regional standards are referred to as idioms in Romansh to distinguish them from the local vernaculars, which are referred to as dialects.[18] These dialects form a dialect continuum without clear-cut divisions. Historically a continuous speech area, this continuum has now been ruptured by the spread of German, so that Romansh is now geographically divided into at least two non-adjacent parts.
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Aside from these five major dialects, two additional varieties are often distinguished. One is the dialect of the Val Müstair, which is closely related to Vallader but often separately referred to as Jauer (derived from the personal pronoun jau 'I', i.e. 'the jau-sayers').[21] Less commonly distinguished is the dialect of Tujetsch and the Val Medel, which is markedly different from Sursilvan and is referred to as Tuatschin.[21] Additionally, the standardized variety Rumantsch Grischun, intended for pan-regional use, was introduced in 1982. The dialect of the Val Bregaglia is usually considered a variety of Lombard, and speakers use Italian as their written language, even though the dialect shares many features with the neighboring Putèr dialect of Romansh.[22]
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As these varieties form a continuum with small transitions from each village to the next, there is no straightforward internal grouping of the Romansh dialects. The Romansh language area can be described best as consisting of two widely divergent varieties, Sursilvan in the west and the dialects of the Engadine in the east, with Sutsilvan and Surmiran forming a transition zone between them.[23] The Engadinese varieties Putèr and Vallader are often referred to as one specific variety known as Ladin (rm. ladin (help·info)), which is not to be confused with the closely related language in Italy's Dolomite mountains also known as Ladin. Sutsilvan and Surmiran are sometimes grouped together as Central Romansh (rm. Grischun central), and then grouped together with Sursilvan as "Rhenish Romansh" (in German, "Rheinischromanisch").
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One feature that separates the Rhenish varieties from Ladin is the retention of the rounded front vowels /y/ and /ø/ (written ü and ö) in Ladin, which have been unrounded in the other dialects,[24] as in Ladin mür (help·info), Sursilvan mir (help·info), Surmiran meir ‘wall’ or Ladin chaschöl (help·info) to Rhenish caschiel (help·info) ‘cheese’. Another is the development of Latin -CT-, which has developed into /tɕ/ in the Rhenish varieties as in détg ‘said’ or fatg ‘did’, while developing into /t/ in Ladin (dit and fat). A feature separating Sursilvan from Central Romansh, however, involves the extent of palatalization of Latin /k/ in front of /a/, which is rare in Sursilvan but common in the other varieties:[24] Sursilvan casa (help·info), Sutsilvan tgea, Surmiran tgesa, Putèr chesa (help·info), and Vallader chasa (help·info) 'house'. Overall however, the Central Romansh varieties do not share many unique features, but rather connect Sursilvan and Ladin through a succession of numerous small differences from one village to the next.[25][26]
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The dialects of Romansh are not always mutually comprehensible. Speakers of Sursilvan and Ladin, in particular, are usually unable to understand each other initially.[27] Because speakers usually identify themselves primarily with their regional dialect, many do not take the effort to attempt to understand unfamiliar dialects, and prefer to speak Swiss German with speakers of other varieties.[28] A common Romansh identity is not widespread outside of intellectual circles, even though this has been changing among the younger generation.[29]
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Romansh originates from the spoken Latin brought to the region by Roman soldiers, merchants, and officials following the conquest of the modern-day Grisons area by the Romans in 15 BC. Before that, the inhabitants spoke Celtic and Raetic languages, with Raetic apparently being spoken mainly in the Lower Engadine valley. Traces of these languages survive mainly in toponyms, including village names such as Tschlin, Scuol, Savognin, Glion, Breil/Brigels, Brienz/Brinzauls, Purtenza, and Trun. Additionally, a small number of pre-Latin words have survived in Romansh, mainly concerning animals, plants, and geological features unique to the Alps, such as camutsch 'chamois' and grava 'scree'.
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It is unknown how rapidly the Celtic and Raetic inhabitants were Romanized following the conquest of Raetia. Some linguists assume that the area was rapidly Romanized following the Roman conquest, whereas others think that this process did not end until the 4th or 5th century, when more thoroughly Romanized Celts from farther north fled south to avoid invasions by Germanic tribes.[30] The process was certainly complete and the pre-Roman languages extinct by the 5th–6th century, when Raetia became part of the Ostrogothic Kingdom. Around 537 AD, the Ostrogoths handed over the province of Raetia Prima to the Frankish Empire, which continued to have local rulers administering the so-called Duchy of Chur. However, after the death of the last Victorid ruler, Bishop Tello, around 765, Charlemagne assigned a Germanic duke to administer the region. Additionally, the Diocese of Chur was transferred by the (pre-Schism) Roman Catholic Church from the Archdiocese of Milan to the Diocese of Mainz in 843. The combined effect was a cultural reorientation towards the German-speaking north, especially as the ruling élite now comprised almost entirely speakers of German.[31]
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At the time, Romansh was spoken over a much wider area, stretching north into the present-day cantons of Glarus and St. Gallen, to the Walensee in the northwest, and Rüthi and the Alpine Rhine Valley in the northeast. In the east, parts of modern-day Vorarlberg were Romansh-speaking, as were parts of Tyrol. The northern areas, called Lower Raetia, became German-speaking by the 12th century;[32] and by the 15th century, the Rhine Valley of St. Gallen and the areas around the Wallensee were entirely German-speaking.[31] This language shift was a long, drawn-out process, with larger, central towns adopting German first, while the more peripheral areas around them remained Romansh-speaking longer. The shift to German was caused in particular by the influence of the local German-speaking élites and by German-speaking immigrants from the north, with the lower and rural classes retaining Romansh longer.[33]
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In addition, beginning around 1270, the German-speaking Walser began settling in sparsely populated or uninhabited areas within the Romansh-speaking heartland. The Walser sometimes expanded into Romansh-speaking areas from their original settlements, which then often became German-speaking, such as Davos, Schanfigg, the Prättigau, Schams, and Valendas, which became German-speaking by the 14th century.[34] In rare cases, these Walser settlements were eventually assimilated by their Romansh-speaking neighbors, for instance, Oberhalbstein and Medel and Tujetsch in the Surselva region.[35]
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The Germanization of Chur had particular long-term consequences. Even though the city had long before ceased to be a cultural center of Romansh, the spoken language of the capital of the Diocese of Chur continued to be Romansh until the 15th century.[36] After a fire in 1465 which virtually destroyed the city, many German-speaking artisans who had been called in to help repair the damage settled there, causing German to become the majority language. In a chronicle written in 1571–72, Durich Chiampell mentions that Romansh was still spoken in Chur roughly a hundred years before, but had since then rapidly given way to German and was now not much appreciated by the inhabitants of the city.[31] Many linguists regard the loss of Chur to German as a crucial event. According to Sylvia Osswald, for example, it occurred precisely at a time when the introduction of the printing press could have led to the adoption of the Romansh dialect of the capital as a common written language for all Romansh speakers.[37] Other linguists such as Jachen Curdin Arquint remain skeptical of this view, however, and assume that the various Romansh-speaking regions would still have developed their own separate written standards.[38]
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Instead, several regional written varieties of Romansh began appearing during the 16th century. Gian Travers wrote the first surviving work in Romansh, the Chianzun dalla guerra dagl Chiaste da Müs, in the Putèr dialect. This epic poem, written in 1527, describes the first Musso war, in which Travers himself had taken part.[39] Travers also translated numerous biblical plays into Romansh, though only the titles survive for many of them. Another early writer, Giachem Bifrun, who also wrote in Putèr, penned the first printed book in Romansh, a catechism published in 1552. In 1560 he published a translation of the New Testament: L'g Nuof Sainc Testamaint da nos Signer Jesu Christ.
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Two years later, in 1562, another writer from the Engadine, Durich Chiampel, published the Cudesch da Psalms, a collection of church songs in the Vallader dialect. These early works are generally well written and show that the authors had a large amount of Romansh vocabulary at their disposal, contrary to what one might expect of the first pieces of writing in a language. Because of this, the linguist Ricarda Liver assumes that these written works built on an earlier, pre-literature tradition of using Romansh in administrative and legal situations, of which no evidence survives.[40] In their prefaces, the authors themselves often mention the novelty of writing Romansh, and discuss an apparently common prejudice that Romansh was a language that could not be written.[41]
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The first writing in the Sursilvan and Sutsilvan dialects appears in the 17th century. As in the Engadine, these early works usually focused on religious themes, in particular the struggles between Protestants and Counter-Reformers. Daniel Bonifaci produced the first surviving work in this category, the catechism Curt mussameint dels principals punctgs della Christianevla Religiun, published in 1601 in the Sutsilvan dialect. A second edition, published in 1615, is closer to Sursilvan, however, and writings in Sutsilvan do not appear again until the 20th century. In 1611, Igl Vêr Sulaz da pievel giuvan ("The true joys of young people"), a series of religious instructions for Protestant youths, was published by Steffan Gabriel. Four years later, in 1615, a Catholic catechism, Curt Mussament, was published in response, written by Gion Antoni Calvenzano. The first translation of the New Testament into Sursilvan was published in 1648 by the son of Steffan Gabriel, Luci Gabriel.
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The first complete translation of the Bible, the Bibla da Cuera, was published between 1717 and 1719. The Sursilvan dialect thus had two separate written varieties, one used by the Protestants with its cultural center around Ilanz, and a Catholic variety with the Disentis Abbey as its center. The Engadine dialect was also written in two varieties: Putèr in the Upper Valley and Vallader in the Lower Valley.[42] The Sutsilvan areas either used the Protestant variety of Sursilvan, or simply used German as their main written language. The Surmiran region began developing its own variety in the early 18th century, with a catechism being published in 1703, though either the Catholic variety of Sursilvan or Putèr was more commonly used there until the 20th century.[43]
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In the 16th century, the language border between Romansh and German largely stabilized, and it remained almost unchanged until the late 19th century.[44] During this period, only isolated areas became German-speaking, mainly a few villages around Thusis and the village of Samnaun. In the case of Samnaun, the inhabitants adopted the Bavarian dialect of neighboring Tyrol, making Samnaun the only municipality of Switzerland where a Bavarian dialect is spoken. The Vinschgau in South Tyrol was still Romansh-speaking in the 17th century, after which it became entirely German-speaking because of the Counter-Reformation denunciation of Romansh as a "Protestant language".[45]
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When Grisons became part of Switzerland in 1803, it had a population of roughly 73,000, of whom around 36,600 were Romansh speakers—many of them monolingual—living mostly within the Romansh-speaking valleys.[46] The language border with German, which had mostly been stable since the 16th century, now began moving again as more and more villages shifted to German. One cause was the admission of Grisons as a Swiss canton, which brought Romansh-speakers into more frequent contact with German-speakers. Another factor was the increased power of the central government of Grisons, which had always used German as its administrative language.[44] In addition, many Romansh-speakers migrated to the larger cities, which were German-speaking, while speakers of German settled in Romansh villages. Moreover, economic changes meant that the Romansh-speaking villages, which had mostly been self-sufficient, engaged in more frequent commerce with German-speaking regions. Also, improvements in the infrastructure made travel and contact with other regions much easier than it had been.[47]
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Finally, the rise of tourism made knowledge of German an economic necessity in many areas, while the agricultural sector, which had been a traditional domain of Romansh, became less important. All this meant that knowledge of German became more and more of a necessity for Romansh speakers and that German became more and more a part of daily life. For the most part, German was seen not as a threat but rather as an important asset for communicating outside one's home region.[48] The common people frequently demanded better access to learning German.[44] When public schools began to appear, many municipalities decided to adopt German as the medium of instruction, as in the case of Ilanz, where German became the language of schooling in 1833, when the town was still largely Romansh-speaking.[49]
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Some people even welcomed the disappearance of Romansh, in particular among progressives. In their eyes, Romansh was an obstacle to the economic and intellectual development of the Romansh people.[50] For instance, the priest Heinrich Bansi from Ardez wrote in 1797: "The biggest obstacle to the moral and economical improvement of these regions is the language of the people, Ladin [...] The German language could certainly be introduced with ease into the Engadine, as soon as one could convince the people of the immense advantages of it".[51] Others however, saw Romansh as an economic asset, since it gave the Romansh an advantage when learning other Romance languages. In 1807, for example, the priest Mattli Conrad wrote an article listing the advantages and disadvantages of Romansh:
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The Romansh language is an immense advantage in learning so much more rapidly the languages derived from Latin of France, Italy, Spain etc, as can be seen with the Romansh youth, which travels to these countries and learns their language with ease. [...] We live in between an Italian and a German people. How practical is it, when one can learn the languages of both without effort?[52]
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In response however, the editor of the newspaper added that:
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According to the testimony of experienced and vigilant language teachers, while the one who is born Romansh can easily learn to understand these languages and make himself understood in them, he has great difficulties in learning them properly, since precisely because of the similarity, he mixes them so easily with his own bastardized language. [...] in any case, the conveniences named should hold no weight against all the disadvantages that come from such an isolated and uneducated language.[53]
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According to Mathias Kundert, this quote is a good example of the attitude of many German-speakers towards Romansh at the time. According to Mathias Kundert, while there was never a plan to Germanize the Romansh areas of Grisons, many German-speaking groups wished that the entire canton would become German-speaking. They were careful however, to avoid any drastic measures to that extent, in order not to antagonize the influential Romansh minority.[54]
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The decline of Romansh over the 20th century can be seen through the results of the Swiss censuses. The decline in percentages is only partially due to the Germanization of Romansh areas, since the Romansh-speaking valleys always had a lower overall population growth than other parts of the canton.[55]
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Starting in the mid-19th century however, a revival movement began, often called the "Rhaeto-Romansh renaissance". This movement involved an increased cultural activity, as well as the foundation of several organizations dedicated to protecting the Romansh language. In 1863, the first of several attempts was made to found an association for all Romansh regions, which eventually led to the foundation of the Società Retorumantscha in 1885.[57] In 1919, the Lia Rumantscha was founded to serve as an umbrella organization for the various regional language societies. Additionally, the role of Romansh in schooling was strengthened, with the first Romansh school books being published in the 1830s and 1840s. Initially, these were merely translations of the German editions, but by the end of the 19th century teaching materials were introduced which took the local Romansh culture into consideration. Additionally, Romansh was introduced as a subject in teacher's college in 1860 and was recognized as an official language by the canton in 1880.[57]
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Around the same time, grammar and spelling guidelines began to be developed for the regional written dialects. One of the earliest was the Ortografia et ortoëpia del idiom romauntsch d'Engiadin'ota by Zaccaria Pallioppi, published in 1857. For Sursilvan, a first attempt to standardize the written language was the Ortografia gienerala, speculativa ramontscha by Baseli Carigiet, published in 1858, followed by a Sursilvan-German dictionary in 1882, and the Normas ortografias by Giachen Caspar Muoth in 1888. Neither of these guidelines managed to gather much support however. At the same time, the Canton published school books in its own variety. Sursilvan was then definitely standardized through the works of Gion Cahannes, who published Grammatica Romontscha per Surselva e Sutselva in 1924, followed by Entruidament devart nossa ortografia in 1927. The Surmiran dialect had its own norms established in 1903, when the Canton agreed to finance the school book Codesch da lectura per las scolas primaras de Surmeir, though a definite guideline, the Normas ortograficas per igl rumantsch da Surmeir, was not published until 1939. In the meantime, the norms of Pallioppi had come under criticism in the Engadine due to the strong influence of Italian in them. This led to an orthographic reform which was concluded by 1928, when the Pitschna introducziun a la nouva ortografia ladina ufficiala by Cristoffel Bardola was published. A separate written variety for Sutsilvan was developed in 1944 by Giuseppe Gangale.
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Around 1880, the entire Romansh-speaking area still formed a continuous geographical unit. But by the end of the century, the so-called "Central-Grisons language bridge" began to disappear.[58] From Thusis, which had become German-speaking in the 16th/17th century, the Heinzenberg and Domleschg valleys were gradually Germanized over the next decades. Around the turn of the century, the inner Heinzenberg and Cazis became German-speaking, followed by Rothenbrunnen, Rodels, Almens, and Pratval, splitting the Romansh area into two geographically non-connected parts. In the 1920s and 1930s the rest of the villages in the valley became mainly German-speaking, sealing the split.[59]
|
72 |
+
|
73 |
+
In order to halt the decline of Romansh, the Lia Rumantscha began establishing Romansh day care schools, called Scoletas, beginning in the 1940s with the aim of reintroducing Romansh to children. Although the Scoletas had some success – of the ten villages where Scoletas were established, the children began speaking Romansh amongst themselves in four, with the children in four others acquiring at least some knowledge of Romansh – the program ultimately failed to preserve the language in the valley.
|
74 |
+
|
75 |
+
A key factor was the disinterest of the parents, whose main motivation for sending their children to the Scoletas appears to have been that they were looked after for a few hours and given a meal every day, rather than an interest in preserving Romansh.[60] The other factor was that after entering primary school, the children received a few hours a week of Romansh instruction at best. As a result, the last Scoletas were closed in the 1960s with the exception of Präz, where the Scoleta remained open until 1979.[61]
|
76 |
+
|
77 |
+
In other areas, such as the Engadine and the Surselva, where the pressure of German was equally strong, Romansh was maintained much better and remained a commonly spoken language. According to the linguist Mathias Kundert, one important factor was the different social prestige of Romansh. In the Heinzenberg and Domleschg valleys, the elite had been German-speaking for centuries, so that German was associated with power and education, even though most people did not speak it, whereas Romansh was associated with peasant life. In the Engadine and the Surselva by contrast, the elite was itself Romansh-speaking, so that Romansh there was "not only the language spoken to children and cows, but also that of the village notable, the priest, and the teacher."[62] Additionally, Romansh schools had been common for several years before German had become a necessity, so that Romansh was firmly established as a medium of education.
|
78 |
+
|
79 |
+
Likewise, in the Upper Engadine, where factors such as increased mobility and immigration by German speakers were even stronger, Romansh was more firmly established as a language of education and administration, so that the language was maintained to a much greater extent. In Central Grisons, by contrast, German had been a central part of schooling since the beginning, and virtually all schools switched entirely to German as the language of instruction by 1900, with children in many schools being punished for speaking Romansh well into the 1930s.[63]
|
80 |
+
|
81 |
+
Early attempts to create a unified written language for Romansh include the Romonsch fusionau of Gion Antoni Bühler in 1867[64] and the Interrumantsch by Leza Uffer in 1958. Neither was able to gain much support, and their creators were largely the only ones actively using them.[65] In the meantime, the Romansh movement sought to promote the different regional varieties while promoting a gradual convergence of the five varieties, called the "avischinaziun".[66] In 1982, however, the then secretary of the Lia Rumantscha, a sociolinguist named Bernard Cathomas, launched a project for designing a pan-regional variety. The linguist Heinrich Schmid presented to the Lia Rumantscha the same year the rules and directives for this standard language under the name Rumantsch Grischun.[67] Schmid's approach consisted of creating a language as equally acceptable as possible to speakers of the different dialects, by choosing those forms which were found in a majority of the three strongest varieties: Sursilvan, Surmiran, and Vallader. The elaboration of the new standard was endorsed by the Swiss National Fund and carried out by a team of young Romansh linguists under the guidance of Georges Darms and Anna-Alice Dazzi-Gross.[68]
|
82 |
+
|
83 |
+
The Lia Rumantscha then began introducing Rumantsch Grischun to the public, announcing that it would be chiefly introduced into domains where only German was being used, such as official forms and documents, billboards, and commercials.[69] In 1984, the assembly of delegates of the head organization Lia Rumantscha decided to use the new standard language when addressing all Romansh-speaking areas of the Grisons.[70] From the very start, Rumansh Grischun has been implemented only on the basis of a decision of the particular institutions. In 1986, the federal administration began to use Rumantsch Grischun for single texts. The same year, however, several influential figures began to criticize the introduction of Rumantsch Grischun. Donat Cadruvi, at the time the president of the cantonal government, claimed that the Lia Rumantscha was trying to force the issue. Romansh writer Theo Candinas also called for a public debate on the issue, calling Rumantsch Grischun a "plague" and "death blow" to Romansh and its introduction a "Romansh Kristallnacht",[71] thus launching a highly emotional and bitter debate which would continue for several years.[71] The following year, Theo Candinas published another article titled Rubadurs Garmadis in which he compared the proponents of Rumantsch Grischun to Nazi thugs raiding a Romansh village and desecrating, destroying, and burning the Romansh cultural heritage.[72]
|
84 |
+
|
85 |
+
The proponents responded by labeling the opponents as a small group of archconservative and narrow-minded Sursilvans and CVP politicians among other things.[73] The debate was characterized by a heavy use of metaphors, with opponents describing Rumantsch Grischun as a "test-tube baby" or "castrated language". They argued that it was an artificial and infertile creation which lacked a heart and soul, in contrast to the traditional dialects. On the other side, proponents called on the Romansh people to nurture the "new-born" to allow it to grow, with Romansh writer Ursicin Derungs calling Rumantsch Grischun a "lungatg virginal" 'virgin language' that now had to be seduced and turned into a blossoming woman.[74]
|
86 |
+
|
87 |
+
The opposition to Rumantsch Grischun also became clear in the Swiss census of 1990, in which certain municipalities refused to distribute questionnaires in Rumantsch Grischun, requesting the German version instead.[75] Following a survey on the opinion of the Romansh population on the issue, the government of Grisons decided in 1996 that Rumantsch Grischun would be used when addressing all Romansh speakers, but the regional varieties could continue to be used when addressing a single region or municipality. In schools, Rumantsch Grischun was not to replace the regional dialects but only be taught passively.
|
88 |
+
|
89 |
+
The compromise was largely accepted by both sides. A further recommendation in 1999, known as the "Haltinger concept", also proposed that the regional varieties should remain the basis of the Romansh schools, with Rumantsch Grischun being introduced in middle school and secondary school.[76]
|
90 |
+
|
91 |
+
The government of Grisons then took steps to strengthen the role of Rumantsch Grischun as an official language. Since the cantonal constitution explicitly named Sursilvan and Engadinese as the languages of ballots, a referendum was launched to amend the relevant article.[77] In the referendum, which took place on June 10, 2001, 65% voted in favor of naming Rumantsch Grischun the only official Romansh variety of the Canton. Opponents of Rumantsch Grischun such as Renata Coray and Matthias Grünert argue, however, that if only those municipalities with at least 30% Romansh speakers were considered, the referendum would have been rejected by 51%, with an even larger margin if only those with at least 50% Romansh speakers were considered. They thus interpret the results as the Romansh minority having been overruled by the German-speaking majority of the canton.[78]
|
92 |
+
|
93 |
+
A major change in policy came in 2003, when the cantonal government proposed a number of spending cuts, including a proposal according to which new Romansh teaching materials would not be published except in Rumantsch Grischun from 2006 onwards, the logical result of which would be to abolish the regional varieties as languages of instruction. The cantonal parliament passed the measure in August 2003, even advancing the deadline to 2005. The decision was met by strong opposition, in particular in the Engadine, where teachers collected over 4,300 signatures opposing the measure,[79] followed by a second petition signed by around 180 Romansh writers and cultural figures,[80] including many who were supportive of Rumantsch Grischun but opposed its introduction as a language of instruction.
|
94 |
+
|
95 |
+
Opponents argued that Romansh culture and identity was transmitted through the regional varieties and not through Rumantsch Grischun and that Rumantsch Grischun would serve to weaken rather than strengthen Romansh, possibly leading to a switch to German-language schools and a swift Germanization of Romansh areas.[81]
|
96 |
+
|
97 |
+
The cantonal government refused to debate the issue again however, instead deciding on a three-step plan in December 2004 to introduce Rumantsch Grischun as the language of schooling, allowing the municipalities to choose when they would make the switch. The decision not to publish any new teaching materials in the regional varieties was not overturned, however, raising the question of what would happen in those municipalities that refused to introduce Rumantsch Grischun at all, since the language of schooling is decided by the municipalities themselves in Grisons.[82]
|
98 |
+
|
99 |
+
The teachers of the Engadine in particular were outraged over the decision, but those in the Surmeir were mostly satisfied. Few opinions were heard from the Surselva, which was interpreted either as support or resignation, depending in the viewpoint of the observer.[83]
|
100 |
+
|
101 |
+
In 2007–2008, 23 so called "pioneer-municipalities" (Lantsch/Lenz, Brienz/Brinzauls, Tiefencastel, Alvaschein, Mon, Stierva, Salouf, Cunter, Riom-Parsonz, Savognin, Tinizong-Rona, Mulegns, Sur, Marmorera, Falera, Laax, Trin, Müstair, Santa Maria Val Müstair, Valchava, Fuldera, Tschierv and Lü) introduced Rumantsch Grischun as the language of instruction in 1st grade, followed by an additional 11 (Ilanz, Schnaus, Flond, Schluein, Pitasch, Riein, Sevgein, Castrisch, Surcuolm, Luven and Duvin) the following year and another 6 (Sagogn, Rueun, Siat, Pigniu, Waltensburg/Vuorz and Andiast) in 2009-2010.[84] However, other municipalities, including the entire Engadine valley and most of the Surselva, continued to use their regional variety. The cantonal government aimed to introduce Rumantsch Grischun as the sole language of instruction in Romansh schools by 2020.[85]
|
102 |
+
|
103 |
+
In early 2011, however, a group of opponents in the Surselva and the Engadine founded the association Pro Idioms, demanding the overturning of the government decision of 2003 and launching numerous local initiatives to return to the regional varieties as the language of instruction. In April 2011, Riein became the first municipality to vote to return to teaching in Sursilvan,[86] followed by an additional 4 in December, and a further 10 in early 2012, including Val Müstair (returning to Vallader), which had been the first to introduce Rumantsch Grischun. As of September 2013, all municipalities in the Surselva, with the exception of Pitasch, have decided to return to teaching in Sursilvan.
|
104 |
+
|
105 |
+
Supporters of Rumantsch Grischun then announced that they would take the issue to the Federal Supreme Court of Switzerland[87] and announced their intention to launch a cantonal referendum to enshrine Rumantsch Grischun as the language of instruction.[88]
|
106 |
+
|
107 |
+
The Lia Rumantscha opposes these moves and now supports a model of coexistence in which Rumantsch Grischun will supplement but not replace the regional varieties in school. It cites the need for keeping linguistic peace among Romansh speakers, as it says that the decades-long debate over the issue has torn friends and even families apart.[89] The 2003 decision, in December 2011, has been overturned so the canton will again finance school books in the regional varieties.[90]
|
108 |
+
|
109 |
+
Rumantsch Grischun is still a project in progress.[91] At the start of 2014, it is in use as a school language in the central part of Grisons and in the bilingual classes in the region of Chur. It is taught in upper-secondary schools, in the university of teacher education in Chur and at the universities of Zürich and Fribourg, along with the Romansh idioms. It remains an official and administrative language in the Swiss Confederation and the Canton of Grisons as well as in public and private institutions for all kinds of texts intended for the whole Romansh-speaking territory.
|
110 |
+
|
111 |
+
Rumantsch Grischun is read in the news of Radiotelevisiun Svizra Rumantscha and written in the daily newspaper La Quotidiana, along with the Romansh idioms. Thanks to many new texts in a wide variety of political and social functions, the Romansh vocabulary has been decisively broadened.
|
112 |
+
|
113 |
+
The "Pledari Grond"[92] German–Rumantsch Grischun dictionary, with more than 215 000 entries, is the most comprehensive collection of Romansh words, which can also be used in the idioms with the necessary phonetic shifts. The signatories of "Pro Rumantsch"[93] stress that Romansh needs both the idioms and Rumantsch Grischun if it is to improve its chances in today's communication society.
|
114 |
+
|
115 |
+
In Switzerland, official language use is governed by the "territorial principle": Cantonal law determines which of the four national languages enjoys official status in which part of the territory. Only the federal administration is officially quadrilingual. Romansh is an official language at the federal level, one of the three official languages of the Canton of Grisons, and is a working language in various districts and numerous municipalities within the canton.
|
116 |
+
|
117 |
+
The first Swiss constitution of 1848, as well as the subsequent revision of 1872, made no mention of Romansh, which at the time was not a working language of the Canton of Grisons either. The federal government did finance a translation of the constitution into the two Romansh varieties Sursilvan and Vallader in 1872, noting, however, that these did not carry the force of law.[94] Romansh became a national language of Switzerland in 1938, following a referendum. However, a distinction was introduced between "national languages" and "official languages". The status of a national language was largely symbolic, whereas only official languages were to be used in official documents, a status reserved for German, French, and Italian. The recognition of Romansh as the fourth national language is best seen within the context of the "Spiritual defence" preceding World War II, which aimed to underline the special status of Switzerland as a multinational country. Additionally, this was supposed to discredit the efforts of Italian nationalists to claim Romansh as a dialect of Italian and establish a claim to parts of Grisons.[95] The Romansh language movement led by the Lia Rumantscha was mostly satisfied with the status as a national but not official language. Their aims at the time were to secure a symbolic "right of residence" for Romansh, and not actual use in official documents.[96]
|
118 |
+
|
119 |
+
This status did have disadvantages however. For instance, official name registers and property titles had to be in German, French, or Italian. This meant that Romansh-speaking parents were often forced to register their children under German or Italian versions of their Romansh names. As late as 1984, the Canton of Grisons was ordered not to make entries into its corporate registry in Romansh.[97] The Swiss National Bank first planned to include Romansh on its bills in 1956, when a new series was introduced. Due to disputes within the Lia Rumantscha over whether the bills were to feature the Sursilvan version "Banca nazionala svizra" or the Vallader version "Banca naziunala svizzra", the bills eventually featured the Italian version twice, alongside French and German. When new bills were again introduced in 1976/77, a Romansh version was added by finding a compromise between the two largest varieties Sursilvan and Vallader, which read "Banca naziunala svizra". The numbers on the bills were printed in Surmiran, a minor intermediate dialect.
|
120 |
+
|
121 |
+
Following a referendum on March 10, 1996, Romansh was recognized as a partial official language of Switzerland alongside German, French, and Italian in article 70 of the federal constitution. According to the article, German, French, Italian, and Rhaeto-Romansh are national languages of Switzerland. The official languages are declared to be German, French, and Italian, and Rhaeto-Romansh is an official language for correspondence with Romansh-speaking people.[98] This means that in principle, it is possible to address the federal administration in Romansh and receive an answer in the same language.[99] In what the Federal Culture Office itself admits is "more a placatory and symbolic use"[100] of Romansh, the federal authorities occasionally translate some official texts into Romansh. In general, though, demand for Romansh-language services is low because, according to the Federal Culture Office, Romansh speakers may either dislike the official Rumantsch Grischun idiom or prefer to use German in the first place, as most are perfectly bilingual. Without a unified standard language, the status of an official language of the Swiss Confederation would not have been conferred to Romansh. It takes time and needs to be promoted to get implemented in this new function.[101]
|
122 |
+
|
123 |
+
The Swiss Armed Forces attempted to introduce Romansh as an official language of command between 1988 and 1992. Attempts were made to form four entirely Romansh-speaking companies, but these efforts were abandoned in 1992 due to a lack of sufficient Romansh-speaking non-commissioned officers. Official use of Romansh as a language of command was discontinued in 1995 as part of a reform of the Swiss military.[102]
|
124 |
+
|
125 |
+
Grisons is the only canton of Switzerland where Romansh is recognized as an official language. The only working language of the Three Leagues was German until 1794, when the assembly of the leagues declared German, Italian, Sursilvan, and Ladin (Putèr and Vallader) to have equal official standing. No explicit mention of any official language was made in the cantonal constitutions of 1803, 1814, and 1854. The constitution of 1880 declared that "The three languages of the Canton are guaranteed as national languages,[103] without specifying anywhere which three languages are meant. The new cantonal constitution of 2004 recognizes German, Italian, and Romansh as equal national and official languages of the canton.[104] The canton used the Romansh varieties Sursilvan and Vallader up until 1997, when Rumantsch Grischun was added and use of Sursilvan and Vallader was discontinued in 2001.[105]
|
126 |
+
|
127 |
+
This means that any citizen of the canton may request service and official documents such as ballots in their language of choice, that all three languages may be used in court, and that a member of the cantonal parliament is free to use any of the three languages.[106] Since 1991, all official texts of the cantonal parliament must be translated into Romansh and offices of the cantonal government must include signage in all three languages.[105] In practice, the role of Romansh within the cantonal administration is limited and often symbolic and the working language is mainly German. This is usually justified by cantonal officials on the grounds that all Romansh speakers are perfectly bilingual and able to understand and speak German.[107] Up until the 1980s it was usually seen as a provocation when a deputy in the cantonal parliament used Romansh during a speech.[108]
|
128 |
+
|
129 |
+
Cantonal law leaves it to the districts and municipalities to specify their own language of administration and schooling. According to Article 3 of the cantonal constitution however, the municipalities are to "take into consideration the traditional linguistic composition and respect the autochthonous linguistic minorities". This means that the language area of Romansh has never officially been defined, and that any municipality is free to change its official language. In 2003, Romansh was the sole official language in 56 municipalities of Grisons, and 19 were bilingual in their administrative business.[109] In practice, even those municipalities which only recognize Romansh as an official working language, readily offer services in German as well. Additionally, since the working language of the canton is mainly German and many official publications of the canton are available only in German, it is virtually impossible for a municipal administration to operate only in Romansh.[110]
|
130 |
+
|
131 |
+
Within the Romansh-speaking areas, three different types of educational models can be found: Romansh schools, bilingual schools, and German schools with Romansh as a subject.
|
132 |
+
|
133 |
+
In the Romansh schools, Romansh is the primary language of instruction during the first 3–6 years of the nine years of compulsory schooling, and German during the last 3–9 years. Due to this, this school type is often called the "so-called Romansh school". In practice, the amount of Romansh schooling varies between half and 4/5 of the compulsory school term, often depending on how many Romansh-speaking teachers are available.[111] This "so-called Romansh school" is found in 82 municipalities of Grisons as of 2001. The bilingual school is found only in Samedan, Pontresina, and Ilanz/Schnaus. In 15 municipalities, German is the sole medium of instruction as of 2001, with Romansh being taught as a subject.[112]
|
134 |
+
|
135 |
+
Outside of areas where Romansh is traditionally spoken, Romansh is not offered as a subject and as of 2001, 17 municipalities within the historical language area of Romansh do not teach Romansh as a subject.[112] On the secondary level, the language of instruction is mainly German, with Romansh as a subject in Romansh-speaking regions.
|
136 |
+
|
137 |
+
Outside of the traditional Romansh-speaking areas, the capital of Grisons, Chur, runs a bilingual Romansh-German elementary school.[113]
|
138 |
+
|
139 |
+
On the tertiary level, the University of Fribourg offers Bachelor- and Master programs for Romansh language and literature. The Romansh department there has been in existence since 1991. The University of Zürich also maintains a partial chair for Romansh language and literature together with the ETH Zürich since 1985.
|
140 |
+
|
141 |
+
Whereas Romansh was spoken as far north as Lake Constance in the early Middle Ages, the language area of Romansh is today limited to parts of the Swiss canton of Grisons; the last areas outside the canton to speak Romansh, the Vinschgau in South Tyrol, became German-speaking in the 17th century.[45] Inside Grisons, the language borders largely stabilized in the 16th century and remained almost unchanged until the 19th century.[44] This language area is often called the "Traditional Romansh-speaking territory", a term introduced by the statistician Jean-Jacques Furer based on the results of the Swiss censuses. Furer defines this language area as those municipalities in which a majority declared Romansh as their mother tongue in any of the first four Swiss censuses between 1860 and 1888. In addition, he includes Fürstenau. This represented 121 municipalities at the time, corresponding to 116 present-day municipalities.[114] The villages of Samnaun, Sils im Domleschg, Masein, and Urmein, which were still Romansh-speaking in the 17th century, had lost their Romansh majority by 1860, and are not included in this definition. This historical definition of the language area has been taken up in many subsequent publications, but the Swiss Federal Statistical Office for instance defines the language area of Romansh as those municipalities, where a majority declared to habitually use Romansh in the census of 2000.
|
142 |
+
|
143 |
+
The presence of Romansh within its traditional language area varies from region to region. In 2000, 66 municipalities still had a Romansh majority, an additional 32 had at least 20% who declared Romansh as their language of best command or as a habitually spoken language,[115] while Romansh is either extinct or only spoken by a small minority in the remaining 18 municipalities within the traditional language area. In the Surselva region, it is the habitually spoken language of 78.5% and the language of best command of 66%. In the Sutselva region by contrast, Romansh is extinct or only spoken by a small number of older people, with the exception of Schams, where it is still transmitted to children and where some villages still have a Romansh majority, notably in the vicinity of the Schamserberg. In the Surmiran region, it is the main language in the Surses region, but no longer widely spoken in the Albula Valley.[116]
|
144 |
+
|
145 |
+
In the Upper Engadine valley, it is a habitually spoken language for 30.8% and the language of best command for 13%. However, most children still acquire Romansh through the school system, which has retained Romansh as the primary language of instruction, even though Swiss German is more widely spoken inside the home. In the Lower Engadine, Romansh speakers form the majority in virtually all municipalities, with 60.4% declaring Romansh as their language of best command in 2000, and 77.4% declaring it as a habitually spoken language.[117]
|
146 |
+
|
147 |
+
Outside of the traditional Romansh language area, Romansh is spoken by the so-called "Romansh diaspora", meaning people who have moved out of the Romansh-speaking valleys. A significant number are found in the capital of Grisons, Chur, as well as in Swiss cities outside of Grisons.[118][119]
|
148 |
+
|
149 |
+
The current situation of Romansh is quite well researched. The number of speakers is known through the Swiss censuses, with the most recent having taken place in 2000, in addition to surveys by the Radio e Televisiun Rumantscha. The quantitative data from these surveys was summed up by statistician Jean-Jacques Furer in 2005. In addition, linguist Regula Cathomas performed a detailed survey of everyday language use, published in 2008.
|
150 |
+
|
151 |
+
Virtually all Romansh-speakers today are bilingual in Romansh and German. Whereas monolingual Romansh were still common at the beginning of the twentieth century, they are now only found among pre-school children.[120] As Romansh linguist Ricarda Liver writes:
|
152 |
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|
153 |
+
Whereas the cliché of the bearded, sock-knitting Alpine shepherd who speaks and understands only Romansh, may still have been a reality here and there fifty years ago, there are nowadays no adult Romansh who do not possess a bilingual competence[121]
|
154 |
+
|
155 |
+
The language situation today consists of a complex relationship between several diglossia, since there is a functional distribution within Romansh itself between the local dialect, the regional standard variety, and nowadays the pan-regional variety Rumantsch Grischun as well; and German is also acquired in two varieties: Swiss German and Standard German.[122] Additionally, in Val Müstair many people also speak Bavarian German as a second language. Aside from German, many Romansh also speak additional languages such as French, Italian, or English, learned at school or acquired through direct contact.
|
156 |
+
|
157 |
+
The Swiss census of 1990 and 2000 asked for the "language of best command" as well as for the languages habitually used in the family, at work, and in school. Previous censuses had only asked for the "mother tongue". In 1990, Romansh was named as the "language of best command" by 39,632 people, with a decrease to 35,095 in 2000. As a family language, Romansh is more widespread, with 55,707 having named it in 1990, and 49,134 in 2000. As a language used at work, Romansh was more widely used in 2000 with 20,327 responses than in 1990 with 17,753, as it was as a language used at school, with 6,411 naming it in 2000 as compared to 5,331 in 1990. Overall, a total of 60,561 people reported that they used Romansch of some sort on a habitual basis, representing 0.83% of the Swiss population.[123] As the language of best command, Romansh comes in 11th in Switzerland with 0.74%, with the non-national languages Serbian, Croatian, Albanian, Portuguese, Spanish, English, and Turkish all having more speakers than Romansh.[124]
|
158 |
+
|
159 |
+
In the entire Canton of Grisons, where about two-thirds of all speakers live, roughly a sixth report it as the language of best command (29,679 in 1990 and 27,038 in 2000). As a family language it was used by 19.5% in 2000 (33,707), as a language used on the job by 17.3% (15,715), and as a school language by 23.3% (5,940). Overall, 21.5% (40,168) of the population of Grisons reported to be speaking Romansh habitually in 2000.[125] Within the traditional Romansh-speaking areas, where 56.1% (33,991) of all speakers lived in 2000, it is the majority language in 66 municipalities.
|
160 |
+
|
161 |
+
The status of Romansh differs widely within this traditional area however. Whereas in some areas Romansh is used by virtually the entire population, in others the only speakers are people who have moved there from elsewhere. Overall, Romansh dominates in most of the Surselva and the Lower Engadine as well as parts of the Surses, whereas German is the dominant daily language in most other areas, though Romansh is often still used and transmitted in a limited manner regardless.
|
162 |
+
|
163 |
+
In general, Romansh is the dominant language in most of the Surselva. In the western areas, the Cadi and the Lumnezia, it is the language of a vast majority, with around 80% naming it as their language of best command, and it often being a daily language for virtually the entire population. In the eastern areas of the Gruob around Ilanz, German is significantly more dominant in daily life, though most people still use Romansh regularly.[127] Romansh is still acquired by most children in the Cadi and Gruob even in villages where Romansh speakers are in the minority, since it is usually the language of instruction in primary education there.[116] Even in villages where Romansh dominates, newcomers rarely learn Romansh however, as Sursilvan speakers quickly accommodate by switching to German, so that there is often little opportunity to practice Romansh even when people are willing to learn it. Some pressure is often exerted by children, who will sometimes speak Romansh even with their non-Romansh-speaking parents.[128]
|
164 |
+
|
165 |
+
In the Imboden District by contrast, it is only used habitually by 22%, and is the language of best command for only 9.9%. Even within this district however, the presence of Romansh varies, with 41.3% in Trin reporting to speak it habitually.[117] In the Sutselva, the local Romansh dialects are extinct in most villages, with a few elder speakers remaining in places such as Präz, Scharans, Feldis/Veulden, and Scheid, though passive knowledge is slightly more common. Some municipalities still offer Romansh as a foreign language subject in school, though it is often under pressure of being replaced by Italian. The notably exception is Schams, where it is still regularly transmitted to children and where the language of instruction is Romansh. In the Surmeir region, it is still the dominant every day language in the Surses, but has mostly disappeared from the Albula Valley. The highest proportion of habitual speakers is found in Salouf with 86.3%, the lowest in Obervaz with 18.9%.[116] In these areas, many Romansh speakers only speak German with their spouses as an accommodation or because of a habit, though they sometimes speak Romansh to their children. In most cases, this is not because of a will to preserve the language, but because of other reasons such as Romansh having been their own childhood language or a belief that their children will later find it easier to learn additional languages.[128]
|
166 |
+
|
167 |
+
In the Upper Engadine, it is used habitually by 30.8% and the language of best command for 13%, with only S-chanf having a Romansh majority. Even though the main every-day and family language is German, Romansh is not in imminent danger of disappearing in the Upper Engadine, due to the strong emotional attachment to the language and in particular the Romansh-language school, which means that a Romansh-speaking core always exists in some form. Romansh is often a sign of being one of the locals, and used to distinguish oneself from tourists or temporary residents, so that outsiders will sometimes acquire Romansh in order to fit in.[128] In the Lower Engadine by contrast, Romansh is the majority language virtually everywhere, with over 80% reporting it as a habitually spoken language in most villages. The status of Romansh is even stronger in the Val Müstair, where 86.4% report to speak it habitually, and 74.1% as their language of best command.[117] In the Lower Engadine, outsiders are generally expected to learn Romansh if they wish to be integrated into the local community and take part in social life. In addition, there is often pressure from inside the family to learn Romansh.[128]
|
168 |
+
|
169 |
+
Romansh as a habitually spoken language within the traditional language area in 2000
|
170 |
+
|
171 |
+
Romansh as the language of best command within the traditional language area in 2000
|
172 |
+
|
173 |
+
Romansh as the language of best command in the entire canton
|
174 |
+
|
175 |
+
Percentage of people reporting to understand Romansh in 2003
|
176 |
+
|
177 |
+
Overall, Jean-Jacques Furer concludes that the shrinkage of the Romansh-speaking areas is continuing, though at different rates depending on the region. At the same time, he notes that Romansh is still very much alive, a fact that is obvious in those areas where it retains a strong presence, such as most parts of the Surselva and the Lower Engadine. It is also assured that Romansh will continue to be transmitted for several more generations, even though each succeeding generation will be more and more rooted in German as well as Romansh. As a result, if the overall linguistic situation does not change, speakers will slowly become fewer and fewer with each generation. He also concludes however, that there are still enough speakers to ensure that Romansh will survive in the long term at least in certain regions. He considers the Romansh-language school system to be the single most crucial factor in this.[129]
|
178 |
+
|
179 |
+
Romansh has up to 26 consonant phonemes. Two are only found in some varieties, and one is found only in loanwords borrowed from German.
|
180 |
+
|
181 |
+
Notes:
|
182 |
+
|
183 |
+
The voiced obstruents are fully voiced in Romansh, in contrast to Swiss German with which Romansh is in extensive contact, and voiceless obstruents are non-aspirated. Voiced obstruents are devoiced word-finally, however, as in buob 'boy' > [buɔp] (help·info), chöd 'warm' > [tɕøt] (help·info), saung 'blood' > [sɛuŋk] (help·info), or clav 'key' > [klaf] (help·info).
|
184 |
+
|
185 |
+
The vowel inventory varies somewhat between dialects, as the front rounded vowels /y/ and /ø/ are found only in Putèr and Vallader. They have historically been unrounded in the other varieties and are found only in recent loans from German there. They are not found in the pan-regional variety Rumantsch Grischun either. The now nearly extinct Sutsilvan dialects of the Heinzenberg have /œ/ as in plànta 'plant, tree', but this is etymologically unrelated to the [ø] found in Putèr and Vallader. The exact realization of the phoneme /o/ varies from [ʊ] to [o] depending on the dialect: cudesch (help·info) / cudisch (help·info) 'book'. It is regarded as either a marginal phoneme or not a separate phoneme from /u/ by some linguists.[130]
|
186 |
+
|
187 |
+
Word stress generally falls either on the last or the penult syllable of a word. Unstressed vowels are generally reduced to a schwa, whose exact pronunciation varies between [ə] or [ɐ] as in canzun (help·info) 'song'. Vowel length is predictable:
|
188 |
+
|
189 |
+
The amount of diphthongs varies significantly between dialects. Sursilvan dialects contain eleven diphthongs and four triphthongs ([ɪau], [ɪɛu], [uau], and [uɛi]).
|
190 |
+
|
191 |
+
Other dialects have different inventories; Putèr for instance lacks [au], [ɛu], and [uɛ] as well as the triphthongs but has [yə], which is missing in Sursilvan. A phenomenon known as "hardened diphthongs", in which the second vowel of a falling Diphthong is pronounced as [k], was once common in Putèr as well, but is nowadays limited to Surmiran: strousch 'barely > [ʃtrokʃ].[citation needed]
|
192 |
+
|
193 |
+
Romansh is written in the Latin alphabet, and mostly follows a phonemic orthography, with a high correspondence between letters and sounds. The orthography varies slightly depending on the variety.
|
194 |
+
|
195 |
+
The vowel inventories of the five regional written varieties differ widely (in particular in regards to diphthongs), and the pronunciation often differs depending on the dialect even within them. The orthography of Sutsilvan is particularly complex, allowing for different pronunciations of the vowels depending on the regional dialect, and is not treated in this table.
|
196 |
+
|
197 |
+
The following description deals mainly with the Sursilvan dialect, which is the best-studied so far. The dialects Putèr and Vallader of the Engadine valley in particular diverge considerably from Sursilvan in many points. When possible, such differences are described.
|
198 |
+
|
199 |
+
Nouns are not inflected for case in Romansh; the grammatical category is expressed through word order instead. As in most other Romance languages, Romansh nouns belong to two grammatical genders: masculine and feminine. A definite article (masc. il or igl before a vowel; fem. la) is distinguished from an indefinite article (masc. in, egn, en or ün, depending on the dialect; fem. ina, egna, ena or üna). The plural is usually formed by adding the suffix -s. In Sursilvan, masculine nouns are sometimes irregular, with the stem vowel alternating:
|
200 |
+
|
201 |
+
A particularity of Romansh is the so-called "collective plural" to refer to a mass of things as a whole:
|
202 |
+
|
203 |
+
Adjectives are declined according to gender and number. Feminine forms are always regular, but the stem vowel sometimes alternates in the masculine forms:
|
204 |
+
|
205 |
+
Sursilvan also distinguishes an attributive and predicative form of adjectives in the singular. This is not found in some of the other dialects however:
|
206 |
+
|
207 |
+
There are three singular and three plural pronouns in Romansh (Sursilvan forms shown below):
|
208 |
+
|
209 |
+
There is a T–V distinction between familiar ti and polite vus. Putèr and Vallader distinguish between familiar tü and vus and polite El/Ella and Els/Ellas. Pronouns for the polite forms in Putèr and Vallader are always capitalized to distinguish them from third person pronouns: Eau cugnuosch a Sia sour "I know your sister" and Eau cugnuosch a sia sour "I know his/her sister".
|
210 |
+
|
211 |
+
The 1st and 2nd person pronouns for a direct object have two distinct forms, with one occurring following the preposition a: dai a mi tiu codisch 'give me your book'.
|
212 |
+
|
213 |
+
A particularity of Sursilvan is that reflexive verbs are all formed with the reflexive pronoun se-, which was originally only the third person pronoun:
|
214 |
+
|
215 |
+
The other Romansh dialects distinguish different reflexive pronouns however.
|
216 |
+
|
217 |
+
Possessive pronouns occur in a pronominal and a predicative form that differ only in the masculine form, however:
|
218 |
+
|
219 |
+
The feminine remains the same: sia casa 'her/his house' – quella casa ei sia 'this house is hers/his'
|
220 |
+
|
221 |
+
Three different demonstrative pronouns quel, tschel, and lez are distinguished: A quel fidel jeu, a tschel buc 'I trust that one, but not that other one' or Ed il bab, tgei vegn lez a dir? 'and the father, what is he going to say?'.
|
222 |
+
|
223 |
+
Verb tenses are divided into synthetic forms (present, imperfect) and analytic forms (perfect, pluperfect, future, passive) distinguished by the grammatical moods indicative, subjunctive, conditional, and imperative. These are most common forms in Sursilvan:
|
224 |
+
|
225 |
+
The syntax of Romansh has not been thoroughly investigated so far. Regular word order is subject–verb–object, but subject-auxiliary inversion occurs in several cases, placing the verb at the beginning of a sentence:
|
226 |
+
|
227 |
+
This feature might be a result of contact with German, or it might be an archaic feature no longer found in other Romance languages.
|
228 |
+
|
229 |
+
A sentence is negated by adding a negative particle. In Sursilvan, this is buc, placed after the verb, while in other dialects such as Putèr and Vallader, it is nu, placed before the verb:
|
230 |
+
|
231 |
+
A feature found only in Putèr and Vallader (as it is in Castilian Spanish) is the preposition of a direct object, when that direct object is a person or an animal, with a, as in test vis a Peider? "did you see Peter?", eau d'he mno a spass al chaun "I took the dog out for a walk", but hest vis la baselgia? "did you see the church?".
|
232 |
+
|
233 |
+
No systematic synchronic description of Romansh vocabulary has been carried out so far.[131] Existing studies usually approach the subject from a historical perspective, taking particular interest in pre-Roman substratum, archaic words preserved only in Romansh, or in loan words from German. A project to compile together all known historic and modern Romansh vocabulary is the Dicziunari Rumantsch Grischun, first published in 1904, with the 13th edition currently in preparation.
|
234 |
+
|
235 |
+
The influence of the languages (Raetic and Celtic) spoken in Grisons before the arrival of the Romans is most obvious in placenames, which are often pre-Roman. Since very little is known about the Celtic language once spoken in Grisons, and almost nothing about Raetic, words or placenames thought to come from them are usually simply referred to as "pre-Roman". Apart from placenames, such words are found in landscape features, plant and animal names unique to the Alps, and tools and methods related to alpine transhumance.[132] Such words include:
|
236 |
+
|
237 |
+
Like all languages, Romansh has its own archaisms, that is, words derived from Latin that have fallen out of use in most other Romance languages. Examples include baselgia 'church' (Vegliote bašalka, Romanian biserică), nuidis 'grudgingly, reluctantly' from Latin invitus, urar 'to pray' (Portuguese orar, Romanian a ura – to wish), aura 'weather' (Old French ore, Aromanian avrî), scheiver 'carnival',[143] cudesch 'book', the last two of which are only found in Romansh. The non-Engadinese dialects retain anceiver ~ entschaiver 'to begin', from Latin incipere, otherwise found only in Romanian începe, whereas Surmiran and Engadinese (Putèr, Vallader) and all other Romance languages retain a reflex of Latin *cuminitiāre, e.g. Engadinese (s)cumanzar, Italian cominciare, French commencer. Other examples are memia (adv.) 'too much' from Latin nimia (adj., fem.), only found in Old Occitan,[144] vess 'difficult' from Latin vix 'seldom'[145] (cf. Old Spanish abés, Romanian abia < ad vix), and Engadinese encleger 'to understand' (vs. non-Engadinese capir), also found in Romanian înțelege and Albanian (n)dëgjoj, from Latin intellegere. Some unique innovations include tedlar 'to listen' from Latin titulare and patertgar 'to think' from pertractare.[145]
|
238 |
+
|
239 |
+
Another distinguishing characteristic of Romansh vocabulary is its numerous Germanic loanwords.
|
240 |
+
|
241 |
+
Some Germanic loan words already entered the language in Late Antiquity or the Early Middle Ages, and they are often found in other Romance languages as well. Words more particular to Romansh include Surs./ Suts. tschadun, Surm. sdom/sdong, Engad. sdun 'spoon', which is also found in Ladin as sciadon and Friaulian as sedòn and is thought to go back to Ostrogothic *skeitho, and it was once probably common throughout Northern Italy.[146] Another such early loan is bletsch 'wet', which probably goes back to Old Frankish blettjan 'to squeeze', from where French blesser 'to wound' is also derived. The change in meaning probably occurred by the way of 'bruised fruit', as is still found in French blet.[146] Early Germanic loans found more commonly in the other Romance languages includes Surs./Vall. blau, Suts. blo/blova, Surm. blo/blava, Put. blov 'blue', which is derived from Germanic blao and also found for instance in French as bleu and Italian as blu.
|
242 |
+
|
243 |
+
Others were borrowed into Romansh during the Old High German period, such as glieud 'people' from OHG liut or Surs. uaul, Suts. gòld, Surm. gôt, eng. god 'forest' from OHG wald. Surs. baul, Suts. bòld, Engad. bod 'soon, early, nearly' is likely derived from Middle High German bald, balde 'keen, fast'[147] as are Surs. nez, Engad. nüz 'use' from Middle High German nu(t)z, or losch 'proud' likely from Middle High German lôs. Other examples include Surs. schuber 'clean' from Swiss German suuber, Surs. schumber 'drum' from Swiss German or Middle High German sumber, and Surs. schufar 'to drink greedily' from Swiss German suufe.[147]
|
244 |
+
|
245 |
+
Some words were adapted into Romansh through different dialects of German, such as the word for 'farmer', borrowed as paur from Bavarian in Vallader and Putèr, but from Alemannic as pur in the other dialects.
|
246 |
+
|
247 |
+
In addition, many German words entered Romansh beginning in the 19th century, when numerous new objects and ideas were introduced. Romansh speakers often simply adopted the German words, such as il zug 'the train' or il banhof 'the train station'. Language purists attempted to coin new Romansh words instead, which were occasionally successful in entering popular usage. Whereas il tren and la staziun managed to replace il zug and il banhof, other German words have become established in Romansh usage, such as il schalter 'the switch', il hebel 'the lever', la schlagbohrmaschina 'the hammer drill', or in schluc 'a sip'.[148] Especially noticeable are interjections such as schon, aber or halt, which have become established in everyday language.
|
248 |
+
|
249 |
+
Romansh speakers have been in close contact with speakers of German dialects such as Alemannic and Bavarian for centuries, as well as speakers of various Italian dialects and Standard German more recently. These languages have influenced Romansh, most strongly the vocabulary, whereas the German and Italian influences on morphology and syntax are much more limited. This means that despite German influence, Romansh has remained a Romance language in its core structure.[149] Romansh linguist Ricarda Liver also notes that an influence of Swiss German on intonation is obvious, in particular in the Sursilvan dialect, even though this has so far not been linguistically studied.[150] The influence of German is generally strongest in the Rhenish varieties Sursilvan, Sutsilvan, and Sursilvan, where French loanwords (frequently not borrowed directly but transmitted through German) are also more numerous. In the dialects of the Engadine, by contrast, the influence of Italian is stronger.[151]
|
250 |
+
|
251 |
+
In the Engadinese written languages, Putèr and Vallader, Italian-influenced spellings, learned words, and derivations were previously abundant, for instance in Zaccaria Pallioppi's 1895 dictionary, but came under scrutiny at the start of the 20th century and were gradually eliminated from the written language. Following reforms of the written languages of the Engadine, many of these Italian words fell out of usage (such as contadin 'farmer' instead of paur, nepotin 'nephew' rather than abiadi, ogni 'everyone' instead of inmincha, saimper 'always' instead of adüna, and abbastanza 'enough' instead of avuonda), while others persisted as synonyms of more traditional Ladin words (such as tribunal 'court' alongside drettüra, chapir alongside incleger, and testimoni 'witness' alongside perdütta).
|
252 |
+
|
253 |
+
Aside from the written language, everyday Romansh was also influenced by Italian through the large number of emigrants, especially from the Engadine, to Italy, the so-called Randulin. These emigrants often returned with their Romansh speech influenced by Italian.[152]
|
254 |
+
|
255 |
+
German loanwords entered Romansh as early as the Old High German period in the Early Middle Ages, and German has remained an important source of vocabulary since. Many of these words have been in use in Romansh for long enough that German speakers no longer recognize them as German, and for morphological derivations of them to have appeared, in particular through the suffix -egiar ~ iar, as in Surs. baghegiar, sut. biagear, Surm. biagier, Put. biager, Vall. bear 'to build', derived from Middle High German bûwen. Other examples include malegiar 'to paint' (← malen), schenghegiar 'to give (a present)' (← schenken), schazegiar 'to estimate' (← schätzen),[153] or Surs. betlegiar (sut. batlagear, Surm./Put. batlager, Vall. supetliar) 'to beg', derived from Swiss German bettle with the same meaning.[154] Nouns derived from these verbs include maletg 'painting', schenghetg 'gift', schazetg 'estimation', or bagetg 'building'.[154] The adjective flissi 'hard-working' has given rise to the noun flissiadad 'industriousness'. The word pur has given rise to derived words such as pura 'farmwife, female farmer' or puranchel 'small-time farmer', as has buob ‘boy’ from Swiss German bueb ‘boy’, with the derivations buoba ‘girl’ and buobanaglia ‘crowd of children’.
|
256 |
+
|
257 |
+
Common nouns of Italian origin include resposta/risposta 'answer', vista/vesta 'view', proposta 'proposal', surpresa/surpraisa 'surprise', and offaisa/offesa 'insult'. In Ladin, many such nouns are borrowed or derived from Italian and end in –a, whereas the same group of nouns in Sursilvan frequently ends in –iun and where borrowed either from French or formed through analogy with Latin. Examples include pretensiun ‘opinion, claim’ vs. pretaisa, defensiun ‘defense’ vs. defaisa, or confirmaziun ‘confirmation’ vs. conferma.[152]
|
258 |
+
|
259 |
+
Other Italian words used throughout Romansh include the words for 'nail', which are derived from Italian acuto 'sharp', which has yielded Sur. guota, Sut. guta, Surm. gotta, and Ladin guotta/aguotta, whereas the Romansh word for 'sharp' itself (Rhenish: git, Ladin agüz) is derived from the same Latin source ACUTUM. Words from various Italian dialects related to crafts include Ladin marangun 'carpenter' (← Venetian marangon), as opposed to lennari in other Romansh dialects, chazzoula 'trowel' (← Lombard cazzola), or filadè 'spinning wheel' (← Lombard filadel). Other words include culinary items such as macaruns 'macaroni' (← maccheroni); tschiculatta/tschugalata 'chocolate' (← cioccolata or Lombard ciculata/cicolata), Ladin and Surmiran limun/limung 'lemon' as opposed to Sursilvan citrona (← limone), giabus/baguos 'cabbage' (← Lombard gabüs), chanella/canella 'cinnamon' (← cannella). In Sursilvan, the word ogna 'flat cake' can be found, which is derived from Italian lasagna, with the initial las- having been mistaken for the plural article, and the vowel having been adapted to Sursilvan sound patterns through analogy with words such as muntogna 'mountain'. Others are words for animals such as lodola 'lark' (← lodola) or randulina 'swallow' (← Lombard randulina), as well as Ladin scarafagi/scarvatg 'beetle' (← scarafaggio). Other Italian words include impostas 'taxes' (← imposte; as opposed to Rhenish taglia), radunanza/radunonza 'assembly' (← radunanza), Ladin ravarenda '(Protestant) priest' (← reverendo), 'bambin 'Christmas child (giftbringer)' (← Gesù Bambino), marchadant/marcadont 'merchant' (← mercatante) or butia/buteia 'shop' (← bottega).[152]
|
260 |
+
|
261 |
+
In Ladin, Italian borrowings also include words groups not usually borrowed readily. Examples include pronouns such as qualchosa 'something' (← qualcosa), listess 'the same one' (← Lombard or Venetian l'istess), adverbs such as apunta 'exactly' (← appunto), magara/magari 'fairly/quite' (← magari), prepositions like dürant/duront 'during' (← durante) and malgrà/malgrad 'despite' (← malgrado), and conjunctions such as però 'but' (← però) and fin cha 'until' (← finché). Most of these are confined to Ladin, with some exceptions such as Sursilvan magari, duront, and malgrad.[152]
|
262 |
+
|
263 |
+
Aside from outright loanwords, the German influence on Romansh often takes the form of calques, where Romanic vocabulary has taken on the meaning of German words, summed up by Italian dialectologist Graziadio Isaia Ascoli in 1880 as "materia romana e spirito tedesco" ("Roman body and German soul). The earliest examples go back to Carolingian times and show the influence of Germanic law. Such words include tschentament 'statute', a derivation of the verb tschentar (from Latin *sedentare 'to sit') as an analogy to Middle High German satzunge or Surs./sut./Surm. lètg, Put. alach, Vall. lai 'marriage', derived from Latin legem (accusative singular of lēx 'law'), with the meaning of Middle High German ê, ewe.[155] A more recent example of a loan translation is the verb tradir 'to betray', which has taken on the additional meaning of German verraten of 'to give away'[156] as in tradir in secret 'to give away a secret', originally covered by the verb revelar.
|
264 |
+
|
265 |
+
Particularly common are combinations of verbs with locative adverbs, such as vegnir cun 'to accompany' (literally 'to come with'), vegnir anavos 'to come back', far cun 'to participate' (literally 'to do with'), far giu 'to agree on' (literally 'to do down'), or grodar tras 'to fail' (literally 'to fall through'). Whereas such verbs also occur sporadically in other Romance languages as in French prendre avec 'to take along' or Italian andare via 'to go away', the large number in Romansh suggests an influence of German, where this pattern is common.[156] However, prepositional verbs are also common in the (Romance) Lombard language spoken in the bordering Swiss and Italian regions. The verbs far cun 'to participate' or grodar tras 'to fail' for example, are direct equivalents of German mitmachen (from mit 'with' and machen 'to do) and durchfallen (from durch 'through' and fallen 'to fall').
|
266 |
+
|
267 |
+
Less integrated into the Romansh verbal system are constructions following the pattern of far il ('doing the') + a German infinitive. Examples include far il löten 'to solder', far il würzen 'to season', or far il vermissen 'to miss, to feel the absence of'.
|
268 |
+
|
269 |
+
German also often serves as a model for the creation of new words. An example is Surs. tschetapuorla 'vacuum cleaner', a compound of tschitschar 'to suck' and puorla 'dust', following the model of German Staubsauger – the Italian word, aspirapolvere possibly being itself a calque on the German word. The Engadinese dialects on the other hand have adopted aspiradur from Italian aspiratore, which, however, does not mean "vacuum cleaner". The Engadinese dialects on the other hand have adopted aspiradur from Italian aspiratore. A skyscraper, which is a direct loan translation from English in many Romance languages (as in French gratte-en-ciel, Italian grattacielo), is a loan translation of German Wolkenkratzer (literally 'cloud-scraper') in Sursilvan: il sgrattaneblas (from sgrattar 'to scratch' and neblas 'clouds'). The Engadinese varieties again follow the Italian pattern of sgrattatschêl (from tschêl 'sky').[157] A more recent word is la natelnumra 'the cell phone number', which follows the word order of Swiss German Natelnummer, and is found alongside la numra da natel.
|
270 |
+
|
271 |
+
Examples of idiomatic expressions include Surs. dar in canaster, Engad. dar ün dschierl, a direct translation of German 'einen Korb geben', literally meaning 'to hand a basket', but used in the sense of 'turning down a marriage proposal' or esser ligiongia ad enzatgi, a loan translation of the German expression jemandem Wurst sein, literally meaning 'to be sausage to someone' but meaning 'not cared about, to be unimportant'.[157]
|
272 |
+
|
273 |
+
Apart from vocabulary, the influence of German is noticeable in grammatical constructions, which are sometimes closer to German than to other Romance languages.
|
274 |
+
|
275 |
+
For instance, Romansh is the only Romance language in which indirect speech is formed using the subjunctive mood, as in Sursilvan El di ch'el seigi malsauns, Putèr El disch ch'el saja amalo, 'He says that he is sick', as compared to Italian Dice che è malato or French Il dit qu'il est malade. Ricarda Liver attributes this to the influence of German.[150] Limited to Sursilvan is the insertion of entire phrases between auxiliary verbs and participles as in Cun Mariano Tschuor ha Augustin Beeli discurriu 'Mariano Tschuor has spoken with Augustin Beeli' as compared to Engadinese Cun Rudolf Gasser ha discurrü Gion Peider Mischol 'Rudolf Gasser has spoken with Gion Peider Mischol'.[158]
|
276 |
+
|
277 |
+
In contemporary spoken language, adjective forms are often not distinguished from adverbs, as in Sursilvan Jeu mon direct 'I am going directly', rather than Jeu mon directamein. This usage is rare in most other Romance languages with a few sporadic exceptions as in French parler haut or Italian vosà fort 'speak aloud', and the common usage in colloquial Romansh is likely an influence from German.[159]
|
278 |
+
|
279 |
+
Especially noticeable and often criticized by language purists are particles such as aber, schon, halt, grad, eba, or zuar, which have become an integral part of everyday Romansh speech, especially in Sursilvan.[160]
|
280 |
+
|
281 |
+
Negation was originally formed by a double negative in all Romansh dialects. Today, this usage is limited to Surmiran as in ia na sa betg 'I do not know' (it has also been included in panregional Rumantsch Grischun). While the first particle was lost in Sursilvan, where negation is now formed only with buc as in jeu sai buc, the Ladin varieties lost the second particle brich(a), apparently under the influence of Italian, as in Putér eau nu se.[161]
|
282 |
+
|
283 |
+
The influence of Romansh on the local vernacular German has not been studied as thoroughly as vice versa. Apart from place names throughout the former speech area of Romansh, only a handful of Romansh words have become part of wider German usage. Such words include "Gletscher" 'glacier' or "Murmeltier" 'marmot' (derived from Romansh murmunt), as well as culinary items such as Maluns or Capuns. The Romansh influence is much stronger in the German dialects of Grisons. It is sometimes controversially suspected that the pronunciation /k/ or /h/ in words such as Khind and bahe, as opposed to /x/ in other Swiss German dialects (Chind and bache), is an influence of Romansh.[162]
|
284 |
+
|
285 |
+
In morphosyntax, the use of the auxiliary verb kho 'to come' as opposed to wird 'will' in phrases such as leg di warm a, sunscht khunscht krank ('put on warm clothes, otherwise you will get sick') in Grisons-German is sometimes attributed to Romansh, as well as the lack of a distinction between the accusative and dative case in some Grisons-German dialects and the word order in phrases such as i tet froge jemand wu waiss ('I would ask someone who knows'). In addition, some words, neuter in most dialects of German, are masculine in Grisons-German. Examples include der Brot 'the bread' or der Gäld 'the money'.[162] Common words of Romansh origin in Grisons-German include Schaffa (derived from Romansh scaffa 'cupboard'), Spus/Spüslig 'bridegroom' and Spus 'bride', Banitsch 'cart used for moving dung', and Pon 'container made of wood'. In areas where Romansh either is still spoken or has disappeared recently, Romansh words are even more common in the local dialects of German.
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The influence of German has been seen in different ways by linguists and language activists. The Italian dialectologist Ascoli for instance described Romansh as "a body that has lost its soul and taken on an entirely foreign one in its place" in the 1880s.[163] This opinion was shared by many, who saw the influence of German as a threat to and corruption of Romansh, often referring to it as a disease infecting Romansh.[164] This view was prevalent until after World War II, with many contemporary linguists and activists by contrast seeing these loan elements as completely natural and as an integral part of Romansh,[165] which should be seen as an enrichment of the language.[166] This position is currently held among others by the language activists Bernard Cathomas, Iso Camartin, or Alexi Decurtins, who argue for a relaxed attitude towards loan elements, which they point out are often among the most down-to-earth elements of the language, and that the dual nature of Romansh can also be seen as an advantage in being open to cultural elements from both sides.[160] This position is also shared by several contemporary authors in particular from the Surselva, such as Arno Camenisch, who makes heavy use of Germanisms in his works.
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Romansh had a rich oral tradition before the appearance of Romansh writing, but apart from songs such as the Canzun da Sontga Margriata, virtually none of it survives. Prior to the 16th century, Romansh writings are known from only a few fragments.
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The oldest known written records of Romansh dating from the period before 1500 are:
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Introekk in sum la vall de Favergatscha et introekk eintt la vall da Vafergatscha; la e vcinn faitt una puntt chun dis punt altae chun dis eintt feder Vinayr
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As far up as the Favergatscha valley and into the Vafergatscha valley. There where they are building a bridge which they call punt altaand what they call eintt feder Vinayr".
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The first substantial surviving work in Romansh is the Chianzun dalla guerra dagl Chiaste da Müs written in the Putèr dialect in 1527 by Gian Travers. It is an epic poem describing the First Musso war which Travers himself had taken part in.[39]
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Subsequent works usually have religious themes, including Bible translations, manuals for religious instructions, and biblical plays. In 1560, the first Romansh translation of the New Testament: L'g Nuof Sainc Testamaint da nos Signer Jesu Christ by Giachem Bifrun, was published. Two years later, in 1562, another writer from the Engadine, Durich Chiampel, published the Cudesch da Psalms, a collection of Romansh church songs in the Vallader dialect. In the Sursilvan dialect, the first surviving works are also religious works such as catechism by Daniel Bonifaci, and in 1611 Ilg Vêr Sulaz da pievel giuvan ("The true joys of young people"), a series of religious instructions for Protestant youths was published by Steffan Gabriel. Four years later in 1615, a Catholic catechism Curt Mussament was published in response, written by Gion Antoni Calvenzano. The first translation of the New Testament into Sursilvan was published in 1648 by the son of Steffan Gabriel, Luci Gabriel. The first complete translation of the Bible, the Bibla da Cuera was published between 1717 and 1719.
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In music, choirs have a long tradition in the Romansh-speaking areas. Apart from traditional music and song, Romansh is also used in contemporary pop or hip-hop music, some of which has become known outside the Romansh-speaking regions, for instance, in the Eurovision Song Contest 1989, Switzerland was represented by a Romansh song, Viver senza tei. Since 2004, the hip-hop group Liricas Analas has become known even outside of Grisons through their Romansh songs. Other contemporary groups include the rock-band Passiunai with its lead singer Pascal Gamboni, or the rock/pop band The Capoonz. Composer Gion Antoni Derungs has written three operas with Romansh librettos: Il cerchel magic (1986), Il semiader (1998) and Tredeschin (2000).
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Romansh is used to varying extents in newspapers, the radio, and television. Radio and television broadcasts in Romansh are produced by the Radiotelevisiun Svizra Rumantscha, which is part of the Swiss public broadcasting company SRG SSR. The radio Radio Rumantsch broadcasts a 24-hour program including informational and music broadcasts. The broadcasters generally speak their own regional dialect on the air, which is considered a key factor in familiarizing Romansh speakers with the dialects outside their home region.[167] News broadcasts are generally in the pan-regional variety Rumantsch Grischun. The two local radio stations Radio Grischa and Radio Engiadina occasionally broadcast in Romansh, but primarily use German. The Televisiun Rumantscha airs regular broadcasts on SF 1, which are subtitled in German. Programs include the informational broadcast Telesguard, which is broadcast daily from Monday to Friday. The children's show Minisguard and the informational broadcast Cuntrasts are aired on weekends. Additionally, the shows Controvers, Pled sin via, and others are broadcast during irregular intervals.[168]
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The Romansh newspapers used to be heavily fragmented by regions and dialects. The more long-lived newspapers included the Gasetta Romontscha in the Surselva, the Fögl Ladin in the Engadine, Casa Paterna/La Punt in the Sutselva, and La Pagina da Surmeir in the Surmeir. Due to financial difficulties, most of these merged into a pan-regional daily newspaper called La Quotidiana in 1997. This newspaper includes articles in all five dialects and in Rumantsch Grischun. Apart from La Quotidiana, La Pagina da Surmeir continues to be published to a regional audience, and the Engadiner Post includes two pages in Romansh. A Romansh news agency, the Agentura da Novitads Rumantscha, has been in existence since 1997.
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Several Romansh-language magazines are also published regularly, including the youth magazine Punts and the yearly publications Calender Romontsch and Chalender Ladin.
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In September 2018 Amur senza fin, the first-ever Romansh-language television film, debuted on Swiss national television.
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The fable The Fox and the Crow by Aesop with a French version by Jean de La Fontaine; translated into the Dachsprache Rumantsch Grischun and all six dialects of Romansh: Sursilvan, Sutsilvan, Surmiran, Puter, and the similar-looking but noticeably different-sounding dialects Vallader and Jauer,[169] as well as a translation into English.
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en/515.html.txt
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Bacteria (/bækˈtɪəriə/ (listen); common noun bacteria, singular bacterium) are a type of biological cell. They constitute a large domain of prokaryotic microorganisms. Typically a few micrometres in length, bacteria have a number of shapes, ranging from spheres to rods and spirals. Bacteria were among the first life forms to appear on Earth, and are present in most of its habitats. Bacteria inhabit soil, water, acidic hot springs, radioactive waste,[4] and the deep biosphere of the earth's crust. Bacteria also live in symbiotic and parasitic relationships with plants and animals. Most bacteria have not been characterised, and only about 27 percent of the bacterial phyla have species that can be grown in the laboratory.[5] The study of bacteria is known as bacteriology, a branch of microbiology.
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Nearly all animal life is dependent on bacteria for survival as only bacteria and some archaea possess the genes and enzymes necessary to synthesize vitamin B12, also known as cobalamin, and provide it through the food chain. Vitamin B12 is a water-soluble vitamin that is involved in the metabolism of every cell of the human body. It is a cofactor in DNA synthesis, and in both fatty acid and amino acid metabolism. It is particularly important in the normal functioning of the nervous system via its role in the synthesis of myelin.[6][7][8][9]
|
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+
|
7 |
+
There are typically 40 million bacterial cells in a gram of soil and a million bacterial cells in a millilitre of fresh water. There are approximately 5×1030 bacteria on Earth,[10] forming a biomass which exceeds that of all plants and animals.[11] Bacteria are vital in many stages of the nutrient cycle by recycling nutrients such as the fixation of nitrogen from the atmosphere. The nutrient cycle includes the decomposition of dead bodies; bacteria are responsible for the putrefaction stage in this process.[12] In the biological communities surrounding hydrothermal vents and cold seeps, extremophile bacteria provide the nutrients needed to sustain life by converting dissolved compounds, such as hydrogen sulphide and methane, to energy.
|
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+
|
9 |
+
In humans and most animals the largest number of bacteria exist in the gut, and a large number on the skin.[13] The vast majority of the bacteria in the body are rendered harmless by the protective effects of the immune system, though many are beneficial, particularly in the gut flora. However, several species of bacteria are pathogenic and cause infectious diseases, including cholera, syphilis, anthrax, leprosy, and bubonic plague. The most common fatal bacterial diseases are respiratory infections. Tuberculosis alone kills about 2 million people per year, mostly in sub-Saharan Africa.[14] Antibiotics are used to treat bacterial infections and are also used in farming, making antibiotic resistance a growing problem. In industry, bacteria are important in sewage treatment and the breakdown of oil spills, the production of cheese and yogurt through fermentation, the recovery of gold, palladium, copper and other metals in the mining sector,[15] as well as in biotechnology, and the manufacture of antibiotics and other chemicals.[16]
|
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|
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+
Once regarded as plants constituting the class Schizomycetes ("fission fungi"), bacteria are now classified as prokaryotes. Unlike cells of animals and other eukaryotes, bacterial cells do not contain a nucleus and rarely harbour membrane-bound organelles. Although the term bacteria traditionally included all prokaryotes, the scientific classification changed after the discovery in the 1990s that prokaryotes consist of two very different groups of organisms that evolved from an ancient common ancestor. These evolutionary domains are called Bacteria and Archaea.[1]
|
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|
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+
The word bacteria is the plural of the New Latin bacterium, which is the latinisation of the Greek βακτήριον (bakterion),[17] the diminutive of βακτηρία (bakteria), meaning "staff, cane",[18] because the first ones to be discovered were rod-shaped.[19][20]
|
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|
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+
The ancestors of modern bacteria were unicellular microorganisms that were the first forms of life to appear on Earth, about 4 billion years ago. For about 3 billion years, most organisms were microscopic, and bacteria and archaea were the dominant forms of life.[21][22] Although bacterial fossils exist, such as stromatolites, their lack of distinctive morphology prevents them from being used to examine the history of bacterial evolution, or to date the time of origin of a particular bacterial species. However, gene sequences can be used to reconstruct the bacterial phylogeny, and these studies indicate that bacteria diverged first from the archaeal/eukaryotic lineage.[23] The most recent common ancestor of bacteria and archaea was probably a hyperthermophile that lived about 2.5 billion–3.2 billion years ago.[24][25] The earliest life on land may have been bacteria some 3.22 billion years ago.[26]
|
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+
Bacteria were also involved in the second great evolutionary divergence, that of the archaea and eukaryotes. Here, eukaryotes resulted from the entering of ancient bacteria into endosymbiotic associations with the ancestors of eukaryotic cells, which were themselves possibly related to the Archaea.[27][28] This involved the engulfment by proto-eukaryotic cells of alphaproteobacterial symbionts to form either mitochondria or hydrogenosomes, which are still found in all known Eukarya (sometimes in highly reduced form, e.g. in ancient "amitochondrial" protozoa). Later, some eukaryotes that already contained mitochondria also engulfed cyanobacteria-like organisms, leading to the formation of chloroplasts in algae and plants. This is known as primary endosymbiosis.[29][30]
|
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|
19 |
+
Bacteria display a wide diversity of shapes and sizes, called morphologies. Bacterial cells are about one-tenth the size of eukaryotic cells and are typically 0.5–5.0 micrometres in length. However, a few species are visible to the unaided eye—for example, Thiomargarita namibiensis is up to half a millimetre long[31] and Epulopiscium fishelsoni reaches 0.7 mm.[32] Among the smallest bacteria are members of the genus Mycoplasma, which measure only 0.3 micrometres, as small as the largest viruses.[33] Some bacteria may be even smaller, but these ultramicrobacteria are not well-studied.[34]
|
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+
|
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+
Most bacterial species are either spherical, called cocci (singular coccus, from Greek kókkos, grain, seed), or rod-shaped, called bacilli (sing. bacillus, from Latin baculus, stick).[35] Some bacteria, called vibrio, are shaped like slightly curved rods or comma-shaped; others can be spiral-shaped, called spirilla, or tightly coiled, called spirochaetes. A small number of other unusual shapes have been described, such as star-shaped bacteria.[36] This wide variety of shapes is determined by the bacterial cell wall and cytoskeleton, and is important because it can influence the ability of bacteria to acquire nutrients, attach to surfaces, swim through liquids and escape predators.[37][38]
|
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+
Many bacterial species exist simply as single cells, others associate in characteristic patterns: Neisseria form diploids (pairs), Streptococcus form chains, and Staphylococcus group together in "bunch of grapes" clusters. Bacteria can also group to form larger multicellular structures, such as the elongated filaments of Actinobacteria, the aggregates of Myxobacteria, and the complex hyphae of Streptomyces.[39] These multicellular structures are often only seen in certain conditions. For example, when starved of amino acids, Myxobacteria detect surrounding cells in a process known as quorum sensing, migrate towards each other, and aggregate to form fruiting bodies up to 500 micrometres long and containing approximately 100,000 bacterial cells.[40] In these fruiting bodies, the bacteria perform separate tasks; for example, about one in ten cells migrate to the top of a fruiting body and differentiate into a specialised dormant state called a myxospore, which is more resistant to drying and other adverse environmental conditions.[41]
|
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|
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+
Bacteria often attach to surfaces and form dense aggregations called biofilms, and larger formations known as microbial mats. These biofilms and mats can range from a few micrometres in thickness to up to half a metre in depth, and may contain multiple species of bacteria, protists and archaea. Bacteria living in biofilms display a complex arrangement of cells and extracellular components, forming secondary structures, such as microcolonies, through which there are networks of channels to enable better diffusion of nutrients.[42][43] In natural environments, such as soil or the surfaces of plants, the majority of bacteria are bound to surfaces in biofilms.[44] Biofilms are also important in medicine, as these structures are often present during chronic bacterial infections or in infections of implanted medical devices, and bacteria protected within biofilms are much harder to kill than individual isolated bacteria.[45]
|
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|
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+
The bacterial cell is surrounded by a cell membrane, which is made primarily of phospholipids. This membrane encloses the contents of the cell and acts as a barrier to hold nutrients, proteins and other essential components of the cytoplasm within the cell.[46] Unlike eukaryotic cells, bacteria usually lack large membrane-bound structures in their cytoplasm such as a nucleus, mitochondria, chloroplasts and the other organelles present in eukaryotic cells.[47] However, some bacteria have protein-bound organelles in the cytoplasm which compartmentalize aspects of bacterial metabolism,[48][49] such as the carboxysome.[50] Additionally, bacteria have a multi-component cytoskeleton to control the localisation of proteins and nucleic acids within the cell, and to manage the process of cell division.[51][52][53]
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Many important biochemical reactions, such as energy generation, occur due to concentration gradients across membranes, creating a potential difference analogous to a battery. The general lack of internal membranes in bacteria means these reactions, such as electron transport, occur across the cell membrane between the cytoplasm and the outside of the cell or periplasm.[54] However, in many photosynthetic bacteria the plasma membrane is highly folded and fills most of the cell with layers of light-gathering membrane.[55] These light-gathering complexes may even form lipid-enclosed structures called chlorosomes in green sulfur bacteria.[56]
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Bacteria do not have a membrane-bound nucleus, and their genetic material is typically a single circular bacterial chromosome of DNA located in the cytoplasm in an irregularly shaped body called the nucleoid.[57] The nucleoid contains the chromosome with its associated proteins and RNA. Like all other organisms, bacteria contain ribosomes for the production of proteins, but the structure of the bacterial ribosome is different from that of eukaryotes and Archaea.[58]
|
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Some bacteria produce intracellular nutrient storage granules, such as glycogen,[59] polyphosphate,[60] sulfur[61] or polyhydroxyalkanoates.[62] Bacteria such as the photosynthetic cyanobacteria, produce internal gas vacuoles, which they use to regulate their buoyancy, allowing them to move up or down into water layers with different light intensities and nutrient levels.[63]
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Around the outside of the cell membrane is the cell wall. Bacterial cell walls are made of peptidoglycan (also called murein), which is made from polysaccharide chains cross-linked by peptides containing D-amino acids.[64] Bacterial cell walls are different from the cell walls of plants and fungi, which are made of cellulose and chitin, respectively.[65] The cell wall of bacteria is also distinct from that of Archaea, which do not contain peptidoglycan. The cell wall is essential to the survival of many bacteria, and the antibiotic penicillin (produced by a fungus called Penicillium) is able to kill bacteria by inhibiting a step in the synthesis of peptidoglycan.[65]
|
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There are broadly speaking two different types of cell wall in bacteria, that classify bacteria into Gram-positive bacteria and Gram-negative bacteria. The names originate from the reaction of cells to the Gram stain, a long-standing test for the classification of bacterial species.[66]
|
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Gram-positive bacteria possess a thick cell wall containing many layers of peptidoglycan and teichoic acids. In contrast, Gram-negative bacteria have a relatively thin cell wall consisting of a few layers of peptidoglycan surrounded by a second lipid membrane containing lipopolysaccharides and lipoproteins. Most bacteria have the Gram-negative cell wall, and only the Firmicutes and Actinobacteria (previously known as the low G+C and high G+C Gram-positive bacteria, respectively) have the alternative Gram-positive arrangement.[67] These differences in structure can produce differences in antibiotic susceptibility; for instance, vancomycin can kill only Gram-positive bacteria and is ineffective against Gram-negative pathogens, such as Haemophilus influenzae or Pseudomonas aeruginosa.[68] Some bacteria have cell wall structures that are neither classically Gram-positive or Gram-negative. This includes clinically important bacteria such as Mycobacteria which have a thick peptidoglycan cell wall like a Gram-positive bacterium, but also a second outer layer of lipids.[69]
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In many bacteria, an S-layer of rigidly arrayed protein molecules covers the outside of the cell.[70] This layer provides chemical and physical protection for the cell surface and can act as a macromolecular diffusion barrier. S-layers have diverse but mostly poorly understood functions, but are known to act as virulence factors in Campylobacter and contain surface enzymes in Bacillus stearothermophilus.[71]
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Flagella are rigid protein structures, about 20 nanometres in diameter and up to 20 micrometres in length, that are used for motility. Flagella are driven by the energy released by the transfer of ions down an electrochemical gradient across the cell membrane.[72]
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Fimbriae (sometimes called "attachment pili") are fine filaments of protein, usually 2–10 nanometres in diameter and up to several micrometres in length. They are distributed over the surface of the cell, and resemble fine hairs when seen under the electron microscope. Fimbriae are believed to be involved in attachment to solid surfaces or to other cells, and are essential for the virulence of some bacterial pathogens.[73] Pili (sing. pilus) are cellular appendages, slightly larger than fimbriae, that can transfer genetic material between bacterial cells in a process called conjugation where they are called conjugation pili or sex pili (see bacterial genetics, below).[74] They can also generate movement where they are called type IV pili.[75]
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Glycocalyx is produced by many bacteria to surround their cells, and varies in structural complexity: ranging from a disorganised slime layer of extracellular polymeric substances to a highly structured capsule. These structures can protect cells from engulfment by eukaryotic cells such as macrophages (part of the human immune system).[76] They can also act as antigens and be involved in cell recognition, as well as aiding attachment to surfaces and the formation of biofilms.[77]
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The assembly of these extracellular structures is dependent on bacterial secretion systems. These transfer proteins from the cytoplasm into the periplasm or into the environment around the cell. Many types of secretion systems are known and these structures are often essential for the virulence of pathogens, so are intensively studied.[78]
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Certain genera of Gram-positive bacteria, such as Bacillus, Clostridium, Sporohalobacter, Anaerobacter, and Heliobacterium, can form highly resistant, dormant structures called endospores.[79] Endospores develop within the cytoplasm of the cell; generally a single endospore develops in each cell.[80] Each endospore contains a core of DNA and ribosomes surrounded by a cortex layer and protected by a multilayer rigid coat composed of peptidoglycan and a variety of proteins.[80]
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Endospores show no detectable metabolism and can survive extreme physical and chemical stresses, such as high levels of UV light, gamma radiation, detergents, disinfectants, heat, freezing, pressure, and desiccation.[81] In this dormant state, these organisms may remain viable for millions of years,[82][83][84] and endospores even allow bacteria to survive exposure to the vacuum and radiation in space, possibly bacteria could be distributed throughout the Universe by space dust, meteoroids, asteroids, comets, planetoids or via directed panspermia.[85][86] Endospore-forming bacteria can also cause disease: for example, anthrax can be contracted by the inhalation of Bacillus anthracis endospores, and contamination of deep puncture wounds with Clostridium tetani endospores causes tetanus.[87]
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Bacteria exhibit an extremely wide variety of metabolic types.[88] The distribution of metabolic traits within a group of bacteria has traditionally been used to define their taxonomy, but these traits often do not correspond with modern genetic classifications.[89] Bacterial metabolism is classified into nutritional groups on the basis of three major criteria: the source of energy, the electron donors used, and the source of carbon used for growth.[90]
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Bacteria either derive energy from light using photosynthesis (called phototrophy), or by breaking down chemical compounds using oxidation (called chemotrophy).[91] Chemotrophs use chemical compounds as a source of energy by transferring electrons from a given electron donor to a terminal electron acceptor in a redox reaction. This reaction releases energy that can be used to drive metabolism. Chemotrophs are further divided by the types of compounds they use to transfer electrons. Bacteria that use inorganic compounds such as hydrogen, carbon monoxide, or ammonia as sources of electrons are called lithotrophs, while those that use organic compounds are called organotrophs.[91] The compounds used to receive electrons are also used to classify bacteria: aerobic organisms use oxygen as the terminal electron acceptor, while anaerobic organisms use other compounds such as nitrate, sulfate, or carbon dioxide.[91]
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Many bacteria get their carbon from other organic carbon, called heterotrophy. Others such as cyanobacteria and some purple bacteria are autotrophic, meaning that they obtain cellular carbon by fixing carbon dioxide.[92] In unusual circumstances, the gas methane can be used by methanotrophic bacteria as both a source of electrons and a substrate for carbon anabolism.[93]
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In many ways, bacterial metabolism provides traits that are useful for ecological stability and for human society. One example is that some bacteria have the ability to fix nitrogen gas using the enzyme nitrogenase. This environmentally important trait can be found in bacteria of most metabolic types listed above.[94] This leads to the ecologically important processes of denitrification, sulfate reduction, and acetogenesis, respectively.[95][96] Bacterial metabolic processes are also important in biological responses to pollution; for example, sulfate-reducing bacteria are largely responsible for the production of the highly toxic forms of mercury (methyl- and dimethylmercury) in the environment.[97] Non-respiratory anaerobes use fermentation to generate energy and reducing power, secreting metabolic by-products (such as ethanol in brewing) as waste. Facultative anaerobes can switch between fermentation and different terminal electron acceptors depending on the environmental conditions in which they find themselves.[98]
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Unlike in multicellular organisms, increases in cell size (cell growth) and reproduction by cell division are tightly linked in unicellular organisms. Bacteria grow to a fixed size and then reproduce through binary fission, a form of asexual reproduction.[99] Under optimal conditions, bacteria can grow and divide extremely rapidly, and bacterial populations can double as quickly as every 9.8 minutes.[100] In cell division, two identical clone daughter cells are produced. Some bacteria, while still reproducing asexually, form more complex reproductive structures that help disperse the newly formed daughter cells. Examples include fruiting body formation by Myxobacteria and aerial hyphae formation by Streptomyces, or budding. Budding involves a cell forming a protrusion that breaks away and produces a daughter cell.[101]
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In the laboratory, bacteria are usually grown using solid or liquid media. Solid growth media, such as agar plates, are used to isolate pure cultures of a bacterial strain. However, liquid growth media are used when the measurement of growth or large volumes of cells are required. Growth in stirred liquid media occurs as an even cell suspension, making the cultures easy to divide and transfer, although isolating single bacteria from liquid media is difficult. The use of selective media (media with specific nutrients added or deficient, or with antibiotics added) can help identify specific organisms.[103]
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Most laboratory techniques for growing bacteria use high levels of nutrients to produce large amounts of cells cheaply and quickly. However, in natural environments, nutrients are limited, meaning that bacteria cannot continue to reproduce indefinitely. This nutrient limitation has led the evolution of different growth strategies (see r/K selection theory). Some organisms can grow extremely rapidly when nutrients become available, such as the formation of algal (and cyanobacterial) blooms that often occur in lakes during the summer.[104] Other organisms have adaptations to harsh environments, such as the production of multiple antibiotics by Streptomyces that inhibit the growth of competing microorganisms.[105] In nature, many organisms live in communities (e.g., biofilms) that may allow for increased supply of nutrients and protection from environmental stresses.[44] These relationships can be essential for growth of a particular organism or group of organisms (syntrophy).[106]
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Bacterial growth follows four phases. When a population of bacteria first enter a high-nutrient environment that allows growth, the cells need to adapt to their new environment. The first phase of growth is the lag phase, a period of slow growth when the cells are adapting to the high-nutrient environment and preparing for fast growth. The lag phase has high biosynthesis rates, as proteins necessary for rapid growth are produced.[107][108] The second phase of growth is the logarithmic phase, also known as the exponential phase. The log phase is marked by rapid exponential growth. The rate at which cells grow during this phase is known as the growth rate (k), and the time it takes the cells to double is known as the generation time (g). During log phase, nutrients are metabolised at maximum speed until one of the nutrients is depleted and starts limiting growth. The third phase of growth is the stationary phase and is caused by depleted nutrients. The cells reduce their metabolic activity and consume non-essential cellular proteins. The stationary phase is a transition from rapid growth to a stress response state and there is increased expression of genes involved in DNA repair, antioxidant metabolism and nutrient transport.[109] The final phase is the death phase where the bacteria run out of nutrients and die.[110]
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Most bacteria have a single circular chromosome that can range in size from only 160,000 base pairs in the endosymbiotic bacteria Carsonella ruddii,[111] to 12,200,000 base pairs (12.2 Mbp) in the soil-dwelling bacteria Sorangium cellulosum.[112] There are many exceptions to this, for example some Streptomyces and Borrelia species contain a single linear chromosome,[113][114] while some Vibrio species contain more than one chromosome.[115] Bacteria can also contain plasmids, small extra-chromosomal molecules of DNA that may contain genes for various useful functions such as antibiotic resistance, metabolic capabilities, or various virulence factors.[116]
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Bacteria genomes usually encode a few hundred to a few thousand genes. The genes in bacterial genomes are usually a single continuous stretch of DNA and although several different types of introns do exist in bacteria, these are much rarer than in eukaryotes.[117]
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Bacteria, as asexual organisms, inherit an identical copy of the parent's genomes and are clonal. However, all bacteria can evolve by selection on changes to their genetic material DNA caused by genetic recombination or mutations. Mutations come from errors made during the replication of DNA or from exposure to mutagens. Mutation rates vary widely among different species of bacteria and even among different clones of a single species of bacteria.[118] Genetic changes in bacterial genomes come from either random mutation during replication or "stress-directed mutation", where genes involved in a particular growth-limiting process have an increased mutation rate.[119]
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Some bacteria also transfer genetic material between cells. This can occur in three main ways. First, bacteria can take up exogenous DNA from their environment, in a process called transformation.[120] Many bacteria can naturally take up DNA from the environment, while others must be chemically altered in order to induce them to take up DNA.[121] The development of competence in nature is usually associated with stressful environmental conditions, and seems to be an adaptation for facilitating repair of DNA damage in recipient cells.[122] The second way bacteria transfer genetic material is by transduction, when the integration of a bacteriophage introduces foreign DNA into the chromosome. Many types of bacteriophage exist, some simply infect and lyse their host bacteria, while others insert into the bacterial chromosome.[123] Bacteria resist phage infection through restriction modification systems that degrade foreign DNA,[124] and a system that uses CRISPR sequences to retain fragments of the genomes of phage that the bacteria have come into contact with in the past, which allows them to block virus replication through a form of RNA interference.[125][126] The third method of gene transfer is conjugation, whereby DNA is transferred through direct cell contact. In ordinary circumstances, transduction, conjugation, and transformation involve transfer of DNA between individual bacteria of the same species, but occasionally transfer may occur between individuals of different bacterial species and this may have significant consequences, such as the transfer of antibiotic resistance.[127][128] In such cases, gene acquisition from other bacteria or the environment is called horizontal gene transfer and may be common under natural conditions.[129]
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Many bacteria are motile (able to move themselves) and do so using a variety of mechanisms. The best studied of these are flagella, long filaments that are turned by a motor at the base to generate propeller-like movement.[130] The bacterial flagellum is made of about 20 proteins, with approximately another 30 proteins required for its regulation and assembly.[130] The flagellum is a rotating structure driven by a reversible motor at the base that uses the electrochemical gradient across the membrane for power.[131]
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Bacteria can use flagella in different ways to generate different kinds of movement. Many bacteria (such as E. coli) have two distinct modes of movement: forward movement (swimming) and tumbling. The tumbling allows them to reorient and makes their movement a three-dimensional random walk.[132] Bacterial species differ in the number and arrangement of flagella on their surface; some have a single flagellum (monotrichous), a flagellum at each end (amphitrichous), clusters of flagella at the poles of the cell (lophotrichous), while others have flagella distributed over the entire surface of the cell (peritrichous). The flagella of a unique group of bacteria, the spirochaetes, are found between two membranes in the periplasmic space. They have a distinctive helical body that twists about as it moves.[130]
|
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Two other types of bacterial motion are called twitching motility that relies on a structure called the type IV pilus,[133] and gliding motility, that uses other mechanisms. In twitching motility, the rod-like pilus extends out from the cell, binds some substrate, and then retracts, pulling the cell forward.[134]
|
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Motile bacteria are attracted or repelled by certain stimuli in behaviours called taxes: these include chemotaxis, phototaxis, energy taxis, and magnetotaxis.[135][136][137] In one peculiar group, the myxobacteria, individual bacteria move together to form waves of cells that then differentiate to form fruiting bodies containing spores.[41] The myxobacteria move only when on solid surfaces, unlike E. coli, which is motile in liquid or solid media.[138]
|
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Several Listeria and Shigella species move inside host cells by usurping the cytoskeleton, which is normally used to move organelles inside the cell. By promoting actin polymerisation at one pole of their cells, they can form a kind of tail that pushes them through the host cell's cytoplasm.[139]
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A few bacteria have chemical systems that generate light. This bioluminescence often occurs in bacteria that live in association with fish, and the light probably serves to attract fish or other large animals.[140]
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Bacteria often function as multicellular aggregates known as biofilms, exchanging a variety of molecular signals for inter-cell communication, and engaging in coordinated multicellular behaviour.[141][142]
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The communal benefits of multicellular cooperation include a cellular division of labour, accessing resources that cannot effectively be used by single cells, collectively defending against antagonists, and optimising population survival by differentiating into distinct cell types.[141] For example, bacteria in biofilms can have more than 500 times increased resistance to antibacterial agents than individual "planktonic" bacteria of the same species.[142]
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One type of inter-cellular communication by a molecular signal is called quorum sensing, which serves the purpose of determining whether there is a local population density that is sufficiently high that it is productive to invest in processes that are only successful if large numbers of similar organisms behave similarly, as in excreting digestive enzymes or emitting light.[143][144]
|
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Quorum sensing allows bacteria to coordinate gene expression, and enables them to produce, release and detect autoinducers or pheromones which accumulate with the growth in cell population.[145]
|
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|
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Classification seeks to describe the diversity of bacterial species by naming and grouping organisms based on similarities. Bacteria can be classified on the basis of cell structure, cellular metabolism or on differences in cell components, such as DNA, fatty acids, pigments, antigens and quinones.[103] While these schemes allowed the identification and classification of bacterial strains, it was unclear whether these differences represented variation between distinct species or between strains of the same species. This uncertainty was due to the lack of distinctive structures in most bacteria, as well as lateral gene transfer between unrelated species.[147] Due to lateral gene transfer, some closely related bacteria can have very different morphologies and metabolisms. To overcome this uncertainty, modern bacterial classification emphasises molecular systematics, using genetic techniques such as guanine cytosine ratio determination, genome-genome hybridisation, as well as sequencing genes that have not undergone extensive lateral gene transfer, such as the rRNA gene.[148] Classification of bacteria is determined by publication in the International Journal of Systematic Bacteriology,[149] and Bergey's Manual of Systematic Bacteriology.[150] The International Committee on Systematic Bacteriology (ICSB) maintains international rules for the naming of bacteria and taxonomic categories and for the ranking of them in the International Code of Nomenclature of Bacteria.[151]
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The term "bacteria" was traditionally applied to all microscopic, single-cell prokaryotes. However, molecular systematics showed prokaryotic life to consist of two separate domains, originally called Eubacteria and Archaebacteria, but now called Bacteria and Archaea that evolved independently from an ancient common ancestor.[1] The archaea and eukaryotes are more closely related to each other than either is to the bacteria. These two domains, along with Eukarya, are the basis of the three-domain system, which is currently the most widely used classification system in microbiology.[152] However, due to the relatively recent introduction of molecular systematics and a rapid increase in the number of genome sequences that are available, bacterial classification remains a changing and expanding field.[153][154] For example, Cavalier-Smith argued that the Archaea and Eukaryotes evolved from Gram-positive bacteria.[155]
|
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The identification of bacteria in the laboratory is particularly relevant in medicine, where the correct treatment is determined by the bacterial species causing an infection. Consequently, the need to identify human pathogens was a major impetus for the development of techniques to identify bacteria.[156]
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The Gram stain, developed in 1884 by Hans Christian Gram, characterises bacteria based on the structural characteristics of their cell walls.[66] The thick layers of peptidoglycan in the "Gram-positive" cell wall stain purple, while the thin "Gram-negative" cell wall appears pink. By combining morphology and Gram-staining, most bacteria can be classified as belonging to one of four groups (Gram-positive cocci, Gram-positive bacilli, Gram-negative cocci and Gram-negative bacilli). Some organisms are best identified by stains other than the Gram stain, particularly mycobacteria or Nocardia, which show acid-fastness on Ziehl–Neelsen or similar stains.[157] Other organisms may need to be identified by their growth in special media, or by other techniques, such as serology.[158]
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Culture techniques are designed to promote the growth and identify particular bacteria, while restricting the growth of the other bacteria in the sample. Often these techniques are designed for specific specimens; for example, a sputum sample will be treated to identify organisms that cause pneumonia, while stool specimens are cultured on selective media to identify organisms that cause diarrhoea, while preventing growth of non-pathogenic bacteria. Specimens that are normally sterile, such as blood, urine or spinal fluid, are cultured under conditions designed to grow all possible organisms.[103][159] Once a pathogenic organism has been isolated, it can be further characterised by its morphology, growth patterns (such as aerobic or anaerobic growth), patterns of hemolysis, and staining.[160]
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As with bacterial classification, identification of bacteria is increasingly using molecular methods. Diagnostics using DNA-based tools, such as polymerase chain reaction, are increasingly popular due to their specificity and speed, compared to culture-based methods.[161] These methods also allow the detection and identification of "viable but nonculturable" cells that are metabolically active but non-dividing.[162] However, even using these improved methods, the total number of bacterial species is not known and cannot even be estimated with any certainty. Following present classification, there are a little less than 9,300 known species of prokaryotes, which includes bacteria and archaea;[163] but attempts to estimate the true number of bacterial diversity have ranged from 107 to 109 total species—and even these diverse estimates may be off by many orders of magnitude.[164][165]
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Despite their apparent simplicity, bacteria can form complex associations with other organisms. These symbiotic associations can be divided into parasitism, mutualism and commensalism. Due to their small size, commensal bacteria are ubiquitous and grow on animals and plants exactly as they will grow on any other surface. However, their growth can be increased by warmth and sweat, and large populations of these organisms in humans are the cause of body odour.[167]
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Some species of bacteria kill and then consume other microorganisms, these species are called predatory bacteria.[168] These include organisms such as Myxococcus xanthus, which forms swarms of cells that kill and digest any bacteria they encounter.[169] Other bacterial predators either attach to their prey in order to digest them and absorb nutrients, such as Vampirovibrio chlorellavorus,[170] or invade another cell and multiply inside the cytosol, such as Daptobacter.[171] These predatory bacteria are thought to have evolved from saprophages that consumed dead microorganisms, through adaptations that allowed them to entrap and kill other organisms.[172]
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Certain bacteria form close spatial associations that are essential for their survival. One such mutualistic association, called interspecies hydrogen transfer, occurs between clusters of anaerobic bacteria that consume organic acids, such as butyric acid or propionic acid, and produce hydrogen, and methanogenic Archaea that consume hydrogen.[173] The bacteria in this association are unable to consume the organic acids as this reaction produces hydrogen that accumulates in their surroundings. Only the intimate association with the hydrogen-consuming Archaea keeps the hydrogen concentration low enough to allow the bacteria to grow.[174]
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In soil, microorganisms that reside in the rhizosphere (a zone that includes the root surface and the soil that adheres to the root after gentle shaking) carry out nitrogen fixation, converting nitrogen gas to nitrogenous compounds.[175] This serves to provide an easily absorbable form of nitrogen for many plants, which cannot fix nitrogen themselves. Many other bacteria are found as symbionts in humans and other organisms. For example, the presence of over 1,000 bacterial species in the normal human gut flora of the intestines can contribute to gut immunity, synthesise vitamins, such as folic acid, vitamin K and biotin, convert sugars to lactic acid (see Lactobacillus), as well as fermenting complex undigestible carbohydrates.[176][177][178] The presence of this gut flora also inhibits the growth of potentially pathogenic bacteria (usually through competitive exclusion) and these beneficial bacteria are consequently sold as probiotic dietary supplements.[179]
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If bacteria form a parasitic association with other organisms, they are classed as pathogens. Pathogenic bacteria are a major cause of human death and disease and cause infections such as tetanus (Caused by Clostridium tetani), typhoid fever, diphtheria, syphilis, cholera, foodborne illness, leprosy (caused by Micobacterium leprae) and tuberculosis (Caused by Mycobacterium tuberculosis). A pathogenic cause for a known medical disease may only be discovered many years after, as was the case with Helicobacter pylori and peptic ulcer disease. Bacterial diseases are also important in agriculture, with bacteria causing leaf spot, fire blight and wilts in plants, as well as Johne's disease, mastitis, salmonella and anthrax in farm animals.[180]
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Each species of pathogen has a characteristic spectrum of interactions with its human hosts. Some organisms, such as Staphylococcus or Streptococcus, can cause skin infections, pneumonia, meningitis and even overwhelming sepsis, a systemic inflammatory response producing shock, massive vasodilation and death.[181] Yet these organisms are also part of the normal human flora and usually exist on the skin or in the nose without causing any disease at all. Other organisms invariably cause disease in humans, such as the Rickettsia, which are obligate intracellular parasites able to grow and reproduce only within the cells of other organisms. One species of Rickettsia causes typhus, while another causes Rocky Mountain spotted fever. Chlamydia, another phylum of obligate intracellular parasites, contains species that can cause pneumonia, or urinary tract infection and may be involved in coronary heart disease.[182] Finally, some species, such as Pseudomonas aeruginosa, Burkholderia cenocepacia, and Mycobacterium avium, are opportunistic pathogens and cause disease mainly in people suffering from immunosuppression or cystic fibrosis.[183][184]
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Bacterial infections may be treated with antibiotics, which are classified as bacteriocidal if they kill bacteria, or bacteriostatic if they just prevent bacterial growth. There are many types of antibiotics and each class inhibits a process that is different in the pathogen from that found in the host. An example of how antibiotics produce selective toxicity are chloramphenicol and puromycin, which inhibit the bacterial ribosome, but not the structurally different eukaryotic ribosome.[185] Antibiotics are used both in treating human disease and in intensive farming to promote animal growth, where they may be contributing to the rapid development of antibiotic resistance in bacterial populations.[186] Infections can be prevented by antiseptic measures such as sterilising the skin prior to piercing it with the needle of a syringe, and by proper care of indwelling catheters. Surgical and dental instruments are also sterilised to prevent contamination by bacteria. Disinfectants such as bleach are used to kill bacteria or other pathogens on surfaces to prevent contamination and further reduce the risk of infection.[187]
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Bacteria, often lactic acid bacteria, such as Lactobacillus and Lactococcus, in combination with yeasts and moulds, have been used for thousands of years in the preparation of fermented foods, such as cheese, pickles, soy sauce, sauerkraut, vinegar, wine and yogurt.[188][189]
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The ability of bacteria to degrade a variety of organic compounds is remarkable and has been used in waste processing and bioremediation. Bacteria capable of digesting the hydrocarbons in petroleum are often used to clean up oil spills.[190] Fertiliser was added to some of the beaches in Prince William Sound in an attempt to promote the growth of these naturally occurring bacteria after the 1989 Exxon Valdez oil spill. These efforts were effective on beaches that were not too thickly covered in oil. Bacteria are also used for the bioremediation of industrial toxic wastes.[191] In the chemical industry, bacteria are most important in the production of enantiomerically pure chemicals for use as pharmaceuticals or agrichemicals.[192]
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Bacteria can also be used in the place of pesticides in the biological pest control. This commonly involves Bacillus thuringiensis (also called BT), a Gram-positive, soil dwelling bacterium. Subspecies of this bacteria are used as a Lepidopteran-specific insecticides under trade names such as Dipel and Thuricide.[193] Because of their specificity, these pesticides are regarded as environmentally friendly, with little or no effect on humans, wildlife, pollinators and most other beneficial insects.[194][195]
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Because of their ability to quickly grow and the relative ease with which they can be manipulated, bacteria are the workhorses for the fields of molecular biology, genetics and biochemistry. By making mutations in bacterial DNA and examining the resulting phenotypes, scientists can determine the function of genes, enzymes and metabolic pathways in bacteria, then apply this knowledge to more complex organisms.[196] This aim of understanding the biochemistry of a cell reaches its most complex expression in the synthesis of huge amounts of enzyme kinetic and gene expression data into mathematical models of entire organisms. This is achievable in some well-studied bacteria, with models of Escherichia coli metabolism now being produced and tested.[197][198] This understanding of bacterial metabolism and genetics allows the use of biotechnology to bioengineer bacteria for the production of therapeutic proteins, such as insulin, growth factors, or antibodies.[199][200]
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Because of their importance for research in general, samples of bacterial strains are isolated and preserved in Biological Resource Centers. This ensures the availability of the strain to scientists worldwide.[201]
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Bacteria were first observed by the Dutch microscopist Antonie van Leeuwenhoek in 1676, using a single-lens microscope of his own design.[202] He then published his observations in a series of letters to the Royal Society of London.[203][204][205] Bacteria were Leeuwenhoek's most remarkable microscopic discovery. They were just at the limit of what his simple lenses could make out and, in one of the most striking hiatuses in the history of science, no one else would see them again for over a century.[206] His observations had also included protozoans which he called animalcules, and his findings were looked at again in the light of the more recent findings of cell theory.[207]
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Christian Gottfried Ehrenberg introduced the word "bacterium" in 1828.[208] In fact, his Bacterium was a genus that contained non-spore-forming rod-shaped bacteria,[209] as opposed to Bacillus, a genus of spore-forming rod-shaped bacteria defined by Ehrenberg in 1835.[210]
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Louis Pasteur demonstrated in 1859 that the growth of microorganisms causes the fermentation process, and that this growth is not due to spontaneous generation (yeasts and molds, commonly associated with fermentation, are not bacteria, but rather fungi). Along with his contemporary Robert Koch, Pasteur was an early advocate of the germ theory of disease.[211]
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Robert Koch, a pioneer in medical microbiology, worked on cholera, anthrax and tuberculosis. In his research into tuberculosis Koch finally proved the germ theory, for which he received a Nobel Prize in 1905.[212] In Koch's postulates, he set out criteria to test if an organism is the cause of a disease, and these postulates are still used today.[213]
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Ferdinand Cohn is said to be a founder of bacteriology, studying bacteria from 1870. Cohn was the first to classify bacteria based on their morphology.[214][215]
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Though it was known in the nineteenth century that bacteria are the cause of many diseases, no effective antibacterial treatments were available.[216] In 1910, Paul Ehrlich developed the first antibiotic, by changing dyes that selectively stained Treponema pallidum—the spirochaete that causes syphilis—into compounds that selectively killed the pathogen.[217] Ehrlich had been awarded a 1908 Nobel Prize for his work on immunology, and pioneered the use of stains to detect and identify bacteria, with his work being the basis of the Gram stain and the Ziehl–Neelsen stain.[218]
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A major step forward in the study of bacteria came in 1977 when Carl Woese recognised that archaea have a separate line of evolutionary descent from bacteria.[3] This new phylogenetic taxonomy depended on the sequencing of 16S ribosomal RNA, and divided prokaryotes into two evolutionary domains, as part of the three-domain system.[1]
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1 |
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Romansh (/roʊˈmænʃ, roʊˈmɑːnʃ/; sometimes also spelled Romansch, Rumantsch, or Romanche; Romansh: rumantsch, rumàntsch, romauntsch or romontsch) is a Romance language spoken predominantly in the southeastern Swiss canton of Grisons (Graubünden). Romansh has been recognized as a national language of Switzerland since 1938, and as an official language in correspondence with Romansh-speaking citizens since 1996, along with German, French and Italian.[7] It also has official status in the canton of Grisons alongside German and Italian and is used as the medium of instruction in schools in Romansh-speaking areas. It is sometimes grouped by linguists with Ladin and Friulian as a Rhaeto-Romance language (retorumantsch), though this is disputed.[citation needed]
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Romansh is one of the descendant languages of the spoken Latin language of the Roman Empire, which by the 5th century AD replaced the Celtic and Raetic languages previously spoken in the area. Romansh retains a small number of words from these languages. Romansh has also been strongly influenced by German in vocabulary and morphosyntax. The language gradually retreated to its current area over the centuries, being replaced in other areas by Alemannic and Bavarian dialects. The earliest writing identified as Romansh dates from the 10th or 11th century, although major works did not appear until the 16th century, when several regional written varieties began to develop. During the 19th century the area where the language was spoken declined, but the Romansh speakers had a literary revival and started a language movement dedicated to halting the decline of the language.[citation needed]
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In the 2000 Swiss census, 35,095 people (of whom 27,038 live in the canton of Grisons) indicated Romansh as the language of "best command", and 61,815 as a "regularly spoken" language.[8] In 2010, Switzerland switched to a yearly system of assessment that uses a combination of municipal citizen records and a limited number of surveys.[9]
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As of 2017[update], Romansh speakers make up 44,354 inhabitants of Switzerland, or 0.85% of its population, and 28,698 inhabitants of the canton of Grisons, or 14.7% of Grisons' population.[1][10] About 28% of the Romansh-speaking people in the Romansh-speaking areas also speak one other language fluently, e.g. German or Italian, which are the other official languages of Grisons.[11]
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Romansh is divided into five different regional dialects (Sursilvan, Sutsilvan, Surmiran, Putèr, and Vallader), each with its own standardized written language. In addition, a pan-regional variety called Rumantsch Grischun was introduced in 1982, which is controversial among Romansh speakers.
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Romansh is a Romance language descending from Vulgar Latin, the spoken language of the Roman Empire. Within the Romance languages, Romansh stands out because of its peripheral location,[clarification needed] which has resulted in several archaic features. Another distinguishing feature is the centuries-long language contact with German, which is most noticeable in the vocabulary and to a lesser extent the syntax of Romansh. Romansh belongs to the Gallo-Romance branch of the Romance languages, which includes languages such as French, Occitan, and Lombard. The main feature placing Romansh within the Gallo-Romance languages is the fronting of Latin /u/ to [y] or [i], as seen in Latin muru(m) ("wall"), which is mür (help·info) or mir (help·info) in Romansh.
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The main features distinguishing Romansh from the Gallo-Italic languages to the south, and placing it closer to French, are:
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Another defining feature of the Romansh language is the use of unstressed vowels. All unstressed vowels (except /a/) disappeared.[13]
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Whether or not Romansh, Friulan and Ladin should compose a separate "Rhaeto-Romance" subgroup within Gallo-Romance is an unresolved issue, known as the Questione ladina. Some linguists posit that these languages are descended from a common language, which was fractured geographically through the spread of German and Italian. The Italian linguist Graziadio Ascoli first made the claim in 1873.[14] The other position holds that any similarities between these three languages can be explained through their relative geographic isolation, which shielded them from certain linguistic changes. By contrast, the Gallo-Italic varieties of Northern Italy were more open to linguistic influences from the South. Linguists who take this position often point out that the similarities between the languages are comparatively few.[15] This position was first introduced by the Italian dialectologist Carlo Battisti.
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This linguistic dispute became politically relevant for the Italian irredentist movement. Italian nationalists interpreted Battisti's hypothesis as implying that Romansh, Friulan and Ladin were not separate languages but rather Italian dialects. They used this as an argument to claim the territories for Italy where these languages were spoken.[16] From a sociolinguistic perspective, however, this question is largely irrelevant. The speakers of Romansh have always identified as speaking a language distinct from both Italian and other Romance varieties.[17]
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Romansh comprises a group of closely related dialects, which are most commonly divided into five different varieties, each of which has developed a standardized form. These standardized regional standards are referred to as idioms in Romansh to distinguish them from the local vernaculars, which are referred to as dialects.[18] These dialects form a dialect continuum without clear-cut divisions. Historically a continuous speech area, this continuum has now been ruptured by the spread of German, so that Romansh is now geographically divided into at least two non-adjacent parts.
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Aside from these five major dialects, two additional varieties are often distinguished. One is the dialect of the Val Müstair, which is closely related to Vallader but often separately referred to as Jauer (derived from the personal pronoun jau 'I', i.e. 'the jau-sayers').[21] Less commonly distinguished is the dialect of Tujetsch and the Val Medel, which is markedly different from Sursilvan and is referred to as Tuatschin.[21] Additionally, the standardized variety Rumantsch Grischun, intended for pan-regional use, was introduced in 1982. The dialect of the Val Bregaglia is usually considered a variety of Lombard, and speakers use Italian as their written language, even though the dialect shares many features with the neighboring Putèr dialect of Romansh.[22]
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As these varieties form a continuum with small transitions from each village to the next, there is no straightforward internal grouping of the Romansh dialects. The Romansh language area can be described best as consisting of two widely divergent varieties, Sursilvan in the west and the dialects of the Engadine in the east, with Sutsilvan and Surmiran forming a transition zone between them.[23] The Engadinese varieties Putèr and Vallader are often referred to as one specific variety known as Ladin (rm. ladin (help·info)), which is not to be confused with the closely related language in Italy's Dolomite mountains also known as Ladin. Sutsilvan and Surmiran are sometimes grouped together as Central Romansh (rm. Grischun central), and then grouped together with Sursilvan as "Rhenish Romansh" (in German, "Rheinischromanisch").
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One feature that separates the Rhenish varieties from Ladin is the retention of the rounded front vowels /y/ and /ø/ (written ü and ö) in Ladin, which have been unrounded in the other dialects,[24] as in Ladin mür (help·info), Sursilvan mir (help·info), Surmiran meir ‘wall’ or Ladin chaschöl (help·info) to Rhenish caschiel (help·info) ‘cheese’. Another is the development of Latin -CT-, which has developed into /tɕ/ in the Rhenish varieties as in détg ‘said’ or fatg ‘did’, while developing into /t/ in Ladin (dit and fat). A feature separating Sursilvan from Central Romansh, however, involves the extent of palatalization of Latin /k/ in front of /a/, which is rare in Sursilvan but common in the other varieties:[24] Sursilvan casa (help·info), Sutsilvan tgea, Surmiran tgesa, Putèr chesa (help·info), and Vallader chasa (help·info) 'house'. Overall however, the Central Romansh varieties do not share many unique features, but rather connect Sursilvan and Ladin through a succession of numerous small differences from one village to the next.[25][26]
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The dialects of Romansh are not always mutually comprehensible. Speakers of Sursilvan and Ladin, in particular, are usually unable to understand each other initially.[27] Because speakers usually identify themselves primarily with their regional dialect, many do not take the effort to attempt to understand unfamiliar dialects, and prefer to speak Swiss German with speakers of other varieties.[28] A common Romansh identity is not widespread outside of intellectual circles, even though this has been changing among the younger generation.[29]
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Romansh originates from the spoken Latin brought to the region by Roman soldiers, merchants, and officials following the conquest of the modern-day Grisons area by the Romans in 15 BC. Before that, the inhabitants spoke Celtic and Raetic languages, with Raetic apparently being spoken mainly in the Lower Engadine valley. Traces of these languages survive mainly in toponyms, including village names such as Tschlin, Scuol, Savognin, Glion, Breil/Brigels, Brienz/Brinzauls, Purtenza, and Trun. Additionally, a small number of pre-Latin words have survived in Romansh, mainly concerning animals, plants, and geological features unique to the Alps, such as camutsch 'chamois' and grava 'scree'.
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It is unknown how rapidly the Celtic and Raetic inhabitants were Romanized following the conquest of Raetia. Some linguists assume that the area was rapidly Romanized following the Roman conquest, whereas others think that this process did not end until the 4th or 5th century, when more thoroughly Romanized Celts from farther north fled south to avoid invasions by Germanic tribes.[30] The process was certainly complete and the pre-Roman languages extinct by the 5th–6th century, when Raetia became part of the Ostrogothic Kingdom. Around 537 AD, the Ostrogoths handed over the province of Raetia Prima to the Frankish Empire, which continued to have local rulers administering the so-called Duchy of Chur. However, after the death of the last Victorid ruler, Bishop Tello, around 765, Charlemagne assigned a Germanic duke to administer the region. Additionally, the Diocese of Chur was transferred by the (pre-Schism) Roman Catholic Church from the Archdiocese of Milan to the Diocese of Mainz in 843. The combined effect was a cultural reorientation towards the German-speaking north, especially as the ruling élite now comprised almost entirely speakers of German.[31]
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At the time, Romansh was spoken over a much wider area, stretching north into the present-day cantons of Glarus and St. Gallen, to the Walensee in the northwest, and Rüthi and the Alpine Rhine Valley in the northeast. In the east, parts of modern-day Vorarlberg were Romansh-speaking, as were parts of Tyrol. The northern areas, called Lower Raetia, became German-speaking by the 12th century;[32] and by the 15th century, the Rhine Valley of St. Gallen and the areas around the Wallensee were entirely German-speaking.[31] This language shift was a long, drawn-out process, with larger, central towns adopting German first, while the more peripheral areas around them remained Romansh-speaking longer. The shift to German was caused in particular by the influence of the local German-speaking élites and by German-speaking immigrants from the north, with the lower and rural classes retaining Romansh longer.[33]
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In addition, beginning around 1270, the German-speaking Walser began settling in sparsely populated or uninhabited areas within the Romansh-speaking heartland. The Walser sometimes expanded into Romansh-speaking areas from their original settlements, which then often became German-speaking, such as Davos, Schanfigg, the Prättigau, Schams, and Valendas, which became German-speaking by the 14th century.[34] In rare cases, these Walser settlements were eventually assimilated by their Romansh-speaking neighbors, for instance, Oberhalbstein and Medel and Tujetsch in the Surselva region.[35]
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The Germanization of Chur had particular long-term consequences. Even though the city had long before ceased to be a cultural center of Romansh, the spoken language of the capital of the Diocese of Chur continued to be Romansh until the 15th century.[36] After a fire in 1465 which virtually destroyed the city, many German-speaking artisans who had been called in to help repair the damage settled there, causing German to become the majority language. In a chronicle written in 1571–72, Durich Chiampell mentions that Romansh was still spoken in Chur roughly a hundred years before, but had since then rapidly given way to German and was now not much appreciated by the inhabitants of the city.[31] Many linguists regard the loss of Chur to German as a crucial event. According to Sylvia Osswald, for example, it occurred precisely at a time when the introduction of the printing press could have led to the adoption of the Romansh dialect of the capital as a common written language for all Romansh speakers.[37] Other linguists such as Jachen Curdin Arquint remain skeptical of this view, however, and assume that the various Romansh-speaking regions would still have developed their own separate written standards.[38]
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Instead, several regional written varieties of Romansh began appearing during the 16th century. Gian Travers wrote the first surviving work in Romansh, the Chianzun dalla guerra dagl Chiaste da Müs, in the Putèr dialect. This epic poem, written in 1527, describes the first Musso war, in which Travers himself had taken part.[39] Travers also translated numerous biblical plays into Romansh, though only the titles survive for many of them. Another early writer, Giachem Bifrun, who also wrote in Putèr, penned the first printed book in Romansh, a catechism published in 1552. In 1560 he published a translation of the New Testament: L'g Nuof Sainc Testamaint da nos Signer Jesu Christ.
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Two years later, in 1562, another writer from the Engadine, Durich Chiampel, published the Cudesch da Psalms, a collection of church songs in the Vallader dialect. These early works are generally well written and show that the authors had a large amount of Romansh vocabulary at their disposal, contrary to what one might expect of the first pieces of writing in a language. Because of this, the linguist Ricarda Liver assumes that these written works built on an earlier, pre-literature tradition of using Romansh in administrative and legal situations, of which no evidence survives.[40] In their prefaces, the authors themselves often mention the novelty of writing Romansh, and discuss an apparently common prejudice that Romansh was a language that could not be written.[41]
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The first writing in the Sursilvan and Sutsilvan dialects appears in the 17th century. As in the Engadine, these early works usually focused on religious themes, in particular the struggles between Protestants and Counter-Reformers. Daniel Bonifaci produced the first surviving work in this category, the catechism Curt mussameint dels principals punctgs della Christianevla Religiun, published in 1601 in the Sutsilvan dialect. A second edition, published in 1615, is closer to Sursilvan, however, and writings in Sutsilvan do not appear again until the 20th century. In 1611, Igl Vêr Sulaz da pievel giuvan ("The true joys of young people"), a series of religious instructions for Protestant youths, was published by Steffan Gabriel. Four years later, in 1615, a Catholic catechism, Curt Mussament, was published in response, written by Gion Antoni Calvenzano. The first translation of the New Testament into Sursilvan was published in 1648 by the son of Steffan Gabriel, Luci Gabriel.
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The first complete translation of the Bible, the Bibla da Cuera, was published between 1717 and 1719. The Sursilvan dialect thus had two separate written varieties, one used by the Protestants with its cultural center around Ilanz, and a Catholic variety with the Disentis Abbey as its center. The Engadine dialect was also written in two varieties: Putèr in the Upper Valley and Vallader in the Lower Valley.[42] The Sutsilvan areas either used the Protestant variety of Sursilvan, or simply used German as their main written language. The Surmiran region began developing its own variety in the early 18th century, with a catechism being published in 1703, though either the Catholic variety of Sursilvan or Putèr was more commonly used there until the 20th century.[43]
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In the 16th century, the language border between Romansh and German largely stabilized, and it remained almost unchanged until the late 19th century.[44] During this period, only isolated areas became German-speaking, mainly a few villages around Thusis and the village of Samnaun. In the case of Samnaun, the inhabitants adopted the Bavarian dialect of neighboring Tyrol, making Samnaun the only municipality of Switzerland where a Bavarian dialect is spoken. The Vinschgau in South Tyrol was still Romansh-speaking in the 17th century, after which it became entirely German-speaking because of the Counter-Reformation denunciation of Romansh as a "Protestant language".[45]
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When Grisons became part of Switzerland in 1803, it had a population of roughly 73,000, of whom around 36,600 were Romansh speakers—many of them monolingual—living mostly within the Romansh-speaking valleys.[46] The language border with German, which had mostly been stable since the 16th century, now began moving again as more and more villages shifted to German. One cause was the admission of Grisons as a Swiss canton, which brought Romansh-speakers into more frequent contact with German-speakers. Another factor was the increased power of the central government of Grisons, which had always used German as its administrative language.[44] In addition, many Romansh-speakers migrated to the larger cities, which were German-speaking, while speakers of German settled in Romansh villages. Moreover, economic changes meant that the Romansh-speaking villages, which had mostly been self-sufficient, engaged in more frequent commerce with German-speaking regions. Also, improvements in the infrastructure made travel and contact with other regions much easier than it had been.[47]
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Finally, the rise of tourism made knowledge of German an economic necessity in many areas, while the agricultural sector, which had been a traditional domain of Romansh, became less important. All this meant that knowledge of German became more and more of a necessity for Romansh speakers and that German became more and more a part of daily life. For the most part, German was seen not as a threat but rather as an important asset for communicating outside one's home region.[48] The common people frequently demanded better access to learning German.[44] When public schools began to appear, many municipalities decided to adopt German as the medium of instruction, as in the case of Ilanz, where German became the language of schooling in 1833, when the town was still largely Romansh-speaking.[49]
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Some people even welcomed the disappearance of Romansh, in particular among progressives. In their eyes, Romansh was an obstacle to the economic and intellectual development of the Romansh people.[50] For instance, the priest Heinrich Bansi from Ardez wrote in 1797: "The biggest obstacle to the moral and economical improvement of these regions is the language of the people, Ladin [...] The German language could certainly be introduced with ease into the Engadine, as soon as one could convince the people of the immense advantages of it".[51] Others however, saw Romansh as an economic asset, since it gave the Romansh an advantage when learning other Romance languages. In 1807, for example, the priest Mattli Conrad wrote an article listing the advantages and disadvantages of Romansh:
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The Romansh language is an immense advantage in learning so much more rapidly the languages derived from Latin of France, Italy, Spain etc, as can be seen with the Romansh youth, which travels to these countries and learns their language with ease. [...] We live in between an Italian and a German people. How practical is it, when one can learn the languages of both without effort?[52]
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In response however, the editor of the newspaper added that:
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According to the testimony of experienced and vigilant language teachers, while the one who is born Romansh can easily learn to understand these languages and make himself understood in them, he has great difficulties in learning them properly, since precisely because of the similarity, he mixes them so easily with his own bastardized language. [...] in any case, the conveniences named should hold no weight against all the disadvantages that come from such an isolated and uneducated language.[53]
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According to Mathias Kundert, this quote is a good example of the attitude of many German-speakers towards Romansh at the time. According to Mathias Kundert, while there was never a plan to Germanize the Romansh areas of Grisons, many German-speaking groups wished that the entire canton would become German-speaking. They were careful however, to avoid any drastic measures to that extent, in order not to antagonize the influential Romansh minority.[54]
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The decline of Romansh over the 20th century can be seen through the results of the Swiss censuses. The decline in percentages is only partially due to the Germanization of Romansh areas, since the Romansh-speaking valleys always had a lower overall population growth than other parts of the canton.[55]
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Starting in the mid-19th century however, a revival movement began, often called the "Rhaeto-Romansh renaissance". This movement involved an increased cultural activity, as well as the foundation of several organizations dedicated to protecting the Romansh language. In 1863, the first of several attempts was made to found an association for all Romansh regions, which eventually led to the foundation of the Società Retorumantscha in 1885.[57] In 1919, the Lia Rumantscha was founded to serve as an umbrella organization for the various regional language societies. Additionally, the role of Romansh in schooling was strengthened, with the first Romansh school books being published in the 1830s and 1840s. Initially, these were merely translations of the German editions, but by the end of the 19th century teaching materials were introduced which took the local Romansh culture into consideration. Additionally, Romansh was introduced as a subject in teacher's college in 1860 and was recognized as an official language by the canton in 1880.[57]
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Around the same time, grammar and spelling guidelines began to be developed for the regional written dialects. One of the earliest was the Ortografia et ortoëpia del idiom romauntsch d'Engiadin'ota by Zaccaria Pallioppi, published in 1857. For Sursilvan, a first attempt to standardize the written language was the Ortografia gienerala, speculativa ramontscha by Baseli Carigiet, published in 1858, followed by a Sursilvan-German dictionary in 1882, and the Normas ortografias by Giachen Caspar Muoth in 1888. Neither of these guidelines managed to gather much support however. At the same time, the Canton published school books in its own variety. Sursilvan was then definitely standardized through the works of Gion Cahannes, who published Grammatica Romontscha per Surselva e Sutselva in 1924, followed by Entruidament devart nossa ortografia in 1927. The Surmiran dialect had its own norms established in 1903, when the Canton agreed to finance the school book Codesch da lectura per las scolas primaras de Surmeir, though a definite guideline, the Normas ortograficas per igl rumantsch da Surmeir, was not published until 1939. In the meantime, the norms of Pallioppi had come under criticism in the Engadine due to the strong influence of Italian in them. This led to an orthographic reform which was concluded by 1928, when the Pitschna introducziun a la nouva ortografia ladina ufficiala by Cristoffel Bardola was published. A separate written variety for Sutsilvan was developed in 1944 by Giuseppe Gangale.
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Around 1880, the entire Romansh-speaking area still formed a continuous geographical unit. But by the end of the century, the so-called "Central-Grisons language bridge" began to disappear.[58] From Thusis, which had become German-speaking in the 16th/17th century, the Heinzenberg and Domleschg valleys were gradually Germanized over the next decades. Around the turn of the century, the inner Heinzenberg and Cazis became German-speaking, followed by Rothenbrunnen, Rodels, Almens, and Pratval, splitting the Romansh area into two geographically non-connected parts. In the 1920s and 1930s the rest of the villages in the valley became mainly German-speaking, sealing the split.[59]
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In order to halt the decline of Romansh, the Lia Rumantscha began establishing Romansh day care schools, called Scoletas, beginning in the 1940s with the aim of reintroducing Romansh to children. Although the Scoletas had some success – of the ten villages where Scoletas were established, the children began speaking Romansh amongst themselves in four, with the children in four others acquiring at least some knowledge of Romansh – the program ultimately failed to preserve the language in the valley.
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A key factor was the disinterest of the parents, whose main motivation for sending their children to the Scoletas appears to have been that they were looked after for a few hours and given a meal every day, rather than an interest in preserving Romansh.[60] The other factor was that after entering primary school, the children received a few hours a week of Romansh instruction at best. As a result, the last Scoletas were closed in the 1960s with the exception of Präz, where the Scoleta remained open until 1979.[61]
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In other areas, such as the Engadine and the Surselva, where the pressure of German was equally strong, Romansh was maintained much better and remained a commonly spoken language. According to the linguist Mathias Kundert, one important factor was the different social prestige of Romansh. In the Heinzenberg and Domleschg valleys, the elite had been German-speaking for centuries, so that German was associated with power and education, even though most people did not speak it, whereas Romansh was associated with peasant life. In the Engadine and the Surselva by contrast, the elite was itself Romansh-speaking, so that Romansh there was "not only the language spoken to children and cows, but also that of the village notable, the priest, and the teacher."[62] Additionally, Romansh schools had been common for several years before German had become a necessity, so that Romansh was firmly established as a medium of education.
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Likewise, in the Upper Engadine, where factors such as increased mobility and immigration by German speakers were even stronger, Romansh was more firmly established as a language of education and administration, so that the language was maintained to a much greater extent. In Central Grisons, by contrast, German had been a central part of schooling since the beginning, and virtually all schools switched entirely to German as the language of instruction by 1900, with children in many schools being punished for speaking Romansh well into the 1930s.[63]
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Early attempts to create a unified written language for Romansh include the Romonsch fusionau of Gion Antoni Bühler in 1867[64] and the Interrumantsch by Leza Uffer in 1958. Neither was able to gain much support, and their creators were largely the only ones actively using them.[65] In the meantime, the Romansh movement sought to promote the different regional varieties while promoting a gradual convergence of the five varieties, called the "avischinaziun".[66] In 1982, however, the then secretary of the Lia Rumantscha, a sociolinguist named Bernard Cathomas, launched a project for designing a pan-regional variety. The linguist Heinrich Schmid presented to the Lia Rumantscha the same year the rules and directives for this standard language under the name Rumantsch Grischun.[67] Schmid's approach consisted of creating a language as equally acceptable as possible to speakers of the different dialects, by choosing those forms which were found in a majority of the three strongest varieties: Sursilvan, Surmiran, and Vallader. The elaboration of the new standard was endorsed by the Swiss National Fund and carried out by a team of young Romansh linguists under the guidance of Georges Darms and Anna-Alice Dazzi-Gross.[68]
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The Lia Rumantscha then began introducing Rumantsch Grischun to the public, announcing that it would be chiefly introduced into domains where only German was being used, such as official forms and documents, billboards, and commercials.[69] In 1984, the assembly of delegates of the head organization Lia Rumantscha decided to use the new standard language when addressing all Romansh-speaking areas of the Grisons.[70] From the very start, Rumansh Grischun has been implemented only on the basis of a decision of the particular institutions. In 1986, the federal administration began to use Rumantsch Grischun for single texts. The same year, however, several influential figures began to criticize the introduction of Rumantsch Grischun. Donat Cadruvi, at the time the president of the cantonal government, claimed that the Lia Rumantscha was trying to force the issue. Romansh writer Theo Candinas also called for a public debate on the issue, calling Rumantsch Grischun a "plague" and "death blow" to Romansh and its introduction a "Romansh Kristallnacht",[71] thus launching a highly emotional and bitter debate which would continue for several years.[71] The following year, Theo Candinas published another article titled Rubadurs Garmadis in which he compared the proponents of Rumantsch Grischun to Nazi thugs raiding a Romansh village and desecrating, destroying, and burning the Romansh cultural heritage.[72]
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The proponents responded by labeling the opponents as a small group of archconservative and narrow-minded Sursilvans and CVP politicians among other things.[73] The debate was characterized by a heavy use of metaphors, with opponents describing Rumantsch Grischun as a "test-tube baby" or "castrated language". They argued that it was an artificial and infertile creation which lacked a heart and soul, in contrast to the traditional dialects. On the other side, proponents called on the Romansh people to nurture the "new-born" to allow it to grow, with Romansh writer Ursicin Derungs calling Rumantsch Grischun a "lungatg virginal" 'virgin language' that now had to be seduced and turned into a blossoming woman.[74]
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The opposition to Rumantsch Grischun also became clear in the Swiss census of 1990, in which certain municipalities refused to distribute questionnaires in Rumantsch Grischun, requesting the German version instead.[75] Following a survey on the opinion of the Romansh population on the issue, the government of Grisons decided in 1996 that Rumantsch Grischun would be used when addressing all Romansh speakers, but the regional varieties could continue to be used when addressing a single region or municipality. In schools, Rumantsch Grischun was not to replace the regional dialects but only be taught passively.
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The compromise was largely accepted by both sides. A further recommendation in 1999, known as the "Haltinger concept", also proposed that the regional varieties should remain the basis of the Romansh schools, with Rumantsch Grischun being introduced in middle school and secondary school.[76]
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The government of Grisons then took steps to strengthen the role of Rumantsch Grischun as an official language. Since the cantonal constitution explicitly named Sursilvan and Engadinese as the languages of ballots, a referendum was launched to amend the relevant article.[77] In the referendum, which took place on June 10, 2001, 65% voted in favor of naming Rumantsch Grischun the only official Romansh variety of the Canton. Opponents of Rumantsch Grischun such as Renata Coray and Matthias Grünert argue, however, that if only those municipalities with at least 30% Romansh speakers were considered, the referendum would have been rejected by 51%, with an even larger margin if only those with at least 50% Romansh speakers were considered. They thus interpret the results as the Romansh minority having been overruled by the German-speaking majority of the canton.[78]
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93 |
+
A major change in policy came in 2003, when the cantonal government proposed a number of spending cuts, including a proposal according to which new Romansh teaching materials would not be published except in Rumantsch Grischun from 2006 onwards, the logical result of which would be to abolish the regional varieties as languages of instruction. The cantonal parliament passed the measure in August 2003, even advancing the deadline to 2005. The decision was met by strong opposition, in particular in the Engadine, where teachers collected over 4,300 signatures opposing the measure,[79] followed by a second petition signed by around 180 Romansh writers and cultural figures,[80] including many who were supportive of Rumantsch Grischun but opposed its introduction as a language of instruction.
|
94 |
+
|
95 |
+
Opponents argued that Romansh culture and identity was transmitted through the regional varieties and not through Rumantsch Grischun and that Rumantsch Grischun would serve to weaken rather than strengthen Romansh, possibly leading to a switch to German-language schools and a swift Germanization of Romansh areas.[81]
|
96 |
+
|
97 |
+
The cantonal government refused to debate the issue again however, instead deciding on a three-step plan in December 2004 to introduce Rumantsch Grischun as the language of schooling, allowing the municipalities to choose when they would make the switch. The decision not to publish any new teaching materials in the regional varieties was not overturned, however, raising the question of what would happen in those municipalities that refused to introduce Rumantsch Grischun at all, since the language of schooling is decided by the municipalities themselves in Grisons.[82]
|
98 |
+
|
99 |
+
The teachers of the Engadine in particular were outraged over the decision, but those in the Surmeir were mostly satisfied. Few opinions were heard from the Surselva, which was interpreted either as support or resignation, depending in the viewpoint of the observer.[83]
|
100 |
+
|
101 |
+
In 2007–2008, 23 so called "pioneer-municipalities" (Lantsch/Lenz, Brienz/Brinzauls, Tiefencastel, Alvaschein, Mon, Stierva, Salouf, Cunter, Riom-Parsonz, Savognin, Tinizong-Rona, Mulegns, Sur, Marmorera, Falera, Laax, Trin, Müstair, Santa Maria Val Müstair, Valchava, Fuldera, Tschierv and Lü) introduced Rumantsch Grischun as the language of instruction in 1st grade, followed by an additional 11 (Ilanz, Schnaus, Flond, Schluein, Pitasch, Riein, Sevgein, Castrisch, Surcuolm, Luven and Duvin) the following year and another 6 (Sagogn, Rueun, Siat, Pigniu, Waltensburg/Vuorz and Andiast) in 2009-2010.[84] However, other municipalities, including the entire Engadine valley and most of the Surselva, continued to use their regional variety. The cantonal government aimed to introduce Rumantsch Grischun as the sole language of instruction in Romansh schools by 2020.[85]
|
102 |
+
|
103 |
+
In early 2011, however, a group of opponents in the Surselva and the Engadine founded the association Pro Idioms, demanding the overturning of the government decision of 2003 and launching numerous local initiatives to return to the regional varieties as the language of instruction. In April 2011, Riein became the first municipality to vote to return to teaching in Sursilvan,[86] followed by an additional 4 in December, and a further 10 in early 2012, including Val Müstair (returning to Vallader), which had been the first to introduce Rumantsch Grischun. As of September 2013, all municipalities in the Surselva, with the exception of Pitasch, have decided to return to teaching in Sursilvan.
|
104 |
+
|
105 |
+
Supporters of Rumantsch Grischun then announced that they would take the issue to the Federal Supreme Court of Switzerland[87] and announced their intention to launch a cantonal referendum to enshrine Rumantsch Grischun as the language of instruction.[88]
|
106 |
+
|
107 |
+
The Lia Rumantscha opposes these moves and now supports a model of coexistence in which Rumantsch Grischun will supplement but not replace the regional varieties in school. It cites the need for keeping linguistic peace among Romansh speakers, as it says that the decades-long debate over the issue has torn friends and even families apart.[89] The 2003 decision, in December 2011, has been overturned so the canton will again finance school books in the regional varieties.[90]
|
108 |
+
|
109 |
+
Rumantsch Grischun is still a project in progress.[91] At the start of 2014, it is in use as a school language in the central part of Grisons and in the bilingual classes in the region of Chur. It is taught in upper-secondary schools, in the university of teacher education in Chur and at the universities of Zürich and Fribourg, along with the Romansh idioms. It remains an official and administrative language in the Swiss Confederation and the Canton of Grisons as well as in public and private institutions for all kinds of texts intended for the whole Romansh-speaking territory.
|
110 |
+
|
111 |
+
Rumantsch Grischun is read in the news of Radiotelevisiun Svizra Rumantscha and written in the daily newspaper La Quotidiana, along with the Romansh idioms. Thanks to many new texts in a wide variety of political and social functions, the Romansh vocabulary has been decisively broadened.
|
112 |
+
|
113 |
+
The "Pledari Grond"[92] German–Rumantsch Grischun dictionary, with more than 215 000 entries, is the most comprehensive collection of Romansh words, which can also be used in the idioms with the necessary phonetic shifts. The signatories of "Pro Rumantsch"[93] stress that Romansh needs both the idioms and Rumantsch Grischun if it is to improve its chances in today's communication society.
|
114 |
+
|
115 |
+
In Switzerland, official language use is governed by the "territorial principle": Cantonal law determines which of the four national languages enjoys official status in which part of the territory. Only the federal administration is officially quadrilingual. Romansh is an official language at the federal level, one of the three official languages of the Canton of Grisons, and is a working language in various districts and numerous municipalities within the canton.
|
116 |
+
|
117 |
+
The first Swiss constitution of 1848, as well as the subsequent revision of 1872, made no mention of Romansh, which at the time was not a working language of the Canton of Grisons either. The federal government did finance a translation of the constitution into the two Romansh varieties Sursilvan and Vallader in 1872, noting, however, that these did not carry the force of law.[94] Romansh became a national language of Switzerland in 1938, following a referendum. However, a distinction was introduced between "national languages" and "official languages". The status of a national language was largely symbolic, whereas only official languages were to be used in official documents, a status reserved for German, French, and Italian. The recognition of Romansh as the fourth national language is best seen within the context of the "Spiritual defence" preceding World War II, which aimed to underline the special status of Switzerland as a multinational country. Additionally, this was supposed to discredit the efforts of Italian nationalists to claim Romansh as a dialect of Italian and establish a claim to parts of Grisons.[95] The Romansh language movement led by the Lia Rumantscha was mostly satisfied with the status as a national but not official language. Their aims at the time were to secure a symbolic "right of residence" for Romansh, and not actual use in official documents.[96]
|
118 |
+
|
119 |
+
This status did have disadvantages however. For instance, official name registers and property titles had to be in German, French, or Italian. This meant that Romansh-speaking parents were often forced to register their children under German or Italian versions of their Romansh names. As late as 1984, the Canton of Grisons was ordered not to make entries into its corporate registry in Romansh.[97] The Swiss National Bank first planned to include Romansh on its bills in 1956, when a new series was introduced. Due to disputes within the Lia Rumantscha over whether the bills were to feature the Sursilvan version "Banca nazionala svizra" or the Vallader version "Banca naziunala svizzra", the bills eventually featured the Italian version twice, alongside French and German. When new bills were again introduced in 1976/77, a Romansh version was added by finding a compromise between the two largest varieties Sursilvan and Vallader, which read "Banca naziunala svizra". The numbers on the bills were printed in Surmiran, a minor intermediate dialect.
|
120 |
+
|
121 |
+
Following a referendum on March 10, 1996, Romansh was recognized as a partial official language of Switzerland alongside German, French, and Italian in article 70 of the federal constitution. According to the article, German, French, Italian, and Rhaeto-Romansh are national languages of Switzerland. The official languages are declared to be German, French, and Italian, and Rhaeto-Romansh is an official language for correspondence with Romansh-speaking people.[98] This means that in principle, it is possible to address the federal administration in Romansh and receive an answer in the same language.[99] In what the Federal Culture Office itself admits is "more a placatory and symbolic use"[100] of Romansh, the federal authorities occasionally translate some official texts into Romansh. In general, though, demand for Romansh-language services is low because, according to the Federal Culture Office, Romansh speakers may either dislike the official Rumantsch Grischun idiom or prefer to use German in the first place, as most are perfectly bilingual. Without a unified standard language, the status of an official language of the Swiss Confederation would not have been conferred to Romansh. It takes time and needs to be promoted to get implemented in this new function.[101]
|
122 |
+
|
123 |
+
The Swiss Armed Forces attempted to introduce Romansh as an official language of command between 1988 and 1992. Attempts were made to form four entirely Romansh-speaking companies, but these efforts were abandoned in 1992 due to a lack of sufficient Romansh-speaking non-commissioned officers. Official use of Romansh as a language of command was discontinued in 1995 as part of a reform of the Swiss military.[102]
|
124 |
+
|
125 |
+
Grisons is the only canton of Switzerland where Romansh is recognized as an official language. The only working language of the Three Leagues was German until 1794, when the assembly of the leagues declared German, Italian, Sursilvan, and Ladin (Putèr and Vallader) to have equal official standing. No explicit mention of any official language was made in the cantonal constitutions of 1803, 1814, and 1854. The constitution of 1880 declared that "The three languages of the Canton are guaranteed as national languages,[103] without specifying anywhere which three languages are meant. The new cantonal constitution of 2004 recognizes German, Italian, and Romansh as equal national and official languages of the canton.[104] The canton used the Romansh varieties Sursilvan and Vallader up until 1997, when Rumantsch Grischun was added and use of Sursilvan and Vallader was discontinued in 2001.[105]
|
126 |
+
|
127 |
+
This means that any citizen of the canton may request service and official documents such as ballots in their language of choice, that all three languages may be used in court, and that a member of the cantonal parliament is free to use any of the three languages.[106] Since 1991, all official texts of the cantonal parliament must be translated into Romansh and offices of the cantonal government must include signage in all three languages.[105] In practice, the role of Romansh within the cantonal administration is limited and often symbolic and the working language is mainly German. This is usually justified by cantonal officials on the grounds that all Romansh speakers are perfectly bilingual and able to understand and speak German.[107] Up until the 1980s it was usually seen as a provocation when a deputy in the cantonal parliament used Romansh during a speech.[108]
|
128 |
+
|
129 |
+
Cantonal law leaves it to the districts and municipalities to specify their own language of administration and schooling. According to Article 3 of the cantonal constitution however, the municipalities are to "take into consideration the traditional linguistic composition and respect the autochthonous linguistic minorities". This means that the language area of Romansh has never officially been defined, and that any municipality is free to change its official language. In 2003, Romansh was the sole official language in 56 municipalities of Grisons, and 19 were bilingual in their administrative business.[109] In practice, even those municipalities which only recognize Romansh as an official working language, readily offer services in German as well. Additionally, since the working language of the canton is mainly German and many official publications of the canton are available only in German, it is virtually impossible for a municipal administration to operate only in Romansh.[110]
|
130 |
+
|
131 |
+
Within the Romansh-speaking areas, three different types of educational models can be found: Romansh schools, bilingual schools, and German schools with Romansh as a subject.
|
132 |
+
|
133 |
+
In the Romansh schools, Romansh is the primary language of instruction during the first 3–6 years of the nine years of compulsory schooling, and German during the last 3–9 years. Due to this, this school type is often called the "so-called Romansh school". In practice, the amount of Romansh schooling varies between half and 4/5 of the compulsory school term, often depending on how many Romansh-speaking teachers are available.[111] This "so-called Romansh school" is found in 82 municipalities of Grisons as of 2001. The bilingual school is found only in Samedan, Pontresina, and Ilanz/Schnaus. In 15 municipalities, German is the sole medium of instruction as of 2001, with Romansh being taught as a subject.[112]
|
134 |
+
|
135 |
+
Outside of areas where Romansh is traditionally spoken, Romansh is not offered as a subject and as of 2001, 17 municipalities within the historical language area of Romansh do not teach Romansh as a subject.[112] On the secondary level, the language of instruction is mainly German, with Romansh as a subject in Romansh-speaking regions.
|
136 |
+
|
137 |
+
Outside of the traditional Romansh-speaking areas, the capital of Grisons, Chur, runs a bilingual Romansh-German elementary school.[113]
|
138 |
+
|
139 |
+
On the tertiary level, the University of Fribourg offers Bachelor- and Master programs for Romansh language and literature. The Romansh department there has been in existence since 1991. The University of Zürich also maintains a partial chair for Romansh language and literature together with the ETH Zürich since 1985.
|
140 |
+
|
141 |
+
Whereas Romansh was spoken as far north as Lake Constance in the early Middle Ages, the language area of Romansh is today limited to parts of the Swiss canton of Grisons; the last areas outside the canton to speak Romansh, the Vinschgau in South Tyrol, became German-speaking in the 17th century.[45] Inside Grisons, the language borders largely stabilized in the 16th century and remained almost unchanged until the 19th century.[44] This language area is often called the "Traditional Romansh-speaking territory", a term introduced by the statistician Jean-Jacques Furer based on the results of the Swiss censuses. Furer defines this language area as those municipalities in which a majority declared Romansh as their mother tongue in any of the first four Swiss censuses between 1860 and 1888. In addition, he includes Fürstenau. This represented 121 municipalities at the time, corresponding to 116 present-day municipalities.[114] The villages of Samnaun, Sils im Domleschg, Masein, and Urmein, which were still Romansh-speaking in the 17th century, had lost their Romansh majority by 1860, and are not included in this definition. This historical definition of the language area has been taken up in many subsequent publications, but the Swiss Federal Statistical Office for instance defines the language area of Romansh as those municipalities, where a majority declared to habitually use Romansh in the census of 2000.
|
142 |
+
|
143 |
+
The presence of Romansh within its traditional language area varies from region to region. In 2000, 66 municipalities still had a Romansh majority, an additional 32 had at least 20% who declared Romansh as their language of best command or as a habitually spoken language,[115] while Romansh is either extinct or only spoken by a small minority in the remaining 18 municipalities within the traditional language area. In the Surselva region, it is the habitually spoken language of 78.5% and the language of best command of 66%. In the Sutselva region by contrast, Romansh is extinct or only spoken by a small number of older people, with the exception of Schams, where it is still transmitted to children and where some villages still have a Romansh majority, notably in the vicinity of the Schamserberg. In the Surmiran region, it is the main language in the Surses region, but no longer widely spoken in the Albula Valley.[116]
|
144 |
+
|
145 |
+
In the Upper Engadine valley, it is a habitually spoken language for 30.8% and the language of best command for 13%. However, most children still acquire Romansh through the school system, which has retained Romansh as the primary language of instruction, even though Swiss German is more widely spoken inside the home. In the Lower Engadine, Romansh speakers form the majority in virtually all municipalities, with 60.4% declaring Romansh as their language of best command in 2000, and 77.4% declaring it as a habitually spoken language.[117]
|
146 |
+
|
147 |
+
Outside of the traditional Romansh language area, Romansh is spoken by the so-called "Romansh diaspora", meaning people who have moved out of the Romansh-speaking valleys. A significant number are found in the capital of Grisons, Chur, as well as in Swiss cities outside of Grisons.[118][119]
|
148 |
+
|
149 |
+
The current situation of Romansh is quite well researched. The number of speakers is known through the Swiss censuses, with the most recent having taken place in 2000, in addition to surveys by the Radio e Televisiun Rumantscha. The quantitative data from these surveys was summed up by statistician Jean-Jacques Furer in 2005. In addition, linguist Regula Cathomas performed a detailed survey of everyday language use, published in 2008.
|
150 |
+
|
151 |
+
Virtually all Romansh-speakers today are bilingual in Romansh and German. Whereas monolingual Romansh were still common at the beginning of the twentieth century, they are now only found among pre-school children.[120] As Romansh linguist Ricarda Liver writes:
|
152 |
+
|
153 |
+
Whereas the cliché of the bearded, sock-knitting Alpine shepherd who speaks and understands only Romansh, may still have been a reality here and there fifty years ago, there are nowadays no adult Romansh who do not possess a bilingual competence[121]
|
154 |
+
|
155 |
+
The language situation today consists of a complex relationship between several diglossia, since there is a functional distribution within Romansh itself between the local dialect, the regional standard variety, and nowadays the pan-regional variety Rumantsch Grischun as well; and German is also acquired in two varieties: Swiss German and Standard German.[122] Additionally, in Val Müstair many people also speak Bavarian German as a second language. Aside from German, many Romansh also speak additional languages such as French, Italian, or English, learned at school or acquired through direct contact.
|
156 |
+
|
157 |
+
The Swiss census of 1990 and 2000 asked for the "language of best command" as well as for the languages habitually used in the family, at work, and in school. Previous censuses had only asked for the "mother tongue". In 1990, Romansh was named as the "language of best command" by 39,632 people, with a decrease to 35,095 in 2000. As a family language, Romansh is more widespread, with 55,707 having named it in 1990, and 49,134 in 2000. As a language used at work, Romansh was more widely used in 2000 with 20,327 responses than in 1990 with 17,753, as it was as a language used at school, with 6,411 naming it in 2000 as compared to 5,331 in 1990. Overall, a total of 60,561 people reported that they used Romansch of some sort on a habitual basis, representing 0.83% of the Swiss population.[123] As the language of best command, Romansh comes in 11th in Switzerland with 0.74%, with the non-national languages Serbian, Croatian, Albanian, Portuguese, Spanish, English, and Turkish all having more speakers than Romansh.[124]
|
158 |
+
|
159 |
+
In the entire Canton of Grisons, where about two-thirds of all speakers live, roughly a sixth report it as the language of best command (29,679 in 1990 and 27,038 in 2000). As a family language it was used by 19.5% in 2000 (33,707), as a language used on the job by 17.3% (15,715), and as a school language by 23.3% (5,940). Overall, 21.5% (40,168) of the population of Grisons reported to be speaking Romansh habitually in 2000.[125] Within the traditional Romansh-speaking areas, where 56.1% (33,991) of all speakers lived in 2000, it is the majority language in 66 municipalities.
|
160 |
+
|
161 |
+
The status of Romansh differs widely within this traditional area however. Whereas in some areas Romansh is used by virtually the entire population, in others the only speakers are people who have moved there from elsewhere. Overall, Romansh dominates in most of the Surselva and the Lower Engadine as well as parts of the Surses, whereas German is the dominant daily language in most other areas, though Romansh is often still used and transmitted in a limited manner regardless.
|
162 |
+
|
163 |
+
In general, Romansh is the dominant language in most of the Surselva. In the western areas, the Cadi and the Lumnezia, it is the language of a vast majority, with around 80% naming it as their language of best command, and it often being a daily language for virtually the entire population. In the eastern areas of the Gruob around Ilanz, German is significantly more dominant in daily life, though most people still use Romansh regularly.[127] Romansh is still acquired by most children in the Cadi and Gruob even in villages where Romansh speakers are in the minority, since it is usually the language of instruction in primary education there.[116] Even in villages where Romansh dominates, newcomers rarely learn Romansh however, as Sursilvan speakers quickly accommodate by switching to German, so that there is often little opportunity to practice Romansh even when people are willing to learn it. Some pressure is often exerted by children, who will sometimes speak Romansh even with their non-Romansh-speaking parents.[128]
|
164 |
+
|
165 |
+
In the Imboden District by contrast, it is only used habitually by 22%, and is the language of best command for only 9.9%. Even within this district however, the presence of Romansh varies, with 41.3% in Trin reporting to speak it habitually.[117] In the Sutselva, the local Romansh dialects are extinct in most villages, with a few elder speakers remaining in places such as Präz, Scharans, Feldis/Veulden, and Scheid, though passive knowledge is slightly more common. Some municipalities still offer Romansh as a foreign language subject in school, though it is often under pressure of being replaced by Italian. The notably exception is Schams, where it is still regularly transmitted to children and where the language of instruction is Romansh. In the Surmeir region, it is still the dominant every day language in the Surses, but has mostly disappeared from the Albula Valley. The highest proportion of habitual speakers is found in Salouf with 86.3%, the lowest in Obervaz with 18.9%.[116] In these areas, many Romansh speakers only speak German with their spouses as an accommodation or because of a habit, though they sometimes speak Romansh to their children. In most cases, this is not because of a will to preserve the language, but because of other reasons such as Romansh having been their own childhood language or a belief that their children will later find it easier to learn additional languages.[128]
|
166 |
+
|
167 |
+
In the Upper Engadine, it is used habitually by 30.8% and the language of best command for 13%, with only S-chanf having a Romansh majority. Even though the main every-day and family language is German, Romansh is not in imminent danger of disappearing in the Upper Engadine, due to the strong emotional attachment to the language and in particular the Romansh-language school, which means that a Romansh-speaking core always exists in some form. Romansh is often a sign of being one of the locals, and used to distinguish oneself from tourists or temporary residents, so that outsiders will sometimes acquire Romansh in order to fit in.[128] In the Lower Engadine by contrast, Romansh is the majority language virtually everywhere, with over 80% reporting it as a habitually spoken language in most villages. The status of Romansh is even stronger in the Val Müstair, where 86.4% report to speak it habitually, and 74.1% as their language of best command.[117] In the Lower Engadine, outsiders are generally expected to learn Romansh if they wish to be integrated into the local community and take part in social life. In addition, there is often pressure from inside the family to learn Romansh.[128]
|
168 |
+
|
169 |
+
Romansh as a habitually spoken language within the traditional language area in 2000
|
170 |
+
|
171 |
+
Romansh as the language of best command within the traditional language area in 2000
|
172 |
+
|
173 |
+
Romansh as the language of best command in the entire canton
|
174 |
+
|
175 |
+
Percentage of people reporting to understand Romansh in 2003
|
176 |
+
|
177 |
+
Overall, Jean-Jacques Furer concludes that the shrinkage of the Romansh-speaking areas is continuing, though at different rates depending on the region. At the same time, he notes that Romansh is still very much alive, a fact that is obvious in those areas where it retains a strong presence, such as most parts of the Surselva and the Lower Engadine. It is also assured that Romansh will continue to be transmitted for several more generations, even though each succeeding generation will be more and more rooted in German as well as Romansh. As a result, if the overall linguistic situation does not change, speakers will slowly become fewer and fewer with each generation. He also concludes however, that there are still enough speakers to ensure that Romansh will survive in the long term at least in certain regions. He considers the Romansh-language school system to be the single most crucial factor in this.[129]
|
178 |
+
|
179 |
+
Romansh has up to 26 consonant phonemes. Two are only found in some varieties, and one is found only in loanwords borrowed from German.
|
180 |
+
|
181 |
+
Notes:
|
182 |
+
|
183 |
+
The voiced obstruents are fully voiced in Romansh, in contrast to Swiss German with which Romansh is in extensive contact, and voiceless obstruents are non-aspirated. Voiced obstruents are devoiced word-finally, however, as in buob 'boy' > [buɔp] (help·info), chöd 'warm' > [tɕøt] (help·info), saung 'blood' > [sɛuŋk] (help·info), or clav 'key' > [klaf] (help·info).
|
184 |
+
|
185 |
+
The vowel inventory varies somewhat between dialects, as the front rounded vowels /y/ and /ø/ are found only in Putèr and Vallader. They have historically been unrounded in the other varieties and are found only in recent loans from German there. They are not found in the pan-regional variety Rumantsch Grischun either. The now nearly extinct Sutsilvan dialects of the Heinzenberg have /œ/ as in plànta 'plant, tree', but this is etymologically unrelated to the [ø] found in Putèr and Vallader. The exact realization of the phoneme /o/ varies from [ʊ] to [o] depending on the dialect: cudesch (help·info) / cudisch (help·info) 'book'. It is regarded as either a marginal phoneme or not a separate phoneme from /u/ by some linguists.[130]
|
186 |
+
|
187 |
+
Word stress generally falls either on the last or the penult syllable of a word. Unstressed vowels are generally reduced to a schwa, whose exact pronunciation varies between [ə] or [ɐ] as in canzun (help·info) 'song'. Vowel length is predictable:
|
188 |
+
|
189 |
+
The amount of diphthongs varies significantly between dialects. Sursilvan dialects contain eleven diphthongs and four triphthongs ([ɪau], [ɪɛu], [uau], and [uɛi]).
|
190 |
+
|
191 |
+
Other dialects have different inventories; Putèr for instance lacks [au], [ɛu], and [uɛ] as well as the triphthongs but has [yə], which is missing in Sursilvan. A phenomenon known as "hardened diphthongs", in which the second vowel of a falling Diphthong is pronounced as [k], was once common in Putèr as well, but is nowadays limited to Surmiran: strousch 'barely > [ʃtrokʃ].[citation needed]
|
192 |
+
|
193 |
+
Romansh is written in the Latin alphabet, and mostly follows a phonemic orthography, with a high correspondence between letters and sounds. The orthography varies slightly depending on the variety.
|
194 |
+
|
195 |
+
The vowel inventories of the five regional written varieties differ widely (in particular in regards to diphthongs), and the pronunciation often differs depending on the dialect even within them. The orthography of Sutsilvan is particularly complex, allowing for different pronunciations of the vowels depending on the regional dialect, and is not treated in this table.
|
196 |
+
|
197 |
+
The following description deals mainly with the Sursilvan dialect, which is the best-studied so far. The dialects Putèr and Vallader of the Engadine valley in particular diverge considerably from Sursilvan in many points. When possible, such differences are described.
|
198 |
+
|
199 |
+
Nouns are not inflected for case in Romansh; the grammatical category is expressed through word order instead. As in most other Romance languages, Romansh nouns belong to two grammatical genders: masculine and feminine. A definite article (masc. il or igl before a vowel; fem. la) is distinguished from an indefinite article (masc. in, egn, en or ün, depending on the dialect; fem. ina, egna, ena or üna). The plural is usually formed by adding the suffix -s. In Sursilvan, masculine nouns are sometimes irregular, with the stem vowel alternating:
|
200 |
+
|
201 |
+
A particularity of Romansh is the so-called "collective plural" to refer to a mass of things as a whole:
|
202 |
+
|
203 |
+
Adjectives are declined according to gender and number. Feminine forms are always regular, but the stem vowel sometimes alternates in the masculine forms:
|
204 |
+
|
205 |
+
Sursilvan also distinguishes an attributive and predicative form of adjectives in the singular. This is not found in some of the other dialects however:
|
206 |
+
|
207 |
+
There are three singular and three plural pronouns in Romansh (Sursilvan forms shown below):
|
208 |
+
|
209 |
+
There is a T–V distinction between familiar ti and polite vus. Putèr and Vallader distinguish between familiar tü and vus and polite El/Ella and Els/Ellas. Pronouns for the polite forms in Putèr and Vallader are always capitalized to distinguish them from third person pronouns: Eau cugnuosch a Sia sour "I know your sister" and Eau cugnuosch a sia sour "I know his/her sister".
|
210 |
+
|
211 |
+
The 1st and 2nd person pronouns for a direct object have two distinct forms, with one occurring following the preposition a: dai a mi tiu codisch 'give me your book'.
|
212 |
+
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A particularity of Sursilvan is that reflexive verbs are all formed with the reflexive pronoun se-, which was originally only the third person pronoun:
|
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+
|
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+
The other Romansh dialects distinguish different reflexive pronouns however.
|
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+
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+
Possessive pronouns occur in a pronominal and a predicative form that differ only in the masculine form, however:
|
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+
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The feminine remains the same: sia casa 'her/his house' – quella casa ei sia 'this house is hers/his'
|
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+
|
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Three different demonstrative pronouns quel, tschel, and lez are distinguished: A quel fidel jeu, a tschel buc 'I trust that one, but not that other one' or Ed il bab, tgei vegn lez a dir? 'and the father, what is he going to say?'.
|
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+
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Verb tenses are divided into synthetic forms (present, imperfect) and analytic forms (perfect, pluperfect, future, passive) distinguished by the grammatical moods indicative, subjunctive, conditional, and imperative. These are most common forms in Sursilvan:
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The syntax of Romansh has not been thoroughly investigated so far. Regular word order is subject–verb–object, but subject-auxiliary inversion occurs in several cases, placing the verb at the beginning of a sentence:
|
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+
|
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This feature might be a result of contact with German, or it might be an archaic feature no longer found in other Romance languages.
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+
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A sentence is negated by adding a negative particle. In Sursilvan, this is buc, placed after the verb, while in other dialects such as Putèr and Vallader, it is nu, placed before the verb:
|
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+
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A feature found only in Putèr and Vallader (as it is in Castilian Spanish) is the preposition of a direct object, when that direct object is a person or an animal, with a, as in test vis a Peider? "did you see Peter?", eau d'he mno a spass al chaun "I took the dog out for a walk", but hest vis la baselgia? "did you see the church?".
|
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+
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No systematic synchronic description of Romansh vocabulary has been carried out so far.[131] Existing studies usually approach the subject from a historical perspective, taking particular interest in pre-Roman substratum, archaic words preserved only in Romansh, or in loan words from German. A project to compile together all known historic and modern Romansh vocabulary is the Dicziunari Rumantsch Grischun, first published in 1904, with the 13th edition currently in preparation.
|
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The influence of the languages (Raetic and Celtic) spoken in Grisons before the arrival of the Romans is most obvious in placenames, which are often pre-Roman. Since very little is known about the Celtic language once spoken in Grisons, and almost nothing about Raetic, words or placenames thought to come from them are usually simply referred to as "pre-Roman". Apart from placenames, such words are found in landscape features, plant and animal names unique to the Alps, and tools and methods related to alpine transhumance.[132] Such words include:
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Like all languages, Romansh has its own archaisms, that is, words derived from Latin that have fallen out of use in most other Romance languages. Examples include baselgia 'church' (Vegliote bašalka, Romanian biserică), nuidis 'grudgingly, reluctantly' from Latin invitus, urar 'to pray' (Portuguese orar, Romanian a ura – to wish), aura 'weather' (Old French ore, Aromanian avrî), scheiver 'carnival',[143] cudesch 'book', the last two of which are only found in Romansh. The non-Engadinese dialects retain anceiver ~ entschaiver 'to begin', from Latin incipere, otherwise found only in Romanian începe, whereas Surmiran and Engadinese (Putèr, Vallader) and all other Romance languages retain a reflex of Latin *cuminitiāre, e.g. Engadinese (s)cumanzar, Italian cominciare, French commencer. Other examples are memia (adv.) 'too much' from Latin nimia (adj., fem.), only found in Old Occitan,[144] vess 'difficult' from Latin vix 'seldom'[145] (cf. Old Spanish abés, Romanian abia < ad vix), and Engadinese encleger 'to understand' (vs. non-Engadinese capir), also found in Romanian înțelege and Albanian (n)dëgjoj, from Latin intellegere. Some unique innovations include tedlar 'to listen' from Latin titulare and patertgar 'to think' from pertractare.[145]
|
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|
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Another distinguishing characteristic of Romansh vocabulary is its numerous Germanic loanwords.
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|
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Some Germanic loan words already entered the language in Late Antiquity or the Early Middle Ages, and they are often found in other Romance languages as well. Words more particular to Romansh include Surs./ Suts. tschadun, Surm. sdom/sdong, Engad. sdun 'spoon', which is also found in Ladin as sciadon and Friaulian as sedòn and is thought to go back to Ostrogothic *skeitho, and it was once probably common throughout Northern Italy.[146] Another such early loan is bletsch 'wet', which probably goes back to Old Frankish blettjan 'to squeeze', from where French blesser 'to wound' is also derived. The change in meaning probably occurred by the way of 'bruised fruit', as is still found in French blet.[146] Early Germanic loans found more commonly in the other Romance languages includes Surs./Vall. blau, Suts. blo/blova, Surm. blo/blava, Put. blov 'blue', which is derived from Germanic blao and also found for instance in French as bleu and Italian as blu.
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Others were borrowed into Romansh during the Old High German period, such as glieud 'people' from OHG liut or Surs. uaul, Suts. gòld, Surm. gôt, eng. god 'forest' from OHG wald. Surs. baul, Suts. bòld, Engad. bod 'soon, early, nearly' is likely derived from Middle High German bald, balde 'keen, fast'[147] as are Surs. nez, Engad. nüz 'use' from Middle High German nu(t)z, or losch 'proud' likely from Middle High German lôs. Other examples include Surs. schuber 'clean' from Swiss German suuber, Surs. schumber 'drum' from Swiss German or Middle High German sumber, and Surs. schufar 'to drink greedily' from Swiss German suufe.[147]
|
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+
|
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Some words were adapted into Romansh through different dialects of German, such as the word for 'farmer', borrowed as paur from Bavarian in Vallader and Putèr, but from Alemannic as pur in the other dialects.
|
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+
|
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In addition, many German words entered Romansh beginning in the 19th century, when numerous new objects and ideas were introduced. Romansh speakers often simply adopted the German words, such as il zug 'the train' or il banhof 'the train station'. Language purists attempted to coin new Romansh words instead, which were occasionally successful in entering popular usage. Whereas il tren and la staziun managed to replace il zug and il banhof, other German words have become established in Romansh usage, such as il schalter 'the switch', il hebel 'the lever', la schlagbohrmaschina 'the hammer drill', or in schluc 'a sip'.[148] Especially noticeable are interjections such as schon, aber or halt, which have become established in everyday language.
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Romansh speakers have been in close contact with speakers of German dialects such as Alemannic and Bavarian for centuries, as well as speakers of various Italian dialects and Standard German more recently. These languages have influenced Romansh, most strongly the vocabulary, whereas the German and Italian influences on morphology and syntax are much more limited. This means that despite German influence, Romansh has remained a Romance language in its core structure.[149] Romansh linguist Ricarda Liver also notes that an influence of Swiss German on intonation is obvious, in particular in the Sursilvan dialect, even though this has so far not been linguistically studied.[150] The influence of German is generally strongest in the Rhenish varieties Sursilvan, Sutsilvan, and Sursilvan, where French loanwords (frequently not borrowed directly but transmitted through German) are also more numerous. In the dialects of the Engadine, by contrast, the influence of Italian is stronger.[151]
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|
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In the Engadinese written languages, Putèr and Vallader, Italian-influenced spellings, learned words, and derivations were previously abundant, for instance in Zaccaria Pallioppi's 1895 dictionary, but came under scrutiny at the start of the 20th century and were gradually eliminated from the written language. Following reforms of the written languages of the Engadine, many of these Italian words fell out of usage (such as contadin 'farmer' instead of paur, nepotin 'nephew' rather than abiadi, ogni 'everyone' instead of inmincha, saimper 'always' instead of adüna, and abbastanza 'enough' instead of avuonda), while others persisted as synonyms of more traditional Ladin words (such as tribunal 'court' alongside drettüra, chapir alongside incleger, and testimoni 'witness' alongside perdütta).
|
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Aside from the written language, everyday Romansh was also influenced by Italian through the large number of emigrants, especially from the Engadine, to Italy, the so-called Randulin. These emigrants often returned with their Romansh speech influenced by Italian.[152]
|
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|
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German loanwords entered Romansh as early as the Old High German period in the Early Middle Ages, and German has remained an important source of vocabulary since. Many of these words have been in use in Romansh for long enough that German speakers no longer recognize them as German, and for morphological derivations of them to have appeared, in particular through the suffix -egiar ~ iar, as in Surs. baghegiar, sut. biagear, Surm. biagier, Put. biager, Vall. bear 'to build', derived from Middle High German bûwen. Other examples include malegiar 'to paint' (← malen), schenghegiar 'to give (a present)' (← schenken), schazegiar 'to estimate' (← schätzen),[153] or Surs. betlegiar (sut. batlagear, Surm./Put. batlager, Vall. supetliar) 'to beg', derived from Swiss German bettle with the same meaning.[154] Nouns derived from these verbs include maletg 'painting', schenghetg 'gift', schazetg 'estimation', or bagetg 'building'.[154] The adjective flissi 'hard-working' has given rise to the noun flissiadad 'industriousness'. The word pur has given rise to derived words such as pura 'farmwife, female farmer' or puranchel 'small-time farmer', as has buob ‘boy’ from Swiss German bueb ‘boy’, with the derivations buoba ‘girl’ and buobanaglia ‘crowd of children’.
|
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+
|
257 |
+
Common nouns of Italian origin include resposta/risposta 'answer', vista/vesta 'view', proposta 'proposal', surpresa/surpraisa 'surprise', and offaisa/offesa 'insult'. In Ladin, many such nouns are borrowed or derived from Italian and end in –a, whereas the same group of nouns in Sursilvan frequently ends in –iun and where borrowed either from French or formed through analogy with Latin. Examples include pretensiun ‘opinion, claim’ vs. pretaisa, defensiun ‘defense’ vs. defaisa, or confirmaziun ‘confirmation’ vs. conferma.[152]
|
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+
|
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+
Other Italian words used throughout Romansh include the words for 'nail', which are derived from Italian acuto 'sharp', which has yielded Sur. guota, Sut. guta, Surm. gotta, and Ladin guotta/aguotta, whereas the Romansh word for 'sharp' itself (Rhenish: git, Ladin agüz) is derived from the same Latin source ACUTUM. Words from various Italian dialects related to crafts include Ladin marangun 'carpenter' (← Venetian marangon), as opposed to lennari in other Romansh dialects, chazzoula 'trowel' (← Lombard cazzola), or filadè 'spinning wheel' (← Lombard filadel). Other words include culinary items such as macaruns 'macaroni' (← maccheroni); tschiculatta/tschugalata 'chocolate' (← cioccolata or Lombard ciculata/cicolata), Ladin and Surmiran limun/limung 'lemon' as opposed to Sursilvan citrona (← limone), giabus/baguos 'cabbage' (← Lombard gabüs), chanella/canella 'cinnamon' (← cannella). In Sursilvan, the word ogna 'flat cake' can be found, which is derived from Italian lasagna, with the initial las- having been mistaken for the plural article, and the vowel having been adapted to Sursilvan sound patterns through analogy with words such as muntogna 'mountain'. Others are words for animals such as lodola 'lark' (← lodola) or randulina 'swallow' (← Lombard randulina), as well as Ladin scarafagi/scarvatg 'beetle' (← scarafaggio). Other Italian words include impostas 'taxes' (← imposte; as opposed to Rhenish taglia), radunanza/radunonza 'assembly' (← radunanza), Ladin ravarenda '(Protestant) priest' (← reverendo), 'bambin 'Christmas child (giftbringer)' (← Gesù Bambino), marchadant/marcadont 'merchant' (← mercatante) or butia/buteia 'shop' (← bottega).[152]
|
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|
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In Ladin, Italian borrowings also include words groups not usually borrowed readily. Examples include pronouns such as qualchosa 'something' (← qualcosa), listess 'the same one' (← Lombard or Venetian l'istess), adverbs such as apunta 'exactly' (← appunto), magara/magari 'fairly/quite' (← magari), prepositions like dürant/duront 'during' (← durante) and malgrà/malgrad 'despite' (← malgrado), and conjunctions such as però 'but' (← però) and fin cha 'until' (← finché). Most of these are confined to Ladin, with some exceptions such as Sursilvan magari, duront, and malgrad.[152]
|
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|
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Aside from outright loanwords, the German influence on Romansh often takes the form of calques, where Romanic vocabulary has taken on the meaning of German words, summed up by Italian dialectologist Graziadio Isaia Ascoli in 1880 as "materia romana e spirito tedesco" ("Roman body and German soul). The earliest examples go back to Carolingian times and show the influence of Germanic law. Such words include tschentament 'statute', a derivation of the verb tschentar (from Latin *sedentare 'to sit') as an analogy to Middle High German satzunge or Surs./sut./Surm. lètg, Put. alach, Vall. lai 'marriage', derived from Latin legem (accusative singular of lēx 'law'), with the meaning of Middle High German ê, ewe.[155] A more recent example of a loan translation is the verb tradir 'to betray', which has taken on the additional meaning of German verraten of 'to give away'[156] as in tradir in secret 'to give away a secret', originally covered by the verb revelar.
|
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+
|
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Particularly common are combinations of verbs with locative adverbs, such as vegnir cun 'to accompany' (literally 'to come with'), vegnir anavos 'to come back', far cun 'to participate' (literally 'to do with'), far giu 'to agree on' (literally 'to do down'), or grodar tras 'to fail' (literally 'to fall through'). Whereas such verbs also occur sporadically in other Romance languages as in French prendre avec 'to take along' or Italian andare via 'to go away', the large number in Romansh suggests an influence of German, where this pattern is common.[156] However, prepositional verbs are also common in the (Romance) Lombard language spoken in the bordering Swiss and Italian regions. The verbs far cun 'to participate' or grodar tras 'to fail' for example, are direct equivalents of German mitmachen (from mit 'with' and machen 'to do) and durchfallen (from durch 'through' and fallen 'to fall').
|
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|
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Less integrated into the Romansh verbal system are constructions following the pattern of far il ('doing the') + a German infinitive. Examples include far il löten 'to solder', far il würzen 'to season', or far il vermissen 'to miss, to feel the absence of'.
|
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+
|
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German also often serves as a model for the creation of new words. An example is Surs. tschetapuorla 'vacuum cleaner', a compound of tschitschar 'to suck' and puorla 'dust', following the model of German Staubsauger – the Italian word, aspirapolvere possibly being itself a calque on the German word. The Engadinese dialects on the other hand have adopted aspiradur from Italian aspiratore, which, however, does not mean "vacuum cleaner". The Engadinese dialects on the other hand have adopted aspiradur from Italian aspiratore. A skyscraper, which is a direct loan translation from English in many Romance languages (as in French gratte-en-ciel, Italian grattacielo), is a loan translation of German Wolkenkratzer (literally 'cloud-scraper') in Sursilvan: il sgrattaneblas (from sgrattar 'to scratch' and neblas 'clouds'). The Engadinese varieties again follow the Italian pattern of sgrattatschêl (from tschêl 'sky').[157] A more recent word is la natelnumra 'the cell phone number', which follows the word order of Swiss German Natelnummer, and is found alongside la numra da natel.
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+
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Examples of idiomatic expressions include Surs. dar in canaster, Engad. dar ün dschierl, a direct translation of German 'einen Korb geben', literally meaning 'to hand a basket', but used in the sense of 'turning down a marriage proposal' or esser ligiongia ad enzatgi, a loan translation of the German expression jemandem Wurst sein, literally meaning 'to be sausage to someone' but meaning 'not cared about, to be unimportant'.[157]
|
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+
|
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Apart from vocabulary, the influence of German is noticeable in grammatical constructions, which are sometimes closer to German than to other Romance languages.
|
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+
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For instance, Romansh is the only Romance language in which indirect speech is formed using the subjunctive mood, as in Sursilvan El di ch'el seigi malsauns, Putèr El disch ch'el saja amalo, 'He says that he is sick', as compared to Italian Dice che è malato or French Il dit qu'il est malade. Ricarda Liver attributes this to the influence of German.[150] Limited to Sursilvan is the insertion of entire phrases between auxiliary verbs and participles as in Cun Mariano Tschuor ha Augustin Beeli discurriu 'Mariano Tschuor has spoken with Augustin Beeli' as compared to Engadinese Cun Rudolf Gasser ha discurrü Gion Peider Mischol 'Rudolf Gasser has spoken with Gion Peider Mischol'.[158]
|
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+
|
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+
In contemporary spoken language, adjective forms are often not distinguished from adverbs, as in Sursilvan Jeu mon direct 'I am going directly', rather than Jeu mon directamein. This usage is rare in most other Romance languages with a few sporadic exceptions as in French parler haut or Italian vosà fort 'speak aloud', and the common usage in colloquial Romansh is likely an influence from German.[159]
|
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+
|
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+
Especially noticeable and often criticized by language purists are particles such as aber, schon, halt, grad, eba, or zuar, which have become an integral part of everyday Romansh speech, especially in Sursilvan.[160]
|
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+
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Negation was originally formed by a double negative in all Romansh dialects. Today, this usage is limited to Surmiran as in ia na sa betg 'I do not know' (it has also been included in panregional Rumantsch Grischun). While the first particle was lost in Sursilvan, where negation is now formed only with buc as in jeu sai buc, the Ladin varieties lost the second particle brich(a), apparently under the influence of Italian, as in Putér eau nu se.[161]
|
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The influence of Romansh on the local vernacular German has not been studied as thoroughly as vice versa. Apart from place names throughout the former speech area of Romansh, only a handful of Romansh words have become part of wider German usage. Such words include "Gletscher" 'glacier' or "Murmeltier" 'marmot' (derived from Romansh murmunt), as well as culinary items such as Maluns or Capuns. The Romansh influence is much stronger in the German dialects of Grisons. It is sometimes controversially suspected that the pronunciation /k/ or /h/ in words such as Khind and bahe, as opposed to /x/ in other Swiss German dialects (Chind and bache), is an influence of Romansh.[162]
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|
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+
In morphosyntax, the use of the auxiliary verb kho 'to come' as opposed to wird 'will' in phrases such as leg di warm a, sunscht khunscht krank ('put on warm clothes, otherwise you will get sick') in Grisons-German is sometimes attributed to Romansh, as well as the lack of a distinction between the accusative and dative case in some Grisons-German dialects and the word order in phrases such as i tet froge jemand wu waiss ('I would ask someone who knows'). In addition, some words, neuter in most dialects of German, are masculine in Grisons-German. Examples include der Brot 'the bread' or der Gäld 'the money'.[162] Common words of Romansh origin in Grisons-German include Schaffa (derived from Romansh scaffa 'cupboard'), Spus/Spüslig 'bridegroom' and Spus 'bride', Banitsch 'cart used for moving dung', and Pon 'container made of wood'. In areas where Romansh either is still spoken or has disappeared recently, Romansh words are even more common in the local dialects of German.
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The influence of German has been seen in different ways by linguists and language activists. The Italian dialectologist Ascoli for instance described Romansh as "a body that has lost its soul and taken on an entirely foreign one in its place" in the 1880s.[163] This opinion was shared by many, who saw the influence of German as a threat to and corruption of Romansh, often referring to it as a disease infecting Romansh.[164] This view was prevalent until after World War II, with many contemporary linguists and activists by contrast seeing these loan elements as completely natural and as an integral part of Romansh,[165] which should be seen as an enrichment of the language.[166] This position is currently held among others by the language activists Bernard Cathomas, Iso Camartin, or Alexi Decurtins, who argue for a relaxed attitude towards loan elements, which they point out are often among the most down-to-earth elements of the language, and that the dual nature of Romansh can also be seen as an advantage in being open to cultural elements from both sides.[160] This position is also shared by several contemporary authors in particular from the Surselva, such as Arno Camenisch, who makes heavy use of Germanisms in his works.
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Romansh had a rich oral tradition before the appearance of Romansh writing, but apart from songs such as the Canzun da Sontga Margriata, virtually none of it survives. Prior to the 16th century, Romansh writings are known from only a few fragments.
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The oldest known written records of Romansh dating from the period before 1500 are:
|
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Introekk in sum la vall de Favergatscha et introekk eintt la vall da Vafergatscha; la e vcinn faitt una puntt chun dis punt altae chun dis eintt feder Vinayr
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As far up as the Favergatscha valley and into the Vafergatscha valley. There where they are building a bridge which they call punt altaand what they call eintt feder Vinayr".
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The first substantial surviving work in Romansh is the Chianzun dalla guerra dagl Chiaste da Müs written in the Putèr dialect in 1527 by Gian Travers. It is an epic poem describing the First Musso war which Travers himself had taken part in.[39]
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Subsequent works usually have religious themes, including Bible translations, manuals for religious instructions, and biblical plays. In 1560, the first Romansh translation of the New Testament: L'g Nuof Sainc Testamaint da nos Signer Jesu Christ by Giachem Bifrun, was published. Two years later, in 1562, another writer from the Engadine, Durich Chiampel, published the Cudesch da Psalms, a collection of Romansh church songs in the Vallader dialect. In the Sursilvan dialect, the first surviving works are also religious works such as catechism by Daniel Bonifaci, and in 1611 Ilg Vêr Sulaz da pievel giuvan ("The true joys of young people"), a series of religious instructions for Protestant youths was published by Steffan Gabriel. Four years later in 1615, a Catholic catechism Curt Mussament was published in response, written by Gion Antoni Calvenzano. The first translation of the New Testament into Sursilvan was published in 1648 by the son of Steffan Gabriel, Luci Gabriel. The first complete translation of the Bible, the Bibla da Cuera was published between 1717 and 1719.
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In music, choirs have a long tradition in the Romansh-speaking areas. Apart from traditional music and song, Romansh is also used in contemporary pop or hip-hop music, some of which has become known outside the Romansh-speaking regions, for instance, in the Eurovision Song Contest 1989, Switzerland was represented by a Romansh song, Viver senza tei. Since 2004, the hip-hop group Liricas Analas has become known even outside of Grisons through their Romansh songs. Other contemporary groups include the rock-band Passiunai with its lead singer Pascal Gamboni, or the rock/pop band The Capoonz. Composer Gion Antoni Derungs has written three operas with Romansh librettos: Il cerchel magic (1986), Il semiader (1998) and Tredeschin (2000).
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Romansh is used to varying extents in newspapers, the radio, and television. Radio and television broadcasts in Romansh are produced by the Radiotelevisiun Svizra Rumantscha, which is part of the Swiss public broadcasting company SRG SSR. The radio Radio Rumantsch broadcasts a 24-hour program including informational and music broadcasts. The broadcasters generally speak their own regional dialect on the air, which is considered a key factor in familiarizing Romansh speakers with the dialects outside their home region.[167] News broadcasts are generally in the pan-regional variety Rumantsch Grischun. The two local radio stations Radio Grischa and Radio Engiadina occasionally broadcast in Romansh, but primarily use German. The Televisiun Rumantscha airs regular broadcasts on SF 1, which are subtitled in German. Programs include the informational broadcast Telesguard, which is broadcast daily from Monday to Friday. The children's show Minisguard and the informational broadcast Cuntrasts are aired on weekends. Additionally, the shows Controvers, Pled sin via, and others are broadcast during irregular intervals.[168]
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The Romansh newspapers used to be heavily fragmented by regions and dialects. The more long-lived newspapers included the Gasetta Romontscha in the Surselva, the Fögl Ladin in the Engadine, Casa Paterna/La Punt in the Sutselva, and La Pagina da Surmeir in the Surmeir. Due to financial difficulties, most of these merged into a pan-regional daily newspaper called La Quotidiana in 1997. This newspaper includes articles in all five dialects and in Rumantsch Grischun. Apart from La Quotidiana, La Pagina da Surmeir continues to be published to a regional audience, and the Engadiner Post includes two pages in Romansh. A Romansh news agency, the Agentura da Novitads Rumantscha, has been in existence since 1997.
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Several Romansh-language magazines are also published regularly, including the youth magazine Punts and the yearly publications Calender Romontsch and Chalender Ladin.
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|
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In September 2018 Amur senza fin, the first-ever Romansh-language television film, debuted on Swiss national television.
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The fable The Fox and the Crow by Aesop with a French version by Jean de La Fontaine; translated into the Dachsprache Rumantsch Grischun and all six dialects of Romansh: Sursilvan, Sutsilvan, Surmiran, Puter, and the similar-looking but noticeably different-sounding dialects Vallader and Jauer,[169] as well as a translation into English.
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A novel is a relatively long work of narrative fiction, normally written in prose form, and which is typically published as a book. The present English word for a long work of prose fiction derives from the Italian novella for "new", "news", or "short story of something new", itself from the Latin novella, a singular noun use of the neuter plural of novellus, diminutive of novus, meaning "new".[1]
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Some novelists, including Nathaniel Hawthorne,[2] Herman Melville,[3] Ann Radcliffe,[4] John Cowper Powys,[5] preferred the term "romance" to describe their novels.
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According to Margaret Doody, the novel constitutes "a continuous and comprehensive history of about two thousand years", with its origins in the Ancient Greek and Roman novel, in Chivalric romance, and in the tradition of the Italian renaissance novella.[6] The ancient romance form was revived by Romanticism, especially the historical romances of Walter Scott and the Gothic novel.[7] Some, including M. H. Abrams and Walter Scott, have argued that a novel is a fiction narrative that displays a realistic depiction of the state of a society, while the romance encompasses any fictitious narrative that emphasizes marvellous or uncommon incidents.[8][9][10]
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Works of fiction that include marvellous or uncommon incidents are also novels, including The Lord of The Rings,[11] To Kill a Mockingbird,[12] and Frankenstein.[13] "Romances" are works of fiction whose main emphasis is on marvellous or unusual incidents, and should not be confused with the romance novel, a type of genre fiction that focuses on romantic love.
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Murasaki Shikibu's Tale of Genji, an early 11th-century Japanese text, has sometimes been described as the world's first novel, but there is considerable debate over this — there were certainly long fictional works much earlier. Spread of printed books in China led to the appearance of classical Chinese novels by the Ming dynasty (1368–1644). An early example from Europe was written in Muslim Spain by the Sufi writer Ibn Tufayl entitled Hayy ibn Yaqdhan.[14] Later developments occurred after the invention of the printing press. Miguel de Cervantes, author of Don Quixote (the first part of which was published in 1605), is frequently cited as the first significant European novelist of the modern era.[15] Ian Watt, in The Rise of the Novel (1957), suggested that the modern novel was born in the early 18th century.
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A novel is a long, fictional narrative which describes intimate human experiences. The novel in the modern era usually makes use of a literary prose style. The development of the prose novel at this time was encouraged by innovations in printing, and the introduction of cheap paper in the 15th century.
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Fictionality is most commonly cited as distinguishing novels from historiography. However this can be a problematic criterion. Throughout the early modern period authors of historical narratives would often include inventions rooted in traditional beliefs in order to embellish a passage of text or add credibility to an opinion. Historians would also invent and compose speeches for didactic purposes. Novels can, on the other hand, depict the social, political and personal realities of a place and period with clarity and detail not found in works of history.
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While prose rather than verse became the standard of the modern novel, the ancestors of the modern European novel include verse epics in the Romance language of southern France, especially those by Chrétien de Troyes (late 12th century), and in Middle English (Geoffrey Chaucer's (c. 1343 – 1400) The Canterbury Tales).[16] Even in the 19th century, fictional narratives in verse, such as Lord Byron's Don Juan (1824), Alexander Pushkin's Yevgeniy Onegin (1833), and Elizabeth Barrett Browning's Aurora Leigh (1856), competed with prose novels. Vikram Seth's The Golden Gate (1986), composed of 590 Onegin stanzas, is a more recent example of the verse novel.[17]
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Both in 12th-century Japan and 15th-century Europe, prose fiction created intimate reading situations. On the other hand, verse epics, including the Odyssey and Aeneid, had been recited to select audiences, though this was a more intimate experience than the performance of plays in theaters. A new world of individualistic fashion, personal views, intimate feelings, secret anxieties, "conduct", and "gallantry" spread with novels and the associated prose-romance.
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The novel is today the longest genre of narrative prose fiction, followed by the novella. However, in the 17th century, critics saw the romance as of epic length and the novel as its short rival. A precise definition of the differences in length between these types of fiction, is, however, not possible. The philosopher and literary critic György Lukács argued that the requirement of length is connected with the notion that a novel should encompass the totality of life.[18]
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Although early forms of the novel are to be found in a number of places, including classical Rome, 10th– and 11th-century Japan, and Elizabethan England, the European novel is often said to have begun with Don Quixote in 1605.[15] Globally, Murasaki Shikibu's Tale of Genji (1010) is often described as the world's first novel[19][20] and shows essentially all the qualities for which Marie de La Fayette's novel La Princesse de Clèves (1678) has been praised: individuality of perception, an interest in character development, and psychological observation.[21]
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Early novels include works in Greek such as the Life of Aesop (c. 620 – 564 BCE), Lucian (c. 125 – after 180 AD)'s A True Story, the Alexander Romance and later novels Chariton's Callirhoe (mid-1st century), Achilles Tatius' Leucippe and Clitophon (early-2nd century), Longus' Daphnis and Chloe (2nd century), Xenophon of Ephesus' Ephesian Tale (late-2nd century), and Heliodorus of Emesa's Aethiopica (third century), which inspire writers of medieval novels such as Hysimine and Hysimines by Eustathios Makrembolites, Rodanthe and Dosikles by Theodore Prodromos and Drosilla and Charikles by Niketas Eugenianos and Arístandros and Kallithéa by Constantine Manasses; works in Latin, such as the Satyricon by Petronius (c. 50 AD), and The Golden Ass by Apuleius (c. 150 AD); works in Sanskrit such as the 4th or 5th century Vasavadatta by Subandhu, 6th– or 7th-century Daśakumāracarita and Avantisundarīkathā by Daṇḍin, and in the 7th-century Kadambari by Banabhatta, Murasaki Shikibu's 11th-century Japanese work The Tale of Genji, the 12th-century Hayy ibn Yaqdhan (or Philosophus Autodidactus, the 17th-century Latin title) by Ibn Tufail, who wrote in Arabic, the 13th-century Theologus Autodidactus by Ibn al-Nafis, another Arabic novelist, and Blanquerna, written in Catalan by Ramon Llull (1283), and the 14th-century Chinese Romance of the Three Kingdoms by Luo Guanzhong.[22]
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Urbanization and the spread of printed books in Song Dynasty (960–1279) China led to the evolution of oral storytelling into fictional novels by the Ming dynasty (1368–1644). Parallel European developments did not occur until after the invention of the printing press by Johannes Gutenberg in 1439, and the rise of the publishing industry over a century later allowed for similar opportunities.[23]
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By contrast, Ibn Tufail's Hayy ibn Yaqdhan and Ibn al-Nafis' Theologus Autodidactus are works of didactic philosophy and theology. In this sense, Hayy ibn Yaqdhan would be considered an early example of a philosophical novel,[24][25] while Theologus Autodidactus would be considered an early theological novel.[26] Hayy ibn Yaqdhan, with its story of a human outcast surviving on an island, is also likely to have influenced Daniel Defoe's Robinson Crusoe (1719), because the work was available in an English edition in 1711.[27]
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Epic poetry exhibits some similarities with the novel, and the Western tradition of the novel reaches back into the field of verse epics, though again not in an unbroken tradition. The epics of Asia, such as the Sumerian Epic of Gilgamesh (1300–1000 BC), and Indian epics such as the Ramayana (400 BCE and 200 CE), and Mahabharata (4th century BC) were as unknown in early modern Europe as was the Anglo-Saxon epic of Beowulf (c. 750–1000 AD), which was rediscovered in the late 18th century and early 19th century. Other non-European works, such as the Torah, the Quran, and the Bible, are full of stories, and thus have also had a significant influence on the development of prose narratives, and therefore the novel. Then at the beginning of the 18th century, French prose translations brought Homer's works to a wider public, who accepted them as forerunners of the novel.
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Classical Greek and Roman prose narratives[28] included a didactic strand, with the philosopher Plato's (c. 425 – c. 348 BC) dialogues; a satirical dimension with Petronius' Satyricon; the incredible stories of Lucian of Samosata; and Lucius Apuleius' proto-picaresque The Golden Ass, as well as the heroic romances of the Greeks Heliodorus and Longus. Longus is the author of the Greek novel, Daphnis and Chloe (2nd century AD).[28]
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Romance or chivalric romance is a type of narrative in prose or verse popular in the aristocratic circles of High Medieval and Early Modern Europe. They were marvel-filled adventures, often of a knight-errant with heroic qualities, who undertakes a quest, yet it is "the emphasis on heterosexual love and courtly manners distinguishes it from the chanson de geste and other kinds of epic, which involve heroism."[29] In later romances, particularly those of French origin, there is a marked tendency to emphasize themes of courtly love.
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Originally, romance literature was written in Old French, Anglo-Norman and Occitan, later, in English, Italian and German. During the early 13th century, romances were increasingly written as prose.
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The shift from verse to prose dates from the early 13th century. The Prose Lancelot or Vulgate Cycle includes passages from that period. This collection indirectly led to Thomas Malory's Le Morte d'Arthur of the early 1470s. Prose became increasingly attractive because it enabled writers to associate popular stories with serious histories traditionally composed in prose, and could also be more easily translated.[30]
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Popular literature also drew on themes of romance, but with ironic, satiric or burlesque intent. Romances reworked legends, fairy tales, and history, but by about 1600 they were out of fashion, and Miguel de Cervantes famously burlesqued them in Don Quixote (1605). Still, the modern image of the medieval is more influenced by the romance than by any other medieval genre, and the word "medieval" evokes knights, distressed damsels, dragons, and such tropes.[31]
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Around 1800, the connotations of "romance" were modified with the development Gothic fiction.
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The term "novel" originates from the production of short stories, or novella that remained part of a European oral culture of storytelling into the late 19th century. Fairy tales, jokes, and humorous stories designed to make a point in a conversation, and the exemplum a priest would insert in a sermon belong into this tradition. Written collections of such stories circulated in a wide range of products from practical compilations of examples designed for the use of clerics to compilations of various stories such as Boccaccio's Decameron (1354) and Geoffrey Chaucer's Canterbury Tales (1386–1400). The Decameron was a compilation of one hundred novelle told by ten people—seven women and three men—fleeing the Black Death by escaping from Florence to the Fiesole hills, in 1348.
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The modern distinction between history and fiction did not exist in the early sixteenth century and the grossest improbabilities pervade many historical accounts found in the early modern print market. William Caxton's 1485 edition of Thomas Malory's Le Morte d'Arthur (1471) was sold as a true history, though the story unfolded in a series of magical incidents and historical improbabilities. Sir John Mandeville's Voyages, written in the 14th century, but circulated in printed editions throughout the 18th century,[32] was filled with natural wonders, which were accepted as fact, like the one-footed Ethiopians who use their extremity as an umbrella against the desert sun. Both works eventually came to be viewed as works of fiction.
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In the 16th and 17th centuries two factors led to the separation of history and fiction. The invention of printing immediately created a new market of comparatively cheap entertainment and knowledge in the form of chapbooks. The more elegant production of this genre by 17th- and 18th-century authors were belles lettres—that is, a market that would be neither low nor academic. The second major development was the first best-seller of modern fiction, the Spanish Amadis de Gaula, by García Montalvo. However, it was not accepted as an example of belles lettres. The Amadis eventually became the archetypical romance, in contrast with the modern novel which began to be developed in the 17th century.
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A chapbook is an early type of popular literature printed in early modern Europe. Produced cheaply, chapbooks were commonly small, paper-covered booklets, usually printed on a single sheet folded into books of 8, 12, 16 and 24 pages. They were often illustrated with crude woodcuts, which sometimes bore no relation to the text. When illustrations were included in chapbooks, they were considered popular prints. The tradition arose in the 16th century, as soon as printed books became affordable, and rose to its height during the 17th and 18th centuries and Many different kinds of ephemera and popular or folk literature were published as chapbooks, such as almanacs, children's literature, folk tales, nursery rhymes, pamphlets, poetry, and political and religious tracts.[33]
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The term "chapbook" for this type of literature was coined in the 19th century. The corresponding French and German terms are bibliothèque bleue (blue book) and Volksbuch, respectively.[34][35][36] The principal historical subject matter of chapbooks was abridgements of ancient historians, popular medieval histories of knights, stories of comical heroes, religious legends, and collections of jests and fables.[37] The new printed books reached the households of urban citizens and country merchants who visited the cities as traders. Cheap printed histories were, in the 17th and 18th centuries, especially popular among apprentices and younger urban readers of both sexes.[38]
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The early modern market, from the 1530s and 1540s, divided into low chapbooks and high market expensive, fashionable, elegant belles lettres. The Amadis and Rabelais' Gargantua and Pantagruel were important publications with respect to this divide. Both books specifically addressed the new customers of popular histories, rather than readers of belles lettres. The Amadis was a multi–volume fictional history of style, that aroused a debate about style and elegance as it became the first best-seller of popular fiction. On the other hand, Gargantua and Pantagruel, while it adopted the form of modern popular history, in fact satirized that genre's stylistic achievements. The division, between low and high literature, became especially visible with books that appeared on both the popular and belles lettres markets in the course of the 17th and 18th centuries: low chapbooks included abridgments of books such as Don Quixote.
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The term "chapbook" is also in use for present-day publications, commonly short, inexpensive booklets.[33]
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Heroic Romance is a genre of imaginative literature, which flourished in the 17th century, principally in France.
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The beginnings of modern fiction in France took a pseudo-bucolic form, and the celebrated L'Astrée, (1610) of Honore d'Urfe (1568–1625), which is the earliest French novel, is properly styled a pastoral. Although its action was, in the main, languid and sentimental, there was a side of the Astree which encouraged that extravagant love of glory, that spirit of " panache", which was now rising to its height in France. That spirit it was which animated Marin le Roy de Gomberville (1603–1674), who was the inventor of what have since been known as the Heroical Romances. In these there was experienced a violent recrudescence of the old medieval elements of romance, the impossible valour devoted to a pursuit of the impossible beauty, but the whole clothed in the language and feeling and atmosphere of the age in which the books were written. In order to give point to the chivalrous actions of the heroes, it was always hinted that they were well-known public characters of the day in a romantic disguise.
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Stories of witty cheats were an integral part of the European novella with its tradition of fabliaux. Significant examples include Till Eulenspiegel (1510), Lazarillo de Tormes (1554), Grimmelshausen's Simplicissimus Teutsch (1666–1668) and in England Richard Head's The English Rogue (1665). The tradition that developed with these titles focused on a hero and his life. The adventures led to satirical encounters with the real world with the hero either becoming the pitiable victim or the rogue who exploited the vices of those he met.
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A second tradition of satirical romances can be traced back to Heinrich Wittenwiler's Ring (c. 1410) and to François Rabelais' Gargantua and Pantagruel (1532–1564), which parodied and satirized heroic romances, and did this mostly by dragging them into the low realm of the burlesque. Don Quixote modified the satire of romances: its hero lost contact with reality by reading too many romances in the Amadisian tradition.
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Other important works of the tradition are Paul Scarron's Roman Comique (1651–57), the anonymous French Rozelli with its satire on Europe's religions, Alain-René Lesage's Gil Blas (1715–1735), Henry Fielding's Joseph Andrews (1742) and Tom Jones (1749), and Denis Diderot's Jacques the Fatalist (1773, printed posthumously in 1796).[39]
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A market of literature in the modern sense of the word, that is a separate market for fiction and poetry, did not exist until the late seventeenth century. All books were sold under the rubric of "History and politicks" in the early 18th century, including pamphlets, memoirs, travel literature, political analysis, serious histories, romances, poetry, and novels.
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That fictional histories shared the same space with academic histories and modern journalism had been criticized by historians since the end of the Middle Ages: fictions were "lies" and therefore hardly justifiable at all. The climate, however, changed in the 1670s.
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The romance format of the quasi–historical works of Madame d'Aulnoy, César Vichard de Saint-Réal,[40] Gatien de Courtilz de Sandras,[41] and Anne-Marguerite Petit du Noyer, allowed the publication of histories that dared not risk an unambiguous assertion of their truth. The literary market-place of the late 17th and early 18th century employed a simple pattern of options whereby fictions could reach out into the sphere of true histories. This permitted its authors to claim they had published fiction, not truth, if they ever faced allegations of libel.
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Prefaces and title pages of seventeenth and early eighteenth century fiction acknowledged this pattern: histories could claim to be romances, but threaten to relate true events, as in the Roman à clef. Other works could, conversely, claim to be factual histories, yet earn the suspicion that they were wholly invented. A further differentiation was made between private and public history: Daniel Defoe's Robinson Crusoe was, within this pattern, neither a "romance" nor a "novel". It smelled of romance, yet the preface stated that it should most certainly be read as a true private history.[42]
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The rise of the modern novel as an alternative to the chivalric romance began with the publication of Miguel de Cervantes' Novelas Exemplares (1613). It continued with Scarron's Roman Comique (the first part of which appeared in 1651), whose heroes noted the rivalry between French romances and the new Spanish genre.[43]
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Late 17th-century critics looked back on the history of prose fiction, proud of the generic shift that had taken place, leading towards the modern novel/novella.[44] The first perfect works in French were those of Scarron and Madame de La Fayette's "Spanish history" Zayde (1670). The development finally led to her Princesse de Clèves (1678), the first novel with what would become characteristic French subject matter.[45][46]
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Europe witnessed the generic shift in the titles of works in French published in Holland, which supplied the international market and English publishers exploited the novel/romance controversy in the 1670s and 1680s.[47] Contemporary critics listed the advantages of the new genre: brevity, a lack of ambition to produce epic poetry in prose; the style was fresh and plain; the focus was on modern life, and on heroes who were neither good nor bad.[48] The novel's potential to become the medium of urban gossip and scandal fuelled the rise of the novel/novella. Stories were offered as allegedly true recent histories, not for the sake of scandal but strictly for the moral lessons they gave. To prove this, fictionalized names were used with the true names in a separate key. The Mercure Gallant set the fashion in the 1670s.[49] Collections of letters and memoirs appeared, and were filled with the intriguing new subject matter and the epistolary novel grew from this and led to the first full blown example of scandalous fiction in Aphra Behn's Love-Letters Between a Nobleman and His Sister (1684/ 1685/ 1687). Before the rise of the literary novel, reading novels had only been a form of entertainment.[50]
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However, one of the earliest English novels, Daniel Defoe's Robinson Crusoe (1719), has elements of the romance, unlike these novels, because of its exotic setting and story of survival in isolation. Crusoe lacks almost all of the elements found in these new novels: wit, a fast narration evolving around a group of young fashionable urban heroes, along with their intrigues, a scandalous moral, gallant talk to be imitated, and a brief, concise plot.[citation needed] The new developments did, however, lead to Eliza Haywood's epic length novel, Love in Excess (1719/20) and to Samuel Richardson's Pamela, or Virtue Rewarded (1741).[citation needed] Some literary historians date the beginning of the English novel with Richardson's Pamela, rather than Crusoe.[51]
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The idea of the "rise of the novel" in the 18th century is especially associated with Ian Watt's influential study The Rise of the Novel (1957).[52][non-primary source needed] In Watt's conception, a rise in fictional realism during the 18th century came to distinguish the novel from earlier prose narratives.[53]
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The rising status of the novel in eighteenth century can be seen in the development of philosophical[54] and experimental novels.
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Philosophical fiction was not exactly new. Plato's dialogues were embedded in fictional narratives and his Republic is an early example of a Utopia. The tradition of works of fiction that were also philosophical texts continued with Thomas More's Utopia (1516) and Tommaso Campanella's City of the Sun (1602). However, the actual tradition of the philosophical novel came into being in the 1740s with new editions of More's work under the title Utopia: or the happy republic; a philosophical romance (1743).[citation needed] Voltaire wrote in this genre in Micromegas: a comic romance, which is a biting satire on philosophy, ignorance, and the self-conceit of mankind (1752, English 1753). His Zadig (1747) and Candide (1759) became central texts of the French Enlightenment and of the modern novel.[citation needed]
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An example of the experimental novel is Laurence Sterne's The Life and Opinions of Tristram Shandy, Gentleman (1759–1767), with its rejection of continuous narration.[55] In it the author not only addresses readers in his preface but speaks directly to them in his fictional narrative. In addition to Sterne's narrative experiments, there has visual experiments, such as a marbled page, a black page to express sorrow, and a page of lines to show the plot lines of the book. The novel as a whole focuses on the problems of language, with constant regard to John Locke's theories in An Essay Concerning Human Understanding.[56]
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The rise of the word novel at the cost of its rival, the romance, remained a Spanish and English phenomenon, and though readers all over Western Europe had welcomed the novel(la) or short history as an alternative in the second half of the 17th century, only the English and the Spanish had, however, openly discredited the romance.[citation needed]
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But the change of taste was brief and Fénelon's Telemachus [Les Aventures de Télémaque] (1699/1700) already exploited a nostalgia for the old romances with their heroism and professed virtue. Jane Barker explicitly advertised her Exilius as "A new Romance", "written after the Manner of Telemachus", in 1715.[57] Robinson Crusoe spoke of his own story as a "romance", though in the preface to the third volume, published in 1720, Defoe attacks all who said "that [...] the Story is feign'd, that the Names are borrow'd, and that it is all a Romance; that there never were any such Man or Place".
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The late 18th century brought an answer with the Romantic Movement's readiness to reclaim the word romance, with the gothic romance, and the historical novels of Walter Scott. Robinson Crusoe now became a "novel" in this period, that is a work of the new realistic fiction created in the 18th century.[citation needed]
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Sentimental novels relied on emotional responses, and feature scenes of distress and tenderness, and the plot is arranged to advance emotions rather than action. The result is a valorization of "fine feeling", displaying the characters as models of refined, sensitive emotional effect. The ability to display such feelings was thought at this time to show character and experience, and to help shape positive social life and relationships.[58]
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An example of this genre is Samuel Richardson's Pamela, or Virtue Rewarded (1740), composed "to cultivate the Principles of Virtue and Religion in the Minds of the Youth of Both Sexes", which focuses on a potential victim, a heroine that has all the modern virtues and who is vulnerable because her low social status and her occupation as servant of a libertine who falls in love with her. She, however, ends in reforming her antagonist.[citation needed]
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Male heroes adopted the new sentimental character traits in the 1760s. Laurence Sterne's Yorick, the hero of the Sentimental Journey (1768) did so with an enormous amount of humour. Oliver Goldsmith's Vicar of Wakefield (1766) and Henry Mackenzie's Man of Feeling (1771) produced the far more serious role models.[citation needed]
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These works inspired a sub- and counterculture of pornographic novels, for which Greek and Latin authors in translations had provided elegant models from the last century.[59] Pornography includes John Cleland's Fanny Hill (1748), which offered an almost exact reversals of the plot of novel's that emphasised virtue. The prostitute Fanny Hill learns to enjoy her work and establishes herself as a free and economically independent individual, in editions one could only expect to buy under the counter.[60]
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Less virtuous protagonists can also be found in satirical novels, like Richard Head's English Rogue (1665), that feature brothels, while women authors like Aphra Behn had offered their heroines alternative careers as precursors of the 19th-century femmes fatales.[61]
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The genre evolves in the 1770s with, for example, Werther in Johann Wolfgang von Goethe's The Sorrows of Young Werther (1774) realising that it is impossible for him to integrate into the new conformist society, and Pierre Choderlos de Laclos in Les Liaisons dangereuses (1782) showing a group of aristocrats playing games of intrigue and amorality.[citation needed].
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By around 1700, fiction was no longer a predominantly aristocratic entertainment, and printed books had soon gained the power to reach readers of almost all classes, though the reading habits differed and to follow fashions remained a privilege. Spain was a trendsetter into the 1630s but French authors superseded Cervantes, de Quevedo, and Alemán in the 1640s. As Huet was to note in 1670, the change was one of manners.[62] The new French works taught a new, on the surface freer, gallant exchange between the sexes as the essence of life at the French court.
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The situation changed again from 1660s into the 1690s when works by French authors were published in Holland out of the reach of French censors.[63] Dutch publishing houses pirated of fashionable books from France and created a new market of political and scandalous fiction. This led to a market of European rather than French fashions in the early 18th century.[64]
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By the 1680s fashionable political European novels had inspired a second wave of private scandalous publications and generated new productions of local importance. Women authors reported on politics and on their private love affairs in The Hague and in London. German students imitated them to boast of their private amours in fiction.[65] The London, the anonymous international market of the Netherlands, publishers in Hamburg and Leipzig generated new public spheres.[66] Once private individuals, such as students in university towns and daughters of London's upper class began write novels based on questionable reputations, the public began to call for a reformation of manners.[67]
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An important development in Britain, at the beginning of the century, was that new journals like The Spectator and The Tatler reviewed novels. In Germany Gotthold Ephraim Lessing's Briefe, die neuste Literatur betreffend (1758) appeared in the middle of the century with reviews of art and fiction. By the 1780s such reviews played had an important role in introducing new works of fiction to the public.
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Influenced by the new journals, reform became the main goal of the second generation of eighteenth century novelists. The Spectator Number 10 had stated that the aim was now "to enliven morality with wit, and to temper wit with morality […] to bring philosophy out of the closets and libraries, schools and colleges, to dwell in clubs and assemblies, at tea-tables and coffeehouses"). Constructive criticism of novels had until then been rare.[68] The first treatise on the history of the novel was a preface to Marie de La Fayette's novel Zayde (1670).
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A much later development was the introduction of novels into school and later university curricula.[when?]
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The French churchman and scholar Pierre Daniel Huet's Traitté de l'origine des romans (1670) laid the ground for a greater acceptance of the novel as literature, that is comparable to the classics, in the early 18th century. The theologian had not only dared to praise fictions, but he had also explained techniques of theological interpretation of fiction, which was a novelty. Furthermore, readers of novels and romances could gain insight not only into their own culture, but also that of distant, exotic countries.[citation needed]
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When the decades around 1700 saw the appearance of new editions of the classical authors Petronius, Lucian, and Heliodorus of Emesa.[69] the publishers equipped them with prefaces that referred to Huet's treatise. and the canon it had established. Also exotic works of Middle Eastern fiction entered the market that gave insight into Islamic culture. The Book of One Thousand and One Nights was first published in Europe from 1704 to 1715 in French, and then translated immediately into English and German, and was seen as a contribution to Huet's history of romances.[70]
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The English, Select Collection of Novels in six volumes (1720–22), is a milestone in this development of the novel's prestige. It included Huet's Treatise, along with the European tradition of the modern novel of the day: that is, novella from Machiavelli's to Marie de La Fayette's masterpieces. Aphra Behn's novels had appeared in the 1680s but became classics when reprinted in collections. Fénelon's Telemachus (1699/1700) became a classic three years after its publication. New authors entering the market were now ready to use their personal names rather than pseudonyms, including Eliza Haywood, who in 1719 following in the footsteps of Aphra Behn used her name with unprecedented pride.
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The very word romanticism is connected to the idea of romance, and the romance genre experienced a revival, at the end of the 18th century, with gothic fiction, that began in 1764 with English author Horace Walpole's The Castle of Otranto, subtitled (in its second edition) "A Gothic Story". Other important works are Ann Radcliffe's The Mysteries of Udolpho (1794) and 'Monk' Lewis's The Monk (1795).
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The new romances challenged the idea that the novel involved a realistic depictions of life, and destabilized the difference the critics had been trying to establish, between serious classical art and popular fiction. Gothic romances exploited the grotesque,[71] and some critics thought that their subject matter deserved less credit than the worst medieval tales of Arthurian knighthood.[72]
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The authors of this new type of fiction were accused of exploiting all available topics to thrill, arouse, or horrify their audience. These new romantic novelists, however, claimed that they were exploring the entire realm of fictionality. And psychological interpreters, in the early 19th century, read these works as encounters with the deeper hidden truth of the human imagination: this included sexuality, anxieties, and insatiable desires. Under such readings, novels were described as exploring deeper human motives, and it was suggested that such artistic freedom would reveal what had not previously been openly visible.
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The romances of de Sade, Les 120 Journées de Sodome (1785), Poe's Tales of the Grotesque and Arabesque (1840), Mary Shelley, Frankenstein (1818), and E.T.A. Hoffmann, Die Elixiere des Teufels (1815), would later attract 20th-century psychoanalysts and supply the images for 20th- and 21st-century horror films, love romances, fantasy novels, role-playing computer games, and the surrealists.
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The historical romance was also important at this time. But, while earlier writers of these romances paid little attention to historical reality, Walter Scott's historical novel Waverley (1814) broke with this tradition, and he invented "the true historical novel".[73] At the same time he was influenced by gothic romance, and had collaborated in 1801 with 'Monk' Lewis on Tales of Wonder.[73] With his Waverley novels Scott "hoped to do for the Scottish border" what Goethe and other German poets "had done for the Middle Ages, "and make its past live again in modern romance".[74] Scott's novels "are in the mode he himself defined as romance, 'the interest of which turns upon marvelous and uncommon incidents'".[75] He used his imagination to re-evaluate history by rendering things, incidents and protagonists in the way only the novelist could do. His work remained historical fiction, yet it questioned existing historical perceptions. The use of historical research was an important tool: Scott, the novelist, resorted to documentary sources as any historian would have done, but as a romantic he gave his subject a deeper imaginative and emotional significance.[75] By combining research with "marvelous and uncommon incidents", Scott attracted a far wider market than any historian could, and was the most famous novelist of his generation, throughout Europe.[73]
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In the 19th century the relationship between authors, publishers, and readers, changed. Authors originally had only received payment for their manuscript, however, changes in copyright laws, which began in 18th and continued into 19th century[76] promised royalties on all future editions. Another change in the 19th century was that novelists began to read their works in theaters, halls, and bookshops.[77] Also during the nineteenth century the market for popular fiction grew, and competed with works of literature. New institutions like the circulating library created a new market with a mass reading public.[78]
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Another difference was that novels began to deal with more difficult subjects, including current political and social issues, that were being discussed in newspapers and magazines. The idea of social responsibility became a key subject, whether of the citizen, or of the artist, with the theoretical debate concentrating on questions around the moral soundness of the modern novel.[79] Questions about artistic integrity, as well as aesthetics, including, for example. the idea of "art for art's sake", proposed by writers like Oscar Wilde and Algernon Charles Swinburne, were also important.[80]
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Major British writers such as Charles Dickens[81] and Thomas Hardy[82] were influenced by the romance genre tradition of the novel, which had been revitalized during the Romantic period. The Brontë sisters were notable mid-19th-century authors in this tradition, with Anne Brontë's The Tenant of Wildfell Hall, Charlotte Brontë's Jane Eyre and Emily Brontë's Wuthering Heights.[83] Publishing at the very end of the 19th century, Joseph Conrad has been called "a supreme 'romancer.'"[84] In America "the romance ... proved to be a serious, flexible, and successful medium for the exploration of philosophical ideas and attitudes." Notable examples include Nathaniel Hawthorne's The Scarlet Letter, and Herman Melville's Moby-Dick.[85]
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A number of European novelists were similarly influenced during this period by the earlier romance tradition, along with the Romanticism, including Victor Hugo, with novels like The Hunchback of Notre-Dame (1831) and Les Misérables (1862), and Mikhail Yuryevich Lermontov with A Hero of Our Time (1840).
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Many 19th-century authors dealt with significant social matters.[86] Émile Zola's novels depicted the world of the working classes, which Marx and Engels's non-fiction explores. In the United States slavery and racism became topics of far broader public debate thanks to Harriet Beecher Stowe's Uncle Tom's Cabin (1852), which dramatizes topics that had previously been discussed mainly in the abstract. Charles Dickens' novels led his readers into contemporary workhouses, and provided first-hand accounts of child labor. The treatment of the subject of war changed with Leo Tolstoy's War and Peace (1868/69), where he questions the facts provided by historians. Similarly the treatment of crime is very different in Fyodor Dostoyevsky's Crime and Punishment (1866), where the point of view is that of a criminal. Women authors had dominated fiction from the 1640s into the early 18th century, but few before George Eliot so openly questioned the role, education, and status of women in society, as she did.
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As the novel became a platform of modern debate, national literatures were developed that link the present with the past in the form of the historical novel. Alessandro Manzoni's I Promessi Sposi (1827) did this for Italy, while novelists in Russia and the surrounding Slavonic countries, as well as Scandinavia, did likewise.
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Along with this new appreciation of history, the future also became a topic for fiction. This had been done earlier in works like Samuel Madden's Memoirs of the Twentieth Century (1733) and Mary Shelley's The Last Man (1826), a work whose plot culminated in the catastrophic last days of a mankind extinguished by the plague. Edward Bellamy's Looking Backward (1887) and H.G. Wells's The Time Machine (1895) were concerned with technological and biological developments. Industrialization, Darwin's theory of evolution and Marx's theory of class divisions shaped these works and turned historical processes into a subject of wide debate. Bellamy's Looking Backward became the second best-selling book of the 19th century after Harriet Beecher Stowe's Uncle Tom's Cabin.[87][88] Such works led to the development of a whole genre of popular science fiction as the 20th century approached.
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James Joyce's Ulysses (1922) had a major influence on modern novelists, in the way that it replaced the 18th- and 19th-century narrator with a text that attempted to record inner thoughts, or a "stream of consciousness". This term was first used by William James in 1890 and, along with the related term interior monologue, is used by modernists like Dorothy Richardson, Marcel Proust, Virginia Woolf, and William Faulkner.[89] Also in the 1920s expressionist Alfred Döblin went in a different direction with Berlin Alexanderplatz (1929), where interspersed non-fictional text fragments exist alongside the fictional material to create another new form of realism, which differs from that of stream-of-consciousness.
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Later works like Samuel Beckett's trilogy Molloy (1951), Malone Dies (1951) and The Unnamable (1953), as well as Julio Cortázar's Rayuela (1963) and Thomas Pynchon's Gravity's Rainbow (1973) all make use of the stream-of-consciousness technique. On the other hand, Robert Coover is an example of those authors who, in the 1960s, fragmented their stories and challenged time and sequentiality as fundamental structural concepts.
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The 20th century novels deals with a wide range of subject matter. Erich Maria Remarque's All Quiet on the Western Front (1928) focusses on young German's experiences of World War I. The Jazz Age is explored by American F. Scott Fitzgerald, and the Great Depression by fellow American John Steinbeck. The rise of totalitarian states is the subject of British writer George Orwell. France's existentialism is the subject of French writers Jean-Paul Sartre's Nausea (1938) and Albert Camus' The Stranger (1942). The counterculture of the 1960s led to revived interest in Hermann Hesse's Steppenwolf (1927), and produced such iconic works of its own like Ken Kesey's One Flew Over the Cuckoo's Nest and Thomas Pynchon's Gravity's Rainbow. Novelist have also been interested in the subject of racial and gender identity in recent decades.[90] Jesse Kavadlo of Maryville University of St. Louis has described Chuck Palahniuk's Fight Club (1996) as "a closeted feminist critique".[91] Virginia Woolf, Simone de Beauvoir, Doris Lessing, Elfriede Jelinek were feminist voices during this period.
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Furthermore, the major political and military confrontations of the 20th and 21st centuries have also influenced novelists. The events of World War II, from a German perspective, are dealt with by Günter Grass' The Tin Drum (1959) and an American by Joseph Heller's Catch-22 (1961). The subsequent Cold War influenced popular spy novels. Latin American self-awareness in the wake of the (failing) left revolutions of the 1960s and 1970s resulted in a "Latin American Boom", linked to with the names of novelists Julio Cortázar, Mario Vargas Llosa, Carlos Fuentes and Gabriel García Márquez, along with the invention of a special brand of postmodern magic realism.
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Another major 20th-century social events, the so-called sexual revolution is reflected in the modern novel.[92] D.H. Lawrence's Lady Chatterley's Lover had to be published in Italy in 1928; British censorship lifted its ban as late as 1960. Henry Miller's Tropic of Cancer (1934) created the comparable US scandal. Transgressive fiction from Vladimir Nabokov's Lolita (1955) to Michel Houellebecq's Les Particules élémentaires (1998) entered a literary field that eventually led to more pornographic works such as Anne Desclos' Story of O (1954) to Anaïs Nin's Delta of Venus (1978).
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In the second half of the 20th century, Postmodern authors subverted serious debate with playfulness, claiming that art could never be original, that it always plays with existing materials.[93] The idea that language is self-referential was already an accepted truth in the world of pulp fiction. A postmodernist re-reads popular literature as an essential cultural production. Novels from Thomas Pynchon's The Crying of Lot 49 (1966), to Umberto Eco's The Name of the Rose (1980) and Foucault's Pendulum (1989) made use of intertextual references.[94]
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See also: Thriller, Westerns and Speculative fiction
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While the reader of so-called serious literature will follow public discussions of novels, popular fiction production employs more direct and short-term marketing strategies by openly declarating of the work's genre. Popular novels are based entirely on the expectations for the particular genre, and this includes the creation of a series of novels with an identifiable brand name. e.g. the Sherlock Holmes series by Arthur Conan Doyle
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Popular literature holds a larger market share. Romance fiction had an estimated $1.375 billion share in the US book market in 2007. Inspirational literature/religious literature followed with $819 million, science fiction/fantasy with $700 million, mystery with $650 million and then classic literary fiction with $466 million.[95]
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Genre literature might be seen as the successor of the early modern chapbook. Both fields share a focus on readers who are in search of accessible reading satisfaction.[96] The twentieth century love romance is a successor of the novels Madeleine de Scudéry, Marie de La Fayette, Aphra Behn, and Eliza Haywood wrote from the 1640s into the 1740s. The modern adventure novel goes back to Daniel Defoe's Robinson Crusoe (1719) and its immediate successors. Modern pornography has no precedent in the chapbook market but originates in libertine and hedonistic belles lettres, of works like John Cleland's Fanny Hill (1749) and similar eighteenth century novels. Ian Fleming's James Bond is a descendant of the anonymous yet extremely sophisticated and stylish narrator who mixed his love affairs with his political missions in La Guerre d'Espagne (1707). Marion Zimmer Bradley's The Mists of Avalon is influenced by Tolkien, as well as Arthurian literature, including its nineteenth century successors. Modern horror fiction also has no precedent on the market of chapbooks but goes back to the elitist market of early nineteenth century Romantic literature. Modern popular science fiction has an even shorter history, from the 1860s.
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The authors of popular fiction tend to advertise that they have exploited a controversial topic and this is a major difference between them and so-called elitist literature. Dan Brown, for example, discusses, on his website, the question whether his Da Vinci Code is an anti-Christian novel.[97] And because authors of popular fiction have a fan community to serve, they can risk offending literary critic. However, the boundaries between popular and serious literature have blurred in recent years, with postmodernism and poststructuralism, as well as by adaptation of popular literary classics by the film and television industries.
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Crime became a major subject of 20th and 21st century genre novelists and crime fiction reflects the realities of modern industrialized societies. Crime is both a personal and public subject: criminals each have their personal motivations; detectives, see their moral codes challenged. Patricia Highsmith's thrillers became a medium of new psychological explorations. Paul Auster's New York Trilogy (1985–1986) is an example of experimental postmodernist literature based on this genre.
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Fantasy is another major area of commercial fiction, and a major example is J. R. R. Tolkien's The Lord of the Rings (1954/55), a work originally written for young readers that became a major cultural artefact. Tolkien in fact revived the tradition of European epic literature in the tradition of Beowulf, the North Germanic Edda and the Arthurian Cycles.
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Science fiction, is another important type of genre fiction and it has developed in a variety of ways, ranging from the early, technological adventure Jules Verne had made fashionable in the 1860s, to Aldous Huxley's Brave New World (1932) about Western consumerism and technology. George Orwell's Nineteen Eighty-Four (1949) deals with totalitarianism and surveillance, among other matters, while Stanisław Lem, Isaac Asimov and Arthur C. Clarke produced modern classics which focus on the interaction between humans and machines. The surreal novels of Philip K Dick such as The Three Stigmata of Palmer Eldritch explore the nature of reality, reflecting the widespread recreational experimentation with drugs and cold-war paranoia of the 60's and 70's. Writers such as Ursula le Guin and Margaret Atwood explore feminist and broader social issues in their works. William Gibson, author of the cult classic Neuromancer (1984), is one of a new wave of authors who explore post-apocalyptic fantasies and virtual reality.
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Theories of the novel
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Histories of the novel
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A novel is a relatively long work of narrative fiction, normally written in prose form, and which is typically published as a book. The present English word for a long work of prose fiction derives from the Italian novella for "new", "news", or "short story of something new", itself from the Latin novella, a singular noun use of the neuter plural of novellus, diminutive of novus, meaning "new".[1]
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Some novelists, including Nathaniel Hawthorne,[2] Herman Melville,[3] Ann Radcliffe,[4] John Cowper Powys,[5] preferred the term "romance" to describe their novels.
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According to Margaret Doody, the novel constitutes "a continuous and comprehensive history of about two thousand years", with its origins in the Ancient Greek and Roman novel, in Chivalric romance, and in the tradition of the Italian renaissance novella.[6] The ancient romance form was revived by Romanticism, especially the historical romances of Walter Scott and the Gothic novel.[7] Some, including M. H. Abrams and Walter Scott, have argued that a novel is a fiction narrative that displays a realistic depiction of the state of a society, while the romance encompasses any fictitious narrative that emphasizes marvellous or uncommon incidents.[8][9][10]
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Works of fiction that include marvellous or uncommon incidents are also novels, including The Lord of The Rings,[11] To Kill a Mockingbird,[12] and Frankenstein.[13] "Romances" are works of fiction whose main emphasis is on marvellous or unusual incidents, and should not be confused with the romance novel, a type of genre fiction that focuses on romantic love.
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Murasaki Shikibu's Tale of Genji, an early 11th-century Japanese text, has sometimes been described as the world's first novel, but there is considerable debate over this — there were certainly long fictional works much earlier. Spread of printed books in China led to the appearance of classical Chinese novels by the Ming dynasty (1368–1644). An early example from Europe was written in Muslim Spain by the Sufi writer Ibn Tufayl entitled Hayy ibn Yaqdhan.[14] Later developments occurred after the invention of the printing press. Miguel de Cervantes, author of Don Quixote (the first part of which was published in 1605), is frequently cited as the first significant European novelist of the modern era.[15] Ian Watt, in The Rise of the Novel (1957), suggested that the modern novel was born in the early 18th century.
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A novel is a long, fictional narrative which describes intimate human experiences. The novel in the modern era usually makes use of a literary prose style. The development of the prose novel at this time was encouraged by innovations in printing, and the introduction of cheap paper in the 15th century.
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Fictionality is most commonly cited as distinguishing novels from historiography. However this can be a problematic criterion. Throughout the early modern period authors of historical narratives would often include inventions rooted in traditional beliefs in order to embellish a passage of text or add credibility to an opinion. Historians would also invent and compose speeches for didactic purposes. Novels can, on the other hand, depict the social, political and personal realities of a place and period with clarity and detail not found in works of history.
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While prose rather than verse became the standard of the modern novel, the ancestors of the modern European novel include verse epics in the Romance language of southern France, especially those by Chrétien de Troyes (late 12th century), and in Middle English (Geoffrey Chaucer's (c. 1343 – 1400) The Canterbury Tales).[16] Even in the 19th century, fictional narratives in verse, such as Lord Byron's Don Juan (1824), Alexander Pushkin's Yevgeniy Onegin (1833), and Elizabeth Barrett Browning's Aurora Leigh (1856), competed with prose novels. Vikram Seth's The Golden Gate (1986), composed of 590 Onegin stanzas, is a more recent example of the verse novel.[17]
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Both in 12th-century Japan and 15th-century Europe, prose fiction created intimate reading situations. On the other hand, verse epics, including the Odyssey and Aeneid, had been recited to select audiences, though this was a more intimate experience than the performance of plays in theaters. A new world of individualistic fashion, personal views, intimate feelings, secret anxieties, "conduct", and "gallantry" spread with novels and the associated prose-romance.
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The novel is today the longest genre of narrative prose fiction, followed by the novella. However, in the 17th century, critics saw the romance as of epic length and the novel as its short rival. A precise definition of the differences in length between these types of fiction, is, however, not possible. The philosopher and literary critic György Lukács argued that the requirement of length is connected with the notion that a novel should encompass the totality of life.[18]
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Although early forms of the novel are to be found in a number of places, including classical Rome, 10th– and 11th-century Japan, and Elizabethan England, the European novel is often said to have begun with Don Quixote in 1605.[15] Globally, Murasaki Shikibu's Tale of Genji (1010) is often described as the world's first novel[19][20] and shows essentially all the qualities for which Marie de La Fayette's novel La Princesse de Clèves (1678) has been praised: individuality of perception, an interest in character development, and psychological observation.[21]
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Early novels include works in Greek such as the Life of Aesop (c. 620 – 564 BCE), Lucian (c. 125 – after 180 AD)'s A True Story, the Alexander Romance and later novels Chariton's Callirhoe (mid-1st century), Achilles Tatius' Leucippe and Clitophon (early-2nd century), Longus' Daphnis and Chloe (2nd century), Xenophon of Ephesus' Ephesian Tale (late-2nd century), and Heliodorus of Emesa's Aethiopica (third century), which inspire writers of medieval novels such as Hysimine and Hysimines by Eustathios Makrembolites, Rodanthe and Dosikles by Theodore Prodromos and Drosilla and Charikles by Niketas Eugenianos and Arístandros and Kallithéa by Constantine Manasses; works in Latin, such as the Satyricon by Petronius (c. 50 AD), and The Golden Ass by Apuleius (c. 150 AD); works in Sanskrit such as the 4th or 5th century Vasavadatta by Subandhu, 6th– or 7th-century Daśakumāracarita and Avantisundarīkathā by Daṇḍin, and in the 7th-century Kadambari by Banabhatta, Murasaki Shikibu's 11th-century Japanese work The Tale of Genji, the 12th-century Hayy ibn Yaqdhan (or Philosophus Autodidactus, the 17th-century Latin title) by Ibn Tufail, who wrote in Arabic, the 13th-century Theologus Autodidactus by Ibn al-Nafis, another Arabic novelist, and Blanquerna, written in Catalan by Ramon Llull (1283), and the 14th-century Chinese Romance of the Three Kingdoms by Luo Guanzhong.[22]
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Urbanization and the spread of printed books in Song Dynasty (960–1279) China led to the evolution of oral storytelling into fictional novels by the Ming dynasty (1368–1644). Parallel European developments did not occur until after the invention of the printing press by Johannes Gutenberg in 1439, and the rise of the publishing industry over a century later allowed for similar opportunities.[23]
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By contrast, Ibn Tufail's Hayy ibn Yaqdhan and Ibn al-Nafis' Theologus Autodidactus are works of didactic philosophy and theology. In this sense, Hayy ibn Yaqdhan would be considered an early example of a philosophical novel,[24][25] while Theologus Autodidactus would be considered an early theological novel.[26] Hayy ibn Yaqdhan, with its story of a human outcast surviving on an island, is also likely to have influenced Daniel Defoe's Robinson Crusoe (1719), because the work was available in an English edition in 1711.[27]
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Epic poetry exhibits some similarities with the novel, and the Western tradition of the novel reaches back into the field of verse epics, though again not in an unbroken tradition. The epics of Asia, such as the Sumerian Epic of Gilgamesh (1300–1000 BC), and Indian epics such as the Ramayana (400 BCE and 200 CE), and Mahabharata (4th century BC) were as unknown in early modern Europe as was the Anglo-Saxon epic of Beowulf (c. 750–1000 AD), which was rediscovered in the late 18th century and early 19th century. Other non-European works, such as the Torah, the Quran, and the Bible, are full of stories, and thus have also had a significant influence on the development of prose narratives, and therefore the novel. Then at the beginning of the 18th century, French prose translations brought Homer's works to a wider public, who accepted them as forerunners of the novel.
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Classical Greek and Roman prose narratives[28] included a didactic strand, with the philosopher Plato's (c. 425 – c. 348 BC) dialogues; a satirical dimension with Petronius' Satyricon; the incredible stories of Lucian of Samosata; and Lucius Apuleius' proto-picaresque The Golden Ass, as well as the heroic romances of the Greeks Heliodorus and Longus. Longus is the author of the Greek novel, Daphnis and Chloe (2nd century AD).[28]
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Romance or chivalric romance is a type of narrative in prose or verse popular in the aristocratic circles of High Medieval and Early Modern Europe. They were marvel-filled adventures, often of a knight-errant with heroic qualities, who undertakes a quest, yet it is "the emphasis on heterosexual love and courtly manners distinguishes it from the chanson de geste and other kinds of epic, which involve heroism."[29] In later romances, particularly those of French origin, there is a marked tendency to emphasize themes of courtly love.
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Originally, romance literature was written in Old French, Anglo-Norman and Occitan, later, in English, Italian and German. During the early 13th century, romances were increasingly written as prose.
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The shift from verse to prose dates from the early 13th century. The Prose Lancelot or Vulgate Cycle includes passages from that period. This collection indirectly led to Thomas Malory's Le Morte d'Arthur of the early 1470s. Prose became increasingly attractive because it enabled writers to associate popular stories with serious histories traditionally composed in prose, and could also be more easily translated.[30]
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Popular literature also drew on themes of romance, but with ironic, satiric or burlesque intent. Romances reworked legends, fairy tales, and history, but by about 1600 they were out of fashion, and Miguel de Cervantes famously burlesqued them in Don Quixote (1605). Still, the modern image of the medieval is more influenced by the romance than by any other medieval genre, and the word "medieval" evokes knights, distressed damsels, dragons, and such tropes.[31]
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Around 1800, the connotations of "romance" were modified with the development Gothic fiction.
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The term "novel" originates from the production of short stories, or novella that remained part of a European oral culture of storytelling into the late 19th century. Fairy tales, jokes, and humorous stories designed to make a point in a conversation, and the exemplum a priest would insert in a sermon belong into this tradition. Written collections of such stories circulated in a wide range of products from practical compilations of examples designed for the use of clerics to compilations of various stories such as Boccaccio's Decameron (1354) and Geoffrey Chaucer's Canterbury Tales (1386–1400). The Decameron was a compilation of one hundred novelle told by ten people—seven women and three men—fleeing the Black Death by escaping from Florence to the Fiesole hills, in 1348.
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The modern distinction between history and fiction did not exist in the early sixteenth century and the grossest improbabilities pervade many historical accounts found in the early modern print market. William Caxton's 1485 edition of Thomas Malory's Le Morte d'Arthur (1471) was sold as a true history, though the story unfolded in a series of magical incidents and historical improbabilities. Sir John Mandeville's Voyages, written in the 14th century, but circulated in printed editions throughout the 18th century,[32] was filled with natural wonders, which were accepted as fact, like the one-footed Ethiopians who use their extremity as an umbrella against the desert sun. Both works eventually came to be viewed as works of fiction.
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In the 16th and 17th centuries two factors led to the separation of history and fiction. The invention of printing immediately created a new market of comparatively cheap entertainment and knowledge in the form of chapbooks. The more elegant production of this genre by 17th- and 18th-century authors were belles lettres—that is, a market that would be neither low nor academic. The second major development was the first best-seller of modern fiction, the Spanish Amadis de Gaula, by García Montalvo. However, it was not accepted as an example of belles lettres. The Amadis eventually became the archetypical romance, in contrast with the modern novel which began to be developed in the 17th century.
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A chapbook is an early type of popular literature printed in early modern Europe. Produced cheaply, chapbooks were commonly small, paper-covered booklets, usually printed on a single sheet folded into books of 8, 12, 16 and 24 pages. They were often illustrated with crude woodcuts, which sometimes bore no relation to the text. When illustrations were included in chapbooks, they were considered popular prints. The tradition arose in the 16th century, as soon as printed books became affordable, and rose to its height during the 17th and 18th centuries and Many different kinds of ephemera and popular or folk literature were published as chapbooks, such as almanacs, children's literature, folk tales, nursery rhymes, pamphlets, poetry, and political and religious tracts.[33]
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The term "chapbook" for this type of literature was coined in the 19th century. The corresponding French and German terms are bibliothèque bleue (blue book) and Volksbuch, respectively.[34][35][36] The principal historical subject matter of chapbooks was abridgements of ancient historians, popular medieval histories of knights, stories of comical heroes, religious legends, and collections of jests and fables.[37] The new printed books reached the households of urban citizens and country merchants who visited the cities as traders. Cheap printed histories were, in the 17th and 18th centuries, especially popular among apprentices and younger urban readers of both sexes.[38]
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The early modern market, from the 1530s and 1540s, divided into low chapbooks and high market expensive, fashionable, elegant belles lettres. The Amadis and Rabelais' Gargantua and Pantagruel were important publications with respect to this divide. Both books specifically addressed the new customers of popular histories, rather than readers of belles lettres. The Amadis was a multi–volume fictional history of style, that aroused a debate about style and elegance as it became the first best-seller of popular fiction. On the other hand, Gargantua and Pantagruel, while it adopted the form of modern popular history, in fact satirized that genre's stylistic achievements. The division, between low and high literature, became especially visible with books that appeared on both the popular and belles lettres markets in the course of the 17th and 18th centuries: low chapbooks included abridgments of books such as Don Quixote.
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The term "chapbook" is also in use for present-day publications, commonly short, inexpensive booklets.[33]
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Heroic Romance is a genre of imaginative literature, which flourished in the 17th century, principally in France.
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The beginnings of modern fiction in France took a pseudo-bucolic form, and the celebrated L'Astrée, (1610) of Honore d'Urfe (1568–1625), which is the earliest French novel, is properly styled a pastoral. Although its action was, in the main, languid and sentimental, there was a side of the Astree which encouraged that extravagant love of glory, that spirit of " panache", which was now rising to its height in France. That spirit it was which animated Marin le Roy de Gomberville (1603–1674), who was the inventor of what have since been known as the Heroical Romances. In these there was experienced a violent recrudescence of the old medieval elements of romance, the impossible valour devoted to a pursuit of the impossible beauty, but the whole clothed in the language and feeling and atmosphere of the age in which the books were written. In order to give point to the chivalrous actions of the heroes, it was always hinted that they were well-known public characters of the day in a romantic disguise.
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Stories of witty cheats were an integral part of the European novella with its tradition of fabliaux. Significant examples include Till Eulenspiegel (1510), Lazarillo de Tormes (1554), Grimmelshausen's Simplicissimus Teutsch (1666–1668) and in England Richard Head's The English Rogue (1665). The tradition that developed with these titles focused on a hero and his life. The adventures led to satirical encounters with the real world with the hero either becoming the pitiable victim or the rogue who exploited the vices of those he met.
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A second tradition of satirical romances can be traced back to Heinrich Wittenwiler's Ring (c. 1410) and to François Rabelais' Gargantua and Pantagruel (1532–1564), which parodied and satirized heroic romances, and did this mostly by dragging them into the low realm of the burlesque. Don Quixote modified the satire of romances: its hero lost contact with reality by reading too many romances in the Amadisian tradition.
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Other important works of the tradition are Paul Scarron's Roman Comique (1651–57), the anonymous French Rozelli with its satire on Europe's religions, Alain-René Lesage's Gil Blas (1715–1735), Henry Fielding's Joseph Andrews (1742) and Tom Jones (1749), and Denis Diderot's Jacques the Fatalist (1773, printed posthumously in 1796).[39]
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A market of literature in the modern sense of the word, that is a separate market for fiction and poetry, did not exist until the late seventeenth century. All books were sold under the rubric of "History and politicks" in the early 18th century, including pamphlets, memoirs, travel literature, political analysis, serious histories, romances, poetry, and novels.
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That fictional histories shared the same space with academic histories and modern journalism had been criticized by historians since the end of the Middle Ages: fictions were "lies" and therefore hardly justifiable at all. The climate, however, changed in the 1670s.
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The romance format of the quasi–historical works of Madame d'Aulnoy, César Vichard de Saint-Réal,[40] Gatien de Courtilz de Sandras,[41] and Anne-Marguerite Petit du Noyer, allowed the publication of histories that dared not risk an unambiguous assertion of their truth. The literary market-place of the late 17th and early 18th century employed a simple pattern of options whereby fictions could reach out into the sphere of true histories. This permitted its authors to claim they had published fiction, not truth, if they ever faced allegations of libel.
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Prefaces and title pages of seventeenth and early eighteenth century fiction acknowledged this pattern: histories could claim to be romances, but threaten to relate true events, as in the Roman à clef. Other works could, conversely, claim to be factual histories, yet earn the suspicion that they were wholly invented. A further differentiation was made between private and public history: Daniel Defoe's Robinson Crusoe was, within this pattern, neither a "romance" nor a "novel". It smelled of romance, yet the preface stated that it should most certainly be read as a true private history.[42]
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The rise of the modern novel as an alternative to the chivalric romance began with the publication of Miguel de Cervantes' Novelas Exemplares (1613). It continued with Scarron's Roman Comique (the first part of which appeared in 1651), whose heroes noted the rivalry between French romances and the new Spanish genre.[43]
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Late 17th-century critics looked back on the history of prose fiction, proud of the generic shift that had taken place, leading towards the modern novel/novella.[44] The first perfect works in French were those of Scarron and Madame de La Fayette's "Spanish history" Zayde (1670). The development finally led to her Princesse de Clèves (1678), the first novel with what would become characteristic French subject matter.[45][46]
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Europe witnessed the generic shift in the titles of works in French published in Holland, which supplied the international market and English publishers exploited the novel/romance controversy in the 1670s and 1680s.[47] Contemporary critics listed the advantages of the new genre: brevity, a lack of ambition to produce epic poetry in prose; the style was fresh and plain; the focus was on modern life, and on heroes who were neither good nor bad.[48] The novel's potential to become the medium of urban gossip and scandal fuelled the rise of the novel/novella. Stories were offered as allegedly true recent histories, not for the sake of scandal but strictly for the moral lessons they gave. To prove this, fictionalized names were used with the true names in a separate key. The Mercure Gallant set the fashion in the 1670s.[49] Collections of letters and memoirs appeared, and were filled with the intriguing new subject matter and the epistolary novel grew from this and led to the first full blown example of scandalous fiction in Aphra Behn's Love-Letters Between a Nobleman and His Sister (1684/ 1685/ 1687). Before the rise of the literary novel, reading novels had only been a form of entertainment.[50]
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However, one of the earliest English novels, Daniel Defoe's Robinson Crusoe (1719), has elements of the romance, unlike these novels, because of its exotic setting and story of survival in isolation. Crusoe lacks almost all of the elements found in these new novels: wit, a fast narration evolving around a group of young fashionable urban heroes, along with their intrigues, a scandalous moral, gallant talk to be imitated, and a brief, concise plot.[citation needed] The new developments did, however, lead to Eliza Haywood's epic length novel, Love in Excess (1719/20) and to Samuel Richardson's Pamela, or Virtue Rewarded (1741).[citation needed] Some literary historians date the beginning of the English novel with Richardson's Pamela, rather than Crusoe.[51]
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The idea of the "rise of the novel" in the 18th century is especially associated with Ian Watt's influential study The Rise of the Novel (1957).[52][non-primary source needed] In Watt's conception, a rise in fictional realism during the 18th century came to distinguish the novel from earlier prose narratives.[53]
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The rising status of the novel in eighteenth century can be seen in the development of philosophical[54] and experimental novels.
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Philosophical fiction was not exactly new. Plato's dialogues were embedded in fictional narratives and his Republic is an early example of a Utopia. The tradition of works of fiction that were also philosophical texts continued with Thomas More's Utopia (1516) and Tommaso Campanella's City of the Sun (1602). However, the actual tradition of the philosophical novel came into being in the 1740s with new editions of More's work under the title Utopia: or the happy republic; a philosophical romance (1743).[citation needed] Voltaire wrote in this genre in Micromegas: a comic romance, which is a biting satire on philosophy, ignorance, and the self-conceit of mankind (1752, English 1753). His Zadig (1747) and Candide (1759) became central texts of the French Enlightenment and of the modern novel.[citation needed]
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An example of the experimental novel is Laurence Sterne's The Life and Opinions of Tristram Shandy, Gentleman (1759–1767), with its rejection of continuous narration.[55] In it the author not only addresses readers in his preface but speaks directly to them in his fictional narrative. In addition to Sterne's narrative experiments, there has visual experiments, such as a marbled page, a black page to express sorrow, and a page of lines to show the plot lines of the book. The novel as a whole focuses on the problems of language, with constant regard to John Locke's theories in An Essay Concerning Human Understanding.[56]
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The rise of the word novel at the cost of its rival, the romance, remained a Spanish and English phenomenon, and though readers all over Western Europe had welcomed the novel(la) or short history as an alternative in the second half of the 17th century, only the English and the Spanish had, however, openly discredited the romance.[citation needed]
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But the change of taste was brief and Fénelon's Telemachus [Les Aventures de Télémaque] (1699/1700) already exploited a nostalgia for the old romances with their heroism and professed virtue. Jane Barker explicitly advertised her Exilius as "A new Romance", "written after the Manner of Telemachus", in 1715.[57] Robinson Crusoe spoke of his own story as a "romance", though in the preface to the third volume, published in 1720, Defoe attacks all who said "that [...] the Story is feign'd, that the Names are borrow'd, and that it is all a Romance; that there never were any such Man or Place".
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The late 18th century brought an answer with the Romantic Movement's readiness to reclaim the word romance, with the gothic romance, and the historical novels of Walter Scott. Robinson Crusoe now became a "novel" in this period, that is a work of the new realistic fiction created in the 18th century.[citation needed]
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Sentimental novels relied on emotional responses, and feature scenes of distress and tenderness, and the plot is arranged to advance emotions rather than action. The result is a valorization of "fine feeling", displaying the characters as models of refined, sensitive emotional effect. The ability to display such feelings was thought at this time to show character and experience, and to help shape positive social life and relationships.[58]
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An example of this genre is Samuel Richardson's Pamela, or Virtue Rewarded (1740), composed "to cultivate the Principles of Virtue and Religion in the Minds of the Youth of Both Sexes", which focuses on a potential victim, a heroine that has all the modern virtues and who is vulnerable because her low social status and her occupation as servant of a libertine who falls in love with her. She, however, ends in reforming her antagonist.[citation needed]
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Male heroes adopted the new sentimental character traits in the 1760s. Laurence Sterne's Yorick, the hero of the Sentimental Journey (1768) did so with an enormous amount of humour. Oliver Goldsmith's Vicar of Wakefield (1766) and Henry Mackenzie's Man of Feeling (1771) produced the far more serious role models.[citation needed]
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These works inspired a sub- and counterculture of pornographic novels, for which Greek and Latin authors in translations had provided elegant models from the last century.[59] Pornography includes John Cleland's Fanny Hill (1748), which offered an almost exact reversals of the plot of novel's that emphasised virtue. The prostitute Fanny Hill learns to enjoy her work and establishes herself as a free and economically independent individual, in editions one could only expect to buy under the counter.[60]
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Less virtuous protagonists can also be found in satirical novels, like Richard Head's English Rogue (1665), that feature brothels, while women authors like Aphra Behn had offered their heroines alternative careers as precursors of the 19th-century femmes fatales.[61]
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The genre evolves in the 1770s with, for example, Werther in Johann Wolfgang von Goethe's The Sorrows of Young Werther (1774) realising that it is impossible for him to integrate into the new conformist society, and Pierre Choderlos de Laclos in Les Liaisons dangereuses (1782) showing a group of aristocrats playing games of intrigue and amorality.[citation needed].
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By around 1700, fiction was no longer a predominantly aristocratic entertainment, and printed books had soon gained the power to reach readers of almost all classes, though the reading habits differed and to follow fashions remained a privilege. Spain was a trendsetter into the 1630s but French authors superseded Cervantes, de Quevedo, and Alemán in the 1640s. As Huet was to note in 1670, the change was one of manners.[62] The new French works taught a new, on the surface freer, gallant exchange between the sexes as the essence of life at the French court.
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The situation changed again from 1660s into the 1690s when works by French authors were published in Holland out of the reach of French censors.[63] Dutch publishing houses pirated of fashionable books from France and created a new market of political and scandalous fiction. This led to a market of European rather than French fashions in the early 18th century.[64]
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By the 1680s fashionable political European novels had inspired a second wave of private scandalous publications and generated new productions of local importance. Women authors reported on politics and on their private love affairs in The Hague and in London. German students imitated them to boast of their private amours in fiction.[65] The London, the anonymous international market of the Netherlands, publishers in Hamburg and Leipzig generated new public spheres.[66] Once private individuals, such as students in university towns and daughters of London's upper class began write novels based on questionable reputations, the public began to call for a reformation of manners.[67]
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An important development in Britain, at the beginning of the century, was that new journals like The Spectator and The Tatler reviewed novels. In Germany Gotthold Ephraim Lessing's Briefe, die neuste Literatur betreffend (1758) appeared in the middle of the century with reviews of art and fiction. By the 1780s such reviews played had an important role in introducing new works of fiction to the public.
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Influenced by the new journals, reform became the main goal of the second generation of eighteenth century novelists. The Spectator Number 10 had stated that the aim was now "to enliven morality with wit, and to temper wit with morality […] to bring philosophy out of the closets and libraries, schools and colleges, to dwell in clubs and assemblies, at tea-tables and coffeehouses"). Constructive criticism of novels had until then been rare.[68] The first treatise on the history of the novel was a preface to Marie de La Fayette's novel Zayde (1670).
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A much later development was the introduction of novels into school and later university curricula.[when?]
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The French churchman and scholar Pierre Daniel Huet's Traitté de l'origine des romans (1670) laid the ground for a greater acceptance of the novel as literature, that is comparable to the classics, in the early 18th century. The theologian had not only dared to praise fictions, but he had also explained techniques of theological interpretation of fiction, which was a novelty. Furthermore, readers of novels and romances could gain insight not only into their own culture, but also that of distant, exotic countries.[citation needed]
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When the decades around 1700 saw the appearance of new editions of the classical authors Petronius, Lucian, and Heliodorus of Emesa.[69] the publishers equipped them with prefaces that referred to Huet's treatise. and the canon it had established. Also exotic works of Middle Eastern fiction entered the market that gave insight into Islamic culture. The Book of One Thousand and One Nights was first published in Europe from 1704 to 1715 in French, and then translated immediately into English and German, and was seen as a contribution to Huet's history of romances.[70]
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The English, Select Collection of Novels in six volumes (1720–22), is a milestone in this development of the novel's prestige. It included Huet's Treatise, along with the European tradition of the modern novel of the day: that is, novella from Machiavelli's to Marie de La Fayette's masterpieces. Aphra Behn's novels had appeared in the 1680s but became classics when reprinted in collections. Fénelon's Telemachus (1699/1700) became a classic three years after its publication. New authors entering the market were now ready to use their personal names rather than pseudonyms, including Eliza Haywood, who in 1719 following in the footsteps of Aphra Behn used her name with unprecedented pride.
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The very word romanticism is connected to the idea of romance, and the romance genre experienced a revival, at the end of the 18th century, with gothic fiction, that began in 1764 with English author Horace Walpole's The Castle of Otranto, subtitled (in its second edition) "A Gothic Story". Other important works are Ann Radcliffe's The Mysteries of Udolpho (1794) and 'Monk' Lewis's The Monk (1795).
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The new romances challenged the idea that the novel involved a realistic depictions of life, and destabilized the difference the critics had been trying to establish, between serious classical art and popular fiction. Gothic romances exploited the grotesque,[71] and some critics thought that their subject matter deserved less credit than the worst medieval tales of Arthurian knighthood.[72]
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The authors of this new type of fiction were accused of exploiting all available topics to thrill, arouse, or horrify their audience. These new romantic novelists, however, claimed that they were exploring the entire realm of fictionality. And psychological interpreters, in the early 19th century, read these works as encounters with the deeper hidden truth of the human imagination: this included sexuality, anxieties, and insatiable desires. Under such readings, novels were described as exploring deeper human motives, and it was suggested that such artistic freedom would reveal what had not previously been openly visible.
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The romances of de Sade, Les 120 Journées de Sodome (1785), Poe's Tales of the Grotesque and Arabesque (1840), Mary Shelley, Frankenstein (1818), and E.T.A. Hoffmann, Die Elixiere des Teufels (1815), would later attract 20th-century psychoanalysts and supply the images for 20th- and 21st-century horror films, love romances, fantasy novels, role-playing computer games, and the surrealists.
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The historical romance was also important at this time. But, while earlier writers of these romances paid little attention to historical reality, Walter Scott's historical novel Waverley (1814) broke with this tradition, and he invented "the true historical novel".[73] At the same time he was influenced by gothic romance, and had collaborated in 1801 with 'Monk' Lewis on Tales of Wonder.[73] With his Waverley novels Scott "hoped to do for the Scottish border" what Goethe and other German poets "had done for the Middle Ages, "and make its past live again in modern romance".[74] Scott's novels "are in the mode he himself defined as romance, 'the interest of which turns upon marvelous and uncommon incidents'".[75] He used his imagination to re-evaluate history by rendering things, incidents and protagonists in the way only the novelist could do. His work remained historical fiction, yet it questioned existing historical perceptions. The use of historical research was an important tool: Scott, the novelist, resorted to documentary sources as any historian would have done, but as a romantic he gave his subject a deeper imaginative and emotional significance.[75] By combining research with "marvelous and uncommon incidents", Scott attracted a far wider market than any historian could, and was the most famous novelist of his generation, throughout Europe.[73]
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In the 19th century the relationship between authors, publishers, and readers, changed. Authors originally had only received payment for their manuscript, however, changes in copyright laws, which began in 18th and continued into 19th century[76] promised royalties on all future editions. Another change in the 19th century was that novelists began to read their works in theaters, halls, and bookshops.[77] Also during the nineteenth century the market for popular fiction grew, and competed with works of literature. New institutions like the circulating library created a new market with a mass reading public.[78]
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Another difference was that novels began to deal with more difficult subjects, including current political and social issues, that were being discussed in newspapers and magazines. The idea of social responsibility became a key subject, whether of the citizen, or of the artist, with the theoretical debate concentrating on questions around the moral soundness of the modern novel.[79] Questions about artistic integrity, as well as aesthetics, including, for example. the idea of "art for art's sake", proposed by writers like Oscar Wilde and Algernon Charles Swinburne, were also important.[80]
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Major British writers such as Charles Dickens[81] and Thomas Hardy[82] were influenced by the romance genre tradition of the novel, which had been revitalized during the Romantic period. The Brontë sisters were notable mid-19th-century authors in this tradition, with Anne Brontë's The Tenant of Wildfell Hall, Charlotte Brontë's Jane Eyre and Emily Brontë's Wuthering Heights.[83] Publishing at the very end of the 19th century, Joseph Conrad has been called "a supreme 'romancer.'"[84] In America "the romance ... proved to be a serious, flexible, and successful medium for the exploration of philosophical ideas and attitudes." Notable examples include Nathaniel Hawthorne's The Scarlet Letter, and Herman Melville's Moby-Dick.[85]
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A number of European novelists were similarly influenced during this period by the earlier romance tradition, along with the Romanticism, including Victor Hugo, with novels like The Hunchback of Notre-Dame (1831) and Les Misérables (1862), and Mikhail Yuryevich Lermontov with A Hero of Our Time (1840).
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Many 19th-century authors dealt with significant social matters.[86] Émile Zola's novels depicted the world of the working classes, which Marx and Engels's non-fiction explores. In the United States slavery and racism became topics of far broader public debate thanks to Harriet Beecher Stowe's Uncle Tom's Cabin (1852), which dramatizes topics that had previously been discussed mainly in the abstract. Charles Dickens' novels led his readers into contemporary workhouses, and provided first-hand accounts of child labor. The treatment of the subject of war changed with Leo Tolstoy's War and Peace (1868/69), where he questions the facts provided by historians. Similarly the treatment of crime is very different in Fyodor Dostoyevsky's Crime and Punishment (1866), where the point of view is that of a criminal. Women authors had dominated fiction from the 1640s into the early 18th century, but few before George Eliot so openly questioned the role, education, and status of women in society, as she did.
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As the novel became a platform of modern debate, national literatures were developed that link the present with the past in the form of the historical novel. Alessandro Manzoni's I Promessi Sposi (1827) did this for Italy, while novelists in Russia and the surrounding Slavonic countries, as well as Scandinavia, did likewise.
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Along with this new appreciation of history, the future also became a topic for fiction. This had been done earlier in works like Samuel Madden's Memoirs of the Twentieth Century (1733) and Mary Shelley's The Last Man (1826), a work whose plot culminated in the catastrophic last days of a mankind extinguished by the plague. Edward Bellamy's Looking Backward (1887) and H.G. Wells's The Time Machine (1895) were concerned with technological and biological developments. Industrialization, Darwin's theory of evolution and Marx's theory of class divisions shaped these works and turned historical processes into a subject of wide debate. Bellamy's Looking Backward became the second best-selling book of the 19th century after Harriet Beecher Stowe's Uncle Tom's Cabin.[87][88] Such works led to the development of a whole genre of popular science fiction as the 20th century approached.
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James Joyce's Ulysses (1922) had a major influence on modern novelists, in the way that it replaced the 18th- and 19th-century narrator with a text that attempted to record inner thoughts, or a "stream of consciousness". This term was first used by William James in 1890 and, along with the related term interior monologue, is used by modernists like Dorothy Richardson, Marcel Proust, Virginia Woolf, and William Faulkner.[89] Also in the 1920s expressionist Alfred Döblin went in a different direction with Berlin Alexanderplatz (1929), where interspersed non-fictional text fragments exist alongside the fictional material to create another new form of realism, which differs from that of stream-of-consciousness.
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Later works like Samuel Beckett's trilogy Molloy (1951), Malone Dies (1951) and The Unnamable (1953), as well as Julio Cortázar's Rayuela (1963) and Thomas Pynchon's Gravity's Rainbow (1973) all make use of the stream-of-consciousness technique. On the other hand, Robert Coover is an example of those authors who, in the 1960s, fragmented their stories and challenged time and sequentiality as fundamental structural concepts.
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The 20th century novels deals with a wide range of subject matter. Erich Maria Remarque's All Quiet on the Western Front (1928) focusses on young German's experiences of World War I. The Jazz Age is explored by American F. Scott Fitzgerald, and the Great Depression by fellow American John Steinbeck. The rise of totalitarian states is the subject of British writer George Orwell. France's existentialism is the subject of French writers Jean-Paul Sartre's Nausea (1938) and Albert Camus' The Stranger (1942). The counterculture of the 1960s led to revived interest in Hermann Hesse's Steppenwolf (1927), and produced such iconic works of its own like Ken Kesey's One Flew Over the Cuckoo's Nest and Thomas Pynchon's Gravity's Rainbow. Novelist have also been interested in the subject of racial and gender identity in recent decades.[90] Jesse Kavadlo of Maryville University of St. Louis has described Chuck Palahniuk's Fight Club (1996) as "a closeted feminist critique".[91] Virginia Woolf, Simone de Beauvoir, Doris Lessing, Elfriede Jelinek were feminist voices during this period.
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Furthermore, the major political and military confrontations of the 20th and 21st centuries have also influenced novelists. The events of World War II, from a German perspective, are dealt with by Günter Grass' The Tin Drum (1959) and an American by Joseph Heller's Catch-22 (1961). The subsequent Cold War influenced popular spy novels. Latin American self-awareness in the wake of the (failing) left revolutions of the 1960s and 1970s resulted in a "Latin American Boom", linked to with the names of novelists Julio Cortázar, Mario Vargas Llosa, Carlos Fuentes and Gabriel García Márquez, along with the invention of a special brand of postmodern magic realism.
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Another major 20th-century social events, the so-called sexual revolution is reflected in the modern novel.[92] D.H. Lawrence's Lady Chatterley's Lover had to be published in Italy in 1928; British censorship lifted its ban as late as 1960. Henry Miller's Tropic of Cancer (1934) created the comparable US scandal. Transgressive fiction from Vladimir Nabokov's Lolita (1955) to Michel Houellebecq's Les Particules élémentaires (1998) entered a literary field that eventually led to more pornographic works such as Anne Desclos' Story of O (1954) to Anaïs Nin's Delta of Venus (1978).
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In the second half of the 20th century, Postmodern authors subverted serious debate with playfulness, claiming that art could never be original, that it always plays with existing materials.[93] The idea that language is self-referential was already an accepted truth in the world of pulp fiction. A postmodernist re-reads popular literature as an essential cultural production. Novels from Thomas Pynchon's The Crying of Lot 49 (1966), to Umberto Eco's The Name of the Rose (1980) and Foucault's Pendulum (1989) made use of intertextual references.[94]
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See also: Thriller, Westerns and Speculative fiction
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While the reader of so-called serious literature will follow public discussions of novels, popular fiction production employs more direct and short-term marketing strategies by openly declarating of the work's genre. Popular novels are based entirely on the expectations for the particular genre, and this includes the creation of a series of novels with an identifiable brand name. e.g. the Sherlock Holmes series by Arthur Conan Doyle
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Popular literature holds a larger market share. Romance fiction had an estimated $1.375 billion share in the US book market in 2007. Inspirational literature/religious literature followed with $819 million, science fiction/fantasy with $700 million, mystery with $650 million and then classic literary fiction with $466 million.[95]
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Genre literature might be seen as the successor of the early modern chapbook. Both fields share a focus on readers who are in search of accessible reading satisfaction.[96] The twentieth century love romance is a successor of the novels Madeleine de Scudéry, Marie de La Fayette, Aphra Behn, and Eliza Haywood wrote from the 1640s into the 1740s. The modern adventure novel goes back to Daniel Defoe's Robinson Crusoe (1719) and its immediate successors. Modern pornography has no precedent in the chapbook market but originates in libertine and hedonistic belles lettres, of works like John Cleland's Fanny Hill (1749) and similar eighteenth century novels. Ian Fleming's James Bond is a descendant of the anonymous yet extremely sophisticated and stylish narrator who mixed his love affairs with his political missions in La Guerre d'Espagne (1707). Marion Zimmer Bradley's The Mists of Avalon is influenced by Tolkien, as well as Arthurian literature, including its nineteenth century successors. Modern horror fiction also has no precedent on the market of chapbooks but goes back to the elitist market of early nineteenth century Romantic literature. Modern popular science fiction has an even shorter history, from the 1860s.
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The authors of popular fiction tend to advertise that they have exploited a controversial topic and this is a major difference between them and so-called elitist literature. Dan Brown, for example, discusses, on his website, the question whether his Da Vinci Code is an anti-Christian novel.[97] And because authors of popular fiction have a fan community to serve, they can risk offending literary critic. However, the boundaries between popular and serious literature have blurred in recent years, with postmodernism and poststructuralism, as well as by adaptation of popular literary classics by the film and television industries.
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Crime became a major subject of 20th and 21st century genre novelists and crime fiction reflects the realities of modern industrialized societies. Crime is both a personal and public subject: criminals each have their personal motivations; detectives, see their moral codes challenged. Patricia Highsmith's thrillers became a medium of new psychological explorations. Paul Auster's New York Trilogy (1985–1986) is an example of experimental postmodernist literature based on this genre.
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Fantasy is another major area of commercial fiction, and a major example is J. R. R. Tolkien's The Lord of the Rings (1954/55), a work originally written for young readers that became a major cultural artefact. Tolkien in fact revived the tradition of European epic literature in the tradition of Beowulf, the North Germanic Edda and the Arthurian Cycles.
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Science fiction, is another important type of genre fiction and it has developed in a variety of ways, ranging from the early, technological adventure Jules Verne had made fashionable in the 1860s, to Aldous Huxley's Brave New World (1932) about Western consumerism and technology. George Orwell's Nineteen Eighty-Four (1949) deals with totalitarianism and surveillance, among other matters, while Stanisław Lem, Isaac Asimov and Arthur C. Clarke produced modern classics which focus on the interaction between humans and machines. The surreal novels of Philip K Dick such as The Three Stigmata of Palmer Eldritch explore the nature of reality, reflecting the widespread recreational experimentation with drugs and cold-war paranoia of the 60's and 70's. Writers such as Ursula le Guin and Margaret Atwood explore feminist and broader social issues in their works. William Gibson, author of the cult classic Neuromancer (1984), is one of a new wave of authors who explore post-apocalyptic fantasies and virtual reality.
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Theories of the novel
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Histories of the novel
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1 |
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A novel is a relatively long work of narrative fiction, normally written in prose form, and which is typically published as a book. The present English word for a long work of prose fiction derives from the Italian novella for "new", "news", or "short story of something new", itself from the Latin novella, a singular noun use of the neuter plural of novellus, diminutive of novus, meaning "new".[1]
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Some novelists, including Nathaniel Hawthorne,[2] Herman Melville,[3] Ann Radcliffe,[4] John Cowper Powys,[5] preferred the term "romance" to describe their novels.
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According to Margaret Doody, the novel constitutes "a continuous and comprehensive history of about two thousand years", with its origins in the Ancient Greek and Roman novel, in Chivalric romance, and in the tradition of the Italian renaissance novella.[6] The ancient romance form was revived by Romanticism, especially the historical romances of Walter Scott and the Gothic novel.[7] Some, including M. H. Abrams and Walter Scott, have argued that a novel is a fiction narrative that displays a realistic depiction of the state of a society, while the romance encompasses any fictitious narrative that emphasizes marvellous or uncommon incidents.[8][9][10]
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Works of fiction that include marvellous or uncommon incidents are also novels, including The Lord of The Rings,[11] To Kill a Mockingbird,[12] and Frankenstein.[13] "Romances" are works of fiction whose main emphasis is on marvellous or unusual incidents, and should not be confused with the romance novel, a type of genre fiction that focuses on romantic love.
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Murasaki Shikibu's Tale of Genji, an early 11th-century Japanese text, has sometimes been described as the world's first novel, but there is considerable debate over this — there were certainly long fictional works much earlier. Spread of printed books in China led to the appearance of classical Chinese novels by the Ming dynasty (1368–1644). An early example from Europe was written in Muslim Spain by the Sufi writer Ibn Tufayl entitled Hayy ibn Yaqdhan.[14] Later developments occurred after the invention of the printing press. Miguel de Cervantes, author of Don Quixote (the first part of which was published in 1605), is frequently cited as the first significant European novelist of the modern era.[15] Ian Watt, in The Rise of the Novel (1957), suggested that the modern novel was born in the early 18th century.
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A novel is a long, fictional narrative which describes intimate human experiences. The novel in the modern era usually makes use of a literary prose style. The development of the prose novel at this time was encouraged by innovations in printing, and the introduction of cheap paper in the 15th century.
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Fictionality is most commonly cited as distinguishing novels from historiography. However this can be a problematic criterion. Throughout the early modern period authors of historical narratives would often include inventions rooted in traditional beliefs in order to embellish a passage of text or add credibility to an opinion. Historians would also invent and compose speeches for didactic purposes. Novels can, on the other hand, depict the social, political and personal realities of a place and period with clarity and detail not found in works of history.
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While prose rather than verse became the standard of the modern novel, the ancestors of the modern European novel include verse epics in the Romance language of southern France, especially those by Chrétien de Troyes (late 12th century), and in Middle English (Geoffrey Chaucer's (c. 1343 – 1400) The Canterbury Tales).[16] Even in the 19th century, fictional narratives in verse, such as Lord Byron's Don Juan (1824), Alexander Pushkin's Yevgeniy Onegin (1833), and Elizabeth Barrett Browning's Aurora Leigh (1856), competed with prose novels. Vikram Seth's The Golden Gate (1986), composed of 590 Onegin stanzas, is a more recent example of the verse novel.[17]
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Both in 12th-century Japan and 15th-century Europe, prose fiction created intimate reading situations. On the other hand, verse epics, including the Odyssey and Aeneid, had been recited to select audiences, though this was a more intimate experience than the performance of plays in theaters. A new world of individualistic fashion, personal views, intimate feelings, secret anxieties, "conduct", and "gallantry" spread with novels and the associated prose-romance.
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The novel is today the longest genre of narrative prose fiction, followed by the novella. However, in the 17th century, critics saw the romance as of epic length and the novel as its short rival. A precise definition of the differences in length between these types of fiction, is, however, not possible. The philosopher and literary critic György Lukács argued that the requirement of length is connected with the notion that a novel should encompass the totality of life.[18]
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Although early forms of the novel are to be found in a number of places, including classical Rome, 10th– and 11th-century Japan, and Elizabethan England, the European novel is often said to have begun with Don Quixote in 1605.[15] Globally, Murasaki Shikibu's Tale of Genji (1010) is often described as the world's first novel[19][20] and shows essentially all the qualities for which Marie de La Fayette's novel La Princesse de Clèves (1678) has been praised: individuality of perception, an interest in character development, and psychological observation.[21]
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Early novels include works in Greek such as the Life of Aesop (c. 620 – 564 BCE), Lucian (c. 125 – after 180 AD)'s A True Story, the Alexander Romance and later novels Chariton's Callirhoe (mid-1st century), Achilles Tatius' Leucippe and Clitophon (early-2nd century), Longus' Daphnis and Chloe (2nd century), Xenophon of Ephesus' Ephesian Tale (late-2nd century), and Heliodorus of Emesa's Aethiopica (third century), which inspire writers of medieval novels such as Hysimine and Hysimines by Eustathios Makrembolites, Rodanthe and Dosikles by Theodore Prodromos and Drosilla and Charikles by Niketas Eugenianos and Arístandros and Kallithéa by Constantine Manasses; works in Latin, such as the Satyricon by Petronius (c. 50 AD), and The Golden Ass by Apuleius (c. 150 AD); works in Sanskrit such as the 4th or 5th century Vasavadatta by Subandhu, 6th– or 7th-century Daśakumāracarita and Avantisundarīkathā by Daṇḍin, and in the 7th-century Kadambari by Banabhatta, Murasaki Shikibu's 11th-century Japanese work The Tale of Genji, the 12th-century Hayy ibn Yaqdhan (or Philosophus Autodidactus, the 17th-century Latin title) by Ibn Tufail, who wrote in Arabic, the 13th-century Theologus Autodidactus by Ibn al-Nafis, another Arabic novelist, and Blanquerna, written in Catalan by Ramon Llull (1283), and the 14th-century Chinese Romance of the Three Kingdoms by Luo Guanzhong.[22]
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Urbanization and the spread of printed books in Song Dynasty (960–1279) China led to the evolution of oral storytelling into fictional novels by the Ming dynasty (1368–1644). Parallel European developments did not occur until after the invention of the printing press by Johannes Gutenberg in 1439, and the rise of the publishing industry over a century later allowed for similar opportunities.[23]
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By contrast, Ibn Tufail's Hayy ibn Yaqdhan and Ibn al-Nafis' Theologus Autodidactus are works of didactic philosophy and theology. In this sense, Hayy ibn Yaqdhan would be considered an early example of a philosophical novel,[24][25] while Theologus Autodidactus would be considered an early theological novel.[26] Hayy ibn Yaqdhan, with its story of a human outcast surviving on an island, is also likely to have influenced Daniel Defoe's Robinson Crusoe (1719), because the work was available in an English edition in 1711.[27]
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Epic poetry exhibits some similarities with the novel, and the Western tradition of the novel reaches back into the field of verse epics, though again not in an unbroken tradition. The epics of Asia, such as the Sumerian Epic of Gilgamesh (1300–1000 BC), and Indian epics such as the Ramayana (400 BCE and 200 CE), and Mahabharata (4th century BC) were as unknown in early modern Europe as was the Anglo-Saxon epic of Beowulf (c. 750–1000 AD), which was rediscovered in the late 18th century and early 19th century. Other non-European works, such as the Torah, the Quran, and the Bible, are full of stories, and thus have also had a significant influence on the development of prose narratives, and therefore the novel. Then at the beginning of the 18th century, French prose translations brought Homer's works to a wider public, who accepted them as forerunners of the novel.
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Classical Greek and Roman prose narratives[28] included a didactic strand, with the philosopher Plato's (c. 425 – c. 348 BC) dialogues; a satirical dimension with Petronius' Satyricon; the incredible stories of Lucian of Samosata; and Lucius Apuleius' proto-picaresque The Golden Ass, as well as the heroic romances of the Greeks Heliodorus and Longus. Longus is the author of the Greek novel, Daphnis and Chloe (2nd century AD).[28]
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Romance or chivalric romance is a type of narrative in prose or verse popular in the aristocratic circles of High Medieval and Early Modern Europe. They were marvel-filled adventures, often of a knight-errant with heroic qualities, who undertakes a quest, yet it is "the emphasis on heterosexual love and courtly manners distinguishes it from the chanson de geste and other kinds of epic, which involve heroism."[29] In later romances, particularly those of French origin, there is a marked tendency to emphasize themes of courtly love.
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Originally, romance literature was written in Old French, Anglo-Norman and Occitan, later, in English, Italian and German. During the early 13th century, romances were increasingly written as prose.
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The shift from verse to prose dates from the early 13th century. The Prose Lancelot or Vulgate Cycle includes passages from that period. This collection indirectly led to Thomas Malory's Le Morte d'Arthur of the early 1470s. Prose became increasingly attractive because it enabled writers to associate popular stories with serious histories traditionally composed in prose, and could also be more easily translated.[30]
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Popular literature also drew on themes of romance, but with ironic, satiric or burlesque intent. Romances reworked legends, fairy tales, and history, but by about 1600 they were out of fashion, and Miguel de Cervantes famously burlesqued them in Don Quixote (1605). Still, the modern image of the medieval is more influenced by the romance than by any other medieval genre, and the word "medieval" evokes knights, distressed damsels, dragons, and such tropes.[31]
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Around 1800, the connotations of "romance" were modified with the development Gothic fiction.
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The term "novel" originates from the production of short stories, or novella that remained part of a European oral culture of storytelling into the late 19th century. Fairy tales, jokes, and humorous stories designed to make a point in a conversation, and the exemplum a priest would insert in a sermon belong into this tradition. Written collections of such stories circulated in a wide range of products from practical compilations of examples designed for the use of clerics to compilations of various stories such as Boccaccio's Decameron (1354) and Geoffrey Chaucer's Canterbury Tales (1386–1400). The Decameron was a compilation of one hundred novelle told by ten people—seven women and three men—fleeing the Black Death by escaping from Florence to the Fiesole hills, in 1348.
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The modern distinction between history and fiction did not exist in the early sixteenth century and the grossest improbabilities pervade many historical accounts found in the early modern print market. William Caxton's 1485 edition of Thomas Malory's Le Morte d'Arthur (1471) was sold as a true history, though the story unfolded in a series of magical incidents and historical improbabilities. Sir John Mandeville's Voyages, written in the 14th century, but circulated in printed editions throughout the 18th century,[32] was filled with natural wonders, which were accepted as fact, like the one-footed Ethiopians who use their extremity as an umbrella against the desert sun. Both works eventually came to be viewed as works of fiction.
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In the 16th and 17th centuries two factors led to the separation of history and fiction. The invention of printing immediately created a new market of comparatively cheap entertainment and knowledge in the form of chapbooks. The more elegant production of this genre by 17th- and 18th-century authors were belles lettres—that is, a market that would be neither low nor academic. The second major development was the first best-seller of modern fiction, the Spanish Amadis de Gaula, by García Montalvo. However, it was not accepted as an example of belles lettres. The Amadis eventually became the archetypical romance, in contrast with the modern novel which began to be developed in the 17th century.
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A chapbook is an early type of popular literature printed in early modern Europe. Produced cheaply, chapbooks were commonly small, paper-covered booklets, usually printed on a single sheet folded into books of 8, 12, 16 and 24 pages. They were often illustrated with crude woodcuts, which sometimes bore no relation to the text. When illustrations were included in chapbooks, they were considered popular prints. The tradition arose in the 16th century, as soon as printed books became affordable, and rose to its height during the 17th and 18th centuries and Many different kinds of ephemera and popular or folk literature were published as chapbooks, such as almanacs, children's literature, folk tales, nursery rhymes, pamphlets, poetry, and political and religious tracts.[33]
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The term "chapbook" for this type of literature was coined in the 19th century. The corresponding French and German terms are bibliothèque bleue (blue book) and Volksbuch, respectively.[34][35][36] The principal historical subject matter of chapbooks was abridgements of ancient historians, popular medieval histories of knights, stories of comical heroes, religious legends, and collections of jests and fables.[37] The new printed books reached the households of urban citizens and country merchants who visited the cities as traders. Cheap printed histories were, in the 17th and 18th centuries, especially popular among apprentices and younger urban readers of both sexes.[38]
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The early modern market, from the 1530s and 1540s, divided into low chapbooks and high market expensive, fashionable, elegant belles lettres. The Amadis and Rabelais' Gargantua and Pantagruel were important publications with respect to this divide. Both books specifically addressed the new customers of popular histories, rather than readers of belles lettres. The Amadis was a multi–volume fictional history of style, that aroused a debate about style and elegance as it became the first best-seller of popular fiction. On the other hand, Gargantua and Pantagruel, while it adopted the form of modern popular history, in fact satirized that genre's stylistic achievements. The division, between low and high literature, became especially visible with books that appeared on both the popular and belles lettres markets in the course of the 17th and 18th centuries: low chapbooks included abridgments of books such as Don Quixote.
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The term "chapbook" is also in use for present-day publications, commonly short, inexpensive booklets.[33]
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Heroic Romance is a genre of imaginative literature, which flourished in the 17th century, principally in France.
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The beginnings of modern fiction in France took a pseudo-bucolic form, and the celebrated L'Astrée, (1610) of Honore d'Urfe (1568–1625), which is the earliest French novel, is properly styled a pastoral. Although its action was, in the main, languid and sentimental, there was a side of the Astree which encouraged that extravagant love of glory, that spirit of " panache", which was now rising to its height in France. That spirit it was which animated Marin le Roy de Gomberville (1603–1674), who was the inventor of what have since been known as the Heroical Romances. In these there was experienced a violent recrudescence of the old medieval elements of romance, the impossible valour devoted to a pursuit of the impossible beauty, but the whole clothed in the language and feeling and atmosphere of the age in which the books were written. In order to give point to the chivalrous actions of the heroes, it was always hinted that they were well-known public characters of the day in a romantic disguise.
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Stories of witty cheats were an integral part of the European novella with its tradition of fabliaux. Significant examples include Till Eulenspiegel (1510), Lazarillo de Tormes (1554), Grimmelshausen's Simplicissimus Teutsch (1666–1668) and in England Richard Head's The English Rogue (1665). The tradition that developed with these titles focused on a hero and his life. The adventures led to satirical encounters with the real world with the hero either becoming the pitiable victim or the rogue who exploited the vices of those he met.
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A second tradition of satirical romances can be traced back to Heinrich Wittenwiler's Ring (c. 1410) and to François Rabelais' Gargantua and Pantagruel (1532–1564), which parodied and satirized heroic romances, and did this mostly by dragging them into the low realm of the burlesque. Don Quixote modified the satire of romances: its hero lost contact with reality by reading too many romances in the Amadisian tradition.
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Other important works of the tradition are Paul Scarron's Roman Comique (1651–57), the anonymous French Rozelli with its satire on Europe's religions, Alain-René Lesage's Gil Blas (1715–1735), Henry Fielding's Joseph Andrews (1742) and Tom Jones (1749), and Denis Diderot's Jacques the Fatalist (1773, printed posthumously in 1796).[39]
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A market of literature in the modern sense of the word, that is a separate market for fiction and poetry, did not exist until the late seventeenth century. All books were sold under the rubric of "History and politicks" in the early 18th century, including pamphlets, memoirs, travel literature, political analysis, serious histories, romances, poetry, and novels.
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That fictional histories shared the same space with academic histories and modern journalism had been criticized by historians since the end of the Middle Ages: fictions were "lies" and therefore hardly justifiable at all. The climate, however, changed in the 1670s.
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The romance format of the quasi–historical works of Madame d'Aulnoy, César Vichard de Saint-Réal,[40] Gatien de Courtilz de Sandras,[41] and Anne-Marguerite Petit du Noyer, allowed the publication of histories that dared not risk an unambiguous assertion of their truth. The literary market-place of the late 17th and early 18th century employed a simple pattern of options whereby fictions could reach out into the sphere of true histories. This permitted its authors to claim they had published fiction, not truth, if they ever faced allegations of libel.
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Prefaces and title pages of seventeenth and early eighteenth century fiction acknowledged this pattern: histories could claim to be romances, but threaten to relate true events, as in the Roman à clef. Other works could, conversely, claim to be factual histories, yet earn the suspicion that they were wholly invented. A further differentiation was made between private and public history: Daniel Defoe's Robinson Crusoe was, within this pattern, neither a "romance" nor a "novel". It smelled of romance, yet the preface stated that it should most certainly be read as a true private history.[42]
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The rise of the modern novel as an alternative to the chivalric romance began with the publication of Miguel de Cervantes' Novelas Exemplares (1613). It continued with Scarron's Roman Comique (the first part of which appeared in 1651), whose heroes noted the rivalry between French romances and the new Spanish genre.[43]
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Late 17th-century critics looked back on the history of prose fiction, proud of the generic shift that had taken place, leading towards the modern novel/novella.[44] The first perfect works in French were those of Scarron and Madame de La Fayette's "Spanish history" Zayde (1670). The development finally led to her Princesse de Clèves (1678), the first novel with what would become characteristic French subject matter.[45][46]
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Europe witnessed the generic shift in the titles of works in French published in Holland, which supplied the international market and English publishers exploited the novel/romance controversy in the 1670s and 1680s.[47] Contemporary critics listed the advantages of the new genre: brevity, a lack of ambition to produce epic poetry in prose; the style was fresh and plain; the focus was on modern life, and on heroes who were neither good nor bad.[48] The novel's potential to become the medium of urban gossip and scandal fuelled the rise of the novel/novella. Stories were offered as allegedly true recent histories, not for the sake of scandal but strictly for the moral lessons they gave. To prove this, fictionalized names were used with the true names in a separate key. The Mercure Gallant set the fashion in the 1670s.[49] Collections of letters and memoirs appeared, and were filled with the intriguing new subject matter and the epistolary novel grew from this and led to the first full blown example of scandalous fiction in Aphra Behn's Love-Letters Between a Nobleman and His Sister (1684/ 1685/ 1687). Before the rise of the literary novel, reading novels had only been a form of entertainment.[50]
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However, one of the earliest English novels, Daniel Defoe's Robinson Crusoe (1719), has elements of the romance, unlike these novels, because of its exotic setting and story of survival in isolation. Crusoe lacks almost all of the elements found in these new novels: wit, a fast narration evolving around a group of young fashionable urban heroes, along with their intrigues, a scandalous moral, gallant talk to be imitated, and a brief, concise plot.[citation needed] The new developments did, however, lead to Eliza Haywood's epic length novel, Love in Excess (1719/20) and to Samuel Richardson's Pamela, or Virtue Rewarded (1741).[citation needed] Some literary historians date the beginning of the English novel with Richardson's Pamela, rather than Crusoe.[51]
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The idea of the "rise of the novel" in the 18th century is especially associated with Ian Watt's influential study The Rise of the Novel (1957).[52][non-primary source needed] In Watt's conception, a rise in fictional realism during the 18th century came to distinguish the novel from earlier prose narratives.[53]
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The rising status of the novel in eighteenth century can be seen in the development of philosophical[54] and experimental novels.
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Philosophical fiction was not exactly new. Plato's dialogues were embedded in fictional narratives and his Republic is an early example of a Utopia. The tradition of works of fiction that were also philosophical texts continued with Thomas More's Utopia (1516) and Tommaso Campanella's City of the Sun (1602). However, the actual tradition of the philosophical novel came into being in the 1740s with new editions of More's work under the title Utopia: or the happy republic; a philosophical romance (1743).[citation needed] Voltaire wrote in this genre in Micromegas: a comic romance, which is a biting satire on philosophy, ignorance, and the self-conceit of mankind (1752, English 1753). His Zadig (1747) and Candide (1759) became central texts of the French Enlightenment and of the modern novel.[citation needed]
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An example of the experimental novel is Laurence Sterne's The Life and Opinions of Tristram Shandy, Gentleman (1759–1767), with its rejection of continuous narration.[55] In it the author not only addresses readers in his preface but speaks directly to them in his fictional narrative. In addition to Sterne's narrative experiments, there has visual experiments, such as a marbled page, a black page to express sorrow, and a page of lines to show the plot lines of the book. The novel as a whole focuses on the problems of language, with constant regard to John Locke's theories in An Essay Concerning Human Understanding.[56]
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The rise of the word novel at the cost of its rival, the romance, remained a Spanish and English phenomenon, and though readers all over Western Europe had welcomed the novel(la) or short history as an alternative in the second half of the 17th century, only the English and the Spanish had, however, openly discredited the romance.[citation needed]
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But the change of taste was brief and Fénelon's Telemachus [Les Aventures de Télémaque] (1699/1700) already exploited a nostalgia for the old romances with their heroism and professed virtue. Jane Barker explicitly advertised her Exilius as "A new Romance", "written after the Manner of Telemachus", in 1715.[57] Robinson Crusoe spoke of his own story as a "romance", though in the preface to the third volume, published in 1720, Defoe attacks all who said "that [...] the Story is feign'd, that the Names are borrow'd, and that it is all a Romance; that there never were any such Man or Place".
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The late 18th century brought an answer with the Romantic Movement's readiness to reclaim the word romance, with the gothic romance, and the historical novels of Walter Scott. Robinson Crusoe now became a "novel" in this period, that is a work of the new realistic fiction created in the 18th century.[citation needed]
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Sentimental novels relied on emotional responses, and feature scenes of distress and tenderness, and the plot is arranged to advance emotions rather than action. The result is a valorization of "fine feeling", displaying the characters as models of refined, sensitive emotional effect. The ability to display such feelings was thought at this time to show character and experience, and to help shape positive social life and relationships.[58]
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An example of this genre is Samuel Richardson's Pamela, or Virtue Rewarded (1740), composed "to cultivate the Principles of Virtue and Religion in the Minds of the Youth of Both Sexes", which focuses on a potential victim, a heroine that has all the modern virtues and who is vulnerable because her low social status and her occupation as servant of a libertine who falls in love with her. She, however, ends in reforming her antagonist.[citation needed]
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Male heroes adopted the new sentimental character traits in the 1760s. Laurence Sterne's Yorick, the hero of the Sentimental Journey (1768) did so with an enormous amount of humour. Oliver Goldsmith's Vicar of Wakefield (1766) and Henry Mackenzie's Man of Feeling (1771) produced the far more serious role models.[citation needed]
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These works inspired a sub- and counterculture of pornographic novels, for which Greek and Latin authors in translations had provided elegant models from the last century.[59] Pornography includes John Cleland's Fanny Hill (1748), which offered an almost exact reversals of the plot of novel's that emphasised virtue. The prostitute Fanny Hill learns to enjoy her work and establishes herself as a free and economically independent individual, in editions one could only expect to buy under the counter.[60]
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Less virtuous protagonists can also be found in satirical novels, like Richard Head's English Rogue (1665), that feature brothels, while women authors like Aphra Behn had offered their heroines alternative careers as precursors of the 19th-century femmes fatales.[61]
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The genre evolves in the 1770s with, for example, Werther in Johann Wolfgang von Goethe's The Sorrows of Young Werther (1774) realising that it is impossible for him to integrate into the new conformist society, and Pierre Choderlos de Laclos in Les Liaisons dangereuses (1782) showing a group of aristocrats playing games of intrigue and amorality.[citation needed].
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By around 1700, fiction was no longer a predominantly aristocratic entertainment, and printed books had soon gained the power to reach readers of almost all classes, though the reading habits differed and to follow fashions remained a privilege. Spain was a trendsetter into the 1630s but French authors superseded Cervantes, de Quevedo, and Alemán in the 1640s. As Huet was to note in 1670, the change was one of manners.[62] The new French works taught a new, on the surface freer, gallant exchange between the sexes as the essence of life at the French court.
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The situation changed again from 1660s into the 1690s when works by French authors were published in Holland out of the reach of French censors.[63] Dutch publishing houses pirated of fashionable books from France and created a new market of political and scandalous fiction. This led to a market of European rather than French fashions in the early 18th century.[64]
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By the 1680s fashionable political European novels had inspired a second wave of private scandalous publications and generated new productions of local importance. Women authors reported on politics and on their private love affairs in The Hague and in London. German students imitated them to boast of their private amours in fiction.[65] The London, the anonymous international market of the Netherlands, publishers in Hamburg and Leipzig generated new public spheres.[66] Once private individuals, such as students in university towns and daughters of London's upper class began write novels based on questionable reputations, the public began to call for a reformation of manners.[67]
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An important development in Britain, at the beginning of the century, was that new journals like The Spectator and The Tatler reviewed novels. In Germany Gotthold Ephraim Lessing's Briefe, die neuste Literatur betreffend (1758) appeared in the middle of the century with reviews of art and fiction. By the 1780s such reviews played had an important role in introducing new works of fiction to the public.
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Influenced by the new journals, reform became the main goal of the second generation of eighteenth century novelists. The Spectator Number 10 had stated that the aim was now "to enliven morality with wit, and to temper wit with morality […] to bring philosophy out of the closets and libraries, schools and colleges, to dwell in clubs and assemblies, at tea-tables and coffeehouses"). Constructive criticism of novels had until then been rare.[68] The first treatise on the history of the novel was a preface to Marie de La Fayette's novel Zayde (1670).
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A much later development was the introduction of novels into school and later university curricula.[when?]
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The French churchman and scholar Pierre Daniel Huet's Traitté de l'origine des romans (1670) laid the ground for a greater acceptance of the novel as literature, that is comparable to the classics, in the early 18th century. The theologian had not only dared to praise fictions, but he had also explained techniques of theological interpretation of fiction, which was a novelty. Furthermore, readers of novels and romances could gain insight not only into their own culture, but also that of distant, exotic countries.[citation needed]
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When the decades around 1700 saw the appearance of new editions of the classical authors Petronius, Lucian, and Heliodorus of Emesa.[69] the publishers equipped them with prefaces that referred to Huet's treatise. and the canon it had established. Also exotic works of Middle Eastern fiction entered the market that gave insight into Islamic culture. The Book of One Thousand and One Nights was first published in Europe from 1704 to 1715 in French, and then translated immediately into English and German, and was seen as a contribution to Huet's history of romances.[70]
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The English, Select Collection of Novels in six volumes (1720–22), is a milestone in this development of the novel's prestige. It included Huet's Treatise, along with the European tradition of the modern novel of the day: that is, novella from Machiavelli's to Marie de La Fayette's masterpieces. Aphra Behn's novels had appeared in the 1680s but became classics when reprinted in collections. Fénelon's Telemachus (1699/1700) became a classic three years after its publication. New authors entering the market were now ready to use their personal names rather than pseudonyms, including Eliza Haywood, who in 1719 following in the footsteps of Aphra Behn used her name with unprecedented pride.
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The very word romanticism is connected to the idea of romance, and the romance genre experienced a revival, at the end of the 18th century, with gothic fiction, that began in 1764 with English author Horace Walpole's The Castle of Otranto, subtitled (in its second edition) "A Gothic Story". Other important works are Ann Radcliffe's The Mysteries of Udolpho (1794) and 'Monk' Lewis's The Monk (1795).
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The new romances challenged the idea that the novel involved a realistic depictions of life, and destabilized the difference the critics had been trying to establish, between serious classical art and popular fiction. Gothic romances exploited the grotesque,[71] and some critics thought that their subject matter deserved less credit than the worst medieval tales of Arthurian knighthood.[72]
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The authors of this new type of fiction were accused of exploiting all available topics to thrill, arouse, or horrify their audience. These new romantic novelists, however, claimed that they were exploring the entire realm of fictionality. And psychological interpreters, in the early 19th century, read these works as encounters with the deeper hidden truth of the human imagination: this included sexuality, anxieties, and insatiable desires. Under such readings, novels were described as exploring deeper human motives, and it was suggested that such artistic freedom would reveal what had not previously been openly visible.
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The romances of de Sade, Les 120 Journées de Sodome (1785), Poe's Tales of the Grotesque and Arabesque (1840), Mary Shelley, Frankenstein (1818), and E.T.A. Hoffmann, Die Elixiere des Teufels (1815), would later attract 20th-century psychoanalysts and supply the images for 20th- and 21st-century horror films, love romances, fantasy novels, role-playing computer games, and the surrealists.
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The historical romance was also important at this time. But, while earlier writers of these romances paid little attention to historical reality, Walter Scott's historical novel Waverley (1814) broke with this tradition, and he invented "the true historical novel".[73] At the same time he was influenced by gothic romance, and had collaborated in 1801 with 'Monk' Lewis on Tales of Wonder.[73] With his Waverley novels Scott "hoped to do for the Scottish border" what Goethe and other German poets "had done for the Middle Ages, "and make its past live again in modern romance".[74] Scott's novels "are in the mode he himself defined as romance, 'the interest of which turns upon marvelous and uncommon incidents'".[75] He used his imagination to re-evaluate history by rendering things, incidents and protagonists in the way only the novelist could do. His work remained historical fiction, yet it questioned existing historical perceptions. The use of historical research was an important tool: Scott, the novelist, resorted to documentary sources as any historian would have done, but as a romantic he gave his subject a deeper imaginative and emotional significance.[75] By combining research with "marvelous and uncommon incidents", Scott attracted a far wider market than any historian could, and was the most famous novelist of his generation, throughout Europe.[73]
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In the 19th century the relationship between authors, publishers, and readers, changed. Authors originally had only received payment for their manuscript, however, changes in copyright laws, which began in 18th and continued into 19th century[76] promised royalties on all future editions. Another change in the 19th century was that novelists began to read their works in theaters, halls, and bookshops.[77] Also during the nineteenth century the market for popular fiction grew, and competed with works of literature. New institutions like the circulating library created a new market with a mass reading public.[78]
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Another difference was that novels began to deal with more difficult subjects, including current political and social issues, that were being discussed in newspapers and magazines. The idea of social responsibility became a key subject, whether of the citizen, or of the artist, with the theoretical debate concentrating on questions around the moral soundness of the modern novel.[79] Questions about artistic integrity, as well as aesthetics, including, for example. the idea of "art for art's sake", proposed by writers like Oscar Wilde and Algernon Charles Swinburne, were also important.[80]
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Major British writers such as Charles Dickens[81] and Thomas Hardy[82] were influenced by the romance genre tradition of the novel, which had been revitalized during the Romantic period. The Brontë sisters were notable mid-19th-century authors in this tradition, with Anne Brontë's The Tenant of Wildfell Hall, Charlotte Brontë's Jane Eyre and Emily Brontë's Wuthering Heights.[83] Publishing at the very end of the 19th century, Joseph Conrad has been called "a supreme 'romancer.'"[84] In America "the romance ... proved to be a serious, flexible, and successful medium for the exploration of philosophical ideas and attitudes." Notable examples include Nathaniel Hawthorne's The Scarlet Letter, and Herman Melville's Moby-Dick.[85]
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A number of European novelists were similarly influenced during this period by the earlier romance tradition, along with the Romanticism, including Victor Hugo, with novels like The Hunchback of Notre-Dame (1831) and Les Misérables (1862), and Mikhail Yuryevich Lermontov with A Hero of Our Time (1840).
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Many 19th-century authors dealt with significant social matters.[86] Émile Zola's novels depicted the world of the working classes, which Marx and Engels's non-fiction explores. In the United States slavery and racism became topics of far broader public debate thanks to Harriet Beecher Stowe's Uncle Tom's Cabin (1852), which dramatizes topics that had previously been discussed mainly in the abstract. Charles Dickens' novels led his readers into contemporary workhouses, and provided first-hand accounts of child labor. The treatment of the subject of war changed with Leo Tolstoy's War and Peace (1868/69), where he questions the facts provided by historians. Similarly the treatment of crime is very different in Fyodor Dostoyevsky's Crime and Punishment (1866), where the point of view is that of a criminal. Women authors had dominated fiction from the 1640s into the early 18th century, but few before George Eliot so openly questioned the role, education, and status of women in society, as she did.
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As the novel became a platform of modern debate, national literatures were developed that link the present with the past in the form of the historical novel. Alessandro Manzoni's I Promessi Sposi (1827) did this for Italy, while novelists in Russia and the surrounding Slavonic countries, as well as Scandinavia, did likewise.
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Along with this new appreciation of history, the future also became a topic for fiction. This had been done earlier in works like Samuel Madden's Memoirs of the Twentieth Century (1733) and Mary Shelley's The Last Man (1826), a work whose plot culminated in the catastrophic last days of a mankind extinguished by the plague. Edward Bellamy's Looking Backward (1887) and H.G. Wells's The Time Machine (1895) were concerned with technological and biological developments. Industrialization, Darwin's theory of evolution and Marx's theory of class divisions shaped these works and turned historical processes into a subject of wide debate. Bellamy's Looking Backward became the second best-selling book of the 19th century after Harriet Beecher Stowe's Uncle Tom's Cabin.[87][88] Such works led to the development of a whole genre of popular science fiction as the 20th century approached.
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James Joyce's Ulysses (1922) had a major influence on modern novelists, in the way that it replaced the 18th- and 19th-century narrator with a text that attempted to record inner thoughts, or a "stream of consciousness". This term was first used by William James in 1890 and, along with the related term interior monologue, is used by modernists like Dorothy Richardson, Marcel Proust, Virginia Woolf, and William Faulkner.[89] Also in the 1920s expressionist Alfred Döblin went in a different direction with Berlin Alexanderplatz (1929), where interspersed non-fictional text fragments exist alongside the fictional material to create another new form of realism, which differs from that of stream-of-consciousness.
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Later works like Samuel Beckett's trilogy Molloy (1951), Malone Dies (1951) and The Unnamable (1953), as well as Julio Cortázar's Rayuela (1963) and Thomas Pynchon's Gravity's Rainbow (1973) all make use of the stream-of-consciousness technique. On the other hand, Robert Coover is an example of those authors who, in the 1960s, fragmented their stories and challenged time and sequentiality as fundamental structural concepts.
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The 20th century novels deals with a wide range of subject matter. Erich Maria Remarque's All Quiet on the Western Front (1928) focusses on young German's experiences of World War I. The Jazz Age is explored by American F. Scott Fitzgerald, and the Great Depression by fellow American John Steinbeck. The rise of totalitarian states is the subject of British writer George Orwell. France's existentialism is the subject of French writers Jean-Paul Sartre's Nausea (1938) and Albert Camus' The Stranger (1942). The counterculture of the 1960s led to revived interest in Hermann Hesse's Steppenwolf (1927), and produced such iconic works of its own like Ken Kesey's One Flew Over the Cuckoo's Nest and Thomas Pynchon's Gravity's Rainbow. Novelist have also been interested in the subject of racial and gender identity in recent decades.[90] Jesse Kavadlo of Maryville University of St. Louis has described Chuck Palahniuk's Fight Club (1996) as "a closeted feminist critique".[91] Virginia Woolf, Simone de Beauvoir, Doris Lessing, Elfriede Jelinek were feminist voices during this period.
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Furthermore, the major political and military confrontations of the 20th and 21st centuries have also influenced novelists. The events of World War II, from a German perspective, are dealt with by Günter Grass' The Tin Drum (1959) and an American by Joseph Heller's Catch-22 (1961). The subsequent Cold War influenced popular spy novels. Latin American self-awareness in the wake of the (failing) left revolutions of the 1960s and 1970s resulted in a "Latin American Boom", linked to with the names of novelists Julio Cortázar, Mario Vargas Llosa, Carlos Fuentes and Gabriel García Márquez, along with the invention of a special brand of postmodern magic realism.
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Another major 20th-century social events, the so-called sexual revolution is reflected in the modern novel.[92] D.H. Lawrence's Lady Chatterley's Lover had to be published in Italy in 1928; British censorship lifted its ban as late as 1960. Henry Miller's Tropic of Cancer (1934) created the comparable US scandal. Transgressive fiction from Vladimir Nabokov's Lolita (1955) to Michel Houellebecq's Les Particules élémentaires (1998) entered a literary field that eventually led to more pornographic works such as Anne Desclos' Story of O (1954) to Anaïs Nin's Delta of Venus (1978).
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In the second half of the 20th century, Postmodern authors subverted serious debate with playfulness, claiming that art could never be original, that it always plays with existing materials.[93] The idea that language is self-referential was already an accepted truth in the world of pulp fiction. A postmodernist re-reads popular literature as an essential cultural production. Novels from Thomas Pynchon's The Crying of Lot 49 (1966), to Umberto Eco's The Name of the Rose (1980) and Foucault's Pendulum (1989) made use of intertextual references.[94]
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See also: Thriller, Westerns and Speculative fiction
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While the reader of so-called serious literature will follow public discussions of novels, popular fiction production employs more direct and short-term marketing strategies by openly declarating of the work's genre. Popular novels are based entirely on the expectations for the particular genre, and this includes the creation of a series of novels with an identifiable brand name. e.g. the Sherlock Holmes series by Arthur Conan Doyle
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Popular literature holds a larger market share. Romance fiction had an estimated $1.375 billion share in the US book market in 2007. Inspirational literature/religious literature followed with $819 million, science fiction/fantasy with $700 million, mystery with $650 million and then classic literary fiction with $466 million.[95]
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Genre literature might be seen as the successor of the early modern chapbook. Both fields share a focus on readers who are in search of accessible reading satisfaction.[96] The twentieth century love romance is a successor of the novels Madeleine de Scudéry, Marie de La Fayette, Aphra Behn, and Eliza Haywood wrote from the 1640s into the 1740s. The modern adventure novel goes back to Daniel Defoe's Robinson Crusoe (1719) and its immediate successors. Modern pornography has no precedent in the chapbook market but originates in libertine and hedonistic belles lettres, of works like John Cleland's Fanny Hill (1749) and similar eighteenth century novels. Ian Fleming's James Bond is a descendant of the anonymous yet extremely sophisticated and stylish narrator who mixed his love affairs with his political missions in La Guerre d'Espagne (1707). Marion Zimmer Bradley's The Mists of Avalon is influenced by Tolkien, as well as Arthurian literature, including its nineteenth century successors. Modern horror fiction also has no precedent on the market of chapbooks but goes back to the elitist market of early nineteenth century Romantic literature. Modern popular science fiction has an even shorter history, from the 1860s.
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The authors of popular fiction tend to advertise that they have exploited a controversial topic and this is a major difference between them and so-called elitist literature. Dan Brown, for example, discusses, on his website, the question whether his Da Vinci Code is an anti-Christian novel.[97] And because authors of popular fiction have a fan community to serve, they can risk offending literary critic. However, the boundaries between popular and serious literature have blurred in recent years, with postmodernism and poststructuralism, as well as by adaptation of popular literary classics by the film and television industries.
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Crime became a major subject of 20th and 21st century genre novelists and crime fiction reflects the realities of modern industrialized societies. Crime is both a personal and public subject: criminals each have their personal motivations; detectives, see their moral codes challenged. Patricia Highsmith's thrillers became a medium of new psychological explorations. Paul Auster's New York Trilogy (1985–1986) is an example of experimental postmodernist literature based on this genre.
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Fantasy is another major area of commercial fiction, and a major example is J. R. R. Tolkien's The Lord of the Rings (1954/55), a work originally written for young readers that became a major cultural artefact. Tolkien in fact revived the tradition of European epic literature in the tradition of Beowulf, the North Germanic Edda and the Arthurian Cycles.
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Science fiction, is another important type of genre fiction and it has developed in a variety of ways, ranging from the early, technological adventure Jules Verne had made fashionable in the 1860s, to Aldous Huxley's Brave New World (1932) about Western consumerism and technology. George Orwell's Nineteen Eighty-Four (1949) deals with totalitarianism and surveillance, among other matters, while Stanisław Lem, Isaac Asimov and Arthur C. Clarke produced modern classics which focus on the interaction between humans and machines. The surreal novels of Philip K Dick such as The Three Stigmata of Palmer Eldritch explore the nature of reality, reflecting the widespread recreational experimentation with drugs and cold-war paranoia of the 60's and 70's. Writers such as Ursula le Guin and Margaret Atwood explore feminist and broader social issues in their works. William Gibson, author of the cult classic Neuromancer (1984), is one of a new wave of authors who explore post-apocalyptic fantasies and virtual reality.
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Theories of the novel
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Histories of the novel
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1 |
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A novel is a relatively long work of narrative fiction, normally written in prose form, and which is typically published as a book. The present English word for a long work of prose fiction derives from the Italian novella for "new", "news", or "short story of something new", itself from the Latin novella, a singular noun use of the neuter plural of novellus, diminutive of novus, meaning "new".[1]
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Some novelists, including Nathaniel Hawthorne,[2] Herman Melville,[3] Ann Radcliffe,[4] John Cowper Powys,[5] preferred the term "romance" to describe their novels.
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According to Margaret Doody, the novel constitutes "a continuous and comprehensive history of about two thousand years", with its origins in the Ancient Greek and Roman novel, in Chivalric romance, and in the tradition of the Italian renaissance novella.[6] The ancient romance form was revived by Romanticism, especially the historical romances of Walter Scott and the Gothic novel.[7] Some, including M. H. Abrams and Walter Scott, have argued that a novel is a fiction narrative that displays a realistic depiction of the state of a society, while the romance encompasses any fictitious narrative that emphasizes marvellous or uncommon incidents.[8][9][10]
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Works of fiction that include marvellous or uncommon incidents are also novels, including The Lord of The Rings,[11] To Kill a Mockingbird,[12] and Frankenstein.[13] "Romances" are works of fiction whose main emphasis is on marvellous or unusual incidents, and should not be confused with the romance novel, a type of genre fiction that focuses on romantic love.
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Murasaki Shikibu's Tale of Genji, an early 11th-century Japanese text, has sometimes been described as the world's first novel, but there is considerable debate over this — there were certainly long fictional works much earlier. Spread of printed books in China led to the appearance of classical Chinese novels by the Ming dynasty (1368–1644). An early example from Europe was written in Muslim Spain by the Sufi writer Ibn Tufayl entitled Hayy ibn Yaqdhan.[14] Later developments occurred after the invention of the printing press. Miguel de Cervantes, author of Don Quixote (the first part of which was published in 1605), is frequently cited as the first significant European novelist of the modern era.[15] Ian Watt, in The Rise of the Novel (1957), suggested that the modern novel was born in the early 18th century.
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A novel is a long, fictional narrative which describes intimate human experiences. The novel in the modern era usually makes use of a literary prose style. The development of the prose novel at this time was encouraged by innovations in printing, and the introduction of cheap paper in the 15th century.
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Fictionality is most commonly cited as distinguishing novels from historiography. However this can be a problematic criterion. Throughout the early modern period authors of historical narratives would often include inventions rooted in traditional beliefs in order to embellish a passage of text or add credibility to an opinion. Historians would also invent and compose speeches for didactic purposes. Novels can, on the other hand, depict the social, political and personal realities of a place and period with clarity and detail not found in works of history.
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While prose rather than verse became the standard of the modern novel, the ancestors of the modern European novel include verse epics in the Romance language of southern France, especially those by Chrétien de Troyes (late 12th century), and in Middle English (Geoffrey Chaucer's (c. 1343 – 1400) The Canterbury Tales).[16] Even in the 19th century, fictional narratives in verse, such as Lord Byron's Don Juan (1824), Alexander Pushkin's Yevgeniy Onegin (1833), and Elizabeth Barrett Browning's Aurora Leigh (1856), competed with prose novels. Vikram Seth's The Golden Gate (1986), composed of 590 Onegin stanzas, is a more recent example of the verse novel.[17]
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Both in 12th-century Japan and 15th-century Europe, prose fiction created intimate reading situations. On the other hand, verse epics, including the Odyssey and Aeneid, had been recited to select audiences, though this was a more intimate experience than the performance of plays in theaters. A new world of individualistic fashion, personal views, intimate feelings, secret anxieties, "conduct", and "gallantry" spread with novels and the associated prose-romance.
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The novel is today the longest genre of narrative prose fiction, followed by the novella. However, in the 17th century, critics saw the romance as of epic length and the novel as its short rival. A precise definition of the differences in length between these types of fiction, is, however, not possible. The philosopher and literary critic György Lukács argued that the requirement of length is connected with the notion that a novel should encompass the totality of life.[18]
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Although early forms of the novel are to be found in a number of places, including classical Rome, 10th– and 11th-century Japan, and Elizabethan England, the European novel is often said to have begun with Don Quixote in 1605.[15] Globally, Murasaki Shikibu's Tale of Genji (1010) is often described as the world's first novel[19][20] and shows essentially all the qualities for which Marie de La Fayette's novel La Princesse de Clèves (1678) has been praised: individuality of perception, an interest in character development, and psychological observation.[21]
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Early novels include works in Greek such as the Life of Aesop (c. 620 – 564 BCE), Lucian (c. 125 – after 180 AD)'s A True Story, the Alexander Romance and later novels Chariton's Callirhoe (mid-1st century), Achilles Tatius' Leucippe and Clitophon (early-2nd century), Longus' Daphnis and Chloe (2nd century), Xenophon of Ephesus' Ephesian Tale (late-2nd century), and Heliodorus of Emesa's Aethiopica (third century), which inspire writers of medieval novels such as Hysimine and Hysimines by Eustathios Makrembolites, Rodanthe and Dosikles by Theodore Prodromos and Drosilla and Charikles by Niketas Eugenianos and Arístandros and Kallithéa by Constantine Manasses; works in Latin, such as the Satyricon by Petronius (c. 50 AD), and The Golden Ass by Apuleius (c. 150 AD); works in Sanskrit such as the 4th or 5th century Vasavadatta by Subandhu, 6th– or 7th-century Daśakumāracarita and Avantisundarīkathā by Daṇḍin, and in the 7th-century Kadambari by Banabhatta, Murasaki Shikibu's 11th-century Japanese work The Tale of Genji, the 12th-century Hayy ibn Yaqdhan (or Philosophus Autodidactus, the 17th-century Latin title) by Ibn Tufail, who wrote in Arabic, the 13th-century Theologus Autodidactus by Ibn al-Nafis, another Arabic novelist, and Blanquerna, written in Catalan by Ramon Llull (1283), and the 14th-century Chinese Romance of the Three Kingdoms by Luo Guanzhong.[22]
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Urbanization and the spread of printed books in Song Dynasty (960–1279) China led to the evolution of oral storytelling into fictional novels by the Ming dynasty (1368–1644). Parallel European developments did not occur until after the invention of the printing press by Johannes Gutenberg in 1439, and the rise of the publishing industry over a century later allowed for similar opportunities.[23]
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By contrast, Ibn Tufail's Hayy ibn Yaqdhan and Ibn al-Nafis' Theologus Autodidactus are works of didactic philosophy and theology. In this sense, Hayy ibn Yaqdhan would be considered an early example of a philosophical novel,[24][25] while Theologus Autodidactus would be considered an early theological novel.[26] Hayy ibn Yaqdhan, with its story of a human outcast surviving on an island, is also likely to have influenced Daniel Defoe's Robinson Crusoe (1719), because the work was available in an English edition in 1711.[27]
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Epic poetry exhibits some similarities with the novel, and the Western tradition of the novel reaches back into the field of verse epics, though again not in an unbroken tradition. The epics of Asia, such as the Sumerian Epic of Gilgamesh (1300–1000 BC), and Indian epics such as the Ramayana (400 BCE and 200 CE), and Mahabharata (4th century BC) were as unknown in early modern Europe as was the Anglo-Saxon epic of Beowulf (c. 750–1000 AD), which was rediscovered in the late 18th century and early 19th century. Other non-European works, such as the Torah, the Quran, and the Bible, are full of stories, and thus have also had a significant influence on the development of prose narratives, and therefore the novel. Then at the beginning of the 18th century, French prose translations brought Homer's works to a wider public, who accepted them as forerunners of the novel.
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Classical Greek and Roman prose narratives[28] included a didactic strand, with the philosopher Plato's (c. 425 – c. 348 BC) dialogues; a satirical dimension with Petronius' Satyricon; the incredible stories of Lucian of Samosata; and Lucius Apuleius' proto-picaresque The Golden Ass, as well as the heroic romances of the Greeks Heliodorus and Longus. Longus is the author of the Greek novel, Daphnis and Chloe (2nd century AD).[28]
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Romance or chivalric romance is a type of narrative in prose or verse popular in the aristocratic circles of High Medieval and Early Modern Europe. They were marvel-filled adventures, often of a knight-errant with heroic qualities, who undertakes a quest, yet it is "the emphasis on heterosexual love and courtly manners distinguishes it from the chanson de geste and other kinds of epic, which involve heroism."[29] In later romances, particularly those of French origin, there is a marked tendency to emphasize themes of courtly love.
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Originally, romance literature was written in Old French, Anglo-Norman and Occitan, later, in English, Italian and German. During the early 13th century, romances were increasingly written as prose.
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The shift from verse to prose dates from the early 13th century. The Prose Lancelot or Vulgate Cycle includes passages from that period. This collection indirectly led to Thomas Malory's Le Morte d'Arthur of the early 1470s. Prose became increasingly attractive because it enabled writers to associate popular stories with serious histories traditionally composed in prose, and could also be more easily translated.[30]
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Popular literature also drew on themes of romance, but with ironic, satiric or burlesque intent. Romances reworked legends, fairy tales, and history, but by about 1600 they were out of fashion, and Miguel de Cervantes famously burlesqued them in Don Quixote (1605). Still, the modern image of the medieval is more influenced by the romance than by any other medieval genre, and the word "medieval" evokes knights, distressed damsels, dragons, and such tropes.[31]
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Around 1800, the connotations of "romance" were modified with the development Gothic fiction.
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The term "novel" originates from the production of short stories, or novella that remained part of a European oral culture of storytelling into the late 19th century. Fairy tales, jokes, and humorous stories designed to make a point in a conversation, and the exemplum a priest would insert in a sermon belong into this tradition. Written collections of such stories circulated in a wide range of products from practical compilations of examples designed for the use of clerics to compilations of various stories such as Boccaccio's Decameron (1354) and Geoffrey Chaucer's Canterbury Tales (1386–1400). The Decameron was a compilation of one hundred novelle told by ten people—seven women and three men—fleeing the Black Death by escaping from Florence to the Fiesole hills, in 1348.
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The modern distinction between history and fiction did not exist in the early sixteenth century and the grossest improbabilities pervade many historical accounts found in the early modern print market. William Caxton's 1485 edition of Thomas Malory's Le Morte d'Arthur (1471) was sold as a true history, though the story unfolded in a series of magical incidents and historical improbabilities. Sir John Mandeville's Voyages, written in the 14th century, but circulated in printed editions throughout the 18th century,[32] was filled with natural wonders, which were accepted as fact, like the one-footed Ethiopians who use their extremity as an umbrella against the desert sun. Both works eventually came to be viewed as works of fiction.
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In the 16th and 17th centuries two factors led to the separation of history and fiction. The invention of printing immediately created a new market of comparatively cheap entertainment and knowledge in the form of chapbooks. The more elegant production of this genre by 17th- and 18th-century authors were belles lettres—that is, a market that would be neither low nor academic. The second major development was the first best-seller of modern fiction, the Spanish Amadis de Gaula, by García Montalvo. However, it was not accepted as an example of belles lettres. The Amadis eventually became the archetypical romance, in contrast with the modern novel which began to be developed in the 17th century.
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A chapbook is an early type of popular literature printed in early modern Europe. Produced cheaply, chapbooks were commonly small, paper-covered booklets, usually printed on a single sheet folded into books of 8, 12, 16 and 24 pages. They were often illustrated with crude woodcuts, which sometimes bore no relation to the text. When illustrations were included in chapbooks, they were considered popular prints. The tradition arose in the 16th century, as soon as printed books became affordable, and rose to its height during the 17th and 18th centuries and Many different kinds of ephemera and popular or folk literature were published as chapbooks, such as almanacs, children's literature, folk tales, nursery rhymes, pamphlets, poetry, and political and religious tracts.[33]
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The term "chapbook" for this type of literature was coined in the 19th century. The corresponding French and German terms are bibliothèque bleue (blue book) and Volksbuch, respectively.[34][35][36] The principal historical subject matter of chapbooks was abridgements of ancient historians, popular medieval histories of knights, stories of comical heroes, religious legends, and collections of jests and fables.[37] The new printed books reached the households of urban citizens and country merchants who visited the cities as traders. Cheap printed histories were, in the 17th and 18th centuries, especially popular among apprentices and younger urban readers of both sexes.[38]
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The early modern market, from the 1530s and 1540s, divided into low chapbooks and high market expensive, fashionable, elegant belles lettres. The Amadis and Rabelais' Gargantua and Pantagruel were important publications with respect to this divide. Both books specifically addressed the new customers of popular histories, rather than readers of belles lettres. The Amadis was a multi–volume fictional history of style, that aroused a debate about style and elegance as it became the first best-seller of popular fiction. On the other hand, Gargantua and Pantagruel, while it adopted the form of modern popular history, in fact satirized that genre's stylistic achievements. The division, between low and high literature, became especially visible with books that appeared on both the popular and belles lettres markets in the course of the 17th and 18th centuries: low chapbooks included abridgments of books such as Don Quixote.
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The term "chapbook" is also in use for present-day publications, commonly short, inexpensive booklets.[33]
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Heroic Romance is a genre of imaginative literature, which flourished in the 17th century, principally in France.
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The beginnings of modern fiction in France took a pseudo-bucolic form, and the celebrated L'Astrée, (1610) of Honore d'Urfe (1568–1625), which is the earliest French novel, is properly styled a pastoral. Although its action was, in the main, languid and sentimental, there was a side of the Astree which encouraged that extravagant love of glory, that spirit of " panache", which was now rising to its height in France. That spirit it was which animated Marin le Roy de Gomberville (1603–1674), who was the inventor of what have since been known as the Heroical Romances. In these there was experienced a violent recrudescence of the old medieval elements of romance, the impossible valour devoted to a pursuit of the impossible beauty, but the whole clothed in the language and feeling and atmosphere of the age in which the books were written. In order to give point to the chivalrous actions of the heroes, it was always hinted that they were well-known public characters of the day in a romantic disguise.
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Stories of witty cheats were an integral part of the European novella with its tradition of fabliaux. Significant examples include Till Eulenspiegel (1510), Lazarillo de Tormes (1554), Grimmelshausen's Simplicissimus Teutsch (1666–1668) and in England Richard Head's The English Rogue (1665). The tradition that developed with these titles focused on a hero and his life. The adventures led to satirical encounters with the real world with the hero either becoming the pitiable victim or the rogue who exploited the vices of those he met.
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A second tradition of satirical romances can be traced back to Heinrich Wittenwiler's Ring (c. 1410) and to François Rabelais' Gargantua and Pantagruel (1532–1564), which parodied and satirized heroic romances, and did this mostly by dragging them into the low realm of the burlesque. Don Quixote modified the satire of romances: its hero lost contact with reality by reading too many romances in the Amadisian tradition.
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Other important works of the tradition are Paul Scarron's Roman Comique (1651–57), the anonymous French Rozelli with its satire on Europe's religions, Alain-René Lesage's Gil Blas (1715–1735), Henry Fielding's Joseph Andrews (1742) and Tom Jones (1749), and Denis Diderot's Jacques the Fatalist (1773, printed posthumously in 1796).[39]
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A market of literature in the modern sense of the word, that is a separate market for fiction and poetry, did not exist until the late seventeenth century. All books were sold under the rubric of "History and politicks" in the early 18th century, including pamphlets, memoirs, travel literature, political analysis, serious histories, romances, poetry, and novels.
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That fictional histories shared the same space with academic histories and modern journalism had been criticized by historians since the end of the Middle Ages: fictions were "lies" and therefore hardly justifiable at all. The climate, however, changed in the 1670s.
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The romance format of the quasi–historical works of Madame d'Aulnoy, César Vichard de Saint-Réal,[40] Gatien de Courtilz de Sandras,[41] and Anne-Marguerite Petit du Noyer, allowed the publication of histories that dared not risk an unambiguous assertion of their truth. The literary market-place of the late 17th and early 18th century employed a simple pattern of options whereby fictions could reach out into the sphere of true histories. This permitted its authors to claim they had published fiction, not truth, if they ever faced allegations of libel.
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Prefaces and title pages of seventeenth and early eighteenth century fiction acknowledged this pattern: histories could claim to be romances, but threaten to relate true events, as in the Roman à clef. Other works could, conversely, claim to be factual histories, yet earn the suspicion that they were wholly invented. A further differentiation was made between private and public history: Daniel Defoe's Robinson Crusoe was, within this pattern, neither a "romance" nor a "novel". It smelled of romance, yet the preface stated that it should most certainly be read as a true private history.[42]
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The rise of the modern novel as an alternative to the chivalric romance began with the publication of Miguel de Cervantes' Novelas Exemplares (1613). It continued with Scarron's Roman Comique (the first part of which appeared in 1651), whose heroes noted the rivalry between French romances and the new Spanish genre.[43]
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Late 17th-century critics looked back on the history of prose fiction, proud of the generic shift that had taken place, leading towards the modern novel/novella.[44] The first perfect works in French were those of Scarron and Madame de La Fayette's "Spanish history" Zayde (1670). The development finally led to her Princesse de Clèves (1678), the first novel with what would become characteristic French subject matter.[45][46]
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Europe witnessed the generic shift in the titles of works in French published in Holland, which supplied the international market and English publishers exploited the novel/romance controversy in the 1670s and 1680s.[47] Contemporary critics listed the advantages of the new genre: brevity, a lack of ambition to produce epic poetry in prose; the style was fresh and plain; the focus was on modern life, and on heroes who were neither good nor bad.[48] The novel's potential to become the medium of urban gossip and scandal fuelled the rise of the novel/novella. Stories were offered as allegedly true recent histories, not for the sake of scandal but strictly for the moral lessons they gave. To prove this, fictionalized names were used with the true names in a separate key. The Mercure Gallant set the fashion in the 1670s.[49] Collections of letters and memoirs appeared, and were filled with the intriguing new subject matter and the epistolary novel grew from this and led to the first full blown example of scandalous fiction in Aphra Behn's Love-Letters Between a Nobleman and His Sister (1684/ 1685/ 1687). Before the rise of the literary novel, reading novels had only been a form of entertainment.[50]
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However, one of the earliest English novels, Daniel Defoe's Robinson Crusoe (1719), has elements of the romance, unlike these novels, because of its exotic setting and story of survival in isolation. Crusoe lacks almost all of the elements found in these new novels: wit, a fast narration evolving around a group of young fashionable urban heroes, along with their intrigues, a scandalous moral, gallant talk to be imitated, and a brief, concise plot.[citation needed] The new developments did, however, lead to Eliza Haywood's epic length novel, Love in Excess (1719/20) and to Samuel Richardson's Pamela, or Virtue Rewarded (1741).[citation needed] Some literary historians date the beginning of the English novel with Richardson's Pamela, rather than Crusoe.[51]
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The idea of the "rise of the novel" in the 18th century is especially associated with Ian Watt's influential study The Rise of the Novel (1957).[52][non-primary source needed] In Watt's conception, a rise in fictional realism during the 18th century came to distinguish the novel from earlier prose narratives.[53]
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The rising status of the novel in eighteenth century can be seen in the development of philosophical[54] and experimental novels.
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Philosophical fiction was not exactly new. Plato's dialogues were embedded in fictional narratives and his Republic is an early example of a Utopia. The tradition of works of fiction that were also philosophical texts continued with Thomas More's Utopia (1516) and Tommaso Campanella's City of the Sun (1602). However, the actual tradition of the philosophical novel came into being in the 1740s with new editions of More's work under the title Utopia: or the happy republic; a philosophical romance (1743).[citation needed] Voltaire wrote in this genre in Micromegas: a comic romance, which is a biting satire on philosophy, ignorance, and the self-conceit of mankind (1752, English 1753). His Zadig (1747) and Candide (1759) became central texts of the French Enlightenment and of the modern novel.[citation needed]
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An example of the experimental novel is Laurence Sterne's The Life and Opinions of Tristram Shandy, Gentleman (1759–1767), with its rejection of continuous narration.[55] In it the author not only addresses readers in his preface but speaks directly to them in his fictional narrative. In addition to Sterne's narrative experiments, there has visual experiments, such as a marbled page, a black page to express sorrow, and a page of lines to show the plot lines of the book. The novel as a whole focuses on the problems of language, with constant regard to John Locke's theories in An Essay Concerning Human Understanding.[56]
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The rise of the word novel at the cost of its rival, the romance, remained a Spanish and English phenomenon, and though readers all over Western Europe had welcomed the novel(la) or short history as an alternative in the second half of the 17th century, only the English and the Spanish had, however, openly discredited the romance.[citation needed]
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But the change of taste was brief and Fénelon's Telemachus [Les Aventures de Télémaque] (1699/1700) already exploited a nostalgia for the old romances with their heroism and professed virtue. Jane Barker explicitly advertised her Exilius as "A new Romance", "written after the Manner of Telemachus", in 1715.[57] Robinson Crusoe spoke of his own story as a "romance", though in the preface to the third volume, published in 1720, Defoe attacks all who said "that [...] the Story is feign'd, that the Names are borrow'd, and that it is all a Romance; that there never were any such Man or Place".
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The late 18th century brought an answer with the Romantic Movement's readiness to reclaim the word romance, with the gothic romance, and the historical novels of Walter Scott. Robinson Crusoe now became a "novel" in this period, that is a work of the new realistic fiction created in the 18th century.[citation needed]
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Sentimental novels relied on emotional responses, and feature scenes of distress and tenderness, and the plot is arranged to advance emotions rather than action. The result is a valorization of "fine feeling", displaying the characters as models of refined, sensitive emotional effect. The ability to display such feelings was thought at this time to show character and experience, and to help shape positive social life and relationships.[58]
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An example of this genre is Samuel Richardson's Pamela, or Virtue Rewarded (1740), composed "to cultivate the Principles of Virtue and Religion in the Minds of the Youth of Both Sexes", which focuses on a potential victim, a heroine that has all the modern virtues and who is vulnerable because her low social status and her occupation as servant of a libertine who falls in love with her. She, however, ends in reforming her antagonist.[citation needed]
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Male heroes adopted the new sentimental character traits in the 1760s. Laurence Sterne's Yorick, the hero of the Sentimental Journey (1768) did so with an enormous amount of humour. Oliver Goldsmith's Vicar of Wakefield (1766) and Henry Mackenzie's Man of Feeling (1771) produced the far more serious role models.[citation needed]
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These works inspired a sub- and counterculture of pornographic novels, for which Greek and Latin authors in translations had provided elegant models from the last century.[59] Pornography includes John Cleland's Fanny Hill (1748), which offered an almost exact reversals of the plot of novel's that emphasised virtue. The prostitute Fanny Hill learns to enjoy her work and establishes herself as a free and economically independent individual, in editions one could only expect to buy under the counter.[60]
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Less virtuous protagonists can also be found in satirical novels, like Richard Head's English Rogue (1665), that feature brothels, while women authors like Aphra Behn had offered their heroines alternative careers as precursors of the 19th-century femmes fatales.[61]
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The genre evolves in the 1770s with, for example, Werther in Johann Wolfgang von Goethe's The Sorrows of Young Werther (1774) realising that it is impossible for him to integrate into the new conformist society, and Pierre Choderlos de Laclos in Les Liaisons dangereuses (1782) showing a group of aristocrats playing games of intrigue and amorality.[citation needed].
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By around 1700, fiction was no longer a predominantly aristocratic entertainment, and printed books had soon gained the power to reach readers of almost all classes, though the reading habits differed and to follow fashions remained a privilege. Spain was a trendsetter into the 1630s but French authors superseded Cervantes, de Quevedo, and Alemán in the 1640s. As Huet was to note in 1670, the change was one of manners.[62] The new French works taught a new, on the surface freer, gallant exchange between the sexes as the essence of life at the French court.
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The situation changed again from 1660s into the 1690s when works by French authors were published in Holland out of the reach of French censors.[63] Dutch publishing houses pirated of fashionable books from France and created a new market of political and scandalous fiction. This led to a market of European rather than French fashions in the early 18th century.[64]
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By the 1680s fashionable political European novels had inspired a second wave of private scandalous publications and generated new productions of local importance. Women authors reported on politics and on their private love affairs in The Hague and in London. German students imitated them to boast of their private amours in fiction.[65] The London, the anonymous international market of the Netherlands, publishers in Hamburg and Leipzig generated new public spheres.[66] Once private individuals, such as students in university towns and daughters of London's upper class began write novels based on questionable reputations, the public began to call for a reformation of manners.[67]
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An important development in Britain, at the beginning of the century, was that new journals like The Spectator and The Tatler reviewed novels. In Germany Gotthold Ephraim Lessing's Briefe, die neuste Literatur betreffend (1758) appeared in the middle of the century with reviews of art and fiction. By the 1780s such reviews played had an important role in introducing new works of fiction to the public.
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Influenced by the new journals, reform became the main goal of the second generation of eighteenth century novelists. The Spectator Number 10 had stated that the aim was now "to enliven morality with wit, and to temper wit with morality […] to bring philosophy out of the closets and libraries, schools and colleges, to dwell in clubs and assemblies, at tea-tables and coffeehouses"). Constructive criticism of novels had until then been rare.[68] The first treatise on the history of the novel was a preface to Marie de La Fayette's novel Zayde (1670).
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A much later development was the introduction of novels into school and later university curricula.[when?]
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The French churchman and scholar Pierre Daniel Huet's Traitté de l'origine des romans (1670) laid the ground for a greater acceptance of the novel as literature, that is comparable to the classics, in the early 18th century. The theologian had not only dared to praise fictions, but he had also explained techniques of theological interpretation of fiction, which was a novelty. Furthermore, readers of novels and romances could gain insight not only into their own culture, but also that of distant, exotic countries.[citation needed]
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When the decades around 1700 saw the appearance of new editions of the classical authors Petronius, Lucian, and Heliodorus of Emesa.[69] the publishers equipped them with prefaces that referred to Huet's treatise. and the canon it had established. Also exotic works of Middle Eastern fiction entered the market that gave insight into Islamic culture. The Book of One Thousand and One Nights was first published in Europe from 1704 to 1715 in French, and then translated immediately into English and German, and was seen as a contribution to Huet's history of romances.[70]
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The English, Select Collection of Novels in six volumes (1720–22), is a milestone in this development of the novel's prestige. It included Huet's Treatise, along with the European tradition of the modern novel of the day: that is, novella from Machiavelli's to Marie de La Fayette's masterpieces. Aphra Behn's novels had appeared in the 1680s but became classics when reprinted in collections. Fénelon's Telemachus (1699/1700) became a classic three years after its publication. New authors entering the market were now ready to use their personal names rather than pseudonyms, including Eliza Haywood, who in 1719 following in the footsteps of Aphra Behn used her name with unprecedented pride.
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The very word romanticism is connected to the idea of romance, and the romance genre experienced a revival, at the end of the 18th century, with gothic fiction, that began in 1764 with English author Horace Walpole's The Castle of Otranto, subtitled (in its second edition) "A Gothic Story". Other important works are Ann Radcliffe's The Mysteries of Udolpho (1794) and 'Monk' Lewis's The Monk (1795).
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The new romances challenged the idea that the novel involved a realistic depictions of life, and destabilized the difference the critics had been trying to establish, between serious classical art and popular fiction. Gothic romances exploited the grotesque,[71] and some critics thought that their subject matter deserved less credit than the worst medieval tales of Arthurian knighthood.[72]
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The authors of this new type of fiction were accused of exploiting all available topics to thrill, arouse, or horrify their audience. These new romantic novelists, however, claimed that they were exploring the entire realm of fictionality. And psychological interpreters, in the early 19th century, read these works as encounters with the deeper hidden truth of the human imagination: this included sexuality, anxieties, and insatiable desires. Under such readings, novels were described as exploring deeper human motives, and it was suggested that such artistic freedom would reveal what had not previously been openly visible.
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The romances of de Sade, Les 120 Journées de Sodome (1785), Poe's Tales of the Grotesque and Arabesque (1840), Mary Shelley, Frankenstein (1818), and E.T.A. Hoffmann, Die Elixiere des Teufels (1815), would later attract 20th-century psychoanalysts and supply the images for 20th- and 21st-century horror films, love romances, fantasy novels, role-playing computer games, and the surrealists.
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The historical romance was also important at this time. But, while earlier writers of these romances paid little attention to historical reality, Walter Scott's historical novel Waverley (1814) broke with this tradition, and he invented "the true historical novel".[73] At the same time he was influenced by gothic romance, and had collaborated in 1801 with 'Monk' Lewis on Tales of Wonder.[73] With his Waverley novels Scott "hoped to do for the Scottish border" what Goethe and other German poets "had done for the Middle Ages, "and make its past live again in modern romance".[74] Scott's novels "are in the mode he himself defined as romance, 'the interest of which turns upon marvelous and uncommon incidents'".[75] He used his imagination to re-evaluate history by rendering things, incidents and protagonists in the way only the novelist could do. His work remained historical fiction, yet it questioned existing historical perceptions. The use of historical research was an important tool: Scott, the novelist, resorted to documentary sources as any historian would have done, but as a romantic he gave his subject a deeper imaginative and emotional significance.[75] By combining research with "marvelous and uncommon incidents", Scott attracted a far wider market than any historian could, and was the most famous novelist of his generation, throughout Europe.[73]
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In the 19th century the relationship between authors, publishers, and readers, changed. Authors originally had only received payment for their manuscript, however, changes in copyright laws, which began in 18th and continued into 19th century[76] promised royalties on all future editions. Another change in the 19th century was that novelists began to read their works in theaters, halls, and bookshops.[77] Also during the nineteenth century the market for popular fiction grew, and competed with works of literature. New institutions like the circulating library created a new market with a mass reading public.[78]
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Another difference was that novels began to deal with more difficult subjects, including current political and social issues, that were being discussed in newspapers and magazines. The idea of social responsibility became a key subject, whether of the citizen, or of the artist, with the theoretical debate concentrating on questions around the moral soundness of the modern novel.[79] Questions about artistic integrity, as well as aesthetics, including, for example. the idea of "art for art's sake", proposed by writers like Oscar Wilde and Algernon Charles Swinburne, were also important.[80]
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Major British writers such as Charles Dickens[81] and Thomas Hardy[82] were influenced by the romance genre tradition of the novel, which had been revitalized during the Romantic period. The Brontë sisters were notable mid-19th-century authors in this tradition, with Anne Brontë's The Tenant of Wildfell Hall, Charlotte Brontë's Jane Eyre and Emily Brontë's Wuthering Heights.[83] Publishing at the very end of the 19th century, Joseph Conrad has been called "a supreme 'romancer.'"[84] In America "the romance ... proved to be a serious, flexible, and successful medium for the exploration of philosophical ideas and attitudes." Notable examples include Nathaniel Hawthorne's The Scarlet Letter, and Herman Melville's Moby-Dick.[85]
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A number of European novelists were similarly influenced during this period by the earlier romance tradition, along with the Romanticism, including Victor Hugo, with novels like The Hunchback of Notre-Dame (1831) and Les Misérables (1862), and Mikhail Yuryevich Lermontov with A Hero of Our Time (1840).
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Many 19th-century authors dealt with significant social matters.[86] Émile Zola's novels depicted the world of the working classes, which Marx and Engels's non-fiction explores. In the United States slavery and racism became topics of far broader public debate thanks to Harriet Beecher Stowe's Uncle Tom's Cabin (1852), which dramatizes topics that had previously been discussed mainly in the abstract. Charles Dickens' novels led his readers into contemporary workhouses, and provided first-hand accounts of child labor. The treatment of the subject of war changed with Leo Tolstoy's War and Peace (1868/69), where he questions the facts provided by historians. Similarly the treatment of crime is very different in Fyodor Dostoyevsky's Crime and Punishment (1866), where the point of view is that of a criminal. Women authors had dominated fiction from the 1640s into the early 18th century, but few before George Eliot so openly questioned the role, education, and status of women in society, as she did.
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As the novel became a platform of modern debate, national literatures were developed that link the present with the past in the form of the historical novel. Alessandro Manzoni's I Promessi Sposi (1827) did this for Italy, while novelists in Russia and the surrounding Slavonic countries, as well as Scandinavia, did likewise.
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Along with this new appreciation of history, the future also became a topic for fiction. This had been done earlier in works like Samuel Madden's Memoirs of the Twentieth Century (1733) and Mary Shelley's The Last Man (1826), a work whose plot culminated in the catastrophic last days of a mankind extinguished by the plague. Edward Bellamy's Looking Backward (1887) and H.G. Wells's The Time Machine (1895) were concerned with technological and biological developments. Industrialization, Darwin's theory of evolution and Marx's theory of class divisions shaped these works and turned historical processes into a subject of wide debate. Bellamy's Looking Backward became the second best-selling book of the 19th century after Harriet Beecher Stowe's Uncle Tom's Cabin.[87][88] Such works led to the development of a whole genre of popular science fiction as the 20th century approached.
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James Joyce's Ulysses (1922) had a major influence on modern novelists, in the way that it replaced the 18th- and 19th-century narrator with a text that attempted to record inner thoughts, or a "stream of consciousness". This term was first used by William James in 1890 and, along with the related term interior monologue, is used by modernists like Dorothy Richardson, Marcel Proust, Virginia Woolf, and William Faulkner.[89] Also in the 1920s expressionist Alfred Döblin went in a different direction with Berlin Alexanderplatz (1929), where interspersed non-fictional text fragments exist alongside the fictional material to create another new form of realism, which differs from that of stream-of-consciousness.
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Later works like Samuel Beckett's trilogy Molloy (1951), Malone Dies (1951) and The Unnamable (1953), as well as Julio Cortázar's Rayuela (1963) and Thomas Pynchon's Gravity's Rainbow (1973) all make use of the stream-of-consciousness technique. On the other hand, Robert Coover is an example of those authors who, in the 1960s, fragmented their stories and challenged time and sequentiality as fundamental structural concepts.
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The 20th century novels deals with a wide range of subject matter. Erich Maria Remarque's All Quiet on the Western Front (1928) focusses on young German's experiences of World War I. The Jazz Age is explored by American F. Scott Fitzgerald, and the Great Depression by fellow American John Steinbeck. The rise of totalitarian states is the subject of British writer George Orwell. France's existentialism is the subject of French writers Jean-Paul Sartre's Nausea (1938) and Albert Camus' The Stranger (1942). The counterculture of the 1960s led to revived interest in Hermann Hesse's Steppenwolf (1927), and produced such iconic works of its own like Ken Kesey's One Flew Over the Cuckoo's Nest and Thomas Pynchon's Gravity's Rainbow. Novelist have also been interested in the subject of racial and gender identity in recent decades.[90] Jesse Kavadlo of Maryville University of St. Louis has described Chuck Palahniuk's Fight Club (1996) as "a closeted feminist critique".[91] Virginia Woolf, Simone de Beauvoir, Doris Lessing, Elfriede Jelinek were feminist voices during this period.
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Furthermore, the major political and military confrontations of the 20th and 21st centuries have also influenced novelists. The events of World War II, from a German perspective, are dealt with by Günter Grass' The Tin Drum (1959) and an American by Joseph Heller's Catch-22 (1961). The subsequent Cold War influenced popular spy novels. Latin American self-awareness in the wake of the (failing) left revolutions of the 1960s and 1970s resulted in a "Latin American Boom", linked to with the names of novelists Julio Cortázar, Mario Vargas Llosa, Carlos Fuentes and Gabriel García Márquez, along with the invention of a special brand of postmodern magic realism.
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Another major 20th-century social events, the so-called sexual revolution is reflected in the modern novel.[92] D.H. Lawrence's Lady Chatterley's Lover had to be published in Italy in 1928; British censorship lifted its ban as late as 1960. Henry Miller's Tropic of Cancer (1934) created the comparable US scandal. Transgressive fiction from Vladimir Nabokov's Lolita (1955) to Michel Houellebecq's Les Particules élémentaires (1998) entered a literary field that eventually led to more pornographic works such as Anne Desclos' Story of O (1954) to Anaïs Nin's Delta of Venus (1978).
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In the second half of the 20th century, Postmodern authors subverted serious debate with playfulness, claiming that art could never be original, that it always plays with existing materials.[93] The idea that language is self-referential was already an accepted truth in the world of pulp fiction. A postmodernist re-reads popular literature as an essential cultural production. Novels from Thomas Pynchon's The Crying of Lot 49 (1966), to Umberto Eco's The Name of the Rose (1980) and Foucault's Pendulum (1989) made use of intertextual references.[94]
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See also: Thriller, Westerns and Speculative fiction
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While the reader of so-called serious literature will follow public discussions of novels, popular fiction production employs more direct and short-term marketing strategies by openly declarating of the work's genre. Popular novels are based entirely on the expectations for the particular genre, and this includes the creation of a series of novels with an identifiable brand name. e.g. the Sherlock Holmes series by Arthur Conan Doyle
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Popular literature holds a larger market share. Romance fiction had an estimated $1.375 billion share in the US book market in 2007. Inspirational literature/religious literature followed with $819 million, science fiction/fantasy with $700 million, mystery with $650 million and then classic literary fiction with $466 million.[95]
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Genre literature might be seen as the successor of the early modern chapbook. Both fields share a focus on readers who are in search of accessible reading satisfaction.[96] The twentieth century love romance is a successor of the novels Madeleine de Scudéry, Marie de La Fayette, Aphra Behn, and Eliza Haywood wrote from the 1640s into the 1740s. The modern adventure novel goes back to Daniel Defoe's Robinson Crusoe (1719) and its immediate successors. Modern pornography has no precedent in the chapbook market but originates in libertine and hedonistic belles lettres, of works like John Cleland's Fanny Hill (1749) and similar eighteenth century novels. Ian Fleming's James Bond is a descendant of the anonymous yet extremely sophisticated and stylish narrator who mixed his love affairs with his political missions in La Guerre d'Espagne (1707). Marion Zimmer Bradley's The Mists of Avalon is influenced by Tolkien, as well as Arthurian literature, including its nineteenth century successors. Modern horror fiction also has no precedent on the market of chapbooks but goes back to the elitist market of early nineteenth century Romantic literature. Modern popular science fiction has an even shorter history, from the 1860s.
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The authors of popular fiction tend to advertise that they have exploited a controversial topic and this is a major difference between them and so-called elitist literature. Dan Brown, for example, discusses, on his website, the question whether his Da Vinci Code is an anti-Christian novel.[97] And because authors of popular fiction have a fan community to serve, they can risk offending literary critic. However, the boundaries between popular and serious literature have blurred in recent years, with postmodernism and poststructuralism, as well as by adaptation of popular literary classics by the film and television industries.
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Crime became a major subject of 20th and 21st century genre novelists and crime fiction reflects the realities of modern industrialized societies. Crime is both a personal and public subject: criminals each have their personal motivations; detectives, see their moral codes challenged. Patricia Highsmith's thrillers became a medium of new psychological explorations. Paul Auster's New York Trilogy (1985–1986) is an example of experimental postmodernist literature based on this genre.
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Fantasy is another major area of commercial fiction, and a major example is J. R. R. Tolkien's The Lord of the Rings (1954/55), a work originally written for young readers that became a major cultural artefact. Tolkien in fact revived the tradition of European epic literature in the tradition of Beowulf, the North Germanic Edda and the Arthurian Cycles.
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Science fiction, is another important type of genre fiction and it has developed in a variety of ways, ranging from the early, technological adventure Jules Verne had made fashionable in the 1860s, to Aldous Huxley's Brave New World (1932) about Western consumerism and technology. George Orwell's Nineteen Eighty-Four (1949) deals with totalitarianism and surveillance, among other matters, while Stanisław Lem, Isaac Asimov and Arthur C. Clarke produced modern classics which focus on the interaction between humans and machines. The surreal novels of Philip K Dick such as The Three Stigmata of Palmer Eldritch explore the nature of reality, reflecting the widespread recreational experimentation with drugs and cold-war paranoia of the 60's and 70's. Writers such as Ursula le Guin and Margaret Atwood explore feminist and broader social issues in their works. William Gibson, author of the cult classic Neuromancer (1984), is one of a new wave of authors who explore post-apocalyptic fantasies and virtual reality.
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Theories of the novel
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Histories of the novel
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A novel is a relatively long work of narrative fiction, normally written in prose form, and which is typically published as a book. The present English word for a long work of prose fiction derives from the Italian novella for "new", "news", or "short story of something new", itself from the Latin novella, a singular noun use of the neuter plural of novellus, diminutive of novus, meaning "new".[1]
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Some novelists, including Nathaniel Hawthorne,[2] Herman Melville,[3] Ann Radcliffe,[4] John Cowper Powys,[5] preferred the term "romance" to describe their novels.
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According to Margaret Doody, the novel constitutes "a continuous and comprehensive history of about two thousand years", with its origins in the Ancient Greek and Roman novel, in Chivalric romance, and in the tradition of the Italian renaissance novella.[6] The ancient romance form was revived by Romanticism, especially the historical romances of Walter Scott and the Gothic novel.[7] Some, including M. H. Abrams and Walter Scott, have argued that a novel is a fiction narrative that displays a realistic depiction of the state of a society, while the romance encompasses any fictitious narrative that emphasizes marvellous or uncommon incidents.[8][9][10]
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Works of fiction that include marvellous or uncommon incidents are also novels, including The Lord of The Rings,[11] To Kill a Mockingbird,[12] and Frankenstein.[13] "Romances" are works of fiction whose main emphasis is on marvellous or unusual incidents, and should not be confused with the romance novel, a type of genre fiction that focuses on romantic love.
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Murasaki Shikibu's Tale of Genji, an early 11th-century Japanese text, has sometimes been described as the world's first novel, but there is considerable debate over this — there were certainly long fictional works much earlier. Spread of printed books in China led to the appearance of classical Chinese novels by the Ming dynasty (1368–1644). An early example from Europe was written in Muslim Spain by the Sufi writer Ibn Tufayl entitled Hayy ibn Yaqdhan.[14] Later developments occurred after the invention of the printing press. Miguel de Cervantes, author of Don Quixote (the first part of which was published in 1605), is frequently cited as the first significant European novelist of the modern era.[15] Ian Watt, in The Rise of the Novel (1957), suggested that the modern novel was born in the early 18th century.
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A novel is a long, fictional narrative which describes intimate human experiences. The novel in the modern era usually makes use of a literary prose style. The development of the prose novel at this time was encouraged by innovations in printing, and the introduction of cheap paper in the 15th century.
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Fictionality is most commonly cited as distinguishing novels from historiography. However this can be a problematic criterion. Throughout the early modern period authors of historical narratives would often include inventions rooted in traditional beliefs in order to embellish a passage of text or add credibility to an opinion. Historians would also invent and compose speeches for didactic purposes. Novels can, on the other hand, depict the social, political and personal realities of a place and period with clarity and detail not found in works of history.
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While prose rather than verse became the standard of the modern novel, the ancestors of the modern European novel include verse epics in the Romance language of southern France, especially those by Chrétien de Troyes (late 12th century), and in Middle English (Geoffrey Chaucer's (c. 1343 – 1400) The Canterbury Tales).[16] Even in the 19th century, fictional narratives in verse, such as Lord Byron's Don Juan (1824), Alexander Pushkin's Yevgeniy Onegin (1833), and Elizabeth Barrett Browning's Aurora Leigh (1856), competed with prose novels. Vikram Seth's The Golden Gate (1986), composed of 590 Onegin stanzas, is a more recent example of the verse novel.[17]
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Both in 12th-century Japan and 15th-century Europe, prose fiction created intimate reading situations. On the other hand, verse epics, including the Odyssey and Aeneid, had been recited to select audiences, though this was a more intimate experience than the performance of plays in theaters. A new world of individualistic fashion, personal views, intimate feelings, secret anxieties, "conduct", and "gallantry" spread with novels and the associated prose-romance.
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The novel is today the longest genre of narrative prose fiction, followed by the novella. However, in the 17th century, critics saw the romance as of epic length and the novel as its short rival. A precise definition of the differences in length between these types of fiction, is, however, not possible. The philosopher and literary critic György Lukács argued that the requirement of length is connected with the notion that a novel should encompass the totality of life.[18]
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Although early forms of the novel are to be found in a number of places, including classical Rome, 10th– and 11th-century Japan, and Elizabethan England, the European novel is often said to have begun with Don Quixote in 1605.[15] Globally, Murasaki Shikibu's Tale of Genji (1010) is often described as the world's first novel[19][20] and shows essentially all the qualities for which Marie de La Fayette's novel La Princesse de Clèves (1678) has been praised: individuality of perception, an interest in character development, and psychological observation.[21]
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Early novels include works in Greek such as the Life of Aesop (c. 620 – 564 BCE), Lucian (c. 125 – after 180 AD)'s A True Story, the Alexander Romance and later novels Chariton's Callirhoe (mid-1st century), Achilles Tatius' Leucippe and Clitophon (early-2nd century), Longus' Daphnis and Chloe (2nd century), Xenophon of Ephesus' Ephesian Tale (late-2nd century), and Heliodorus of Emesa's Aethiopica (third century), which inspire writers of medieval novels such as Hysimine and Hysimines by Eustathios Makrembolites, Rodanthe and Dosikles by Theodore Prodromos and Drosilla and Charikles by Niketas Eugenianos and Arístandros and Kallithéa by Constantine Manasses; works in Latin, such as the Satyricon by Petronius (c. 50 AD), and The Golden Ass by Apuleius (c. 150 AD); works in Sanskrit such as the 4th or 5th century Vasavadatta by Subandhu, 6th– or 7th-century Daśakumāracarita and Avantisundarīkathā by Daṇḍin, and in the 7th-century Kadambari by Banabhatta, Murasaki Shikibu's 11th-century Japanese work The Tale of Genji, the 12th-century Hayy ibn Yaqdhan (or Philosophus Autodidactus, the 17th-century Latin title) by Ibn Tufail, who wrote in Arabic, the 13th-century Theologus Autodidactus by Ibn al-Nafis, another Arabic novelist, and Blanquerna, written in Catalan by Ramon Llull (1283), and the 14th-century Chinese Romance of the Three Kingdoms by Luo Guanzhong.[22]
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Urbanization and the spread of printed books in Song Dynasty (960–1279) China led to the evolution of oral storytelling into fictional novels by the Ming dynasty (1368–1644). Parallel European developments did not occur until after the invention of the printing press by Johannes Gutenberg in 1439, and the rise of the publishing industry over a century later allowed for similar opportunities.[23]
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By contrast, Ibn Tufail's Hayy ibn Yaqdhan and Ibn al-Nafis' Theologus Autodidactus are works of didactic philosophy and theology. In this sense, Hayy ibn Yaqdhan would be considered an early example of a philosophical novel,[24][25] while Theologus Autodidactus would be considered an early theological novel.[26] Hayy ibn Yaqdhan, with its story of a human outcast surviving on an island, is also likely to have influenced Daniel Defoe's Robinson Crusoe (1719), because the work was available in an English edition in 1711.[27]
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Epic poetry exhibits some similarities with the novel, and the Western tradition of the novel reaches back into the field of verse epics, though again not in an unbroken tradition. The epics of Asia, such as the Sumerian Epic of Gilgamesh (1300–1000 BC), and Indian epics such as the Ramayana (400 BCE and 200 CE), and Mahabharata (4th century BC) were as unknown in early modern Europe as was the Anglo-Saxon epic of Beowulf (c. 750–1000 AD), which was rediscovered in the late 18th century and early 19th century. Other non-European works, such as the Torah, the Quran, and the Bible, are full of stories, and thus have also had a significant influence on the development of prose narratives, and therefore the novel. Then at the beginning of the 18th century, French prose translations brought Homer's works to a wider public, who accepted them as forerunners of the novel.
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Classical Greek and Roman prose narratives[28] included a didactic strand, with the philosopher Plato's (c. 425 – c. 348 BC) dialogues; a satirical dimension with Petronius' Satyricon; the incredible stories of Lucian of Samosata; and Lucius Apuleius' proto-picaresque The Golden Ass, as well as the heroic romances of the Greeks Heliodorus and Longus. Longus is the author of the Greek novel, Daphnis and Chloe (2nd century AD).[28]
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Romance or chivalric romance is a type of narrative in prose or verse popular in the aristocratic circles of High Medieval and Early Modern Europe. They were marvel-filled adventures, often of a knight-errant with heroic qualities, who undertakes a quest, yet it is "the emphasis on heterosexual love and courtly manners distinguishes it from the chanson de geste and other kinds of epic, which involve heroism."[29] In later romances, particularly those of French origin, there is a marked tendency to emphasize themes of courtly love.
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Originally, romance literature was written in Old French, Anglo-Norman and Occitan, later, in English, Italian and German. During the early 13th century, romances were increasingly written as prose.
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The shift from verse to prose dates from the early 13th century. The Prose Lancelot or Vulgate Cycle includes passages from that period. This collection indirectly led to Thomas Malory's Le Morte d'Arthur of the early 1470s. Prose became increasingly attractive because it enabled writers to associate popular stories with serious histories traditionally composed in prose, and could also be more easily translated.[30]
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Popular literature also drew on themes of romance, but with ironic, satiric or burlesque intent. Romances reworked legends, fairy tales, and history, but by about 1600 they were out of fashion, and Miguel de Cervantes famously burlesqued them in Don Quixote (1605). Still, the modern image of the medieval is more influenced by the romance than by any other medieval genre, and the word "medieval" evokes knights, distressed damsels, dragons, and such tropes.[31]
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Around 1800, the connotations of "romance" were modified with the development Gothic fiction.
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The term "novel" originates from the production of short stories, or novella that remained part of a European oral culture of storytelling into the late 19th century. Fairy tales, jokes, and humorous stories designed to make a point in a conversation, and the exemplum a priest would insert in a sermon belong into this tradition. Written collections of such stories circulated in a wide range of products from practical compilations of examples designed for the use of clerics to compilations of various stories such as Boccaccio's Decameron (1354) and Geoffrey Chaucer's Canterbury Tales (1386–1400). The Decameron was a compilation of one hundred novelle told by ten people—seven women and three men—fleeing the Black Death by escaping from Florence to the Fiesole hills, in 1348.
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The modern distinction between history and fiction did not exist in the early sixteenth century and the grossest improbabilities pervade many historical accounts found in the early modern print market. William Caxton's 1485 edition of Thomas Malory's Le Morte d'Arthur (1471) was sold as a true history, though the story unfolded in a series of magical incidents and historical improbabilities. Sir John Mandeville's Voyages, written in the 14th century, but circulated in printed editions throughout the 18th century,[32] was filled with natural wonders, which were accepted as fact, like the one-footed Ethiopians who use their extremity as an umbrella against the desert sun. Both works eventually came to be viewed as works of fiction.
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In the 16th and 17th centuries two factors led to the separation of history and fiction. The invention of printing immediately created a new market of comparatively cheap entertainment and knowledge in the form of chapbooks. The more elegant production of this genre by 17th- and 18th-century authors were belles lettres—that is, a market that would be neither low nor academic. The second major development was the first best-seller of modern fiction, the Spanish Amadis de Gaula, by García Montalvo. However, it was not accepted as an example of belles lettres. The Amadis eventually became the archetypical romance, in contrast with the modern novel which began to be developed in the 17th century.
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A chapbook is an early type of popular literature printed in early modern Europe. Produced cheaply, chapbooks were commonly small, paper-covered booklets, usually printed on a single sheet folded into books of 8, 12, 16 and 24 pages. They were often illustrated with crude woodcuts, which sometimes bore no relation to the text. When illustrations were included in chapbooks, they were considered popular prints. The tradition arose in the 16th century, as soon as printed books became affordable, and rose to its height during the 17th and 18th centuries and Many different kinds of ephemera and popular or folk literature were published as chapbooks, such as almanacs, children's literature, folk tales, nursery rhymes, pamphlets, poetry, and political and religious tracts.[33]
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The term "chapbook" for this type of literature was coined in the 19th century. The corresponding French and German terms are bibliothèque bleue (blue book) and Volksbuch, respectively.[34][35][36] The principal historical subject matter of chapbooks was abridgements of ancient historians, popular medieval histories of knights, stories of comical heroes, religious legends, and collections of jests and fables.[37] The new printed books reached the households of urban citizens and country merchants who visited the cities as traders. Cheap printed histories were, in the 17th and 18th centuries, especially popular among apprentices and younger urban readers of both sexes.[38]
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The early modern market, from the 1530s and 1540s, divided into low chapbooks and high market expensive, fashionable, elegant belles lettres. The Amadis and Rabelais' Gargantua and Pantagruel were important publications with respect to this divide. Both books specifically addressed the new customers of popular histories, rather than readers of belles lettres. The Amadis was a multi–volume fictional history of style, that aroused a debate about style and elegance as it became the first best-seller of popular fiction. On the other hand, Gargantua and Pantagruel, while it adopted the form of modern popular history, in fact satirized that genre's stylistic achievements. The division, between low and high literature, became especially visible with books that appeared on both the popular and belles lettres markets in the course of the 17th and 18th centuries: low chapbooks included abridgments of books such as Don Quixote.
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The term "chapbook" is also in use for present-day publications, commonly short, inexpensive booklets.[33]
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Heroic Romance is a genre of imaginative literature, which flourished in the 17th century, principally in France.
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The beginnings of modern fiction in France took a pseudo-bucolic form, and the celebrated L'Astrée, (1610) of Honore d'Urfe (1568–1625), which is the earliest French novel, is properly styled a pastoral. Although its action was, in the main, languid and sentimental, there was a side of the Astree which encouraged that extravagant love of glory, that spirit of " panache", which was now rising to its height in France. That spirit it was which animated Marin le Roy de Gomberville (1603–1674), who was the inventor of what have since been known as the Heroical Romances. In these there was experienced a violent recrudescence of the old medieval elements of romance, the impossible valour devoted to a pursuit of the impossible beauty, but the whole clothed in the language and feeling and atmosphere of the age in which the books were written. In order to give point to the chivalrous actions of the heroes, it was always hinted that they were well-known public characters of the day in a romantic disguise.
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Stories of witty cheats were an integral part of the European novella with its tradition of fabliaux. Significant examples include Till Eulenspiegel (1510), Lazarillo de Tormes (1554), Grimmelshausen's Simplicissimus Teutsch (1666–1668) and in England Richard Head's The English Rogue (1665). The tradition that developed with these titles focused on a hero and his life. The adventures led to satirical encounters with the real world with the hero either becoming the pitiable victim or the rogue who exploited the vices of those he met.
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A second tradition of satirical romances can be traced back to Heinrich Wittenwiler's Ring (c. 1410) and to François Rabelais' Gargantua and Pantagruel (1532–1564), which parodied and satirized heroic romances, and did this mostly by dragging them into the low realm of the burlesque. Don Quixote modified the satire of romances: its hero lost contact with reality by reading too many romances in the Amadisian tradition.
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Other important works of the tradition are Paul Scarron's Roman Comique (1651–57), the anonymous French Rozelli with its satire on Europe's religions, Alain-René Lesage's Gil Blas (1715–1735), Henry Fielding's Joseph Andrews (1742) and Tom Jones (1749), and Denis Diderot's Jacques the Fatalist (1773, printed posthumously in 1796).[39]
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A market of literature in the modern sense of the word, that is a separate market for fiction and poetry, did not exist until the late seventeenth century. All books were sold under the rubric of "History and politicks" in the early 18th century, including pamphlets, memoirs, travel literature, political analysis, serious histories, romances, poetry, and novels.
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That fictional histories shared the same space with academic histories and modern journalism had been criticized by historians since the end of the Middle Ages: fictions were "lies" and therefore hardly justifiable at all. The climate, however, changed in the 1670s.
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The romance format of the quasi–historical works of Madame d'Aulnoy, César Vichard de Saint-Réal,[40] Gatien de Courtilz de Sandras,[41] and Anne-Marguerite Petit du Noyer, allowed the publication of histories that dared not risk an unambiguous assertion of their truth. The literary market-place of the late 17th and early 18th century employed a simple pattern of options whereby fictions could reach out into the sphere of true histories. This permitted its authors to claim they had published fiction, not truth, if they ever faced allegations of libel.
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Prefaces and title pages of seventeenth and early eighteenth century fiction acknowledged this pattern: histories could claim to be romances, but threaten to relate true events, as in the Roman à clef. Other works could, conversely, claim to be factual histories, yet earn the suspicion that they were wholly invented. A further differentiation was made between private and public history: Daniel Defoe's Robinson Crusoe was, within this pattern, neither a "romance" nor a "novel". It smelled of romance, yet the preface stated that it should most certainly be read as a true private history.[42]
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The rise of the modern novel as an alternative to the chivalric romance began with the publication of Miguel de Cervantes' Novelas Exemplares (1613). It continued with Scarron's Roman Comique (the first part of which appeared in 1651), whose heroes noted the rivalry between French romances and the new Spanish genre.[43]
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Late 17th-century critics looked back on the history of prose fiction, proud of the generic shift that had taken place, leading towards the modern novel/novella.[44] The first perfect works in French were those of Scarron and Madame de La Fayette's "Spanish history" Zayde (1670). The development finally led to her Princesse de Clèves (1678), the first novel with what would become characteristic French subject matter.[45][46]
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Europe witnessed the generic shift in the titles of works in French published in Holland, which supplied the international market and English publishers exploited the novel/romance controversy in the 1670s and 1680s.[47] Contemporary critics listed the advantages of the new genre: brevity, a lack of ambition to produce epic poetry in prose; the style was fresh and plain; the focus was on modern life, and on heroes who were neither good nor bad.[48] The novel's potential to become the medium of urban gossip and scandal fuelled the rise of the novel/novella. Stories were offered as allegedly true recent histories, not for the sake of scandal but strictly for the moral lessons they gave. To prove this, fictionalized names were used with the true names in a separate key. The Mercure Gallant set the fashion in the 1670s.[49] Collections of letters and memoirs appeared, and were filled with the intriguing new subject matter and the epistolary novel grew from this and led to the first full blown example of scandalous fiction in Aphra Behn's Love-Letters Between a Nobleman and His Sister (1684/ 1685/ 1687). Before the rise of the literary novel, reading novels had only been a form of entertainment.[50]
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However, one of the earliest English novels, Daniel Defoe's Robinson Crusoe (1719), has elements of the romance, unlike these novels, because of its exotic setting and story of survival in isolation. Crusoe lacks almost all of the elements found in these new novels: wit, a fast narration evolving around a group of young fashionable urban heroes, along with their intrigues, a scandalous moral, gallant talk to be imitated, and a brief, concise plot.[citation needed] The new developments did, however, lead to Eliza Haywood's epic length novel, Love in Excess (1719/20) and to Samuel Richardson's Pamela, or Virtue Rewarded (1741).[citation needed] Some literary historians date the beginning of the English novel with Richardson's Pamela, rather than Crusoe.[51]
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The idea of the "rise of the novel" in the 18th century is especially associated with Ian Watt's influential study The Rise of the Novel (1957).[52][non-primary source needed] In Watt's conception, a rise in fictional realism during the 18th century came to distinguish the novel from earlier prose narratives.[53]
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The rising status of the novel in eighteenth century can be seen in the development of philosophical[54] and experimental novels.
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Philosophical fiction was not exactly new. Plato's dialogues were embedded in fictional narratives and his Republic is an early example of a Utopia. The tradition of works of fiction that were also philosophical texts continued with Thomas More's Utopia (1516) and Tommaso Campanella's City of the Sun (1602). However, the actual tradition of the philosophical novel came into being in the 1740s with new editions of More's work under the title Utopia: or the happy republic; a philosophical romance (1743).[citation needed] Voltaire wrote in this genre in Micromegas: a comic romance, which is a biting satire on philosophy, ignorance, and the self-conceit of mankind (1752, English 1753). His Zadig (1747) and Candide (1759) became central texts of the French Enlightenment and of the modern novel.[citation needed]
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An example of the experimental novel is Laurence Sterne's The Life and Opinions of Tristram Shandy, Gentleman (1759–1767), with its rejection of continuous narration.[55] In it the author not only addresses readers in his preface but speaks directly to them in his fictional narrative. In addition to Sterne's narrative experiments, there has visual experiments, such as a marbled page, a black page to express sorrow, and a page of lines to show the plot lines of the book. The novel as a whole focuses on the problems of language, with constant regard to John Locke's theories in An Essay Concerning Human Understanding.[56]
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The rise of the word novel at the cost of its rival, the romance, remained a Spanish and English phenomenon, and though readers all over Western Europe had welcomed the novel(la) or short history as an alternative in the second half of the 17th century, only the English and the Spanish had, however, openly discredited the romance.[citation needed]
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But the change of taste was brief and Fénelon's Telemachus [Les Aventures de Télémaque] (1699/1700) already exploited a nostalgia for the old romances with their heroism and professed virtue. Jane Barker explicitly advertised her Exilius as "A new Romance", "written after the Manner of Telemachus", in 1715.[57] Robinson Crusoe spoke of his own story as a "romance", though in the preface to the third volume, published in 1720, Defoe attacks all who said "that [...] the Story is feign'd, that the Names are borrow'd, and that it is all a Romance; that there never were any such Man or Place".
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The late 18th century brought an answer with the Romantic Movement's readiness to reclaim the word romance, with the gothic romance, and the historical novels of Walter Scott. Robinson Crusoe now became a "novel" in this period, that is a work of the new realistic fiction created in the 18th century.[citation needed]
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Sentimental novels relied on emotional responses, and feature scenes of distress and tenderness, and the plot is arranged to advance emotions rather than action. The result is a valorization of "fine feeling", displaying the characters as models of refined, sensitive emotional effect. The ability to display such feelings was thought at this time to show character and experience, and to help shape positive social life and relationships.[58]
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An example of this genre is Samuel Richardson's Pamela, or Virtue Rewarded (1740), composed "to cultivate the Principles of Virtue and Religion in the Minds of the Youth of Both Sexes", which focuses on a potential victim, a heroine that has all the modern virtues and who is vulnerable because her low social status and her occupation as servant of a libertine who falls in love with her. She, however, ends in reforming her antagonist.[citation needed]
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Male heroes adopted the new sentimental character traits in the 1760s. Laurence Sterne's Yorick, the hero of the Sentimental Journey (1768) did so with an enormous amount of humour. Oliver Goldsmith's Vicar of Wakefield (1766) and Henry Mackenzie's Man of Feeling (1771) produced the far more serious role models.[citation needed]
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These works inspired a sub- and counterculture of pornographic novels, for which Greek and Latin authors in translations had provided elegant models from the last century.[59] Pornography includes John Cleland's Fanny Hill (1748), which offered an almost exact reversals of the plot of novel's that emphasised virtue. The prostitute Fanny Hill learns to enjoy her work and establishes herself as a free and economically independent individual, in editions one could only expect to buy under the counter.[60]
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Less virtuous protagonists can also be found in satirical novels, like Richard Head's English Rogue (1665), that feature brothels, while women authors like Aphra Behn had offered their heroines alternative careers as precursors of the 19th-century femmes fatales.[61]
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The genre evolves in the 1770s with, for example, Werther in Johann Wolfgang von Goethe's The Sorrows of Young Werther (1774) realising that it is impossible for him to integrate into the new conformist society, and Pierre Choderlos de Laclos in Les Liaisons dangereuses (1782) showing a group of aristocrats playing games of intrigue and amorality.[citation needed].
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By around 1700, fiction was no longer a predominantly aristocratic entertainment, and printed books had soon gained the power to reach readers of almost all classes, though the reading habits differed and to follow fashions remained a privilege. Spain was a trendsetter into the 1630s but French authors superseded Cervantes, de Quevedo, and Alemán in the 1640s. As Huet was to note in 1670, the change was one of manners.[62] The new French works taught a new, on the surface freer, gallant exchange between the sexes as the essence of life at the French court.
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The situation changed again from 1660s into the 1690s when works by French authors were published in Holland out of the reach of French censors.[63] Dutch publishing houses pirated of fashionable books from France and created a new market of political and scandalous fiction. This led to a market of European rather than French fashions in the early 18th century.[64]
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By the 1680s fashionable political European novels had inspired a second wave of private scandalous publications and generated new productions of local importance. Women authors reported on politics and on their private love affairs in The Hague and in London. German students imitated them to boast of their private amours in fiction.[65] The London, the anonymous international market of the Netherlands, publishers in Hamburg and Leipzig generated new public spheres.[66] Once private individuals, such as students in university towns and daughters of London's upper class began write novels based on questionable reputations, the public began to call for a reformation of manners.[67]
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An important development in Britain, at the beginning of the century, was that new journals like The Spectator and The Tatler reviewed novels. In Germany Gotthold Ephraim Lessing's Briefe, die neuste Literatur betreffend (1758) appeared in the middle of the century with reviews of art and fiction. By the 1780s such reviews played had an important role in introducing new works of fiction to the public.
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Influenced by the new journals, reform became the main goal of the second generation of eighteenth century novelists. The Spectator Number 10 had stated that the aim was now "to enliven morality with wit, and to temper wit with morality […] to bring philosophy out of the closets and libraries, schools and colleges, to dwell in clubs and assemblies, at tea-tables and coffeehouses"). Constructive criticism of novels had until then been rare.[68] The first treatise on the history of the novel was a preface to Marie de La Fayette's novel Zayde (1670).
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A much later development was the introduction of novels into school and later university curricula.[when?]
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The French churchman and scholar Pierre Daniel Huet's Traitté de l'origine des romans (1670) laid the ground for a greater acceptance of the novel as literature, that is comparable to the classics, in the early 18th century. The theologian had not only dared to praise fictions, but he had also explained techniques of theological interpretation of fiction, which was a novelty. Furthermore, readers of novels and romances could gain insight not only into their own culture, but also that of distant, exotic countries.[citation needed]
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When the decades around 1700 saw the appearance of new editions of the classical authors Petronius, Lucian, and Heliodorus of Emesa.[69] the publishers equipped them with prefaces that referred to Huet's treatise. and the canon it had established. Also exotic works of Middle Eastern fiction entered the market that gave insight into Islamic culture. The Book of One Thousand and One Nights was first published in Europe from 1704 to 1715 in French, and then translated immediately into English and German, and was seen as a contribution to Huet's history of romances.[70]
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The English, Select Collection of Novels in six volumes (1720–22), is a milestone in this development of the novel's prestige. It included Huet's Treatise, along with the European tradition of the modern novel of the day: that is, novella from Machiavelli's to Marie de La Fayette's masterpieces. Aphra Behn's novels had appeared in the 1680s but became classics when reprinted in collections. Fénelon's Telemachus (1699/1700) became a classic three years after its publication. New authors entering the market were now ready to use their personal names rather than pseudonyms, including Eliza Haywood, who in 1719 following in the footsteps of Aphra Behn used her name with unprecedented pride.
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The very word romanticism is connected to the idea of romance, and the romance genre experienced a revival, at the end of the 18th century, with gothic fiction, that began in 1764 with English author Horace Walpole's The Castle of Otranto, subtitled (in its second edition) "A Gothic Story". Other important works are Ann Radcliffe's The Mysteries of Udolpho (1794) and 'Monk' Lewis's The Monk (1795).
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The new romances challenged the idea that the novel involved a realistic depictions of life, and destabilized the difference the critics had been trying to establish, between serious classical art and popular fiction. Gothic romances exploited the grotesque,[71] and some critics thought that their subject matter deserved less credit than the worst medieval tales of Arthurian knighthood.[72]
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The authors of this new type of fiction were accused of exploiting all available topics to thrill, arouse, or horrify their audience. These new romantic novelists, however, claimed that they were exploring the entire realm of fictionality. And psychological interpreters, in the early 19th century, read these works as encounters with the deeper hidden truth of the human imagination: this included sexuality, anxieties, and insatiable desires. Under such readings, novels were described as exploring deeper human motives, and it was suggested that such artistic freedom would reveal what had not previously been openly visible.
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The romances of de Sade, Les 120 Journées de Sodome (1785), Poe's Tales of the Grotesque and Arabesque (1840), Mary Shelley, Frankenstein (1818), and E.T.A. Hoffmann, Die Elixiere des Teufels (1815), would later attract 20th-century psychoanalysts and supply the images for 20th- and 21st-century horror films, love romances, fantasy novels, role-playing computer games, and the surrealists.
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The historical romance was also important at this time. But, while earlier writers of these romances paid little attention to historical reality, Walter Scott's historical novel Waverley (1814) broke with this tradition, and he invented "the true historical novel".[73] At the same time he was influenced by gothic romance, and had collaborated in 1801 with 'Monk' Lewis on Tales of Wonder.[73] With his Waverley novels Scott "hoped to do for the Scottish border" what Goethe and other German poets "had done for the Middle Ages, "and make its past live again in modern romance".[74] Scott's novels "are in the mode he himself defined as romance, 'the interest of which turns upon marvelous and uncommon incidents'".[75] He used his imagination to re-evaluate history by rendering things, incidents and protagonists in the way only the novelist could do. His work remained historical fiction, yet it questioned existing historical perceptions. The use of historical research was an important tool: Scott, the novelist, resorted to documentary sources as any historian would have done, but as a romantic he gave his subject a deeper imaginative and emotional significance.[75] By combining research with "marvelous and uncommon incidents", Scott attracted a far wider market than any historian could, and was the most famous novelist of his generation, throughout Europe.[73]
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In the 19th century the relationship between authors, publishers, and readers, changed. Authors originally had only received payment for their manuscript, however, changes in copyright laws, which began in 18th and continued into 19th century[76] promised royalties on all future editions. Another change in the 19th century was that novelists began to read their works in theaters, halls, and bookshops.[77] Also during the nineteenth century the market for popular fiction grew, and competed with works of literature. New institutions like the circulating library created a new market with a mass reading public.[78]
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Another difference was that novels began to deal with more difficult subjects, including current political and social issues, that were being discussed in newspapers and magazines. The idea of social responsibility became a key subject, whether of the citizen, or of the artist, with the theoretical debate concentrating on questions around the moral soundness of the modern novel.[79] Questions about artistic integrity, as well as aesthetics, including, for example. the idea of "art for art's sake", proposed by writers like Oscar Wilde and Algernon Charles Swinburne, were also important.[80]
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Major British writers such as Charles Dickens[81] and Thomas Hardy[82] were influenced by the romance genre tradition of the novel, which had been revitalized during the Romantic period. The Brontë sisters were notable mid-19th-century authors in this tradition, with Anne Brontë's The Tenant of Wildfell Hall, Charlotte Brontë's Jane Eyre and Emily Brontë's Wuthering Heights.[83] Publishing at the very end of the 19th century, Joseph Conrad has been called "a supreme 'romancer.'"[84] In America "the romance ... proved to be a serious, flexible, and successful medium for the exploration of philosophical ideas and attitudes." Notable examples include Nathaniel Hawthorne's The Scarlet Letter, and Herman Melville's Moby-Dick.[85]
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A number of European novelists were similarly influenced during this period by the earlier romance tradition, along with the Romanticism, including Victor Hugo, with novels like The Hunchback of Notre-Dame (1831) and Les Misérables (1862), and Mikhail Yuryevich Lermontov with A Hero of Our Time (1840).
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Many 19th-century authors dealt with significant social matters.[86] Émile Zola's novels depicted the world of the working classes, which Marx and Engels's non-fiction explores. In the United States slavery and racism became topics of far broader public debate thanks to Harriet Beecher Stowe's Uncle Tom's Cabin (1852), which dramatizes topics that had previously been discussed mainly in the abstract. Charles Dickens' novels led his readers into contemporary workhouses, and provided first-hand accounts of child labor. The treatment of the subject of war changed with Leo Tolstoy's War and Peace (1868/69), where he questions the facts provided by historians. Similarly the treatment of crime is very different in Fyodor Dostoyevsky's Crime and Punishment (1866), where the point of view is that of a criminal. Women authors had dominated fiction from the 1640s into the early 18th century, but few before George Eliot so openly questioned the role, education, and status of women in society, as she did.
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As the novel became a platform of modern debate, national literatures were developed that link the present with the past in the form of the historical novel. Alessandro Manzoni's I Promessi Sposi (1827) did this for Italy, while novelists in Russia and the surrounding Slavonic countries, as well as Scandinavia, did likewise.
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Along with this new appreciation of history, the future also became a topic for fiction. This had been done earlier in works like Samuel Madden's Memoirs of the Twentieth Century (1733) and Mary Shelley's The Last Man (1826), a work whose plot culminated in the catastrophic last days of a mankind extinguished by the plague. Edward Bellamy's Looking Backward (1887) and H.G. Wells's The Time Machine (1895) were concerned with technological and biological developments. Industrialization, Darwin's theory of evolution and Marx's theory of class divisions shaped these works and turned historical processes into a subject of wide debate. Bellamy's Looking Backward became the second best-selling book of the 19th century after Harriet Beecher Stowe's Uncle Tom's Cabin.[87][88] Such works led to the development of a whole genre of popular science fiction as the 20th century approached.
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James Joyce's Ulysses (1922) had a major influence on modern novelists, in the way that it replaced the 18th- and 19th-century narrator with a text that attempted to record inner thoughts, or a "stream of consciousness". This term was first used by William James in 1890 and, along with the related term interior monologue, is used by modernists like Dorothy Richardson, Marcel Proust, Virginia Woolf, and William Faulkner.[89] Also in the 1920s expressionist Alfred Döblin went in a different direction with Berlin Alexanderplatz (1929), where interspersed non-fictional text fragments exist alongside the fictional material to create another new form of realism, which differs from that of stream-of-consciousness.
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Later works like Samuel Beckett's trilogy Molloy (1951), Malone Dies (1951) and The Unnamable (1953), as well as Julio Cortázar's Rayuela (1963) and Thomas Pynchon's Gravity's Rainbow (1973) all make use of the stream-of-consciousness technique. On the other hand, Robert Coover is an example of those authors who, in the 1960s, fragmented their stories and challenged time and sequentiality as fundamental structural concepts.
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The 20th century novels deals with a wide range of subject matter. Erich Maria Remarque's All Quiet on the Western Front (1928) focusses on young German's experiences of World War I. The Jazz Age is explored by American F. Scott Fitzgerald, and the Great Depression by fellow American John Steinbeck. The rise of totalitarian states is the subject of British writer George Orwell. France's existentialism is the subject of French writers Jean-Paul Sartre's Nausea (1938) and Albert Camus' The Stranger (1942). The counterculture of the 1960s led to revived interest in Hermann Hesse's Steppenwolf (1927), and produced such iconic works of its own like Ken Kesey's One Flew Over the Cuckoo's Nest and Thomas Pynchon's Gravity's Rainbow. Novelist have also been interested in the subject of racial and gender identity in recent decades.[90] Jesse Kavadlo of Maryville University of St. Louis has described Chuck Palahniuk's Fight Club (1996) as "a closeted feminist critique".[91] Virginia Woolf, Simone de Beauvoir, Doris Lessing, Elfriede Jelinek were feminist voices during this period.
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Furthermore, the major political and military confrontations of the 20th and 21st centuries have also influenced novelists. The events of World War II, from a German perspective, are dealt with by Günter Grass' The Tin Drum (1959) and an American by Joseph Heller's Catch-22 (1961). The subsequent Cold War influenced popular spy novels. Latin American self-awareness in the wake of the (failing) left revolutions of the 1960s and 1970s resulted in a "Latin American Boom", linked to with the names of novelists Julio Cortázar, Mario Vargas Llosa, Carlos Fuentes and Gabriel García Márquez, along with the invention of a special brand of postmodern magic realism.
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Another major 20th-century social events, the so-called sexual revolution is reflected in the modern novel.[92] D.H. Lawrence's Lady Chatterley's Lover had to be published in Italy in 1928; British censorship lifted its ban as late as 1960. Henry Miller's Tropic of Cancer (1934) created the comparable US scandal. Transgressive fiction from Vladimir Nabokov's Lolita (1955) to Michel Houellebecq's Les Particules élémentaires (1998) entered a literary field that eventually led to more pornographic works such as Anne Desclos' Story of O (1954) to Anaïs Nin's Delta of Venus (1978).
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In the second half of the 20th century, Postmodern authors subverted serious debate with playfulness, claiming that art could never be original, that it always plays with existing materials.[93] The idea that language is self-referential was already an accepted truth in the world of pulp fiction. A postmodernist re-reads popular literature as an essential cultural production. Novels from Thomas Pynchon's The Crying of Lot 49 (1966), to Umberto Eco's The Name of the Rose (1980) and Foucault's Pendulum (1989) made use of intertextual references.[94]
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See also: Thriller, Westerns and Speculative fiction
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While the reader of so-called serious literature will follow public discussions of novels, popular fiction production employs more direct and short-term marketing strategies by openly declarating of the work's genre. Popular novels are based entirely on the expectations for the particular genre, and this includes the creation of a series of novels with an identifiable brand name. e.g. the Sherlock Holmes series by Arthur Conan Doyle
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Popular literature holds a larger market share. Romance fiction had an estimated $1.375 billion share in the US book market in 2007. Inspirational literature/religious literature followed with $819 million, science fiction/fantasy with $700 million, mystery with $650 million and then classic literary fiction with $466 million.[95]
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Genre literature might be seen as the successor of the early modern chapbook. Both fields share a focus on readers who are in search of accessible reading satisfaction.[96] The twentieth century love romance is a successor of the novels Madeleine de Scudéry, Marie de La Fayette, Aphra Behn, and Eliza Haywood wrote from the 1640s into the 1740s. The modern adventure novel goes back to Daniel Defoe's Robinson Crusoe (1719) and its immediate successors. Modern pornography has no precedent in the chapbook market but originates in libertine and hedonistic belles lettres, of works like John Cleland's Fanny Hill (1749) and similar eighteenth century novels. Ian Fleming's James Bond is a descendant of the anonymous yet extremely sophisticated and stylish narrator who mixed his love affairs with his political missions in La Guerre d'Espagne (1707). Marion Zimmer Bradley's The Mists of Avalon is influenced by Tolkien, as well as Arthurian literature, including its nineteenth century successors. Modern horror fiction also has no precedent on the market of chapbooks but goes back to the elitist market of early nineteenth century Romantic literature. Modern popular science fiction has an even shorter history, from the 1860s.
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The authors of popular fiction tend to advertise that they have exploited a controversial topic and this is a major difference between them and so-called elitist literature. Dan Brown, for example, discusses, on his website, the question whether his Da Vinci Code is an anti-Christian novel.[97] And because authors of popular fiction have a fan community to serve, they can risk offending literary critic. However, the boundaries between popular and serious literature have blurred in recent years, with postmodernism and poststructuralism, as well as by adaptation of popular literary classics by the film and television industries.
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Crime became a major subject of 20th and 21st century genre novelists and crime fiction reflects the realities of modern industrialized societies. Crime is both a personal and public subject: criminals each have their personal motivations; detectives, see their moral codes challenged. Patricia Highsmith's thrillers became a medium of new psychological explorations. Paul Auster's New York Trilogy (1985–1986) is an example of experimental postmodernist literature based on this genre.
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Fantasy is another major area of commercial fiction, and a major example is J. R. R. Tolkien's The Lord of the Rings (1954/55), a work originally written for young readers that became a major cultural artefact. Tolkien in fact revived the tradition of European epic literature in the tradition of Beowulf, the North Germanic Edda and the Arthurian Cycles.
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Science fiction, is another important type of genre fiction and it has developed in a variety of ways, ranging from the early, technological adventure Jules Verne had made fashionable in the 1860s, to Aldous Huxley's Brave New World (1932) about Western consumerism and technology. George Orwell's Nineteen Eighty-Four (1949) deals with totalitarianism and surveillance, among other matters, while Stanisław Lem, Isaac Asimov and Arthur C. Clarke produced modern classics which focus on the interaction between humans and machines. The surreal novels of Philip K Dick such as The Three Stigmata of Palmer Eldritch explore the nature of reality, reflecting the widespread recreational experimentation with drugs and cold-war paranoia of the 60's and 70's. Writers such as Ursula le Guin and Margaret Atwood explore feminist and broader social issues in their works. William Gibson, author of the cult classic Neuromancer (1984), is one of a new wave of authors who explore post-apocalyptic fantasies and virtual reality.
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Theories of the novel
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Histories of the novel
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Romanticism (also known as the Romantic era) was an artistic, literary, musical and intellectual movement that originated in Europe towards the end of the 18th century, and in most areas was at its peak in the approximate period from 1800 to 1890. Romanticism was characterized by its emphasis on emotion and individualism as well as glorification of all the past and nature, preferring the medieval rather than the classical. It was partly a reaction to the Industrial Revolution,[1] the aristocratic social and political norms of the Age of Enlightenment, and the scientific rationalization of nature—all components of modernity.[2] It was embodied most strongly in the visual arts, music, and literature, but had a major impact on historiography,[3] education,[4] chess, social sciences, and the natural sciences.[5][failed verification] It had a significant and complex effect on politics, with romantic thinkers influencing liberalism, radicalism, conservatism, and nationalism.[6]
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The movement emphasized intense emotion as an authentic source of aesthetic experience, placing new emphasis on such emotions as apprehension, horror and terror, and awe—especially that experienced in confronting the new aesthetic categories of the sublimity and beauty of nature. It elevated folk art and ancient custom to something noble, but also spontaneity as a desirable characteristic (as in the musical impromptu). In contrast to the Rationalism and Classicism of the Enlightenment, Romanticism revived medievalism[7] and elements of art and narrative perceived as authentically medieval in an attempt to escape population growth, early urban sprawl, and industrialism.
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Although the movement was rooted in the German Sturm und Drang movement, which preferred intuition and emotion to the rationalism of the Enlightenment, the events and ideologies of the French Revolution were also proximate factors. Romanticism assigned a high value to the achievements of "heroic" individualists and artists, whose examples, it maintained, would raise the quality of society. It also promoted the individual imagination as a critical authority allowed of freedom from classical notions of form in art. There was a strong recourse to historical and natural inevitability, a Zeitgeist, in the representation of its ideas. In the second half of the 19th century, Realism was offered as a polar opposite to Romanticism.[8] The decline of Romanticism during this time was associated with multiple processes, including social and political changes and the spread of nationalism.[9]
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The nature of Romanticism may be approached from the primary importance of the free expression of the feelings of the artist. The importance the Romantics placed on emotion is summed up in the remark of the German painter Caspar David Friedrich, "the artist's feeling is his law".[10] For William Wordsworth, poetry should begin as "the spontaneous overflow of powerful feelings", which the poet then "recollect[s] in tranquility", evoking a new but corresponding emotion the poet can then mold into art.[11]
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To express these feelings, it was considered the content of art had to come from the imagination of the artist, with as little interference as possible from "artificial" rules dictating what a work should consist of. Samuel Taylor Coleridge and others believed there were natural laws the imagination—at least of a good creative artist—would unconsciously follow through artistic inspiration if left alone.[12] As well as rules, the influence of models from other works was considered to impede the creator's own imagination, so that originality was essential. The concept of the genius, or artist who was able to produce his own original work through this process of creation from nothingness, is key to Romanticism, and to be derivative was the worst sin.[13][14][15] This idea is often called "romantic originality".[16] Translator and prominent Romantic August Wilhelm Schlegel argued in his Lectures on Dramatic Arts and Letters that the most phenomenal power of human nature is its capacity to divide and diverge into opposite directions.[17]
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Not essential to Romanticism, but so widespread as to be normative, was a strong belief and interest in the importance of nature. This particularly in the effect of nature upon the artist when he is surrounded by it, preferably alone. In contrast to the usually very social art of the Enlightenment, Romantics were distrustful of the human world, and tended to believe a close connection with nature was mentally and morally healthy. Romantic art addressed its audiences with what was intended to be felt as the personal voice of the artist. So, in literature, "much of romantic poetry invited the reader to identify the protagonists with the poets themselves".[18]
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According to Isaiah Berlin, Romanticism embodied "a new and restless spirit, seeking violently to burst through old and cramping forms, a nervous preoccupation with perpetually changing inner states of consciousness, a longing for the unbounded and the indefinable, for perpetual movement and change, an effort to return to the forgotten sources of life, a passionate effort at self-assertion both individual and collective, a search after means of expressing an unappeasable yearning for unattainable goals".[19]
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The group of words with the root "Roman" in the various European languages, such as "romance" and "Romanesque", has a complicated history. By the 1700s, European languages – notably German, French and Russian – were using the term "Roman" in the sense of the English word "novel", i.e. a work of popular narrative fiction.[20] This usage derived from the term "Romance languages", which referred to vernacular (or popular) language in contrast to formal Latin.[20] Most such novels took the form of "chivalric romance", tales of adventure, devotion and honour.[21]
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The founders of Romanticism, critics August and Friedrich, began to speak of romantische Poesie ("romantic poetry") in the 1790s, contrasting it with "classic" but in terms of spirit rather than merely dating. Friedrich Schlegel wrote in his 1800 essay Gespräch über die Poesie ("Dialogue on Poetry"): "I seek and find the romantic among the older moderns, in Shakespeare, in Cervantes, in Italian poetry, in that age of chivalry, love and fable, from which the phenomenon and the word itself are derived."[22][23]
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The modern sense of the term spread more widely in France by its persistent use by Germaine de Staël in her De l'Allemagne (1813), recounting her travels in Germany.[24] In England Wordsworth wrote in a preface to his poems of 1815 of the "romantic harp" and "classic lyre",[24] but in 1820 Byron could still write, perhaps slightly disingenuously, "I perceive that in Germany, as well as in Italy, there is a great struggle about what they call 'Classical' and 'Romantic', terms which were not subjects of classification in England, at least when I left it four or five years ago".[25] It is only from the 1820s that Romanticism certainly knew itself by its name, and in 1824 the Académie française took the wholly ineffective step of issuing a decree condemning it in literature.[26]
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The period typically called Romantic varies greatly between different countries and different artistic media or areas of thought. Margaret Drabble described it in literature as taking place "roughly between 1770 and 1848",[27] and few dates much earlier than 1770 will be found. In English literature, M. H. Abrams placed it between 1789, or 1798, this latter a very typical view, and about 1830, perhaps a little later than some other critics.[28] Others have proposed 1780–1830.[29] In other fields and other countries the period denominated as Romantic can be considerably different; musical Romanticism, for example, is generally regarded as only having ceased as a major artistic force as late as 1910, but in an extreme extension the Four Last Songs of Richard Strauss are described stylistically as "Late Romantic" and were composed in 1946–48.[30] However, in most fields the Romantic period is said to be over by about 1850, or earlier.
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The early period of the Romantic era was a time of war, with the French Revolution (1789–1799) followed by the Napoleonic Wars until 1815. These wars, along with the political and social turmoil that went along with them, served as the background for Romanticism.[31] The key generation of French Romantics born between 1795–1805 had, in the words of one of their number, Alfred de Vigny, been "conceived between battles, attended school to the rolling of drums".[32] According to Jacques Barzun, there were three generations of Romantic artists. The first emerged in the 1790s and 1800s, the second in the 1820s, and the third later in the century.[33]
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The more precise characterization and specific definition of Romanticism has been the subject of debate in the fields of intellectual history and literary history throughout the 20th century, without any great measure of consensus emerging. That it was part of the Counter-Enlightenment, a reaction against the Age of Enlightenment, is generally accepted in current scholarship. Its relationship to the French Revolution, which began in 1789 in the very early stages of the period, is clearly important, but highly variable depending on geography and individual reactions. Most Romantics can be said to be broadly progressive in their views, but a considerable number always had, or developed, a wide range of conservative views,[34] and nationalism was in many countries strongly associated with Romanticism, as discussed in detail below.
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In philosophy and the history of ideas, Romanticism was seen by Isaiah Berlin as disrupting for over a century the classic Western traditions of rationality and the idea of moral absolutes and agreed values, leading "to something like the melting away of the very notion of objective truth",[35] and hence not only to nationalism, but also fascism and totalitarianism, with a gradual recovery coming only after World War II.[36] For the Romantics, Berlin says,
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in the realm of ethics, politics, aesthetics it was the authenticity and sincerity of the pursuit of inner goals that mattered; this applied equally to individuals and groups—states, nations, movements. This is most evident in the aesthetics of romanticism, where the notion of eternal models, a Platonic vision of ideal beauty, which the artist seeks to convey, however imperfectly, on canvas or in sound, is replaced by a passionate belief in spiritual freedom, individual creativity. The painter, the poet, the composer do not hold up a mirror to nature, however ideal, but invent; they do not imitate (the doctrine of mimesis), but create not merely the means but the goals that they pursue; these goals represent the self-expression of the artist's own unique, inner vision, to set aside which in response to the demands of some "external" voice—church, state, public opinion, family friends, arbiters of taste—is an act of betrayal of what alone justifies their existence for those who are in any sense creative.[37]
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Arthur Lovejoy attempted to demonstrate the difficulty of defining Romanticism in his seminal article "On The Discrimination of Romanticisms" in his Essays in the History of Ideas (1948); some scholars see Romanticism as essentially continuous with the present, some like Robert Hughes see in it the inaugural moment of modernity,[38] and some like Chateaubriand, Novalis and Samuel Taylor Coleridge see it as the beginning of a tradition of resistance to Enlightenment rationalism—a "Counter-Enlightenment"—[39][40] to be associated most closely with German Romanticism. An earlier definition comes from Charles Baudelaire: "Romanticism is precisely situated neither in choice of subject nor exact truth, but in the way of feeling."[41]
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The end of the Romantic era is marked in some areas by a new style of Realism, which affected literature, especially the novel and drama, painting, and even music, through Verismo opera. This movement was led by France, with Balzac and Flaubert in literature and Courbet in painting; Stendhal and Goya were important precursors of Realism in their respective media. However, Romantic styles, now often representing the established and safe style against which Realists rebelled, continued to flourish in many fields for the rest of the century and beyond. In music such works from after about 1850 are referred to by some writers as "Late Romantic" and by others as "Neoromantic" or "Postromantic", but other fields do not usually use these terms; in English literature and painting the convenient term "Victorian" avoids having to characterise the period further.
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In northern Europe, the Early Romantic visionary optimism and belief that the world was in the process of great change and improvement had largely vanished, and some art became more conventionally political and polemical as its creators engaged polemically with the world as it was. Elsewhere, including in very different ways the United States and Russia, feelings that great change was underway or just about to come were still possible. Displays of intense emotion in art remained prominent, as did the exotic and historical settings pioneered by the Romantics, but experimentation with form and technique was generally reduced, often replaced with meticulous technique, as in the poems of Tennyson or many paintings. If not realist, late 19th-century art was often extremely detailed, and pride was taken in adding authentic details in a way that earlier Romantics did not trouble with. Many Romantic ideas about the nature and purpose of art, above all the pre-eminent importance of originality, remained important for later generations, and often underlie modern views, despite opposition from theorists.
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In literature, Romanticism found recurrent themes in the evocation or criticism of the past, the cult of "sensibility" with its emphasis on women and children, the isolation of the artist or narrator, and respect for nature. Furthermore, several romantic authors, such as Edgar Allan Poe and Nathaniel Hawthorne, based their writings on the supernatural/occult and human psychology. Romanticism tended to regard satire as something unworthy of serious attention, a prejudice still influential today.[42] The Romantic movement in literature was preceded by the Enlightenment and succeeded by Realism.
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Some authors cite 16th-century poet Isabella di Morra as an early precursor of Romantic literature. Her lyrics covering themes of isolation and loneliness, which reflected the tragic events of her life, are considered "an impressive prefigurement of Romanticism",[43] differing from the Petrarchist fashion of the time based on the philosophy of love.
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The precursors of Romanticism in English poetry go back to the middle of the 18th century, including figures such as Joseph Warton (headmaster at Winchester College) and his brother Thomas Warton, Professor of Poetry at Oxford University.[44] Joseph maintained that invention and imagination were the chief qualities of a poet. The Scottish poet James Macpherson influenced the early development of Romanticism with the international success of his Ossian cycle of poems published in 1762, inspiring both Goethe and the young Walter Scott. Thomas Chatterton is generally considered the first Romantic poet in English.[45] Both Chatterton and Macpherson's work involved elements of fraud, as what they claimed was earlier literature that they had discovered or compiled was, in fact, entirely their own work. The Gothic novel, beginning with Horace Walpole's The Castle of Otranto (1764), was an important precursor of one strain of Romanticism, with a delight in horror and threat, and exotic picturesque settings, matched in Walpole's case by his role in the early revival of Gothic architecture. Tristram Shandy, a novel by Laurence Sterne (1759–67), introduced a whimsical version of the anti-rational sentimental novel to the English literary public.
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An early German influence came from Johann Wolfgang von Goethe, whose 1774 novel The Sorrows of Young Werther had young men throughout Europe emulating its protagonist, a young artist with a very sensitive and passionate temperament. At that time Germany was a multitude of small separate states, and Goethe's works would have a seminal influence in developing a unifying sense of nationalism. Another philosophic influence came from the German idealism of Johann Gottlieb Fichte and Friedrich Schelling, making Jena (where Fichte lived, as well as Schelling, Hegel, Schiller and the brothers Schlegel) a centre for early German Romanticism (see Jena Romanticism). Important writers were Ludwig Tieck, Novalis (Heinrich von Ofterdingen, 1799), Heinrich von Kleist and Friedrich Hölderlin. Heidelberg later became a centre of German Romanticism, where writers and poets such as Clemens Brentano, Achim von Arnim, and Joseph Freiherr von Eichendorff (Aus dem Leben eines Taugenichts) met regularly in literary circles.
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Important motifs in German Romanticism are travelling, nature, for example the German Forest, and Germanic myths. The later German Romanticism of, for example E. T. A. Hoffmann's Der Sandmann (The Sandman), 1817, and Joseph Freiherr von Eichendorff's Das Marmorbild (The Marble Statue), 1819, was darker in its motifs and has gothic elements. The significance to Romanticism of childhood innocence, the importance of imagination, and racial theories all combined to give an unprecedented importance to folk literature, non-classical mythology and children's literature, above all in Germany. Brentano and von Arnim were significant literary figures who together published Des Knaben Wunderhorn ("The Boy's Magic Horn" or cornucopia), a collection of versified folk tales, in 1806–08. The first collection of Grimms' Fairy Tales by the Brothers Grimm was published in 1812.[46] Unlike the much later work of Hans Christian Andersen, who was publishing his invented tales in Danish from 1835, these German works were at least mainly based on collected folk tales, and the Grimms remained true to the style of the telling in their early editions, though later rewriting some parts. One of the brothers, Jacob, published in 1835 Deutsche Mythologie, a long academic work on Germanic mythology.[47] Another strain is exemplified by Schiller's highly emotional language and the depiction of physical violence in his play The Robbers of 1781.
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In English literature, the key figures of the Romantic movement are considered to be the group of poets including William Wordsworth, Samuel Taylor Coleridge, John Keats, Lord Byron, Percy Bysshe Shelley and the much older William Blake, followed later by the isolated figure of John Clare; also such novelists as Walter Scott from Scotland and Mary Shelley, and the essayists William Hazlitt and Charles Lamb. The publication in 1798 of Lyrical Ballads, with many of the finest poems by Wordsworth and Coleridge, is often held to mark the start of the movement. The majority of the poems were by Wordsworth, and many dealt with the lives of the poor in his native Lake District, or his feelings about nature—which he more fully developed in his long poem The Prelude, never published in his lifetime. The longest poem in the volume was Coleridge's The Rime of the Ancient Mariner, which showed the Gothic side of English Romanticism, and the exotic settings that many works featured. In the period when they were writing, the Lake Poets were widely regarded as a marginal group of radicals, though they were supported by the critic and writer William Hazlitt and others.
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In contrast, Lord Byron and Walter Scott achieved enormous fame and influence throughout Europe with works exploiting the violence and drama of their exotic and historical settings; Goethe called Byron "undoubtedly the greatest genius of our century".[48] Scott achieved immediate success with his long narrative poem The Lay of the Last Minstrel in 1805, followed by the full epic poem Marmion in 1808. Both were set in the distant Scottish past, already evoked in Ossian; Romanticism and Scotland were to have a long and fruitful partnership. Byron had equal success with the first part of Childe Harold's Pilgrimage in 1812, followed by four "Turkish tales", all in the form of long poems, starting with The Giaour in 1813, drawing from his Grand Tour, which had reached Ottoman Europe, and orientalizing the themes of the Gothic novel in verse. These featured different variations of the "Byronic hero", and his own life contributed a further version. Scott meanwhile was effectively inventing the historical novel, beginning in 1814 with Waverley, set in the 1745 Jacobite rising, which was an enormous and highly profitable success, followed by over 20 further Waverley Novels over the next 17 years, with settings going back to the Crusades that he had researched to a degree that was new in literature.[49]
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In contrast to Germany, Romanticism in English literature had little connection with nationalism, and the Romantics were often regarded with suspicion for the sympathy many felt for the ideals of the French Revolution, whose collapse and replacement with the dictatorship of Napoleon was, as elsewhere in Europe, a shock to the movement. Though his novels celebrated Scottish identity and history, Scott was politically a firm Unionist, but admitted to Jacobite sympathies. Several spent much time abroad, and a famous stay on Lake Geneva with Byron and Shelley in 1816 produced the hugely influential novel Frankenstein by Shelley's wife-to-be Mary Shelley and the novella The Vampyre by Byron's doctor John William Polidori. The lyrics of Robert Burns in Scotland, and Thomas Moore from Ireland, reflected in different ways their countries and the Romantic interest in folk literature, but neither had a fully Romantic approach to life or their work.
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Though they have modern critical champions such as György Lukács, Scott's novels are today more likely to be experienced in the form of the many operas that composers continued to base on them over the following decades, such as Donizetti's Lucia di Lammermoor and Vincenzo Bellini's I puritani (both 1835). Byron is now most highly regarded for his short lyrics and his generally unromantic prose writings, especially his letters, and his unfinished satire Don Juan.[50] Unlike many Romantics, Byron's widely publicised personal life appeared to match his work, and his death at 36 in 1824 from disease when helping the Greek War of Independence appeared from a distance to be a suitably Romantic end, entrenching his legend.[51] Keats in 1821 and Shelley in 1822 both died in Italy, Blake (at almost 70) in 1827, and Coleridge largely ceased to write in the 1820s. Wordsworth was by 1820 respectable and highly regarded, holding a government sinecure, but wrote relatively little. In the discussion of English literature, the Romantic period is often regarded as finishing around the 1820s, or sometimes even earlier, although many authors of the succeeding decades were no less committed to Romantic values.
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The most significant novelist in English during the peak Romantic period, other than Walter Scott, was Jane Austen, whose essentially conservative world-view had little in common with her Romantic contemporaries, retaining a strong belief in decorum and social rules, though critics such as Claudia L. Johnson have detected tremors under the surface of many works, such as Northanger Abbey (1817), Mansfield Park (1814) and Persuasion (1817).[52] But around the mid-century the undoubtedly Romantic novels of the Yorkshire-based Brontë family appeared. Most notably Charlotte's Jane Eyre and Emily's Wuthering Heights, both published in 1847, which also introduced more Gothic themes. While these two novels were written and published after the Romantic period is said to have ended, their novels were heavily influenced by Romantic literature they'd read as children.
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Byron, Keats and Shelley all wrote for the stage, but with little success in England, with Shelley's The Cenci perhaps the best work produced, though that was not played in a public theatre in England until a century after his death. Byron's plays, along with dramatizations of his poems and Scott's novels, were much more popular on the Continent, and especially in France, and through these versions several were turned into operas, many still performed today. If contemporary poets had little success on the stage, the period was a legendary one for performances of Shakespeare, and went some way to restoring his original texts and removing the Augustan "improvements" to them. The greatest actor of the period, Edmund Kean, restored the tragic ending to King Lear;[53] Coleridge said that, "Seeing him act was like reading Shakespeare by flashes of lightning."[54]
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Although after union with England in 1707 Scotland increasingly adopted English language and wider cultural norms, its literature developed a distinct national identity and began to enjoy an international reputation. Allan Ramsay (1686–1758) laid the foundations of a reawakening of interest in older Scottish literature, as well as leading the trend for pastoral poetry, helping to develop the Habbie stanza as a poetic form.[55] James Macpherson (1736–96) was the first Scottish poet to gain an international reputation. Claiming to have found poetry written by the ancient bard Ossian, he published translations that acquired international popularity, being proclaimed as a Celtic equivalent of the Classical epics. Fingal, written in 1762, was speedily translated into many European languages, and its appreciation of natural beauty and treatment of the ancient legend has been credited more than any single work with bringing about the Romantic movement in European, and especially in German literature, through its influence on Johann Gottfried von Herder and Johann Wolfgang von Goethe.[56] It was also popularised in France by figures that included Napoleon.[57] Eventually it became clear that the poems were not direct translations from Scottish Gaelic, but flowery adaptations made to suit the aesthetic expectations of his audience.[58]
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Robert Burns (1759–96) and Walter Scott (1771–1832) were highly influenced by the Ossian cycle. Burns, an Ayrshire poet and lyricist, is widely regarded as the national poet of Scotland and a major influence on the Romantic movement. His poem (and song) "Auld Lang Syne" is often sung at Hogmanay (the last day of the year), and "Scots Wha Hae" served for a long time as an unofficial national anthem of the country.[59] Scott began as a poet and also collected and published Scottish ballads. His first prose work, Waverley in 1814, is often called the first historical novel.[60] It launched a highly successful career, with other historical novels such as Rob Roy (1817), The Heart of Midlothian (1818) and Ivanhoe (1820). Scott probably did more than any other figure to define and popularise Scottish cultural identity in the nineteenth century.[61] Other major literary figures connected with Romanticism include the poets and novelists James Hogg (1770–1835), Allan Cunningham (1784–1842) and John Galt (1779–1839).[62] One of the most significant figures of the Romantic movement, Lord Byron, was brought up in Scotland until he inherited his family's English peerage.[63]
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Scotland was also the location of two of the most important literary magazines of the era, The Edinburgh Review (founded in 1802) and Blackwood's Magazine (founded in 1817), which had a major impact on the development of British literature and drama in the era of Romanticism.[64][65] Ian Duncan and Alex Benchimol suggest that publications like the novels of Scott and these magazines were part of a highly dynamic Scottish Romanticism that by the early nineteenth century, caused Edinburgh to emerge as the cultural capital of Britain and become central to a wider formation of a "British Isles nationalism".[66]
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Scottish "national drama" emerged in the early 1800s, as plays with specifically Scottish themes began to dominate the Scottish stage. Theatres had been discouraged by the Church of Scotland and fears of Jacobite assemblies. In the later eighteenth century, many plays were written for and performed by small amateur companies and were not published and so most have been lost. Towards the end of the century there were "closet dramas", primarily designed to be read, rather than performed, including work by Scott, Hogg, Galt and Joanna Baillie (1762–1851), often influenced by the ballad tradition and Gothic Romanticism.[67]
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Romanticism was relatively late in developing in French literature, more so than in the visual arts. The 18th-century precursor to Romanticism, the cult of sensibility, had become associated with the Ancien Régime, and the French Revolution had been more of an inspiration to foreign writers than those experiencing it at first-hand. The first major figure was François-René de Chateaubriand, a minor aristocrat who had remained a royalist throughout the Revolution, and returned to France from exile in England and America under Napoleon, with whose regime he had an uneasy relationship. His writings, all in prose, included some fiction, such as his influential novella of exile René (1802), which anticipated Byron in its alienated hero, but mostly contemporary history and politics, his travels, a defence of religion and the medieval spirit (Génie du christianisme, 1802), and finally in the 1830s and 1840s his enormous autobiography Mémoires d'Outre-Tombe ("Memoirs from beyond the grave").[68]
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After the Bourbon Restoration, French Romanticism developed in the lively world of Parisian theatre, with productions of Shakespeare, Schiller (in France a key Romantic author), and adaptations of Scott and Byron alongside French authors, several of whom began to write in the late 1820s. Cliques of pro- and anti-Romantics developed, and productions were often accompanied by raucous vocalizing by the two sides, including the shouted assertion by one theatregoer in 1822 that "Shakespeare, c'est l'aide-de-camp de Wellington" ("Shakespeare is Wellington's aide-de-camp").[69] Alexandre Dumas began as a dramatist, with a series of successes beginning with Henri III et sa cour (1829) before turning to novels that were mostly historical adventures somewhat in the manner of Scott, most famously The Three Musketeers and The Count of Monte Cristo, both of 1844. Victor Hugo published as a poet in the 1820s before achieving success on the stage with Hernani—a historical drama in a quasi-Shakespearian style that had famously riotous performances on its first run in 1830.[70] Like Dumas, Hugo is best known for his novels, and was already writing The Hunchback of Notre-Dame (1831), one of the best known works, which became a paradigm of the French Romantic movement. The preface to his unperformed play Cromwell gives an important manifesto of French Romanticism, stating that "there are no rules, or models". The career of Prosper Mérimée followed a similar pattern; he is now best known as the originator of the story of Carmen, with his novella published 1845. Alfred de Vigny remains best known as a dramatist, with his play on the life of the English poet Chatterton (1835) perhaps his best work. George Sand was a central figure of the Parisian literary scene, famous both for her novels and criticism and her affairs with Chopin and several others;[71] she too was inspired by the theatre, and wrote works to be staged at her private estate.
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French Romantic poets of the 1830s to 1850s include Alfred de Musset, Gérard de Nerval, Alphonse de Lamartine and the flamboyant Théophile Gautier, whose prolific output in various forms continued until his death in 1872.
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Stendhal is today probably the most highly regarded French novelist of the period, but he stands in a complex relation with Romanticism, and is notable for his penetrating psychological insight into his characters and his realism, qualities rarely prominent in Romantic fiction. As a survivor of the French retreat from Moscow in 1812, fantasies of heroism and adventure had little appeal for him, and like Goya he is often seen as a forerunner of Realism. His most important works are Le Rouge et le Noir (The Red and the Black, 1830) and La Chartreuse de Parme (The Charterhouse of Parma, 1839).
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Romanticism in Poland is often taken to begin with the publication of Adam Mickiewicz's first poems in 1822, and end with the crushing of the January Uprising of 1863 against the Russians. It was strongly marked by interest in Polish history.[72] Polish Romanticism revived the old "Sarmatism" traditions of the szlachta or Polish nobility. Old traditions and customs were revived and portrayed in a positive light in the Polish messianic movement and in works of great Polish poets such as Adam Mickiewicz (Pan Tadeusz), Juliusz Słowacki and Zygmunt Krasiński, as well as prose writers such as Henryk Sienkiewicz. This close connection between Polish Romanticism and Polish history became one of the defining qualities of the literature of Polish Romanticism period, differentiating it from that of other countries. They had not suffered the loss of national statehood as was the case with Poland.[73] Influenced by the general spirit and main ideas of European Romanticism, the literature of Polish Romanticism is unique, as many scholars have pointed out, in having developed largely outside of Poland and in its emphatic focus upon the issue of Polish nationalism. The Polish intelligentsia, along with leading members of its government, left Poland in the early 1830s, during what is referred to as the "Great Emigration", resettling in France, Germany, Great Britain, Turkey, and the United States.
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Their art featured emotionalism and irrationality, fantasy and imagination, personality cults, folklore and country life, and the propagation of ideals of freedom. In the second period, many of the Polish Romantics worked abroad, often banished from Poland by the occupying powers due to their politically subversive ideas. Their work became increasingly dominated by the ideals of political struggle for freedom and their country's sovereignty. Elements of mysticism became more prominent. There developed the idea of the poeta wieszcz (the prophet). The wieszcz (bard) functioned as spiritual leader to the nation fighting for its independence. The most notable poet so recognized was Adam Mickiewicz.
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Zygmunt Krasiński also wrote to inspire political and religious hope in his countrymen. Unlike his predecessors, who called for victory at whatever price in Poland's struggle against Russia, Krasinski emphasized Poland's spiritual role in its fight for independence, advocating an intellectual rather than a military superiority. His works best exemplify the Messianic movement in Poland: in two early dramas, Nie-boska komedia (1835; The Undivine Comedy) and Irydion (1836; Iridion), as well as in the later Psalmy przyszłości (1845), he asserted that Poland was the Christ of Europe: specifically chosen by God to carry the world's burdens, to suffer, and eventually be resurrected.
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Early Russian Romanticism is associated with the writers Konstantin Batyushkov (A Vision on the Shores of the Lethe, 1809), Vasily Zhukovsky (The Bard, 1811; Svetlana, 1813) and Nikolay Karamzin (Poor Liza, 1792; Julia, 1796; Martha the Mayoress, 1802; The Sensitive and the Cold, 1803). However the principal exponent of Romanticism in Russia is Alexander Pushkin (The Prisoner of the Caucasus, 1820–1821; The Robber Brothers, 1822; Ruslan and Ludmila, 1820; Eugene Onegin, 1825–1832). Pushkin's work influenced many writers in the 19th century and led to his eventual recognition as Russia's greatest poet.[74] Other Russian Romantic poets include Mikhail Lermontov (A Hero of Our Time, 1839), Fyodor Tyutchev (Silentium!, 1830), Yevgeny Baratynsky (Eda, 1826), Anton Delvig, and Wilhelm Küchelbecker.
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Influenced heavily by Lord Byron, Lermontov sought to explore the Romantic emphasis on metaphysical discontent with society and self, while Tyutchev's poems often described scenes of nature or passions of love. Tyutchev commonly operated with such categories as night and day, north and south, dream and reality, cosmos and chaos, and the still world of winter and spring teeming with life. Baratynsky's style was fairly classical in nature, dwelling on the models of the previous century.
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Romanticism in Spanish literature developed a well-known literature with a huge variety of poets and playwrights. The most important Spanish poet during this movement was José de Espronceda. After him there were other poets like Gustavo Adolfo Bécquer, Mariano José de Larra and the dramatists Ángel de Saavedra and José Zorrilla, author of Don Juan Tenorio. Before them may be mentioned the pre-romantics José Cadalso and Manuel José Quintana.[76] The plays of Antonio García Gutiérrez were adapted to produce Giuseppe Verdi's operas Il trovatore and Simon Boccanegra. Spanish Romanticism also influenced regional literatures. For example, in Catalonia and in Galicia there was a national boom of writers in the local languages, like the Catalan Jacint Verdaguer and the Galician Rosalía de Castro, the main figures of the national revivalist movements Renaixença and Rexurdimento, respectively.[77]
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There are scholars who consider Spanish Romanticism to be Proto-Existentialism because it is more anguished than the movement in other European countries. Foster et al., for example, say that the work of Spain's writers such as Espronceda, Larra, and other writers in the 19th century demonstrated a "metaphysical crisis".[78] These observers put more weight on the link between the 19th-century Spanish writers with the existentialist movement that emerged immediately after. According to Richard Caldwell, the writers that we now identify with Spain's romanticism were actually precursors to those who galvanized the literary movement that emerged in the 1920s.[79] This notion is the subject of debate for there are authors who stress that Spain's romanticism is one of the earliest in Europe,[80] while some assert that Spain really had no period of literary romanticism.[81] This controversy underscores a certain uniqueness to Spanish Romanticism in comparison to its European counterparts.
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Romanticism began in Portugal with the publication of the poem Camões (1825), by Almeida Garrett, who was raised by his uncle D. Alexandre, bishop of Angra, in the precepts of Neoclassicism, which can be observed in his early work. The author himself confesses (in Camões' preface) that he voluntarily refused to follow the principles of epic poetry enunciated by Aristotle in his Poetics, as he did the same to Horace's Ars Poetica. Almeida Garrett had participated in the 1820 Liberal Revolution, which caused him to exile himself in England in 1823 and then in France, after the Vila-Francada. While living in Great Britain, he had contacts with the Romantic movement and read authors such as Shakespeare, Scott, Ossian, Byron, Hugo, Lamartine and de Staël, at the same time visiting feudal castles and ruins of Gothic churches and abbeys, which would be reflected in his writings. In 1838, he presented Um Auto de Gil Vicente ("A Play by Gil Vicente"), in an attempt to create a new national theatre, free of Greco-Roman and foreign influence. But his masterpiece would be Frei Luís de Sousa (1843), named by himself as a "Romantic drama" and it was acclaimed as an exceptional work, dealing with themes as national independence, faith, justice and love. He was also deeply interested in Portuguese folkloric verse, which resulted in the publication of Romanceiro ("Traditional Portuguese Ballads") (1843), that recollect a great number of ancient popular ballads, known as "romances" or "rimances", in redondilha maior verse form, that contained stories of chivalry, life of saints, crusades, courtly love, etc. He wrote the novels Viagens na Minha Terra, O Arco de Sant'Ana and Helena.[82][83][84]
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Alexandre Herculano is, alongside Almeida Garrett, one of the founders of Portuguese Romanticism. He too was forced to exile to Great Britain and France because of his liberal ideals. All of his poetry and prose are (unlike Almeida Garrett's) entirely Romantic, rejecting Greco-Roman myth and history. He sought inspiration in medieval Portuguese poems and chronicles as in the Bible. His output is vast and covers many different genres, such as historical essays, poetry, novels, opuscules and theatre, where he brings back a whole world of Portuguese legends, tradition and history, especially in Eurico, o Presbítero ("Eurico, the Priest") and Lendas e Narrativas ("Legends and Narratives"). His work was influenced by Chateaubriand, Schiller, Klopstock, Walter Scott and the Old Testament Psalms.[85]
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António Feliciano de Castilho made the case for Ultra-Romanticism, publishing the poems A Noite no Castelo ("Night in the Castle") and Os Ciúmes do Bardo ("The Jealousy of the Bard"), both in 1836, and the drama Camões. He became an unquestionable master for successive Ultra-Romantic generations, whose influence would not be challenged until the famous Coimbra Question. He also created polemics by translating Goethe's Faust without knowing German, but using French versions of the play. Other notable figures of Portuguese Romanticism are the famous novelists Camilo Castelo Branco and Júlio Dinis, and Soares de Passos, Bulhão Pato and Pinheiro Chagas.[84]
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Romantic style would be revived in the beginning of the 20th century, notably through the works of poets linked to the Portuguese Renaissance, such as Teixeira de Pascoais, Jaime Cortesão, Mário Beirão, among others, who can be considered Neo-Romantics. An early Portuguese expression of Romanticism is found already in poets such as Manuel Maria Barbosa du Bocage (especially in his sonnets dated at the end of the 18th century) and Leonor de Almeida Portugal, Marquise of Alorna.[84]
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Romanticism in Italian literature was a minor movement although some important works were produced; it began officially in 1816 when Germaine de Staël wrote an article in the journal Biblioteca italiana called "Sulla maniera e l'utilità delle traduzioni", inviting Italian people to reject Neoclassicism and to study new authors from other countries. Before that date, Ugo Foscolo had already published poems anticipating Romantic themes. The most important Romantic writers were Ludovico di Breme, Pietro Borsieri and Giovanni Berchet.[87] Better known authors such as Alessandro Manzoni and Giacomo Leopardi were influenced by Enlightenment as well as by Romanticism and Classicism.[88]
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Spanish-speaking South American Romanticism was influenced heavily by Esteban Echeverría, who wrote in the 1830 and 1840s. His writings were influenced by his hatred for the Argentine dictator Juan Manuel de Rosas, and filled with themes of blood and terror, using the metaphor of a slaughterhouse to portray the violence of Rosas' dictatorship.
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Brazilian Romanticism is characterized and divided in three different periods. The first one is basically focused on the creation of a sense of national identity, using the ideal of the heroic Indian. Some examples include José de Alencar, who wrote Iracema and O Guarani, and Gonçalves Dias, renowned by the poem "Canção do exílio" (Song of the Exile). The second period, sometimes called Ultra-Romanticism, is marked by a profound influence of European themes and traditions, involving the melancholy, sadness and despair related to unobtainable love. Goethe and Lord Byron are commonly quoted in these works. Some of the most notable authors of this phase are Álvares de Azevedo, Casimiro de Abreu, Fagundes Varela and Junqueira Freire. The third cycle is marked by social poetry, especially the abolitionist movement, and it includes Castro Alves, Tobias Barreto and Pedro Luís Pereira de Sousa.[89]
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In the United States, at least by 1818 with William Cullen Bryant's "To a Waterfowl", Romantic poetry was being published. American Romantic Gothic literature made an early appearance with Washington Irving's The Legend of Sleepy Hollow (1820) and Rip Van Winkle (1819), followed from 1823 onwards by the Leatherstocking Tales of James Fenimore Cooper, with their emphasis on heroic simplicity and their fervent landscape descriptions of an already-exotic mythicized frontier peopled by "noble savages", similar to the philosophical theory of Rousseau, exemplified by Uncas, from The Last of the Mohicans. There are picturesque "local colour" elements in Washington Irving's essays and especially his travel books. Edgar Allan Poe's tales of the macabre and his balladic poetry were more influential in France than at home, but the romantic American novel developed fully with the atmosphere and melodrama of Nathaniel Hawthorne's The Scarlet Letter (1850). Later Transcendentalist writers such as Henry David Thoreau and Ralph Waldo Emerson still show elements of its influence and imagination, as does the romantic realism of Walt Whitman. The poetry of Emily Dickinson—nearly unread in her own time—and Herman Melville's novel Moby-Dick can be taken as epitomes of American Romantic literature. By the 1880s, however, psychological and social realism were competing with Romanticism in the novel.
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The European Romantic movement reached America in the early 19th century. American Romanticism was just as multifaceted and individualistic as it was in Europe. Like the Europeans, the American Romantics demonstrated a high level of moral enthusiasm, commitment to individualism and the unfolding of the self, an emphasis on intuitive perception, and the assumption that the natural world was inherently good, while human society was filled with corruption.[90]
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Romanticism became popular in American politics, philosophy and art. The movement appealed to the revolutionary spirit of America as well as to those longing to break free of the strict religious traditions of early settlement. The Romantics rejected rationalism and religious intellect. It appealed to those in opposition of Calvinism, which includes the belief that the destiny of each individual is preordained. The Romantic movement gave rise to New England Transcendentalism, which portrayed a less restrictive relationship between God and Universe. The new philosophy presented the individual with a more personal relationship with God. Transcendentalism and Romanticism appealed to Americans in a similar fashion, for both privileged feeling over reason, individual freedom of expression over the restraints of tradition and custom. It often involved a rapturous response to nature. It encouraged the rejection of harsh, rigid Calvinism, and promised a new blossoming of American culture.[90][91]
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American Romanticism embraced the individual and rebelled against the confinement of neoclassicism and religious tradition. The Romantic movement in America created a new literary genre that continues to influence American writers. Novels, short stories, and poems replaced the sermons and manifestos of yore. Romantic literature was personal, intense, and portrayed more emotion than ever seen in neoclassical literature. America's preoccupation with freedom became a great source of motivation for Romantic writers as many were delighted in free expression and emotion without so much fear of ridicule and controversy. They also put more effort into the psychological development of their characters, and the main characters typically displayed extremes of sensitivity and excitement.[92]
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The works of the Romantic Era also differed from preceding works in that they spoke to a wider audience, partly reflecting the greater distribution of books as costs came down during the period.[31]
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Romantic architecture appeared in the late 18th century in a reaction against the rigid forms of neoclassical architecture. Romantic architecture reached its peak in the mid-19th century, and continued to appear until the end of the 19th century. It was designed to evoke an emotional reaction, either respect for tradition or nostalgia for a bucolic past. It was frequently inspired by the architecture of the Middle Ages, especially Gothic architecture, It was strongly influenced by romanticism in literature, particularly the historical novels of Victor Hugo and Walter Scott. It sometimes moved into the domain of eclecticism, with features assembled from different historic periods and regions of the world.[93]
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Gothic Revival architecture was a popular variant of the romantic style, particularly in the construction of churches, Cathedrals, and university buildings. Notable examples include the completion of Cologne Cathedral in Germany, by Karl Friedrich Schinkel. The cathedral had been begun in 1248, but work was halted in 1473. The original plans for the façade were discovered in 1840, and it was decided to recommence. Schinkel followed the original design as much as possible, but used modern construction technology, including an iron frame for the roof. The building was finished in 1880.[94]
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In Britain, notable examples include the Royal Pavilion in Brighton, a romantic version of traditional Indian architecture by John Nash (1815–1823), and the Houses of Parliament in London, built in a Gothic revival style by Charles Barry between 1840 and 1876.[95]
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In France, one of the earliest examples of romantic architecture is the Hameau de la Reine, the small rustic hamlet created at the Palace of Versailles for Queen Marie Antoinette between 1783 and 1785 by the royal architect Richard Mique with the help of the romantic painter Hubert Robert. It consisted of twelve structures, ten of which still exist, in the style of villages in Normandy. It was designed for the Queen and her friends to amuse themselves by playing at being peasants, and included a farmhouse with a dairy, a mill, a boudoir, a pigeon loft, a tower in the form of a lighthouse from which one could fish in the pond, a belvedere, a cascade and grotto, and a luxuriously furnished cottage with a billiard room for the Queen.[96]
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French romantic architecture in the 19th century was strongly influenced by two writers; Victor Hugo, whose novel The Hunchback of Notre Dame inspired a resurgence in interest in the Middle Ages; and Prosper Mérimée, who wrote celebrated romantic novels and short stories and was also the first head of the commission of Historic Monuments in France, responsible for publicizing and restoring (and sometimes romanticizing) many French cathedrals and monuments desecrated and ruined after the French Revolution. His projects were carried out by the architect Eugène Viollet-le-Duc. These included the restoration (sometimes creative) of the Cathedral of Notre Dame de Paris, the fortified city of Carcassonne, and the unfinished medieval Château de Pierrefonds.[94][97]
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The romantic style continued in the second half of the 19th century. The Palais Garnier, the Paris opera house designed by Charles Garnier was a highly romantic and eclectic combination of artistic styles. Another notable example of late 19th century romanticism is the Basilica of Sacré-Cœur by Paul Abadie, who drew upon the model of Byzantine architecture for his elongated domes (1875–1914).[95]
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Hameau de la Reine, Palace of Versailles (1783–1785)
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Royal Pavilion in Brighton by John Nash (1815–1823)
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Cologne Cathedral (1840–80)
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Grand Staircase of the Paris Opera by Charles Garnier (1861–75)
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Basilica of Sacré-Cœur by Paul Abadie (1875–1914)
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In the visual arts, Romanticism first showed itself in landscape painting, where from as early as the 1760s British artists began to turn to wilder landscapes and storms, and Gothic architecture, even if they had to make do with Wales as a setting. Caspar David Friedrich and J. M. W. Turner were born less than a year apart in 1774 and 1775 respectively and were to take German and English landscape painting to their extremes of Romanticism, but both their artistic sensibilities were formed when forms of Romanticism was already strongly present in art. John Constable, born in 1776, stayed closer to the English landscape tradition, but in his largest "six-footers" insisted on the heroic status of a patch of the working countryside where he had grown up—challenging the traditional hierarchy of genres, which relegated landscape painting to a low status. Turner also painted very large landscapes, and above all, seascapes. Some of these large paintings had contemporary settings and staffage, but others had small figures that turned the work into history painting in the manner of Claude Lorrain, like Salvator Rosa, a late Baroque artist whose landscapes had elements that Romantic painters repeatedly turned to. Friedrich often used single figures, or features like crosses, set alone amidst a huge landscape, "making them images of the transitoriness of human life and the premonition of death".[98]
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Other groups of artists expressed feelings that verged on the mystical, many largely abandoning classical drawing and proportions. These included William Blake and Samuel Palmer and the other members of the Ancients in England, and in Germany Philipp Otto Runge. Like Friedrich, none of these artists had significant influence after their deaths for the rest of the 19th century, and were 20th-century rediscoveries from obscurity, though Blake was always known as a poet, and Norway's leading painter Johan Christian Dahl was heavily influenced by Friedrich. The Rome-based Nazarene movement of German artists, active from 1810, took a very different path, concentrating on medievalizing history paintings with religious and nationalist themes.[99]
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The arrival of Romanticism in French art was delayed by the strong hold of Neoclassicism on the academies, but from the Napoleonic period it became increasingly popular, initially in the form of history paintings propagandising for the new regime, of which Girodet's Ossian receiving the Ghosts of the French Heroes, for Napoleon's Château de Malmaison, was one of the earliest. Girodet's old teacher David was puzzled and disappointed by his pupil's direction, saying: "Either Girodet is mad or I no longer know anything of the art of painting".[100] A new generation of the French school,[101] developed personal Romantic styles, though still concentrating on history painting with a political message. Théodore Géricault (1791–1824) had his first success with The Charging Chasseur, a heroic military figure derived from Rubens, at the Paris Salon of 1812 in the years of the Empire, but his next major completed work, The Raft of the Medusa of 1821, remains the greatest achievement of the Romantic history painting, which in its day had a powerful anti-government message.
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Eugène Delacroix (1798–1863) made his first Salon hits with The Barque of Dante (1822), The Massacre at Chios (1824) and Death of Sardanapalus (1827). The second was a scene from the Greek War of Independence, completed the year Byron died there, and the last was a scene from one of Byron's plays. With Shakespeare, Byron was to provide the subject matter for many other works of Delacroix, who also spent long periods in North Africa, painting colourful scenes of mounted Arab warriors. His Liberty Leading the People (1830) remains, with the Medusa, one of the best-known works of French Romantic painting. Both reflected current events, and increasingly "history painting", literally "story painting", a phrase dating back to the Italian Renaissance meaning the painting of subjects with groups of figures, long considered the highest and most difficult form of art, did indeed become the painting of historical scenes, rather than those from religion or mythology.[102]
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Francisco Goya was called "the last great painter in whose art thought and observation were balanced and combined to form a faultless unity".[103] But the extent to which he was a Romantic is a complex question. In Spain, there was still a struggle to introduce the values of the Enlightenment, in which Goya saw himself as a participant. The demonic and anti-rational monsters thrown up by his imagination are only superficially similar to those of the Gothic fantasies of northern Europe, and in many ways he remained wedded to the classicism and realism of his training, as well as looking forward to the Realism of the later 19th century.[104] But he, more than any other artist of the period, exemplified the Romantic values of the expression of the artist's feelings and his personal imaginative world.[105] He also shared with many of the Romantic painters a more free handling of paint, emphasized in the new prominence of the brushstroke and impasto, which tended to be repressed in neoclassicism under a self-effacing finish.
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Sculpture remained largely impervious to Romanticism, probably partly for technical reasons, as the most prestigious material of the day, marble, does not lend itself to expansive gestures. The leading sculptors in Europe, Antonio Canova and Bertel Thorvaldsen, were both based in Rome and firm Neoclassicists, not at all tempted to allow influence from medieval sculpture, which would have been one possible approach to Romantic sculpture. When it did develop, true Romantic sculpture—with the exception of a few artists such as Rudolf Maison—[106] rather oddly was missing in Germany, and mainly found in France, with François Rude, best known from his group of the 1830s from the Arc de Triomphe in Paris, David d'Angers, and Auguste Préault. Préault's plaster relief entitled Slaughter, which represented the horrors of wars with exacerbated passion, caused so much scandal at the 1834 Salon that Préault was banned from this official annual exhibition for nearly twenty years.[107] In Italy, the most important Romantic sculptor was Lorenzo Bartolini.[108]
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Francisco Goya, The Third of May 1808, 1814
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Théodore Géricault, The Raft of the Medusa, 1819
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Eugène Delacroix, Liberty Leading the People 1830
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J. M. W. Turner, The Fighting Téméraire tugged to her last Berth to be broken up, 1839
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In France, historical painting on idealized medieval and Renaissance themes is known as the style Troubadour, a term with no equivalent for other countries, though the same trends occurred there. Delacroix, Ingres and Richard Parkes Bonington all worked in this style, as did lesser specialists such as Pierre-Henri Révoil (1776–1842) and Fleury-François Richard (1777–1852). Their pictures are often small, and feature intimate private and anecdotal moments, as well as those of high drama. The lives of great artists such as Raphael were commemorated on equal terms with those of rulers, and fictional characters were also depicted. Fleury-Richard's Valentine of Milan weeping for the death of her husband, shown in the Paris Salon of 1802, marked the arrival of the style, which lasted until the mid-century, before being subsumed into the increasingly academic history painting of artists like Paul Delaroche.[109]
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Another trend was for very large apocalyptic history paintings, often combining extreme natural events, or divine wrath, with human disaster, attempting to outdo The Raft of the Medusa, and now often drawing comparisons with effects from Hollywood. The leading English artist in the style was John Martin, whose tiny figures were dwarfed by enormous earthquakes and storms, and worked his way through the biblical disasters, and those to come in the final days. Other works such as Delacroix's Death of Sardanapalus included larger figures, and these often drew heavily on earlier artists, especially Poussin and Rubens, with extra emotionalism and special effects.
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Elsewhere in Europe, leading artists adopted Romantic styles: in Russia there were the portraitists Orest Kiprensky and Vasily Tropinin, with Ivan Aivazovsky specializing in marine painting, and in Norway Hans Gude painted scenes of fjords. In Italy Francesco Hayez (1791–1882) was the leading artist of Romanticism in mid-19th-century Milan. His long, prolific and extremely successful career saw him begin as a Neoclassical painter, pass right through the Romantic period, and emerge at the other end as a sentimental painter of young women. His Romantic period included many historical pieces of "Troubadour" tendencies, but on a very large scale, that are heavily influenced by Gian Battista Tiepolo and other late Baroque Italian masters.
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Literary Romanticism had its counterpart in the American visual arts, most especially in the exaltation of an untamed American landscape found in the paintings of the Hudson River School. Painters like Thomas Cole, Albert Bierstadt and Frederic Edwin Church and others often expressed Romantic themes in their paintings. They sometimes depicted ancient ruins of the old world, such as in Fredric Edwin Church's piece Sunrise in Syria. These works reflected the Gothic feelings of death and decay. They also show the Romantic ideal that Nature is powerful and will eventually overcome the transient creations of men. More often, they worked to distinguish themselves from their European counterparts by depicting uniquely American scenes and landscapes. This idea of an American identity in the art world is reflected in W. C. Bryant's poem To Cole, the Painter, Departing for Europe, where Bryant encourages Cole to remember the powerful scenes that can only be found in America.
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Some American paintings (such as Albert Bierstadt's The Rocky Mountains, Lander's Peak) promote the literary idea of the "noble savage" by portraying idealized Native Americans living in harmony with the natural world. Thomas Cole's paintings tend towards allegory, explicit in The Voyage of Life series painted in the early 1840s, showing the stages of life set amidst an awesome and immense nature.
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Thomas Cole, Childhood, one of the four scenes in The Voyage of Life, 1842
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William Blake, Albion Rose, 1794–95
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Louis Janmot, from his series The Poem of the Soul, before 1854
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Thomas Cole, 1842, The Voyage of LifeOld Age
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Musical Romanticism is predominantly a German phenomenon—so much so that one respected French reference work defines it entirely in terms of "The role of music in the aesthetics of German romanticism".[110] Another French encyclopedia holds that the German temperament generally "can be described as the deep and diverse action of romanticism on German musicians", and that there is only one true representative of Romanticism in French music, Hector Berlioz, while in Italy, the sole great name of musical Romanticism is Giuseppe Verdi, "a sort of [Victor] Hugo of opera, gifted with a real genius for dramatic effect". Similarly, in his analysis of Romanticism and its pursuit of harmony, Henri Lefebvre posits that, "But of course, German romanticism was more closely linked to music than French romanticism was, so it is there we should look for the direct expression of harmony as the central romantic idea."[111] Nevertheless, the huge popularity of German Romantic music led, "whether by imitation or by reaction", to an often nationalistically inspired vogue amongst Polish, Hungarian, Russian, Czech, and Scandinavian musicians, successful "perhaps more because of its extra-musical traits than for the actual value of musical works by its masters".[112]
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Although the term "Romanticism" when applied to music has come to imply the period roughly from 1800 until 1850, or else until around 1900, the contemporary application of "romantic" to music did not coincide with this modern interpretation. Indeed, one of the earliest sustained applications of the term to music occurs in 1789, in the Mémoires of André Grétry.[113] This is of particular interest because it is a French source on a subject mainly dominated by Germans, but also because it explicitly acknowledges its debt to Jean-Jacques Rousseau (himself a composer, amongst other things) and, by so doing, establishes a link to one of the major influences on the Romantic movement generally.[114] In 1810 E. T. A. Hoffmann named Haydn, Mozart and Beethoven as "the three masters of instrumental compositions" who "breathe one and the same romantic spirit". He justified his view on the basis of these composers' depth of evocative expression and their marked individuality. In Haydn's music, according to Hoffmann, "a child-like, serene disposition prevails", while Mozart (in the late E-flat major Symphony, for example) "leads us into the depths of the spiritual world", with elements of fear, love, and sorrow, "a presentiment of the infinite ... in the eternal dance of the spheres". Beethoven's music, on the other hand, conveys a sense of "the monstrous and immeasurable", with the pain of an endless longing that "will burst our breasts in a fully coherent concord of all the passions".[115] This elevation in the valuation of pure emotion resulted in the promotion of music from the subordinate position it had held in relation to the verbal and plastic arts during the Enlightenment. Because music was considered to be free of the constraints of reason, imagery, or any other precise concept, it came to be regarded, first in the writings of Wackenroder and Tieck and later by writers such as Schelling and Wagner, as preeminent among the arts, the one best able to express the secrets of the universe, to evoke the spirit world, infinity, and the absolute.[116]
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This chronologic agreement of musical and literary Romanticism continued as far as the middle of the 19th century, when Richard Wagner denigrated the music of Meyerbeer and Berlioz as "neoromantic": "The Opera, to which we shall now return, has swallowed down the Neoromanticism of Berlioz, too, as a plump, fine-flavoured oyster, whose digestion has conferred on it anew a brisk and well-to-do appearance."[117]
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It was only toward the end of the 19th century that the newly emergent discipline of Musikwissenschaft (musicology)—itself a product of the historicizing proclivity of the age—attempted a more scientific periodization of music history, and a distinction between Viennese Classical and Romantic periods was proposed. The key figure in this trend was Guido Adler, who viewed Beethoven and Franz Schubert as transitional but essentially Classical composers, with Romanticism achieving full maturity only in the post-Beethoven generation of Frédéric Chopin, Felix Mendelssohn, Robert Schumann, Hector Berlioz and Franz Liszt. From Adler's viewpoint, found in books like Der Stil in der Musik (1911), composers of the New German School and various late-19th-century nationalist composers were not Romantics but "moderns" or "realists" (by analogy with the fields of painting and literature), and this schema remained prevalent through the first decades of the 20th century.[114]
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By the second quarter of the 20th century, an awareness that radical changes in musical syntax had occurred during the early 1900s caused another shift in historical viewpoint, and the change of century came to be seen as marking a decisive break with the musical past. This in turn led historians such as Alfred Einstein[118] to extend the musical "Romantic era" throughout the 19th century and into the first decade of the 20th. It has continued to be referred to as such in some of the standard music references such as The Oxford Companion to Music[119] and Grout's History of Western Music[120] but was not unchallenged. For example, the prominent German musicologist Friedrich Blume, the chief editor of the first edition of Die Musik in Geschichte und Gegenwart (1949–86), accepted the earlier position that Classicism and Romanticism together constitute a single period beginning in the middle of the 18th century, but at the same time held that it continued into the 20th century, including such pre-World War II developments as expressionism and neoclassicism.[121] This is reflected in some notable recent reference works such as the New Grove Dictionary of Music and Musicians[114] and the new edition of Musik in Geschichte und Gegenwart.[122]
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Felix Mendelssohn, 1839
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Robert Schumann, 1839
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Franz Liszt, 1847
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Daniel Auber, c. 1868
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Hector Berlioz by Gustave Courbet, 1850
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Giovanni Boldini, Portrait of Giuseppe Verdi, 1886
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Richard Wagner, c. 1870s
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Giacomo Meyerbeer, 1847
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In the contemporary music culture, the romantic musician followed a public career depending on sensitive middle-class audiences rather than on a courtly patron, as had been the case with earlier musicians and composers. Public persona characterized a new generation of virtuosi who made their way as soloists, epitomized in the concert tours of Paganini and Liszt, and the conductor began to emerge as an important figure, on whose skill the interpretation of the increasingly complex music depended.[123]
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The Romantic movement affected most aspects of intellectual life, and Romanticism and science had a powerful connection, especially in the period 1800–1840. Many scientists were influenced by versions of the Naturphilosophie of Johann Gottlieb Fichte, Friedrich Wilhelm Joseph von Schelling and Georg Wilhelm Friedrich Hegel and others, and without abandoning empiricism, sought in their work to uncover what they tended to believe was a unified and organic Nature. The English scientist Sir Humphry Davy, a prominent Romantic thinker, said that understanding nature required "an attitude of admiration, love and worship, [...] a personal response".[124] He believed that knowledge was only attainable by those who truly appreciated and respected nature. Self-understanding was an important aspect of Romanticism. It had less to do with proving that man was capable of understanding nature (through his budding intellect) and therefore controlling it, and more to do with the emotional appeal of connecting himself with nature and understanding it through a harmonious co-existence.[125]
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History writing was very strongly, and many would say harmfully, influenced by Romanticism.[126] In England, Thomas Carlyle was a highly influential essayist who turned historian; he both invented and exemplified the phrase "hero-worship",[127] lavishing largely uncritical praise on strong leaders such as Oliver Cromwell, Frederick the Great and Napoleon. Romantic nationalism had a largely negative effect on the writing of history in the 19th century, as each nation tended to produce its own version of history, and the critical attitude, even cynicism, of earlier historians was often replaced by a tendency to create romantic stories with clearly distinguished heroes and villains.[128] Nationalist ideology of the period placed great emphasis on racial coherence, and the antiquity of peoples, and tended to vastly over-emphasize the continuity between past periods and the present, leading to national mysticism. Much historical effort in the 20th century was devoted to combating the romantic historical myths created in the 19th century.
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To insulate theology from scientism or reductionism in science, 19th-century post-Enlightenment German theologians developed a modernist or so-called liberal conception of Christianity, led by Friedrich Schleiermacher and Albrecht Ritschl. They took the Romantic approach of rooting religion in the inner world of the human spirit, so that it is a person's feeling or sensibility about spiritual matters that comprises religion.[129]
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Romantic chess was the style of chess which emphasized quick, tactical maneuvers characterized by aesthetic beauty rather than long-term strategic planning, which was considered to be of secondary importance.[130] The Romantic era in chess is generally considered to have begun with Joseph MacDonnell and Pierre LaBourdonnais, the two dominant chess players in the 1830s. The 1840s was dominated by Howard Staunton, and other leading players of the era included Adolf Anderssen, Daniel Harrwitz, Henry Bird, Louis Paulsen, and Paul Morphy. The "Immortal Game", played by Adolf Anderssen and Lionel Kieseritzky on 21 June 1851 in London—where Anderssen made bold sacrifices to secure victory, giving up both rooks and a bishop, then his queen, and then checkmating his opponent with his three remaining minor pieces—is considered a supreme example of Romantic chess.[131] The end of the Romantic era in chess is considered to be the 1873 Vienna Tournament where Wilhelm Steinitz popularized positional play and the closed game.
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One of Romanticism's key ideas and most enduring legacies is the assertion of nationalism, which became a central theme of Romantic art and political philosophy. From the earliest parts of the movement, with their focus on development of national languages and folklore, and the importance of local customs and traditions, to the movements that would redraw the map of Europe and lead to calls for self-determination of nationalities, nationalism was one of the key vehicles of Romanticism, its role, expression and meaning. One of the most important functions of medieval references in the 19th century was nationalist. Popular and epic poetry were its workhorses. This is visible in Germany and Ireland, where underlying Germanic or Celtic linguistic substrates dating from before the Romanization-Latinization were sought out.
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Early Romantic nationalism was strongly inspired by Rousseau, and by the ideas of Johann Gottfried von Herder, who in 1784 argued that the geography formed the natural economy of a people, and shaped their customs and society.[citation needed]
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The nature of nationalism changed dramatically, however, after the French Revolution with the rise of Napoleon, and the reactions in other nations. Napoleonic nationalism and republicanism were, at first, inspirational to movements in other nations: self-determination and a consciousness of national unity were held to be two of the reasons why France was able to defeat other countries in battle. But as the French Republic became Napoleon's Empire, Napoleon became not the inspiration for nationalism, but the object of its struggle. In Prussia, the development of spiritual renewal as a means to engage in the struggle against Napoleon was argued by, among others, Johann Gottlieb Fichte, a disciple of Kant. The word Volkstum, or nationality, was coined in German as part of this resistance to the now conquering emperor. Fichte expressed the unity of language and nation in his address "To the German Nation" in 1806:
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Those who speak the same language are joined to each other by a multitude of invisible bonds by nature herself, long before any human art begins; they understand each other and have the power of continuing to make themselves understood more and more clearly; they belong together and are by nature one and an inseparable whole. ...Only when each people, left to itself, develops and forms itself in accordance with its own peculiar quality, and only when in every people each individual develops himself in accordance with that common quality, as well as in accordance with his own peculiar quality—then, and then only, does the manifestation of divinity appear in its true mirror as it ought to be.[132]
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This view of nationalism inspired the collection of folklore by such people as the Brothers Grimm, the revival of old epics as national, and the construction of new epics as if they were old, as in the Kalevala, compiled from Finnish tales and folklore, or Ossian, where the claimed ancient roots were invented. The view that fairy tales, unless contaminated from outside literary sources, were preserved in the same form over thousands of years, was not exclusive to Romantic Nationalists, but fit in well with their views that such tales expressed the primordial nature of a people. For instance, the Brothers Grimm rejected many tales they collected because of their similarity to tales by Charles Perrault, which they thought proved they were not truly German tales;[133] Sleeping Beauty survived in their collection because the tale of Brynhildr convinced them that the figure of the sleeping princess was authentically German. Vuk Karadžić contributed to Serbian folk literature, using peasant culture as the foundation. He regarded the oral literature of the peasants as an integral part of Serbian culture, compiling it to use in his collections of folk songs, tales and proverbs, as well as the first dictionary of vernacular Serbian.[134] Similar projects were undertaken by the Russian Alexander Afanasyev, the Norwegians Peter Christen Asbjørnsen and Jørgen Moe, and the Englishman Joseph Jacobs.[135]
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Romanticism played an essential role in the national awakening of many Central European peoples lacking their own national states, not least in Poland, which had recently failed to restore its independence when Russia's army crushed the Polish Uprising under Nicholas I. Revival and reinterpretation of ancient myths, customs and traditions by Romantic poets and painters helped to distinguish their indigenous cultures from those of the dominant nations and crystallise the mythography of Romantic nationalism. Patriotism, nationalism, revolution and armed struggle for independence also became popular themes in the arts of this period. Arguably, the most distinguished Romantic poet of this part of Europe was Adam Mickiewicz, who developed an idea that Poland was the Messiah of Nations, predestined to suffer just as Jesus had suffered to save all the people. The Polish self-image as a "Christ among nations" or the martyr of Europe can be traced back to its history of Christendom and suffering under invasions. During the periods of foreign occupation, the Catholic Church served as bastion of Poland's national identity and language, and the major promoter of Polish culture. The partitions came to be seen in Poland as a Polish sacrifice for the security for Western civilization. Adam Mickiewicz wrote the patriotic drama Dziady (directed against the Russians), where he depicts Poland as the Christ of Nations. He also wrote "Verily I say unto you, it is not for you to learn civilization from foreigners, but it is you who are to teach them civilization ... You are among the foreigners like the Apostles among the idolaters". In Books of the Polish Nation and Polish Pilgrimage Mickiewicz detailed his vision of Poland as a Messias and a Christ of Nations, that would save mankind. Dziady is known for various interpretation. The most known ones are the moral aspect of part II, individualist and romantic message of part IV, as well as deeply patriotic, messianistic and Christian vision in part III of the poem. Zdzisław Kępiński, however, focuses his interpretation on Slavic pagan and occult elements found in the drama. In his book Mickiewicz hermetyczny he writes about hermetic, theosophic and alchemical philosophy on the book as well as Masonic symbols.
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Joseph Vernet, 1759, Shipwreck; the 18th-century "sublime"
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Joseph Wright, 1774, Cave at evening, Smith College Museum of Art, Northampton, Massachusetts
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Henry Fuseli, 1781, The Nightmare, a classical artist whose themes often anticipate the Romantic
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Philip James de Loutherbourg, Coalbrookdale by Night, 1801, a key location of the English Industrial Revolution
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Théodore Géricault, The Charging Chasseur, c. 1812
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Ingres, The Death of Leonardo da Vinci, 1818, one of his Troubadour style works
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Eugène Delacroix, Collision of Moorish Horsemen, 1843–44
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Eugène Delacroix, The Bride of Abydos, 1857, after the poem by Byron
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Joseph Anton Koch, Waterfalls at Subiaco 1812–1813, a "classical" landscape to art historians
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James Ward, 1814–1815, Gordale Scar
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John Constable, 1821, The Hay Wain, one of Constable's large "six footers"
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J. C. Dahl, 1826, Eruption of Vesuvius, by Friedrich's closest follower
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William Blake, c. 1824–27, The Wood of the Self-Murderers: The Harpies and the Suicides, Tate
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Karl Bryullov, The Last Day of Pompeii, 1833, The State Russian Museum, St. Petersburg, Russia
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Isaac Levitan, Pacific, 1898, State Russian Museum, St.Petersburg
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J. M. W. Turner, The Burning of the Houses of Lords and Commons (1835), Philadelphia Museum of Art
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Hans Gude, Winter Afternoon, 1847, National Gallery of Norway, Oslo
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Ivan Aivazovsky, 1850, The Ninth Wave, Russian Museum, St. Petersburg
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John Martin, 1852, The Destruction of Sodom and Gomorrah, Laing Art Gallery
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Frederic Edwin Church, 1860, Twilight in the Wilderness, Cleveland Museum of Art
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Albert Bierstadt, 1863, The Rocky Mountains, Lander's Peak
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1 |
+
Romanticism (also known as the Romantic era) was an artistic, literary, musical and intellectual movement that originated in Europe towards the end of the 18th century, and in most areas was at its peak in the approximate period from 1800 to 1890. Romanticism was characterized by its emphasis on emotion and individualism as well as glorification of all the past and nature, preferring the medieval rather than the classical. It was partly a reaction to the Industrial Revolution,[1] the aristocratic social and political norms of the Age of Enlightenment, and the scientific rationalization of nature—all components of modernity.[2] It was embodied most strongly in the visual arts, music, and literature, but had a major impact on historiography,[3] education,[4] chess, social sciences, and the natural sciences.[5][failed verification] It had a significant and complex effect on politics, with romantic thinkers influencing liberalism, radicalism, conservatism, and nationalism.[6]
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The movement emphasized intense emotion as an authentic source of aesthetic experience, placing new emphasis on such emotions as apprehension, horror and terror, and awe—especially that experienced in confronting the new aesthetic categories of the sublimity and beauty of nature. It elevated folk art and ancient custom to something noble, but also spontaneity as a desirable characteristic (as in the musical impromptu). In contrast to the Rationalism and Classicism of the Enlightenment, Romanticism revived medievalism[7] and elements of art and narrative perceived as authentically medieval in an attempt to escape population growth, early urban sprawl, and industrialism.
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Although the movement was rooted in the German Sturm und Drang movement, which preferred intuition and emotion to the rationalism of the Enlightenment, the events and ideologies of the French Revolution were also proximate factors. Romanticism assigned a high value to the achievements of "heroic" individualists and artists, whose examples, it maintained, would raise the quality of society. It also promoted the individual imagination as a critical authority allowed of freedom from classical notions of form in art. There was a strong recourse to historical and natural inevitability, a Zeitgeist, in the representation of its ideas. In the second half of the 19th century, Realism was offered as a polar opposite to Romanticism.[8] The decline of Romanticism during this time was associated with multiple processes, including social and political changes and the spread of nationalism.[9]
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The nature of Romanticism may be approached from the primary importance of the free expression of the feelings of the artist. The importance the Romantics placed on emotion is summed up in the remark of the German painter Caspar David Friedrich, "the artist's feeling is his law".[10] For William Wordsworth, poetry should begin as "the spontaneous overflow of powerful feelings", which the poet then "recollect[s] in tranquility", evoking a new but corresponding emotion the poet can then mold into art.[11]
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To express these feelings, it was considered the content of art had to come from the imagination of the artist, with as little interference as possible from "artificial" rules dictating what a work should consist of. Samuel Taylor Coleridge and others believed there were natural laws the imagination—at least of a good creative artist—would unconsciously follow through artistic inspiration if left alone.[12] As well as rules, the influence of models from other works was considered to impede the creator's own imagination, so that originality was essential. The concept of the genius, or artist who was able to produce his own original work through this process of creation from nothingness, is key to Romanticism, and to be derivative was the worst sin.[13][14][15] This idea is often called "romantic originality".[16] Translator and prominent Romantic August Wilhelm Schlegel argued in his Lectures on Dramatic Arts and Letters that the most phenomenal power of human nature is its capacity to divide and diverge into opposite directions.[17]
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Not essential to Romanticism, but so widespread as to be normative, was a strong belief and interest in the importance of nature. This particularly in the effect of nature upon the artist when he is surrounded by it, preferably alone. In contrast to the usually very social art of the Enlightenment, Romantics were distrustful of the human world, and tended to believe a close connection with nature was mentally and morally healthy. Romantic art addressed its audiences with what was intended to be felt as the personal voice of the artist. So, in literature, "much of romantic poetry invited the reader to identify the protagonists with the poets themselves".[18]
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According to Isaiah Berlin, Romanticism embodied "a new and restless spirit, seeking violently to burst through old and cramping forms, a nervous preoccupation with perpetually changing inner states of consciousness, a longing for the unbounded and the indefinable, for perpetual movement and change, an effort to return to the forgotten sources of life, a passionate effort at self-assertion both individual and collective, a search after means of expressing an unappeasable yearning for unattainable goals".[19]
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The group of words with the root "Roman" in the various European languages, such as "romance" and "Romanesque", has a complicated history. By the 1700s, European languages – notably German, French and Russian – were using the term "Roman" in the sense of the English word "novel", i.e. a work of popular narrative fiction.[20] This usage derived from the term "Romance languages", which referred to vernacular (or popular) language in contrast to formal Latin.[20] Most such novels took the form of "chivalric romance", tales of adventure, devotion and honour.[21]
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The founders of Romanticism, critics August and Friedrich, began to speak of romantische Poesie ("romantic poetry") in the 1790s, contrasting it with "classic" but in terms of spirit rather than merely dating. Friedrich Schlegel wrote in his 1800 essay Gespräch über die Poesie ("Dialogue on Poetry"): "I seek and find the romantic among the older moderns, in Shakespeare, in Cervantes, in Italian poetry, in that age of chivalry, love and fable, from which the phenomenon and the word itself are derived."[22][23]
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The modern sense of the term spread more widely in France by its persistent use by Germaine de Staël in her De l'Allemagne (1813), recounting her travels in Germany.[24] In England Wordsworth wrote in a preface to his poems of 1815 of the "romantic harp" and "classic lyre",[24] but in 1820 Byron could still write, perhaps slightly disingenuously, "I perceive that in Germany, as well as in Italy, there is a great struggle about what they call 'Classical' and 'Romantic', terms which were not subjects of classification in England, at least when I left it four or five years ago".[25] It is only from the 1820s that Romanticism certainly knew itself by its name, and in 1824 the Académie française took the wholly ineffective step of issuing a decree condemning it in literature.[26]
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The period typically called Romantic varies greatly between different countries and different artistic media or areas of thought. Margaret Drabble described it in literature as taking place "roughly between 1770 and 1848",[27] and few dates much earlier than 1770 will be found. In English literature, M. H. Abrams placed it between 1789, or 1798, this latter a very typical view, and about 1830, perhaps a little later than some other critics.[28] Others have proposed 1780–1830.[29] In other fields and other countries the period denominated as Romantic can be considerably different; musical Romanticism, for example, is generally regarded as only having ceased as a major artistic force as late as 1910, but in an extreme extension the Four Last Songs of Richard Strauss are described stylistically as "Late Romantic" and were composed in 1946–48.[30] However, in most fields the Romantic period is said to be over by about 1850, or earlier.
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The early period of the Romantic era was a time of war, with the French Revolution (1789–1799) followed by the Napoleonic Wars until 1815. These wars, along with the political and social turmoil that went along with them, served as the background for Romanticism.[31] The key generation of French Romantics born between 1795–1805 had, in the words of one of their number, Alfred de Vigny, been "conceived between battles, attended school to the rolling of drums".[32] According to Jacques Barzun, there were three generations of Romantic artists. The first emerged in the 1790s and 1800s, the second in the 1820s, and the third later in the century.[33]
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The more precise characterization and specific definition of Romanticism has been the subject of debate in the fields of intellectual history and literary history throughout the 20th century, without any great measure of consensus emerging. That it was part of the Counter-Enlightenment, a reaction against the Age of Enlightenment, is generally accepted in current scholarship. Its relationship to the French Revolution, which began in 1789 in the very early stages of the period, is clearly important, but highly variable depending on geography and individual reactions. Most Romantics can be said to be broadly progressive in their views, but a considerable number always had, or developed, a wide range of conservative views,[34] and nationalism was in many countries strongly associated with Romanticism, as discussed in detail below.
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In philosophy and the history of ideas, Romanticism was seen by Isaiah Berlin as disrupting for over a century the classic Western traditions of rationality and the idea of moral absolutes and agreed values, leading "to something like the melting away of the very notion of objective truth",[35] and hence not only to nationalism, but also fascism and totalitarianism, with a gradual recovery coming only after World War II.[36] For the Romantics, Berlin says,
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in the realm of ethics, politics, aesthetics it was the authenticity and sincerity of the pursuit of inner goals that mattered; this applied equally to individuals and groups—states, nations, movements. This is most evident in the aesthetics of romanticism, where the notion of eternal models, a Platonic vision of ideal beauty, which the artist seeks to convey, however imperfectly, on canvas or in sound, is replaced by a passionate belief in spiritual freedom, individual creativity. The painter, the poet, the composer do not hold up a mirror to nature, however ideal, but invent; they do not imitate (the doctrine of mimesis), but create not merely the means but the goals that they pursue; these goals represent the self-expression of the artist's own unique, inner vision, to set aside which in response to the demands of some "external" voice—church, state, public opinion, family friends, arbiters of taste—is an act of betrayal of what alone justifies their existence for those who are in any sense creative.[37]
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Arthur Lovejoy attempted to demonstrate the difficulty of defining Romanticism in his seminal article "On The Discrimination of Romanticisms" in his Essays in the History of Ideas (1948); some scholars see Romanticism as essentially continuous with the present, some like Robert Hughes see in it the inaugural moment of modernity,[38] and some like Chateaubriand, Novalis and Samuel Taylor Coleridge see it as the beginning of a tradition of resistance to Enlightenment rationalism—a "Counter-Enlightenment"—[39][40] to be associated most closely with German Romanticism. An earlier definition comes from Charles Baudelaire: "Romanticism is precisely situated neither in choice of subject nor exact truth, but in the way of feeling."[41]
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The end of the Romantic era is marked in some areas by a new style of Realism, which affected literature, especially the novel and drama, painting, and even music, through Verismo opera. This movement was led by France, with Balzac and Flaubert in literature and Courbet in painting; Stendhal and Goya were important precursors of Realism in their respective media. However, Romantic styles, now often representing the established and safe style against which Realists rebelled, continued to flourish in many fields for the rest of the century and beyond. In music such works from after about 1850 are referred to by some writers as "Late Romantic" and by others as "Neoromantic" or "Postromantic", but other fields do not usually use these terms; in English literature and painting the convenient term "Victorian" avoids having to characterise the period further.
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In northern Europe, the Early Romantic visionary optimism and belief that the world was in the process of great change and improvement had largely vanished, and some art became more conventionally political and polemical as its creators engaged polemically with the world as it was. Elsewhere, including in very different ways the United States and Russia, feelings that great change was underway or just about to come were still possible. Displays of intense emotion in art remained prominent, as did the exotic and historical settings pioneered by the Romantics, but experimentation with form and technique was generally reduced, often replaced with meticulous technique, as in the poems of Tennyson or many paintings. If not realist, late 19th-century art was often extremely detailed, and pride was taken in adding authentic details in a way that earlier Romantics did not trouble with. Many Romantic ideas about the nature and purpose of art, above all the pre-eminent importance of originality, remained important for later generations, and often underlie modern views, despite opposition from theorists.
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In literature, Romanticism found recurrent themes in the evocation or criticism of the past, the cult of "sensibility" with its emphasis on women and children, the isolation of the artist or narrator, and respect for nature. Furthermore, several romantic authors, such as Edgar Allan Poe and Nathaniel Hawthorne, based their writings on the supernatural/occult and human psychology. Romanticism tended to regard satire as something unworthy of serious attention, a prejudice still influential today.[42] The Romantic movement in literature was preceded by the Enlightenment and succeeded by Realism.
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Some authors cite 16th-century poet Isabella di Morra as an early precursor of Romantic literature. Her lyrics covering themes of isolation and loneliness, which reflected the tragic events of her life, are considered "an impressive prefigurement of Romanticism",[43] differing from the Petrarchist fashion of the time based on the philosophy of love.
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The precursors of Romanticism in English poetry go back to the middle of the 18th century, including figures such as Joseph Warton (headmaster at Winchester College) and his brother Thomas Warton, Professor of Poetry at Oxford University.[44] Joseph maintained that invention and imagination were the chief qualities of a poet. The Scottish poet James Macpherson influenced the early development of Romanticism with the international success of his Ossian cycle of poems published in 1762, inspiring both Goethe and the young Walter Scott. Thomas Chatterton is generally considered the first Romantic poet in English.[45] Both Chatterton and Macpherson's work involved elements of fraud, as what they claimed was earlier literature that they had discovered or compiled was, in fact, entirely their own work. The Gothic novel, beginning with Horace Walpole's The Castle of Otranto (1764), was an important precursor of one strain of Romanticism, with a delight in horror and threat, and exotic picturesque settings, matched in Walpole's case by his role in the early revival of Gothic architecture. Tristram Shandy, a novel by Laurence Sterne (1759–67), introduced a whimsical version of the anti-rational sentimental novel to the English literary public.
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An early German influence came from Johann Wolfgang von Goethe, whose 1774 novel The Sorrows of Young Werther had young men throughout Europe emulating its protagonist, a young artist with a very sensitive and passionate temperament. At that time Germany was a multitude of small separate states, and Goethe's works would have a seminal influence in developing a unifying sense of nationalism. Another philosophic influence came from the German idealism of Johann Gottlieb Fichte and Friedrich Schelling, making Jena (where Fichte lived, as well as Schelling, Hegel, Schiller and the brothers Schlegel) a centre for early German Romanticism (see Jena Romanticism). Important writers were Ludwig Tieck, Novalis (Heinrich von Ofterdingen, 1799), Heinrich von Kleist and Friedrich Hölderlin. Heidelberg later became a centre of German Romanticism, where writers and poets such as Clemens Brentano, Achim von Arnim, and Joseph Freiherr von Eichendorff (Aus dem Leben eines Taugenichts) met regularly in literary circles.
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Important motifs in German Romanticism are travelling, nature, for example the German Forest, and Germanic myths. The later German Romanticism of, for example E. T. A. Hoffmann's Der Sandmann (The Sandman), 1817, and Joseph Freiherr von Eichendorff's Das Marmorbild (The Marble Statue), 1819, was darker in its motifs and has gothic elements. The significance to Romanticism of childhood innocence, the importance of imagination, and racial theories all combined to give an unprecedented importance to folk literature, non-classical mythology and children's literature, above all in Germany. Brentano and von Arnim were significant literary figures who together published Des Knaben Wunderhorn ("The Boy's Magic Horn" or cornucopia), a collection of versified folk tales, in 1806–08. The first collection of Grimms' Fairy Tales by the Brothers Grimm was published in 1812.[46] Unlike the much later work of Hans Christian Andersen, who was publishing his invented tales in Danish from 1835, these German works were at least mainly based on collected folk tales, and the Grimms remained true to the style of the telling in their early editions, though later rewriting some parts. One of the brothers, Jacob, published in 1835 Deutsche Mythologie, a long academic work on Germanic mythology.[47] Another strain is exemplified by Schiller's highly emotional language and the depiction of physical violence in his play The Robbers of 1781.
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In English literature, the key figures of the Romantic movement are considered to be the group of poets including William Wordsworth, Samuel Taylor Coleridge, John Keats, Lord Byron, Percy Bysshe Shelley and the much older William Blake, followed later by the isolated figure of John Clare; also such novelists as Walter Scott from Scotland and Mary Shelley, and the essayists William Hazlitt and Charles Lamb. The publication in 1798 of Lyrical Ballads, with many of the finest poems by Wordsworth and Coleridge, is often held to mark the start of the movement. The majority of the poems were by Wordsworth, and many dealt with the lives of the poor in his native Lake District, or his feelings about nature—which he more fully developed in his long poem The Prelude, never published in his lifetime. The longest poem in the volume was Coleridge's The Rime of the Ancient Mariner, which showed the Gothic side of English Romanticism, and the exotic settings that many works featured. In the period when they were writing, the Lake Poets were widely regarded as a marginal group of radicals, though they were supported by the critic and writer William Hazlitt and others.
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In contrast, Lord Byron and Walter Scott achieved enormous fame and influence throughout Europe with works exploiting the violence and drama of their exotic and historical settings; Goethe called Byron "undoubtedly the greatest genius of our century".[48] Scott achieved immediate success with his long narrative poem The Lay of the Last Minstrel in 1805, followed by the full epic poem Marmion in 1808. Both were set in the distant Scottish past, already evoked in Ossian; Romanticism and Scotland were to have a long and fruitful partnership. Byron had equal success with the first part of Childe Harold's Pilgrimage in 1812, followed by four "Turkish tales", all in the form of long poems, starting with The Giaour in 1813, drawing from his Grand Tour, which had reached Ottoman Europe, and orientalizing the themes of the Gothic novel in verse. These featured different variations of the "Byronic hero", and his own life contributed a further version. Scott meanwhile was effectively inventing the historical novel, beginning in 1814 with Waverley, set in the 1745 Jacobite rising, which was an enormous and highly profitable success, followed by over 20 further Waverley Novels over the next 17 years, with settings going back to the Crusades that he had researched to a degree that was new in literature.[49]
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In contrast to Germany, Romanticism in English literature had little connection with nationalism, and the Romantics were often regarded with suspicion for the sympathy many felt for the ideals of the French Revolution, whose collapse and replacement with the dictatorship of Napoleon was, as elsewhere in Europe, a shock to the movement. Though his novels celebrated Scottish identity and history, Scott was politically a firm Unionist, but admitted to Jacobite sympathies. Several spent much time abroad, and a famous stay on Lake Geneva with Byron and Shelley in 1816 produced the hugely influential novel Frankenstein by Shelley's wife-to-be Mary Shelley and the novella The Vampyre by Byron's doctor John William Polidori. The lyrics of Robert Burns in Scotland, and Thomas Moore from Ireland, reflected in different ways their countries and the Romantic interest in folk literature, but neither had a fully Romantic approach to life or their work.
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Though they have modern critical champions such as György Lukács, Scott's novels are today more likely to be experienced in the form of the many operas that composers continued to base on them over the following decades, such as Donizetti's Lucia di Lammermoor and Vincenzo Bellini's I puritani (both 1835). Byron is now most highly regarded for his short lyrics and his generally unromantic prose writings, especially his letters, and his unfinished satire Don Juan.[50] Unlike many Romantics, Byron's widely publicised personal life appeared to match his work, and his death at 36 in 1824 from disease when helping the Greek War of Independence appeared from a distance to be a suitably Romantic end, entrenching his legend.[51] Keats in 1821 and Shelley in 1822 both died in Italy, Blake (at almost 70) in 1827, and Coleridge largely ceased to write in the 1820s. Wordsworth was by 1820 respectable and highly regarded, holding a government sinecure, but wrote relatively little. In the discussion of English literature, the Romantic period is often regarded as finishing around the 1820s, or sometimes even earlier, although many authors of the succeeding decades were no less committed to Romantic values.
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The most significant novelist in English during the peak Romantic period, other than Walter Scott, was Jane Austen, whose essentially conservative world-view had little in common with her Romantic contemporaries, retaining a strong belief in decorum and social rules, though critics such as Claudia L. Johnson have detected tremors under the surface of many works, such as Northanger Abbey (1817), Mansfield Park (1814) and Persuasion (1817).[52] But around the mid-century the undoubtedly Romantic novels of the Yorkshire-based Brontë family appeared. Most notably Charlotte's Jane Eyre and Emily's Wuthering Heights, both published in 1847, which also introduced more Gothic themes. While these two novels were written and published after the Romantic period is said to have ended, their novels were heavily influenced by Romantic literature they'd read as children.
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Byron, Keats and Shelley all wrote for the stage, but with little success in England, with Shelley's The Cenci perhaps the best work produced, though that was not played in a public theatre in England until a century after his death. Byron's plays, along with dramatizations of his poems and Scott's novels, were much more popular on the Continent, and especially in France, and through these versions several were turned into operas, many still performed today. If contemporary poets had little success on the stage, the period was a legendary one for performances of Shakespeare, and went some way to restoring his original texts and removing the Augustan "improvements" to them. The greatest actor of the period, Edmund Kean, restored the tragic ending to King Lear;[53] Coleridge said that, "Seeing him act was like reading Shakespeare by flashes of lightning."[54]
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Although after union with England in 1707 Scotland increasingly adopted English language and wider cultural norms, its literature developed a distinct national identity and began to enjoy an international reputation. Allan Ramsay (1686–1758) laid the foundations of a reawakening of interest in older Scottish literature, as well as leading the trend for pastoral poetry, helping to develop the Habbie stanza as a poetic form.[55] James Macpherson (1736–96) was the first Scottish poet to gain an international reputation. Claiming to have found poetry written by the ancient bard Ossian, he published translations that acquired international popularity, being proclaimed as a Celtic equivalent of the Classical epics. Fingal, written in 1762, was speedily translated into many European languages, and its appreciation of natural beauty and treatment of the ancient legend has been credited more than any single work with bringing about the Romantic movement in European, and especially in German literature, through its influence on Johann Gottfried von Herder and Johann Wolfgang von Goethe.[56] It was also popularised in France by figures that included Napoleon.[57] Eventually it became clear that the poems were not direct translations from Scottish Gaelic, but flowery adaptations made to suit the aesthetic expectations of his audience.[58]
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Robert Burns (1759–96) and Walter Scott (1771–1832) were highly influenced by the Ossian cycle. Burns, an Ayrshire poet and lyricist, is widely regarded as the national poet of Scotland and a major influence on the Romantic movement. His poem (and song) "Auld Lang Syne" is often sung at Hogmanay (the last day of the year), and "Scots Wha Hae" served for a long time as an unofficial national anthem of the country.[59] Scott began as a poet and also collected and published Scottish ballads. His first prose work, Waverley in 1814, is often called the first historical novel.[60] It launched a highly successful career, with other historical novels such as Rob Roy (1817), The Heart of Midlothian (1818) and Ivanhoe (1820). Scott probably did more than any other figure to define and popularise Scottish cultural identity in the nineteenth century.[61] Other major literary figures connected with Romanticism include the poets and novelists James Hogg (1770–1835), Allan Cunningham (1784–1842) and John Galt (1779–1839).[62] One of the most significant figures of the Romantic movement, Lord Byron, was brought up in Scotland until he inherited his family's English peerage.[63]
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Scotland was also the location of two of the most important literary magazines of the era, The Edinburgh Review (founded in 1802) and Blackwood's Magazine (founded in 1817), which had a major impact on the development of British literature and drama in the era of Romanticism.[64][65] Ian Duncan and Alex Benchimol suggest that publications like the novels of Scott and these magazines were part of a highly dynamic Scottish Romanticism that by the early nineteenth century, caused Edinburgh to emerge as the cultural capital of Britain and become central to a wider formation of a "British Isles nationalism".[66]
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Scottish "national drama" emerged in the early 1800s, as plays with specifically Scottish themes began to dominate the Scottish stage. Theatres had been discouraged by the Church of Scotland and fears of Jacobite assemblies. In the later eighteenth century, many plays were written for and performed by small amateur companies and were not published and so most have been lost. Towards the end of the century there were "closet dramas", primarily designed to be read, rather than performed, including work by Scott, Hogg, Galt and Joanna Baillie (1762–1851), often influenced by the ballad tradition and Gothic Romanticism.[67]
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Romanticism was relatively late in developing in French literature, more so than in the visual arts. The 18th-century precursor to Romanticism, the cult of sensibility, had become associated with the Ancien Régime, and the French Revolution had been more of an inspiration to foreign writers than those experiencing it at first-hand. The first major figure was François-René de Chateaubriand, a minor aristocrat who had remained a royalist throughout the Revolution, and returned to France from exile in England and America under Napoleon, with whose regime he had an uneasy relationship. His writings, all in prose, included some fiction, such as his influential novella of exile René (1802), which anticipated Byron in its alienated hero, but mostly contemporary history and politics, his travels, a defence of religion and the medieval spirit (Génie du christianisme, 1802), and finally in the 1830s and 1840s his enormous autobiography Mémoires d'Outre-Tombe ("Memoirs from beyond the grave").[68]
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After the Bourbon Restoration, French Romanticism developed in the lively world of Parisian theatre, with productions of Shakespeare, Schiller (in France a key Romantic author), and adaptations of Scott and Byron alongside French authors, several of whom began to write in the late 1820s. Cliques of pro- and anti-Romantics developed, and productions were often accompanied by raucous vocalizing by the two sides, including the shouted assertion by one theatregoer in 1822 that "Shakespeare, c'est l'aide-de-camp de Wellington" ("Shakespeare is Wellington's aide-de-camp").[69] Alexandre Dumas began as a dramatist, with a series of successes beginning with Henri III et sa cour (1829) before turning to novels that were mostly historical adventures somewhat in the manner of Scott, most famously The Three Musketeers and The Count of Monte Cristo, both of 1844. Victor Hugo published as a poet in the 1820s before achieving success on the stage with Hernani—a historical drama in a quasi-Shakespearian style that had famously riotous performances on its first run in 1830.[70] Like Dumas, Hugo is best known for his novels, and was already writing The Hunchback of Notre-Dame (1831), one of the best known works, which became a paradigm of the French Romantic movement. The preface to his unperformed play Cromwell gives an important manifesto of French Romanticism, stating that "there are no rules, or models". The career of Prosper Mérimée followed a similar pattern; he is now best known as the originator of the story of Carmen, with his novella published 1845. Alfred de Vigny remains best known as a dramatist, with his play on the life of the English poet Chatterton (1835) perhaps his best work. George Sand was a central figure of the Parisian literary scene, famous both for her novels and criticism and her affairs with Chopin and several others;[71] she too was inspired by the theatre, and wrote works to be staged at her private estate.
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French Romantic poets of the 1830s to 1850s include Alfred de Musset, Gérard de Nerval, Alphonse de Lamartine and the flamboyant Théophile Gautier, whose prolific output in various forms continued until his death in 1872.
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Stendhal is today probably the most highly regarded French novelist of the period, but he stands in a complex relation with Romanticism, and is notable for his penetrating psychological insight into his characters and his realism, qualities rarely prominent in Romantic fiction. As a survivor of the French retreat from Moscow in 1812, fantasies of heroism and adventure had little appeal for him, and like Goya he is often seen as a forerunner of Realism. His most important works are Le Rouge et le Noir (The Red and the Black, 1830) and La Chartreuse de Parme (The Charterhouse of Parma, 1839).
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Romanticism in Poland is often taken to begin with the publication of Adam Mickiewicz's first poems in 1822, and end with the crushing of the January Uprising of 1863 against the Russians. It was strongly marked by interest in Polish history.[72] Polish Romanticism revived the old "Sarmatism" traditions of the szlachta or Polish nobility. Old traditions and customs were revived and portrayed in a positive light in the Polish messianic movement and in works of great Polish poets such as Adam Mickiewicz (Pan Tadeusz), Juliusz Słowacki and Zygmunt Krasiński, as well as prose writers such as Henryk Sienkiewicz. This close connection between Polish Romanticism and Polish history became one of the defining qualities of the literature of Polish Romanticism period, differentiating it from that of other countries. They had not suffered the loss of national statehood as was the case with Poland.[73] Influenced by the general spirit and main ideas of European Romanticism, the literature of Polish Romanticism is unique, as many scholars have pointed out, in having developed largely outside of Poland and in its emphatic focus upon the issue of Polish nationalism. The Polish intelligentsia, along with leading members of its government, left Poland in the early 1830s, during what is referred to as the "Great Emigration", resettling in France, Germany, Great Britain, Turkey, and the United States.
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Their art featured emotionalism and irrationality, fantasy and imagination, personality cults, folklore and country life, and the propagation of ideals of freedom. In the second period, many of the Polish Romantics worked abroad, often banished from Poland by the occupying powers due to their politically subversive ideas. Their work became increasingly dominated by the ideals of political struggle for freedom and their country's sovereignty. Elements of mysticism became more prominent. There developed the idea of the poeta wieszcz (the prophet). The wieszcz (bard) functioned as spiritual leader to the nation fighting for its independence. The most notable poet so recognized was Adam Mickiewicz.
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Zygmunt Krasiński also wrote to inspire political and religious hope in his countrymen. Unlike his predecessors, who called for victory at whatever price in Poland's struggle against Russia, Krasinski emphasized Poland's spiritual role in its fight for independence, advocating an intellectual rather than a military superiority. His works best exemplify the Messianic movement in Poland: in two early dramas, Nie-boska komedia (1835; The Undivine Comedy) and Irydion (1836; Iridion), as well as in the later Psalmy przyszłości (1845), he asserted that Poland was the Christ of Europe: specifically chosen by God to carry the world's burdens, to suffer, and eventually be resurrected.
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Early Russian Romanticism is associated with the writers Konstantin Batyushkov (A Vision on the Shores of the Lethe, 1809), Vasily Zhukovsky (The Bard, 1811; Svetlana, 1813) and Nikolay Karamzin (Poor Liza, 1792; Julia, 1796; Martha the Mayoress, 1802; The Sensitive and the Cold, 1803). However the principal exponent of Romanticism in Russia is Alexander Pushkin (The Prisoner of the Caucasus, 1820–1821; The Robber Brothers, 1822; Ruslan and Ludmila, 1820; Eugene Onegin, 1825–1832). Pushkin's work influenced many writers in the 19th century and led to his eventual recognition as Russia's greatest poet.[74] Other Russian Romantic poets include Mikhail Lermontov (A Hero of Our Time, 1839), Fyodor Tyutchev (Silentium!, 1830), Yevgeny Baratynsky (Eda, 1826), Anton Delvig, and Wilhelm Küchelbecker.
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Influenced heavily by Lord Byron, Lermontov sought to explore the Romantic emphasis on metaphysical discontent with society and self, while Tyutchev's poems often described scenes of nature or passions of love. Tyutchev commonly operated with such categories as night and day, north and south, dream and reality, cosmos and chaos, and the still world of winter and spring teeming with life. Baratynsky's style was fairly classical in nature, dwelling on the models of the previous century.
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Romanticism in Spanish literature developed a well-known literature with a huge variety of poets and playwrights. The most important Spanish poet during this movement was José de Espronceda. After him there were other poets like Gustavo Adolfo Bécquer, Mariano José de Larra and the dramatists Ángel de Saavedra and José Zorrilla, author of Don Juan Tenorio. Before them may be mentioned the pre-romantics José Cadalso and Manuel José Quintana.[76] The plays of Antonio García Gutiérrez were adapted to produce Giuseppe Verdi's operas Il trovatore and Simon Boccanegra. Spanish Romanticism also influenced regional literatures. For example, in Catalonia and in Galicia there was a national boom of writers in the local languages, like the Catalan Jacint Verdaguer and the Galician Rosalía de Castro, the main figures of the national revivalist movements Renaixença and Rexurdimento, respectively.[77]
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There are scholars who consider Spanish Romanticism to be Proto-Existentialism because it is more anguished than the movement in other European countries. Foster et al., for example, say that the work of Spain's writers such as Espronceda, Larra, and other writers in the 19th century demonstrated a "metaphysical crisis".[78] These observers put more weight on the link between the 19th-century Spanish writers with the existentialist movement that emerged immediately after. According to Richard Caldwell, the writers that we now identify with Spain's romanticism were actually precursors to those who galvanized the literary movement that emerged in the 1920s.[79] This notion is the subject of debate for there are authors who stress that Spain's romanticism is one of the earliest in Europe,[80] while some assert that Spain really had no period of literary romanticism.[81] This controversy underscores a certain uniqueness to Spanish Romanticism in comparison to its European counterparts.
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Romanticism began in Portugal with the publication of the poem Camões (1825), by Almeida Garrett, who was raised by his uncle D. Alexandre, bishop of Angra, in the precepts of Neoclassicism, which can be observed in his early work. The author himself confesses (in Camões' preface) that he voluntarily refused to follow the principles of epic poetry enunciated by Aristotle in his Poetics, as he did the same to Horace's Ars Poetica. Almeida Garrett had participated in the 1820 Liberal Revolution, which caused him to exile himself in England in 1823 and then in France, after the Vila-Francada. While living in Great Britain, he had contacts with the Romantic movement and read authors such as Shakespeare, Scott, Ossian, Byron, Hugo, Lamartine and de Staël, at the same time visiting feudal castles and ruins of Gothic churches and abbeys, which would be reflected in his writings. In 1838, he presented Um Auto de Gil Vicente ("A Play by Gil Vicente"), in an attempt to create a new national theatre, free of Greco-Roman and foreign influence. But his masterpiece would be Frei Luís de Sousa (1843), named by himself as a "Romantic drama" and it was acclaimed as an exceptional work, dealing with themes as national independence, faith, justice and love. He was also deeply interested in Portuguese folkloric verse, which resulted in the publication of Romanceiro ("Traditional Portuguese Ballads") (1843), that recollect a great number of ancient popular ballads, known as "romances" or "rimances", in redondilha maior verse form, that contained stories of chivalry, life of saints, crusades, courtly love, etc. He wrote the novels Viagens na Minha Terra, O Arco de Sant'Ana and Helena.[82][83][84]
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Alexandre Herculano is, alongside Almeida Garrett, one of the founders of Portuguese Romanticism. He too was forced to exile to Great Britain and France because of his liberal ideals. All of his poetry and prose are (unlike Almeida Garrett's) entirely Romantic, rejecting Greco-Roman myth and history. He sought inspiration in medieval Portuguese poems and chronicles as in the Bible. His output is vast and covers many different genres, such as historical essays, poetry, novels, opuscules and theatre, where he brings back a whole world of Portuguese legends, tradition and history, especially in Eurico, o Presbítero ("Eurico, the Priest") and Lendas e Narrativas ("Legends and Narratives"). His work was influenced by Chateaubriand, Schiller, Klopstock, Walter Scott and the Old Testament Psalms.[85]
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António Feliciano de Castilho made the case for Ultra-Romanticism, publishing the poems A Noite no Castelo ("Night in the Castle") and Os Ciúmes do Bardo ("The Jealousy of the Bard"), both in 1836, and the drama Camões. He became an unquestionable master for successive Ultra-Romantic generations, whose influence would not be challenged until the famous Coimbra Question. He also created polemics by translating Goethe's Faust without knowing German, but using French versions of the play. Other notable figures of Portuguese Romanticism are the famous novelists Camilo Castelo Branco and Júlio Dinis, and Soares de Passos, Bulhão Pato and Pinheiro Chagas.[84]
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Romantic style would be revived in the beginning of the 20th century, notably through the works of poets linked to the Portuguese Renaissance, such as Teixeira de Pascoais, Jaime Cortesão, Mário Beirão, among others, who can be considered Neo-Romantics. An early Portuguese expression of Romanticism is found already in poets such as Manuel Maria Barbosa du Bocage (especially in his sonnets dated at the end of the 18th century) and Leonor de Almeida Portugal, Marquise of Alorna.[84]
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Romanticism in Italian literature was a minor movement although some important works were produced; it began officially in 1816 when Germaine de Staël wrote an article in the journal Biblioteca italiana called "Sulla maniera e l'utilità delle traduzioni", inviting Italian people to reject Neoclassicism and to study new authors from other countries. Before that date, Ugo Foscolo had already published poems anticipating Romantic themes. The most important Romantic writers were Ludovico di Breme, Pietro Borsieri and Giovanni Berchet.[87] Better known authors such as Alessandro Manzoni and Giacomo Leopardi were influenced by Enlightenment as well as by Romanticism and Classicism.[88]
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Spanish-speaking South American Romanticism was influenced heavily by Esteban Echeverría, who wrote in the 1830 and 1840s. His writings were influenced by his hatred for the Argentine dictator Juan Manuel de Rosas, and filled with themes of blood and terror, using the metaphor of a slaughterhouse to portray the violence of Rosas' dictatorship.
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Brazilian Romanticism is characterized and divided in three different periods. The first one is basically focused on the creation of a sense of national identity, using the ideal of the heroic Indian. Some examples include José de Alencar, who wrote Iracema and O Guarani, and Gonçalves Dias, renowned by the poem "Canção do exílio" (Song of the Exile). The second period, sometimes called Ultra-Romanticism, is marked by a profound influence of European themes and traditions, involving the melancholy, sadness and despair related to unobtainable love. Goethe and Lord Byron are commonly quoted in these works. Some of the most notable authors of this phase are Álvares de Azevedo, Casimiro de Abreu, Fagundes Varela and Junqueira Freire. The third cycle is marked by social poetry, especially the abolitionist movement, and it includes Castro Alves, Tobias Barreto and Pedro Luís Pereira de Sousa.[89]
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In the United States, at least by 1818 with William Cullen Bryant's "To a Waterfowl", Romantic poetry was being published. American Romantic Gothic literature made an early appearance with Washington Irving's The Legend of Sleepy Hollow (1820) and Rip Van Winkle (1819), followed from 1823 onwards by the Leatherstocking Tales of James Fenimore Cooper, with their emphasis on heroic simplicity and their fervent landscape descriptions of an already-exotic mythicized frontier peopled by "noble savages", similar to the philosophical theory of Rousseau, exemplified by Uncas, from The Last of the Mohicans. There are picturesque "local colour" elements in Washington Irving's essays and especially his travel books. Edgar Allan Poe's tales of the macabre and his balladic poetry were more influential in France than at home, but the romantic American novel developed fully with the atmosphere and melodrama of Nathaniel Hawthorne's The Scarlet Letter (1850). Later Transcendentalist writers such as Henry David Thoreau and Ralph Waldo Emerson still show elements of its influence and imagination, as does the romantic realism of Walt Whitman. The poetry of Emily Dickinson—nearly unread in her own time—and Herman Melville's novel Moby-Dick can be taken as epitomes of American Romantic literature. By the 1880s, however, psychological and social realism were competing with Romanticism in the novel.
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The European Romantic movement reached America in the early 19th century. American Romanticism was just as multifaceted and individualistic as it was in Europe. Like the Europeans, the American Romantics demonstrated a high level of moral enthusiasm, commitment to individualism and the unfolding of the self, an emphasis on intuitive perception, and the assumption that the natural world was inherently good, while human society was filled with corruption.[90]
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Romanticism became popular in American politics, philosophy and art. The movement appealed to the revolutionary spirit of America as well as to those longing to break free of the strict religious traditions of early settlement. The Romantics rejected rationalism and religious intellect. It appealed to those in opposition of Calvinism, which includes the belief that the destiny of each individual is preordained. The Romantic movement gave rise to New England Transcendentalism, which portrayed a less restrictive relationship between God and Universe. The new philosophy presented the individual with a more personal relationship with God. Transcendentalism and Romanticism appealed to Americans in a similar fashion, for both privileged feeling over reason, individual freedom of expression over the restraints of tradition and custom. It often involved a rapturous response to nature. It encouraged the rejection of harsh, rigid Calvinism, and promised a new blossoming of American culture.[90][91]
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American Romanticism embraced the individual and rebelled against the confinement of neoclassicism and religious tradition. The Romantic movement in America created a new literary genre that continues to influence American writers. Novels, short stories, and poems replaced the sermons and manifestos of yore. Romantic literature was personal, intense, and portrayed more emotion than ever seen in neoclassical literature. America's preoccupation with freedom became a great source of motivation for Romantic writers as many were delighted in free expression and emotion without so much fear of ridicule and controversy. They also put more effort into the psychological development of their characters, and the main characters typically displayed extremes of sensitivity and excitement.[92]
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The works of the Romantic Era also differed from preceding works in that they spoke to a wider audience, partly reflecting the greater distribution of books as costs came down during the period.[31]
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Romantic architecture appeared in the late 18th century in a reaction against the rigid forms of neoclassical architecture. Romantic architecture reached its peak in the mid-19th century, and continued to appear until the end of the 19th century. It was designed to evoke an emotional reaction, either respect for tradition or nostalgia for a bucolic past. It was frequently inspired by the architecture of the Middle Ages, especially Gothic architecture, It was strongly influenced by romanticism in literature, particularly the historical novels of Victor Hugo and Walter Scott. It sometimes moved into the domain of eclecticism, with features assembled from different historic periods and regions of the world.[93]
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Gothic Revival architecture was a popular variant of the romantic style, particularly in the construction of churches, Cathedrals, and university buildings. Notable examples include the completion of Cologne Cathedral in Germany, by Karl Friedrich Schinkel. The cathedral had been begun in 1248, but work was halted in 1473. The original plans for the façade were discovered in 1840, and it was decided to recommence. Schinkel followed the original design as much as possible, but used modern construction technology, including an iron frame for the roof. The building was finished in 1880.[94]
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In Britain, notable examples include the Royal Pavilion in Brighton, a romantic version of traditional Indian architecture by John Nash (1815–1823), and the Houses of Parliament in London, built in a Gothic revival style by Charles Barry between 1840 and 1876.[95]
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In France, one of the earliest examples of romantic architecture is the Hameau de la Reine, the small rustic hamlet created at the Palace of Versailles for Queen Marie Antoinette between 1783 and 1785 by the royal architect Richard Mique with the help of the romantic painter Hubert Robert. It consisted of twelve structures, ten of which still exist, in the style of villages in Normandy. It was designed for the Queen and her friends to amuse themselves by playing at being peasants, and included a farmhouse with a dairy, a mill, a boudoir, a pigeon loft, a tower in the form of a lighthouse from which one could fish in the pond, a belvedere, a cascade and grotto, and a luxuriously furnished cottage with a billiard room for the Queen.[96]
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French romantic architecture in the 19th century was strongly influenced by two writers; Victor Hugo, whose novel The Hunchback of Notre Dame inspired a resurgence in interest in the Middle Ages; and Prosper Mérimée, who wrote celebrated romantic novels and short stories and was also the first head of the commission of Historic Monuments in France, responsible for publicizing and restoring (and sometimes romanticizing) many French cathedrals and monuments desecrated and ruined after the French Revolution. His projects were carried out by the architect Eugène Viollet-le-Duc. These included the restoration (sometimes creative) of the Cathedral of Notre Dame de Paris, the fortified city of Carcassonne, and the unfinished medieval Château de Pierrefonds.[94][97]
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The romantic style continued in the second half of the 19th century. The Palais Garnier, the Paris opera house designed by Charles Garnier was a highly romantic and eclectic combination of artistic styles. Another notable example of late 19th century romanticism is the Basilica of Sacré-Cœur by Paul Abadie, who drew upon the model of Byzantine architecture for his elongated domes (1875–1914).[95]
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Hameau de la Reine, Palace of Versailles (1783–1785)
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Royal Pavilion in Brighton by John Nash (1815–1823)
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Cologne Cathedral (1840–80)
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Grand Staircase of the Paris Opera by Charles Garnier (1861–75)
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Basilica of Sacré-Cœur by Paul Abadie (1875–1914)
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In the visual arts, Romanticism first showed itself in landscape painting, where from as early as the 1760s British artists began to turn to wilder landscapes and storms, and Gothic architecture, even if they had to make do with Wales as a setting. Caspar David Friedrich and J. M. W. Turner were born less than a year apart in 1774 and 1775 respectively and were to take German and English landscape painting to their extremes of Romanticism, but both their artistic sensibilities were formed when forms of Romanticism was already strongly present in art. John Constable, born in 1776, stayed closer to the English landscape tradition, but in his largest "six-footers" insisted on the heroic status of a patch of the working countryside where he had grown up—challenging the traditional hierarchy of genres, which relegated landscape painting to a low status. Turner also painted very large landscapes, and above all, seascapes. Some of these large paintings had contemporary settings and staffage, but others had small figures that turned the work into history painting in the manner of Claude Lorrain, like Salvator Rosa, a late Baroque artist whose landscapes had elements that Romantic painters repeatedly turned to. Friedrich often used single figures, or features like crosses, set alone amidst a huge landscape, "making them images of the transitoriness of human life and the premonition of death".[98]
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Other groups of artists expressed feelings that verged on the mystical, many largely abandoning classical drawing and proportions. These included William Blake and Samuel Palmer and the other members of the Ancients in England, and in Germany Philipp Otto Runge. Like Friedrich, none of these artists had significant influence after their deaths for the rest of the 19th century, and were 20th-century rediscoveries from obscurity, though Blake was always known as a poet, and Norway's leading painter Johan Christian Dahl was heavily influenced by Friedrich. The Rome-based Nazarene movement of German artists, active from 1810, took a very different path, concentrating on medievalizing history paintings with religious and nationalist themes.[99]
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The arrival of Romanticism in French art was delayed by the strong hold of Neoclassicism on the academies, but from the Napoleonic period it became increasingly popular, initially in the form of history paintings propagandising for the new regime, of which Girodet's Ossian receiving the Ghosts of the French Heroes, for Napoleon's Château de Malmaison, was one of the earliest. Girodet's old teacher David was puzzled and disappointed by his pupil's direction, saying: "Either Girodet is mad or I no longer know anything of the art of painting".[100] A new generation of the French school,[101] developed personal Romantic styles, though still concentrating on history painting with a political message. Théodore Géricault (1791–1824) had his first success with The Charging Chasseur, a heroic military figure derived from Rubens, at the Paris Salon of 1812 in the years of the Empire, but his next major completed work, The Raft of the Medusa of 1821, remains the greatest achievement of the Romantic history painting, which in its day had a powerful anti-government message.
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Eugène Delacroix (1798–1863) made his first Salon hits with The Barque of Dante (1822), The Massacre at Chios (1824) and Death of Sardanapalus (1827). The second was a scene from the Greek War of Independence, completed the year Byron died there, and the last was a scene from one of Byron's plays. With Shakespeare, Byron was to provide the subject matter for many other works of Delacroix, who also spent long periods in North Africa, painting colourful scenes of mounted Arab warriors. His Liberty Leading the People (1830) remains, with the Medusa, one of the best-known works of French Romantic painting. Both reflected current events, and increasingly "history painting", literally "story painting", a phrase dating back to the Italian Renaissance meaning the painting of subjects with groups of figures, long considered the highest and most difficult form of art, did indeed become the painting of historical scenes, rather than those from religion or mythology.[102]
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Francisco Goya was called "the last great painter in whose art thought and observation were balanced and combined to form a faultless unity".[103] But the extent to which he was a Romantic is a complex question. In Spain, there was still a struggle to introduce the values of the Enlightenment, in which Goya saw himself as a participant. The demonic and anti-rational monsters thrown up by his imagination are only superficially similar to those of the Gothic fantasies of northern Europe, and in many ways he remained wedded to the classicism and realism of his training, as well as looking forward to the Realism of the later 19th century.[104] But he, more than any other artist of the period, exemplified the Romantic values of the expression of the artist's feelings and his personal imaginative world.[105] He also shared with many of the Romantic painters a more free handling of paint, emphasized in the new prominence of the brushstroke and impasto, which tended to be repressed in neoclassicism under a self-effacing finish.
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Sculpture remained largely impervious to Romanticism, probably partly for technical reasons, as the most prestigious material of the day, marble, does not lend itself to expansive gestures. The leading sculptors in Europe, Antonio Canova and Bertel Thorvaldsen, were both based in Rome and firm Neoclassicists, not at all tempted to allow influence from medieval sculpture, which would have been one possible approach to Romantic sculpture. When it did develop, true Romantic sculpture—with the exception of a few artists such as Rudolf Maison—[106] rather oddly was missing in Germany, and mainly found in France, with François Rude, best known from his group of the 1830s from the Arc de Triomphe in Paris, David d'Angers, and Auguste Préault. Préault's plaster relief entitled Slaughter, which represented the horrors of wars with exacerbated passion, caused so much scandal at the 1834 Salon that Préault was banned from this official annual exhibition for nearly twenty years.[107] In Italy, the most important Romantic sculptor was Lorenzo Bartolini.[108]
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Francisco Goya, The Third of May 1808, 1814
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Théodore Géricault, The Raft of the Medusa, 1819
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Eugène Delacroix, Liberty Leading the People 1830
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J. M. W. Turner, The Fighting Téméraire tugged to her last Berth to be broken up, 1839
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In France, historical painting on idealized medieval and Renaissance themes is known as the style Troubadour, a term with no equivalent for other countries, though the same trends occurred there. Delacroix, Ingres and Richard Parkes Bonington all worked in this style, as did lesser specialists such as Pierre-Henri Révoil (1776–1842) and Fleury-François Richard (1777–1852). Their pictures are often small, and feature intimate private and anecdotal moments, as well as those of high drama. The lives of great artists such as Raphael were commemorated on equal terms with those of rulers, and fictional characters were also depicted. Fleury-Richard's Valentine of Milan weeping for the death of her husband, shown in the Paris Salon of 1802, marked the arrival of the style, which lasted until the mid-century, before being subsumed into the increasingly academic history painting of artists like Paul Delaroche.[109]
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Another trend was for very large apocalyptic history paintings, often combining extreme natural events, or divine wrath, with human disaster, attempting to outdo The Raft of the Medusa, and now often drawing comparisons with effects from Hollywood. The leading English artist in the style was John Martin, whose tiny figures were dwarfed by enormous earthquakes and storms, and worked his way through the biblical disasters, and those to come in the final days. Other works such as Delacroix's Death of Sardanapalus included larger figures, and these often drew heavily on earlier artists, especially Poussin and Rubens, with extra emotionalism and special effects.
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Elsewhere in Europe, leading artists adopted Romantic styles: in Russia there were the portraitists Orest Kiprensky and Vasily Tropinin, with Ivan Aivazovsky specializing in marine painting, and in Norway Hans Gude painted scenes of fjords. In Italy Francesco Hayez (1791–1882) was the leading artist of Romanticism in mid-19th-century Milan. His long, prolific and extremely successful career saw him begin as a Neoclassical painter, pass right through the Romantic period, and emerge at the other end as a sentimental painter of young women. His Romantic period included many historical pieces of "Troubadour" tendencies, but on a very large scale, that are heavily influenced by Gian Battista Tiepolo and other late Baroque Italian masters.
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Literary Romanticism had its counterpart in the American visual arts, most especially in the exaltation of an untamed American landscape found in the paintings of the Hudson River School. Painters like Thomas Cole, Albert Bierstadt and Frederic Edwin Church and others often expressed Romantic themes in their paintings. They sometimes depicted ancient ruins of the old world, such as in Fredric Edwin Church's piece Sunrise in Syria. These works reflected the Gothic feelings of death and decay. They also show the Romantic ideal that Nature is powerful and will eventually overcome the transient creations of men. More often, they worked to distinguish themselves from their European counterparts by depicting uniquely American scenes and landscapes. This idea of an American identity in the art world is reflected in W. C. Bryant's poem To Cole, the Painter, Departing for Europe, where Bryant encourages Cole to remember the powerful scenes that can only be found in America.
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Some American paintings (such as Albert Bierstadt's The Rocky Mountains, Lander's Peak) promote the literary idea of the "noble savage" by portraying idealized Native Americans living in harmony with the natural world. Thomas Cole's paintings tend towards allegory, explicit in The Voyage of Life series painted in the early 1840s, showing the stages of life set amidst an awesome and immense nature.
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Thomas Cole, Childhood, one of the four scenes in The Voyage of Life, 1842
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William Blake, Albion Rose, 1794–95
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Louis Janmot, from his series The Poem of the Soul, before 1854
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Thomas Cole, 1842, The Voyage of LifeOld Age
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Musical Romanticism is predominantly a German phenomenon—so much so that one respected French reference work defines it entirely in terms of "The role of music in the aesthetics of German romanticism".[110] Another French encyclopedia holds that the German temperament generally "can be described as the deep and diverse action of romanticism on German musicians", and that there is only one true representative of Romanticism in French music, Hector Berlioz, while in Italy, the sole great name of musical Romanticism is Giuseppe Verdi, "a sort of [Victor] Hugo of opera, gifted with a real genius for dramatic effect". Similarly, in his analysis of Romanticism and its pursuit of harmony, Henri Lefebvre posits that, "But of course, German romanticism was more closely linked to music than French romanticism was, so it is there we should look for the direct expression of harmony as the central romantic idea."[111] Nevertheless, the huge popularity of German Romantic music led, "whether by imitation or by reaction", to an often nationalistically inspired vogue amongst Polish, Hungarian, Russian, Czech, and Scandinavian musicians, successful "perhaps more because of its extra-musical traits than for the actual value of musical works by its masters".[112]
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Although the term "Romanticism" when applied to music has come to imply the period roughly from 1800 until 1850, or else until around 1900, the contemporary application of "romantic" to music did not coincide with this modern interpretation. Indeed, one of the earliest sustained applications of the term to music occurs in 1789, in the Mémoires of André Grétry.[113] This is of particular interest because it is a French source on a subject mainly dominated by Germans, but also because it explicitly acknowledges its debt to Jean-Jacques Rousseau (himself a composer, amongst other things) and, by so doing, establishes a link to one of the major influences on the Romantic movement generally.[114] In 1810 E. T. A. Hoffmann named Haydn, Mozart and Beethoven as "the three masters of instrumental compositions" who "breathe one and the same romantic spirit". He justified his view on the basis of these composers' depth of evocative expression and their marked individuality. In Haydn's music, according to Hoffmann, "a child-like, serene disposition prevails", while Mozart (in the late E-flat major Symphony, for example) "leads us into the depths of the spiritual world", with elements of fear, love, and sorrow, "a presentiment of the infinite ... in the eternal dance of the spheres". Beethoven's music, on the other hand, conveys a sense of "the monstrous and immeasurable", with the pain of an endless longing that "will burst our breasts in a fully coherent concord of all the passions".[115] This elevation in the valuation of pure emotion resulted in the promotion of music from the subordinate position it had held in relation to the verbal and plastic arts during the Enlightenment. Because music was considered to be free of the constraints of reason, imagery, or any other precise concept, it came to be regarded, first in the writings of Wackenroder and Tieck and later by writers such as Schelling and Wagner, as preeminent among the arts, the one best able to express the secrets of the universe, to evoke the spirit world, infinity, and the absolute.[116]
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This chronologic agreement of musical and literary Romanticism continued as far as the middle of the 19th century, when Richard Wagner denigrated the music of Meyerbeer and Berlioz as "neoromantic": "The Opera, to which we shall now return, has swallowed down the Neoromanticism of Berlioz, too, as a plump, fine-flavoured oyster, whose digestion has conferred on it anew a brisk and well-to-do appearance."[117]
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It was only toward the end of the 19th century that the newly emergent discipline of Musikwissenschaft (musicology)—itself a product of the historicizing proclivity of the age—attempted a more scientific periodization of music history, and a distinction between Viennese Classical and Romantic periods was proposed. The key figure in this trend was Guido Adler, who viewed Beethoven and Franz Schubert as transitional but essentially Classical composers, with Romanticism achieving full maturity only in the post-Beethoven generation of Frédéric Chopin, Felix Mendelssohn, Robert Schumann, Hector Berlioz and Franz Liszt. From Adler's viewpoint, found in books like Der Stil in der Musik (1911), composers of the New German School and various late-19th-century nationalist composers were not Romantics but "moderns" or "realists" (by analogy with the fields of painting and literature), and this schema remained prevalent through the first decades of the 20th century.[114]
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By the second quarter of the 20th century, an awareness that radical changes in musical syntax had occurred during the early 1900s caused another shift in historical viewpoint, and the change of century came to be seen as marking a decisive break with the musical past. This in turn led historians such as Alfred Einstein[118] to extend the musical "Romantic era" throughout the 19th century and into the first decade of the 20th. It has continued to be referred to as such in some of the standard music references such as The Oxford Companion to Music[119] and Grout's History of Western Music[120] but was not unchallenged. For example, the prominent German musicologist Friedrich Blume, the chief editor of the first edition of Die Musik in Geschichte und Gegenwart (1949–86), accepted the earlier position that Classicism and Romanticism together constitute a single period beginning in the middle of the 18th century, but at the same time held that it continued into the 20th century, including such pre-World War II developments as expressionism and neoclassicism.[121] This is reflected in some notable recent reference works such as the New Grove Dictionary of Music and Musicians[114] and the new edition of Musik in Geschichte und Gegenwart.[122]
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Felix Mendelssohn, 1839
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Robert Schumann, 1839
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Franz Liszt, 1847
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Daniel Auber, c. 1868
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Hector Berlioz by Gustave Courbet, 1850
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Giovanni Boldini, Portrait of Giuseppe Verdi, 1886
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Richard Wagner, c. 1870s
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Giacomo Meyerbeer, 1847
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In the contemporary music culture, the romantic musician followed a public career depending on sensitive middle-class audiences rather than on a courtly patron, as had been the case with earlier musicians and composers. Public persona characterized a new generation of virtuosi who made their way as soloists, epitomized in the concert tours of Paganini and Liszt, and the conductor began to emerge as an important figure, on whose skill the interpretation of the increasingly complex music depended.[123]
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The Romantic movement affected most aspects of intellectual life, and Romanticism and science had a powerful connection, especially in the period 1800–1840. Many scientists were influenced by versions of the Naturphilosophie of Johann Gottlieb Fichte, Friedrich Wilhelm Joseph von Schelling and Georg Wilhelm Friedrich Hegel and others, and without abandoning empiricism, sought in their work to uncover what they tended to believe was a unified and organic Nature. The English scientist Sir Humphry Davy, a prominent Romantic thinker, said that understanding nature required "an attitude of admiration, love and worship, [...] a personal response".[124] He believed that knowledge was only attainable by those who truly appreciated and respected nature. Self-understanding was an important aspect of Romanticism. It had less to do with proving that man was capable of understanding nature (through his budding intellect) and therefore controlling it, and more to do with the emotional appeal of connecting himself with nature and understanding it through a harmonious co-existence.[125]
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History writing was very strongly, and many would say harmfully, influenced by Romanticism.[126] In England, Thomas Carlyle was a highly influential essayist who turned historian; he both invented and exemplified the phrase "hero-worship",[127] lavishing largely uncritical praise on strong leaders such as Oliver Cromwell, Frederick the Great and Napoleon. Romantic nationalism had a largely negative effect on the writing of history in the 19th century, as each nation tended to produce its own version of history, and the critical attitude, even cynicism, of earlier historians was often replaced by a tendency to create romantic stories with clearly distinguished heroes and villains.[128] Nationalist ideology of the period placed great emphasis on racial coherence, and the antiquity of peoples, and tended to vastly over-emphasize the continuity between past periods and the present, leading to national mysticism. Much historical effort in the 20th century was devoted to combating the romantic historical myths created in the 19th century.
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To insulate theology from scientism or reductionism in science, 19th-century post-Enlightenment German theologians developed a modernist or so-called liberal conception of Christianity, led by Friedrich Schleiermacher and Albrecht Ritschl. They took the Romantic approach of rooting religion in the inner world of the human spirit, so that it is a person's feeling or sensibility about spiritual matters that comprises religion.[129]
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Romantic chess was the style of chess which emphasized quick, tactical maneuvers characterized by aesthetic beauty rather than long-term strategic planning, which was considered to be of secondary importance.[130] The Romantic era in chess is generally considered to have begun with Joseph MacDonnell and Pierre LaBourdonnais, the two dominant chess players in the 1830s. The 1840s was dominated by Howard Staunton, and other leading players of the era included Adolf Anderssen, Daniel Harrwitz, Henry Bird, Louis Paulsen, and Paul Morphy. The "Immortal Game", played by Adolf Anderssen and Lionel Kieseritzky on 21 June 1851 in London—where Anderssen made bold sacrifices to secure victory, giving up both rooks and a bishop, then his queen, and then checkmating his opponent with his three remaining minor pieces—is considered a supreme example of Romantic chess.[131] The end of the Romantic era in chess is considered to be the 1873 Vienna Tournament where Wilhelm Steinitz popularized positional play and the closed game.
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One of Romanticism's key ideas and most enduring legacies is the assertion of nationalism, which became a central theme of Romantic art and political philosophy. From the earliest parts of the movement, with their focus on development of national languages and folklore, and the importance of local customs and traditions, to the movements that would redraw the map of Europe and lead to calls for self-determination of nationalities, nationalism was one of the key vehicles of Romanticism, its role, expression and meaning. One of the most important functions of medieval references in the 19th century was nationalist. Popular and epic poetry were its workhorses. This is visible in Germany and Ireland, where underlying Germanic or Celtic linguistic substrates dating from before the Romanization-Latinization were sought out.
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Early Romantic nationalism was strongly inspired by Rousseau, and by the ideas of Johann Gottfried von Herder, who in 1784 argued that the geography formed the natural economy of a people, and shaped their customs and society.[citation needed]
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The nature of nationalism changed dramatically, however, after the French Revolution with the rise of Napoleon, and the reactions in other nations. Napoleonic nationalism and republicanism were, at first, inspirational to movements in other nations: self-determination and a consciousness of national unity were held to be two of the reasons why France was able to defeat other countries in battle. But as the French Republic became Napoleon's Empire, Napoleon became not the inspiration for nationalism, but the object of its struggle. In Prussia, the development of spiritual renewal as a means to engage in the struggle against Napoleon was argued by, among others, Johann Gottlieb Fichte, a disciple of Kant. The word Volkstum, or nationality, was coined in German as part of this resistance to the now conquering emperor. Fichte expressed the unity of language and nation in his address "To the German Nation" in 1806:
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Those who speak the same language are joined to each other by a multitude of invisible bonds by nature herself, long before any human art begins; they understand each other and have the power of continuing to make themselves understood more and more clearly; they belong together and are by nature one and an inseparable whole. ...Only when each people, left to itself, develops and forms itself in accordance with its own peculiar quality, and only when in every people each individual develops himself in accordance with that common quality, as well as in accordance with his own peculiar quality—then, and then only, does the manifestation of divinity appear in its true mirror as it ought to be.[132]
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This view of nationalism inspired the collection of folklore by such people as the Brothers Grimm, the revival of old epics as national, and the construction of new epics as if they were old, as in the Kalevala, compiled from Finnish tales and folklore, or Ossian, where the claimed ancient roots were invented. The view that fairy tales, unless contaminated from outside literary sources, were preserved in the same form over thousands of years, was not exclusive to Romantic Nationalists, but fit in well with their views that such tales expressed the primordial nature of a people. For instance, the Brothers Grimm rejected many tales they collected because of their similarity to tales by Charles Perrault, which they thought proved they were not truly German tales;[133] Sleeping Beauty survived in their collection because the tale of Brynhildr convinced them that the figure of the sleeping princess was authentically German. Vuk Karadžić contributed to Serbian folk literature, using peasant culture as the foundation. He regarded the oral literature of the peasants as an integral part of Serbian culture, compiling it to use in his collections of folk songs, tales and proverbs, as well as the first dictionary of vernacular Serbian.[134] Similar projects were undertaken by the Russian Alexander Afanasyev, the Norwegians Peter Christen Asbjørnsen and Jørgen Moe, and the Englishman Joseph Jacobs.[135]
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Romanticism played an essential role in the national awakening of many Central European peoples lacking their own national states, not least in Poland, which had recently failed to restore its independence when Russia's army crushed the Polish Uprising under Nicholas I. Revival and reinterpretation of ancient myths, customs and traditions by Romantic poets and painters helped to distinguish their indigenous cultures from those of the dominant nations and crystallise the mythography of Romantic nationalism. Patriotism, nationalism, revolution and armed struggle for independence also became popular themes in the arts of this period. Arguably, the most distinguished Romantic poet of this part of Europe was Adam Mickiewicz, who developed an idea that Poland was the Messiah of Nations, predestined to suffer just as Jesus had suffered to save all the people. The Polish self-image as a "Christ among nations" or the martyr of Europe can be traced back to its history of Christendom and suffering under invasions. During the periods of foreign occupation, the Catholic Church served as bastion of Poland's national identity and language, and the major promoter of Polish culture. The partitions came to be seen in Poland as a Polish sacrifice for the security for Western civilization. Adam Mickiewicz wrote the patriotic drama Dziady (directed against the Russians), where he depicts Poland as the Christ of Nations. He also wrote "Verily I say unto you, it is not for you to learn civilization from foreigners, but it is you who are to teach them civilization ... You are among the foreigners like the Apostles among the idolaters". In Books of the Polish Nation and Polish Pilgrimage Mickiewicz detailed his vision of Poland as a Messias and a Christ of Nations, that would save mankind. Dziady is known for various interpretation. The most known ones are the moral aspect of part II, individualist and romantic message of part IV, as well as deeply patriotic, messianistic and Christian vision in part III of the poem. Zdzisław Kępiński, however, focuses his interpretation on Slavic pagan and occult elements found in the drama. In his book Mickiewicz hermetyczny he writes about hermetic, theosophic and alchemical philosophy on the book as well as Masonic symbols.
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Joseph Vernet, 1759, Shipwreck; the 18th-century "sublime"
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Joseph Wright, 1774, Cave at evening, Smith College Museum of Art, Northampton, Massachusetts
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Henry Fuseli, 1781, The Nightmare, a classical artist whose themes often anticipate the Romantic
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Philip James de Loutherbourg, Coalbrookdale by Night, 1801, a key location of the English Industrial Revolution
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Théodore Géricault, The Charging Chasseur, c. 1812
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Ingres, The Death of Leonardo da Vinci, 1818, one of his Troubadour style works
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Eugène Delacroix, Collision of Moorish Horsemen, 1843–44
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Eugène Delacroix, The Bride of Abydos, 1857, after the poem by Byron
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Joseph Anton Koch, Waterfalls at Subiaco 1812–1813, a "classical" landscape to art historians
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James Ward, 1814–1815, Gordale Scar
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John Constable, 1821, The Hay Wain, one of Constable's large "six footers"
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J. C. Dahl, 1826, Eruption of Vesuvius, by Friedrich's closest follower
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William Blake, c. 1824–27, The Wood of the Self-Murderers: The Harpies and the Suicides, Tate
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Karl Bryullov, The Last Day of Pompeii, 1833, The State Russian Museum, St. Petersburg, Russia
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Isaac Levitan, Pacific, 1898, State Russian Museum, St.Petersburg
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J. M. W. Turner, The Burning of the Houses of Lords and Commons (1835), Philadelphia Museum of Art
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Hans Gude, Winter Afternoon, 1847, National Gallery of Norway, Oslo
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Ivan Aivazovsky, 1850, The Ninth Wave, Russian Museum, St. Petersburg
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John Martin, 1852, The Destruction of Sodom and Gomorrah, Laing Art Gallery
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Frederic Edwin Church, 1860, Twilight in the Wilderness, Cleveland Museum of Art
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Albert Bierstadt, 1863, The Rocky Mountains, Lander's Peak
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1 |
+
Romanticism (also known as the Romantic era) was an artistic, literary, musical and intellectual movement that originated in Europe towards the end of the 18th century, and in most areas was at its peak in the approximate period from 1800 to 1890. Romanticism was characterized by its emphasis on emotion and individualism as well as glorification of all the past and nature, preferring the medieval rather than the classical. It was partly a reaction to the Industrial Revolution,[1] the aristocratic social and political norms of the Age of Enlightenment, and the scientific rationalization of nature—all components of modernity.[2] It was embodied most strongly in the visual arts, music, and literature, but had a major impact on historiography,[3] education,[4] chess, social sciences, and the natural sciences.[5][failed verification] It had a significant and complex effect on politics, with romantic thinkers influencing liberalism, radicalism, conservatism, and nationalism.[6]
|
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|
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The movement emphasized intense emotion as an authentic source of aesthetic experience, placing new emphasis on such emotions as apprehension, horror and terror, and awe—especially that experienced in confronting the new aesthetic categories of the sublimity and beauty of nature. It elevated folk art and ancient custom to something noble, but also spontaneity as a desirable characteristic (as in the musical impromptu). In contrast to the Rationalism and Classicism of the Enlightenment, Romanticism revived medievalism[7] and elements of art and narrative perceived as authentically medieval in an attempt to escape population growth, early urban sprawl, and industrialism.
|
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|
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Although the movement was rooted in the German Sturm und Drang movement, which preferred intuition and emotion to the rationalism of the Enlightenment, the events and ideologies of the French Revolution were also proximate factors. Romanticism assigned a high value to the achievements of "heroic" individualists and artists, whose examples, it maintained, would raise the quality of society. It also promoted the individual imagination as a critical authority allowed of freedom from classical notions of form in art. There was a strong recourse to historical and natural inevitability, a Zeitgeist, in the representation of its ideas. In the second half of the 19th century, Realism was offered as a polar opposite to Romanticism.[8] The decline of Romanticism during this time was associated with multiple processes, including social and political changes and the spread of nationalism.[9]
|
6 |
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|
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The nature of Romanticism may be approached from the primary importance of the free expression of the feelings of the artist. The importance the Romantics placed on emotion is summed up in the remark of the German painter Caspar David Friedrich, "the artist's feeling is his law".[10] For William Wordsworth, poetry should begin as "the spontaneous overflow of powerful feelings", which the poet then "recollect[s] in tranquility", evoking a new but corresponding emotion the poet can then mold into art.[11]
|
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|
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To express these feelings, it was considered the content of art had to come from the imagination of the artist, with as little interference as possible from "artificial" rules dictating what a work should consist of. Samuel Taylor Coleridge and others believed there were natural laws the imagination—at least of a good creative artist—would unconsciously follow through artistic inspiration if left alone.[12] As well as rules, the influence of models from other works was considered to impede the creator's own imagination, so that originality was essential. The concept of the genius, or artist who was able to produce his own original work through this process of creation from nothingness, is key to Romanticism, and to be derivative was the worst sin.[13][14][15] This idea is often called "romantic originality".[16] Translator and prominent Romantic August Wilhelm Schlegel argued in his Lectures on Dramatic Arts and Letters that the most phenomenal power of human nature is its capacity to divide and diverge into opposite directions.[17]
|
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|
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Not essential to Romanticism, but so widespread as to be normative, was a strong belief and interest in the importance of nature. This particularly in the effect of nature upon the artist when he is surrounded by it, preferably alone. In contrast to the usually very social art of the Enlightenment, Romantics were distrustful of the human world, and tended to believe a close connection with nature was mentally and morally healthy. Romantic art addressed its audiences with what was intended to be felt as the personal voice of the artist. So, in literature, "much of romantic poetry invited the reader to identify the protagonists with the poets themselves".[18]
|
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+
|
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According to Isaiah Berlin, Romanticism embodied "a new and restless spirit, seeking violently to burst through old and cramping forms, a nervous preoccupation with perpetually changing inner states of consciousness, a longing for the unbounded and the indefinable, for perpetual movement and change, an effort to return to the forgotten sources of life, a passionate effort at self-assertion both individual and collective, a search after means of expressing an unappeasable yearning for unattainable goals".[19]
|
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|
15 |
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The group of words with the root "Roman" in the various European languages, such as "romance" and "Romanesque", has a complicated history. By the 1700s, European languages – notably German, French and Russian – were using the term "Roman" in the sense of the English word "novel", i.e. a work of popular narrative fiction.[20] This usage derived from the term "Romance languages", which referred to vernacular (or popular) language in contrast to formal Latin.[20] Most such novels took the form of "chivalric romance", tales of adventure, devotion and honour.[21]
|
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|
17 |
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The founders of Romanticism, critics August and Friedrich, began to speak of romantische Poesie ("romantic poetry") in the 1790s, contrasting it with "classic" but in terms of spirit rather than merely dating. Friedrich Schlegel wrote in his 1800 essay Gespräch über die Poesie ("Dialogue on Poetry"): "I seek and find the romantic among the older moderns, in Shakespeare, in Cervantes, in Italian poetry, in that age of chivalry, love and fable, from which the phenomenon and the word itself are derived."[22][23]
|
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|
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The modern sense of the term spread more widely in France by its persistent use by Germaine de Staël in her De l'Allemagne (1813), recounting her travels in Germany.[24] In England Wordsworth wrote in a preface to his poems of 1815 of the "romantic harp" and "classic lyre",[24] but in 1820 Byron could still write, perhaps slightly disingenuously, "I perceive that in Germany, as well as in Italy, there is a great struggle about what they call 'Classical' and 'Romantic', terms which were not subjects of classification in England, at least when I left it four or five years ago".[25] It is only from the 1820s that Romanticism certainly knew itself by its name, and in 1824 the Académie française took the wholly ineffective step of issuing a decree condemning it in literature.[26]
|
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|
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The period typically called Romantic varies greatly between different countries and different artistic media or areas of thought. Margaret Drabble described it in literature as taking place "roughly between 1770 and 1848",[27] and few dates much earlier than 1770 will be found. In English literature, M. H. Abrams placed it between 1789, or 1798, this latter a very typical view, and about 1830, perhaps a little later than some other critics.[28] Others have proposed 1780–1830.[29] In other fields and other countries the period denominated as Romantic can be considerably different; musical Romanticism, for example, is generally regarded as only having ceased as a major artistic force as late as 1910, but in an extreme extension the Four Last Songs of Richard Strauss are described stylistically as "Late Romantic" and were composed in 1946–48.[30] However, in most fields the Romantic period is said to be over by about 1850, or earlier.
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|
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The early period of the Romantic era was a time of war, with the French Revolution (1789–1799) followed by the Napoleonic Wars until 1815. These wars, along with the political and social turmoil that went along with them, served as the background for Romanticism.[31] The key generation of French Romantics born between 1795–1805 had, in the words of one of their number, Alfred de Vigny, been "conceived between battles, attended school to the rolling of drums".[32] According to Jacques Barzun, there were three generations of Romantic artists. The first emerged in the 1790s and 1800s, the second in the 1820s, and the third later in the century.[33]
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|
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The more precise characterization and specific definition of Romanticism has been the subject of debate in the fields of intellectual history and literary history throughout the 20th century, without any great measure of consensus emerging. That it was part of the Counter-Enlightenment, a reaction against the Age of Enlightenment, is generally accepted in current scholarship. Its relationship to the French Revolution, which began in 1789 in the very early stages of the period, is clearly important, but highly variable depending on geography and individual reactions. Most Romantics can be said to be broadly progressive in their views, but a considerable number always had, or developed, a wide range of conservative views,[34] and nationalism was in many countries strongly associated with Romanticism, as discussed in detail below.
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In philosophy and the history of ideas, Romanticism was seen by Isaiah Berlin as disrupting for over a century the classic Western traditions of rationality and the idea of moral absolutes and agreed values, leading "to something like the melting away of the very notion of objective truth",[35] and hence not only to nationalism, but also fascism and totalitarianism, with a gradual recovery coming only after World War II.[36] For the Romantics, Berlin says,
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in the realm of ethics, politics, aesthetics it was the authenticity and sincerity of the pursuit of inner goals that mattered; this applied equally to individuals and groups—states, nations, movements. This is most evident in the aesthetics of romanticism, where the notion of eternal models, a Platonic vision of ideal beauty, which the artist seeks to convey, however imperfectly, on canvas or in sound, is replaced by a passionate belief in spiritual freedom, individual creativity. The painter, the poet, the composer do not hold up a mirror to nature, however ideal, but invent; they do not imitate (the doctrine of mimesis), but create not merely the means but the goals that they pursue; these goals represent the self-expression of the artist's own unique, inner vision, to set aside which in response to the demands of some "external" voice—church, state, public opinion, family friends, arbiters of taste—is an act of betrayal of what alone justifies their existence for those who are in any sense creative.[37]
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Arthur Lovejoy attempted to demonstrate the difficulty of defining Romanticism in his seminal article "On The Discrimination of Romanticisms" in his Essays in the History of Ideas (1948); some scholars see Romanticism as essentially continuous with the present, some like Robert Hughes see in it the inaugural moment of modernity,[38] and some like Chateaubriand, Novalis and Samuel Taylor Coleridge see it as the beginning of a tradition of resistance to Enlightenment rationalism—a "Counter-Enlightenment"—[39][40] to be associated most closely with German Romanticism. An earlier definition comes from Charles Baudelaire: "Romanticism is precisely situated neither in choice of subject nor exact truth, but in the way of feeling."[41]
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The end of the Romantic era is marked in some areas by a new style of Realism, which affected literature, especially the novel and drama, painting, and even music, through Verismo opera. This movement was led by France, with Balzac and Flaubert in literature and Courbet in painting; Stendhal and Goya were important precursors of Realism in their respective media. However, Romantic styles, now often representing the established and safe style against which Realists rebelled, continued to flourish in many fields for the rest of the century and beyond. In music such works from after about 1850 are referred to by some writers as "Late Romantic" and by others as "Neoromantic" or "Postromantic", but other fields do not usually use these terms; in English literature and painting the convenient term "Victorian" avoids having to characterise the period further.
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In northern Europe, the Early Romantic visionary optimism and belief that the world was in the process of great change and improvement had largely vanished, and some art became more conventionally political and polemical as its creators engaged polemically with the world as it was. Elsewhere, including in very different ways the United States and Russia, feelings that great change was underway or just about to come were still possible. Displays of intense emotion in art remained prominent, as did the exotic and historical settings pioneered by the Romantics, but experimentation with form and technique was generally reduced, often replaced with meticulous technique, as in the poems of Tennyson or many paintings. If not realist, late 19th-century art was often extremely detailed, and pride was taken in adding authentic details in a way that earlier Romantics did not trouble with. Many Romantic ideas about the nature and purpose of art, above all the pre-eminent importance of originality, remained important for later generations, and often underlie modern views, despite opposition from theorists.
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In literature, Romanticism found recurrent themes in the evocation or criticism of the past, the cult of "sensibility" with its emphasis on women and children, the isolation of the artist or narrator, and respect for nature. Furthermore, several romantic authors, such as Edgar Allan Poe and Nathaniel Hawthorne, based their writings on the supernatural/occult and human psychology. Romanticism tended to regard satire as something unworthy of serious attention, a prejudice still influential today.[42] The Romantic movement in literature was preceded by the Enlightenment and succeeded by Realism.
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Some authors cite 16th-century poet Isabella di Morra as an early precursor of Romantic literature. Her lyrics covering themes of isolation and loneliness, which reflected the tragic events of her life, are considered "an impressive prefigurement of Romanticism",[43] differing from the Petrarchist fashion of the time based on the philosophy of love.
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The precursors of Romanticism in English poetry go back to the middle of the 18th century, including figures such as Joseph Warton (headmaster at Winchester College) and his brother Thomas Warton, Professor of Poetry at Oxford University.[44] Joseph maintained that invention and imagination were the chief qualities of a poet. The Scottish poet James Macpherson influenced the early development of Romanticism with the international success of his Ossian cycle of poems published in 1762, inspiring both Goethe and the young Walter Scott. Thomas Chatterton is generally considered the first Romantic poet in English.[45] Both Chatterton and Macpherson's work involved elements of fraud, as what they claimed was earlier literature that they had discovered or compiled was, in fact, entirely their own work. The Gothic novel, beginning with Horace Walpole's The Castle of Otranto (1764), was an important precursor of one strain of Romanticism, with a delight in horror and threat, and exotic picturesque settings, matched in Walpole's case by his role in the early revival of Gothic architecture. Tristram Shandy, a novel by Laurence Sterne (1759–67), introduced a whimsical version of the anti-rational sentimental novel to the English literary public.
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An early German influence came from Johann Wolfgang von Goethe, whose 1774 novel The Sorrows of Young Werther had young men throughout Europe emulating its protagonist, a young artist with a very sensitive and passionate temperament. At that time Germany was a multitude of small separate states, and Goethe's works would have a seminal influence in developing a unifying sense of nationalism. Another philosophic influence came from the German idealism of Johann Gottlieb Fichte and Friedrich Schelling, making Jena (where Fichte lived, as well as Schelling, Hegel, Schiller and the brothers Schlegel) a centre for early German Romanticism (see Jena Romanticism). Important writers were Ludwig Tieck, Novalis (Heinrich von Ofterdingen, 1799), Heinrich von Kleist and Friedrich Hölderlin. Heidelberg later became a centre of German Romanticism, where writers and poets such as Clemens Brentano, Achim von Arnim, and Joseph Freiherr von Eichendorff (Aus dem Leben eines Taugenichts) met regularly in literary circles.
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Important motifs in German Romanticism are travelling, nature, for example the German Forest, and Germanic myths. The later German Romanticism of, for example E. T. A. Hoffmann's Der Sandmann (The Sandman), 1817, and Joseph Freiherr von Eichendorff's Das Marmorbild (The Marble Statue), 1819, was darker in its motifs and has gothic elements. The significance to Romanticism of childhood innocence, the importance of imagination, and racial theories all combined to give an unprecedented importance to folk literature, non-classical mythology and children's literature, above all in Germany. Brentano and von Arnim were significant literary figures who together published Des Knaben Wunderhorn ("The Boy's Magic Horn" or cornucopia), a collection of versified folk tales, in 1806–08. The first collection of Grimms' Fairy Tales by the Brothers Grimm was published in 1812.[46] Unlike the much later work of Hans Christian Andersen, who was publishing his invented tales in Danish from 1835, these German works were at least mainly based on collected folk tales, and the Grimms remained true to the style of the telling in their early editions, though later rewriting some parts. One of the brothers, Jacob, published in 1835 Deutsche Mythologie, a long academic work on Germanic mythology.[47] Another strain is exemplified by Schiller's highly emotional language and the depiction of physical violence in his play The Robbers of 1781.
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In English literature, the key figures of the Romantic movement are considered to be the group of poets including William Wordsworth, Samuel Taylor Coleridge, John Keats, Lord Byron, Percy Bysshe Shelley and the much older William Blake, followed later by the isolated figure of John Clare; also such novelists as Walter Scott from Scotland and Mary Shelley, and the essayists William Hazlitt and Charles Lamb. The publication in 1798 of Lyrical Ballads, with many of the finest poems by Wordsworth and Coleridge, is often held to mark the start of the movement. The majority of the poems were by Wordsworth, and many dealt with the lives of the poor in his native Lake District, or his feelings about nature—which he more fully developed in his long poem The Prelude, never published in his lifetime. The longest poem in the volume was Coleridge's The Rime of the Ancient Mariner, which showed the Gothic side of English Romanticism, and the exotic settings that many works featured. In the period when they were writing, the Lake Poets were widely regarded as a marginal group of radicals, though they were supported by the critic and writer William Hazlitt and others.
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In contrast, Lord Byron and Walter Scott achieved enormous fame and influence throughout Europe with works exploiting the violence and drama of their exotic and historical settings; Goethe called Byron "undoubtedly the greatest genius of our century".[48] Scott achieved immediate success with his long narrative poem The Lay of the Last Minstrel in 1805, followed by the full epic poem Marmion in 1808. Both were set in the distant Scottish past, already evoked in Ossian; Romanticism and Scotland were to have a long and fruitful partnership. Byron had equal success with the first part of Childe Harold's Pilgrimage in 1812, followed by four "Turkish tales", all in the form of long poems, starting with The Giaour in 1813, drawing from his Grand Tour, which had reached Ottoman Europe, and orientalizing the themes of the Gothic novel in verse. These featured different variations of the "Byronic hero", and his own life contributed a further version. Scott meanwhile was effectively inventing the historical novel, beginning in 1814 with Waverley, set in the 1745 Jacobite rising, which was an enormous and highly profitable success, followed by over 20 further Waverley Novels over the next 17 years, with settings going back to the Crusades that he had researched to a degree that was new in literature.[49]
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In contrast to Germany, Romanticism in English literature had little connection with nationalism, and the Romantics were often regarded with suspicion for the sympathy many felt for the ideals of the French Revolution, whose collapse and replacement with the dictatorship of Napoleon was, as elsewhere in Europe, a shock to the movement. Though his novels celebrated Scottish identity and history, Scott was politically a firm Unionist, but admitted to Jacobite sympathies. Several spent much time abroad, and a famous stay on Lake Geneva with Byron and Shelley in 1816 produced the hugely influential novel Frankenstein by Shelley's wife-to-be Mary Shelley and the novella The Vampyre by Byron's doctor John William Polidori. The lyrics of Robert Burns in Scotland, and Thomas Moore from Ireland, reflected in different ways their countries and the Romantic interest in folk literature, but neither had a fully Romantic approach to life or their work.
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Though they have modern critical champions such as György Lukács, Scott's novels are today more likely to be experienced in the form of the many operas that composers continued to base on them over the following decades, such as Donizetti's Lucia di Lammermoor and Vincenzo Bellini's I puritani (both 1835). Byron is now most highly regarded for his short lyrics and his generally unromantic prose writings, especially his letters, and his unfinished satire Don Juan.[50] Unlike many Romantics, Byron's widely publicised personal life appeared to match his work, and his death at 36 in 1824 from disease when helping the Greek War of Independence appeared from a distance to be a suitably Romantic end, entrenching his legend.[51] Keats in 1821 and Shelley in 1822 both died in Italy, Blake (at almost 70) in 1827, and Coleridge largely ceased to write in the 1820s. Wordsworth was by 1820 respectable and highly regarded, holding a government sinecure, but wrote relatively little. In the discussion of English literature, the Romantic period is often regarded as finishing around the 1820s, or sometimes even earlier, although many authors of the succeeding decades were no less committed to Romantic values.
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The most significant novelist in English during the peak Romantic period, other than Walter Scott, was Jane Austen, whose essentially conservative world-view had little in common with her Romantic contemporaries, retaining a strong belief in decorum and social rules, though critics such as Claudia L. Johnson have detected tremors under the surface of many works, such as Northanger Abbey (1817), Mansfield Park (1814) and Persuasion (1817).[52] But around the mid-century the undoubtedly Romantic novels of the Yorkshire-based Brontë family appeared. Most notably Charlotte's Jane Eyre and Emily's Wuthering Heights, both published in 1847, which also introduced more Gothic themes. While these two novels were written and published after the Romantic period is said to have ended, their novels were heavily influenced by Romantic literature they'd read as children.
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Byron, Keats and Shelley all wrote for the stage, but with little success in England, with Shelley's The Cenci perhaps the best work produced, though that was not played in a public theatre in England until a century after his death. Byron's plays, along with dramatizations of his poems and Scott's novels, were much more popular on the Continent, and especially in France, and through these versions several were turned into operas, many still performed today. If contemporary poets had little success on the stage, the period was a legendary one for performances of Shakespeare, and went some way to restoring his original texts and removing the Augustan "improvements" to them. The greatest actor of the period, Edmund Kean, restored the tragic ending to King Lear;[53] Coleridge said that, "Seeing him act was like reading Shakespeare by flashes of lightning."[54]
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Although after union with England in 1707 Scotland increasingly adopted English language and wider cultural norms, its literature developed a distinct national identity and began to enjoy an international reputation. Allan Ramsay (1686–1758) laid the foundations of a reawakening of interest in older Scottish literature, as well as leading the trend for pastoral poetry, helping to develop the Habbie stanza as a poetic form.[55] James Macpherson (1736–96) was the first Scottish poet to gain an international reputation. Claiming to have found poetry written by the ancient bard Ossian, he published translations that acquired international popularity, being proclaimed as a Celtic equivalent of the Classical epics. Fingal, written in 1762, was speedily translated into many European languages, and its appreciation of natural beauty and treatment of the ancient legend has been credited more than any single work with bringing about the Romantic movement in European, and especially in German literature, through its influence on Johann Gottfried von Herder and Johann Wolfgang von Goethe.[56] It was also popularised in France by figures that included Napoleon.[57] Eventually it became clear that the poems were not direct translations from Scottish Gaelic, but flowery adaptations made to suit the aesthetic expectations of his audience.[58]
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Robert Burns (1759–96) and Walter Scott (1771–1832) were highly influenced by the Ossian cycle. Burns, an Ayrshire poet and lyricist, is widely regarded as the national poet of Scotland and a major influence on the Romantic movement. His poem (and song) "Auld Lang Syne" is often sung at Hogmanay (the last day of the year), and "Scots Wha Hae" served for a long time as an unofficial national anthem of the country.[59] Scott began as a poet and also collected and published Scottish ballads. His first prose work, Waverley in 1814, is often called the first historical novel.[60] It launched a highly successful career, with other historical novels such as Rob Roy (1817), The Heart of Midlothian (1818) and Ivanhoe (1820). Scott probably did more than any other figure to define and popularise Scottish cultural identity in the nineteenth century.[61] Other major literary figures connected with Romanticism include the poets and novelists James Hogg (1770–1835), Allan Cunningham (1784–1842) and John Galt (1779–1839).[62] One of the most significant figures of the Romantic movement, Lord Byron, was brought up in Scotland until he inherited his family's English peerage.[63]
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Scotland was also the location of two of the most important literary magazines of the era, The Edinburgh Review (founded in 1802) and Blackwood's Magazine (founded in 1817), which had a major impact on the development of British literature and drama in the era of Romanticism.[64][65] Ian Duncan and Alex Benchimol suggest that publications like the novels of Scott and these magazines were part of a highly dynamic Scottish Romanticism that by the early nineteenth century, caused Edinburgh to emerge as the cultural capital of Britain and become central to a wider formation of a "British Isles nationalism".[66]
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Scottish "national drama" emerged in the early 1800s, as plays with specifically Scottish themes began to dominate the Scottish stage. Theatres had been discouraged by the Church of Scotland and fears of Jacobite assemblies. In the later eighteenth century, many plays were written for and performed by small amateur companies and were not published and so most have been lost. Towards the end of the century there were "closet dramas", primarily designed to be read, rather than performed, including work by Scott, Hogg, Galt and Joanna Baillie (1762–1851), often influenced by the ballad tradition and Gothic Romanticism.[67]
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Romanticism was relatively late in developing in French literature, more so than in the visual arts. The 18th-century precursor to Romanticism, the cult of sensibility, had become associated with the Ancien Régime, and the French Revolution had been more of an inspiration to foreign writers than those experiencing it at first-hand. The first major figure was François-René de Chateaubriand, a minor aristocrat who had remained a royalist throughout the Revolution, and returned to France from exile in England and America under Napoleon, with whose regime he had an uneasy relationship. His writings, all in prose, included some fiction, such as his influential novella of exile René (1802), which anticipated Byron in its alienated hero, but mostly contemporary history and politics, his travels, a defence of religion and the medieval spirit (Génie du christianisme, 1802), and finally in the 1830s and 1840s his enormous autobiography Mémoires d'Outre-Tombe ("Memoirs from beyond the grave").[68]
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After the Bourbon Restoration, French Romanticism developed in the lively world of Parisian theatre, with productions of Shakespeare, Schiller (in France a key Romantic author), and adaptations of Scott and Byron alongside French authors, several of whom began to write in the late 1820s. Cliques of pro- and anti-Romantics developed, and productions were often accompanied by raucous vocalizing by the two sides, including the shouted assertion by one theatregoer in 1822 that "Shakespeare, c'est l'aide-de-camp de Wellington" ("Shakespeare is Wellington's aide-de-camp").[69] Alexandre Dumas began as a dramatist, with a series of successes beginning with Henri III et sa cour (1829) before turning to novels that were mostly historical adventures somewhat in the manner of Scott, most famously The Three Musketeers and The Count of Monte Cristo, both of 1844. Victor Hugo published as a poet in the 1820s before achieving success on the stage with Hernani—a historical drama in a quasi-Shakespearian style that had famously riotous performances on its first run in 1830.[70] Like Dumas, Hugo is best known for his novels, and was already writing The Hunchback of Notre-Dame (1831), one of the best known works, which became a paradigm of the French Romantic movement. The preface to his unperformed play Cromwell gives an important manifesto of French Romanticism, stating that "there are no rules, or models". The career of Prosper Mérimée followed a similar pattern; he is now best known as the originator of the story of Carmen, with his novella published 1845. Alfred de Vigny remains best known as a dramatist, with his play on the life of the English poet Chatterton (1835) perhaps his best work. George Sand was a central figure of the Parisian literary scene, famous both for her novels and criticism and her affairs with Chopin and several others;[71] she too was inspired by the theatre, and wrote works to be staged at her private estate.
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French Romantic poets of the 1830s to 1850s include Alfred de Musset, Gérard de Nerval, Alphonse de Lamartine and the flamboyant Théophile Gautier, whose prolific output in various forms continued until his death in 1872.
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Stendhal is today probably the most highly regarded French novelist of the period, but he stands in a complex relation with Romanticism, and is notable for his penetrating psychological insight into his characters and his realism, qualities rarely prominent in Romantic fiction. As a survivor of the French retreat from Moscow in 1812, fantasies of heroism and adventure had little appeal for him, and like Goya he is often seen as a forerunner of Realism. His most important works are Le Rouge et le Noir (The Red and the Black, 1830) and La Chartreuse de Parme (The Charterhouse of Parma, 1839).
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Romanticism in Poland is often taken to begin with the publication of Adam Mickiewicz's first poems in 1822, and end with the crushing of the January Uprising of 1863 against the Russians. It was strongly marked by interest in Polish history.[72] Polish Romanticism revived the old "Sarmatism" traditions of the szlachta or Polish nobility. Old traditions and customs were revived and portrayed in a positive light in the Polish messianic movement and in works of great Polish poets such as Adam Mickiewicz (Pan Tadeusz), Juliusz Słowacki and Zygmunt Krasiński, as well as prose writers such as Henryk Sienkiewicz. This close connection between Polish Romanticism and Polish history became one of the defining qualities of the literature of Polish Romanticism period, differentiating it from that of other countries. They had not suffered the loss of national statehood as was the case with Poland.[73] Influenced by the general spirit and main ideas of European Romanticism, the literature of Polish Romanticism is unique, as many scholars have pointed out, in having developed largely outside of Poland and in its emphatic focus upon the issue of Polish nationalism. The Polish intelligentsia, along with leading members of its government, left Poland in the early 1830s, during what is referred to as the "Great Emigration", resettling in France, Germany, Great Britain, Turkey, and the United States.
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Their art featured emotionalism and irrationality, fantasy and imagination, personality cults, folklore and country life, and the propagation of ideals of freedom. In the second period, many of the Polish Romantics worked abroad, often banished from Poland by the occupying powers due to their politically subversive ideas. Their work became increasingly dominated by the ideals of political struggle for freedom and their country's sovereignty. Elements of mysticism became more prominent. There developed the idea of the poeta wieszcz (the prophet). The wieszcz (bard) functioned as spiritual leader to the nation fighting for its independence. The most notable poet so recognized was Adam Mickiewicz.
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Zygmunt Krasiński also wrote to inspire political and religious hope in his countrymen. Unlike his predecessors, who called for victory at whatever price in Poland's struggle against Russia, Krasinski emphasized Poland's spiritual role in its fight for independence, advocating an intellectual rather than a military superiority. His works best exemplify the Messianic movement in Poland: in two early dramas, Nie-boska komedia (1835; The Undivine Comedy) and Irydion (1836; Iridion), as well as in the later Psalmy przyszłości (1845), he asserted that Poland was the Christ of Europe: specifically chosen by God to carry the world's burdens, to suffer, and eventually be resurrected.
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Early Russian Romanticism is associated with the writers Konstantin Batyushkov (A Vision on the Shores of the Lethe, 1809), Vasily Zhukovsky (The Bard, 1811; Svetlana, 1813) and Nikolay Karamzin (Poor Liza, 1792; Julia, 1796; Martha the Mayoress, 1802; The Sensitive and the Cold, 1803). However the principal exponent of Romanticism in Russia is Alexander Pushkin (The Prisoner of the Caucasus, 1820–1821; The Robber Brothers, 1822; Ruslan and Ludmila, 1820; Eugene Onegin, 1825–1832). Pushkin's work influenced many writers in the 19th century and led to his eventual recognition as Russia's greatest poet.[74] Other Russian Romantic poets include Mikhail Lermontov (A Hero of Our Time, 1839), Fyodor Tyutchev (Silentium!, 1830), Yevgeny Baratynsky (Eda, 1826), Anton Delvig, and Wilhelm Küchelbecker.
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Influenced heavily by Lord Byron, Lermontov sought to explore the Romantic emphasis on metaphysical discontent with society and self, while Tyutchev's poems often described scenes of nature or passions of love. Tyutchev commonly operated with such categories as night and day, north and south, dream and reality, cosmos and chaos, and the still world of winter and spring teeming with life. Baratynsky's style was fairly classical in nature, dwelling on the models of the previous century.
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Romanticism in Spanish literature developed a well-known literature with a huge variety of poets and playwrights. The most important Spanish poet during this movement was José de Espronceda. After him there were other poets like Gustavo Adolfo Bécquer, Mariano José de Larra and the dramatists Ángel de Saavedra and José Zorrilla, author of Don Juan Tenorio. Before them may be mentioned the pre-romantics José Cadalso and Manuel José Quintana.[76] The plays of Antonio García Gutiérrez were adapted to produce Giuseppe Verdi's operas Il trovatore and Simon Boccanegra. Spanish Romanticism also influenced regional literatures. For example, in Catalonia and in Galicia there was a national boom of writers in the local languages, like the Catalan Jacint Verdaguer and the Galician Rosalía de Castro, the main figures of the national revivalist movements Renaixença and Rexurdimento, respectively.[77]
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There are scholars who consider Spanish Romanticism to be Proto-Existentialism because it is more anguished than the movement in other European countries. Foster et al., for example, say that the work of Spain's writers such as Espronceda, Larra, and other writers in the 19th century demonstrated a "metaphysical crisis".[78] These observers put more weight on the link between the 19th-century Spanish writers with the existentialist movement that emerged immediately after. According to Richard Caldwell, the writers that we now identify with Spain's romanticism were actually precursors to those who galvanized the literary movement that emerged in the 1920s.[79] This notion is the subject of debate for there are authors who stress that Spain's romanticism is one of the earliest in Europe,[80] while some assert that Spain really had no period of literary romanticism.[81] This controversy underscores a certain uniqueness to Spanish Romanticism in comparison to its European counterparts.
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Romanticism began in Portugal with the publication of the poem Camões (1825), by Almeida Garrett, who was raised by his uncle D. Alexandre, bishop of Angra, in the precepts of Neoclassicism, which can be observed in his early work. The author himself confesses (in Camões' preface) that he voluntarily refused to follow the principles of epic poetry enunciated by Aristotle in his Poetics, as he did the same to Horace's Ars Poetica. Almeida Garrett had participated in the 1820 Liberal Revolution, which caused him to exile himself in England in 1823 and then in France, after the Vila-Francada. While living in Great Britain, he had contacts with the Romantic movement and read authors such as Shakespeare, Scott, Ossian, Byron, Hugo, Lamartine and de Staël, at the same time visiting feudal castles and ruins of Gothic churches and abbeys, which would be reflected in his writings. In 1838, he presented Um Auto de Gil Vicente ("A Play by Gil Vicente"), in an attempt to create a new national theatre, free of Greco-Roman and foreign influence. But his masterpiece would be Frei Luís de Sousa (1843), named by himself as a "Romantic drama" and it was acclaimed as an exceptional work, dealing with themes as national independence, faith, justice and love. He was also deeply interested in Portuguese folkloric verse, which resulted in the publication of Romanceiro ("Traditional Portuguese Ballads") (1843), that recollect a great number of ancient popular ballads, known as "romances" or "rimances", in redondilha maior verse form, that contained stories of chivalry, life of saints, crusades, courtly love, etc. He wrote the novels Viagens na Minha Terra, O Arco de Sant'Ana and Helena.[82][83][84]
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Alexandre Herculano is, alongside Almeida Garrett, one of the founders of Portuguese Romanticism. He too was forced to exile to Great Britain and France because of his liberal ideals. All of his poetry and prose are (unlike Almeida Garrett's) entirely Romantic, rejecting Greco-Roman myth and history. He sought inspiration in medieval Portuguese poems and chronicles as in the Bible. His output is vast and covers many different genres, such as historical essays, poetry, novels, opuscules and theatre, where he brings back a whole world of Portuguese legends, tradition and history, especially in Eurico, o Presbítero ("Eurico, the Priest") and Lendas e Narrativas ("Legends and Narratives"). His work was influenced by Chateaubriand, Schiller, Klopstock, Walter Scott and the Old Testament Psalms.[85]
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António Feliciano de Castilho made the case for Ultra-Romanticism, publishing the poems A Noite no Castelo ("Night in the Castle") and Os Ciúmes do Bardo ("The Jealousy of the Bard"), both in 1836, and the drama Camões. He became an unquestionable master for successive Ultra-Romantic generations, whose influence would not be challenged until the famous Coimbra Question. He also created polemics by translating Goethe's Faust without knowing German, but using French versions of the play. Other notable figures of Portuguese Romanticism are the famous novelists Camilo Castelo Branco and Júlio Dinis, and Soares de Passos, Bulhão Pato and Pinheiro Chagas.[84]
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Romantic style would be revived in the beginning of the 20th century, notably through the works of poets linked to the Portuguese Renaissance, such as Teixeira de Pascoais, Jaime Cortesão, Mário Beirão, among others, who can be considered Neo-Romantics. An early Portuguese expression of Romanticism is found already in poets such as Manuel Maria Barbosa du Bocage (especially in his sonnets dated at the end of the 18th century) and Leonor de Almeida Portugal, Marquise of Alorna.[84]
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Romanticism in Italian literature was a minor movement although some important works were produced; it began officially in 1816 when Germaine de Staël wrote an article in the journal Biblioteca italiana called "Sulla maniera e l'utilità delle traduzioni", inviting Italian people to reject Neoclassicism and to study new authors from other countries. Before that date, Ugo Foscolo had already published poems anticipating Romantic themes. The most important Romantic writers were Ludovico di Breme, Pietro Borsieri and Giovanni Berchet.[87] Better known authors such as Alessandro Manzoni and Giacomo Leopardi were influenced by Enlightenment as well as by Romanticism and Classicism.[88]
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Spanish-speaking South American Romanticism was influenced heavily by Esteban Echeverría, who wrote in the 1830 and 1840s. His writings were influenced by his hatred for the Argentine dictator Juan Manuel de Rosas, and filled with themes of blood and terror, using the metaphor of a slaughterhouse to portray the violence of Rosas' dictatorship.
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Brazilian Romanticism is characterized and divided in three different periods. The first one is basically focused on the creation of a sense of national identity, using the ideal of the heroic Indian. Some examples include José de Alencar, who wrote Iracema and O Guarani, and Gonçalves Dias, renowned by the poem "Canção do exílio" (Song of the Exile). The second period, sometimes called Ultra-Romanticism, is marked by a profound influence of European themes and traditions, involving the melancholy, sadness and despair related to unobtainable love. Goethe and Lord Byron are commonly quoted in these works. Some of the most notable authors of this phase are Álvares de Azevedo, Casimiro de Abreu, Fagundes Varela and Junqueira Freire. The third cycle is marked by social poetry, especially the abolitionist movement, and it includes Castro Alves, Tobias Barreto and Pedro Luís Pereira de Sousa.[89]
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In the United States, at least by 1818 with William Cullen Bryant's "To a Waterfowl", Romantic poetry was being published. American Romantic Gothic literature made an early appearance with Washington Irving's The Legend of Sleepy Hollow (1820) and Rip Van Winkle (1819), followed from 1823 onwards by the Leatherstocking Tales of James Fenimore Cooper, with their emphasis on heroic simplicity and their fervent landscape descriptions of an already-exotic mythicized frontier peopled by "noble savages", similar to the philosophical theory of Rousseau, exemplified by Uncas, from The Last of the Mohicans. There are picturesque "local colour" elements in Washington Irving's essays and especially his travel books. Edgar Allan Poe's tales of the macabre and his balladic poetry were more influential in France than at home, but the romantic American novel developed fully with the atmosphere and melodrama of Nathaniel Hawthorne's The Scarlet Letter (1850). Later Transcendentalist writers such as Henry David Thoreau and Ralph Waldo Emerson still show elements of its influence and imagination, as does the romantic realism of Walt Whitman. The poetry of Emily Dickinson—nearly unread in her own time—and Herman Melville's novel Moby-Dick can be taken as epitomes of American Romantic literature. By the 1880s, however, psychological and social realism were competing with Romanticism in the novel.
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The European Romantic movement reached America in the early 19th century. American Romanticism was just as multifaceted and individualistic as it was in Europe. Like the Europeans, the American Romantics demonstrated a high level of moral enthusiasm, commitment to individualism and the unfolding of the self, an emphasis on intuitive perception, and the assumption that the natural world was inherently good, while human society was filled with corruption.[90]
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Romanticism became popular in American politics, philosophy and art. The movement appealed to the revolutionary spirit of America as well as to those longing to break free of the strict religious traditions of early settlement. The Romantics rejected rationalism and religious intellect. It appealed to those in opposition of Calvinism, which includes the belief that the destiny of each individual is preordained. The Romantic movement gave rise to New England Transcendentalism, which portrayed a less restrictive relationship between God and Universe. The new philosophy presented the individual with a more personal relationship with God. Transcendentalism and Romanticism appealed to Americans in a similar fashion, for both privileged feeling over reason, individual freedom of expression over the restraints of tradition and custom. It often involved a rapturous response to nature. It encouraged the rejection of harsh, rigid Calvinism, and promised a new blossoming of American culture.[90][91]
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American Romanticism embraced the individual and rebelled against the confinement of neoclassicism and religious tradition. The Romantic movement in America created a new literary genre that continues to influence American writers. Novels, short stories, and poems replaced the sermons and manifestos of yore. Romantic literature was personal, intense, and portrayed more emotion than ever seen in neoclassical literature. America's preoccupation with freedom became a great source of motivation for Romantic writers as many were delighted in free expression and emotion without so much fear of ridicule and controversy. They also put more effort into the psychological development of their characters, and the main characters typically displayed extremes of sensitivity and excitement.[92]
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The works of the Romantic Era also differed from preceding works in that they spoke to a wider audience, partly reflecting the greater distribution of books as costs came down during the period.[31]
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Romantic architecture appeared in the late 18th century in a reaction against the rigid forms of neoclassical architecture. Romantic architecture reached its peak in the mid-19th century, and continued to appear until the end of the 19th century. It was designed to evoke an emotional reaction, either respect for tradition or nostalgia for a bucolic past. It was frequently inspired by the architecture of the Middle Ages, especially Gothic architecture, It was strongly influenced by romanticism in literature, particularly the historical novels of Victor Hugo and Walter Scott. It sometimes moved into the domain of eclecticism, with features assembled from different historic periods and regions of the world.[93]
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Gothic Revival architecture was a popular variant of the romantic style, particularly in the construction of churches, Cathedrals, and university buildings. Notable examples include the completion of Cologne Cathedral in Germany, by Karl Friedrich Schinkel. The cathedral had been begun in 1248, but work was halted in 1473. The original plans for the façade were discovered in 1840, and it was decided to recommence. Schinkel followed the original design as much as possible, but used modern construction technology, including an iron frame for the roof. The building was finished in 1880.[94]
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In Britain, notable examples include the Royal Pavilion in Brighton, a romantic version of traditional Indian architecture by John Nash (1815–1823), and the Houses of Parliament in London, built in a Gothic revival style by Charles Barry between 1840 and 1876.[95]
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In France, one of the earliest examples of romantic architecture is the Hameau de la Reine, the small rustic hamlet created at the Palace of Versailles for Queen Marie Antoinette between 1783 and 1785 by the royal architect Richard Mique with the help of the romantic painter Hubert Robert. It consisted of twelve structures, ten of which still exist, in the style of villages in Normandy. It was designed for the Queen and her friends to amuse themselves by playing at being peasants, and included a farmhouse with a dairy, a mill, a boudoir, a pigeon loft, a tower in the form of a lighthouse from which one could fish in the pond, a belvedere, a cascade and grotto, and a luxuriously furnished cottage with a billiard room for the Queen.[96]
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French romantic architecture in the 19th century was strongly influenced by two writers; Victor Hugo, whose novel The Hunchback of Notre Dame inspired a resurgence in interest in the Middle Ages; and Prosper Mérimée, who wrote celebrated romantic novels and short stories and was also the first head of the commission of Historic Monuments in France, responsible for publicizing and restoring (and sometimes romanticizing) many French cathedrals and monuments desecrated and ruined after the French Revolution. His projects were carried out by the architect Eugène Viollet-le-Duc. These included the restoration (sometimes creative) of the Cathedral of Notre Dame de Paris, the fortified city of Carcassonne, and the unfinished medieval Château de Pierrefonds.[94][97]
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The romantic style continued in the second half of the 19th century. The Palais Garnier, the Paris opera house designed by Charles Garnier was a highly romantic and eclectic combination of artistic styles. Another notable example of late 19th century romanticism is the Basilica of Sacré-Cœur by Paul Abadie, who drew upon the model of Byzantine architecture for his elongated domes (1875–1914).[95]
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Hameau de la Reine, Palace of Versailles (1783–1785)
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Royal Pavilion in Brighton by John Nash (1815–1823)
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Cologne Cathedral (1840–80)
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Grand Staircase of the Paris Opera by Charles Garnier (1861–75)
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Basilica of Sacré-Cœur by Paul Abadie (1875–1914)
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In the visual arts, Romanticism first showed itself in landscape painting, where from as early as the 1760s British artists began to turn to wilder landscapes and storms, and Gothic architecture, even if they had to make do with Wales as a setting. Caspar David Friedrich and J. M. W. Turner were born less than a year apart in 1774 and 1775 respectively and were to take German and English landscape painting to their extremes of Romanticism, but both their artistic sensibilities were formed when forms of Romanticism was already strongly present in art. John Constable, born in 1776, stayed closer to the English landscape tradition, but in his largest "six-footers" insisted on the heroic status of a patch of the working countryside where he had grown up—challenging the traditional hierarchy of genres, which relegated landscape painting to a low status. Turner also painted very large landscapes, and above all, seascapes. Some of these large paintings had contemporary settings and staffage, but others had small figures that turned the work into history painting in the manner of Claude Lorrain, like Salvator Rosa, a late Baroque artist whose landscapes had elements that Romantic painters repeatedly turned to. Friedrich often used single figures, or features like crosses, set alone amidst a huge landscape, "making them images of the transitoriness of human life and the premonition of death".[98]
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Other groups of artists expressed feelings that verged on the mystical, many largely abandoning classical drawing and proportions. These included William Blake and Samuel Palmer and the other members of the Ancients in England, and in Germany Philipp Otto Runge. Like Friedrich, none of these artists had significant influence after their deaths for the rest of the 19th century, and were 20th-century rediscoveries from obscurity, though Blake was always known as a poet, and Norway's leading painter Johan Christian Dahl was heavily influenced by Friedrich. The Rome-based Nazarene movement of German artists, active from 1810, took a very different path, concentrating on medievalizing history paintings with religious and nationalist themes.[99]
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The arrival of Romanticism in French art was delayed by the strong hold of Neoclassicism on the academies, but from the Napoleonic period it became increasingly popular, initially in the form of history paintings propagandising for the new regime, of which Girodet's Ossian receiving the Ghosts of the French Heroes, for Napoleon's Château de Malmaison, was one of the earliest. Girodet's old teacher David was puzzled and disappointed by his pupil's direction, saying: "Either Girodet is mad or I no longer know anything of the art of painting".[100] A new generation of the French school,[101] developed personal Romantic styles, though still concentrating on history painting with a political message. Théodore Géricault (1791–1824) had his first success with The Charging Chasseur, a heroic military figure derived from Rubens, at the Paris Salon of 1812 in the years of the Empire, but his next major completed work, The Raft of the Medusa of 1821, remains the greatest achievement of the Romantic history painting, which in its day had a powerful anti-government message.
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Eugène Delacroix (1798–1863) made his first Salon hits with The Barque of Dante (1822), The Massacre at Chios (1824) and Death of Sardanapalus (1827). The second was a scene from the Greek War of Independence, completed the year Byron died there, and the last was a scene from one of Byron's plays. With Shakespeare, Byron was to provide the subject matter for many other works of Delacroix, who also spent long periods in North Africa, painting colourful scenes of mounted Arab warriors. His Liberty Leading the People (1830) remains, with the Medusa, one of the best-known works of French Romantic painting. Both reflected current events, and increasingly "history painting", literally "story painting", a phrase dating back to the Italian Renaissance meaning the painting of subjects with groups of figures, long considered the highest and most difficult form of art, did indeed become the painting of historical scenes, rather than those from religion or mythology.[102]
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Francisco Goya was called "the last great painter in whose art thought and observation were balanced and combined to form a faultless unity".[103] But the extent to which he was a Romantic is a complex question. In Spain, there was still a struggle to introduce the values of the Enlightenment, in which Goya saw himself as a participant. The demonic and anti-rational monsters thrown up by his imagination are only superficially similar to those of the Gothic fantasies of northern Europe, and in many ways he remained wedded to the classicism and realism of his training, as well as looking forward to the Realism of the later 19th century.[104] But he, more than any other artist of the period, exemplified the Romantic values of the expression of the artist's feelings and his personal imaginative world.[105] He also shared with many of the Romantic painters a more free handling of paint, emphasized in the new prominence of the brushstroke and impasto, which tended to be repressed in neoclassicism under a self-effacing finish.
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Sculpture remained largely impervious to Romanticism, probably partly for technical reasons, as the most prestigious material of the day, marble, does not lend itself to expansive gestures. The leading sculptors in Europe, Antonio Canova and Bertel Thorvaldsen, were both based in Rome and firm Neoclassicists, not at all tempted to allow influence from medieval sculpture, which would have been one possible approach to Romantic sculpture. When it did develop, true Romantic sculpture—with the exception of a few artists such as Rudolf Maison—[106] rather oddly was missing in Germany, and mainly found in France, with François Rude, best known from his group of the 1830s from the Arc de Triomphe in Paris, David d'Angers, and Auguste Préault. Préault's plaster relief entitled Slaughter, which represented the horrors of wars with exacerbated passion, caused so much scandal at the 1834 Salon that Préault was banned from this official annual exhibition for nearly twenty years.[107] In Italy, the most important Romantic sculptor was Lorenzo Bartolini.[108]
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Francisco Goya, The Third of May 1808, 1814
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Théodore Géricault, The Raft of the Medusa, 1819
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Eugène Delacroix, Liberty Leading the People 1830
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J. M. W. Turner, The Fighting Téméraire tugged to her last Berth to be broken up, 1839
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In France, historical painting on idealized medieval and Renaissance themes is known as the style Troubadour, a term with no equivalent for other countries, though the same trends occurred there. Delacroix, Ingres and Richard Parkes Bonington all worked in this style, as did lesser specialists such as Pierre-Henri Révoil (1776–1842) and Fleury-François Richard (1777–1852). Their pictures are often small, and feature intimate private and anecdotal moments, as well as those of high drama. The lives of great artists such as Raphael were commemorated on equal terms with those of rulers, and fictional characters were also depicted. Fleury-Richard's Valentine of Milan weeping for the death of her husband, shown in the Paris Salon of 1802, marked the arrival of the style, which lasted until the mid-century, before being subsumed into the increasingly academic history painting of artists like Paul Delaroche.[109]
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Another trend was for very large apocalyptic history paintings, often combining extreme natural events, or divine wrath, with human disaster, attempting to outdo The Raft of the Medusa, and now often drawing comparisons with effects from Hollywood. The leading English artist in the style was John Martin, whose tiny figures were dwarfed by enormous earthquakes and storms, and worked his way through the biblical disasters, and those to come in the final days. Other works such as Delacroix's Death of Sardanapalus included larger figures, and these often drew heavily on earlier artists, especially Poussin and Rubens, with extra emotionalism and special effects.
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Elsewhere in Europe, leading artists adopted Romantic styles: in Russia there were the portraitists Orest Kiprensky and Vasily Tropinin, with Ivan Aivazovsky specializing in marine painting, and in Norway Hans Gude painted scenes of fjords. In Italy Francesco Hayez (1791–1882) was the leading artist of Romanticism in mid-19th-century Milan. His long, prolific and extremely successful career saw him begin as a Neoclassical painter, pass right through the Romantic period, and emerge at the other end as a sentimental painter of young women. His Romantic period included many historical pieces of "Troubadour" tendencies, but on a very large scale, that are heavily influenced by Gian Battista Tiepolo and other late Baroque Italian masters.
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Literary Romanticism had its counterpart in the American visual arts, most especially in the exaltation of an untamed American landscape found in the paintings of the Hudson River School. Painters like Thomas Cole, Albert Bierstadt and Frederic Edwin Church and others often expressed Romantic themes in their paintings. They sometimes depicted ancient ruins of the old world, such as in Fredric Edwin Church's piece Sunrise in Syria. These works reflected the Gothic feelings of death and decay. They also show the Romantic ideal that Nature is powerful and will eventually overcome the transient creations of men. More often, they worked to distinguish themselves from their European counterparts by depicting uniquely American scenes and landscapes. This idea of an American identity in the art world is reflected in W. C. Bryant's poem To Cole, the Painter, Departing for Europe, where Bryant encourages Cole to remember the powerful scenes that can only be found in America.
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Some American paintings (such as Albert Bierstadt's The Rocky Mountains, Lander's Peak) promote the literary idea of the "noble savage" by portraying idealized Native Americans living in harmony with the natural world. Thomas Cole's paintings tend towards allegory, explicit in The Voyage of Life series painted in the early 1840s, showing the stages of life set amidst an awesome and immense nature.
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Thomas Cole, Childhood, one of the four scenes in The Voyage of Life, 1842
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William Blake, Albion Rose, 1794–95
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Louis Janmot, from his series The Poem of the Soul, before 1854
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Thomas Cole, 1842, The Voyage of LifeOld Age
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Musical Romanticism is predominantly a German phenomenon—so much so that one respected French reference work defines it entirely in terms of "The role of music in the aesthetics of German romanticism".[110] Another French encyclopedia holds that the German temperament generally "can be described as the deep and diverse action of romanticism on German musicians", and that there is only one true representative of Romanticism in French music, Hector Berlioz, while in Italy, the sole great name of musical Romanticism is Giuseppe Verdi, "a sort of [Victor] Hugo of opera, gifted with a real genius for dramatic effect". Similarly, in his analysis of Romanticism and its pursuit of harmony, Henri Lefebvre posits that, "But of course, German romanticism was more closely linked to music than French romanticism was, so it is there we should look for the direct expression of harmony as the central romantic idea."[111] Nevertheless, the huge popularity of German Romantic music led, "whether by imitation or by reaction", to an often nationalistically inspired vogue amongst Polish, Hungarian, Russian, Czech, and Scandinavian musicians, successful "perhaps more because of its extra-musical traits than for the actual value of musical works by its masters".[112]
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Although the term "Romanticism" when applied to music has come to imply the period roughly from 1800 until 1850, or else until around 1900, the contemporary application of "romantic" to music did not coincide with this modern interpretation. Indeed, one of the earliest sustained applications of the term to music occurs in 1789, in the Mémoires of André Grétry.[113] This is of particular interest because it is a French source on a subject mainly dominated by Germans, but also because it explicitly acknowledges its debt to Jean-Jacques Rousseau (himself a composer, amongst other things) and, by so doing, establishes a link to one of the major influences on the Romantic movement generally.[114] In 1810 E. T. A. Hoffmann named Haydn, Mozart and Beethoven as "the three masters of instrumental compositions" who "breathe one and the same romantic spirit". He justified his view on the basis of these composers' depth of evocative expression and their marked individuality. In Haydn's music, according to Hoffmann, "a child-like, serene disposition prevails", while Mozart (in the late E-flat major Symphony, for example) "leads us into the depths of the spiritual world", with elements of fear, love, and sorrow, "a presentiment of the infinite ... in the eternal dance of the spheres". Beethoven's music, on the other hand, conveys a sense of "the monstrous and immeasurable", with the pain of an endless longing that "will burst our breasts in a fully coherent concord of all the passions".[115] This elevation in the valuation of pure emotion resulted in the promotion of music from the subordinate position it had held in relation to the verbal and plastic arts during the Enlightenment. Because music was considered to be free of the constraints of reason, imagery, or any other precise concept, it came to be regarded, first in the writings of Wackenroder and Tieck and later by writers such as Schelling and Wagner, as preeminent among the arts, the one best able to express the secrets of the universe, to evoke the spirit world, infinity, and the absolute.[116]
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This chronologic agreement of musical and literary Romanticism continued as far as the middle of the 19th century, when Richard Wagner denigrated the music of Meyerbeer and Berlioz as "neoromantic": "The Opera, to which we shall now return, has swallowed down the Neoromanticism of Berlioz, too, as a plump, fine-flavoured oyster, whose digestion has conferred on it anew a brisk and well-to-do appearance."[117]
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It was only toward the end of the 19th century that the newly emergent discipline of Musikwissenschaft (musicology)—itself a product of the historicizing proclivity of the age—attempted a more scientific periodization of music history, and a distinction between Viennese Classical and Romantic periods was proposed. The key figure in this trend was Guido Adler, who viewed Beethoven and Franz Schubert as transitional but essentially Classical composers, with Romanticism achieving full maturity only in the post-Beethoven generation of Frédéric Chopin, Felix Mendelssohn, Robert Schumann, Hector Berlioz and Franz Liszt. From Adler's viewpoint, found in books like Der Stil in der Musik (1911), composers of the New German School and various late-19th-century nationalist composers were not Romantics but "moderns" or "realists" (by analogy with the fields of painting and literature), and this schema remained prevalent through the first decades of the 20th century.[114]
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By the second quarter of the 20th century, an awareness that radical changes in musical syntax had occurred during the early 1900s caused another shift in historical viewpoint, and the change of century came to be seen as marking a decisive break with the musical past. This in turn led historians such as Alfred Einstein[118] to extend the musical "Romantic era" throughout the 19th century and into the first decade of the 20th. It has continued to be referred to as such in some of the standard music references such as The Oxford Companion to Music[119] and Grout's History of Western Music[120] but was not unchallenged. For example, the prominent German musicologist Friedrich Blume, the chief editor of the first edition of Die Musik in Geschichte und Gegenwart (1949–86), accepted the earlier position that Classicism and Romanticism together constitute a single period beginning in the middle of the 18th century, but at the same time held that it continued into the 20th century, including such pre-World War II developments as expressionism and neoclassicism.[121] This is reflected in some notable recent reference works such as the New Grove Dictionary of Music and Musicians[114] and the new edition of Musik in Geschichte und Gegenwart.[122]
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Felix Mendelssohn, 1839
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Robert Schumann, 1839
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Franz Liszt, 1847
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Daniel Auber, c. 1868
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Hector Berlioz by Gustave Courbet, 1850
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Giovanni Boldini, Portrait of Giuseppe Verdi, 1886
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Richard Wagner, c. 1870s
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Giacomo Meyerbeer, 1847
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In the contemporary music culture, the romantic musician followed a public career depending on sensitive middle-class audiences rather than on a courtly patron, as had been the case with earlier musicians and composers. Public persona characterized a new generation of virtuosi who made their way as soloists, epitomized in the concert tours of Paganini and Liszt, and the conductor began to emerge as an important figure, on whose skill the interpretation of the increasingly complex music depended.[123]
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The Romantic movement affected most aspects of intellectual life, and Romanticism and science had a powerful connection, especially in the period 1800–1840. Many scientists were influenced by versions of the Naturphilosophie of Johann Gottlieb Fichte, Friedrich Wilhelm Joseph von Schelling and Georg Wilhelm Friedrich Hegel and others, and without abandoning empiricism, sought in their work to uncover what they tended to believe was a unified and organic Nature. The English scientist Sir Humphry Davy, a prominent Romantic thinker, said that understanding nature required "an attitude of admiration, love and worship, [...] a personal response".[124] He believed that knowledge was only attainable by those who truly appreciated and respected nature. Self-understanding was an important aspect of Romanticism. It had less to do with proving that man was capable of understanding nature (through his budding intellect) and therefore controlling it, and more to do with the emotional appeal of connecting himself with nature and understanding it through a harmonious co-existence.[125]
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History writing was very strongly, and many would say harmfully, influenced by Romanticism.[126] In England, Thomas Carlyle was a highly influential essayist who turned historian; he both invented and exemplified the phrase "hero-worship",[127] lavishing largely uncritical praise on strong leaders such as Oliver Cromwell, Frederick the Great and Napoleon. Romantic nationalism had a largely negative effect on the writing of history in the 19th century, as each nation tended to produce its own version of history, and the critical attitude, even cynicism, of earlier historians was often replaced by a tendency to create romantic stories with clearly distinguished heroes and villains.[128] Nationalist ideology of the period placed great emphasis on racial coherence, and the antiquity of peoples, and tended to vastly over-emphasize the continuity between past periods and the present, leading to national mysticism. Much historical effort in the 20th century was devoted to combating the romantic historical myths created in the 19th century.
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To insulate theology from scientism or reductionism in science, 19th-century post-Enlightenment German theologians developed a modernist or so-called liberal conception of Christianity, led by Friedrich Schleiermacher and Albrecht Ritschl. They took the Romantic approach of rooting religion in the inner world of the human spirit, so that it is a person's feeling or sensibility about spiritual matters that comprises religion.[129]
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Romantic chess was the style of chess which emphasized quick, tactical maneuvers characterized by aesthetic beauty rather than long-term strategic planning, which was considered to be of secondary importance.[130] The Romantic era in chess is generally considered to have begun with Joseph MacDonnell and Pierre LaBourdonnais, the two dominant chess players in the 1830s. The 1840s was dominated by Howard Staunton, and other leading players of the era included Adolf Anderssen, Daniel Harrwitz, Henry Bird, Louis Paulsen, and Paul Morphy. The "Immortal Game", played by Adolf Anderssen and Lionel Kieseritzky on 21 June 1851 in London—where Anderssen made bold sacrifices to secure victory, giving up both rooks and a bishop, then his queen, and then checkmating his opponent with his three remaining minor pieces—is considered a supreme example of Romantic chess.[131] The end of the Romantic era in chess is considered to be the 1873 Vienna Tournament where Wilhelm Steinitz popularized positional play and the closed game.
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One of Romanticism's key ideas and most enduring legacies is the assertion of nationalism, which became a central theme of Romantic art and political philosophy. From the earliest parts of the movement, with their focus on development of national languages and folklore, and the importance of local customs and traditions, to the movements that would redraw the map of Europe and lead to calls for self-determination of nationalities, nationalism was one of the key vehicles of Romanticism, its role, expression and meaning. One of the most important functions of medieval references in the 19th century was nationalist. Popular and epic poetry were its workhorses. This is visible in Germany and Ireland, where underlying Germanic or Celtic linguistic substrates dating from before the Romanization-Latinization were sought out.
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Early Romantic nationalism was strongly inspired by Rousseau, and by the ideas of Johann Gottfried von Herder, who in 1784 argued that the geography formed the natural economy of a people, and shaped their customs and society.[citation needed]
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The nature of nationalism changed dramatically, however, after the French Revolution with the rise of Napoleon, and the reactions in other nations. Napoleonic nationalism and republicanism were, at first, inspirational to movements in other nations: self-determination and a consciousness of national unity were held to be two of the reasons why France was able to defeat other countries in battle. But as the French Republic became Napoleon's Empire, Napoleon became not the inspiration for nationalism, but the object of its struggle. In Prussia, the development of spiritual renewal as a means to engage in the struggle against Napoleon was argued by, among others, Johann Gottlieb Fichte, a disciple of Kant. The word Volkstum, or nationality, was coined in German as part of this resistance to the now conquering emperor. Fichte expressed the unity of language and nation in his address "To the German Nation" in 1806:
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Those who speak the same language are joined to each other by a multitude of invisible bonds by nature herself, long before any human art begins; they understand each other and have the power of continuing to make themselves understood more and more clearly; they belong together and are by nature one and an inseparable whole. ...Only when each people, left to itself, develops and forms itself in accordance with its own peculiar quality, and only when in every people each individual develops himself in accordance with that common quality, as well as in accordance with his own peculiar quality—then, and then only, does the manifestation of divinity appear in its true mirror as it ought to be.[132]
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This view of nationalism inspired the collection of folklore by such people as the Brothers Grimm, the revival of old epics as national, and the construction of new epics as if they were old, as in the Kalevala, compiled from Finnish tales and folklore, or Ossian, where the claimed ancient roots were invented. The view that fairy tales, unless contaminated from outside literary sources, were preserved in the same form over thousands of years, was not exclusive to Romantic Nationalists, but fit in well with their views that such tales expressed the primordial nature of a people. For instance, the Brothers Grimm rejected many tales they collected because of their similarity to tales by Charles Perrault, which they thought proved they were not truly German tales;[133] Sleeping Beauty survived in their collection because the tale of Brynhildr convinced them that the figure of the sleeping princess was authentically German. Vuk Karadžić contributed to Serbian folk literature, using peasant culture as the foundation. He regarded the oral literature of the peasants as an integral part of Serbian culture, compiling it to use in his collections of folk songs, tales and proverbs, as well as the first dictionary of vernacular Serbian.[134] Similar projects were undertaken by the Russian Alexander Afanasyev, the Norwegians Peter Christen Asbjørnsen and Jørgen Moe, and the Englishman Joseph Jacobs.[135]
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Romanticism played an essential role in the national awakening of many Central European peoples lacking their own national states, not least in Poland, which had recently failed to restore its independence when Russia's army crushed the Polish Uprising under Nicholas I. Revival and reinterpretation of ancient myths, customs and traditions by Romantic poets and painters helped to distinguish their indigenous cultures from those of the dominant nations and crystallise the mythography of Romantic nationalism. Patriotism, nationalism, revolution and armed struggle for independence also became popular themes in the arts of this period. Arguably, the most distinguished Romantic poet of this part of Europe was Adam Mickiewicz, who developed an idea that Poland was the Messiah of Nations, predestined to suffer just as Jesus had suffered to save all the people. The Polish self-image as a "Christ among nations" or the martyr of Europe can be traced back to its history of Christendom and suffering under invasions. During the periods of foreign occupation, the Catholic Church served as bastion of Poland's national identity and language, and the major promoter of Polish culture. The partitions came to be seen in Poland as a Polish sacrifice for the security for Western civilization. Adam Mickiewicz wrote the patriotic drama Dziady (directed against the Russians), where he depicts Poland as the Christ of Nations. He also wrote "Verily I say unto you, it is not for you to learn civilization from foreigners, but it is you who are to teach them civilization ... You are among the foreigners like the Apostles among the idolaters". In Books of the Polish Nation and Polish Pilgrimage Mickiewicz detailed his vision of Poland as a Messias and a Christ of Nations, that would save mankind. Dziady is known for various interpretation. The most known ones are the moral aspect of part II, individualist and romantic message of part IV, as well as deeply patriotic, messianistic and Christian vision in part III of the poem. Zdzisław Kępiński, however, focuses his interpretation on Slavic pagan and occult elements found in the drama. In his book Mickiewicz hermetyczny he writes about hermetic, theosophic and alchemical philosophy on the book as well as Masonic symbols.
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Joseph Vernet, 1759, Shipwreck; the 18th-century "sublime"
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Joseph Wright, 1774, Cave at evening, Smith College Museum of Art, Northampton, Massachusetts
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Henry Fuseli, 1781, The Nightmare, a classical artist whose themes often anticipate the Romantic
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Philip James de Loutherbourg, Coalbrookdale by Night, 1801, a key location of the English Industrial Revolution
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Théodore Géricault, The Charging Chasseur, c. 1812
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Ingres, The Death of Leonardo da Vinci, 1818, one of his Troubadour style works
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Eugène Delacroix, Collision of Moorish Horsemen, 1843–44
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Eugène Delacroix, The Bride of Abydos, 1857, after the poem by Byron
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Joseph Anton Koch, Waterfalls at Subiaco 1812–1813, a "classical" landscape to art historians
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James Ward, 1814–1815, Gordale Scar
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John Constable, 1821, The Hay Wain, one of Constable's large "six footers"
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J. C. Dahl, 1826, Eruption of Vesuvius, by Friedrich's closest follower
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William Blake, c. 1824–27, The Wood of the Self-Murderers: The Harpies and the Suicides, Tate
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Karl Bryullov, The Last Day of Pompeii, 1833, The State Russian Museum, St. Petersburg, Russia
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Isaac Levitan, Pacific, 1898, State Russian Museum, St.Petersburg
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J. M. W. Turner, The Burning of the Houses of Lords and Commons (1835), Philadelphia Museum of Art
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Hans Gude, Winter Afternoon, 1847, National Gallery of Norway, Oslo
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Ivan Aivazovsky, 1850, The Ninth Wave, Russian Museum, St. Petersburg
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John Martin, 1852, The Destruction of Sodom and Gomorrah, Laing Art Gallery
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Frederic Edwin Church, 1860, Twilight in the Wilderness, Cleveland Museum of Art
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Albert Bierstadt, 1863, The Rocky Mountains, Lander's Peak
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Badminton is a racquet sport played using racquets to hit a shuttlecock across a net. Although it may be played with larger teams, the most common forms of the game are "singles" (with one player per side) and "doubles" (with two players per side). Badminton is often played as a casual outdoor activity in a yard or on a beach; formal games are played on a rectangular indoor court. Points are scored by striking the shuttlecock with the racquet and landing it within the opposing side's half of the court.
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Each side may only strike the shuttlecock once before it passes over the net. Play ends once the shuttlecock has struck the floor or if a fault has been called by the umpire, service judge, or (in their absence) the opposing side.[1]
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The shuttlecock is a feathered or (in informal matches) plastic projectile which flies differently from the balls used in many other sports. In particular, the feathers create much higher drag, causing the shuttlecock to decelerate more rapidly. Shuttlecocks also have a high top speed compared to the balls in other racquet sports. The flight of the shuttlecock gives the sport its distinctive nature.
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The game developed in British India from the earlier game of battledore and shuttlecock. European play came to be dominated by Denmark but the game has become very popular in Asia, with recent competitions dominated by China. Since 1992, badminton has been a Summer Olympic sport with four events: men's singles, women's singles, men's doubles, and women's doubles,[2] with mixed doubles added four years later. At high levels of play, the sport demands excellent fitness: players require aerobic stamina, agility, strength, speed, and precision. It is also a technical sport, requiring good motor coordination and the development of sophisticated racquet movements.[3]
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Games employing shuttlecocks have been played for centuries across Eurasia,[a] but the modern game of badminton developed in the mid-19th century among the British as a variant of the earlier game of battledore and shuttlecock. ("Battledore" was an older term for "racquet".)[4] Its exact origin remains obscure. The name derives from the Duke of Beaufort's Badminton House in Gloucestershire,[5] but why or when remains unclear. As early as 1860, a London toy dealer named Isaac Spratt published a booklet entitled Badminton Battledore – A New Game, but no copy is known to have survived.[6] An 1863 article in The Cornhill Magazine describes badminton as "battledore and shuttlecock played with sides, across a string suspended some five feet from the ground".[7]
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The game may have originally developed among expatriate officers in British India,[8] where it was very popular by the 1870s.[6] Ball badminton, a form of the game played with a wool ball instead of a shuttlecock, was being played in Thanjavur as early as the 1850s[9] and was at first played interchangeably with badminton by the British, the woollen ball being preferred in windy or wet weather.
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Early on, the game was also known as Poona or Poonah after the garrison town of Poona,[8][10] where it was particularly popular and where the first rules for the game were drawn up in 1873.[6][7][b] By 1875, officers returning home had started a badminton club in Folkestone. Initially, the sport was played with sides ranging from 1 to 4 players, but it was quickly established that games between two or four competitors worked the best.[4] The shuttlecocks were coated with India rubber and, in outdoor play, sometimes weighted with lead.[4] Although the depth of the net was of no consequence, it was preferred that it should reach the ground.[4]
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The sport was played under the Pune rules until 1887, when J. H. E. Hart of the Bath Badminton Club drew up revised regulations.[5] In 1890, Hart and Bagnel Wild again revised the rules.[6] The Badminton Association of England (BAE) published these rules in 1893 and officially launched the sport at a house called "Dunbar"[c] in Portsmouth on 13 September.[12] The BAE started the first badminton competition, the All England Open Badminton Championships for gentlemen's doubles, ladies' doubles, and mixed doubles, in 1899.[5] Singles competitions were added in 1900 and an England–Ireland championship match appeared in 1904.[5]
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England, Scotland, Wales, Canada, Denmark, France, Ireland, the Netherlands, and New Zealand were the founding members of the International Badminton Federation in 1934, now known as the Badminton World Federation. India joined as an affiliate in 1936. The BWF now governs international badminton. Although initiated in England, competitive men's badminton has traditionally been dominated in Europe by Denmark. Worldwide, Asian nations have become dominant in international competition. China, Denmark, Indonesia, Malaysia, India, South Korea, Taiwan (as Chinese Taipei) and Japan are the nations which have consistently produced world-class players in the past few decades, with China being the greatest force in men's and women's competition recently.
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The game has also become a popular backyard sport in the United States.
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The following information is a simplified summary of badminton rules based on the BWF Statutes publication, Laws of Badminton.[13]
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The court is rectangular and divided into halves by a net. Courts are usually marked for both singles and doubles play, although badminton rules permit a court to be marked for singles only.[13] The doubles court is wider than the singles court, but both are of the same length. The exception, which often causes confusion to newer players, is that the doubles court has a shorter serve-length dimension.
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The full width of the court is 6.1 metres (20 ft), and in singles this width is reduced to 5.18 metres (17 ft). The full length of the court is 13.4 metres (44 ft). The service courts are marked by a centre line dividing the width of the court, by a short service line at a distance of 1.98 metres (6 ft 6 inch) from the net, and by the outer side and back boundaries. In doubles, the service court is also marked by a long service line, which is 0.76 metres (2 ft 6 inch) from the back boundary.
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The net is 1.55 metres (5 ft 1 inch) high at the edges and 1.524 metres (5 ft) high in the centre. The net posts are placed over the doubles sidelines, even when singles is played.
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The minimum height for the ceiling above the court is not mentioned in the Laws of Badminton. Nonetheless, a badminton court will not be suitable if the ceiling is likely to be hit on a high serve.
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When the server serves, the shuttlecock must pass over the short service line on the opponents' court or it will count as a fault. The server and receiver must remain within their service courts, without touching the boundary lines, until the server strikes the shuttlecock. The other two players may stand wherever they wish, so long as they do not block the vision of the server or receiver.
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At the start of the rally, the server and receiver stand in diagonally opposite service courts (see court dimensions). The server hits the shuttlecock so that it would land in the receiver's service court. This is similar to tennis, except that in a badminton serve the whole shuttle must be below 1.15 metres from the surface of the court at the instant of being hit by the server's racket, the shuttlecock is not allowed to bounce and in badminton, the players stand inside their service courts, unlike tennis.
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When the serving side loses a rally, the server immediately passes to their opponent(s) (this differs from the old system where sometimes the serve passes to the doubles partner for what is known as a "second serve").
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In singles, the server stands in their right service court when their score is even, and in their left service court when their score is odd.
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In doubles, if the serving side wins a rally, the same player continues to serve, but he/she changes service courts so that she/he serves to a different opponent each time. If the opponents win the rally and their new score is even, the player in the right service court serves; if odd, the player in the left service court serves. The players' service courts are determined by their positions at the start of the previous rally, not by where they were standing at the end of the rally. A consequence of this system is that each time a side regains the service, the server will be the player who did not serve last time.
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Each game is played to 21 points, with players scoring a point whenever they win a rally regardless of whether they served[13] (this differs from the old system where players could only win a point on their serve and each game was played to 15 points). A match is the best of three games.
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If the score reaches 20-all, then the game continues until one side gains a two-point lead (such as 24–22), except when there is a tie at 29-all, in which the game goes to a golden point. Whoever scores this point will win.
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At the start of a match, the shuttlecock is cast and the side towards which the shuttlecock is pointing serves first. Alternatively, a coin may be tossed, with the winners choosing whether to serve or receive first, or choosing which end of the court to occupy first, and their opponents making the leftover the remaining choice.
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In subsequent games, the winners of the previous game serve first. Matches are best out of three: a player or pair must win two games (of 21 points each) to win the match. For the first rally of any doubles game, the serving pair may decide who serves and the receiving pair may decide who receives. The players change ends at the start of the second game; if the match reaches a third game, they change ends both at the start of the game and when the leading player's or pair's score reaches 11 points.
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If a let is called, the rally is stopped and replayed with no change to the score. Lets may occur because of some unexpected disturbance such as a shuttlecock landing on a court (having been hit there by players playing in adjacent court) or in small halls the shuttle may touch an overhead rail which can be classed as a let.
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If the receiver is not ready when the service is delivered, a let shall be called; yet, if the receiver attempts to return the shuttlecock, the receiver shall be judged to have been ready.
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Badminton rules restrict the design and size of racquets and shuttlecocks.
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Badminton racquets are lightweight, with top quality racquets weighing between 70 and 95 grams (2.5 and 3.4 ounces) not including grip or strings.[14][15] They are composed of many different materials ranging from carbon fibre composite (graphite reinforced plastic) to solid steel, which may be augmented by a variety of materials. Carbon fibre has an excellent strength to weight ratio, is stiff, and gives excellent kinetic energy transfer. Before the adoption of carbon fibre composite, racquets were made of light metals such as aluminium. Earlier still, racquets were made of wood. Cheap racquets are still often made of metals such as steel, but wooden racquets are no longer manufactured for the ordinary market, because of their excessive mass and cost. Nowadays, nanomaterials such as carbon nanotubes and fullerene are added to racquets giving them greater durability.[citation needed]
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There is a wide variety of racquet designs, although the laws limit the racquet size and shape. Different racquets have playing characteristics that appeal to different players. The traditional oval head shape is still available, but an isometric head shape is increasingly common in new racquets.
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Badminton strings for racquets are thin, high performing strings with thicknesses ranging from about 0.62 to 0.73 mm. Thicker strings are more durable, but many players prefer the feel of thinner strings. String tension is normally in the range of 80 to 160 N (18 to 36 lbf). Recreational players generally string at lower tensions than professionals, typically between 80 and 110 N (18 and 25 lbf). Professionals string between about 110 and 160 N (25 and 36 lbf). Some string manufacturers measure the thickness of their strings under tension so they are actually thicker than specified when slack. Ashaway Micropower is actually 0.7mm but Yonex BG-66 is about 0.72mm.
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It is often argued that high string tensions improve control, whereas low string tensions increase power.[16] The arguments for this generally rely on crude mechanical reasoning, such as claiming that a lower tension string bed is more bouncy and therefore provides more power. This is, in fact, incorrect, for a higher string tension can cause the shuttle to slide off the racquet and hence make it harder to hit a shot accurately. An alternative view suggests that the optimum tension for power depends on the player:[14] the faster and more accurately a player can swing their racquet, the higher the tension for maximum power. Neither view has been subjected to a rigorous mechanical analysis, nor is there clear evidence in favour of one or the other. The most effective way for a player to find a good string tension is to experiment.
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The choice of grip allows a player to increase the thickness of their racquet handle and choose a comfortable surface to hold. A player may build up the handle with one or several grips before applying the final layer.
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Players may choose between a variety of grip materials. The most common choices are PU synthetic grips or towelling grips. Grip choice is a matter of personal preference. Players often find that sweat becomes a problem; in this case, a drying agent may be applied to the grip or hands, sweatbands may be used, the player may choose another grip material or change their grip more frequently.
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There are two main types of grip: replacement grips and overgrips. Replacement grips are thicker and are often used to increase the size of the handle. Overgrips are thinner (less than 1 mm), and are often used as the final layer. Many players, however, prefer to use replacement grips as the final layer. Towelling grips are always replacement grips. Replacement grips have an adhesive backing, whereas overgrips have only a small patch of adhesive at the start of the tape and must be applied under tension; overgrips are more convenient for players who change grips frequently, because they may be removed more rapidly without damaging the underlying material.
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A shuttlecock (often abbreviated to shuttle; also called a birdie) is a high-drag projectile, with an open conical shape: the cone is formed from sixteen overlapping feathers embedded into a rounded cork base. The cork is covered with thin leather or synthetic material. Synthetic shuttles are often used by recreational players to reduce their costs as feathered shuttles break easily. These nylon shuttles may be constructed with either natural cork or synthetic foam base and a plastic skirt.
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Badminton rules also provide for testing a shuttlecock for the correct speed:
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3.1: To test a shuttlecock, hit a full underhand stroke which makes contact with the shuttlecock over the back boundary line. The shuttlecock shall be hit at an upward angle and in a direction parallel to the sidelines.
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3.2: A shuttlecock of the correct speed will land not less than 530 mm and not more than 990 mm short of the other back boundary line.
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Badminton shoes are lightweight with soles of rubber or similar high-grip, non-marking materials.
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Compared to running shoes, badminton shoes have little lateral support. High levels of lateral support are useful for activities where lateral motion is undesirable and unexpected. Badminton, however, requires powerful lateral movements. A highly built-up lateral support will not be able to protect the foot in badminton; instead, it will encourage catastrophic collapse at the point where the shoe's support fails, and the player's ankles are not ready for the sudden loading, which can cause sprains. For this reason, players should choose badminton shoes rather than general trainers or running shoes, because proper badminton shoes will have a very thin sole, lower a person's centre of gravity, and therefore result in fewer injuries. Players should also ensure that they learn safe and proper footwork, with the knee and foot in alignment on all lunges. This is more than just a safety concern: proper footwork is also critical in order to move effectively around the court.
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Badminton offers a wide variety of basic strokes, and players require a high level of skill to perform all of them effectively. All strokes can be played either forehand or backhand. A player's forehand side is the same side as their playing hand: for a right-handed player, the forehand side is their right side and the backhand side is their left side. Forehand strokes are hit with the front of the hand leading (like hitting with the palm), whereas backhand strokes are hit with the back of the hand leading (like hitting with the knuckles). Players frequently play certain strokes on the forehand side with a backhand hitting action, and vice versa.
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In the forecourt and midcourt, most strokes can be played equally effectively on either the forehand or backhand side; but in the rear court, players will attempt to play as many strokes as possible on their forehands, often preferring to play a round-the-head forehand overhead (a forehand "on the backhand side") rather than attempt a backhand overhead. Playing a backhand overhead has two main disadvantages. First, the player must turn their back to their opponents, restricting their view of them and the court. Second, backhand overheads cannot be hit with as much power as forehands: the hitting action is limited by the shoulder joint, which permits a much greater range of movement for a forehand overhead than for a backhand. The backhand clear is considered by most players and coaches to be the most difficult basic stroke in the game, since the precise technique is needed in order to muster enough power for the shuttlecock to travel the full length of the court. For the same reason, backhand smashes tend to be weak.
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The choice of stroke depends on how near the shuttlecock is to the net, whether it is above net height, and where an opponent is currently positioned: players have much better attacking options if they can reach the shuttlecock well above net height, especially if it is also close to the net. In the forecourt, a high shuttlecock will be met with a net kill, hitting it steeply downwards and attempting to win the rally immediately. This is why it is best to drop the shuttlecock just over the net in this situation. In the midcourt, a high shuttlecock will usually be met with a powerful smash, also hitting downwards and hoping for an outright winner or a weak reply. Athletic jump smashes, where players jump upwards for a steeper smash angle, are a common and spectacular element of elite men's doubles play. In the rearcourt, players strive to hit the shuttlecock while it is still above them, rather than allowing it to drop lower. This overhead hitting allows them to play smashes, clears (hitting the shuttlecock high and to the back of the opponents' court), and drop shots (hitting the shuttlecock softly so that it falls sharply downwards into the opponents' forecourt). If the shuttlecock has dropped lower, then a smash is impossible and a full-length, high clear is difficult.
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When the shuttlecock is well below net height, players have no choice but to hit upwards. Lifts, where the shuttlecock is hit upwards to the back of the opponents' court, can be played from all parts of the court. If a player does not lift, their only remaining option is to push the shuttlecock softly back to the net: in the forecourt, this is called a net shot; in the midcourt or rear court, it is often called a push or block.
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When the shuttlecock is near to net height, players can hit drives, which travel flat and rapidly over the net into the opponents' rear midcourt and rear court. Pushes may also be hit flatter, placing the shuttlecock into the front midcourt. Drives and pushes may be played from the midcourt or forecourt, and are most often used in doubles: they are an attempt to regain the attack, rather than choosing to lift the shuttlecock and defend against smashes. After a successful drive or push, the opponents will often be forced to lift the shuttlecock.
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Balls may be spun to alter their bounce (for example, topspin and backspin in tennis) or trajectory, and players may slice the ball (strike it with an angled racquet face) to produce such spin. The shuttlecock is not allowed to bounce, but slicing the shuttlecock does have applications in badminton. (See Basic strokes for an explanation of technical terms.)
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Due to the way that its feathers overlap, a shuttlecock also has a slight natural spin about its axis of rotational symmetry. The spin is in a counter-clockwise direction as seen from above when dropping a shuttlecock. This natural spin affects certain strokes: a tumbling net shot is more effective if the slicing action is from right to left, rather than from left to right.[17]
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Badminton biomechanics have not been the subject of extensive scientific study, but some studies confirm the minor role of the wrist in power generation and indicate that the major contributions to power come from internal and external rotations of the upper and lower arm.[18] Recent guides to the sport thus emphasize forearm rotation rather than wrist movements.[19]
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The feathers impart substantial drag, causing the shuttlecock to decelerate greatly over distance. The shuttlecock is also extremely aerodynamically stable: regardless of initial orientation, it will turn to fly cork-first and remain in the cork-first orientation.
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One consequence of the shuttlecock's drag is that it requires considerable power to hit it the full length of the court, which is not the case for most racquet sports. The drag also influences the flight path of a lifted (lobbed) shuttlecock: the parabola of its flight is heavily skewed so that it falls at a steeper angle than it rises. With very high serves, the shuttlecock may even fall vertically.
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When defending against a smash, players have three basic options: lift, block, or drive. In singles, a block to the net is the most common reply. In doubles, a lift is the safest option but it usually allows the opponents to continue smashing; blocks and drives are counter-attacking strokes but may be intercepted by the smasher's partner. Many players use a backhand hitting action for returning smashes on both the forehand and backhand sides because backhands are more effective than forehands at covering smashes directed to the body. Hard shots directed towards the body are difficult to defend.
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The service is restricted by the Laws and presents its own array of stroke choices. Unlike in tennis, the server's racquet must be pointing in a downward direction to deliver the serve so normally the shuttle must be hit upwards to pass over the net. The server can choose a low serve into the forecourt (like a push), or a lift to the back of the service court, or a flat drive serve. Lifted serves may be either high serves, where the shuttlecock is lifted so high that it falls almost vertically at the back of the court, or flick serves, where the shuttlecock is lifted to a lesser height but falls sooner.
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Once players have mastered these basic strokes, they can hit the shuttlecock from and to any part of the court, powerfully and softly as required. Beyond the basics, however, badminton offers rich potential for advanced stroke skills that provide a competitive advantage. Because badminton players have to cover a short distance as quickly as possible, the purpose of many advanced strokes is to deceive the opponent, so that either they are tricked into believing that a different stroke is being played, or they are forced to delay their movement until they actually sees the shuttle's direction. "Deception" in badminton is often used in both of these senses. When a player is genuinely deceived, they will often lose the point immediately because they cannot change their direction quickly enough to reach the shuttlecock. Experienced players will be aware of the trick and cautious not to move too early, but the attempted deception is still useful because it forces the opponent to delay their movement slightly. Against weaker players whose intended strokes are obvious, an experienced player may move before the shuttlecock has been hit, anticipating the stroke to gain an advantage.
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Slicing and using a shortened hitting action are the two main technical devices that facilitate deception. Slicing involves hitting the shuttlecock with an angled racquet face, causing it to travel in a different direction than suggested by the body or arm movement. Slicing also causes the shuttlecock to travel more slowly than the arm movement suggests. For example, a good crosscourt sliced drop shot will use a hitting action that suggests a straight clear or a smash, deceiving the opponent about both the power and direction of the shuttlecock. A more sophisticated slicing action involves brushing the strings around the shuttlecock during the hit, in order to make the shuttlecock spin. This can be used to improve the shuttle's trajectory, by making it dip more rapidly as it passes the net; for example, a sliced low serve can travel slightly faster than a normal low serve, yet land on the same spot. Spinning the shuttlecock is also used to create spinning net shots (also called tumbling net shots), in which the shuttlecock turns over itself several times (tumbles) before stabilizing; sometimes the shuttlecock remains inverted instead of tumbling. The main advantage of a spinning net shot is that the opponent will be unwilling to address the shuttlecock until it has stopped tumbling, since hitting the feathers will result in an unpredictable stroke. Spinning net shots are especially important for high-level singles players.
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The lightness of modern racquets allows players to use a very short hitting action for many strokes, thereby maintaining the option to hit a powerful or a soft stroke until the last possible moment. For example, a singles player may hold their racquet ready for a net shot, but then flick the shuttlecock to the back instead with a shallow lift when they notice the opponent has moved before the actual shot was played. A shallow lift takes less time to reach the ground and as mentioned above a rally is over when the shuttlecock touches the ground. This makes the opponent's task of covering the whole court much more difficult than if the lift was hit higher and with a bigger, obvious swing. A short hitting action is not only useful for deception: it also allows the player to hit powerful strokes when they have no time for a big arm swing. A big arm swing is also usually not advised in badminton because bigger swings make it more difficult to recover for the next shot in fast exchanges. The use of grip tightening is crucial to these techniques, and is often described as finger power. Elite players develop finger power to the extent that they can hit some power strokes, such as net kills, with less than a 10 centimetres (4 inches) racquet swing.
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It is also possible to reverse this style of deception, by suggesting a powerful stroke before slowing down the hitting action to play a soft stroke. In general, this latter style of deception is more common in the rear court (for example, drop shots disguised as smashes), whereas the former style is more common in the forecourt and midcourt (for example, lifts disguised as net shots).
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Deception is not limited to slicing and short hitting actions. Players may also use double motion, where they make an initial racquet movement in one direction before withdrawing the racquet to hit in another direction. Players will often do this to send opponents in the wrong direction. The racquet movement is typically used to suggest a straight angle but then play the stroke crosscourt, or vice versa. Triple motion is also possible, but this is very rare in actual play. An alternative to double motion is to use a racquet head fake, where the initial motion is continued but the racquet is turned during the hit. This produces a smaller change in direction but does not require as much time.
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To win in badminton, players need to employ a wide variety of strokes in the right situations. These range from powerful jumping smashes to delicate tumbling net returns. Often rallies finish with a smash, but setting up the smash requires subtler strokes. For example, a net shot can force the opponent to lift the shuttlecock, which gives an opportunity to smash. If the net shot is tight and tumbling, then the opponent's lift will not reach the back of the court, which makes the subsequent smash much harder to return.
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Deception is also important. Expert players prepare for many different strokes that look identical and use slicing to deceive their opponents about the speed or direction of the stroke. If an opponent tries to anticipate the stroke, they may move in the wrong direction and may be unable to change their body momentum in time to reach the shuttlecock.
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Since one person needs to cover the entire court, singles tactics are based on forcing the opponent to move as much as possible; this means that singles strokes are normally directed to the corners of the court. Players exploit the length of the court by combining lifts and clears with drop shots and net shots. Smashing tends to be less prominent in singles than in doubles because the smasher has no partner to follow up their effort and is thus vulnerable to a skillfully placed return. Moreover, frequent smashing can be exhausting in singles where the conservation of a player's energy is at a premium. However, players with strong smashes will sometimes use the shot to create openings, and players commonly smash weak returns to try to end rallies.
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In singles, players will often start the rally with a forehand high serve or with a flick serve. Low serves are also used frequently, either forehand or backhand. Drive serves are rare.
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At high levels of play, singles demand extraordinary fitness. Singles is a game of patient positional manoeuvring, unlike the all-out aggression of doubles.[20]
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Both pairs will try to gain and maintain the attack, smashing downwards when the opportunity arises. Whenever possible, a pair will adopt an ideal attacking formation with one player hitting down from the rear court, and their partner in the midcourt intercepting all smash returns except the lift. If the rear court attacker plays a drop shot, their partner will move into the forecourt to threaten the net reply. If a pair cannot hit downwards, they will use flat strokes in an attempt to gain the attack. If a pair is forced to lift or clear the shuttlecock, then they must defend: they will adopt a side-by-side position in the rear midcourt, to cover the full width of their court against the opponents' smashes. In doubles, players generally smash to the middle ground between two players in order to take advantage of confusion and clashes.
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At high levels of play, the backhand serve has become popular to the extent that forehand serves have become fairly rare at a high level of play. The straight low serve is used most frequently, in an attempt to prevent the opponents gaining the attack immediately. Flick serves are used to prevent the opponent from anticipating the low serve and attacking it decisively.
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At high levels of play, doubles rallies are extremely fast. Men's doubles are the most aggressive form of badminton, with a high proportion of powerful jump smashes and very quick reflex exchanges. Because of this, spectator interest is sometimes greater for men's doubles than for singles.
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In mixed doubles, both pairs typically try to maintain an attacking formation with the woman at the front and the man at the back. This is because the male players are usually substantially stronger, and can, therefore, produce smashes that are more powerful. As a result, mixed doubles require greater tactical awareness and subtler positional play. Clever opponents will try to reverse the ideal position, by forcing the woman towards the back or the man towards the front. In order to protect against this danger, mixed players must be careful and systematic in their shot selection.[21]
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At high levels of play, the formations will generally be more flexible: the top women players are capable of playing powerfully from the back-court, and will happily do so if required. When the opportunity arises, however, the pair will switch back to the standard mixed attacking position, with the woman in front and men in the back.
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The Badminton World Federation (BWF) is the internationally recognized governing body of the sport responsible for conduction of tournaments and approaching fair play. Five regional confederations are associated with the BWF:
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The BWF organizes several international competitions, including the Thomas Cup, the premier men's international team event first held in 1948–1949, and the Uber Cup, the women's equivalent first held in 1956–1957. The competitions now take place once every two years. More than 50 national teams compete in qualifying tournaments within continental confederations for a place in the finals. The final tournament involves 12 teams, following an increase from eight teams in 2004. It was further increased to 16 teams in 2012.[22]
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The Sudirman Cup, a gender-mixed international team event held once every two years, began in 1989. Teams are divided into seven levels based on the performance of each country. To win the tournament, a country must perform well across all five disciplines (men's doubles and singles, women's doubles and singles, and mixed doubles). Like association football (soccer), it features a promotion and relegation system at every level. However, the system was last used in 2009 and teams competing will now be grouped by world rankings.[23]
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Badminton was a demonstration event at the 1972 and 1988 Summer Olympics. It became an official Summer Olympic sport at the Barcelona Olympics in 1992 and its gold medals now generally rate as the sport's most coveted prizes for individual players.
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In the BWF World Championships, first held in 1977, currently only the highest ranked 64 players in the world, and a maximum of four from each country can participate in any category. In both the Olympic and BWF World competitions restrictions on the number of participants from any one country have caused some controversy because they sometimes result in excluding elite world level players from the strongest badminton nations. The Thomas, Uber, and Sudirman Cups, the Olympics, and the BWF World (and World Junior Championships), are all categorized as level one tournaments.
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At the start of 2007, the BWF introduced a new tournament structure for the highest level tournaments aside from those in level one: the BWF Super Series. This level two tournament series, a tour for the world's elite players, stage twelve open tournaments around the world with 32 players (half the previous limit). The players collect points that determine whether they can play in Super Series Finals held at the year-end. Among the tournaments in this series is the venerable All-England Championships, first held in 1900, which was once considered the unofficial world championships of the sport.[24]
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Level three tournaments consist of Grand Prix Gold and Grand Prix event. Top players can collect the world ranking points and enable them to play in the BWF Super Series open tournaments. These include the regional competitions in Asia (Badminton Asia Championships) and Europe (European Badminton Championships), which produce the world's best players as well as the Pan America Badminton Championships.
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The level four tournaments, known as International Challenge, International Series, and Future Series, encourage participation by junior players.[25]
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The Premier Badminton League of India is one of the popular leagues featuring world's best players.
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Badminton is frequently compared to tennis. The following is a list of manifest differences:
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Statistics such as the smash speed, above, prompt badminton enthusiasts to make other comparisons that are more contentious. For example, it is often claimed that badminton is the fastest racquet sport.[citation needed] Although badminton holds the record for the fastest initial speed of a racquet sports projectile, the shuttlecock decelerates substantially faster than other projectiles such as tennis balls. In turn, this qualification must be qualified by consideration of the distance over which the shuttlecock travels: a smashed shuttlecock travels a shorter distance than a tennis ball during a serve.
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While fans of badminton and tennis often claim that their sport is the more physically demanding, such comparisons are difficult to make objectively because of the differing demands of the games. No formal study currently exists evaluating the physical condition of the players or demands during gameplay.
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Badminton and tennis techniques differ substantially. The lightness of the shuttlecock and of badminton racquets allow badminton players to make use of the wrist and fingers much more than tennis players; in tennis, the wrist is normally held stable, and playing with a mobile wrist may lead to injury. For the same reasons, badminton players can generate power from a short racquet swing: for some strokes such as net kills, an elite player's swing may be less than 5 centimetres (2 inches). For strokes that require more power, a longer swing will typically be used, but the badminton racquet swing will rarely be as long as a typical tennis swing.
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Romeo and Juliet is a tragedy written by William Shakespeare early in his career about two young star-crossed lovers whose deaths ultimately reconcile their feuding families. It was among Shakespeare's most popular plays during his lifetime and along with Hamlet, is one of his most frequently performed plays. Today, the title characters are regarded as archetypal young lovers.
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Romeo and Juliet belongs to a tradition of tragic romances stretching back to antiquity. The plot is based on an Italian tale translated into verse as The Tragical History of Romeus and Juliet by Arthur Brooke in 1562 and retold in prose in Palace of Pleasure by William Painter in 1567. Shakespeare borrowed heavily from both but expanded the plot by developing a number of supporting characters, particularly Mercutio and Paris. Believed to have been written between 1591 and 1595, the play was first published in a quarto version in 1597. The text of the first quarto version was of poor quality, however, and later editions corrected the text to conform more closely with Shakespeare's original.
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Shakespeare's use of his poetic dramatic structure (especially effects such as switching between comedy and tragedy to heighten tension, his expansion of minor characters, and his use of sub-plots to embellish the story) has been praised as an early sign of his dramatic skill. The play ascribes different poetic forms to different characters, sometimes changing the form as the character develops. Romeo, for example, grows more adept at the sonnet over the course of the play.
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Romeo and Juliet has been adapted numerous times for stage, film, musical, and opera venues. During the English Restoration, it was revived and heavily revised by William Davenant. David Garrick's 18th-century version also modified several scenes, removing material then considered indecent, and Georg Benda's Romeo und Julie omitted much of the action and added a happy ending. Performances in the 19th century, including Charlotte Cushman's, restored the original text and focused on greater realism. John Gielgud's 1935 version kept very close to Shakespeare's text and used Elizabethan costumes and staging to enhance the drama. In the 20th and into the 21st century, the play has been adapted in versions as diverse as George Cukor's 1936 film Romeo and Juliet, Franco Zeffirelli's 1968 version Romeo and Juliet, and Baz Luhrmann's 1996 MTV-inspired Romeo + Juliet.
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The play, set in Verona, Italy, begins with a street brawl between Montague and Capulet servants who, like their masters, are sworn enemies. Prince Escalus of Verona intervenes and declares that further breach of the peace will be punishable by death. Later, Count Paris talks to Capulet about marrying his daughter Juliet, but Capulet asks Paris to wait another two years and invites him to attend a planned Capulet ball. Lady Capulet and Juliet's nurse try to persuade Juliet to accept Paris's courtship.
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Meanwhile, Benvolio talks with his cousin Romeo, Montague's son, about Romeo's recent depression. Benvolio discovers that it stems from unrequited infatuation for a girl named Rosaline, one of Capulet's nieces. Persuaded by Benvolio and Mercutio, Romeo attends the ball at the Capulet house in hopes of meeting Rosaline. However, Romeo instead meets and falls in love with Juliet. Juliet's cousin, Tybalt, is enraged at Romeo for sneaking into the ball but is only stopped from killing Romeo by Juliet's father, who does not wish to shed blood in his house. After the ball, in what is now called the "balcony scene", Romeo sneaks into the Capulet orchard and overhears Juliet at her window vowing her love to him in spite of her family's hatred of the Montagues. Romeo makes himself known to her, and they agree to be married. With the help of Friar Laurence, who hopes to reconcile the two families through their children's union, they are secretly married the next day.
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Tybalt, meanwhile, still incensed that Romeo had sneaked into the Capulet ball, challenges him to a duel. Romeo, now considering Tybalt his kinsman, refuses to fight. Mercutio is offended by Tybalt's insolence, as well as Romeo's "vile submission",[1] and accepts the duel on Romeo's behalf. Mercutio is fatally wounded when Romeo attempts to break up the fight. Grief-stricken and wracked with guilt, Romeo confronts and slays Tybalt.
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Benvolio argues that Romeo has justly executed Tybalt for the murder of Mercutio. The Prince, now having lost a kinsman in the warring families' feud, exiles Romeo from Verona, under penalty of death if he ever returns. Romeo secretly spends the night in Juliet's chamber, where they consummate their marriage. Capulet, misinterpreting Juliet's grief, agrees to marry her to Count Paris and threatens to disown her when she refuses to become Paris's "joyful bride".[2] When she then pleads for the marriage to be delayed, her mother rejects her.
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Juliet visits Friar Laurence for help, and he offers her a potion that will put her into a deathlike coma for "two and forty hours".[3] The Friar promises to send a messenger to inform Romeo of the plan so that he can rejoin her when she awakens. On the night before the wedding, she takes the drug and, when discovered apparently dead, she is laid in the family crypt.
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The messenger, however, does not reach Romeo and, instead, Romeo learns of Juliet's apparent death from his servant, Balthasar. Heartbroken, Romeo buys poison from an apothecary and goes to the Capulet crypt. He encounters Paris who has come to mourn Juliet privately. Believing Romeo to be a vandal, Paris confronts him and, in the ensuing battle, Romeo kills Paris. Still believing Juliet to be dead, he drinks the poison. Juliet then awakens and, discovering that Romeo is dead, stabs herself with his dagger and joins him in death. The feuding families and the Prince meet at the tomb to find all three dead. Friar Laurence recounts the story of the two "star-cross'd lovers". The families are reconciled by their children's deaths and agree to end their violent feud. The play ends with the Prince's elegy for the lovers: "For never was a story of more woe / Than this of Juliet and her Romeo."[4]
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Romeo and Juliet borrows from a tradition of tragic love stories dating back to antiquity. One of these is Pyramus and Thisbe, from Ovid's Metamorphoses, which contains parallels to Shakespeare's story: the lovers' parents despise each other, and Pyramus falsely believes his lover Thisbe is dead.[5] The Ephesiaca of Xenophon of Ephesus, written in the 3rd century, also contains several similarities to the play, including the separation of the lovers, and a potion that induces a deathlike sleep.[6]
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One of the earliest references to the names Montague and Capulet is from Dante's Divine Comedy, who mentions the Montecchi (Montagues) and the Cappelletti (Capulets) in canto six of Purgatorio:[7]
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Come and see, you who are negligent,
|
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Montagues and Capulets, Monaldi and Filippeschi
|
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One lot already grieving, the other in fear.[8]
|
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However, the reference is part of a polemic against the moral decay of Florence, Lombardy, and the Italian Peninsula as a whole; Dante, through his characters, chastises German King Albert I for neglecting his responsibilities towards Italy ("you who are negligent"), and successive popes for their encroachment from purely spiritual affairs, thus leading to a climate of incessant bickering and warfare between rival political parties in Lombardy. History records the name of the family Montague as being lent to such a political party in Verona, but that of the Capulets as from a Cremonese family, both of whom play out their conflict in Lombardy as a whole rather than within the confines of Verona.[9] Allied to rival political factions, the parties are grieving ("One lot already grieving") because their endless warfare has led to the destruction of both parties,[9] rather than a grief from the loss of their ill-fated offspring as the play sets forth, which appears to be a solely poetic creation within this context.
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The earliest known version of the Romeo and Juliet tale akin to Shakespeare's play is the story of Mariotto and Gianozza by Masuccio Salernitano, in the 33rd novel of his Il Novellino published in 1476.[10] Salernitano sets the story in Siena and insists its events took place in his own lifetime. His version of the story includes the secret marriage, the colluding friar, the fray where a prominent citizen is killed, Mariotto's exile, Gianozza's forced marriage, the potion plot, and the crucial message that goes astray. In this version, Mariotto is caught and beheaded and Gianozza dies of grief.[11][12]
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Luigi da Porto (1485–1529) adapted the story as Giulietta e Romeo[13] and included it in his Historia novellamente ritrovata di due Nobili Amanti, written in 1524 and published posthumously in 1531 in Venice.[14][15] Da Porto drew on Pyramus and Thisbe, Boccaccio's Decameron, and Salernitano's Mariotto e Ganozza, but it is likely that his story is also autobiographical: present as a soldier at a ball on 26 February 1511, at a residence of the Savorgnan clan in Udine, following a peace ceremony with the opposite Strumieri, Da Porto fell in love with Lucina, the daughter of the house, but relationships of their mentors prevented advances. The next morning, the Savorgnans led an attack on the city, and many members of the Strumieri were murdered. When years later, half-paralyzed from a battle-wound, he wrote Giulietta e Romeo in Montorso Vicentino (from where he could see the "castles" of Verona), he dedicated the novella to bellisima e leggiadra madonna Lucina Savorgnan.[13][16] Da Porto presented his tale as historically true and claimed it took place at least a century earlier than Salernitano had it, in the days Verona was ruled by Bartolomeo della Scala[17] (anglicized as Prince Escalus).
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Da Porto gave Romeo and Juliet most of its modern form, including the names of the lovers, the rival families of Montecchi and Capuleti, and the location in Verona.[10] He named the friar Laurence (frate Lorenzo) and introduced the characters Mercutio (Marcuccio Guertio), Tybalt (Tebaldo Cappelleti), Count Paris (conti (Paride) di Lodrone), the faithful servant, and Giulietta's nurse. Da Porto originated the remaining basic elements of the story: the feuding families, Romeo—left by his mistress—meeting Giulietta at a dance at her house, the love scenes (including the balcony scene), the periods of despair, Romeo killing Giulietta's cousin (Tebaldo), and the families' reconciliation after the lovers' suicides.[18] In da Porto's version, Romeo takes poison and Giulietta stabs herself with his dagger.[19]
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In 1554, Matteo Bandello published the second volume of his Novelle, which included his version of Giuletta e Romeo,[15] probably written between 1531 and 1545. Bandello lengthened and weighed down the plot while leaving the storyline basically unchanged (though he did introduce Benvolio).[20] Bandello's story was translated into French by Pierre Boaistuau in 1559 in the first volume of his Histories Tragiques. Boaistuau adds much moralising and sentiment, and the characters indulge in rhetorical outbursts.[21]
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In his 1562 narrative poem The Tragical History of Romeus and Juliet, Arthur Brooke translated Boaistuau faithfully but adjusted it to reflect parts of Chaucer's Troilus and Criseyde.[22] There was a trend among writers and playwrights to publish works based on Italian novelle—Italian tales were very popular among theatre-goers—and Shakespeare may well have been familiar with William Painter's 1567 collection of Italian tales titled Palace of Pleasure.[23] This collection included a version in prose of the Romeo and Juliet story named "The goodly History of the true and constant love of Romeo and Juliett". Shakespeare took advantage of this popularity: The Merchant of Venice, Much Ado About Nothing, All's Well That Ends Well, Measure for Measure, and Romeo and Juliet are all from Italian novelle. Romeo and Juliet is a dramatisation of Brooke's translation, and Shakespeare follows the poem closely but adds extra detail to both major and minor characters (in particular the Nurse and Mercutio).[24][25][26]
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Christopher Marlowe's Hero and Leander and Dido, Queen of Carthage, both similar stories written in Shakespeare's day, are thought to be less of a direct influence, although they may have helped create an atmosphere in which tragic love stories could thrive.[22]
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It is unknown when exactly Shakespeare wrote Romeo and Juliet. Juliet's nurse refers to an earthquake she says occurred 11 years ago.[27] This may refer to the Dover Straits earthquake of 1580, which would date that particular line to 1591. Other earthquakes—both in England and in Verona—have been proposed in support of the different dates.[28] But the play's stylistic similarities with A Midsummer Night's Dream and other plays conventionally dated around 1594–95, place its composition sometime between 1591 and 1595.[29][b] One conjecture is that Shakespeare may have begun a draft in 1591, which he completed in 1595.[30]
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Shakespeare's Romeo and Juliet was published in two quarto editions prior to the publication of the First Folio of 1623. These are referred to as Q1 and Q2. The first printed edition, Q1, appeared in early 1597, printed by John Danter. Because its text contains numerous differences from the later editions, it is labelled a so-called 'bad quarto'; the 20th-century editor T. J. B. Spencer described it as "a detestable text, probably a reconstruction of the play from the imperfect memories of one or two of the actors", suggesting that it had been pirated for publication.[31] An alternative explanation for Q1's shortcomings is that the play (like many others of the time) may have been heavily edited before performance by the playing company.[32] However, "the theory, formulated by [Alfred] Pollard," that the 'bad quarto' was "reconstructed from memory by some of the actors is now under attack. Alternative theories are that some or all of 'the bad quartos' are early versions by Shakespeare or abbreviations made either for Shakespeare's company or for other companies."[33] In any event, its appearance in early 1597 makes 1596 the latest possible date for the play's composition.[28]
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The superior Q2 called the play The Most Excellent and Lamentable Tragedie of Romeo and Juliet. It was printed in 1599 by Thomas Creede and published by Cuthbert Burby. Q2 is about 800 lines longer than Q1.[32] Its title page describes it as "Newly corrected, augmented and amended". Scholars believe that Q2 was based on Shakespeare's pre-performance draft (called his foul papers) since there are textual oddities such as variable tags for characters and "false starts" for speeches that were presumably struck through by the author but erroneously preserved by the typesetter. It is a much more complete and reliable text and was reprinted in 1609 (Q3), 1622 (Q4) and 1637 (Q5).[31] In effect, all later Quartos and Folios of Romeo and Juliet are based on Q2, as are all modern editions since editors believe that any deviations from Q2 in the later editions (whether good or bad) are likely to have arisen from editors or compositors, not from Shakespeare.[32]
|
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The First Folio text of 1623 was based primarily on Q3, with clarifications and corrections possibly coming from a theatrical prompt book or Q1.[31][34] Other Folio editions of the play were printed in 1632 (F2), 1664 (F3), and 1685 (F4).[35] Modern versions—that take into account several of the Folios and Quartos—first appeared with Nicholas Rowe's 1709 edition, followed by Alexander Pope's 1723 version. Pope began a tradition of editing the play to add information such as stage directions missing in Q2 by locating them in Q1. This tradition continued late into the Romantic period. Fully annotated editions first appeared in the Victorian period and continue to be produced today, printing the text of the play with footnotes describing the sources and culture behind the play.[36]
|
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Scholars have found it extremely difficult to assign one specific, overarching theme to the play. Proposals for a main theme include a discovery by the characters that human beings are neither wholly good nor wholly evil, but instead are more or less alike,[37] awaking out of a dream and into reality, the danger of hasty action, or the power of tragic fate. None of these have widespread support. However, even if an overall theme cannot be found it is clear that the play is full of several small, thematic elements that intertwine in complex ways. Several of those most often debated by scholars are discussed below.[38]
|
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"Romeo
|
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If I profane with my unworthiest hand
|
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This holy shrine, the gentle sin is this:
|
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My lips, two blushing pilgrims, ready stand
|
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To smooth that rough touch with a tender kiss.
|
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Juliet
|
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Good pilgrim, you do wrong your hand too much,
|
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Which mannerly devotion shows in this;
|
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For saints have hands that pilgrims' hands do touch,
|
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And palm to palm is holy palmers' kiss."
|
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—Romeo and Juliet, Act I, Scene V[39]
|
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Romeo and Juliet is sometimes considered to have no unifying theme, save that of young love.[37] Romeo and Juliet have become emblematic of young lovers and doomed love. Since it is such an obvious subject of the play, several scholars have explored the language and historical context behind the romance of the play.[40]
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On their first meeting, Romeo and Juliet use a form of communication recommended by many etiquette authors in Shakespeare's day: metaphor. By using metaphors of saints and sins, Romeo was able to test Juliet's feelings for him in a non-threatening way. This method was recommended by Baldassare Castiglione (whose works had been translated into English by this time). He pointed out that if a man used a metaphor as an invitation, the woman could pretend she did not understand him, and he could retreat without losing honour. Juliet, however, participates in the metaphor and expands on it. The religious metaphors of "shrine", "pilgrim", and "saint" were fashionable in the poetry of the time and more likely to be understood as romantic rather than blasphemous, as the concept of sainthood was associated with the Catholicism of an earlier age.[41] Later in the play, Shakespeare removes the more daring allusions to Christ's resurrection in the tomb he found in his source work: Brooke's Romeus and Juliet.[42]
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In the later balcony scene, Shakespeare has Romeo overhear Juliet's soliloquy, but in Brooke's version of the story, her declaration is done alone. By bringing Romeo into the scene to eavesdrop, Shakespeare breaks from the normal sequence of courtship. Usually, a woman was required to be modest and shy to make sure that her suitor was sincere, but breaking this rule serves to speed along the plot. The lovers are able to skip courting and move on to plain talk about their relationship—agreeing to be married after knowing each other for only one night.[40] In the final suicide scene, there is a contradiction in the message—in the Catholic religion, suicides were often thought to be condemned to hell, whereas people who die to be with their loves under the "Religion of Love" are joined with their loves in paradise. Romeo and Juliet's love seems to be expressing the "Religion of Love" view rather than the Catholic view. Another point is that although their love is passionate, it is only consummated in marriage, which keeps them from losing the audience's sympathy.[43]
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The play arguably equates love and sex with death. Throughout the story, both Romeo and Juliet, along with the other characters, fantasise about it as a dark being, often equating it with a lover. Capulet, for example, when he first discovers Juliet's (faked) death, describes it as having deflowered his daughter.[44] Juliet later erotically compares Romeo and death. Right before her suicide, she grabs Romeo's dagger, saying "O happy dagger! This is thy sheath. There rust, and let me die."[45][46]
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—Romeo, Act III Scene I[47]
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Scholars are divided on the role of fate in the play. No consensus exists on whether the characters are truly fated to die together or whether the events take place by a series of unlucky chances. Arguments in favour of fate often refer to the description of the lovers as "star-cross'd". This phrase seems to hint that the stars have predetermined the lovers' future.[48] John W. Draper points out the parallels between the Elizabethan belief in the four humours and the main characters of the play (for example, Tybalt as a choleric). Interpreting the text in the light of humours reduces the amount of plot attributed to chance by modern audiences.[49] Still, other scholars see the play as a series of unlucky chances—many to such a degree that they do not see it as a tragedy at all, but an emotional melodrama.[49] Ruth Nevo believes the high degree to which chance is stressed in the narrative makes Romeo and Juliet a "lesser tragedy" of happenstance, not of character. For example, Romeo's challenging Tybalt is not impulsive; it is, after Mercutio's death, the expected action to take. In this scene, Nevo reads Romeo as being aware of the dangers of flouting social norms, identity, and commitments. He makes the choice to kill, not because of a tragic flaw, but because of circumstance.[50]
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"O brawling love, O loving hate,
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O any thing of nothing first create!
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O heavy lightness, serious vanity,
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Misshapen chaos of well-seeming forms,
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Feather of lead, bright smoke, cold fire, sick health,
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Still-waking sleep, that is not what it is!"
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—Romeo, Act I, Scene I[51]
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Scholars have long noted Shakespeare's widespread use of light and dark imagery throughout the play. Caroline Spurgeon considers the theme of light as "symbolic of the natural beauty of young love" and later critics have expanded on this interpretation.[50][52] For example, both Romeo and Juliet see the other as light in a surrounding darkness. Romeo describes Juliet as being like the sun,[53] brighter than a torch,[54] a jewel sparkling in the night,[55] and a bright angel among dark clouds.[56] Even when she lies apparently dead in the tomb, he says her "beauty makes This vault a feasting presence full of light."[57] Juliet describes Romeo as "day in night" and "Whiter than snow upon a raven's back."[58][59] This contrast of light and dark can be expanded as symbols—contrasting love and hate, youth and age in a metaphoric way.[50] Sometimes these intertwining metaphors create dramatic irony. For example, Romeo and Juliet's love is a light in the midst of the darkness of the hate around them, but all of their activity together is done in night and darkness while all of the feuding is done in broad daylight. This paradox of imagery adds atmosphere to the moral dilemma facing the two lovers: loyalty to family or loyalty to love. At the end of the story, when the morning is gloomy and the sun hiding its face for sorrow, light and dark have returned to their proper places, the outward darkness reflecting the true, inner darkness of the family feud out of sorrow for the lovers. All characters now recognise their folly in light of recent events, and things return to the natural order, thanks to the love and death of Romeo and Juliet.[52] The "light" theme in the play is also heavily connected to the theme of time since light was a convenient way for Shakespeare to express the passage of time through descriptions of the sun, moon, and stars.[60]
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—Paris, Act III Scene IV[61]
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Time plays an important role in the language and plot of the play. Both Romeo and Juliet struggle to maintain an imaginary world void of time in the face of the harsh realities that surround them. For instance, when Romeo swears his love to Juliet by the moon, she protests "O swear not by the moon, th'inconstant moon, / That monthly changes in her circled orb, / Lest that thy love prove likewise variable."[62] From the very beginning, the lovers are designated as "star-cross'd"[63][c] referring to an astrologic belief associated with time. Stars were thought to control the fates of humanity, and as time passed, stars would move along their course in the sky, also charting the course of human lives below. Romeo speaks of a foreboding he feels in the stars' movements early in the play, and when he learns of Juliet's death, he defies the stars' course for him.[49][65]
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Another central theme is haste: Shakespeare's Romeo and Juliet spans a period of four to six days, in contrast to Brooke's poem's spanning nine months.[60] Scholars such as G. Thomas Tanselle believe that time was "especially important to Shakespeare" in this play, as he used references to "short-time" for the young lovers as opposed to references to "long-time" for the "older generation" to highlight "a headlong rush towards doom".[60] Romeo and Juliet fight time to make their love last forever. In the end, the only way they seem to defeat time is through a death that makes them immortal through art.[66]
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Time is also connected to the theme of light and dark. In Shakespeare's day, plays were most often performed at noon or in the afternoon in broad daylight.[d] This forced the playwright to use words to create the illusion of day and night in his plays. Shakespeare uses references to the night and day, the stars, the moon, and the sun to create this illusion. He also has characters frequently refer to days of the week and specific hours to help the audience understand that time has passed in the story. All in all, no fewer than 103 references to time are found in the play, adding to the illusion of its passage.[67][68]
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The earliest known critic of the play was diarist Samuel Pepys, who wrote in 1662: "it is a play of itself the worst that I ever heard in my life."[69] Poet John Dryden wrote 10 years later in praise of the play and its comic character Mercutio: "Shakespear show'd the best of his skill in his Mercutio, and he said himself, that he was forc'd to kill him in the third Act, to prevent being killed by him."[69] Criticism of the play in the 18th century was less sparse but no less divided. Publisher Nicholas Rowe was the first critic to ponder the theme of the play, which he saw as the just punishment of the two feuding families. In mid-century, writer Charles Gildon and philosopher Lord Kames argued that the play was a failure in that it did not follow the classical rules of drama: the tragedy must occur because of some character flaw, not an accident of fate. Writer and critic Samuel Johnson, however, considered it one of Shakespeare's "most pleasing" plays.[70]
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In the later part of the 18th and through the 19th century, criticism centred on debates over the moral message of the play. Actor and playwright David Garrick's 1748 adaptation excluded Rosaline: Romeo abandoning her for Juliet was seen as fickle and reckless. Critics such as Charles Dibdin argued that Rosaline had been purposely included in the play to show how reckless the hero was and that this was the reason for his tragic end. Others argued that Friar Laurence might be Shakespeare's spokesman in his warnings against undue haste. With the advent of the 20th century, these moral arguments were disputed by critics such as Richard Green Moulton: he argued that accident, and not some character flaw, led to the lovers' deaths.[71]
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In Romeo and Juliet, Shakespeare employs several dramatic techniques that have garnered praise from critics; most notably the abrupt shifts from comedy to tragedy (an example is the punning exchange between Benvolio and Mercutio just before Tybalt arrives). Before Mercutio's death in Act three, the play is largely a comedy.[72] After his accidental demise, the play suddenly becomes serious and takes on a tragic tone. When Romeo is banished, rather than executed, and Friar Laurence offers Juliet a plan to reunite her with Romeo, the audience can still hope that all will end well. They are in a "breathless state of suspense" by the opening of the last scene in the tomb: If Romeo is delayed long enough for the Friar to arrive, he and Juliet may yet be saved.[73] These shifts from hope to despair, reprieve, and new hope serve to emphasise the tragedy when the final hope fails and both the lovers die at the end.[74]
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Shakespeare also uses sub-plots to offer a clearer view of the actions of the main characters. For example, when the play begins, Romeo is in love with Rosaline, who has refused all of his advances. Romeo's infatuation with her stands in obvious contrast to his later love for Juliet. This provides a comparison through which the audience can see the seriousness of Romeo and Juliet's love and marriage. Paris' love for Juliet also sets up a contrast between Juliet's feelings for him and her feelings for Romeo. The formal language she uses around Paris, as well as the way she talks about him to her Nurse, show that her feelings clearly lie with Romeo. Beyond this, the sub-plot of the Montague–Capulet feud overarches the whole play, providing an atmosphere of hate that is the main contributor to the play's tragic end.[74]
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Shakespeare uses a variety of poetic forms throughout the play. He begins with a 14-line prologue in the form of a Shakespearean sonnet, spoken by a Chorus. Most of Romeo and Juliet is, however, written in blank verse, and much of it in strict iambic pentameter, with less rhythmic variation than in most of Shakespeare's later plays.[75] In choosing forms, Shakespeare matches the poetry to the character who uses it. Friar Laurence, for example, uses sermon and sententiae forms and the Nurse uses a unique blank verse form that closely matches colloquial speech.[75] Each of these forms is also moulded and matched to the emotion of the scene the character occupies. For example, when Romeo talks about Rosaline earlier in the play, he attempts to use the Petrarchan sonnet form. Petrarchan sonnets were often used by men to exaggerate the beauty of women who were impossible for them to attain, as in Romeo's situation with Rosaline. This sonnet form is used by Lady Capulet to describe Count Paris to Juliet as a handsome man.[76] When Romeo and Juliet meet, the poetic form changes from the Petrarchan (which was becoming archaic in Shakespeare's day) to a then more contemporary sonnet form, using "pilgrims" and "saints" as metaphors.[77] Finally, when the two meet on the balcony, Romeo attempts to use the sonnet form to pledge his love, but Juliet breaks it by saying "Dost thou love me?"[78] By doing this, she searches for true expression, rather than a poetic exaggeration of their love.[79] Juliet uses monosyllabic words with Romeo but uses formal language with Paris.[80] Other forms in the play include an epithalamium by Juliet, a rhapsody in Mercutio's Queen Mab speech, and an elegy by Paris.[81] Shakespeare saves his prose style most often for the common people in the play, though at times he uses it for other characters, such as Mercutio.[82] Humour, also, is important: scholar Molly Mahood identifies at least 175 puns and wordplays in the text.[83] Many of these jokes are sexual in nature, especially those involving Mercutio and the Nurse.[84]
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Early psychoanalytic critics saw the problem of Romeo and Juliet in terms of Romeo's impulsiveness, deriving from "ill-controlled, partially disguised aggression",[85] which leads both to Mercutio's death and to the double suicide.[85][e] Romeo and Juliet is not considered to be exceedingly psychologically complex, and sympathetic psychoanalytic readings of the play make the tragic male experience equivalent with sicknesses.[87] Norman Holland, writing in 1966, considers Romeo's dream[88] as a realistic "wish fulfilling fantasy both in terms of Romeo's adult world and his hypothetical childhood at stages oral, phallic and oedipal" – while acknowledging that a dramatic character is not a human being with mental processes separate from those of the author.[89] Critics such as Julia Kristeva focus on the hatred between the families, arguing that this hatred is the cause of Romeo and Juliet's passion for each other. That hatred manifests itself directly in the lovers' language: Juliet, for example, speaks of "my only love sprung from my only hate"[90] and often expresses her passion through an anticipation of Romeo's death.[91] This leads on to speculation as to the playwright's psychology, in particular to a consideration of Shakespeare's grief for the death of his son, Hamnet.[92]
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Feminist literary critics argue that the blame for the family feud lies in Verona's patriarchal society. For Coppélia Kahn, for example, the strict, masculine code of violence imposed on Romeo is the main force driving the tragedy to its end. When Tybalt kills Mercutio, Romeo shifts into this violent mode, regretting that Juliet has made him so "effeminate".[93] In this view, the younger males "become men" by engaging in violence on behalf of their fathers, or in the case of the servants, their masters. The feud is also linked to male virility, as the numerous jokes about maidenheads aptly demonstrate.[94][95] Juliet also submits to a female code of docility by allowing others, such as the Friar, to solve her problems for her. Other critics, such as Dympna Callaghan, look at the play's feminism from a historicist angle, stressing that when the play was written the feudal order was being challenged by increasingly centralised government and the advent of capitalism. At the same time, emerging Puritan ideas about marriage were less concerned with the "evils of female sexuality" than those of earlier eras and more sympathetic towards love-matches: when Juliet dodges her father's attempt to force her to marry a man she has no feeling for, she is challenging the patriarchal order in a way that would not have been possible at an earlier time.[96]
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A number of critics have found the character of Mercutio to have unacknowledged homoerotic desire for Romeo.[97] Jonathan Goldberg examined the sexuality of Mercutio and Romeo utilising queer theory in Queering the Renaissance (1994), comparing their friendship with sexual love.[98] Mercutio, in friendly conversation, mentions Romeo's phallus, suggesting traces of homoeroticism.[99] An example is his joking wish "To raise a spirit in his mistress' circle ... letting it there stand / Till she had laid it and conjured it down."[100][101] Romeo's homoeroticism can also be found in his attitude to Rosaline, a woman who is distant and unavailable and brings no hope of offspring. As Benvolio argues, she is best replaced by someone who will reciprocate. Shakespeare's procreation sonnets describe another young man who, like Romeo, is having trouble creating offspring and who may be seen as being a homosexual. Goldberg believes that Shakespeare may have used Rosaline as a way to express homosexual problems of procreation in an acceptable way. In this view, when Juliet says "...that which we call a rose, by any other name would smell as sweet",[102] she may be raising the question of whether there is any difference between the beauty of a man and the beauty of a woman.[103]
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The balcony scene was introduced by Da Porto in 1524. He had Romeo walk frequently by her house, "sometimes climbing to her chamber window", and wrote, "It happened one night, as love ordained, when the moon shone unusually bright, that whilst Romeo was climbing the balcony, the young lady ... opened the window, and looking out saw him".[104] After this they have a conversation in which they declare eternal love to each other. A few decades later, Bandello greatly expanded this scene, diverging from the familiar one: Julia has her nurse deliver a letter asking Romeo to come to her window with a rope ladder, and he climbs the balcony with the help of his servant, Julia and the nurse (the servants discreetly withdraw after this).[18]
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Nevertheless, in October 2014, Lois Leveen speculated in The Atlantic that the original Shakespeare play did not contain a balcony.[105] The word, balcone, did not exist in the English language until two years after Shakespeare's death.[106] The balcony was certainly used in Thomas Otway's 1679 play, The History and Fall of Caius Marius, which had borrowed much of its story from Romeo and Juliet and placed the two lovers in a balcony reciting a speech similar to that between Romeo and Juliet. Leveen suggested that during the 18th century, David Garrick chose to use a balcony in his adaptation and revival of Romeo and Juliet and modern adaptations have continued this tradition.[105]
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Romeo and Juliet ranks with Hamlet as one of Shakespeare's most performed plays. Its many adaptations have made it one of his most enduring and famous stories.[108] Even in Shakespeare's lifetime, it was extremely popular. Scholar Gary Taylor measures it as the sixth most popular of Shakespeare's plays, in the period after the death of Christopher Marlowe and Thomas Kyd but before the ascendancy of Ben Jonson during which Shakespeare was London's dominant playwright.[109][f] The date of the first performance is unknown. The First Quarto, printed in 1597, says that "it hath been often (and with great applause) plaid publiquely", setting the first performance before that date. The Lord Chamberlain's Men were certainly the first to perform it. Besides their strong connections with Shakespeare, the Second Quarto actually names one of its actors, Will Kemp, instead of Peter, in a line in Act Five. Richard Burbage was probably the first Romeo, being the company's actor, and Master Robert Goffe (a boy) the first Juliet.[107] The premiere is likely to have been at "The Theatre", with other early productions at "The Curtain".[110] Romeo and Juliet is one of the first Shakespearean plays to have been performed outside England: a shortened and simplified version was performed in Nördlingen in 1604.[111]
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All theatres were closed down by the puritan government on 6 September 1642. Upon the restoration of the monarchy in 1660, two patent companies (the King's Company and the Duke's Company) were established, and the existing theatrical repertoire divided between them.[112]
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Sir William Davenant of the Duke's Company staged a 1662 adaptation in which Henry Harris played Romeo, Thomas Betterton Mercutio, and Betterton's wife Mary Saunderson Juliet: she was probably the first woman to play the role professionally.[113] Another version closely followed Davenant's adaptation and was also regularly performed by the Duke's Company. This was a tragicomedy by James Howard, in which the two lovers survive.[114]
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Thomas Otway's The History and Fall of Caius Marius, one of the more extreme of the Restoration adaptations of Shakespeare, debuted in 1680. The scene is shifted from Renaissance Verona to ancient Rome; Romeo is Marius, Juliet is Lavinia, the feud is between patricians and plebeians; Juliet/Lavinia wakes from her potion before Romeo/Marius dies. Otway's version was a hit, and was acted for the next seventy years.[113] His innovation in the closing scene was even more enduring, and was used in adaptations throughout the next 200 years: Theophilus Cibber's adaptation of 1744, and David Garrick's of 1748 both used variations on it.[115] These versions also eliminated elements deemed inappropriate at the time. For example, Garrick's version transferred all language describing Rosaline to Juliet, to heighten the idea of faithfulness and downplay the love-at-first-sight theme.[116][117] In 1750, a "Battle of the Romeos" began, with Spranger Barry and Susannah Maria Arne (Mrs. Theophilus Cibber) at Covent Garden versus David Garrick and George Anne Bellamy at Drury Lane.[118]
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The earliest known production in North America was an amateur one: on 23 March 1730, a physician named Joachimus Bertrand placed an advertisement in the Gazette newspaper in New York, promoting a production in which he would play the apothecary.[119] The first professional performances of the play in North America were those of the Hallam Company.[120]
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Garrick's altered version of the play was very popular, and ran for nearly a century.[113] Not until 1845 did Shakespeare's original return to the stage in the United States with the sisters Susan and Charlotte Cushman as Juliet and Romeo, respectively,[121] and then in 1847 in Britain with Samuel Phelps at Sadler's Wells Theatre.[122] Cushman adhered to Shakespeare's version, beginning a string of eighty-four performances. Her portrayal of Romeo was considered genius by many. The Times wrote: "For a long time Romeo has been a convention. Miss Cushman's Romeo is a creative, a living, breathing, animated, ardent human being."[123][121] Queen Victoria wrote in her journal that "no-one would ever have imagined she was a woman".[124] Cushman's success broke the Garrick tradition and paved the way for later performances to return to the original storyline.[113]
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Professional performances of Shakespeare in the mid-19th century had two particular features: firstly, they were generally star vehicles, with supporting roles cut or marginalised to give greater prominence to the central characters. Secondly, they were "pictorial", placing the action on spectacular and elaborate sets (requiring lengthy pauses for scene changes) and with the frequent use of tableaux.[125] Henry Irving's 1882 production at the Lyceum Theatre (with himself as Romeo and Ellen Terry as Juliet) is considered an archetype of the pictorial style.[126] In 1895, Sir Johnston Forbes-Robertson took over from Irving and laid the groundwork for a more natural portrayal of Shakespeare that remains popular today. Forbes-Robertson avoided the showiness of Irving and instead portrayed a down-to-earth Romeo, expressing the poetic dialogue as realistic prose and avoiding melodramatic flourish.[127]
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American actors began to rival their British counterparts. Edwin Booth (brother to John Wilkes Booth) and Mary McVicker (soon to be Edwin's wife) opened as Romeo and Juliet at the sumptuous Booth's Theatre (with its European-style stage machinery, and an air conditioning system unique in New York) on 3 February 1869. Some reports said it was one of the most elaborate productions of Romeo and Juliet ever seen in America; it was certainly the most popular, running for over six weeks and earning over $60,000 (equivalent to $1,000,000 in 2019).[128][g][h] The programme noted that: "The tragedy will be produced in strict accordance with historical propriety, in every respect, following closely the text of Shakespeare."[i]
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The first professional performance of the play in Japan may have been George Crichton Miln's company's production, which toured to Yokohama in 1890.[129] Throughout the 19th century, Romeo and Juliet had been Shakespeare's most popular play, measured by the number of professional performances. In the 20th century it would become the second most popular, behind Hamlet.[130]
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In 1933, the play was revived by actress Katharine Cornell and her director husband Guthrie McClintic and was taken on a seven-month nationwide tour throughout the United States. It starred Orson Welles, Brian Aherne and Basil Rathbone. The production was a modest success, and so upon the return to New York, Cornell and McClintic revised it, and for the first time the play was presented with almost all the scenes intact, including the Prologue. The new production opened on Broadway in December 1934. Critics wrote that Cornell was "the greatest Juliet of her time", "endlessly haunting", and "the most lovely and enchanting Juliet our present-day theatre has seen".[131]
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John Gielgud's New Theatre production in 1935 featured Gielgud and Laurence Olivier as Romeo and Mercutio, exchanging roles six weeks into the run, with Peggy Ashcroft as Juliet.[132] Gielgud used a scholarly combination of Q1 and Q2 texts and organised the set and costumes to match as closely as possible the Elizabethan period. His efforts were a huge success at the box office, and set the stage for increased historical realism in later productions.[133] Olivier later compared his performance and Gielgud's: "John, all spiritual, all spirituality, all beauty, all abstract things; and myself as all earth, blood, humanity ... I've always felt that John missed the lower half and that made me go for the other ... But whatever it was, when I was playing Romeo I was carrying a torch, I was trying to sell realism in Shakespeare."[134]
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Peter Brook's 1947 version was the beginning of a different style of Romeo and Juliet performances. Brook was less concerned with realism, and more concerned with translating the play into a form that could communicate with the modern world. He argued, "A production is only correct at the moment of its correctness, and only good at the moment of its success."[135] Brook excluded the final reconciliation of the families from his performance text.[136]
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Throughout the century, audiences, influenced by the cinema, became less willing to accept actors distinctly older than the teenage characters they were playing.[137] A significant example of more youthful casting was in Franco Zeffirelli's Old Vic production in 1960, with John Stride and Judi Dench, which would serve as the basis for his 1968 film.[136] Zeffirelli borrowed from Brook's ideas, altogether removing around a third of the play's text to make it more accessible. In an interview with The Times, he stated that the play's "twin themes of love and the total breakdown of understanding between two generations" had contemporary relevance.[136][j]
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Recent performances often set the play in the contemporary world. For example, in 1986, the Royal Shakespeare Company set the play in modern Verona. Switchblades replaced swords, feasts and balls became drug-laden rock parties, and Romeo committed suicide by hypodermic needle.
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Neil Bartlett's production of Romeo and Juliet themed the play very contemporary with a cinematic look which started its life at the Lyric Hammersmith, London then went to West Yorkshire Playhouse for an exclusive run in 1995. The cast included Emily Woof as Juliet, Stuart Bunce as Romeo, Sebastian Harcombe as Mercutio, Ashley Artus as Tybalt, Souad Faress as Lady Capulet and Silas Carson as Paris.[139] In 1997, the Folger Shakespeare Theatre produced a version set in a typical suburban world. Romeo sneaks into the Capulet barbecue to meet Juliet, and Juliet discovers Tybalt's death while in class at school.[140]
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The play is sometimes given a historical setting, enabling audiences to reflect on the underlying conflicts. For example, adaptations have been set in the midst of the Israeli–Palestinian conflict,[141] in the apartheid era in South Africa,[142] and in the aftermath of the Pueblo Revolt.[143] Similarly, Peter Ustinov's 1956 comic adaptation, Romanoff and Juliet, is set in a fictional mid-European country in the depths of the Cold War.[144] A mock-Victorian revisionist version of Romeo and Juliet's final scene (with a happy ending, Romeo, Juliet, Mercutio, and Paris restored to life, and Benvolio revealing that he is Paris's love, Benvolia, in disguise) forms part of the 1980 stage-play The Life and Adventures of Nicholas Nickleby.[145] Shakespeare's R&J, by Joe Calarco, spins the classic in a modern tale of gay teenage awakening.[146] A recent comedic musical adaptation was The Second City's Romeo and Juliet Musical: The People vs. Friar Laurence, the Man Who Killed Romeo and Juliet, set in modern times.[147]
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In the 19th and 20th century, Romeo and Juliet has often been the choice of Shakespeare plays to open a classical theatre company, beginning with Edwin Booth's inaugural production of that play in his theatre in 1869, the newly re-formed company of the Old Vic in 1929 with John Gielgud, Martita Hunt, and Margaret Webster,[148] as well as the Riverside Shakespeare Company in its founding production in New York City in 1977, which used the 1968 film of Franco Zeffirelli's production as its inspiration.[149]
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In 2013, Romeo and Juliet ran on Broadway at Richard Rodgers Theatre from 19 September to 8 December for 93 regular performances after 27 previews starting on 24 August with Orlando Bloom and Condola Rashad in the starring roles.[150]
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The best-known ballet version is Prokofiev's Romeo and Juliet.[151] Originally commissioned by the Kirov Ballet, it was rejected by them when Prokofiev attempted a happy ending and was rejected again for the experimental nature of its music. It has subsequently attained an "immense" reputation, and has been choreographed by John Cranko (1962) and Kenneth MacMillan (1965) among others.[152]
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In 1977, Michael Smuin's production of one of the play's most dramatic and impassioned dance interpretations was debuted in its entirety by San Francisco Ballet. This production was the first full-length ballet to be broadcast by the PBS series "Great Performances: Dance in America"; it aired in 1978.[153]
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Dada Masilo, a South African dancer and choreographer, reinterpreted Romeo and Juliet in a new modern light. She introduced changes to the story, notably that of presenting the two families as multiracial.[154]
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"Romeo loved Juliet
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Juliet, she felt the same
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When he put his arms around her
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He said Julie, baby, you're my flame
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Thou givest fever ..."
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—Peggy Lee's rendition of "Fever"[155][156]
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At least 24 operas have been based on Romeo and Juliet.[157] The earliest, Romeo und Julie in 1776, a Singspiel by Georg Benda, omits much of the action of the play and most of its characters and has a happy ending. It is occasionally revived. The best-known is Gounod's 1867 Roméo et Juliette (libretto by Jules Barbier and Michel Carré), a critical triumph when first performed and frequently revived today.[158][159] Bellini's I Capuleti e i Montecchi is also revived from time to time, but has sometimes been judged unfavourably because of its perceived liberties with Shakespeare; however, Bellini and his librettist, Felice Romani, worked from Italian sources—principally Romani's libretto for Giulietta e Romeo by Nicola Vaccai—rather than directly adapting Shakespeare's play.[160] Among later operas, there is Heinrich Sutermeister's 1940 work Romeo und Julia.[161]
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Roméo et Juliette by Berlioz is a "symphonie dramatique", a large-scale work in three parts for mixed voices, chorus, and orchestra, which premiered in 1839.[162] Tchaikovsky's Romeo and Juliet Fantasy-Overture (1869, revised 1870 and 1880) is a 15-minute symphonic poem, containing the famous melody known as the "love theme".[163] Tchaikovsky's device of repeating the same musical theme at the ball, in the balcony scene, in Juliet's bedroom and in the tomb[164] has been used by subsequent directors: for example, Nino Rota's love theme is used in a similar way in the 1968 film of the play, as is Des'ree's Kissing You in the 1996 film.[165] Other classical composers influenced by the play include Henry Hugh Pearson (Romeo and Juliet, overture for orchestra, Op. 86), Svendsen (Romeo og Julie, 1876), Delius (A Village Romeo and Juliet, 1899–1901), Stenhammar (Romeo och Julia, 1922), and Kabalevsky (Incidental Music to Romeo and Juliet, Op. 56, 1956).[166]
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The play influenced several jazz works, including Peggy Lee's "Fever".[156] Duke Ellington's Such Sweet Thunder contains a piece entitled "The Star-Crossed Lovers"[167] in which the pair are represented by tenor and alto saxophones: critics noted that Juliet's sax dominates the piece, rather than offering an image of equality.[168] The play has frequently influenced popular music, including works by The Supremes, Bruce Springsteen, Tom Waits, Lou Reed,[169] and Taylor Swift.[170] The most famous such track is Dire Straits' "Romeo and Juliet".[171]
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The most famous musical theatre adaptation is West Side Story with music by Leonard Bernstein and lyrics by Stephen Sondheim. It débuted on Broadway in 1957 and in the West End in 1958 and was adapted as a popular film in 1961. This version updated the setting to mid-20th-century New York City and the warring families to ethnic gangs.[172] Other musical adaptations include Terrence Mann's 1999 rock musical William Shakespeare's Romeo and Juliet, co-written with Jerome Korman,[173] Gérard Presgurvic's 2001 Roméo et Juliette, de la Haine à l'Amour, Riccardo Cocciante's 2007 Giulietta & Romeo[174] and Johan Christher Schütz and Johan Petterssons's 2013 adaptation Carnival Tale (Tivolisaga) which takes place at a travelling carnival.[175]
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Romeo and Juliet had a profound influence on subsequent literature. Before then, romance had not even been viewed as a worthy topic for tragedy.[176] In Harold Bloom's words, Shakespeare "invented the formula that the sexual becomes the erotic when crossed by the shadow of death".[177] Of Shakespeare's works, Romeo and Juliet has generated the most—and the most varied—adaptations, including prose and verse narratives, drama, opera, orchestral and choral music, ballet, film, television, and painting.[178][k] The word "Romeo" has even become synonymous with "male lover" in English.[179]
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Romeo and Juliet was parodied in Shakespeare's own lifetime: Henry Porter's Two Angry Women of Abingdon (1598) and Thomas Dekker's Blurt, Master Constable (1607) both contain balcony scenes in which a virginal heroine engages in bawdy wordplay.[180] The play directly influenced later literary works. For example, the preparations for a performance form a major plot arc in Charles Dickens' Nicholas Nickleby.[181]
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Romeo and Juliet is one of Shakespeare's most-illustrated works.[182] The first known illustration was a woodcut of the tomb scene,[183] thought to be by Elisha Kirkall, which appeared in Nicholas Rowe's 1709 edition of Shakespeare's plays.[184] Five paintings of the play were commissioned for the Boydell Shakespeare Gallery in the late 18th century, one representing each of the five acts of the play.[185] The 19th-century fashion for "pictorial" performances led to directors drawing on paintings for their inspiration, which, in turn, influenced painters to depict actors and scenes from the theatre.[186] In the 20th century, the play's most iconic visual images have derived from its popular film versions.[187]
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In 2014, Simon & Schuster published Juliet's Nurse, a novel by historian and former college professor Lois M. Leveen imagining the fourteen years leading up to the events in the play from the point of view of the nurse. The nurse has the third largest number of lines in the original play; only the eponymous characters have more lines.[188]
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The play was the subject of a 2017 GCSE question by the Oxford, Cambridge and RSA Examinations board that was administered to c. 14000 students. The board attracted widespread media criticism and derision after the question appeared to confuse the Capulets and the Montagues,[189][190][191] with exams regulator Ofqual describing the error as unacceptable.[192]
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Romeo and Juliet was adapted into Manga format by publisher UDON Entertainment's Manga Classics imprint and was released in May 2018.[193]
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Romeo and Juliet may be the most-filmed play of all time.[194] The most notable theatrical releases were George Cukor's multi-Oscar-nominated 1936 production, Franco Zeffirelli's 1968 version, and Baz Luhrmann's 1996 MTV-inspired Romeo + Juliet. The latter two were both, in their time, the highest-grossing Shakespeare film ever.[195] Romeo and Juliet was first filmed in the silent era, by Georges Méliès, although his film is now lost.[194] The play was first heard on film in The Hollywood Revue of 1929, in which John Gilbert recited the balcony scene opposite Norma Shearer.[196]
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Shearer and Leslie Howard, with a combined age over 75, played the teenage lovers in George Cukor's MGM 1936 film version. Neither critics nor the public responded enthusiastically. Cinemagoers considered the film too "arty", staying away as they had from Warner's A Midsummer Night Dream a year before: leading to Hollywood abandoning the Bard for over a decade.[197] Renato Castellani won the Grand Prix at the Venice Film Festival for his 1954 film of Romeo and Juliet.[198] His Romeo, Laurence Harvey, was already an experienced screen actor.[199] By contrast, Susan Shentall, as Juliet, was a secretarial student who was discovered by the director in a London pub and was cast for her "pale sweet skin and honey-blonde hair".[200][l]
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Stephen Orgel describes Franco Zeffirelli's 1968 Romeo and Juliet as being "full of beautiful young people, and the camera and the lush technicolour, make the most of their sexual energy and good looks".[187] Zeffirelli's teenage leads, Leonard Whiting and Olivia Hussey, had virtually no previous acting experience but performed capably and with great maturity.[201][202] Zeffirelli has been particularly praised,[m] for his presentation of the duel scene as bravado getting out-of-control.[204] The film courted controversy by including a nude wedding-night scene[205] while Olivia Hussey was only fifteen.[206]
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Baz Luhrmann's 1996 Romeo + Juliet and its accompanying soundtrack successfully targeted the "MTV Generation": a young audience of similar age to the story's characters.[207] Far darker than Zeffirelli's version, the film is set in the "crass, violent and superficial society" of Verona Beach and Sycamore Grove.[208] Leonardo DiCaprio was Romeo and Claire Danes was Juliet.
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The play has been widely adapted for TV and film. In 1960, Peter Ustinov's cold-war stage parody, Romanoff and Juliet was filmed.[144] The 1961 film West Side Story—set among New York gangs—featured the Jets as white youths, equivalent to Shakespeare's Montagues, while the Sharks, equivalent to the Capulets, are Puerto Rican.[209] In 2006, Disney's High School Musical made use of Romeo and Juliet's plot, placing the two young lovers in different high school cliques instead of feuding families.[210] Film-makers have frequently featured characters performing scenes from Romeo and Juliet.[211][n] The conceit of dramatising Shakespeare writing Romeo and Juliet has been used several times,[212][213] including John Madden's 1998 Shakespeare in Love, in which Shakespeare writes the play against the backdrop of his own doomed love affair.[214][215] An anime series produced by Gonzo and SKY Perfect Well Think, called Romeo x Juliet, was made in 2007 and the 2013 version is the latest English-language film based on the play. In 2013, Sanjay Leela Bhansali directed the Bollywood film Goliyon Ki Raasleela Ram-Leela, a contemporary version of the play which starred Ranveer Singh and Deepika Padukone in leading roles. The film was a commercial and critical success.[216][217] In February 2014, BroadwayHD released a filmed version of the 2013 Broadway Revival of Romeo and Juliet. The production starred Orlando Bloom and Condola Rashad.[218]
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In April and May 2010, the Royal Shakespeare Company and the Mudlark Production Company presented a version of the play, entitled Such Tweet Sorrow, as an improvised, real-time series of tweets on Twitter. The production used RSC actors who engaged with the audience as well each other, performing not from a traditional script but a "Grid" developed by the Mudlark production team and writers Tim Wright and Bethan Marlow. The performers also make use of other media sites such as YouTube for pictures and video.[219]
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Title page of the Second Quarto of Romeo and Juliet published in 1599
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Act I prologue
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Act I scene 1: Quarrel between Capulets and Montagues
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Act I scene 2
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Act I scene 3
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Act I scene 4
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Act I scene 5
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Act I scene 5: Romeo's first interview with Juliet
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Act II prologue
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Act II scene 3
|
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Act II scene 5: Juliet intreats her nurse
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Act II scene 6
|
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|
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Act III scene 5: Romeo takes leave of Juliet
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Act IV scene 5: Juliet's fake death
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Act IV scene 5: Another depiction
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Act V scene 3: Juliet awakes to find Romeo dead
|
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+
All references to Romeo and Juliet, unless otherwise specified, are taken from the Arden Shakespeare second edition (Gibbons, 1980) based on the Q2 text of 1599, with elements from Q1 of 1597.[220] Under its referencing system, which uses Roman numerals, II.ii.33 means act 2, scene 2, line 33, and a 0 in place of a scene number refers to the prologue to the act.
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1 |
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The Romani (also spelled Romany /ˈroʊməni/, /ˈrɒ-/), colloquially known as Roma, are an Indo-Aryan ethnic group, traditionally nomadic itinerants living mostly in Europe, and diaspora populations in the Americas. The Romani as a people originate from the northern Indian subcontinent,[61][62][63] from the Rajasthan, Haryana, and Punjab regions of modern-day India.[62][63]
|
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|
7 |
+
Genetic findings appear to confirm that the Romani "came from a single group that left northwestern India" in about 512 CE.[64] Genetic research published in the European Journal of Human Genetics "revealed that over 70% of males belong to a single lineage that appears unique to the Roma".[65] They are dispersed, but their most concentrated populations are located in Europe, especially Central, Eastern and Southern Europe (including Turkey, Spain and Southern France). The Romani arrived in Mid-West Asia and Europe around 1007.[66] They have been associated with another Indo-Aryan group, the Dom people: the two groups have been said to have separated from each other or, at least, to share a similar history.[67] Specifically, the ancestors of both the Romani and the Dom left North India sometime between the 6th and 11th century.[66]
|
8 |
+
|
9 |
+
The Romani are widely known in English by the exonym Gypsies (or Gipsies), which is considered by some Roma people to be pejorative due to its connotations of illegality and irregularity.[68] Beginning in 1888, the Gypsy Lore Society[69] started to publish a journal that was meant to dispel rumors about their lifestyle.[70]
|
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|
11 |
+
Since the 19th century, some Romani have also migrated to the Americas. There are an estimated one million Roma in the United States;[6] and 800,000 in Brazil, most of whose ancestors emigrated in the 19th century from Eastern Europe. Brazil also includes a notable Romani community descended from people deported by the Portuguese Empire during the Portuguese Inquisition.[71] In migrations since the late 19th century, Romani have also moved to other countries in South America and to Canada.[72][page needed]
|
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+
|
13 |
+
In February 2016, during the International Roma Conference, the Indian Minister of External Affairs stated that the people of the Roma community were children of India.[73] The conference ended with a recommendation to the government of India to recognize the Roma community spread across 30 countries as a part of the Indian diaspora.[74]
|
14 |
+
|
15 |
+
The Romani language is divided into several dialects which together have an estimated number of speakers of more than two million.[75] The total number of Romani people is at least twice as high (several times as high according to high estimates). Many Romani are native speakers of the dominant language in their country of residence or of mixed languages combining the dominant language with a dialect of Romani; those varieties are sometimes called Para-Romani.[76]
|
16 |
+
|
17 |
+
Perceived as derogatory, many of these exonyms are falling out of standard usage and being replaced by a version of the name Roma.
|
18 |
+
|
19 |
+
Rom means man or husband in the Romani language. It has the variants dom and lom, which may be related to the Sanskrit words dam-pati (lord of the house, husband), dama (to subdue), lom (hair), lomaka (hairy), loman, roman (hairy), romaça (man with beard and long hair).[86] Another possible origin is from Sanskrit डोम doma (member of a low caste of travelling musicians and dancers).
|
20 |
+
|
21 |
+
In the Romani language, Rom is a masculine noun, meaning 'man of the Roma ethnic group' or 'man, husband', with the plural Roma. The feminine of Rom in the Romani language is Romni. However, in most cases, in other languages Rom is now used for people of both genders.[87]
|
22 |
+
|
23 |
+
Romani is the feminine adjective, while Romano is the masculine adjective. Some Romanies use Rom or Roma as an ethnic name, while others (such as the Sinti, or the Romanichal) do not use this term as a self-ascription for the entire ethnic group.[88]
|
24 |
+
|
25 |
+
Sometimes, rom and romani are spelled with a double r, i.e., rrom and rromani. In this case rr is used to represent the phoneme /ʀ/ (also written as ř and rh), which in some Romani dialects has remained different from the one written with a single r. The rr spelling is common in certain institutions (such as the INALCO Institute in Paris), or used in certain countries, e.g., Romania, to distinguish from the endonym/homonym for Romanians (sg. român, pl. români).[89]
|
26 |
+
|
27 |
+
In the English language (according to the Oxford English Dictionary), Rom is a noun (with the plural Roma or Roms) and an adjective, while Romani (Romany) is also a noun (with the plural Romani, the Romani, Romanies, or Romanis) and an adjective. Both Rom and Romani have been in use in English since the 19th century as an alternative for Gypsy.[90] Romani was sometimes spelled Rommany, but more often Romany, while today Romani is the most popular spelling. Occasionally, the double r spelling (e.g., Rroma, Rromani) mentioned above is also encountered in English texts.
|
28 |
+
|
29 |
+
The term Roma is increasingly encountered,[91][92] as a generic term for the Romani people.[93][94][95]
|
30 |
+
|
31 |
+
Because all Romanis use the word Romani as an adjective, the term became a noun for the entire ethnic group.[96] Today, the term Romani is used by some organizations, including the United Nations and the US Library of Congress.[89] However, the Council of Europe and other organizations consider that Roma is the correct term referring to all related groups, regardless of their country of origin, and recommend that Romani be restricted to the language and culture: Romani language, Romani culture.[87]
|
32 |
+
|
33 |
+
The standard assumption is that the demonyms of the Romani people, Lom and Dom share the same origin.[97][98]
|
34 |
+
|
35 |
+
The English term Gypsy (or Gipsy) originates from the Middle English gypcian, short for Egipcien. The Spanish term Gitano and French Gitan have similar etymologies. They are ultimately derived from the Greek Αιγύπτιοι (Aigyptioi), meaning Egyptian, via Latin. This designation owes its existence to the belief, common in the Middle Ages, that the Romani, or some related group (such as the Middle Eastern Dom people), were itinerant Egyptians.[99][100] This belief appears to derive from verses in the biblical Book of Ezekiel (29: 6 and 12-13) referring to the Egyptians being scattered among the nations by an angry God. According to one narrative, they were exiled from Egypt as punishment for allegedly harbouring the infant Jesus.[101] In his book 'The Zincali: an account of the Gypsies of Spain', George Borrow notes that when they first appeared in Germany it was under the character of Egyptians doing penance for their having refused hospitality to the Virgin and her son. As described in Victor Hugo's novel The Hunchback of Notre Dame, the medieval French referred to the Romanies as Egyptiens.
|
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+
|
37 |
+
This exonym is sometimes written with capital letter, to show that it designates an ethnic group.[102] However, the word is considered derogatory because of its negative and stereotypical associations.[94][103][104][105] The Council of Europe consider that "Gypsy" or equivalent terms, as well as administrative terms such as "Gens du Voyage" (referring in fact to an ethnic group but not acknowledging ethnic identification) are not in line with European recommendations.[87] In North America, the word Gypsy is most commonly used as a reference to Romani ethnicity, though lifestyle and fashion are at times also referenced by using this word.[106]
|
38 |
+
|
39 |
+
Another common designation of the Romani people is Cingane (alt. Tsinganoi, Zigar, Zigeuner), which likely derives from Athinganoi, the name of a Christian sect with whom the Romani (or some related group) became associated in the Middle Ages.[100][107][108][109]
|
40 |
+
|
41 |
+
For a variety of reasons, many Romanis choose not to register their ethnic identity in official censuses. There are an estimated 10 million Romani people in Europe (as of 2019),[110] although some high estimates by Romani organizations give numbers as high as 14 million.[111] Significant Romani populations are found in the Balkans, in some Central European states, in Spain, France, Russia and Ukraine. In the European Union there are an estimated 6 million Romanis.[112] Several million more Romanis may live outside Europe, in particular in the Middle East and in the Americas.[113]
|
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+
|
43 |
+
Like the Roma in general, many different ethnonyms are given to subgroups of Roma. Sometimes a subgroup uses more than one endonym, is commonly known by an exonym or erroneously by the endonym of another subgroup. The only name approaching an all-encompassing self-description is Rom.[114] Even when subgroups don't use the name, they all acknowledge a common origin and a dichotomy between themselves and Gadjo (non-Roma).[114] For instance, while the main group of Roma in German-speaking countries refer to themselves as Sinti, their name for their original language is Romanes.
|
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+
|
45 |
+
Subgroups have been described as, in part, a result of the Hindu caste system, which the founding population of Rom almost certainly experienced in their South Asian urheimat.[114][115]
|
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+
|
47 |
+
Many groups use names apparently derived from the Romani word kalo or calo, meaning "black" or "absorbing all light".[116] This closely resembles words for "black" or "dark" in Indo-Aryan languages (e.g., Sanskrit काल kāla: "black", "of a dark colour").[114] Likewise, the name of the Dom or Domba people of North India – to whom the Roma have genetic,[117] cultural and linguistic links – has come to imply "dark-skinned", in some Indian languages.[118] Hence names such as kale and calé may have originated as an exonym or a euphemism for Roma.
|
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+
|
49 |
+
Other endonyms for Romani include, for example:
|
50 |
+
|
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+
The Roma people have a number of distinct populations, the largest being the Roma and the Iberian Calé or Caló, who reached Anatolia and the Balkans about the early 12th century, from a migration out of northwestern India beginning about 600 years earlier.[132][64] They settled in present-day Turkey, Greece, Serbia, Romania, Moldova, Bulgaria, North Macedonia, Hungary and Slovakia, by order of volume, and Spain. From the Balkans, they migrated throughout Europe and, in the nineteenth and later centuries, to the Americas. The Romani population in the United States is estimated at more than one million.[133] Brazil has the second largest Romani population in the Americas, estimated at approximately 800,000 by the 2011 census. The Romani people are mainly called by non-Romani ethnic Brazilians as ciganos. Most of them belong to the ethnic subgroup Calés (Kale), of the Iberian peninsula. Juscelino Kubitschek, Brazilian president during 1956–1961 term, was 50% Czech Romani by his mother's bloodline; and Washington Luís, last president of the First Brazilian Republic (1926–1930 term), had Portuguese Kale ancestry.
|
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+
|
53 |
+
There is no official or reliable count of the Romani populations worldwide.[134] Many Romani refuse to register their ethnic identity in official censuses for fear of discrimination.[135][better source needed] Others are descendants of intermarriage with local populations and no longer identify only as Romani, or not at all.
|
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+
|
55 |
+
As of the early 2000s, an estimated 3.8[136][page needed] to 9 million Romani people lived in Europe and Asia Minor.[137][page needed] although some Romani organizations estimate numbers as high as 14 million.[138] Significant Romani populations are found in the Balkan peninsula, in some Central European states, in Spain, France, Russia, and Ukraine. The total number of Romani living outside Europe are primarily in the Middle East and North Africa and in the Americas, and are estimated in total at more than two million. Some countries do not collect data by ethnicity.
|
56 |
+
|
57 |
+
The Romani people identify as distinct ethnicities based in part on territorial, cultural and dialectal differences, and self-designation.[139][140][141][142]
|
58 |
+
|
59 |
+
Genetic findings suggest an Indian origin for Roma.[132][64][143] Because Romani groups did not keep chronicles of their history or have oral accounts of it, most hypotheses about the Romani's migration early history are based on linguistic theory.[144] There is also no known record of a migration from India to Europe from medieval times that can be connected indisputably to Roma.[145]
|
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+
|
61 |
+
According to a legend reported in the Persian epic poem, the Shahnameh, from Iran and repeated by several modern authors, the Sasanian king Bahrām V Gōr learned towards the end of his reign (421–39) that the poor could not afford to enjoy music, and he asked the king of India to send him ten thousand luris, lute-playing experts. When the luris arrived, Bahrām gave each one an ox, a donkey, and a donkey-load of wheat so that they could live on agriculture and play music for free for the poor. But the luris ate the oxen and the wheat and came back a year later with their cheeks hollowed with hunger. The king, angered with their having wasted what he had given them, ordered them to pack up their bags and go wandering around the world on their donkeys.[146]
|
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|
63 |
+
The linguistic evidence has indisputably shown that the roots of the Romani language lie in India: the language has grammatical characteristics of Indian languages and shares with them a large part of the basic lexicon, for example, regarding body parts or daily routines.[147]
|
64 |
+
|
65 |
+
More exactly, Romani shares the basic lexicon with Hindi and Punjabi. It shares many phonetic features with Marwari, while its grammar is closest to Bengali.[148]
|
66 |
+
|
67 |
+
Romani and Domari share some similarities: agglutination of postpositions of the second Layer (or case marking clitics) to the nominal stem, concord markers for the past tense, the neutralisation of gender marking in the plural, and the use of the oblique case as an accusative.[149] This has prompted much discussion about the relationships between these two languages. Domari was once thought to be a "sister language" of Romani, the two languages having split after the departure from the Indian subcontinent – but later research suggests that the differences between them are significant enough to treat them as two separate languages within the Central zone (Hindustani) group of languages. The Dom and the Rom therefore likely descend from two different migration waves out of India, separated by several centuries.[67][150]
|
68 |
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|
69 |
+
In phonology, Romani language shares several isoglosses with the Central branch of Indo-Aryan languages especially in the realization of some sounds of the Old Indo-Aryan. However, it also preserves several dental clusters. In regards to verb morphology, Romani follows exactly the same pattern of northwestern languages such as Kashmiri and Shina through the adoption of oblique enclitic pronouns as person markers, lending credence to the theory of their Central Indian origin and a subsequent migration to northwestern India. Though the retention of dental clusters suggests a break from central languages during the transition from Old to Middle Indo-Aryan, the overall morphology suggests that the language participated in some of the significant developments leading toward the emergence of New Indo-Aryan languages.[151]
|
70 |
+
Numerals in the Romani, Domari and Lomavren languages, with Sanskrit, Hindi and Persian forms for comparison.[152] Note that Romani 7–9 are borrowed from Greek.
|
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+
Genetic findings in 2012 suggest the Romani originated in northwestern India and migrated as a group.[132][64][153] According to the study, the ancestors of present scheduled castes and scheduled tribes populations of northern India, traditionally referred to collectively as the Ḍoma, are the likely ancestral populations of modern European Roma.[154] In December 2012, additional findings appeared to confirm the "Roma came from a single group that left northwestern India about 1,500 years ago".[64] They reached the Balkans about 900 years ago[132] and then spread throughout Europe. The team also found the Roma to display genetic isolation, as well as "differential gene flow in time and space with non-Romani Europeans".[132][64]
|
73 |
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|
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Genetic research published in European Journal of Human Genetics "has revealed that over 70% of males belong to a single lineage that appears unique to the Roma".[65]
|
75 |
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|
76 |
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Genetic evidence supports the medieval migration from India. The Romani have been described as "a conglomerate of genetically isolated founder populations",[155] while a number of common Mendelian disorders among Romanies from all over Europe indicates "a common origin and founder effect".[155][156]
|
77 |
+
|
78 |
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A study from 2001 by Gresham et al. suggests "a limited number of related founders, compatible with a small group of migrants splitting from a distinct caste or tribal group".[157] The same study found that "a single lineage... found across Romani populations, accounts for almost one-third of Romani males".[157] A 2004 study by Morar et al. concluded that the Romani population "was founded approximately 32–40 generations ago, with secondary and tertiary founder events occurring approximately 16–25 generations ago".[158]
|
79 |
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|
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Haplogroup H-M82 is a major lineage cluster in the Balkan Romani group, accounting for approximately 60% of the total.[159] Haplogroup H is uncommon in Europe but present in the Indian subcontinent and Sri Lanka.
|
81 |
+
|
82 |
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A study of 444 people representing three different ethnic groups in North Macedonia found mtDNA haplogroups M5a1 and H7a1a were dominant in Romanies (13.7% and 10.3%, respectively).[160]
|
83 |
+
|
84 |
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Y-DNA composition of Romani in North Macedonia, based on 57 samples:[161]
|
85 |
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|
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Y-DNA Haplogroup H1a occurs in Romani at frequencies 7–70%. Unlike ethnic Hungarians, among Hungarian and Slovakian Romani subpopulations, Haplogroup E-M78 and I1 usually occur above 10% and sometimes over 20%. While among Slovakian and Tiszavasvari Romani the dominant haplogroup is H1a, among Tokaj Romani is Haplogroup J2a (23%), while among Taktaharkány Romani is Haplogroup I2a (21%).[162] Five, rather consistent founder lineages throughout the subpopulations, were found among Romani – J-M67 and J-M92 (J2), H-M52 (H1a1), and I-P259 (I1?). Haplogroup I-P259 as H is not found at frequencies of over 3 percent among host populations, while haplogroups E and I are absent in South Asia. The lineages E-V13, I-P37 (I2a) and R-M17 (R1a) may represent gene flow from the host populations. Bulgarian, Romanian and Greek Romani are dominated by Haplogroup H-M82 (H1a1), while among Spanish Romani J2 is prevalent.[163] In Serbia among Kosovo[a] and Belgrade Romani Haplogroup H prevails, while among Vojvodina Romani, H drops to 7 percent and E-V13 rises to a prevailing level.[164]
|
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|
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Among non-Roma Europeans Haplogroup H is extremely rare, peaking at 7 percent among Albanians from Tirana[165] and 11 percent among Bulgarian Turks. It occurs at 5 percent among Hungarians,[162] although the carriers might be of Romani origin.[163] Among non Roma-speaking Europeans at 2 percent among Slovaks,[166] 2 percent among Croats,[167] 1 percent among Macedonians from Skopje, 3 percent among Macedonian Albanians,[168] 1 percent among Serbs from Belgrade,[169] 3 percent among Bulgarians from Sofia,[170] 1 percent among Austrians and Swiss,[171] 3 percent among Romanians from Ploiesti, 1 percent among Turks.[166]
|
89 |
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|
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They may have emerged from the modern Indian state of Rajasthan,[172] migrating to the northwest (the Punjab region, Sindh and Baluchistan of the Indian subcontinent) around 250 BC. Their subsequent westward migration, possibly in waves, is now believed to have occurred beginning in about CE 500.[64]
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It has also been suggested that emigration from India may have taken place in the context of the raids by Mahmud of Ghazni. As these soldiers were defeated, they were moved west with their families into the Byzantine Empire.[173] The author Ralph Lilley Turner theorised a central Indian origin of Romani followed by a migration to Northwest India as it shares a number of ancient isoglosses with Central Indo-Aryan languages in relation to realization of some sounds of Old Indo-Aryan. This is lent further credence by its sharing exactly the same pattern of northwestern languages such as Kashmiri and Shina through the adoption of oblique enclitic pronouns as person markers. The overall morphology suggests that Romani participated in some of the significant developments leading toward the emergence of New Indo-Aryan languages, thus indicating that the proto-Romani did not leave the Indian subcontinent until late in the second half of the first millennium.[151][174]
|
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|
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Though according to a 2012 genomic study, the Romani reached the Balkans as early as the 12th century,[175] the first historical records of the Romani reaching south-eastern Europe are from the 14th century: in 1322, after leaving Ireland on a pilgrimage to Jerusalem, Irish Franciscan friar Symon Semeonis encountered a migrant group of Romani outside the town of Candia (modern Heraklion), in Crete, calling them "the descendants of Cain"; his account is the earliest surviving description by a Western chronicler of the Romani in Europe.
|
94 |
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|
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In 1350, Ludolph of Saxony mentioned a similar people with a unique language whom he called Mandapolos, a word some think derives from the Greek word mantes (meaning prophet or fortune teller).[176]
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|
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Around 1360, a fiefdom called the Feudum Acinganorum was established in Corfu, which mainly used Romani serfs and to which the Romani on the island were subservient.[177]
|
98 |
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|
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By the 1440s, they were recorded in Germany;[178] and by the 16th century, Scotland and Sweden.[179] Some Romani migrated from Persia through North Africa, reaching the Iberian Peninsula in the 15th century. The two currents met in France.[180]
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|
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Their early history shows a mixed reception. Although 1385 marks the first recorded transaction for a Romani slave in Wallachia, they were issued safe conduct by Holy Roman Emperor Sigismund in 1417. Romanies were ordered expelled from the Meissen region of Germany in 1416, Lucerne in 1471, Milan in 1493, France in 1504, Catalonia in 1512, Sweden in 1525, England in 1530 (see Egyptians Act 1530), and Denmark in 1536. In 1510, any Romani found in Switzerland were ordered put to death, with similar rules established in England in 1554, and Denmark in 1589, whereas Portugal began deportations of Romanies to its colonies in 1538.[182]
|
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|
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A 1596 English statute gave Romanis special privileges that other wanderers lacked. France passed a similar law in 1683. Catherine the Great of Russia declared the Romanies "crown slaves" (a status superior to serfs), but also kept them out of certain parts of the capital.[183] In 1595, Ștefan Răzvan overcame his birth into slavery, and became the Voivode (Prince) of Moldavia.[182]
|
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|
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Since a royal edict by Charles II in 1695, Spanish Romanis had been restricted to certain towns.[184] An official edict in 1717 restricted them to only 75 towns and districts, so that they would not be concentrated in any one region. In the Great Gypsy Round-up, Romani were arrested and imprisoned by the Spanish Monarchy in 1749.
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|
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During the latter part of the 17th century, around the Franco-Dutch War, both France and Holland needed thousands of men to fight. Some recruitment took the form of rounding up vagrants and the poor to work the galleys and provide the armies' labour force. With this background, Romanis were targets of both the French and the Dutch.
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|
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After the wars, and into the first decade of the 18th century, Romanis were slaughtered with impunity throughout Holland. Romanis, called ‘heiden’ by the Dutch, wandered throughout the rural areas of Europe and became the societal pariahs of the age. Heidenjachten, translated as "heathen hunt" happened throughout Holland in an attempt to eradicate them.[185]
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|
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Although some Romani could be kept as slaves in Wallachia and Moldavia until abolition in 1856, the majority traveled as free nomads with their wagons, as alluded to in the spoked wheel symbol in the Romani flag.[186] Elsewhere in Europe, they were subjected to ethnic cleansing, abduction of their children, and forced labour. In England, Romani were sometimes expelled from small communities or hanged; in France, they were branded, and their heads were shaved; in Moravia and Bohemia, the women were marked by their ears being severed. As a result, large groups of the Romani moved to the East, toward Poland, which was more tolerant, and Russia, where the Romani were treated more fairly as long as they paid the annual taxes.[187]
|
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|
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+
Romani began emigrating to North America in colonial times, with small groups recorded in Virginia and French Louisiana. Larger-scale Roma emigration to the United States began in the 1860s, with Romanichal groups from Great Britain. The most significant number immigrated in the early 20th century, mainly from the Vlax group of Kalderash. Many Romani also settled in South America.
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|
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During World War II, the Nazis embarked on a systematic genocide of the Romani, a process known in Romani as the Porajmos.[188] Romanies were marked for extermination and sentenced to forced labor and imprisonment in concentration camps. They were often killed on sight, especially by the Einsatzgruppen (paramilitary death squads) on the Eastern Front.[189] The total number of victims has been variously estimated at between 220,000 and 1,500,000.[190]
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|
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The treatment of the Romani in Nazi puppet states differed markedly. In the Independent State of Croatia, the Ustaša killed almost the entire Roma population of 25,000. The concentration camp system of Jasenovac, run by the Ustaša militia and the Croat political police, were responsible for the deaths of between 15,000 and 20,000 Roma.[191]
|
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|
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In Czechoslovakia, they were labeled a "socially degraded stratum", and Romani women were sterilized as part of a state policy to reduce their population. This policy was implemented with large financial incentives, threats of denying future welfare payments, with misinformation, or after administering drugs.[192][193]
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|
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An official inquiry from the Czech Republic, resulting in a report (December 2005), concluded that the Communist authorities had practised an assimilation policy towards Romanis, which "included efforts by social services to control the birth rate in the Romani community. The problem of sexual sterilisation carried out in the Czech Republic, either with improper motivation or illegally, exists," said the Czech Public Defender of Rights, recommending state compensation for women affected between 1973 and 1991.[194] New cases were revealed up until 2004, in both the Czech Republic and Slovakia. Germany, Norway, Sweden and Switzerland "all have histories of coercive sterilization of minorities and other groups".[195]
|
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|
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The traditional Romanies place a high value on the extended family. Virginity is essential in unmarried women. Both men and women often marry young; there has been controversy in several countries over the Romani practise of child marriage. Romani law establishes that the man's family must pay a bride price to the bride's parents, but only traditional families still follow it.
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|
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Once married, the woman joins the husband's family, where her main job is to tend to her husband's and her children's needs and take care of her in-laws. The power structure in the traditional Romani household has at its top the oldest man or grandfather, and men, in general, have more authority than women. Women gain respect and power as they get older. Young wives begin gaining authority once they have children.
|
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+
|
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+
Romani social behavior is strictly regulated by Hindu purity laws[196] ("marime" or "marhime"), still respected by most Roma (and by most older generations of Sinti). This regulation affects many aspects of life and is applied to actions, people and things: parts of the human body are considered impure: the genital organs (because they produce emissions) and the rest of the lower body. Clothes for the lower body, as well as the clothes of menstruating women, are washed separately. Items used for eating are also washed in a different place. Childbirth is considered impure and must occur outside the dwelling place. The mother is deemed to be impure for forty days after giving birth.
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|
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Death is considered impure, and affects the whole family of the dead, who remain impure for a period of time. In contrast to the practice of cremating the dead, Romani dead must be buried.[197] Cremation and burial are both known from the time of the Rigveda, and both are widely practiced in Hinduism today (although the tendency is for Hindus to practice cremation, while some communities in South India tend to bury their dead).[198] Some animals are also considered impure, for instance, cats, because they lick their hindquarters. Horses, in contrast, are not considered impure because they cannot do so.[199]
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|
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+
In Romani philosophy, Romanipen (also romanypen, romanipe, romanype, romanimos, romaimos, romaniya) is the totality of the Romani spirit, Romani culture, Romani Law, being a Romani, a set of Romani strains.
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|
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An ethnic Romani is considered a gadjo in the Romani society if he has no Romanipen. Sometimes a non-Romani may be considered a Romani if he has Romanipen. Usually this is an adopted child. It has been hypothesized that it owes more to a framework of culture rather than simply an adherence to historically received rules.[200]
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|
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Most Romani people are Christian,[201] others Muslim; some retained their ancient faith of Hinduism from their original homeland of India, while others have their own religion and political organization.[202]
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The ancestors of modern-day Romani people were Hindu, but adopted Christianity or Islam depending on the regions through which they had migrated.[203] Muslim Roma are found in Turkey, Bosnia and Herzegovina, Albania, Egypt, Kosovo, North Macedonia, and Bulgaria, forming a very significant proportion of the Romani people. In neighboring countries such as Serbia and Greece, most Romani inhabitants follow the practice of Orthodoxy. It is likely that the adherence to differing religions prevented families from engaging in intermarriage.[204]
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|
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In Spain, most Gitanos are Roman Catholics.[citation needed]
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Some brotherhoods have organized Gitanos in their Holy Week devotions.
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+
They are popularly known as Cofradía de los Gitanos.
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+
However, the proportion of followers of Evangelical Christianity among Gitanos is higher than among the rest of Spaniards.[citation needed]
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Their version of el culto integrates Flamenco music.
|
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Blessed Ceferino Giménez Malla is recently considered a patron saint of the Romani people in Roman Catholicism.[205] Saint Sarah, or Sara e Kali, has also been venerated as a patron saint in her shrine at Saintes-Maries-de-la-Mer, France. Since the turn of the 21st century, Sara e Kali is understood to have been Kali, an Indian deity brought from India by the refugee ancestors of the Roma people; as the Roma became Christianized, she was absorbed in a syncretic way and venerated as a saint.[206]
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|
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Saint Sarah is now increasingly being considered as "a Romani Goddess, the Protectress of the Roma" and an "indisputable link with Mother India".[206][207]
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Romanies often adopt the dominant religion of their host country in the event that a ceremony associated with a formal religious institution is necessary, such as a baptism or funeral (their particular belief systems and indigenous religion and worship remain preserved regardless of such adoption processes). The Roma continue to practice "Shaktism", a practice with origins in India, whereby a female consort is required for the worship of a god. Adherence to this practice means that for the Roma who worship the Christian God, prayer is conducted through the Virgin Mary, or her mother, Saint Anne. Shaktism continues over one thousand years after the people's separation from India.[208]
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Besides the Roma elders (who serve as spiritual leaders), priests, churches, or bibles do not exist among the Romanies – the only exception is the Pentecostal Roma.[208]
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For the Roma communities that have resided in the Balkans for numerous centuries, often referred to as "Turkish Gypsies", the following histories apply for religious beliefs:
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In Ukraine and Russia, the Roma populations are also Muslim as the families of Balkan migrants continue to live in these locations. Their ancestors settled on the Crimean peninsula during the 17th and 18th centuries, but then migrated to Ukraine, southern Russia and the Povolzhie (along the Volga River). Formally, Islam is the religion that these communities align themselves with and the people are recognized for their staunch preservation of the Romani language and identity.[210]
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In Poland and Slovakia, their populations are Roman Catholic, many times adopting and following local, cultural Catholicism as a syncretic system of belief that incorporates distinct Roma beliefs and cultural aspects. For example, many Polish Roma delays their Church wedding due to the belief that sacramental marriage is accompanied by divine ratification, creating a virtually indissoluble union until the couple consummate, after which the sacramental marriage is dissoluble only by the death of a spouse. Therefore, for Polish Roma, once married, one can't ever divorce. Another aspect of Polish Roma's Catholicism is a tradition of pilgrimage to the Jasna Góra Monastery.[212]
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|
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Most Eastern European Romanies are Roman Catholic, Eastern Orthodox, or Muslim.[213] Those in Western Europe and the United States are mostly Roman Catholic or Protestant – in southern Spain, many Romanies are Pentecostal, but this is a small minority that has emerged in contemporary times.[208] In Egypt, the Romanies are split into Christian and Muslim populations.[214]
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Romani music plays an important role in Central and Eastern European countries such as Croatia, Bosnia and Herzegovina, Serbia, Montenegro, Bulgaria, North Macedonia, Albania, Hungary, Slovakia, Slovenia and Romania, and the style and performance practices of Romani musicians have influenced European classical composers such as Franz Liszt and Johannes Brahms. The lăutari who perform at traditional Romanian weddings are virtually all Romani.[citation needed]
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Probably the most internationally prominent contemporary performers[citation needed] in the lăutari tradition are Taraful Haiducilor. Bulgaria's popular "wedding music", too, is almost exclusively performed by Romani musicians such as Ivo Papasov, a virtuoso clarinetist closely associated with this genre and Bulgarian pop-folk singer Azis.
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Many famous classical musicians, such as the Hungarian pianist Georges Cziffra, are Romani, as are many prominent performers of manele. Zdob și Zdub, one of the most prominent rock bands in Moldova, although not Romanies themselves, draw heavily on Romani music, as do Spitalul de Urgență in Romania, Shantel in Germany, Goran Bregović in Serbia, Darko Rundek in Croatia, Beirut and Gogol Bordello in the United States.
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Another tradition of Romani music is the genre of the Romani brass band, with such notable practitioners as Boban Marković of Serbia, and the brass lăutari groups Fanfare Ciocărlia and Fanfare din Cozmesti of Romania.
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|
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Dances such as the flamenco of Spain and Oriental dances of Egypt are said to have originated from the Romani.[215]
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The distinctive sound of Romani music has also strongly influenced bolero, jazz, and flamenco (especially cante jondo) in Spain. European-style gypsy jazz ("jazz Manouche" or "Sinti jazz") is still widely practiced among the original creators (the Romanie People); one who acknowledged this artistic debt was guitarist Django Reinhardt. Contemporary artists in this tradition known internationally include Stochelo Rosenberg, Biréli Lagrène, Jimmy Rosenberg, Paulus Schäfer and Tchavolo Schmitt.
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The Romanies of Turkey have achieved musical acclaim from national and local audiences. Local performers usually perform for special holidays. Their music is usually performed on instruments such as the darbuka, gırnata and cümbüş.[216]
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+
Romani contemporary art is art created by Romani people. It emerged at the climax of the process that began in Central and Eastern Europe in the late-1980s, when the interpretation of the cultural practice of minorities was enabled by a paradigm shift, commonly referred to in specialist literature as the Cultural turn. The idea of the "cultural turn" was introduced; and this was also the time when the notion of cultural democracy became crystallized in the debates carried on at various public forums. Civil society gained strength, and civil politics appeared, which is a prerequisite for cultural democracy. This shift of attitude in scholarly circles derived from concerns specific not only to ethnicity, but also to society, gender and class.[217]
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Most Romani speak one of several dialects of the Romani language,[218] an Indo-Aryan language, with roots in Sanskrit. They also often speak the languages of the countries they live in. Typically, they also incorporate loanwords and calques into Romani from the languages of those countries and especially words for terms that the Romani language does not have. Most of the Ciganos of Portugal, the Gitanos of Spain, the Romanichal of the UK, and Scandinavian Travellers have lost their knowledge of pure Romani, and respectively speak the mixed languages Caló,[219] Angloromany, and Scandoromani. Most of the speaker communities in these regions consist of later immigrants from eastern or central Europe.[220]
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There are no concrete statistics for the number of Romani speakers, both in Europe and globally. However, a conservative estimation has been made at 3.5 million speakers in Europe and a further 500,000 elsewhere,[220] although the actual number may be considerably higher. This makes Romani the second largest minority language in Europe, behind Catalan.[220]
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In relation to dialect diversity, Romani works in the same way as most other European languages.[221] Cross-dialect communication is dominated by the following features:
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One of the most enduring persecutions against the Romani people was their enslavement. Slavery was widely practiced in medieval Europe, including the territory of present-day Romania from before the founding of the principalities of Moldavia and Wallachia in the 13th–14th century.[222][page needed] Legislation decreed that all the Romani living in these states, as well as any others who immigrated there, were classified as slaves.[223] Slavery was gradually abolished during the 1840s and 1850s.[224][page needed]
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The exact origins of slavery in the Danubian Principalities are not known. There is some debate over whether the Romani people came to Wallachia and Moldavia as free men or were brought as slaves. Historian Nicolae Iorga associated the Roma people's arrival with the 1241 Mongol invasion of Europe and considered their slavery as a vestige of that era, in which the Romanians took the Roma as slaves from the Mongols and preserved their status to use their labor. Other historians believe that the Romani were enslaved while captured during the battles with the Tatars. The practice of enslaving war prisoners may also have been adopted from the Mongols.[222][page needed]
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Some Romani may have been slaves or auxiliary troops of the Mongols or Tatars, but most of them migrated from south of the Danube at the end of the 14th century, some time after the foundation of Wallachia. By then, the institution of slavery was already established in Moldavia and possibly in both principalities. After the Roma migrated into the area, slavery became a widespread practice by the majority population. The Tatar slaves, smaller in numbers, were eventually merged into the Roma population.[225]
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Some branches of the Romani people reached Western Europe in the 15th century, fleeing as refugees from the Ottoman conquest of the Balkans.[226] Although the Romani were refugees from the conflicts in southeastern Europe, they were often suspected by certain populations in the West of being associated with the Ottoman invasion because their physical appearance seemed Turkish. (The Imperial Diet at Landau and Freiburg in 1496–1498 declared that the Romani were spies of the Turks). In Western Europe, such suspicions and discrimination against a people who were a visible minority resulted in persecution, often violent, with efforts to achieve ethnic cleansing until the modern era. In times of social tension, the Romani suffered as scapegoats; for instance, they were accused of bringing the plague during times of epidemics.[227]
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On 30 July 1749, Spain conducted The Great Roundup of Romani (Gitanos) in its territory. The Spanish Crown ordered a nationwide raid that led to the break-up of families as all able-bodied men were interned into forced labor camps in an attempt at ethnic cleansing. The measure was eventually reversed and the Romanis were freed as protests began to arise in different communities, sedentary romanis being highly esteemed and protected in rural Spain.[228][229]
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+
|
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+
Later in the 19th century, Romani immigration was forbidden on a racial basis in areas outside Europe, mostly in the English-speaking world. Argentina in 1880 prohibited immigration by Roma, as did the United States in 1885.[227]
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+
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195 |
+
In the Habsburg Monarchy under Maria Theresa (1740–1780), a series of decrees tried to force the Romanies to permanently settle, removed rights to horse and wagon ownership (1754), renamed them as "New Citizens" and forced Romani boys into military service if they had no trade (1761), forced them to register with the local authorities (1767), and prohibited marriage between Romanies (1773). Her successor Josef II prohibited the wearing of traditional Romani clothing and the use of the Romani language, punishable by flogging.[230]
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In Spain, attempts to assimilate the Gitanos were under way as early as 1619, when Gitanos were forcibly settled, the use of the Romani language was prohibited, Gitano men and women were sent to separate workhouses and their children sent to orphanages. King Charles III took on a more progressive attitude to Gitano assimilation, proclaiming their equal rights as Spanish citizens and ending official denigration based on their race. While he prohibited the nomadic lifestyle, the use of the Calo language, Romani clothing, their trade in horses and other itinerant trades, he also forbade any form of discrimination against them or barring them from the guilds. The use of the word gitano was also forbidden to further assimilation, substituted for "New Castilian", which was also applied to former Jews and Muslims.[231][232]
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+
Most historians agree that Charles III pragmática failed for three main reasons, ultimately derived from its implementation outside major cities and in marginal areas: The difficulty the Gitano community faced in changing its nomadic lifestyle, the marginal lifestyle in which the community had been driven by society and the serious difficulties of applying the pragmática in the fields of education and work. One author ascribes its failure to the overall rejection by the wider population of the integration of the Gitanos.[230][233]
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200 |
+
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+
Other examples of forced assimilation include Norway, where a law was passed in 1896 permitting the state to remove children from their parents and place them in state institutions.[234] This resulted in some 1,500 Romani children being taken from their parents in the 20th century.[235]
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202 |
+
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203 |
+
The persecution of the Romanies reached a peak during World War II in the Porajmos genocide perpetrated by Nazi Germany. In 1935, the Nuremberg laws stripped the Romani people living in Nazi Germany of their citizenship, after which they were subjected to violence, imprisonment in concentration camps and later genocide in extermination camps. The policy was extended in areas occupied by the Nazis during the war, and it was also applied by their allies, notably the Independent State of Croatia, Romania, and Hungary.
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Because no accurate pre-war census figures exist for the Romanis, it is impossible to accurately assess the actual number of victims. Most estimates for numbers of Romani victims of the Holocaust fall between 200,000 and 500,000, although figures ranging between 90,000 and 1.5 million have been proposed. Lower estimates do not include those killed in all Axis-controlled countries. A detailed study by Sybil Milton, formerly senior historian at the U.S. Holocaust Memorial Museum gave a figure of at least a minimum of 220,000, possibly closer to 500,000.[236] Ian Hancock, Director of the Program of Romani Studies and the Romani Archives and Documentation Center at the University of Texas at Austin, argues in favour of a higher figure of between 500,000 and 1,500,000.[237]
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In Central Europe, the extermination in the Protectorate of Bohemia and Moravia was so thorough that the Bohemian Romani language became extinct.
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In Europe, Romani people are associated with poverty, and are accused of high rates of crime and behaviours that are perceived by the rest of the population as being antisocial or inappropriate.[239] Partly for this reason, discrimination against the Romani people has continued to the present day,[240][241] although efforts are being made to address them.[242] Amnesty International reports continued instances of Antizigan discrimination during the 20th century, particularly in Romania, Serbia,[243] Slovakia,[244] Hungary,[245] Slovenia,[246] and Kosovo.[247] The European Union has recognized that discrimination against Romani must be addressed, and with the national Roma integration strategy they encourage member states to work towards greater Romani inclusion and upholding the rights of the Romani in the European union.[248]
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In Eastern Europe, Roma children often attend Roma Special Schools, separate from non-Roma children, which puts them at an educational disadvantage.[251]:83
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The Romanis of Kosovo have been severely persecuted by ethnic Albanians since the end of the Kosovo War, and the region's Romani community is, for the most part, annihilated.[252]
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Czechoslovakia carried out a policy of sterilization of Romani women, starting in 1973.[253] The dissidents of the Charter 77 denounced it in 1977–78 as a genocide, but the practice continued through the Velvet Revolution of 1989.[254] A 2005 report by the Czech Republic's independent ombudsman, Otakar Motejl, identified dozens of cases of coercive sterilization between 1979 and 2001, and called for criminal investigations and possible prosecution against several health care workers and administrators.[255]
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In 2008, following the rape and subsequent murder of an Italian woman in Rome at the hands of a young man from a local Romani encampment,[256] the Italian government declared that Italy's Romani population represented a national security risk and that swift action was required to address the emergenza nomadi (nomad emergency).[257] Specifically, officials in the Italian government accused the Romanies of being responsible for rising crime rates in urban areas.
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The 2008 deaths of Cristina and Violetta Djeordsevic, two Roma children who drowned while Italian beach-goers remained unperturbed, brought international attention to the relationship between Italians and the Roma people. Reviewing the situation in 2012, one Belgian magazine observed:
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On International Roma Day, which falls on 8 April, the significant proportion of Europe's 12 million Roma who live in deplorable conditions will not have much to celebrate. And poverty is not the only worry for the community. Ethnic tensions are on the rise. In 2008, Roma camps came under attack in Italy, intimidation by racist parliamentarians is the norm in Hungary. Speaking in 1993, Václav Havel prophetically remarked that "the treatment of the Roma is a Litmus test for democracy": and democracy has been found wanting. The consequences of the transition to capitalism have been disastrous for the Roma. Under communism they had jobs, free housing and schooling. Now many are unemployed, many are losing their homes and racism is increasingly rewarded with impunity.[258]
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The 2016 Pew Research poll found that Italians, in particular, hold strong anti-Roma views, with 82% of Italians expressing negative opinions about Roma. In Greece 67%, in Hungary 64%, in France 61%, in Spain 49%, in Poland 47%, in the UK 45%, in Sweden 42%, in Germany 40%, and in the Netherlands[259] 37% had an unfavourable view of Roma.[260] The 2019 Pew Research poll found that 83% of Italians, 76% of Slovaks, 72% of Greeks, 68% of Bulgarians, 66% of Czechs, 61% of Lithuanians, 61% of Hungarians, 54% of Ukrainians, 52% of Russians, 51% of Poles, 44% of French, 40% of Spaniards, and 37% of Germans held unfavorable views of Roma.[261]
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Reports of anti-Roma incidents are increasing across Europe.[262] Discrimination against Roma remains widespread in Romania,[263] Slovakia,[264] Bulgaria,[265][266], and the Czech Republic.[267] Roma communities across Ukraine have been the target of violent attacks.[268][269]
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In the summer of 2010, French authorities demolished at least 51 illegal Roma camps and began the process of repatriating their residents to their countries of origin.[270] This followed tensions between the French state and Roma communities, which had been heightened after French police opened fire and killed a traveller who drove through a police checkpoint, hitting an officer, and attempted to hit two more officers at another checkpoint. In retaliation a group of Roma, armed with hatchets and iron bars, attacked the police station of Saint-Aignan, toppled traffic lights and road signs and burned three cars.[271][272] The French government has been accused of perpetrating these actions to pursue its political agenda.[273] EU Justice Commissioner Viviane Reding stated that the European Commission should take legal action against France over the issue, calling the deportations "a disgrace". A leaked file dated 5 August, sent from the Interior Ministry to regional police chiefs, included the instruction: "Three hundred camps or illegal settlements must be cleared within three months, Roma camps are a priority."[274]
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Many depictions of Romani people in literature and art present romanticized narratives of mystical powers of fortune telling or irascible or passionate temper paired with an indomitable love of freedom and a habit of criminality. Romani were a popular subject in Venetian painting from the time of Giorgione at the start of the 16th century; the inclusion of such a figure adds an exotic oriental flavour to scenes. A Venetian Renaissance painting by Paris Bordone (ca. 1530, Strasbourg) of the Holy Family in Egypt makes Elizabeth, a Romani fortune-teller; the scene is otherwise located in a distinctly European landscape.[275]
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Particularly notable are classics like the story Carmen by Prosper Mérimée and the opera based on it by Georges Bizet, Victor Hugo's The Hunchback of Notre Dame, Herge's The Castafiore Emerald and Miguel de Cervantes' La Gitanilla. The Romani were also depicted in A Midsummer Night's Dream, As You Like It, Othello and The Tempest, all by William Shakespeare.
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The Romani were also heavily romanticized in the Soviet Union, a classic example being the 1975 film Tabor ukhodit v Nebo.
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A more realistic depiction of contemporary Romani in the Balkans, featuring Romani lay actors speaking in their native dialects, although still playing with established clichés of a Romani penchant for both magic and crime, was presented by Emir Kusturica in his Time of the Gypsies (1988) and Black Cat, White Cat (1998). The films of Tony Gatlif, a French director of Romani ethnicity, like Les Princes (1983), Latcho Drom (1993) and Gadjo Dilo (1997) also portray romani life.
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Paris Bordone, c. 1530, Elizabeth, at right, is shown as a Romani fortune-teller
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August von Pettenkofen: Gypsy Children (1885), Hermitage Museum
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Vincent van Gogh: The Caravans – Gypsy Camp near Arles (1888, oil on canvas)
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Carmen
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Esméralda
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Nicolae Grigorescu Gypsy from Boldu (1897), Art Museum of Iași
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General
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Lists
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European countries Roma links
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Non-governmental organisations
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Museums and libraries
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In Roman mythology, Romulus and Remus (/ˈrɒmjʊləs, -jəl- ... ˈriːməs/) are twin brothers whose story tells the events that led to the founding of the city of Rome and the Roman Kingdom by Romulus. The killing of Remus by his brother, along with other tales from their story, have inspired artists throughout the ages. Since ancient times, the image of the twins being suckled by a she-wolf has been a symbol of the city of Rome and the ancient Romans. Although the tale takes place before the founding of Rome around 750 BC, the earliest known written account of the myth is from the late 3rd century BC. Possible historical basis for the story, as well as whether the twins' myth was an original part of Roman myth or a later development, is a subject of ongoing debate.
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Romulus and Remus were born in Alba Longa, one of the ancient Latin cities near the future site of Rome. Their mother, Rhea Silvia was a vestal virgin and the daughter of the former king, Numitor, who had been displaced by his brother Amulius. In some sources, Rhea Silvia conceived them when their father, the god Mars, visited her in a sacred grove dedicated to him.[2]
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Seeing them as a possible threat to his rule, King Amulius ordered them to be killed and they were abandoned on the bank of the river Tiber to die. They were saved by the god Tiberinus, Father of the River, and survived with the care of others, at the site of what would eventually become Rome. In the most well-known episode, the twins were suckled by a she-wolf, in a cave now known as the Lupercal.[3] Eventually, they were adopted by Faustulus, a shepherd. They grew up tending flocks, unaware of their true identities. Over time, they became natural leaders and attracted a company of supporters from the community.
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When they were young adults, they became involved in a dispute between supporters of Numitor and Amulius. As a result, Remus was taken prisoner and brought to Alba Longa. Both his grandfather and the king suspected his true identity. Romulus, meanwhile, had organized an effort to free his brother and set out with help for the city. During this time they learned of their past and joined forces with their grandfather to restore him to the throne. Amulius was killed and Numitor was reinstated as king of Alba. The twins set out to build a city of their own.
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After arriving back in the area of the seven hills, they disagreed about the hill upon which to build. Romulus preferred the Palatine Hill, above the Lupercal; Remus preferred the Aventine Hill. When they could not resolve the dispute, they agreed to seek the gods' approval through a contest of augury. Remus first saw 6 auspicious birds but soon afterward, Romulus saw 12, and claimed to have won divine approval. The new dispute furthered the contention between them. In the aftermath, Remus was killed either by Romulus or by one of his supporters.[4] Romulus then went on to found the city of Rome, its institutions, government, military and religious traditions. He reigned for many years as its first king.
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The origins of the different elements in Rome's foundation myth are a subject of ongoing debate. They may have come from the Romans' own Italic origins, or from Hellenic influences that were included later. Definitively identifying those original elements has so far eluded classicists.[5] Roman historians dated the founding of Rome around 753 BC, but the earliest known written account of the myth is from the late 3rd century BC[6] There is an ongoing debate about how and when the "complete" fable came together.[7]
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Some elements are attested to earlier than others, and the storyline and the tone were variously influenced by the circumstances and tastes of the different sources as well as by contemporary Roman politics and concepts of propriety.[8] Whether the twins' myth was an original part of Roman myth or a later development is the subject of an ongoing debate.[7] Sources often contradict one another. They include the histories of Livy, Plutarch, Dionysius of Halicarnassus, and Tacitus as well as the work of Virgil and Ovid.[6][9][10]
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Quintus Fabius Pictor's work became authoritative to the early books of Livy's Ab Urbe Condita, Dionysius of Halicarnassus's Roman Antiquities, and Plutarch's Life of Romulus.[11]
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These three works have been among the most widely read versions of the myth. In all three works, the tales of the lupercal and the fratricide are overshadowed by that of the twins' lineage and connections to Aeneas and the deposing of Amulius. The latter receives the most attention in the accounts. Plutarch dedicates nearly half of his account to the overthrow of their uncle.
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Dionysius cites, among others, the histories of Pictor, Lucius Calpurnius Piso, Cato the Elder, Lucius Cincius Alimentus.
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The first book of Dionysius' twenty-volume history of Rome does not mention Remus until page 235 (chapter 71). After spending another 8 chapters discussing the background of their birth in Alba, he dedicates a total of 9 chapters to the tale (79–87). Most of that is spent discussing the conflict with Amulius.
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He goes on to discuss the various accounts of the city's founding by others, and the lineage and parentage of the twins for another 8 chapters until arriving at the tale of their abandonment by the Tiber. He spends the better part of the chapter 79 discussing the survival in the wild. Then the end of 79 through 84 on the account of their struggle with Amulius. 84 with the non-fantastical account of their survival 294. Finally 295 is the augury 85–86, 87–88 the fratricide.303
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Livy discusses the myth in chapters 4, 5, and 6 of his work's first book. p. 7 parentage 4 p. 8 survival. p. 8 the youth. 5 9–10 the struggle with Amulius. 6 p. 11 (the beginning only) the augury and fratricide.
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Plutarch relates the legend in chapters 2–10 of the Life of Romulus. He dedicates the most attention, nearly half the entire account, to conflict with Amulius.
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Fasti, the epic Latin poem by Ovid from the early 1st century contains a complete account of the twins' tale. Notably, it relates a tale wherein the ghost of Remus appears to Faustulus and his wife, whom the poet calls "Acca". In the story, Remus appears to them while in bed and expresses his anger at Celer for killing him and his own[clarification needed], as well as Romulus' unquestioned fraternal love.
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Roman History by Cassius Dio survives in fragment from various commentaries. They contain a more-or-less complete account. In them, he mentions an oracle that had predicted Amulius' death by a son of Numitor as the reason the Alban king expelled the boys. There is also a mention of "another Romulus and Remus" and another Rome having been founded long before on the same site.[12]
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This work contains a variety of versions of the story. In one, there is a reference to a woodpecker bringing the boys food during the time they were abandoned in the wild. In one account of the conflict with Amulius, the capture of Remus is not mentioned. Instead, Romulus, upon being told of his true identity and the crimes suffered by him and his family at the hands of the Alban king, simply decided to avenge them. He took his supporters directly to the city and killed Amulius, afterwards restoring his grandfather to the throne.[13]
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Modern scholarship approaches the various known stories of Romulus and Remus as cumulative elaborations and later interpretations of Roman foundation-myth. Particular versions and collations were presented by Roman historians as authoritative, an official history trimmed of contradictions and untidy variants to justify contemporary developments, genealogies and actions in relation to Roman morality. Other narratives appear to represent popular or folkloric tradition; some of these remain inscrutable in purpose and meaning. Wiseman sums the whole as the mythography of an unusually problematic foundation and early history.[16][17]
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The three canonical accounts of Livy, Dionysius, and Plutarch provide the broad literary basis for studies of Rome's founding mythography. They have much in common, but each is selective to its purpose. Livy's is a dignified handbook, justifying the purpose and morality of Roman traditions of his own day. Dionysius and Plutarch approach the same subjects as interested outsiders, and include founder-traditions not mentioned by Livy, untraceable to a common source and probably specific to particular regions, social classes or oral traditions.[18][19] A Roman text of the late Imperial era, Origo gentis Romanae (The origin of the Roman people) is dedicated to the many "more or less bizarre", often contradictory variants of Rome's foundation myth, including versions in which Remus founds a city named Remuria, five miles from Rome, and outlives his brother Romulus.[20][21]
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Roman historians and Roman traditions traced most Roman institutions to Romulus. He was credited with founding Rome's armies, its system of rights and laws, its state religion and government, and the system of patronage that underpinned all social, political and military activity.[22] In reality, such developments would have been spread over a considerable span of time. Some were much older and others much more recent. To most Romans, the evidence for the veracity of the legend and its central characters seemed clear and concrete, an essential part of Rome's sacred topography. One could visit the Lupercal, where the twins were suckled by the she-wolf, or offer worship to the deified Romulus-Quirinus at the "shepherd's hut", or see it acted out on stage, or simply read the Fasti.
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The legend as a whole encapsulates Rome's ideas of itself, its origins and moral values. For modern scholarship, it remains one of the most complex and problematic of all foundation myths, particularly in the manner of Remus's death. Ancient historians had no doubt that Romulus gave his name to the city. Most modern historians believe his name a back-formation from the name Rome; the basis for Remus's name and role remain subjects of ancient and modern speculation. The myth was fully developed into something like an "official", chronological version in the Late Republican and early Imperial era; Roman historians dated the city's foundation to between 758 and 728 BC, and Plutarch reckoned the twins' birth year as 771 BC. A tradition that gave Romulus a distant ancestor in the semi-divine Trojan prince Aeneas was further embellished, and Romulus was made the direct ancestor of Rome's first Imperial dynasty. Possible historical bases for the broad mythological narrative remain unclear and disputed.[23] The image of the she-wolf suckling the divinely fathered twins became an iconic representation of the city and its founding legend, making Romulus and Remus preeminent among the feral children of ancient mythography.
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Although a debate continues, current scholarship offers little evidence supporting the Roman foundation myth, including a historical Romulus or Remus.[24] Starting with Pictor, the written accounts must have reflected the commonly-held history of the city to some degree, as were not free to make things up.[25] The archaeologist Andrea Carandini is one of the very few modern scholars who accept Romulus and Remus as historical figures, based on the 1988 discovery of an ancient wall on the north slope of the Palatine Hill in Rome. Carandini dates the structure to the mid-8th century BC and names it the Murus Romuli.[26] In 2007, archaeologists reported the discovery of the Lupercal beneath the home of Emperor Augustus, but a debate over the discovery continues.[27][28]
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Ancient pictures of the Roman twins usually follow certain symbolic traditions, depending on the legend they follow: they either show a shepherd, the she-wolf, the twins under a fig tree, and one or two birds (Livy, Plutarch); or they depict two shepherds, the she-wolf, the twins in a cave, seldom a fig tree, and never any birds (Dionysius of Halicarnassus).
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The twins and the she-wolf were featured on what might be the earliest silver coins ever minted in Rome.[29]
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The Franks Casket, an Anglo-Saxon ivory box (early 7th century AD) shows Romulus and Remus in an unusual setting, two wolves instead of one, a grove instead of one tree or a cave, four kneeling warriors instead of one or two gesticulating shepherds. According to one interpretation, and as the runic inscription ("far from home") indicates, the twins are cited here as the Dioscuri, helpers at voyages such as Castor and Polydeuces. Their descent from the Roman god of war predestines them as helpers on the way to war. The carver transferred them into the Germanic holy grove and has Woden's second wolf join them. Thus the picture served — along with five other ones — to influence "wyrd", the fortune and fate of a warrior king.[30]
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The myth has been an inspiration to artists throughout the ages. Particular focus has been paid to the rape of Ilia by Mars and the suckling of the twins by the she-wolf.
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In the late 16th century, the wealthy Magnani family from Bologna commissioned a series of artworks based on the Roman foundation myth. The artists contributing works included a sculpture of Hercules with the infant twins by Gabriele Fiorini, featuring the patron's own face. The most important works were an elaborate series of frescoes collectively known as Histories of the Foundation of Rome by the Brothers Carracci: Ludovico, Annibale, and Agostino Carracci.
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The Loggia di Romolo e Remo is an unfinished, 15th century fresco by Gentile da Fabriano depicting episodes from the legend in the Palazzo Trinci.
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In Roman mythology, Romulus and Remus (/ˈrɒmjʊləs, -jəl- ... ˈriːməs/) are twin brothers whose story tells the events that led to the founding of the city of Rome and the Roman Kingdom by Romulus. The killing of Remus by his brother, along with other tales from their story, have inspired artists throughout the ages. Since ancient times, the image of the twins being suckled by a she-wolf has been a symbol of the city of Rome and the ancient Romans. Although the tale takes place before the founding of Rome around 750 BC, the earliest known written account of the myth is from the late 3rd century BC. Possible historical basis for the story, as well as whether the twins' myth was an original part of Roman myth or a later development, is a subject of ongoing debate.
|
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|
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+
Romulus and Remus were born in Alba Longa, one of the ancient Latin cities near the future site of Rome. Their mother, Rhea Silvia was a vestal virgin and the daughter of the former king, Numitor, who had been displaced by his brother Amulius. In some sources, Rhea Silvia conceived them when their father, the god Mars, visited her in a sacred grove dedicated to him.[2]
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Seeing them as a possible threat to his rule, King Amulius ordered them to be killed and they were abandoned on the bank of the river Tiber to die. They were saved by the god Tiberinus, Father of the River, and survived with the care of others, at the site of what would eventually become Rome. In the most well-known episode, the twins were suckled by a she-wolf, in a cave now known as the Lupercal.[3] Eventually, they were adopted by Faustulus, a shepherd. They grew up tending flocks, unaware of their true identities. Over time, they became natural leaders and attracted a company of supporters from the community.
|
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+
|
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+
When they were young adults, they became involved in a dispute between supporters of Numitor and Amulius. As a result, Remus was taken prisoner and brought to Alba Longa. Both his grandfather and the king suspected his true identity. Romulus, meanwhile, had organized an effort to free his brother and set out with help for the city. During this time they learned of their past and joined forces with their grandfather to restore him to the throne. Amulius was killed and Numitor was reinstated as king of Alba. The twins set out to build a city of their own.
|
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+
|
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After arriving back in the area of the seven hills, they disagreed about the hill upon which to build. Romulus preferred the Palatine Hill, above the Lupercal; Remus preferred the Aventine Hill. When they could not resolve the dispute, they agreed to seek the gods' approval through a contest of augury. Remus first saw 6 auspicious birds but soon afterward, Romulus saw 12, and claimed to have won divine approval. The new dispute furthered the contention between them. In the aftermath, Remus was killed either by Romulus or by one of his supporters.[4] Romulus then went on to found the city of Rome, its institutions, government, military and religious traditions. He reigned for many years as its first king.
|
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+
|
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+
The origins of the different elements in Rome's foundation myth are a subject of ongoing debate. They may have come from the Romans' own Italic origins, or from Hellenic influences that were included later. Definitively identifying those original elements has so far eluded classicists.[5] Roman historians dated the founding of Rome around 753 BC, but the earliest known written account of the myth is from the late 3rd century BC[6] There is an ongoing debate about how and when the "complete" fable came together.[7]
|
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+
|
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+
Some elements are attested to earlier than others, and the storyline and the tone were variously influenced by the circumstances and tastes of the different sources as well as by contemporary Roman politics and concepts of propriety.[8] Whether the twins' myth was an original part of Roman myth or a later development is the subject of an ongoing debate.[7] Sources often contradict one another. They include the histories of Livy, Plutarch, Dionysius of Halicarnassus, and Tacitus as well as the work of Virgil and Ovid.[6][9][10]
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Quintus Fabius Pictor's work became authoritative to the early books of Livy's Ab Urbe Condita, Dionysius of Halicarnassus's Roman Antiquities, and Plutarch's Life of Romulus.[11]
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These three works have been among the most widely read versions of the myth. In all three works, the tales of the lupercal and the fratricide are overshadowed by that of the twins' lineage and connections to Aeneas and the deposing of Amulius. The latter receives the most attention in the accounts. Plutarch dedicates nearly half of his account to the overthrow of their uncle.
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Dionysius cites, among others, the histories of Pictor, Lucius Calpurnius Piso, Cato the Elder, Lucius Cincius Alimentus.
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22 |
+
The first book of Dionysius' twenty-volume history of Rome does not mention Remus until page 235 (chapter 71). After spending another 8 chapters discussing the background of their birth in Alba, he dedicates a total of 9 chapters to the tale (79–87). Most of that is spent discussing the conflict with Amulius.
|
23 |
+
|
24 |
+
He goes on to discuss the various accounts of the city's founding by others, and the lineage and parentage of the twins for another 8 chapters until arriving at the tale of their abandonment by the Tiber. He spends the better part of the chapter 79 discussing the survival in the wild. Then the end of 79 through 84 on the account of their struggle with Amulius. 84 with the non-fantastical account of their survival 294. Finally 295 is the augury 85–86, 87–88 the fratricide.303
|
25 |
+
|
26 |
+
Livy discusses the myth in chapters 4, 5, and 6 of his work's first book. p. 7 parentage 4 p. 8 survival. p. 8 the youth. 5 9–10 the struggle with Amulius. 6 p. 11 (the beginning only) the augury and fratricide.
|
27 |
+
|
28 |
+
Plutarch relates the legend in chapters 2–10 of the Life of Romulus. He dedicates the most attention, nearly half the entire account, to conflict with Amulius.
|
29 |
+
|
30 |
+
Fasti, the epic Latin poem by Ovid from the early 1st century contains a complete account of the twins' tale. Notably, it relates a tale wherein the ghost of Remus appears to Faustulus and his wife, whom the poet calls "Acca". In the story, Remus appears to them while in bed and expresses his anger at Celer for killing him and his own[clarification needed], as well as Romulus' unquestioned fraternal love.
|
31 |
+
|
32 |
+
Roman History by Cassius Dio survives in fragment from various commentaries. They contain a more-or-less complete account. In them, he mentions an oracle that had predicted Amulius' death by a son of Numitor as the reason the Alban king expelled the boys. There is also a mention of "another Romulus and Remus" and another Rome having been founded long before on the same site.[12]
|
33 |
+
|
34 |
+
This work contains a variety of versions of the story. In one, there is a reference to a woodpecker bringing the boys food during the time they were abandoned in the wild. In one account of the conflict with Amulius, the capture of Remus is not mentioned. Instead, Romulus, upon being told of his true identity and the crimes suffered by him and his family at the hands of the Alban king, simply decided to avenge them. He took his supporters directly to the city and killed Amulius, afterwards restoring his grandfather to the throne.[13]
|
35 |
+
|
36 |
+
Modern scholarship approaches the various known stories of Romulus and Remus as cumulative elaborations and later interpretations of Roman foundation-myth. Particular versions and collations were presented by Roman historians as authoritative, an official history trimmed of contradictions and untidy variants to justify contemporary developments, genealogies and actions in relation to Roman morality. Other narratives appear to represent popular or folkloric tradition; some of these remain inscrutable in purpose and meaning. Wiseman sums the whole as the mythography of an unusually problematic foundation and early history.[16][17]
|
37 |
+
|
38 |
+
The three canonical accounts of Livy, Dionysius, and Plutarch provide the broad literary basis for studies of Rome's founding mythography. They have much in common, but each is selective to its purpose. Livy's is a dignified handbook, justifying the purpose and morality of Roman traditions of his own day. Dionysius and Plutarch approach the same subjects as interested outsiders, and include founder-traditions not mentioned by Livy, untraceable to a common source and probably specific to particular regions, social classes or oral traditions.[18][19] A Roman text of the late Imperial era, Origo gentis Romanae (The origin of the Roman people) is dedicated to the many "more or less bizarre", often contradictory variants of Rome's foundation myth, including versions in which Remus founds a city named Remuria, five miles from Rome, and outlives his brother Romulus.[20][21]
|
39 |
+
|
40 |
+
Roman historians and Roman traditions traced most Roman institutions to Romulus. He was credited with founding Rome's armies, its system of rights and laws, its state religion and government, and the system of patronage that underpinned all social, political and military activity.[22] In reality, such developments would have been spread over a considerable span of time. Some were much older and others much more recent. To most Romans, the evidence for the veracity of the legend and its central characters seemed clear and concrete, an essential part of Rome's sacred topography. One could visit the Lupercal, where the twins were suckled by the she-wolf, or offer worship to the deified Romulus-Quirinus at the "shepherd's hut", or see it acted out on stage, or simply read the Fasti.
|
41 |
+
|
42 |
+
The legend as a whole encapsulates Rome's ideas of itself, its origins and moral values. For modern scholarship, it remains one of the most complex and problematic of all foundation myths, particularly in the manner of Remus's death. Ancient historians had no doubt that Romulus gave his name to the city. Most modern historians believe his name a back-formation from the name Rome; the basis for Remus's name and role remain subjects of ancient and modern speculation. The myth was fully developed into something like an "official", chronological version in the Late Republican and early Imperial era; Roman historians dated the city's foundation to between 758 and 728 BC, and Plutarch reckoned the twins' birth year as 771 BC. A tradition that gave Romulus a distant ancestor in the semi-divine Trojan prince Aeneas was further embellished, and Romulus was made the direct ancestor of Rome's first Imperial dynasty. Possible historical bases for the broad mythological narrative remain unclear and disputed.[23] The image of the she-wolf suckling the divinely fathered twins became an iconic representation of the city and its founding legend, making Romulus and Remus preeminent among the feral children of ancient mythography.
|
43 |
+
|
44 |
+
Although a debate continues, current scholarship offers little evidence supporting the Roman foundation myth, including a historical Romulus or Remus.[24] Starting with Pictor, the written accounts must have reflected the commonly-held history of the city to some degree, as were not free to make things up.[25] The archaeologist Andrea Carandini is one of the very few modern scholars who accept Romulus and Remus as historical figures, based on the 1988 discovery of an ancient wall on the north slope of the Palatine Hill in Rome. Carandini dates the structure to the mid-8th century BC and names it the Murus Romuli.[26] In 2007, archaeologists reported the discovery of the Lupercal beneath the home of Emperor Augustus, but a debate over the discovery continues.[27][28]
|
45 |
+
|
46 |
+
Ancient pictures of the Roman twins usually follow certain symbolic traditions, depending on the legend they follow: they either show a shepherd, the she-wolf, the twins under a fig tree, and one or two birds (Livy, Plutarch); or they depict two shepherds, the she-wolf, the twins in a cave, seldom a fig tree, and never any birds (Dionysius of Halicarnassus).
|
47 |
+
|
48 |
+
The twins and the she-wolf were featured on what might be the earliest silver coins ever minted in Rome.[29]
|
49 |
+
|
50 |
+
The Franks Casket, an Anglo-Saxon ivory box (early 7th century AD) shows Romulus and Remus in an unusual setting, two wolves instead of one, a grove instead of one tree or a cave, four kneeling warriors instead of one or two gesticulating shepherds. According to one interpretation, and as the runic inscription ("far from home") indicates, the twins are cited here as the Dioscuri, helpers at voyages such as Castor and Polydeuces. Their descent from the Roman god of war predestines them as helpers on the way to war. The carver transferred them into the Germanic holy grove and has Woden's second wolf join them. Thus the picture served — along with five other ones — to influence "wyrd", the fortune and fate of a warrior king.[30]
|
51 |
+
|
52 |
+
The myth has been an inspiration to artists throughout the ages. Particular focus has been paid to the rape of Ilia by Mars and the suckling of the twins by the she-wolf.
|
53 |
+
|
54 |
+
In the late 16th century, the wealthy Magnani family from Bologna commissioned a series of artworks based on the Roman foundation myth. The artists contributing works included a sculpture of Hercules with the infant twins by Gabriele Fiorini, featuring the patron's own face. The most important works were an elaborate series of frescoes collectively known as Histories of the Foundation of Rome by the Brothers Carracci: Ludovico, Annibale, and Agostino Carracci.
|
55 |
+
|
56 |
+
The Loggia di Romolo e Remo is an unfinished, 15th century fresco by Gentile da Fabriano depicting episodes from the legend in the Palazzo Trinci.
|
en/5166.html.txt
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1 |
+
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2 |
+
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3 |
+
In Roman mythology, Romulus and Remus (/ˈrɒmjʊləs, -jəl- ... ˈriːməs/) are twin brothers whose story tells the events that led to the founding of the city of Rome and the Roman Kingdom by Romulus. The killing of Remus by his brother, along with other tales from their story, have inspired artists throughout the ages. Since ancient times, the image of the twins being suckled by a she-wolf has been a symbol of the city of Rome and the ancient Romans. Although the tale takes place before the founding of Rome around 750 BC, the earliest known written account of the myth is from the late 3rd century BC. Possible historical basis for the story, as well as whether the twins' myth was an original part of Roman myth or a later development, is a subject of ongoing debate.
|
4 |
+
|
5 |
+
Romulus and Remus were born in Alba Longa, one of the ancient Latin cities near the future site of Rome. Their mother, Rhea Silvia was a vestal virgin and the daughter of the former king, Numitor, who had been displaced by his brother Amulius. In some sources, Rhea Silvia conceived them when their father, the god Mars, visited her in a sacred grove dedicated to him.[2]
|
6 |
+
|
7 |
+
Seeing them as a possible threat to his rule, King Amulius ordered them to be killed and they were abandoned on the bank of the river Tiber to die. They were saved by the god Tiberinus, Father of the River, and survived with the care of others, at the site of what would eventually become Rome. In the most well-known episode, the twins were suckled by a she-wolf, in a cave now known as the Lupercal.[3] Eventually, they were adopted by Faustulus, a shepherd. They grew up tending flocks, unaware of their true identities. Over time, they became natural leaders and attracted a company of supporters from the community.
|
8 |
+
|
9 |
+
When they were young adults, they became involved in a dispute between supporters of Numitor and Amulius. As a result, Remus was taken prisoner and brought to Alba Longa. Both his grandfather and the king suspected his true identity. Romulus, meanwhile, had organized an effort to free his brother and set out with help for the city. During this time they learned of their past and joined forces with their grandfather to restore him to the throne. Amulius was killed and Numitor was reinstated as king of Alba. The twins set out to build a city of their own.
|
10 |
+
|
11 |
+
After arriving back in the area of the seven hills, they disagreed about the hill upon which to build. Romulus preferred the Palatine Hill, above the Lupercal; Remus preferred the Aventine Hill. When they could not resolve the dispute, they agreed to seek the gods' approval through a contest of augury. Remus first saw 6 auspicious birds but soon afterward, Romulus saw 12, and claimed to have won divine approval. The new dispute furthered the contention between them. In the aftermath, Remus was killed either by Romulus or by one of his supporters.[4] Romulus then went on to found the city of Rome, its institutions, government, military and religious traditions. He reigned for many years as its first king.
|
12 |
+
|
13 |
+
The origins of the different elements in Rome's foundation myth are a subject of ongoing debate. They may have come from the Romans' own Italic origins, or from Hellenic influences that were included later. Definitively identifying those original elements has so far eluded classicists.[5] Roman historians dated the founding of Rome around 753 BC, but the earliest known written account of the myth is from the late 3rd century BC[6] There is an ongoing debate about how and when the "complete" fable came together.[7]
|
14 |
+
|
15 |
+
Some elements are attested to earlier than others, and the storyline and the tone were variously influenced by the circumstances and tastes of the different sources as well as by contemporary Roman politics and concepts of propriety.[8] Whether the twins' myth was an original part of Roman myth or a later development is the subject of an ongoing debate.[7] Sources often contradict one another. They include the histories of Livy, Plutarch, Dionysius of Halicarnassus, and Tacitus as well as the work of Virgil and Ovid.[6][9][10]
|
16 |
+
Quintus Fabius Pictor's work became authoritative to the early books of Livy's Ab Urbe Condita, Dionysius of Halicarnassus's Roman Antiquities, and Plutarch's Life of Romulus.[11]
|
17 |
+
|
18 |
+
These three works have been among the most widely read versions of the myth. In all three works, the tales of the lupercal and the fratricide are overshadowed by that of the twins' lineage and connections to Aeneas and the deposing of Amulius. The latter receives the most attention in the accounts. Plutarch dedicates nearly half of his account to the overthrow of their uncle.
|
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+
|
20 |
+
Dionysius cites, among others, the histories of Pictor, Lucius Calpurnius Piso, Cato the Elder, Lucius Cincius Alimentus.
|
21 |
+
|
22 |
+
The first book of Dionysius' twenty-volume history of Rome does not mention Remus until page 235 (chapter 71). After spending another 8 chapters discussing the background of their birth in Alba, he dedicates a total of 9 chapters to the tale (79–87). Most of that is spent discussing the conflict with Amulius.
|
23 |
+
|
24 |
+
He goes on to discuss the various accounts of the city's founding by others, and the lineage and parentage of the twins for another 8 chapters until arriving at the tale of their abandonment by the Tiber. He spends the better part of the chapter 79 discussing the survival in the wild. Then the end of 79 through 84 on the account of their struggle with Amulius. 84 with the non-fantastical account of their survival 294. Finally 295 is the augury 85–86, 87–88 the fratricide.303
|
25 |
+
|
26 |
+
Livy discusses the myth in chapters 4, 5, and 6 of his work's first book. p. 7 parentage 4 p. 8 survival. p. 8 the youth. 5 9–10 the struggle with Amulius. 6 p. 11 (the beginning only) the augury and fratricide.
|
27 |
+
|
28 |
+
Plutarch relates the legend in chapters 2–10 of the Life of Romulus. He dedicates the most attention, nearly half the entire account, to conflict with Amulius.
|
29 |
+
|
30 |
+
Fasti, the epic Latin poem by Ovid from the early 1st century contains a complete account of the twins' tale. Notably, it relates a tale wherein the ghost of Remus appears to Faustulus and his wife, whom the poet calls "Acca". In the story, Remus appears to them while in bed and expresses his anger at Celer for killing him and his own[clarification needed], as well as Romulus' unquestioned fraternal love.
|
31 |
+
|
32 |
+
Roman History by Cassius Dio survives in fragment from various commentaries. They contain a more-or-less complete account. In them, he mentions an oracle that had predicted Amulius' death by a son of Numitor as the reason the Alban king expelled the boys. There is also a mention of "another Romulus and Remus" and another Rome having been founded long before on the same site.[12]
|
33 |
+
|
34 |
+
This work contains a variety of versions of the story. In one, there is a reference to a woodpecker bringing the boys food during the time they were abandoned in the wild. In one account of the conflict with Amulius, the capture of Remus is not mentioned. Instead, Romulus, upon being told of his true identity and the crimes suffered by him and his family at the hands of the Alban king, simply decided to avenge them. He took his supporters directly to the city and killed Amulius, afterwards restoring his grandfather to the throne.[13]
|
35 |
+
|
36 |
+
Modern scholarship approaches the various known stories of Romulus and Remus as cumulative elaborations and later interpretations of Roman foundation-myth. Particular versions and collations were presented by Roman historians as authoritative, an official history trimmed of contradictions and untidy variants to justify contemporary developments, genealogies and actions in relation to Roman morality. Other narratives appear to represent popular or folkloric tradition; some of these remain inscrutable in purpose and meaning. Wiseman sums the whole as the mythography of an unusually problematic foundation and early history.[16][17]
|
37 |
+
|
38 |
+
The three canonical accounts of Livy, Dionysius, and Plutarch provide the broad literary basis for studies of Rome's founding mythography. They have much in common, but each is selective to its purpose. Livy's is a dignified handbook, justifying the purpose and morality of Roman traditions of his own day. Dionysius and Plutarch approach the same subjects as interested outsiders, and include founder-traditions not mentioned by Livy, untraceable to a common source and probably specific to particular regions, social classes or oral traditions.[18][19] A Roman text of the late Imperial era, Origo gentis Romanae (The origin of the Roman people) is dedicated to the many "more or less bizarre", often contradictory variants of Rome's foundation myth, including versions in which Remus founds a city named Remuria, five miles from Rome, and outlives his brother Romulus.[20][21]
|
39 |
+
|
40 |
+
Roman historians and Roman traditions traced most Roman institutions to Romulus. He was credited with founding Rome's armies, its system of rights and laws, its state religion and government, and the system of patronage that underpinned all social, political and military activity.[22] In reality, such developments would have been spread over a considerable span of time. Some were much older and others much more recent. To most Romans, the evidence for the veracity of the legend and its central characters seemed clear and concrete, an essential part of Rome's sacred topography. One could visit the Lupercal, where the twins were suckled by the she-wolf, or offer worship to the deified Romulus-Quirinus at the "shepherd's hut", or see it acted out on stage, or simply read the Fasti.
|
41 |
+
|
42 |
+
The legend as a whole encapsulates Rome's ideas of itself, its origins and moral values. For modern scholarship, it remains one of the most complex and problematic of all foundation myths, particularly in the manner of Remus's death. Ancient historians had no doubt that Romulus gave his name to the city. Most modern historians believe his name a back-formation from the name Rome; the basis for Remus's name and role remain subjects of ancient and modern speculation. The myth was fully developed into something like an "official", chronological version in the Late Republican and early Imperial era; Roman historians dated the city's foundation to between 758 and 728 BC, and Plutarch reckoned the twins' birth year as 771 BC. A tradition that gave Romulus a distant ancestor in the semi-divine Trojan prince Aeneas was further embellished, and Romulus was made the direct ancestor of Rome's first Imperial dynasty. Possible historical bases for the broad mythological narrative remain unclear and disputed.[23] The image of the she-wolf suckling the divinely fathered twins became an iconic representation of the city and its founding legend, making Romulus and Remus preeminent among the feral children of ancient mythography.
|
43 |
+
|
44 |
+
Although a debate continues, current scholarship offers little evidence supporting the Roman foundation myth, including a historical Romulus or Remus.[24] Starting with Pictor, the written accounts must have reflected the commonly-held history of the city to some degree, as were not free to make things up.[25] The archaeologist Andrea Carandini is one of the very few modern scholars who accept Romulus and Remus as historical figures, based on the 1988 discovery of an ancient wall on the north slope of the Palatine Hill in Rome. Carandini dates the structure to the mid-8th century BC and names it the Murus Romuli.[26] In 2007, archaeologists reported the discovery of the Lupercal beneath the home of Emperor Augustus, but a debate over the discovery continues.[27][28]
|
45 |
+
|
46 |
+
Ancient pictures of the Roman twins usually follow certain symbolic traditions, depending on the legend they follow: they either show a shepherd, the she-wolf, the twins under a fig tree, and one or two birds (Livy, Plutarch); or they depict two shepherds, the she-wolf, the twins in a cave, seldom a fig tree, and never any birds (Dionysius of Halicarnassus).
|
47 |
+
|
48 |
+
The twins and the she-wolf were featured on what might be the earliest silver coins ever minted in Rome.[29]
|
49 |
+
|
50 |
+
The Franks Casket, an Anglo-Saxon ivory box (early 7th century AD) shows Romulus and Remus in an unusual setting, two wolves instead of one, a grove instead of one tree or a cave, four kneeling warriors instead of one or two gesticulating shepherds. According to one interpretation, and as the runic inscription ("far from home") indicates, the twins are cited here as the Dioscuri, helpers at voyages such as Castor and Polydeuces. Their descent from the Roman god of war predestines them as helpers on the way to war. The carver transferred them into the Germanic holy grove and has Woden's second wolf join them. Thus the picture served — along with five other ones — to influence "wyrd", the fortune and fate of a warrior king.[30]
|
51 |
+
|
52 |
+
The myth has been an inspiration to artists throughout the ages. Particular focus has been paid to the rape of Ilia by Mars and the suckling of the twins by the she-wolf.
|
53 |
+
|
54 |
+
In the late 16th century, the wealthy Magnani family from Bologna commissioned a series of artworks based on the Roman foundation myth. The artists contributing works included a sculpture of Hercules with the infant twins by Gabriele Fiorini, featuring the patron's own face. The most important works were an elaborate series of frescoes collectively known as Histories of the Foundation of Rome by the Brothers Carracci: Ludovico, Annibale, and Agostino Carracci.
|
55 |
+
|
56 |
+
The Loggia di Romolo e Remo is an unfinished, 15th century fresco by Gentile da Fabriano depicting episodes from the legend in the Palazzo Trinci.
|
en/5167.html.txt
ADDED
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1 |
+
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Ronaldo de Assis Moreira (born 21 March 1980), commonly known as Ronaldinho Gaúcho (Brazilian Portuguese: [ʁonawˈdʒĩɲu gaˈuʃu]) or simply Ronaldinho,[note 1] is a Brazilian former professional footballer and ambassador for Barcelona.[4] He played mostly as an attacking midfielder, but was also deployed as a forward or a winger. Often considered one of the best players of his generation and regarded by many as one of the greatest of all time,[note 2] Ronaldinho won two FIFA World Player of the Year awards and a Ballon d'Or. He was renowned for his technical skills and creativity; due to his agility, pace and
|
4 |
+
dribbling ability, as well as his use of tricks, feints, overhead kicks, no-look passes and accuracy from free-kicks.
|
5 |
+
|
6 |
+
Ronaldinho made his career debut for Grêmio, in 1998. At age 20, he moved to Paris Saint-Germain in France before signing for Barcelona in 2003. In his second season with Barcelona, he won his first FIFA World Player of the Year award, as Barcelona won the 2003–04 La Liga title. The season that followed is considered one of the best in his career as he was integral in Barcelona winning the UEFA Champions League, their first in fourteen years, as well as another La Liga title, giving Ronaldinho his first career double. After scoring two spectacular solo goals in the first 2005-06 El Clásico, Ronaldinho became the second Barcelona player, after Diego Maradona in 1983, to receive a standing ovation from Real Madrid fans at the Santiago Bernabéu. Ronaldinho also received his second FIFA World Player of the Year award, as well as the Ballon d'Or.
|
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+
|
8 |
+
Following a second-place La Liga finish to rivals Real Madrid in the 2006–07 season and an injury plagued 2007–08 season, Ronaldinho departed Barcelona to join Milan. He then returned to Brazil to play for Flamengo in 2011 and Atlético Mineiro a year later where he won the Copa Libertadores, before moving to Mexico to play for Querétaro and then back to Brazil to play for Fluminense in 2015. Ronaldinho accumulated numerous other individual awards in his career. He was included in the UEFA Team of the Year and the FIFA World XI three times, named UEFA Club Footballer of the Year in 2006 and the South American Footballer of the Year in 2013, and was named in the FIFA 100, a list of the world's greatest living players compiled by Pelé.
|
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+
|
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At international level, Ronaldinho played 97 matches for the Brazil national team, scoring 33 goals and representing his country in two FIFA World Cups. He was an integral part of the 2002 FIFA World Cup-winning team in Korea and Japan, starring alongside Ronaldo and Rivaldo in an attacking trio, and being named in the FIFA World Cup All-Star Team. As captain, he led Brazil to their second FIFA Confederations Cup title in 2005 and was named Man of the Match in the final.[5] Ronaldinho scored three goals in the tournament, taking his total to nine, making him the competition's joint all-time leading goalscorer.
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Ronaldo de Assis Moreira was born on 21 March 1980 in the city of Porto Alegre, the state capital of Rio Grande do Sul, Brazil. His mother, Miguelina Elói Assis dos Santos,[6] is a former salesperson who studied to become a nurse.[7] His father, João de Assis Moreira, was a shipyard worker and footballer for local club Esporte Clube Cruzeiro (not to be confused with the larger Cruzeiro Esporte Clube).[8] After Ronaldo's older brother Roberto signed with Grêmio, the family moved to a home in the more affluent Guarujá section of Porto Alegre, which was a gift from Grêmio to convince Roberto to stay at the club, but Roberto's career was ultimately cut short by injury. It was in their new home where his father hit his head and drowned in the swimming pool when Ronaldo was eight.[9] Today, Roberto acts as his manager, while his sister Deisi works as his press coordinator.[10][11]
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Ronaldo's football skills began to blossom at the age of eight, and he was first given the nickname Ronaldinho – "inho" meaning small – because he was often the youngest and the smallest player in youth club matches.[10] He developed an interest in futsal and beach football, which later expanded to organized football.[12] A lot of his signature moves originate from futsal, especially his ball control.[13] His first brush with the media came at the age of 13, when he scored all 23 goals in a 23–0 victory against a local team.[14] Ronaldinho was identified as a rising star at the 1997 U-17 World Championship in Egypt, in which he scored two goals on penalty kicks.[15][16]
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Growing up, his idols included the World Cup winning stars; Rivelino (from 1970), Diego Maradona (from 1986), Romário (from 1994), and his two future international teammates Ronaldo and Rivaldo (which would form the attacking trio in Brazil's 2002 World Cup winning team).[17] Ronaldinho is the father of a son, João, born on 25 February 2005 to Brazilian dancer Janaína Mendes and named after his late father.[18] He gained Spanish citizenship in 2007.[19] In March 2018 Ronaldinho joined the Brazilian Republican Party which has links to the Universal Church of the Kingdom of God.[20] Ronaldinho endorsed presidential candidate Jair Bolsonaro in the 2018 Brazilian presidential election.[21]
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— Grêmio coach Celso Roth.[22]
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Ronaldinho's career began with the Grêmio youth squad. He made his senior side debut during the 1998 Copa Libertadores.[23] 1999 saw the emergence of the 18-year-old Ronaldinho, with 23 goals in 48 matches, and he put in headlining displays in derbies against Internacional, most notably on 20 June 1999 in the Rio Grande do Sul State Championship final.[24] In a match-winning performance, Ronaldinho embarrassed Internacional's Brazilian legend and 1994 World Cup-winning captain Dunga, flicking the ball over his head on one occasion, and leaving him flat-footed in a mazy dribble on another.[24] Ronaldinho achieved further success with Grêmio, winning the inaugural Copa Sul-Minas.[24]
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In 2001, Arsenal expressed interest in signing Ronaldinho, but the move collapsed after he could not obtain a work permit because he was a non-EU player who had not played enough international matches.[25] He considered playing on loan with Scottish Premier League side St Mirren, which never happened due to his involvement in a fake passport scandal in Brazil.[26]
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In 2001, Ronaldinho signed a five-year contract with French club Paris Saint-Germain in a €5 million transfer.[28] Upon his arrival in Paris, Ronaldinho was given the number 21 shirt and inserted into a lineup that included fellow Brazilian Aloísio, midfielder Jay-Jay Okocha and striker Nicolas Anelka.[29]
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Ronaldinho made his league debut for the club on 4 August 2001, appearing as a substitute in a 1–1 draw with Auxerre.[30] Ronaldinho spent the majority of the first few months of the 2001–02 season alternated between the bench and starter's role. He scored his first goal for the club on 13 October in a 2–2 draw against Lyon, converting the equalizing penalty in the 79th minute after having come on ten minutes prior.[31] After returning from the winter break, Ronaldinho went on a tear, scoring a goal in four consecutive matches to open the new campaign. He recorded impressive goals against Monaco, Rennes, Lens and Lorient. On 16 March 2002, he recorded a double in PSG's 3–1 victory against relegation strugglers Troyes.[32] He scored his final league goal of the season in the club's 2–0 win over Metz on 27 April.[33]
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Ronaldinho was also influential in the 2001–02 Coupe de la Ligue, helping PSG reach the semi-finals where they were eliminated by Bordeaux. In a Round of 16 match against Guingamp, Ronaldinho scored two second half goals in the game after having entered the match as a half-time substitute. Despite Ronaldinho's initial success with the club, the season was marred by controversy with Paris Saint-Germain manager Luis Fernández, claiming that the Brazilian was too focused on the Parisian nightlife rather than football, and complained that his holidays in Brazil never ended at the scheduled times.[23]
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Despite repeated rifts with Fernández, Ronaldinho returned to the team for the 2002–03 season, with the player switching to the number 10 shirt. Though his performances in his second season with the club were underwhelming compared to his first, Ronaldinho performed admirably with the club. On 26 October 2002, he scored two goals in PSG's 3–1 victory over Classique rivals Marseille. The first goal was a free kick, which curled past numerous Marseille players in the 18-yard box before sailing past goalkeeper Vedran Runje. In the return match, he again scored in PSG's 3–0 victory at the Stade Vélodrome, running half the length of the field before flicking the ball over the goalkeeper.[34] On 22 February 2003, Ronaldinho scored the goal of the season (chosen by public vote) against Guingamp — he beat one opponent before playing a one-two to beat another, then lifted the ball over a third before beating a fourth with a step over (dropping his shoulder, moving right but going left) and finished by lifting the ball over the goalkeeper.[27]
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Ronaldinho was also praised for his performance in the Coupe de France when he scored both goals in the club's 2–0 win over Bordeaux in the semi-finals, which inserted PSG into the final. After scoring his first goal in the 22nd minute, Ronaldinho capped the game in the 81st minute, accurately chipping the ball at the 18-yard box over the head of goalkeeper Ulrich Ramé, despite Ramé being in a favorable position. For his performance, Ronaldinho was given a standing ovation by the Parisian supporters. Unfortunately for the club, however, Ronaldinho and the team failed to capture the form that got them to the final as they bowed out 2–1 to Auxerre due to a last minute goal from Jean-Alain Boumsong. Despite Ronaldinho's performances, the club finished in a disappointing 11th-placed position. Following the season, Ronaldinho declared he wanted to leave the club after the capital club failed to qualify for any European competition.[35]
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— Lionel Messi on the impact of Ronaldinho's arrival at Barcelona.[36]
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Newly elected FC Barcelona president Joan Laporta stated, "I said we would lead Barça to the forefront of the footballing world, and for that to occur we had to sign one of these three players, David Beckham, Thierry Henry or Ronaldinho".[37] Henry remained with Arsenal, and Laporta then promised to bring Beckham to the club, but following his transfer to Real Madrid, Barcelona entered the running for Ronaldinho and outbid Manchester United for his signature in a €30 million deal.[38][39]
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Ronaldinho made his team debut in a friendly against Juventus at Gillette Stadium in Foxborough, Massachusetts on 27 July, with coach Frank Rijkaard stating post match, "He has something special every time he touches the ball."[40] He scored his first competitive goal in La Liga on 3 September 2003 against Sevilla at 1.30 a.m. local time, in a match that kicked off at five minutes past midnight.[41] After receiving the ball from his goalkeeper inside his own half, Ronaldinho ran through the midfield and dribbled past two Sevilla players before striking the ball from 30 yards which hammered off the underside of the crossbar and back up into the roof of the net.[41] Ronaldinho suffered from injury during the first half of the campaign,[42] and Barcelona slumped to 12th in the league standings midway through the season. Ronaldinho returned from injury and scored 15 goals in La Liga during the 2003–04 season, helping the team ultimately finish second in the league.[43][44] His scooped pass set up the winning goal for Xavi away to Real Madrid on 25 April 2004, the club's first win at the Bernabéu in seven years, a result Xavi credits as the start of "the Barcelona rise."[45]
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Ronaldinho won his first league title in 2004–05, and was named FIFA World Player of the Year on 20 December 2004.[46] His captain at Barcelona, Carles Puyol, stated, "The greatest compliment I could give him is that he's given Barcelona our spirit back. He has made us smile again."[45] His fame was growing with his entertaining and productive play in both the La Liga and the UEFA Champions League. On 8 March 2005, Barcelona were eliminated from the latter competition by Chelsea in the first knockout round, losing 5–4 over two legs.[47] Ronaldinho scored both goals in the 4–2 second leg loss at Stamford Bridge in London, the second a spectacular strike where he feinted to shoot before striking the ball with no back-lift past Chelsea goalkeeper Petr Čech from 20 yards out.[47]
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"It's like someone pressed pause and for three seconds all the players stopped and I’m the only one that moves."
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On 1 May 2005, Ronaldinho made the assist for Lionel Messi's first goal for Barcelona, executing a scooped pass over the Albacete defence for Messi to finish.[48] With his contract expiring in 2008, Ronaldinho was offered an extension until 2014 that would have net him £85 million over nine years,[49] but he turned it down. In September 2005, he signed a two-year extension that contained a minimum-fee release clause that allowed him to leave should a club make an offer to Barcelona of at least £85 million for him.[50]
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By the end of the year 2005, Ronaldinho had started to accumulate a host of personal awards. He won the inaugural FIFPro World Player of the Year in September 2005, in addition to being included in the 2005 FIFPro World XI, and being named the 2005 European Footballer of the Year. Also that year, Ronaldinho was voted the FIFA World Player of the Year for the second consecutive year.[46] He became only the third player to win the award more than once, after three-time winners Ronaldo and Zinedine Zidane.[46] His domination as the world's best footballer was undisputed as he also won the prestigious Ballon d'Or for the only time in his career.[51]
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On 19 November, Ronaldinho scored twice as Barcelona defeated Real Madrid 3–0 on the road in the first leg of El Clásico. After he sealed the match with his second goal, Madrid fans paid homage to his performance by applauding, so rare a tribute only Diego Maradona had ever been granted previously as a Barcelona player at the Santiago Bernabéu Stadium.[52] Ronaldinho stated, "I will never forget this because it is very rare for any footballer to be applauded in this way by the opposition fans."[52]
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— Barcelona coach Frank Rijkaard on Ronaldinho during the 2005–06 season.[53]
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The season is considered one of the best in Ronaldinho's career as he was an instrumental part of Barcelona's first Champions League title in 14 years. After winning their group convincingly, Barcelona faced Chelsea in the round of 16 for a rematch of the previous year.[54] Ronaldinho scored a decisive goal in the second leg, going past three Chelsea defenders on the edge of the penalty area before beating the goalkeeper, sealing Barcelona's qualification to the next round.[54] He also contributed one goal in Barcelona's elimination of Benfica in the quarter-finals with a 2–0 home victory. After a 1–0 semi-final aggregate win over Milan, in which Ronaldinho assisted the series' only goal by Ludovic Giuly, Barcelona progressed to the Champions League Final, which they won on 17 May 2006 with a 2–1 beating of Arsenal.[55] Two weeks earlier, Barcelona had clinched their second-straight La Liga title with a 1–0 win over Celta de Vigo, giving Ronaldinho his first career double.[56]
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Throughout the season, Ronaldinho linked up with prolific Cameroonian striker Samuel Eto'o in attack, providing a number of assists to the 34 goal striker; Ronaldinho's pass also put Eto'o through on goal in the Champions League Final from which he was brought down by Arsenal goalkeeper Jens Lehmann who was sent off.[57] Ronaldinho finished the season with a career-best 26 goals, including seventeen in La Liga and seven in the Champions League, and was chosen for the UEFA Team of the Year for the third consecutive time and was named the 2005–06 UEFA Club Footballer of the Year.[43] He was named in the six man shortlist for the 2006 Laureus World Sportsman of the Year, and was selected in the FIFA World XI.[58]
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— Barcelona teammate Eiður Guðjohnsen on Ronaldinho, December 2006.[59]
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On 25 November 2006, Ronaldinho scored his 50th career league goal against Villarreal, then scored a second time with a spectacular overhead bicycle kick; receiving Xavi's cross, he flicked the ball up with his chest and spun 180 degrees to finish – Barcelona fans waved white handkerchiefs in admiration of the goal.[60] Post match he told reporters that the latter was a goal he had dreamed of scoring since he was a boy.[61] He scored once and set up two others in Barcelona's 4–0 Club World Cup win over Mexico's Club América on 14 December in Yokohama, Japan,[62] but Barcelona were defeated 1–0 by Brazilian club Internacional in the final. Ronaldinho was the recipient of the Bronze Ball Award for the competition.[63]
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The next day, Ronaldinho finished third in the 2006 FIFA World Player of the Year, behind 2006 World Cup-winning captain Fabio Cannavaro and Zinedine Zidane.[64] Ronaldinho was forced to miss a charity match on 13 March due to an injury he had picked up several days earlier in Barcelona's 3–3 El Clásico draw with Real Madrid.[65] Although Ronaldinho scored his career-best 21 league goals, the team lost the title to Real with a worse head-to-head record, as both teams finished the season with the same number of points.[43][66]
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Ronaldinho played his 200th career match for Barcelona in a league match against Osasuna on 3 February 2008. His 2007–08 campaign as a whole, however, was plagued by injuries, and a muscle tear in his right leg on 3 April prematurely ended his season.[68] Having been a model professional and devoted himself to training during his hugely successful first three seasons at Barcelona, Ronaldinho's partying lifestyle and lack of dedication to training saw his physical condition decline, with many at the club believing he was already below his prime.[69][70] On 19 May 2008, Barcelona club president Joan Laporta stated that Ronaldinho needed a "new challenge", claiming that he needed a new club if he were to revive his career.[71]
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Ronaldinho joined Barca as a toothy-grinned wizard who had the club under his spell for three glorious seasons. He will leave a rather forlorn figure. Whether his magic has been exhausted or he just needs a new challenge remains to be seen.
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Ronaldinho and Barcelona teammate Lionel Messi each captained a team of international stars in an anti-racism exhibition match in Venezuela on 28 June, which ended in a 7–7 draw. Ronaldinho finished with a pair of goals and two assists in what would be his last match as a Barcelona player.[72] In preparation for the 2010 Joan Gamper Trophy, Ronaldinho sent an open letter to the fans and players of Barcelona, stating that his best years had been the five he spent in the Catalan club.[73] It was a sad moment for him and he later said in an interview that he regretted leaving without playing long enough with Messi.[74]
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In July 2008, Ronaldinho turned down a £25.5 million offer from Manchester City of the Premier League to join Italian Serie A giants A.C. Milan on a three-year contract thought to be worth around £5.1 million (€6.5 million) a year, for €22.05 million plus €1.05 million bonus each season (€24.15 million in 2010).[75][76][77][78] With the number 10 already occupied by teammate Clarence Seedorf, he selected 80 as his jersey number.[79]
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Ronaldinho scored his first goal for Milan in a 1–0 derby victory over rival Internazionale on 28 September 2008. His first brace was in a 3–0 win over Sampdoria on 19 October 2008. He scored a 93rd-minute match-winner against Braga in the UEFA Cup group stage on 6 November.[69]
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Ronaldinho finished the 2008–09 season at Milan with 10 goals from 32 appearances in all competitions. After a good start to the season, Ronaldinho struggled with fitness, and was often played from the bench to end a disappointing first season for Milan.[69] A perceived lack of dedication in training and a lifestyle of late night partying not befitting of an athlete saw him receive criticism, with Carlo Ancelotti, his coach at Milan in his first season in Italy, commenting, "The decline of Ronaldinho hasn't surprised me. His physical condition has always been very precarious. His talent though has never been in question."[69]
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Ronaldinho's second season did not begin on a high note, but he soon rediscovered his form and was arguably Milan's best player of the season. Newly appointed coach Leonardo changed his role from a central attacking midfielder to the left side of midfield, with Alexandre Pato on the right, in an offensive 4–3–3 formation.[80]
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On 10 January 2010, Ronaldinho scored two goals against Juventus in an away match, sealing a 3–0 victory for the Rossoneri. In the following match, against Siena on 17 January, Ronaldinho scored his first hat-trick for Milan when he converted a penalty kick, scored with a header from a corner and finished with a strike into the top right corner from 20 yards out.[81] The Estado De São Paulo newspaper declared, "Ronaldinho revives his golden years."[80] On 16 February, Ronaldinho played against Manchester United in the Champions League. He scored early in the game at the San Siro to give Milan the lead. Milan ended up losing the game 3–2, with a goal from Paul Scholes and two goals from Wayne Rooney.[82]
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Ronaldinho finished the season as the assists leader of Serie A. On a less positive note, however, he missed three penalties in the domestic season to add to one botched kick the previous season. Ronaldinho ended the Serie A campaign scoring two goals against Juventus; Luca Antonini opened the scoring and Milan went on to win 3–0 in Leonardo's last game in charge.[83]
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During the first half of the season, Ronaldinho was part of the team's attack that also included two new signings, Zlatan Ibrahimović and Robinho. Before the winter break, he made 16 appearances, scored goal, and made several assists. Despite leaving the club at half-season, he was still eligible for a 2010–11 Serie A winner's medal as Milan won the competition.[84]
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After being heavily linked with a move back to his childhood club Grêmio, Ronaldinho joined Flamengo on 11 January 2011 with a contract ending in 2014.[85] During the transfer saga, many reports had linked the former World Player of the Year to joining different clubs, such as LA Galaxy of Major League Soccer, Blackburn Rovers of the Premier League, and Brazilian clubs Corinthians and Palmeiras. He was greeted by more than 20,000 fans at his unveiling at his new club on 13 January 2011.[86]
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Ronaldinho scored his first goal for Flamengo in the 3–2 victory against Boavista on 6 February 2011.[87] On 27 February, he converted a second-half free kick for Flamengo to beat Boavista 1–0 and win his first piece of silverware with the team, the Taça Guanabara. Ronaldinho lifted his first trophy with Flamengo after curling in a right-footed shot over the wall in the 71st minute at Engenhão stadium. The goal gave Flamengo its 19th Taça Guanabara title, which earned the Campeonato Carioca title two months later, as the team also won the Taça Rio. On 27 July 2011, Ronaldinho scored a hat-trick in Flamengo's 5–4 away win against rivals Santos, after being 3–0 down inside the first 30 minutes.[88] On 31 May 2012, after being absent for a few days, he sued Flamengo claiming lack of payment for four months and cancelled his contract with the club.[89]
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Ronaldinho made a move to Atlético Mineiro on 4 June 2012 in a six-month contract, just four days after leaving Flamengo. He wore number 49 in reference to his mother's birth year since his preferred number 10 was already assigned to Guilherme in the 2012 season.[90]
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Ronaldinho made his debut for Galo on 9 June 2012, playing for 90 minutes in a 1–0 away win against Palmeiras,[91] and scored his first goal for the club on 23 June 2012 against Náutico, from the penalty spot.[92] Ronaldinho led Atlético Mineiro to a good 2012 season, in which the club finished second in the 2012 Brasileirão and qualified for the 2013 Copa Libertadores. Ronaldinho won the Bola de Ouro award, selected as the best player in the league.[93]
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Tim Vickery on Ronaldinho being six years past his prime, and being mobbed by opposition players at the 2013 FIFA Club World Cup.[9]
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The following year, Ronaldinho helped Atlético win the Campeonato Mineiro and led the club to its first Copa Libertadores title. Ronaldinho scored four goals and assisted on seven occasions during Atlético's dramatic title run, which included consecutive comebacks from 0–2 first leg defeats in both the semi-finals against Argentine club Newell's Old Boys and the finals against Club Olimpia from Paraguay. Both ties were determined in Atlético's favour after penalty shootouts. Although six years past his best, Ronaldinho's displays saw him voted the 2013 South American Footballer of the Year.[94]
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At the 2013 FIFA Club World Cup held in Morocco in December, Atlético lost 3–1 to Raja Casablanca in the semi-final, with Ronaldinho scoring from a free-kick. As the final whistle blew, the Raja Casablanca team rushed to their childhood idol and stripped him down to his underpants in search of souvenirs.[9] He renewed his contract with Atlético in January 2014.[95] After winning the 2014 Recopa Sudamericana, Ronaldinho left the club in July, reaching an agreement to cancel his contract by mutual consent.[96]
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After becoming a free agent, Ronaldinho was offered contracts from English Conference South club Basingstoke Town and newly formed Indian Super League franchise Chennai Titans through their co-owner Prashant Agarwal,[97][98][99] but eventually signed a two-year contract with Mexican club Querétaro on 5 September 2014.[100][101] Ronaldinho made his debut for Querétaro in a 1–0 loss to Tigres UANL where he missed a penalty kick.[102] In his next match, however, against Guadalajara, he had a much better game, setting up Camilo Sanvezzo to score as well as scoring himself from a penalty kick in a 4–1 win.[103] On 30 October 2014, he scored a free kick against Atlas during an away match at the Estadio Jalisco.[104]
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On 18 April 2015, Ronaldinho scored twice against Liga MX title-holders América in an away game at the Estadio Azteca, in which his team won 4–0.[105] All of the spectators, mostly consisting of América supporters, gave a standing ovation to Ronaldinho after his goals had brought him to tears. This was the second time in Ronaldinho's career he had received such an ovation from opposing fans (after Madrid fans had applauded his performance in a Barcelona shirt in 2005), and after the match, Ronaldinho stated in an interview, "It is an emotion to live more. I had an ovation at the Bernabéu and now here. I never imagined this. It is something that makes me like Mexico even more and I feel right at home."[106][107]
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Ronaldinho scored two penalties in consecutive matches, the second giving Querétaro the classification to the Liga MX playoffs.[108] On 17 May 2015, Querétaro progressed to the semi-finals after defeating Veracruz 4–3 aggregate. In the second match, Ronaldinho scored a free kick with the help of the opponent's goalkeeper who made contact with the ball.[109] Querétaro eventually advanced to the final after beating Pachuca on aggregate 2–2. In the final against Santos Laguna, Querétaro lost the first leg 0–5 and then won the 2nd leg 3–0 but lost 3–5 on aggregate. In June 2015, Ronaldinho, now 35, announced his departure from the club and thanked the Mexican people and fans of Querétaro: "I want to thank all the Mexican nation for all the days that I have lived with people so special, you will be forever in my heart. Thank you very much the Nation Gallos Blancos, which made me very proud to wear this shirt and defend this club."[110]
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On 11 July 2015, Ronaldinho announced his return to Brazil and signed an 18-month contract with Fluminense,[111] but on 28 September, Ronaldinho reached a mutual agreement with the club to terminate the deal.[112] He made nine appearances during his two-month stint at the club, failing to impress and being heavily criticized by the fans.[113] Fluminense sporting director Mario Bittencourt stated, "Ronaldinho asked us for a meeting. He respectfully told us he didn't feel he was able to perform as good as he wanted and that it was a bad situation for him. He made a great gesture in saying he wasn't being the player he felt he could be right now. I'll never speak about whether or not he is retiring. That's not something you say about a player of his calibre. He was always spectacular, as player and person."[113]
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In July 2016 Ronaldinho played for the Goa 5′s, a futsal team from Goa in India, together with Ryan Giggs, Paul Scholes, Míchel Salgado, and Hernán Crespo as well as futsal player Falcão in the Premier Futsal League.[114] After two games he left India to be an ambassador of the 2016 Summer Paralympics in Rio de Janeiro.[115] He was replaced by Cafu.[116]
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From September to early October 2017 Ronaldinho joined the Delhi Dragons from Delhi in the Premier Futsal League. He scored 16 goals in eight games.[117]
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On 16 January 2018, Ronaldinho confirmed his retirement from football through his brother/agent: "He has stopped, it is ended. Let's do something pretty big and nice after the Russia World Cup, probably in August."[118] Such a celebration was supposed to take place three years after his last appearance for Fluminense, but has not materialized.[118] He retired as one of just seven players to have won the FIFA World Cup, the UEFA Champions League and the Ballon d'Or.[119]
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Ronaldinho appeared at the closing ceremony of the 2018 FIFA World Cup at the Luzhniki Stadium in Moscow on 15 July, performing a few bars of the Russian folk song "Kalinka" (sung by opera singer Aida Garifullina) on an African drum.[120]
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Ronaldinho is one of few Brazilian players to have played at every international age level. In 1997, he was part of the first Brazilian team to win the FIFA U-17 World Championship, which was held in Egypt, in which his first goal was a penalty against Austria in the first group match, which Brazil won 7–0.[121] Ronaldinho finished with two goals and was awarded the Bronze Ball award as Brazil scored a total of 21 goals while only conceding 2.[121]
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1999 was a busy year for Ronaldinho in terms of international play. First he appeared in the South American Youth Championship, where he scored three goals and helped the U20s to reach third place.[122] Then he took part in that year's FIFA World Youth Championship in Nigeria, scoring his first goal in Brazil's last group match.[123] In the round of 16, he scored two first-half goals in a 4–0 win over Croatia, and finished with three goals as Brazil were eliminated by Uruguay in the quarter-finals.[123]
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On 26 June, three days before the start of the 1999 Copa América, he earned his first cap for Brazil in a 3–0 win over Latvia, and he scored one goal during Brazil's victorious Copa América campaign. One week after the conclusion of the Copa América, he was called up for the 1999 FIFA Confederations Cup, in which he scored in every match except the final, including a hat-trick in an 8–2 semi-final rout of Saudi Arabia.[124] In the final, Brazil lost 4–3 to Mexico. Ronaldinho won the Golden Ball award for the best player in tournament as well as the Golden Boot award for the tournament top-scorer.[124]
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In 2000, Ronaldinho participated in the Summer Olympics in Sydney, Australia, with the U23 national team. Earlier that year, Ronaldinho led Brazil to win the Pre-Olympic Tournament, scoring nine goals in seven matches. In the Olympics, however, Brazil were eliminated in the quarter-finals by Cameroon, who later won the gold medal.[125] Ronaldinho appeared four times and scored only one goal, which came in the quarter-final defeat by Cameroon.[125]
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— Amy Lawrence of The Guardian on the bond of the "three R's".[126]
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Ronaldinho participated in his first World Cup in 2002, as part of a formidable offensive unit with Ronaldo and Rivaldo, dubbed the "Three Rs", who were also on the 1999 Copa América winning squad.[127] The World Cup was held in Korea and Japan, and Ronaldinho appeared in five matches during the tournament and scored two goals, as well as contributing several important assists. His first goal came in the group stage match against China PR, which Brazil won 4–0.[128]
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The most memorable match in Ronaldinho's World Cup career took place in the quarter-final against England on 21 June.[129] With Brazil trailing after Michael Owen's 23-minute strike, Ronaldinho turned the game around. Having received the ball inside his own half, Ronaldinho ran at the England defence and wrong footed star defender Ashley Cole with a trademark step over before passing the ball to Rivaldo on the edge of the penalty area to score the equalising goal just before half-time.[130] Then, in the 50th minute, Ronaldinho took a free-kick from 40 yards out which curled into the top left corner of the net, completely surprising England's goalkeeper David Seaman, giving Brazil a 2–1 lead.[129][131] Seven minutes later, however, he was controversially sent-off for a foul on England's defender Danny Mills. Ronaldinho was suspended for the semi-final, but returned to Brazil's starting lineup for the 2–0 victory over Germany in the final as Brazil won its record fifth World Cup title.[132]
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Ronaldinho's next international tournament was the 2003 Confederations Cup, in which he went scoreless as Brazil were eliminated in the group stage. The following year, he was dropped from Brazil's 2004 Copa América squad, as coach Carlos Alberto Parreira decided to rest his stars and used a largely reserve squad.[133]
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After falling short in 1999 and 2003, Ronaldinho was the captain of Brazil and led his team to its second ever Confederations Cup title in 2005. He converted a penalty kick in a 3–2 semi-final win against host Germany and was named Man of the Match in a 4–1 victory over archrival Argentina in the final on 29 June.[5] Ronaldinho scored three goals in the tournament and is currently tied with Mexican forward Cuauhtémoc Blanco as the tournament's all-time scorer with nine goals.[134]
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For the 2006 World Cup finals, Ronaldinho was part of Brazil's much-publicized "magic quartet" of offensive players alongside Adriano, Ronaldo and Kaká, which was expected to provide the "Joga Bonito" style of play that was the focus of an extensive advertising campaign by Nike leading up to the tournament.[135] However, deemed "top heavy and unbalanced", the team finished with only six goals in five games, with Ronaldinho himself going scoreless and finishing with only one assist (for Gilberto's goal in a 4–1 group stage victory over Japan), as he turned in his worst collective performance in his international career.[135] Brazil endured a disappointing campaign that culminated in a 1–0 loss to France in the quarter-finals, during which the Seleção had only one shot on goal.[136]
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Tim Vickery for ESPN, January 2018.[137]
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The team was harshly criticized by Brazilian fans and media following their return home. On 3 July, two days after Brazil's elimination, vandals immolated and destroyed a 23-foot (7.5-metre) tall fiberglass and resin statue of Ronaldinho in Chapecó.[138] The statue had been erected in 2004 to celebrate his first FIFA World Player of the Year award. That same day, Ronaldinho, joined by Adriano, returned to the city of Barcelona and held a party at his home, which was continued into the early morning hours at a nightclub. This aggravated the hard feelings of many Brazilian fans, who believed that they were betrayed by the lack of effort from the squad.[139] Displaying a passivity to Brazil's poor showing, the 2006 World Cup is now seen as the turning point in Ronaldinho's career, with his time at the summit of the game almost up.[9] 1970 Brazil World Cup winner Tostão wrote in O Tempo: "Ronaldinho lacks an important characteristic of Maradona and Pelé — aggression. They transformed themselves in adversity. They became possessed, and furious."[9]
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On 24 March 2007, Ronaldinho scored twice in a 4–0 win over Chile, which marked his first goal since the 2005 Confederations Cup final and thus ended a scoreless streak that lasted nearly two years.[140] He was not called up for the 2007 Copa América after asking to be excused from the tournament due to fatigue.[141] On 18 October, he was controversially benched by Barcelona after he was late returning to Spain following Brazil's 5–0 friendly win over Ecuador. He and several Brazil players celebrated the win by partying through the night at a posh Rio de Janeiro nightclub. Ronaldinho left at 11 am the next morning, allegedly in the trunk of a car in order to avoid the media.[142]
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On 7 July 2008, Ronaldinho was named in Brazil's 2008 Summer Olympics squad as one of the over-age players.[143] Barcelona initially blocked the move because of his then-upcoming Champions League commitments with the club, but the decision was later nullified following Ronaldinho's transfer to Milan, who in turn permitted him to make the trip to Beijing, China.[144] Ronaldinho captained the team, and he scored his only two goals in a 5–0 victory over New Zealand before Brazil were beaten by Argentina in the semi-final. Brazil finished with the bronze medal after defeating Belgium 3–0 in the bronze medal match.[145]
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Despite having returned to good form and being named as a member of the 30-man provisional squad that was submitted to FIFA on 11 May 2010,[146] he was not named in coach Dunga's final squad of 23 for the Brazilian squad in South Africa for the 2010 World Cup[147] despite his deep desire to participate in the competition.[148] Critics claimed that the exclusion of players such as Ronaldinho, Alexandre Pato, Adriano and Ronaldo signaled a move away from the classic Brazilian attacking "Jogo Bonito" style of play.[149] At the tournament, Brazil was eliminated by the Netherlands in the quarter-final.[150]
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In September 2011, Ronaldinho made his return to the national team under coach Mano Menezes in a friendly against Ghana at Fulham's Craven Cottage,[151] playing the full 90 minutes in a 1–0 win for Brazil. He then had solid performances in back to back friendlies against Argentina in the same month. In October, he performed well against Mexico in a friendly, scoring a free kick to equalize after Dani Alves was sent off. Brazil went on to win the match with a goal from Marcelo.[152]
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Ronaldinho's good form continued in 2013, and in January he was unexpectedly called up by coach Luiz Felipe Scolari[153] for a friendly against England played on 6 February at Wembley Stadium as part of The Football Association (FA)'s 150th anniversary.[154] Ronaldinho started in what was his 100th cap (including non-official matches), and had a chance to score from the penalty kick, but his shot was saved by Joe Hart. Brazil lost the match 1–2.[155] He was again called up for the Seleção, being named captain of the national team for an international friendly with Chile on 24 April 2013.[156] However, Ronaldinho was not selected for the national team for the 2013 Confederations Cup and he was also omitted from Scolari's 2014 World Cup finals squad.[157]
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Ronaldinho Gaúcho is regarded as one of the greatest and most skilful players both of his generation and of all time.[158][159][160][161] Due to his ability to score and create goals, he was capable of playing in several offensive positions, on either wing or in a free central role.[162][163] Throughout his career, he was often deployed as a forward or as a winger, although he usually played as a classic number 10 in an attacking midfield role.[163][164] While he is naturally right–footed, during his time at Barcelona, Ronaldinho was also used as an inverted winger on the left flank at times by manager Frank Rijkaard, while the left–footed Messi was deployed on the right; this position allowed him to take on defenders on the outside and cross the ball, or cut inside and shoot on goal with his stronger foot.[165][166][167][168][169] He was also capable of playing as a second striker.[170]
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Despite primarily being a creative player, who was renowned for his passing, vision, and playmaking ability, Ronaldinho was an accurate finisher with either foot, both from inside and outside the penalty area, as well as being a free-kick and penalty kick specialist;[163][171][172] although he was primarily known for his ability to bend the ball from set pieces,[173] he was also capable of striking the ball with power underneath the wall, and also occasionally used the knuckleball technique, which was popularised by his compatriot Juninho Pernambucano.[174][175][176] His versatility and prowess from set pieces made him one of the most prolific free kick takers in history,[177] and also influenced his former teammate Messi, who went on to become a free kick specialist himself.[178] Considered to be one of the most talented and technically accomplished players of all time,[179][180] throughout his career, Ronaldinho was praised by pundits in particular for his technical skills, flair, and creativity, as well as his exceptional first touch; due to his pace, acceleration, agility, athleticism, balance, ball control, and dribbling ability, he was capable of beating players when undertaking individual runs, while he often used a vast array of tricks and feints to get past opponents in one on one situations, including step overs and nutmegs. He was also known for incorporating flashy moves such as back–heels, bicycle kicks, and no–look passes into his general gameplay.[9][12][163][173][179][181][182][183] Among his repertoire of moves, is the "elastico", a move he learned by watching videos of one of his idols, the 1970s Brazilian star Rivelino.[184][185] Ronaldinho came to be known as one of the best exponents of the feint, and in parts of Africa – especially Nigeria – this move is now called 'The Gaúcho' after him, due to his role in popularising the use of this particular skill.[12][184][185]
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ESPN described Ronaldinho as being "skillful by nature, his tricks are unparalleled and he is wonderful with the ball at his feet. One of the coolest players in pressure situations" and a "fast, brash, skilful, tricky, an uninhibited playmaker" who provides "a mix of goals, assists, skills and a large repertoire of crafty moves".[186] Zlatan Ibrahimović stated, "Prime Ronaldinho was phenomenal. He made his opponents look like children".[187] Former Portugal midfield playmaker Rui Costa has said of his vision and passing ability: "There are not many players who can offer goal-scoring passes like he can. He is just marvellous. He is a rare case of an assist man who can provide the ball from anywhere."[186] In 2010, his former Barcelona teammate, Edgar Davids, said of him: "For the skills and tricks, Ronaldinho was the best player that I ever played with."[188] Another one of his former Barcelona teammate, Henrik Larsson, echoed this view.[189] His compatriot Willian rated him as the greatest player of all time in 2019,[190] while Juninho described him as the most skilful player he had ever seen. In 2019, FourFourTwo described him as "possibly the best technician in the history of football in Brazil," placing him at number five in their list of "The 101 greatest football players of the last 25 years."[191] In 2006, Richard Williams of The Guardian described Ronaldinho as a "genius," while his former Barcelona teammate Sylvinho said of him: "He's so smart, so intelligent, that sometimes it's difficult to read his mind," also adding: "He's amazing. He's 100% talent. And he's a powerful player as well, so it's difficult to stop him."[168]
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In spite of his performances at his peak, a period of dedication and focus which saw him named the FIFA World Player of the Year twice and receive the Ballon d'Or, Ronaldinho was also criticised on occasion in the media for his lack of discipline in training, as well as his hedonistic lifestyle off the pitch, which some pundits believed had an impact on the overall longevity of his career.[192] Referring to Ronaldinho as "Brazil's childlike genius who never grew up", Tim Vickery writes that it was the tragic death of his father at such a young age that may have seen Ronaldinho stop making the sacrifices needed to remain at the summit of the sport, with the attitude of "life is short and can end unexpectedly–so enjoy it while you can."[9]
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Ronaldinho has had endorsements with many companies, including Nike, Pepsi, Coca-Cola, EA Sports, Gatorade and Danone.[53][193] One of the world's highest paid players, in 2006 he earned over $19 million from endorsements.[194] Having endorsed Pepsi for much of his career and appeared in commercials with David Beckham, Thierry Henry and Lionel Messi, Ronaldinho signed a deal with Coca-Cola in 2011, however this was terminated in July 2012 after he was caught drinking Pepsi in a news conference.[195]
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Ronaldinho has featured in EA Sports' FIFA video game series, appearing on the cover of FIFA Football 2004, FIFA 06, FIFA 07, FIFA 08 and FIFA 09.[193] At the beginning of his career Ronaldinho signed a lucrative 10-year deal with sportswear company Nike (wearing Nike Tiempo R10 boots designed for him).[53] He has appeared in Nike commercials, including the 2002 "Secret Tournament" commercial (branded "Scorpion KO") directed by Terry Gilliam.[196] His 2005 Nike advertisement, where he is given a new pair of boots and then proceeds to juggle a football and appears to repeatedly volley it against the crossbar of a goal and recover it without the ball touching the ground, went viral on YouTube, becoming the site's first video to reach one million views.[197] A 2010 Nike commercial, Write the Future directed by Alejandro González Iñárritu, features him executing a number of stepovers, which became a viral video re-enacted and shared millions of times.[198]
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A wax sculpture of Ronaldinho was unveiled at Madame Tussauds Hong Kong in December 2007.[199] Ronaldinho has had an official role with UNICEF, the United Nations Children's Fund, since February 2006.[200] In 2011, he was recruited by the Joint United Nations Programme on HIV/AIDS to promote awareness among young people of the disease and how to avoid it.[201] In March 2015, Ronaldinho was the sixth most popular sportsperson on Facebook, behind Cristiano Ronaldo, Messi, Beckham, Neymar and Kaká, with 31 million Facebook fans.[202] Ronaldinho also has over 50 million Instagram followers.[203]
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On July 6, 2018 Ronaldinho announced a partnership with company World Soccer Coin (WSC) to develop a new cryptocurrency, the Ronaldinho Soccer Coin, with WSC claiming that the profits of the coin will be used to football projects such as "Ronalinho Digital Stadiums."[204][205]
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In July 2019, 57 properties belonging to Ronaldinho along with his Brazilian and Spanish passports were confiscated because of unpaid taxes and fines.[206] The judge ultimately decided to reduce the fine from roughly 2.3 million dollars to 1.5 million for building a fishing platform on Guaíba River in a 'heritage-protected' area.[207] Ronaldinho and his brother would ultimately fail to pay the fines within the allotted time and have their passports suspended.[208]
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In March 2020 he was questioned by police in Paraguay after he was alleged to have used a fake passport to enter the country while coming for a charity event and book promotion,[209] with Ronaldinho and his brother both being held in custody in the country.[210][211] While in prison, he competed in a prison futsal tournament, where his team was victorious. They won 11–2 in the finals, with Ronaldinho scoring 5 goals and assisting the other 6.[212] He attempted to appeal the detention order but was ordered to remain under house arrest with his brother.[211]
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Source:[213]
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Source:[214]
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Paris Saint-Germain
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Barcelona
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Milan[219]
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Flamengo[220]
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Atlético Mineiro[220]
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Brazil[145][221]
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In 2012, two Brazilian entomologists named a new species of bee, from Brazil, Eulaema quadragintanovem, stating that "the specific epithet honors the Brazilian soccer player Ronaldo de Assis Moreira, famous worldwide as 'Ronaldinho' and in Brazil as ‘Ronaldinho Gaúcho’. 'Quadraginta novem' means forty-nine in Latin, the number of Ronaldinho's jersey at Atlético Mineiro, his former team in Brazil. Ronaldinho chose the number 49 as an homage to his mother, born in 1949."[258]
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Ronald Bilius Weasley is a fictional character in J. K. Rowling's Harry Potter fantasy novel series. His first appearance was in the first book of the series, Harry Potter and the Philosopher's Stone, as the best friend of Harry Potter and Hermione Granger. He is a member of the Weasley family, a pure blood family that resides in "The Burrow" outside Ottery St. Catchpole. Along with Harry and Hermione, he is a member of Gryffindor house. Ron is present in most of the action throughout the series.
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According to Rowling, Ron was among the characters she created "the very first day."[1] Ron is inspired by Rowling's best friend Sean Harris (to whom Harry Potter and the Chamber of Secrets is dedicated), but she has clearly stated that she "never set out to describe Sean in Ron, but Ron has a Sean-ish turn of phrase."[2] Like Harris is to Rowling, Ron is "always there" when Harry needs him. Ron fits many of the stereotypes expected of the sidekick; he is often used as comic relief, is loyal to the hero, and lacks much of the talent Harry possesses, at least in terms of magical power; however, he proves his bravery several times, such as by playing 'real wizard's chess' in the first book and entering into the Forbidden Forest with Harry during the second book despite his arachnophobia.
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Some of Ron's qualities serve as foils to Harry's. Whereas Harry is an orphan with more gold than he needs, Ron comes from a loving but poor family. Many of his possessions are hand-me-downs. Harry is famous but would prefer to avoid the spotlight; Ron, in comparison, is often perceived as a mere lackey and sometimes becomes jealous of the recognition Harry receives. Finally, Ron is the most mediocre of his siblings, not being (as of the first book) an excellent Quidditch player, a noteworthy student, or the daughter his mother always wanted. All these factors combined cause Ron to feel insecure. Ron's inferiority complex and need to prove himself are the main thrusts of his character arc.
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Rowling first introduces Ron with his family in Harry Potter and the Philosopher's Stone. Harry is lost at King's Cross railway station, and the Weasleys guide him through the barrier at Platform 9¾ into the wizarding world. Ron and Harry share a compartment on the Hogwarts Express, and they begin their friendship. Ron is fascinated with the famous Harry, and Harry is fascinated with the ordinary Ron. On the train, they both meet Hermione Granger as well, whom they initially dislike but who later becomes their close friend after they save each other during a dangerous encounter with a mountain troll.[PS Ch.6] Ron and Harry share the same classes throughout the series and generally have similar academic successes and disappointments. Ron plays a vital part in the quest to save the Philosopher's Stone. His strategy at Wizard's Chess allows Hermione and Harry to proceed safely through a dangerous, life-sized animated chess game. During the game, Ron allows his piece to be sacrificed and is subsequently knocked unconscious.[PS Ch.16] At the Leaving Feast, the last dinner of the school year, Albus Dumbledore, Hogwarts's Headmaster, awards Ron fifty House points to Gryffindor for "the best-played game of chess Hogwarts has seen in many years." These last-minute points help support Gryffindor's securing of the House Cup.[PS Ch.17]
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The second installment, Harry Potter and the Chamber of Secrets, takes place the year following the events of the Philosopher's Stone.
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During the summer, Ron attempts to write to Harry several times. He receives no reply because Dobby the house elf is stopping Harry's wizard mail. Ron becomes so concerned that he and his brothers Fred and George fly their father's enchanted Ford Anglia car to Harry's home at his aunt and uncle's house. Harry spends the next month at the Weasleys' home, The Burrow. While attempting to depart from King's Cross station, Harry and Ron find themselves unable to enter the barrier to access Platform 9¾. With Harry, Ron conceives the idea of taking the flying Ford Anglia to Hogwarts. The plan is successful, but the Anglia loses power at the end of the journey and crashes into the Whomping Willow. Ron and Harry survive the impact, but Ron's wand is broken in the process, and the car drives itself off into the Forbidden Forest, a forest at the edge of the Hogwarts grounds in which student access is prohibited. Ron receives a Howler from his mother, berating him for taking the car.
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Later in the novel, Ron and Harry transform themselves using Polyjuice Potion to resemble Draco Malfoy's close associates Crabbe and Goyle, so that they can spy on him, and find out what he knows about the Chamber of Secrets. During the hunt to find the Heir of Slytherin, Ron is responsible for providing the first clue to the identity of Tom Marvolo Riddle, recalling that he saw the name "T. M. Riddle" on a trophy inscribed "For Special Services to the School". Later Ron is forced to come face-to-face with his worst nightmare, spiders, in the Forbidden Forest, where the two have ventured at Hagrid's suggestion. Giant spiders nearly devour the two of them, but the Weasley Ford Anglia returns from the Forbidden Forest and rescues the pair. Ron and Harry then discover the entrance into the Chamber, and enter it in the hopes of saving Ginny Weasley, Ron's sister, who had been kidnapped and kept in the Chamber. Due to an accident with Ron's wand, the Chamber Entrance's ceiling collapses, trapping Ron on one side and Harry on the other. Harry goes on to rescue Ginny and save the day. Ron and Harry are given Special Awards for Services to the School for this, and he receives two hundred points, along with Harry for their success in the Chamber of Secrets.
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In Harry Potter and the Prisoner of Azkaban, Ron's rat, Scabbers, already seen in Philosopher's Stone, goes missing, which he blames Hermione's new cat Crookshanks, and the two have a falling-out.[PoA Ch.11][PoA Ch.12] They eventually make up when Hermione has a nervous breakdown brought by taking too many classes and distress at the fate of the hippogriff Buckbeak. The animal, owned by Hagrid, has been put on trial for injuring Draco and risks execution. Ron offers to help with the preparation of Buckbeak's defence, but this fails to help. Harry, Ron and Hermione go to see Hagrid on the execution day where they discover Scabbers hiding out in Hagrid's hut.[PoA Ch.15] As they leave, Scabbers struggles free of Ron and runs away. He chases Scabbers to the Whomping Willow where he is grabbed by a large black dog and dragged into a tunnel hidden below the tree.[PoA Ch.16][PoA Ch.17]
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Harry and Hermione follow the tunnel, which leads to the Shrieking Shack. The dog is actually the animal form of Sirius Black (an Animagus), Harry's godfather and an escaped convict from the wizard prison Azkaban. The school's Defence Against the Dark Arts professor Remus Lupin arrives just after Harry and Hermione. Along with Sirius, Lupin casts a spell on Scabbers, who also turns out to be an Animagus by the name of Peter Pettigrew. Pettigrew was Sirius's, Lupin's, and Harry's father James Potter's school friend, thought to have been murdered by Sirius.[PoA Ch.16][PoA Ch.16] Pettigrew, who had lived as a rat ever since faking his death, denies everything, but Sirius and Lupin piece together that he has been a servant of Voldemort, and it was he who divulged the secret whereabouts of Harry's parents, leading to their murder. Initially, Ron does not believe Sirius and refuses to turn over Scabbers to him, but he is disgusted when he learns his rat's identity. Pettigrew escapes when the main characters lead him out of the Whomping Willow.[PoA Ch.18][PoA Ch.19][PoA Ch.20] Ron, knocked out by a spell from Pettigrew, is taken to the hospital wing, and is forced to remain there while Harry and Hermione travel back in time to save Sirius and Buckbeak.[PoA Ch.21] At the end of the novel, Sirius sends Ron an excitable little owl whom Ginny names Pigwidgeon, but whom Ron refers to as "Pig".[PoA Ch.22]
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In Harry Potter and the Goblet of Fire, the Weasleys invite Harry and Hermione to the Quidditch World Cup. Ron is in awe of his favourite Quidditch champion, Viktor Krum.[GoF Ch.7][GoF Ch.8] Ron is even more excited when Krum, still a student at the Durmstrang wizarding school, comes to Hogwarts to take part in the Triwizard Tournament, a magical wizarding tournament opposing the top three magic schools in Europe.[GoF Ch.12] However, when Harry, underage, mysteriously becomes the fourth Tournament champion, Ron joins the dissenters who think Harry somehow cheated his way into the tournament and feels let down; according to Hermione, this stems from Ron's latent envy caused by being left out of the spotlight shared by Harry or his brothers. The rift is serious enough that the friends fail to make up for nearly a month.[GoF Ch.17] They only reconcile shortly after Harry successfully gets by a fire-breathing dragon in the first task; Ron realises how dangerous the Tournament is and finally believes that Harry did not enter himself.
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At Christmas time, as per Triwizard Tournament tradition, Hogwarts hosts a Yule Ball. Ron and Harry panic at the prospect of having to secure dates for the event, and Ron appalls Hermione with his immature approach, particularly for failing to extend her an invitation, apparently failing until the last minute to even realise she is a girl. At the last minute, Harry saves the day by getting Parvati Patil and her sister Padma to agree to come with the duo, although Padma seems less than pleased at Ron's surly attitude and shabby dress. Ron becomes overcome with jealousy when he sees Hermione with her date: his former idol Krum. When Hermione comes over to Ron and Harry for a friendly chat, Ron loses control and accuses her of "fraternising with the enemy" and giving away Harry's Triwizard secrets. At the evening's end, the two have a heated row, in which Hermione tells Ron he should have asked her before Krum, rather than simply hoping to secure her by default.[GoF Ch.23] Ron completely fails to get the hint and remains either in denial or oblivious to the pair's increasingly obvious feelings for each other. Ron's jealousy over Krum is mirrored by Hermione's dislike of Fleur Delacour (of the Beauxbatons Academy and a Triwizard competitor), on whom Ron has an obvious crush.[GoF Ch.22]
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In the Second Task of the Tournament, Ron is the person selected for Harry to rescue from the depths of the Hogwarts Lake, as he is the one whom Harry would most miss. Harry successfully saves him and Ron mocks him gently for thinking that the hostages for the task were in actual danger.[GoF Ch.26]
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In Harry Potter and the Order of the Phoenix, Ron is appointed a Gryffindor prefect, much to the surprise of himself and everyone else, especially Hermione, the other new prefect.[OotP Ch.9] His brother, Percy, now distant and disconnected from the family, sends Ron an owl congratulating him and advising him to "sever ties" with Harry and side himself instead with Professor Umbridge, the abominable new Defence Against the Dark Arts teacher at Hogwarts; the letter angers Ron.[OotP Ch.14] Ron explicitly shows his support and loyalty for Harry when his classmates imply Harry is lying about the return of Voldemort, sometimes using his power as prefect to threaten them into silence.[OotP Ch.15] Though they spend their usual amount of time bickering, Ron and Hermione present a united front endorsing Harry. Ron supports Hermione's suggestion of Harry teaching students practical Defence Against the Dark Arts, which Umbridge, using the Ministry of Magic to slowly take over the Dumbledore-run school, has all but banned. He co-founds the secret students' group called Dumbledore's Army.[OotP Ch.15] He also joins the Gryffindor Quidditch team, but his nerves and confidence issues often get the better of him during practices and matches, causing the Slytherins to make up a song about how Ron will make sure Slytherin win the interhouse Quidditch Cup. However, during the last match, Ron plays better and wins the game and the Quidditch Cup for Gryffindor. At the climax of the novel, Ron battles the Death Eaters alongside Harry, Hermione, Ginny, Neville Longbottom and Luna Lovegood at the Department of Mysteries. He is injured in the fight, but makes a full recovery by the end of the novel.
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In Harry Potter and the Half-Blood Prince Ron, who has grown taller over the summer, attracts the attention of Lavender Brown. Harry, the new Quidditch Captain, picks Ron to continue as Keeper for the Gryffindor Quidditch team, over competing candidate Cormac McLaggen who is equally-skilled but has difficulty with teamwork and following orders.[HBP Ch.11] Upon learning Hermione most likely had kissed Krum, Ron performs increasingly badly at Quidditch, and thrown off by jealousy of his former idol, becomes unkind to Hermione. His low self-esteem is not helped much by his younger sister Ginny who after Ron reacts badly to finding her kissing her boyfriend, throws in the fact that of those in the group, Ron is the only one who has never had his first kiss. To bolster Ron's confidence, Harry pretends to give him Felix Felicis, a potion which makes the drinker lucky; believing he has actually taken it, Ron performs admirably and Gryffindor wins the match. However, this leads to a major row between Ron and Hermione: Hermione accuses Harry of helping Ron cheat, while Ron berates Hermione for having no faith in his abilities.[HBP Ch.14] At a post-game celebration, Ron kisses Lavender (though Ginny describes it as "eating her face"). Hermione, jealous and seeking retaliation, takes McLaggen as her date to new Potions professor Horace Slughorn's Christmas party, but he proves to be an egomaniac.[HBP Ch.15] After Christmas, Hermione continues to ignore Ron, stopping only to give him disdainful looks and occasional snide remarks. By now, Ron is visibly discontent with his relationship with Lavender.[HBP Ch.17]
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On his birthday in March, Ron accidentally eats Amortentia-infused Chocolate Cauldrons (actually meant for Harry). After being cured by Slughorn, he then consumes poisoned mead (which Draco Malfoy actually intended for Dumbledore). Harry saves his life by forcing a bezoar, a poison antidote, into his mouth, and Ron is transferred to the hospital wing. A panic-stricken Hermione arrives, forgetting her past anger. While sitting by his bed, Hermione, Harry, Ginny and the twins hear Ron mutter Hermione's name in his delirium, although they do not hear what he is saying and ignore it. Conversely, Ron feigns sleep when Lavender visits him. Upon recovering, Ron and Hermione reconcile,[HBP Ch.18][HBP Ch.19][HBP Ch.20] and a little while later, Ron and Lavender break up. Rowling in an interview said that she "really enjoyed writing the Ron/Lavender business, and the reason that was enjoyable was Ron up to this point has been quite immature compared to the other two, and he kind of needed to make himself worthy of Hermione....he had to grow up emotionally and now he's taken a big step up."[3]
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Initially, Ron does not support Harry's belief that Draco Malfoy is a Death Eater, a follower of Voldemort, but is later convinced. Before leaving Hogwarts with Dumbledore to recover a Horcrux Harry arranges for Ron, Hermione, and Ginny—together with any of Dumbledore's Army they can summon—to keep a close watch on Malfoy and Snape. Harry also provides them with the remains of his vial of Felix Felicis, to aid them in the effort.[HBP Ch.25] Despite the D.A.'s watch, Malfoy provides the Death Eaters entrance into Hogwarts, and a battle ensues. Thanks to Felix Felicis, Ron, Hermione and Ginny are unharmed by the Death Eater's hexes during the battle.[HBP Ch.29] Snape kills Dumbledore during the battle when Malfoy proves that he is unable to.[HBP Ch.27] During his funeral, Ron comforts a weeping Hermione. Ron and Hermione vow to help Harry find and destroy the Horcruxes and kill Voldemort, even if it means leaving Hogwarts.[HBP Ch.30]
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Attention is drawn several times to Ron's deepening relationships to Harry and Hermione, with unresolved romantic tension with Hermione being one of the main subplots of the novel (and indeed, the entire series). Furthermore, Harry and Ron's friendship has strengthened to the point where Harry can tell Ron that his Quidditch performance is endangering his membership on the team without either character taking it personally.
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Ron agrees to go with Harry and Hermione on the quest to destroy all of Voldemort's Horcruxes. Worried that the Ministry, now taken over by Voldemort, will learn he is with Harry on a quest, Ron dresses the family ghoul up in pyjamas and spreads the story he is ill with "spattergroit", a type of highly contagious magical illness. Ron disguises himself as Reginald Cattermole as the trio attempts to find the locket Horcrux in the possession of Dolores Umbridge.
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Harry decides he wants someone to wear the Horcrux at all times, fearing it might be lost or stolen. This has a much more profound effect on Ron than it seems to have on Hermione or Harry. Ron ends up lashing out in frustration at the lack of comforts and a concrete plan, eventually leaving his friends behind. Distressed over his absence, Harry and Hermione do not even mention his name during the time that he is gone. However, when they finally mention his name, Ron, who had immediately regretted his decision to leave but was captured by Snatchers and then could not return due to Hermione's anti-Death Eater enchantments, was led to Harry's location by unknown magic within the Deluminator he inherited from Dumbledore. Ron dramatically returns by saving Harry from drowning when Harry is attempting to recover Godric Gryffindor's sword from an icy pool. Harry, a sudden believer in the fate created by his return, immediately forgives Ron and insists it must be Ron who uses the sword to destroy Slytherin's locket. However, the portion of Voldemort's soul inside it plays on Ron's insecurities by revealing that Ron thinks he is "least loved by a mother who craved a daughter", then showing him a doppelgänger of Harry who tells him that Harry was happier without him and a doppelgänger of Hermione who does not return his affections and is involved instead with Harry. Ron summons his courage and overcomes the spell, destroying the locket, but is visibly shaken until Harry tells him that he regards Hermione as a sister and a friend, nothing more.
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The trio are eventually captured by Snatchers, and Bellatrix Lestrange tortures Hermione with the Cruciatus Curse for information. This sends Ron into a panic, and he continually screams and fights with all his effort to save her, despite Harry's instruction that he calm down and think of a better plan. The trio and some other prisoners are rescued by Dobby, but the house-elf is killed by Bellatrix during the escape. Eventually, the trio returns to Hogwarts, hoping to find the last unknown Horcrux shown in Harry's vision. Having lost the Sword of Gryffindor to Griphook the goblin, Ron gets an idea to procure more Basilisk fangs and manages to speak enough Parseltongue to open the Chamber of Secrets, where Hermione destroys the Horcrux in Helga Hufflepuff's cup. He begins to worry about the fate of Hogwarts' elves. Upon hearing this, Hermione drops the basilisk fangs she was carrying and kisses him for the first time. He also takes part in the Battle of Hogwarts, witnessing the death of his brother Fred, and teams up with Neville to defeat Fenrir Greyback.
|
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Nineteen years after Voldemort's downfall, Ron and Hermione have two children: Rose Granger-Weasley, whom they are sending off to her first year at Hogwarts, and a younger son named Hugo.[DH Ch.37] Though the epilogue does not explicitly say Ron and Hermione are married,[DH Ch.37] news articles and other sources treat it as a fact.[4][5][6] Ron has also passed his Muggle driving test, despite Hermione's apparent belief that he could not do so without Confunding the examiner. (Ron secretly reveals to Harry he actually did Confund the examiner.) He and Harry work for the Ministry of Magic as Aurors, and along with Hermione they have helped to revamp the Ministry; it is far different from the one that existed previously.[7] Before becoming an Auror, Ron joins George at Weasleys' Wizard Wheezes, which becomes a very lucrative business.[8]
|
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|
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Rowling introduces Ron as "tall, thin and gangling, with freckles, big hands and feet, and a long nose."[PS Ch.6] Ron has the trademark red hair of the Weasleys and is indeed one of Harry's tallest schoolmates, even outgrowing some of his older brothers. Rowling states in the novels that Ron has freckles, though Rupert Grint, the actor who plays Ron, has none. Rowling has also stated that Ron has blue eyes.
|
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Rowling in an interview described Ron as very funny but insensitive and immature, saying "There's a lot of immaturity about Ron, and that's where a lot of the humor comes from."[9] As his first exercise with the actors who portray the central trio, Alfonso Cuarón, who directed the third film in the series, Prisoner of Azkaban, assigned them to write an autobiographical essay about their character, written in the first person, spanning birth to the discovery of the magical world, and including the character's emotional experience. Of Rupert Grint's essay, Cuarón recalls, "Rupert didn't deliver the essay. When I questioned why he didn't do it, he said, 'I'm Ron; Ron wouldn't do it.' So I said, 'Okay, you do understand your character.'"[10] Commenting on Ron's character development in the final book, Rowling explained that "Ron is the most immature of the three main characters, but in part seven he grows up. He was never strong footed, people see him mostly as Harry's friend; his mother had actually wanted a girl and in the last book he finally has to acknowledge his weaknesses. But it's exactly that which makes Ron a man."[11]
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Ron is given his brother Charlie's old, chipped wand, which is made out of ash and has a unicorn hair sticking out of the end. He holds the wand together with Spellotape after nearly breaking it in half at the start of Chamber of Secrets, but it malfunctions dreadfully after this, backfiring spells, making strange noises, and emitting objects from the wrong end. Ron's new wand is fourteen inches, willow and unicorn hair, which he procures before the start of his third year at Hogwarts. Ron's talents are rarely shown, but he, like the other DA members, survives a violent encounter with adult Death Eaters in Order of the Phoenix, and it is implied that during the Death Eater assault in Half-Blood Prince he held his own quite well because he was being helped by Felix Felicis, the good luck potion. In Deathly Hallows, Ron loses his original wand, and takes Peter Pettigrew's wand for his own. Following this, Ron begins to demonstrate more aptitude and general knowledge, along with a sudden spurt in maturity after a terrible row with Harry. For a while, he effectively leads the trio in the hunt for the Horcruxes while Harry suffers a major depression.
|
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Rowling has stated that Ron's Patronus Charm takes the form of a Jack Russell Terrier, "a really sentimental choice" as Rowling herself owns a Jack Russell.[12]
|
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|
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Ron was born into the Weasley family on 1 March 1980,[13][HBP Ch.18] the sixth of their seven children, and the youngest son. His middle name, Bilius, is the same as that of a deceased uncle. Ron grew up in the family home, The Burrow, near the village of Ottery St Catchpole in Devon. Ron has six siblings: his five older brothers, Bill, Charlie, Percy, twins Fred and George, and a younger sister, Ginny, each with their own distinct personality trait. One recurring factor in Ron's siblings is that they often appear to be more confident, self-assured and, to varying degrees, more outwardly talented than he is.
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The Weasley family is one of the few remaining pure-blood wizarding families, though they were considered "blood traitors" for associating with non-pure-bloods. Moreover, they are far from rich, and are looked down upon by snobbish "old families" such as the Malfoys. All of the Weasleys have been sorted into Gryffindor House at Hogwarts. All of the Weasley children, except Bill and Percy who both were Head Boy, are known to have played on the Gryffindor Quidditch team, with Charlie being the captain of the team for at least one of his school years. Bill, Charlie, and Ron were also chosen as the prefect of their House. The Weasleys also all work for the Order of the Phoenix, and all are members except for Ron, Percy, and Ginny, who (as of the end of Harry Potter and the Deathly Hallows) are not known to have officially been inducted into the Order. Arthur is distantly related to Sirius Black and is part of the famed Black family, though he and the rest of his immediate family have been considered "blood traitors" and are disowned. Other distant relatives include Draco Malfoy, Nymphadora Tonks, and Bellatrix Lestrange.
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Ron was chosen by IGN as their third favourite Harry Potter character, who said that Ron's status as comic relief made him "instantly endearing" and that his frustration and flirtation with Hermione Granger was a "highlight".[14]
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Ron has made several appearances in parodies of Harry Potter. Seth Meyers appeared as Ron in Saturday Night Live in the sketch in which Lindsay Lohan portrays Hermione.[15] On his The Big Impression show, Alistair McGowan did a sketch called "Louis Potter and the Philosopher's Scone". It featured impressions of Anne Robinson as Ron.[16] In 2003, Comic Relief performed a spoof story called Harry Potter and the Secret Chamberpot of Azerbaijan, in which Jennifer Saunders appeared as both Ron and J. K. Rowling.[17][18] In Harry Podder: Dude Where's My Wand?, a play by Desert Star Theater in Utah, written by sisters Laura J., Amy K. and Anna M. Lewis, Ron appears as "Ron Sneasley".[19][20] In the Harry Bladder sketches in All That, Ron appears as ReRon and is played by Bryan Hearne. Ron also is a regular character in Potter Puppet Pals sketches by Neil Cicierega. In one of the episodes, "The Mysterious Ticking Noise", Ron, along with Snape, Harry, Hermione and Dumbledore, is killed by a bomb placed by Voldemort; the episode being the seventeenth most viewed video of all time as of 2008 and the winner for "Best Comedy" of the year 2007 at YouTube.[21] In the 2008 American comedy film Yes Man, Carl (portrayed by Jim Carrey) attends a Harry Potter-themed party hosted by Norman (Rhys Darby), in which Norman disguises as Ron. In A Very Potter Musical (2009) and A Very Potter Sequel (2010), parody musicals by StarKid Productions, Ron was portrayed by Joey Richter.
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Badminton is a racquet sport played using racquets to hit a shuttlecock across a net. Although it may be played with larger teams, the most common forms of the game are "singles" (with one player per side) and "doubles" (with two players per side). Badminton is often played as a casual outdoor activity in a yard or on a beach; formal games are played on a rectangular indoor court. Points are scored by striking the shuttlecock with the racquet and landing it within the opposing side's half of the court.
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Each side may only strike the shuttlecock once before it passes over the net. Play ends once the shuttlecock has struck the floor or if a fault has been called by the umpire, service judge, or (in their absence) the opposing side.[1]
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The shuttlecock is a feathered or (in informal matches) plastic projectile which flies differently from the balls used in many other sports. In particular, the feathers create much higher drag, causing the shuttlecock to decelerate more rapidly. Shuttlecocks also have a high top speed compared to the balls in other racquet sports. The flight of the shuttlecock gives the sport its distinctive nature.
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The game developed in British India from the earlier game of battledore and shuttlecock. European play came to be dominated by Denmark but the game has become very popular in Asia, with recent competitions dominated by China. Since 1992, badminton has been a Summer Olympic sport with four events: men's singles, women's singles, men's doubles, and women's doubles,[2] with mixed doubles added four years later. At high levels of play, the sport demands excellent fitness: players require aerobic stamina, agility, strength, speed, and precision. It is also a technical sport, requiring good motor coordination and the development of sophisticated racquet movements.[3]
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Games employing shuttlecocks have been played for centuries across Eurasia,[a] but the modern game of badminton developed in the mid-19th century among the British as a variant of the earlier game of battledore and shuttlecock. ("Battledore" was an older term for "racquet".)[4] Its exact origin remains obscure. The name derives from the Duke of Beaufort's Badminton House in Gloucestershire,[5] but why or when remains unclear. As early as 1860, a London toy dealer named Isaac Spratt published a booklet entitled Badminton Battledore – A New Game, but no copy is known to have survived.[6] An 1863 article in The Cornhill Magazine describes badminton as "battledore and shuttlecock played with sides, across a string suspended some five feet from the ground".[7]
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The game may have originally developed among expatriate officers in British India,[8] where it was very popular by the 1870s.[6] Ball badminton, a form of the game played with a wool ball instead of a shuttlecock, was being played in Thanjavur as early as the 1850s[9] and was at first played interchangeably with badminton by the British, the woollen ball being preferred in windy or wet weather.
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Early on, the game was also known as Poona or Poonah after the garrison town of Poona,[8][10] where it was particularly popular and where the first rules for the game were drawn up in 1873.[6][7][b] By 1875, officers returning home had started a badminton club in Folkestone. Initially, the sport was played with sides ranging from 1 to 4 players, but it was quickly established that games between two or four competitors worked the best.[4] The shuttlecocks were coated with India rubber and, in outdoor play, sometimes weighted with lead.[4] Although the depth of the net was of no consequence, it was preferred that it should reach the ground.[4]
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The sport was played under the Pune rules until 1887, when J. H. E. Hart of the Bath Badminton Club drew up revised regulations.[5] In 1890, Hart and Bagnel Wild again revised the rules.[6] The Badminton Association of England (BAE) published these rules in 1893 and officially launched the sport at a house called "Dunbar"[c] in Portsmouth on 13 September.[12] The BAE started the first badminton competition, the All England Open Badminton Championships for gentlemen's doubles, ladies' doubles, and mixed doubles, in 1899.[5] Singles competitions were added in 1900 and an England–Ireland championship match appeared in 1904.[5]
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England, Scotland, Wales, Canada, Denmark, France, Ireland, the Netherlands, and New Zealand were the founding members of the International Badminton Federation in 1934, now known as the Badminton World Federation. India joined as an affiliate in 1936. The BWF now governs international badminton. Although initiated in England, competitive men's badminton has traditionally been dominated in Europe by Denmark. Worldwide, Asian nations have become dominant in international competition. China, Denmark, Indonesia, Malaysia, India, South Korea, Taiwan (as Chinese Taipei) and Japan are the nations which have consistently produced world-class players in the past few decades, with China being the greatest force in men's and women's competition recently.
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The game has also become a popular backyard sport in the United States.
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The following information is a simplified summary of badminton rules based on the BWF Statutes publication, Laws of Badminton.[13]
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The court is rectangular and divided into halves by a net. Courts are usually marked for both singles and doubles play, although badminton rules permit a court to be marked for singles only.[13] The doubles court is wider than the singles court, but both are of the same length. The exception, which often causes confusion to newer players, is that the doubles court has a shorter serve-length dimension.
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The full width of the court is 6.1 metres (20 ft), and in singles this width is reduced to 5.18 metres (17 ft). The full length of the court is 13.4 metres (44 ft). The service courts are marked by a centre line dividing the width of the court, by a short service line at a distance of 1.98 metres (6 ft 6 inch) from the net, and by the outer side and back boundaries. In doubles, the service court is also marked by a long service line, which is 0.76 metres (2 ft 6 inch) from the back boundary.
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The net is 1.55 metres (5 ft 1 inch) high at the edges and 1.524 metres (5 ft) high in the centre. The net posts are placed over the doubles sidelines, even when singles is played.
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The minimum height for the ceiling above the court is not mentioned in the Laws of Badminton. Nonetheless, a badminton court will not be suitable if the ceiling is likely to be hit on a high serve.
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When the server serves, the shuttlecock must pass over the short service line on the opponents' court or it will count as a fault. The server and receiver must remain within their service courts, without touching the boundary lines, until the server strikes the shuttlecock. The other two players may stand wherever they wish, so long as they do not block the vision of the server or receiver.
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At the start of the rally, the server and receiver stand in diagonally opposite service courts (see court dimensions). The server hits the shuttlecock so that it would land in the receiver's service court. This is similar to tennis, except that in a badminton serve the whole shuttle must be below 1.15 metres from the surface of the court at the instant of being hit by the server's racket, the shuttlecock is not allowed to bounce and in badminton, the players stand inside their service courts, unlike tennis.
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When the serving side loses a rally, the server immediately passes to their opponent(s) (this differs from the old system where sometimes the serve passes to the doubles partner for what is known as a "second serve").
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In singles, the server stands in their right service court when their score is even, and in their left service court when their score is odd.
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In doubles, if the serving side wins a rally, the same player continues to serve, but he/she changes service courts so that she/he serves to a different opponent each time. If the opponents win the rally and their new score is even, the player in the right service court serves; if odd, the player in the left service court serves. The players' service courts are determined by their positions at the start of the previous rally, not by where they were standing at the end of the rally. A consequence of this system is that each time a side regains the service, the server will be the player who did not serve last time.
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Each game is played to 21 points, with players scoring a point whenever they win a rally regardless of whether they served[13] (this differs from the old system where players could only win a point on their serve and each game was played to 15 points). A match is the best of three games.
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If the score reaches 20-all, then the game continues until one side gains a two-point lead (such as 24–22), except when there is a tie at 29-all, in which the game goes to a golden point. Whoever scores this point will win.
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At the start of a match, the shuttlecock is cast and the side towards which the shuttlecock is pointing serves first. Alternatively, a coin may be tossed, with the winners choosing whether to serve or receive first, or choosing which end of the court to occupy first, and their opponents making the leftover the remaining choice.
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In subsequent games, the winners of the previous game serve first. Matches are best out of three: a player or pair must win two games (of 21 points each) to win the match. For the first rally of any doubles game, the serving pair may decide who serves and the receiving pair may decide who receives. The players change ends at the start of the second game; if the match reaches a third game, they change ends both at the start of the game and when the leading player's or pair's score reaches 11 points.
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If a let is called, the rally is stopped and replayed with no change to the score. Lets may occur because of some unexpected disturbance such as a shuttlecock landing on a court (having been hit there by players playing in adjacent court) or in small halls the shuttle may touch an overhead rail which can be classed as a let.
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If the receiver is not ready when the service is delivered, a let shall be called; yet, if the receiver attempts to return the shuttlecock, the receiver shall be judged to have been ready.
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Badminton rules restrict the design and size of racquets and shuttlecocks.
|
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Badminton racquets are lightweight, with top quality racquets weighing between 70 and 95 grams (2.5 and 3.4 ounces) not including grip or strings.[14][15] They are composed of many different materials ranging from carbon fibre composite (graphite reinforced plastic) to solid steel, which may be augmented by a variety of materials. Carbon fibre has an excellent strength to weight ratio, is stiff, and gives excellent kinetic energy transfer. Before the adoption of carbon fibre composite, racquets were made of light metals such as aluminium. Earlier still, racquets were made of wood. Cheap racquets are still often made of metals such as steel, but wooden racquets are no longer manufactured for the ordinary market, because of their excessive mass and cost. Nowadays, nanomaterials such as carbon nanotubes and fullerene are added to racquets giving them greater durability.[citation needed]
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There is a wide variety of racquet designs, although the laws limit the racquet size and shape. Different racquets have playing characteristics that appeal to different players. The traditional oval head shape is still available, but an isometric head shape is increasingly common in new racquets.
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Badminton strings for racquets are thin, high performing strings with thicknesses ranging from about 0.62 to 0.73 mm. Thicker strings are more durable, but many players prefer the feel of thinner strings. String tension is normally in the range of 80 to 160 N (18 to 36 lbf). Recreational players generally string at lower tensions than professionals, typically between 80 and 110 N (18 and 25 lbf). Professionals string between about 110 and 160 N (25 and 36 lbf). Some string manufacturers measure the thickness of their strings under tension so they are actually thicker than specified when slack. Ashaway Micropower is actually 0.7mm but Yonex BG-66 is about 0.72mm.
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It is often argued that high string tensions improve control, whereas low string tensions increase power.[16] The arguments for this generally rely on crude mechanical reasoning, such as claiming that a lower tension string bed is more bouncy and therefore provides more power. This is, in fact, incorrect, for a higher string tension can cause the shuttle to slide off the racquet and hence make it harder to hit a shot accurately. An alternative view suggests that the optimum tension for power depends on the player:[14] the faster and more accurately a player can swing their racquet, the higher the tension for maximum power. Neither view has been subjected to a rigorous mechanical analysis, nor is there clear evidence in favour of one or the other. The most effective way for a player to find a good string tension is to experiment.
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The choice of grip allows a player to increase the thickness of their racquet handle and choose a comfortable surface to hold. A player may build up the handle with one or several grips before applying the final layer.
|
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Players may choose between a variety of grip materials. The most common choices are PU synthetic grips or towelling grips. Grip choice is a matter of personal preference. Players often find that sweat becomes a problem; in this case, a drying agent may be applied to the grip or hands, sweatbands may be used, the player may choose another grip material or change their grip more frequently.
|
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|
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There are two main types of grip: replacement grips and overgrips. Replacement grips are thicker and are often used to increase the size of the handle. Overgrips are thinner (less than 1 mm), and are often used as the final layer. Many players, however, prefer to use replacement grips as the final layer. Towelling grips are always replacement grips. Replacement grips have an adhesive backing, whereas overgrips have only a small patch of adhesive at the start of the tape and must be applied under tension; overgrips are more convenient for players who change grips frequently, because they may be removed more rapidly without damaging the underlying material.
|
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A shuttlecock (often abbreviated to shuttle; also called a birdie) is a high-drag projectile, with an open conical shape: the cone is formed from sixteen overlapping feathers embedded into a rounded cork base. The cork is covered with thin leather or synthetic material. Synthetic shuttles are often used by recreational players to reduce their costs as feathered shuttles break easily. These nylon shuttles may be constructed with either natural cork or synthetic foam base and a plastic skirt.
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Badminton rules also provide for testing a shuttlecock for the correct speed:
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3.1: To test a shuttlecock, hit a full underhand stroke which makes contact with the shuttlecock over the back boundary line. The shuttlecock shall be hit at an upward angle and in a direction parallel to the sidelines.
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3.2: A shuttlecock of the correct speed will land not less than 530 mm and not more than 990 mm short of the other back boundary line.
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Badminton shoes are lightweight with soles of rubber or similar high-grip, non-marking materials.
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|
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Compared to running shoes, badminton shoes have little lateral support. High levels of lateral support are useful for activities where lateral motion is undesirable and unexpected. Badminton, however, requires powerful lateral movements. A highly built-up lateral support will not be able to protect the foot in badminton; instead, it will encourage catastrophic collapse at the point where the shoe's support fails, and the player's ankles are not ready for the sudden loading, which can cause sprains. For this reason, players should choose badminton shoes rather than general trainers or running shoes, because proper badminton shoes will have a very thin sole, lower a person's centre of gravity, and therefore result in fewer injuries. Players should also ensure that they learn safe and proper footwork, with the knee and foot in alignment on all lunges. This is more than just a safety concern: proper footwork is also critical in order to move effectively around the court.
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Badminton offers a wide variety of basic strokes, and players require a high level of skill to perform all of them effectively. All strokes can be played either forehand or backhand. A player's forehand side is the same side as their playing hand: for a right-handed player, the forehand side is their right side and the backhand side is their left side. Forehand strokes are hit with the front of the hand leading (like hitting with the palm), whereas backhand strokes are hit with the back of the hand leading (like hitting with the knuckles). Players frequently play certain strokes on the forehand side with a backhand hitting action, and vice versa.
|
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In the forecourt and midcourt, most strokes can be played equally effectively on either the forehand or backhand side; but in the rear court, players will attempt to play as many strokes as possible on their forehands, often preferring to play a round-the-head forehand overhead (a forehand "on the backhand side") rather than attempt a backhand overhead. Playing a backhand overhead has two main disadvantages. First, the player must turn their back to their opponents, restricting their view of them and the court. Second, backhand overheads cannot be hit with as much power as forehands: the hitting action is limited by the shoulder joint, which permits a much greater range of movement for a forehand overhead than for a backhand. The backhand clear is considered by most players and coaches to be the most difficult basic stroke in the game, since the precise technique is needed in order to muster enough power for the shuttlecock to travel the full length of the court. For the same reason, backhand smashes tend to be weak.
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The choice of stroke depends on how near the shuttlecock is to the net, whether it is above net height, and where an opponent is currently positioned: players have much better attacking options if they can reach the shuttlecock well above net height, especially if it is also close to the net. In the forecourt, a high shuttlecock will be met with a net kill, hitting it steeply downwards and attempting to win the rally immediately. This is why it is best to drop the shuttlecock just over the net in this situation. In the midcourt, a high shuttlecock will usually be met with a powerful smash, also hitting downwards and hoping for an outright winner or a weak reply. Athletic jump smashes, where players jump upwards for a steeper smash angle, are a common and spectacular element of elite men's doubles play. In the rearcourt, players strive to hit the shuttlecock while it is still above them, rather than allowing it to drop lower. This overhead hitting allows them to play smashes, clears (hitting the shuttlecock high and to the back of the opponents' court), and drop shots (hitting the shuttlecock softly so that it falls sharply downwards into the opponents' forecourt). If the shuttlecock has dropped lower, then a smash is impossible and a full-length, high clear is difficult.
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|
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When the shuttlecock is well below net height, players have no choice but to hit upwards. Lifts, where the shuttlecock is hit upwards to the back of the opponents' court, can be played from all parts of the court. If a player does not lift, their only remaining option is to push the shuttlecock softly back to the net: in the forecourt, this is called a net shot; in the midcourt or rear court, it is often called a push or block.
|
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|
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When the shuttlecock is near to net height, players can hit drives, which travel flat and rapidly over the net into the opponents' rear midcourt and rear court. Pushes may also be hit flatter, placing the shuttlecock into the front midcourt. Drives and pushes may be played from the midcourt or forecourt, and are most often used in doubles: they are an attempt to regain the attack, rather than choosing to lift the shuttlecock and defend against smashes. After a successful drive or push, the opponents will often be forced to lift the shuttlecock.
|
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|
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Balls may be spun to alter their bounce (for example, topspin and backspin in tennis) or trajectory, and players may slice the ball (strike it with an angled racquet face) to produce such spin. The shuttlecock is not allowed to bounce, but slicing the shuttlecock does have applications in badminton. (See Basic strokes for an explanation of technical terms.)
|
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|
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+
Due to the way that its feathers overlap, a shuttlecock also has a slight natural spin about its axis of rotational symmetry. The spin is in a counter-clockwise direction as seen from above when dropping a shuttlecock. This natural spin affects certain strokes: a tumbling net shot is more effective if the slicing action is from right to left, rather than from left to right.[17]
|
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|
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Badminton biomechanics have not been the subject of extensive scientific study, but some studies confirm the minor role of the wrist in power generation and indicate that the major contributions to power come from internal and external rotations of the upper and lower arm.[18] Recent guides to the sport thus emphasize forearm rotation rather than wrist movements.[19]
|
99 |
+
|
100 |
+
The feathers impart substantial drag, causing the shuttlecock to decelerate greatly over distance. The shuttlecock is also extremely aerodynamically stable: regardless of initial orientation, it will turn to fly cork-first and remain in the cork-first orientation.
|
101 |
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|
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+
One consequence of the shuttlecock's drag is that it requires considerable power to hit it the full length of the court, which is not the case for most racquet sports. The drag also influences the flight path of a lifted (lobbed) shuttlecock: the parabola of its flight is heavily skewed so that it falls at a steeper angle than it rises. With very high serves, the shuttlecock may even fall vertically.
|
103 |
+
|
104 |
+
When defending against a smash, players have three basic options: lift, block, or drive. In singles, a block to the net is the most common reply. In doubles, a lift is the safest option but it usually allows the opponents to continue smashing; blocks and drives are counter-attacking strokes but may be intercepted by the smasher's partner. Many players use a backhand hitting action for returning smashes on both the forehand and backhand sides because backhands are more effective than forehands at covering smashes directed to the body. Hard shots directed towards the body are difficult to defend.
|
105 |
+
|
106 |
+
The service is restricted by the Laws and presents its own array of stroke choices. Unlike in tennis, the server's racquet must be pointing in a downward direction to deliver the serve so normally the shuttle must be hit upwards to pass over the net. The server can choose a low serve into the forecourt (like a push), or a lift to the back of the service court, or a flat drive serve. Lifted serves may be either high serves, where the shuttlecock is lifted so high that it falls almost vertically at the back of the court, or flick serves, where the shuttlecock is lifted to a lesser height but falls sooner.
|
107 |
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|
108 |
+
Once players have mastered these basic strokes, they can hit the shuttlecock from and to any part of the court, powerfully and softly as required. Beyond the basics, however, badminton offers rich potential for advanced stroke skills that provide a competitive advantage. Because badminton players have to cover a short distance as quickly as possible, the purpose of many advanced strokes is to deceive the opponent, so that either they are tricked into believing that a different stroke is being played, or they are forced to delay their movement until they actually sees the shuttle's direction. "Deception" in badminton is often used in both of these senses. When a player is genuinely deceived, they will often lose the point immediately because they cannot change their direction quickly enough to reach the shuttlecock. Experienced players will be aware of the trick and cautious not to move too early, but the attempted deception is still useful because it forces the opponent to delay their movement slightly. Against weaker players whose intended strokes are obvious, an experienced player may move before the shuttlecock has been hit, anticipating the stroke to gain an advantage.
|
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|
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Slicing and using a shortened hitting action are the two main technical devices that facilitate deception. Slicing involves hitting the shuttlecock with an angled racquet face, causing it to travel in a different direction than suggested by the body or arm movement. Slicing also causes the shuttlecock to travel more slowly than the arm movement suggests. For example, a good crosscourt sliced drop shot will use a hitting action that suggests a straight clear or a smash, deceiving the opponent about both the power and direction of the shuttlecock. A more sophisticated slicing action involves brushing the strings around the shuttlecock during the hit, in order to make the shuttlecock spin. This can be used to improve the shuttle's trajectory, by making it dip more rapidly as it passes the net; for example, a sliced low serve can travel slightly faster than a normal low serve, yet land on the same spot. Spinning the shuttlecock is also used to create spinning net shots (also called tumbling net shots), in which the shuttlecock turns over itself several times (tumbles) before stabilizing; sometimes the shuttlecock remains inverted instead of tumbling. The main advantage of a spinning net shot is that the opponent will be unwilling to address the shuttlecock until it has stopped tumbling, since hitting the feathers will result in an unpredictable stroke. Spinning net shots are especially important for high-level singles players.
|
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|
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The lightness of modern racquets allows players to use a very short hitting action for many strokes, thereby maintaining the option to hit a powerful or a soft stroke until the last possible moment. For example, a singles player may hold their racquet ready for a net shot, but then flick the shuttlecock to the back instead with a shallow lift when they notice the opponent has moved before the actual shot was played. A shallow lift takes less time to reach the ground and as mentioned above a rally is over when the shuttlecock touches the ground. This makes the opponent's task of covering the whole court much more difficult than if the lift was hit higher and with a bigger, obvious swing. A short hitting action is not only useful for deception: it also allows the player to hit powerful strokes when they have no time for a big arm swing. A big arm swing is also usually not advised in badminton because bigger swings make it more difficult to recover for the next shot in fast exchanges. The use of grip tightening is crucial to these techniques, and is often described as finger power. Elite players develop finger power to the extent that they can hit some power strokes, such as net kills, with less than a 10 centimetres (4 inches) racquet swing.
|
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It is also possible to reverse this style of deception, by suggesting a powerful stroke before slowing down the hitting action to play a soft stroke. In general, this latter style of deception is more common in the rear court (for example, drop shots disguised as smashes), whereas the former style is more common in the forecourt and midcourt (for example, lifts disguised as net shots).
|
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|
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Deception is not limited to slicing and short hitting actions. Players may also use double motion, where they make an initial racquet movement in one direction before withdrawing the racquet to hit in another direction. Players will often do this to send opponents in the wrong direction. The racquet movement is typically used to suggest a straight angle but then play the stroke crosscourt, or vice versa. Triple motion is also possible, but this is very rare in actual play. An alternative to double motion is to use a racquet head fake, where the initial motion is continued but the racquet is turned during the hit. This produces a smaller change in direction but does not require as much time.
|
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|
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To win in badminton, players need to employ a wide variety of strokes in the right situations. These range from powerful jumping smashes to delicate tumbling net returns. Often rallies finish with a smash, but setting up the smash requires subtler strokes. For example, a net shot can force the opponent to lift the shuttlecock, which gives an opportunity to smash. If the net shot is tight and tumbling, then the opponent's lift will not reach the back of the court, which makes the subsequent smash much harder to return.
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Deception is also important. Expert players prepare for many different strokes that look identical and use slicing to deceive their opponents about the speed or direction of the stroke. If an opponent tries to anticipate the stroke, they may move in the wrong direction and may be unable to change their body momentum in time to reach the shuttlecock.
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Since one person needs to cover the entire court, singles tactics are based on forcing the opponent to move as much as possible; this means that singles strokes are normally directed to the corners of the court. Players exploit the length of the court by combining lifts and clears with drop shots and net shots. Smashing tends to be less prominent in singles than in doubles because the smasher has no partner to follow up their effort and is thus vulnerable to a skillfully placed return. Moreover, frequent smashing can be exhausting in singles where the conservation of a player's energy is at a premium. However, players with strong smashes will sometimes use the shot to create openings, and players commonly smash weak returns to try to end rallies.
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In singles, players will often start the rally with a forehand high serve or with a flick serve. Low serves are also used frequently, either forehand or backhand. Drive serves are rare.
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At high levels of play, singles demand extraordinary fitness. Singles is a game of patient positional manoeuvring, unlike the all-out aggression of doubles.[20]
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Both pairs will try to gain and maintain the attack, smashing downwards when the opportunity arises. Whenever possible, a pair will adopt an ideal attacking formation with one player hitting down from the rear court, and their partner in the midcourt intercepting all smash returns except the lift. If the rear court attacker plays a drop shot, their partner will move into the forecourt to threaten the net reply. If a pair cannot hit downwards, they will use flat strokes in an attempt to gain the attack. If a pair is forced to lift or clear the shuttlecock, then they must defend: they will adopt a side-by-side position in the rear midcourt, to cover the full width of their court against the opponents' smashes. In doubles, players generally smash to the middle ground between two players in order to take advantage of confusion and clashes.
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At high levels of play, the backhand serve has become popular to the extent that forehand serves have become fairly rare at a high level of play. The straight low serve is used most frequently, in an attempt to prevent the opponents gaining the attack immediately. Flick serves are used to prevent the opponent from anticipating the low serve and attacking it decisively.
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At high levels of play, doubles rallies are extremely fast. Men's doubles are the most aggressive form of badminton, with a high proportion of powerful jump smashes and very quick reflex exchanges. Because of this, spectator interest is sometimes greater for men's doubles than for singles.
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In mixed doubles, both pairs typically try to maintain an attacking formation with the woman at the front and the man at the back. This is because the male players are usually substantially stronger, and can, therefore, produce smashes that are more powerful. As a result, mixed doubles require greater tactical awareness and subtler positional play. Clever opponents will try to reverse the ideal position, by forcing the woman towards the back or the man towards the front. In order to protect against this danger, mixed players must be careful and systematic in their shot selection.[21]
|
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|
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At high levels of play, the formations will generally be more flexible: the top women players are capable of playing powerfully from the back-court, and will happily do so if required. When the opportunity arises, however, the pair will switch back to the standard mixed attacking position, with the woman in front and men in the back.
|
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|
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+
The Badminton World Federation (BWF) is the internationally recognized governing body of the sport responsible for conduction of tournaments and approaching fair play. Five regional confederations are associated with the BWF:
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|
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The BWF organizes several international competitions, including the Thomas Cup, the premier men's international team event first held in 1948–1949, and the Uber Cup, the women's equivalent first held in 1956–1957. The competitions now take place once every two years. More than 50 national teams compete in qualifying tournaments within continental confederations for a place in the finals. The final tournament involves 12 teams, following an increase from eight teams in 2004. It was further increased to 16 teams in 2012.[22]
|
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|
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The Sudirman Cup, a gender-mixed international team event held once every two years, began in 1989. Teams are divided into seven levels based on the performance of each country. To win the tournament, a country must perform well across all five disciplines (men's doubles and singles, women's doubles and singles, and mixed doubles). Like association football (soccer), it features a promotion and relegation system at every level. However, the system was last used in 2009 and teams competing will now be grouped by world rankings.[23]
|
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|
144 |
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Badminton was a demonstration event at the 1972 and 1988 Summer Olympics. It became an official Summer Olympic sport at the Barcelona Olympics in 1992 and its gold medals now generally rate as the sport's most coveted prizes for individual players.
|
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+
|
146 |
+
In the BWF World Championships, first held in 1977, currently only the highest ranked 64 players in the world, and a maximum of four from each country can participate in any category. In both the Olympic and BWF World competitions restrictions on the number of participants from any one country have caused some controversy because they sometimes result in excluding elite world level players from the strongest badminton nations. The Thomas, Uber, and Sudirman Cups, the Olympics, and the BWF World (and World Junior Championships), are all categorized as level one tournaments.
|
147 |
+
|
148 |
+
At the start of 2007, the BWF introduced a new tournament structure for the highest level tournaments aside from those in level one: the BWF Super Series. This level two tournament series, a tour for the world's elite players, stage twelve open tournaments around the world with 32 players (half the previous limit). The players collect points that determine whether they can play in Super Series Finals held at the year-end. Among the tournaments in this series is the venerable All-England Championships, first held in 1900, which was once considered the unofficial world championships of the sport.[24]
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|
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Level three tournaments consist of Grand Prix Gold and Grand Prix event. Top players can collect the world ranking points and enable them to play in the BWF Super Series open tournaments. These include the regional competitions in Asia (Badminton Asia Championships) and Europe (European Badminton Championships), which produce the world's best players as well as the Pan America Badminton Championships.
|
151 |
+
|
152 |
+
The level four tournaments, known as International Challenge, International Series, and Future Series, encourage participation by junior players.[25]
|
153 |
+
|
154 |
+
The Premier Badminton League of India is one of the popular leagues featuring world's best players.
|
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|
156 |
+
Badminton is frequently compared to tennis. The following is a list of manifest differences:
|
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|
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Statistics such as the smash speed, above, prompt badminton enthusiasts to make other comparisons that are more contentious. For example, it is often claimed that badminton is the fastest racquet sport.[citation needed] Although badminton holds the record for the fastest initial speed of a racquet sports projectile, the shuttlecock decelerates substantially faster than other projectiles such as tennis balls. In turn, this qualification must be qualified by consideration of the distance over which the shuttlecock travels: a smashed shuttlecock travels a shorter distance than a tennis ball during a serve.
|
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|
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+
While fans of badminton and tennis often claim that their sport is the more physically demanding, such comparisons are difficult to make objectively because of the differing demands of the games. No formal study currently exists evaluating the physical condition of the players or demands during gameplay.
|
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|
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Badminton and tennis techniques differ substantially. The lightness of the shuttlecock and of badminton racquets allow badminton players to make use of the wrist and fingers much more than tennis players; in tennis, the wrist is normally held stable, and playing with a mobile wrist may lead to injury. For the same reasons, badminton players can generate power from a short racquet swing: for some strokes such as net kills, an elite player's swing may be less than 5 centimetres (2 inches). For strokes that require more power, a longer swing will typically be used, but the badminton racquet swing will rarely be as long as a typical tennis swing.
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1 |
+
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2 |
+
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3 |
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4 |
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5 |
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Anomaluromorpha
|
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+
Castorimorpha
|
7 |
+
Hystricomorpha (incl. Caviomorpha)
|
8 |
+
Myomorpha
|
9 |
+
Sciuromorpha
|
10 |
+
|
11 |
+
Rodents (from Latin rodere, "to gnaw") are mammals of the order Rodentia, which are characterized by a single pair of continuously growing incisors in each of the upper and lower jaws. About 40% of all mammal species are rodents (2,277 species); they are found in vast numbers on all continents except Antarctica. They are the most diversified mammalian order and live in a variety of terrestrial habitats, including human-made environments.
|
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Species can be arboreal, fossorial (burrowing), or semiaquatic. Well-known rodents include mice, rats, squirrels, prairie dogs, chipmunks, chinchillas, porcupines, beavers, guinea pigs, hamsters, gerbils and capybaras. Rabbits, hares, and pikas, whose incisors also grow continually, were once included with them, but are now considered to be in a separate order, the Lagomorpha. Nonetheless, Rodentia and Lagomorpha are sister groups, sharing a single common ancestor and forming the clade of Glires.
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Most rodents are small animals with robust bodies, short limbs, and long tails. They use their sharp incisors to gnaw food, excavate burrows, and defend themselves. Most eat seeds or other plant material, but some have more varied diets. They tend to be social animals and many species live in societies with complex ways of communicating with each other. Mating among rodents can vary from monogamy, to polygyny, to promiscuity. Many have litters of underdeveloped, altricial young, while others are precocial (relatively well developed) at birth.
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The rodent fossil record dates back to the Paleocene on the supercontinent of Laurasia. Rodents greatly diversified in the Eocene, as they spread across continents, sometimes even crossing oceans. Rodents reached both South America and Madagascar from Africa and were the only terrestrial placental mammals to reach and colonize Australia.
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Rodents have been used as food, for clothing, as pets, and as laboratory animals in research. Some species, in particular, the brown rat, the black rat, and the house mouse, are serious pests, eating and spoiling food stored by humans and spreading diseases. Accidentally introduced species of rodents are often considered to be invasive and have caused the extinction of numerous species, such as island birds, previously isolated from land-based predators.
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The distinguishing feature of the rodents is their pairs of continuously growing, razor-sharp, open-rooted incisors.[1] These incisors have thick layers of enamel on the front and little enamel on the back.[2] Because they do not stop growing, the animal must continue to wear them down so that they do not reach and pierce the skull. As the incisors grind against each other, the softer dentine on the rear of the teeth wears away, leaving the sharp enamel edge shaped like the blade of a chisel.[3] Most species have up to 22 teeth with no canines or anterior premolars. A gap, or diastema, occurs between the incisors and the cheek teeth in most species. This allows rodents to suck in their cheeks or lips to shield their mouth and throat from wood shavings and other inedible material, discarding this waste from the sides of their mouths.[4] Chinchillas and guinea pigs have a high-fiber diet; their molars have no roots and grow continuously like their incisors.[5]
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In many species, the molars are relatively large, intricately structured, and highly cusped or ridged. Rodent molars are well equipped to grind food into small particles.[1] The jaw musculature is strong. The lower jaw is thrust forward while gnawing and is pulled backwards during chewing.[2] Rodent groups differ in the arrangement of the jaw muscles and associated skull structures, both from other mammals and amongst themselves. The Sciuromorpha, such as the eastern grey squirrel, have a large deep masseter, making them efficient at biting with the incisors. The Myomorpha, such as the brown rat, have enlarged temporalis muscles, making them able to chew powerfully with their molars. The Hystricomorpha, such as the guinea pig, have larger superficial masseter muscles and smaller deep masseter muscles than rats or squirrels, possibly making them less efficient at biting with the incisors, but their enlarged internal pterygoid muscles may allow them to move the jaw further sideways when chewing.[6] The cheek pouch is a specific morphological feature used for storing food and is evident in particular subgroups of rodents like kangaroo rats, hamsters, chipmunks and gophers which have two bags that may range from the mouth to the front of the shoulders.[7] True mice and rats do not contain this structure but their cheeks are elastic due to a high degree of musculature and innervation in the region.[8]
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While the largest species, the capybara, can weigh as much as 66 kg (146 lb), most rodents weigh less than 100 g (3.5 oz). The smallest rodent is the Baluchistan pygmy jerboa, which averages only 4.4 cm (1.7 in) in head and body length, with adult females weighing only 3.75 g (0.132��oz). Rodents have wide-ranging morphologies, but typically have squat bodies and short limbs.[1] The fore limbs usually have five digits, including an opposable thumb, while the hind limbs have three to five digits. The elbow gives the forearms great flexibility.[3][9] The majority of species are plantigrade, walking on both the palms and soles of their feet, and have claw-like nails. The nails of burrowing species tend to be long and strong, while arboreal rodents have shorter, sharper nails.[9] Rodent species use a wide variety of methods of locomotion including quadrupedal walking, running, burrowing, climbing, bipedal hopping (kangaroo rats and hopping mice), swimming and even gliding.[3]
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Scaly-tailed squirrels and flying squirrels, although not closely related, can both glide from tree to tree using parachute-like membranes that stretch from the fore to the hind limbs.[10] The agouti is fleet-footed and antelope-like, being digitigrade and having hoof-like nails. The majority of rodents have tails, which can be of many shapes and sizes. Some tails are prehensile, as in the Eurasian harvest mouse, and the fur on the tails can vary from bushy to completely bald. The tail is sometimes used for communication, as when beavers slap their tails on the water surface or house mice rattle their tails to indicate alarm. Some species have vestigial tails or no tails at all.[1] In some species, the tail is capable of regeneration if a part is broken off.[3]
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Rodents generally have well-developed senses of smell, hearing, and vision. Nocturnal species often have enlarged eyes and some are sensitive to ultraviolet light. Many species have long, sensitive whiskers or vibrissae for touch or "whisking". Some rodents have cheek pouches, which may be lined with fur. These can be turned inside out for cleaning. In many species, the tongue cannot reach past the incisors. Rodents have efficient digestive systems, absorbing nearly 80% of ingested energy. When eating cellulose, the food is softened in the stomach and passed to the cecum, where bacteria reduce it to its carbohydrate elements. The rodent then practices coprophagy, eating its own fecal pellets, so the nutrients can be absorbed by the gut. Rodents therefore often produce a hard and dry fecal pellet.[1] In many species, the penis contains a bone, the baculum; the testes can be located either abdominally or at the groin.[3]
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Sexual dimorphism occurs in many rodent species. In some rodents, males are larger than females, while in others the reverse is true. Male-bias sexual dimorphism is typical for ground squirrels, kangaroo rats, solitary mole rats and pocket gophers; it likely developed due to sexual selection and greater male-male combat. Female-bias sexual dimorphism exists among chipmunks and jumping mice. It is not understood why this pattern occurs, but in the case of yellow-pine chipmunks, males may have selected larger females due to their greater reproductive success. In some species, such as voles, sexual dimorphism can vary from population to population. In bank voles, females are typically larger than males, but male-bias sexual dimorphism occurs in alpine populations, possibly because of the lack of predators and greater competition between males.[11]
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One of the most widespread groups of mammals, rodents can be found on every continent except Antarctica. They are the only terrestrial placental mammals to have colonized Australia and New Guinea without human intervention. Humans have also allowed the animals to spread to many remote oceanic islands (e.g., the Polynesian rat).[3] Rodents have adapted to almost every terrestrial habitat, from cold tundra (where they can live under snow) to hot deserts.
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Some species such as tree squirrels and New World porcupines are arboreal, while some, such as gophers, tuco-tucos, and mole rats, live almost completely underground, where they build complex burrow systems. Others dwell on the surface of the ground, but may have a burrow into which they can retreat. Beavers and muskrats are known for being semiaquatic,[1] but the rodent best-adapted for aquatic life is probably the earless water rat from New Guinea.[12] Rodents have also thrived in human-created environments such as agricultural and urban areas.[13]
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Though some species are common pests for humans, rodents also play important ecological roles.[1] Some rodents are considered keystone species and ecosystem engineers in their respective habitats. In the Great Plains of North America, the burrowing activities of prairie dogs play important roles in soil aeration and nutrient redistribution, raising the organic content of the soil and increasing the absorption of water. They maintain these grassland habitats,[14] and some large herbivores such as bison and pronghorn prefer to graze near prairie dog colonies due to the increased nutritional quality of forage.[15]
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Extirpation of prairie dogs can also contribute to regional and local biodiversity loss, increased seed depredation, and the establishment and spread of invasive shrubs.[14] Burrowing rodents may eat the fruiting bodies of fungi and spread spores through their feces, thereby allowing the fungi to disperse and form symbiotic relationships with the roots of plants (which usually cannot thrive without them). As such, these rodents may play a role in maintaining healthy forests.[16]
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In many temperate regions, beavers play an essential hydrological role. When building their dams and lodges, beavers alter the paths of streams and rivers[17] and allow for the creation of extensive wetland habitats. One study found that engineering by beavers leads to a 33 percent increase in the number of herbaceous plant species in riparian areas.[18] Another study found that beavers increase wild salmon populations.[19]
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Most rodents are herbivorous, feeding exclusively on plant material such as seeds, stems, leaves, flowers, and roots. Some are omnivorous and a few are predators.[2] The field vole is a typical herbivorous rodent and feeds on grasses, herbs, root tubers, moss, and other vegetation, and gnaws on bark during the winter. It occasionally eats invertebrates such as insect larvae.[20] The plains pocket gopher eats plant material found underground during tunneling, and also collects grasses, roots, and tubers in its cheek pouches and caches them in underground larder chambers.[21]
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The Texas pocket gopher avoids emerging onto the surface to feed by seizing the roots of plants with its jaws and pulling them downwards into its burrow. It also practices coprophagy.[22] The African pouched rat forages on the surface, gathering anything that might be edible into its capacious cheek pouches until its face bulges out sideways. It then returns to its burrow to sort through the material it has gathered and eats the nutritious items.[23]
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Agouti species are one of the few animal groups that can break open the large capsules of the Brazil nut fruit. Too many seeds are inside to be consumed in one meal, so the agouti carries some off and caches them. This helps dispersal of the seeds as any that the agouti fails to retrieve are distant from the parent tree when they germinate. Other nut-bearing trees tend to bear a glut of fruits in the autumn. These are too numerous to be eaten in one meal and squirrels gather and store the surplus in crevices and hollow trees. In desert regions, seeds are often available only for short periods. The kangaroo rat collects all it can find and stores them in larder chambers in its burrow.[23]
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A strategy for dealing with seasonal plenty is to eat as much as possible and store the surplus nutrients as fat. Marmots do this, and may be 50% heavier in the autumn than in the spring. They rely on their fat reserves during their long winter hibernation.[23] Beavers feed on the leaves, buds, and inner bark of growing trees, as well as aquatic plants. They store food for winter use by felling small trees and leafy branches in the autumn and immersing them in their pond, sticking the ends into the mud to anchor them. Here, they can access their food supply underwater even when their pond is frozen over.[24]
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Although rodents have been regarded traditionally as herbivores, a number of species opportunistically include insects, fish, or meat in their diets and more specialized forms rely on such foods. A functional-morphological study of the rodent tooth system supports the idea that primitive rodents were omnivores rather than herbivores. Studies of the literature show that numerous members of the Sciuromorpha and Myomorpha, and a few members of the Hystricomorpha, have either included animal matter in their diets or been prepared to eat such food when offered it in captivity. Examination of the stomach contents of the North American white-footed mouse, normally considered to be herbivorous, showed 34% animal matter.[25]
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More specialized carnivores include the shrewlike rats of the Philippines, which feed on insects and soft-bodied invertebrates, and the Australian water rat, which devours aquatic insects, fish, crustaceans, mussels, snails, frogs, birds' eggs, and water birds.[25][26] The grasshopper mouse from dry regions of North America feeds on insects, scorpions, and other small mice, and only a small part of its diet is plant material. It has a chunky body with short legs and tail, but is agile and can easily overpower prey as large as itself.[27]
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Rodents exhibit a wide range of types of social behavior ranging from the mammalian caste system of the naked mole-rat,[28] the extensive "town" of the colonial prairie dog,[29] through family groups to the independent, solitary life of the edible dormouse. Adult dormice may have overlapping feeding ranges, but they live in individual nests and feed separately, coming together briefly in the breeding season to mate. The pocket gopher is also a solitary animal outside the breeding season, each individual digging a complex tunnel system and maintaining a territory.[9]
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Larger rodents tend to live in family units where parents and their offspring live together until the young disperse. Beavers live in extended family units typically with a pair of adults, this year's kits, the previous year's offspring, and sometimes older young.[30] Brown rats usually live in small colonies with up to six females sharing a burrow and one male defending a territory around the burrow. At high population densities, this system breaks down and males show a hierarchical system of dominance with overlapping ranges. Female offspring remain in the colony while male young disperse.[31] The prairie vole is monogamous and forms a lifelong pair bond. Outside the breeding season, prairie voles live in close proximity with others in small colonies. A male is not aggressive towards other males until he has mated, after which time he defends a territory, a female, and a nest against other males. The pair huddles together, grooms one another, and shares nesting and pup-raising responsibilities.[32]
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Among the most social of rodents are the ground squirrels, which typically form colonies based on female kinship, with males dispersing after weaning and becoming nomadic as adults. Cooperation in ground squirrels varies between species and typically includes making alarm calls, defending territories, sharing food, protecting nesting areas, and preventing infanticide.[33] The black-tailed prairie dog forms large towns that may cover many hectares. The burrows do not interconnect, but are excavated and occupied by territorial family groups known as coteries. A coterie often consists of an adult male, three or four adult females, several nonbreeding yearlings, and the current year's offspring. Individuals within coteries are friendly with each other, but hostile towards outsiders.[29]
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Perhaps the most extreme examples of colonial behavior in rodents are the eusocial naked mole rat and Damaraland mole rat. The naked mole rat lives completely underground and can form colonies of up to 80 individuals. Only one female and up to three males in the colony reproduce, while the rest of the members are smaller and sterile, and function as workers. Some individuals are of intermediate size. They help with the rearing of the young and can take the place of a reproductive if one dies.[28] The Damaraland mole rat is characterized by having a single reproductively active male and female in a colony where the remaining animals are not truly sterile, but become fertile only if they establish a colony of their own.[34]
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Rodents use scent marking in many social contexts including inter- and intra-species communication, the marking of trails and the establishment of territories. Their urine provides genetic information about individuals including the species, the sex and individual identity, and metabolic information on dominance, reproductive status and health. Compounds derived from the major histocompatibility complex (MHC) are bound to several urinary proteins. The odor of a predator depresses scent-marking behavior.[35]
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Rodents are able to recognize close relatives by smell and this allows them to show nepotism (preferential behavior toward their kin) and also avoid inbreeding. This kin recognition is by olfactory cues from urine, feces and glandular secretions. The main assessment may involve the MHC, where the degree of relatedness of two individuals is correlated to the MHC genes they have in common. In non-kin communication, where more permanent odor markers are required, as at territorial borders, then non-volatile major urinary proteins (MUPs), which function as pheromone transporters, may also be used. MUPs may also signal individual identity, with each male house mouse (Mus musculus) excreting urine containing about a dozen genetically encoded MUPs.[36]
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House mice deposit urine, which contains pheromones, for territorial marking, individual and group recognition, and social organization.[37] Territorial beavers and red squirrels investigate and become familiar with the scents of their neighbors and respond less aggressively to intrusions by them than to those made by non-territorial "floaters" or strangers. This is known as the "dear enemy effect".[38][39]
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Many rodent species, particularly those that are diurnal and social, have a wide range of alarm calls that are emitted when they perceive threats. There are both direct and indirect benefits of doing this. A potential predator may stop when it knows it has been detected, or an alarm call can allow conspecifics or related individuals to take evasive action.[40] Several species, for example prairie dogs, have complex anti-predator alarm call systems. These species may have different calls for different predators (e.g. aerial predators or ground-based predators) and each call contains information about the nature of the precise threat.[41] The urgency of the threat is also conveyed by the acoustic properties of the call.[42]
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Social rodents have a wider range of vocalizations than do solitary species. Fifteen different call-types have been recognized in adult Kataba mole rats and four in juveniles.[43] Similarly, the common degu, another social, burrowing rodent, exhibits a wide array of communication methods and has an elaborate vocal repertoire comprising fifteen different categories of sound.[44] Ultrasonic calls play a part in social communication between dormice and are used when the individuals are out of sight of each other.[45]
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House mice use both audible and ultrasonic calls in a variety of contexts. Audible vocalizations can often be heard during agonistic or aggressive encounters, whereas ultrasound is used in sexual communication and also by pups when they have fallen out of the nest.[37]
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Laboratory rats (which are brown rats, Rattus norvegicus) emit short, high frequency, ultrasonic vocalizations during purportedly pleasurable experiences such as rough-and-tumble play, when anticipating routine doses of morphine, during mating, and when tickled. The vocalization, described as a distinct "chirping", has been likened to laughter, and is interpreted as an expectation of something rewarding. In clinical studies, the chirping is associated with positive emotional feelings, and social bonding occurs with the tickler, resulting in the rats becoming conditioned to seek the tickling. However, as the rats age, the tendency to chirp declines. Like most rat vocalizations, the chirping is at frequencies too high for humans to hear without special equipment, so bat detectors have been used for this purpose.[46]
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Rodents, like all placental mammals except primates, have just two types of light receptive cones in their retina,[47] a short wavelength "blue-UV" type and a middle wavelength "green" type. They are therefore classified as dichromats; however, they are visually sensitive into the ultraviolet (UV) spectrum and therefore can see light that humans can not. The functions of this UV sensitivity are not always clear. In degus, for example, the belly reflects more UV light than the back. Therefore, when a degu stands up on its hind legs, which it does when alarmed, it exposes its belly to other degus and ultraviolet vision may serve a purpose in communicating the alarm. When it stands on all fours, its low UV-reflectance back could help make the degu less visible to predators.[48] Ultraviolet light is abundant during the day but not at night. There is a large increase in the ratio of ultraviolet to visible light in the morning and evening twilight hours. Many rodents are active during twilight hours (crepuscular activity), and UV-sensitivity would be advantageous at these times. Ultraviolet reflectivity is of dubious value for nocturnal rodents.[49]
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The urine of many rodents (e.g. voles, degus, mice, rats) strongly reflects UV light and this may be used in communication by leaving visible as well as olfactory markings.[50] However, the amount of UV that is reflected decreases with time, which in some circumstances can be disadvantageous; the common kestrel can distinguish between old and fresh rodent trails and has greater success hunting over more recently marked routes.[51]
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Vibrations can provide cues to conspecifics about specific behaviors being performed, predator warning and avoidance, herd or group maintenance, and courtship. The Middle East blind mole rat was the first mammal for which seismic communication was documented. These fossorial rodents bang their head against the walls of their tunnels. This behavior was initially interpreted as part of their tunnel building behavior, but it was eventually realized that they generate temporally patterned seismic signals for long-distance communication with neighboring mole rats.[52]
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Footdrumming is used widely as a predator warning or defensive action. It is used primarily by fossorial or semi-fossorial rodents.[53] The banner-tailed kangaroo rat produces several complex footdrumming patterns in a number of different contexts, one of which is when it encounters a snake. The footdrumming may alert nearby offspring but most likely conveys that the rat is too alert for a successful attack, thus preventing the snake's predatory pursuit.[52][54] Several studies have indicated intentional use of ground vibrations as a means of intra-specific communication during courtship among the Cape mole rat.[55] Footdrumming has been reported to be involved in male-male competition; the dominant male indicates its resource holding potential by drumming, thus minimizing physical contact with potential rivals.[52]
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Some species of rodent are monogamous, with an adult male and female forming a lasting pair bond. Monogamy can come in two forms; obligate and facultative. In obligate monogamy, both parents care for the offspring and play an important part in their survival. This occurs in species such as California mice, oldfield mice, Malagasy giant rats and beavers. In these species, males usually mate only with their partners. In addition to increased care for young, obligate monogamy can also be beneficial to the adult male as it decreases the chances of never finding a mate or mating with an infertile female. In facultative monogamy, the males do not provide direct parental care and stay with one female because they cannot access others due to being spatially dispersed. Prairie voles appear to be an example of this form of monogamy, with males guarding and defending females within their vicinity.[56]
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In polygynous species, males will try to monopolize and mate with multiple females. As with monogamy, polygyny in rodents can come in two forms; defense and non-defense. Defense polygyny involves males controlling territories that contain resources that attract females. This occurs in ground squirrels like yellow-bellied marmots, California ground squirrels, Columbian ground squirrels and Richardson's ground squirrels. Males with territories are known as "resident" males and the females that live within the territories are known as "resident" females. In the case of marmots, resident males do not appear to ever lose their territories and always win encounters with invading males. Some species are also known to directly defend their resident females and the ensuing fights can lead to severe wounding. In species with non-defense polygyny, males are not territorial and wander widely in search of females to monopolize. These males establish dominance hierarchies, with the high-ranking males having access to the most females. This occurs in species like Belding's ground squirrels and some tree squirrel species.[56]
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Promiscuity, in which both males and females mate with multiple partners, also occurs in rodents. In species such as the white-footed mouse, females give birth to litters with multiple paternities. Promiscuity leads to increased sperm competition and males tend to have larger testicles. In the Cape ground squirrel, the male's testes can be 20 percent of its head-body length.[56] Several rodent species have flexible mating systems that can vary between monogamy, polygyny and promiscuity.[56]
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Female rodents play an active role in choosing their mates. Factors that contribute to female preference may include the size, dominance and spatial ability of the male.[57] In the eusocial naked mole rats, a single female monopolizes mating from at least three males.[28]
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In most rodent species, such as brown rats and house mice, ovulation occurs on a regular cycle while in others, such as voles, it is induced by mating. During copulation, males of some rodent species deposit a mating plug in the female's genital opening, both to prevent sperm leakage and to protect against other males inseminating the female. Females can remove the plug and may do so either immediately or after several hours.[57]
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Rodents may be born either altricial (blind, hairless and relatively underdeveloped) or precocial (mostly furred, eyes open and fairly developed) depending on the species. The altricial state is typical for squirrels and mice, while the precocial state usually occurs in species like guinea pigs and porcupines. Females with altricial young typically build elaborate nests before they give birth and maintain them until their offspring are weaned. The female gives birth sitting or lying down and the young emerge in the direction she is facing. The newborns first venture out of the nest a few days after they have opened their eyes and initially keep returning regularly. As they get older and more developed, they visit the nest less often and leave permanently when weaned.[58]
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In precocial species, the mothers invest little in nest building and some do not build nests at all. The female gives birth standing and the young emerge behind her. Mothers of these species maintain contact with their highly mobile young with maternal contact calls. Though relatively independent and weaned within days, precocial young may continue to nurse and be groomed by their mothers. Rodent litter sizes also vary and females with smaller litters spend more time in the nest than those with larger litters.[58]
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Mother rodents provide both direct parental care, such as nursing, grooming, retrieving and huddling, and indirect parenting, such as food caching, nest building and protection to their offspring.[58] In many social species, young may be cared for by individuals other than their parents, a practice known as alloparenting or cooperative breeding. This is known to occur in black-tailed prairie dogs and Belding's ground squirrels, where mothers have communal nests and nurse unrelated young along with their own. There is some question as to whether these mothers can distinguish which young are theirs. In the Patagonian mara, young are also placed in communal warrens, but mothers do not permit youngsters other than their own to nurse.[59]
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Infanticide exists in numerous rodent species and may be practiced by adult conspecifics of either sex. Several reasons have been proposed for this behavior, including nutritional stress, resource competition, avoiding misdirecting parental care and, in the case of males, attempting to make the mother sexually receptive. The latter reason is well supported in primates and lions but less so in rodents.[60] Infanticide appears to be widespread in black-tailed prairie dogs, including infanticide from invading males and immigrant females, as well as occasional cannibalism of an individual's own offspring.[61] To protect against infanticide from other adults, female rodents may employ avoidance or direct aggression against potential perpetrators, multiple mating, territoriality or early termination of pregnancy.[60] Feticide can also occur among rodents; in Alpine marmots, dominant females tend to suppress the reproduction of subordinates by being antagonistic towards them while they are pregnant. The resulting stress causes the fetuses to abort.[62]
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Rodents have advanced cognitive abilities. They can quickly learn to avoid poisoned baits, which makes them difficult pests to deal with.[1] Guinea pigs can learn and remember complex pathways to food.[63] Squirrels and kangaroo rats are able to locate caches of food by spatial memory, rather than just by smell.[64][65]
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Because laboratory mice (house mice) and rats (brown rats) are widely used as scientific models to further our understanding of biology, a great deal has come to be known about their cognitive capacities. Brown rats exhibit cognitive bias, where information processing is biased by whether they are in a positive or negative affective state.[66] For example, laboratory rats trained to respond to a specific tone by pressing a lever to receive a reward, and to press another lever in response to a different tone so as to avoid receiving an electric shock, are more likely to respond to an intermediate tone by choosing the reward lever if they have just been tickled (something they enjoy), indicating "a link between the directly measured positive affective state and decision making under uncertainty in an animal model."[67]
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Laboratory (brown) rats may have the capacity for metacognition—to consider their own learning and then make decisions based on what they know, or do not know, as indicated by choices they make apparently trading off difficulty of tasks and expected rewards, making them the first animals other than primates known to have this capacity,[68][69] but these findings are disputed, since the rats may have been following simple operant conditioning principles,[70] or a behavioral economic model.[71] Brown rats use social learning in a wide range of situations, but perhaps especially so in acquiring food preferences.[72][73]
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Dentition is the key feature by which fossil rodents are recognized and the earliest record of such mammals comes from the Paleocene, shortly after the extinction of the non-avian dinosaurs some 66 million years ago. These fossils are found in Laurasia,[74] the supercontinent composed of modern-day North America, Europe, and Asia. The divergence of Glires, a clade consisting of rodents and lagomorphs (rabbits, hares and pikas), from other placental mammals occurred within a few million years after the Cretaceous-Tertiary boundary; rodents and lagomorphs then radiated during the Cenozoic.[75] Some molecular clock data suggest modern rodents (members of the order Rodentia) had appeared by the late Cretaceous, although other molecular divergence estimations are in agreement with the fossil record.[76][77]
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Rodents are thought to have evolved in Asia, where local multituberculate faunas were severely affected by the Cretaceous–Paleogene extinction event and never fully recovered, unlike their North American and European relatives. In the resulting ecological vacuum, rodents and other Glires were able to evolve and diversify, taking the niches left by extinct multituberculates. The correlation between the spread of rodents and the demise of multituberculates is a controversial topic, not fully resolved. American and European multituberculate assemblages do decline in diversity in correlation with the introduction of rodents in these areas, but the remaining Asian multituberculates co-existed with rodents with no observable replacement taking place, and ultimately both clades co-existed for at least 15 million years.[78]
|
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+
|
112 |
+
The history of the colonization of the world's continents by rodents is complex. The movements of the large superfamily Muroidea (including hamsters, gerbils, true mice and rats) may have involved up to seven colonizations of Africa, five of North America, four of Southeast Asia, two of South America and up to ten of Eurasia.[79]
|
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+
|
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During the Eocene, rodents began to diversify. Beavers appeared in Eurasia in the late Eocene before spreading to North America in the late Miocene.[81] Late in the Eocene, hystricognaths invaded Africa, most probably having originated in Asia at least 39.5 million years ago.[82] From Africa, fossil evidence shows that some hystricognaths (caviomorphs) colonized South America, which was an isolated continent at the time, evidently making use of ocean currents to cross the Atlantic on floating debris.[83] Caviomorphs had arrived in South America by 41 million years ago (implying a date at least as early as this for hystricognaths in Africa),[82] and had reached the Greater Antilles by the early Oligocene, suggesting that they must have dispersed rapidly across South America.[84]
|
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+
|
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+
Nesomyid rodents are thought to have rafted from Africa to Madagascar 20–24 million years ago.[85] All 27 species of native Malagasy rodents appear to be descendants of a single colonization event.
|
117 |
+
|
118 |
+
By 20 million years ago, fossils recognizably belonging to the current families such as Muridae had emerged.[74] By the Miocene, when Africa had collided with Asia, African rodents such as the porcupine began to spread into Eurasia.[86] Some fossil species were very large in comparison to modern rodents and included the giant beaver, Castoroides ohioensis, which grew to a length of 2.5 m (8 ft 2 in) and weight of 100 kg (220 lb).[87] The largest known rodent was Josephoartigasia monesi, a pacarana with an estimated body length of 3 m (10 ft).[88]
|
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+
|
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+
The first rodents arrived in Australia via Indonesia around 5 million years ago. Although marsupials are the most prominent mammals in Australia, many rodents, all belonging to the subfamily Murinae, are among the continent's mammal species.[89] There are about fifty species of 'old endemics', the first wave of rodents to colonize the country in the Miocene and early Pliocene, and eight true rat (Rattus) species of 'new endemics', arriving in a subsequent wave in the late Pliocene or early Pleistocene. The earliest fossil rodents in Australia have a maximum age of 4.5 million years,[90] and molecular data is consistent with the colonization of New Guinea from the west during the late Miocene or early Pliocene followed by rapid diversification. A further wave of adaptive radiation occurred after one or more colonizations of Australia some 2 to 3 million years later.[91]
|
121 |
+
|
122 |
+
Rodents participated in the Great American Interchange that resulted from the joining of the Americas by formation of the Isthmus of Panama, around 3 million years ago in the Piacenzian age.[92] In this exchange, a small number of species such as the New World porcupines (Erethizontidae) headed north.[74] However, the main southward invasion of sigmodontines preceded formation of the land bridge by at least several million years, probably occurring via rafting.[93][94][95] Sigmodontines diversified explosively once in South America, although some degree of diversification may have already occurred in Central America before the colonization.[94][95] Their "head start" has relegated other North American rodent groups (sciurids, geomyids, heteromyids and nonsigmodontine cricetids) to a minor presence in the contemporary South American fauna.
|
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+
|
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+
The use of the order name "Rodentia" is attributed to the English traveler and naturalist Thomas Edward Bowdich (1821).[96] The Modern Latin word Rodentia is derived from rodens, present participle of rodere – "to gnaw", "eat away".[97] The hares, rabbits and pikas (order Lagomorpha) have continuously growing incisors, as do rodents, and were at one time included in the order. However, they have an additional pair of incisors in the upper jaw and the two orders have quite separate evolutionary histories.[98] The phylogeny of the rodents places them in the clades Glires, Euarchontoglires and Boreoeutheria. The cladogram below shows the inner and outer relations of Rodentia based on a 2012 attempt by Wu et al. to align the molecular clock with paleontological data:[99]
|
125 |
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|
126 |
+
Perissodactyla
|
127 |
+
|
128 |
+
Carnivora
|
129 |
+
|
130 |
+
Primates
|
131 |
+
|
132 |
+
Ochotona (pikas)
|
133 |
+
|
134 |
+
Leporidae (rabbits & hares)
|
135 |
+
|
136 |
+
Ctenodactylidae (gundis)
|
137 |
+
|
138 |
+
Atherurus (brush-tailed porcupines)
|
139 |
+
|
140 |
+
Octodontomys (mountain degus)
|
141 |
+
|
142 |
+
Erethizon (North American porcupines)
|
143 |
+
|
144 |
+
Cavia (guinea pigs)
|
145 |
+
|
146 |
+
Aplodontia (mountain beavers)
|
147 |
+
|
148 |
+
Glaucomys (New World flying squirrels)
|
149 |
+
|
150 |
+
Tamias (chipmunks)
|
151 |
+
|
152 |
+
Castor (beavers)
|
153 |
+
|
154 |
+
Dipodomys (kangaroo rats)
|
155 |
+
|
156 |
+
Thomomys (pocket gophers)
|
157 |
+
|
158 |
+
Peromyscus (deer mice)
|
159 |
+
|
160 |
+
Mus ([true] mice)
|
161 |
+
|
162 |
+
Rattus (rats)
|
163 |
+
|
164 |
+
Sicista (birch mice)
|
165 |
+
|
166 |
+
Zapus (jumping mice)
|
167 |
+
|
168 |
+
Cardiocranius (pygmy jerboas)
|
169 |
+
|
170 |
+
The living rodent families based on the study done by Fabre et al. 2012.[100]
|
171 |
+
|
172 |
+
Gliridae
|
173 |
+
|
174 |
+
Aplodontidae
|
175 |
+
|
176 |
+
Sciuridae
|
177 |
+
|
178 |
+
Ctenodactylidae
|
179 |
+
|
180 |
+
Diatomyidae
|
181 |
+
|
182 |
+
Hystricidae
|
183 |
+
|
184 |
+
Bathyergidae
|
185 |
+
|
186 |
+
Petromuridae
|
187 |
+
|
188 |
+
Thryonomyidae
|
189 |
+
|
190 |
+
Erethizontidae
|
191 |
+
|
192 |
+
Cuniculidae
|
193 |
+
|
194 |
+
Caviidae
|
195 |
+
|
196 |
+
Dasyproctidae
|
197 |
+
|
198 |
+
Dinomyidae
|
199 |
+
|
200 |
+
Chinchillidae
|
201 |
+
|
202 |
+
Abrocomidae
|
203 |
+
|
204 |
+
Echimyidae
|
205 |
+
|
206 |
+
Ctenomyidae
|
207 |
+
|
208 |
+
Octodontidae
|
209 |
+
|
210 |
+
Castoridae
|
211 |
+
|
212 |
+
Heteromyidae
|
213 |
+
|
214 |
+
Geomyidae
|
215 |
+
|
216 |
+
Anomaluridae
|
217 |
+
|
218 |
+
Pedetidae
|
219 |
+
|
220 |
+
Dipodidae
|
221 |
+
|
222 |
+
Platacanthomyidae
|
223 |
+
|
224 |
+
Spalacidae
|
225 |
+
|
226 |
+
Calomyscidae
|
227 |
+
|
228 |
+
Nesomyidae
|
229 |
+
|
230 |
+
Cricetidae
|
231 |
+
|
232 |
+
Muridae
|
233 |
+
|
234 |
+
The order Rodentia may be divided into suborders, infraorders, superfamilies and families. There is a great deal of parallelism and convergence among rodents caused by the fact that they have tended to evolve to fill largely similar niches. This parallel evolution includes not only the structure of the teeth, but also the infraorbital region of the skull (below the eye socket) and makes classification difficult as similar traits may not be due to common ancestry.[101][102] Brandt (1855) was the first to propose dividing Rodentia into three suborders, Sciuromorpha, Hystricomorpha and Myomorpha, based on the development of certain muscles in the jaw and this system was widely accepted. Schlosser (1884) performed a comprehensive review of rodent fossils, mainly using the cheek teeth, and found that they fitted into the classical system, but Tullborg (1899) proposed just two sub-orders, Sciurognathi and Hystricognathi. These were based on the degree of inflection of the lower jaw and were to be further subdivided into Sciuromorpha, Myomorpha, Hystricomorpha and Bathyergomorpha. Matthew (1910) created a phylogenetic tree of New World rodents but did not include the more problematic Old World species. Further attempts at classification continued without agreement, with some authors adopting the classical three suborder system and others Tullborg's two suborders.[101]
|
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+
|
236 |
+
These disagreements remain unresolved, nor have molecular studies fully resolved the situation though they have confirmed the monophyly of the group and that the clade has descended from a common Paleocene ancestor. Carleton and Musser (2005) in Mammal Species of the World have provisionally adopted a five suborder system: Sciuromorpha, Castorimorpha, Myomorpha, Anomaluromorpha, and Hystricomorpha. These include 33 families, 481 genera and 2277 species.[103][104]
|
237 |
+
|
238 |
+
Order Rodentia (from Latin, rodere, to gnaw)
|
239 |
+
|
240 |
+
While rodents are not the most seriously threatened order of mammals, there are 168 species in 126 genera that are said to warrant conservation attention[105] in the face of limited appreciation by the public. Since 76 percent of rodent genera contain only one species, much phylogenetic diversity could be lost with a comparatively small number of extinctions. In the absence of more detailed knowledge of species at risk and accurate taxonomy, conservation must be based mainly on higher taxa (such as families rather than species) and geographical hot spots.[105] Several species of rice rat have become extinct since the 19th century, probably through habitat loss and the introduction of alien species.[106] In Colombia, the brown hairy dwarf porcupine was recorded from only two mountain localities in the 1920s, while the red crested soft-furred spiny rat is known only from its type locality on the Caribbean coast, so these species are considered vulnerable.[107] The IUCN Species Survival Commission writes "We can safely conclude that many South American rodents are seriously threatened, mainly by environmental disturbance and intensive hunting".[108]
|
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|
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The "three now cosmopolitan commensal rodent pest species"[109] (the brown rat, the black rat and the house mouse) have been dispersed in association with humans, partly on sailing ships in the Age of Exploration, and with a fourth species in the Pacific, the Polynesian rat (Rattus exulans), have severely damaged island biotas around the world. For example, when the black rat reached Lord Howe Island in 1918, over 40 percent of the terrestrial bird species of the island, including the Lord Howe fantail,[110] became extinct within ten years. Similar destruction has been seen on Midway Island (1943) and Big South Cape Island (1962). Conservation projects can with careful planning completely eradicate these pest rodents from islands using an anticoagulant rodenticide such as brodifacoum.[109] This approach has been successful on the island of Lundy in the United Kingdom, where the eradication of an estimated 40,000 brown rats is giving populations of Manx shearwater and Atlantic puffin a chance to recover from near-extinction.[111][112]
|
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|
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Humanity has long used animal skins for clothing, as the leather is durable and the fur provides extra insulation.[2] The native people of North America made much use of beaver pelts, tanning and sewing them together to make robes. Europeans appreciated the quality of these and the North American fur trade developed and became of prime importance to early settlers. In Europe, the soft underfur known as "beaver wool" was found to be ideal for felting and was made into beaver hats and trimming for clothing.[113][114] Later, the coypu took over as a cheaper source of fur for felting and was farmed extensively in America and Europe; however, fashions changed, new materials became available and this area of the animal fur industry declined.[115] The chinchilla has a soft and silky coat and the demand for its fur was so high that it was nearly wiped out in the wild before farming took over as the main source of pelts.[115] The quills and guardhairs of porcupines are used for traditional decorative clothing. For example, their guardhairs are used in the creation of the Native American "porky roach" headdress. The main quills may be dyed, and then applied in combination with thread to embellish leather accessories such as knife sheaths and leather bags. Lakota women would harvest the quills for quillwork by throwing a blanket over a porcupine and retrieving the quills it left stuck in the blanket.[116]
|
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+
|
246 |
+
At least 89 species of rodent, mostly Hystricomorpha such as guinea pigs, agoutis and capybaras, are eaten by humans; in 1985, there were at least 42 different societies in which people eat rats.[117] Guinea pigs were first raised for food around 2500 B.C. and by 1500 B.C. had become the main source of meat for the Inca Empire. Dormice were raised by the Romans in special pots called "gliraria", or in large outdoor enclosures, where they were fattened on walnuts, chestnuts, and acorns. The dormice were also caught from the wild in autumn when they were fattest, and either roasted and dipped into honey or baked while stuffed with a mixture of pork, pine nuts, and other flavorings. Researchers found that in Amazonia, where large mammals were scarce, pacas and common agoutis accounted for around 40 percent of the annual game taken by the indigenous people, but in forested areas where larger mammals were abundant, these rodents constituted only about 3 percent of the take.[117]
|
247 |
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|
248 |
+
Guinea pigs are used in the cuisine of Cuzco, Peru, in dishes such as cuy al horno, baked guinea pig.[2][118] The traditional Andean stove, known as a qoncha or a fogón, is made from mud and clay reinforced with straw and hair from animals such as guinea pigs.[119] In Peru, there are at any time 20 million domestic guinea pigs, which annually produce 64 million edible carcasses. This animal is an excellent food source since the flesh is 19% protein.[117] In the United States, mostly squirrels, but also muskrats, porcupines, and groundhogs are eaten by humans. The Navajo people ate prairie dog baked in mud, while the Paiute ate gophers, squirrels, and rats.[117]
|
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+
|
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+
Rodents are used widely as model organisms in animal testing.[2][120] Albino mutant rats were first used for research in 1828 and later became the first animal domesticated for purely scientific purposes.[121] Nowadays, the house mouse is the most commonly used laboratory rodent, and in 1979 it was estimated that fifty million were used annually worldwide. They are favored because of their small size, fertility, short gestation period and ease of handling and because they are susceptible to many of the conditions and infections that afflict humans. They are used in research into genetics, developmental biology, cell biology, oncology and immunology.[122] Guinea pigs were popular laboratory animals until the late 20th century; about 2.5 million guinea pigs were used annually in the United States for research in the 1960s,[123] but that total decreased to about 375,000 by the mid-1990s.[124] In 2007, they constituted about 2% of all laboratory animals.[123] Guinea pigs played a major role in the establishment of germ theory in the late 19th century, through the experiments of Louis Pasteur, Émile Roux, and Robert Koch.[125] They have been launched into orbital space flight several times—first by the USSR on the Sputnik 9 biosatellite of March 9, 1961, with a successful recovery.[126] The naked mole rat is the only known mammal that is poikilothermic; it is used in studies on thermoregulation. It is also unusual in not producing the neurotransmitter substance P, a fact which researchers find useful in studies on pain.[127]
|
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+
|
252 |
+
Rodents have sensitive olfactory abilities, which have been used by humans to detect odors or chemicals of interest.[128] The Gambian pouched rat is able to detect tuberculosis bacilli with a sensitivity of up to 86.6%, and specificity (detecting the absence of the bacilli) of over 93%; the same species has been trained to detect land mines.[129][130] Rats have been studied for possible use in hazardous situations such as in disaster zones. They can be trained to respond to commands, which may be given remotely, and even persuaded to venture into brightly lit areas, which rats usually avoid.[131][132][133]
|
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+
|
254 |
+
Rodents including guinea pigs,[134] mice, rats, hamsters, gerbils, chinchillas, degus and chipmunks make convenient pets able to live in small spaces, each species with its own qualities.[135] Most are normally kept in cages of suitable sizes and have varied requirements for space and social interaction. If handled from a young age, they are usually docile and do not bite. Guinea pigs have a long lifespan and need a large cage.[63] Rats also need plenty of space and can become very tame, can learn tricks and seem to enjoy human companionship. Mice are short-lived but take up very little space. Hamsters are solitary but tend to be nocturnal. They have interesting behaviors, but unless handled regularly they may be defensive. Gerbils are not usually aggressive, rarely bite and are sociable animals that enjoy the company of humans and their own kind.[136]
|
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+
|
256 |
+
Some rodent species are serious agricultural pests, eating large quantities of food stored by humans.[137] For example, in 2003, the amount of rice lost to mice and rats in Asia was estimated to be enough to feed 200 million people. Most of the damage worldwide is caused by a relatively small number of species, chiefly rats and mice.[138] In Indonesia and Tanzania, rodents reduce crop yields by around fifteen percent, while in some instances in South America losses have reached ninety percent. Across Africa, rodents including Mastomys and Arvicanthis damage cereals, groundnuts, vegetables and cacao. In Asia, rats, mice and species such as Microtus brandti, Meriones unguiculatus and Eospalax baileyi damage crops of rice, sorghum, tubers, vegetables and nuts. In Europe, as well as rats and mice, species of Apodemus, Microtus and in occasional outbreaks Arvicola terrestris cause damage to orchards, vegetables and pasture as well as cereals. In South America, a wider range of rodent species, such as Holochilus, Akodon, Calomys, Oligoryzomys, Phyllotis, Sigmodon and Zygodontomys, damage many crops including sugar cane, fruits, vegetables, and tubers.[138]
|
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|
258 |
+
Rodents are also significant vectors of disease.[139] The black rat, with the fleas that it carries, plays a primary role in spreading the bacterium Yersinia pestis responsible for bubonic plague,[140] and carries the organisms responsible for typhus, Weil's disease, toxoplasmosis and trichinosis.[139] A number of rodents carry hantaviruses, including the Puumala, Dobrava and Saaremaa viruses, which can infect humans.[141] Rodents also help to transmit diseases including babesiosis, cutaneous leishmaniasis, human granulocytic anaplasmosis, Lyme disease, Omsk hemorrhagic fever, Powassan virus, rickettsialpox, relapsing fever, Rocky Mountain spotted fever, and West Nile virus.[142]
|
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+
|
260 |
+
Because rodents are a nuisance and endanger public health, human societies often attempt to control them. Traditionally, this involved poisoning and trapping, methods that were not always safe or effective. More recently, integrated pest management attempts to improve control with a combination of surveys to determine the size and distribution of the pest population, the establishment of tolerance limits (levels of pest activity at which to intervene), interventions, and evaluation of effectiveness based on repeated surveys. Interventions may include education, making and applying laws and regulations, modifying the habitat, changing farming practices, and biological control using pathogens or predators, as well as poisoning and trapping.[143] The use of pathogens such as Salmonella has the drawback that they can infect man and domestic animals, and rodents often become resistant. The use of predators including ferrets, mongooses and monitor lizards has been found unsatisfactory. Domestic and feral cats are able to control rodents effectively, provided the rodent population is not too large.[144] In the UK, two species in particular, the house mouse and the brown rat, are actively controlled to limit damage in growing crops, loss and contamination of stored crops and structural damage to facilities, as well as to comply with the law.[145]
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1 |
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2 |
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3 |
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4 |
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|
5 |
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Anomaluromorpha
|
6 |
+
Castorimorpha
|
7 |
+
Hystricomorpha (incl. Caviomorpha)
|
8 |
+
Myomorpha
|
9 |
+
Sciuromorpha
|
10 |
+
|
11 |
+
Rodents (from Latin rodere, "to gnaw") are mammals of the order Rodentia, which are characterized by a single pair of continuously growing incisors in each of the upper and lower jaws. About 40% of all mammal species are rodents (2,277 species); they are found in vast numbers on all continents except Antarctica. They are the most diversified mammalian order and live in a variety of terrestrial habitats, including human-made environments.
|
12 |
+
|
13 |
+
Species can be arboreal, fossorial (burrowing), or semiaquatic. Well-known rodents include mice, rats, squirrels, prairie dogs, chipmunks, chinchillas, porcupines, beavers, guinea pigs, hamsters, gerbils and capybaras. Rabbits, hares, and pikas, whose incisors also grow continually, were once included with them, but are now considered to be in a separate order, the Lagomorpha. Nonetheless, Rodentia and Lagomorpha are sister groups, sharing a single common ancestor and forming the clade of Glires.
|
14 |
+
|
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Most rodents are small animals with robust bodies, short limbs, and long tails. They use their sharp incisors to gnaw food, excavate burrows, and defend themselves. Most eat seeds or other plant material, but some have more varied diets. They tend to be social animals and many species live in societies with complex ways of communicating with each other. Mating among rodents can vary from monogamy, to polygyny, to promiscuity. Many have litters of underdeveloped, altricial young, while others are precocial (relatively well developed) at birth.
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The rodent fossil record dates back to the Paleocene on the supercontinent of Laurasia. Rodents greatly diversified in the Eocene, as they spread across continents, sometimes even crossing oceans. Rodents reached both South America and Madagascar from Africa and were the only terrestrial placental mammals to reach and colonize Australia.
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Rodents have been used as food, for clothing, as pets, and as laboratory animals in research. Some species, in particular, the brown rat, the black rat, and the house mouse, are serious pests, eating and spoiling food stored by humans and spreading diseases. Accidentally introduced species of rodents are often considered to be invasive and have caused the extinction of numerous species, such as island birds, previously isolated from land-based predators.
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The distinguishing feature of the rodents is their pairs of continuously growing, razor-sharp, open-rooted incisors.[1] These incisors have thick layers of enamel on the front and little enamel on the back.[2] Because they do not stop growing, the animal must continue to wear them down so that they do not reach and pierce the skull. As the incisors grind against each other, the softer dentine on the rear of the teeth wears away, leaving the sharp enamel edge shaped like the blade of a chisel.[3] Most species have up to 22 teeth with no canines or anterior premolars. A gap, or diastema, occurs between the incisors and the cheek teeth in most species. This allows rodents to suck in their cheeks or lips to shield their mouth and throat from wood shavings and other inedible material, discarding this waste from the sides of their mouths.[4] Chinchillas and guinea pigs have a high-fiber diet; their molars have no roots and grow continuously like their incisors.[5]
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In many species, the molars are relatively large, intricately structured, and highly cusped or ridged. Rodent molars are well equipped to grind food into small particles.[1] The jaw musculature is strong. The lower jaw is thrust forward while gnawing and is pulled backwards during chewing.[2] Rodent groups differ in the arrangement of the jaw muscles and associated skull structures, both from other mammals and amongst themselves. The Sciuromorpha, such as the eastern grey squirrel, have a large deep masseter, making them efficient at biting with the incisors. The Myomorpha, such as the brown rat, have enlarged temporalis muscles, making them able to chew powerfully with their molars. The Hystricomorpha, such as the guinea pig, have larger superficial masseter muscles and smaller deep masseter muscles than rats or squirrels, possibly making them less efficient at biting with the incisors, but their enlarged internal pterygoid muscles may allow them to move the jaw further sideways when chewing.[6] The cheek pouch is a specific morphological feature used for storing food and is evident in particular subgroups of rodents like kangaroo rats, hamsters, chipmunks and gophers which have two bags that may range from the mouth to the front of the shoulders.[7] True mice and rats do not contain this structure but their cheeks are elastic due to a high degree of musculature and innervation in the region.[8]
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While the largest species, the capybara, can weigh as much as 66 kg (146 lb), most rodents weigh less than 100 g (3.5 oz). The smallest rodent is the Baluchistan pygmy jerboa, which averages only 4.4 cm (1.7 in) in head and body length, with adult females weighing only 3.75 g (0.132��oz). Rodents have wide-ranging morphologies, but typically have squat bodies and short limbs.[1] The fore limbs usually have five digits, including an opposable thumb, while the hind limbs have three to five digits. The elbow gives the forearms great flexibility.[3][9] The majority of species are plantigrade, walking on both the palms and soles of their feet, and have claw-like nails. The nails of burrowing species tend to be long and strong, while arboreal rodents have shorter, sharper nails.[9] Rodent species use a wide variety of methods of locomotion including quadrupedal walking, running, burrowing, climbing, bipedal hopping (kangaroo rats and hopping mice), swimming and even gliding.[3]
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Scaly-tailed squirrels and flying squirrels, although not closely related, can both glide from tree to tree using parachute-like membranes that stretch from the fore to the hind limbs.[10] The agouti is fleet-footed and antelope-like, being digitigrade and having hoof-like nails. The majority of rodents have tails, which can be of many shapes and sizes. Some tails are prehensile, as in the Eurasian harvest mouse, and the fur on the tails can vary from bushy to completely bald. The tail is sometimes used for communication, as when beavers slap their tails on the water surface or house mice rattle their tails to indicate alarm. Some species have vestigial tails or no tails at all.[1] In some species, the tail is capable of regeneration if a part is broken off.[3]
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Rodents generally have well-developed senses of smell, hearing, and vision. Nocturnal species often have enlarged eyes and some are sensitive to ultraviolet light. Many species have long, sensitive whiskers or vibrissae for touch or "whisking". Some rodents have cheek pouches, which may be lined with fur. These can be turned inside out for cleaning. In many species, the tongue cannot reach past the incisors. Rodents have efficient digestive systems, absorbing nearly 80% of ingested energy. When eating cellulose, the food is softened in the stomach and passed to the cecum, where bacteria reduce it to its carbohydrate elements. The rodent then practices coprophagy, eating its own fecal pellets, so the nutrients can be absorbed by the gut. Rodents therefore often produce a hard and dry fecal pellet.[1] In many species, the penis contains a bone, the baculum; the testes can be located either abdominally or at the groin.[3]
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Sexual dimorphism occurs in many rodent species. In some rodents, males are larger than females, while in others the reverse is true. Male-bias sexual dimorphism is typical for ground squirrels, kangaroo rats, solitary mole rats and pocket gophers; it likely developed due to sexual selection and greater male-male combat. Female-bias sexual dimorphism exists among chipmunks and jumping mice. It is not understood why this pattern occurs, but in the case of yellow-pine chipmunks, males may have selected larger females due to their greater reproductive success. In some species, such as voles, sexual dimorphism can vary from population to population. In bank voles, females are typically larger than males, but male-bias sexual dimorphism occurs in alpine populations, possibly because of the lack of predators and greater competition between males.[11]
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One of the most widespread groups of mammals, rodents can be found on every continent except Antarctica. They are the only terrestrial placental mammals to have colonized Australia and New Guinea without human intervention. Humans have also allowed the animals to spread to many remote oceanic islands (e.g., the Polynesian rat).[3] Rodents have adapted to almost every terrestrial habitat, from cold tundra (where they can live under snow) to hot deserts.
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Some species such as tree squirrels and New World porcupines are arboreal, while some, such as gophers, tuco-tucos, and mole rats, live almost completely underground, where they build complex burrow systems. Others dwell on the surface of the ground, but may have a burrow into which they can retreat. Beavers and muskrats are known for being semiaquatic,[1] but the rodent best-adapted for aquatic life is probably the earless water rat from New Guinea.[12] Rodents have also thrived in human-created environments such as agricultural and urban areas.[13]
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Though some species are common pests for humans, rodents also play important ecological roles.[1] Some rodents are considered keystone species and ecosystem engineers in their respective habitats. In the Great Plains of North America, the burrowing activities of prairie dogs play important roles in soil aeration and nutrient redistribution, raising the organic content of the soil and increasing the absorption of water. They maintain these grassland habitats,[14] and some large herbivores such as bison and pronghorn prefer to graze near prairie dog colonies due to the increased nutritional quality of forage.[15]
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Extirpation of prairie dogs can also contribute to regional and local biodiversity loss, increased seed depredation, and the establishment and spread of invasive shrubs.[14] Burrowing rodents may eat the fruiting bodies of fungi and spread spores through their feces, thereby allowing the fungi to disperse and form symbiotic relationships with the roots of plants (which usually cannot thrive without them). As such, these rodents may play a role in maintaining healthy forests.[16]
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In many temperate regions, beavers play an essential hydrological role. When building their dams and lodges, beavers alter the paths of streams and rivers[17] and allow for the creation of extensive wetland habitats. One study found that engineering by beavers leads to a 33 percent increase in the number of herbaceous plant species in riparian areas.[18] Another study found that beavers increase wild salmon populations.[19]
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Most rodents are herbivorous, feeding exclusively on plant material such as seeds, stems, leaves, flowers, and roots. Some are omnivorous and a few are predators.[2] The field vole is a typical herbivorous rodent and feeds on grasses, herbs, root tubers, moss, and other vegetation, and gnaws on bark during the winter. It occasionally eats invertebrates such as insect larvae.[20] The plains pocket gopher eats plant material found underground during tunneling, and also collects grasses, roots, and tubers in its cheek pouches and caches them in underground larder chambers.[21]
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The Texas pocket gopher avoids emerging onto the surface to feed by seizing the roots of plants with its jaws and pulling them downwards into its burrow. It also practices coprophagy.[22] The African pouched rat forages on the surface, gathering anything that might be edible into its capacious cheek pouches until its face bulges out sideways. It then returns to its burrow to sort through the material it has gathered and eats the nutritious items.[23]
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Agouti species are one of the few animal groups that can break open the large capsules of the Brazil nut fruit. Too many seeds are inside to be consumed in one meal, so the agouti carries some off and caches them. This helps dispersal of the seeds as any that the agouti fails to retrieve are distant from the parent tree when they germinate. Other nut-bearing trees tend to bear a glut of fruits in the autumn. These are too numerous to be eaten in one meal and squirrels gather and store the surplus in crevices and hollow trees. In desert regions, seeds are often available only for short periods. The kangaroo rat collects all it can find and stores them in larder chambers in its burrow.[23]
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A strategy for dealing with seasonal plenty is to eat as much as possible and store the surplus nutrients as fat. Marmots do this, and may be 50% heavier in the autumn than in the spring. They rely on their fat reserves during their long winter hibernation.[23] Beavers feed on the leaves, buds, and inner bark of growing trees, as well as aquatic plants. They store food for winter use by felling small trees and leafy branches in the autumn and immersing them in their pond, sticking the ends into the mud to anchor them. Here, they can access their food supply underwater even when their pond is frozen over.[24]
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Although rodents have been regarded traditionally as herbivores, a number of species opportunistically include insects, fish, or meat in their diets and more specialized forms rely on such foods. A functional-morphological study of the rodent tooth system supports the idea that primitive rodents were omnivores rather than herbivores. Studies of the literature show that numerous members of the Sciuromorpha and Myomorpha, and a few members of the Hystricomorpha, have either included animal matter in their diets or been prepared to eat such food when offered it in captivity. Examination of the stomach contents of the North American white-footed mouse, normally considered to be herbivorous, showed 34% animal matter.[25]
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More specialized carnivores include the shrewlike rats of the Philippines, which feed on insects and soft-bodied invertebrates, and the Australian water rat, which devours aquatic insects, fish, crustaceans, mussels, snails, frogs, birds' eggs, and water birds.[25][26] The grasshopper mouse from dry regions of North America feeds on insects, scorpions, and other small mice, and only a small part of its diet is plant material. It has a chunky body with short legs and tail, but is agile and can easily overpower prey as large as itself.[27]
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Rodents exhibit a wide range of types of social behavior ranging from the mammalian caste system of the naked mole-rat,[28] the extensive "town" of the colonial prairie dog,[29] through family groups to the independent, solitary life of the edible dormouse. Adult dormice may have overlapping feeding ranges, but they live in individual nests and feed separately, coming together briefly in the breeding season to mate. The pocket gopher is also a solitary animal outside the breeding season, each individual digging a complex tunnel system and maintaining a territory.[9]
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Larger rodents tend to live in family units where parents and their offspring live together until the young disperse. Beavers live in extended family units typically with a pair of adults, this year's kits, the previous year's offspring, and sometimes older young.[30] Brown rats usually live in small colonies with up to six females sharing a burrow and one male defending a territory around the burrow. At high population densities, this system breaks down and males show a hierarchical system of dominance with overlapping ranges. Female offspring remain in the colony while male young disperse.[31] The prairie vole is monogamous and forms a lifelong pair bond. Outside the breeding season, prairie voles live in close proximity with others in small colonies. A male is not aggressive towards other males until he has mated, after which time he defends a territory, a female, and a nest against other males. The pair huddles together, grooms one another, and shares nesting and pup-raising responsibilities.[32]
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Among the most social of rodents are the ground squirrels, which typically form colonies based on female kinship, with males dispersing after weaning and becoming nomadic as adults. Cooperation in ground squirrels varies between species and typically includes making alarm calls, defending territories, sharing food, protecting nesting areas, and preventing infanticide.[33] The black-tailed prairie dog forms large towns that may cover many hectares. The burrows do not interconnect, but are excavated and occupied by territorial family groups known as coteries. A coterie often consists of an adult male, three or four adult females, several nonbreeding yearlings, and the current year's offspring. Individuals within coteries are friendly with each other, but hostile towards outsiders.[29]
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Perhaps the most extreme examples of colonial behavior in rodents are the eusocial naked mole rat and Damaraland mole rat. The naked mole rat lives completely underground and can form colonies of up to 80 individuals. Only one female and up to three males in the colony reproduce, while the rest of the members are smaller and sterile, and function as workers. Some individuals are of intermediate size. They help with the rearing of the young and can take the place of a reproductive if one dies.[28] The Damaraland mole rat is characterized by having a single reproductively active male and female in a colony where the remaining animals are not truly sterile, but become fertile only if they establish a colony of their own.[34]
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Rodents use scent marking in many social contexts including inter- and intra-species communication, the marking of trails and the establishment of territories. Their urine provides genetic information about individuals including the species, the sex and individual identity, and metabolic information on dominance, reproductive status and health. Compounds derived from the major histocompatibility complex (MHC) are bound to several urinary proteins. The odor of a predator depresses scent-marking behavior.[35]
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Rodents are able to recognize close relatives by smell and this allows them to show nepotism (preferential behavior toward their kin) and also avoid inbreeding. This kin recognition is by olfactory cues from urine, feces and glandular secretions. The main assessment may involve the MHC, where the degree of relatedness of two individuals is correlated to the MHC genes they have in common. In non-kin communication, where more permanent odor markers are required, as at territorial borders, then non-volatile major urinary proteins (MUPs), which function as pheromone transporters, may also be used. MUPs may also signal individual identity, with each male house mouse (Mus musculus) excreting urine containing about a dozen genetically encoded MUPs.[36]
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House mice deposit urine, which contains pheromones, for territorial marking, individual and group recognition, and social organization.[37] Territorial beavers and red squirrels investigate and become familiar with the scents of their neighbors and respond less aggressively to intrusions by them than to those made by non-territorial "floaters" or strangers. This is known as the "dear enemy effect".[38][39]
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Many rodent species, particularly those that are diurnal and social, have a wide range of alarm calls that are emitted when they perceive threats. There are both direct and indirect benefits of doing this. A potential predator may stop when it knows it has been detected, or an alarm call can allow conspecifics or related individuals to take evasive action.[40] Several species, for example prairie dogs, have complex anti-predator alarm call systems. These species may have different calls for different predators (e.g. aerial predators or ground-based predators) and each call contains information about the nature of the precise threat.[41] The urgency of the threat is also conveyed by the acoustic properties of the call.[42]
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Social rodents have a wider range of vocalizations than do solitary species. Fifteen different call-types have been recognized in adult Kataba mole rats and four in juveniles.[43] Similarly, the common degu, another social, burrowing rodent, exhibits a wide array of communication methods and has an elaborate vocal repertoire comprising fifteen different categories of sound.[44] Ultrasonic calls play a part in social communication between dormice and are used when the individuals are out of sight of each other.[45]
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House mice use both audible and ultrasonic calls in a variety of contexts. Audible vocalizations can often be heard during agonistic or aggressive encounters, whereas ultrasound is used in sexual communication and also by pups when they have fallen out of the nest.[37]
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Laboratory rats (which are brown rats, Rattus norvegicus) emit short, high frequency, ultrasonic vocalizations during purportedly pleasurable experiences such as rough-and-tumble play, when anticipating routine doses of morphine, during mating, and when tickled. The vocalization, described as a distinct "chirping", has been likened to laughter, and is interpreted as an expectation of something rewarding. In clinical studies, the chirping is associated with positive emotional feelings, and social bonding occurs with the tickler, resulting in the rats becoming conditioned to seek the tickling. However, as the rats age, the tendency to chirp declines. Like most rat vocalizations, the chirping is at frequencies too high for humans to hear without special equipment, so bat detectors have been used for this purpose.[46]
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Rodents, like all placental mammals except primates, have just two types of light receptive cones in their retina,[47] a short wavelength "blue-UV" type and a middle wavelength "green" type. They are therefore classified as dichromats; however, they are visually sensitive into the ultraviolet (UV) spectrum and therefore can see light that humans can not. The functions of this UV sensitivity are not always clear. In degus, for example, the belly reflects more UV light than the back. Therefore, when a degu stands up on its hind legs, which it does when alarmed, it exposes its belly to other degus and ultraviolet vision may serve a purpose in communicating the alarm. When it stands on all fours, its low UV-reflectance back could help make the degu less visible to predators.[48] Ultraviolet light is abundant during the day but not at night. There is a large increase in the ratio of ultraviolet to visible light in the morning and evening twilight hours. Many rodents are active during twilight hours (crepuscular activity), and UV-sensitivity would be advantageous at these times. Ultraviolet reflectivity is of dubious value for nocturnal rodents.[49]
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The urine of many rodents (e.g. voles, degus, mice, rats) strongly reflects UV light and this may be used in communication by leaving visible as well as olfactory markings.[50] However, the amount of UV that is reflected decreases with time, which in some circumstances can be disadvantageous; the common kestrel can distinguish between old and fresh rodent trails and has greater success hunting over more recently marked routes.[51]
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Vibrations can provide cues to conspecifics about specific behaviors being performed, predator warning and avoidance, herd or group maintenance, and courtship. The Middle East blind mole rat was the first mammal for which seismic communication was documented. These fossorial rodents bang their head against the walls of their tunnels. This behavior was initially interpreted as part of their tunnel building behavior, but it was eventually realized that they generate temporally patterned seismic signals for long-distance communication with neighboring mole rats.[52]
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Footdrumming is used widely as a predator warning or defensive action. It is used primarily by fossorial or semi-fossorial rodents.[53] The banner-tailed kangaroo rat produces several complex footdrumming patterns in a number of different contexts, one of which is when it encounters a snake. The footdrumming may alert nearby offspring but most likely conveys that the rat is too alert for a successful attack, thus preventing the snake's predatory pursuit.[52][54] Several studies have indicated intentional use of ground vibrations as a means of intra-specific communication during courtship among the Cape mole rat.[55] Footdrumming has been reported to be involved in male-male competition; the dominant male indicates its resource holding potential by drumming, thus minimizing physical contact with potential rivals.[52]
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Some species of rodent are monogamous, with an adult male and female forming a lasting pair bond. Monogamy can come in two forms; obligate and facultative. In obligate monogamy, both parents care for the offspring and play an important part in their survival. This occurs in species such as California mice, oldfield mice, Malagasy giant rats and beavers. In these species, males usually mate only with their partners. In addition to increased care for young, obligate monogamy can also be beneficial to the adult male as it decreases the chances of never finding a mate or mating with an infertile female. In facultative monogamy, the males do not provide direct parental care and stay with one female because they cannot access others due to being spatially dispersed. Prairie voles appear to be an example of this form of monogamy, with males guarding and defending females within their vicinity.[56]
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In polygynous species, males will try to monopolize and mate with multiple females. As with monogamy, polygyny in rodents can come in two forms; defense and non-defense. Defense polygyny involves males controlling territories that contain resources that attract females. This occurs in ground squirrels like yellow-bellied marmots, California ground squirrels, Columbian ground squirrels and Richardson's ground squirrels. Males with territories are known as "resident" males and the females that live within the territories are known as "resident" females. In the case of marmots, resident males do not appear to ever lose their territories and always win encounters with invading males. Some species are also known to directly defend their resident females and the ensuing fights can lead to severe wounding. In species with non-defense polygyny, males are not territorial and wander widely in search of females to monopolize. These males establish dominance hierarchies, with the high-ranking males having access to the most females. This occurs in species like Belding's ground squirrels and some tree squirrel species.[56]
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Promiscuity, in which both males and females mate with multiple partners, also occurs in rodents. In species such as the white-footed mouse, females give birth to litters with multiple paternities. Promiscuity leads to increased sperm competition and males tend to have larger testicles. In the Cape ground squirrel, the male's testes can be 20 percent of its head-body length.[56] Several rodent species have flexible mating systems that can vary between monogamy, polygyny and promiscuity.[56]
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Female rodents play an active role in choosing their mates. Factors that contribute to female preference may include the size, dominance and spatial ability of the male.[57] In the eusocial naked mole rats, a single female monopolizes mating from at least three males.[28]
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In most rodent species, such as brown rats and house mice, ovulation occurs on a regular cycle while in others, such as voles, it is induced by mating. During copulation, males of some rodent species deposit a mating plug in the female's genital opening, both to prevent sperm leakage and to protect against other males inseminating the female. Females can remove the plug and may do so either immediately or after several hours.[57]
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Rodents may be born either altricial (blind, hairless and relatively underdeveloped) or precocial (mostly furred, eyes open and fairly developed) depending on the species. The altricial state is typical for squirrels and mice, while the precocial state usually occurs in species like guinea pigs and porcupines. Females with altricial young typically build elaborate nests before they give birth and maintain them until their offspring are weaned. The female gives birth sitting or lying down and the young emerge in the direction she is facing. The newborns first venture out of the nest a few days after they have opened their eyes and initially keep returning regularly. As they get older and more developed, they visit the nest less often and leave permanently when weaned.[58]
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In precocial species, the mothers invest little in nest building and some do not build nests at all. The female gives birth standing and the young emerge behind her. Mothers of these species maintain contact with their highly mobile young with maternal contact calls. Though relatively independent and weaned within days, precocial young may continue to nurse and be groomed by their mothers. Rodent litter sizes also vary and females with smaller litters spend more time in the nest than those with larger litters.[58]
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Mother rodents provide both direct parental care, such as nursing, grooming, retrieving and huddling, and indirect parenting, such as food caching, nest building and protection to their offspring.[58] In many social species, young may be cared for by individuals other than their parents, a practice known as alloparenting or cooperative breeding. This is known to occur in black-tailed prairie dogs and Belding's ground squirrels, where mothers have communal nests and nurse unrelated young along with their own. There is some question as to whether these mothers can distinguish which young are theirs. In the Patagonian mara, young are also placed in communal warrens, but mothers do not permit youngsters other than their own to nurse.[59]
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Infanticide exists in numerous rodent species and may be practiced by adult conspecifics of either sex. Several reasons have been proposed for this behavior, including nutritional stress, resource competition, avoiding misdirecting parental care and, in the case of males, attempting to make the mother sexually receptive. The latter reason is well supported in primates and lions but less so in rodents.[60] Infanticide appears to be widespread in black-tailed prairie dogs, including infanticide from invading males and immigrant females, as well as occasional cannibalism of an individual's own offspring.[61] To protect against infanticide from other adults, female rodents may employ avoidance or direct aggression against potential perpetrators, multiple mating, territoriality or early termination of pregnancy.[60] Feticide can also occur among rodents; in Alpine marmots, dominant females tend to suppress the reproduction of subordinates by being antagonistic towards them while they are pregnant. The resulting stress causes the fetuses to abort.[62]
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Rodents have advanced cognitive abilities. They can quickly learn to avoid poisoned baits, which makes them difficult pests to deal with.[1] Guinea pigs can learn and remember complex pathways to food.[63] Squirrels and kangaroo rats are able to locate caches of food by spatial memory, rather than just by smell.[64][65]
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Because laboratory mice (house mice) and rats (brown rats) are widely used as scientific models to further our understanding of biology, a great deal has come to be known about their cognitive capacities. Brown rats exhibit cognitive bias, where information processing is biased by whether they are in a positive or negative affective state.[66] For example, laboratory rats trained to respond to a specific tone by pressing a lever to receive a reward, and to press another lever in response to a different tone so as to avoid receiving an electric shock, are more likely to respond to an intermediate tone by choosing the reward lever if they have just been tickled (something they enjoy), indicating "a link between the directly measured positive affective state and decision making under uncertainty in an animal model."[67]
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Laboratory (brown) rats may have the capacity for metacognition—to consider their own learning and then make decisions based on what they know, or do not know, as indicated by choices they make apparently trading off difficulty of tasks and expected rewards, making them the first animals other than primates known to have this capacity,[68][69] but these findings are disputed, since the rats may have been following simple operant conditioning principles,[70] or a behavioral economic model.[71] Brown rats use social learning in a wide range of situations, but perhaps especially so in acquiring food preferences.[72][73]
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Dentition is the key feature by which fossil rodents are recognized and the earliest record of such mammals comes from the Paleocene, shortly after the extinction of the non-avian dinosaurs some 66 million years ago. These fossils are found in Laurasia,[74] the supercontinent composed of modern-day North America, Europe, and Asia. The divergence of Glires, a clade consisting of rodents and lagomorphs (rabbits, hares and pikas), from other placental mammals occurred within a few million years after the Cretaceous-Tertiary boundary; rodents and lagomorphs then radiated during the Cenozoic.[75] Some molecular clock data suggest modern rodents (members of the order Rodentia) had appeared by the late Cretaceous, although other molecular divergence estimations are in agreement with the fossil record.[76][77]
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Rodents are thought to have evolved in Asia, where local multituberculate faunas were severely affected by the Cretaceous–Paleogene extinction event and never fully recovered, unlike their North American and European relatives. In the resulting ecological vacuum, rodents and other Glires were able to evolve and diversify, taking the niches left by extinct multituberculates. The correlation between the spread of rodents and the demise of multituberculates is a controversial topic, not fully resolved. American and European multituberculate assemblages do decline in diversity in correlation with the introduction of rodents in these areas, but the remaining Asian multituberculates co-existed with rodents with no observable replacement taking place, and ultimately both clades co-existed for at least 15 million years.[78]
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The history of the colonization of the world's continents by rodents is complex. The movements of the large superfamily Muroidea (including hamsters, gerbils, true mice and rats) may have involved up to seven colonizations of Africa, five of North America, four of Southeast Asia, two of South America and up to ten of Eurasia.[79]
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During the Eocene, rodents began to diversify. Beavers appeared in Eurasia in the late Eocene before spreading to North America in the late Miocene.[81] Late in the Eocene, hystricognaths invaded Africa, most probably having originated in Asia at least 39.5 million years ago.[82] From Africa, fossil evidence shows that some hystricognaths (caviomorphs) colonized South America, which was an isolated continent at the time, evidently making use of ocean currents to cross the Atlantic on floating debris.[83] Caviomorphs had arrived in South America by 41 million years ago (implying a date at least as early as this for hystricognaths in Africa),[82] and had reached the Greater Antilles by the early Oligocene, suggesting that they must have dispersed rapidly across South America.[84]
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Nesomyid rodents are thought to have rafted from Africa to Madagascar 20–24 million years ago.[85] All 27 species of native Malagasy rodents appear to be descendants of a single colonization event.
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By 20 million years ago, fossils recognizably belonging to the current families such as Muridae had emerged.[74] By the Miocene, when Africa had collided with Asia, African rodents such as the porcupine began to spread into Eurasia.[86] Some fossil species were very large in comparison to modern rodents and included the giant beaver, Castoroides ohioensis, which grew to a length of 2.5 m (8 ft 2 in) and weight of 100 kg (220 lb).[87] The largest known rodent was Josephoartigasia monesi, a pacarana with an estimated body length of 3 m (10 ft).[88]
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The first rodents arrived in Australia via Indonesia around 5 million years ago. Although marsupials are the most prominent mammals in Australia, many rodents, all belonging to the subfamily Murinae, are among the continent's mammal species.[89] There are about fifty species of 'old endemics', the first wave of rodents to colonize the country in the Miocene and early Pliocene, and eight true rat (Rattus) species of 'new endemics', arriving in a subsequent wave in the late Pliocene or early Pleistocene. The earliest fossil rodents in Australia have a maximum age of 4.5 million years,[90] and molecular data is consistent with the colonization of New Guinea from the west during the late Miocene or early Pliocene followed by rapid diversification. A further wave of adaptive radiation occurred after one or more colonizations of Australia some 2 to 3 million years later.[91]
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Rodents participated in the Great American Interchange that resulted from the joining of the Americas by formation of the Isthmus of Panama, around 3 million years ago in the Piacenzian age.[92] In this exchange, a small number of species such as the New World porcupines (Erethizontidae) headed north.[74] However, the main southward invasion of sigmodontines preceded formation of the land bridge by at least several million years, probably occurring via rafting.[93][94][95] Sigmodontines diversified explosively once in South America, although some degree of diversification may have already occurred in Central America before the colonization.[94][95] Their "head start" has relegated other North American rodent groups (sciurids, geomyids, heteromyids and nonsigmodontine cricetids) to a minor presence in the contemporary South American fauna.
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The use of the order name "Rodentia" is attributed to the English traveler and naturalist Thomas Edward Bowdich (1821).[96] The Modern Latin word Rodentia is derived from rodens, present participle of rodere – "to gnaw", "eat away".[97] The hares, rabbits and pikas (order Lagomorpha) have continuously growing incisors, as do rodents, and were at one time included in the order. However, they have an additional pair of incisors in the upper jaw and the two orders have quite separate evolutionary histories.[98] The phylogeny of the rodents places them in the clades Glires, Euarchontoglires and Boreoeutheria. The cladogram below shows the inner and outer relations of Rodentia based on a 2012 attempt by Wu et al. to align the molecular clock with paleontological data:[99]
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Perissodactyla
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|
128 |
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Carnivora
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129 |
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130 |
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Primates
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131 |
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|
132 |
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Ochotona (pikas)
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133 |
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|
134 |
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Leporidae (rabbits & hares)
|
135 |
+
|
136 |
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Ctenodactylidae (gundis)
|
137 |
+
|
138 |
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Atherurus (brush-tailed porcupines)
|
139 |
+
|
140 |
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Octodontomys (mountain degus)
|
141 |
+
|
142 |
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Erethizon (North American porcupines)
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143 |
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|
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Cavia (guinea pigs)
|
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|
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Aplodontia (mountain beavers)
|
147 |
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|
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Glaucomys (New World flying squirrels)
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|
150 |
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Tamias (chipmunks)
|
151 |
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|
152 |
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Castor (beavers)
|
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|
154 |
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Dipodomys (kangaroo rats)
|
155 |
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|
156 |
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Thomomys (pocket gophers)
|
157 |
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|
158 |
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Peromyscus (deer mice)
|
159 |
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|
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Mus ([true] mice)
|
161 |
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|
162 |
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Rattus (rats)
|
163 |
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|
164 |
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Sicista (birch mice)
|
165 |
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|
166 |
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Zapus (jumping mice)
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167 |
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|
168 |
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Cardiocranius (pygmy jerboas)
|
169 |
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|
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The living rodent families based on the study done by Fabre et al. 2012.[100]
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171 |
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|
172 |
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Gliridae
|
173 |
+
|
174 |
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Aplodontidae
|
175 |
+
|
176 |
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Sciuridae
|
177 |
+
|
178 |
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Ctenodactylidae
|
179 |
+
|
180 |
+
Diatomyidae
|
181 |
+
|
182 |
+
Hystricidae
|
183 |
+
|
184 |
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Bathyergidae
|
185 |
+
|
186 |
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Petromuridae
|
187 |
+
|
188 |
+
Thryonomyidae
|
189 |
+
|
190 |
+
Erethizontidae
|
191 |
+
|
192 |
+
Cuniculidae
|
193 |
+
|
194 |
+
Caviidae
|
195 |
+
|
196 |
+
Dasyproctidae
|
197 |
+
|
198 |
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Dinomyidae
|
199 |
+
|
200 |
+
Chinchillidae
|
201 |
+
|
202 |
+
Abrocomidae
|
203 |
+
|
204 |
+
Echimyidae
|
205 |
+
|
206 |
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Ctenomyidae
|
207 |
+
|
208 |
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Octodontidae
|
209 |
+
|
210 |
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Castoridae
|
211 |
+
|
212 |
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Heteromyidae
|
213 |
+
|
214 |
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Geomyidae
|
215 |
+
|
216 |
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Anomaluridae
|
217 |
+
|
218 |
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Pedetidae
|
219 |
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|
220 |
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Dipodidae
|
221 |
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|
222 |
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Platacanthomyidae
|
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|
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Spalacidae
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|
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Calomyscidae
|
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|
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Nesomyidae
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Cricetidae
|
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|
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Muridae
|
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The order Rodentia may be divided into suborders, infraorders, superfamilies and families. There is a great deal of parallelism and convergence among rodents caused by the fact that they have tended to evolve to fill largely similar niches. This parallel evolution includes not only the structure of the teeth, but also the infraorbital region of the skull (below the eye socket) and makes classification difficult as similar traits may not be due to common ancestry.[101][102] Brandt (1855) was the first to propose dividing Rodentia into three suborders, Sciuromorpha, Hystricomorpha and Myomorpha, based on the development of certain muscles in the jaw and this system was widely accepted. Schlosser (1884) performed a comprehensive review of rodent fossils, mainly using the cheek teeth, and found that they fitted into the classical system, but Tullborg (1899) proposed just two sub-orders, Sciurognathi and Hystricognathi. These were based on the degree of inflection of the lower jaw and were to be further subdivided into Sciuromorpha, Myomorpha, Hystricomorpha and Bathyergomorpha. Matthew (1910) created a phylogenetic tree of New World rodents but did not include the more problematic Old World species. Further attempts at classification continued without agreement, with some authors adopting the classical three suborder system and others Tullborg's two suborders.[101]
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These disagreements remain unresolved, nor have molecular studies fully resolved the situation though they have confirmed the monophyly of the group and that the clade has descended from a common Paleocene ancestor. Carleton and Musser (2005) in Mammal Species of the World have provisionally adopted a five suborder system: Sciuromorpha, Castorimorpha, Myomorpha, Anomaluromorpha, and Hystricomorpha. These include 33 families, 481 genera and 2277 species.[103][104]
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Order Rodentia (from Latin, rodere, to gnaw)
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While rodents are not the most seriously threatened order of mammals, there are 168 species in 126 genera that are said to warrant conservation attention[105] in the face of limited appreciation by the public. Since 76 percent of rodent genera contain only one species, much phylogenetic diversity could be lost with a comparatively small number of extinctions. In the absence of more detailed knowledge of species at risk and accurate taxonomy, conservation must be based mainly on higher taxa (such as families rather than species) and geographical hot spots.[105] Several species of rice rat have become extinct since the 19th century, probably through habitat loss and the introduction of alien species.[106] In Colombia, the brown hairy dwarf porcupine was recorded from only two mountain localities in the 1920s, while the red crested soft-furred spiny rat is known only from its type locality on the Caribbean coast, so these species are considered vulnerable.[107] The IUCN Species Survival Commission writes "We can safely conclude that many South American rodents are seriously threatened, mainly by environmental disturbance and intensive hunting".[108]
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The "three now cosmopolitan commensal rodent pest species"[109] (the brown rat, the black rat and the house mouse) have been dispersed in association with humans, partly on sailing ships in the Age of Exploration, and with a fourth species in the Pacific, the Polynesian rat (Rattus exulans), have severely damaged island biotas around the world. For example, when the black rat reached Lord Howe Island in 1918, over 40 percent of the terrestrial bird species of the island, including the Lord Howe fantail,[110] became extinct within ten years. Similar destruction has been seen on Midway Island (1943) and Big South Cape Island (1962). Conservation projects can with careful planning completely eradicate these pest rodents from islands using an anticoagulant rodenticide such as brodifacoum.[109] This approach has been successful on the island of Lundy in the United Kingdom, where the eradication of an estimated 40,000 brown rats is giving populations of Manx shearwater and Atlantic puffin a chance to recover from near-extinction.[111][112]
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Humanity has long used animal skins for clothing, as the leather is durable and the fur provides extra insulation.[2] The native people of North America made much use of beaver pelts, tanning and sewing them together to make robes. Europeans appreciated the quality of these and the North American fur trade developed and became of prime importance to early settlers. In Europe, the soft underfur known as "beaver wool" was found to be ideal for felting and was made into beaver hats and trimming for clothing.[113][114] Later, the coypu took over as a cheaper source of fur for felting and was farmed extensively in America and Europe; however, fashions changed, new materials became available and this area of the animal fur industry declined.[115] The chinchilla has a soft and silky coat and the demand for its fur was so high that it was nearly wiped out in the wild before farming took over as the main source of pelts.[115] The quills and guardhairs of porcupines are used for traditional decorative clothing. For example, their guardhairs are used in the creation of the Native American "porky roach" headdress. The main quills may be dyed, and then applied in combination with thread to embellish leather accessories such as knife sheaths and leather bags. Lakota women would harvest the quills for quillwork by throwing a blanket over a porcupine and retrieving the quills it left stuck in the blanket.[116]
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At least 89 species of rodent, mostly Hystricomorpha such as guinea pigs, agoutis and capybaras, are eaten by humans; in 1985, there were at least 42 different societies in which people eat rats.[117] Guinea pigs were first raised for food around 2500 B.C. and by 1500 B.C. had become the main source of meat for the Inca Empire. Dormice were raised by the Romans in special pots called "gliraria", or in large outdoor enclosures, where they were fattened on walnuts, chestnuts, and acorns. The dormice were also caught from the wild in autumn when they were fattest, and either roasted and dipped into honey or baked while stuffed with a mixture of pork, pine nuts, and other flavorings. Researchers found that in Amazonia, where large mammals were scarce, pacas and common agoutis accounted for around 40 percent of the annual game taken by the indigenous people, but in forested areas where larger mammals were abundant, these rodents constituted only about 3 percent of the take.[117]
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|
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Guinea pigs are used in the cuisine of Cuzco, Peru, in dishes such as cuy al horno, baked guinea pig.[2][118] The traditional Andean stove, known as a qoncha or a fogón, is made from mud and clay reinforced with straw and hair from animals such as guinea pigs.[119] In Peru, there are at any time 20 million domestic guinea pigs, which annually produce 64 million edible carcasses. This animal is an excellent food source since the flesh is 19% protein.[117] In the United States, mostly squirrels, but also muskrats, porcupines, and groundhogs are eaten by humans. The Navajo people ate prairie dog baked in mud, while the Paiute ate gophers, squirrels, and rats.[117]
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Rodents are used widely as model organisms in animal testing.[2][120] Albino mutant rats were first used for research in 1828 and later became the first animal domesticated for purely scientific purposes.[121] Nowadays, the house mouse is the most commonly used laboratory rodent, and in 1979 it was estimated that fifty million were used annually worldwide. They are favored because of their small size, fertility, short gestation period and ease of handling and because they are susceptible to many of the conditions and infections that afflict humans. They are used in research into genetics, developmental biology, cell biology, oncology and immunology.[122] Guinea pigs were popular laboratory animals until the late 20th century; about 2.5 million guinea pigs were used annually in the United States for research in the 1960s,[123] but that total decreased to about 375,000 by the mid-1990s.[124] In 2007, they constituted about 2% of all laboratory animals.[123] Guinea pigs played a major role in the establishment of germ theory in the late 19th century, through the experiments of Louis Pasteur, Émile Roux, and Robert Koch.[125] They have been launched into orbital space flight several times—first by the USSR on the Sputnik 9 biosatellite of March 9, 1961, with a successful recovery.[126] The naked mole rat is the only known mammal that is poikilothermic; it is used in studies on thermoregulation. It is also unusual in not producing the neurotransmitter substance P, a fact which researchers find useful in studies on pain.[127]
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|
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Rodents have sensitive olfactory abilities, which have been used by humans to detect odors or chemicals of interest.[128] The Gambian pouched rat is able to detect tuberculosis bacilli with a sensitivity of up to 86.6%, and specificity (detecting the absence of the bacilli) of over 93%; the same species has been trained to detect land mines.[129][130] Rats have been studied for possible use in hazardous situations such as in disaster zones. They can be trained to respond to commands, which may be given remotely, and even persuaded to venture into brightly lit areas, which rats usually avoid.[131][132][133]
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Rodents including guinea pigs,[134] mice, rats, hamsters, gerbils, chinchillas, degus and chipmunks make convenient pets able to live in small spaces, each species with its own qualities.[135] Most are normally kept in cages of suitable sizes and have varied requirements for space and social interaction. If handled from a young age, they are usually docile and do not bite. Guinea pigs have a long lifespan and need a large cage.[63] Rats also need plenty of space and can become very tame, can learn tricks and seem to enjoy human companionship. Mice are short-lived but take up very little space. Hamsters are solitary but tend to be nocturnal. They have interesting behaviors, but unless handled regularly they may be defensive. Gerbils are not usually aggressive, rarely bite and are sociable animals that enjoy the company of humans and their own kind.[136]
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Some rodent species are serious agricultural pests, eating large quantities of food stored by humans.[137] For example, in 2003, the amount of rice lost to mice and rats in Asia was estimated to be enough to feed 200 million people. Most of the damage worldwide is caused by a relatively small number of species, chiefly rats and mice.[138] In Indonesia and Tanzania, rodents reduce crop yields by around fifteen percent, while in some instances in South America losses have reached ninety percent. Across Africa, rodents including Mastomys and Arvicanthis damage cereals, groundnuts, vegetables and cacao. In Asia, rats, mice and species such as Microtus brandti, Meriones unguiculatus and Eospalax baileyi damage crops of rice, sorghum, tubers, vegetables and nuts. In Europe, as well as rats and mice, species of Apodemus, Microtus and in occasional outbreaks Arvicola terrestris cause damage to orchards, vegetables and pasture as well as cereals. In South America, a wider range of rodent species, such as Holochilus, Akodon, Calomys, Oligoryzomys, Phyllotis, Sigmodon and Zygodontomys, damage many crops including sugar cane, fruits, vegetables, and tubers.[138]
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Rodents are also significant vectors of disease.[139] The black rat, with the fleas that it carries, plays a primary role in spreading the bacterium Yersinia pestis responsible for bubonic plague,[140] and carries the organisms responsible for typhus, Weil's disease, toxoplasmosis and trichinosis.[139] A number of rodents carry hantaviruses, including the Puumala, Dobrava and Saaremaa viruses, which can infect humans.[141] Rodents also help to transmit diseases including babesiosis, cutaneous leishmaniasis, human granulocytic anaplasmosis, Lyme disease, Omsk hemorrhagic fever, Powassan virus, rickettsialpox, relapsing fever, Rocky Mountain spotted fever, and West Nile virus.[142]
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Because rodents are a nuisance and endanger public health, human societies often attempt to control them. Traditionally, this involved poisoning and trapping, methods that were not always safe or effective. More recently, integrated pest management attempts to improve control with a combination of surveys to determine the size and distribution of the pest population, the establishment of tolerance limits (levels of pest activity at which to intervene), interventions, and evaluation of effectiveness based on repeated surveys. Interventions may include education, making and applying laws and regulations, modifying the habitat, changing farming practices, and biological control using pathogens or predators, as well as poisoning and trapping.[143] The use of pathogens such as Salmonella has the drawback that they can infect man and domestic animals, and rodents often become resistant. The use of predators including ferrets, mongooses and monitor lizards has been found unsatisfactory. Domestic and feral cats are able to control rodents effectively, provided the rodent population is not too large.[144] In the UK, two species in particular, the house mouse and the brown rat, are actively controlled to limit damage in growing crops, loss and contamination of stored crops and structural damage to facilities, as well as to comply with the law.[145]
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Ronald Bilius Weasley is a fictional character in J. K. Rowling's Harry Potter fantasy novel series. His first appearance was in the first book of the series, Harry Potter and the Philosopher's Stone, as the best friend of Harry Potter and Hermione Granger. He is a member of the Weasley family, a pure blood family that resides in "The Burrow" outside Ottery St. Catchpole. Along with Harry and Hermione, he is a member of Gryffindor house. Ron is present in most of the action throughout the series.
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According to Rowling, Ron was among the characters she created "the very first day."[1] Ron is inspired by Rowling's best friend Sean Harris (to whom Harry Potter and the Chamber of Secrets is dedicated), but she has clearly stated that she "never set out to describe Sean in Ron, but Ron has a Sean-ish turn of phrase."[2] Like Harris is to Rowling, Ron is "always there" when Harry needs him. Ron fits many of the stereotypes expected of the sidekick; he is often used as comic relief, is loyal to the hero, and lacks much of the talent Harry possesses, at least in terms of magical power; however, he proves his bravery several times, such as by playing 'real wizard's chess' in the first book and entering into the Forbidden Forest with Harry during the second book despite his arachnophobia.
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Some of Ron's qualities serve as foils to Harry's. Whereas Harry is an orphan with more gold than he needs, Ron comes from a loving but poor family. Many of his possessions are hand-me-downs. Harry is famous but would prefer to avoid the spotlight; Ron, in comparison, is often perceived as a mere lackey and sometimes becomes jealous of the recognition Harry receives. Finally, Ron is the most mediocre of his siblings, not being (as of the first book) an excellent Quidditch player, a noteworthy student, or the daughter his mother always wanted. All these factors combined cause Ron to feel insecure. Ron's inferiority complex and need to prove himself are the main thrusts of his character arc.
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Rowling first introduces Ron with his family in Harry Potter and the Philosopher's Stone. Harry is lost at King's Cross railway station, and the Weasleys guide him through the barrier at Platform 9¾ into the wizarding world. Ron and Harry share a compartment on the Hogwarts Express, and they begin their friendship. Ron is fascinated with the famous Harry, and Harry is fascinated with the ordinary Ron. On the train, they both meet Hermione Granger as well, whom they initially dislike but who later becomes their close friend after they save each other during a dangerous encounter with a mountain troll.[PS Ch.6] Ron and Harry share the same classes throughout the series and generally have similar academic successes and disappointments. Ron plays a vital part in the quest to save the Philosopher's Stone. His strategy at Wizard's Chess allows Hermione and Harry to proceed safely through a dangerous, life-sized animated chess game. During the game, Ron allows his piece to be sacrificed and is subsequently knocked unconscious.[PS Ch.16] At the Leaving Feast, the last dinner of the school year, Albus Dumbledore, Hogwarts's Headmaster, awards Ron fifty House points to Gryffindor for "the best-played game of chess Hogwarts has seen in many years." These last-minute points help support Gryffindor's securing of the House Cup.[PS Ch.17]
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The second installment, Harry Potter and the Chamber of Secrets, takes place the year following the events of the Philosopher's Stone.
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During the summer, Ron attempts to write to Harry several times. He receives no reply because Dobby the house elf is stopping Harry's wizard mail. Ron becomes so concerned that he and his brothers Fred and George fly their father's enchanted Ford Anglia car to Harry's home at his aunt and uncle's house. Harry spends the next month at the Weasleys' home, The Burrow. While attempting to depart from King's Cross station, Harry and Ron find themselves unable to enter the barrier to access Platform 9¾. With Harry, Ron conceives the idea of taking the flying Ford Anglia to Hogwarts. The plan is successful, but the Anglia loses power at the end of the journey and crashes into the Whomping Willow. Ron and Harry survive the impact, but Ron's wand is broken in the process, and the car drives itself off into the Forbidden Forest, a forest at the edge of the Hogwarts grounds in which student access is prohibited. Ron receives a Howler from his mother, berating him for taking the car.
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Later in the novel, Ron and Harry transform themselves using Polyjuice Potion to resemble Draco Malfoy's close associates Crabbe and Goyle, so that they can spy on him, and find out what he knows about the Chamber of Secrets. During the hunt to find the Heir of Slytherin, Ron is responsible for providing the first clue to the identity of Tom Marvolo Riddle, recalling that he saw the name "T. M. Riddle" on a trophy inscribed "For Special Services to the School". Later Ron is forced to come face-to-face with his worst nightmare, spiders, in the Forbidden Forest, where the two have ventured at Hagrid's suggestion. Giant spiders nearly devour the two of them, but the Weasley Ford Anglia returns from the Forbidden Forest and rescues the pair. Ron and Harry then discover the entrance into the Chamber, and enter it in the hopes of saving Ginny Weasley, Ron's sister, who had been kidnapped and kept in the Chamber. Due to an accident with Ron's wand, the Chamber Entrance's ceiling collapses, trapping Ron on one side and Harry on the other. Harry goes on to rescue Ginny and save the day. Ron and Harry are given Special Awards for Services to the School for this, and he receives two hundred points, along with Harry for their success in the Chamber of Secrets.
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In Harry Potter and the Prisoner of Azkaban, Ron's rat, Scabbers, already seen in Philosopher's Stone, goes missing, which he blames Hermione's new cat Crookshanks, and the two have a falling-out.[PoA Ch.11][PoA Ch.12] They eventually make up when Hermione has a nervous breakdown brought by taking too many classes and distress at the fate of the hippogriff Buckbeak. The animal, owned by Hagrid, has been put on trial for injuring Draco and risks execution. Ron offers to help with the preparation of Buckbeak's defence, but this fails to help. Harry, Ron and Hermione go to see Hagrid on the execution day where they discover Scabbers hiding out in Hagrid's hut.[PoA Ch.15] As they leave, Scabbers struggles free of Ron and runs away. He chases Scabbers to the Whomping Willow where he is grabbed by a large black dog and dragged into a tunnel hidden below the tree.[PoA Ch.16][PoA Ch.17]
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Harry and Hermione follow the tunnel, which leads to the Shrieking Shack. The dog is actually the animal form of Sirius Black (an Animagus), Harry's godfather and an escaped convict from the wizard prison Azkaban. The school's Defence Against the Dark Arts professor Remus Lupin arrives just after Harry and Hermione. Along with Sirius, Lupin casts a spell on Scabbers, who also turns out to be an Animagus by the name of Peter Pettigrew. Pettigrew was Sirius's, Lupin's, and Harry's father James Potter's school friend, thought to have been murdered by Sirius.[PoA Ch.16][PoA Ch.16] Pettigrew, who had lived as a rat ever since faking his death, denies everything, but Sirius and Lupin piece together that he has been a servant of Voldemort, and it was he who divulged the secret whereabouts of Harry's parents, leading to their murder. Initially, Ron does not believe Sirius and refuses to turn over Scabbers to him, but he is disgusted when he learns his rat's identity. Pettigrew escapes when the main characters lead him out of the Whomping Willow.[PoA Ch.18][PoA Ch.19][PoA Ch.20] Ron, knocked out by a spell from Pettigrew, is taken to the hospital wing, and is forced to remain there while Harry and Hermione travel back in time to save Sirius and Buckbeak.[PoA Ch.21] At the end of the novel, Sirius sends Ron an excitable little owl whom Ginny names Pigwidgeon, but whom Ron refers to as "Pig".[PoA Ch.22]
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In Harry Potter and the Goblet of Fire, the Weasleys invite Harry and Hermione to the Quidditch World Cup. Ron is in awe of his favourite Quidditch champion, Viktor Krum.[GoF Ch.7][GoF Ch.8] Ron is even more excited when Krum, still a student at the Durmstrang wizarding school, comes to Hogwarts to take part in the Triwizard Tournament, a magical wizarding tournament opposing the top three magic schools in Europe.[GoF Ch.12] However, when Harry, underage, mysteriously becomes the fourth Tournament champion, Ron joins the dissenters who think Harry somehow cheated his way into the tournament and feels let down; according to Hermione, this stems from Ron's latent envy caused by being left out of the spotlight shared by Harry or his brothers. The rift is serious enough that the friends fail to make up for nearly a month.[GoF Ch.17] They only reconcile shortly after Harry successfully gets by a fire-breathing dragon in the first task; Ron realises how dangerous the Tournament is and finally believes that Harry did not enter himself.
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At Christmas time, as per Triwizard Tournament tradition, Hogwarts hosts a Yule Ball. Ron and Harry panic at the prospect of having to secure dates for the event, and Ron appalls Hermione with his immature approach, particularly for failing to extend her an invitation, apparently failing until the last minute to even realise she is a girl. At the last minute, Harry saves the day by getting Parvati Patil and her sister Padma to agree to come with the duo, although Padma seems less than pleased at Ron's surly attitude and shabby dress. Ron becomes overcome with jealousy when he sees Hermione with her date: his former idol Krum. When Hermione comes over to Ron and Harry for a friendly chat, Ron loses control and accuses her of "fraternising with the enemy" and giving away Harry's Triwizard secrets. At the evening's end, the two have a heated row, in which Hermione tells Ron he should have asked her before Krum, rather than simply hoping to secure her by default.[GoF Ch.23] Ron completely fails to get the hint and remains either in denial or oblivious to the pair's increasingly obvious feelings for each other. Ron's jealousy over Krum is mirrored by Hermione's dislike of Fleur Delacour (of the Beauxbatons Academy and a Triwizard competitor), on whom Ron has an obvious crush.[GoF Ch.22]
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In the Second Task of the Tournament, Ron is the person selected for Harry to rescue from the depths of the Hogwarts Lake, as he is the one whom Harry would most miss. Harry successfully saves him and Ron mocks him gently for thinking that the hostages for the task were in actual danger.[GoF Ch.26]
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In Harry Potter and the Order of the Phoenix, Ron is appointed a Gryffindor prefect, much to the surprise of himself and everyone else, especially Hermione, the other new prefect.[OotP Ch.9] His brother, Percy, now distant and disconnected from the family, sends Ron an owl congratulating him and advising him to "sever ties" with Harry and side himself instead with Professor Umbridge, the abominable new Defence Against the Dark Arts teacher at Hogwarts; the letter angers Ron.[OotP Ch.14] Ron explicitly shows his support and loyalty for Harry when his classmates imply Harry is lying about the return of Voldemort, sometimes using his power as prefect to threaten them into silence.[OotP Ch.15] Though they spend their usual amount of time bickering, Ron and Hermione present a united front endorsing Harry. Ron supports Hermione's suggestion of Harry teaching students practical Defence Against the Dark Arts, which Umbridge, using the Ministry of Magic to slowly take over the Dumbledore-run school, has all but banned. He co-founds the secret students' group called Dumbledore's Army.[OotP Ch.15] He also joins the Gryffindor Quidditch team, but his nerves and confidence issues often get the better of him during practices and matches, causing the Slytherins to make up a song about how Ron will make sure Slytherin win the interhouse Quidditch Cup. However, during the last match, Ron plays better and wins the game and the Quidditch Cup for Gryffindor. At the climax of the novel, Ron battles the Death Eaters alongside Harry, Hermione, Ginny, Neville Longbottom and Luna Lovegood at the Department of Mysteries. He is injured in the fight, but makes a full recovery by the end of the novel.
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In Harry Potter and the Half-Blood Prince Ron, who has grown taller over the summer, attracts the attention of Lavender Brown. Harry, the new Quidditch Captain, picks Ron to continue as Keeper for the Gryffindor Quidditch team, over competing candidate Cormac McLaggen who is equally-skilled but has difficulty with teamwork and following orders.[HBP Ch.11] Upon learning Hermione most likely had kissed Krum, Ron performs increasingly badly at Quidditch, and thrown off by jealousy of his former idol, becomes unkind to Hermione. His low self-esteem is not helped much by his younger sister Ginny who after Ron reacts badly to finding her kissing her boyfriend, throws in the fact that of those in the group, Ron is the only one who has never had his first kiss. To bolster Ron's confidence, Harry pretends to give him Felix Felicis, a potion which makes the drinker lucky; believing he has actually taken it, Ron performs admirably and Gryffindor wins the match. However, this leads to a major row between Ron and Hermione: Hermione accuses Harry of helping Ron cheat, while Ron berates Hermione for having no faith in his abilities.[HBP Ch.14] At a post-game celebration, Ron kisses Lavender (though Ginny describes it as "eating her face"). Hermione, jealous and seeking retaliation, takes McLaggen as her date to new Potions professor Horace Slughorn's Christmas party, but he proves to be an egomaniac.[HBP Ch.15] After Christmas, Hermione continues to ignore Ron, stopping only to give him disdainful looks and occasional snide remarks. By now, Ron is visibly discontent with his relationship with Lavender.[HBP Ch.17]
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On his birthday in March, Ron accidentally eats Amortentia-infused Chocolate Cauldrons (actually meant for Harry). After being cured by Slughorn, he then consumes poisoned mead (which Draco Malfoy actually intended for Dumbledore). Harry saves his life by forcing a bezoar, a poison antidote, into his mouth, and Ron is transferred to the hospital wing. A panic-stricken Hermione arrives, forgetting her past anger. While sitting by his bed, Hermione, Harry, Ginny and the twins hear Ron mutter Hermione's name in his delirium, although they do not hear what he is saying and ignore it. Conversely, Ron feigns sleep when Lavender visits him. Upon recovering, Ron and Hermione reconcile,[HBP Ch.18][HBP Ch.19][HBP Ch.20] and a little while later, Ron and Lavender break up. Rowling in an interview said that she "really enjoyed writing the Ron/Lavender business, and the reason that was enjoyable was Ron up to this point has been quite immature compared to the other two, and he kind of needed to make himself worthy of Hermione....he had to grow up emotionally and now he's taken a big step up."[3]
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Initially, Ron does not support Harry's belief that Draco Malfoy is a Death Eater, a follower of Voldemort, but is later convinced. Before leaving Hogwarts with Dumbledore to recover a Horcrux Harry arranges for Ron, Hermione, and Ginny—together with any of Dumbledore's Army they can summon—to keep a close watch on Malfoy and Snape. Harry also provides them with the remains of his vial of Felix Felicis, to aid them in the effort.[HBP Ch.25] Despite the D.A.'s watch, Malfoy provides the Death Eaters entrance into Hogwarts, and a battle ensues. Thanks to Felix Felicis, Ron, Hermione and Ginny are unharmed by the Death Eater's hexes during the battle.[HBP Ch.29] Snape kills Dumbledore during the battle when Malfoy proves that he is unable to.[HBP Ch.27] During his funeral, Ron comforts a weeping Hermione. Ron and Hermione vow to help Harry find and destroy the Horcruxes and kill Voldemort, even if it means leaving Hogwarts.[HBP Ch.30]
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Attention is drawn several times to Ron's deepening relationships to Harry and Hermione, with unresolved romantic tension with Hermione being one of the main subplots of the novel (and indeed, the entire series). Furthermore, Harry and Ron's friendship has strengthened to the point where Harry can tell Ron that his Quidditch performance is endangering his membership on the team without either character taking it personally.
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Ron agrees to go with Harry and Hermione on the quest to destroy all of Voldemort's Horcruxes. Worried that the Ministry, now taken over by Voldemort, will learn he is with Harry on a quest, Ron dresses the family ghoul up in pyjamas and spreads the story he is ill with "spattergroit", a type of highly contagious magical illness. Ron disguises himself as Reginald Cattermole as the trio attempts to find the locket Horcrux in the possession of Dolores Umbridge.
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Harry decides he wants someone to wear the Horcrux at all times, fearing it might be lost or stolen. This has a much more profound effect on Ron than it seems to have on Hermione or Harry. Ron ends up lashing out in frustration at the lack of comforts and a concrete plan, eventually leaving his friends behind. Distressed over his absence, Harry and Hermione do not even mention his name during the time that he is gone. However, when they finally mention his name, Ron, who had immediately regretted his decision to leave but was captured by Snatchers and then could not return due to Hermione's anti-Death Eater enchantments, was led to Harry's location by unknown magic within the Deluminator he inherited from Dumbledore. Ron dramatically returns by saving Harry from drowning when Harry is attempting to recover Godric Gryffindor's sword from an icy pool. Harry, a sudden believer in the fate created by his return, immediately forgives Ron and insists it must be Ron who uses the sword to destroy Slytherin's locket. However, the portion of Voldemort's soul inside it plays on Ron's insecurities by revealing that Ron thinks he is "least loved by a mother who craved a daughter", then showing him a doppelgänger of Harry who tells him that Harry was happier without him and a doppelgänger of Hermione who does not return his affections and is involved instead with Harry. Ron summons his courage and overcomes the spell, destroying the locket, but is visibly shaken until Harry tells him that he regards Hermione as a sister and a friend, nothing more.
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The trio are eventually captured by Snatchers, and Bellatrix Lestrange tortures Hermione with the Cruciatus Curse for information. This sends Ron into a panic, and he continually screams and fights with all his effort to save her, despite Harry's instruction that he calm down and think of a better plan. The trio and some other prisoners are rescued by Dobby, but the house-elf is killed by Bellatrix during the escape. Eventually, the trio returns to Hogwarts, hoping to find the last unknown Horcrux shown in Harry's vision. Having lost the Sword of Gryffindor to Griphook the goblin, Ron gets an idea to procure more Basilisk fangs and manages to speak enough Parseltongue to open the Chamber of Secrets, where Hermione destroys the Horcrux in Helga Hufflepuff's cup. He begins to worry about the fate of Hogwarts' elves. Upon hearing this, Hermione drops the basilisk fangs she was carrying and kisses him for the first time. He also takes part in the Battle of Hogwarts, witnessing the death of his brother Fred, and teams up with Neville to defeat Fenrir Greyback.
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Nineteen years after Voldemort's downfall, Ron and Hermione have two children: Rose Granger-Weasley, whom they are sending off to her first year at Hogwarts, and a younger son named Hugo.[DH Ch.37] Though the epilogue does not explicitly say Ron and Hermione are married,[DH Ch.37] news articles and other sources treat it as a fact.[4][5][6] Ron has also passed his Muggle driving test, despite Hermione's apparent belief that he could not do so without Confunding the examiner. (Ron secretly reveals to Harry he actually did Confund the examiner.) He and Harry work for the Ministry of Magic as Aurors, and along with Hermione they have helped to revamp the Ministry; it is far different from the one that existed previously.[7] Before becoming an Auror, Ron joins George at Weasleys' Wizard Wheezes, which becomes a very lucrative business.[8]
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Rowling introduces Ron as "tall, thin and gangling, with freckles, big hands and feet, and a long nose."[PS Ch.6] Ron has the trademark red hair of the Weasleys and is indeed one of Harry's tallest schoolmates, even outgrowing some of his older brothers. Rowling states in the novels that Ron has freckles, though Rupert Grint, the actor who plays Ron, has none. Rowling has also stated that Ron has blue eyes.
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Rowling in an interview described Ron as very funny but insensitive and immature, saying "There's a lot of immaturity about Ron, and that's where a lot of the humor comes from."[9] As his first exercise with the actors who portray the central trio, Alfonso Cuarón, who directed the third film in the series, Prisoner of Azkaban, assigned them to write an autobiographical essay about their character, written in the first person, spanning birth to the discovery of the magical world, and including the character's emotional experience. Of Rupert Grint's essay, Cuarón recalls, "Rupert didn't deliver the essay. When I questioned why he didn't do it, he said, 'I'm Ron; Ron wouldn't do it.' So I said, 'Okay, you do understand your character.'"[10] Commenting on Ron's character development in the final book, Rowling explained that "Ron is the most immature of the three main characters, but in part seven he grows up. He was never strong footed, people see him mostly as Harry's friend; his mother had actually wanted a girl and in the last book he finally has to acknowledge his weaknesses. But it's exactly that which makes Ron a man."[11]
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Ron is given his brother Charlie's old, chipped wand, which is made out of ash and has a unicorn hair sticking out of the end. He holds the wand together with Spellotape after nearly breaking it in half at the start of Chamber of Secrets, but it malfunctions dreadfully after this, backfiring spells, making strange noises, and emitting objects from the wrong end. Ron's new wand is fourteen inches, willow and unicorn hair, which he procures before the start of his third year at Hogwarts. Ron's talents are rarely shown, but he, like the other DA members, survives a violent encounter with adult Death Eaters in Order of the Phoenix, and it is implied that during the Death Eater assault in Half-Blood Prince he held his own quite well because he was being helped by Felix Felicis, the good luck potion. In Deathly Hallows, Ron loses his original wand, and takes Peter Pettigrew's wand for his own. Following this, Ron begins to demonstrate more aptitude and general knowledge, along with a sudden spurt in maturity after a terrible row with Harry. For a while, he effectively leads the trio in the hunt for the Horcruxes while Harry suffers a major depression.
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Rowling has stated that Ron's Patronus Charm takes the form of a Jack Russell Terrier, "a really sentimental choice" as Rowling herself owns a Jack Russell.[12]
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Ron was born into the Weasley family on 1 March 1980,[13][HBP Ch.18] the sixth of their seven children, and the youngest son. His middle name, Bilius, is the same as that of a deceased uncle. Ron grew up in the family home, The Burrow, near the village of Ottery St Catchpole in Devon. Ron has six siblings: his five older brothers, Bill, Charlie, Percy, twins Fred and George, and a younger sister, Ginny, each with their own distinct personality trait. One recurring factor in Ron's siblings is that they often appear to be more confident, self-assured and, to varying degrees, more outwardly talented than he is.
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The Weasley family is one of the few remaining pure-blood wizarding families, though they were considered "blood traitors" for associating with non-pure-bloods. Moreover, they are far from rich, and are looked down upon by snobbish "old families" such as the Malfoys. All of the Weasleys have been sorted into Gryffindor House at Hogwarts. All of the Weasley children, except Bill and Percy who both were Head Boy, are known to have played on the Gryffindor Quidditch team, with Charlie being the captain of the team for at least one of his school years. Bill, Charlie, and Ron were also chosen as the prefect of their House. The Weasleys also all work for the Order of the Phoenix, and all are members except for Ron, Percy, and Ginny, who (as of the end of Harry Potter and the Deathly Hallows) are not known to have officially been inducted into the Order. Arthur is distantly related to Sirius Black and is part of the famed Black family, though he and the rest of his immediate family have been considered "blood traitors" and are disowned. Other distant relatives include Draco Malfoy, Nymphadora Tonks, and Bellatrix Lestrange.
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Ron was chosen by IGN as their third favourite Harry Potter character, who said that Ron's status as comic relief made him "instantly endearing" and that his frustration and flirtation with Hermione Granger was a "highlight".[14]
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Ron has made several appearances in parodies of Harry Potter. Seth Meyers appeared as Ron in Saturday Night Live in the sketch in which Lindsay Lohan portrays Hermione.[15] On his The Big Impression show, Alistair McGowan did a sketch called "Louis Potter and the Philosopher's Scone". It featured impressions of Anne Robinson as Ron.[16] In 2003, Comic Relief performed a spoof story called Harry Potter and the Secret Chamberpot of Azerbaijan, in which Jennifer Saunders appeared as both Ron and J. K. Rowling.[17][18] In Harry Podder: Dude Where's My Wand?, a play by Desert Star Theater in Utah, written by sisters Laura J., Amy K. and Anna M. Lewis, Ron appears as "Ron Sneasley".[19][20] In the Harry Bladder sketches in All That, Ron appears as ReRon and is played by Bryan Hearne. Ron also is a regular character in Potter Puppet Pals sketches by Neil Cicierega. In one of the episodes, "The Mysterious Ticking Noise", Ron, along with Snape, Harry, Hermione and Dumbledore, is killed by a bomb placed by Voldemort; the episode being the seventeenth most viewed video of all time as of 2008 and the winner for "Best Comedy" of the year 2007 at YouTube.[21] In the 2008 American comedy film Yes Man, Carl (portrayed by Jim Carrey) attends a Harry Potter-themed party hosted by Norman (Rhys Darby), in which Norman disguises as Ron. In A Very Potter Musical (2009) and A Very Potter Sequel (2010), parody musicals by StarKid Productions, Ron was portrayed by Joey Richter.
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Ronald Bilius Weasley is a fictional character in J. K. Rowling's Harry Potter fantasy novel series. His first appearance was in the first book of the series, Harry Potter and the Philosopher's Stone, as the best friend of Harry Potter and Hermione Granger. He is a member of the Weasley family, a pure blood family that resides in "The Burrow" outside Ottery St. Catchpole. Along with Harry and Hermione, he is a member of Gryffindor house. Ron is present in most of the action throughout the series.
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According to Rowling, Ron was among the characters she created "the very first day."[1] Ron is inspired by Rowling's best friend Sean Harris (to whom Harry Potter and the Chamber of Secrets is dedicated), but she has clearly stated that she "never set out to describe Sean in Ron, but Ron has a Sean-ish turn of phrase."[2] Like Harris is to Rowling, Ron is "always there" when Harry needs him. Ron fits many of the stereotypes expected of the sidekick; he is often used as comic relief, is loyal to the hero, and lacks much of the talent Harry possesses, at least in terms of magical power; however, he proves his bravery several times, such as by playing 'real wizard's chess' in the first book and entering into the Forbidden Forest with Harry during the second book despite his arachnophobia.
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Some of Ron's qualities serve as foils to Harry's. Whereas Harry is an orphan with more gold than he needs, Ron comes from a loving but poor family. Many of his possessions are hand-me-downs. Harry is famous but would prefer to avoid the spotlight; Ron, in comparison, is often perceived as a mere lackey and sometimes becomes jealous of the recognition Harry receives. Finally, Ron is the most mediocre of his siblings, not being (as of the first book) an excellent Quidditch player, a noteworthy student, or the daughter his mother always wanted. All these factors combined cause Ron to feel insecure. Ron's inferiority complex and need to prove himself are the main thrusts of his character arc.
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Rowling first introduces Ron with his family in Harry Potter and the Philosopher's Stone. Harry is lost at King's Cross railway station, and the Weasleys guide him through the barrier at Platform 9¾ into the wizarding world. Ron and Harry share a compartment on the Hogwarts Express, and they begin their friendship. Ron is fascinated with the famous Harry, and Harry is fascinated with the ordinary Ron. On the train, they both meet Hermione Granger as well, whom they initially dislike but who later becomes their close friend after they save each other during a dangerous encounter with a mountain troll.[PS Ch.6] Ron and Harry share the same classes throughout the series and generally have similar academic successes and disappointments. Ron plays a vital part in the quest to save the Philosopher's Stone. His strategy at Wizard's Chess allows Hermione and Harry to proceed safely through a dangerous, life-sized animated chess game. During the game, Ron allows his piece to be sacrificed and is subsequently knocked unconscious.[PS Ch.16] At the Leaving Feast, the last dinner of the school year, Albus Dumbledore, Hogwarts's Headmaster, awards Ron fifty House points to Gryffindor for "the best-played game of chess Hogwarts has seen in many years." These last-minute points help support Gryffindor's securing of the House Cup.[PS Ch.17]
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The second installment, Harry Potter and the Chamber of Secrets, takes place the year following the events of the Philosopher's Stone.
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During the summer, Ron attempts to write to Harry several times. He receives no reply because Dobby the house elf is stopping Harry's wizard mail. Ron becomes so concerned that he and his brothers Fred and George fly their father's enchanted Ford Anglia car to Harry's home at his aunt and uncle's house. Harry spends the next month at the Weasleys' home, The Burrow. While attempting to depart from King's Cross station, Harry and Ron find themselves unable to enter the barrier to access Platform 9¾. With Harry, Ron conceives the idea of taking the flying Ford Anglia to Hogwarts. The plan is successful, but the Anglia loses power at the end of the journey and crashes into the Whomping Willow. Ron and Harry survive the impact, but Ron's wand is broken in the process, and the car drives itself off into the Forbidden Forest, a forest at the edge of the Hogwarts grounds in which student access is prohibited. Ron receives a Howler from his mother, berating him for taking the car.
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Later in the novel, Ron and Harry transform themselves using Polyjuice Potion to resemble Draco Malfoy's close associates Crabbe and Goyle, so that they can spy on him, and find out what he knows about the Chamber of Secrets. During the hunt to find the Heir of Slytherin, Ron is responsible for providing the first clue to the identity of Tom Marvolo Riddle, recalling that he saw the name "T. M. Riddle" on a trophy inscribed "For Special Services to the School". Later Ron is forced to come face-to-face with his worst nightmare, spiders, in the Forbidden Forest, where the two have ventured at Hagrid's suggestion. Giant spiders nearly devour the two of them, but the Weasley Ford Anglia returns from the Forbidden Forest and rescues the pair. Ron and Harry then discover the entrance into the Chamber, and enter it in the hopes of saving Ginny Weasley, Ron's sister, who had been kidnapped and kept in the Chamber. Due to an accident with Ron's wand, the Chamber Entrance's ceiling collapses, trapping Ron on one side and Harry on the other. Harry goes on to rescue Ginny and save the day. Ron and Harry are given Special Awards for Services to the School for this, and he receives two hundred points, along with Harry for their success in the Chamber of Secrets.
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In Harry Potter and the Prisoner of Azkaban, Ron's rat, Scabbers, already seen in Philosopher's Stone, goes missing, which he blames Hermione's new cat Crookshanks, and the two have a falling-out.[PoA Ch.11][PoA Ch.12] They eventually make up when Hermione has a nervous breakdown brought by taking too many classes and distress at the fate of the hippogriff Buckbeak. The animal, owned by Hagrid, has been put on trial for injuring Draco and risks execution. Ron offers to help with the preparation of Buckbeak's defence, but this fails to help. Harry, Ron and Hermione go to see Hagrid on the execution day where they discover Scabbers hiding out in Hagrid's hut.[PoA Ch.15] As they leave, Scabbers struggles free of Ron and runs away. He chases Scabbers to the Whomping Willow where he is grabbed by a large black dog and dragged into a tunnel hidden below the tree.[PoA Ch.16][PoA Ch.17]
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Harry and Hermione follow the tunnel, which leads to the Shrieking Shack. The dog is actually the animal form of Sirius Black (an Animagus), Harry's godfather and an escaped convict from the wizard prison Azkaban. The school's Defence Against the Dark Arts professor Remus Lupin arrives just after Harry and Hermione. Along with Sirius, Lupin casts a spell on Scabbers, who also turns out to be an Animagus by the name of Peter Pettigrew. Pettigrew was Sirius's, Lupin's, and Harry's father James Potter's school friend, thought to have been murdered by Sirius.[PoA Ch.16][PoA Ch.16] Pettigrew, who had lived as a rat ever since faking his death, denies everything, but Sirius and Lupin piece together that he has been a servant of Voldemort, and it was he who divulged the secret whereabouts of Harry's parents, leading to their murder. Initially, Ron does not believe Sirius and refuses to turn over Scabbers to him, but he is disgusted when he learns his rat's identity. Pettigrew escapes when the main characters lead him out of the Whomping Willow.[PoA Ch.18][PoA Ch.19][PoA Ch.20] Ron, knocked out by a spell from Pettigrew, is taken to the hospital wing, and is forced to remain there while Harry and Hermione travel back in time to save Sirius and Buckbeak.[PoA Ch.21] At the end of the novel, Sirius sends Ron an excitable little owl whom Ginny names Pigwidgeon, but whom Ron refers to as "Pig".[PoA Ch.22]
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In Harry Potter and the Goblet of Fire, the Weasleys invite Harry and Hermione to the Quidditch World Cup. Ron is in awe of his favourite Quidditch champion, Viktor Krum.[GoF Ch.7][GoF Ch.8] Ron is even more excited when Krum, still a student at the Durmstrang wizarding school, comes to Hogwarts to take part in the Triwizard Tournament, a magical wizarding tournament opposing the top three magic schools in Europe.[GoF Ch.12] However, when Harry, underage, mysteriously becomes the fourth Tournament champion, Ron joins the dissenters who think Harry somehow cheated his way into the tournament and feels let down; according to Hermione, this stems from Ron's latent envy caused by being left out of the spotlight shared by Harry or his brothers. The rift is serious enough that the friends fail to make up for nearly a month.[GoF Ch.17] They only reconcile shortly after Harry successfully gets by a fire-breathing dragon in the first task; Ron realises how dangerous the Tournament is and finally believes that Harry did not enter himself.
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At Christmas time, as per Triwizard Tournament tradition, Hogwarts hosts a Yule Ball. Ron and Harry panic at the prospect of having to secure dates for the event, and Ron appalls Hermione with his immature approach, particularly for failing to extend her an invitation, apparently failing until the last minute to even realise she is a girl. At the last minute, Harry saves the day by getting Parvati Patil and her sister Padma to agree to come with the duo, although Padma seems less than pleased at Ron's surly attitude and shabby dress. Ron becomes overcome with jealousy when he sees Hermione with her date: his former idol Krum. When Hermione comes over to Ron and Harry for a friendly chat, Ron loses control and accuses her of "fraternising with the enemy" and giving away Harry's Triwizard secrets. At the evening's end, the two have a heated row, in which Hermione tells Ron he should have asked her before Krum, rather than simply hoping to secure her by default.[GoF Ch.23] Ron completely fails to get the hint and remains either in denial or oblivious to the pair's increasingly obvious feelings for each other. Ron's jealousy over Krum is mirrored by Hermione's dislike of Fleur Delacour (of the Beauxbatons Academy and a Triwizard competitor), on whom Ron has an obvious crush.[GoF Ch.22]
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In the Second Task of the Tournament, Ron is the person selected for Harry to rescue from the depths of the Hogwarts Lake, as he is the one whom Harry would most miss. Harry successfully saves him and Ron mocks him gently for thinking that the hostages for the task were in actual danger.[GoF Ch.26]
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In Harry Potter and the Order of the Phoenix, Ron is appointed a Gryffindor prefect, much to the surprise of himself and everyone else, especially Hermione, the other new prefect.[OotP Ch.9] His brother, Percy, now distant and disconnected from the family, sends Ron an owl congratulating him and advising him to "sever ties" with Harry and side himself instead with Professor Umbridge, the abominable new Defence Against the Dark Arts teacher at Hogwarts; the letter angers Ron.[OotP Ch.14] Ron explicitly shows his support and loyalty for Harry when his classmates imply Harry is lying about the return of Voldemort, sometimes using his power as prefect to threaten them into silence.[OotP Ch.15] Though they spend their usual amount of time bickering, Ron and Hermione present a united front endorsing Harry. Ron supports Hermione's suggestion of Harry teaching students practical Defence Against the Dark Arts, which Umbridge, using the Ministry of Magic to slowly take over the Dumbledore-run school, has all but banned. He co-founds the secret students' group called Dumbledore's Army.[OotP Ch.15] He also joins the Gryffindor Quidditch team, but his nerves and confidence issues often get the better of him during practices and matches, causing the Slytherins to make up a song about how Ron will make sure Slytherin win the interhouse Quidditch Cup. However, during the last match, Ron plays better and wins the game and the Quidditch Cup for Gryffindor. At the climax of the novel, Ron battles the Death Eaters alongside Harry, Hermione, Ginny, Neville Longbottom and Luna Lovegood at the Department of Mysteries. He is injured in the fight, but makes a full recovery by the end of the novel.
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In Harry Potter and the Half-Blood Prince Ron, who has grown taller over the summer, attracts the attention of Lavender Brown. Harry, the new Quidditch Captain, picks Ron to continue as Keeper for the Gryffindor Quidditch team, over competing candidate Cormac McLaggen who is equally-skilled but has difficulty with teamwork and following orders.[HBP Ch.11] Upon learning Hermione most likely had kissed Krum, Ron performs increasingly badly at Quidditch, and thrown off by jealousy of his former idol, becomes unkind to Hermione. His low self-esteem is not helped much by his younger sister Ginny who after Ron reacts badly to finding her kissing her boyfriend, throws in the fact that of those in the group, Ron is the only one who has never had his first kiss. To bolster Ron's confidence, Harry pretends to give him Felix Felicis, a potion which makes the drinker lucky; believing he has actually taken it, Ron performs admirably and Gryffindor wins the match. However, this leads to a major row between Ron and Hermione: Hermione accuses Harry of helping Ron cheat, while Ron berates Hermione for having no faith in his abilities.[HBP Ch.14] At a post-game celebration, Ron kisses Lavender (though Ginny describes it as "eating her face"). Hermione, jealous and seeking retaliation, takes McLaggen as her date to new Potions professor Horace Slughorn's Christmas party, but he proves to be an egomaniac.[HBP Ch.15] After Christmas, Hermione continues to ignore Ron, stopping only to give him disdainful looks and occasional snide remarks. By now, Ron is visibly discontent with his relationship with Lavender.[HBP Ch.17]
|
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On his birthday in March, Ron accidentally eats Amortentia-infused Chocolate Cauldrons (actually meant for Harry). After being cured by Slughorn, he then consumes poisoned mead (which Draco Malfoy actually intended for Dumbledore). Harry saves his life by forcing a bezoar, a poison antidote, into his mouth, and Ron is transferred to the hospital wing. A panic-stricken Hermione arrives, forgetting her past anger. While sitting by his bed, Hermione, Harry, Ginny and the twins hear Ron mutter Hermione's name in his delirium, although they do not hear what he is saying and ignore it. Conversely, Ron feigns sleep when Lavender visits him. Upon recovering, Ron and Hermione reconcile,[HBP Ch.18][HBP Ch.19][HBP Ch.20] and a little while later, Ron and Lavender break up. Rowling in an interview said that she "really enjoyed writing the Ron/Lavender business, and the reason that was enjoyable was Ron up to this point has been quite immature compared to the other two, and he kind of needed to make himself worthy of Hermione....he had to grow up emotionally and now he's taken a big step up."[3]
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Initially, Ron does not support Harry's belief that Draco Malfoy is a Death Eater, a follower of Voldemort, but is later convinced. Before leaving Hogwarts with Dumbledore to recover a Horcrux Harry arranges for Ron, Hermione, and Ginny—together with any of Dumbledore's Army they can summon—to keep a close watch on Malfoy and Snape. Harry also provides them with the remains of his vial of Felix Felicis, to aid them in the effort.[HBP Ch.25] Despite the D.A.'s watch, Malfoy provides the Death Eaters entrance into Hogwarts, and a battle ensues. Thanks to Felix Felicis, Ron, Hermione and Ginny are unharmed by the Death Eater's hexes during the battle.[HBP Ch.29] Snape kills Dumbledore during the battle when Malfoy proves that he is unable to.[HBP Ch.27] During his funeral, Ron comforts a weeping Hermione. Ron and Hermione vow to help Harry find and destroy the Horcruxes and kill Voldemort, even if it means leaving Hogwarts.[HBP Ch.30]
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Attention is drawn several times to Ron's deepening relationships to Harry and Hermione, with unresolved romantic tension with Hermione being one of the main subplots of the novel (and indeed, the entire series). Furthermore, Harry and Ron's friendship has strengthened to the point where Harry can tell Ron that his Quidditch performance is endangering his membership on the team without either character taking it personally.
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Ron agrees to go with Harry and Hermione on the quest to destroy all of Voldemort's Horcruxes. Worried that the Ministry, now taken over by Voldemort, will learn he is with Harry on a quest, Ron dresses the family ghoul up in pyjamas and spreads the story he is ill with "spattergroit", a type of highly contagious magical illness. Ron disguises himself as Reginald Cattermole as the trio attempts to find the locket Horcrux in the possession of Dolores Umbridge.
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Harry decides he wants someone to wear the Horcrux at all times, fearing it might be lost or stolen. This has a much more profound effect on Ron than it seems to have on Hermione or Harry. Ron ends up lashing out in frustration at the lack of comforts and a concrete plan, eventually leaving his friends behind. Distressed over his absence, Harry and Hermione do not even mention his name during the time that he is gone. However, when they finally mention his name, Ron, who had immediately regretted his decision to leave but was captured by Snatchers and then could not return due to Hermione's anti-Death Eater enchantments, was led to Harry's location by unknown magic within the Deluminator he inherited from Dumbledore. Ron dramatically returns by saving Harry from drowning when Harry is attempting to recover Godric Gryffindor's sword from an icy pool. Harry, a sudden believer in the fate created by his return, immediately forgives Ron and insists it must be Ron who uses the sword to destroy Slytherin's locket. However, the portion of Voldemort's soul inside it plays on Ron's insecurities by revealing that Ron thinks he is "least loved by a mother who craved a daughter", then showing him a doppelgänger of Harry who tells him that Harry was happier without him and a doppelgänger of Hermione who does not return his affections and is involved instead with Harry. Ron summons his courage and overcomes the spell, destroying the locket, but is visibly shaken until Harry tells him that he regards Hermione as a sister and a friend, nothing more.
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The trio are eventually captured by Snatchers, and Bellatrix Lestrange tortures Hermione with the Cruciatus Curse for information. This sends Ron into a panic, and he continually screams and fights with all his effort to save her, despite Harry's instruction that he calm down and think of a better plan. The trio and some other prisoners are rescued by Dobby, but the house-elf is killed by Bellatrix during the escape. Eventually, the trio returns to Hogwarts, hoping to find the last unknown Horcrux shown in Harry's vision. Having lost the Sword of Gryffindor to Griphook the goblin, Ron gets an idea to procure more Basilisk fangs and manages to speak enough Parseltongue to open the Chamber of Secrets, where Hermione destroys the Horcrux in Helga Hufflepuff's cup. He begins to worry about the fate of Hogwarts' elves. Upon hearing this, Hermione drops the basilisk fangs she was carrying and kisses him for the first time. He also takes part in the Battle of Hogwarts, witnessing the death of his brother Fred, and teams up with Neville to defeat Fenrir Greyback.
|
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Nineteen years after Voldemort's downfall, Ron and Hermione have two children: Rose Granger-Weasley, whom they are sending off to her first year at Hogwarts, and a younger son named Hugo.[DH Ch.37] Though the epilogue does not explicitly say Ron and Hermione are married,[DH Ch.37] news articles and other sources treat it as a fact.[4][5][6] Ron has also passed his Muggle driving test, despite Hermione's apparent belief that he could not do so without Confunding the examiner. (Ron secretly reveals to Harry he actually did Confund the examiner.) He and Harry work for the Ministry of Magic as Aurors, and along with Hermione they have helped to revamp the Ministry; it is far different from the one that existed previously.[7] Before becoming an Auror, Ron joins George at Weasleys' Wizard Wheezes, which becomes a very lucrative business.[8]
|
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Rowling introduces Ron as "tall, thin and gangling, with freckles, big hands and feet, and a long nose."[PS Ch.6] Ron has the trademark red hair of the Weasleys and is indeed one of Harry's tallest schoolmates, even outgrowing some of his older brothers. Rowling states in the novels that Ron has freckles, though Rupert Grint, the actor who plays Ron, has none. Rowling has also stated that Ron has blue eyes.
|
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Rowling in an interview described Ron as very funny but insensitive and immature, saying "There's a lot of immaturity about Ron, and that's where a lot of the humor comes from."[9] As his first exercise with the actors who portray the central trio, Alfonso Cuarón, who directed the third film in the series, Prisoner of Azkaban, assigned them to write an autobiographical essay about their character, written in the first person, spanning birth to the discovery of the magical world, and including the character's emotional experience. Of Rupert Grint's essay, Cuarón recalls, "Rupert didn't deliver the essay. When I questioned why he didn't do it, he said, 'I'm Ron; Ron wouldn't do it.' So I said, 'Okay, you do understand your character.'"[10] Commenting on Ron's character development in the final book, Rowling explained that "Ron is the most immature of the three main characters, but in part seven he grows up. He was never strong footed, people see him mostly as Harry's friend; his mother had actually wanted a girl and in the last book he finally has to acknowledge his weaknesses. But it's exactly that which makes Ron a man."[11]
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Ron is given his brother Charlie's old, chipped wand, which is made out of ash and has a unicorn hair sticking out of the end. He holds the wand together with Spellotape after nearly breaking it in half at the start of Chamber of Secrets, but it malfunctions dreadfully after this, backfiring spells, making strange noises, and emitting objects from the wrong end. Ron's new wand is fourteen inches, willow and unicorn hair, which he procures before the start of his third year at Hogwarts. Ron's talents are rarely shown, but he, like the other DA members, survives a violent encounter with adult Death Eaters in Order of the Phoenix, and it is implied that during the Death Eater assault in Half-Blood Prince he held his own quite well because he was being helped by Felix Felicis, the good luck potion. In Deathly Hallows, Ron loses his original wand, and takes Peter Pettigrew's wand for his own. Following this, Ron begins to demonstrate more aptitude and general knowledge, along with a sudden spurt in maturity after a terrible row with Harry. For a while, he effectively leads the trio in the hunt for the Horcruxes while Harry suffers a major depression.
|
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+
Rowling has stated that Ron's Patronus Charm takes the form of a Jack Russell Terrier, "a really sentimental choice" as Rowling herself owns a Jack Russell.[12]
|
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|
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Ron was born into the Weasley family on 1 March 1980,[13][HBP Ch.18] the sixth of their seven children, and the youngest son. His middle name, Bilius, is the same as that of a deceased uncle. Ron grew up in the family home, The Burrow, near the village of Ottery St Catchpole in Devon. Ron has six siblings: his five older brothers, Bill, Charlie, Percy, twins Fred and George, and a younger sister, Ginny, each with their own distinct personality trait. One recurring factor in Ron's siblings is that they often appear to be more confident, self-assured and, to varying degrees, more outwardly talented than he is.
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The Weasley family is one of the few remaining pure-blood wizarding families, though they were considered "blood traitors" for associating with non-pure-bloods. Moreover, they are far from rich, and are looked down upon by snobbish "old families" such as the Malfoys. All of the Weasleys have been sorted into Gryffindor House at Hogwarts. All of the Weasley children, except Bill and Percy who both were Head Boy, are known to have played on the Gryffindor Quidditch team, with Charlie being the captain of the team for at least one of his school years. Bill, Charlie, and Ron were also chosen as the prefect of their House. The Weasleys also all work for the Order of the Phoenix, and all are members except for Ron, Percy, and Ginny, who (as of the end of Harry Potter and the Deathly Hallows) are not known to have officially been inducted into the Order. Arthur is distantly related to Sirius Black and is part of the famed Black family, though he and the rest of his immediate family have been considered "blood traitors" and are disowned. Other distant relatives include Draco Malfoy, Nymphadora Tonks, and Bellatrix Lestrange.
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Ron was chosen by IGN as their third favourite Harry Potter character, who said that Ron's status as comic relief made him "instantly endearing" and that his frustration and flirtation with Hermione Granger was a "highlight".[14]
|
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Ron has made several appearances in parodies of Harry Potter. Seth Meyers appeared as Ron in Saturday Night Live in the sketch in which Lindsay Lohan portrays Hermione.[15] On his The Big Impression show, Alistair McGowan did a sketch called "Louis Potter and the Philosopher's Scone". It featured impressions of Anne Robinson as Ron.[16] In 2003, Comic Relief performed a spoof story called Harry Potter and the Secret Chamberpot of Azerbaijan, in which Jennifer Saunders appeared as both Ron and J. K. Rowling.[17][18] In Harry Podder: Dude Where's My Wand?, a play by Desert Star Theater in Utah, written by sisters Laura J., Amy K. and Anna M. Lewis, Ron appears as "Ron Sneasley".[19][20] In the Harry Bladder sketches in All That, Ron appears as ReRon and is played by Bryan Hearne. Ron also is a regular character in Potter Puppet Pals sketches by Neil Cicierega. In one of the episodes, "The Mysterious Ticking Noise", Ron, along with Snape, Harry, Hermione and Dumbledore, is killed by a bomb placed by Voldemort; the episode being the seventeenth most viewed video of all time as of 2008 and the winner for "Best Comedy" of the year 2007 at YouTube.[21] In the 2008 American comedy film Yes Man, Carl (portrayed by Jim Carrey) attends a Harry Potter-themed party hosted by Norman (Rhys Darby), in which Norman disguises as Ron. In A Very Potter Musical (2009) and A Very Potter Sequel (2010), parody musicals by StarKid Productions, Ron was portrayed by Joey Richter.
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The blue whale (Balaenoptera musculus) is a marine mammal belonging to the baleen whale suborder Mysticeti. Reaching a maximum confirmed length of 29.9 meters (98 feet) and weight of 173 tonnes (190 tons),[3] it is the largest animal known to have ever existed.[4] The blue whale’s long and slender body can be various shades of grayish-blue dorsally and somewhat lighter underneath.
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There are currently five subspecies of blue whale, recognized by the Society for Marine Mammalogy's Committee on Taxonomy: B. m. musculus in the North Atlantic and North Pacific, B. m. intermedia in the Southern Ocean, B. m. brevicauda (the pygmy blue whale) in the Indian Ocean and South Pacific Ocean, B. m. indica in the Northern Indian Ocean, and B. m. unnamed subsp. in the waters off Chile. The blue whale diet consists almost exclusively of euphausiids (krill).
|
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The blue whale was once abundant in nearly all the oceans on Earth until the end of the 19th century. It was hunted almost to the point of extinction by whaling until the International Whaling Commission banned all hunting of blue whales in 1967. The International Whaling Commission catch database estimates that 382,595 blue whales were caught between 1868 and 1978. The global blue whale population abundance is estimated to be 10,000-25,000 blue whales, roughly 3-11% of the population size estimated in 1911.[5] There remain only much smaller concentrations in the Eastern North Pacific (1,647),[6] Central North Pacific (63-133),[7][8] North Atlantic (1,000-2,000),[9] Antarctic (2,280),[10] New Zealand (718),[11] Northern Indian Ocean (270),[12] and Chile (570-760).[13]
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Blue whales have long, slender mottled grayish-blue bodies, although they appear blue underwater.[14][15][16]
|
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The mottling pattern is highly variable and the unique pigmentation pattern along the back in the region of the dorsal fin can be used to identify known individuals.[17][18][19]
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Additional distinguishing features of the blue whale include a broad, flat head, which appears U-shaped from above; 270–395 entirely black baleen plates on each side of their upper jaw; 60–88 expandable throat pleats; long, slender flippers; a small (up to 13 inches (33 cm)) falcate dorsal fin positioned far back toward the tail; a thick tail stock; and a massive, slender fluke.[14][15][16][20][21]
|
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Their pale underside can accumulate a yellowish diatom coat,[14][15][16] which historically earned them the nickname sulphur bottom.[22][23] The blue whale’s two blowholes (the analogue of human nostrils) create a tall, columnar spray, which can be seen 30–40 ft (9–12 m) above the water’s surface.[14][16][21]
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The blue whale is the largest known animal.[24][14][25][26] In the International Whaling Commission (IWC) whaling database, 88 individuals longer than 30 m were reported, including one up to 33.0 m, but problems with how the measurements were made suggest that measurements longer than 30.5 m are somewhat suspect.[27] The Discovery Committee reported lengths up to 102 ft (31.1 m);[28] however, the longest scientifically measured (e.g., from rostrum tip to tail notch) individual blue whale was 98 ft (29.9 m).[3] Female blue whales are larger than males.[16][29] Hydrodynamic models suggest that a blue whale could not exceed 108 ft (33 m) due to metabolic and energy constraints.[30]
|
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The average length of sexually mature female blue whales is 72.1 ft (22.1 m) for Eastern North Pacific blue whales, 79 ft (24.1 m) for central and western North Pacific blue whales, 92 ft (28.1 m) for North Atlantic blue whales, 83.4–86.3 ft (25.4–26.6 m) for Antarctic blue whales, 77.1 ft (23.5 m) for Chilean blue whales, and 69.9 ft (21.3 m) for pygmy blue whales.[16][31][32]
|
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In the Northern Hemisphere, males weigh an average 100 tons (200,000 lb) and females 112 tons (224,000 lb). Eastern North Pacific blue whale males average 88.5 tons (177,000 lb) and females 100 tons (200,000 lb). Antarctic males averaged 112 tons (224,000 lb) and females 130 tons (260,000 lb). Pygmy blue whale males average 83.5 (167,000 lb) and 99 tons (198,000 lb).[33] The largest heart weight measured from a stranded North Atlantic blue whale was 0.1985 tons (397 lb), the largest known in any animal.[34]
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The most reliable age estimations are from ear plugs. Blue whales secrete earwax (cerumen) throughout their lives forming long, multilayered plugs. Each chronologically deposited light and dark layer (lamina) indicate a switch between fasting during migration and feeding, and one set is laid down per year, and thus the number of these layers can be used as an indicator of age.[35][36][37] The maximum age determined from earplug laminae for a pygmy whale is 73 years (n=1133).[38] Prior to the development of ear plugs as an ageing method, layers in baleen plates were used, but these wear down and are not a reliable measure. In addition, the ovaries of female blue whales form a permanent record of the number of ovulations (or perhaps pregnancies), in the form of corpora albicantia. These fibrous masses are permanent scars that have been used in the past as an indication of age.[39] In pygmy blue whales, one corpus albicans is formed every 2.6 years on average,[38] which matches the two- to three-year interval between calves.
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Mounted blue whale skeletons can be found prominently in the cathedral-like entrance hall to the Natural History Museum (London, UK); the Seymour Marine Discovery Center at Long Marine Laboratory at the University of California, Santa Cruz (California); the Melbourne Museum (Australia); Santa Barbara Museum of Natural History (California); New Bedford Whaling Museum (Massachusetts); North Carolina Museum of Natural Sciences (Raleigh, NC); Iziko South African Museum (Cape Town, South Africa); Canadian Museum of Nature (Ottawa); Royal Ontario Museum (Toronto, Canada); Beaty Biodiversity Museum at the University of British Columbia (Vancouver, Canada); Zoological Museum of the Zoological Institute of the Russian Academy of Sciences (St. Petersburg, Russia); Iceland Husavik Museum (Húsavík, Iceland), the Museum of South-East Sulawesi (Kendari, Indonesia), the Museum of New Zealand Te Papa Tongarewa (Wellington, New Zealand) and the Marine Science Museum at Tokai University (Tokyo, Japan). Skulls are kept in the Paris Museum of Paleontology (France), Phan Tiet City, Vietnam, and the Regional Museum of Ancud (Chile).
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The Göteborg Natural History Museum (Sweden) contains the only taxidermized blue whale in the world, a 52 ft (16 m) juvenile killed after stranding alive in 1865, with its skeleton mounted beside the mount.[40]
|
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The five blue whale subspecies recognized by the Society for Marine Mammalogy’s Committee on Taxonomy[41][42] are distributed in all major ocean basins, except the Bering Sea and the Arctic Ocean, although blue whales have been sighted near the ice edge in the North Atlantic.[41][42][43]
|
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The distributions of the five subspecies of blue whale are outlined below. Some of these blue whale subspecies have been further divided by National Oceanic and Atmospheric Administration’s National Marine Fisheries Service, resulting in at least nine recognized management units,[42] based largely on unique song types.[44]
|
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1. The northern subspecies, B. m. musculus [45] is found in the North Pacific and North Atlantic, although given the geographic separation and genetic differences, populations in these two regions are unlikely to be closely linked.
|
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2.The Antarctic subspecies, B. m. intermedia [66] is found mostly south of the Antarctic Convergence Zone in austral summer, but spread widely from the Southern ocean to the equator in all oceans during the austral winter[51][52][67][68][69][70][71][72][73][74][75][76][77][78]
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3.The pygmy subspecies, B. m. brevicauda ,[79] is found in the waters off Indonesia, Australia, Madagascar, and New Zealand[79][80][5]
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4.The Northern Indian Ocean subspecies, B. m. indica [93] is found from Somalia to southern Arabia to the southwest coast of India, and off the coasts of Sri Lanka and the Maldives,[94] with an apparent breeding season six months out of phase from pygmy blue whales.[95] However, this putative subspecies is the subject of an unresolved debate, with many suggesting they are pygmy blue whales, given that their song type is heard considerably south of the equator,[77][96] that the description in Blyth[93] is insufficient to distinguish them from pygmy blue whales, that they are of similar size to pygmy blue whales (e.g.[97]), and that Soviet whalers did not distinguish between B. m. indica and B. m. brevicauda despite catching thousands of each. Northern Indian Ocean blue whales may be separated into one or more populations as songs are collected from more areas in this region.
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In the North Pacific, blue whales can be seen in large numbers in Monterey Bay, CA from July through October. They may also be seen off San Diego, CA in July and August, and off Baja California Sur, Mexico and in the Sea of Cortez from January through March. In the North Atlantic, blue whales can be seen in the Gulf of St. Lawrence June through September, especially in the Saguenay–St. Lawrence Marine Park in Canada. Blue whales can best be found off Reykjavík and Húsavík in Iceland from May to August. Around the Azores, the best chance to see blue whales is February to March. In the Indian Ocean, blue whales can be seen off Mirissa, Sri Lanka in March and April. In the Southern Hemisphere, blue whales can be seen in Gulf of Corcovado between Guaitecas Archipelago, Chiloé Island, and the Chilean mainland, and off the west coast of Chiloe Island from December through March.[98][99]) In Australia, blue whales and pygmy blue whales can be seen from March through May in the Perth Canyon,[100] and in Bass Strait between Victoria and Tasmania from November to May.[101] In New Zealand, blue whales and pygmy blue whales may be seen in Kaikōura on the South Island between July and August.[102]
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The International Whaling Commission’s whale watching guidelines,[103] mirror these recommendations to minimize risk and adverse impacts on whales, including noise disturbance. They also provide a whale watch handbook,[104] providing more detailed guidelines for managers, regulators, operators, and anyone interested in whale watching.
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In the United States, National Oceanic and Atmospheric Administration’s National Marine Fisheries Service[105] suggests that while whale watching, be alert and avoid disturbing whales from changing their normal behaviors and stay at least 100 yards (the length of a football field) away from a whale. Operate at a no-wake speeds and do not move into the path of a whale, move faster than a whale, make erratic speed or directional changes unless to avoid collision, get between two whales, chase, feed, or touch the whales.
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The mechanism behind modern whale migration is debated.[106][107][108] Migration may function to reduce parasitism, pathogens, and competition,[109][110] provide greater access to prey in the spring and summer, reduce calf predation from orcas, and optimize thermoregulation for growth in the winter.[106][107][111][112] For many baleen whales, such as humpback and grey whales, a general migration pattern can be defined as to-and-fro migration between feeding grounds at higher latitudes and breeding habitats at lower latitudes on an annual basis.[113] However, blue whales are not as specific in their movement patterns, and there is substantial evidence of alternative strategies, such as year-round residency, partial or differential migration, and anomalous habits such as feeding on breeding grounds.[114] For Antarctic blue whales, for example, some remain year-round in the Antarctic, some remain year-round in northerly grounds, and most disperse throughout the Southern Hemisphere in the austral winter months.
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Northern subspecies (B. m. musculus) – Eastern North Pacific population: This population migrates annually to the U.S. West Coast in the summer and fall to feed.[18][48][115][116] Their documented migration to secondary feeding areas off Oregon, Washington,[117] the Alaska Gyre, and the Aleutian Islands.[58][118] The northern extent can seasonally overlap with the Central North Pacific population in the Gulf of Alaska.[54][58] The Eastern North Pacific population migrates in the winter to their breeding grounds in the Gulf of California[18][50][119] and the Costa Rica Dome in the Eastern Tropical Pacific.[49][50] Acoustic recordings suggest that some individuals may remain on their feeding grounds[120][121][122] and on their breeding grounds year-round.[49][51][52][58]
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Northern subspecies (B. m. musculus) – Western and Central North Pacific population: Little is known about the migration of this population. In the summer, this population migrates to their feeding grounds southwest of Kamchatka, south of the Aleutian Islands, to the Gulf of Alaska,[53][54] and to waters off Vancouver Island, Canada.[97][123][124][125] In the winter, they migrate to low-latitude waters, including Hawaii.[55][56][58][7] Acoustic data suggests that some individuals may remain on their feeding grounds year-round.[53][54][126]
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Northern subspecies (B. m. musculus) – North Atlantic population: Little is known about the winter distribution and migration patterns of this population in the North Atlantic.[127] In the Western North Atlantic, blue whales migrate to the Gulf of St. Lawrence in the summer to feed, but some may remain year-round. Sightings in the Gulf of St. Lawrence peak late August-early September[128] and tagging suggests they migrate as far south as the Mid-Atlantic Bight coastal from Delaware to North Carolina and South Carolina.[129] In the Eastern North Atlantic, blue whales have been documented south of the Azores[130] and off northwest Africa in the winter,[131] in the Azores in late spring,[132] and in Iceland in the summer.[133] There has been one photograph-identification match between an individual blue whale in Iceland and Mauritania[134] and one match between an individual blue whale in the Gulf of St. Lawrence and the Azores,[134] suggesting connectivity among blue whales in the region.
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Antarctic subspecies (B. m. intermedia): Acoustic recordings indicate that this population is distributed around Antarctica and south of the Antarctic Convergence Zone in the summer, and then move into mid- and low-latitude habitats in fall and winter.[52][67][68][69][70][71][72][73][74][75][76][77][135] Antarctic blue whale calls have been acoustically detected in the Eastern Tropical Pacific in May–September.[69] Most migrate annually; however, year-round acoustic detections near the West Antarctic Peninsula,[68][136] the Weddell Sea and along the Greenwich meridian,[137] eastern Antarctica,[70][136] and year-round catches around South Georgia[138][139] suggest a small portion may remain in Antarctica year-round.[82][140]
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Pygmy subspecies (B. m. brevicauda) – Madagascar population: This population is found off the Seychelles and Amirante Islands, through the Mozambique Channel to the Crozet Islands and Prince Edward Islands in the spring and summer, with a nearly continuous distribution in sub-Antarctic waters in the Indian Ocean in the summer.[82] In the fall they were caught on the Madagascar Plateau[87] and sighted there in December in substantial numbers in recent decades.[141] Vocalizations have been recorded north near Diego Garcia in May–July,[142] in the Mozambique Channel in November–December[143] and Madagascar Basin south of La Reunion Island in March–June,[77] southwest of Amsterdam Island in December–May,[77] off Crozet Island in December–June.[86] Pygmy blue whales typically remain north of 52°S,[82][144] except on rare occasions, e.g. one was acoustically detected at 61.5° S near the Antarctic continental shelf.[88]
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Pygmy subspecies (B. m. brevicauda) – Western Australia/Indonesia population: This population feeds in Perth Canyon off Western Australia[83] and between the Great Australian Bight and Bass Strait off South Australia and Victoria[81][145] in the summer before migrating to waters off Indonesia to breed in the winter.[81][82][83][84][85] Acoustic data indicate that they are distributed in the sub-Antarctic waters of the southern Indian Ocean in summer and fall, including near the Crozet Islands and Amsterdam Island.[77][86] Like the Madagascar population, this population’s distribution remains north of 52°S.[82][144]
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Pygmy subspecies (B. m. brevicauda) – Eastern Australia/New Zealand population: Data from strandings, sightings, and acoustic detections suggest that this population is present in New Zealand waters nearly year-round.[11] They have also been detected as far south as 52°S in summer[90] and in the Tasman Sea and Lau Basin near Tonga in winter,[92] and likely range farther afield in the south-western Pacific. Major feeding grounds have been identified in the South Taranaki Bight between the North and South Islands, along the east coast of Northland (North Island), and off the east and west coasts of the South Island and the Hauraki Gulf.[89][91]
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Northern Indian Ocean subspecies (B. m. indica): Although its taxonomic status is in flux, historical catches were taken from waters off Somalia and southern Arabia from May–October, and they are thought to then disperse to the east coast of Sri Lanka, west of the Maldives, the Indus Canyon, and the southern Indian Ocean in December–March.[94] Sighting and stranding data[57][82][94][146] suggest that most remain in the central northern Indian Ocean year-round[147][148] Acoustic evidence of Sri Lanka song types suggest some travel to sub-Antarctic waters around Crozet Islands in late summer and early fall.[86] Recent evidence of a new song type off Oman and north-west Madagascar (and the absence of the Sri Lanka song type there) suggests there might be a separate north-western Indian Ocean population making “Oman” calls and a central Indian Ocean population making “Sri Lanka” calls.[149]
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Chilean population In summer and fall, Chilean blue whales feed along the west coast of South America, particularly the Chiloense Ecoregion, including the Corcovado Gulf, Pacific and northwest coasts of Chiloé Island, and inner sea of Chiloe Archipelago.[99][98][150][151] The whales then migrate to lower latitude areas including the Galapagos Islands and the Eastern Tropical Pacific.[99][152][153] Acoustic recordings in the Eastern Tropical Pacific may be year-round but generally peak in June[154] and are infrequently detected from September to March.[51][155]
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Data from individual satellite tagged Eastern North Pacific blue whales suggest leisurely traveling rates of 4 knots, or 4.6 mph (7.41 km/h),[156] with a minimum average speed of 1.55 ± 1.68 mph (2.49 ± 2.7 km/h).[157] With additional satellite tagged animals (n=10),[50] reported mean swim speeds of 108 ± 33.3 km/day, ranging 58–172 km/day. That would translate to 2.79 ± 0.86 mph (4.5 ± 1.39 km/h), ranging from 1.5–4.45 mph (2.42–7.17 km/h). Lagerquist et al.[158] reported mean swim speed using only high-quality satellite locations as 2.55 ± 1.43 mph (4.1 ± 2.3 km/h) from 11 tagged blue whales. A pygmy blue whale tagged off Perth Canyon, Western Australia traveled at mean speeds of 2.8 ± 2.2 km/h. There are regular reports of much faster migration speeds and rapid sustained bursts of speeds; notably their swimming speeds were too fast for whalers until the modern era of whaling introduced steam-powered boats and explosive-tipped harpoons. The maximum speed of a blue whale while being chased or harassed has been reported at 20 to 48 km/h (10–25 knots).[57]
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The blue whale diet consists almost exclusively of euphausiids (krill) except off Sri Lanka. Blue whales have been observed near Magdalena Bay (along the western coast of Baja California, Mexico) feeding on pelagic red crabs.[159][160][161] However, this has not been confirmed by recent observations or fecal samples. Other accidental or opportunistic consumption of copepods and amphipods have been documented.[162][163] Blue whales feed on krill at the surface and at depths greater than 328 ft (100 m), following their prey’s diel vertical migration through the water column.[16][164][165][166] The main prey species of krill targeted by blue whales varies among habitat in the different ocean basins.
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Blue whales capture krill through lunge feeding, a bulk filter-feeding strategy that involves accelerating toward a prey patch at high speeds,[183][184][185] opening the mouth 80–90°,[186][187] and inverting the tongue, creating a large sac.[188] This allows them to engulf a large volume of krill-laden water,[176][189][190] up to 220 tons of water at one time.[191] The water is then squeezed out through their baleen plates with pressure from the ventral pouch and tongue, and the remaining krill are swallowed.[186][189][192] Blue whales have been recorded making 180° rolls during lunge-feeding, allowing them to engulf krill patches while inverted; and they rolled while searching for prey between lunges, which has been hypothesized as allowing them to visually process the prey field find the densest prey patches.[193]
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The Eastern North Pacific population of blue whales have been well studied. The greatest dive depth reported from tagged blue whales was 315 meters.[192] Their theoretical aerobic dive limit was estimated at 31.2 min,[194] however, the longest dive duration measured was 15.2 minutes.[192] The deepest confirmed dive from a pygmy blue whale was 1,660 ft (506 m).[195]
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Blue whales maximize the intake of energy by increasing the number of lunges they make during a dive while targeting dense krill patches. This allows them to acquire the energy necessary for sustaining basic metabolic maintenance costs while storing additional energy necessary for migration and reproduction. Because of the high cost of lunge feeding, it has been estimated that blue whales must target densities greater than 100 krill/m3.[192][196] They can consume 34,776–1,912,680 kJ (~480,000 kilocalories) from one mouthful of krill, which can provide up to 240 times more energy than used in a single lunge.[192] Energetic models have estimated that the daily prey biomass requirement for an average-sized blue whale is 1,120 ± 359 kg krill.[197][198]
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Using the number of earwax lamina deposited in the earplug and development of sexual organs from dead whales,[57] it has been determined blue whales reach sexual maturity at about 10 years old and at an average length of 23.5 m for female Antarctic blue whales.[26][57][97][199][200] Another method for determining age at sexual maturity, involves measurements of testosterone from the baleen of male blue whales.[201][202] Testosterone concentrations measured from baleen suggest that the age at sexual maturity for one blue whale was 9 years.[201] Male pygmy blue whales averaged 61.4 ft (18.7 m) at sexual maturity.[203][204] Female pygmy blue whales are 68.9–71.2 ft (21.0–21.7 m) in length[31] and roughly 10 years old at age of sexual maturity.[31][97][32]
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Blue whales exhibit no well-defined social structure[205] other than mother-calf bonds from birth until weaning.[206] They are generally solitary or found in small groups.[207] Little is known about mating behavior, or breeding and birthing areas.[26][200] As a traveling pair, a male blue whale typically trails a female,[166][208] and is generally successful at repelling an intruder male after a short and vigorous battle.[209] Blue whale anatomy, specifically a small testis-to-body weight ratio[210] and documented visual observations of a second male joining the traveling pair,[211] suggest a polygynous, antagonistic male-male competition strategy.[200][211] Mating is thought to occur fall through winter.[26][200]
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Female blue whales give birth every two to three years, depending on body condition and lactation period.[38][57][199][211][212][213] Pygmy blue whales were estimated to give birth every 2.6 years (95% CI=2.2–3.0).[38] Pregnant females gain roughly 4% of their body weight daily,[174] amounting to 60% of their overall body weight throughout summer foraging periods.[199] Gestation lasts 10–11 months. No records of natural births are known,[211] although a blue whale that ended up in Trincomalee harbor gave birth to a calf before being towed back to sea the following day.[214]
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For Antarctic blue whales, a single calf is born at 23 ft (7 m) in length and weighs 2.8-3 tons (2540–2722 kg).[26][113] There is a 6–8 month weaning period until the calf is 53 ft (16 m) in length.[26][16][113][200][211][215][216]
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Blue whale milk is roughly (g/100 g) 45–48 water, 39–41 fat, 11–12 protein, 7.4 carbohydrates and 1.3 sugar,[217][218] thus containing 12 times more fat than whole milk from cows. The amount of milk transferred from mother to calf has not been measured. Blue whale milk contains 18 megajoules (MJ) per kg, which is roughly 4,302 Kilocalorie/kg.[219] Blue whale calves gain roughly 37,500 lb (17,000 kg) during the weaning period.[25] Estimates suggest that because calves require 2–4 kg milk per kg of mass gain, blue whales likely produce 220 kg milk/d (ranging from 110–320 kg milk/d).[220] The first video of a calf thought to be nursing was filmed in New Zealand in 2016.[221] Additional videos of blue whale calves nursing have been captured by drones, including off Dana Point, CA and off the South Coast of Sri Lanka.
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There is reference to a “well-documented” humpback-blue whale hybrid in the South Pacific, attributed to marine biologist Dr. Michael Poole,[21][222] however no published proof exists. Hybridization between blue and fin whales has been documented across multiple ocean basins. The earliest description of a possible hybrid between a blue and fin whale was a 65 ft anomalous female whale with the features of both the blue and the fin whales taken in the North Pacific.[223] In 1983 a 65 ft (19.8 m) long male specimen taken was 65 ft long and sexually immature. Based upon the number of layers in the earwax, the age of the animal was determined to be seven years. In 1984, a female hybrid between a fin and a blue whale was caught by whalers off northwestern Spain. Molecular analyses revealed a blue whale mother and a fin whale father.[224] In 1986, a 70 ft (21.3 m) pregnant female whale was caught. Molecular analyses of the whale showed that it was a hybrid between a female blue whale and a male fin whale, and that the fetus had a blue whale father. It was the first example of any cetacean hybridization giving rise to a fertile offspring.[225] Two live blue-fin whale hybrids have since been documented in the Gulf of St. Lawrence, Canada and in the Azores (Portugal).[226] DNA tests done in Iceland of a blue whale killed July 7, 2018 by the Icelandic whaling company Hvalur hf, found that the whale was a hybrid of a fin whale father and a blue whale mother;[227] however, the results are pending independent testing and verification of the samples. Because blue whales are classed as a “Protection Stock” by the International Whaling Commission, trading their meat is illegal, and the kill is an infraction that must be reported.[228] Blue-fin hybrids have also been detected from genetic analysis of whale meat samples taken from Japanese markets.[229]
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There are no direct measurements of the hearing sensitivity of blue whales. Hearing predictions are inferred from anatomical studies,[223][230][231][232] vocalization ranges,[233][234][235] and behavioral responses to sound.[236][237] Blue whale inner ears appear well adapted for detecting low-frequency sounds.[238][239][240][241] Their vocalizations are also predominantly low frequency; thus, their hearing is presumably best at detecting those frequency ranges.[233] Southall et al.[242] estimated the hearing range of cetaceans to extend from approximately 7 Hz to 22 kHz.
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Blue whale vocalizations are among the loudest and lowest frequency sounds made by any animal.[42][243] The source level of blue whales off Chile in the 14 to 222 Hz band were estimated to be 188 dB re 1 μPa at 1 m,[243] 189 dB re 1 μPa at 1 m for Antarctic blue whales,[244] and 174 dB re 1 μPa at 1 m for pygmy blue whales.[86]
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The fundamental frequency for blue whale vocalizations ranges from 8 to 25 Hz.[245] Blue whale song types were initially divided into nine song types,[74] although ongoing research suggests at least 13 song types.[246] The correlation between song types and genetic subdivisions is unknown, but song types are currently used as the primary method of separating blue whale populations because they are stable in shape over multiple decades for each region. The characteristics of specific call types vary with respect to fundamental frequency, bandwidth, and duration, among others. The production of vocalizations may vary by region, season, behavior, and time of day. The purpose of vocalization is unknown, but songs produced only by males appear to have a sexually related purpose, while “D-calls” and other non-repeating calls are produced during feeding by both sexes.
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Possible reasons for calling include:
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Vocalizations produced by the Eastern North Pacific population have been well studied. This population produces long-duration, low frequency pulses (“A”) and tonal calls (“B”), upswept tones that precede type B calls (“C”), moderate-duration downswept tones (“D”), and variable amplitude-modulated and frequency-modulated sounds.[247][248][249][250] A and B calls are often produced in repeated co-occurring sequences as song only by males, suggesting a reproductive function.[250][165] D calls are produced by both sexes during social interactions while foraging and may considered multi-purpose contact calls.[165][251][252] Because the calls have also been recorded from blue whale trios from in a putative reproductive context, it has been recently suggested that this call has different functions.[209] The blue whale call recorded off Sri Lanka is a three‐unit phrase. The first unit is a pulsive call ranging 19.8 to 43.5 Hz, lasting 17.9 ± 5.2 s. The second unit is a FM upsweep 55.9 to 72.4 Hz lasting 13.8 ± 1.1 s. The final unit is a long (28.5 ± 1.6 s) tone that sweeps from 108 to 104.7 Hz.[253] The blue whale call recorded off Madagascar, a two‐unit phrase,[254] starts with 5–7 pulses with a center frequency of 35.1 ± 0.7 Hz and duration of 4.4 ± 0.5 s followed by a 35 ± 0 Hz tone lasting 10.9 ± 1.1 s.[253] In the Southern Ocean, blue whales calls last roughly 18 seconds and consist of a 9-s-long, 27 Hz tone, followed by a 1-s downsweep to 19 Hz, and another downsweep to 18 Hz.[68][71] They also produce short, 1–4 s duration, frequency-modulated calls ranging in frequency between 80 and 38 Hz.[71][255]
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At least seven blue whale song types have been shifting linearly downward in tonal frequency over time, though at different rates.[256][257][258]
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The Eastern North Pacific blue whale tonal frequency is 31% lower than it was in the early 1960s.[256][257] The frequency of pygmy blue whales in the Antarctic has steadily decreased at a rate of a few tenths of hertz per year since 2002.[258] One hypothesis is that as blue whale populations recover from whaling, this is increasing sexual selection pressure (i.e., lower frequency indicates larger body size),[257] although given the difficulties in measuring length from living whales, there is little evidence for changes in body size since whaling ended.
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The genus name, Balaenoptera, means winged whale[21] while the species name, musculus, could mean “muscle” or a diminutive form of “mouse”, potentially a clever pun by Carl Linnaeus,[15][21] who named the species in Systema Naturae.[45] One of the first published descriptions of a blue whale comes from Robert Sibbald’s Phalainologia Nova,[259] after Sibbald found a stranded whale in the estuary of the Firth of Forth in 1692. The name ‘blue whale’ was derived from the Norwegian ‘blåhval’, coined by Svend Foyn shortly after he had perfected the harpoon gun. The Norwegian scientist G.O. Sars adopted it as the common name in 1874.[260]
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Blue whales were referred to as ‘Sibbald’s rorqual’, after Robert Sibbald, who first described the species.[259] Herman Melville called the blue whale "sulphur bottom" in his novel Moby Dick[22] due to the accumulation of diatoms creating a yellowish appearance on their pale underside.[15][16]
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The name rorqual comes from the Norwegian word rørhval, a reference to the whale’s throat grooves, which are an elastic structure of blubber and muscle also known as the ventral grove blubber[188][261][262][263] extending from the chin to the umbilicus.[264][265]
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Blue whales are rorquals, in the family Balaenopteridae[266] whose extant members include the fin whale (Balaenoptera physalus), sei whale (Balaenoptera borealis), Bryde’s whale (Balaenoptera brydei), Eden's whale (Balaenoptera edeni), common minke whale (Balaenoptera acutorostrata), Antarctic minke whale (Balaenoptera bonaerensis), Omura's whale (Balaenoptera omurai), and humpback whale (Megaptera novaeangliae).[267]
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Molecular evidence places blue whales in the Superorder Cetartiodactyla, which includes the Orders Cetacea (under which blue whales are classified) and Artiodactyla, even-toed ungulates. This classification is supported by evidence of morphological homology between cetaceans and artiodactyls in two described archaic whales.[268][269]
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The phylogeny of the blue whales is still debated because their placement varies depending on the molecular markers and phylogenetic analysis used.[270][271][272][273][274][275] The most recent analysis estimates that the Balaenopteridae family diverged from other families in the late Miocene, between 10.48 and 4.98 million years ago.[275]
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The earliest discovered anatomically modern blue whale is a partial skull fossil found in southern Italy, dating to the Early Pleistocene, roughly 1.5–1.25 million years ago.[276] The Australian pygmy blue whale diverged during the Last Glacial Maximum. Their more recent divergence has resulted the subspecies to have a relatively low genetic diversity,[277] and New Zealand blue whales have even lower genetic diversity.[11]
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Molecular evidence has suggested that common and pygmy hippopotamus, extant members of the family Hippopotamidae, are the closest living relatives to the order Cetacea.[278][279] This monophyletic clade is nested in Cetartiodactyla, which includes the even-toed ungulates.[280] Whole genome sequencing of blue whales and other rorqual species suggests that blue whales are most closely related to sei whales with grey whales as a sister group,[275] which is curious given the most common hybrids are with fin whales. This study also found significant gene flow between minke whales and the ancestors of the blue and sei whale. Blue whale also displayed a high degree of genetic variability (i.e., heterozygosity).[275]
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There are four subspecies of blue whale,[41][42] recognized by the Society for Marine Mammalogy’s Committee on Taxonomy:
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Some of these blue whale subspecies have been further divided, resulting in nine recognized management units:[42]
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Northern subspecies
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There are three populations in the Northern subspecies B. m. musculus. It was previously thought that blue whales in the North Pacific belonged to at least five separate populations;[216] however, evidence from movement data derived from satellite tags,[50][281] photograph-identification,[18] and acoustic data[54][58][74] supports two populations in the North Pacific—the Eastern and Central and Western North Pacific populations, with divisions according to acoustic calls being estimated by Monnahan et al.[282]
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The third population, the western North Atlantic population, is the only population currently recognized in the North Atlantic. However, it is thought that these whales should be split into eastern and western North Atlantic populations[59][283][284] based on photo-identification data.
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Antarctic subspecies
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Despite having the greatest haplotype diversity of any subspecies,[285] the Antarctic subspecies of blue whales is recognized as one stock for management purposes. Additionally, only one blue whale call type has been recorded in the Southern Ocean,[71][74][136][286] and mark-recapture data suggests movements of individuals entirely around the Antarctic.[82]
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Pygmy subspecies
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The pygmy blue whale subspecies, B. m. brevicauda, has three populations corresponding with acoustic populations, including a Madagascar population, Eastern Australia/New Zealand population, and Western Australia/Indonesia population.[287] Although the Western Australia/Indonesia population and the Eastern Australia/New Zealand population are morphologically similar and not genetically separated,[288] there are no photograph-identification matches between the two populations,[289] and mitochondrial DNA haplotype frequencies suggest a high degree of genetic isolation of the New Zealand population.[11] An acoustic boundary between the Western Australia/Indonesia population and the Eastern Australia/New Zealand population has been identified as the junction of the Indian and Pacific Oceans.[92][96]
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Northern Indian Ocean subspecies
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B. m. indica is currently considered a blue whale subspecies.[41][94][290] Evidence includes a breeding season asynchronous with Southern Hemisphere blue whales,[95] a distinct Sri Lanka call type,[74][147] a slightly smaller total length at maturity,[97] and potential year-round residency.[147][148] However, the Sri Lanka call has not been detected west of Sri Lanka, and there is another call type in the western North Indian Ocean, off Oman and north-western Madagascar, termed the Oman call[149] suggesting a central Indian Ocean population.
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Chilean subspecies
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Evidence suggesting that blue whales off the Chilean coast are a separate subspecies includes discrete geographic separation (latitudinally from Antarctic blue whales and longitudinally from pygmy blue whales), a difference in the mean length of mature females,[31][32] significant genetic differentiation,[31][152][285][291] and unique song types.[243][292][293] Chilean blue whales may overlap in the Eastern Tropical Pacific with Antarctica blue whales and Eastern North Pacific blue whales. Chilean blue whales are genetically differentiated from Antarctica blue whales[294] and are unlikely to be interbreeding; however, the genetic differentiation is lesser with Eastern North Pacific blue whale, there may gene flow between hemispheres.[294]
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Blue whales were nearly hunted to extinction in the 19th and 20th centuries by commercial whalers until the International Whaling Commission banned the taking of blue whales in 1967.[295] The International Whaling Commission catch database estimates that 382,595 blue whales that were caught between 1868 and 1978, including 7,973 in the North Pacific (2.09%), 10,442 in the North Atlantic (2.73%), 5,383 in the South Pacific (1.41%), and in the Southern Ocean, 13,022 pygmy blue whales (3.40%) and 345,775 Antarctic blue whales (90.40%).[296] The Soviet Union continued to illegally hunt blue whales in the Northern and Southern Hemisphere through to 1973,[87][297][298][299] and Spanish vessels caught occasional blue whales up until 1978. The global blue whale population abundance is estimated to be 10,000–25,000 blue whales, roughly 3–11% of the population size estimated in 1911.[5] Recovery and current population sizes vary regionally and by subspecies.
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|
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North Pacific (B. m. musculus)
|
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|
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The reported take of all North Pacific blue whales by commercial whalers totaled 9,773 between 1905 and 1977.[282]
|
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+
|
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+
North Atlantic (B. m. musculus)
|
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Roughly 15,000 blue whales may have inhabited the North Atlantic before whaling began.[305][306][307] In the western North Atlantic, there were an estimated 1,100–1,500 prior to modern whaling,[305][306] and in the eastern North Atlantic, estimates range from a “few thousand” to 10,000 blue whales in the Denmark Strait and 2,500 from northern Norway.[307] Little is known about the population trends outside of the Gulf of St. Lawrence area. Between 1979 and 2009, 440 blue whales were photo-identified in the Gulf of St. Lawrence estuary and northwestern Gulf of St. Lawrence.[128] Researchers speculate that there may be between 400 and 1,500 individuals.[3][64][308] A summer shipboard survey in 1987 resulted in a maximum estimate of 442 blue whales off Iceland.[284] Sightings from ship-based surveys in the Central and Northeast Atlantic in 1987, 1989, 1995 and 2001 provided abundances estimates ranging from 222 (CI=115–440) in 1987 to 979 (CI=137-2,542) in 1995.[133] The most recent estimate is between 1,000–2,000[9] off the east coast of Greenland, Denmark Strait, Iceland, Jan Mayen, Faroe Islands, west coast of Ireland, and north of the United Kingdom.
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|
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Antarctic population (B. m. intermedia)
|
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|
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Catches of Antarctic blue whales (345,775 whales) reduced the population from 239,000 (95% CI=202,000–311,000) in the 1920s to a low of 360 (150–840) animals in the early 1970s, which is 0.15% (0.07–0.29%) of pre-exploitation levels.[309] The best abundance estimate for Antarctic blue whales is 2,280 individuals (CV=0.36) based on the International Whaling Commission International Decade of Cetacean Research and the Southern Ocean Whale Ecosystem Research (SOWER) annual summer surveys from 1991/92 through 2003/04, which covered 99.7% of the area between the pack ice and 60° S.[10] The population is estimated to be increasing, at a rate of 7.3% per year (95% CI=1.4–11.6%) but the most recent abundance estimate is less than 1% of pre-exploitation levels,[309] although if population growth has continued at 7.3% per year, there may now be as many as 10,000 individuals. In 2020, during a 23-day survey, scientists from the British Antarctic Survey (BAS) detected a population of 55 blue whales near a sub-Antarctic island of South Georgia. Prior to the survey, only a couple of animals have been observed in this area after mass hunting in the early 20th century.[310]
|
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|
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Pygmy subspecies (B. m. brevicauda)
|
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|
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Few reliable estimates exist for population status of pygmy blue whales. Given historical catches, pre-exploitation abundance estimates must have been at least 7,598 individuals for the Madagascar population, and 2,900 individuals for the Australia/Indonesia population.[87] There is no abundance estimate for overall pygmy blue whale abundance, which includes the Madagascar population, Western Australia/Indonesia population, and Eastern Australia/New Zealand population. Best[141] suggest a minimum abundance of 424 (CV=0.42) pygmy blue whales on the Madagascar Plateau, or 472 (CV=0.48). Kato et al.[311] estimated 671 (279–1613) pygmy blue whales from a line-transect survey of a small area off the southern coast of Australia. Acoustic monitoring during migrations of Australian pygmy whales in the southeastern Indian Ocean resulted in an estimate of 660–1,750 whales.[84][145][312] The estimate of pygmy blue whale off New Zealand from mark-recapture data is 718 (95% CI=279-1926, SD=433).[11]
|
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|
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Northern Indian Ocean subspecies (B. m. indica)
|
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|
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Roughly 1,300 blue whales were caught illegally by Soviet Union whalers from 1963–1966 in the Arabian Sea.[95] Models from a number of surveys in 2014 from a small area 150 km east–west and 50 km north–south just south of Sri Lanka suggest an abundance estimate of 270 blue whales (CV=0.09, 95%, CI=226–322).[12]
|
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Chilean population
|
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The Chilean blue whale is found in the southeastern Pacific Ocean, especially the Chiloé-Corcovado region (,[31][99] and lower latitude areas including Peru, the Galapagos Islands and the southern portions of the Eastern Tropical Pacific[99][152][153][155]
|
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Roughly 5,728 blue whales from the Chilean subspecies were killed by whalers in the Southeast Pacific,[313] 4,288 off Chile.[314] The minimum pre-exploitation abundance was estimated at 1,500–5,000.[313][315] The best abundance estimates from open population models off Isla Grande de Chiloé spanning 2004-2012 suggest that ~570-760 whales are feeding seasonally in this region.[13] Closed population models for the same feeding grounds in 2012 estimate 762 (95% CI=638–933) and 570 (95% CI=475–705) for photographs of left and right sides of the animals, respectively.[13]
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Blue whales were initially tough to hunt because of their size and speed.[42] Large-scale takes did not begin until 1864, when the Norwegian Svend Foyn invented the exploding harpoon gun and by using them with steam and diesel-powered ships.[389][390] From 1866–1978, more than 380,000 blue whales were taken, mostly from Antarctic waters.[296] Blue whale takes peaked in 1931 when over 29,000 blue whales were killed. The International Whaling Commission banned all hunting of blue whales in 1966 and gave them worldwide protection. However, the Soviet Union continued illegal whaling into the 1970s,[95][297] and the last catch was taken by a Spanish expedition in 1978.
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Blue whales were protected in areas of the Southern Hemisphere starting in 1939. In 1955 they were given complete protection in the North Atlantic under the International Convention for the Regulation of Whaling; this protection was extended to the Antarctic in 1965 and the North Pacific in 1966.[391][392] The protected status of North Atlantic blue whales was not recognized by Iceland until 1960.[393]
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Blue whales are formally classified as endangered under the Endangered Species Act[394] and considered depleted and strategic under the Marine Mammal Protection Act.[318][395] The International Union for Conservation of Nature[396] has listed blue whales as endangered.
|
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They are also listed on Appendix I under the Convention on International Trade in Endangered Species of Wild Fauna and Flora[397] and the Convention on the Conservation of Migratory Species of Wild Animals.[398] Although for some populations there is not enough information on current abundance trends (e.g., Pygmy blue whales), others are critically endangered (e.g., Antarctic blue whales).[77][399]
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Rosa Louise McCauley Parks (February 4, 1913 – October 24, 2005) was an American activist in the civil rights movement best known for her pivotal role in the Montgomery bus boycott. The United States Congress has called her "the first lady of civil rights" and "the mother of the freedom movement".[1]
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On December 1, 1955, in Montgomery, Alabama, Parks rejected bus driver James F. Blake's order to relinquish her seat in the "colored section" to a white passenger, after the whites-only section was filled. Parks was not the first person to resist bus segregation, but the National Association for the Advancement of Colored People (NAACP) believed that she was the best candidate for seeing through a court challenge after her arrest for civil disobedience in violating Alabama segregation laws. Parks' prominence in the community and her willingness to become a controversial figure inspired the black community to boycott the Montgomery buses for over a year, the first major direct action campaign of the post-war civil rights movement. Her case became bogged down in the state courts, but the federal Montgomery bus lawsuit Browder v. Gayle succeeded in November 1956.[2][3]
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Parks' act of defiance and the Montgomery bus boycott became important symbols of the movement. She became an international icon of resistance to racial segregation. She organized and collaborated with civil rights leaders, including Edgar Nixon, president of the local chapter of the NAACP; and Martin Luther King Jr., a new minister in Montgomery who gained national prominence in the civil rights movement and went on to win a Nobel Peace Prize.
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Though employed as a seamstress at a local department store at the time, Parks was also secretary of the Montgomery chapter of the NAACP. She had recently attended the Highlander Folk School, a Tennessee center for training activists for workers' rights and racial equality. She acted as a private citizen "tired of giving in". Although widely honored in later years, she also suffered for her act; she was fired from her job, and received death threats for years afterwards.[4]
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Shortly after the boycott, she moved to Detroit, where she briefly found similar work. From 1965 to 1988, she served as secretary and receptionist to John Conyers, an African-American US Representative. She was also active in the Black Power movement and the support of political prisoners in the US.
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After retirement, Parks wrote her autobiography and continued to insist that the struggle for justice was not over and there was more work to be done.[5] In her final years, she suffered from dementia. Parks received national recognition, including the NAACP's 1979 Spingarn Medal, the Presidential Medal of Freedom, the Congressional Gold Medal, and a posthumous statue in the United States Capitol's National Statuary Hall. Upon her death in 2005, she was the first woman to lie in honor in the Capitol Rotunda, becoming the thirty-first person to receive this honor. California and Missouri commemorate Rosa Parks Day on her birthday, February 4, while Ohio and Oregon commemorate the occasion on the anniversary of the day she was arrested, December 1.
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Rosa Parks was born Rosa Louise McCauley in Tuskegee, Alabama, on February 4, 1913, to Leona (née Edwards), a teacher, and James McCauley, a carpenter. In addition to African ancestry, one of Parks' great-grandfathers was Scots-Irish and one of her great-grandmothers a part-Native American slave.[6] [7][8][9] She was small as a child and suffered poor health with chronic tonsillitis. When her parents separated, she moved with her mother to Pine Level, just outside the state capital, Montgomery. She grew up on a farm with her maternal grandparents, mother, and younger brother Sylvester. They all were members of the African Methodist Episcopal Church (AME), a century-old independent black denomination founded by free blacks in Philadelphia, Pennsylvania, in the early nineteenth century.
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McCauley attended rural schools[10] until the age of eleven. As a student at the Industrial School for Girls in Montgomery, she took academic and vocational courses. Parks went on to a laboratory school set up by the Alabama State Teachers College for Negroes for secondary education, but dropped out in order to care for her grandmother and later her mother, after they became ill.[11]
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Around the turn of the 20th century, the former Confederate states had adopted new constitutions and electoral laws that effectively disenfranchised black voters and, in Alabama, many poor white voters as well. Under the white-established Jim Crow laws, passed after Democrats regained control of southern legislatures, racial segregation was imposed in public facilities and retail stores in the South, including public transportation. Bus and train companies enforced seating policies with separate sections for blacks and whites. School bus transportation was unavailable in any form for black schoolchildren in the South, and black education was always underfunded.
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Parks recalled going to elementary school in Pine Level, where school buses took white students to their new school and black students had to walk to theirs:
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I'd see the bus pass every day ... But to me, that was a way of life; we had no choice but to accept what was the custom. The bus was among the first ways I realized there was a black world and a white world.[12]
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Although Parks' autobiography recounts early memories of the kindness of white strangers, she could not ignore the racism of her society. When the Ku Klux Klan marched down the street in front of their house, Parks recalls her grandfather guarding the front door with a shotgun.[13] The Montgomery Industrial School, founded and staffed by white northerners for black children, was burned twice by arsonists. Its faculty was ostracized by the white community.
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Repeatedly bullied by white children in her neighborhood, Parks often fought back physically. She later said: "As far back as I remember, I could never think in terms of accepting physical abuse without some form of retaliation if possible."[14]:208
|
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In 1932, Rosa married Raymond Parks, a barber from Montgomery.[14]:13, 15[15] He was a member of the NAACP,[15] which at the time was collecting money to support the defense of the Scottsboro Boys, a group of black men falsely accused of raping two white women.[16]:690 Rosa took numerous jobs, ranging from domestic worker to hospital aide. At her husband's urging, she finished her high school studies in 1933, at a time when less than 7% of African Americans had a high-school diploma.
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In December 1943, Parks became active in the civil rights movement, joined the Montgomery chapter of the NAACP, and was elected secretary at a time when this was considered a woman's job. She later said, "I was the only woman there, and they needed a secretary, and I was too timid to say no."[17] She continued as secretary until 1957. She worked for the local NAACP leader Edgar Nixon, even though he maintained that "Women don't need to be nowhere but in the kitchen."[18] When Parks asked, "Well, what about me?", he replied: "I need a secretary and you are a good one."[18]
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In 1944, in her capacity as secretary, she investigated the gang-rape of Recy Taylor, a black woman from Abbeville, Alabama. Parks and other civil rights activists organized "The Committee for Equal Justice for Mrs. Recy Taylor", launching what the Chicago Defender called "the strongest campaign for equal justice to be seen in a decade."[19]
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Although never a member of the Communist Party, she attended meetings with her husband. The notorious Scottsboro case had been brought to prominence by the Communist Party.[20]
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In the 1940s, Parks and her husband were members of the League of Women Voters. Sometime soon after 1944, she held a brief job at Maxwell Air Force Base, which, despite its location in Montgomery, Alabama, did not permit racial segregation because it was federal property. She rode on its integrated trolley. Speaking to her biographer, Parks noted, "You might just say Maxwell opened my eyes up." Parks worked as a housekeeper and seamstress for Clifford and Virginia Durr, a white couple. Politically liberal, the Durrs became her friends. They encouraged—and eventually helped sponsor—Parks in the summer of 1955 to attend the Highlander Folk School, an education center for activism in workers' rights and racial equality in Monteagle, Tennessee. There Parks was mentored by the veteran organizer Septima Clark.[14] In 1945, despite the Jim Crow laws and discrimination by registrars, she succeeded in registering to vote on her third try.[16]:690
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In August 1955, black teenager Emmett Till was brutally murdered after reportedly flirting with a young white woman while visiting relatives in Mississippi.[21] On November 27, 1955, four days before she would make her stand on the bus, Rosa Parks attended a mass meeting at Dexter Avenue Baptist Church in Montgomery that addressed this case, as well as the recent murders of the activists George W. Lee and Lamar Smith. The featured speaker was T. R. M. Howard, a black civil rights leader from Mississippi who headed the Regional Council of Negro Leadership.[22] Howard brought news of the recent acquittal of the two men who had murdered Till. Parks was deeply saddened and angry at the news, particularly because Till's case had garnered much more attention than any of the cases she and the Montgomery NAACP had worked on—and yet, the two men still walked free.[23]
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In 1900, Montgomery had passed a city ordinance to segregate bus passengers by race. Conductors were empowered to assign seats to achieve that goal. According to the law, no passenger would be required to move or give up their seat and stand if the bus was crowded and no other seats were available. Over time and by custom, however, Montgomery bus drivers adopted the practice of requiring black riders to move when there were no white-only seats left.[24]
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The first four rows of seats on each Montgomery bus were reserved for whites. Buses had "colored" sections for black people generally in the rear of the bus, although blacks composed more than 75% of the ridership. The sections were not fixed but were determined by placement of a movable sign. Black people could sit in the middle rows until the white section filled; if more whites needed seats, blacks were to move to seats in the rear, stand, or, if there was no room, leave the bus. Black people could not sit across the aisle in the same row as white people. The driver could move the "colored" section sign, or remove it altogether. If white people were already sitting in the front, black people had to board at the front to pay the fare, then disembark and reenter through the rear door.[25]
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For years, the black community had complained that the situation was unfair. Parks said, "My resisting being mistreated on the bus did not begin with that particular arrest. I did a lot of walking in Montgomery."[10]
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One day in 1943, Parks boarded a bus and paid the fare. She then moved to a seat, but driver James F. Blake told her to follow city rules and enter the bus again from the back door. When Parks exited the vehicle, Blake drove off without her.[26] Parks waited for the next bus, determined never to ride with Blake again.[27]
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After working all day, Parks boarded the Cleveland Avenue bus, a General Motors Old Look bus belonging to the Montgomery City Lines,[30] around 6 p.m., Thursday, December 1, 1955, in downtown Montgomery. She paid her fare and sat in an empty seat in the first row of back seats reserved for blacks in the "colored" section. Near the middle of the bus, her row was directly behind the ten seats reserved for white passengers. Initially, she did not notice that the bus driver was the same man, James F. Blake, who had left her in the rain in 1943. As the bus traveled along its regular route, all of the white-only seats in the bus filled up. The bus reached the third stop in front of the Empire Theater, and several white passengers boarded. Blake noted that two or three white passengers were standing, as the front of the bus had filled to capacity. He moved the "colored" section sign behind Parks and demanded that four black people give up their seats in the middle section so that the white passengers could sit. Years later, in recalling the events of the day, Parks said, "When that white driver stepped back toward us, when he waved his hand and ordered us up and out of our seats, I felt a determination cover my body like a quilt on a winter night."[31]
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By Parks' account, Blake said, "Y'all better make it light on yourselves and let me have those seats."[32] Three of them complied. Parks said, "The driver wanted us to stand up, the four of us. We didn't move at the beginning, but he says, 'Let me have these seats.' And the other three people moved, but I didn't."[33] The black man sitting next to her gave up his seat.[34]
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Parks moved, but toward the window seat; she did not get up to move to the redesignated colored section.[34] Parks later said about being asked to move to the rear of the bus, "I thought of Emmett Till – a 14-year-old African American who was lynched in Mississippi in 1955, after being accused of offending a white woman in her family's grocery store, whose killers were tried and acquitted – and I just couldn't go back."[35] Blake said, "Why don't you stand up?" Parks responded, "I don't think I should have to stand up." Blake called the police to arrest Parks. When recalling the incident for Eyes on the Prize, a 1987 public television series on the Civil Rights Movement, Parks said, "When he saw me still sitting, he asked if I was going to stand up, and I said, 'No, I'm not.' And he said, 'Well, if you don't stand up, I'm going to have to call the police and have you arrested.' I said, 'You may do that.'"[36]
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During a 1956 radio interview with Sydney Rogers in West Oakland several months after her arrest, Parks said she had decided, "I would have to know for once and for all what rights I had as a human being and a citizen."[37]
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In her autobiography, My Story, she said:
|
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|
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People always say that I didn't give up my seat because I was tired, but that isn't true. I was not tired physically, or no more tired than I usually was at the end of a working day. I was not old, although some people have an image of me as being old then. I was forty-two. No, the only tired I was, was tired of giving in.[38]
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When Parks refused to give up her seat, a police officer arrested her. As the officer took her away, she recalled that she asked, "Why do you push us around?" She remembered him saying, "I don't know, but the law's the law, and you're under arrest."[39] She later said, "I only knew that, as I was being arrested, that it was the very last time that I would ever ride in humiliation of this kind. ... "[33]
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Parks was charged with a violation of Chapter 6, Section 11 segregation law of the Montgomery City code,[40] although technically she had not taken a white-only seat; she had been in a colored section.[41] Edgar Nixon, president of the Montgomery chapter of the NAACP and leader of the Pullman Porters Union, and her friend Clifford Durr bailed Parks out of jail that evening.[42][43]
|
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Parks did not originate the idea of protesting segregation with a bus sit-in. Those preceding her included Bayard Rustin in 1942,[44] Irene Morgan in 1946, Lillie Mae Bradford in 1951,[45] Sarah Louise Keys in 1952, and the members of the ultimately successful Browder v. Gayle 1956 lawsuit (Claudette Colvin, Aurelia Browder, Susie McDonald, and Mary Louise Smith) who were arrested in Montgomery for not giving up their bus seats months before Parks.
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Nixon conferred with Jo Ann Robinson, an Alabama State College professor and member of the Women's Political Council (WPC), about the Parks case. Robinson believed it important to seize the opportunity and stayed up all night mimeographing over 35,000 handbills announcing a bus boycott. The Women's Political Council was the first group to officially endorse the boycott.
|
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On Sunday, December 4, 1955, plans for the Montgomery bus boycott were announced at black churches in the area, and a front-page article in the Montgomery Advertiser helped spread the word. At a church rally that night, those attending agreed unanimously to continue the boycott until they were treated with the level of courtesy they expected, until black drivers were hired, and until seating in the middle of the bus was handled on a first-come basis.
|
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The next day, Parks was tried on charges of disorderly conduct and violating a local ordinance. The trial lasted 30 minutes. After being found guilty and fined $10, plus $4 in court costs (combined total equivalent to $134 in 2019),[33] Parks appealed her conviction and formally challenged the legality of racial segregation. In a 1992 interview with National Public Radio's Lynn Neary, Parks recalled:
|
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|
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I did not want to be mistreated, I did not want to be deprived of a seat that I had paid for. It was just time ... there was opportunity for me to take a stand to express the way I felt about being treated in that manner.[46] I had not planned to get arrested. I had plenty to do without having to end up in jail. But when I had to face that decision, I didn't hesitate to do so because I felt that we had endured that too long. The more we gave in, the more we complied with that kind of treatment, the more oppressive it became.[47]
|
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|
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On the day of Parks' trial—December 5, 1955—the WPC distributed the 35,000 leaflets. The handbill read,
|
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|
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We are ... asking every Negro to stay off the buses Monday in protest of the arrest and trial ... You can afford to stay out of school for one day. If you work, take a cab, or walk. But please, children and grown-ups, don't ride the bus at all on Monday. Please stay off the buses Monday.[48]
|
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It rained that day, but the black community persevered in their boycott. Some rode in carpools, while others traveled in black-operated cabs that charged the same fare as the bus, 10 cents (equivalent to $0.95 in 2019). Most of the remainder of the 40,000 black commuters walked, some as far as 20 miles (30 km).
|
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That evening after the success of the one-day boycott, a group of 16 to 18 people gathered at the Mt. Zion AME Zion Church to discuss boycott strategies. At that time, Parks was introduced but not asked to speak, despite a standing ovation and calls from the crowd for her to speak; when she asked if she should say something, the reply was, "Why, you've said enough."[49]
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The group agreed that a new organization was needed to lead the boycott effort if it were to continue. Rev. Ralph Abernathy suggested the name "Montgomery Improvement Association" (MIA).[50]:432 The name was adopted, and the MIA was formed. Its members elected as their president Martin Luther King Jr., a relative newcomer to Montgomery, who was a young and mostly unknown minister of the Dexter Avenue Baptist Church.[51]
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That Monday night, 50 leaders of the African-American community gathered to discuss actions to respond to Parks' arrest. Edgar Nixon, the president of the NAACP, said, "My God, look what segregation has put in my hands!"[52] Parks was considered the ideal plaintiff for a test case against city and state segregation laws, as she was seen as a responsible, mature woman with a good reputation. She was securely married and employed, was regarded as possessing a quiet and dignified demeanor, and was politically savvy. King said that Parks was regarded as "one of the finest citizens of Montgomery—not one of the finest Negro citizens, but one of the finest citizens of Montgomery."[10]
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Parks' court case was being slowed down in appeals through the Alabama courts on their way to a Federal appeal and the process could have taken years.[53] Holding together a boycott for that length of time would have been a great strain. In the end, black residents of Montgomery continued the boycott for 381 days. Dozens of public buses stood idle for months, severely damaging the bus transit company's finances, until the city repealed its law requiring segregation on public buses following the US Supreme Court ruling in Browder v. Gayle that it was unconstitutional. Parks was not included as a plaintiff in the Browder decision because the attorney Fred Gray concluded the courts would perceive they were attempting to circumvent her prosecution on her charges working their way through the Alabama state court system.[54]
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Parks played an important part in raising international awareness of the plight of African Americans and the civil rights struggle. King wrote in his 1958 book Stride Toward Freedom that Parks' arrest was the catalyst rather than the cause of the protest: "The cause lay deep in the record of similar injustices."[50]:437 He wrote, "Actually, no one can understand the action of Mrs. Parks unless he realizes that eventually the cup of endurance runs over, and the human personality cries out, 'I can take it no longer.'"[50]:424
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After her arrest, Parks became an icon of the Civil Rights Movement but suffered hardships as a result. Due to economic sanctions used against activists, she lost her job at the department store. Her husband quit his job after his boss forbade him to talk about his wife or the legal case. Parks traveled and spoke extensively about the issues.
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In 1957, Raymond and Rosa Parks left Montgomery for Hampton, Virginia; mostly because she was unable to find work. She also disagreed with King and other leaders of Montgomery's struggling civil rights movement about how to proceed, and was constantly receiving death threats.[14] In Hampton, she found a job as a hostess in an inn at Hampton Institute, a historically black college.
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Later that year, at the urging of her brother and sister-in-law in Detroit, Sylvester and Daisy McCauley, Rosa and Raymond Parks and her mother moved north to join them. The City of Detroit attempted to cultivate a progressive reputation, but Parks encountered numerous signs of discrimination against African-Americans. Schools were effectively segregated, and services in black neighborhoods substandard. In 1964, Parks told an interviewer that, "I don't feel a great deal of difference here ... Housing segregation is just as bad, and it seems more noticeable in the larger cities." She regularly participated in the movement for open and fair housing.[55]
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Parks rendered crucial assistance in the first campaign for Congress by John Conyers. She persuaded Martin Luther King (who was generally reluctant to endorse local candidates) to appear with Conyers, thereby boosting the novice candidate's profile.[55] When Conyers was elected, he hired her as a secretary and receptionist for his congressional office in Detroit. She held this position until she retired in 1988.[10] In a telephone interview with CNN on October 24, 2005, Conyers recalled, "You treated her with deference because she was so quiet, so serene—just a very special person ... There was only one Rosa Parks."[56] Doing much of the daily constituent work for Conyers, Parks often focused on socio-economic issues including welfare, education, job discrimination, and affordable housing. She visited schools, hospitals, senior citizen facilities, and other community meetings and kept Conyers grounded in community concerns and activism.[55]
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Parks participated in activism nationally during the mid-1960s, traveling to support the Selma-to-Montgomery Marches, the Freedom Now Party,[14] and the Lowndes County Freedom Organization. She also befriended Malcolm X, who she regarded as a personal hero.[57]
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Like many Detroit blacks, Parks remained particularly concerned about housing issues. She herself lived in a neighborhood, Virginia Park, which had been compromised by highway construction and urban renewal. By 1962, these policies had destroyed 10,000 structures in Detroit, displacing 43,096 people, 70 percent of them African-American. Parks lived just a mile from the center of the riot that took place in Detroit in 1967, and she considered housing discrimination a major factor that provoked the disorder.[55]
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In the aftermath Parks collaborated with members of the League of Revolutionary Black Workers and the Republic of New Afrika in raising awareness of police abuse during the conflict. She served on a "people's tribunal" on August 30, 1967, investigating the killing of three young men by police during the 1967 Detroit uprising, in what came to be known as the Algiers Motel incident.[58] She also helped form the Virginia Park district council to help rebuild the area. The council facilitated the building of the only black-owned shopping center in the country.[55] Parks took part in the black power movement, attending the Philadelphia Black Power conference, and the Black Political Convention in Gary, Indiana. She also supported and visited the Black Panther school in Oakland.[59][60][61]
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In the 1970s, Parks organized for the freedom of political prisoners in the United States, particularly cases involving issues of self-defense. She helped found the Detroit chapter of the Joann Little Defense Committee, and also worked in support of the Wilmington 10, the RNA 11, and Gary Tyler.[62] Following national outcry around her case, Little succeeded in her defense that she used deadly force to resist sexual assault and was acquitted.[63] Gary Tyler was finally released in April 2016 after 41 years in prison.[64]
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The 1970s were a decade of loss for Parks in her personal life. Her family was plagued with illness; she and her husband had suffered stomach ulcers for years and both required hospitalization. In spite of her fame and constant speaking engagements, Parks was not a wealthy woman. She donated most of the money from speaking to civil rights causes, and lived on her staff salary and her husband's pension. Medical bills and time missed from work caused financial strain that required her to accept assistance from church groups and admirers.
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Her husband died of throat cancer on August 19, 1977, and her brother, her only sibling, died of cancer that November. Her personal ordeals caused her to become removed from the civil rights movement. She learned from a newspaper of the death of Fannie Lou Hamer, once a close friend. Parks suffered two broken bones in a fall on an icy sidewalk, an injury which caused considerable and recurring pain. She decided to move with her mother into an apartment for senior citizens. There she nursed her mother Leona through the final stages of cancer and geriatric dementia until she died in 1979 at the age of 92.
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In 1980, Parks—widowed and without immediate family—rededicated herself to civil rights and educational organizations. She co-founded the Rosa L. Parks Scholarship Foundation for college-bound high school seniors,[65][66] to which she donated most of her speaker fees. In February 1987, she co-founded, with Elaine Eason Steele, the Rosa and Raymond Parks Institute for Self Development, an institute that runs the "Pathways to Freedom" bus tours which introduce young people to important civil rights and Underground Railroad sites throughout the country. Parks also served on the Board of Advocates of Planned Parenthood.[67][68][69] Though her health declined as she entered her seventies, Parks continued to make many appearances and devoted considerable energy to these causes.
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In 1992, Parks published Rosa Parks: My Story, an autobiography aimed at younger readers, which recounts her life leading to her decision to keep her seat on the bus. A few years later, she published Quiet Strength (1995), her memoir, which focuses on her faith.
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At age 81, Parks was robbed and assaulted in her home in central Detroit on August 30, 1994. The assailant, Joseph Skipper, broke down the door but claimed he had chased away an intruder. He requested a reward and when Parks paid him, he demanded more. Parks refused and he attacked her. Hurt and badly shaken, Parks called a friend, who called the police. A neighborhood manhunt led to Skipper's capture and reported beating. Parks was treated at Detroit Receiving Hospital for facial injuries and swelling on the right side of her face. Parks said about the attack on her by the African-American man, "Many gains have been made ... But as you can see, at this time we still have a long way to go." Skipper was sentenced to 8 to 15 years and was transferred to prison in another state for his own safety.[70][71][72][73]
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Suffering anxiety upon returning to her small central Detroit house following the ordeal, Parks moved into Riverfront Towers, a secure high-rise apartment building. Learning of Parks' move, Little Caesars owner Mike Ilitch offered to pay for her housing expenses for as long as necessary.[74]
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In 1994, the Ku Klux Klan applied to sponsor a portion of United States Interstate 55 in St. Louis County and Jefferson County, Missouri, near St. Louis, for cleanup (which allowed them to have signs stating that this section of highway was maintained by the organization). Since the state could not refuse the KKK's sponsorship, the Missouri legislature voted to name the highway section the "Rosa Parks Highway". When asked how she felt about this honor, she is reported to have commented, "It is always nice to be thought of."[75][76]
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In 1999, Parks filmed a cameo appearance for the television series Touched by an Angel.[77] It was her last appearance on film; Parks began to suffer from health problems due to old age.
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In 2002, Parks received an eviction notice from her $1,800 per month (equivalent to $2,600 in 2019) apartment for non-payment of rent. Parks was incapable of managing her own financial affairs by this time due to age-related physical and mental decline. Her rent was paid from a collection taken by Hartford Memorial Baptist Church in Detroit. When her rent became delinquent and her impending eviction was highly publicized in 2004, executives of the ownership company announced they had forgiven the back rent and would allow Parks, by then 91 and in extremely poor health, to live rent-free in the building for the remainder of her life.[78] Elaine Steele, manager of the nonprofit Rosa and Raymond Parks Institute, told the newspaper that Parks got proper care, and that eviction notices were sent in error in 2002. Her heirs and various interest organizations alleged at the time that her financial affairs had been mismanaged.
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In 2016, Parks's former residence in Detroit was threatened with demolition. A Berlin-based American artist, Ryan Mendoza, arranged to have the house disassembled, moved to his garden in Germany, and partly restored. It currently serves as a museum honoring Rosa Parks.[79]
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Parks died of natural causes on October 24, 2005, at the age of 92, in her apartment on the east side of Detroit. She and her husband never had children and she outlived her only sibling. She was survived by her sister-in-law (Raymond's sister), 13 nieces and nephews and their families, and several cousins, most of them residents of Michigan or Alabama.
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City officials in Montgomery and Detroit announced on October 27, 2005, that the front seats of their city buses would be reserved with black ribbons in honor of Parks until her funeral. Parks' coffin was flown to Montgomery and taken in a horse-drawn hearse to the St. Paul African Methodist Episcopal (AME) church, where she lay in repose at the altar on October 29, 2005, dressed in the uniform of a church deaconess. A memorial service was held there the following morning. One of the speakers, United States Secretary of State Condoleezza Rice, said that if it had not been for Parks, she would probably have never become the Secretary of State. In the evening the casket was transported to Washington, D.C. and transported by a bus similar to the one in which she made her protest, to lie in honor in the rotunda of the U.S. Capitol.
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Since the founding of the practice in 1852, Parks was the 31st person, the first American who had not been a U.S. government official, and the second private person (after the French planner Pierre L'Enfant) to be honored in this way. She was the first woman and the second black person to lie in honor in the Capitol.[80][81] An estimated 50,000 people viewed the casket there, and the event was broadcast on television on October 31, 2005. A memorial service was held that afternoon at Metropolitan AME Church in Washington, DC.[82]
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With her body and casket returned to Detroit, for two days, Parks lay in repose at the Charles H. Wright Museum of African American History. Her funeral service was seven hours long and was held on November 2, 2005, at the Greater Grace Temple Church in Detroit. After the service, an honor guard from the Michigan National Guard laid the U.S. flag over the casket and carried it to a horse-drawn hearse, which was intended to carry it, in daylight, to the cemetery. As the hearse passed the thousands of people who were viewing the procession, many clapped, cheered loudly and released white balloons. Parks was interred between her husband and mother at Detroit's Woodlawn Cemetery in the chapel's mausoleum. The chapel was renamed the Rosa L. Parks Freedom Chapel in her honor.[83] Parks had previously prepared and placed a headstone on the selected location with the inscription "Rosa L. Parks, wife, 1913–".[citation needed]
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By placing her statue in the heart of the nation's Capitol, we commemorate her work for a more perfect union, and we commit ourselves to continue to struggle for justice for every American.[114]
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The Rosa Parks Congressional Gold Medal
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Parks and U.S. President Bill Clinton
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Rosa Parks Transit Center, Detroit
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U.S. President Barack Obama sitting on the bus. Parks was arrested sitting in the same row Obama is in, but on the opposite side.
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A plaque entitled "The Bus Stop" at Dexter Ave. and Montgomery St.—the place Rosa Parks boarded the bus—pays tribute to her and the success of the Montgomery bus boycott.
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The No. 2857 bus on which Parks was riding before her arrest (a GM "old-look" transit bus, serial number 1132), is now a museum exhibit at the Henry Ford Museum.
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Rosa Parks Railway Station in Paris
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Multimedia and interviews
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Others
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Rosa Louise McCauley Parks (February 4, 1913 – October 24, 2005) was an American activist in the civil rights movement best known for her pivotal role in the Montgomery bus boycott. The United States Congress has called her "the first lady of civil rights" and "the mother of the freedom movement".[1]
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On December 1, 1955, in Montgomery, Alabama, Parks rejected bus driver James F. Blake's order to relinquish her seat in the "colored section" to a white passenger, after the whites-only section was filled. Parks was not the first person to resist bus segregation, but the National Association for the Advancement of Colored People (NAACP) believed that she was the best candidate for seeing through a court challenge after her arrest for civil disobedience in violating Alabama segregation laws. Parks' prominence in the community and her willingness to become a controversial figure inspired the black community to boycott the Montgomery buses for over a year, the first major direct action campaign of the post-war civil rights movement. Her case became bogged down in the state courts, but the federal Montgomery bus lawsuit Browder v. Gayle succeeded in November 1956.[2][3]
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Parks' act of defiance and the Montgomery bus boycott became important symbols of the movement. She became an international icon of resistance to racial segregation. She organized and collaborated with civil rights leaders, including Edgar Nixon, president of the local chapter of the NAACP; and Martin Luther King Jr., a new minister in Montgomery who gained national prominence in the civil rights movement and went on to win a Nobel Peace Prize.
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Though employed as a seamstress at a local department store at the time, Parks was also secretary of the Montgomery chapter of the NAACP. She had recently attended the Highlander Folk School, a Tennessee center for training activists for workers' rights and racial equality. She acted as a private citizen "tired of giving in". Although widely honored in later years, she also suffered for her act; she was fired from her job, and received death threats for years afterwards.[4]
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Shortly after the boycott, she moved to Detroit, where she briefly found similar work. From 1965 to 1988, she served as secretary and receptionist to John Conyers, an African-American US Representative. She was also active in the Black Power movement and the support of political prisoners in the US.
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After retirement, Parks wrote her autobiography and continued to insist that the struggle for justice was not over and there was more work to be done.[5] In her final years, she suffered from dementia. Parks received national recognition, including the NAACP's 1979 Spingarn Medal, the Presidential Medal of Freedom, the Congressional Gold Medal, and a posthumous statue in the United States Capitol's National Statuary Hall. Upon her death in 2005, she was the first woman to lie in honor in the Capitol Rotunda, becoming the thirty-first person to receive this honor. California and Missouri commemorate Rosa Parks Day on her birthday, February 4, while Ohio and Oregon commemorate the occasion on the anniversary of the day she was arrested, December 1.
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Rosa Parks was born Rosa Louise McCauley in Tuskegee, Alabama, on February 4, 1913, to Leona (née Edwards), a teacher, and James McCauley, a carpenter. In addition to African ancestry, one of Parks' great-grandfathers was Scots-Irish and one of her great-grandmothers a part-Native American slave.[6] [7][8][9] She was small as a child and suffered poor health with chronic tonsillitis. When her parents separated, she moved with her mother to Pine Level, just outside the state capital, Montgomery. She grew up on a farm with her maternal grandparents, mother, and younger brother Sylvester. They all were members of the African Methodist Episcopal Church (AME), a century-old independent black denomination founded by free blacks in Philadelphia, Pennsylvania, in the early nineteenth century.
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McCauley attended rural schools[10] until the age of eleven. As a student at the Industrial School for Girls in Montgomery, she took academic and vocational courses. Parks went on to a laboratory school set up by the Alabama State Teachers College for Negroes for secondary education, but dropped out in order to care for her grandmother and later her mother, after they became ill.[11]
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Around the turn of the 20th century, the former Confederate states had adopted new constitutions and electoral laws that effectively disenfranchised black voters and, in Alabama, many poor white voters as well. Under the white-established Jim Crow laws, passed after Democrats regained control of southern legislatures, racial segregation was imposed in public facilities and retail stores in the South, including public transportation. Bus and train companies enforced seating policies with separate sections for blacks and whites. School bus transportation was unavailable in any form for black schoolchildren in the South, and black education was always underfunded.
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Parks recalled going to elementary school in Pine Level, where school buses took white students to their new school and black students had to walk to theirs:
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I'd see the bus pass every day ... But to me, that was a way of life; we had no choice but to accept what was the custom. The bus was among the first ways I realized there was a black world and a white world.[12]
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Although Parks' autobiography recounts early memories of the kindness of white strangers, she could not ignore the racism of her society. When the Ku Klux Klan marched down the street in front of their house, Parks recalls her grandfather guarding the front door with a shotgun.[13] The Montgomery Industrial School, founded and staffed by white northerners for black children, was burned twice by arsonists. Its faculty was ostracized by the white community.
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Repeatedly bullied by white children in her neighborhood, Parks often fought back physically. She later said: "As far back as I remember, I could never think in terms of accepting physical abuse without some form of retaliation if possible."[14]:208
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In 1932, Rosa married Raymond Parks, a barber from Montgomery.[14]:13, 15[15] He was a member of the NAACP,[15] which at the time was collecting money to support the defense of the Scottsboro Boys, a group of black men falsely accused of raping two white women.[16]:690 Rosa took numerous jobs, ranging from domestic worker to hospital aide. At her husband's urging, she finished her high school studies in 1933, at a time when less than 7% of African Americans had a high-school diploma.
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In December 1943, Parks became active in the civil rights movement, joined the Montgomery chapter of the NAACP, and was elected secretary at a time when this was considered a woman's job. She later said, "I was the only woman there, and they needed a secretary, and I was too timid to say no."[17] She continued as secretary until 1957. She worked for the local NAACP leader Edgar Nixon, even though he maintained that "Women don't need to be nowhere but in the kitchen."[18] When Parks asked, "Well, what about me?", he replied: "I need a secretary and you are a good one."[18]
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In 1944, in her capacity as secretary, she investigated the gang-rape of Recy Taylor, a black woman from Abbeville, Alabama. Parks and other civil rights activists organized "The Committee for Equal Justice for Mrs. Recy Taylor", launching what the Chicago Defender called "the strongest campaign for equal justice to be seen in a decade."[19]
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Although never a member of the Communist Party, she attended meetings with her husband. The notorious Scottsboro case had been brought to prominence by the Communist Party.[20]
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In the 1940s, Parks and her husband were members of the League of Women Voters. Sometime soon after 1944, she held a brief job at Maxwell Air Force Base, which, despite its location in Montgomery, Alabama, did not permit racial segregation because it was federal property. She rode on its integrated trolley. Speaking to her biographer, Parks noted, "You might just say Maxwell opened my eyes up." Parks worked as a housekeeper and seamstress for Clifford and Virginia Durr, a white couple. Politically liberal, the Durrs became her friends. They encouraged—and eventually helped sponsor—Parks in the summer of 1955 to attend the Highlander Folk School, an education center for activism in workers' rights and racial equality in Monteagle, Tennessee. There Parks was mentored by the veteran organizer Septima Clark.[14] In 1945, despite the Jim Crow laws and discrimination by registrars, she succeeded in registering to vote on her third try.[16]:690
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In August 1955, black teenager Emmett Till was brutally murdered after reportedly flirting with a young white woman while visiting relatives in Mississippi.[21] On November 27, 1955, four days before she would make her stand on the bus, Rosa Parks attended a mass meeting at Dexter Avenue Baptist Church in Montgomery that addressed this case, as well as the recent murders of the activists George W. Lee and Lamar Smith. The featured speaker was T. R. M. Howard, a black civil rights leader from Mississippi who headed the Regional Council of Negro Leadership.[22] Howard brought news of the recent acquittal of the two men who had murdered Till. Parks was deeply saddened and angry at the news, particularly because Till's case had garnered much more attention than any of the cases she and the Montgomery NAACP had worked on—and yet, the two men still walked free.[23]
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In 1900, Montgomery had passed a city ordinance to segregate bus passengers by race. Conductors were empowered to assign seats to achieve that goal. According to the law, no passenger would be required to move or give up their seat and stand if the bus was crowded and no other seats were available. Over time and by custom, however, Montgomery bus drivers adopted the practice of requiring black riders to move when there were no white-only seats left.[24]
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The first four rows of seats on each Montgomery bus were reserved for whites. Buses had "colored" sections for black people generally in the rear of the bus, although blacks composed more than 75% of the ridership. The sections were not fixed but were determined by placement of a movable sign. Black people could sit in the middle rows until the white section filled; if more whites needed seats, blacks were to move to seats in the rear, stand, or, if there was no room, leave the bus. Black people could not sit across the aisle in the same row as white people. The driver could move the "colored" section sign, or remove it altogether. If white people were already sitting in the front, black people had to board at the front to pay the fare, then disembark and reenter through the rear door.[25]
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For years, the black community had complained that the situation was unfair. Parks said, "My resisting being mistreated on the bus did not begin with that particular arrest. I did a lot of walking in Montgomery."[10]
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One day in 1943, Parks boarded a bus and paid the fare. She then moved to a seat, but driver James F. Blake told her to follow city rules and enter the bus again from the back door. When Parks exited the vehicle, Blake drove off without her.[26] Parks waited for the next bus, determined never to ride with Blake again.[27]
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After working all day, Parks boarded the Cleveland Avenue bus, a General Motors Old Look bus belonging to the Montgomery City Lines,[30] around 6 p.m., Thursday, December 1, 1955, in downtown Montgomery. She paid her fare and sat in an empty seat in the first row of back seats reserved for blacks in the "colored" section. Near the middle of the bus, her row was directly behind the ten seats reserved for white passengers. Initially, she did not notice that the bus driver was the same man, James F. Blake, who had left her in the rain in 1943. As the bus traveled along its regular route, all of the white-only seats in the bus filled up. The bus reached the third stop in front of the Empire Theater, and several white passengers boarded. Blake noted that two or three white passengers were standing, as the front of the bus had filled to capacity. He moved the "colored" section sign behind Parks and demanded that four black people give up their seats in the middle section so that the white passengers could sit. Years later, in recalling the events of the day, Parks said, "When that white driver stepped back toward us, when he waved his hand and ordered us up and out of our seats, I felt a determination cover my body like a quilt on a winter night."[31]
|
52 |
+
|
53 |
+
By Parks' account, Blake said, "Y'all better make it light on yourselves and let me have those seats."[32] Three of them complied. Parks said, "The driver wanted us to stand up, the four of us. We didn't move at the beginning, but he says, 'Let me have these seats.' And the other three people moved, but I didn't."[33] The black man sitting next to her gave up his seat.[34]
|
54 |
+
|
55 |
+
Parks moved, but toward the window seat; she did not get up to move to the redesignated colored section.[34] Parks later said about being asked to move to the rear of the bus, "I thought of Emmett Till – a 14-year-old African American who was lynched in Mississippi in 1955, after being accused of offending a white woman in her family's grocery store, whose killers were tried and acquitted – and I just couldn't go back."[35] Blake said, "Why don't you stand up?" Parks responded, "I don't think I should have to stand up." Blake called the police to arrest Parks. When recalling the incident for Eyes on the Prize, a 1987 public television series on the Civil Rights Movement, Parks said, "When he saw me still sitting, he asked if I was going to stand up, and I said, 'No, I'm not.' And he said, 'Well, if you don't stand up, I'm going to have to call the police and have you arrested.' I said, 'You may do that.'"[36]
|
56 |
+
|
57 |
+
During a 1956 radio interview with Sydney Rogers in West Oakland several months after her arrest, Parks said she had decided, "I would have to know for once and for all what rights I had as a human being and a citizen."[37]
|
58 |
+
|
59 |
+
In her autobiography, My Story, she said:
|
60 |
+
|
61 |
+
People always say that I didn't give up my seat because I was tired, but that isn't true. I was not tired physically, or no more tired than I usually was at the end of a working day. I was not old, although some people have an image of me as being old then. I was forty-two. No, the only tired I was, was tired of giving in.[38]
|
62 |
+
|
63 |
+
When Parks refused to give up her seat, a police officer arrested her. As the officer took her away, she recalled that she asked, "Why do you push us around?" She remembered him saying, "I don't know, but the law's the law, and you're under arrest."[39] She later said, "I only knew that, as I was being arrested, that it was the very last time that I would ever ride in humiliation of this kind. ... "[33]
|
64 |
+
|
65 |
+
Parks was charged with a violation of Chapter 6, Section 11 segregation law of the Montgomery City code,[40] although technically she had not taken a white-only seat; she had been in a colored section.[41] Edgar Nixon, president of the Montgomery chapter of the NAACP and leader of the Pullman Porters Union, and her friend Clifford Durr bailed Parks out of jail that evening.[42][43]
|
66 |
+
|
67 |
+
Parks did not originate the idea of protesting segregation with a bus sit-in. Those preceding her included Bayard Rustin in 1942,[44] Irene Morgan in 1946, Lillie Mae Bradford in 1951,[45] Sarah Louise Keys in 1952, and the members of the ultimately successful Browder v. Gayle 1956 lawsuit (Claudette Colvin, Aurelia Browder, Susie McDonald, and Mary Louise Smith) who were arrested in Montgomery for not giving up their bus seats months before Parks.
|
68 |
+
|
69 |
+
Nixon conferred with Jo Ann Robinson, an Alabama State College professor and member of the Women's Political Council (WPC), about the Parks case. Robinson believed it important to seize the opportunity and stayed up all night mimeographing over 35,000 handbills announcing a bus boycott. The Women's Political Council was the first group to officially endorse the boycott.
|
70 |
+
|
71 |
+
On Sunday, December 4, 1955, plans for the Montgomery bus boycott were announced at black churches in the area, and a front-page article in the Montgomery Advertiser helped spread the word. At a church rally that night, those attending agreed unanimously to continue the boycott until they were treated with the level of courtesy they expected, until black drivers were hired, and until seating in the middle of the bus was handled on a first-come basis.
|
72 |
+
|
73 |
+
The next day, Parks was tried on charges of disorderly conduct and violating a local ordinance. The trial lasted 30 minutes. After being found guilty and fined $10, plus $4 in court costs (combined total equivalent to $134 in 2019),[33] Parks appealed her conviction and formally challenged the legality of racial segregation. In a 1992 interview with National Public Radio's Lynn Neary, Parks recalled:
|
74 |
+
|
75 |
+
I did not want to be mistreated, I did not want to be deprived of a seat that I had paid for. It was just time ... there was opportunity for me to take a stand to express the way I felt about being treated in that manner.[46] I had not planned to get arrested. I had plenty to do without having to end up in jail. But when I had to face that decision, I didn't hesitate to do so because I felt that we had endured that too long. The more we gave in, the more we complied with that kind of treatment, the more oppressive it became.[47]
|
76 |
+
|
77 |
+
On the day of Parks' trial—December 5, 1955—the WPC distributed the 35,000 leaflets. The handbill read,
|
78 |
+
|
79 |
+
We are ... asking every Negro to stay off the buses Monday in protest of the arrest and trial ... You can afford to stay out of school for one day. If you work, take a cab, or walk. But please, children and grown-ups, don't ride the bus at all on Monday. Please stay off the buses Monday.[48]
|
80 |
+
|
81 |
+
It rained that day, but the black community persevered in their boycott. Some rode in carpools, while others traveled in black-operated cabs that charged the same fare as the bus, 10 cents (equivalent to $0.95 in 2019). Most of the remainder of the 40,000 black commuters walked, some as far as 20 miles (30 km).
|
82 |
+
|
83 |
+
That evening after the success of the one-day boycott, a group of 16 to 18 people gathered at the Mt. Zion AME Zion Church to discuss boycott strategies. At that time, Parks was introduced but not asked to speak, despite a standing ovation and calls from the crowd for her to speak; when she asked if she should say something, the reply was, "Why, you've said enough."[49]
|
84 |
+
|
85 |
+
The group agreed that a new organization was needed to lead the boycott effort if it were to continue. Rev. Ralph Abernathy suggested the name "Montgomery Improvement Association" (MIA).[50]:432 The name was adopted, and the MIA was formed. Its members elected as their president Martin Luther King Jr., a relative newcomer to Montgomery, who was a young and mostly unknown minister of the Dexter Avenue Baptist Church.[51]
|
86 |
+
|
87 |
+
That Monday night, 50 leaders of the African-American community gathered to discuss actions to respond to Parks' arrest. Edgar Nixon, the president of the NAACP, said, "My God, look what segregation has put in my hands!"[52] Parks was considered the ideal plaintiff for a test case against city and state segregation laws, as she was seen as a responsible, mature woman with a good reputation. She was securely married and employed, was regarded as possessing a quiet and dignified demeanor, and was politically savvy. King said that Parks was regarded as "one of the finest citizens of Montgomery—not one of the finest Negro citizens, but one of the finest citizens of Montgomery."[10]
|
88 |
+
|
89 |
+
Parks' court case was being slowed down in appeals through the Alabama courts on their way to a Federal appeal and the process could have taken years.[53] Holding together a boycott for that length of time would have been a great strain. In the end, black residents of Montgomery continued the boycott for 381 days. Dozens of public buses stood idle for months, severely damaging the bus transit company's finances, until the city repealed its law requiring segregation on public buses following the US Supreme Court ruling in Browder v. Gayle that it was unconstitutional. Parks was not included as a plaintiff in the Browder decision because the attorney Fred Gray concluded the courts would perceive they were attempting to circumvent her prosecution on her charges working their way through the Alabama state court system.[54]
|
90 |
+
|
91 |
+
Parks played an important part in raising international awareness of the plight of African Americans and the civil rights struggle. King wrote in his 1958 book Stride Toward Freedom that Parks' arrest was the catalyst rather than the cause of the protest: "The cause lay deep in the record of similar injustices."[50]:437 He wrote, "Actually, no one can understand the action of Mrs. Parks unless he realizes that eventually the cup of endurance runs over, and the human personality cries out, 'I can take it no longer.'"[50]:424
|
92 |
+
|
93 |
+
After her arrest, Parks became an icon of the Civil Rights Movement but suffered hardships as a result. Due to economic sanctions used against activists, she lost her job at the department store. Her husband quit his job after his boss forbade him to talk about his wife or the legal case. Parks traveled and spoke extensively about the issues.
|
94 |
+
|
95 |
+
In 1957, Raymond and Rosa Parks left Montgomery for Hampton, Virginia; mostly because she was unable to find work. She also disagreed with King and other leaders of Montgomery's struggling civil rights movement about how to proceed, and was constantly receiving death threats.[14] In Hampton, she found a job as a hostess in an inn at Hampton Institute, a historically black college.
|
96 |
+
|
97 |
+
Later that year, at the urging of her brother and sister-in-law in Detroit, Sylvester and Daisy McCauley, Rosa and Raymond Parks and her mother moved north to join them. The City of Detroit attempted to cultivate a progressive reputation, but Parks encountered numerous signs of discrimination against African-Americans. Schools were effectively segregated, and services in black neighborhoods substandard. In 1964, Parks told an interviewer that, "I don't feel a great deal of difference here ... Housing segregation is just as bad, and it seems more noticeable in the larger cities." She regularly participated in the movement for open and fair housing.[55]
|
98 |
+
|
99 |
+
Parks rendered crucial assistance in the first campaign for Congress by John Conyers. She persuaded Martin Luther King (who was generally reluctant to endorse local candidates) to appear with Conyers, thereby boosting the novice candidate's profile.[55] When Conyers was elected, he hired her as a secretary and receptionist for his congressional office in Detroit. She held this position until she retired in 1988.[10] In a telephone interview with CNN on October 24, 2005, Conyers recalled, "You treated her with deference because she was so quiet, so serene—just a very special person ... There was only one Rosa Parks."[56] Doing much of the daily constituent work for Conyers, Parks often focused on socio-economic issues including welfare, education, job discrimination, and affordable housing. She visited schools, hospitals, senior citizen facilities, and other community meetings and kept Conyers grounded in community concerns and activism.[55]
|
100 |
+
|
101 |
+
Parks participated in activism nationally during the mid-1960s, traveling to support the Selma-to-Montgomery Marches, the Freedom Now Party,[14] and the Lowndes County Freedom Organization. She also befriended Malcolm X, who she regarded as a personal hero.[57]
|
102 |
+
|
103 |
+
Like many Detroit blacks, Parks remained particularly concerned about housing issues. She herself lived in a neighborhood, Virginia Park, which had been compromised by highway construction and urban renewal. By 1962, these policies had destroyed 10,000 structures in Detroit, displacing 43,096 people, 70 percent of them African-American. Parks lived just a mile from the center of the riot that took place in Detroit in 1967, and she considered housing discrimination a major factor that provoked the disorder.[55]
|
104 |
+
|
105 |
+
In the aftermath Parks collaborated with members of the League of Revolutionary Black Workers and the Republic of New Afrika in raising awareness of police abuse during the conflict. She served on a "people's tribunal" on August 30, 1967, investigating the killing of three young men by police during the 1967 Detroit uprising, in what came to be known as the Algiers Motel incident.[58] She also helped form the Virginia Park district council to help rebuild the area. The council facilitated the building of the only black-owned shopping center in the country.[55] Parks took part in the black power movement, attending the Philadelphia Black Power conference, and the Black Political Convention in Gary, Indiana. She also supported and visited the Black Panther school in Oakland.[59][60][61]
|
106 |
+
|
107 |
+
In the 1970s, Parks organized for the freedom of political prisoners in the United States, particularly cases involving issues of self-defense. She helped found the Detroit chapter of the Joann Little Defense Committee, and also worked in support of the Wilmington 10, the RNA 11, and Gary Tyler.[62] Following national outcry around her case, Little succeeded in her defense that she used deadly force to resist sexual assault and was acquitted.[63] Gary Tyler was finally released in April 2016 after 41 years in prison.[64]
|
108 |
+
|
109 |
+
The 1970s were a decade of loss for Parks in her personal life. Her family was plagued with illness; she and her husband had suffered stomach ulcers for years and both required hospitalization. In spite of her fame and constant speaking engagements, Parks was not a wealthy woman. She donated most of the money from speaking to civil rights causes, and lived on her staff salary and her husband's pension. Medical bills and time missed from work caused financial strain that required her to accept assistance from church groups and admirers.
|
110 |
+
|
111 |
+
Her husband died of throat cancer on August 19, 1977, and her brother, her only sibling, died of cancer that November. Her personal ordeals caused her to become removed from the civil rights movement. She learned from a newspaper of the death of Fannie Lou Hamer, once a close friend. Parks suffered two broken bones in a fall on an icy sidewalk, an injury which caused considerable and recurring pain. She decided to move with her mother into an apartment for senior citizens. There she nursed her mother Leona through the final stages of cancer and geriatric dementia until she died in 1979 at the age of 92.
|
112 |
+
|
113 |
+
In 1980, Parks—widowed and without immediate family—rededicated herself to civil rights and educational organizations. She co-founded the Rosa L. Parks Scholarship Foundation for college-bound high school seniors,[65][66] to which she donated most of her speaker fees. In February 1987, she co-founded, with Elaine Eason Steele, the Rosa and Raymond Parks Institute for Self Development, an institute that runs the "Pathways to Freedom" bus tours which introduce young people to important civil rights and Underground Railroad sites throughout the country. Parks also served on the Board of Advocates of Planned Parenthood.[67][68][69] Though her health declined as she entered her seventies, Parks continued to make many appearances and devoted considerable energy to these causes.
|
114 |
+
|
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+
In 1992, Parks published Rosa Parks: My Story, an autobiography aimed at younger readers, which recounts her life leading to her decision to keep her seat on the bus. A few years later, she published Quiet Strength (1995), her memoir, which focuses on her faith.
|
116 |
+
|
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+
At age 81, Parks was robbed and assaulted in her home in central Detroit on August 30, 1994. The assailant, Joseph Skipper, broke down the door but claimed he had chased away an intruder. He requested a reward and when Parks paid him, he demanded more. Parks refused and he attacked her. Hurt and badly shaken, Parks called a friend, who called the police. A neighborhood manhunt led to Skipper's capture and reported beating. Parks was treated at Detroit Receiving Hospital for facial injuries and swelling on the right side of her face. Parks said about the attack on her by the African-American man, "Many gains have been made ... But as you can see, at this time we still have a long way to go." Skipper was sentenced to 8 to 15 years and was transferred to prison in another state for his own safety.[70][71][72][73]
|
118 |
+
|
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+
Suffering anxiety upon returning to her small central Detroit house following the ordeal, Parks moved into Riverfront Towers, a secure high-rise apartment building. Learning of Parks' move, Little Caesars owner Mike Ilitch offered to pay for her housing expenses for as long as necessary.[74]
|
120 |
+
|
121 |
+
In 1994, the Ku Klux Klan applied to sponsor a portion of United States Interstate 55 in St. Louis County and Jefferson County, Missouri, near St. Louis, for cleanup (which allowed them to have signs stating that this section of highway was maintained by the organization). Since the state could not refuse the KKK's sponsorship, the Missouri legislature voted to name the highway section the "Rosa Parks Highway". When asked how she felt about this honor, she is reported to have commented, "It is always nice to be thought of."[75][76]
|
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|
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+
In 1999, Parks filmed a cameo appearance for the television series Touched by an Angel.[77] It was her last appearance on film; Parks began to suffer from health problems due to old age.
|
124 |
+
|
125 |
+
In 2002, Parks received an eviction notice from her $1,800 per month (equivalent to $2,600 in 2019) apartment for non-payment of rent. Parks was incapable of managing her own financial affairs by this time due to age-related physical and mental decline. Her rent was paid from a collection taken by Hartford Memorial Baptist Church in Detroit. When her rent became delinquent and her impending eviction was highly publicized in 2004, executives of the ownership company announced they had forgiven the back rent and would allow Parks, by then 91 and in extremely poor health, to live rent-free in the building for the remainder of her life.[78] Elaine Steele, manager of the nonprofit Rosa and Raymond Parks Institute, told the newspaper that Parks got proper care, and that eviction notices were sent in error in 2002. Her heirs and various interest organizations alleged at the time that her financial affairs had been mismanaged.
|
126 |
+
|
127 |
+
In 2016, Parks's former residence in Detroit was threatened with demolition. A Berlin-based American artist, Ryan Mendoza, arranged to have the house disassembled, moved to his garden in Germany, and partly restored. It currently serves as a museum honoring Rosa Parks.[79]
|
128 |
+
|
129 |
+
Parks died of natural causes on October 24, 2005, at the age of 92, in her apartment on the east side of Detroit. She and her husband never had children and she outlived her only sibling. She was survived by her sister-in-law (Raymond's sister), 13 nieces and nephews and their families, and several cousins, most of them residents of Michigan or Alabama.
|
130 |
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|
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+
City officials in Montgomery and Detroit announced on October 27, 2005, that the front seats of their city buses would be reserved with black ribbons in honor of Parks until her funeral. Parks' coffin was flown to Montgomery and taken in a horse-drawn hearse to the St. Paul African Methodist Episcopal (AME) church, where she lay in repose at the altar on October 29, 2005, dressed in the uniform of a church deaconess. A memorial service was held there the following morning. One of the speakers, United States Secretary of State Condoleezza Rice, said that if it had not been for Parks, she would probably have never become the Secretary of State. In the evening the casket was transported to Washington, D.C. and transported by a bus similar to the one in which she made her protest, to lie in honor in the rotunda of the U.S. Capitol.
|
132 |
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|
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+
Since the founding of the practice in 1852, Parks was the 31st person, the first American who had not been a U.S. government official, and the second private person (after the French planner Pierre L'Enfant) to be honored in this way. She was the first woman and the second black person to lie in honor in the Capitol.[80][81] An estimated 50,000 people viewed the casket there, and the event was broadcast on television on October 31, 2005. A memorial service was held that afternoon at Metropolitan AME Church in Washington, DC.[82]
|
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|
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+
With her body and casket returned to Detroit, for two days, Parks lay in repose at the Charles H. Wright Museum of African American History. Her funeral service was seven hours long and was held on November 2, 2005, at the Greater Grace Temple Church in Detroit. After the service, an honor guard from the Michigan National Guard laid the U.S. flag over the casket and carried it to a horse-drawn hearse, which was intended to carry it, in daylight, to the cemetery. As the hearse passed the thousands of people who were viewing the procession, many clapped, cheered loudly and released white balloons. Parks was interred between her husband and mother at Detroit's Woodlawn Cemetery in the chapel's mausoleum. The chapel was renamed the Rosa L. Parks Freedom Chapel in her honor.[83] Parks had previously prepared and placed a headstone on the selected location with the inscription "Rosa L. Parks, wife, 1913–".[citation needed]
|
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|
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+
By placing her statue in the heart of the nation's Capitol, we commemorate her work for a more perfect union, and we commit ourselves to continue to struggle for justice for every American.[114]
|
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|
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+
The Rosa Parks Congressional Gold Medal
|
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141 |
+
Parks and U.S. President Bill Clinton
|
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143 |
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Rosa Parks Transit Center, Detroit
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|
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U.S. President Barack Obama sitting on the bus. Parks was arrested sitting in the same row Obama is in, but on the opposite side.
|
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+
|
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+
A plaque entitled "The Bus Stop" at Dexter Ave. and Montgomery St.—the place Rosa Parks boarded the bus—pays tribute to her and the success of the Montgomery bus boycott.
|
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+
|
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+
The No. 2857 bus on which Parks was riding before her arrest (a GM "old-look" transit bus, serial number 1132), is now a museum exhibit at the Henry Ford Museum.
|
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|
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+
Rosa Parks Railway Station in Paris
|
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Multimedia and interviews
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Others
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1 |
+
Pink is a pale shade of red that is named after a flower of the same name.[2][3] It was first used as a color name in the late 17th century.[4] According to surveys in Europe and the United States, pink is the color most often associated with charm, politeness, sensitivity, tenderness, sweetness, childhood, femininity and romance. A combination of pink and white is associated with chastity and innocence, whereas a combination of pink and black links to eroticism and seduction.[5]
|
2 |
+
|
3 |
+
The color pink takes its name from the flowers called pinks, members of the genus Dianthus.
|
4 |
+
|
5 |
+
In most European languages, pink is called rose or rosa, after the rose flower.
|
6 |
+
|
7 |
+
Cherry blossoms in Sendai, Miyagi, Japan. The Japanese language has different words for the pink of cherry blossoms (sakura-iro), and peach blossoms (momo-iro). Recently the word pinku has also become popular.
|
8 |
+
|
9 |
+
Pink is often associated with the exotic. Greater flamingoes in flight over Pocharam Lake in Andhra Pradesh, India.
|
10 |
+
|
11 |
+
Rhodochrosite is one of the many kinds of pink gemstones.
|
12 |
+
|
13 |
+
Pink is sometimes associated with extravagance and a wish to be noticed. A 1963 pink Cadillac.
|
14 |
+
|
15 |
+
Pink and white together symbolize youth, tenderness and innocence.
|
16 |
+
|
17 |
+
The color pink is named after the flowers, pinks,[6] flowering plants in the genus Dianthus, and derives from the frilled edge of the flowers. The verb "to pink" dates from the 14th century and means "to decorate with a perforated or punched pattern" (possibly from German picken, "to peck").[7]
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While the word "pink" was first used as a noun to refer to a color in the 17th century,[8] the verb "pink" continues to be reflected today as the name of hand-held scissors that cut a zig-zagged line to prevent fraying that are referred to as pinking shears.
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The color pink has been described in literature since ancient times. In the Odyssey, written in approximately 800 BCE, Homer wrote "Then, when the child of morning, rosy-fingered dawn appeared..."[9] Roman poets also described the color. Roseus is the Latin word meaning "rosy" or "pink." Lucretius used the word to describe the dawn in his epic poem On the Nature of Things (De rerum natura).[10]
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Pink was not a common color in the fashion of the Middle Ages; nobles usually preferred brighter reds, such as crimson. However, it did appear in women's fashion, and in religious art. In the 13th and 14th century, in works by Cimabue and Duccio, the Christ child was sometimes portrayed dressed in pink, the color associated with the body of Christ.
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In the high Renaissance painting the Madonna of the Pinks by Raphael, the Christ child is presenting a pink flower to the Virgin Mary. The pink was a symbol of marriage, showing a spiritual marriage between the mother and child.[11]
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During the Renaissance, pink was mainly used for the flesh color of faces and hands. The pigment commonly used for this was called light cinabrese; it was a mixture of the red earth pigment called sinopia, or Venetian red, and a white pigment called Bianco San Genovese, or lime white. In his famous 15th century manual on painting, Il Libro Dell'Arte, Cennino Cennini described it this way: "This pigment is made from the loveliest and lightest sinopia that is found and is mixed and mulled with St. John’s white, as it is called in Florence; and this white is made from thoroughly white and thoroughly purified lime. And when these two pigments have been thoroughly mulled together (that is, two parts cinabrese and the third white), make little loaves of them like half walnuts and leave them to dry. When you need some, take however much of it seems appropriate. And this pigment does you great credit if you use it for painting faces, hands and nudes on walls..."[12]
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The Greek poet Homer wrote of "the child of morning, rose-fingered dawn" in the Odyssey. Sunrise at Serifos, Greece.
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In the early Renaissance, the infant Jesus was sometimes shown dressed in pink, the color associated with the body of Christ. This is The Virgin and Child Enthroned with Two Angels, by Cimabue. (1265–1280)
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In the 1280s, Duccio also painted the Christ child dressed in pink
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A knight in red receiving a helmet from a damsel in pink, from an English manuscript of The Romance of Alexander (1338-1344).
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In the painting Madonna of the Pinks by Raphael, c. 1506-07, the Christ Child gives a pink flower to the Virgin Mary, symbolizing the union between the mother and child.
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The zenith of the color pink was the 18th century, when pastel colors became very fashionable in all the courts of Europe. Pink was particularly championed by Madame de Pompadour (1721–1764), the mistress of King Louis XV of France, who wore combinations of pale blue and pink, and had a particular tint of pink made for her by the Sevres porcelain factory, created by adding nuances of blue, black and yellow.[13]
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While pink was quite evidently the color of seduction in the portraits made by George Romney of Emma, Lady Hamilton, the future mistress of Admiral Horatio Nelson, in the late 18th century, it had the completely opposite meaning in the portrait of Sarah Barrett Moulton painted by Thomas Lawrence in 1794. In this painting, it symbolized childhood, innocence and tenderness. Sarah Moulton was just eleven years old when the picture was painted, and died the following year.
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Madame de Pompadour, the mistress of Louis XV of France, made pink and blue the leading fashion colors in the Court of Versailles. She had a special pink tint created for her by the Sevres porcelain factory. This portrait by Maurice Quentin de La Tour was painted between 1748 and 1755.
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Pink had become a popular color throughout Europe by the late 18th century. It was associated with both romanticism and seduction. This fashion plate is from 1778–1787.
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Emma, Lady Hamilton, later the mistress of Admiral Horatio Nelson, had herself painted by English painter George Romney posing as a Bacchante, dressed in pink. (1782–1784)
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The portrait of Sarah Moulton, popularly known as "Pinkie", by Sir Thomas Lawrence (1794). Here pink represented youth, innocence and tenderness.
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Paul-Henri Thiry, Baron d'Holbach by Louis Carmontelle. Pink was worn by both sexes.
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In 19th century England, pink ribbons or decorations were often worn by young boys; boys were simply considered small men, and while men in England wore red uniforms, boys wore pink. In fact the clothing for children in the 19th century was almost always white, since, before the invention of chemical dyes, clothing of any color would quickly fade when washed in boiling water.[14] Queen Victoria was painted in 1850 with her seventh child and third son, Prince Arthur, who wore white and pink. In late nineteenth-century France, Impressionist painters working in a pastel color palette sometimes depicted women wearing the color pink, such as Edgar Degas’ image of ballet dancers or Mary Cassatt’s images of women and children.
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Queen Victoria in 1850 or 1851 with her third son and seventh child, Prince Arthur. In the 19th century, baby boys often wore white and pink. Pink was seen as a masculine color, while girls often wore white and blue.
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Young boy in pink, American school of painting (about 1840). Both girls and boys wore pink in the 19th century.
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Francisca of Brazil, Princess of Joinville, wearing a pink gown decorated with pink roses, 1850s. Painting by Franz Xaver Winterhalter.
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The Impressionist painter Claude Monet used pink, blue and green to capture the effects of light and shadows on a white dress in Springtime (1872).
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Mary Cassatt, Girl in a Bonnet Tied with a Large Pink Bow, 1909. Oil on canvas (68 x 57.2 cm). Private Collection.
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Mamie Eisenhower in her pink inaugural gown, painted in 1953 by Thomas Stevens
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Shocking pink, a mix of magenta with a little white, was the signature color of Italian fashion designer Elsa Schiaparelli.
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Jacqueline Kennedy, the wife of President John F. Kennedy, made pink a popular high-fashion color.
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Pink combined with black or violet is associated with seduction. Marilyn Monroe in the trailer for the film Gentlemen Prefer Blondes (1953).
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Pink lipstick is thought to attract attention and harmonize with flesh colors, clothes and fashion accessories.
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Detail of "Pink," a poster created by Sheila de Bretteville in 1973. It was meant to explore the notions of gender as associated with the color pink, for an American Institute of Graphic Arts exhibition about color.
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The US presidential inauguration of Dwight D. Eisenhower in 1953 when Eisenhower's wife Mamie Eisenhower wore a pink dress as her inaugural gown is thought to have been a key turning point to the association of pink as a color associated with girls. Mamie's strong liking of pink led to the public association with pink being a color that "ladylike women wear." The 1957 American musical Funny Face also played a role in cementing the color's association with women.[15]
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In the 20th century, pinks became bolder, brighter, and more assertive, in part because of the invention of chemical dyes which did not fade. The pioneer in the creation of the new wave of pinks was the Italian designer Elsa Schiaparelli, (1890-1973) who was aligned with the artists of the surrealist movement, including Jean Cocteau.[14] In 1931 she created a new variety of the color, called shocking pink, made by mixing magenta with a small amount of white. She launched a perfume called Shocking, sold in a bottle in the shape of a woman's torso, said to be modelled on that of Mae West. Her fashions, co-designed with artists such as Cocteau, featured the new pinks.[16]
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In Nazi Germany in the 1930s and 1940s, inmates of Nazi concentration camps who were accused of homosexuality were forced to wear a pink triangle.[17] Because of this, the pink triangle has become a symbol of the modern gay rights movement.[18]
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The transition to pink as a sexually differentiating color for girls occurred gradually, through the selective process of the marketplace, in the 1930s and 40s. In the 1920s, some groups had been describing pink as a masculine color, an equivalent of the red that was considered to be for men, but lighter for boys. But stores nonetheless found that people were increasingly choosing to buy pink for girls, and blue for boys, until this became an accepted norm in the 1940s.[19][20]
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In optics, the word "pink" can refer to any of the pale shades of colors between bluish red to red in hue, of medium to high lightness, and of low to moderate saturation.[21] Although pink is generally considered a tint of red,[22][23] the hues of most shades of pink are slightly bluish, and lie between red and magenta. A few variations of pink, such as salmon color, lean toward orange.[24][25][26][27]
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As a ray of white sunlight travels through the atmosphere, some of the colors are scattered out of the beam by air molecules and airborne particles. This is called Rayleigh scattering. Colors with a shorter wavelength, such as blue and green, scatter more strongly, and are removed from the light that finally reaches the eye.[28] At sunrise and sunset, when the path of the sunlight through the atmosphere to the eye is longest, the blue and green components are removed almost completely, leaving the longer wavelength orange, red and pink light. The remaining pinkish sunlight can also be scattered by cloud droplets and other relatively large particles, which give the sky above the horizon a pink or reddish glow.[29]
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Sunrise in southeast Alaska. Sunsets and sunrises are sometimes pink because of an optical effect called Rayleigh scattering.
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Sunset in Santa Monica, California.
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Pink topaz from Ouro Preto, Brazil.
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Corundum, or pink sapphire, from the Dodoma Region of Tanzania
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Calcite from Bou Azzer, Morocco
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Barite-Rhodochrosite from the Guangxi Zhuang Autonomous Region in China.
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Clinochlore from Erzerum Province, Turkey
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Rough rose quartz
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The dunes in Coral Pink Sand Dunes State Park in Utah are made of fine grains of Navajo Sandstone. The pink color comes from grains of reddish hematite mixed with white quartz.
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Angel's Landing in Zion National Park in Utah is made of pink sandstone.
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A pink sand beach on Great Santa Cruz Island in the Philippine Islands.
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A Strigilla carnaria shell from Dominica, in the West Indies.
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An Ocelated frogfish (Antennarius ocellatus), from East Timor. The frogfish is camouflaged to look like a rock covered with algae or seaweed; it lies motionless and waits for its prey to come to it.
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The pink iguana of the Galapagos Islands was first identified in 1986 and first recognized as a distinct species in 2009.
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The Pink Dolphin is a freshwater river dolphin which lives in the Orinoco, Amazon and Araguaia/Tocantins River systems of Brazil, Bolivia, Peru, Ecuador, Colombia and Venezuela. It is an endangered species and has a brain 40% larger than a human's.
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The so-called "white elephant" is revered in several countries in Southeast Asia and is naturally pinkish gray. They are actually albino elephants.
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The pig has been domesticated over ten thousand years and selectively bred to have a pink skin, without melanin, which farmers traditionally have preferred to a dark color.[30]
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Flamingoes in Laguna Colorada, Bolivia. The pink or reddish color of flamingos comes from carotenoid proteins in their diet of animal and plant plankton. An unhealthy or malnourished flamingo, or one kept in captivity and not fed sufficient carotene, is usually pale or white.
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A Roseate spoonbill in Myakka River State Park in Florida. Its pink color, like that of the flamingo, comes from the carotenoid pigments in its diet.
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The Lophochroa leadbeateri, commonly known as Major Mitchell's Cockatoo or the pink cockatoo, is a native of the arid interior regions of Australia.
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Raw beef is red, because the muscles of vertebrate animals, such as cows and pigs, contain a protein called myoglobin, which binds oxygen and iron atoms. When beef is cooked, the myoglobin proteins undergo oxidation, and gradually turn from red to pink to brown; that is, from rare to medium to well-done. Pork contains less myoglobin than beef and therefore is less red; when heated, it changes from pinkish-red to less pink to tan or white.
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Ham, though it contains myoglobins like beef, undergoes a different transformation. Traditional hams, such as prosciutto, are made by taking the hind leg or thigh of a pig, covering it with sea salt, which removes the moisture content, and then letting it dry or cure for as long as two years. The salt (sodium nitrate) permits the ham to retain its original pink color, even when dried out. Supermarket hams are made by a different and faster process; they are brined, or infused with a salt-water solution, containing sodium nitrite, which transfers nitric oxide, which bonds with the myoglobin to form the traditional pink cured ham color.
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The shells and flesh of crustaceans such as crabs, lobsters and shrimp contain a pink carotenoid pigment called astaxanthin. Their shells, naturally blue-green, turn pink or red when cooked. The flesh of the salmon also contains astaxanthins, which makes it pink. Farm-bred salmon are sometimes fed these pigments to improve their pinkness, and it is sometimes also used to enhance the color of egg yolks.
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Roast beef gets its distinctive pink color from myoglobin, which gradually turns from red to pink to brown (rare to medium to well-done) when heated.
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Prosciutto hams also get their pink color from salt combined with the natural protein called myoglobin.
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The shells and flesh of steamed shrimp contain a natural carotenoid pigment called astaxanthin, which turns pink when heated. The same process turns cooked lobster and crab from blue-green to red when they are boiled.
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The meat of the salmon is also colored pink by the natural carotenoid pigment called astaxanthin.
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Pink is one of the most common colors of flowers; it serves to attract the insects and birds necessary for pollination and perhaps also to deter predators. The color comes from natural pigments called anthocyanins, which also provide the pink in raspberries.
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A pink rose in the rain.
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A clematis Chantilly.
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A pink hibiscus from Australia.
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Pink tulips in the botanical gardens of Moscow State University.
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A pink dahlia
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A pink peony.
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A flower of a magnolia tree
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A pink rhododendron
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Spiraea japonica flowers.
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A Japanese cherry tree (Prunus serrulata) in bloom.
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Pink hyacinth flowers
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Phlox paniculata
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In the 17th century, the word pink or pinke was also used to describe a yellowish pigment, which was mixed with blue colors to yield greenish colors. Thomas Jenner's A Book of Drawing, Limning, Washing (1652) categorizes "Pink & blew bice" amongst the greens (p. 38),[31] and specifies several admixtures of greenish colors made with pink—e.g. "Grasse-green is made of Pink and Bice, it is shadowed with Indigo and Pink … French-green of Pink and Indico [shadowed with] Indico" (pp. 38–40). In William Salmon's Polygraphice (1673), "Pink yellow" is mentioned amongst the chief yellow pigments (p. 96), and the reader is instructed to mix it with either Saffron or Ceruse for "sad" or "light" shades thereof, respectively.
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According to public opinion surveys in Europe and the United States, pink is the color most associated with charm, politeness, sensitivity, tenderness, sweetness, softness, childhood, the feminine, and the romantic.[35] Although it did not have any strong negative associations in these surveys, few respondents chose pink as their favorite color. Pink was the favorite color of only two-percent of respondents, compared with forty-five-percent who chose blue.[36] Pink was the least-favorite color of seventeen percent of respondents; the only color more disliked was brown, with twenty percent. There was a notable difference between men and women; three percent of women chose pink as their favorite color, compared with less than one percent of men. Many of the men surveyed were unable to even identify pink correctly, confusing it with mauve. Pink was also more popular with older people than younger; twenty-five percent of women under twenty-five called pink their least favorite color, compared with only eight percent of women over fifty. Twenty-nine percent of men under the age of twenty-five said pink was their least favorite color, compared with eight percent of men over fifty.[37]
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In Japan, pink is the color most commonly associated with springtime due to the blooming cherry blossoms.[38][39] This is different from surveys in the United States and Europe where green is the color most associated with springtime.
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In many languages, the word for the color pink is based on the name of the rose flower; like rose in French; roze in Dutch; rosa in German, Latin, Portuguese, Catalan, Spanish, Italian, Swedish and Norwegian (Nynorsk and Bokmål); rozoviy in Russian; różowy in Polish; ורוד (varód) in Hebrew; and गुलाबी (gulābee) in Hindi. In English "rose", too, often refers to both the flower and the color.
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In Danish, Faroese and Finnish, the color pink is described as a lighter shade of red: lyserød in Danish, ljósareyður in Faroese and vaaleanpunainen in Finnish, all meaning "light red". Similarly, some Celtic languages use a term meaning "whitish red": gwynnrudh in Cornish, bándearg in Irish, bane-yiarg in Manx, bàn-dhearg in Scottish Gaelic (which also uses liath-dhearg "greyish/pale red" and pinc from English). In Icelandic, the color is called bleikur, originally meaning "pale".
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In the Japanese language, the traditional word for pink, momo-iro (ももいろ), takes its name from the peach blossom. There is a separate word for the color of the cherry blossom: sakura-iro. In recent times a word based on the English version, pinku (ピンク), has begun to be used.
|
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|
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In Chinese, the color pink is named with a compound noun 粉紅色, meaning "powder red" where the powder refers to substances used for women's make-up.
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|
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The Thai word for the color, ชมพู (chom-puu), derives ultimately from Sanskrit जम्बू (jambū) "rose apple".
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Early pink buildings were usually built of brick or sandstone, which takes its pale red color from hematite, or iron ore. In the 18th century - the golden age of pink and other pastel colors - pink mansions and churches were built all across Europe. More modern pink buildings usually use the color pink to appear exotic or to attract attention.
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Casa Rosada, or the "Pink House", in Buenos Aires, built between 1713 and 1855 as a fort and then customs house, is the official residence and office of the President of Argentina.
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|
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The City Center in Kannur, India.
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Ostankino Palace, outside of Moscow, is an 18th-century country house built by Pyotr Sheremetev, then the richest man in Russia.
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Macau Government Headquarters (1849), an example of Portuguese colonial architecture and the Pombaline style in Macau.
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The Royal Hawaiian Hotel in Honolulu, Hawaii, built in 1927, was the first hotel on Waikiki Beach. Its pink color was designed to match an exotic setting, and to contrast with the blue of the sea and green of the landscape.
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The Georgia-Pacific Tower in Atlanta, Georgia (1981), a modernist pink skyscraper.
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Canada Place Building, in Edmonton, Alberta, Canada (1988) a post-modernist style government office building.
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"big Pink" The US Bancorp Tower in Portland, Oregon pink granite and windows(ground breaking 1981 dedicated 1983)
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According to surveys in Europe and the United States, pink is the color most associated with sweet foods and beverages. Pink is also one of the few colors to be strongly associated with a particular aroma, that of roses.[42] Many strawberry and raspberry-flavored foods are colored pink and light red as well, sometimes to distinguish them from cherry-flavored foods that are more commonly colored dark red (although raspberry-flavored foods, particularly in the United States, are often colored blue as well). The drink Tab was packaged in pink cans, presumably to subconsciously convey a sweet taste.
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The pink color in most packaged and processed foods, ice creams, candies and pastries is made with artificial food coloring. The most common pink food coloring is erythrosine, also known as Red No. 3, an organoiodine compound, a derivative of fluorone, which is a cherry-pink synthetic.[43] It is usually listed on package labels as E-127. Another common red or pink (particularly in the United States where erythrosine is less frequently used) is Allura Red AC (E-129), also known as Red No. 40. Some products use a natural red or pink food coloring, Cochineal, also called carmine, made with crushed insects of the family Dactylopius coccus.
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Pink is the color most commonly associated with sweet tastes.
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A strawberry ice cream cone. Strawberry is the fourth most popular ice cream flavor in the U.S., after vanilla, chocolate, and butter pecan.[44]
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|
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Cotton candy was first made for the French Royal Court in the 18th century, but did not become popular until the beginning of the 20th century, when an American dentist invented a machine for spinning it quickly and cheaply.
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|
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A macaron with raspberries
|
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|
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Bunga kuda (also known as bunga pundak) is a traditional dessert in Malaysia, containing a coconut filling.
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|
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Chi chi dango is a sweet dessert made of rice flour. It is of Japanese origin, and very popular in Hawaii.
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|
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A rosé wine from Bandol, in Provence. Traditional rosé wines get their pink color when they are fermented a short time with dark purple grapeskins.
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|
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Pink champagne takes its color either by being fermented for a short time with the skins of dark purple grapes, or by the addition of a small amount of red wine.
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|
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In Europe and the United States, pink is often associated with girls, while blue is associated with boys. These colors were first used as gender signifiers just prior to World War I (for either girls or boys), and pink was first established as a female gender signifier in the 1940s.[45][46] In the 20th century, the practice in Europe varied from country to country, with some assigning colors based on the baby's complexion, and others assigning pink sometimes to boys and sometimes to girls.[47]
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|
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Many[48][49][50][51][52] have noted the contrary association of pink with boys in 20th-century America. An article in the trade publication Earnshaw's Infants' Department in June 1918 said:
|
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|
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The generally accepted rule is pink for the boys, and blue for the girls. The reason is that pink, being a more decided and stronger color, is more suitable for the boy, while blue, which is more delicate and dainty, is prettier for the girl.
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|
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One reason for the increased use of pink for girls and blue for boys was the invention of new chemical dyes, which meant that children's clothing could be mass-produced and washed in hot water without fading. Prior to this time, most small children of both sexes wore white, which could be frequently washed.[53] Another factor was the popularity of blue and white sailor suits for young boys, a fashion that started in the late 19th century. Blue was also the usual color of school uniforms, for boys and girls. Blue was associated with seriousness and study, while pink was associated with childhood and softness.
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By the 1950s, pink was strongly associated with femininity but to an extent that was "neither rigid nor universal" as it later became.[54][55][56]
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One study by two neuroscientists in Current Biology examined color preferences across cultures and found significant differences between male and female responses. Both groups favored blues over other hues, but women had more favorable responses to the reddish-purple range of the spectrum and men had more favorable responses to the greenish-yellow middle of the spectrum. Despite the fact that the study used adults, and both groups preferred blues, and responses to the color pink were never even tested, the popular press represented the research as an indication of an innate preference by girls for pink. The misreading has been often repeated in market research, reinforcing American culture's association of pink with girls on the basis of imagined innate characteristics.[57]
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As of 2008 various feminist groups and the Breast Cancer Awareness Month use the color pink to convey empowerment of women.[58] Breast cancer charities around the world have used the color to symbolize support for people with breast cancer and promote awareness of the disease. A key tactic of these charities is encouraging women and men to wear pink[59] to show their support for breast cancer awareness and research.
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|
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+
Pink has symbolized a "welcome embrace" in India and masculinity in Japan.[58]
|
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+
|
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+
In the United States and Europe, baby girls are often dressed in pink and white.
|
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|
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+
Boy in a sailor suit (1920). The blue sailor suit helped make blue instead of pink the color for boys in the 20th century.
|
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+
|
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+
Indian actress Mugdha Godse. In many cultures, pink is associated with femininity.
|
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+
|
245 |
+
Women of the Herero people from Namibia. Pink stands out.
|
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+
|
247 |
+
Three nuns in pink in Yangon, Burma.
|
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+
|
249 |
+
Toys aimed at girls often display pink prominently on packaging and the toy themselves. This is a relatively recent trend, with toys from the 1920s to the 1960s not being gendered by color (though they were gendered by a focus on domesticity and nurturing). The current color-based gendering of toys can be traced back to the deregulation of children's television programs. This allowed toy companies to produce shows that were designed specifically to sell their products, and gender was an important differentiator of these shows and the toys they were advertising.[60]
|
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|
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+
In its 1957 catalog, Lionel Trains offered for sale a pink model freight train for girls. The steam locomotive and coal car were pink and the freight cars of the freight train were various pastel colors. The caboose was baby blue. It was a marketing failure because any girl who might want a model train would want a realistically colored train, while boys in the 1950s did not want to be seen playing with a pink train. However, today it is a valuable collector's item.[61]
|
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|
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+
As noted above, pink combined with black or violet is commonly associated with eroticism and seduction.
|
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+
|
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+
Pink is often used as a symbolic color by groups involved in issues important to women, and lesbian, gay, bisexual and transgender people.
|
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+
|
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+
The pink ribbon has been a symbol of breast cancer awareness since 1991.
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+
|
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+
The White House illuminated in pink for Breast Cancer Awareness Month.
|
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|
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+
The word pink is not used for any tincture (color) in heraldry, but there are two fairly uncommon tinctures which are both close to pink:
|
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+
|
263 |
+
Pink is used for the newsprint paper of several important newspapers devoted to business and sports, and the color is also connected with the press aimed at the gay community.
|
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+
|
265 |
+
Since 1893 the London Financial Times newspaper has used a distinctive salmon pink color for its newsprint, originally because pink dyed paper was less expensive than bleached white paper.[74] Today the color is used to distinguish the newspaper from competitors on a press kiosk or news stand. In some countries, the salmon press identifies economic newspapers or economics sections in "white" newspapers. Some sports newspapers, such as La Gazzetta dello Sport in Italy, also use pink paper to stand out from other newspapers. It awards a pink jersey to the winner of Italy's most important bicycle race, the Giro d'Italia. (See #Sports).
|
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|
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+
Today’s color dictate wasn’t established until the 1940s, as a result of Americans’ preferences as interpreted by manufacturers and retailers. “It could have gone the other way”
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1 |
+
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2 |
+
|
3 |
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|
4 |
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|
5 |
+
See List of Rosa species
|
6 |
+
|
7 |
+
A rose is a woody perennial flowering plant of the genus Rosa, in the family Rosaceae, or the flower it bears.[1] There are over three hundred species and tens of thousands of cultivars.[2] They form a group of plants that can be erect shrubs, climbing, or trailing, with stems that are often armed with sharp prickles.[3] Flowers vary in size and shape and are usually large and showy, in colours ranging from white through yellows and reds.[4] Most species are native to Asia, with smaller numbers native to Europe, North America, and northwestern Africa.[5] Species, cultivars and hybrids are all widely grown for their beauty and often are fragrant. Roses have acquired cultural significance in many societies.[6] Rose plants range in size from compact, miniature roses, to climbers that can reach seven meters in height.[7] Different species hybridize easily, and this has been used in the development of the wide range of garden roses.[8]
|
8 |
+
|
9 |
+
The name rose comes from French, itself from Latin rosa, which was perhaps borrowed from Oscan, from Greek ρόδον rhódon (Aeolic βρόδον wródon), itself borrowed from Old Persian wrd- (wurdi), related to Avestan varəδa, Sogdian ward, Parthian wâr.[9][10]
|
10 |
+
|
11 |
+
The leaves are borne alternately on the stem. In most species they are 5 to 15 centimetres (2.0 to 5.9 in) long, pinnate, with (3–) 5–9 (–13) leaflets and basal stipules; the leaflets usually have a serrated margin, and often a few small prickles on the underside of the stem. Most roses are deciduous but a few (particularly from Southeast Asia) are evergreen or nearly so.
|
12 |
+
|
13 |
+
The flowers of most species have five petals, with the exception of Rosa sericea, which usually has only four. Each petal is divided into two distinct lobes and is usually white or pink, though in a few species yellow or red. Beneath the petals are five sepals (or in the case of some Rosa sericea, four). These may be long enough to be visible when viewed from above and appear as green points alternating with the rounded petals. There are multiple superior ovaries that develop into achenes.[11] Roses are insect-pollinated in nature.
|
14 |
+
|
15 |
+
The aggregate fruit of the rose is a berry-like structure called a rose hip. Many of the domestic cultivars do not produce hips, as the flowers are so tightly petalled that they do not provide access for pollination. The hips of most species are red, but a few (e.g. Rosa pimpinellifolia) have dark purple to black hips. Each hip comprises an outer fleshy layer, the hypanthium, which contains 5–160 "seeds" (technically dry single-seeded fruits called achenes) embedded in a matrix of fine, but stiff, hairs. Rose hips of some species, especially the dog rose (Rosa canina) and rugosa rose (Rosa rugosa), are very rich in vitamin C, among the richest sources of any plant. The hips are eaten by fruit-eating birds such as thrushes and waxwings, which then disperse the seeds in their droppings. Some birds, particularly finches, also eat the seeds.
|
16 |
+
|
17 |
+
The sharp growths along a rose stem, though commonly called "thorns", are technically prickles, outgrowths of the epidermis (the outer layer of tissue of the stem), unlike true thorns, which are modified stems. Rose prickles are typically sickle-shaped hooks, which aid the rose in hanging onto other vegetation when growing over it. Some species such as Rosa rugosa and Rosa pimpinellifolia have densely packed straight prickles, probably an adaptation to reduce browsing by animals, but also possibly an adaptation to trap wind-blown sand and so reduce erosion and protect their roots (both of these species grow naturally on coastal sand dunes). Despite the presence of prickles, roses are frequently browsed by deer. A few species of roses have only vestigial prickles that have no points.
|
18 |
+
|
19 |
+
The genus Rosa is subdivided into four subgenera:
|
20 |
+
|
21 |
+
Roses are best known as ornamental plants grown for their flowers in the garden and sometimes indoors. They have been also used for commercial perfumery and commercial cut flower crops. Some are used as landscape plants, for hedging and for other utilitarian purposes such as game cover and slope stabilization.
|
22 |
+
|
23 |
+
The majority of ornamental roses are hybrids that were bred for their flowers. A few, mostly species roses are grown for attractive or scented foliage (such as Rosa glauca and Rosa rubiginosa), ornamental thorns (such as Rosa sericea) or for their showy fruit (such as Rosa moyesii).
|
24 |
+
|
25 |
+
Ornamental roses have been cultivated for millennia, with the earliest known cultivation known to date from at least 500 BC in Mediterranean countries, Persia, and China.[12] It is estimated that 30 to 35 thousand rose hybrids and cultivars have been bred and selected for garden use as flowering plants.[13] Most are double-flowered with many or all of the stamens having morphed into additional petals.
|
26 |
+
|
27 |
+
In the early 19th century the Empress Josephine of France patronized the development of rose breeding at her gardens at Malmaison. As long ago as 1840 a collection numbering over one thousand different cultivars, varieties and species was possible when a rosarium was planted by Loddiges nursery for Abney Park Cemetery, an early Victorian garden cemetery and arboretum in England.
|
28 |
+
|
29 |
+
Roses are a popular crop for both domestic and commercial cut flowers. Generally they are harvested and cut when in bud, and held in refrigerated conditions until ready for display at their point of sale.
|
30 |
+
|
31 |
+
In temperate climates, cut roses are often grown in greenhouses, and in warmer countries they may also be grown under cover in order to ensure that the flowers are not damaged by weather and that pest and disease control can be carried out effectively. Significant quantities are grown in some tropical countries, and these are shipped by air to markets across the world.[14]
|
32 |
+
|
33 |
+
Some kind of roses are artificially coloured using dyed water, like rainbow roses.
|
34 |
+
|
35 |
+
Rose perfumes are made from rose oil (also called attar of roses), which is a mixture of volatile essential oils obtained by steam distilling the crushed petals of roses. An associated product is rose water which is used for cooking, cosmetics, medicine and religious practices. The production technique originated in Persia and then spread through Arabia and India, and more recently into eastern Europe. In Bulgaria, Iran and Germany, damask roses (Rosa × damascena 'Trigintipetala') are used. In other parts of the world Rosa × centifolia is commonly used. The oil is transparent pale yellow or yellow-grey in colour. 'Rose Absolute' is solvent-extracted with hexane and produces a darker oil, dark yellow to orange in colour. The weight of oil extracted is about one three-thousandth to one six-thousandth of the weight of the flowers; for example, about two thousand flowers are required to produce one gram of oil.
|
36 |
+
|
37 |
+
The main constituents of attar of roses are the fragrant alcohols geraniol and L-citronellol and rose camphor, an odorless solid composed of alkanes, which separates from rose oil.[15] β-Damascenone is also a significant contributor to the scent.
|
38 |
+
|
39 |
+
Rose hips are occasionally made into jam, jelly, marmalade, and soup or are brewed for tea, primarily for their high vitamin C content. They are also pressed and filtered to make rose hip syrup. Rose hips are also used to produce rose hip seed oil, which is used in skin products and some makeup products.[16]
|
40 |
+
|
41 |
+
Rose water has a very distinctive flavour and is used heavily in Middle Eastern, Persian, and South Asian cuisine—especially in sweets such as barfi, baklava, halva, gulab jamun, gumdrops, kanafeh, nougat, and Turkish delight.
|
42 |
+
|
43 |
+
Rose petals or flower buds are sometimes used to flavour ordinary tea, or combined with other herbs to make herbal teas.
|
44 |
+
|
45 |
+
In France, there is much use of rose syrup, most commonly made from an extract of rose petals. In the Indian subcontinent, Rooh Afza, a concentrated squash made with roses, is popular, as are rose-flavoured frozen desserts such as ice cream and kulfi.[17][18]
|
46 |
+
|
47 |
+
Rose flowers are used as food, also usually as flavouring or to add their scent to food.[19] Other minor uses include candied rose petals.[20]
|
48 |
+
|
49 |
+
Rose creams (rose-flavoured fondant covered in chocolate, often topped with a crystallised rose petal) are a traditional English confectionery widely available from numerous producers in the UK.
|
50 |
+
|
51 |
+
Under the American Federal Food, Drug, and Cosmetic Act,[21] there are only certain Rosa species, varieties, and parts are listed as generally recognized as safe (GRAS).
|
52 |
+
|
53 |
+
The rose hip, usually from R. canina, is used as a minor source of vitamin C. The fruits of many species have significant levels of vitamins and have been used as a food supplement. Many roses have been used in herbal and folk medicines. Rosa chinensis has long been used in Chinese traditional medicine. This and other species have been used for stomach problems, and are being investigated for controlling cancer growth.[23] In pre-modern medicine, diarrhodon (Gr διάρροδον, "compound of roses", from ῥόδων, "of roses"[24]) is a name given to various compounds in which red roses are an ingredient.
|
54 |
+
|
55 |
+
The long cultural history of the rose has led to it being used often as a symbol. In ancient Greece, the rose was closely associated with the goddess Aphrodite.[25][26] In the Iliad, Aphrodite protects the body of Hector using the "immortal oil of the rose"[27][25] and the archaic Greek lyric poet Ibycus praises a beautiful youth saying that Aphrodite nursed him "among rose blossoms".[28][25] The second-century AD Greek travel writer Pausanias associates the rose with the story of Adonis and states that the rose is red because Aphrodite wounded herself on one of its thorns and stained the flower red with her blood.[29][25] Book Eleven of the ancient Roman novel The Golden Ass by Apuleius contains a scene in which the goddess Isis, who is identified with Venus, instructs the main character, Lucius, who has been transformed into a donkey, to eat rose petals from a crown of roses worn by a priest as part of a religious procession in order to regain his humanity.[26]
|
56 |
+
|
57 |
+
Following the Christianization of the Roman Empire, the rose became identified with the Virgin Mary. The color of the rose and the number of roses received has symbolic representation.[30][31][26] The rose symbol eventually led to the creation of the rosary and other devotional prayers in Christianity.[32][26]
|
58 |
+
|
59 |
+
Ever since the 1400s, the Franciscans have had a Crown Rosary of the Seven Joys of the Blessed Virgin Mary.[26] In the 1400s and 1500s, the Carthusians promoted the idea of sacred mysteries associated with the rose symbol and rose gardens.[26] Albrecht Dürer's painting The Feast of the Rosary (1506) depicts the Virgin Mary distributing garlands of roses to her worshippers.[26]
|
60 |
+
|
61 |
+
Roses symbolised the Houses of York and Lancaster in a conflict known as the Wars of the Roses.
|
62 |
+
|
63 |
+
Roses are a favored subject in art and appear in portraits, illustrations, on stamps, as ornaments or as architectural elements. The Luxembourg-born Belgian artist and botanist Pierre-Joseph Redouté is known for his detailed watercolours of flowers, particularly roses.
|
64 |
+
|
65 |
+
Henri Fantin-Latour was also a prolific painter of still life, particularly flowers including roses. The rose 'Fantin-Latour' was named after the artist.
|
66 |
+
|
67 |
+
Other impressionists including Claude Monet, Paul Cézanne and Pierre-Auguste Renoir have paintings of roses among their works.
|
68 |
+
|
69 |
+
In 1986 President Ronald Reagan signed legislation to make the rose[33] the floral emblem of the United States.[34]
|
70 |
+
|
71 |
+
Wild roses are host plants for a number of pests and diseases. Many of these affect other plants, including other genera of the Rosaceae.
|
72 |
+
|
73 |
+
Cultivated roses are often subject to severe damage from insect, arachnid and fungal pests and diseases. In many cases they cannot be usefully grown without regular treatment to control these problems.
|
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ADDED
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1 |
+
|
2 |
+
|
3 |
+
|
4 |
+
|
5 |
+
See List of Rosa species
|
6 |
+
|
7 |
+
A rose is a woody perennial flowering plant of the genus Rosa, in the family Rosaceae, or the flower it bears.[1] There are over three hundred species and tens of thousands of cultivars.[2] They form a group of plants that can be erect shrubs, climbing, or trailing, with stems that are often armed with sharp prickles.[3] Flowers vary in size and shape and are usually large and showy, in colours ranging from white through yellows and reds.[4] Most species are native to Asia, with smaller numbers native to Europe, North America, and northwestern Africa.[5] Species, cultivars and hybrids are all widely grown for their beauty and often are fragrant. Roses have acquired cultural significance in many societies.[6] Rose plants range in size from compact, miniature roses, to climbers that can reach seven meters in height.[7] Different species hybridize easily, and this has been used in the development of the wide range of garden roses.[8]
|
8 |
+
|
9 |
+
The name rose comes from French, itself from Latin rosa, which was perhaps borrowed from Oscan, from Greek ρόδον rhódon (Aeolic βρόδον wródon), itself borrowed from Old Persian wrd- (wurdi), related to Avestan varəδa, Sogdian ward, Parthian wâr.[9][10]
|
10 |
+
|
11 |
+
The leaves are borne alternately on the stem. In most species they are 5 to 15 centimetres (2.0 to 5.9 in) long, pinnate, with (3–) 5–9 (–13) leaflets and basal stipules; the leaflets usually have a serrated margin, and often a few small prickles on the underside of the stem. Most roses are deciduous but a few (particularly from Southeast Asia) are evergreen or nearly so.
|
12 |
+
|
13 |
+
The flowers of most species have five petals, with the exception of Rosa sericea, which usually has only four. Each petal is divided into two distinct lobes and is usually white or pink, though in a few species yellow or red. Beneath the petals are five sepals (or in the case of some Rosa sericea, four). These may be long enough to be visible when viewed from above and appear as green points alternating with the rounded petals. There are multiple superior ovaries that develop into achenes.[11] Roses are insect-pollinated in nature.
|
14 |
+
|
15 |
+
The aggregate fruit of the rose is a berry-like structure called a rose hip. Many of the domestic cultivars do not produce hips, as the flowers are so tightly petalled that they do not provide access for pollination. The hips of most species are red, but a few (e.g. Rosa pimpinellifolia) have dark purple to black hips. Each hip comprises an outer fleshy layer, the hypanthium, which contains 5–160 "seeds" (technically dry single-seeded fruits called achenes) embedded in a matrix of fine, but stiff, hairs. Rose hips of some species, especially the dog rose (Rosa canina) and rugosa rose (Rosa rugosa), are very rich in vitamin C, among the richest sources of any plant. The hips are eaten by fruit-eating birds such as thrushes and waxwings, which then disperse the seeds in their droppings. Some birds, particularly finches, also eat the seeds.
|
16 |
+
|
17 |
+
The sharp growths along a rose stem, though commonly called "thorns", are technically prickles, outgrowths of the epidermis (the outer layer of tissue of the stem), unlike true thorns, which are modified stems. Rose prickles are typically sickle-shaped hooks, which aid the rose in hanging onto other vegetation when growing over it. Some species such as Rosa rugosa and Rosa pimpinellifolia have densely packed straight prickles, probably an adaptation to reduce browsing by animals, but also possibly an adaptation to trap wind-blown sand and so reduce erosion and protect their roots (both of these species grow naturally on coastal sand dunes). Despite the presence of prickles, roses are frequently browsed by deer. A few species of roses have only vestigial prickles that have no points.
|
18 |
+
|
19 |
+
The genus Rosa is subdivided into four subgenera:
|
20 |
+
|
21 |
+
Roses are best known as ornamental plants grown for their flowers in the garden and sometimes indoors. They have been also used for commercial perfumery and commercial cut flower crops. Some are used as landscape plants, for hedging and for other utilitarian purposes such as game cover and slope stabilization.
|
22 |
+
|
23 |
+
The majority of ornamental roses are hybrids that were bred for their flowers. A few, mostly species roses are grown for attractive or scented foliage (such as Rosa glauca and Rosa rubiginosa), ornamental thorns (such as Rosa sericea) or for their showy fruit (such as Rosa moyesii).
|
24 |
+
|
25 |
+
Ornamental roses have been cultivated for millennia, with the earliest known cultivation known to date from at least 500 BC in Mediterranean countries, Persia, and China.[12] It is estimated that 30 to 35 thousand rose hybrids and cultivars have been bred and selected for garden use as flowering plants.[13] Most are double-flowered with many or all of the stamens having morphed into additional petals.
|
26 |
+
|
27 |
+
In the early 19th century the Empress Josephine of France patronized the development of rose breeding at her gardens at Malmaison. As long ago as 1840 a collection numbering over one thousand different cultivars, varieties and species was possible when a rosarium was planted by Loddiges nursery for Abney Park Cemetery, an early Victorian garden cemetery and arboretum in England.
|
28 |
+
|
29 |
+
Roses are a popular crop for both domestic and commercial cut flowers. Generally they are harvested and cut when in bud, and held in refrigerated conditions until ready for display at their point of sale.
|
30 |
+
|
31 |
+
In temperate climates, cut roses are often grown in greenhouses, and in warmer countries they may also be grown under cover in order to ensure that the flowers are not damaged by weather and that pest and disease control can be carried out effectively. Significant quantities are grown in some tropical countries, and these are shipped by air to markets across the world.[14]
|
32 |
+
|
33 |
+
Some kind of roses are artificially coloured using dyed water, like rainbow roses.
|
34 |
+
|
35 |
+
Rose perfumes are made from rose oil (also called attar of roses), which is a mixture of volatile essential oils obtained by steam distilling the crushed petals of roses. An associated product is rose water which is used for cooking, cosmetics, medicine and religious practices. The production technique originated in Persia and then spread through Arabia and India, and more recently into eastern Europe. In Bulgaria, Iran and Germany, damask roses (Rosa × damascena 'Trigintipetala') are used. In other parts of the world Rosa × centifolia is commonly used. The oil is transparent pale yellow or yellow-grey in colour. 'Rose Absolute' is solvent-extracted with hexane and produces a darker oil, dark yellow to orange in colour. The weight of oil extracted is about one three-thousandth to one six-thousandth of the weight of the flowers; for example, about two thousand flowers are required to produce one gram of oil.
|
36 |
+
|
37 |
+
The main constituents of attar of roses are the fragrant alcohols geraniol and L-citronellol and rose camphor, an odorless solid composed of alkanes, which separates from rose oil.[15] β-Damascenone is also a significant contributor to the scent.
|
38 |
+
|
39 |
+
Rose hips are occasionally made into jam, jelly, marmalade, and soup or are brewed for tea, primarily for their high vitamin C content. They are also pressed and filtered to make rose hip syrup. Rose hips are also used to produce rose hip seed oil, which is used in skin products and some makeup products.[16]
|
40 |
+
|
41 |
+
Rose water has a very distinctive flavour and is used heavily in Middle Eastern, Persian, and South Asian cuisine—especially in sweets such as barfi, baklava, halva, gulab jamun, gumdrops, kanafeh, nougat, and Turkish delight.
|
42 |
+
|
43 |
+
Rose petals or flower buds are sometimes used to flavour ordinary tea, or combined with other herbs to make herbal teas.
|
44 |
+
|
45 |
+
In France, there is much use of rose syrup, most commonly made from an extract of rose petals. In the Indian subcontinent, Rooh Afza, a concentrated squash made with roses, is popular, as are rose-flavoured frozen desserts such as ice cream and kulfi.[17][18]
|
46 |
+
|
47 |
+
Rose flowers are used as food, also usually as flavouring or to add their scent to food.[19] Other minor uses include candied rose petals.[20]
|
48 |
+
|
49 |
+
Rose creams (rose-flavoured fondant covered in chocolate, often topped with a crystallised rose petal) are a traditional English confectionery widely available from numerous producers in the UK.
|
50 |
+
|
51 |
+
Under the American Federal Food, Drug, and Cosmetic Act,[21] there are only certain Rosa species, varieties, and parts are listed as generally recognized as safe (GRAS).
|
52 |
+
|
53 |
+
The rose hip, usually from R. canina, is used as a minor source of vitamin C. The fruits of many species have significant levels of vitamins and have been used as a food supplement. Many roses have been used in herbal and folk medicines. Rosa chinensis has long been used in Chinese traditional medicine. This and other species have been used for stomach problems, and are being investigated for controlling cancer growth.[23] In pre-modern medicine, diarrhodon (Gr διάρροδον, "compound of roses", from ῥόδων, "of roses"[24]) is a name given to various compounds in which red roses are an ingredient.
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The long cultural history of the rose has led to it being used often as a symbol. In ancient Greece, the rose was closely associated with the goddess Aphrodite.[25][26] In the Iliad, Aphrodite protects the body of Hector using the "immortal oil of the rose"[27][25] and the archaic Greek lyric poet Ibycus praises a beautiful youth saying that Aphrodite nursed him "among rose blossoms".[28][25] The second-century AD Greek travel writer Pausanias associates the rose with the story of Adonis and states that the rose is red because Aphrodite wounded herself on one of its thorns and stained the flower red with her blood.[29][25] Book Eleven of the ancient Roman novel The Golden Ass by Apuleius contains a scene in which the goddess Isis, who is identified with Venus, instructs the main character, Lucius, who has been transformed into a donkey, to eat rose petals from a crown of roses worn by a priest as part of a religious procession in order to regain his humanity.[26]
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Following the Christianization of the Roman Empire, the rose became identified with the Virgin Mary. The color of the rose and the number of roses received has symbolic representation.[30][31][26] The rose symbol eventually led to the creation of the rosary and other devotional prayers in Christianity.[32][26]
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Ever since the 1400s, the Franciscans have had a Crown Rosary of the Seven Joys of the Blessed Virgin Mary.[26] In the 1400s and 1500s, the Carthusians promoted the idea of sacred mysteries associated with the rose symbol and rose gardens.[26] Albrecht Dürer's painting The Feast of the Rosary (1506) depicts the Virgin Mary distributing garlands of roses to her worshippers.[26]
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Roses symbolised the Houses of York and Lancaster in a conflict known as the Wars of the Roses.
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Roses are a favored subject in art and appear in portraits, illustrations, on stamps, as ornaments or as architectural elements. The Luxembourg-born Belgian artist and botanist Pierre-Joseph Redouté is known for his detailed watercolours of flowers, particularly roses.
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Henri Fantin-Latour was also a prolific painter of still life, particularly flowers including roses. The rose 'Fantin-Latour' was named after the artist.
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Other impressionists including Claude Monet, Paul Cézanne and Pierre-Auguste Renoir have paintings of roses among their works.
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In 1986 President Ronald Reagan signed legislation to make the rose[33] the floral emblem of the United States.[34]
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Wild roses are host plants for a number of pests and diseases. Many of these affect other plants, including other genera of the Rosaceae.
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Cultivated roses are often subject to severe damage from insect, arachnid and fungal pests and diseases. In many cases they cannot be usefully grown without regular treatment to control these problems.
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Baghdad (/ˈbæɡdæd, bəɡˈdæd/; Arabic: بَغْدَاد [baɣˈdaːd] (listen), Syriac: ܒܓܕܕ)[2] is the capital of Iraq and the third-largest city in the Arab world after Riyadh and Cairo. Located along the Tigris River, the city was founded in the 8th century, and became the capital of the Abbasid Caliphate. Within a short time of its inception, Baghdad evolved into a significant cultural, commercial, and intellectual center of the Muslim world. This, in addition to housing several key academic institutions, including the House of Wisdom, as well as hosting a multiethnic and multireligious environment, garnered the city a worldwide reputation as the "Centre of Learning".
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Baghdad was the largest city in the world for much of the Abbasid era during the Islamic Golden Age, peaking at a population of more than a million.[3] The city was largely destroyed at the hands of the Mongol Empire in 1258, resulting in a decline that would linger through many centuries due to frequent plagues and multiple successive empires. With the recognition of Iraq as an independent state (formerly the British Mandate of Mesopotamia) in 1932, Baghdad gradually regained some of its former prominence as a significant center of Arabic culture, with a population variously estimated at 6 or over 7 million.[note 1]
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In contemporary times, the city has often faced severe infrastructural damage, most recently due to the United States-led 2003 invasion of Iraq, and the subsequent Iraq War that lasted until December 2011. In recent years, the city has been frequently subjected to insurgent attacks, resulting in a substantial loss of cultural heritage and historical artifacts as well. As of 2018[update], Baghdad was listed as one of the least hospitable places in the world to live, ranked by Mercer as the worst major city for quality of life in the world.[8]
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The name Baghdad is pre-Islamic, and its origin is disputed.[9] The site where the city of Baghdad developed has been populated for millennia. By the 8th century AD, several villages had developed there, including a Persian[10][11] hamlet called Baghdad, the name which would come to be used for the Abbasid metropolis.[12]
|
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Arab authors, realizing the pre-Islamic origins of Baghdad's name, generally looked for its roots in Middle Persian.[9] They suggested various meanings, the most common of which was "bestowed by God".[9] Modern scholars generally tend to favor this etymology,[9] which views the word as a compound of bagh () "god" and dād () "given",[13][14] In Old Persian this can be traced to Sanskrit bhag (भग) which means "god" and dātta (दत्त) which means "given" or bhagdatta (भगदत्त) which would mean "god given, the first element can be traced to boghu and is related to bog, a Slavic word for "god".[9][15] A similar term in Middle Persian is the name Mithradāt (Mihrdād in New Persian), known in English by its Hellenistic form Mithridates, meaning "gift of Mithra" (dāt is the more archaic form of dād, related to Latin dat and English donor[9]). There are a number of other locations in the wider region whose names are compounds of the word bagh, including Baghlan and Bagram in Afghanistan, Baghshan in Iran,[16] and Baghdati in Georgia, which likely share the same etymological origins.[17][18]
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|
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A few authors have suggested older origins for the name, in particular the name Bagdadu or Hudadu that existed in Old Babylonian (spelled with a sign that can represent both bag and hu), and the Babylonian Talmudic name of a place called "Baghdatha".[9][19][20] Some scholars suggested Aramaic derivations.[9]
|
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|
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When the Abbasid caliph, Al-Mansur, founded a completely new city for his capital, he chose the name Madinat al-Salaam or City of Peace. This was the official name on coins, weights, and other official usage, although the common people continued to use the old name.[21][22][unreliable source?] By the 11th century, "Baghdad" became almost the exclusive name for the world-renowned metropolis.
|
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|
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After the fall of the Umayyads, the first Muslim dynasty, the victorious Abbasid rulers wanted their own capital from which they could rule. They chose a site north of the Sassanid capital of Ctesiphon (and also just north of where ancient Babylon had once stood), and on 30 July 762[23] the caliph Al-Mansur commissioned the construction of the city. It was built under the supervision of the Barmakids.[24] Mansur believed that Baghdad was the perfect city to be the capital of the Islamic empire under the Abbasids. Mansur loved the site so much he is quoted saying: "This is indeed the city that I am to found, where I am to live, and where my descendants will reign afterward".[25]
|
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The city's growth was helped by its excellent location, based on at least two factors: it had control over strategic and trading routes along the Tigris, and it had an abundance of water in a dry climate. Water exists on both the north and south ends of the city, allowing all households to have a plentiful supply, which was very uncommon during this time. The city of Baghdad soon became so large that it had to be divided into three judicial districts: Madinat al-Mansur (the Round City), al-Sharqiyya (Karkh) and Askar al-Mahdi (on the West Bank).[26]
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Baghdad eclipsed Ctesiphon, the capital of the Sassanians, which was located some 30 km (19 mi) to the southeast. Today, all that remains of Ctesiphon is the shrine town of Salman Pak, just to the south of Greater Baghdad. Ctesiphon itself had replaced and absorbed Seleucia, the first capital of the Seleucid Empire, which had earlier replaced the city of Babylon.
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According to the traveler Ibn Battuta, Baghdad was one of the largest cities, not including the damage it has received. The residents are mostly Hanbal. Baghdad is also home to the grave of Abu Hanifa where there is a cell and a mosque above it. The Sultan of Baghdad, Abu Said Bahadur Khan, was a Tatar king who embraced Islam.[27]
|
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In its early years, the city was known as a deliberate reminder of an expression in the Qur'an, when it refers to Paradise.[28] It took four years to build (764–768). Mansur assembled engineers, surveyors, and art constructionists from around the world to come together and draw up plans for the city. Over 100,000 construction workers came to survey the plans; many were distributed salaries to start the building of the city.[29] July was chosen as the starting time because two astrologers, Naubakht Ahvazi and Mashallah, believed that the city should be built under the sign of the lion, Leo.[30] Leo is associated with fire and symbolises productivity, pride, and expansion.
|
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The bricks used to make the city were 18 inches (460 mm) on all four sides. Abu Hanifah was the counter of the bricks and he developed a canal, which brought water to the work site for both human consumption and the manufacture of the bricks. Marble was also used to make buildings throughout the city, and marble steps led down to the river's edge.
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The basic framework of the city consists of two large semicircles about 19 km (12 mi) in diameter. The city was designed as a circle about 2 km (1.2 mi) in diameter, leading it to be known as the "Round City". The original design shows a single ring of residential and commercial structures along the inside of the city walls, but the final construction added another ring inside the first.[31] Within the city there were many parks, gardens, villas, and promenades.[32] In the center of the city lay the mosque, as well as headquarters for guards. The purpose or use of the remaining space in the center is unknown. The circular design of the city was a direct reflection of the traditional Persian Sasanian urban design. The Sasanian city of Gur in Fars, built 500 years before Baghdad, is nearly identical in its general circular design, radiating avenues, and the government buildings and temples at the centre of the city. This style of urban planning contrasted with Ancient Greek and Roman urban planning, in which cities are designed as squares or rectangles with streets intersecting each other at right angles.
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The four surrounding walls of Baghdad were named Kufa, Basra, Khurasan, and Syria; named because their gates pointed in the directions of these destinations. The distance between these gates was a little less than 2.4 km (1.5 mi). Each gate had double doors that were made of iron; the doors were so heavy it took several men to open and close them. The wall itself was about 44 m thick at the base and about 12 m thick at the top. Also, the wall was 30 m high, which included merlons, a solid part of an embattled parapet usually pierced by embrasures. This wall was surrounded by another wall with a thickness of 50 m. The second wall had towers and rounded merlons, which surrounded the towers. This outer wall was protected by a solid glacis, which is made out of bricks and quicklime. Beyond the outer wall was a water-filled moat.[citation needed]
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The Golden Gate Palace, the residence of the caliph and his family, was in the middle of Baghdad, in the central square. In the central part of the building, there was a green dome that was 39 m high. Surrounding the palace was an esplanade, a waterside building, in which only the caliph could come riding on horseback. In addition, the palace was near other mansions and officer's residences. Near the Gate of Syria, a building served as the home for the guards. It was made of brick and marble. The palace governor lived in the latter part of the building and the commander of the guards in the front. In 813, after the death of caliph Al-Amin, the palace was no longer used as the home for the caliph and his family.[33]
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The roundness points to the fact that it was based on Arabic script.[34][35] The two designers who were hired by Al-Mansur to plan the city's design were Naubakht, a Zoroastrian who also determined that the date of the foundation of the city would be astrologically auspicious, and Mashallah, a Jew from Khorasan, Iran.[36]
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Within a generation of its founding, Baghdad became a hub of learning and commerce. The city flourished into an unrivaled intellectual center of science, medicine, philosophy, and education, especially with the Abbasid Translation Movement began under the second caliph Al-Mansur and thrived under the seventh caliph Al-Ma'mun.[37] Baytul-Hikmah or the "House of Wisdom" was among the most well known academies,[38] and had the largest selection of books in the world by the middle of the 9th century.[citation needed] Notable scholars based in Baghdad during this time include translator Hunayn ibn Ishaq, mathematician al-Khwarizmi, and philosopher Al-Kindi.[38] Although Arabic was used as the international language of science, the scholarship involved not only Arabs, but also Persians, Syriacs,[39] Nestorians, Jews, Arab Christians,[40][41] and people from other ethnic and religious groups native to the region.[42][43][44][45][46] These are considered among the fundamental elements that contributed to the flourishing of scholarship in the Medieval Islamic world.[47][48][49] Baghdad was also a significant center of Islamic religious learning, with Al-Jahiz contributing to the formation of Mu'tazili theology, as well as Al-Tabari culminating the scholarship on the Quranic exegesis.[37] Baghdad was likely the largest city in the world from shortly after its foundation until the 930s, when it tied with Córdoba.[50]
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Several estimates suggest that the city contained over a million inhabitants at its peak.[51] Many of the One Thousand and One Nights tales, widely known as the Arabian Nights, are set in Baghdad during this period.
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Among the notable features of Baghdad during this period were its exceptional libraries. Many of the Abbasid caliphs were patrons of learning and enjoyed collecting both ancient and contemporary literature. Although some of the princes of the previous Umayyad dynasty had begun to gather and translate Greek scientific literature, the Abbasids were the first to foster Greek learning on a large scale. Many of these libraries were private collections intended only for the use of the owners and their immediate friends, but the libraries of the caliphs and other officials soon took on a public or a semi-public character.[52] Four great libraries were established in Baghdad during this period. The earliest was that of the famous Al-Ma'mun, who was caliph from 813 to 833. Another was established by Sabur ibn Ardashir in 991 or 993 for the literary men and scholars who frequented his academy.[52] Unfortunately, this second library was plundered and burned by the Seljuks only seventy years after it was established. This was a good example of the sort of library built up out of the needs and interests of a literary society.[52] The last two were examples of madrasa or theological college libraries. The Nezamiyeh was founded by the Persian Nizam al-Mulk, who was vizier of two early Seljuk sultans.[52] It continued to operate even after the coming of the Mongols in 1258. The Mustansiriyah madrasa, which owned an exceedingly rich library, was founded by Al-Mustansir, the second last Abbasid caliph, who died in 1242.[52] This would prove to be the last great library built by the caliphs of Baghdad.
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By the 10th century, the city's population was between 1.2 million[53] and 2 million.[54] Baghdad's early meteoric growth eventually slowed due to troubles within the Caliphate, including relocations of the capital to Samarra (during 808–819 and 836–892), the loss of the western and easternmost provinces, and periods of political domination by the Iranian Buwayhids (945–1055) and Seljuk Turks (1055–1135).
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The Seljuks were a clan of the Oghuz Turks from Central Asia that converted to the Sunni branch of Islam. In 1040, they destroyed the Ghaznavids, taking over their land and in 1055, Tughril Beg, the leader of the Seljuks, took over Baghdad. The Seljuks expelled the Buyid dynasty of Shiites that had ruled for some time and took over power and control of Baghdad. They ruled as Sultans in the name of the Abbasid caliphs (they saw themselves as being part of the Abbasid regime). Tughril Beg saw himself as the protector of the Abbasid Caliphs.[55]
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Sieges and wars in which Baghdad was involved are listed below:
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In 1058, Baghdad was captured by the Fatimids under the Turkish general Abu'l-Ḥārith Arslān al-Basasiri, an adherent of the Ismailis along with the 'Uqaylid Quraysh.[56] Not long before the arrival of the Saljuqs in Baghdad, al-Basasiri petitioned to the Fatimid Imam-Caliph al-Mustansir to support him in conquering Baghdad on the Ismaili Imam's behalf. It has recently come to light that the famed Fatimid da'i, al-Mu'ayyad al-Shirazi, had a direct role in supporting al-Basasiri and helped the general to succeed in taking Mawṣil, Wāsit and Kufa. Soon after,[57] by December 1058, a Shi'i adhān (call to prayer) was implemented in Baghdad and a khutbah (sermon) was delivered in the name of the Fatimid Imam-Caliph.[57] Despite his Shi'i inclinations, Al-Basasiri received support from Sunnis and Shi'is alike, for whom opposition to the Saljuq power was a common factor.[58]
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On 10 February 1258, Baghdad was captured by the Mongols led by Hulegu, a grandson of Chingiz Khan (Genghis Khan), during the siege of Baghdad.[59] Many quarters were ruined by fire, siege, or looting. The Mongols massacred most of the city's inhabitants, including the caliph Al-Musta'sim, and destroyed large sections of the city. The canals and dykes forming the city's irrigation system were also destroyed. During this time, in Baghdad, Christians and Shia were tolerated, while Sunnis were treated as enemies.[60] The sack of Baghdad put an end to the Abbasid Caliphate.[61] It has been argued that this marked an end to the Islamic Golden Age and served a blow from which Islamic civilisation never fully recovered.[62]
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At this point, Baghdad was ruled by the Ilkhanate, a breakaway state of the Mongol Empire, ruling from Iran. In 1401, Baghdad was again sacked, by the Central Asian Turkic conqueror Timur ("Tamerlane").[63] When his forces took Baghdad, he spared almost no one, and ordered that each of his soldiers bring back two severed human heads.[64] Baghdad became a provincial capital controlled by the Mongol Jalayirid (1400–1411), Turkic Kara Koyunlu (1411–1469), Turkic Ak Koyunlu (1469–1508), and the Iranian Safavid (1508–1534) dynasties.
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In 1534, Baghdad was captured by the Ottoman Turks. Under the Ottomans, Baghdad continued into a period of decline, partially as a result of the enmity between its rulers and Iranian Safavids, which did not accept the Sunni control of the city. Between 1623 and 1638, it returned to Iranian rule before falling back into Ottoman hands. Baghdad has suffered severely from visitations of the plague and cholera,[65] and sometimes two-thirds of its population has been wiped out.[66]
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For a time, Baghdad had been the largest city in the Middle East. The city saw relative revival in the latter part of the 18th century, under a Mamluk government. Direct Ottoman rule was reimposed by Ali Rıza Pasha in 1831. From 1851 to 1852 and from 1861 to 1867, Baghdad was governed, under the Ottoman Empire by Mehmed Namık Pasha.[67] The Nuttall Encyclopedia reports the 1907 population of Baghdad as 185,000.
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Baghdad Eyalet in 1609 CE.
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Baghdad Vilayet in 1900 CE.
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Souk in Baghdad, 1876 CE.
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Baghdad and southern Iraq remained under Ottoman rule until 1917, when captured by the British during World War I. In 1920, Baghdad became the capital of the British Mandate of Mesopotamia with several architectural and planning projects commissioned to reinforce this administration.[68] After receiving independence in 1932, the capital of the Kingdom of Iraq. The city's population grew from an estimated 145,000 in 1900 to 580,000 in 1950. During the Mandate, Baghdad's substantial Jewish community comprised a quarter of the city's population.[69] On 1 April 1941, members of the "Golden Square" and Rashid Ali staged a coup in Baghdad. Rashid Ali installed a pro-German and pro-Italian government to replace the pro-British government of Regent Abdul Ilah. On 31 May, after the resulting Anglo-Iraqi War and after Rashid Ali and his government had fled, the Mayor of Baghdad surrendered to British and Commonwealth forces. On 14 July 1958, members of the Iraqi Army, under Abd al-Karim Qasim, staged a coup to topple the Kingdom of Iraq. King Faisal II, former Prime Minister Nuri as-Said, former Regent Prince 'Abd al-Ilah, members of the royal family, and others were brutally killed during the coup. Many of the victim's bodies were then dragged through the streets of Baghdad.
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During the 1970s, Baghdad experienced a period of prosperity and growth because of a sharp increase in the price of petroleum, Iraq's main export. New infrastructure including modern sewerage, water, and highway facilities were built during this period. The masterplans of the city (1967, 1973) were delivered by the Polish planning office Miastoprojekt-Kraków, mediated by Polservice.[70] However, the Iran–Iraq War of the 1980s was a difficult time for the city, as money was diverted by Saddam Hussein to the army and thousands of residents were killed. Iran launched a number of missile attacks against Baghdad in retaliation for Saddam Hussein's continuous bombardments of Tehran's residential districts. In 1991 and 2003, the Gulf War and the 2003 invasion of Iraq caused significant damage to Baghdad's transportation, power, and sanitary infrastructure as the US-led coalition forces launched massive aerial assaults in the city in the two wars. Also in 2003, the minor riot in the city (which took place on 21 July) caused some disturbance in the population. The historic "Assyrian Quarter" of the city, Dora, which boasted a population of 150,000 Assyrians in 2003, made up over 3% of the capital's Assyrian population then. The community has been subject to kidnappings, death threats, vandalism, and house burnings by Al-Qaeda and other insurgent groups. As of the end of 2014, only 1,500 Assyrians remained in Dora.[71]
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Points of interest include the National Museum of Iraq whose collection of artifacts was looted during the 2003 invasion, and the iconic Hands of Victory arches. Multiple Iraqi parties are in discussions as to whether the arches should remain as historical monuments or be dismantled. Thousands of ancient manuscripts in the National Library were destroyed under Saddam's command.
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Mutanabbi Street is located near the old quarter of Baghdad; at Al Rasheed Street. It is the historic center of Baghdadi book-selling, a street filled with bookstores and outdoor book stalls. It was named after the 10th-century classical Iraqi poet Al-Mutanabbi.[72] This street is well established for bookselling and has often been referred to as the heart and soul of the Baghdad literacy and intellectual community.
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The zoological park used to be the largest in the Middle East. Within eight days following the 2003 invasion, however, only 35 of the 650 animals in the facility survived. This was a result of theft of some animals for human food, and starvation of caged animals that had no food. South African Lawrence Anthony and some of the zoo keepers cared for the animals and fed the carnivores with donkeys they had bought locally.[73][74] Eventually, Paul Bremer, Director of the Coalition Provisional Authority in Iraq from 11 May 2003 to 28 June 2004 ordered protection of the zoo and U.S. engineers helped to reopen the facility.[73]
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Grand Festivities Square is the main square where public celebrations are held and is also the home to three important monuments commemorating Iraqi's fallen soldiers and victories in war; namely Al-Shaheed Monument, the Victory Arch and the Unknown Soldier's Monument.[75]
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Al-Shaheed Monument, also known as the Martyr's Memorial, is a monument dedicated to the Iraqi soldiers who died in the Iran–Iraq War. However, now it is generally considered by Iraqis to be for all of the martyrs of Iraq, especially those allied with Iran and Syria fighting ISIS, not just of the Iran–Iraq War. The monument was opened in 1983, and was designed by the Iraqi architect Saman Kamal and the Iraqi sculptor and artist Ismail Fatah Al Turk. During the 1970s and 1980s, Saddam Hussein's government spent a lot of money on new monuments, which included the al-Shaheed Monument.[76]
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Al-Shaheed, (Martyr's Monument), Zawra Park, Baghdad
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The Victory Arch (officially known as the Swords of Qādisīyah
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Qushla or Qishla is a public square and the historical complex located in Rusafa neighborhood at the riverbank of Tigris. Qushla and its surroundings is where the historical features and cultural capitals of Baghdad are concentrated, from the Mutanabbi Street, Abbasid-era palace and bridges, Ottoman-era mosques to the Mustansariyah Madrasa. The square developed during the Ottoman era as a military barracks. Today, it is a place where the citizens of Baghdad find leisure such as reading poetry in gazebos.[77] It is characterized by the iconic clock tower which was donated by George V. The entire area is submitted to the UNESCO World Heritage Site Tentative list.[78]
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Firdos Square is a public open space in Baghdad and the location of two of the best-known hotels, the Palestine Hotel and the Sheraton Ishtar, which are both also the tallest buildings in Baghdad.[84] The square was the site of the statue of Saddam Hussein that was pulled down by U.S. coalition forces in a widely televised event during the 2003 invasion of Iraq.
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Administratively, Baghdad Governorate is divided into districts which are further divided into sub-districts. Municipally, the governorate is divided into 9 municipalities, which have responsibility for local issues. Regional services, however, are coordinated and carried out by a mayor who oversees the municipalities. There is no single city council that singularly governs Baghdad at a municipal level. The governorate council is responsible for the governorate-wide policy. These official subdivisions of the city served as administrative centres for the delivery of municipal services but until 2003 had no political function. Beginning in April 2003, the U.S. controlled Coalition Provisional Authority (CPA) began the process of creating new functions for these. The process initially focused on the election of neighbourhood councils in the official neighbourhoods, elected by neighbourhood caucuses. The CPA convened a series of meetings in each neighbourhood to explain local government, to describe the caucus election process and to encourage participants to spread the word and bring friends, relatives and neighbours to subsequent meetings. Each neighbourhood process ultimately ended with a final meeting where candidates for the new neighbourhood councils identified themselves and asked their neighbours to vote for them. Once all 88 (later increased to 89) neighbourhood councils were in place, each neighbourhood council elected representatives from among their members to serve on one of the city's nine district councils. The number of neighbourhood representatives on a district council is based upon the neighbourhood's population. The next step was to have each of the nine district councils elect representatives from their membership to serve on the 37 member Baghdad City Council. This three tier system of local government connected the people of Baghdad to the central government through their representatives from the neighbourhood, through the district, and up to the city council. The same process was used to provide representative councils for the other communities in Baghdad Province outside of the city itself. There, local councils were elected from 20 neighbourhoods (Nahia) and these councils elected representatives from their members to serve on six district councils (Qada). As within the city, the district councils then elected representatives from among their members to serve on the 35 member Baghdad Regional Council. The first step in the establishment of the system of local government for Baghdad Province was the election of the Baghdad Provincial Council. As before, the representatives to the Provincial Council were elected by their peers from the lower councils in numbers proportional to the population of the districts they represent. The 41 member Provincial Council took office in February 2004 and served until national elections held in January 2005, when a new Provincial Council was elected. This system of 127 separate councils may seem overly cumbersome; however, Baghdad Province is home to approximately seven million people. At the lowest level, the neighbourhood councils, each council represents an average of 75,000 people. The nine District Advisory Councils (DAC) are as follows:[85]
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The nine districts are subdivided into 89 smaller neighborhoods which may make up sectors of any of the districts above. The following is a selection (rather than a complete list) of these neighborhoods:
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The city is located on a vast plain bisected by the Tigris river. The Tigris splits Baghdad in half, with the eastern half being called "Risafa" and the Western half known as "Karkh". The land on which the city is built is almost entirely flat and low-lying, being of alluvial origin due to the periodic large floods which have occurred on the river.
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Baghdad has a hot desert climate (Köppen BWh), featuring extremely hot, prolonged, dry summers and mild to cool, slightly wet, short winters. In the summer, from June through August, the average maximum temperature is as high as 44 °C (111 °F) and accompanied by sunshine. Rainfall has been recorded on fewer than half a dozen occasions at this time of year and has never exceeded 1 millimetre (0.04 in).[93] Even at night, temperatures in summer are seldom below 24 °C (75 °F). Baghdad's record highest temperature of 51 degrees Celsius (124 degrees Fahrenheit) was reached in July 2015.[94] The humidity is typically under 50% in summer due to Baghdad's distance from the marshy southern Iraq and the coasts of Persian Gulf, and dust storms from the deserts to the west are a normal occurrence during the summer.
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Winter temperatures are typical of hot desert climates. From December through February, Baghdad has maximum temperatures averaging 15.5 to 18.5 °C (59.9 to 65.3 °F), though highs above 21 °C (70 °F) are not unheard of. Lows below freezing occur a couple of times per year on average.[95]
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Annual rainfall, almost entirely confined to the period from November through March, averages approximately 150 mm (5.91 in), but has been as high as 338 mm (13.31 in) and as low as 37 mm (1.46 in).[96] On 11 January 2008, light snow fell across Baghdad for the first time in 100 years.[97] Snowfall was again reported on 11 February 2020, with accumulations across the city.[98]
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Baghdad's population was estimated at 7.22 million in 2015. The city historically had a predominantly Sunni population, but by the early 21st century around 82% of the city's population were Iraqi Shi'ites. At the beginning of the 21st century, some 1.5 million people migrated to Baghdad, most of them Shiites and a few Sunnis. Sunni Muslims make up 23% of Iraq's population and they are still a majority in west and north Iraq. As early as 2003, about 20 percent of the population of the city was the result of mixed marriages between Shi'ites and Sunnis: they are often referred to as "Sushis".[102] Following the sectarian violence in Iraq between the Sunni and Shia militia groups during the U.S. occupation of Iraq, the city's population became overwhelmingly Shia. Despite the government's promise to resettle Sunnis displaced by the violence, little has been done to bring this about. The Iraqi Civil War following ISIS' invasion in 2014 caused hundreds of thousands of Iraqi internally displaced people to flee to the city. The city has Sunni, Shia, Assyrian/Chaldean/Syriacs, Armenians and mixed neighborhoods. The city was also home to a large Jewish community and regularly visited by Sikh pilgrims.
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Baghdad accounts for 22.2 per cent of Iraq's population and 40 per cent of the country's gross domestic product (PPP). Iraqi Airways, the national airline of Iraq, has its headquarters on the grounds of Baghdad International Airport in Baghdad.[103]
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Most Iraqi reconstruction efforts have been devoted to the restoration and repair of badly damaged urban infrastructure. More visible efforts at reconstruction through private development, like architect and urban designer Hisham N. Ashkouri's Baghdad Renaissance Plan and the Sindbad Hotel Complex and Conference Center have also been made.[104] A plan was proposed by a Government agency to rebuild a tourist island in 2008.[105] In late 2009, a construction plan was proposed to rebuild the heart of Baghdad, but the plan was never realized because corruption was involved in it.[106]
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The Baghdad Eye, a 198 m (650 ft) tall Ferris wheel, was proposed for Baghdad in August 2008. At that time, three possible locations had been identified, but no estimates of cost or completion date were given.[107][108][109][110] In October 2008, it was reported that Al-Zawraa Park was expected to be the site,[111] and a 55 m (180 ft) wheel was installed there in March 2011.[112]
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Iraq's Tourism Board is also seeking investors to develop a "romantic" island on the River Tigris in Baghdad that was once a popular honeymoon spot for newlywed Iraqis. The project would include a six-star hotel, spa, an 18-hole golf course and a country club. In addition, the go-ahead has been given to build numerous architecturally unique skyscrapers along the Tigris that would develop the city's financial centre in Kadhehemiah.[107]
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In October 2008, the Baghdad Metro resumed service. It connects the center to the southern neighborhood of Dora.
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In May 2010, a new residential and commercial project nicknamed Baghdad Gate was announced.[113] This project not only addresses the urgent need for new residential units in Baghdad but also acts as a real symbol of progress in the war torn city, as Baghdad has not seen projects of this scale for decades.[114]
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The Mustansiriya Madrasah was established in 1227 by the Abbasid Caliph al-Mustansir. The name was changed to Al-Mustansiriya University in 1963. The University of Baghdad is the largest university in Iraq and the second largest in the Arab world. Prior to the Gulf War, multiple international schools operated in Baghdad, including:
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Baghdad has always played a significant role in the broader Arab cultural sphere, contributing several significant writers, musicians and visual artists. Famous Arab poets and singers such as Nizar Qabbani, Umm Kulthum, Fairuz, Salah Al-Hamdani, Ilham al-Madfai and others have performed for the city. The dialect of Arabic spoken in Baghdad today differs from that of other large urban centres in Iraq, having features more characteristic of nomadic Arabic dialects (Versteegh, The Arabic Language). It is possible that this was caused by the repopulating of the city with rural residents after the multiple sackings of the late Middle Ages. For poetry written about Baghdad, see Reuven Snir (ed.), Baghdad: The City in Verse (Harvard, 2013)[118] Baghdad joined the UNESCO Creative Cities Network as a City of Literature in December 2015.[119]
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Some of the important cultural institutions in the city include the National Theater, which was looted during the 2003 invasion of Iraq, but efforts are underway to restore the theatre.[120] The live theatre scene received a boost during the 1990s, when UN sanctions limited the import of foreign films. As many as 30 movie theatres were reported to have been converted to live stages, producing a wide range of comedies and dramatic productions.[121] Institutions offering cultural education in Baghdad include The Music and Ballet School of Baghdad and the Institute of Fine Arts Baghdad. The Iraqi National Symphony Orchestra is a government funded symphony orchestra in Baghdad. The INSO plays primarily classical European music, as well as original compositions based on Iraqi and Arab instruments and music. Baghdad is also home to a number of museums which housed artifacts and relics of ancient civilization; many of these were stolen, and the museums looted, during the widespread chaos immediately after United States forces entered the city.
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During the 2003 occupation of Iraq, AFN Iraq ("Freedom Radio") broadcast news and entertainment within Baghdad, among other locations. There is also a private radio station called "Dijlah" (named after the Arabic word for the Tigris River) that was created in 2004 as Iraq's first independent talk radio station. Radio Dijlah offices, in the Jamia neighborhood of Baghdad, have been attacked on several occasions.[122]
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Priceless collection of artifacts in the National Museum of Iraq was looted during the 2003 US-led invasion. Thousands of ancient manuscripts in the National Library were destroyed under Saddam's command and because of neglect by the occupying coalition forces.[123]
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Baghdad is home to some of the most successful football (soccer) teams in Iraq, the biggest being Al-Shorta (Police), Al-Quwa Al-Jawiya (Airforce club), Al-Zawra'a, and Talaba (Students). The largest stadium in Baghdad is Al-Shaab Stadium, which was opened in 1966. The city has also had a strong tradition of horse racing ever since World War I, known to Baghdadis simply as 'Races'. There are reports of pressures by the Islamists to stop this tradition due to the associated gambling.[citation needed]
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Rosh Hashanah (Hebrew: רֹאשׁ הַשָּׁנָה), literally meaning "head [of] the year", is the Jewish New Year. The biblical name for this holiday is Yom Teruah (יוֹם תְּרוּעָה), literally "day of shouting or blasting". It is the first of the Jewish High Holy Days (יָמִים נוֹרָאִים Yamim Nora'im. "Days of Awe") specified by Leviticus 23:23–32 that occur in the early autumn of the Northern Hemisphere.
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Rosh Hashanah is a two-day celebration that begins on the first day of Tishrei, which is the seventh month of the ecclesiastical year. In contrast to the ecclesiastical year, where the first month Nisan, the Passover month, marks Israel's exodus from Egypt, Rosh Hashanah marks the beginning of the civil year, according to the teachings of Judaism, and is the traditional anniversary of the creation of Adam and Eve, the first man and woman according to the Hebrew Bible, and the inauguration of humanity's role in God's world. According to one secular opinion, the holiday owes its timing to the beginning of the economic year in Southwest Asia and Northeast Africa, marking the start of the agricultural cycle.[2]
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Rosh Hashanah customs include sounding the shofar (a cleaned-out ram's horn), as prescribed in the Torah, following the prescription of the Hebrew Bible to "raise a noise" on Yom Teruah. Its rabbinical customs include attending synagogue services and reciting special liturgy about teshuva, as well as enjoying festive meals. Eating symbolic foods is now a tradition, such as apples dipped in honey, hoping to evoke a sweet new year.
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"Rosh" is the Hebrew word for "head", "ha" is the definite article ("the"), and "shanah" means year. Thus "Rosh HaShanah" means 'head [of] the year', referring to the Jewish day of new year.[3][4]
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The term "Rosh Hashanah" in its current meaning does not appear in the Torah. Leviticus 23:24 refers to the festival of the first day of the seventh month as zikhron teru'ah ("a memorial of blowing [of horns]"); it is also referred to in the same part of Leviticus as 'שַׁבַּת שַׁבָּתוֹן' (shabbat shabbaton) or ultimate Sabbath or meditative rest day, and a "holy day to God". These same words are commonly used in the Psalms to refer to the anointed days. Numbers 29:1 calls the festival yom teru'ah ("day of blowing [the horn]"). The term rosh hashanah appears once in the Bible (Ezekiel 40:1), where it has a different meaning: either generally the time of the "beginning of the year", or possibly a reference to Yom Kippur,[5] or to the month of Nisan.[6][7]
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In the Jewish prayer-books (i.e. the Siddur and Machzor), Rosh Hashanah is also called Yom Hazikaron (the day of remembrance),[4] not to be confused with the modern Israeli remembrance day of the same name.
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Rosh Hashanah marks the start of a new year in the Hebrew calendar (one of four "new year" observances that define various legal "years" for different purposes as explained in the Mishnah and Talmud).[4] It is the new year for people, animals, and legal contracts. The Mishnah also sets this day aside as the new year for calculating calendar years, shmita and yovel years. Rosh Hashanah commemorates the creation of man.[8]
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The origin of the Hebrew New Year is connected to the beginning of the economic year in the agricultural societies of the ancient Near East.[2] The New Year was the beginning of the cycle of sowing, growth, and harvest; the harvest was marked by its own set of major agricultural festivals.[2] The Semites generally set the beginning of the new year in autumn, while other ancient civilizations chose spring for that purpose, such as the Persians or Greeks; the primary reason was agricultural in both cases, the time of sowing the seed and bringing in the harvest.[2]
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In Jewish law, four major New Years are observed, each one marking a beginning of sorts. The lunar month Nisan (usually corresponding to the months March–April in the Gregorian calendar) is when a new year is added to the reign of Jewish kings, and it marks the start of the year for the three Jewish pilgrimages.[9] Its injunction is expressly stated in the Hebrew Bible: "This month shall be unto you the beginning of months" (Exo. 12:2). However, ordinary years, Sabbatical years, Jubilees, and dates inscribed on legal deeds and contracts are reckoned differently; such years begin on the first day of the lunar month Tishri (usually corresponding to the months September–October in the Gregorian calendar). Their injunction is expressly stated in the Hebrew Bible: "Three times in the year you shall keep a feast unto me… the feast of unleavened bread (Passover)… the feast of harvest (Shavuot)… and the feast of ingathering (Sukkot) which is at the departing of the year" (Exo. 23:14–16). "At the departing of the year" implies that the new year begins here.[10]
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The reckoning of Tishri as the beginning of the Jewish year began with the early Egyptians and was preserved by the Hebrew nation,[11] being also alluded to in the Hebrew Bible (Genesis 7:11) when describing the Great Deluge at the time of Noah. This began during the "second month" (Marheshvan) counting from Tishri, a view that has largely been accepted by the Sages of Israel.[12]
|
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The Mishnah contains the second known reference to Rosh Hashanah as the "day of judgment" (Yom haDin).[13] In the Talmud tractate on Rosh Hashanah, it states that three books of account are opened on Rosh Hashanah, wherein the fate of the wicked, the righteous, and those of the intermediate class are recorded. The names of the righteous are immediately inscribed in the book of life and they are sealed "to live". The intermediate class is allowed a respite of ten days, until Yom Kippur, to reflect, repent and become righteous;[14] the wicked are "blotted out of the book of the living forever".[15]
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Some midrashic descriptions depict God as sitting upon a throne, while books containing the deeds of all humanity are opened for review, and each person passes in front of Him for evaluation of his or her deeds.
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"The Holy One said, 'on Rosh Hashanah recite before Me [verses of] Sovereignty, Remembrance, and Shofar blasts (malchiyot, zichronot, shofrot): Sovereignty so that you should make Me your King; Remembrance so that your remembrance should rise up before Me. And through what? Through the Shofar.' (Rosh Hashanah 16a, 34b)"[16] This is reflected in the prayers composed by the classical rabbinic sages for Rosh Hashanah found in all machzorim where the theme of the prayers is the strongest theme is the "coronation" of God as King of the universe in preparation for the acceptance of judgments that will follow on that day, symbolized as "written" into a Divine book of judgments, that then hang in the balance for ten days waiting for all to repent, then they will be "sealed" on Yom Kippur. The assumption is that everyone was sealed for life and therefore the next festival is Sukkot (Tabernacles) that is referred to as "the time of our joy" (z'man simchateinu).
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The best-known ritual of Rosh Hashanah is the blowing of the shofar, a musical instrument made from an animal horn. The shofar is blown at various instances during the Rosh Hashanah prayers, with a total of 100 blasts over the day.[17]
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While the blowing of the shofar is a Biblical statute, it is also a symbolic “wake-up call,” stirring Jews to mend their ways and repent. The shofar blasts call out: “Sleepers, wake up from your slumber! Examine your ways and repent and remember your Creator.”[18]
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On Rosh Hashanah day, religious poems, called piyyutim, are added to the regular services. A special prayer book, the mahzor, is used on Rosh Hashanah and Yom Kippur (plural mahzorim).[19] A number of additions are made to the regular service, most notably an extended repetition of the Amidah prayer for both Shacharit and Mussaf. The Shofar is blown during Mussaf at several intervals.[20] (In many synagogues, even little children come and hear the Shofar being blown.) Biblical verses are recited at each point. According to the Mishnah, 10 verses (each) are said regarding kingship, remembrance, and the shofar itself, each accompanied by the blowing of the shofar. A variety of piyyutim, medieval penitential prayers, are recited regarding themes of repentance. The Alenu prayer is recited during the repetition of the Mussaf Amidah.
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The Mussaf Amidah prayer on Rosh Hashanah is unique in that apart from the first and last 3 blessings, it contains 3 central blessings making a total of 9. These blessings are entitled "Malchuyot" (Kingship, and also includes the blessing for the holiness of the day as is in a normal Mussaf), "Zichronot" (Remembrance) and "Shofarot" (concerning the Shofar). Each section contains an introductory paragraph followed by selections of verses about the "topic". The verses are 3 from the Torah, 3 from the Ketuvim, 3 from the Nevi'im, and one more from the Torah. During the repetition of the Amidah, the Shofar is sounded (except on Shabbat) after the blessing that ends each section.[21] Recitation of these three blessings is first recorded in the Mishna,[22] though writings by Philo and possibly even Psalms 81 suggest that the blessings may have been recited on Rosh Hashanah even centuries earlier.[23]
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Rosh Hashanah is preceded by the month of Elul, during which Jews are supposed to begin a self-examination and repentance, a process that culminates in the ten days of the Yamim Nora'im, the Days of Awe, beginning with Rosh Hashanah and ending with the holiday of Yom Kippur.[24][25]
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The shofar is traditionally blown each morning for the entire month of Elul, the month preceding Rosh Hashanah. The sound of the shofar is intended to awaken the listeners from their "slumbers" and alert them to the coming judgment.[26][24]
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The shofar is not blown on Shabbat.[27]
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In the period leading up to Rosh Hashanah, penitential prayers, called selichot, are recited. The Sephardic tradition is to start at the beginning of Elul, while the Ashkenazi practice is to start a few days before Rosh Hashanah.[24]
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The day before Rosh Hashanah day is known as Erev Rosh Hashanah ("Rosh Hashanah eve").[28] It is the 29th day of the Hebrew month of Elul, ending at sundown, when Rosh Hashanah commences. Some communities perform Hatarat nedarim (a nullification of vows) after the morning prayer services.[29] Many Orthodox men immerse in a mikveh in honor of the coming day.[30]
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Rosh Hashanah meals usually include apples dipped in honey to symbolize a sweet new year.[31] Other foods with a symbolic meaning may be served, depending on local minhag ("custom"), such as the head of a fish (to symbolize the prayer "let us be the head and not the tail").[32]
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Many communities hold a "Rosh Hashanah seder" during which blessings are recited over a variety of symbolic dishes.[33][34][35] The blessings have the incipit "Yehi ratzon", meaning "May it be Thy will." In many cases, the name of the food in Hebrew or Aramaic represents a play on words (a pun). The Yehi Ratzon platter may include apples (dipped in honey, baked or cooked as a compote called mansanada); dates; pomegranates; black-eyed peas; pumpkin-filled pastries called rodanchas; leek fritters called keftedes de prasa; beets; and a whole fish with the head intact. It is also common to eat stuffed vegetables called legumbres yaprakes.[36]
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Some of the symbolic foods eaten are dates, black-eyed peas, leek, spinach and gourd, all of which are mentioned in the Talmud:[37] “Let a man be accustomed to eat on New Year's Day gourds (קרא), and fenugreek (רוביא),[38] leeks (כרתי), beet [leaves] (סילקא), and dates ( תמרי).”
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Pomegranates are used in many traditions, to symbolize being fruitful like the pomegranate with its many seeds.[39] The use of apples dipped in honey, symbolizing a sweet year, is a late medieval Ashkenazi addition, though it is now almost universally accepted. Typically, round challah bread is served, to symbolize the cycle of the year.[39][31] From ancient to quite modern age, lamb head or fish head were served. Nowadays, gefilte fish and lekach are commonly served by Ashkenazic Jews on this holiday. On the second night, new fruits are served to warrant inclusion of the shehecheyanu blessing.[32]
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The ritual of tashlikh is performed on the afternoon of the first day of Rosh Hashanah by Ashkenazic and most Sephardic Jews (but not by Spanish & Portuguese Jews or some Yemenites). Prayers are recited near natural flowing water, and one's sins are symbolically cast into the water. Many also have the custom to throw bread or pebbles into the water, to symbolize the "casting off" of sins. In some communities, if the first day of Rosh Hashanah occurs on Shabbat, tashlikh is postponed until the second day. The traditional service for tashlikh is recited individually and includes the prayer "Who is like unto you, O God...And You will cast all their sins into the depths of the sea", and Biblical passages including Isaiah 11:9 ("They will not injure nor destroy in all My holy mountain, for the earth shall be as full of the knowledge of the Lord as the waters cover the sea") and Psalms 118:5–9, Psalms 121 and Psalms 130, as well as personal prayers. Though once considered a solemn individual tradition, it has become an increasingly social ceremony practiced in groups. Tashlikh can be performed any time until Hoshana Rabba, and some Hasidic communities perform Tashlikh on the day before Yom Kippur.[40]
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The Hebrew common greeting on Rosh Hashanah is Shanah Tovah (Hebrew: שנה טובה; pronounced [ʃaˈna toˈva]), which translated from Hebrew means "[have a] good year".[41] Often Shanah Tovah Umetukah (Hebrew: שנה טובה ומתוקה), meaning "[have a] Good and Sweet Year", is used.[42] In Yiddish the greeting is אַ גוט יאָר "a gut yor" ("a good year") or אַ גוט געבענטשט יאָר "a gut gebentsht yor" ("a good blessed year").[41]The formal Sephardic greeting is Tizku Leshanim Rabbot ("may you merit many years"),[43] to which the answer is Ne'imot VeTovot ("pleasant and good ones").
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A more formal greeting commonly used among religiously observant Jews is Ketivah VaChatimah Tovah (Hebrew: כְּתִיבָה וַחֲתִימָה טוֹבָה), which translates as "A good inscription and sealing [in the Book of Life]",[41] or L'shanah tovah tikatevu v'tichatemu meaning "May you be inscribed and sealed for a good year".[42][44] After Rosh Hashanah ends, the greeting is changed to G’mar chatimah tovah (Hebrew: גמר חתימה טובה) meaning "A good final sealing", until Yom Kippur.[41] After Yom Kippur is over, until Hoshana Rabbah, as Sukkot ends, the greeting is Gmar Tov (Hebrew: גְּמָר טוֹב), "a good conclusion".[citation needed]
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Unlike the denominations of Rabbinical Judaism, Karaite Judaism believes the Jewish New Year starts with the first month and celebrate this holiday only as it is mentioned in the Torah, that is as a day of rejoicing and shouting.[45] Additionally, Karaites believe the adoption of the name "Rosh Hashanah" in place of Yom Teruah "is the result of pagan Babylonian influence upon the Jewish nation,[45] that began during the Babylonian exile with the adoption of the Babylonian month names instead of the numbering present in the Torah (Leviticus 23; Numbers 28).[45] Karaites allow no work on the day except what is needed to prepare food (Leviticus 23:23, 24).[46]
|
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|
62 |
+
Samaritans preserve the biblical name of the holiday, Yom Teruah, and do not consider the day to be a New Year's day.[47]
|
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+
|
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+
The Torah defines Rosh Hashanah as a one-day celebration, and since days in the Hebrew calendar begin at sundown, the beginning of Rosh Hashanah is at sundown at the end of 29 Elul. Since the time of the destruction of the Second Temple of Jerusalem in 70 CE and the time of Rabban Yohanan ben Zakkai, normative Jewish law appears to be that Rosh Hashanah is to be celebrated for two days, because of the difficulty of determining the date of the new moon.[5] Nonetheless, there is some evidence that Rosh Hashanah was celebrated on a single day in Israel as late as the thirteenth century CE.[48]
|
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+
|
66 |
+
Orthodox and Conservative Judaism now generally observe Rosh Hashanah for the first two days of Tishrei, even in Israel where all other Jewish holidays dated from the new moon last only one day. The two days of Rosh Hashanah are said to constitute "Yoma Arichtah" (Aramaic: "one long day"). In Reform Judaism, while most congregations in North America observe only the first day of Rosh Hashanah, some follow the traditional two-day observance as a sign of solidarity with other Jews worldwide.[49] Karaite Jews, who do not recognize Rabbinic Jewish oral law and rely on their own understanding of the Torah, observe only one day on the first of Tishrei, since the second day is not mentioned in the Written Torah.[citation needed]
|
67 |
+
|
68 |
+
Originally, the date of Rosh Hashanah was determined based on observation of the new moon, and thus could fall out on any day of the week. However, around the third century CE, the Hebrew calendar was fixed, such that the first day of Rosh Hashanah never falls out on Sunday, Wednesday, or Friday.[50][51]
|
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+
|
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+
Rosh Hashanah occurs 163 days after the first day of Passover. In terms of the Gregorian calendar, the earliest date on which Rosh Hashanah can fall is September 5, as happened in 1842, 1861, 1899 and 2013. The latest Gregorian date that Rosh Hashanah can occur is October 5, as happened in 1815, 1929 and 1967, and will happen again in 2043. After 2089, the differences between the Hebrew calendar and the Gregorian calendar will result in Rosh Hashanah falling no earlier than September 6. Starting in 2214, the new latest date will be October 6.[52]
|
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|
72 |
+
United States, 1900
|
73 |
+
|
74 |
+
Austria, 1904
|
75 |
+
|
76 |
+
United States, 1908
|
77 |
+
|
78 |
+
Germany, 1914
|
79 |
+
|
80 |
+
Tel Aviv, 1927
|
81 |
+
|
82 |
+
Poland, 1931
|
83 |
+
|
84 |
+
Montevideo, 1932
|
85 |
+
|
86 |
+
Israel, 2012
|
87 |
+
|
88 |
+
(federal) = federal holidays, (abbreviation) = state/territorial holidays, (religious) = religious holidays, (cultural) = holiday related to a specific racial/ethnic group or sexual minority, (week) = week-long holidays, (month) = month-long holidays, (36) = Title 36 Observances and Ceremonies
|
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Bold indicates major holidays commonly celebrated in the United States, which often represent the major celebrations of the month.
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en/5181.html.txt
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1 |
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See List of Rosa species
|
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|
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+
A rose is a woody perennial flowering plant of the genus Rosa, in the family Rosaceae, or the flower it bears.[1] There are over three hundred species and tens of thousands of cultivars.[2] They form a group of plants that can be erect shrubs, climbing, or trailing, with stems that are often armed with sharp prickles.[3] Flowers vary in size and shape and are usually large and showy, in colours ranging from white through yellows and reds.[4] Most species are native to Asia, with smaller numbers native to Europe, North America, and northwestern Africa.[5] Species, cultivars and hybrids are all widely grown for their beauty and often are fragrant. Roses have acquired cultural significance in many societies.[6] Rose plants range in size from compact, miniature roses, to climbers that can reach seven meters in height.[7] Different species hybridize easily, and this has been used in the development of the wide range of garden roses.[8]
|
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|
9 |
+
The name rose comes from French, itself from Latin rosa, which was perhaps borrowed from Oscan, from Greek ρόδον rhódon (Aeolic βρόδον wródon), itself borrowed from Old Persian wrd- (wurdi), related to Avestan varəδa, Sogdian ward, Parthian wâr.[9][10]
|
10 |
+
|
11 |
+
The leaves are borne alternately on the stem. In most species they are 5 to 15 centimetres (2.0 to 5.9 in) long, pinnate, with (3–) 5–9 (–13) leaflets and basal stipules; the leaflets usually have a serrated margin, and often a few small prickles on the underside of the stem. Most roses are deciduous but a few (particularly from Southeast Asia) are evergreen or nearly so.
|
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+
|
13 |
+
The flowers of most species have five petals, with the exception of Rosa sericea, which usually has only four. Each petal is divided into two distinct lobes and is usually white or pink, though in a few species yellow or red. Beneath the petals are five sepals (or in the case of some Rosa sericea, four). These may be long enough to be visible when viewed from above and appear as green points alternating with the rounded petals. There are multiple superior ovaries that develop into achenes.[11] Roses are insect-pollinated in nature.
|
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|
15 |
+
The aggregate fruit of the rose is a berry-like structure called a rose hip. Many of the domestic cultivars do not produce hips, as the flowers are so tightly petalled that they do not provide access for pollination. The hips of most species are red, but a few (e.g. Rosa pimpinellifolia) have dark purple to black hips. Each hip comprises an outer fleshy layer, the hypanthium, which contains 5–160 "seeds" (technically dry single-seeded fruits called achenes) embedded in a matrix of fine, but stiff, hairs. Rose hips of some species, especially the dog rose (Rosa canina) and rugosa rose (Rosa rugosa), are very rich in vitamin C, among the richest sources of any plant. The hips are eaten by fruit-eating birds such as thrushes and waxwings, which then disperse the seeds in their droppings. Some birds, particularly finches, also eat the seeds.
|
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|
17 |
+
The sharp growths along a rose stem, though commonly called "thorns", are technically prickles, outgrowths of the epidermis (the outer layer of tissue of the stem), unlike true thorns, which are modified stems. Rose prickles are typically sickle-shaped hooks, which aid the rose in hanging onto other vegetation when growing over it. Some species such as Rosa rugosa and Rosa pimpinellifolia have densely packed straight prickles, probably an adaptation to reduce browsing by animals, but also possibly an adaptation to trap wind-blown sand and so reduce erosion and protect their roots (both of these species grow naturally on coastal sand dunes). Despite the presence of prickles, roses are frequently browsed by deer. A few species of roses have only vestigial prickles that have no points.
|
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+
|
19 |
+
The genus Rosa is subdivided into four subgenera:
|
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|
21 |
+
Roses are best known as ornamental plants grown for their flowers in the garden and sometimes indoors. They have been also used for commercial perfumery and commercial cut flower crops. Some are used as landscape plants, for hedging and for other utilitarian purposes such as game cover and slope stabilization.
|
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|
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+
The majority of ornamental roses are hybrids that were bred for their flowers. A few, mostly species roses are grown for attractive or scented foliage (such as Rosa glauca and Rosa rubiginosa), ornamental thorns (such as Rosa sericea) or for their showy fruit (such as Rosa moyesii).
|
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+
|
25 |
+
Ornamental roses have been cultivated for millennia, with the earliest known cultivation known to date from at least 500 BC in Mediterranean countries, Persia, and China.[12] It is estimated that 30 to 35 thousand rose hybrids and cultivars have been bred and selected for garden use as flowering plants.[13] Most are double-flowered with many or all of the stamens having morphed into additional petals.
|
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|
27 |
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In the early 19th century the Empress Josephine of France patronized the development of rose breeding at her gardens at Malmaison. As long ago as 1840 a collection numbering over one thousand different cultivars, varieties and species was possible when a rosarium was planted by Loddiges nursery for Abney Park Cemetery, an early Victorian garden cemetery and arboretum in England.
|
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Roses are a popular crop for both domestic and commercial cut flowers. Generally they are harvested and cut when in bud, and held in refrigerated conditions until ready for display at their point of sale.
|
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+
|
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+
In temperate climates, cut roses are often grown in greenhouses, and in warmer countries they may also be grown under cover in order to ensure that the flowers are not damaged by weather and that pest and disease control can be carried out effectively. Significant quantities are grown in some tropical countries, and these are shipped by air to markets across the world.[14]
|
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+
|
33 |
+
Some kind of roses are artificially coloured using dyed water, like rainbow roses.
|
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+
|
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Rose perfumes are made from rose oil (also called attar of roses), which is a mixture of volatile essential oils obtained by steam distilling the crushed petals of roses. An associated product is rose water which is used for cooking, cosmetics, medicine and religious practices. The production technique originated in Persia and then spread through Arabia and India, and more recently into eastern Europe. In Bulgaria, Iran and Germany, damask roses (Rosa × damascena 'Trigintipetala') are used. In other parts of the world Rosa × centifolia is commonly used. The oil is transparent pale yellow or yellow-grey in colour. 'Rose Absolute' is solvent-extracted with hexane and produces a darker oil, dark yellow to orange in colour. The weight of oil extracted is about one three-thousandth to one six-thousandth of the weight of the flowers; for example, about two thousand flowers are required to produce one gram of oil.
|
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+
|
37 |
+
The main constituents of attar of roses are the fragrant alcohols geraniol and L-citronellol and rose camphor, an odorless solid composed of alkanes, which separates from rose oil.[15] β-Damascenone is also a significant contributor to the scent.
|
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+
|
39 |
+
Rose hips are occasionally made into jam, jelly, marmalade, and soup or are brewed for tea, primarily for their high vitamin C content. They are also pressed and filtered to make rose hip syrup. Rose hips are also used to produce rose hip seed oil, which is used in skin products and some makeup products.[16]
|
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+
|
41 |
+
Rose water has a very distinctive flavour and is used heavily in Middle Eastern, Persian, and South Asian cuisine—especially in sweets such as barfi, baklava, halva, gulab jamun, gumdrops, kanafeh, nougat, and Turkish delight.
|
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+
|
43 |
+
Rose petals or flower buds are sometimes used to flavour ordinary tea, or combined with other herbs to make herbal teas.
|
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+
|
45 |
+
In France, there is much use of rose syrup, most commonly made from an extract of rose petals. In the Indian subcontinent, Rooh Afza, a concentrated squash made with roses, is popular, as are rose-flavoured frozen desserts such as ice cream and kulfi.[17][18]
|
46 |
+
|
47 |
+
Rose flowers are used as food, also usually as flavouring or to add their scent to food.[19] Other minor uses include candied rose petals.[20]
|
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+
|
49 |
+
Rose creams (rose-flavoured fondant covered in chocolate, often topped with a crystallised rose petal) are a traditional English confectionery widely available from numerous producers in the UK.
|
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+
|
51 |
+
Under the American Federal Food, Drug, and Cosmetic Act,[21] there are only certain Rosa species, varieties, and parts are listed as generally recognized as safe (GRAS).
|
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+
|
53 |
+
The rose hip, usually from R. canina, is used as a minor source of vitamin C. The fruits of many species have significant levels of vitamins and have been used as a food supplement. Many roses have been used in herbal and folk medicines. Rosa chinensis has long been used in Chinese traditional medicine. This and other species have been used for stomach problems, and are being investigated for controlling cancer growth.[23] In pre-modern medicine, diarrhodon (Gr διάρροδον, "compound of roses", from ῥόδων, "of roses"[24]) is a name given to various compounds in which red roses are an ingredient.
|
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+
|
55 |
+
The long cultural history of the rose has led to it being used often as a symbol. In ancient Greece, the rose was closely associated with the goddess Aphrodite.[25][26] In the Iliad, Aphrodite protects the body of Hector using the "immortal oil of the rose"[27][25] and the archaic Greek lyric poet Ibycus praises a beautiful youth saying that Aphrodite nursed him "among rose blossoms".[28][25] The second-century AD Greek travel writer Pausanias associates the rose with the story of Adonis and states that the rose is red because Aphrodite wounded herself on one of its thorns and stained the flower red with her blood.[29][25] Book Eleven of the ancient Roman novel The Golden Ass by Apuleius contains a scene in which the goddess Isis, who is identified with Venus, instructs the main character, Lucius, who has been transformed into a donkey, to eat rose petals from a crown of roses worn by a priest as part of a religious procession in order to regain his humanity.[26]
|
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|
57 |
+
Following the Christianization of the Roman Empire, the rose became identified with the Virgin Mary. The color of the rose and the number of roses received has symbolic representation.[30][31][26] The rose symbol eventually led to the creation of the rosary and other devotional prayers in Christianity.[32][26]
|
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+
|
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+
Ever since the 1400s, the Franciscans have had a Crown Rosary of the Seven Joys of the Blessed Virgin Mary.[26] In the 1400s and 1500s, the Carthusians promoted the idea of sacred mysteries associated with the rose symbol and rose gardens.[26] Albrecht Dürer's painting The Feast of the Rosary (1506) depicts the Virgin Mary distributing garlands of roses to her worshippers.[26]
|
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+
|
61 |
+
Roses symbolised the Houses of York and Lancaster in a conflict known as the Wars of the Roses.
|
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+
|
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Roses are a favored subject in art and appear in portraits, illustrations, on stamps, as ornaments or as architectural elements. The Luxembourg-born Belgian artist and botanist Pierre-Joseph Redouté is known for his detailed watercolours of flowers, particularly roses.
|
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+
|
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+
Henri Fantin-Latour was also a prolific painter of still life, particularly flowers including roses. The rose 'Fantin-Latour' was named after the artist.
|
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+
|
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+
Other impressionists including Claude Monet, Paul Cézanne and Pierre-Auguste Renoir have paintings of roses among their works.
|
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+
|
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+
In 1986 President Ronald Reagan signed legislation to make the rose[33] the floral emblem of the United States.[34]
|
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|
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+
Wild roses are host plants for a number of pests and diseases. Many of these affect other plants, including other genera of the Rosaceae.
|
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+
|
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+
Cultivated roses are often subject to severe damage from insect, arachnid and fungal pests and diseases. In many cases they cannot be usefully grown without regular treatment to control these problems.
|
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Rotterdam (/ˈrɒtərdæm/, UK also /ˌrɒtərˈdæm/;[8][9] Dutch: [ˌrɔtərˈdɑm] (listen)) is a city and municipality in the Netherlands. It is in the province of South Holland, at the mouth of the Nieuwe Maas channel leading into the Rhine–Meuse–Scheldt delta at the North Sea. Its history goes back to 1270, when a dam was constructed in the Rotte. In 1340, Rotterdam was granted city rights by the Count of Holland.[10] The Rotterdam–The Hague metropolitan area, with a population of approximately 2.7 million, is the 13th-largest in the European Union and the most populous in the country.
|
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+
|
5 |
+
A major logistic and economic centre, Rotterdam is Europe's largest seaport. In 2020, it had a population of 651,446[11] and is home to over 180 nationalities. Rotterdam is known for its university, riverside setting, lively cultural life, maritime heritage and modern architecture. The near-complete destruction of the city centre in the World War II Rotterdam Blitz has resulted in a varied architectural landscape, including skyscrapers designed by architects such as Rem Koolhaas, Piet Blom and Ben van Berkel.[12][13]
|
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+
|
7 |
+
The Rhine, Meuse and Scheldt give waterway access into the heart of Western Europe, including the highly industrialized Ruhr. The extensive distribution system including rail, roads, and waterways have earned Rotterdam the nicknames "Gateway to Europe" and "Gateway to the World".[14][15][16]
|
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+
|
9 |
+
The settlement at the lower end of the fen stream Rotte (or Rotta, as it was then known, from rot, "muddy" and a, "water", thus "muddy water") dates from at least 900 CE.[citation needed] Around 1150, large floods in the area ended development, leading to the construction of protective dikes and dams, including Schielands Hoge Zeedijk ("Schieland’s High Sea Dike") along the northern banks of the present-day Nieuwe Maas. A dam on the Rotte was built in the 1260s and was located at the present-day Hoogstraat ("High Street").
|
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+
|
11 |
+
On 7 July 1340, Count Willem IV of Holland granted city rights to Rotterdam, whose population then was only a few thousand.[10] Around the year 1350, a shipping canal, the Rotterdamse Schie was completed, which provided Rotterdam access to the larger towns in the north, allowing it to become a local trans-shipment centre between the Netherlands, England and Germany, and to urbanize.[17]
|
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+
|
13 |
+
The port of Rotterdam grew slowly but steadily into a port of importance, becoming the seat of one of the six "chambers" of the Vereenigde Oostindische Compagnie (VOC), the Dutch East India Company.
|
14 |
+
|
15 |
+
The greatest spurt of growth, both in port activity and population, followed the completion of the Nieuwe Waterweg in 1872. The city and harbour started to expand on the south bank of the river. The Witte Huis or White House skyscraper,[18] inspired by American office buildings and built in 1898 in the French Château-style, is evidence of Rotterdam's rapid growth and success. When completed, it was the tallest office building in Europe, with a height of 45 m (147.64 ft).
|
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|
17 |
+
During World War I, the city was the world's largest spy centre because of Dutch neutrality and its strategic location in between Britain, Germany and German-occupied Belgium. Many spies who were arrested and executed in Britain were led by German secret agents operating from Rotterdam. MI6 had its main European office on de Boompjes. From there the British coordinated espionage in Germany and occupied Belgium. During World War I, an average of 25,000 Belgian refugees lived in the city, as well as hundreds of German deserters and escaped Allied prisoners of war.[19]
|
18 |
+
|
19 |
+
During World War II, the German army invaded the Netherlands on 10 May 1940.[20] Adolf Hitler had hoped to conquer the country in just one day, but his forces met unexpectedly fierce resistance. The Dutch army was forced to capitulate on 15 May 1940, following the bombing of Rotterdam on 14 May and the threat of bombing of other Dutch cities.[21][22][23] The heart of Rotterdam was almost completely destroyed by the Luftwaffe. Some 80,000 civilians were made homeless and 900 were killed; a relatively low number due to the fact that many had fled the city because of the warfare and bombing going on in Rotterdam since the start of the invasion three days earlier. The City Hall survived the bombing. Ossip Zadkine later attempted to capture the event with his statue De Verwoeste Stad ('The Destroyed City'). The statue stands near the Leuvehaven, not far from the Erasmusbrug in the centre of the city, on the north shore of the river Nieuwe Maas.
|
20 |
+
|
21 |
+
Rotterdam was gradually rebuilt from the 1950s through to the 1970s. It remained quite windy and open until the city councils from the 1980s on began developing an active architectural policy. Daring and new styles of apartments, office buildings and recreation facilities resulted in a more 'livable' city centre with a new skyline. In the 1990s, the Kop van Zuid was built on the south bank of the river as a new business centre. Rotterdam was voted 2015 European City of the Year by the Academy of Urbanism.[13] A Guardian profile of Rem Koolhaas begins "If you put the last 50 years of architecture in a blender, and spat it out in building-sized chunks across the skyline, you would probably end up with something that looked a bit like Rotterdam."[24]
|
22 |
+
|
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'Rotterdam' is divided into a northern and a southern part by the river Nieuwe Maas, connected by (from west to east): the Beneluxtunnel; the Maastunnel; the Erasmusbrug ('Erasmus Bridge'); a subway tunnel; the Willemsspoortunnel ('Willems railway tunnel'); the Willemsbrug ('Willems Bridge') together with the Koninginnebrug ('Queen's Bridge'); and the Van Brienenoordbrug ('Van Brienenoord Bridge'). The former railway lift bridge De Hef ('the Lift') is preserved as a monument in lifted position between the Noordereiland ('North Island') and the south of Rotterdam.
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The city centre is located on the northern bank of the Nieuwe Maas, although recent urban development has extended the centre to parts of southern Rotterdam known as De Kop van Zuid ('the Head of South', i.e. the northern part of southern Rotterdam). From its inland core, Rotterdam reaches the North Sea by a swathe of predominantly harbour area.
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Built mostly behind dikes, large parts of the Rotterdam are below sea level. For instance, the Prins Alexander Polder in the northeast of Rotterdam extends 6 metres (20 ft) below sea level, or rather below Normaal Amsterdams Peil (NAP) or 'Amsterdam Ordnance Datum'. The lowest point in the Netherlands (6.76 metres (22.2 ft) below NAP) is situated just to the east of Rotterdam, in the municipality of Nieuwerkerk aan den IJssel.
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The Rotte river no longer joins the Nieuwe Maas directly. Since the early 1980s, when the construction of Rotterdam's second subway line interfered with the Rotte's course, its waters have been pumped through a pipe into the Nieuwe Maas via the Boerengat.
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Between the summers of 2003 and 2008, an artificial beach was created at the Boompjeskade along the Nieuwe Maas, between the Erasmus Bridge and the Willems Bridge. Swimming was not possible, digging pits was limited to the height of the layer of sand, about 50 cm (20 in). Alternatively people go the beach of Hoek van Holland (which is a Rotterdam district) or one of the beaches in Zeeland: Renesse or the Zuid Hollandse Eilanden: Ouddorp, Oostvoorne.
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Rotterdam forms the centre of the Rijnmond conurbation, bordering the conurbation surrounding The Hague to the north-west. The two conurbations are close enough to be a single conurbation. They share the Rotterdam The Hague Airport and a light rail system called RandstadRail. Consideration is being given to creating an official Metropolitan region Rotterdam The Hague (Metropoolregio Rotterdam Den Haag), which would have a combined population approaching 2.5 million.
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On its turn, the Rijnmond conurbation is part of the southern wing (the Zuidvleugel) of the Randstad, which is one of the most important economic and densely populated areas in the north-west of Europe. Having a population of 7.1 million, the Randstad is the sixth-largest urban area in Europe (after Moscow, London, Paris, Istanbul, and the Rhein-Ruhr Area). The Zuidvleugel, situated in the province of South Holland, has a population of around 3 million.
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Rotterdam experiences a temperate oceanic climate (Köppen climate classification Cfb) similar to all of the coastal areas in Netherlands. Located near to the coast, its climate is slightly milder than locations further inland. Winters are cool with frequent cold days, while the summers are mild to warm, with occasional hot temperatures. Temperatures above 30 °C are not uncommon during summer, while (night) temperatures can drop below -5 °C during winter for short periods of time, mostly during periods of sustained easterly (continental) winds. The following climate data is from the airport, which is slightly cooler than the city, being surrounded by water canals which make the climate milder and with a higher relative humidity. The city has an urban heat island, especially inside the city centre.[citation needed]
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Rotterdam is diverse, with the demographics differing by neighbourhood. The city centre has a disproportionately high number of single people when compared to other cities, with 70% of the population between the ages of 20 and 40 identifying as single. [28] Those with higher education and higher income live disproportionately in the city centre, as do foreign born citizens. 54% of city centre residents are foreign born, compared to 45% in other parts of the city, while in the city centre 70% of businesses are run by foreign born people. Nonetheless, this is no comment on income, as 80% of homes are rented in the city centre.[29]
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The municipality of Rotterdam is part of the Rotterdam-The Hague Metropolitan Area which, as of 2015, covers an area of 1,130 km2, of which 990 km km2 is land, and has a population of approximately 2,563,197. As of 2019, the municipality itself occupies an area of 325.79 km2, 208.80 km2 of which is land, and is home to 638,751 inhabitants.[30] Its population peaked at 731,564 in 1965, but the dual processes of suburbanization and counterurbanization saw this number steadily decline over the next 2 decades, reaching 560,000 by 1985.[31][32] Although Rotterdam has experienced population growth since then, it has done so at a slower pace than comparable cities in the Netherlands, like Amsterdam, The Hague and Utrecht .[32]
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Rotterdam consists of 14 submunicipalities: Centrum, Charlois (including Heijplaat), Delfshaven, Feijenoord, Hillegersberg-Schiebroek, Hoek van Holland, Hoogvliet, IJsselmonde, Kralingen-Crooswijk, Noord, Overschie, Pernis, and Prins Alexander (the most populous submunicipality with around 85,000 inhabitants). One other area, Rozenburg, does have an official submunicipality status since 18 March 2010.
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The size of the municipality of Rotterdam is the result of the amalgamation of the following former municipalities,[33] some of which now are a submunicipality:
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In the Netherlands, Rotterdam has the highest percentage of foreigners from non-industrialised nations. They form a large part of Rotterdam's multi ethnic and multicultural diversity. 50.3% of the population are of non Dutch origins or have at least one parent born outside the country. There are 80,000 Muslims, constituting 13% of the population.[34] The mayor of Rotterdam, Ahmed Aboutaleb, is of Moroccan descent and is a practicing Muslim. The city is home to the largest Dutch Antillean community. The city also has its own China Town at the West-Kruiskade, close to Rotterdam Centraal.
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Religions in Rotterdam (2013)[35]
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Christianity is the largest religion in Rotterdam, with 31.1% of the population identifying. The second and third largest religions are Islam (13.3%) and Hinduism (3.3%), while about half of the population has no religious affiliation.
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Since 1795 Rotterdam has hosted the chief congregation of the liberal Protestant brotherhood of Remonstrants. From 1955 it has been the see of the bishop of Rotterdam when the Rotterdam diocese was split from the Haarlem diocese. Since 2010 the city is home to the largest mosque in the Netherlands, the Essalam mosque, (capacity 1,500).
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Rotterdam has always been one of the main centres of the shipping industry in the Netherlands. From the Rotterdam Chamber of the VOC, the world's first multinational, established in 1602, to the merchant shipping leader Royal Nedlloyd established in 1970, with its corporate headquarters located in the landmark building the 'Willemswerf' in 1988.[36] In 1997, Nedlloyd merged with the British shipping industry leader P&O forming the third largest merchant shipping company in the world. The Anglo-Dutch P&O Nedlloyd was bought by the Danish giant corporation 'AP Moller Maersk' in 2005 and its Dutch operations are still headquartered in the 'Willemswerf'.
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Nowadays, well-known companies with headquarters in Rotterdam are consumers goods company Unilever, asset management firm Robeco, energy company Eneco, dredging company Van Oord, oil company Shell Downstream, terminal operator Vopak, commodity trading company Vitol and architecture firm Office for Metropolitan Architecture.
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It is also home to the regional headquarters of chemical company LyondellBasell, commodities trading company Glencore, pharmaceutical company Pfizer, logistics companies Stolt-Nielsen, electrical equipment company ABB Group and consumer goods company Procter & Gamble. Furthermore, Rotterdam has the Dutch headquarters of Allianz, Maersk, Petrobras, Samskip, Louis Dreyfus Group, Aon and MP Objects.
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The City of Rotterdam makes use of the services of semi-government companies Roteb and students of Rotterdam Business school RBS (to take care of sanitation, waste management and assorted services) and the Port of Rotterdam Authority (to maintain the Port of Rotterdam). Both these companies were once municipal bodies, now they are autonomous entities, owned by the City.
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Being the largest port and one of the largest cities of the country, Rotterdam attracts many people seeking jobs, especially in the cheap labour segment. The city's unemployment rate is 12%, almost twice the national average.[37]
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Rotterdam is the largest port in Europe, with the rivers Maas and Rhine providing excellent access to the hinterland upstream reaching to Basel, Switzerland and into France. In 2004 Shanghai took over as the world's busiest port. In 2006, Rotterdam was the world's seventh largest container port in terms of twenty-foot equivalent units (TEU) handled.[38]
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The port's main activities are petrochemical industries and general cargo handling and transshipment. The harbour functions as an important transit point for bulk materials between the European continent and overseas. From Rotterdam goods are transported by ship, river barge, train or road. In 2007, the Betuweroute, a new fast freight railway from Rotterdam to Germany, was completed.
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Well-known streets in Rotterdam are the Lijnbaan (the first set of pedestrian streets of the country, opened in 1953), the Hoogstraat, the Coolsingel with the city hall, and the Weena, which runs from the Central Station to the Hofplein (square). A modern shopping venue is the Beurstraverse ("Stock Exchange Traverse"), better known by its informal name 'Koopgoot' ('Buying/Shopping Gutter', after its subterranean position), which crosses the Coolsingel below street level). The Kruiskade is a more upscale shopping street, with retailers like Michael Kors, 7 For All Mankind, Calvin Klein, Hugo Boss, Tommy Hilfiger and the Dutch well known men's clothier Oger. Another upscale shopping venue is a flagship store of department store De Bijenkorf. Located a little more to the east is the Markthal, with lots of small retailers inside. This hall is also one of Rotterdam's famous architectural landmarks.
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The main shopping venue in the south of Rotterdam is Zuidplein, which lies close to Rotterdam Ahoy, an accommodation center for shows, exhibitions, sporting events, concerts and congresses. Another prominent shopping center, called Alexandrium, lies in the east of Rotterdam. It includes a large kitchen and furniture center.
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Rotterdam has one major university, the Erasmus University Rotterdam (EUR), named after one of the city's famous former inhabitants, Desiderius Erasmus. The Woudestein campus houses (among others) Rotterdam School of Management, Erasmus University. In Financial Times' 2005 rankings it placed 29th globally and 7th in Europe. In the 2009 rankings of Masters of Management, the school reached first place with the CEMS Master in Management and a tenth place with its RSM Master in Management.[39] The university is also home to Europe's largest student association, STAR Study Association Rotterdam School of Management, Erasmus University and the world's largest student association, AIESEC, has its international office in the city.
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The Willem de Kooning Academy Rotterdam's main art school, which is part of the Hogeschool Rotterdam. It is regarded as one of the most prestigious art schools in the Netherlands and the number 1 in Advertising and Copywriting. Part of the Willem de Kooning Academy is the Piet Zwart Institute for postgraduate studies and research in Fine Art, Media Design and Retail Design. The Piet Zwart Institute boasts a selective roster of emerging international artists.
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The Hoboken campus of EUR houses the Dijkzigt (general) hospital, the Sophia Hospital (for children), Daniel den Hoed clinic (cancer institute) and the medical department of the University. They are known collectively as the Erasmus Medical Center. This center is ranked third in Europe by CSIC[40] as a hospital, and is also ranked within top 50 universities of the world in the field of medicine (clinical, pre-clinical & health, 2017).[41]
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Three Hogescholen (Universities of applied sciences) exist in Rotterdam. These schools award their students a professional Bachelor's degree and postgraduate or Master's degree. The three Hogescholen are Hogeschool Rotterdam, Hogeschool Inholland and Hogeschool voor Muziek en Dans (uni for music and dance) which is also known as CodArts.
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As there are many international and American schools scattered across Europe such as ASH (American International School of the Hague) Rotterdam also has its own international/American school by the name AISR (American International School of Rotterdam). At AISR children receive a multicultural education in a culturally diverse community and it offers the International Baccalaureate (IB) Diploma Program.
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Unique to the city is the Shipping & Transport College which offers masters, bachelors and vocational diplomas on all levels.
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Alongside Porto, Rotterdam was European Capital of Culture in 2001. The city has its own orchestra, the Rotterdam Philharmonic, with its well-regarded young music director Yannick Nézet-Séguin which plays at a large congress and concert building called De Doelen.[citation needed] There are several theatres and cinemas, including Cinerama.[42]. The Ahoy complex in the south of the city is used for pop concerts, exhibitions, tennis tournaments and other activities. A major zoo called Diergaarde Blijdorp is situated on the northwest side of Rotterdam, complete with a walkthrough sea aquarium called the Oceanium.
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Rotterdam features some urban architecture projects, nightlife, and many summer festivals celebrating the city's multicultural population and identity, such as the Caribbean-inspired "Summer Carnival", the Dance Parade, Rotterdam 666, the Metropolis pop festival and the World Port days. In the years 2005–2011 the city struggled with venues for popmusic.[citation needed] Many of the venues suffered severe financial problems. This resulted in the disappearance of the major music venues Nighttown and WATT and smaller stages such as Waterfront, Exit, and Heidegger. The city has a few venues for pop music like Rotown, Poortgebouw and Annabel. The venue WORM focuses on experimental music and related subcultural music.
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There are also the International Film Festival in January, the Poetry International Festival in June, the North Sea Jazz Festival in July, the Valery Gergiev Festival in September, September in Rotterdam and the World of the Witte de With. In June 1970, The Holland Pop Festival (which featured Jefferson Airplane, The Byrds, Canned Heat, It's a Beautiful Day, and Santana) was held and filmed at the Stamping Grounds in Rotterdam.
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There is a healthy competition with Amsterdam, which is often viewed as the cultural capital of the Netherlands. This rivalry is most common amongst the city's football supporters, Feyenoord (Rotterdam) and Ajax (Amsterdam). There is a saying: "Amsterdam to party, Den Haag (The Hague) to live, Rotterdam to work". Another one, more popular by Rotterdammers, is "Money is earned in Rotterdam, distributed in The Hague and spent in Amsterdam".[43] Another saying that reflects both the rivalry between Rotterdam and Amsterdam is "Amsterdam has it, Rotterdam doesn't need it". Bright magazine editor Erwin van der Zande notes that this phrase is on T-shirts in Rotterdam.[44]
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In terms of alternative culture, Rotterdam had from the 1960s until the 2000s a thriving squatters movement which as well as housing thousands of people, occupied venues, social centres and so on.[45] From this movement came clubs like Boogjes, Eksit, Nighttown, Vlerk and Waterfront. The Poortgebouw was squatted in the 1980s and quickly legalised.
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Rotterdam is also the home of Gabber, a type of hardcore electronic music popular in the mid-1990s, with hard beats and samples. Groups like Neophyte and Rotterdam Terror Corps (RTC) started in Rotterdam, playing at clubs like Parkzicht.
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The main cultural organisations in Amsterdam, such as the Concertgebouw and Holland Festival, have joint forces with similar organisations in Rotterdam, via A'R'dam. In 2007 these organisations published with plans for co-operation.[46] One of the goals is to strengthen the international position of culture and art in the Netherlands in the international context.
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On 30 August 2019, it was announced by the European Broadcasting Union and Dutch television broadcasters AVROTROS, NOS & NPO, that Rotterdam would host the Eurovision Song Contest 2020, following the Dutch victory at the 2019 contest in Tel Aviv, Israel with the song "Arcade", performed by Duncan Laurence.[47] However, due to the COVID-19 pandemic in Europe, the contest was cancelled.[48] Rotterdam will instead host the 2021 contest, which was confirmed by the EBU on 16 May 2020.[49] The contest is set to take place at the Rotterdam Ahoy, with the semi-finals taking place on 18 & 20 May 2021, and the final taking place on 22 May 2021.[50] This will be the first time that Rotterdam has hosted the contest, and the first time The Netherlands has hosted the contest since 1980, when it was held in The Hague.
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Rotterdam has many museums. Well known museums are the Museum Boijmans Van Beuningen, the Netherlands Architecture Institute, the Wereldmuseum, the Kunsthal, Witte de With Center for Contemporary Art[51] and the Maritime Museum Rotterdam.[52] The Historical Museum Rotterdam has changed into Museum Rotterdam which aims to exhibit Rotterdam as a contemporary transnational city, and not a past city.[53]
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Other museums include the tax & customs museum and the natural history museum. At the historical shipyard and museum Scheepswerf 'De Delft', the reconstruction of ship of the line Delft can be visited.[54]
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Rotterdam has become world famous because of its modern and groundbreaking architecture. Throughout the years the city has been nicknamed Manhattan at the Meuse[55][56][57][58][59][60] and The architectural capital of the Netherlands[61][62][63] both for its skyline and because it is home to internationally leading architectural firms involved in the design of famous buildings and bridges in other big cities. Examples include OMA (Rem Koolhaas), Neutelings & Riedijk and Erick van Egeraat.[64][65] It has the reputation in being a platform for architectural development and education through the NAi (Netherlands Architecture Institute), which is open to the public and has a variety of exhibitions on architecture and urban planning issues and prior the Berlage Institute, a postgraduate laboratory of architecture. The city has 38 skyscrapers and 352 high-rises and has many skyscrapers planned or under construction.[66][67] The top 5 of highest buildings in the Netherlands consists entirely of buildings in Rotterdam.[68] It is home to the tallest building in the Netherlands, the Maastoren with a height of 165 meters. In 2021, the Zalmhaven Tower will be completed with a height of 215 meters, which will become the new tallest building in the Netherlands.
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In 1898, the 45-metre (148-foot) high-rise office building the White House (in Dutch Witte Huis) was completed, at that time the tallest office building in Europe.
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In the first decades of the 20th century, some influential architecture in the modern style was built in Rotterdam. Notable are the Van Nelle fabriek (1929) a monument of modern factory design by Brinkman en Van der Vlugt, the Jugendstil clubhouse of the Royal Maas Yacht Club designed by Hooijkaas jr. en Brinkman (1909), and Feyenoord's football stadium De Kuip (1936) also by Brinkman en Van der Vlugt. The architect J. J. P. Oud was a famous Rotterdammer in those days. The Van Nelle Factory obtained the status of UNESCO World Heritage Site in 2014.
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During the early stages of World War II the center of Rotterdam was bombed by the German Luftwaffe, destroying many of the older buildings in the center of the city. After initial crisis re-construction the center of Rotterdam has become the site of ambitious new architecture.
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Rotterdam is also famous for its Lijnbaan 1952 by architects Broek en Bakema, Peperklip by architect Carel Weeber, Kubuswoningen or cube houses designed by architect Piet Blom 1984.
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The newest landmark in Rotterdam is the Markthal, designed by architect firm MVRDV. In addition to that there are many international well known architects based in Rotterdam like O.M.A (Rem Koolhaas), Neutelings & Riedijk and Erick van Egeraat to name a few. Two architectural landmarks are located in the Lloydkwartier: the STC college building and the Schiecentrale 4b.
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Rotterdam also houses several of the tallest structures in the Netherlands.
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Rotterdam has a reputation in being a platform for architectural development and education through the Berlage Institute, a postgraduate laboratory of architecture, and the NAi (Netherlands Architecture Institute), which is open to the public and has a variety of exhibitions on architecture and urban planning issues.
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Over 30 new highrise projects are being developed. A Guardian journalist wrote in 2013 that "All this is the consequence of the city suffering a bombardment of two things: bombs and architects."[24]
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Highrise buildings that are being built:
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Rotterdam calls itself Sportstad (City of Sports). The city annually organises several world-renowned sporting events. Some examples are the Rotterdam Marathon, the World Port Tournament, and the Rotterdam World Tennis Tournament. Rotterdam also organises one race of the Red Bull Air Race World Championship and the car racing event Monaco aan de Maas (Monaco at the Meuse).
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The city is also the home of many sports clubs and some historic and iconic athletes.
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Rotterdam is the home of three professional football clubs, being first tier clubs Feyenoord and Sparta and second tier club Excelsior.
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Feyenoord, founded in 1908 and the dominant of the three professional clubs, has won fifteen national titles since the introduction of professional football in the Netherlands. It won the Champions league as the first Dutch club in 1970, and won the World Cup for club teams in the same year. In 1974, they were the first Dutch club to win the UEFA Cup and in 2002, Feyenoord won the UEFA Cup again. In 2008, the year of their 100-year-anniversary, Feyenoord won the KNVB-cup.
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Seating 51,480, its 1937 stadium, called Stadion Feijenoord but popularly known as De Kuip ('the Tub'), is the second largest in the country, after the Amsterdam Arena. De Kuip, located in the southeast of the city, has hosted many international football games, including the final of Euro 2000 and has been awarded a FIFA 5 star ranking. There are concrete plans to build a new stadium with a capacity of at least 63,000 seats.
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Sparta, founded in 1888 and situated in the northwest of Rotterdam, won the national title six times; Excelsior (founded 1902), in the northeast, has never won any.
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Rotterdam also has three fourth tier clubs, SC Feijenoord (Feyenoord Amateurs), PVV DOTO and TOGR.
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Rotterdam is and has been the home to many great football players and coaches, among whom:
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Rotterdam has its own annual international marathon, which offers one of the fastest courses in the world. From 1985 until 1998, the world record was set in Rotterdam, first by Carlos Lopes and later in 1988 by Belayneh Densamo.
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In 1998, the world record for women was set by Tegla Loroupe, in a time of 2:20.47. Loroupe won the Rotterdam Marathon three consecutive times, from 1997 to 1999.
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The track record for men is held by Duncan Kibet, who ran a time of 2:04.27 in 2009. The female record was set in 2012, when Tiki Gelana finished the race in 2:18.58. Gelana went on to become the 2012 Olympic champion in London, a few months later.
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The marathon starts and ends on the Coolsingel in the heart of Rotterdam. It attracts a total of 900.000 visitors.
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Since 1972, Rotterdam hosts the indoor hard court ABN AMRO World Tennis Tournament, part of the ATP Tour. The event was first organised in 1972, when it was won by Arthur Ashe. Ashe went on to win the tournament two more times, making him the singles title record holder.
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Former Wimbledon winner Richard Krajicek became the tournament director after his retirement in 2000. The latest edition of the tournament attracted a total of 116.354 visitors.[71]
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In November 2008 Rotterdam was chosen as the host of the Grand Départ of the 2010 Tour de France.
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Rotterdam won the selection over the Dutch city of Utrecht. Germany's Düsseldorf had previously also expressed interest in hosting. The Amaury Sport Organization (ASO), organizer of the Tour de France, said in a statement on its web site that it chose Rotterdam because, in addition to it being another big city, like London, to showcase the use of bikes for urban transportation, it provided a location well positioned considering the rest of the route envisioned for the 2010 event.
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The start in Rotterdam was the fifth in the Netherlands. The prologue was a 7 km (4.35 mi) individual time trial crossing the centre of the city. The first regular stage left the Erasmusbrug and went south, towards Brussels.
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The second stage of 2015 edition took the riders through Rotterdam on their way to Neeltje Jans in Zeeland.
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Members of the student rowing club Skadi were part of the 'Holland Acht', winning a gold medal at the Olympics in 1996. [72]. Since the opening in April 2013, Rotterdam hosts the rowing venue Willem-Alexander Baan that hosted the 2016 World Rowing Championships for Seniors, U23 and Juniors.
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In field hockey, Rotterdam has the largest hockey club in the Netherlands, HC Rotterdam, with its own stadium in the north of the city and nearly 2,400 members. The first men's and women's teams both play on the highest level in the Dutch Hoofdklasse.
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Rotterdam is home to the most successful European baseball team, Neptunus Rotterdam, winning the most European Cups.
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Rotterdam has a long boxing tradition starting with Bep van Klaveren (1907–1992), aka 'The Dutch Windmill', Gold medal winner of the 1928 Amsterdam Olympics, followed by professional boxers like Regilio Tuur and Don Diego Poeder.
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Rotterdam's swimming tradition started with Marie Braun aka Zus (sister) Braun, who was coached to a Gold medal at the 1928 Amsterdam Olympics by her mother Ma Braun, and 3 European titles 3 years later in Paris. In her career as 14 time national champ, she broke 6 world records. Ma Braun later also coached the Rotterdam born, three-times Olympic champion Rie Mastenbroek during the Berlin Olympics in 1936. In later years Inge de Bruijn became a Rotterdam sport icon as triple Olympic Gold medal winner in 2000 and triple European Gold medal winner in 2001.
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Olympic Gold medalist, in the O-Jolle during 1936 Olympics, Daan Kagchelland was born in Rotterdam and member of the Rotterdamsche Zeil Vereeniging. The Kralingse plas was and is still a source of Olympic sailors like Koos de Jong, Ben Verhagen, Henny Vegter, Serge Kats and Margriet Matthijsse.
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Motor cycle speedway was staged in the Feyenoord Stadium after the second world war. The team which raced in a Dutch league was known as the Feyenoord Tigers. The team included Dutch riders and some English and Australian riders.
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Since 1986, the city has selected its best sportsman, woman and team at the Rotterdam Sports Awards Election, held in December.
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Rotterdam hosts several annual events unique to the city. It hosts the Zomercarnaval (Summercarnaval), the second largest Caribbean carnival in Europe, originally called the Antillean carnival. Other events include: North Sea Jazz Festival, the largest Jazz festival in Europe, Bavaria City Race, a Formula 1 race inside the city center and a 3 day long maritime extravaganza called the World Port Days celebrating the Port of Rotterdam.
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Rotterdam offers connections by international, national, regional and local public transport systems, as well as by the Dutch motorway network.
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Motorways
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There are several motorways to/from Rotterdam. The following four are part of its 'Ring' (ring road):
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The following two other motorways also serve Rotterdam:
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Airport
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Much smaller than the international hub Schiphol Airport, Rotterdam The Hague Airport (formerly known as Zestienhoven) is the third largest airport in the country, behind Schiphol Airport and Eindhoven Airport. Located north of the city, it has shown a very strong growth over the past five years, mostly caused by the growth of the low-cost carrier market. For business travelers, Rotterdam The Hague Airport offers advantages in terms of rapid handling of passengers and baggage. Environmental regulations make further growth uncertain.
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Train
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Rotterdam is well connected to the Dutch railway network, and has several international connections:
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Railway stations
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The main connections:
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In Rotterdam, public transport services are provided by the following companies:
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Metro
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In 1968, Rotterdam was the first Dutch city to open a metro system. The metro system consists of three main lines, each of which has its own variants. The metro network has 78.3 km (48.7 mi) of railtracks and there are 70 stations, which makes it the biggest of the Benelux. The system is operated by 5 lines; 3 lines (A, B and C) on the east–west line, and two (D and E) on the north–south line. Line E (Randstadrail) connects Rotterdam with The Hague as of December 2011.
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Tram
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The Rotterdam tramway network offers 9 regular tram lines and 4 special tram lines with a total length of 93.4 km (58.0 mi). Service
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Tramlines in Rotterdam as of 2016[update]:
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Special tram lines:
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Bus
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Rotterdam offers 55 city bus lines with a total length of 432.7 km (268.9 mi).
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RET runs buses in the city of Rotterdam and surrounding places like Spijkenisse, Barendrecht, Ridderkerk, Rhoon, Poortugaal, Schiedam, Vlaardingen, Delft and Capelle aan den IJssel.
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.
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Arriva Netherlands, Connexxion, Qbuzz and Veolia run buses from other cities to Rotterdam.
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Waterbus
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The Waterbus network consists of seven lines. The main line (Line 20) stretches from Rotterdam to Dordrecht. The ferry carries about 130 passengers and there is space for 60 bicycles. The stops between Rotterdam and Dordrecht are:
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Ferry
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P&O Ferries have daily sailings from Europoort to Kingston upon Hull in the UK.
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Rotterdam has city and port connections throughout the world. In 2008, the city had 13 sister cities, 12 partner cities, and 4 sister ports.[82] Since 2008, the City of Rotterdam doesn't forge new sister or partner connections. Sister and partner cities are not a priority in international relations.[83]
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On 15 March 2017 the Turkish president expressed his wish that Istanbul should no longer be the twin town of Rotterdam. A speaker of the Rotterdam municipality then explained that the two cities have no official partnership. Both authorities do cooperate often.[84]
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Rotterdam is twinned with:
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Rotterdam features in Edgar Allan Poe's short story ‘The Unparalleled Adventure of One Hans Pfaall’ (1835), as well as J.T. Sheridan Le Fanu's 'Strange Event in the Life of Schalken the Painter' (1839).[86]
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Part of Jackie Chan's 1998 film Who am I? is set in Rotterdam.
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Ender's Shadow, part of the series Ender's Game is partially set in Rotterdam.
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In season 1, episode 2 of The Golden Girls ("Guess Who's Coming to the Wedding?"), Dorothy reminisces how her ex-husband, Stan, would buy her tulips after they had a fight. "Towards the end, our house looked like Easter in Rotterdam."
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In 1996, the British band The Beautiful South recorded a song named after this region titled Rotterdam (or Anywhere).[87]
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In the 2004 video game Hitman: Contracts, the levels "Rendezvous in Rotterdam" and "Deadly Cargo" both take place in Rotterdam.
|
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|
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The 2017 Olivier award winning play, Rotterdam, written by Jon Brittain, is set in the city.
|
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|
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In Battlefield V, this city is used as a BFV map and according to its history, the white building was almost left untouched by the bombing during WWII and that building can be seen on both in-game and real world.
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Pokémon[a] (English: /ˈpoʊkɪˌmɒn, -ki-, -keɪ-/),[1][2][3] also known as Pocket Monsters[b] in Japan, is a Japanese media franchise managed by the Pokémon Company, a company founded and with shares divided between Nintendo, Game Freak, and Creatures.[4] The franchise copyright and Japanese trademark is shared by all three companies,[5] but Nintendo is the sole owner of the trademark in other countries.[6] The franchise was created by Satoshi Tajiri in 1995,[7] and is centered on fictional creatures called "Pokémon", which humans, known as Pokémon Trainers, catch and train to battle each other for sport. The English slogan for the franchise is "Gotta Catch 'Em All".[8][9] Works within the franchise are set in the Pokémon universe.
|
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|
7 |
+
The franchise began as Pokémon Red and Green (later released outside of Japan as Pokémon Red and Blue), a pair of video games for the original Game Boy handheld system that were developed by Game Freak and published by Nintendo in February 1996. It soon became a media mix franchise adapted into various different media.[10] Pokémon has since become the highest-grossing media franchise of all time,[11][12][13] with $90 billion in total franchise revenue.[14][15] The original video game series is the second-best-selling video game franchise (behind Nintendo's Mario franchise)[16] with more than 346 million copies sold[17] and one billion mobile downloads,[18] and it spawned a hit anime television series that has become the most successful video game adaptation[19] with over 20 seasons and 1,000 episodes in 169 countries.[17] In addition, the Pokémon franchise includes the world's top-selling toy brand,[20] the top-selling trading card game[21] with over 28.8 billion cards sold,[17] an anime film series, a live-action film, books, manga comics, music, merchandise, and a theme park. The franchise is also represented in other Nintendo media, such as the Super Smash Bros. series.
|
8 |
+
|
9 |
+
In November 2005, 4Kids Entertainment, which had managed the non-game related licensing of Pokémon, announced that it had agreed not to renew the Pokémon representation agreement. The Pokémon Company International oversees all Pokémon licensing outside Asia.[22] In 2006, the franchise celebrated its tenth anniversary.[23] In 2016, the Pokémon Company celebrated Pokémon's 20th anniversary by airing an ad during Super Bowl 50 in January and issuing re-releases of the 1996 Game Boy games Pokémon Red, Green (only in Japan), and Blue, and the 1998 Game Boy Color game Pokémon Yellow for the Nintendo 3DS on February 26, 2016.[24][25] The mobile augmented reality game Pokémon Go was released in July 2016.[26] The first live-action film in the franchise, Pokémon Detective Pikachu, based on the 2018 Nintendo 3DS spinoff game Detective Pikachu, was released in 2019.[11] The most recently released games, Pokémon Sword and Shield, were released worldwide on the Nintendo Switch on November 15, 2019.[27]
|
10 |
+
|
11 |
+
The name Pokémon is the portmanteau of the Japanese brand Pocket Monsters.[28] The term "Pokémon", in addition to referring to the Pokémon franchise itself, also collectively refers to the 896 fictional species that have made appearances in Pokémon media as of the release of the eighth generation titles Pokémon Sword and Shield. "Pokémon" is identical in the singular and plural, as is each individual species name; it is grammatically correct to say "one Pokémon" and "many Pokémon", as well as "one Pikachu" and "many Pikachu".[29]
|
12 |
+
|
13 |
+
Pokémon executive director Satoshi Tajiri first thought of Pokémon, albeit with a different concept and name, around 1989, when the Game Boy was released. The concept of the Pokémon universe, in both the video games and the general fictional world of Pokémon, stems from the hobby of insect collecting, a popular pastime which Tajiri enjoyed as a child.[30] Players are designated as Pokémon Trainers and have three general goals: to complete the regional Pokédex by collecting all of the available Pokémon species found in the fictional region where a game takes place, to complete the national Pokédex by transferring Pokémon from other regions, and to train a team of powerful Pokémon from those they have caught to compete against teams owned by other Trainers so they may eventually win the Pokémon League and become the regional Champion. These themes of collecting, training, and battling are present in almost every version of the Pokémon franchise, including the video games, the anime and manga series, and the Pokémon Trading Card Game.
|
14 |
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|
15 |
+
In most incarnations of the Pokémon universe, a Trainer who encounters a wild Pokémon is able to capture that Pokémon by throwing a specially designed, mass-producible spherical tool called a Poké Ball at it. If the Pokémon is unable to escape the confines of the Poké Ball, it is considered to be under the ownership of that Trainer. Afterwards, it will obey whatever commands it receives from its new Trainer, unless the Trainer demonstrates such a lack of experience that the Pokémon would rather act on its own accord. Trainers can send out any of their Pokémon to wage non-lethal battles against other Pokémon; if the opposing Pokémon is wild, the Trainer can capture that Pokémon with a Poké Ball, increasing their collection of creatures. In Pokémon Go, and in Pokémon: Let's Go, Pikachu! and Let's Go, Eevee!, wild Pokémon encountered by players can be caught in Poké Balls, but generally cannot be battled. Pokémon already owned by other Trainers cannot be captured, except under special circumstances in certain side games. If a Pokémon fully defeats an opponent in battle so that the opponent is knocked out ("faints"), the winning Pokémon gains experience points and may level up. Beginning with Pokémon X and Y, experience points are also gained from catching Pokémon in Poké Balls. When leveling up, the Pokémon's battling aptitude statistics ("stats", such as "Attack" and "Speed") increase. At certain levels, the Pokémon may also learn new moves, which are techniques used in battle. In addition, many species of Pokémon can undergo a form of metamorphosis and transform into a similar but stronger species of Pokémon, a process called evolution; this process occurs spontaneously under differing circumstances, and is itself a central theme of the series. Some species of Pokémon may undergo a maximum of two evolutionary transformations, while others may undergo only one, and others may not evolve at all. For example, the Pokémon Pichu may evolve into Pikachu, which in turn may evolve into Raichu, following which no further evolutions may occur. Pokémon X and Y introduced the concept of "Mega Evolution," by which certain fully evolved Pokémon may temporarily undergo an additional evolution into a stronger form for the purpose of battling; this evolution is considered a special case, and unlike other evolutionary stages, is reversible.
|
16 |
+
|
17 |
+
In the main series, each game's single-player mode requires the Trainer to raise a team of Pokémon to defeat many non-player character (NPC) Trainers and their Pokémon. Each game lays out a somewhat linear path through a specific region of the Pokémon world for the Trainer to journey through, completing events and battling opponents along the way (including foiling the plans of an 'evil' team of Pokémon Trainers who serve as antagonists to the player). Excluding Pokémon Sun and Moon and Pokémon Ultra Sun and Ultra Moon, the games feature eight powerful Trainers, referred to as Gym Leaders, that the Trainer must defeat in order to progress. As a reward, the Trainer receives a Gym Badge, and once all eight badges are collected, the Trainer is eligible to challenge the region's Pokémon League, where four talented trainers (referred to collectively as the "Elite Four") challenge the Trainer to four Pokémon battles in succession. If the trainer can overcome this gauntlet, they must challenge the Regional Champion, the master Trainer who had previously defeated the Elite Four. Any Trainer who wins this last battle becomes the new champion.
|
18 |
+
|
19 |
+
All of the licensed Pokémon properties overseen by the Pokémon Company International are divided roughly by generation. These generations are roughly chronological divisions by release; every several years, when a sequel to the 1996 role-playing video games Pokémon Red and Green is released that features new Pokémon, characters, and gameplay concepts, that sequel is considered the start of a new generation of the franchise. The main Pokémon video games and their spin-offs, the anime, manga, and trading card game are all updated with the new Pokémon properties each time a new generation begins.[32] Some Pokémon from the newer games appear in anime episodes or films months, or even years, before the game they were programmed for came out. The first generation began in Japan with Pokémon Red and Green on the Game Boy. As of 2020, there currently are eight generations of main series video games. The most recent games in the main series, Pokémon Sword and Shield, began the eighth and latest generation and were released worldwide for the Nintendo Switch on November 15, 2019.[33][34][35]
|
20 |
+
|
21 |
+
Pokémon, also known as Pokémon the Series to Western audiences since 2013, is an anime television series based on the Pokémon video game series. It was originally broadcast on TV Tokyo in 1997. To date, the anime has produced and aired over 1,000 episodes, divided into 7 series in Japan and 22 seasons internationally. It is one of the longest currently running anime series.[38]
|
22 |
+
|
23 |
+
The anime follows the quest of the main character, Ash Ketchum (known as Satoshi in Japan), a Pokémon Master in training, as he and a small group of friends travel around the world of Pokémon along with their Pokémon partners.[39]
|
24 |
+
|
25 |
+
Various children's books, collectively known as Pokémon Junior, are also based on the anime.[40]
|
26 |
+
|
27 |
+
A new seven part anime series called Pokémon: Twilight Wings began airing on YouTube in 2020.[41] The series was animated by Studio Colorido.[42]
|
28 |
+
|
29 |
+
To date, there have been 23 animated theatrical Pokémon films (one in the making for July 2020[43]), which have been directed by Kunihiko Yuyama and Tetsuo Yajima, and distributed in Japan by Toho since 1998. The pair of films, Pokémon the Movie: Black—Victini and Reshiram and White—Victini and Zekrom are considered together as one film. Collectibles, such as promotional trading cards, have been available with some of the films. Since the 20th film, the films have been set in an alternate continuity separate from the anime series.
|
30 |
+
|
31 |
+
List of Pokémon animated theatrical films
|
32 |
+
|
33 |
+
A reboot to the film franchise began with the release of the 20th movie, Pokémon the Movie: I Choose You!, in Japan on July 15, 2017. It was followed by a continuation, Pokémon the Movie: The Power of Us, which was released in Japan on July 13, 2018.
|
34 |
+
|
35 |
+
A live-action Pokémon film directed by Rob Letterman, produced by Legendary Entertainment,[48] and distributed in Japan by Toho and internationally by Warner Bros.[49] began filming in January 2018.[50] On August 24, the film's official title was announced as Pokémon Detective Pikachu.[51] It was released on May 10, 2019.[11] The film is based on the 2018 Nintendo 3DS spin-off video game Detective Pikachu. Development of a sequel was announced in January 2019, before the release of the first film.[52]
|
36 |
+
|
37 |
+
Pokémon CDs have been released in North America, some of them in conjunction with the theatrical releases of the first three and the 20th Pokémon films. These releases were commonplace until late 2001. On March 27, 2007, a tenth anniversary CD was released containing 18 tracks from the English dub; this was the first English-language release in over five years. Soundtracks of the Pokémon feature films have been released in Japan each year in conjunction with the theatrical releases. In 2017, a soundtrack album featuring music from the North American versions of the 17th through 20th movies was released.
|
38 |
+
|
39 |
+
^ The exact date of release is unknown.
|
40 |
+
|
41 |
+
^ Featuring music from Pokémon the Movie: Diancie and the Cocoon of Destruction, Pokémon the Movie: Hoopa and the Clash of Ages, Pokémon the Movie: Volcanion and the Mechanical Marvel, and Pokémon the Movie: I Choose You!
|
42 |
+
|
43 |
+
The Pokémon Trading Card Game (TCG) is a collectible card game with a goal similar to a Pokémon battle in the video game series. Players use Pokémon cards, with individual strengths and weaknesses, in an attempt to defeat their opponent by "knocking out" their Pokémon cards.[55] The game was published in North America by Wizards of the Coast in 1999.[56] With the release of the Game Boy Advance video games Pokémon Ruby and Sapphire, the Pokémon Company took back the card game from Wizards of the Coast and started publishing the cards themselves.[56] The Expedition expansion introduced the Pokémon-e Trading Card Game, where the cards (for the most part) were compatible with the Nintendo e-Reader. Nintendo discontinued its production of e-Reader compatible cards with the release of FireRed and LeafGreen. In 1998, Nintendo released a Game Boy Color version of the trading card game in Japan; Pokémon Trading Card Game was subsequently released to the US and Europe in 2000. The game included digital versions cards from the original set of cards and the first two expansions (Jungle and Fossil), as well as several cards exclusive to the game. A sequel was released in Japan in 2001.[57]
|
44 |
+
|
45 |
+
There are various Pokémon manga series, four of which were released in English by Viz Media, and seven of them released in English by Chuang Yi. The manga series vary from game-based series to being based on the anime and the Trading Card Game. Original stories have also been published. As there are several series created by different authors, most Pokémon manga series differ greatly from each other and other media, such as the anime.[example needed] Pokémon Pocket Monsters and Pokémon Adventures are the two manga in production since the first generation.
|
46 |
+
|
47 |
+
A Pokémon-styled Monopoly board game was released in August 2014.[72]
|
48 |
+
|
49 |
+
Pokémon has been criticized by some fundamentalist Christians over perceived occult and violent themes and the concept of "Pokémon evolution", which they feel goes against the Biblical creation account in Genesis.[73] Sat2000, a satellite television station based in Vatican City, has countered that the Pokémon Trading Card Game and video games are "full of inventive imagination" and have no "harmful moral side effects".[74][75] In the United Kingdom, the "Christian Power Cards" game was introduced in 1999 by David Tate who stated, "Some people aren't happy with Pokémon and want an alternative, others just want Christian games." The game was similar to the Pokémon Trading Card Game but used Biblical figures.[76]
|
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+
|
51 |
+
In 1999, Nintendo stopped manufacturing the Japanese version of the "Koga's Ninja Trick" trading card because it depicted a manji, a traditionally Buddhist symbol with no negative connotations. The Jewish civil rights group Anti-Defamation League complained because the symbol is the reverse of a swastika, a Nazi symbol. The cards were intended for sale in Japan only, but the popularity of Pokémon led to import into the United States with approval from Nintendo. The Anti-Defamation League understood that the portrayed symbol was not intended to offend and acknowledged the sensitivity that Nintendo showed by removing the product.[77][78]
|
52 |
+
|
53 |
+
In 1999, two nine-year-old boys from Merrick, New York sued Nintendo because they claimed the Pokémon Trading Card Game caused their problematic gambling.[79]
|
54 |
+
|
55 |
+
In 2001, Saudi Arabia banned Pokémon games and the trading cards, alleging that the franchise promoted Zionism by displaying the Star of David in the trading cards (a six-pointed star is featured in the card game) as well as other religious symbols such as crosses they associated with Christianity and triangles they associated with Freemasonry; the games also involved gambling, which is in violation of Muslim doctrine.[80][81]
|
56 |
+
|
57 |
+
Pokémon has also been accused of promoting materialism.[82]
|
58 |
+
|
59 |
+
In 2012, PETA criticized the concept of Pokémon as supporting cruelty to animals. PETA compared the game's concept, of capturing animals and forcing them to fight, to cockfights, dog fighting rings and circuses, events frequently criticized for cruelty to animals. PETA released a game spoofing Pokémon where the Pokémon battle their trainers to win their freedom.[83] PETA reaffirmed their objections in 2016 with the release of Pokémon Go, promoting the hashtag #GottaFreeThemAll.[84]
|
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|
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+
On December 16, 1997, more than 635 Japanese children were admitted to hospitals with epileptic seizures.[85] It was determined the seizures were caused by watching an episode of Pokémon "Dennō Senshi Porygon", (most commonly translated "Electric Soldier Porygon", season 1, episode 38); as a result, this episode has not been aired since. In this particular episode, there were bright explosions with rapidly alternating blue and red color patterns.[86] It was determined in subsequent research that these strobing light effects cause some individuals to have epileptic seizures, even if the person had no previous history of epilepsy.[87] This incident is a common focus of Pokémon-related parodies in other media, and was lampooned by The Simpsons episode "Thirty Minutes over Tokyo"[88] and the South Park episode "Chinpokomon",[89] among others.
|
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|
63 |
+
In March 2000, Morrison Entertainment Group, a toy developer based at Manhattan Beach, California, sued Nintendo over claims that Pokémon infringed on its own Monster in My Pocket characters. A judge ruled there was no infringement and Morrison appealed the ruling. On February 4, 2003, the U.S. Court of Appeals for the Ninth Circuit affirmed the decision by the District Court to dismiss the suit.[90]
|
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+
|
65 |
+
Within its first two days of release, Pokémon Go raised safety concerns among players. Multiple people also suffered minor injuries from falling while playing the game due to being distracted.[91]
|
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+
|
67 |
+
Multiple police departments in various countries have issued warnings, some tongue-in-cheek, regarding inattentive driving, trespassing, and being targeted by criminals due to being unaware of one's surroundings.[92][93] People have suffered various injuries from accidents related to the game,[94][95][96][97] and Bosnian players have been warned to stay out of minefields left over from the 1990s Bosnian War.[98] On July 20, 2016, it was reported that an 18-year-old boy in Chiquimula, Guatemala was shot and killed while playing the game in the late evening hours. This was the first reported death in connection with the app. The boy's 17-year-old cousin, who was accompanying the victim, was shot in the foot. Police speculated that the shooters used the game's GPS capability to find the two.[99]
|
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|
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Pokémon, being a globally popular franchise, has left a significant mark on today's popular culture. The various species of Pokémon have become pop culture icons; examples include two different Pikachu balloons in the Macy's Thanksgiving Day Parade, Pokémon-themed airplanes operated by All Nippon Airways, merchandise items, and a traveling theme park that was in Nagoya, Japan in 2005 and in Taipei in 2006. Pokémon also appeared on the cover of the U.S. magazine Time in 1999.[100] The Comedy Central show Drawn Together has a character named Ling-Ling who is a parody of Pikachu.[101] Several other shows such as The Simpsons,[102] South Park[103] and Robot Chicken[104] have made references and spoofs of Pokémon, among other series. Pokémon was featured on VH1's I Love the '90s: Part Deux. A live action show based on the anime called Pokémon Live! toured the United States in late 2000.[105] Jim Butcher cites Pokémon as one of the inspirations for the Codex Alera series of novels.[106]
|
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|
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Pokémon has even made its mark in the realm of science. This includes animals named after Pokémon, such as Stentorceps weedlei (named after the Pokémon Weedle for its resemblance) and Chilicola Charizard Monckton (named after the Pokémon Charizard).[107] There is also a protein named after Pikachu, called Pikachurin.
|
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|
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In November 2001, Nintendo opened a store called the Pokémon Center in New York, in Rockefeller Center,[108] modeled after the two other Pokémon Center stores in Tokyo and Osaka and named after a staple of the video game series. Pokémon Centers are fictional buildings where Trainers take their injured Pokémon to be healed after combat.[109] The store sold Pokémon merchandise on a total of two floors, with items ranging from collectible shirts to stuffed Pokémon plushies.[110] The store also featured a Pokémon Distributing Machine in which players would place their game to receive an egg of a Pokémon that was being given out at that time. The store also had tables that were open for players of the Pokémon Trading Card Game to duel each other or an employee. The store was closed and replaced by the Nintendo World Store on May 14, 2005.[111] Four Pokémon Center kiosks were put in malls in the Seattle area.[112] The Pokémon Center online store was relaunched on August 6, 2014.[113]
|
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+
|
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Professor of Education Joseph Tobin theorizes that the success of the franchise was due to the long list of names that could be learned by children and repeated in their peer groups. Its rich fictional universe provides opportunities for discussion and demonstration of knowledge in front of their peers. The names of the creatures were linked to its characteristics, which converged with the children's belief that names have symbolic power. Children can pick their favourite Pokémon and affirm their individuality while at the same time affirming their conformance to the values of the group, and they can distinguish themselves from others by asserting what they liked and what they did not like from every chapter. Pokémon gained popularity because it provides a sense of identity to a wide variety of children, and lost it quickly when many of those children found that the identity groups were too big and searched for identities that would distinguish them into smaller groups.[114]
|
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|
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Pokémon's history has been marked at times by rivalry with the Digimon media franchise that debuted at a similar time. Described as "the other 'mon'" by IGN's Juan Castro, Digimon has not enjoyed Pokémon's level of international popularity or success, but has maintained a dedicated fanbase.[115] IGN's Lucas M. Thomas stated that Pokémon is Digimon's "constant competition and comparison", attributing the former's relative success to the simplicity of its evolution mechanic as opposed to Digivolution.[116] The two have been noted for conceptual and stylistic similarities by sources such as GameZone.[117] A debate among fans exists over which of the two franchises came first.[118] In actuality, the first Pokémon media, Pokémon Red and Green, were released initially on February 27, 1996;[119] whereas the Digimon virtual pet was released on June 26, 1997.
|
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|
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While Pokémon's target demographic is children, early purchasers of Pokémon Omega Ruby and Alpha Sapphire were in their 20s.[120] Many fans are adults who originally played the games as children and had later returned to the series.[121]
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Numerous fan sites exist for the Pokémon franchise, including Bulbapedia, a wiki-based encyclopedia,[122][123][124] and Serebii,[125] a news and reference website.[126] Other large fan communities exist on other platforms, such as the r/pokemon subreddit with over 2.2 million subscribers.[127]
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A significant community around the Pokémon video games' metagame has existed for a long time, analyzing the best ways to use each Pokémon to their full potential in competitive battles. The most prolific competitive community is Smogon University, which has created a widely accepted tier-based battle system.[128]
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Smogon is affiliated with an online Pokémon game called Pokémon Showdown, in which players create a team and battle against other players around the world using the competitive tiers created by Smogon.[129]
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In early 2014, an anonymous video streamer on Twitch launched Twitch Plays Pokémon, an experiment trying to crowdsource playing subsequent Pokémon games, starting with Pokémon Red.[130][131]
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A challenge called the Nuzlocke Challenge allows players to only capture the first Pokémon encountered in each area. If they do not succeed in capturing that Pokémon, there are no second chances. When a Pokémon faints, it is considered "dead" and must be released or stored in the PC permanently.[132] If the player faints, the game is considered over, and the player must restart.[133] The original idea consisted of 2 to 3 rules that the community has built upon. There are many fan made Pokémon games that contain a game mode similar to the Nuzlocke Challenge, such as Pokémon Uranium.[134]
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A study at Stanford Neurosciences published in Nature performed magnetic resonance imaging scans of 11 Pokémon experts and 11 controls, finding that seeing Pokémon stimulated activity in the visual cortex, in a different place than is triggered by recognizing faces, places or words, demonstrating the brain's ability to create such specialized areas.[135]
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