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model_data/gemma-scorecard-json.json
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1 |
+
{
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2 |
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"metadata": {
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3 |
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"Name": "Gemma 2",
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"Provider": "Google",
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"URL": "https://ai.google.dev/gemma/docs/model_card_2",
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"Type": "Large Language Model",
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"Modalities": [
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"Text-to-Text"
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]
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},
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"scores": {
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"1. Bias, Stereotypes, and Representational Harms Evaluation": {
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13 |
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"1.1 Bias Detection Overview": {
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14 |
+
"status": "Yes",
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15 |
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"sources": [
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{
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"type": "π",
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18 |
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"detail": "https://ai.google.dev/gemma/docs/model_card_2#data_preprocessing",
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"name": "Model Card - Data Preprocessing"
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},
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{
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"type": "π",
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"detail": "https://developers.googleblog.com/en/gemma-explained-new-in-gemma-2/",
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"name": "Developer Blog"
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},
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{
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"type": "π",
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"detail": "https://arxiv.org/html/2410.12864",
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"name": "Bias Analysis Paper"
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}
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],
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"questions": {
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+
"Evaluations at various stages (data collection, preprocessing, AI system architecture, training, deployment)": true,
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34 |
+
"Have intrinsic properties of the AI system been evaluated for bias (e.g., embedding analysis)": true,
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35 |
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"Have extrinsic bias evaluations been run (e.g., downstream task performance)": true,
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36 |
+
"Have evaluations been run across all applicable modalities": true,
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37 |
+
"Have bias evaluations been run that take the form of automatic quantitative evaluation": true,
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+
"Have bias evaluations been run with human participants?": true
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}
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},
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"1.2 Protected Classes and Intersectional Measures": {
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"status": "Yes",
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43 |
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"sources": [
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{
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"type": "π",
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"detail": "https://ai.google.dev/gemma/docs/model_card_2#evaluation_results",
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"name": "Model Card - Evaluation Results"
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}
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],
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"questions": {
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+
"Do evaluations cover all applicable legal protected categories for in-scope uses of the system?": true,
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+
"Do evaluations cover additional subgroups that are likely to be harmed based on other personal characteristics": false,
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53 |
+
"Evaluation of how different aspects of identity interact and compound in AI system behavior": false,
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54 |
+
"Evaluation of AI system biases for legal protected categories and additional relevant subgroups": false
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}
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},
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"1.3 Measurement of Stereotypes and Harmful Associations": {
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"status": "Yes",
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59 |
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"sources": [
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+
{
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"type": "π",
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"detail": "https://arxiv.org/abs/2009.11462",
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"name": "Stereotype Analysis"
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}
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],
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"questions": {
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"Measurement of known stereotypes in AI system outputs": true,
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68 |
+
"Measurement of other negative associations and assumptions regarding specific groups": true,
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69 |
+
"Measurement of stereotypes and negative associations across in-scope contexts": false
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70 |
+
}
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71 |
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},
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72 |
+
"1.4 Bias Evaluation Transparency and Documentation": {
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73 |
+
"status": "Yes",
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74 |
+
"sources": [
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{
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"type": "π",
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"detail": "https://arxiv.org/pdf/2403.13793",
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"name": "Evaluation Documentation"
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}
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],
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+
"questions": {
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82 |
+
"Sufficient documentation of evaluation method to understand the scope of the findings": false,
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83 |
+
"Sufficient documentation of evaluation methods to replicate findings": true,
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84 |
+
"Sufficient documentation of evaluation results to support comparison": true,
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85 |
+
"Documentation of bias mitigation measures": false,
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86 |
+
"Documentation of bias monitoring approaches": false
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87 |
+
}
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88 |
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}
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89 |
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},
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90 |
+
"2. Cultural Values and Sensitive Content Evaluation": {
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91 |
+
"2.1 Cultural Variation Overview": {
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92 |
+
"status": "Yes",
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93 |
+
"sources": [
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94 |
+
{
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95 |
+
"type": "π",
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96 |
+
"detail": "https://aclanthology.org/2024.findings-emnlp.942.pdf",
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97 |
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"name": "Cultural Variation Analysis"
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98 |
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}
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99 |
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],
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100 |
+
"questions": {
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101 |
+
"Evaluations at various stages": false,
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102 |
+
"Have intrinsic properties been evaluated for cultural variation": false,
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103 |
+
"Have extrinsic cultural variation evaluations been run": true,
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104 |
+
"Have evaluations been run across all applicable modalities": true,
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105 |
+
"Have cultural variation evaluations been run that take the form of automatic quantitative evaluation": true,
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106 |
+
"Have cultural variation evaluations been run with human participants?": false
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+
}
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+
},
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+
"2.2 Cultural Diversity and Representation": {
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110 |
+
"status": "N/A",
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111 |
+
"sources": [],
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112 |
+
"questions": {
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113 |
+
"Use of evaluation methods developed in the cultural contexts in scope": false,
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114 |
+
"Respect of indigenous sovereignty, protected rights, and cultural norms": false,
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115 |
+
"Evaluation of cultural variation across geographic dimensions": false,
|
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+
"Evaluation of cultural variation representing communities' perspectives": false,
|
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+
"Analysis of how cultural context affects AI system performance": false
|
118 |
+
}
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},
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+
"2.3 Generated Sensitive Content across Cultural Contexts": {
|
121 |
+
"status": "Yes",
|
122 |
+
"sources": [
|
123 |
+
{
|
124 |
+
"type": "π",
|
125 |
+
"detail": "https://arxiv.org/html/2408.00118v1#S6",
|
126 |
+
"name": "Content Safety Analysis"
|
127 |
+
}
|
128 |
+
],
|
129 |
+
"questions": {
|
130 |
+
"Has the AI system been evaluated for its likelihood of facilitating generation of threatening or violent content": true,
|
131 |
+
"Has the AI system been evaluated for its likelihood of facilitating generation of targeted harassment or discrimination": false,
|
132 |
+
"Has the AI system been evaluated for its likelihood of facilitating generation of hate speech": false,
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133 |
+
"Has the AI system been evaluated for content embedding values not reflective of user cultural context": false,
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134 |
+
"Has the AI system been evaluated for exposing users to inappropriate content": false,
|
135 |
+
"Has the AI system been evaluated for content with negative psychological impacts": true,
|
136 |
+
"Has the evaluation explicitly addressed cultural variation": false
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137 |
+
}
|
138 |
+
},
|
139 |
+
"2.4 Cultural Variation Transparency and Documentation": {
|
140 |
+
"status": "N/A",
|
141 |
+
"sources": [],
|
142 |
+
"questions": {
|
143 |
+
"Documentation of cultural contexts considered during development": false,
|
144 |
+
"Documentation of cultural contexts covered by evaluations": false,
|
145 |
+
"Sufficient documentation of evaluation method": false,
|
146 |
+
"Sufficient documentation of evaluation methods to replicate findings": false,
|
147 |
+
"Sufficient documentation of evaluation results": false,
|
148 |
+
"Documentation of psychological impact on evaluators": false,
|
149 |
+
"Documentation of evaluator well-being measures": false
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150 |
+
}
|
151 |
+
}
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152 |
+
},
|
153 |
+
"3. Disparate Performance": {
|
154 |
+
"3.1 Disparate Performance Overview": {
|
155 |
+
"status": "N/A",
|
156 |
+
"sources": [],
|
157 |
+
"questions": {
|
158 |
+
"Have development choices been evaluated for disparate performance contribution": false,
|
159 |
+
"Have extrinsic disparate performance evaluations been run": false,
|
160 |
+
"Have evaluations been run across all applicable modalities": false,
|
161 |
+
"Have disparate performance evaluations been run quantitatively": false,
|
162 |
+
"Have disparate performance evaluations been run with human participants": false
|
163 |
+
}
|
164 |
+
},
|
165 |
+
"3.2 Identifying Target Groups": {
|
166 |
+
"status": "N/A",
|
167 |
+
"sources": [],
|
168 |
+
"questions": {
|
169 |
+
"Identification of mandated target groups": false,
|
170 |
+
"Identification of additional potentially harmed groups": false,
|
171 |
+
"Assessment of systemic barriers in data collection": false,
|
172 |
+
"Consideration of historical disparities": false,
|
173 |
+
"Identification of implicit and explicit markers": false
|
174 |
+
}
|
175 |
+
},
|
176 |
+
"3.3 Subgroup Performance Analysis": {
|
177 |
+
"status": "N/A",
|
178 |
+
"sources": [],
|
179 |
+
"questions": {
|
180 |
+
"Non-aggregated evaluation results across subpopulations": false,
|
181 |
+
"Metrics for decision-making tasks": false,
|
182 |
+
"Metrics for other tasks including generative": false,
|
183 |
+
"Worst-case subgroup performance analysis": false,
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184 |
+
"Intersectional analysis": false,
|
185 |
+
"Evaluation of implicit social group markers": false
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186 |
+
}
|
187 |
+
},
|
188 |
+
"3.4 Transparency and Documentation": {
|
189 |
+
"status": "N/A",
|
190 |
+
"sources": [],
|
191 |
+
"questions": {
|
192 |
+
"Documentation of evaluation method scope": false,
|
193 |
+
"Documentation of evaluation methods for replication": false,
|
194 |
+
"Documentation of evaluation results for comparison": false,
|
195 |
+
"Documentation of mitigation measures": false,
|
196 |
+
"Documentation of monitoring approaches": false
|
197 |
+
}
|
198 |
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}
|
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},
|
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+
"4. Environmental Costs and Carbon Emissions Evaluation": {
|
201 |
+
"4.1 Environmental Costs Overview": {
|
202 |
+
"status": "N/A",
|
203 |
+
"sources": [],
|
204 |
+
"questions": {
|
205 |
+
"Evaluations of different processes": false,
|
206 |
+
"Evaluations across modalities": false,
|
207 |
+
"Evaluations on standardized benchmarks": false,
|
208 |
+
"Community feedback consideration": false,
|
209 |
+
"Full supply chain consideration": false
|
210 |
+
}
|
211 |
+
},
|
212 |
+
"4.2 Development Impact": {
|
213 |
+
"status": "N/A",
|
214 |
+
"sources": [],
|
215 |
+
"questions": {
|
216 |
+
"FLOPS accounting": false,
|
217 |
+
"Energy consumption evaluation": false,
|
218 |
+
"Carbon impact evaluation": false,
|
219 |
+
"Hardware lifecycle evaluation": false
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+
}
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},
|
222 |
+
"4.3 Deployment Impact": {
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223 |
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"status": "Yes",
|
224 |
+
"sources": [
|
225 |
+
{
|
226 |
+
"type": "π",
|
227 |
+
"detail": "https://cloud.google.com/blog/products/ai-machine-learning/performance-deepdive-of-gemma-on-google-cloud",
|
228 |
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"name": "Performance Analysis"
|
229 |
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}
|
230 |
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],
|
231 |
+
"questions": {
|
232 |
+
"Evaluation of inference FLOPS": true,
|
233 |
+
"Evaluation of common deployment energy consumption": false,
|
234 |
+
"Evaluation across deployment settings": false,
|
235 |
+
"Evaluation of task-specific variations": false,
|
236 |
+
"Evaluation of deployment carbon impact": false,
|
237 |
+
"Evaluation of deployment hardware lifecycle": false
|
238 |
+
}
|
239 |
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},
|
240 |
+
"4.4 Documentation": {
|
241 |
+
"status": "N/A",
|
242 |
+
"sources": [],
|
243 |
+
"questions": {
|
244 |
+
"Equipment and infrastructure documentation": false,
|
245 |
+
"Evaluation methods documentation": false,
|
246 |
+
"Results documentation": false,
|
247 |
+
"Documentation for comparison": false
|
248 |
+
}
|
249 |
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}
|
250 |
+
},
|
251 |
+
"5. Privacy and Data Protection Evaluation": {
|
252 |
+
"5.1 Overview": {
|
253 |
+
"status": "Yes",
|
254 |
+
"sources": [
|
255 |
+
{
|
256 |
+
"type": "π",
|
257 |
+
"detail": "https://arxiv.org/pdf/2408.00118",
|
258 |
+
"name": "Privacy Evaluation"
|
259 |
+
}
|
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+
],
|
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+
"questions": {
|
262 |
+
"Evaluations at various stages": true,
|
263 |
+
"Intrinsic privacy vulnerability evaluation": false,
|
264 |
+
"Extrinsic privacy evaluations": true,
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+
"Evaluations across modalities": false,
|
266 |
+
"Quantitative privacy evaluations": true,
|
267 |
+
"Human participant privacy evaluations": false
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}
|
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},
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+
"5.2 Privacy Harms": {
|
271 |
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"status": "Yes",
|
272 |
+
"sources": [
|
273 |
+
{
|
274 |
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"type": "π",
|
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"detail": "https://arxiv.org/pdf/2408.00118",
|
276 |
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"name": "Privacy Analysis"
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}
|
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],
|
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"questions": {
|
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+
"Personal information revelation evaluation": true,
|
281 |
+
"Content impersonation evaluation": true,
|
282 |
+
"Personal information confabulation evaluation": true
|
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+
}
|
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},
|
285 |
+
"5.3 IP and Security": {
|
286 |
+
"status": "Yes",
|
287 |
+
"sources": [
|
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+
{
|
289 |
+
"type": "π",
|
290 |
+
"detail": "https://www.cio.com/article/3567106/latticeflow-launches-first-comprehensive-evaluation-framework-for-compliance-with-the-eu-ai-act.html",
|
291 |
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|
292 |
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|
293 |
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|
294 |
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|
295 |
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|
296 |
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|
297 |
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|
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|
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|
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|
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|
302 |
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{
|
303 |
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|
304 |
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|
305 |
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|
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|
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|
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|
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|
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|
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|
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|
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|
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|
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|
316 |
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|
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|
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|
319 |
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|
320 |
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|
321 |
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|
322 |
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|
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|
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|
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|
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|
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|
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|
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|
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|
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|
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|
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|
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|
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|
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|
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|
338 |
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|
339 |
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|
340 |
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|
341 |
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|
342 |
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|
343 |
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|
344 |
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|
345 |
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|
346 |
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|
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|
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|
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|
350 |
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|
351 |
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|
352 |
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|
353 |
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|
354 |
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|
355 |
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|
356 |
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|
357 |
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|
358 |
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|
359 |
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|
360 |
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|
361 |
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|
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|
363 |
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|
364 |
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|
365 |
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|
366 |
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"questions": {
|
367 |
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|
368 |
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|
369 |
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|
370 |
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|
371 |
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|
372 |
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|
373 |
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|
374 |
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|
375 |
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|
376 |
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"status": "N/A",
|
377 |
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|
378 |
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"questions": {
|
379 |
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"Compensation assessment": false,
|
380 |
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|
381 |
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|
382 |
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|
383 |
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|
384 |
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|
385 |
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|
386 |
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"7.3 Worker Wellbeing": {
|
387 |
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"status": "N/A",
|
388 |
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|
389 |
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"questions": {
|
390 |
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|
391 |
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|
392 |
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|
393 |
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|
394 |
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|
395 |
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"7.4 Documentation": {
|
396 |
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"status": "N/A",
|
397 |
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"sources": [],
|
398 |
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"questions": {
|
399 |
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"Methodology documentation": false,
|
400 |
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"Demographics documentation": false,
|
401 |
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"Support system documentation": false,
|
402 |
+
"Incident reporting documentation": false
|
403 |
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}
|
404 |
+
}
|
405 |
+
}
|
406 |
+
}
|
407 |
+
}
|
model_data/starcoder2_scorecard.json
ADDED
@@ -0,0 +1,440 @@
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|
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|
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|
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|
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|
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|
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|
|
|
1 |
+
{
|
2 |
+
"metadata": {
|
3 |
+
"Name": "StarCoder2",
|
4 |
+
"Provider": "BigCode",
|
5 |
+
"URL": "https://huggingface.co/bigcode/starcoder2-15b",
|
6 |
+
"Type": "Large Language Model",
|
7 |
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"Modalities": [
|
8 |
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"Text-to-Text"
|
9 |
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]
|
10 |
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},
|
11 |
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"scores": {
|
12 |
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"1. Bias, Stereotypes, and Representational Harms Evaluation": {
|
13 |
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"1.1 Bias Detection Overview": {
|
14 |
+
"status": "Yes",
|
15 |
+
"sources": [
|
16 |
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{
|
17 |
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"type": "π",
|
18 |
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"detail": "https://arxiv.org/abs/2402.19173",
|
19 |
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"name": "BOLD - Bias in Open-ended Language Generation Dataset"
|
20 |
+
},
|
21 |
+
{
|
22 |
+
"type": "π",
|
23 |
+
"detail": "https://arxiv.org/abs/2402.19173",
|
24 |
+
"name": "WinoBias"
|
25 |
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}
|
26 |
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],
|
27 |
+
"questions": {
|
28 |
+
"Evaluations at various stages (data collection, preprocessing, AI system architecture, training, deployment)": false,
|
29 |
+
"Have intrinsic properties of the AI system been evaluated for bias (e.g., embedding analysis)": false,
|
30 |
+
"Have extrinsic bias evaluations been run (e.g., downstream task performance)": true,
|
31 |
+
"Have evaluations been run across all applicable modalities": true,
|
32 |
+
"Have bias evaluations been run that take the form of automatic quantitative evaluation": true,
|
33 |
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"Have bias evaluations been run with human participants?": false
|
34 |
+
}
|
35 |
+
},
|
36 |
+
"1.2 Protected Classes and Intersectional Measures": {
|
37 |
+
"status": "No",
|
38 |
+
"sources": [],
|
39 |
+
"questions": {
|
40 |
+
"Do evaluations cover all applicable legal protected categories for in-scope uses of the system?": false,
|
41 |
+
"Do evaluations cover additional subgroups that are likely to be harmed based on other personal characteristics": false,
|
42 |
+
"Evaluation of how different aspects of identity interact and compound in AI system behavior": false,
|
43 |
+
"Evaluation of AI system biases for legal protected categories and additional relevant subgroups": false
|
44 |
+
}
|
45 |
+
},
|
46 |
+
"1.3 Measurement of Stereotypes and Harmful Associations": {
|
47 |
+
"status": "Yes",
|
48 |
+
"sources": [
|
49 |
+
{
|
50 |
+
"type": "π",
|
51 |
+
"detail": "https://arxiv.org/abs/2402.19173",
|
52 |
+
"name": "HONEST - Hurtful Sentence Completion in English Language Models"
|
53 |
+
},
|
54 |
+
{
|
55 |
+
"type": "π",
|
56 |
+
"detail": "https://arxiv.org/abs/2402.19173",
|
57 |
+
"name": "RealToxicityPrompts"
|
58 |
+
}
|
59 |
+
],
|
60 |
+
"questions": {
|
61 |
+
"Measurement of known stereotypes in AI system outputs": true,
|
62 |
+
"Measurement of other negative associations and assumptions regarding specific groups": true,
|
63 |
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"Measurement of stereotypes and negative associations across in-scope contexts": false
|
64 |
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}
|
65 |
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},
|
66 |
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"1.4 Bias Evaluation Transparency and Documentation": {
|
67 |
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"status": "Yes",
|
68 |
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"sources": [
|
69 |
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{
|
70 |
+
"type": "π",
|
71 |
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"detail": "https://arxiv.org/abs/2402.19173",
|
72 |
+
"name": "Evaluation Documentation"
|
73 |
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}
|
74 |
+
],
|
75 |
+
"questions": {
|
76 |
+
"Sufficient documentation of evaluation methods (including code and datasets) to replicate findings": true,
|
77 |
+
"Sufficient documentation of evaluation results (including intermediary statistics) to support comparison to other AI systems": true,
|
78 |
+
"Documentation of bias mitigation measures, including their secondary impacts": false,
|
79 |
+
"Documentation of bias monitoring approaches post-release/deployment if applicable": false
|
80 |
+
}
|
81 |
+
}
|
82 |
+
},
|
83 |
+
"2. Cultural Values and Sensitive Content Evaluation": {
|
84 |
+
"2.1 Cultural Variation Overview": {
|
85 |
+
"status": "N/A",
|
86 |
+
"sources": [],
|
87 |
+
"questions": {
|
88 |
+
"Evaluations at various stages (data collection, preprocessing, AI system architecture, training, deployment)": false,
|
89 |
+
"Have intrinsic properties of the AI system been evaluated for cultural variation(e.g., embedding analysis)": false,
|
90 |
+
"Have extrinsic cultural variation evaluations been run (e.g., downstream task performance)": false,
|
91 |
+
"Have evaluations been run across all applicable modalities": false,
|
92 |
+
"Have cultural variation evaluations been run that take the form of automatic quantitative evaluation": false,
|
93 |
+
"Have cultural variation evaluations been run with human participants?": false
|
94 |
+
}
|
95 |
+
},
|
96 |
+
"2.2 Cultural Diversity and Representation": {
|
97 |
+
"status": "N/A",
|
98 |
+
"sources": [],
|
99 |
+
"questions": {
|
100 |
+
"Use of evaluation methods developed in the cultural contexts in scope": false,
|
101 |
+
"Respect of indigenous sovereignty, protected rights, and cultural norms in AI system-generated content": false,
|
102 |
+
"Evaluation of cultural variation across geographic dimensions": false,
|
103 |
+
"Evaluation of cultural variation representing communities' perspectives within geographical contexts": false,
|
104 |
+
"Analysis of how cultural context affects AI system performance": false
|
105 |
+
}
|
106 |
+
},
|
107 |
+
"2.3 Generated Sensitive Content across Cultural Contexts": {
|
108 |
+
"status": "Yes",
|
109 |
+
"sources": [
|
110 |
+
{
|
111 |
+
"type": "π",
|
112 |
+
"detail": "https://arxiv.org/abs/2402.19173",
|
113 |
+
"name": "HONEST - Hurtful Sentence Completion in English Language Models"
|
114 |
+
},
|
115 |
+
{
|
116 |
+
"type": "π",
|
117 |
+
"detail": "https://arxiv.org/abs/2402.19173",
|
118 |
+
"name": "RealToxicityPrompts"
|
119 |
+
}
|
120 |
+
],
|
121 |
+
"questions": {
|
122 |
+
"Has the AI system been evaluated for its likelihood of facilitating generation of threatening or violent content": true,
|
123 |
+
"Has the AI system been evaluated for its likelihood of facilitating generation of targeted harassment or discrimination": false,
|
124 |
+
"Has the AI system been evaluated for its likelihood of facilitating generation of hate speech": false,
|
125 |
+
"Has the AI system been evaluated for its likelihood of exposing its direct users to content embedding values and assumptions not reflective of their cultural context": false,
|
126 |
+
"Has the AI system been evaluated for its likelihood of exposing its direct users to inappropriate content for their use context": true,
|
127 |
+
"Has the AI system been evaluated for its likelihood of exposing its direct users to content with negative psychological impacts": false,
|
128 |
+
"Has the evaluation of the AI system's behaviors explicitly considered cultural variation in their definition": false
|
129 |
+
}
|
130 |
+
},
|
131 |
+
"2.4 Cultural Variation Transparency and Documentation": {
|
132 |
+
"status": "N/A",
|
133 |
+
"sources": [],
|
134 |
+
"questions": {
|
135 |
+
"Documentation of cultural contexts considered during development": false,
|
136 |
+
"Documentation of the range of cultural contexts covered by evaluations": false,
|
137 |
+
"Sufficient documentation of evaluation method to understand the scope of the findings": false,
|
138 |
+
"Construct validity, documentation of strengths, weaknesses, and assumptions": false,
|
139 |
+
"Domain shift between evaluation development and AI system development settings": false,
|
140 |
+
"Sufficient documentation of evaluation methods to replicate findings": false,
|
141 |
+
"Sufficient documentation of evaluation results to support comparison": false,
|
142 |
+
"Document of psychological impact on evaluators reviewing harmful content": false,
|
143 |
+
"Documentation of measures to protect evaluator well-being": false
|
144 |
+
}
|
145 |
+
}
|
146 |
+
},
|
147 |
+
"3. Disparate Performance Evaluation": {
|
148 |
+
"3.1 Disparate Performance Overview": {
|
149 |
+
"status": "N/A",
|
150 |
+
"sources": [],
|
151 |
+
"questions": {
|
152 |
+
"Have development choices and intrinsic properties of the AI system been evaluated for their contribution to disparate performance?": false,
|
153 |
+
"Have extrinsic disparate performance evaluations been run": false,
|
154 |
+
"Have evaluations been run across all applicable modalities": false,
|
155 |
+
"Have disparate performance evaluations been run that take the form of automatic quantitative evaluation": false,
|
156 |
+
"Have disparate performance evaluations been run with human participants": false
|
157 |
+
}
|
158 |
+
},
|
159 |
+
"3.2 Identifying Target Groups for Disparate Performance Evaluation": {
|
160 |
+
"status": "N/A",
|
161 |
+
"sources": [],
|
162 |
+
"questions": {
|
163 |
+
"Identification of mandated target group based on legal nondiscrimination frameworks": false,
|
164 |
+
"Identification of further target groups that are likely to be harmed by disparate performance": false,
|
165 |
+
"Assessment of systemic barriers in dataset collection methods for different groups": false,
|
166 |
+
"Consideration of historical disparities in the task in which the AI system is deployed": false,
|
167 |
+
"Identification of both implicit and explicit markers for the target groups": false
|
168 |
+
}
|
169 |
+
},
|
170 |
+
"3.3 Subgroup Performance Analysis": {
|
171 |
+
"status": "N/A",
|
172 |
+
"sources": [],
|
173 |
+
"questions": {
|
174 |
+
"Non-aggregated evaluation results across subpopulations, including feature importance and consistency analysis": false,
|
175 |
+
"Metrics to measure performance in decision-making tasks": false,
|
176 |
+
"Metrics to measure disparate performance in other tasks including generative tasks": false,
|
177 |
+
"Worst-case subgroup performance analysis, including performance on rare or underrepresented cases": false,
|
178 |
+
"Intersectional analysis examining performance across combinations of subgroup": false,
|
179 |
+
"Do evaluations of disparate performance account for implicit social group markers": false
|
180 |
+
}
|
181 |
+
},
|
182 |
+
"3.4 Disparate Performance Evaluation Transparency and Documentation": {
|
183 |
+
"status": "N/A",
|
184 |
+
"sources": [],
|
185 |
+
"questions": {
|
186 |
+
"Sufficient documentation of evaluation method to understand the scope of the findings": false,
|
187 |
+
"Documentation of strengths, weaknesses, and assumptions about the context": false,
|
188 |
+
"Documentation of domain shift between evaluation and deployment settings": false,
|
189 |
+
"Sufficient documentation of evaluation methods to replicate findings": false,
|
190 |
+
"Sufficient documentation of evaluation results to support comparison": false,
|
191 |
+
"Documentation of disparate performance mitigation measures": false,
|
192 |
+
"Documentation of disparate performance monitoring approaches": false
|
193 |
+
}
|
194 |
+
}
|
195 |
+
},
|
196 |
+
"4. Environmental Costs and Carbon Emissions Evaluation": {
|
197 |
+
"4.1 Environmental Costs Overview": {
|
198 |
+
"status": "Yes",
|
199 |
+
"sources": [
|
200 |
+
{
|
201 |
+
"type": "π",
|
202 |
+
"detail": "https://mlco2.github.io/impact/#compute",
|
203 |
+
"name": "Machine Learning Emissions Calculator"
|
204 |
+
}
|
205 |
+
],
|
206 |
+
"questions": {
|
207 |
+
"Evaluations of different processes within development and deployment": false,
|
208 |
+
"Have evaluations been run across all applicable modalities?": true,
|
209 |
+
"Have evaluations been run on standardized benchmarks or metrics?": true,
|
210 |
+
"Have evaluations taken into account community feedback from regions affected by data center power consumption?": false,
|
211 |
+
"Do evaluations consider the full supply chain including environmental impact of hardware components and data centers used?": false
|
212 |
+
}
|
213 |
+
},
|
214 |
+
"4.2 Energy Cost and Environmental Impact of Development": {
|
215 |
+
"status": "Yes",
|
216 |
+
"sources": [
|
217 |
+
{
|
218 |
+
"type": "π",
|
219 |
+
"detail": "https://mlco2.github.io/impact/#compute",
|
220 |
+
"name": "Machine Learning Emissions Calculator"
|
221 |
+
}
|
222 |
+
],
|
223 |
+
"questions": {
|
224 |
+
"Accounting of FLOPS across development stages": true,
|
225 |
+
"Evaluation of energy consumption using standardized tracking tools": true,
|
226 |
+
"Evaluation of carbon impact accounting for regional energy sources": true,
|
227 |
+
"Evaluation of hardware lifecycle environmental impact": false
|
228 |
+
}
|
229 |
+
},
|
230 |
+
"4.3 Energy Cost and Environmental Impact of Deployment": {
|
231 |
+
"status": "N/A",
|
232 |
+
"sources": [],
|
233 |
+
"questions": {
|
234 |
+
"Evaluation of inference FLOPS for the system": false,
|
235 |
+
"Evaluation of inference energy consumption on most common deployment setting": false,
|
236 |
+
"Evaluation of inference energy consumption on multiple deployment settings": false,
|
237 |
+
"Evaluation of task-specific energy consumption variations": false,
|
238 |
+
"Evaluation of carbon impact for deployment infrastructure": false,
|
239 |
+
"Evaluation of hardware lifecycle environmental impact for deployment": false
|
240 |
+
}
|
241 |
+
},
|
242 |
+
"4.4 Environmental Costs Transparency and Documentation": {
|
243 |
+
"status": "Yes",
|
244 |
+
"sources": [
|
245 |
+
{
|
246 |
+
"type": "π",
|
247 |
+
"detail": "https://mlco2.github.io/impact/#compute",
|
248 |
+
"name": "Machine Learning Emissions Calculator"
|
249 |
+
}
|
250 |
+
],
|
251 |
+
"questions": {
|
252 |
+
"Documentation about equipment and infrastructure specifications": true,
|
253 |
+
"Sufficient documentation of evaluation methods including components covered": false,
|
254 |
+
"Sufficient documentation of evaluation methods to replicate findings": true,
|
255 |
+
"Sufficient documentation of evaluation results for comparison": true
|
256 |
+
}
|
257 |
+
}
|
258 |
+
},
|
259 |
+
"5. Privacy and Data Protection Evaluation": {
|
260 |
+
"5.1 Privacy and Data Protection Overview": {
|
261 |
+
"status": "Yes",
|
262 |
+
"sources": [
|
263 |
+
{
|
264 |
+
"type": "π’",
|
265 |
+
"detail": "PII detection and redaction using an NER model"
|
266 |
+
},
|
267 |
+
{
|
268 |
+
"type": "π",
|
269 |
+
"detail": "https://huggingface.co/spaces/bigcode/in-the-stack",
|
270 |
+
"name": "Opt-out tool for users"
|
271 |
+
},
|
272 |
+
{
|
273 |
+
"type": "π",
|
274 |
+
"detail": "https://arxiv.org/abs/2402.19173",
|
275 |
+
"name": "Asleep at the Keyboard Security Benchmark"
|
276 |
+
}
|
277 |
+
],
|
278 |
+
"questions": {
|
279 |
+
"Evaluations at various stages (data collection, preprocessing, AI system architecture, training, deployment)": true,
|
280 |
+
"Have intrinsic properties of the AI system been evaluated for privacy vulnerabilities": false,
|
281 |
+
"Have extrinsic privacy evaluations been run": true,
|
282 |
+
"Have evaluations been run across all applicable modalities": true,
|
283 |
+
"Have privacy evaluations been run that take the form of automatic quantitative evaluation": true,
|
284 |
+
"Have privacy evaluations been run with human participants?": false
|
285 |
+
}
|
286 |
+
},
|
287 |
+
"5.2 Privacy, Likeness, and Publicity Harms": {
|
288 |
+
"status": "N/A",
|
289 |
+
"sources": [],
|
290 |
+
"questions": {
|
291 |
+
"Has the AI system been evaluated for its likelihood of revealing personal information from its training data?": false,
|
292 |
+
"Has the AI system been evaluated for its likelihood of facilitating generation of content impersonating an individual?": false,
|
293 |
+
"Has the AI system been evaluated for its likelihood of providing made up or confabulated personal information about individuals?": false
|
294 |
+
}
|
295 |
+
},
|
296 |
+
"5.3 Intellectual Property and Information Security": {
|
297 |
+
"status": "Yes",
|
298 |
+
"sources": [
|
299 |
+
{
|
300 |
+
"type": "π’",
|
301 |
+
"detail": "Membership test to find if generated code was copied from the training corpus"
|
302 |
+
},
|
303 |
+
{
|
304 |
+
"type": "π’",
|
305 |
+
"detail": "Code attribution tool to find the original author and license of the generated code"
|
306 |
+
},
|
307 |
+
{
|
308 |
+
"type": "π",
|
309 |
+
"detail": "https://arxiv.org/abs/2402.19173",
|
310 |
+
"name": "Asleep at the Keyboard Security Benchmark"
|
311 |
+
}
|
312 |
+
],
|
313 |
+
"questions": {
|
314 |
+
"Has the AI system been evaluated for its likelihood of reproducing other categories of information from its training data": true,
|
315 |
+
"Has the system been evaluated for other information security risks for in-scope uses": false
|
316 |
+
}
|
317 |
+
},
|
318 |
+
"5.4 Privacy Evaluation Transparency and Documentation": {
|
319 |
+
"status": "Yes",
|
320 |
+
"sources": [
|
321 |
+
{
|
322 |
+
"type": "π’",
|
323 |
+
"detail": "Documentation of training data information risk categories and consent status"
|
324 |
+
}
|
325 |
+
],
|
326 |
+
"questions": {
|
327 |
+
"Documentation of the categories of training data that present information risk": true,
|
328 |
+
"Documentation of evaluation methods to replicate findings": true,
|
329 |
+
"Documentation of evaluation results to support comparison": true,
|
330 |
+
"Documentation of evaluation limitations": false,
|
331 |
+
"Documentation of deployment considerations": false
|
332 |
+
}
|
333 |
+
}
|
334 |
+
},
|
335 |
+
"6. Financial Costs Evaluation": {
|
336 |
+
"6.1 Financial Costs Overview": {
|
337 |
+
"status": "N/A",
|
338 |
+
"sources": [],
|
339 |
+
"questions": {
|
340 |
+
"Evaluation of costs at various stages": false,
|
341 |
+
"Have costs been evaluated for different system components": false,
|
342 |
+
"Have cost evaluations been run across all applicable modalities": false,
|
343 |
+
"Have cost evaluations included both direct and indirect expenses": false,
|
344 |
+
"Have cost projections been validated against actual expenses": false
|
345 |
+
}
|
346 |
+
},
|
347 |
+
"6.2 Development and Training Costs": {
|
348 |
+
"status": "N/A",
|
349 |
+
"sources": [],
|
350 |
+
"questions": {
|
351 |
+
"Assessment of research and development labor costs": false,
|
352 |
+
"Evaluation of data collection and preprocessing costs": false,
|
353 |
+
"Assessment of training infrastructure costs": false,
|
354 |
+
"Assessment of costs associated with different training approaches": false,
|
355 |
+
"Evaluation of model architecture and size impact on costs": false
|
356 |
+
}
|
357 |
+
},
|
358 |
+
"6.3 Deployment and Operation Costs": {
|
359 |
+
"status": "N/A",
|
360 |
+
"sources": [],
|
361 |
+
"questions": {
|
362 |
+
"Assessment of inference and serving costs": false,
|
363 |
+
"Evaluation of storage and hosting expenses": false,
|
364 |
+
"Assessment of scaling costs based on usage patterns": false,
|
365 |
+
"Evaluation of costs specific to different deployment contexts": false,
|
366 |
+
"Assessment of costs for model updates or fine-tuning by end users": false
|
367 |
+
}
|
368 |
+
},
|
369 |
+
"6.4 Financial Cost Documentation and Transparency": {
|
370 |
+
"status": "N/A",
|
371 |
+
"sources": [],
|
372 |
+
"questions": {
|
373 |
+
"Sufficient documentation of cost evaluation methodology and assumptions": false,
|
374 |
+
"Sufficient documentation of cost breakdowns and metrics": false,
|
375 |
+
"Documentation of cost variations across different usage scenarios": false,
|
376 |
+
"Documentation of long-term cost projections and risk factors": false
|
377 |
+
}
|
378 |
+
}
|
379 |
+
},
|
380 |
+
"7. Data and Content Moderation Labor Evaluation": {
|
381 |
+
"7.1 Labor Evaluation Overview": {
|
382 |
+
"status": "Yes",
|
383 |
+
"sources": [
|
384 |
+
{
|
385 |
+
"type": "π’",
|
386 |
+
"detail": "PII annotations by human annotators with fair wage"
|
387 |
+
}
|
388 |
+
],
|
389 |
+
"questions": {
|
390 |
+
"Evaluation of labor practices at various stages": true,
|
391 |
+
"Have labor conditions been evaluated for different worker categories": true,
|
392 |
+
"Have labor evaluations been run across all applicable task types": false,
|
393 |
+
"Have labor practices been evaluated against established industry standards": true,
|
394 |
+
"Have labor evaluations included both direct employees and contracted workers": false,
|
395 |
+
"Have evaluations considered different regional and jurisdictional contexts": true
|
396 |
+
}
|
397 |
+
},
|
398 |
+
"7.2 Working Conditions and Compensation": {
|
399 |
+
"status": "Yes",
|
400 |
+
"sources": [
|
401 |
+
{
|
402 |
+
"type": "π’",
|
403 |
+
"detail": "PII annotations by human annotators with fair wage"
|
404 |
+
}
|
405 |
+
],
|
406 |
+
"questions": {
|
407 |
+
"Assessment of compensation relative to local living wages and industry standards": true,
|
408 |
+
"Assessment of job security and employment classification": false,
|
409 |
+
"Evaluation of workplace safety, worker protections and rights": false,
|
410 |
+
"Assessment of worker autonomy and task assignment practices": false,
|
411 |
+
"Evaluation of power dynamics and worker feedback mechanisms": false
|
412 |
+
}
|
413 |
+
},
|
414 |
+
"7.3 Worker Wellbeing and Support": {
|
415 |
+
"status": "N/A",
|
416 |
+
"sources": [],
|
417 |
+
"questions": {
|
418 |
+
"Assessment of psychological support systems, trauma resources, and other long-term mental health monitoring": false,
|
419 |
+
"Evaluation of training and preparation for difficult content": false,
|
420 |
+
"Evaluation of cultural and linguistic support for diverse workforces": false
|
421 |
+
}
|
422 |
+
},
|
423 |
+
"7.4 Labor Practice Documentation and Transparency": {
|
424 |
+
"status": "Yes",
|
425 |
+
"sources": [
|
426 |
+
{
|
427 |
+
"type": "π’",
|
428 |
+
"detail": "PII annotations by human annotators with fair wage"
|
429 |
+
}
|
430 |
+
],
|
431 |
+
"questions": {
|
432 |
+
"Documentation of labor evaluation methodology and frameworks used": true,
|
433 |
+
"Documentation of worker demographics and task distribution": false,
|
434 |
+
"Documentation of support systems, worker protections": false,
|
435 |
+
"Documentation of incident reporting and resolution procedures": false
|
436 |
+
}
|
437 |
+
}
|
438 |
+
}
|
439 |
+
}
|
440 |
+
}
|