diff --git "a/resources/philosophy/Sapiens_ A Brief History of Humankind - Yuval Noah Harari.txt" "b/resources/philosophy/Sapiens_ A Brief History of Humankind - Yuval Noah Harari.txt" new file mode 100644--- /dev/null +++ "b/resources/philosophy/Sapiens_ A Brief History of Humankind - Yuval Noah Harari.txt" @@ -0,0 +1,22305 @@ +A Brief +History of +Humankind + + + +Yuval Noah +Harari + + +A Brief +History of +Humankind + + + +Yuval Noah +Harari + + +Yuval Noah Harari + + +Sapiens + +A Brief History of +Humankind + + + +SIGNAL + + +4 + + +English translation copyright © 2014 by Yuval Noah Harari +Cloth edition published 2014 + +Published simultaneously in the United Kingdom by Harvil +Seeker First published in Hebrew in Israel in 2011 by +Kinneret, Zmora-Bitan, Dvir + + + + +Signal Books is an imprint of McClel and & Stewart, a +division of Random House of Canada Limited, a Penguin +Random House Company + +Al rights reserved. The use of any part of this publication +reproduced, transmitted in any form or by any means, +electronic, mechanical, photocopying, recording, or +otherwise, or stored in a retrieval system, without the prior +written consent of the publisher - or, in case of +photocopying or other reprographic copying, a licence from +the Canadian Copyright Licensing Agency - is an +infringement of the copyright law. + +Library and Archives Canada Cataloguing in +Publication + +Harari, Yuval N., author + +Sapiens : a brief history of humankind / Yuval Noah Harari. +Includes bibliographical references. + +ISBN 978-0-7710-3850-1 (bound).-ISBN 978-0-7710-3852-5 +(html) + +1. Civilization-History. 2. Human beings-History. I. Title. + +CB25.H37 2014 909 C2014-904589-1 + +C2014-904590-5 + +Jacket design © Suzanne Dean + +Picture research by Caroline Wood + +Maps by Neil Gower + +McClel and & Stewart, + + + +a division of Random House of Canada Limited, +a Penguin Random House Company +www.randomhouse.ca + +v3.1 + +In loving memory of my father, Shlomo Harari + +Contents + +Cover + +Title Pa ge + +Copyright + +Dedication + +Timeline of Histor y + +Part One The Co g nitive Revolution + +1 An Animal of No Si g nificance + +2 The Tree of Knowled ge + +3 A Dav in the Life of Adam and Eve + +4 The Flood + +Part Two The A g ricultural Revolution + +5 History's Bi gg est Fraud + +6 Buildin g P yramids + +7 Memory Overload + + + + + + + + + + + + + + + + + + + + + + + +8 There is No j ustice in Histor y + +Part Three The Unification of Humankind + +9 The Arrow of Histor y + +10 The Scent of Mone y + +11 Imperial Visions + +12 The Law of Reli g ion + +13 The Secret of Success + +Part Four The Scientific Revo tut ion + +14 The Discovery of I g norance + +15 The Marria g e of Science and Empire + +16 The Capitalist Creed + +17 The Wheels of industr y + +18 A Permanent Revolution + +19 And They Lived Ha ppil y Ever After + +20 The End of Homo Sapiens +Afterword: + +The Animal that Became a God + +Notes + + +Acknowled g ements +Ima g e credits + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + +Timeline of History + +Years + +Before + +the + +Present + +13.5 + +Matter and energy appear. Beginning of physics. Atoms and +molecules + +billion appear. Beginning of chemistry. + +4.5 + +Formation of planet Earth. + +billion + +3.8 + +Emergence of organisms. Beginning of biology, +billion +6 + +Last common grandmother of humans and chimpanzees, +million + +2.5 + +Evolution of the genus Homo in Africa. First stone tools. + + + +million + +2 + +Humans spread from Africa to Eurasia. Evolution of different +human + +million species. + +500,000 Neanderthals evolve in Europe and the Middle East. + +300,000 Daily usage of fire. + +200,000 Homo sapiens evolves in East Africa. + +The Cognitive Revolution. Emergence of fictive language. + +70,000 Beginning of history. Sapiens spread out of Africa. + +45,000 Sapiens settle Australia. Extinction of Australian +megafauna. + +30,000 Extinction of Neanderthals. + +16,000 Sapiens settle America. Extinction of American +megafauna. + +Extinction of Homo floresiensis. Homo sapiens the only +surviving human 13,000 species. + +The Agricultural Revolution. Domestication of plants and +animals. + + +12,000 Permanent settlements. + +5,000 First kingdoms, script and money. Polytheistic +religions. + + + +4,250 First empire - the Akkadian Empire of Sargon. + +Invention of coinage - a universal money. + +The Persian Empire - a universal political order 'for the +benefit of all + +2,500 humans'. + +Buddhism in India - a universal truth 'to liberate all beings +from + +suffering'. + +2,000 Han Empire in China. Roman Empire in the +Mediterranean. Christianity. + +1,400 Islam. + +The Scientific Revolution. Humankind admits its ignorance +and begins to + +acquire unprecedented power. Europeans begin to conquer +America and + +500 + +the oceans. The entire planet becomes a single historical +arena. The rise + +of capitalism. + +The Industrial Revolution. Family and community are +replaced by state + +200 + +and market. Massive extinction of plants and animals. + + + +Humans transcend the boundaries of planet Earth. Nuclear +weapons + +The + +threaten the survival of humankind. Organisms are +increasingly shaped + +Present by intelligent design rather than natural selection. +The + +Intelligent design becomes the basic principle of life? Homo +sapiens is Future replaced by superhumans? + + + +Part One + +The Cognitive Revolution + +1. A human handprint made about 30,000 years ago, +on the wall of the Chauvet-Pont-d'Arc Cave in + + + +southern France. Somebody tried to say, 'I was +here! 1 + +1 + +An Animal of No Significance + +ABOUT 13.5 BILLION YEARS AGO, MATTER, energy, time and +space came into + +being in what is known as the Big Bang. The story of these +fundamental features of our universe is called physics. + +About 300,000 years after their appearance, matter and +energy started to coalesce into complex structures, called +atoms, which then combined into molecules. The story of +atoms, molecules and their interactions is called chemistry. + +About 3.8 billion years ago, on a planet called Earth, certain +molecules combined to form particularly large and intricate +structures called organisms. The story of organisms is called +biology. + +About 70,000 years ago, organisms belonging to the species +Homo sapiens started to form even more elaborate +structures called cultures. The subsequent development of +these human cultures is called history. + +Three important revolutions shaped the course of history: +the Cognitive Revolution kick-started history about 70,000 +years ago. The Agricultural Revolution sped it up about +12,000 years ago. The Scienti c Revolution, which got under +way only 500 years ago, may well end history and start +something completely di erent. This book tells the story of +how these three revolutions have affected humans and their +fellow organisms. + + + +There were humans long before there was history. Animals +much like modern humans rst appeared about 2.5 million +years ago. But for countless generations they did not stand +out from the myriad other organisms with which they shared +their habitats. + +On a hike in East Africa 2 million years ago, you might well +have encountered a familiar cast of human characters: +anxious mothers cuddling their babies and clutches of +carefree children playing in the mud; temperamental youths +cha ng against the dictates of society and weary elders who +just wanted to be left in peace; chest-thumping machos +trying to impress the local beauty and wise old matriarchs +who had already seen it all. These archaic humans loved, +played, formed close friendships and competed for status +and power - but so did chimpanzees, baboons and +elephants. There was nothing special about them. + +Nobody, least of all humans themselves, had any inkling +that their descendants would one day walk on the moon, +split the atom, fathom the genetic code and write history +books. The most important thing to know about prehistoric +humans is that they were insigni cant animals with no more +impact on their environment than gorillas, fireflies or +jellyfish. + +Biologists classify organisms into species. Animals are said +to belong to the same species if they tend to mate with each +other, giving birth to fertile o spring. + +Horses and donkeys have a recent common ancestor and +share many physical traits. But they show little sexual +interest in one another. They will mate if induced to do so - +but their o spring, called mules, are sterile. Mutations in +donkey DNA can therefore never cross over to horses, or vice +versa. The two types of animals are consequently considered + + + +two distinct species, moving along separate evolutionary +paths. By contrast, a bulldog and a spaniel may look very di +erent, but they are members of the same species, sharing +the same DNA pool. + +They will happily mate and their puppies will grow up to pair +o with other dogs and produce more puppies. + +Species that evolved from a common ancestor are bunched +together under the + +heading 'genus' (plural genera). Lions, tigers, leopards and +jaguars are di erent species within the genus Panthera. +Biologists label organisms with a two-part Latin name, genus +followed by species. Lions, for example, are called Panthera +leo, the species leo of the genus Panthera . Presumably, +everyone reading this book is a Homo sapiens - the species +sapiens (wise) of the genus Homo (man). + +Genera in their turn are grouped into families, such as the +cats (lions, cheetahs, house cats), the dogs (wolves, foxes, +jackals) and the elephants (elephants, mammoths, +mastodons). All members of a family trace their lineage back +to a founding matriarch or patriarch. All cats, for example, +from the smallest house kitten to the most ferocious lion, +share a common feline ancestor who lived about 25 million +years ago. + +Homo sapiens , too, belongs to a family. This banal fact used +to be one of history's most closely guarded secrets. Homo +sapiens long preferred to view itself as set apart from +animals, an orphan bereft of family, lacking siblings or +cousins, and most importantly, without parents. But that's +just not the case. Like it or not, we are members of a large +and particularly noisy family called the great apes. + + + +Our closest living relatives include chimpanzees, gorillas +and orang-utans. The chimpanzees are the closest. Just 6 +million years ago, a single female ape had two daughters. +One became the ancestor of all chimpanzees, the other is +our own grandmother. + + + +Skeletons in the Closet + +Homo sapiens has kept hidden an even more disturbing +secret. Not only do we possess an abundance of uncivilised +cousins, once upon a time we had quite a few brothers and +sisters as well. We are used to thinking about ourselves as +the only humans, because for the last 10,000 years, our +species has indeed been the only human species around. Yet +the real meaning of the word human is 'an animal belonging +to the genus Homo', and there used to be many other +species of this genus besides Homo sapiens. Moreover, as +we shall see in the last chapter of the book, in the not so +distant future we might again have to contend with non - + +sapiens humans. To clarify this point, I will often use the +term 'Sapiens' to denote members of the species Homo +sapiens, while reserving the term 'human' to refer to all +extant members of the genus Homo. + + + +Humans rst evolved in East Africa about 2.5 million years +ago from an earlier genus of apes called Australopithecus , +which means 'Southern Ape'. About 2 million years ago, +some of these archaic men and women left their homeland +to journey through and settle vast areas of North Africa, +Europe and Asia. Since survival in the snowy forests of +northern Europe required di erent traits than those needed +to stay alive in Indonesia's steaming jungles, human +populations evolved in di erent directions. The result was +several distinct species, to each of which scientists have +assigned a pompous Latin name. + +2. Our siblings, according to speculative +reconstructions (left to right): + +Homo rudolfensis (East Africa); Homo erectus (East +Asia); and Homo neanderthalensis (Europe and +western Asia). All are humans. + +Humans in Europe and western Asia evolved into Homo +neanderthalensis ('Man + +from the Neander Valley), popularly referred to simply as +'Neanderthals'. + +Neanderthals, bulkier and more muscular than us Sapiens, +were well adapted to the cold climate of Ice Age western +Eurasia. The more eastern regions of Asia were populated by +Homo erectus , 'Upright Man', who survived there for close to +2 + +million years, making it the most durable human species +ever. This record is unlikely to be broken even by our own +species. It is doubtful whether Homo sapiens will still be +around a thousand years from now, so 2 million years is +really out of our league. + + +On the island of Java, in Indonesia, lived Homo soloensis, +'Man from the Solo Valley', who was suited to life in the +tropics. On another Indonesian island - the small island of +Flores - archaic humans underwent a process of dwar ng. +Humans rst reached Flores when the sea level was +exceptionally low, and the island was easily accessible from +the mainland. When the seas rose again, some people were +trapped on the island, which was poor in resources. Big +people, who need a lot of food, died rst. Smaller fellows +survived much better. Over the generations, the people of +Flores became dwarves. This unique species, known by +scientists as Homo oresiensis, reached a maximum height of +only one metre and weighed no more than twenty- ve +kilograms. They were nevertheless able to produce stone +tools, and even managed occasionally to hunt down some of +the island's elephants + +- though, to be fair, the elephants were a dwarf species as +well. + +In 2010 another lost sibling was rescued from oblivion, when +scientists excavating the Denisova Cave in Siberia +discovered a fossilised nger bone. + +Genetic analysis proved that the nger belonged to a +previously unknown human species, which was named +Homo denisova. Who knows how many lost relatives of ours +are waiting to be discovered in other caves, on other islands, +and in other climes. + +While these humans were evolving in Europe and Asia, +evolution in East Africa did not stop. The cradle of humanity +continued to nurture numerous new species, such as Homo +ru do I fen sis , 'Man from Lake Rudolf', Homo erg aster, + +'Working Man', and eventually our own species, which we've +immodestly named Homo sapiens, + + + +'Wise Man'. + + +The members of some of these species were massive and +others were dwarves. + +Some were fearsome hunters and others meek plant- +gatherers. Some lived only on a single island, while many +roamed over continents. But all of them belonged to the +genus Homo. They were all human beings. + +It's a common fallacy to envision these species as arranged +in a straight line of descent, with Ergaster begetting Erectus, +Erectus begetting the Neanderthals, and the Neanderthals +evolving into us. This linear model gives the mistaken +impression that at any particular moment only one type of +human inhabited the earth, and that all earlier species were +merely older models of ourselves. The truth + +is that from about 2 million years ago until around 10,000 +years ago, the world was home, at one and the same time, to +several human species. And why not? + +Today there are many species of foxes, bears and pigs. The +earth of a hundred millennia ago was walked by at least six +di erent species of man. It's our current exclusivity, not that +multi-species past, that is peculiar - and perhaps +incriminating. As we will shortly see, we Sapiens have good +reasons to repress the memory of our siblings. + +The Cost of Thinking + +Despite their many di erences, all human species share +several de ning characteristics. Most notably, humans have +extraordinarily large brains compared to other animals. +Mammals weighing sixty kilograms have an average brain +size of 200 cubic centimetres. The earliest men and women, +2.5 million years ago, had brains of about 600 cubic + + + +centimetres. Modern Sapiens sport a brain averaging 1,200- +1,400 cubic centimetres. Neanderthal brains were even +bigger. + +That evolution should select for larger brains may seem to +us like, well, a no-brainer. We are so enamoured of our high +intelligence that we assume that when it comes to cerebral +power, more must be better. But if that were the case, the +feline family would also have produced cats who could do +calculus. Why is genus Homo the only one in the entire +animal kingdom to have come up with such massive +thinking machines? + +The fact is that a jumbo brain is a jumbo drain on the body. +It's not easy to carry around, especially when encased inside +a massive skull. It's even harder to fuel. In Homo sapiens , +the brain accounts for about 2-3 per cent of total body +weight, but it consumes 25 per cent of the body's energy +when the body is at rest. + +By comparison, the brains of other apes require only 8 per +cent of rest-time energy. Archaic humans paid for their large +brains in two ways. Firstly, they spent more time in search of +food. Secondly, their muscles atrophied. Like a government +diverting money from defence to education, humans +diverted energy from biceps to neurons. It's hardly a +foregone conclusion that this is a good strategy for survival +on the savannah. A chimpanzee can't win an argument with +a Homo sapiens , but the ape can rip the man apart like a rag +doll. + +Today our big brains pay o nicely, because we can produce +cars and guns that enable us to move much faster than +chimps, and shoot them from a safe distance instead of +wrestling. But cars and guns are a recent phenomenon. For +more than 2 + + + +million years, human neural networks kept growing and +growing, but apart from some int knives and pointed sticks, +humans had precious little to show for it. + +What then drove forward the evolution of the massive +human brain during those 2 + +million years? Frankly, we don't know. + +Another singular human trait is that we walk upright on two +legs. Standing up, it's easier to scan the savannah for game +or enemies, and arms that are unnecessary for locomotion +are freed for other purposes, like throwing stones or +signalling. The more things these hands could do, the more +successful their owners were, so evolutionary pressure +brought about an increasing concentration of nerves and +nely tuned muscles in the palms and ngers. As a result, +humans can perform very intricate tasks with their hands. In +particular, they can produce and use sophisticated tools. + +The rst evidence for tool production dates from about 2.5 + +million years ago, and the manufacture and use of tools are +the criteria by which archaeologists recognise ancient +humans. + +Yet walking upright has its downside. The skeleton of our +primate ancestors developed for millions of years to support +a creature that walked on all fours and had a relatively small +head. Adjusting to an upright position was quite a challenge, +especially when the sea olding had to support an extra-large +cranium. + +Humankind paid for its lofty vision and industrious hands +with backaches and sti necks. + +Women paid extra. An upright gait required narrower hips, +constricting the birth canal - and this just when babies' + + + +heads were getting bigger and bigger. + +Death in childbirth became a major hazard for human +females. Women who gave birth earlier, when the infants +brain and head were still relatively small and supple, fared +better and lived to have more children. Natural selection +consequently favoured earlier births. And, indeed, compared +to other animals, humans are born prematurely, when many +of their vital systems are still underdeveloped. A colt can +trot shortly after birth; a kitten leaves its mother to forage +on its own when it is just a few weeks old. Human babies are +helpless, dependent for many years on their elders for +sustenance, protection and education. + +This fact has contributed greatly both to humankind's +extraordinary social abilities and to its unique social +problems. Lone mothers could hardly forage enough food for +their o spring and themselves with needy children in tow. + +Raising children required constant help from other family +members and neighbours. It takes a tribe to raise a human. +Evolution thus favoured those capable of forming strong +social ties. In addition, since humans are born +underdeveloped, they can be educated and socialised to a +far greater extent than any other animal. Most mammals +emerge from the womb like glazed earthenware emerging +from a kiln - any attempt at remoulding will scratch or break +them. + +Humans emerge from the womb like molten glass from a +furnace. They can be spun, stretched and shaped with a +surprising degree of freedom. This is why today we can +educate our children to become Christian or Buddhist, +capitalist or + + +socialist, warlike or peace-loving. + + + +We assume that a large brain, the use of tools, superior +learning abilities and complex social structures are huge +advantages. It seems self-evident that these have made +humankind the most powerful animal on earth. But humans +enjoyed + +all of these advantages for a full 2 million years during +which they remained weak and marginal creatures. Thus +humans who lived a million years ago, despite their big +brains and sharp stone tools, dwelt in constant fear of +predators, rarely hunted large game, and subsisted mainly +by gathering plants, scooping up insects, stalking small +animals, and eating the carrion left behind by other more +powerful carnivores. + +One of the most common uses of early stone tools was to +crack open bones in order to get to the marrow. Some +researchers believe this was our original niche. + +Just as woodpeckers specialise in extracting insects from the +trunks of trees, the rst humans specialised in extracting +marrow from bones. Why marrow? Well, suppose you +observe a pride of lions take down and devour a gira e. You +wait patiently until they're done. But it's still not your turn +because first the hyenas and jackals - and you don't dare +interfere with them scavenge the leftovers. Only then would +you and your band dare approach the carcass, look +cautiously left and right + +- and dig into the edible tissue that remained. + +This is a key to understanding our history and psychology. +Genus Homo's position in the food chain was, until quite +recently, solidly in the middle. For millions of years, humans +hunted smaller creatures and gathered what they could, all + + + +the while being hunted by larger predators. It was only +400,000 years ago that several species of man began to +hunt large game on a regular basis, and only in the last +100,000 years - with the rise of Homo sapiens - that man +jumped to the top of the food chain. + +That spectacular leap from the middle to the top had +enormous consequences. + +Other animals at the top of the pyramid, such as lions and +sharks, evolved into that position very gradually, over +millions of years. This enabled the ecosystem to develop +checks and balances that prevent lions and sharks from +wreaking too much havoc. As lions became deadlier, so +gazelles evolved to run faster, hyenas to cooperate better, +and rhinoceroses to be more bad-tempered. In contrast, +humankind ascended to the top so quickly that the +ecosystem was not given time to adjust. Moreover, humans +themselves failed to adjust. Most top predators of the planet +are majestic creatures. Millions of years of dominion have +lied them with self-con dence. Sapiens by contrast is more +like a banana republic dictator. + +Having so recently been one of the underdogs of the +savannah, we are full of fears and anxieties over our +position, which makes us doubly cruel and dangerous. + +Many historical calamities, from deadly wars to ecological +catastrophes, have resulted from this over-hasty jump. + +A Race of Cooks + +A signi cant step on the way to the top was the +domestication of re. Some human species may have made +occasional use of re as early as 800,000 years ago. By about +300,000 years ago, Homo erectus, Neanderthals and the +forefathers of Homo sapiens were using re on a daily basis. + + + +Humans now had a dependable source of light and warmth, +and a deadly weapon against prowling lions. Not long +afterwards, humans may even have started deliberately to +torch their neighbourhoods. A carefully managed re could +turn impassable barren thickets into prime grasslands +teeming with game. In addition, once the re died down, +Stone Age entrepreneurs could walk through the smoking +remains and harvest charcoaled animals, nuts and tubers. + +But the best thing re did was cook. Foods that humans +cannot digest in their natural forms - such as wheat, rice +and potatoes - became staples of our diet thanks to cooking. +Fire not only changed food's chemistry, it changed its +biology as well. Cooking killed germs and parasites that +infested food. Humans also had a far easier time chewing +and digesting old favourites such as fruits, nuts, insects and +carrion if they were cooked. Whereas chimpanzees spend ve +hours a day chewing raw food, a single hour suffices for +people eating cooked food. + +The advent of cooking enabled humans to eat more kinds of +food, to devote less time to eating, and to make do with +smaller teeth and shorter intestines. Some scholars believe +there is a direct link between the advent of cooking, the +shortening of the human intestinal track, and the growth of +the human brain. + +Since long intestines and large brains are both massive +energy consumers, it's hard to have both. By shortening the +intestines and decreasing their energy consumption, +cooking inadvertently opened the way to the jumbo brains +of Neanderthals and Sapiens. 1 + +Fire also opened the rst signi cant gulf between man and the +other animals. + + +The power of almost all animals depends on their bodies: the +strength of their muscles, the size of their teeth, the breadth +of their wings. Though they may harness winds and currents, +they are unable to control these natural forces, and are +always constrained by their physical design. Eagles, for +example, identify thermal columns rising from the ground, +spread their giant wings and allow the + +hot air to lift them upwards. Yet eagles cannot control the +location of the columns, and their maximum carrying +capacity is strictly proportional to their wingspan. + +When humans domesticated re, they gained control of an +obedient and potentially limitless force. Unlike eagles, +humans could choose when and where to ignite a ame, and +they were able to exploit re for any number of tasks. Most +importantly, the power of fire was not limited by the form, +structure or strength of the human body. A single woman +with a int or re stick could burn down an entire forest in a +matter of hours. The domestication of re was a sign of things +to come. + +Our Brothers' Keepers + +Despite the bene ts of re, 150,000 years ago humans were +still marginal creatures. They could now scare away lions, +warm themselves during cold nights, and burn down the +occasional forest. Yet counting all species together, there +were still no more than perhaps a million humans living +between the Indonesian archipelago and the Iberian +peninsula, a mere blip on the ecological radar. + +Our own species, Homo sapiens , was already present on the +world stage, but so far it was just minding its own business +in a corner of Africa. We don't know exactly where and when +animals that can be classi ed as Homo sapiens rst evolved + + + +from some earlier type of humans, but most scientists agree +that by 150,000 years ago, East Africa was populated by +Sapiens that looked just like us. + +If one of them turned up in a modern morgue, the local +pathologist would notice nothing peculiar. Thanks to the +blessings of re, they had smaller teeth and jaws than their +ancestors, whereas they had massive brains, equal in size to +ours. + +Scientists also agree that about 70,000 years ago, Sapiens +from East Africa spread into the Arabian peninsula, and from +there they quickly overran the entire Eurasian landmass. + +When Homo sapiens landed in Arabia, most of Eurasia was +already settled by other humans. What happened to them? +There are two con icting theories. The + +'Interbreeding Theory' tells a story of attraction, sex and +mingling. As the African immigrants spread around the +world, they bred with other human populations, and people +today are the outcome of this interbreeding. + +For example, when Sapiens reached the Middle East and +Europe, they encountered the Neanderthals. These humans +were more muscular than Sapiens, had larger brains, and +were better adapted to cold climes. They used tools and re, +were good hunters, and apparently took care of their sick +and in rm. + +(Archaeologists have discovered the bones of Neanderthals +who lived for many + + + + +Homo Sop'tuft lOO, OOO HP +Neanderthals. Joo.ooo nr + +Other human speeies, lOO. OOO BP + + +Numbers indicate dates +of annul of Homo Sopites in +years before present + + +years with severe physical handicaps, evidence that they +were cared for by their relatives.) Neanderthals are often +depicted in caricatures as the archetypical brutish and +stupid 'cave people', but recent evidence has changed their +image. + +According to the Interbreeding Theory, when Sapiens spread +into Neanderthal lands, Sapiens bred with Neanderthals +until the two populations merged. If this is the case, then +today's Eurasians are not pure Sapiens. They are a mixture +of Sapiens and Neanderthals. Similarly, when Sapiens +reached East Asia, they interbred with the local Erectus, so +the Chinese and Koreans are a mixture of Sapiens and +Erectus. + +The opposing view, called the 'Replacement Theory' tells a +very different story - + +one of incompatibility, revulsion, and perhaps even +genocide. According to this theory, Sapiens and other +humans had di erent anatomies, and most likely di erent +mating habits and even body odours. They would have had + + +little sexual interest in one another. And even if a +Neanderthal Romeo and a Sapiens Juliet fell in love, they +could not produce fertile children, because the genetic gulf +separating the two populations was already unbridgeable. +The two populations remained completely distinct, and +when the Neanderthals died out, or were killed o , their +genes died with them. According to this view, Sapiens +replaced all the previous human populations without +merging with them. If that is the case, the lineages of all +contemporary humans can be traced back, exclusively, to +East Africa, 70,000 years ago. We are all 'pure Sapiens'. + +Map 1. Homo sapiens conquers the globe. + +A lot hinges on this debate. From an evolutionary +perspective, 70,000 years is a relatively short interval. If the +Replacement Theory is correct, all living humans have +roughly the same genetic baggage, and racial distinctions +among them are + +negligible. But if the Interbreeding Theory is right, there +might well be genetic di erences between Africans, +Europeans and Asians that go back hundreds of thousands +of years. This is political dynamite, which could provide +material for explosive racial theories. + +In recent decades the Replacement Theory has been the +common wisdom in the + +eld. It had rmer archaeological backing, and was more +politically correct (scientists had no desire to open up the +Pandora's box of racism by claiming signi cant genetic +diversity among modern human populations). But that +ended in 2010, when the results of a four-year e ort to map +the Neanderthal genome were published. Geneticists were +able to collect enough intact Neanderthal DNA from fossils + + + +to make a broad comparison between it and the DNA of +contemporary humans. The results stunned the scientific +community. + +It turned out that 1-4 per cent of the unique human DNA of +modern populations in the Middle East and Europe is +Neanderthal DNA. That's not a huge amount, but it's signi +cant. A second shock came several months later, when DNA +extracted from the fossilised nger from Denisova was +mapped. The results proved that up to 6 per cent of the +unique human DNA of modern Melanesians and Aboriginal +Australians is Denisovan DNA. + +If these results are valid - and it's important to keep in mind +that further research is under way and may either reinforce +or modify these conclusions - the Interbreeders got at least +some things right. But that doesn't mean that the +Replacement Theory is completely wrong. Since +Neanderthals and Denisovans contributed only a small +amount of DNA to our present-day genome, it is impossible +to speak of a 'merger' between Sapiens and other human +species. + +Although di erences between them were not large enough to +completely prevent fertile intercourse, they were sufficient +to make such contacts very rare. + +How then should we understand the biological relatedness +of Sapiens, Neanderthals and Denisovans? Clearly, they +were not completely di erent species like horses and +donkeys. On the other hand, they were not just di erent +populations of the same species, like bulldogs and spaniels. +Biological reality is not black and white. There are also +important grey areas. Every two species that evolved from a +common ancestor, such as horses and donkeys, were at one +time just two populations of the same species, like bulldogs + + + +and spaniels. There must have been a point when the two +populations were already quite di erent from one another, +but still capable on rare occasions of having sex and +producing fertile o spring. Then another mutation severed +this last connecting thread, and they went their separate +evolutionary ways. + +It seems that about 50,000 years ago, Sapiens, +Neanderthals and Denisovans were at that borderline point. +They were almost, but not quite, entirely separate species. +As we shall see in the next chapter, Sapiens were already +very di erent + + + +from Neanderthals and Denisovans not only in their genetic +code and physical traits, but also in their cognitive and +social abilities, yet it appears it was still just possible, on +rare occasions, for a Sapiens and a Neanderthal to produce a +fertile o spring. So the populations did not merge, but a few +lucky Neanderthal genes did hitch a ride on the Sapiens +Express. It is unsettling - and perhaps thrilling - to think +that we Sapiens could at one time have sex with an animal +from a di erent species, and produce children together. + + + +3. A speculative reconstruction of a Neanderthal +child. Genetic evidence hints that at least some +Neanderthals may have had fair skin and hair. + +But if the Neanderthals, Denisovans and other human +species didn't merge with Sapiens, why did they vanish? + +One possibility is that Homo sapiens drove them to +extinction. Imagine a Sapiens band reaching a Balkan valley +where Neanderthals had lived for hundreds of thousands of +years. The newcomers began to hunt the deer and gather +the nuts and berries that were the Neanderthals' traditional +staples. Sapiens were more pro dent hunters and gatherers +- thanks to better technology and superior social skills - so +they multiplied and spread. The less resourceful +Neanderthals found it increasingly di cult to feed +themselves. Their population dwindled and they slowly died +out, except perhaps for one or two members who joined their +Sapiens neighbours. + +Another possibility is that competition for resources ared up +into violence and genocide. Tolerance is not a Sapiens +trademark. In modern times, a small di erence in skin colour, +dialect or religion has been enough to prompt one group of +Sapiens to set about exterminating another group. Would +ancient Sapiens have been more tolerant towards an +entirely di erent human species? It may well be + +that when Sapiens encountered Neanderthals, the result was +the rst and most significant ethnic-cleansing campaign in +history. + +Whichever way it happened, the Neanderthals (and the +other human species) pose one of history's great what ifs. +Imagine how things might have turned out had the +Neanderthals or Denisovans survived alongside Homo +sapiens. What kind of cultures, societies and political + + +structures would have emerged in a world where several di +erent human species coexisted? How, for example, would +religious faiths have unfolded? Would the book of Genesis +have declared that Neanderthals descend from Adam and +Eve, would Jesus have died for the sins of the Denisovans, +and would the Qur'an have reserved seats in heaven for all +righteous humans, whatever their species? Would +Neanderthals have been able to serve in the Roman legions, +or in the sprawling bureaucracy of imperial China? Would +the American Declaration of Independence hold as a self- +evident truth that all members of the genus Homo are +created equal? Would Karl Marx have urged workers of all +species to unite? + +Over the past 10,000 years, Homo sapiens has grown so +accustomed to being the only human species that it's hard +for us to conceive of any other possibility. Our lack of +brothers and sisters makes it easier to imagine that we are +the epitome of creation, and that a chasm separates us from +the rest of the animal kingdom. + +When Charles Darwin indicated that Homo sapiens was just +another kind of animal, people were outraged. Even today +many refuse to believe it. Had the Neanderthals survived, +would we still imagine ourselves to be a creature apart? + +Perhaps this is exactly why our ancestors wiped out the +Neanderthals. They were too familiar to ignore, but too +different to tolerate. + +Whether Sapiens are to blame or not, no sooner had they +arrived at a new location than the native population became +extinct. The last remains of Homo soloensis are dated to +about 50,000 years ago. Homo denisova disappeared shortly +thereafter. Neanderthals made their exit roughly 30,000 +years ago. The last dwarf-like humans vanished from Flores + + + +Island about 12,000 years ago. They left behind some bones, +stone tools, a few genes in our DNA and a lot of unanswered +questions. They also left behind us, Homo sapiens , the last +human species. + +What was the Sapiens' secret of success? How did we +manage to settle so rapidly in so many distant and +ecologically di erent habitats? How did we push all other +human species into oblivion? Why couldn't even the strong, +brainy, cold-proof Neanderthals survive our onslaught? The +debate continues to rage. The most likely answer is the very +thing that makes the debate possible: Homo sapiens +conquered the world thanks above all to its unique +language. + +2 + +The Tree of Knowledge + +IN THE PREVIOUS CHAPTER WE SAW THAT although Sapiens +had already + +populated East Africa 150,000 years ago, they began to +overrun the rest of planet Earth and drive the other human +species to extinction only about 70,000 years ago. In the +intervening millennia, even though these archaic Sapiens +looked just like us and their brains were as big as ours, they +did not enjoy any marked advantage over other human +species, did not produce particularly sophisticated tools, and +did not accomplish any other special feats. + +In fact, in the rst recorded encounter between Sapiens and +Neanderthals, the Neanderthals won. About 100,000 years +ago, some Sapiens groups migrated north to the Levant, +which was Neanderthal territory, but failed to secure a rm +footing. + + + +It might have been due to nasty natives, an inclement +climate, or unfamiliar local parasites. Whatever the reason, +the Sapiens eventually retreated, leaving the Neanderthals +as masters of the Middle East. + +This poor record of achievement has led scholars to +speculate that the internal structure of the brains of these +Sapiens was probably di erent from ours. They looked like +us, but their cognitive abilities - learning, remembering, +communicating - were far more limited. Teaching such an +ancient Sapiens English, persuading him of the truth of +Christian dogma, or getting him to understand the theory of +evolution would probably have been hopeless undertakings. +Conversely, we would have had a very hard time learning his +language and understanding his way of thinking. + +But then, beginning about 70,000 years ago, Homo sapiens +started doing very special things. Around that date Sapiens +bands left Africa for a second time. This time they drove the +Neanderthals and all other human species not only from the +Middle East, but from the face of the earth. Within a +remarkably short period, Sapiens reached Europe and East +Asia. About 45,000 years ago, they somehow crossed the +open sea and landed in Australia - a continent hitherto +untouched by humans. The period from about 70,000 years +ago to about 30,000 years ago witnessed the invention of +boats, oil lamps, bows and arrows and needles (essential for +sewing warm clothing). The rst objects that can reliably be +called art date from this era (see the Stadel lion-man on this +page)., as does the rst clear + +evidence for religion, commerce and social stratification. + +Most researchers believe that these unprecedented +accomplishments were the product of a revolution in +Sapiens' cognitive abilities. They maintain that the people + + + +who drove the Neanderthals to extinction, settled Australia, +and carved the Stadel lion-man were as intelligent, creative +and sensitive as we are. If we were to come across the artists +of the Stadel Cave, we could learn their language and they +ours. We'd be able to explain to them everything we know - +from the adventures of Alice in Wonderland to the paradoxes +of quantum physics - and they could teach us how their +people view the world. + +The appearance of new ways of thinking and +communicating, between 70,000 + +and 30,000 years ago, constitutes the Cognitive Revolution. +What caused it? We're not sure. The most commonly +believed theory argues that accidental genetic mutations +changed the inner wiring of the brains of Sapiens, enabling +them to think in unprecedented ways and to communicate +using an altogether new type of language. We might call it +the Tree of Knowledge mutation. Why did it occur in Sapiens +DNA rather than in that of Neanderthals? It was a matter of +pure chance, as far as we can tell. But it's more important to +understand the consequences of the Tree of Knowledge +mutation than its causes. What was so special about the new +Sapiens language that it enabled us to conquer the world? * + +It was not the rst language. Every animal has some kind of +language. Even insects, such as bees and ants, know how to +communicate in sophisticated ways, informing one another +of the whereabouts of food. Neither was it the rst vocal +language. Many animals, including all ape and monkey +species, have vocal languages. For example, green monkeys +use calls of various kinds to communicate. Zoologists have +identi ed one call that means, 'Careful! An eagle!' + +A slightly di erent call warns, 'Careful! A lion!' When +researchers played a recording of the rst call to a group of + + +monkeys, the monkeys stopped what they were doing and +looked upwards in fear. When the same group heard a +recording of the second call, the lion warning, they quickly +scrambled up a tree. Sapiens can produce many more +distinct sounds than green monkeys, but whales and +elephants have equally impressive abilities. A parrot can say +anything Albert Einstein could say, as well as mimicking the +sounds of phones ringing, doors slamming and sirens +wailing. Whatever advantage Einstein had over a parrot, it +wasn't vocal. What, then, is so special about our language? + +The most common answer is that our language is amazingly +supple. We can connect a limited number of sounds and +signs to produce an in nite number of sentences, each with a +distinct meaning. We can thereby ingest, store and +communicate a prodigious amount of information about the +surrounding world. A green monkey can yell to its comrades, +'Careful! A lion!' But a modern human can tell her friends +that this morning, near the bend in the river, she saw a lion + + + + +tracking a herd of bison. She can then describe the exact +location, including the di erent paths leading to the area. +With this information, the members of her band can put +their heads together and discuss whether they ought to +approach the river in order to chase away the lion and hunt +the bison. + +A second theory agrees that our unique language evolved as +a means of sharing information about the world. But the +most important information that needed to be conveyed was + + + + + +about humans, not about lions and bison. Our language +evolved as a way of gossiping. According to this theory +Homo sapiens is primarily a social animal. Social +cooperation is our key for survival and reproduction. It is not +enough for individual men and women to know the +whereabouts of lions and bison. It's much more important for +them to know who in their band hates whom, who is +sleeping with whom, who is honest, and who is a cheat. + +4. An ivory figurine of a 'lion-man' (or 'lioness- +woman') from the Stadel Cave in Germany ( c.32,000 +years + +ago). The body is human, but the head is leonine. +This is one of the first indisputable examples of art, +and probably of religion, and of the ability of the +human mind to imagine things that do not really +exist. + +The amount of information that one must obtain and store in +order to track the ever-changing relationships of a few dozen +individuals is staggering. (In a band of fty individuals, there +are 1,225 one-on-one relationships, and countless more +complex social combinations.) All apes show a keen interest +in such social information, but they have trouble gossiping e +ectively. Neanderthals and archaic Homo sapiens probably +also had a hard time talking behind each other's backs - a +much maligned ability which is in fact essential for +cooperation in large numbers. + +The new linguistic skills that modern Sapiens acquired about +seventy millennia ago enabled them to gossip for hours on +end. Reliable information about who could be trusted meant +that small bands could expand into larger bands, and +Sapiens could develop tighter and more sophisticated types +of cooperation.! + + +The gossip theory might sound like a joke, but numerous +studies support it. Even today the vast majority of human +communication - whether in the form of emails, phone calls +or newspaper columns - is gossip. It comes so naturally to us +that it seems as if our language evolved for this very +purpose. Do you think that history professors chat about the +reasons for World War One when they meet for lunch, or that +nuclear physicists spend their co ee breaks at scienti c +conferences talking about quarks? Sometimes. But more +often, they gossip about the professor who caught her +husband cheating, or the quarrel between the head of the +department and the dean, or the rumours that a colleague +used his research funds to buy a Lexus. Gossip usually +focuses on wrongdoings. Rumour-mongers are the original +fourth estate, journalists who inform society about and thus +protect it from cheats and freeloaders. + +Most likely, both the gossip theory and the there-is-a-lion- +near-the-river theory are valid. Yet the truly unique feature +of our language is not its ability to transmit information +about men and lions. Rather, it's the ability to transmit +information about things that do not exist at all. As far as we +know, only Sapiens can talk about entire kinds of entities +that they have never seen, touched or smelled. + +Legends, myths, gods and religions appeared for the rst time +with the Cognitive Revolution. Many animals and human +species could previously say, + +'Careful! A lion!' Thanks to the Cognitive Revolution, Homo +sapiens acquired the ability to say, The lion is the guardian +spirit of our tribe.' This ability to speak about fictions is the +most unique feature of Sapiens language. + +It's relatively easy to agree that only Homo sapiens can +speak about things that don't really exist, and believe six + + + +impossible things before breakfast. You could never +convince a monkey to give you a banana by promising him +limitless + +bananas after death in monkey heaven. But why is it +important? After all, ction can be dangerously misleading or +distracting. People who go to the forest looking for fairies +and unicorns would seem to have less chance of survival +than people who go looking for mushrooms and deer. And if +you spend hours praying to non-existing guardian spirits, +aren't you wasting precious time, time better spent foraging, +fighting and fornicating? + +But ction has enabled us not merely to imagine things, but +to do so col ectively. + +We can weave common myths such as the biblical creation +story, the Dreamtime myths of Aboriginal Australians, and +the nationalist myths of modern states. Such myths give +Sapiens the unprecedented ability to cooperate exibly in +large numbers. Ants and bees can also work together in +huge numbers, but they do so in a very rigid manner and +only with close relatives. Wolves and chimpanzees +cooperate far more exibly than ants, but they can do so only +with small numbers of other individuals that they know +intimately. Sapiens can cooperate in extremely exible ways +with countless numbers of strangers. That's why Sapiens +rule the world, whereas ants eat our leftovers and chimps +are locked up in zoos and research laboratories. + +The Legend of Peugeot + +Our chimpanzee cousins usually live in small troops of +several dozen individuals. + +They form close friendships, hunt together and ght shoulder +to shoulder against baboons, cheetahs and enemy + + + +chimpanzees. Their social structure tends to be hierarchical. +The dominant member, who is almost always a male, is +termed the + +'alpha male'. Other males and females exhibit their +submission to the alpha male by bowing before him while +making grunting sounds, not unlike human subjects +kowtowing before a king. The alpha male strives to maintain +social harmony within his troop. When two individuals ght, +he will intervene and stop the violence. Less benevolently, +he might monopolise particularly coveted foods and prevent +lower-ranking males from mating with the females. + +When two males are contesting the alpha position, they +usually do so by forming extensive coalitions of supporters, +both male and female, from within the group. Ties between +coalition members are based on intimate daily contact - + +hugging, touching, kissing, grooming and mutual favours. +Just as human politicians on election campaigns go around +shaking hands and kissing babies, so aspirants to the top +position in a chimpanzee group spend much time hugging, +back-slapping and kissing baby chimps. The alpha male +usually wins his position not because he is physically +stronger, but because he leads a large and stable + +coalition. These coalitions play a central part not only during +overt struggles for the alpha position, but in almost all day- +to-day activities. Members of a coalition spend more time +together, share food, and help one another in times of +trouble. + +There are clear limits to the size of groups that can be +formed and maintained in such a way. In order to function, +all members of a group must know each other intimately. + +Two chimpanzees who have never met, never fought, and + + + +never engaged in mutual grooming will not know whether +they can trust one another, whether it would be worthwhile +to help one another, and which of them ranks higher. Under +natural conditions, a typical chimpanzee troop consists of +about twenty to fty individuals. As the number of +chimpanzees in a troop increases, the social order +destabilises, eventually leading to a rupture and the +formation of a new troop by some of the animals. Only in a +handful of cases have zoologists observed groups larger +than a hundred. Separate groups seldom cooperate, and +tend to compete for territory and food. Researchers have +documented prolonged warfare between groups, and even +one case of 'genocidal' activity in which one troop +systematically slaughtered most members of a neighbouring +band. 2 + +Similar patterns probably dominated the social lives of early +humans, including archaic Homo sapiens. Humans, like +chimps, have social instincts that enabled our ancestors to +form friendships and hierarchies, and to hunt or ght +together. + +However, like the social instincts of chimps, those of humans +were adapted only for small intimate groups. When the +group grew too large, its social order destabilised and the +band split. Even if a particularly fertile valley could feed 500 + +archaic Sapiens, there was no way that so many strangers +could live together. + +How could they agree who should be leader, who should +hunt where, or who should mate with whom? + +In the wake of the Cognitive Revolution, gossip helped Homo +sapiens to form larger and more stable bands. But even +gossip has its limits. Sociological research has shown that + + +the maximum 'natural' size of a group bonded by gossip is +about 150 individuals. Most people can neither intimately +know, nor gossip e ectively about, more than 150 human +beings. + +Even today, a critical threshold in human organisations falls +somewhere around this magic number. Below this threshold, +communities, businesses, social networks and military units +can maintain themselves based mainly on intimate +acquaintance and rumour-mongering. There is no need for +formal ranks, titles and law books to keep order. 3 A platoon +of thirty soldiers or even a company of a hundred soldiers +can function well on the basis of intimate relations, with a +minimum of formal discipline. A well-respected sergeant can +become 'king of the company and exercise authority even +over commissioned o cers. A small family business can +survive and ourish without a board of directors, a CEO or an +accounting department. + +But once the threshold of 150 individuals is crossed, things +can no longer work that way. You cannot run a division with +thousands of soldiers the same way you run a platoon. +Successful family businesses usually face a crisis when they +grow larger and hire more personnel. If they cannot reinvent +themselves, they go bust. + +How did Homo sapiens manage to cross this critical +threshold, eventually founding cities comprising tens of +thousands of inhabitants and empires ruling hundreds of +millions? The secret was probably the appearance of ction. +Large numbers of strangers can cooperate successfully by +believing in common myths. + +Any large-scale human cooperation - whether a modern +state, a medieval church, an ancient city or an archaic tribe +- is rooted in common myths that exist only in peoples + + +collective imagination. Churches are rooted in common +religious myths. Two Catholics who have never met can +nevertheless go together on crusade or pool funds to build a +hospital because they both believe that God was incarnated +in human esh and allowed Himself to be cruci ed to redeem +our sins. + +States are rooted in common national myths. Two Serbs who +have never met might risk their lives to save one another +because both believe in the existence of the Serbian nation, +the Serbian homeland and the Serbian ag. Judicial systems +are rooted in common legal myths. Two lawyers who have +never met can nevertheless combine e orts to defend a +complete stranger because they both believe in the +existence of laws, justice, human rights - and the money +paid out in fees. + +Yet none of these things exists outside the stories that +people invent and tell one another. There are no gods in the +universe, no nations, no money, no human rights, no laws, +and no justice outside the common imagination of human +beings. + +People easily understand that 'primitives' cement their +social order by believing in ghosts and spirits, and gathering +each full moon to dance together around the camp re. What +we fail to appreciate is that our modern institutions function +on exactly the same basis. Take for example the world of +business corporations. + +Modern business-people and lawyers are, in fact, powerful +sorcerers. The principal di erence between them and tribal +shamans is that modern lawyers tell far stranger tales. The +legend of Peugeot affords us a good example. + + + +An icon that somewhat resembles the Stadel lion-man +appears today on cars, trucks and motorcycles from Paris to +Sydney. It's the hood ornament that adorns vehicles made +by Peugeot, one of the oldest and largest of Europe's +carmakers. + +Peugeot began as a small family business in the village of +Valentigney, just 300 + +kilometres from the Stadel Cave. Today the company +employs about 200,000 + +people worldwide, most of whom are complete strangers to +each other. These strangers cooperate so e ectively that in +2008 Peugeot produced more than 1.5 + +million automobiles, earning revenues of about 55 billion +euros. + + + +In what sense can we say that Peugeot SA (the company's o +cial name) exists? + +There are many Peugeot vehicles, but these are obviously +not the company. Even if every Peugeot in the world were +simultaneously junked and sold for scrap metal, Peugeot SA +would not disappear. It would continue to manufacture new + + + +cars and issue its annual report. The company owns +factories, machinery and showrooms, and employs +mechanics, accountants and secretaries, but all these +together do not comprise Peugeot. A disaster might kill +every single one of Peugeot's employees, and go on to +destroy all of its assembly lines and executive o ces. Even +then, the company could borrow money, hire new +employees, build new factories and buy new machinery. +Peugeot has managers and shareholders, but neither do +they constitute the company. All the managers could be +dismissed and all its shares sold, but the company itself +would remain intact. + +5. The Peugeot Lion + +It doesn't mean that Peugeot SA is invulnerable or immortal. +If a judge were to mandate the dissolution of the company, +its factories would remain standing and its workers, +accountants, managers and shareholders would continue to +live - but Peugeot SA would immediately vanish. In short, +Peugeot SA seems to have no essential connection to the +physical world. Does it really exist? + +Peugeot is a gment of our collective imagination. Lawyers +call this a 'legal ction'. It can't be pointed at; it is not a +physical object. But it exists as a legal entity. Just like you or +me, it is bound by the laws of the countries in which it +operates. It can open a bank account and own property. It +pays taxes, and it can be sued and even prosecuted +separately from any of the people who own or work for it. + +Peugeot belongs to a particular genre of legal ctions called +'limited liability companies'. The idea behind such +companies is among humanity's most ingenious inventions. +Homo sapiens lived for untold millennia without them. +During most of + + +recorded history property could be owned only by esh-and- +blood humans, the kind that stood on two legs and had big +brains. If in thirteenth-century France Jean set up a wagon¬ +manufacturing workshop, he himself was the business. If a +wagon he'd made broke down a week after purchase, the +disgruntled buyer would have sued Jean personally. If Jean +had borrowed 1,000 gold coins to set up his workshop and +the business failed, he would have had to repay the loan by +selling his private property - his house, his cow, his land. He +might even have had to sell his children into servitude. If he +couldn't cover the debt, he could be thrown in prison by the +state or enslaved by his creditors. He was fully liable, +without limit, for all obligations incurred by his workshop. + +If you had lived back then, you would probably have +thought twice before you opened an enterprise of your own. +And indeed this legal situation discouraged +entrepreneurship. People were afraid to start new businesses +and take economic risks. It hardly seemed worth taking the +chance that their families could end up utterly destitute. + +This is why people began collectively to imagine the +existence of limited liability companies. Such companies +were legally independent of the people who set them up, or +invested money in them, or managed them. Over the last +few centuries such companies have become the main +players in the economic arena, and we have grown so used +to them that we forget they exist only in our imagination. In +the US, the technical term for a limited liability company is a + +'corporation', which is ironic, because the term derives from +' corpus' ('body' in Latin) - the one thing these corporations +lack. Despite their having no real bodies, the American legal +system treats corporations as legal persons, as if they were +flesh-and-blood human beings. + + + +And so did the French legal system back in 1896, when +Armand Peugeot, who + +had inherited from his parents a metalworking shop that +produced springs, saws and bicycles, decided to go into the +automobile business. To that end, he set up a limited liability +company. He named the company after himself, but it was +independent of him. If one of the cars broke down, the buyer +could sue Peugeot, but not Armand Peugeot. If the company +borrowed millions of francs and then went bust, Armand +Peugeot did not owe its creditors a single franc. The loan, +after all, had been given to Peugeot, the company, not to +Armand Peugeot, the Homo sapiens. Armand Peugeot died +in 1915. Peugeot, the company, is still alive and well. + +How exactly did Armand Peugeot, the man, create Peugeot, +the company? In much the same way that priests and +sorcerers have created gods and demons throughout history, +and in which thousands of French cures were still creating +Christ's body every Sunday in the parish churches. It all +revolved around telling stories, and convincing people to +believe them. In the case of the French cures, the + +crucial story was that of Christ's life and death as told by the +Catholic Church. + +According to this story, if a Catholic priest dressed in his +sacred garments solemnly said the right words at the right +moment, mundane bread and wine turned into God's esh +and blood. The priest exclaimed ' Hoc est corpus meum !' +(Latin for This is my body!') and hocus pocus - the bread +turned into Christ's esh. Seeing that the priest had properly +and assiduously observed all the procedures, millions of +devout French Catholics behaved as if God really existed in +the consecrated bread and wine. + + + +In the case of Peugeot SA the crucial story was the French +legal code, as written by the French parliament. According to +the French legislators, if a certi ed lawyer followed all the +proper liturgy and rituals, wrote all the required spells and +oaths on a wonderfully decorated piece of paper, and a xed +his ornate signature to the bottom of the document, then +hocus pocus - a new company was incorporated. + +When in 1896 Armand Peugeot wanted to create his +company, he paid a lawyer to go through all these sacred +procedures. Once the lawyer had performed all the right +rituals and pronounced all the necessary spells and oaths, +millions of upright French citizens behaved as if the Peugeot +company really existed. + +Telling e ective stories is not easy. The di culty lies not in +telling the story, but in convincing everyone else to believe +it. Much of history revolves around this question: how does +one convince millions of people to believe particular stories +about gods, or nations, or limited liability companies? Yet +when it succeeds, it gives Sapiens immense power, because +it enables millions of strangers to cooperate and work +towards common goals. Just try to imagine how di cult it +would have been to create states, or churches, or legal +systems if we could speak only about things that really exist, +such as rivers, trees and lions. + +Over the years, people have woven an incredibly complex +network of stories. + +Within this network, ctions such as Peugeot not only exist, +but also accumulate immense power. The kinds of things +that people create through this network of stories are known +in academic circles as ' ctions', 'social constructs', or +'imagined realities'. An imagined reality is not a lie. I lie +when I say that there is a lion near the river when I know + + + +perfectly well that there is no lion there. There is nothing +special about lies. Green monkeys and chimpanzees can lie. +A green monkey, for example, has been observed calling +'Careful! A lion!' when there was no lion around. This alarm +conveniently frightened away a fellow monkey who had just +found a banana, leaving the liar all alone to steal the prize +for itself. + +Unlike lying, an imagined reality is something that everyone +believes in, and as long as this communal belief persists, the +imagined reality exerts force in the world. The sculptor from +the Stadel Cave may sincerely have believed in the +existence of the lion-man guardian spirit. Some sorcerers are +charlatans, but most + +sincerely believe in the existence of gods and demons. Most +millionaires sincerely believe in the existence of money and +limited liability companies. Most human-rights activists +sincerely believe in the existence of human rights. No one +was lying when, in 2011, the UN demanded that the Libyan +government respect the human rights of its citizens, even +though the UN, Libya and human rights are all figments of +our fertile imaginations. + +Ever since the Cognitive Revolution, Sapiens has thus been +living in a dual reality. On the one hand, the objective reality +of rivers, trees and lions; and on the other hand, the +imagined reality of gods, nations and corporations. As time +went by, the imagined reality became ever more powerful, +so that today the very survival of rivers, trees and lions +depends on the grace of imagined entities such as gods, +nations and corporations. + + +Bypassing the Genome + + + +The ability to create an imagined reality out of words +enabled large numbers of strangers to cooperate e ectively. +But it also did something more. Since large-scale human +cooperation is based on myths, the way people cooperate +can be altered by changing the myths - by telling di erent +stories. Under the right circumstances myths can change +rapidly. In 1789 the French population switched almost +overnight from believing in the myth of the divine right of +kings to believing in the myth of the sovereignty of the +people. Consequently,ever since the Cognitive Revolution +Homo sapiens has been able to revise its behaviour rapidly +in accordance with changing needs. This opened a fast lane +of cultural evolution, bypassing the tra c jams of genetic +evolution. Speeding down this fast lane, Homo sapiens soon +far outstripped all other human and animal species in its +ability to cooperate. + +The behaviour of other social animals is determined to a +large extent by their genes. DNA is not an autocrat. Animal +behaviour is also in uenced by environmental factors and +individual quirks. Nevertheless, in a given environment, +animals of the same species will tend to behave in a similar +way. + +Signi cant changes in social behaviour cannot occur, in +general, without genetic mutations. For example, common +chimpanzees have a genetic tendency to live in hierarchical +groups headed by an alpha male. Members of a closely +related chimpanzee species, bonobos, usually live in more +egalitarian groups dominated by female alliances. Female +common chimpanzees cannot take lessons from their +bonobo relatives and stage a feminist revolution. Male +chimps cannot gather in a constitutional assembly to abolish +the o ce of alpha male and declare that from + + + +here on out all chimps are to be treated as equals. Such +dramatic changes in behaviour would occur only if +something changed in the chimpanzees' DNA. + +For similar reasons, archaic humans did not initiate any +revolutions. As far as we can tell, changes in social patterns, +the invention of new technologies and the settlement of +alien habitats resulted from genetic mutations and +environmental pressures more than from cultural initiatives. +This is why it took humans hundreds of thousands of years +to make these steps. Two million years ago, genetic +mutations resulted in the appearance of a new human +species called Homo erectus. + +Its emergence was accompanied by the development of a +new stone tool technology, now recognised as a de ning +feature of this species. As long as Homo erectus did not +undergo further genetic alterations, its stone tools remained +roughly the same - for close to 2 million years! + +In contrast, ever since the Cognitive Revolution, Sapiens +have been able to change their behaviour quickly, +transmitting new behaviours to future generations without +any need of genetic or environmental change. As a prime +example, consider the repeated appearance of childless +elites, such as the Catholic priesthood, Buddhist monastic +orders and Chinese eunuch bureaucracies. The existence of +such elites goes against the most fundamental principles of +natural selection, since these dominant members of society +willingly give up procreation. + +Whereas chimpanzee alpha males use their power to have +sex with as many females as possible - and consequently +sire a large proportion of their troop's young - the Catholic +alpha male abstains completely from sexual intercourse and +childcare. This abstinence does not result from unique + + + +environmental conditions such as a severe lack of food or +want of potential mates. Nor is it the result of some quirky +genetic mutation. The Catholic Church has survived for +centuries, not by passing on a 'celibacy gene' from one pope +to the next, but by passing on the stories of the New +Testament and of Catholic canon law. + +In other words, while the behaviour patterns of archaic +humans remained xed for tens of thousands of years, + +Sapiens could transform their social structures, the nature of +their interpersonal relations, their economic activities and a +host of other behaviours within a decade or two. Consider a +resident of Berlin, born in 1900 and living to the ripe age of +one hundred. She spent her childhood in the Hohenzollern +Empire of Wilhelm II; her adult years in the Weimar Republic, +the Nazi Third Reich and Communist East Germany; and she +died a citizen of a democratic and reuni ed Germany. She +had managed to be a part of ve very different sociopolitical +systems, though her DNA remained exactly the same. + +This was the key to Sapiens' success. In a one-on-one brawl, +a Neanderthal would probably have beaten a Sapiens. But in +a conflict of hundreds, Neanderthals wouldn't stand a +chance. Neanderthals could share information about the +whereabouts of lions, but they probably could not tell - and +revise - stories about + + + + +tribal spirits. Without an ability to compose ction, +Neanderthals were unable to cooperate effectively in large +numbers, nor could they adapt their social behaviour to +rapidly changing challenges. + +While we can't get inside a Neanderthal mind to understand +how they thought, we have indirect evidence of the limits to +their cognition compared with their Sapiens rivals. +Archaeologists excavating 30,000-year-old Sapiens sites in +the European heartland occasionally nd there seashells from +the Mediterranean and Atlantic coasts. In all likelihood, +these shells got to the continental interior through long¬ +distance trade between di erent Sapiens bands. Neanderthal + + + +sites lack any evidence of such trade. Each group +manufactured its own tools from local materials. 4 + +6. The Catholic alpha male abstains from sexual +intercourse and childcare, even though there is no +genetic or ecological reason for him to do so. + +Another example comes from the South Pad c. Sapiens +bands that lived on the island of New Ireland, north of New +Guinea, used a volcanic glass called obsidian to +manufacture particularly strong and sharp tools. New +Ireland, however, has no + +natural deposits of obsidian. Laboratory tests revealed that +the obsidian they used was brought from deposits on New +Britain, an island 400 kilometres away. Some of the +inhabitants of these islands must have been skilled +navigators who traded from island to island over long +distances. 5 + +Trade may seem a very pragmatic activity, one that needs +no ctive basis. Yet the fact is that no animal other than +Sapiens engages in trade, and all the Sapiens trade neworks +about which we have detailed evidence were based on +ctions. + +Trade cannot exist without trust, and it is very di cult to trust +strangers. The global trade network of today is based on our +trust in such ctional entities as the dollar, the Federal +Reserve Bank, and the totemic trademarks of corporations. + +When two strangers in a tribal society want to trade, they +will often establish trust by appealing to a common god, +mythical ancestor or totem animal. + +If archaic Sapiens believing in such ctions traded shells and +obsidian, it stands to reason that they could also have + + +traded information, thus creating a much denser and wider +knowledge network than the one that served Neanderthals +and other archaic humans. + +Hunting techniques provide another illustration of these di +erences. + +Neanderthals usually hunted alone or in small groups. +Sapiens, on the other hand, developed techniques that +relied on cooperation between many dozens of individuals, +and perhaps even between di erent bands. One particularly +e ective method was to surround an entire herd of animals, +such as wild horses, then chase them into a narrow gorge, +where it was easy to slaughter them en masse. If all went +according to plan, the bands could harvest tons of meat, fat +and animal skins in a single afternoon of collective e ort, and +either consume these riches in a giant potlatch, or dry, +smoke or (in Arctic areas) freeze them for later usage. + +Archaeologists have discovered sites where entire herds +were butchered annually in such ways. There are even sites +where fences and obstacles were erected in order to create +artificial traps and slaughtering grounds. + +We may presume that Neanderthals were not pleased to see +their traditional hunting grounds turned into Sapiens- +controlled slaughterhouses. However, if violence broke out +between the two species, Neanderthals were not much +better o than wild horses. Fifty Neanderthals cooperating in +traditional and static patterns were no match for 500 +versatile and innovative Sapiens. And even if the Sapiens +lost the rst round, they could quickly invent new stratagems +that would enable them to win the next time. + +What happened in the Cognitive Revolution? + +New ability + + + +Wider consequences + +Planning and carrying out + +The ability to transmit larger quantities of + +complex actions, such as + +information about the world surrounding Homo + +avoiding lions and hunting + +sapiens + +bison + +Larger and more cohesive + +The ability to transmit larger quantities of + +groups, numbering up to 150 + +information about Sapiens social relationships + +individuals + +The ability to transmit information about things + +a. Cooperation between very + +that do not really exist, such as tribal spirits, + +large numbers of strangers + +nations, limited liability companies, and human + +b. Rapid innovation of social +rights + + + +behaviour + + +History and Biology + +The immense diversity of imagined realities that Sapiens +invented, and the resulting diversity of behaviour patterns, +are the main components of what we call 'cultures'. Once +cultures appeared, they never ceased to change and +develop, and these unstoppable alterations are what we call +'history'. + +The Cognitive Revolution is accordingly the point when +history declared its independence from biology. Until the +Cognitive Revolution, the doings of all human species +belonged to the realm of biology, or, if you so prefer, +prehistory (I tend to avoid the term 'prehistory', because it +wrongly implies that even before the Cognitive Revolution, +humans were in a category of their own). From the Cognitive +Revolution onwards, historical narratives replace biological +theories as our primary means of explaining the +development of Homo sapiens. To understand the rise of +Christianity or the French Revolution, it is not enough to +comprehend the interaction of genes, hormones and +organisms. It is necessary to take into account the +interaction of ideas, images and fantasies as well. + +This does not mean that Homo sapiens and human culture +became exempt from biological laws. We are still animals, +and our physical, emotional and cognitive abilities are still +shaped by our DNA. Our societies are built from the same +building blocks as Neanderthal or chimpanzee societies, and +the more we examine these + +building blocks - sensations, emotions, family ties - the less +di erence we nd between us and other apes. + + + +It is, however, a mistake to look for the di erences at the +level of the individual or the family. One on one, even ten on +ten, we are embarrassingly similar to chimpanzees. Signi +cant di erences begin to appear only when we cross the +threshold of 150 individuals, and when we reach 1,000- +2,000 individuals, the di erences are astounding. If you tried +to bunch together thousands of chimpanzees into +Tiananmen Square, Wall Street, the Vatican or the +headquarters of the United Nations, the result would be +pandemonium. By contrast, Sapiens regularly gather by the +thousands in such places. Together, they create orderly +patterns - such as trade networks, mass celebrations and +political institutions - + +that they could never have created in isolation. The real di +erence between us and chimpanzees is the mythical glue +that binds together large numbers of individuals, families +and groups. This glue has made us the masters of creation. + +Of course, we also needed other skills, such as the ability to +make and use tools. + +Yet tool-making is of little consequence unless it is coupled +with the ability to cooperate with many others. How is it that +we now have intercontinental missiles with nuclear +warheads, whereas 30,000 years ago we had only sticks with +int spearheads? Physiologically, there has been no signi cant +improvement in our tool-making capacity over the last +30,000 years. Albert Einstein was far less dexterous with his +hands than was an ancient hunter-gatherer. However, our +capacity to cooperate with large numbers of strangers has +improved dramatically. + +The ancient int spearhead was manufactured in minutes by +a single person, who relied on the advice and help of a few +intimate friends. The production of a modern nuclear + + + +warhead requires the cooperation of millions of strangers all +over the world - from the workers who mine the uranium ore +in the depths of the earth to theoretical physicists who write +long mathematical formulas to describe the interactions of +subatomic particles. + +To summarise the relationship between biology and history +after the Cognitive Revolution: + +a. Biology sets the basic parameters for the behaviour and +capacities of Homo sapiens. The whole of history takes place +within the bounds of this biological arena. + +b. However, this arena is extraordinarily large, allowing +Sapiens to play an astounding variety of games. Thanks to +their ability to invent ction, Sapiens create more and more +complex games, which each generation develops and +elaborates even further. + +c. Consequently, in order to understand how Sapiens +behave, we must describe the historical evolution of their +actions. Referring only to our biological constraints would be +like a radio sports-caster who, attending the World Cup +football championships, o ers his listeners a detailed +description of the playing eld rather than an account of what +the players are doing. + +What games did our Stone Age ancestors play in the arena +of history? As far as we know, the people who carved the +Stadel lion-man some 30,000 years ago had the same +physical, emotional and intellectual abilities we have. What +did they do when they woke up in the morning? What did +they eat for breakfast - and lunch? + +What were their societies like? Did they have monogamous +relationships and nuclear families? Did they have +ceremonies, moral codes, sports contests and religious + + + +rituals? Did they ght wars? The next chapter takes a peek +behind the curtain of the ages, examining what life was like +in the millennia separating the Cognitive Revolution from +the Agricultural Revolution. + +LHere and in the fol owing pages, when speaking about +Sapiens language, I refer to the basic linguistic abilities of +our species and not to a particular dialect. English, Hindi +and Chinese are al variants of Sapiens language. + +Apparently, even at the time of the Cognitive Revolution, +different Sapiens groups had different dialects. + +3 + +A Day in the Life of Adam and Eve + +TO UNDERSTAND OUR NATURE, HISTORY and psychology, +we must get inside + +the heads of our hunter-gatherer ancestors. For nearly the +entire history of our species, Sapiens lived as foragers. The +past 200 years, during which ever increasing numbers of +Sapiens have obtained their daily bread as urban labourers +and o ce workers, and the preceding 10,000 years, during +which most Sapiens lived as farmers and herders, are the +blink of an eye compared to the tens of thousands of years +during which our ancestors hunted and gathered. + +The ourishing eld of evolutionary psychology argues that +many of our present-day social and psychological +characteristics were shaped during this long pre-agricultural +era. Even today, scholars in this eld claim, our brains and +minds are adapted to a life of hunting and gathering. Our +eating habits, our conflicts and our sexuality are all the +result of the way our hunter-gatherer minds interact with our +current post-industrial environment, with its mega-cities, + + +aeroplanes, telephones and computers. This environment +gives us more material resources and longer lives than those +enjoyed by any previous generation, but it often makes us +feel alienated, depressed and pressured. To understand why, +evolutionary psychologists argue, we need to delve into the +hunter-gatherer world that shaped us, the world that we +subconsciously still inhabit. + +Why, for example, do people gorge on high-calorie food that +is doing little good to their bodies? Today's a uent societies +are in the throes of a plague of obesity, which is rapidly +spreading to developing countries. It's a puzzle why we +binge on the sweetest and greasiest food we can nd, until +we consider the eating habits of our forager forebears. In the +savannahs and forests they inhabited, high-calorie sweets +were extremely rare and food in general was in short supply. +A typical forager 30,000 years ago had access to only one +type of sweet food - ripe fruit. If a Stone Age woman came +across a tree groaning with gs, the most sensible thing to do +was to eat as many of them as she could on the spot, before +the local baboon band picked the tree bare. The instinct to +gorge on high-calorie food was hard-wired into our genes. +Today we may be living in high-rise apartments with over-stu +ed refrigerators, but our DNA still thinks we are in the +savannah. That's what makes us spoon down an entire tub +of Ben & Jerry's when we nd one in the + +freezer and wash it down with a jumbo Coke. + +This 'gorging gene' theory is widely accepted. Other theories +are far more contentious. For example, some evolutionary +psychologists argue that ancient foraging bands were not +composed of nuclear families centred on monogamous +couples. Rather, foragers lived in communes devoid of +private property, monogamous relationships and even +fatherhood. In such a band, a woman could have sex and + + + +form intimate bonds with several men (and women) +simultaneously, and all of the band's adults cooperated in +parenting its children. Since no man knew de nitively which +of the children were his, men showed equal concern for all +youngsters. + +Such a social structure is not an Aquarian utopia. It's well +documented among animals, notably our closest relatives, +the chimpanzees and bonobos. There are even a number of +present-day human cultures in which collective fatherhood +is practised, as for example among the Barf Indians. +According to the beliefs of such societies, a child is not born +from the sperm of a single man, but from the accumulation +of sperm in a woman's womb. A good mother will make a +point of having sex with several different men, especially +when she is pregnant, so that her child will enjoy the +qualities (and paternal care) not merely of the best hunter, +but also of the best storyteller, the strongest warrior and the +most considerate lover. If this sounds silly, bear in mind that +before the development of modern embryological studies, +people had no solid evidence that babies are always sired by +a single father rather than by many. + +The proponents of this 'ancient commune' theory argue that +the frequent in delities that characterise modern marriages, +and the high rates of divorce, not to mention the cornucopia +of psychological complexes from which both children and +adults su er, all result from forcing humans to live in nuclear +families and monogamous relationships that are +incompatible with our biological software. 1 + +Many scholars vehemently reject this theory, insisting that +both monogamy and the forming of nuclear families are core +human behaviours. Though ancient hunter-gatherer +societies tended to be more communal and egalitarian than +modern societies, these researchers argue, they were + + +nevertheless comprised of separate cells, each containing a +jealous couple and the children they held in common. This is +why today monogamous relationships and nuclear families +are the norm in the vast majority of cultures, why men and +women tend to be very possessive of their partners and +children, and why even in modern states such as North +Korea and Syria political authority passes from father to son. + +In order to resolve this controversy and understand our +sexuality, society and politics, we need to learn something +about the living conditions of our ancestors, to examine how +Sapiens lived between the Cognitive Revolution of 70,000 +years ago, and the start of the Agricultural Revolution about +12,000 years ago. + +Unfortunately, there are few certainties regarding the lives +of our forager ancestors. The debate between the 'ancient +commune' and 'eternal monogamy schools is based on imsy +evidence. We obviously have no written records from the +age of foragers, and the archaeological evidence consists +mainly of fossilised bones and stone tools. Artefacts made of +more perishable materials - such as wood, bamboo or +leather - survive only under unique conditions. The common +impression that pre-agricultural humans lived in an age of +stone is a misconception based on this archaeological bias. +The Stone Age should more accurately be called the Wood +Age, because most of the tools used by ancient hunter- +gatherers were made of wood. + +Any reconstruction of the lives of ancient hunter-gatherers +from the surviving artefacts is extremely problematic. One of +the most glaring di erences between the ancient foragers +and their agricultural and industrial descendants is that +foragers had very few artefacts to begin with, and these +played a comparatively modest role in their lives. Over the +course of his or her life, a typical member of a modern a uent + + + +society will own several million artefacts - from cars and +houses to disposable nappies and milk cartons. There's +hardly an activity, a belief, or even an emotion that is not +mediated by objects of our own devising. Our eating habits +are mediated by a mind-boggling collection of such items, +from spoons and glasses to genetic engineering labs and +gigantic ocean-going ships. In play, we use a plethora of +toys, from plastic cards to 100,000-seater stadiums. Our +romantic and sexual relations are accoutred by rings, beds, +nice clothes, sexy underwear, condoms, fashionable +restaurants, cheap motels, airport lounges, wedding halls +and catering companies. Religions bring the sacred into our +lives with Gothic churches, Muslim mosques, Hindu ashrams, +Torah scrolls, Tibetan prayer wheels, priestly cassocks, +candles, incense, Christmas trees, matzah balls, tombstones +and icons. + +We hardly notice how ubiquitous our stu is until we have to +move it to a new house. Foragers moved house every month, +every week, and sometimes even every day, toting whatever +they had on their backs. There were no moving companies, +wagons, or even pack animals to share the burden. They +consequently had to make do with only the most essential +possessions. It's reasonable to presume, then, that the +greater part of their mental, religious and emotional lives +was conducted without the help of artefacts. An +archaeologist working 100,000 + +years from now could piece together a reasonable picture of +Muslim belief and practice from the myriad objects he +unearthed in a ruined mosque. But we are largely at a loss in +trying to comprehend the beliefs and rituals of ancient +hunter-gatherers. It's much the same dilemma that a future +historian would face if he had to depict the social world of +twenty- rst-century teenagers solely on the basis of their + + + +surviving snail mail - since no records will remain of their +phone + +conversations, emails, blogs and text messages. + +A reliance on artefacts will thus bias an account of ancient +hunter-gatherer life. + +One way to remedy this is to look at modern forager +societies. These can be studied directly, by anthropological +observation. But there are good reasons to be very careful in +extrapolating from modern forager societies to ancient ones. + +Firstly, all forager societies that have survived into the +modern era have been in uenced by neighbouring +agricultural and industrial societies. Consequently, it's risky +to assume that what is true of them was also true tens of +thousands of years ago. + +Secondly, modern forager societies have survived mainly in +areas with di cult climatic conditions and inhospitable +terrain, ill-suited for agriculture. Societies that have adapted +to the extreme conditions of places such as the Kalahari +Desert in southern Africa may well provide a very misleading +model for understanding ancient societies in fertile areas +such as the Yangtze River Valley. In particular, population +density in an area like the Kalahari Desert is far lower than it +was around the ancient Yangtze, and this has far-reaching +implications for key questions about the size and structure +of human bands and the relations between them. + +Thirdly, the most notable characteristic of hunter-gatherer +societies is how di erent they are one from the other. They di +er not only from one part of the world to another but even in +the same region. One good example is the huge variety the +first European settlers found among the Aborigine peoples of +Australia. + + + +Just before the British conquest, between 300,000 and +700,000 hunter-gatherers lived on the continent in 200-600 +tribes, each of which was further divided into several bands. +2 Each tribe had its own language, religion, norms and +customs. + +Living around what is now Adelaide in southern Australia +were several patrilineal clans that reckoned descent from +the father's side. These clans bonded together into tribes on +a strictly territorial basis. In contrast, some tribes in northern +Australia gave more importance to a person's maternal +ancestry, and a person's tribal identity depended on his or +her totem rather than his territory. + +It stands to reason that the ethnic and cultural variety +among ancient hunter-gatherers was equally impressive, +and that the 5 million to 8 million foragers who populated +the world on the eve of the Agricultural Revolution were +divided into thousands of separate tribes with thousands of +di erent languages and cultures. 3 + +This, after all, was one of the main legacies of the Cognitive +Revolution. Thanks to the appearance of ction, even people +with the same genetic make-up who lived under similar +ecological conditions were able to create very di erent +imagined realities, which manifested themselves in different +norms and values. + +For example, there's every reason to believe that a forager +band that lived 30,000 years ago on the spot where Oxford +University now stands would have + +spoken a di erent language from one living where +Cambridge is now situated. + +One band might have been belligerent and the other +peaceful. Perhaps the Cambridge band was communal while + + +the one at Oxford was based on nuclear families. The +Cantabrigians might have spent long hours carving wooden +statues of their guardian spirits, whereas the Oxonians may +have worshipped through dance. The former perhaps +believed in reincarnation, while the latter thought this was +nonsense. In one society, homosexual relationships might +have been accepted, while in the other they were taboo. + +In other words, while anthropological observations of +modern foragers can help us understand some of the +possibilities available to ancient foragers, the ancient +horizon of possibilities was much broader, and most of it is +hidden from our view. * + +The heated debates about Homo sapiens' 'natural way of +life' miss the main point. + +Ever since the Cognitive Revolution, there hasn't been a +single natural way of life for Sapiens. There are only cultural +choices, from among a bewildering palette of possibilities. + +The Original Affluent Society + +What generalisations can we make about life in the pre- +agricultural world nevertheless? It seems safe to say that the +vast majority of people lived in small bands numbering +several dozen or at most several hundred individuals, and +that all these individuals were humans. It is important to +note this last point, because it is far from obvious. Most +members of agricultural and industrial societies are +domesticated animals. They are not equal to their masters, +of course, but they are members all the same. Today, the +society called New Zealand is composed of 4.5 + +million Sapiens and 50 million sheep. + + +There was just one exception to this general rule: the dog. +The dog was the rst animal domesticated by Homo sapiens , +and this occurred before the Agricultural Revolution. Experts +disagree about the exact date, but we have incontrovertible +evidence of domesticated dogs from about 15,000 years +ago. They may have joined the human pack thousands of +years earlier. + +Dogs were used for hunting and ghting, and as an alarm +system against wild beasts and human intruders. With the +passing of generations, the two species co-evolved to +communicate well with each other. Dogs that were most +attentive to the needs and feelings of their human +companions got extra care and food, and were more likely to +survive. Simultaneously, dogs learned to manipulate people +for their own needs. A 15,000-year bond has yielded a much +deeper understanding and a ection between humans and +dogs than between humans and any other + + + +animal. 4Jn some cases dead dogs were even buried +ceremoniously, much like humans. + + +Members of a band knew each other very intimately, and +were surrounded throughout their lives by friends and +relatives. Loneliness and privacy were rare. + +Neighbouring bands probably competed for resources and +even fought one another, but they also had friendly +contacts. They exchanged members, hunted together, +traded rare luxuries, cemented political alliances and +celebrated religious festivals. Such cooperation was one of +the important trademarks of Homo sapiens , and gave it a +crucial edge over other human species. Sometimes relations +with neighbouring bands were tight enough that together +they constituted a single tribe, sharing a common language, +common myths, and common norms and values. + +Yet we should not overestimate the importance of such +external relations. Even if in times of crisis neighbouring +bands drew closer together, and even if they occasionally +gathered to hunt or feast together, they still spent the vast +majority of their time in complete isolation and +independence. Trade was mostly limited to prestige items +such as shells, amber and pigments. There is no evidence +that people traded staple goods like fruits and meat, or that +the existence of one band depended on the importing of +goods from another. Sociopolitical relations, too, tended to +be sporadic. The tribe did not serve as a permanent political +framework, and even if it had seasonal meeting places, there +were no permanent towns or institutions. The average +person lived many months without seeing or hearing a +human from outside of her own band, and she encountered +throughout her life no more than a few hundred humans. + +The Sapiens population was thinly spread over vast +territories. Before the Agricultural Revolution, the human +population of the entire planet was smaller than that of +today's Cairo. + + + +7. First pet? A 12,000-year-old tomb found in +northern Israel. It contains the skeleton of a fifty- +year-old woman next to that of a puppy (bottom left +corner). The puppy was buried close to the woman's +head. + +Her left hand is resting on the dog in a way that +might indicate an emotional connection. There are, +of course, other possible explanations. Perhaps, for +example, the puppy was a gift to the gatekeeper of +the next world. + +Most Sapiens bands lived on the road, roaming from place to +place in search of food. Their movements were in uenced by +the changing seasons, the annual migrations of animals and +the growth cycles of plants. They usually travelled back and +forth across the same home territory, an area of between +several dozen and many hundreds of square kilometres. + +Occasionally, bands wandered outside their turf and +explored new lands, whether due to natural calamities, +violent con icts, demographic pressures or the initiative of a +charismatic leader. These wanderings were the engine of +human worldwide expansion. If a forager band split once +every forty years and its splinter group migrated to a new +territory a hundred kilometres to the east, the distance from +East Africa to China would have been covered in about +10,000 + +years. + +In some exceptional cases, when food sources were +particularly rich, bands settled down in seasonal and even +permanent camps. Techniques for drying, smoking and +freezing food also made it possible to stay put for longer +periods. + + +Most importantly, alongside seas and rivers rich in seafood +and waterfowl, humans set up permanent shing villages - +the rst permanent settlements in history, long predating the +Agricultural Revolution. Fishing villages might have +appeared on the coasts of Indonesian islands as early as +45,000 years ago. These may have been the base from +which Homo sapiens launched its rst transoceanic +enterprise: the invasion of Australia. + +In most habitats, Sapiens bands fed themselves in an elastic +and opportunistic fashion. They scrounged for termites, +picked berries, dug for roots, stalked rabbits and hunted +bison and mammoth. Notwithstanding the popular image of +'man the hunter', gathering was Sapiens' main activity, and +it provided most of their calories, as well as raw materials +such as flint, wood and bamboo. + +Sapiens did not forage only for food and materials. They +foraged for knowledge as well. To survive, they needed a +detailed mental map of their territory. To maximise the e +ciency of their daily search for food, they required +information about the growth patterns of each plant and the +habits of each animal. They needed to know which foods +were nourishing, which made you sick, and how to use +others as cures. They needed to know the progress of the +seasons and what warning signs preceded a thunderstorm or +a dry spell. They studied every stream, + +every walnut tree, every bear cave, and every int-stone +deposit in their vicinity. + +Each individual had to understand how to make a stone +knife, how to mend a torn cloak, how to lay a rabbit trap, +and how to face avalanches, snakebites or hungry lions. +Mastery of each of these many skills required years of +apprenticeship and practice. The average ancient forager + + + +could turn a int stone into a spear point within minutes. +When we try to imitate this feat, we usually fail miserably. +Most of us lack expert knowledge of the aking properties of +int and basalt and the fine motor skills needed to work them +precisely. + +In other words, the average forager had wider, deeper and +more varied knowledge of her immediate surroundings than +most of her modern descendants. + +Today, most people in industrial societies don't need to know +much about the natural world in order to survive. What do +you really need to know in order to get by as a computer +engineer, an insurance agent, a history teacher or a factory +worker? You need to know a lot about your own tiny eld of +expertise, but for the vast majority of life's necessities you +rely blindly on the help of other experts, whose own +knowledge is also limited to a tiny eld of expertise. The +human collective knows far more today than did the ancient +bands. But at the individual level, ancient foragers were the +most knowledgeable and skilful people in history. + +There is some evidence that the size of the average Sapiens +brain has actually decreased since the age of foraging. 5 +Survival in that era required superb mental abilities from +everyone. When agriculture and industry came along people +could increasingly rely on the skills of others for survival, +and new 'niches for imbeciles' + +were opened up. You could survive and pass your +unremarkable genes to the next generation by working as a +water carrier or an assembly-line worker. + +Foragers mastered not only the surrounding world of +animals, plants and objects, but also the internal world of +their own bodies and senses. They listened to the slightest + + +movement in the grass to learn whether a snake might be +lurking there. They carefully observed the foliage of trees in +order to discover fruits, beehives and bird nests. They +moved with a minimum of e ort and noise, and knew how to +sit, walk and run in the most agile and e cient manner. + +Varied and constant use of their bodies made them as t as +marathon runners. They had physical dexterity that people +today are unable to achieve even after years of practising +yoga or t'ai chi. + +The hunter-gatherer way of life di ered signi cantly from +region to region and from season to season, but on the +whole foragers seem to have enjoyed a more comfortable +and rewarding lifestyle than most of the peasants, +shepherds, labourers and office clerks who followed in their +footsteps. + +While people in today's a uent societies work an average of +forty to forty- ve hours a week, and people in the developing +world work sixty and even eighty + +hours a week, hunter-gatherers living today in the most +inhospitable of habitats - + +such as the Kalahari Desert work on average for just thirty- +ve to forty- ve hours a week. They hunt only one day out of +three, and gathering takes up just three to six hours daily. In +normal times, this is enough to feed the band. It may well be +that ancient hunter-gatherers living in zones more fertile +than the Kalahari spent even less time obtaining food and +raw materials. On top of that, foragers enjoyed a lighter load +of household chores. They had no dishes to wash, no carpets +to vacuum, no floors to polish, no nappies to change and no +bills to pay. + + + +The forager economy provided most people with more +interesting lives than agriculture or industry do. Today, a +Chinese factory hand leaves home around seven in the +morning, makes her way through polluted streets to a +sweatshop, and there operates the same machine, in the +same way, day in, day out, for ten long and mind-numbing +hours, returning home around seven in the evening in order +to wash dishes and do the laundry. Thirty thousand years +ago, a Chinese forager might leave camp with her +companions at, say, eight in the morning. They'd roam the +nearby forests and meadows, gathering mushrooms, digging +up edible roots, catching frogs and occasionally running +away from tigers. By early afternoon, they were back at the +camp to make lunch. That left them plenty of time to gossip, +tell stories, play with the children and just hang out. Of +course the tigers sometimes caught them, or a snake bit +them, but on the other hand they didn't have to deal with +automobile accidents and industrial pollution. + +In most places and at most times, foraging provided ideal +nutrition. That is hardly surprising - this had been the +human diet for hundreds of thousands of years, and the +human body was well adapted to it. Evidence from fossilised +skeletons indicates that ancient foragers were less likely to +su erfrom starvation or malnutrition, and were generally +taller and healthier than their peasant descendants. Average +life expectancy was apparently just thirty to forty years, but +this was due largely to the high incidence of child mortality. +Children who made it through the perilous rst years had a +good chance of reaching the age of sixty, and some even +made it to their eighties. Among modern foragers, forty- ve- +year-old women can expect to live another twenty years, +and about 5-8 per cent of the population is over sixty. 6 + +The foragers' secret of success, which protected them from +starvation and malnutrition, was their varied diet. Farmers + + +tend to eat a very limited and unbalanced diet. Especially in +premodern times, most of the calories feeding an +agricultural population came from a single crop - such as +wheat, potatoes or rice + +- that lacks some of the vitamins, minerals and other +nutritional materials humans need. The typical peasant in +traditional China ate rice for breakfast, rice for lunch, and +rice for dinner. If she were lucky, she could expect to eat the +same on the following day. By contrast, ancient foragers +regularly ate dozens of di erent + +foodstu s. The peasant's ancient ancestor, the forager, may +have eaten berries and mushrooms for breakfast; fruits, +snails and turtle for lunch; and rabbit steak with wild onions +for dinner. Tomorrows menu might have been completely di +erent. This variety ensured that the ancient foragers +received all the necessary nutrients. + +Furthermore, by not being dependent on any single kind of +food, they were less liable to su er when one particular food +source failed. Agricultural societies are ravaged by famine +when drought, re or earthquake devastates the annual rice +or potato crop. Forager societies were hardly immune to +natural disasters, and su ered from periods of want and +hunger, but they were usually able to deal with such +calamities more easily. If they lost some of their staple +foodstu s, they could gather or hunt other species, or move +to a less affected area. + +Ancient foragers also su ered less from infectious diseases. +Most of the infectious diseases that have plagued +agricultural and industrial societies (such as smallpox, +measles and tuberculosis) originated in domesticated +animals and were transferred to humans only after the +Agricultural Revolution. Ancient foragers, who had + + + +domesticated only dogs, were free of these scourges. +Moreover, most people in agricultural and industrial +societies lived in dense, unhygienic permanent settlements +- ideal hotbeds for disease. Foragers roamed the land in +small bands that could not sustain epidemics. + +The wholesome and varied diet, the relatively short working +week, and the rarity of infectious diseases have led many +experts to de ne pre-agricultural forager societies as 'the +original a uent societies'. It would be a mistake, however, to +idealise the lives of these ancients. Though they lived better +lives than most people in agricultural and industrial +societies, their world could still be harsh and unforgiving. +Periods of want and hardship were not uncommon, child +mortality was high, and an accident which would be minor +today could easily become a death sentence. Most people +probably enjoyed the close intimacy of the roaming band, +but those unfortunates who incurred the hostility or mockery +of their fellow band members probably su ered terribly. +Modern foragers occasionally abandon and even kill old or +disabled people who cannot keep up with the band. + +Unwanted babies and children may be slain, and there are +even cases of religiously inspired human sacrifice. + +The Ache people, hunter-gatherers who lived in the jungles +of Paraguay until the 1960s, o er a glimpse into the darker +side of foraging. When a valued band member died, the +Ache customarily killed a little girl and buried the two +together. + +Anthropologists who interviewed the Ache recorded a case +in which a band abandoned a middle-aged man who fell sick +and was unable to keep up with the others. He was left +under a tree. Vultures perched above him, expecting a +hearty + + + +meal. But the man recuperated, and, walking briskly, he +managed to rejoin the band. His body was covered with the +birds' faeces, so he was henceforth nicknamed 'Vulture +Droppings'. + +When an old Ache woman became a burden to the rest of +the band, one of the + +younger men would sneak behind her and kill her with an +axe-blow to the head. + +An Ache man told the inquisitive anthropologists stories of +his prime years in the jungle. 'I customarily killed old +women. I used to kill my aunts ... The women were afraid of +me ... Now, here with the whites, I have become weak.' +Babies born without hair, who were considered +underdeveloped, were killed immediately. One woman +recalled that her rst baby girl was killed because the men in +the band did not want another girl. On another occasion a +man killed a small boy because he was 'in a bad mood and +the child was crying'. Another child was buried alive +because 'it was funny-looking and the other children +laughed at it'. 7 + +We should be careful, though, not to judge the Ache too +quickly. Anthropologists who lived with them for years report +that violence between adults was very rare. + +Both women and men were free to change partners at will. +They smiled and laughed constantly, had no leadership +hierarchy, and generally shunned domineering people. They +were extremely generous with their few possessions, and +were not obsessed with success or wealth. The things they +valued most in life were good social interactions and high- +quality friendships^ They viewed the killing of children, sick +people and the elderly as many people today view abortion + + +and euthanasia. It should also be noted that the Ache were +hunted and killed without mercy by Paraguayan farmers. + +The need to evade their enemies probably caused the Ache +to adopt an exceptionally harsh attitude towards anyone +who might become a liability to the band. + +The truth is that Ache society, like every human society, was +very complex. We should beware of demonising or idealising +it on the basis of a super cial acquaintance. The Ache were +neither angels nor ends - they were humans. So, too, were +the ancient hunter-gatherers. + +Talking Ghosts + +What can we say about the spiritual and mental life of the +ancient hunter-gatherers? The basics of the forager economy +can be reconstructed with some con dence based on quanti +able and objective factors. For example, we can calculate +how many calories per day a person needed in order to +survive, how many calories were obtained from a kilogram of +walnuts, and how many walnuts could be gathered from a +square kilometre of forest. With this data, we can make + +an educated guess about the relative importance of walnuts +in their diet. + +But did they consider walnuts a delicacy or a humdrum +staple? Did they believe that walnut trees were inhabited by +spirits? Did they nd walnut leaves pretty? If a forager boy +wanted to take a forager girl to a romantic spot, did the +shade of a walnut tree su ce? The world of thought, belief +and feeling is by de nition far more difficult to decipher. + +Most scholars agree that animistic beliefs were common +among ancient foragers. Animism (from ' anima ', 'soul' or +'spirit' in Latin) is the belief that almost every place, every +animal, every plant and every natural phenomenon has + + + +awareness and feelings, and can communicate directly with +humans. Thus, animists may believe that the big rock at the +top of the hill has desires and needs. + +The rock might be angry about something that people did +and rejoice over some other action. The rock might +admonish people or ask for favours. Humans, for their part, +can address the rock, to mollify or threaten it. Not only the +rock, but also the oak tree at the bottom of the hill is an +animated being, and so is the stream owing below the hill, +the spring in the forest clearing, the bushes growing around +it, the path to the clearing, and the field mice, wolves and +crows that drink there. In the animist world, objects and +living things are not the only animated beings. There are +also immaterial entities - the spirits of the dead, and friendly +and malevolent beings, the kind that we today call demons, +fairies and angels. + +Animists believe that there is no barrier between humans +and other beings. They can all communicate directly +through speech, song, dance and ceremony. A hunter may +address a herd of deer and ask that one of them sacri ce +itself. If the hunt succeeds, the hunter may ask the dead +animal to forgive him. When someone falls sick, a shaman +can contact the spirit that caused the sickness and try to +pacify it or scare it away. If need be, the shaman may ask for +help from other spirits. What characterises all these acts of +communication is that the entities being addressed are local +beings. They are not universal gods, but rather a particular +deer, a particular tree, a particular stream, a particular +ghost. + +Just as there is no barrier between humans and other beings, +neither is there a strict hierarchy. Non-human entities do not +exist merely to provide for the needs of man. Nor are they +all-powerful gods who run the world as they wish. The world + + + +does not revolve around humans or around any other +particular group of beings. + + +Animism is not a speci c religion. It is a generic name for +thousands of very di erent religions, cults and beliefs. What +makes all of them 'animist' is this common approach to the +world and to man's place in it. Saying that ancient foragers +were probably animists is like saying that premodern +agriculturists were mostly theists. Theism (from ' theos', +'god' in Greek) is the view that the universal order is based +on a hierarchical relationship between humans and a small +group of ethereal entities called gods. It is certainly true to +say that premodern + +agriculturists tended to be theists, but it does not teach us +much about the particulars. The generic rubric 'theists' +covers Jewish rabbis from eighteenth-century Poland, witch¬ +burning Puritans from seventeenth-century Massachusetts, +Aztec priests from fteenth-century Mexico, Su mystics from +twelfth-century Iran, tenth-century Viking warriors, second- +century Roman legionnaires, and rst-century Chinese +bureaucrats. Each of these viewed the others' beliefs and +practices as weird and heretical. The di erences between the +beliefs and practices of groups of 'animistic' foragers were +probably just as big. Their religious experience may have +been turbulent and filled with controversies, reforms and +revolutions. + +But these cautious generalisations are about as far as we +can go. Any attempt to describe the specifics of archaic +spirituality is highly speculative, as there is next to no +evidence to go by and the little evidence we have - a +handful of artefacts and cave paintings - can be interpreted +in myriad ways. The theories of scholars who claim to know +what the foragers felt shed much more light on the +prejudices of their authors than on Stone Age religions. + + + +Instead of erecting mountains of theory over a molehill of +tomb relics, cave paintings and bone statuettes, it is better +to be frank and admit that we have only the haziest notions +about the religions of ancient foragers. We assume that they +were animists, but that's not very informative. We don't +know which spirits they prayed to, which festivals they +celebrated, or which taboos they observed. Most +importantly, we don't know what stories they told. It's one of +the biggest holes in our understanding of human history. + +The sociopolitical world of the foragers is another area about +which we know next to nothing. As explained above, +scholars cannot even agree on the basics, such as the +existence of private property, nuclear families and +monogamous relationships. + +It's likely that di erent bands had di erent structures. Some +may have been as hierarchical, tense and violent as the +nastiest chimpanzee group, while others were as laid-back, +peaceful and lascivious as a bunch of bonobos. + + + + +8. A painting from Lascaux Cave, c.15,000-20,000 +years ago. What exactly do we see, and what is the +painting's meaning? Some argue that we see a man +with the head of a bird and an erect penis, being +killed by a bison. Beneath the man is another bird +which might symbolise the soul, released from the +body at the moment of death. If so, the picture +depicts not a prosaic hunting accident, but rather +the passage from this world to the next. But we have +no way of knowing whether any of these +speculations are true. It's a Rorschach test that +reveals much about the preconceptions of modern +scholars, and little about the beliefs of ancient +foragers. + +In Sungir, Russia, archaeologists discovered in 1955 a +30,000-year-old burial site belonging to a mammoth-hunting + + + + +culture. In one grave they found the skeleton of a fty-year- +old man, covered with strings of mammoth ivory beads, +containing about 3,000 beads in total. On the dead man's +head was a hat decorated with fox teeth, and on his wrists +twenty- ve ivory bracelets. Other graves from the same site +contained far fewer goods. Scholars deduced that the Sungi +mammoth-hunters lived in a hierarchical society, and that +the dead man was perhaps the leader of a band or of an +entire tribe comprising several bands. It is unlikely that a +few dozen members of a single band could have produced +so many grave goods by themselves. + + + +9^_Hunter-gatherers made these handprints about +9,000 years ago in the 'Hands Cave', in Argentina. It +looks as if these long-dead hands are reaching +towards us from within the rock. This is one of the + + +most moving relics of the ancient forager world - but +nobody knows what it means. + + +Archaeologists then discovered an even more interesting +tomb. It contained two skeletons, buried head to head. One +belonged to a boy aged about twelve or thirteen, and the +other to a girl of about nine or ten. The boy was covered with +5,000 ivory beads. He wore a fox-tooth hat and a belt with +250 fox teeth (at least sixty foxes had to have their teeth +pulled to get that many). The girl was adorned with 5,250 +ivory beads. Both children were surrounded by statuettes +and various ivory objects. A skilled craftsman (or +craftswoman) probably needed about forty-ve minutes to +prepare a single ivory bead. In other words, fashioning the +10,000 + +ivory beads that covered the two children, not to mention +the other objects, required some 7,500 hours of delicate +work, well over three years of labour by an experienced +artisan! + +It is highly unlikely that at such a young age the Sungir +children had proved themselves as leaders or mammoth- +hunters. Only cultural beliefs can explain why they received +such an extravagant burial. One theory is that they owed +their rank to their parents. Perhaps they were the children of +the leader, in a culture that believed in either family +charisma or strict rules of succession. According to a second +theory, the children had been identi ed at birth as the +incarnations of some long-dead spirits. A third theory argues +that the children's burial re ects the + +way they died rather than their status in life. They were +ritually sacri ced - + + + +perhaps as part of the burial rites of the leader - and then +entombed with pomp and circumstance. 9 + +Whatever the correct answer, the Sungir children are among +the best pieces of evidence that 30,000 years ago Sapiens +could invent sociopolitical codes that went far beyond the +dictates of our DNA and the behaviour patterns of other +human and animal species. + +Peace or War? + +Finally, there's the thorny question of the role of war in +forager societies. Some scholars imagine ancient hunter- +gatherer societies as peaceful paradises, and argue that war +and violence began only with the Agricultural Revolution, +when people started to accumulate private property. Other +scholars maintain that the world of the ancient foragers was +exceptionally cruel and violent. Both schools of thought are +castles in the air, connected to the ground by the thin +strings of meagre archaeological remains and +anthropological observations of present-day foragers. + +The anthropological evidence is intriguing but very +problematic. Foragers today live mainly in isolated and +inhospitable areas such as the Arctic or the Kalahari, where +population density is very low and opportunities to ght other +people are limited. Moreover, in recent generations, foragers +have been increasingly subject to the authority of modern +states, which prevent the eruption of large-scale con icts. +European scholars have had only two opportunities to +observe large and relatively dense populations of +independent foragers: in north-western North America in the +nineteenth century, and in northern Australia during the +nineteenth and early twentieth centuries. Both Amerindian +and Aboriginal Australian cultures witnessed frequent armed + + +con icts. It is debatable, however, whether this represents a +'timeless' condition or the impact of European imperialism. + + +The archaeological ndings are both scarce and opaque. + +What telltale clues might remain of any war that took place +tens of thousands of years ago? There were no forti cations +and walls back then, no artillery shells or even swords and +shields. An ancient spear point might have been used in +war, but it could have been used in a hunt as well. Fossilised +human bones are no less hard to interpret. + +A fracture might indicate a war wound or an accident. Nor is +the absence of fractures and cuts on an ancient skeleton +conclusive proof that the person to whom the skeleton +belonged did not die a violent death. Death can be caused +by + +trauma to soft tissues that leaves no marks on bone. Even +more importantly, during pre-industrial warfare more than +90 per cent of war dead were killed by starvation, cold and +disease rather than by weapons. Imagine that 30,000 years +ago one tribe defeated its neighbour and expelled it from +coveted foraging grounds. In the decisive battle, ten +members of the defeated tribe were killed. In the following +year, another hundred members of the losing tribe died from +starvation, cold and disease. Archaeologists who come +across these no skeletons may too easily conclude that most +fell victim to some natural disaster. How would we be able to +tell that they were all victims of a merciless war? + +Duly warned, we can now turn to the archaeological ndings. +In Portugal, a survey was made of 400 skeletons from the +period immediately predating the Agricultural Revolution. +Only two skeletons showed clear marks of violence. A similar +survey of 400 skeletons from the same period in Israel +discovered a single crack in a single skull that could be + + + +attributed to human violence. A third survey of 400 +skeletons from various pre-agricultural sites in the Danube +Valley found evidence of violence on eighteen skeletons. +Eighteen out of 400 may not sound like a lot, but it's +actually a very high percentage. If all eighteen indeed died +violently, it means that about 4.5 per cent of deaths in the +ancient Danube Valley were caused by human violence. +Today, the global average is only 1.5 per cent, taking war +and crime together. During the twentieth century, only 5 per +cent of human deaths resulted from human violence - and +this in a century that saw the bloodiest wars and most +massive genocides in history. If this revelation is typical, the +ancient Danube Valley was as violent as the twentieth +century. * + +The depressing ndings from the Danube Valley are +supported by a string of equally depressing ndings from +other areas. At Jabl Sahaba in Sudan, a 12,000-year-old +cemetery containing fty-nine skeletons was discovered. +Arrowheads and spear points were found embedded in or +lying near the bones of twenty-four skeletons, 40 per cent of +the nd. The skeleton of one woman revealed twelve injuries. +In Ofnet Cave in Bavaria, archaeologists discovered the +remains of thirty-eight foragers, mainly women and children, +who had been thrown into two burial pits. Half the skeletons, +including those of children and babies, bore clear signs of +damage by human weapons such as clubs and knives. The +few skeletons belonging to mature males bore the worst +marks of violence. In all probability, an entire forager band +was massacred at Ofnet. + +Which better represents the world of the ancient foragers: +the peaceful skeletons from Israel and Portugal, or the +abattoirs of Jabl Sahaba and Ofnet? The answer is neither. +Just as foragers exhibited a wide array of religions and social +structures, so, too, did they probably demonstrate a variety + + +of violence rates. While some areas and some periods of +time may have enjoyed peace and tranquillity, others were +riven by ferocious conflicts. 10 + +The Curtain of Silence + +If the larger picture of ancient forager life is hard to +reconstruct, particular events are largely irretrievable. When +a Sapiens band rst entered a valley inhabited by +Neanderthals, the following years might have witnessed a +breathtaking historical drama. Unfortunately, nothing would +have survived from such an encounter except, at best, a few +fossilised bones and a handful of stone tools that remain +mute under the most intense scholarly inquisitions. We may +extract from them information about human anatomy, +human technology, human diet, and perhaps + +even human social structure. But they reveal nothing about +the political alliance forged between neighbouring Sapiens +bands, about the spirits of the dead that blessed this +alliance, or about the ivory beads secretly given to the local +witch doctor in order to secure the blessing of the spirits. + +This curtain of silence shrouds tens of thousands of years of +history. These long millennia may well have witnessed wars +and revolutions, ecstatic religious movements, profound +philosophical theories, incomparable artistic masterpieces. + +The foragers may have had their all-conquering Napoleons, +who ruled empires half the size of Luxembourg; gifted +Beethovens who lacked symphony orchestras but brought +people to tears with the sound of their bamboo utes; and +charismatic prophets who revealed the words of a local oak +tree rather than those of a universal creator god. But these +are all mere guesses. The curtain of silence is so thick that + + +we cannot even be sure such things occurred - let alone +describe them in detail. + +Scholars tend to ask only those questions that they can +reasonably expect to answer. Without the discovery of as yet +unavailable research tools, we will probably never know +what the ancient foragers believed or what political dramas +they experienced. Yet it is vital to ask questions for which no +answers are available, otherwise we might be tempted to +dismiss 60,000 of 70,000 years of human history with the +excuse that 'the people who lived back then did nothing of +importance'. + +The truth is that they did a lot of important things. In +particular, they shaped the world around us to a much larger +degree than most people realise. Trekkers visiting the +Siberian tundra, the deserts of central Australia and the +Amazonian rainforest believe that they have entered +pristine landscapes, virtually untouched by human hands. +But that's an illusion. The foragers were there before us and +they brought about dramatic changes even in the densest +jungles and the most desolate wildernesses. The next +chapter explains how the foragers completely reshaped the +ecology of our planet long before the rst agricultural village +was built. The wandering bands of storytelling Sapiens were +the most important and most destructive force the animal +kingdom had ever produced. + +LA 'horizon of possibilities' means the entire spectrum of +beliefs, practices and experiences that are open before a +particular society, given its ecological, technological and +cultural limitations. Each society and each individual usual y +explore only a tiny fraction of their horizon of possibilities. + +Lit might be argued that not al eighteen ancient Danubians +actual y died from the violence whose marks can be seen on + + +their remains. Some were only injured. However, this is +probably counterbalanced by deaths from trauma to soft +tissues and from the invisible deprivations that accompany +war. + +4 + +The Flood + +PRIOR TO THE COGNITIVE REVOLUTION, humans of all +species lived exclusively + +on the Afro-Asian landmass. True, they had settled a few +islands by swimming short stretches of water or crossing +them on improvised rafts. Flores, for example, was colonised +as far back as 850,000 years ago. Yet they were unable to +venture into the open sea, and none reached America, +Australia, or remote islands such as Madagascar, New +Zealand and Hawaii. + +The sea barrier prevented not just humans but also many +other Afro-Asian animals and plants from reaching this +'Outer World'. As a result, the organisms of distant lands like +Australia and Madagascar evolved in isolation for millions +upon millions of years, taking on shapes and natures very di +erent from those of their distant Afro-Asian relatives. Planet +Earth was separated into several distinct ecosystems, each +made up of a unique assembly of animals and plants. Homo +sapiens was about to put an end to this biological +exuberance. + +Following the Cognitive Revolution, Sapiens acquired the +technology, the organisational skills, and perhaps even the +vision necessary to break out of Afro-Asia and settle the +Outer World. Their rst achievement was the colonisation of +Australia some 45,000 years ago. Experts are hard-pressed +to explain this feat. In order to reach Australia, humans had + + + +to cross a number of sea channels, some more than a +hundred kilometres wide, and upon arrival they had to adapt +nearly overnight to a completely new ecosystem. + +The most reasonable theory suggests that, about 45,000 +years ago, the Sapiens living in the Indonesian archipelago +(a group of islands separated from Asia and from each other +by only narrow straits) developed the rst seafaring societies. + +They learned how to build and manoeuvre ocean-going +vessels and became long-distance shermen, traders and +explorers. This would have brought about an unprecedented +transformation in human capabilities and lifestyles. Every +other mammal that went to sea - seals, sea cows, dolphins - +had to evolve for aeons to develop specialised organs and a +hydrodynamic body. The Sapiens in Indonesia, descendants +of apes who lived on the African savannah, became Paci c +seafarers without growing ippers and without having to wait +for their noses to migrate to the top of their heads as whales +did. Instead, they built boats and learned how to + +steer them. And these skills enabled them to reach and +settle Australia. + +True, archaeologists have yet to unearth rafts, oars or shing +villages that date back as far as 45,000 years ago (they +would be di cult to discover, because rising sea levels have +buried the ancient Indonesian shoreline under a hundred +metres of ocean). Nevertheless, there is strong +circumstantial evidence to support this theory, especially +the fact that in the thousands of years following the +settlement of Australia, Sapiens colonised a large number of +small and isolated islands to its north. Some, such as Buka +and Manus, were separated from the closest land by 200 +kilometres of open water. It's hard to believe that anyone +could have reached and colonised Manus without + + + +sophisticated vessels and sailing skills. As mentioned earlier, +there is also rm evidence for regular sea trade between +some of these islands, such as New Ireland and New +Britain^! + +The journey of the rst humans to Australia is one of the most +important events in history, at least as important as +Columbus' journey to America or the Apol o 11 + +expedition to the moon. It was the rst time any human had +managed to leave the Afro-Asian ecological system - indeed, +the rst time any large terrestrial mammal had managed to +cross from Afro-Asia to Australia. Of even greater importance +was what the human pioneers did in this new world. The +moment the rst hunter-gatherer set foot on an Australian +beach was the moment that Homo sapiens climbed to the +top rung in the food chain on a particular landmass and +thereafter became the deadliest species in the annals of +planet Earth. + +Up until then humans had displayed some innovative +adaptations and + +behaviours, but their e ect on their environment had been +negligible. They had demonstrated remarkable success in +moving into and adjusting to various habitats, but they did +so without drastically changing those habitats. The settlers +of Australia, or more accurately, its conquerors, didn't just +adapt, they transformed the Australian ecosystem beyond +recognition. + +The rst human footprint on a sandy Australian beach was +immediately washed away by the waves. Yet when the +invaders advanced inland, they left behind a di erent +footprint, one that would never be expunged. As they +pushed on, they encountered a strange universe of unknown + + +creatures that included a 200-kilogram, two-metre kangaroo, +and a marsupial lion, as massive as a modern tiger, that was +the continent's largest predator. Koalas far too big to be +cuddly and cute rustled in the trees and ightless birds twice +the size of ostriches sprinted on the plains. Dragon-like +lizards and snakes ve metres long slithered through the +undergrowth. The giant diprotodon, a two-and-a-half-ton +wombat, roamed the forests. Except for the birds and +reptiles, all these animals were marsupials - like kangaroos, +they gave birth to tiny, helpless, fetus-like young which they +then nurtured with milk in abdominal pouches. Marsupial +mammals were almost unknown in Africa and Asia, but in +Australia they reigned supreme. + +Within a few thousand years, virtually all of these giants +vanished. Of the twenty-four Australian animal species +weighing fty kilograms or more, twenty-three became +extinct. 2_A large number of smaller species also +disappeared. Food chains throughout the entire Australian +ecosystem were broken and rearranged. It was the most +important transformation of the Australian ecosystem for +millions of years. Was it all the fault of Homo sapiens ? + +Guilty as Charged + +Some scholars try to exonerate our species, placing the +blame on the vagaries of the climate (the usual scapegoat in +such cases). Yet it is hard to believe that Homo sapiens was +completely innocent. There are three pieces of evidence that +weaken the climate alibi, and implicate our ancestors in the +extinction of the Australian megafauna. + +Firstly, even though Australia's climate changed some +45,000 years ago, it wasn't a very remarkable upheaval. It's +hard to see how the new weather patterns alone could have +caused such a massive extinction. It's common today to + + +explain anything and everything as the result of climate +change, but the truth is that earth's climate never rests. It is +in constant ux. Every event in history occurred against the +background of some climate change. + +In particular, our planet has experienced numerous cycles of +cooling and warming. During the last million years, there has +been an ice age on average every 100,000 years. The last +one ran from about 75,000 to 15,000 years ago. Not +unusually severe for an ice age, it had twin peaks, the rst +about 70,000 years ago and the second at about 20,000 +years ago. The giant diprotodon appeared in Australia more +than 1.5 million years ago and successfully weathered at +least ten previous ice ages. It also survived the rst peak of +the last ice age, around 70,000 + +years ago. Why, then, did it disappear 45,000 years ago? Of +course, if diprotodons had been the only large animal to +disappear at this time, it might have been just a uke. But +more than 90 per cent of Australia's megafauna disappeared +along with the diprotodon. The evidence is circumstantial, +but it's hard to imagine that Sapiens, just by coincidence, +arrived in Australia at the precise point that all these +animals were dropping dead of the chills.3 + +Secondly, when climate change causes mass extinctions, +sea creatures are usually hit as hard as land dwellers. Yet +there is no evidence of any signi cant disappearance of +oceanic fauna 45,000 years ago. Human involvement can +easily explain why the wave of extinction obliterated the +terrestrial megafauna of Australia while sparing that of the +nearby oceans. Despite its burgeoning + +navigational abilities, Homo sapiens was still +overwhelmingly a terrestrial menace. + + +Thirdly, mass extinctions akin to the archetypal Australian +decimation occurred again and again in the ensuing +millennia - whenever people settled another part of the +Outer World. In these cases Sapiens guilt is irrefutable. For +example, the megafauna of New Zealand - which had +weathered the alleged 'climate change' of c.45,000 years +ago without a scratch - su ered devastating blows +immediately after the rst humans set foot on the islands. The +Maoris, New Zealand's rst Sapiens colonisers, reached the +islands about 800 years ago. Within a couple of centuries, +the majority of the local megafauna was extinct, along with +60 per cent of all bird species. + +A similar fate befell the mammoth population of Wrangel +Island in the Arctic Ocean (200 kilometres north of the +Siberian coast). Mammoths had ourished for millions of +years over most of the northern hemisphere, but as Homo +sapiens spread - rst over Eurasia and then over North +America - the mammoths retreated. By 10,000 years ago +there was not a single mammoth to be found in the world, +except on a few remote Arctic islands, most conspicuously +Wrangel. The mammoths of Wrangel continued to prosper +for a few more millennia, then suddenly disappeared about +4,000 years ago, just when the rst humans reached the +island. + +Were the Australian extinction an isolated event, we could +grant humans the bene t of the doubt. But the historical +record makes Homo sapiens look like an ecological serial +killer. + +All the settlers of Australia had at their disposal was Stone +Age technology. How could they cause an ecological +disaster? There are three explanations that mesh quite +nicely. + + + +Large animals - the primary victims of the Australian +extinction - breed slowly. + +Pregnancy is long, o spring per pregnancy are few, and there +are long breaks between pregnancies. Consequently, if +humans cut down even one diprotodon every few months, it +would be enough to cause diprotodon deaths to outnumber +births. Within a few thousand years the last, lonesome +diprotodon would pass away, and with her the entire +species. 4 + +In fact, for all their size, diprotodons and Australia's other +giants probably wouldn't have been that hard to hunt +because they would have been taken totally by surprise by +their two-legged assailants. Various human species had +been prowling and evolving in Afro-Asia for 2 million years. +They slowly honed their hunting skills, and began going +after large animals around 400,000 years ago. + +The big beasts of Africa and Asia learned to avoid humans, +so when the new mega-predator - Homo sapiens - appeared +on the Afro-Asian scene, the large animals already knew to +keep their distance from creatures that looked like it. In + +contrast, the Australian giants had no time to learn to run +away. Humans don't come across as particularly dangerous. +They don't have long, sharp teeth or muscular, lithe bodies. +So when a diprotodon, the largest marsupial ever to walk the +earth, set eyes for the rst time on this frail-looking ape, he +gave it one glance and then went back to chewing leaves. +These animals had to evolve a fear of humankind, but before +they could do so they were gone. + +The second explanation is that by the time Sapiens reached +Australia, they had already mastered re agriculture. Faced +with an alien and threatening environment, they + + +deliberately burned vast areas of impassable thickets and +dense forests to create open grasslands, which attracted +more easily hunted game, and were better suited to their +needs. They thereby completely changed the ecology of +large parts of Australia within a few short millennia. + +One body of evidence supporting this view is the fossil plant +record. Eucalyptus trees were rare in Australia 45,000 years +ago. But the arrival of Homo sapiens inaugurated a golden +age for the species. Since eucalyptuses are particularly +resistant to re, they spread far and wide while other trees +and shrubs disappeared. + +These changes in vegetation in uenced the animals that ate +the plants and the carnivores that ate the vegetarians. +Koalas, which subsist exclusively on eucalyptus leaves, +happily munched their way into new territories. Most other +animals su ered greatly. Many Australian food chains +collapsed, driving the weakest links into extinction. 5 + +A third explanation agrees that hunting and re agriculture +played a signi cant role in the extinction, but emphasises +that we can't completely ignore the role of climate. The +climate changes that beset Australia about 45,000 years +ago destabilised the ecosystem and made it particularly +vulnerable. Under normal circumstances the system would +probably have recuperated, as had happened many times +previously. However, humans appeared on the stage at just +this critical juncture and pushed the brittle ecosystem into +the abyss. The combination of climate change and human +hunting is particularly devastating for large animals, since it +attacks them from di erent angles. It is hard to nd a good +survival strategy that will work simultaneously against +multiple threats. + + +Without further evidence, there's no way of deciding +between the three scenarios. But there are certainly good +reasons to believe that if Homo sapiens had never gone +Down Under, it would still be home to marsupial lions, +diprotodons and giant kangaroos. + +The End of Sloth + +The extinction of the Australian megafauna was probably +the rst signi cant ma rk Homo sapiens left on our planet. It +was followed by an even larger ecological disaster, this time +in America. Homo sapiens was the rst and only human +species to reach the western hemisphere landmass, arriving +about 16,000 + +years ago, that is in or around 14,000 BC. The rst Americans +arrived on foot, which they could do because, at the time, +sea levels were low enough that a land bridge connected +north-eastern Siberia with north-western Alaska. Not that it +was easy - the journey was an arduous one, perhaps harder +than the sea passage to Australia. To make the crossing, +Sapiens rst had to learn how to withstand the extreme Arctic +conditions of northern Siberia, an area on which the sun +never shines in winter, and where temperatures can drop to +minus fifty degrees Celsius. + +No previous human species had managed to penetrate +places like northern Siberia. Even the cold-adapted +Neanderthals restricted themselves to relatively warmer +regions further south. But Homo sapiens , whose body was +adapted to living in the African savannah rather than in the +lands of snow and ice, devised ingenious solutions. When +roaming bands of Sapiens foragers migrated into colder +climates, they learned to make snowshoes and e ective +thermal clothing composed of layers of furs and skins, sewn +together tightly with the help of needles. They developed + + + +new weapons and sophisticated hunting techniques that +enabled them to track and kill mammoths and the other big +game of the far north. + +As their thermal clothing and hunting techniques improved, +Sapiens dared to venture deeper and deeper into the frozen +regions. And as they moved north, their clothes, hunting +strategies and other survival skills continued to improve. + +But why did they bother? Why banish oneself to Siberia by +choice? Perhaps some bands were driven north by wars, +demographic pressures or natural disasters. Others might +have been lured northwards by more positive reasons, such +as animal protein. The Arctic lands were full of large, juicy +animals such as reindeer and mammoths. Every mammoth +was a source of a vast quantity of meat (which, given the +frosty temperatures, could even be frozen for later use), +tasty fat, warm fur and valuable ivory. As the ndings from +Sungir testify, mammoth-hunters did not just survive in the +frozen north - they thrived. As time passed, the bands +spread far and wide, pursuing mammoths, mastodons, +rhinoceroses and reindeer. Around 14,000 BC, the chase +took some of them from north-eastern Siberia to Alaska. Of +course, they didn't know they were discovering a new world. + +For mammoth and man alike, Alaska was a mere extension +of Siberia. + +At rst, glaciers blocked the way from Alaska to the rest of +America, allowing no more than perhaps a few isolated +pioneers to investigate the lands further south. However, +around 12,000 BC global warming melted the ice and +opened an easier passage. Making use of the new corridor, +people moved south en masse, spreading over the entire +continent. Though originally adapted to hunting large + + + +game in the Arctic, they soon adjusted to an amazing +variety of climates and ecosystems. Descendants of the +Siberians settled the thick forests of the eastern United +States, the swamps of the Mississippi Delta, the deserts of +Mexico and steaming jungles of Central America. Some +made their homes in the river world of the Amazon basin, +others struck roots in Andean mountain valleys or the open +pampas of Argentina. And all this happened in a mere +millennium or two! By 10,000 BC, humans already inhabited +the most southern point in America, the island of Tierra del +Fuego at the continent's southern tip. The human blitzkrieg +across America testi es to the incomparable ingenuity and +the unsurpassed adaptability of Homo sapiens. No other +animal had ever moved into such a huge variety of radically +di erent habitats so quickly, everywhere using virtually the +same genes. 6 + +The settling of America was hardly bloodless. It left behind a +long trail of victims. American fauna 14,000 years ago was +far richer than it is today. When the rst Americans marched +south from Alaska into the plains of Canada and the western +United States, they encountered mammoths and mastodons, +rodents the size of bears, herds of horses and camels, +oversized lions and dozens of large species the likes of +which are completely unknown today, among them +fearsome sabre-tooth cats and giant ground sloths that +weighed up to eight tons and reached a height of six metres. +South America hosted an even more exotic menagerie of +large mammals, reptiles and birds. The Americas were a +great laboratory of evolutionary experimentation, a place +where animals and plants unknown in Africa and Asia had +evolved and thrived. + +But no longer. Within 2,000 years of the Sapiens arrival, +most of these unique species were gone. According to +current estimates, within that short interval, North America + + +lost thirty-four out of its forty-seven genera of large +mammals. + +South America lost fty out of sixty. The sabre-tooth cats, +after ourishing for more than 30 million years, disappeared, +and so did the giant ground sloths, the oversized lions, +native American horses, native American camels, the giant +rodents and the mammoths. Thousands of species of smaller +mammals, reptiles, birds, and even insects and parasites +also became extinct (when the mammoths died out, all +species of mammoth ticks followed them to oblivion). + +For decades, palaeontologists and zooarchaeologists - +people who search for and study animal remains - have +been combing the plains and mountains of the Americas in +search of the fossilised bones of ancient camels and the +petri ed faeces of giant ground sloths. When they nd what +they seek, the treasures are carefully packed up and sent to +laboratories, where every bone and every coprolite (the +technical name for fossilised turds) is meticulously studied +and dated. Time and again, these analyses yield the same +results: the freshest dung balls and the most recent camel +bones date to the period when humans ooded + +America, that is, between approximately 12,000 and 9000 +BC. Only in one area have scientists discovered younger +dung balls: on several Caribbean islands, in particular Cuba +and Hispaniola, they found petri ed ground-sloth scat dating +to about 5000 BC. This is exactly the time when the rst +humans managed to cross the Caribbean Sea and settle +these two large islands. + +Again, some scholars try to exonerate Homo sapiens and +blame climate change (which requires them to posit that, for +some mysterious reason, the climate in the Caribbean +islands remained static for 7,000 years while the rest of the + + + +western hemisphere warmed). But in America, the dung ball +cannot be dodged. We are the culprits. There is no way +around that truth. Even if climate change abetted us, the +human contribution was decisive^. + +Noah's Ark + +If we combine the mass extinctions in Australia and America, +and add the smaller-scale extinctions that took place as +Homo sapiens spread over Afro-Asia - such as the extinction +of all other human species - and the extinctions that +occurred when ancient foragers settled remote islands such +as Cuba, the inevitable conclusion is that the rst wave of +Sapiens colonisation was one of the biggest and swiftest +ecological disasters to befall the animal kingdom. Hardest +hit were the large furry creatures. At the time of the +Cognitive Revolution, the planet was home to about 200 +genera of large terrestrial mammals weighing over fty +kilograms. At the time of the Agricultural Revolution, only +about a hundred remained. Homo sapiens drove to +extinction about half of the planet's big beasts long before +humans invented the wheel, writing, or iron tools. + +This ecological tragedy was restaged in miniature countless +times after the Agricultural Revolution. The archaeological +record of island after island tells the same sad story. The +tragedy opens with a scene showing a rich and varied +population of large animals, without any trace of humans. In +scene two, Sapiens appear, evidenced by a human bone, a +spear point, or perhaps a potsherd. Scene three quickly +follows, in which men and women occupy centre stage and +most large animals, along with many smaller ones, are gone. + +The large island of Madagascar, about 400 kilometres east of +the African mainland, o ers a famous example. Through +millions of years of isolation, a unique collection of animals + + +evolved there. These included the elephant bird, a ightless +creature three metres tall and weighing almost half a ton - +the largest bird in the world - and the giant lemurs, the +globe's largest primates. The elephant birds and the giant +lemurs, along with most of the other large animals of + + + +Madagascar, suddenly vanished about 1,500 years ago - +precisely when the rst humans set foot on the island. + +10. Reconstructions of two giant ground sloths +(Megatherium) and behind them two giant +armadillos (Glyptodon). Now extinct, giant +armadillos measured over three metres in length +and weighed up to two tons, whereas giant ground +sloths reached heights of up to six metres, and +weighed up to eight tons. + +In the Paci c Ocean, the main wave of extinction began in +about 1500 BC, when Polynesian farmers settled the +Solomon Islands, Fiji and New Caledonia. They killed o , + + + + +directly or indirectly, hundreds of species of birds, insects, +snails and other local inhabitants. From there, the wave of +extinction moved gradually to the east, the south and the +north, into the heart of the Paci c Ocean, obliterating on its +way the unique fauna of Samoa and Tonga (1200 BC); the +Marquis Islands (AD 1); Easter Island, the Cook Islands and +Hawaii (AD 500); and nally New Zealand (AD + +1200 ). + +Similar ecological disasters occurred on almost every one of +the thousands of islands that pepper the Atlantic Ocean, +Indian Ocean, Arctic Ocean and Mediterranean Sea. +Archaeologists have discovered on even the tiniest islands +evidence of the existence of birds, insects and snails that +lived there for countless generations, only to vanish when +the rst human farmers arrived. None but a few extremely +remote islands escaped man's notice until the modern age, +and these islands kept their fauna intact. The Galapagos +Islands, to give one famous example, remained uninhabited +by humans until the nineteenth century, thus preserving +their unique menagerie, including their giant tortoises, +which, like the + +ancient diprotodons, show no fear of humans. + +The First Wave Extinction, which accompanied the spread of +the foragers, was followed by the Second Wave Extinction, +which accompanied the spread of the farmers, and gives us +an important perspective on the Third Wave Extinction, +which industrial activity is causing today. Don't believe tree- +huggers who claim that our ancestors lived in harmony with +nature. Long before the Industrial Revolution, Homo sapiens +held the record among all organisms for driving the most +plant and animal species to their extinctions. We have the + + + +dubious distinction of being the deadliest species in the +annals of biology. + +Perhaps if more people were aware of the First Wave and +Second Wave extinctions, they'd be less nonchalant about +the Third Wave they are part of. If we knew how many +species we've already eradicated, we might be more +motivated to protect those that still survive. This is +especially relevant to the large animals of the oceans. Unlike +their terrestrial counterparts, the large sea animals su ered +relatively little from the Cognitive and Agricultural +Revolutions. But many of them are on the brink of extinction +now as a result of industrial pollution and human overuse of +oceanic resources. If things continue at the present pace, it +is likely that whales, sharks, tuna and dolphins will follow +the diprotodons, ground sloths and mammoths to oblivion. +Among all the world's large creatures, the only survivors of +the human ood will be humans themselves, and the +farmyard animals that serve as galley slaves in Noah's Ark. + + + +Part Two + + + + + + + +The Agricultural Revolution + + +11. A wall painting from an Egyptian grave, dated to +about 3,500 years ago, depicting typical agricultural +scenes. + +5 + +History's Biggest Fraud + +FOR 2.5 MILLION YEARS HUMANS FED themselves by +gathering plants and hunting animals that lived and bred +without their intervention. Homo erectus, Homo ergaster +and the Neanderthals plucked wild gs and hunted wild +sheep without deciding where g trees would take root, in +which meadow a herd of sheep should graze, or which billy +goat would inseminate which nanny goat. + +Homo sapiens spread from East Africa to the Middle East, to +Europe and Asia, and nally to Australia and America - but +everywhere they went, Sapiens too continued to live by +gathering wild plants and hunting wild animals. Why do +anything else when your lifestyle feeds you amply and +supports a rich world of social structures, religious beliefs +and political dynamics? + +All this changed about 10,000 years ago, when Sapiens +began to devote almost all their time and e ort to +manipulating the lives of a few animal and plant species. +From sunrise to sunset humans sowed seeds, watered plants, +plucked weeds from the ground and led sheep to prime +pastures. This work, they thought, would provide them with +more fruit, grain and meat. It was a revolution in the way +humans lived - the Agricultural Revolution. + +The transition to agriculture began around 9500-8500 BC in +the hill country of south-eastern Turkey, western Iran, and + + + +the Levant. It began slowly and in a restricted geographical +area. Wheat and goats were domesticated by + + +approximately 9000 BC; peas and lentils around 8000 BC; +olive trees by 5000 BC; horses by 4000 BC; and grapevines +in 3500 BC. Some animals and plants, such as camels and +cashew nuts, were domesticated even later, but by 3500 BC +the main wave of domestication was over. Even today, with +all our advanced technologies, more than 90 per cent of the +calories that feed humanity come from the handful of plants +that our ancestors domesticated between 9500 and 3500 BC +- wheat, rice, maize (called 'corn' in the US), potatoes, millet +and barley. No noteworthy plant or animal has been +domesticated in the last 2,000 years. If our minds are those +of hunter-gatherers, our cuisine is that of ancient farmers. + +Scholars once believed that agriculture spread from a single +Middle Eastern point of origin to the four corners of the +world. Today, scholars agree that + +agriculture sprang up in other parts of the world not by the +action of Middle Eastern farmers exporting their revolution +but entirely independently. People in Central America +domesticated maize and beans without knowing anything +about wheat and pea cultivation in the Middle East. South +Americans learned how to raise potatoes and llamas, +unaware of what was going on in either Mexico or the +Levant. Chinas rst revolutionaries domesticated rice, millet +and pigs. North America's first gardeners were those who got +tired of combing the undergrowth for edible gourds and +decided to cultivate pumpkins. New Guineans tamed sugar +cane and bananas, while the rst West African farmers made +African millet, African rice, sorghum and wheat conform to +their needs. From these initial focal points, agriculture +spread far and wide. By the rst century AD the vast majority +of people throughout most of the world were agriculturists. + + + +Why did agricultural revolutions erupt in the Middle East, +China and Central America but not in Australia, Alaska or +South Africa? The reason is simple: most species of plants +and animals can't be domesticated. Sapiens could dig up +delicious tru es and hunt down woolly mammoths, but +domesticating either species was out of the question. The +fungi were far too elusive, the giant beasts too ferocious. + +Of the thousands of species that our ancestors hunted and +gathered, only a few were suitable candidates for farming +and herding. Those few species lived in particular places, +and those are the places where agricultural revolutions +occurred. + +Scholars once proclaimed that the agricultural revolution +was a great leap forward for humanity. They told a tale of +progress fuelled by human brain power. + +Evolution gradually produced ever more intelligent people. +Eventually, people were so smart that they were able to +decipher nature's secrets, enabling them to tame sheep and +cultivate wheat. As soon as this happened, they cheerfully +abandoned the gruelling, dangerous, and often spartan life +of hunter-gatherers, settling down to enjoy the pleasant, +satiated life of farmers. + + + +2000 BC + + +4500BC + +3500BC + + + +3000 BC + + + +90003C + +A + +» ▼ + + +7000 BC + + + +6000BC + + +Areas in which independent agricultural revolutions happened + +Areas in which independent agricultural revolutions might haw happened + +Map 2. Locations and dates of agricultural +revolutions. The data is contentious, and the map is +constantly being redrawn to incorporate the latest +archaeological discoveries.! + +That tale is a fantasy. There is no evidence that people +became more intelligent with time. Foragers knew the +secrets of nature long before the Agricultural Revolution, +since their survival depended on an intimate knowledge of +the animals they hunted and the plants they gathered. +Rather than heralding a new era of easy living, the +Agricultural Revolution left farmers with lives generally more +di cult and less satisfying than those of foragers. Hunter- +gatherers spent their time in more stimulating and varied +ways, and were less in danger of starvation and disease. The +Agricultural Revolution certainly enlarged the sum total of +food at the disposal of humankind, but the extra food did +not translate into a better diet or more leisure. Rather, it +translated into population explosions and pampered elites. +The average farmer worked harder than the average forager, + + +and got a worse diet in return. The Agricultural Revolution +was history's biggest fraud. 2 + +Who was responsible? Neither kings, nor priests, nor +merchants. The culprits were a handful of plant species, +including wheat, rice and potatoes. These plants +domesticated Homo sapiens , rather than vice versa. + +Think for a moment about the Agricultural Revolution from +the viewpoint of wheat. Ten thousand years ago wheat was +just a wild grass, one of many, con ned to a small range in +the Middle East. Suddenly, within just a few short millennia, +it was growing all over the world. According to the basic +evolutionary criteria of survival and reproduction, wheat has +become one of the most successful plants in the history of +the earth. In areas such as the Great Plains of North + +America, where not a single wheat stalk grew 10,000 years +ago, you can today walk for hundreds upon hundreds of +kilometres without encountering any other plant. Worldwide, +wheat covers about 2.25 million square kilometres of the +globes surface, almost ten times the size of Britain. How did +this grass turn from insignificant to ubiquitous? + +Wheat did it by manipulating Homo sapiens to its +advantage. This ape had been living a fairly comfortable life +hunting and gathering until about 10,000 years ago, but +then began to invest more and more e ort in cultivating +wheat. Within a couple of millennia, humans in many parts +of the world were doing little from dawn to dusk other than +taking care of wheat plants. It wasn't easy. Wheat demanded +a lot of them. Wheat didn't like rocks and pebbles, so +Sapiens broke their backs clearing elds. Wheat didn't like +sharing its space, water and nutrients with other plants, so +men and women laboured long days weeding under the +scorching sun. Wheat got sick, so Sapiens had to keep a + + +watch out for worms and blight. Wheat was defenceless +against other organisms that liked to eat it, from rabbits to +locust swarms, so the farmers had to guard and protect it. +Wheat was thirsty, so humans lugged water from springs +and streams to water it. Its hunger even impelled Sapiens to +collect animal faeces to nourish the ground in which wheat +grew. + +The body of Homo sapiens had not evolved for such tasks. It +was adapted to climbing apple trees and running after +gazelles, not to clearing rocks and carrying water buckets. +Human spines, knees, necks and arches paid the price. +Studies of ancient skeletons indicate that the transition to +agriculture brought about a plethora of ailments, such as +slipped discs, arthritis and hernias. Moreover, the new +agricultural tasks demanded so much time that people were +forced to settle permanently next to their wheat elds. This +completely changed their way of life. + +We did not domesticate wheat. It domesticated us. The word +'domesticate' comes from the Latin domus, which means +'house'. Who's the one living in a house? Not the wheat. It's +the Sapiens. + +How did wheat convince Homo sapiens to exchange a rather +good life for a more miserable existence? What did it o er in +return? It did not o er a better diet. + +Remember, humans are omnivorous apes who thrive on a +wide variety of foods. + +Grains made up only a small fraction of the human diet +before the Agricultural Revolution. A diet based on cereals is +poor in minerals and vitamins, hard to digest, and really bad +for your teeth and gums. + + + +Wheat did not give people economic security. The life of a +peasant is less secure than that of a hunter-gatherer. +Foragers relied on dozens of species to survive, and could +therefore weather di cult years even without stocks of +preserved food. If the availability of one species was +reduced, they could gather and hunt more of other species. +Farming societies have, until very recently, relied for the +great bulk + + + +of their calorie intake on a small variety of domesticated +plants. In many areas, they relied on just a single staple, +such as wheat, potatoes or rice. If the rains failed or clouds +of locusts arrived or if a fungus learned how to infect that +staple species, peasants died by the thousands and millions. + + +Nor could wheat o er security against human violence. The +early farmers were at least as violent as their forager +ancestors, if not more so. Farmers had more possessions and +needed land for planting. The loss of pasture land to raiding +neighbours could mean the di erence between subsistence + + +and starvation, so there was much less room for compromise. +When a foraging band was hard-pressed by a stronger rival, +it could usually move on. It was di cult and dangerous, but it +was feasible. When a strong enemy threatened an +agricultural village, retreat meant giving up elds, houses +and granaries. In many cases, this doomed the refugees to +starvation. Farmers, therefore, tended to stay put and fight +to the bitter end. + +12. Tribal warfare in New Guinea between two +farming communities (1960). Such scenes were +probably widespread in the thousands of years +following the Agricultural Revolution. + +Many anthropological and archaeological studies indicate +that in simple agricultural societies with no political +frameworks beyond village and tribe, human violence was +responsible for about 15 per cent of deaths, including 25 per +cent of male deaths. In contemporary New Guinea, violence +accounts for 30 per cent of male deaths in one agricultural +tribal society, the Dani, and 35 per cent in another, the +Enga. In Ecuador, perhaps 50 per cent of adult Waoranis +meet a violent death at the hands of another human!3 In +time, human violence was + +brought under control through the development of larger +social frameworks - + +cities, kingdoms and states. But it took thousands of years +to build such huge and effective political structures. + +Village life certainly brought the rst farmers some immediate +bene ts, such as better protection against wild animals, rain +and cold. Yet for the average person, the disadvantages +probably outweighed the advantages. This is hard for people +in today's prosperous societies to appreciate. Since we enjoy + + + +a uence and security, and since our a uence and security are +built on foundations laid by the Agricultural Revolution, we +assume that the Agricultural Revolution was a wonderful +improvement. Yet it is wrong to judge thousands of years of +history from the perspective of today. A much more +representative viewpoint is that of a three-year-old girl dying +from malnutrition in rst-century China because her father's +crops have failed. Would she say 'I am dying from +malnutrition, but in 2,000 years, people will have plenty to +eat and live in big air-conditioned houses, so my suffering is +a worthwhile sacrifice'? + +What then did wheat o er agriculturists, including that +malnourished Chinese girl? It o ered nothing for people as +individuals. Yet it did bestow something on Homo sapiens as +a species. Cultivating wheat provided much more food per +unit of territory, and thereby enabled Homo sapiens to +multiply exponentially. Around 13,000 BC, when people fed +themselves by gathering wild plants and hunting wild +animals, the area around the oasis of Jericho, in Palestine, +could support at most one roaming band of about a hundred +relatively healthy and well-nourished people. Around 8500 +BC, when wild plants gave way to wheat elds, the oasis +supported a large but cramped village of 1,000 people, who +su ered far more from disease and malnourishment. + +The currency of evolution is neither hunger nor pain, but +rather copies of DNA helixes. Just as the economic success of +a company is measured only by the number of dollars in its +bank account, not by the happiness of its employees, so the +evolutionary success of a species is measured by the +number of copies of its DNA. If no more DNA copies remain, +the species is extinct, just as a company without money is +bankrupt. If a species boasts many DNA copies, it is a +success, and the species ourishes. From such a perspective, +1,000 copies are always better than a hundred copies. This + + + +is the essence of the Agricultural Revolution: the ability to +keep more people alive under worse conditions. + +Yet why should individuals care about this evolutionary +calculus? Why would any sane person lower his or her +standard of living just to multiply the number of copies of +the Homo sapiens genome? Nobody agreed to this deal: the +Agricultural Revolution was a trap. + +The Luxury Trap + +The rise of farming was a very gradual a air spread over +centuries and millennia. + +A band of Homo sapiens gathering mushrooms and nuts and +hunting deer and rabbit did not all of a sudden settle in a +permanent village, ploughing elds, sowing wheat and +carrying water from the river. The change proceeded by +stages, each of which involved just a small alteration in daily +life. + +Homo sapiens reached the Middle East around 70,000 years +ago. For the next 50,000 years our ancestors ourished there +without agriculture. The natural resources of the area were +enough to support its human population. In times of plenty +people had a few more children, and in times of need a few +less. Humans, like many mammals, have hormonal and +genetic mechanisms that help control procreation. In good +times females reach puberty earlier, and their chances of +getting pregnant are a bit higher. In bad times puberty is +late and fertility decreases. + +To these natural population controls were added cultural +mechanisms. Babies and small children, who move slowly +and demand much attention, were a burden on nomadic +foragers. People tried to space their children three to four +years apart. + + + +Women did so by nursing their children around the clock +and until a late age (around-the-clock suckling signi cantly +decreases the chances of getting pregnant). Other methods +included full or partial sexual abstinence (backed perhaps +by cultural taboos), abortions and occasionally infanticide. 4 + +During these long millennia people occasionally ate wheat +grain, but this was a marginal part of their diet. About +18,000 years ago, the last ice age gave way to a period of +global warming. As temperatures rose, so did rainfall. The +new climate was ideal for Middle Eastern wheat and other +cereals, which multiplied and spread. People began eating +more wheat, and in exchange they inadvertently spread its +growth. Since it was impossible to eat wild grains without rst +winnowing, grinding and cooking them, people who +gathered these grains carried them back to their temporary +campsites for processing. Wheat grains are small and +numerous, so some of them inevitably fell on the way to the +campsite and were lost. Over time, more and more wheat +grew along favourite human trails and near campsites. + +When humans burned down forests and thickets, this also +helped wheat. Fire cleared away trees and shrubs, allowing +wheat and other grasses to monopolise the sunlight, water +and nutrients. Where wheat became particularly abundant, +and game and other food sources were also plentiful, human +bands could gradually give up their nomadic lifestyle and +settle down in seasonal and even permanent camps. + +At rst they might have camped for four weeks during the +harvest. A generation + +later, as wheat plants multiplied and spread, the harvest +camp might have lasted for ve weeks, then six, and nally it +became a permanent village. Evidence of such settlements +has been discovered throughout the Middle East, + + +particularly in the Levant, where the Natu an culture +ourished from 12,500 BC to 9500 BC. The Natu ans were +hunter-gatherers who subsisted on dozens of wild species, +but they lived in permanent villages and devoted much of +their time to the intensive gathering and processing of wild +cereals. They built stone houses and granaries. + +They stored grain for times of need. They invented new tools +such as stone scythes for harvesting wild wheat, and stone +pestles and mortars to grind it. + +In the years following 9500 BC, the descendants of the Natu +ans continued to gather and process cereals, but they also +began to cultivate them in more and more elaborate ways. +When gathering wild grains, they took care to lay aside part +of the harvest to sow the elds next season. They discovered +that they could achieve much better results by sowing the +grains deep in the ground rather than haphazardly +scattering them on the surface. So they began to hoe and +plough. + +Gradually they also started to weed the elds, to guard them +against parasites, and to water and fertilise them. As more e +ort was directed towards cereal cultivation, there was less +time to gather and hunt wild species. The foragers became +farmers. + +No single step separated the woman gathering wild wheat +from the woman farming domesticated wheat, so it's hard to +say exactly when the decisive transition to agriculture took +place. But, by 8500 BC, the Middle East was peppered with +permanent villages such as Jericho, whose inhabitants spent +most of their time cultivating a few domesticated species. + +With the move to permanent villages and the increase in +food supply, the population began to grow. Giving up the + + + +nomadic lifestyle enabled women to have a child every year. +Babies were weaned at an earlier age - they could be fed on +porridge and gruel. The extra hands were sorely needed in +the elds. But the extra mouths quickly wiped out the food +surpluses, so even more elds had to be planted. As people +began living in disease-ridden settlements, as children fed +more on cereals and less on mother's milk, and as each child +competed for his or her porridge with more and more +siblings, child mortality soared. In most agricultural societies +at least one out of every three children died before reaching +twenty. 5_Yet the increase in births still outpaced the +increase in deaths; humans kept having larger numbers of +children. + +With time, the 'wheat bargain' became more and more +burdensome. Children died in droves, and adults ate bread +by the sweat of their brows. The average person in Jericho of +8500 BC lived a harder life than the average person in +Jericho of 9500 BC or 13,000 BC. But nobody realised what +was happening. Every + +generation continued to live like the previous generation, +making only small improvements here and there in the way +things were done. Paradoxically, a series of 'improvements', +each of which was meant to make life easier, added up to a +millstone around the necks of these farmers. + +Why did people make such a fateful miscalculation? For the +same reason that people throughout history have +miscalculated. People were unable to fathom the full +consequences of their decisions. Whenever they decided to +do a bit of extra work - say, to hoe the elds instead of +scattering seeds on the surface - people thought, 'Yes, we +will have to work harder. But the harvest will be so bountiful! + + +We won't have to worry any more about lean years. Our +children will never go to sleep hungry.' It made sense. If you +worked harder, you would have a better life. + +That was the plan. + +The rst part of the plan went smoothly. People indeed +worked harder. But people did not foresee that the number +of children would increase, meaning that the extra wheat +would have to be shared between more children. Neither did +the early farmers understand that feeding children with +more porridge and less breast milk would weaken their +immune system, and that permanent settlements would be +hotbeds for infectious diseases. They did not foresee that by +increasing their dependence on a single source of food, they +were actually exposing themselves even more to the +depredations of drought. Nor did the farmers foresee that in +good years their bulging granaries would tempt thieves and +enemies, compelling them to start building walls and doing +guard duty. + +Then why didn't humans abandon farming when the plan +back red? Partly because it took generations for the small +changes to accumulate and transform society and, by then, +nobody remembered that they had ever lived differently. + +And partly because population growth burned humanity's +boats. If the adoption of ploughing increased a village's +population from a hundred to no, which ten people would +have volunteered to starve so that the others could go back +to the good old times? There was no going back. The trap +snapped shut. + +The pursuit of an easier life resulted in much hardship, and +not for the last time. + + + +It happens to us today. How many young college graduates +have taken demanding jobs in high-powered rms, vowing +that they will work hard to earn money that will enable them +to retire and pursue their real interests when they are thirty- +ve? But by the time they reach that age, they have large +mortgages, children to school, houses in the suburbs that +necessitate at least two cars per family, and a sense that life +is not worth living without really good wine and expensive +holidays abroad. What are they supposed to do, go back to +digging up roots? No, they double their efforts and keep +slaving away. + +One of history's few iron laws is that luxuries tend to become +necessities and to spawn new obligations. Once people get +used to a certain luxury, they take it for + +granted. Then they begin to count on it. Finally they reach a +point where they can't live without it. Let's take another +familiar example from our own time. Over the last few +decades, we have invented countless time-saving devices +that are supposed to make life more relaxed - washing +machines, vacuum cleaners, dishwashers, telephones, +mobile phones, computers, email. Previously it took a lot of +work to write a letter, address and stamp an envelope, and +take it to the mailbox. It took days or weeks, maybe even +months, to get a reply. Nowadays I can dash o an email, send +it halfway around the globe, and (if my addressee is online) +receive a reply a minute later. I've saved all that trouble and +time, but do I live a more relaxed life? + +Sadly not. Back in the snail-mail era, people usually only +wrote letters when they had something important to relate. +Rather than writing the rst thing that came into their heads, +they considered carefully what they wanted to say and how +to phrase it. They expected to receive a similarly considered +answer. Most people wrote and received no more than a + + + +handful of letters a month and seldom felt compelled to +reply immediately. Today I receive dozens of emails each +day, all from people who expect a prompt reply. We thought +we were saving time; instead we revved up the treadmill of +life to ten times its former speed and made our days more +anxious and agitated. + +Here and there a Luddite holdout refuses to open an email +account, just as thousands of years ago some human bands +refused to take up farming and so escaped the luxury trap. +But the Agricultural Revolution didn't need every band in a +given region to join up. It only took one. Once one band +settled down and started tilling, whether in the Middle East +or Central America, agriculture was irresistible. Since +farming created the conditions for swift demographic +growth, farmers could usually overcome foragers by sheer +weight of numbers. The foragers could either run away, +abandoning their hunting grounds to eld and pasture, or +take up the ploughshare themselves. Either way, the old life +was doomed. + +The story of the luxury trap carries with it an important +lesson. Humanity's search for an easier life released +immense forces of change that transformed the world in +ways nobody envisioned or wanted. Nobody plotted the +Agricultural Revolution or sought human dependence on +cereal cultivation. A series of trivial decisions aimed mostly +at lling a few stomachs and gaining a little security had the +cumulative e ect of forcing ancient foragers to spend their +days carrying water buckets under a scorching sun. + +Divine Intervention + +The above scenario explains the Agricultural Revolution as a +miscalculation. It's very plausible. History is full of far more +idiotic miscalculations. But there's another possibility. + + + +Maybe it wasn't the search for an easier life that brought +about the transformation. Maybe Sapiens had other +aspirations, and were consciously willing to make their lives +harder in order to achieve them. + +Scientists usually seek to attribute historical developments +to cold economic and demographic factors. It sits better with +their rational and mathematical methods. + +In the case of modern history, scholars cannot avoid taking +into account non-material factors such as ideology and +culture. The written evidence forces their hand. We have +enough documents, letters and memoirs to prove that World +War Two was not caused by food shortages or demographic +pressures. But we have no documents from the Natu an +culture, so when dealing with ancient periods the materialist +school reigns supreme. It is di cult to prove that preliterate +people were motivated by faith rather than economic +necessity. + +Yet, in some rare cases, we are lucky enough to nd telltale +clues. In 1995 + +archaeologists began to excavate a site in south-east Turkey +called Gobekli Tepe. + +In the oldest stratum they discovered no signs of a +settlement, houses or daily activities. They did, however, nd +monumental pillared structures decorated with spectacular +engravings. Each stone pillar weighed up to seven tons and +reached a height of ve metres. In a nearby quarry they +found a half-chiselled pillar weighing fty tons. Altogether, +they uncovered more than ten monumental structures, the +largest of them nearly thirty metres across. + +Archaeologists are familiar with such monumental structures +from sites around the world - the best-known example is + + + +Stonehenge in Britain. Yet as they studied Gobekli Tepe, +they discovered an amazing fact. Stonehenge dates to 2500 +BC, and was built by a developed agricultural society. The +structures at Gobekli Tepe are dated to about 9500 BC, and +all available evidence indicates that they were built by +hunter-gatherers. The archaeological community initially +found it difficult to credit these ndings, but one test after +another con rmed both the early date of the structures and +the pre-agricultural society of their builders. The capabilities +of ancient foragers, and the complexity of their cultures, +seem to be far more impressive than was previously +suspected. + + + +13. Opposite: The remains of a monumental +structure from Gobekli Tepe. Right: One of the +decorated stone pillars (about five metres high). + + + +Why would a foraging society build such structures? They +had no obvious utilitarian purpose. They were neither +mammoth slaughterhouses nor places to shelter from rain or +hide from lions. That leaves us with the theory that they +were built for some mysterious cultural purpose that +archaeologists have a hard time deciphering. Whatever it +was, the foragers thought it worth a huge amount of e ort +and time. The only way to build Gobekli Tepe was for +thousands of foragers belonging to di erent bands and tribes +to cooperate over an extended period of time. Only a +sophisticated religious or ideological system could sustain +such efforts. + +Gobekli Tepe held another sensational secret. For many +years, geneticists have been tracing the origins of +domesticated wheat. Recent discoveries indicate that at +least one domesticated variant, einkorn wheat, originated in +the Karagadag Hills - + +about thirty kilometres from Gobekli Tepe. 6 + + + +This can hardly be a coincidence. It's likely that the cultural +centre of Gobekli Tepe was somehow connected to the initial +domestication of wheat by humankind and of humankind by +wheat. In order to feed the people who built and used the +monumental structures, particularly large quantities of food +were required. It may well be that foragers switched from +gathering wild wheat to intense wheat cultivation, not to +increase their normal food supply, but rather to support the +building and running of a temple. In the conventional +picture, pioneers rst built a village, and when it prospered, +they set up a temple in the middle. But Gobekli Tepe +suggests that the temple may have been built rst, and that a +village later grew up around it. + + +Victims of the Revolution + + + + + + +The Faustian bargain between humans and grains was not +the only deal our species made. Another deal was struck +concerning the fate of animals such as sheep, goats, pigs +and chickens. Nomadic bands that stalked wild sheep +gradually altered the constitutions of the herds on which +they preyed. This process probably began with selective +hunting. Humans learned that it was to their advantage to +hunt only adult rams and old or sick sheep. They spared +fertile females and young + +lambs in order to safeguard the long-term vitality of the +local herd. The second step might have been to actively +defend the herd against predators, driving away lions, +wolves and rival human bands. The band might next have +corralled the herd into a narrow gorge in order to better +control and defend it. Finally, people began to make a more +careful selection among the sheep in order to tailor them to +human needs. The most aggressive rams, those that showed +the greatest resistance to human control, were slaughtered +rst. So were the skinniest and most inquisitive females. +(Shepherds are not fond of sheep whose curiosity takes +them far from the herd.) With each passing generation, the +sheep became fatter, more submissive and less curious. +Voilal Mary had a little lamb and everywhere that Mary went +the lamb was sure to go. + +Alternatively, hunters may have caught and adopted' a +lamb, fattening it during the months of plenty and +slaughtering it in the leaner season. At some stage they +began keeping a greater number of such lambs. Some of +these reached puberty and began to procreate. The most +aggressive and unruly lambs were rst to the slaughter. The +most submissive, most appealing lambs were allowed to live +longer and procreate. The result was a herd of domesticated +and submissive sheep. + + + +Such domesticated animals - sheep, chickens, donkeys and +others - supplied food (meat, milk, eggs), raw materials +(skins, wool), and muscle power. + +Transportation, ploughing, grinding and other tasks, hitherto +performed by human sinew, were increasingly carried out by +animals. In most farming societies people focused on plant +cultivation; raising animals was a secondary activity. But a +new kind of society also appeared in some places, based +primarily on the exploitation of animals: tribes of pastoralist +herders. + +As humans spread around the world, so did their +domesticated animals. Ten thousand years ago, not more +than a few million sheep, cattle, goats, boars and chickens +lived in restricted Afro-Asian niches. Today the world +contains about a billion sheep, a billion pigs, more than a +billion cattle, and more than 25 billion chickens. And they +are all over the globe. The domesticated chicken is the most +widespread fowl ever. Following Homo sapiens , +domesticated cattle, pigs and sheep are the second, third +and fourth most widespread large mammals in the world. +From a narrow evolutionary perspective, which measures +success by the number of DNA copies, the Agricultural +Revolution was a wonderful boon for chickens, cattle, pigs +and sheep. + +Unfortunately, the evolutionary perspective is an incomplete +measure of success. It judges everything by the criteria of +survival and reproduction, with no regard for individual su +ering and happiness. Domesticated chickens and cattle may +well be an evolutionary success story, but they are also +among the most miserable creatures that ever lived. The +domestication of animals was founded on a series of brutal +practices that only became crueller with the passing of the + + + + +centuries. + +The natural lifespan of wild chickens is about seven to +twelve years, and of cattle about twenty to twenty- ve years. +In the wild, most chickens and cattle died long before that, +but they still had a fair chance of living for a respectable +number of years. In contrast, the vast majority of +domesticated chickens and cattle are slaughtered at the age +of between a few weeks and a few months, because this has +always been the optimal slaughtering age from an economic +perspective. + +(Why keep feeding a cock for three years if it has already +reached its maximum weight after three months?) + +Egg-laying hens, dairy cows and draught animals are +sometimes allowed to live for many years. But the price is +subjugation to a way of life completely alien to their urges +and desires. It's reasonable to assume, for example, that +bulls prefer to spend their days wandering over open +prairies in the company of other bulls and cows rather than + + + + + + + +pulling carts and ploughshares under the yoke of a whip- +wielding ape. + +In order to turn bulls, horses, donkeys and camels into +obedient draught animals, their natural instincts and social +ties had to be broken, their aggression and sexuality +contained, and their freedom of movement curtailed. + +Farmers developed techniques such as locking animals +inside pens and cages, bridling them in harnesses and +leashes, training them with whips and cattle prods, and +mutilating them. The process of taming almost always +involves the castration of males. This restrains male +aggression and enables humans selectively to control the +herd's procreation. + +14. A painting from an Egyptian grave, c.1200 BC: A +pair of oxen ploughing a field. In the wild, cattle + +roamed as they pleased in herds with a complex +social structure. The castrated and domesticated ox +wasted away his life under the lash and in a narrow +pen, labouring alone or in pairs in a way that suited +neither its body nor its social and emotional needs. +When an ox could no longer pull the plough, it was +slaughtered. (Note the hunched position of the +Egyptian farmer who, much like the ox, spent his life +in hard labour oppressive to his body, his mind and +his social relationships.) In many New Guinean societies, +the wealth of a person has traditionally been determined by +the number of pigs he or she owns. To ensure that the pigs +can't run away, farmers in northern New Guinea slice o a +chunk of each pig's nose. + +This causes severe pain whenever the pig tries to sni . Since +the pigs cannot nd food or even nd their way around without +sni ng, this mutilation makes them completely dependent on + + + +their human owners. In another area of New Guinea, it has +been customary to gouge out pigs' eyes, so that they cannot +even see where they're going. 7 + +The dairy industry has its own ways of forcing animals to do +its will. Cows, goats and sheep produce milk only after +giving birth to calves, kids and lambs, and only as long as +the youngsters are suckling. To continue a supply of animal +milk, a farmer needs to have calves, kids or lambs for +suckling, but must prevent them from monopolising the +milk. One common method throughout history was to simply +slaughter the calves and kids shortly after birth, milk the +mother for all she was worth, and then get her pregnant +again. This is still a very widespread technique. In many +modern dairy farms a milk cow usually lives for about ve +years before being slaughtered. During these ve years she is +almost constantly pregnant, and is fertilised within 60 to +120 days after giving birth in order to preserve maximum +milk production. Her calves are separated from her shortly +after birth. The females are reared to become the next +generation of dairy cows, whereas the males are handed +over to the care of the meat industry. 8 + +Another method is to keep the calves and kids near their +mothers, but prevent them by various stratagems from +suckling too much milk. The simplest way to do that is to +allow the kid or calf to start suckling, but drive it away once +the milk starts owing. This method usually encounters +resistance from both kid and mother. Some shepherd tribes +used to kill the o spring, eat its esh, and then stu the skin. +The stu ed o spring was then presented to the mother so +that its presence would encourage her milk production. The +Nuer tribe in the Sudan went so far as to smear stu ed +animals with their mother's urine, to give the counterfeit +calves a familiar, live scent. Another Nuer technique was to +tie a ring of thorns around a calf's mouth, so that it pricks + + +the mother and causes her to resist suckling. 9_Tuareg camel +breeders in the Sahara used to puncture or cut o parts of the +nose and upper lip of young camels in order to make +suckling painful, thereby discouraging them from +consuming too much milk. 10 + + + +Not all agricultural societies were this cruel to their farm +animals. The lives of some domesticated animals could be +quite good. Sheep raised for wool, pet dogs and cats, war +horses and race horses often enjoyed comfortable +conditions. The Roman emperor Caligula allegedly planned +to appoint his favourite horse, Incitatus, to the consulship. +Shepherds and farmers throughout history showed a ection +for their animals and have taken great care of them, just as +many slaveholders felt a ection and concern for their slaves. +It was no accident that kings and prophets styled +themselves as shepherds and likened the way they and the +gods cared for their people to a shepherd's care for his flock + + +15. A modern calf in an industrial meat farm. +Immediately after birth the calf is separated from its +mother and locked inside a tiny cage not much +bigger than the calf's own body. There the calf +spends its entire life - about four months on +average. It never leaves its cage, nor is it allowed to +play with other calves or even walk - all so that its +muscles will not grow strong. Soft muscles mean a +soft and juicy steak. The first time the calf has a +chance to walk, stretch its muscles and touch other +calves is on its way to the slaughterhouse. In +evolutionary terms, cattle represent one of the most +successful animal species ever to exist. At the same +time, they are some of the most miserable animals +on the planet. + +Yet from the viewpoint of the herd, rather than that of the +shepherd, it's hard to avoid the impression that for the vast +majority of domesticated animals, the Agricultural +Revolution was a terrible catastrophe. Their evolutionary +'success' is meaningless. A rare wild rhinoceros on the brink +of extinction is probably more satis ed than a calf who +spends its short life inside a tiny box, fattened to produce + +juicy steaks. The contented rhinoceros is no less content for +being among the last of its kind. The numerical success of +the calf's species is little consolation for the suffering the +individual endures. + +This discrepancy between evolutionary success and +individual su ering is perhaps the most important lesson we +can draw from the Agricultural Revolution. + +When we study the narrative of plants such as wheat and +maize, maybe the purely evolutionary perspective makes +sense. Yet in the case of animals such as cattle, sheep and + + + +Sapiens, each with a complex world of sensations and +emotions, we have to consider how evolutionary success +translates into individual experience. In the following +chapters we will see time and again how a dramatic increase +in the collective power and ostensible success of our species +went hand in hand with much individual suffering. + +6 + +Building Pyramids + +THE AGRICULTURAL REVOLUTION IS ONE of the most +controversial events in history. Some partisans proclaim that +it set humankind on the road to prosperity and progress. +Others insist that it led to perdition. This was the turning +point, they say, where Sapiens cast o its intimate symbiosis +with nature and sprinted towards greed and alienation. +Whichever direction the road led, there was no going back. +Farming enabled populations to increase so radically and +rapidly that no complex agricultural society could ever again +sustain itself if it returned to hunting and gathering. Around +10,000 BC, before the transition to agriculture, earth was +home to about 5-8 million nomadic foragers. By the rst +century AD, only 1-2 million foragers remained (mainly in +Australia, America and Africa), but their numbers were +dwarfed by the world's 250 million farmers. 1 + +The vast majority of farmers lived in permanent settlements; +only a few were nomadic shepherds. Settling down caused +most peoples turf to shrink dramatically. Ancient hunter- +gatherers usually lived in territories covering many dozens +and even hundreds of square kilometres. 'Home' was the +entire territory, with its hills, streams, woods and open sky. +Peasants, on the other hand, spent most of their days +working a small eld or orchard, and their domestic lives +centred on a cramped structure of wood, stone or mud, + + +measuring no more than a few dozen metres - the house. + +The typical peasant developed a very strong attachment to +this structure. This was a far-reaching revolution, whose +impact was psychological as much as architectural. +Henceforth, attachment to 'my house' and separation from +the neighbours became the psychological hallmark of a +much more self-centred creature. + +The new agricultural territories were not only far smaller +than those of ancient foragers, but also far more arti cial. +Aside from the use of re, hunter-gatherers made few +deliberate changes to the lands in which they roamed. +Farmers, on the other hand, lived in artificial human islands +that they laboriously carved out of the surrounding wilds. +They cut down forests, dug canals, cleared elds, built +houses, ploughed furrows, and planted fruit trees in tidy +rows. The resulting arti cial habitat was meant only for +humans and 'their' plants and animals, and was often fenced +o by walls and hedges. Farmer families did all they could to +keep out + +wayward weeds and wild animals. If such interlopers made +their way in, they were driven out. If they persisted, their +human antagonists sought ways to exterminate them. +Particularly strong defences were erected around the home. + +From the dawn of agriculture until this very day, billions of +humans armed with branches, swatters, shoes and poison +sprays have waged relentless war against the diligent ants, +furtive roaches, adventurous spiders and misguided beetles +that constantly infiltrate the human domicile. + +For most of history these man-made enclaves remained very +small, surrounded by expanses of untamed nature. The +earth's surface measures about 510 million square +kilometres, of which 155 million is land. As late as AD 1400, + + + +the vast majority of farmers, along with their plants and +animals, clustered together in an area of just 11 million +square kilometres - 2 per cent of the planet's surface. 2 + +Everywhere else was too cold, too hot, too dry, too wet, or +otherwise unsuited for cultivation. This minuscule 2 per cent +of the earth's surface constituted the stage on which history +unfolded. + +People found it di cult to leave their arti cial islands. They +could not abandon their houses, elds and granaries without +grave risk of loss. Furthermore, as time went on they +accumulated more and more things - objects, not easily +transportable, that tied them down. Ancient farmers might +seem to us dirt poor, but a typical family possessed more +artefacts than an entire forager tribe. + +The Coming of the Future + +While agricultural space shrank, agricultural time expanded. +Foragers usually didn't waste much time thinking about +next week or next month. Farmers sailed in their imagination +years and decades into the future. + +Foragers discounted the future because they lived from +hand to mouth and could only preserve food or accumulate +possessions with di culty. Of course, they clearly engaged in +some advanced planning. The creators of the cave paintings +of Chauvet, Lascaux and Altamira almost certainly intended +them to last for generations. Social alliances and political +rivalries were long-term a airs. It often took years to repay a +favour or to avenge a wrong. Nevertheless, in the +subsistence economy of hunting and gathering, there was +an obvious limit to such long-term planning. Paradoxically, it +saved foragers a lot of anxieties. There was no sense in +worrying about things that they could not influence. + + +The Agricultural Revolution made the future far more +important than it had ever been before. Farmers must +always keep the future in mind and must work in its service. +The agricultural economy was based on a seasonal cycle of +production, + +comprising long months of cultivation followed by short +peak periods of harvest. + +On the night following the end of a plentiful harvest the +peasants might celebrate for all they were worth, but within +a week or so they were again up at dawn for a long day in +the eld. Although there was enough food for today, next +week, and even next month, they had to worry about next +year and the year after that. + +Concern about the future was rooted not only in seasonal +cycles of production, but also in the fundamental +uncertainty of agriculture. Since most villages lived by +cultivating a very limited variety of domesticated plants and +animals, they were at the mercy of droughts, oods and +pestilence. Peasants were obliged to produce more than +they consumed so that they could build up reserves. + +Without grain in the silo, jars of olive oil in the cellar, cheese +in the pantry and sausages hanging from the rafters, they +would starve in bad years. And bad years were bound to +come, sooner or later. A peasant living on the assumption +that bad years would not come didn't live long. + +Consequently, from the very advent of agriculture, worries +about the future became major players in the theatre of the +human mind. Where farmers depended on rains to water +their elds, the onset of the rainy season meant that each +morning the farmers gazed towards the horizon, sni ng the +wind and straining their eyes. Is that a cloud? Would the +rains come on time? Would there be enough? + + + +Would violent storms wash the seeds from the elds and +batter down seedlings? + +Meanwhile, in the valleys of the Euphrates, Indus and Yellow +rivers, other peasants monitored, with no less trepidation, +the height of the water. They needed the rivers to rise in +order to spread the fertile topsoil washed down from the +highlands, and to enable their vast irrigation systems to II +with water. But oods that surged too high or came at the +wrong time could destroy their elds as much as a drought. + +Peasants were worried about the future not just because +they had more cause for worry, but also because they could +do something about it. They could clear another eld, dig +another irrigation canal, sow more crops. The anxious +peasant was as frenetic and hardworking as a harvester ant +in the summer, sweating to plant olive trees whose oil would +be pressed by his children and grandchildren, putting o until +the winter or the following year the eating of the food he +craved today. + +The stress of farming had far-reaching consequences. It was +the foundation of large-scale political and social systems. +Sadly, the diligent peasants almost never achieved the +future economic security they so craved through their hard +work in the present. Everywhere, rulers and elites sprang up, +living o the peasants' + +surplus food and leaving them with only a bare subsistence. + +These forfeited food surpluses fuelled politics, wars, art and +philosophy. They built palaces, forts, monuments and +temples. Until the late modern era, more than + +90 per cent of humans were peasants who rose each +morning to till the land by the sweat of their brows. The +extra they produced fed the tiny minority of elites - + + + +kings, government o cials, soldiers, priests, artists and +thinkers - who II the history books. History is something that +very few people have been doing while everyone else was +ploughing fields and carrying water buckets. + +An Imagined Order + +The food surpluses produced by peasants, coupled with new +transportation technology, eventually enabled more and +more people to cram together rst into large villages, then +into towns, and nally into cities, all of them joined together +by new kingdoms and commercial networks. + +Yet in order to take advantage of these new opportunities, +food surpluses and improved transportation were not +enough. The mere fact that one can feed a thousand people +in the same town or a million people in the same kingdom +does not guarantee that they can agree how to divide the +land and water, how to settle disputes and con icts, and how +to act in times of drought or war. And if no agreement can be +reached, strife spreads, even if the storehouses are bulging. + +It was not food shortages that caused most of history's wars +and revolutions. The French Revolution was spearheaded by +a uent lawyers, not by famished peasants. The Roman +Republic reached the height of its power in the rst century +BC, when treasure eets from throughout the Mediterranean +enriched the Romans beyond their ancestors' wildest +dreams. Yet it was at that moment of maximum a uence that +the Roman political order collapsed into a series of deadly +civil wars. Yugoslavia in 1991 had more than enough +resources to feed all its inhabitants, and still disintegrated +into a terrible bloodbath. + +The problem at the root of such calamities is that humans +evolved for millions of years in small bands of a few dozen +individuals. The handful of millennia separating the + + + +Agricultural Revolution from the appearance of cities, +kingdoms and empires was not enough time to allow an +instinct for mass cooperation to evolve. + +Despite the lack of such biological instincts, during the +foraging era, hundreds of strangers were able to cooperate +thanks to their shared myths. However, this cooperation was +loose and limited. Every Sapiens band continued to run its +life independently and to provide for most of its own needs. +An archaic sociologist living 20,000 years ago, who had no +knowledge of events following the Agricultural Revolution, +might well have concluded that mythology had a fairly +limited scope. Stories about ancestral spirits and tribal +totems were strong enough + +to enable 500 people to trade seashells, celebrate the odd +festival, and join forces to wipe out a Neanderthal band, but +no more than that. Mythology, the ancient sociologist would +have thought, could not possibly enable millions of +strangers to cooperate on a daily basis. + +But that turned out to be wrong. Myths, it transpired, are +stronger than anyone could have imagined. When the +Agricultural Revolution opened opportunities for the +creation of crowded cities and mighty empires, people +invented stories about great gods, motherlands and joint +stock companies to provide the needed social links. While +human evolution was crawling at its usual snail's pace, the +human imagination was building astounding networks of +mass cooperation, unlike any other ever seen on earth. + +Around 8500 BC the largest settlements in the world were +villages such asjericho, which contained a few hundred +individuals. By 7000 BC the town of Catalhoyuk in Anatolia +numbered between 5,000 and 10,000 individuals. It may +well have been the world's biggest settlement at the time. + + + +During the fth and fourth millennia BC, cities with tens of +thousands of inhabitants sprouted in the Fertile Crescent, +and each of these held sway over many nearby villages. In +3100 + +BC the entire lower Nile Valley was united into the rst +Egyptian kingdom. Its pharaohs ruled thousands of square +kilometres and hundreds of thousands of people. Around +2250 BC Sargon the Great forged the rst empire, the +Akkadian. It boasted over a million subjects and a standing +army of 5,400 soldiers. Between 1000 BC and 500 BC, the +rst mega-empires appeared in the Middle East: the Late +Assyrian Empire, the Babylonian Empire, and the Persian +Empire. They ruled over many millions of subjects and +commanded tens of thousands of soldiers. + +In 221 BC the Qin dynasty united China, and shortly +afterwards Rome united the Mediterranean basin. Taxes +levied on 40 million Qin subjects paid for a standing army of +hundreds of thousands of soldiers and a complex +bureaucracy that employed more than 100,000 o cials. The +Roman Empire at its zenith collected taxes from up to 100 +million subjects. This revenue nanced a standing army of +250,000-500,000 soldiers, a road network still in use 1,500 +years later, and theatres and amphitheatres that host +spectacles to this day. + + + + +16. A stone stela inscribed with the Code of +Hammurabi, c.1776 BC. + +Impressive, no doubt, but we mustn't harbour rosy illusions +about 'mass cooperation networks' operating in pharaonic +Egypt or the Roman Empire. + +'Cooperation' sounds very altruistic, but is not always +voluntary and seldom egalitarian. Most human cooperation +networks have been geared towards oppression and +exploitation. The peasants paid for the burgeoning +cooperation networks with their precious food surpluses, + + + + +despairing when the tax collector wiped out an entire year of +hard labour with a single stroke of his imperial pen. + + +The famed Roman amphitheatres were often built by slaves +so that wealthy and idle Romans could watch other slaves +engage in vicious gladiatorial combat. Even prisons and +concentration camps are cooperation networks, and can +function only because thousands of strangers somehow +manage to coordinate their actions. + + +Is COX G RKSS. JiLY -t. \jj6\ + +'Cs?fie mtam mous^Vriaratton ... State* oT-Xmcrtea. + + + +tf'*' + ++ ,. - M I f- d t, —- + +4^4^m. —A Ar ,JLj Aa» y.iimmt/ fi/kt tjktm v. aa + +4— —a' +smm U+J ***** ■*" + +m y^a.i U a >W f £ + + +I + + +.4- i, July**, jjj1 AL. 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IV U* T - + +^■« l — 4 f 4 ' 4 *.a A. ■« ■ <■ MU y'-bta. y.-a-i. w + +y Jf 4w.ym. a y . . . m 4b a.yfcA 4U- ^aa. a» 4b. . a. _ + +wf Ainftw av unU ^m /J*yw4 tfbaiyAOfc U^.^AL mmi/J* 4i *-»4 *^<4l»«/ + +/ ^* / ^7* '/»-» *£/iAf P 4A ^4 4 4Sam» aa/4U A. /< <4i^> ft- .*aa«l4Xa4 ba /U < a 4 ' i4 ‘ . /n a «i a 4 lK..,.a / /*in. ■■ ■ m/*^ *J*J)L. Um 6 at^ * .y, .bal' .4*>y(rtli^"/ + +■m aX^a 4 X . y ^... AjLr 4 b a^Mry^a 4 m 4 A. r—. X* - . 4 ^— + +V^r>/ -v* -rr*^ + + +^A. ^M4l + +«y-'* ab . + +^V^V55«< + + +.W^aw, + + + + +i*/^r « 4 W/ . / a + +t. m //jfr f/jnJ m + + +P-^ *k0^L < , fnU , + +%rMfSM 4 -jJ U ■ rT -* + +.^...^..y'^T- £uZ / h r “‘‘ ' + +-jiriia'li + + +**-„?{.*. y, + + +4 — 4 ^-* + + + + + + + + + + + + +17. The Declaration of Independence of the United +States, signed 4 July 1776. + +All these cooperation networks - from the cities of ancient +Mesopotamia to the Qin and Roman empires - were +'imagined orders'. The social norms that sustained them +were based neither on ingrained instincts nor on personal +acquaintances, but rather on belief in shared myths. + +How can myths sustain entire empires? We have already +discussed one such example: Peugeot. Now let's examine +two of the best-known myths of history: the Code of +Hammurabi of c.1776 BC, which served as a cooperation +manual for hundreds of thousands of ancient Babylonians; +and the American Declaration of Independence of 1776 AD, +which today still serves as a cooperation manual for +hundreds of millions of modern Americans. + +In 1776 BC Babylon was the world's biggest city. The +Babylonian Empire was probably the world's largest, with +more than a million subjects. It ruled most of Mesopotamia, +including the bulk of modern Iraq and parts of present-day +Syria and Iran. The Babylonian king most famous today was +Hammurabi. His fame is + +due primarily to the text that bears his name, the Code of +Hammurabi. This was a collection of laws and judicial +decisions whose aim was to present Hammurabi as a role +model of a just king, serve as a basis for a more uniform +legal system across the Babylonian Empire, and teach future +generations what justice is and how a just king acts. + +Future generations took notice. The intellectual and +bureaucratic elite of ancient Mesopotamia canonised the +text, and apprentice scribes continued to copy it long after +Hammurabi died and his empire lay in ruins. Hammurabi's + + + +Code is therefore a good source for understanding the +ancient Mesopotamians' ideal of social order. 3 + +The text begins by saying that the gods Anu, Enlil and +Marduk - the leading deities of the Mesopotamian pantheon +- appointed Hammurabi 'to make justice prevail in the land, +to abolish the wicked and the evil, to prevent the strong +from oppressing the weak'. 4_lt then lists about 300 +judgements, given in the set formula + +'If such and such a thing happens, such is the judgment.' For +example, judgements 196-9 and 209-14 read: + +If a superior man should blind the eye of another superior +man, they shall + +196. blind his eye. + +If he should break the bone of another superior man, they +shall break his + +197. bone. + +If he should blind the eye of a commoner or break the bone +of a + +198. commoner, he shall weigh and deliver 60 shekels of +silver. + +If he should blind the eye of a slave of a superior man or +break the bone of 199. a slave of a superior man, he shall +weigh and deliver one-half of the slave's value (in silver). 5 + +If a superior man strikes a woman of superior class and +thereby causes her + + +209. to miscarry her fetus, he shall weigh and deliver ten +shekels of silver for her fetus. + +210. If that woman should die, they shall kill his daughter. + +If he should cause a woman of commoner class to miscarry +her fetus by the + +211. beating, he shall weigh and deliver five shekels of +silver. + +212. If that woman should die, he shall weigh and deliver +thirty shekels of + +silver. + +If he strikes a slave-woman of a superior man and thereby +causes her to + +213. miscarry her fetus, he shall weigh and deliver two +shekels of silver. + +If that slave-woman should die, he shall weigh and deliver +twenty shekels + +214. of silver. 6 + +After listing his judgements, Hammurabi again declares that + +These are the just decisions which Hammurabi, the able +king, has established and thereby has directed the land +along the course of truth and the correct way of life ... I am +Hammurabi, noble king. I have not been careless or +negligent toward humankind, granted to my care by the god +Enlil, and with whose shepherding the god Marduk charged +me. 7 + + +Hammurabi's Code asserts that Babylonian social order is +rooted in universal and eternal principles of justice, dictated +by the gods. The principle of hierarchy is of paramount +importance. According to the code, people are divided into +two genders and three classes: superior people, commoners +and slaves. Members of each gender and class have di erent +values. The life of a female commoner is worth thirty silver +shekels and that of a slave-woman twenty silver shekels, +whereas the eye of a male commoner is worth sixty silver +shekels. + +The code also establishes a strict hierarchy within families, +according to which children are not independent persons, +but rather the property of their parents. + +Hence, if one superior man kills the daughter of another +superior man, the killer's daughter is executed in +punishment. To us it may seem strange that the killer +remains unharmed whereas his innocent daughter is killed, +but to Hammurabi and the Babylonians this seemed +perfectly just. Hammurabi's Code was based on the premise +that if the king's subjects all accepted their positions in the +hierarchy and acted accordingly, the empire's million +inhabitants would be able to cooperate e ectively. Their +society could then produce enough food for its members, +distribute it e ciently, protect itself against its enemies, and +expand its territory so as to acquire more wealth and better +security. + +About 3,500 years after Hammurabi's death, the inhabitants +of thirteen British colonies in North America felt that the +king of England was treating them unjustly. Their +representatives gathered in the city of Philadelphia, and on +4 July 1776 the colonies declared that their inhabitants were +no longer subjects of the British Crown. Their Declaration of + + + +Independence proclaimed universal and eternal principles of +justice, which, like those of Hammurabi, were inspired by a + +divine power. However, the most important principle +dictated by the American god was somewhat di erent from +the principle dictated by the gods of Babylon. + +The American Declaration of Independence asserts that: + +We hold these truths to be self-evident, that al men are +created equal, that they are endowed by their Creator with +certain unalienable rights, that among these are life, liberty, +and the pursuit of happiness. + +Like Hammurabi's Code, the American founding document +promises that if humans act according to its sacred +principles, millions of them would be able to cooperate +effectively, living safely and peacefully in a just and +prosperous society. + +Like the Code of Hammurabi, the American Declaration of +Independence was not just a document of its time and place +- it was accepted by future generations as well. For more +than 200 years, American schoolchildren have been copying +and learning it by heart. + +The two texts present us with an obvious dilemma. Both the +Code of Hammurabi and the American Declaration of +Independence claim to outline universal and eternal +principles of justice, but according to the Americans all +people are equal, whereas according to the Babylonians +people are decidedly unequal. The Americans would, of +course, say that they are right, and that Hammurabi is +wrong. Hammurabi, naturally, would retort that he is right, +and that the Americans are wrong. In fact, they are both +wrong. Hammurabi and the American Founding Fathers alike +imagined a reality governed by universal and immutable + + + +principles of justice, such as equality or hierarchy. Yet the +only place where such universal principles exist is in the +fertile imagination of Sapiens, and in the myths they invent +and tell one another. These principles have no objective +validity. + +It is easy for us to accept that the division of people into +'superiors' and commoners' is a gment of the imagination. +Yet the idea that all humans are equal is also a myth. In what +sense do all humans equal one another? Is there any +objective reality, outside the human imagination, in which +we are truly equal? Are all humans equal to one another +biologically? Let us try to translate the most famous line of +the American Declaration of Independence into biological +terms: We hold these truths to be self-evident, that al men +are created equal, that they are endowed by their +Creator with certain unalienable rights, that among +these are life, liberty, and the pursuit of happiness. + +According to the science of biology, people were not +created'. They have evolved. + +And they certainly did not evolve to be 'equal'. The idea of +equality is inextricably intertwined with the idea of creation. +The Americans got the idea of equality from Christianity, +which argues that every person has a divinely created soul, +and that + +all souls are equal before God. However, if we do not believe +in the Christian myths about God, creation and souls, what +does it mean that all people are + +'equal'? Evolution is based on di erence, not on equality. +Every person carries a somewhat di erent genetic code, and +is exposed from birth to di erent environmental in uences. +This leads to the development of di erent qualities that carry + + + +with them di erent chances of survival. 'Created equal' +should therefore be translated into 'evolved differently'. + + +Just as people were never created, neither, according to the +science of biology, is there a 'Creator' who 'endows' them +with anything. There is only a blind evolutionary process, +devoid of any purpose, leading to the birth of individuals. + +'Endowed by their creator' should be translated simply into +'born. + +Equally, there are no such things as rights in biology. There +are only organs, abilities and characteristics. Birds y not +because they have a right to y, but because they have +wings. And it's not true that these organs, abilities and +characteristics are 'unalienable'. Many of them undergo +constant mutations, and may well be completely lost over +time. The ostrich is a bird that lost its ability to fly. So +'unalienable rights' should be translated into 'mutable +characteristics'. + +And what are the characteristics that evolved in humans? +'Life', certainly. But + +'liberty'? There is no such thing in biology. Just like equality, +rights and limited liability companies, liberty is something +that people invented and that exists only in their +imagination. From a biological viewpoint, it is meaningless +to say that humans in democratic societies are free, whereas +humans in dictatorships are unfree. And what about +'happiness'? So far biological research has failed to come up +with a clear de nition of happiness or a way to measure it +objectively. Most biological studies acknowledge only the +existence of pleasure, which is more easily de ned and +measured. So 'life, liberty, and the pursuit of happiness' +should be translated into 'life and the pursuit of pleasure'. + + + +So here is that line from the American Declaration of +Independence translated into biological terms: + +We hold these truths to be self-evident, that al men evolved +di erently, that they are born with certain mutable +characteristics, and that among these are life and the +pursuit of pleasure. + +Advocates of equality and human rights may be outraged by +this line of reasoning. + +Their response is likely to be, 'We know that people are not +equal biologically! + +But if we believe that we are all equal in essence, it will +enable us to create a stable and prosperous society.' I have +no argument with that. This is exactly what I mean by +'imagined order'. We believe in a particular order not +because it is objectively true, but because believing in it +enables us to cooperate e ectively and forge a better society. +Imagined orders are not evil conspiracies or useless + +mirages. Rather, they are the only way large numbers of +humans can cooperate e ectively. Bear in mind, though, that +Hammurabi might have defended his principle of hierarchy +using the same logic: 'I know that superiors, commoners and +slaves are not inherently di erent kinds of people. But if we +believe that they are, it will enable us to create a stable and +prosperous society.' + +True Believers + +It's likely that more than a few readers squirmed in their +chairs while reading the preceding paragraphs. Most of us +today are educated to react in such a way. It is easy to +accept that Hammurabi's Code was a myth, but we do not +want to hear that human rights are also a myth. If people + + + +realise that human rights exist only in the imagination, isn't +there a danger that our society will collapse? Voltaire said +about God that 'there is no God, but don't tell that to my +servant, lest he murder me at night'. Hammurabi would have +said the same about his principle of hierarchy, and Thomas +Je erson about human rights. Homo sapiens has no natural +rights, just as spiders, hyenas and chimpanzees have no +natural rights. But don't tell that to our servants, lest they +murder us at night. + +Such fears are well justified. A natural order is a stable order. +There is no chance that gravity will cease to function +tomorrow, even if people stop believing in it. In contrast, an +imagined order is always in danger of collapse, because it +depends upon myths, and myths vanish once people stop +believing in them. In order to safeguard an imagined order, +continuous and strenuous e orts are imperative. + +Some of these e orts take the shape of violence and +coercion. Armies, police forces, courts and prisons are +ceaselessly at work forcing people to act in accordance with +the imagined order. If an ancient Babylonian blinded his +neighbour, some violence was usually necessary in order to +enforce the law of 'an eye for an eye'. When, in 1860, a +majority of American citizens concluded that African slaves +are human beings and must therefore enjoy the right of +liberty, it took a bloody civil war to make the southern states +acquiesce. + +However, an imagined order cannot be sustained by +violence alone. It requires some true believers as well. Prince +Talleyrand, who began his chameleon-like career under Louis +XVI, later served the revolutionary and Napoleonic regimes, +and switched loyalties in time to end his days working for +the restored monarchy, summed up decades of +governmental experience by saying that 'You can do many + + + +things with bayonets, but it is rather uncomfortable to sit on +them.' A single priest often does the work of a hundred +soldiers far more cheaply and e ectively. + +Moreover, no matter how e cient bayonets are, somebody +must wield them. Why + +should the soldiers, jailors, judges and police maintain an +imagined order in which they do not believe? Of all human +collective activities, the one most di cult to organise is +violence. To say that a social order is maintained by military +force immediately raises the question: what maintains the +military order? It is impossible to organise an army solely by +coercion. At least some of the commanders and soldiers +must truly believe in something, be it God, honour, +motherland, manhood or money. + +An even more interesting question concerns those standing +at the top of the social pyramid. Why should they wish to +enforce an imagined order if they themselves don't believe +in it? It is quite common to argue that the elite may do so +out of cynical greed. Yet a cynic who believes in nothing is +unlikely to be greedy. + +It does not take much to provide the objective biological +needs of Homo sapiens. + +After those needs are met, more money can be spent on +building pyramids, taking holidays around the world, +nancing election campaigns, funding your favourite terrorist +organisation, or investing in the stock market and making +yet more money - all of which are activities that a true cynic +would nd utterly meaningless. Diogenes, the Greek +philosopher who founded the Cynical school, lived in a +barrel. When Alexander the Great once visited Diogenes as +he was relaxing in the sun, and asked if there were anything + + + +he might do for him, the Cynic answered the all-powerful +conqueror, 'Yes, there is something you can do for me. + +Please move a little to the side. You are blocking the +sunlight.' + +This is why cynics don't build empires and why an imagined +order can be maintained only if large segments of the +population - and in particular large segments of the elite +and the security forces - truly believe in it. Christianity +would not have lasted 2,000 years if the majority of bishops +and priests failed to believe in Christ. American democracy +would not have lasted 250 years if the majority of presidents +and congressmen failed to believe in human rights. The +modern economic system would not have lasted a single day +if the majority of investors and bankers failed to believe in +capitalism. + +The Prison Wal s + +How do you cause people to believe in an imagined order +such as Christianity, democracy or capitalism? First, you +never admit that the order is imagined. You always insist +that the order sustaining society is an objective reality +created by the great gods or by the laws of nature. People +are unequal, not because Hammurabi said so, but because +Enlil and Marduk decreed it. People are equal, not because +Thomas Je erson said so, but because God created them that +way. Free markets + +are the best economic system, not because Adam Smith said +so, but because these are the immutable laws of nature. + +You also educate people thoroughly. From the moment they +are born, you constantly remind them of the principles of the +imagined order, which are incorporated into anything and +everything. They are incorporated into fairy tales, dramas, + + + +paintings, songs, etiquette, political propaganda, +architecture, recipes and fashions. For example, today +people believe in equality, so it's fashionable for rich kids to +wear jeans, which were originally working-class attire. In the +Middle Ages people believed in class divisions, so no young +nobleman would have worn a peasant's smock. Back then, to +be addressed as 'Sir' or 'Madam' was a rare privilege +reserved for the nobility, and often purchased with blood. +Today all polite correspondence, regardless of the recipient, +begins with 'Dear Sir or Madam'. + +The humanities and social sciences devote most of their +energies to explaining exactly how the imagined order is +woven into the tapestry of life. In the limited space at our +disposal we can only scratch the surface. Three main factors +prevent people from realising that the order organising their +lives exists only in their imagination: + +a. The imagined order is embedded in the material +world. Though the imagined order exists only in our minds, +it can be woven into the material reality around us, and +even set in stone. Most Westerners today believe in +individualism. + +They believe that every human is an individual, whose worth +does not depend on what other people think of him or her. +Each of us has within ourselves a brilliant ray of light that +gives value and meaning to our lives. In modern Western +schools teachers and parents tell children that if their +classmates make fun of them, they should ignore it. Only +they themselves, not others, know their true worth. + +In modern architecture, this myth leaps out of the +imagination to take shape in stone and mortar. The ideal +modern house is divided into many small rooms so that each +child can have a private space, hidden from view, providing + + + +for maximum autonomy. This private room almost invariably +has a door, and in many households it is accepted practice +for the child to close, and perhaps lock, the door. Even +parents are forbidden to enter without knocking and asking +permission. The room is decorated as the child sees t, with +rock-star posters on the wall and dirty socks on the oor. +Somebody growing up in such a space cannot help but +imagine himself 'an individual', his true worth emanating +from within rather than from without. + +Medieval noblemen did not believe in individualism. +Someone's worth was determined by their place in the social +hierarchy, and by what other people said about them. Being +laughed at was a horrible indignity. Noblemen taught their + +children to protect their good name whatever the cost. Like +modern individualism, the medieval value system left the +imagination and was manifested in the stone of medieval +castles. The castle rarely contained private rooms for +children (or anyone else, for that matter). The teenage son +of a medieval baron did not have a private room on the +castle's second oor, with posters of Richard the Lionheart +and King Arthur on the walls and a locked door that his +parents were not allowed to open. He slept alongside many +other youths in a large hall. He was always on display and +always had to take into account what others saw and said. +Someone growing up in such conditions naturally concluded +that a man's true worth was determined by his place in the +social hierarchy and by what other people said of him. 8 + +b. The imagined order shapes our desires. Most people +do not wish to accept that the order governing their lives is +imaginary, but in fact every person is born into a pre¬ +existing imagined order, and his or her desires are shaped +from birth by its dominant myths. Our personal desires + + +thereby become the imagined order's most important +defences. + +For instance, the most cherished desires of present-day +Westerners are shaped by romantic, nationalist, capitalist +and humanist myths that have been around for centuries. +Friends giving advice often tell each other, 'Follow your +heart.' But the heart is a double agent that usually takes its +instructions from the dominant myths of the day, and the +very recommendation to 'Follow your heart' was implanted +in our minds by a combination of nineteenth-century +Romantic myths and twentieth-century consumerist myths. +The Coca-Cola Company, for example, has marketed Diet +Coke around the world under the slogan, 'Diet Coke. Do what +feels good.' + +Even what people take to be their most personal desires are +usually programmed by the imagined order. Let's consider, +for example, the popular desire to take a holiday abroad. +There is nothing natural or obvious about this. A +chimpanzee alpha male would never think of using his +power in order to go on holiday into the territory of a +neighbouring chimpanzee band. The elite of ancient Egypt +spent their fortunes building pyramids and having their +corpses mummi ed, but none of them thought of going +shopping in Babylon or taking a skiing holiday in Phoenicia. +People today spend a great deal of money on holidays +abroad because they are true believers in the myths of +romantic consumerism. + +Romanticism tells us that in order to make the most of our +human potential we must have as many di erent +experiences as we can. We must open ourselves to a wide +spectrum of emotions; we must sample various kinds of +relationships; we must try di erent cuisines; we must learn to +appreciate di erent styles of music. + + + +One of the best ways to do all that is to break free from our +daily routine, leave behind our familiar setting, and go +travelling in distant lands, where we can + + + +'experience' the culture, the smells, the tastes and the +norms of other people. We hear again and again the +romantic myths about 'how a new experience opened + +my eyes and changed my life'. + +Consumerism tells us that in order to be happy we must +consume as many products and services as possible. If we +feel that something is missing or not quite right, then we +probably need to buy a product (a car, new clothes, organic +food) or a service (housekeeping, relationship therapy, yoga +classes). Every television commercial is another little legend +about how consuming some product or service will make life +better. + +Romanticism, which encourages variety, meshes perfectly +with consumerism. + + + + + +Their marriage has given birth to the infinite 'market of +experiences', on which the modern tourism industry is +founded. The tourism industry does not sell ight tickets and +hotel bedrooms. It sells experiences. Paris is not a city, nor +India a country - they are both experiences, the +consumption of which is supposed to widen our horizons, ful +I our human potential, and make us happier. + +Consequently, when the relationship between a millionaire +and his wife is going through a rocky patch, he takes her on +an expensive trip to Paris. The trip is not a re ection of some +independent desire, but rather of an ardent belief in the +myths of romantic consumerism. A wealthy man in ancient +Egypt would never have dreamed of solving a relationship +crisis by taking his wife on holiday to Babylon. + +Instead, he might have built for her the sumptuous tomb she +had always wanted. + +18. The Great Pyramid of Giza. The kind of thing rich +people in ancient Egypt did with their money. + +Like the elite of ancient Egypt, most people in most cultures +dedicate their lives to building pyramids. Only the names, +shapes and sizes of these pyramids change + +from one culture to the other. They may take the form, for +example, of a suburban cottage with a swimming pool and +an evergreen lawn, or a gleaming penthouse with an +enviable view. Few question the myths that cause us to +desire the pyramid in the first place. + +c. The imagined order is inter-subjective. Even if by +some superhuman e ort I succeed in freeing my personal +desires from the grip of the imagined order, I am just one +person. In order to change the imagined order I must +convince millions of strangers to cooperate with me. For the + + + +imagined order is not a subjective order existing in my own +imagination - it is rather an inter-subjective order, existing +in the shared imagination of thousands and millions of +people. + +In order to understand this, we need to understand the di +erence between + +'objective', 'subjective', and 'inter-subjective'. + +A n objective phenomenon exists independently of human +consciousness and human beliefs. Radioactivity, for +example, is not a myth. Radioactive emissions occurred long +before people discovered them, and they are dangerous +even when people do not believe in them. Marie Curie, one +of the discoverers of radioactivity, did not know, during her +long years of studying radioactive materials, that they could +harm her body. While she did not believe that radioactivity +could kill her, she nevertheless died of aplastic anaemia, a +disease caused by overexposure to radioactive materials. + +The subjective is something that exists depending on the +consciousness and beliefs of a single individual. It +disappears or changes if that particular individual changes +his or her beliefs. Many a child believes in the existence of +an imaginary friend who is invisible and inaudible to the rest +of the world. The imaginary friend exists solely in the child's +subjective consciousness, and when the child grows up and +ceases to believe in it, the imaginary friend fades away. + +The inter-subjective is something that exists within the +communication network linking the subjective +consciousness of many individuals. If a single individual +changes his or her beliefs, or even dies, it is of little +importance. + + + +However, if most individuals in the network die or change +their beliefs, the inter-subjective phenomenon will mutate or +disappear. Inter-subjective phenomena are neither +malevolent frauds nor insigni cant charades. They exist in a +di erent way from physical phenomena such as radioactivity, +but their impact on the world may still be enormous. Many of +history's most important drivers are inter-subjective: law, +money, gods, nations. + +Peugeot, for example, is not the imaginary friend of +Peugeot's CEO. The company exists in the shared +imagination of millions of people. The CEO believes in the +company's existence because the board of directors also +believes in it, as do the company's lawyers, the secretaries +in the nearby o ce, the tellers in the bank, + +the brokers on the stock exchange, and car dealers from +France to Australia. If the CEO alone were suddenly to stop +believing in Peugeot's existence, he'd quickly land in the +nearest mental hospital and someone else would occupy his +office. + +Similarly, the dollar, human rights and the United States of +America exist in the shared imagination of billions, and no +single individual can threaten their existence. If I alone were +to stop believing in the dollar, in human rights, or in the +United States, it wouldn't much matter. These imagined +orders are inter-subjective, so in order to change them we +must simultaneously change the consciousness of billions of +people, which is not easy. A change of such magnitude can +be accomplished only with the help of a complex +organisation, such as a political party, an ideological +movement, or a religious cult. However, in order to establish +such complex organisations, it's necessary to convince many +strangers to cooperate with one another. And this will +happen only if these strangers believe in some shared + + + +myths. It follows that in order to change an existing +imagined order, we must first believe in an alternative +imagined order. + +In order to dismantle Peugeot, for example, we need to +imagine something more powerful, such as the French legal +system. In order to dismantle the French legal system we +need to imagine something even more powerful, such as the +French state. And if we would like to dismantle that too, we +will have to imagine something yet more powerful. + +There is no way out of the imagined order. When we break +down our prison walls and run towards freedom, we are in +fact running into the more spacious exercise yard of a bigger +prison. + +7 + +Memory Overload + +EVOLUTION DID NOT ENDOW HUMANS with the ability to +play football. True, it + +produced legs for kicking, elbows for fouling and mouths for +cursing, but all that this enables us to do is perhaps practise +penalty kicks by ourselves. To get into a game with the +strangers we nd in the schoolyard on any given afternoon, +we not only have to work in concert with ten teammates we +may never have met before, we also need to know that the +eleven players on the opposing team are playing by the +same rules. Other animals that engage strangers in +ritualised aggression do so largely by instinct - puppies +throughout the world have the rules for rough-and-tumble +play hard-wired into their genes. But human teenagers have +no genes for football. They can nevertheless play the game +with complete strangers because they have all learned an +identical set of ideas about football. These ideas are entirely + + + +imaginary, but if everyone shares them, we can all play the +game. + +The same applies, on a larger scale, to kingdoms, churches +and trade networks, with one important di erence. The rules +of football are relatively simple and concise, much like those +necessary for cooperation in a forager band or small village. +Each player can easily store them in his brain and still have +room for songs, images and shopping lists. But large +systems of cooperation that involve not twenty-two but +thousands or even millions of humans require the handling +and storage of huge amounts of information, much more +than any single human brain can contain and process. + +The large societies found in some other species, such as ants +and bees, are stable and resilient because most of the +information needed to sustain them is encoded in the +genome. A female honeybee larva can, for example, grow up +to be either a queen or a worker, depending on what food it +is fed. Its DNA programmes the necessary behaviours for +whatever role it will ful I in life. Hives can be very complex +social structures, containing many di erent kinds of workers, +such as harvesters, nurses and cleaners. But so far +researchers have failed to locate lawyer bees. Bees don't +need lawyers, because there is no danger that they might +forget or violate the hive constitution. The queen does not +cheat the cleaner bees of their food, and they never go on +strike demanding higher wages. + +But humans do such things all the time. Because the +Sapiens social order is + +imagined, humans cannot preserve the critical information +for running it simply by making copies of their DNA and +passing these on to their progeny. A conscious e ort has to +be made to sustain laws, customs, procedures and manners, + + + +otherwise the social order would quickly collapse. For +example, King Hammurabi decreed that people are divided +into superiors, commoners and slaves. Unlike the beehive +class system, this is not a natural division - there is no trace +of it in the human genome. If the Babylonians could not +keep this 'truth' in mind, their society would have ceased to +function. Similarly, when Hammurabi passed his DNA to his +o spring, it did not encode his ruling that a superior man +who killed a commoner woman must pay thirty silver +shekels. Hammurabi deliberately had to instruct his sons in +the laws of his empire, and his sons and grandsons had to do +the same. + +Empires generate huge amounts of information. Beyond +laws, empires have to + +keep accounts of transactions and taxes, inventories of +military supplies and merchant vessels, and calendars of +festivals and victories. For millions of years people stored +information in a single place - their brains. Unfortunately, +the human brain is not a good storage device for empire¬ +sized databases, for three main reasons. + +First, its capacity is limited. True, some people have +astonishing memories, and in ancient times there were +memory professionals who could store in their heads the +topographies of whole provinces and the law codes of entire +states. + +Nevertheless, there is a limit that even master mnemonists +cannot transcend. A lawyer might know by heart the entire +law code of the Commonwealth of Massachusetts, but not +the details of every legal proceeding that took place in +Massachusetts from the Salem witch trials onward. + + + +Secondly, humans die, and their brains die with them. Any +information stored in a brain will be erased in less than a +century. It is, of course, possible to pass memories from one +brain to another, but after a few transmissions, the +information tends to get garbled or lost. + +Thirdly and most importantly, the human brain has been +adapted to store and process only particular types of +information. In order to survive, ancient hunter-gatherers +had to remember the shapes, qualities and behaviour +patterns of thousands of plant and animal species. They had +to remember that a wrinkled yellow mushroom growing in +autumn under an elm tree is most probably poisonous, +whereas a similar-looking mushroom growing in winter under +an oak tree is a good stomach-ache remedy. Hunter- +gatherers also had to bear in mind the opinions and +relations of several dozen band members. If Lucy needed a +band member's help to get John to stop harassing her, it was +important for her to remember that John had fallen out last +week with Mary, who would thus be a likely and enthusiastic +ally. Consequently, evolutionary pressures have adapted the +human brain to store immense quantities of botanical, +zoological, + +topographical and social information. + +But when particularly complex societies began to appear in +the wake of the Agricultural Revolution, a completely new +type of information became vital - + +numbers. Foragers were never obliged to handle large +amounts of mathematical data. No forager needed to +remember, say, the number of fruit on each tree in the +forest. So human brains did not adapt to storing and +processing numbers. Yet in order to maintain a large +kingdom, mathematical data was vital. It was never enough + + + +to legislate laws and tell stories about guardian gods. One +also had to collect taxes. In order to tax hundreds of +thousands of people, it was imperative to collect data about +peoples incomes and possessions; data about payments +made; data about arrears, debts and nes; data about +discounts and exemptions. This added up to millions of data +bits, which had to be stored and processed. Without this +capacity, the state would never know what resources it had +and what further resources it could tap. When confronted +with the need to memorise, recall and handle all these +numbers, most human brains overdosed or fell asleep. + +This mental limitation severely constrained the size and +complexity of human collectives. When the amount of +people and property in a particular society crossed a critical +threshold, it became necessary to store and process large +amounts of mathematical data. Since the human brain could +not do it, the system collapsed. For thousands of years after +the Agricultural Revolution, human social networks +remained relatively small and simple. + +The rst to overcome the problem were the ancient +Sumerians, who lived in southern Mesopotamia. There, a +scorching sun beating upon rich muddy plains produced +plentiful harvests and prosperous towns. As the number of +inhabitants grew, so did the amount of information required +to coordinate their a airs. + +Between the years 3500 BC and 3000 BC, some unknown +Sumerian geniuses invented a system for storing and +processing information outside their brains, one that was +custom-built to handle large amounts of mathematical data. +The Sumerians thereby released their social order from the +limitations of the human brain, opening the way for the +appearance of cities, kingdoms and empires. The data- + + + +processing system invented by the Sumerians is called +'writing'. + +Signed, Kushim + +Writing is a method for storing information through material +signs. The Sumerian writing system did so by combining two +types of signs, which were pressed in clay tablets. One type +of signs represented numbers. There were signs for 1, 10, + +60, 600, 3,600 and 36,000. (The Sumerians used a +combination of base-6 and base-10 + + + +numeral systems. Their base-6 system bestowed on us +several important legacies, such as the division of the day +into twenty-four hours and of the circle into 360 + +degrees.) The other type of signs represented people, +animals, merchandise, territories, dates and so forth. By +combining both types of signs the Sumerians were able to +preserve far more data than any human brain could +remember or any DNA chain could encode. + + + + + +19. A clay tablet with an administrative text from +the city of Uruk, c.3400-3000 BC. 'Kushim' may be +the generic title of an officeholder, or the name of a +particular individual. If Kushim was indeed a person, +he may be the first individual in history whose name +is known to us! All the names applied earlier in +human history - the Neanderthals, the Natufians, +Chauvet Cave, Gobekli Tepe - are modern inventions. +We have no idea what the builders of Gobekli Tepe +actually called the place. With the appearance of +writing, we are beginning to hear history through the +ears of its protagonists. When Kushim's neighbours +called out to him, they might really have shouted +'Kushim!' It is telling that the first recorded name in +history belongs to an accountant, rather than a +prophet, a poet or a great conqueror. 1 + +At this early stage, writing was limited to facts and gures. +The great Sumerian novel, if there ever was one, was never +committed to clay tablets. Writing was time-consuming and +the reading public tiny, so no one saw any reason to use it +for anything other than essential record-keeping. If we look +for the rst words of wisdom reaching us from our ancestors, +5,000 years ago, we're in for a big disappointment. The +earliest messages our ancestors have left us read, for +example, '29,086 measures barley 37 months Kushim.' The +most probable reading of this sentence is: 'A total of 29,086 +measures of barley were received over the course of 37 +months. Signed, Kushim.' Alas, the rst texts of history +contain no philosophical insights, no poetry, legends, laws, +or even royal triumphs. They are + + + +partial script + + +c^oken 1 an SUa ge + + + +humdrum economic documents, recording the payment of +taxes, the accumulation of debts and the ownership of +property. + +Partial script cannot express the entire spectrum of +a spoken language, but it can express things that fall +outside the scope of spoken language. Partial scripts +such as the Sumerian and mathematical scripts +cannot be used to write poetry, but they can keep +tax accounts very effectively. + +Only one other type of text survived from these ancient +days, and it is even less exciting: lists of words, copied over +and over again by apprentice scribes as training exercises. +Even had a bored student wanted to write out some of his +poems instead of copy a bill of sale, he could not have done +so. The earliest Sumerian writing was a partial rather than a +full script. Full script is a system of material signs that can +represent spoken language more or less completely. It can +therefore express everything people can say, including +poetry. Partial script, on the other hand, is a system of +material signs that can represent only particular types of +information, belonging to a limited eld of activity. Latin + + +script, ancient Egyptian hieroglyphics and Braille are full +scripts. You can use them to write tax registers, love poems, +history books, food recipes and business law. In contrast, the +earliest Sumerian script, like modern mathematical symbols +and musical notation, are partial scripts. You can use +mathematical script to make calculations, but you cannot +use it to write love poems. + + + +20. A man holding a quipu, as depicted in a Spanish +manuscript following the fall of the Inca Empire. + +It didn't disturb the Sumerians that their script was ill-suited +for writing poetry. + +They didn't invent it in order to copy spoken language, but +rather to do things that spoken language failed at. There +were some cultures, such as those of the pre-Columbian + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + +Andes, which used only partial scripts throughout their +entire histories, unfazed by their scripts' limitations and +feeling no need for a full version. Andean script was very di +erent from its Sumerian counterpart. In fact, it was so di +erent that many people would argue it wasn't a script at all. + +It was not written on clay tablets or pieces of paper. Rather, +it was written by tying knots on colourful cords called +quipus. Each quipu consisted of many cords of di erent +colours, made of wool or cotton. On each cord, several knots +were tied in di erent places. A single quipu could contain +hundreds of cords and thousands of knots. By combining di +erent knots on di erent cords with di erent colours, it was +possible to record large amounts of mathematical data +relating to, for example, tax collection and property +ownership. 2 + +For hundreds, perhaps thousands of years, quipus were +essential to the business of cities, kingdoms and empires. 3 +They reached their full potential under the Inca Empire, +which ruled 10-12 million people and covered today's Peru, +Ecuador and Bolivia, as well as chunks of Chile, Argentina +and Colombia. Thanks to quipus, the Incas could save and +process large amounts of data, without which they would not + +have been able to maintain the complex administrative +machinery that an empire of that size requires. + +In fact, quipus were so e ective and accurate that in the +early years following the Spanish conquest of South +America, the Spaniards themselves employed quipus in the +work of administering their new empire. The problem was +that the Spaniards did not themselves know how to record +and read quipus, making them dependent on local +professionals. The continent's new rulers realised that this +placed them in a tenuous position - the native quipu experts +could easily mislead and cheat their overlords. So once + + +Spain's dominion was more rmly established, quipus were +phased out and the new empire's records were kept entirely +in Latin script and numerals. Very few quipus survived the +Spanish occupation, and most of those remaining are +undecipherable, since, unfortunately, the art of reading +quipus has been lost. + +The Wonders of Bureaucracy + +The Mesopotamians eventually started to want to write +down things other than monotonous mathematical data. +Between 3000 BC and 2500 BC more and more signs were +added to the Sumerian system, gradually transforming it +into a full script that we today call cuneiform. By 2500 BC, +kings were using cuneiform to issue decrees, priests were +using it to record oracles, and less exalted citizens were +using it to write personal letters. At roughly the same time, +Egyptians developed another full script known as +hieroglyphics. Other full scripts were developed in China +around 1200 BC and in Central America around 1000-500 +BC. + +From these initial centres, full scripts spread far and wide, +taking on various new forms and novel tasks. People began +to write poetry, history books, romances, dramas, prophecies +and cookbooks. Yet writing's most important task continued +to be the storage of reams of mathematical data, and that +task remained the prerogative of partial script. The Hebrew +Bible, the Greek Iliad, the Hindu Mahabharata and the +Buddhist Tipitika all began as oral works. For many +generations they were transmitted orally and would have +lived on even had writing never been invented. But tax +registries and complex bureaucracies were born together +with partial script, and the two remain inexorably linked to +this day like Siamese twins - think of the cryptic entries in +computerised data bases and spreadsheets. + + + +As more and more things were written, and particularly as +administrative archives grew to huge proportions, new +problems appeared. Information stored in a persons brain is +easy to retrieve. My brain stores billions of bits of data, yet I + +can quickly, almost instantaneously, recall the name of +Italy's capital, immediately afterwards recollect what I did on +11 September 2001, and then reconstruct the route leading +from my house to the Hebrew University in Jerusalem. + +Exactly how the brain does it remains a mystery, but we all +know that the brain's retrieval system is amazingly e dent, +except when you are trying to remember where you put your +car keys. + +How, though, do you find and retrieve information stored on +quipu cords or clay tablets? If you have just ten tablets or a +hundred tablets, it's not a problem. But what if you have +accumulated thousands of them, as did one of Hammurabi's +contemporaries, King Zimrilim of Mari? + +Imagine for a moment that it's 1776 BC. Two Marians are +quarrelling over possession of a wheat eld. Jacob insists that +he bought the eld from Esau thirty years ago. Esau retorts +that he in fact rented the eld to Jacob for a term of thirty +years, and that now, the term being up, he intends to +reclaim it. They shout and wrangle and start pushing one +another before they realise that they can resolve their +dispute by going to the royal archive, where are housed the +deeds and bills of sale that apply to all the kingdom's real +estate. Upon arriving at the archive they are shuttled from +one o cial to the other. They wait through several herbal tea +breaks, are told to come back tomorrow, and eventually are +taken by a grumbling clerk to look for the relevant clay +tablet. The clerk opens a door and leads them into a huge +room lined, oor to ceiling, with thousands of clay tablets. No +wonder the clerk is sour-faced. How is he supposed to locate + + + +the deed to the disputed wheat eld written thirty years ago? +Even if he nds it, how will he be able to cross-check to +ensure that the one from thirty years ago is the latest +document relating to the eld in question? If he can't nd it, +does that prove that Esau never sold or rented out the eld? +Or just that the document got lost, or turned to mush when +some rain leaked into the archive? + +Clearly, just imprinting a document in clay is not enough to +guarantee e cient, accurate and convenient data processing. +That requires methods of organisation like catalogues, +methods of reproduction like photocopy machines, methods +of rapid and accurate retrieval like computer algorithms, and +pedantic (but hopefully cheerful) librarians who know how +to use these tools. + +Inventing such methods proved to be far more di cult than +inventing writing. + +Many writing systems developed independently in cultures +distant in time and place from each other. Every decade +archaeologists discover another few forgotten scripts. Some +of them might prove to be even older than the Sumerian +scratches in clay. But most of them remain curiosities +because those who invented them failed to invent e cient +ways of cataloguing and retrieving data. What set apart +Sumer, as well as pharaonic Egypt, ancient China and the +Inca Empire, is that these cultures developed good +techniques of archiving, cataloguing and retrieving + +written records. They also invested in schools for scribes, +clerks, librarians and accountants. + +A writing exercise from a school in ancient Mesopotamia +discovered by modern archaeologists gives us a glimpse into +the lives of these students, some 4,000 years ago: + + + +I went in and sat down, and my teacher read my tablet. He +said, 'There's something missing!' + +And he caned me. + +One of the people in charge said, 'Why did you open your +mouth without my permission?' + +And he caned me. + +The one in charge of rules said, 'Why did you get up without +my permission?' + +And he caned me. + +The gatekeeper said, 'Why are you going out without my +permission?' And he caned me. + +The keeper of the beer jug said, 'Why did you get some +without my permission?' + +And he caned me. + +The Sumerian teacher said, 'Why did you speak Akkadian?'* +And he caned me. + +My teacher said, 'Your handwriting is no good!' + +And he caned me. 4 + +Ancient scribes learned not merely to read and write, but +also to use catalogues, dictionaries, calendars, forms and +tables. They studied and internalised techniques of +cataloguing, retrieving and processing information very di +erent from those used by the brain. In the brain, all data is +freely associated. When I go with my spouse to sign on a +mortgage for our new home, I am reminded of the rst place + + +we lived together, which reminds me of our honeymoon in +New Orleans, which + +reminds me of alligators, which remind me of dragons, which +remind me of The Ring of the Nibelungen , and suddenly, +before I know it, there I am humming the Siegfried leitmotif +to a puzzled bank clerk. In bureaucracy, things must be kept +apart. There is one drawer for home mortgages, another for +marriage certi cates, a third for tax registers, and a fourth for +lawsuits. Otherwise, how can you nd anything? Things that +belong in more than one drawer, like Wagnerian music +dramas (do I le them under 'music', 'theatre', or perhaps +invent a new category altogether?), are a terrible headache. +So one is forever adding, deleting and rearranging drawers. + +In order to function, the people who operate such a system +of drawers must be reprogrammed to stop thinking as +humans and to start thinking as clerks and accountants. As +everyone from ancient times till today knows, clerks and +accountants think in a non-human fashion. They think like +ling cabinets. This is not their fault. If they don't think that +way their drawers will all get mixed up and + +they won't be able to provide the services their government, +company or organisation requires. The most important +impact of script on human history is precisely this: it has +gradually changed the way humans think and view the +world. + +Free association and holistic thought have given way to +compartmentalisation and bureaucracy. + +The Language of Numbers + +As the centuries passed, bureaucratic methods of data +processing grew ever more di erent from the way humans +naturally think - and ever more important. A critical step + + + +was made sometime before the ninth century AD, when a +new partial script was invented, one that could store and +process mathematical data with unprecedented e ciency. +This partial script was composed of ten signs, representing +the numbers from 0 to 9. Confusingly, these signs are known +as Arabic numerals even though they were rst invented by +the Hindus (even more confusingly, modern Arabs use a set +of digits that look quite di erent from Western ones). But the +Arabs get the credit because when they invaded India they +encountered the system, understood its usefulness, re ned +it, and spread it through the Middle East and then to Europe. +When several other signs were later added to the Arab +numerals (such as the signs for addition, subtraction and +multiplication), the basis of modern mathematical notation +came into being. + +Although this system of writing remains a partial script, it +has become the world's dominant language. Almost all +states, companies, organisations and institutions - whether +they speak Arabic, Hindi, English or Norwegian - use +mathematical script to record and process data. Every piece +of information that can be translated into mathematical +script is stored, spread and processed with mind-boggling +speed and efficiency. + +A person who wishes to in uence the decisions of +governments, organisations and companies must therefore +learn to speak in numbers. Experts do their best to translate +even ideas such as 'poverty', 'happiness' and 'honesty' into +numbers ('the poverty line', 'subjective well-being levels', +'credit rating'). Entire elds of knowledge, such as physics +and engineering, have already lost almost all touch with the +spoken human language, and are maintained solely by +mathematical script. + + + + +An equation for calculating the acceleration of mass +/ under the influence of gravity, according to the +Theory of Relativity. When most laypeople see such +an equation, they usually panic and freeze, like a +deer caught in the headlights of a speeding vehicle. +The reaction is quite natural, and does not betray a +lack of intelligence or curiosity. With rare +exceptions, human brains are simply incapable of +thinking through concepts like relativity and +quantum mechanics. Physicists nevertheless manage +to do so, because they set aside the traditional +human way of thinking, and learn to think anew with +the help of external data-processing systems. + +Crucial parts of their thought process take place not +in the head, but inside computers or on classroom +blackboards. + + +More recently, mathematical script has given rise to an even +more revolutionary writing system, a computerised binary +script consisting of only two signs: 0 and 1. The words I am + + + + + + + + + + + +now typing on my keyboard are written within my computer +by different combinations of 0 and 1. + +Writing was born as the maidservant of human +consciousness, but is increasingly becoming its master. Our +computers have trouble understanding how Homo sapiens +talks, feels and dreams. So we are teaching Homo sapiens to +talk, feel and dream in the language of numbers, which can +be understood by computers. + +And this is not the end of the story. The eld of arti cial +intelligence is seeking to create a new kind of intelligence +based solely on the binary script of computers. + +Science- ction movies such as The Matrix and The +Terminatorte\\ of a day when the binary script throws o the +yoke of humanity. When humans try to regain control of the +rebellious script, it responds by attempting to wipe out the +human race. + +^_Even after Akkadian became the spoken language, +Sumerian remained the language of administration and thus + +the language recorded with writing. Aspiring scribes thus +had to speak Sumerian. + +8 + +There is No Justice in History + +UNDERSTANDING HUMAN HISTORY IN THE millennia +following the Agricultural + +Revolution boils down to a single question: how did humans +organise themselves in mass-cooperation networks, when +they lacked the biological instincts necessary to sustain +such networks? The short answer is that humans created + + +imagined orders and devised scripts. These two inventions +lied the gaps left by our biological inheritance. + + +However, the appearance of these networks was, for many, a +dubious blessing. + +The imagined orders sustaining these networks were neither +neutral nor fair. They divided people into make-believe +groups, arranged in a hierarchy. The upper levels enjoyed +privileges and power, while the lower ones su ered from +discrimination and oppression. Hammurabi's Code, for +example, established a pecking order of superiors, +commoners and slaves. Superiors got all the good things in +life. Commoners got what was left. Slaves got a beating if +they complained. + +Despite its proclamation of the equality of all men, the +imagined order established by the Americans in 1776 also +established a hierarchy. It created a hierarchy between men, +who bene ted from it, and women, whom it left +disempowered. It created a hierarchy between whites, who +enjoyed liberty, and blacks and American Indians, who were +considered humans of a lesser type and therefore did not +share in the equal rights of men. Many of those who signed +the Declaration of Independence were slaveholders. They +did not release their slaves upon signing the Declaration, +nor did they consider themselves hypocrites. In their view, +the rights of men had little to do with Negroes. + +The American order also consecrated the hierarchy between +rich and poor. Most Americans at that time had little problem +with the inequality caused by wealthy parents passing their +money and businesses on to their children. In their view, +equality meant simply that the same laws applied to rich +and poor. It had nothing to do with unemployment bene ts, +integrated education or health insurance. + + + +Liberty, too, carried very di erent connotations than it does +today. In 1776, it did not mean that the disempowered +(certainly not blacks or Indians or, God forbid, women) could +gain and exercise power. It meant simply that the state +could not, + + + + +RAND & SEE +ETBLANKESf' + +ACH & SEA +HITES ONLY f. + + + + +~ - ?V + +[*. - - +■■■H ■ r + + + +except in unusual circumstances, con scate a citizen's +private property or tell him what to do with it. The American +order thereby upheld the hierarchy of wealth, which some +thought was mandated by God and others viewed as +representing the immutable laws of nature. Nature, it was +claimed, rewarded merit with wealth while penalising +indolence. + + +All the above-mentioned distinctions - between free persons +and slaves, between whites and blacks, between rich and +poor - are rooted in ctions. (The hierarchy of men and +women will be discussed later.) Yet it is an iron rule of history +that every imagined hierarchy disavows its ctional origins +and claims to be natural and inevitable. For instance, many +people who have viewed the hierarchy of free persons and + + +slaves as natural and correct have argued that slavery is not +a human invention. Hammurabi saw it as ordained by the +gods. + +Aristotle argued that slaves have a 'slavish nature' whereas +free people have a + +'free nature'. Their status in society is merely a reflection of +their innate nature. + +Ask white supremacists about the racial hierarchy, and you +are in for a pseudoscienti c lecture concerning the biological +di erences between the races. + +You are likely to be told that there is something in Caucasian +blood or genes that makes whites naturally more intelligent, +moral and hardworking. Ask a diehard capitalist about the +hierarchy of wealth, and you are likely to hear that it is the +inevitable outcome of objective di erences in abilities. The +rich have more money, in this view, because they are more +capable and diligent. No one should be bothered, then, if the +wealthy get better health care, better education and better +nutrition. The rich richly deserve every perk they enjoy. + +21. A sign on a South African beach from the period +of apartheid, restricting its usage to whites' only. + +People with lighter skin colour are typically more in +danger of sunburn than people with darker skin. Yet + +there was no biological logic behind the division of +South African beaches. Beaches reserved for people +with lighter skin were not characterised by lower +levels of ultraviolet radiation. + +Hindus who adhere to the caste system believe that cosmic +forces have made one caste superior to another. According + + + +to a famous Hindu creation myth, the gods fashioned the +world out of the body of a primeval being, the Purusa. The +sun was created from the Purusa's eye, the moon from the +Purusa's brain, the Brahmins (priests) from its mouth, the +Kshatriyas (warriors) from its arms, the Vaishyas (peasants +and merchants) from its thighs, and the Shudras (servants) +from its legs. Accept this explanation and the sociopolitical +di erences between Brahmins and Shudras are as natural +and eternal as the di erences between the sun and the +moon. IThe ancient Chinese believed that when the +goddess Nu Wa created humans from earth, she kneaded +aristocrats from ne yellow soil, whereas commoners were +formed from brown mud. 2 + +Yet, to the best of our understanding, these hierarchies are +all the product of human imagination. Brahmins and +Shudras were not really created by the gods from different +body parts of a primeval being. Instead, the distinction +between the two castes was created by laws and norms +invented by humans in northern India about 3,000 years +ago. Contrary to Aristotle, there is no known biological di +erence between slaves and free people. Human laws and +norms have turned + +some people into slaves and others into masters. Between +blacks and whites there are some objective biological di +erences, such as skin colour and hair type, but there is no +evidence that the differences extend to intelligence or +morality. + +Most people claim that their social hierarchy is natural and +just, while those of other societies are based on false and +ridiculous criteria. Modern Westerners are taught to sco at +the idea of racial hierarchy. They are shocked by laws +prohibiting blacks to live in white neighbourhoods, or to +study in white schools, or to be treated in white hospitals. + + +But the hierarchy of rich and poor - which mandates that +rich people live in separate and more luxurious +neighbourhoods, study in separate and more prestigious +schools, and receive medical treatment in separate and +better-equipped facilities - seems perfectly sensible to many +Americans and Europeans. Yet it's a proven fact that most +rich people are rich for the simple reason that they were +born into a rich family, while most poor people will remain +poor throughout their lives simply because they were born +into a poor family. + +Unfortunately, complex human societies seem to require +imagined hierarchies and unjust discrimination. Of course +not all hierarchies are morally identical, and some societies +su ered from more extreme types of discrimination than +others, yet scholars know of no large society that has been +able to dispense with + +discrimination altogether. Time and again people have +created order in their societies by classifying the population +into imagined categories, such as superiors, commoners and +slaves; whites and blacks; patricians and plebeians; +Brahmins and Shudras; or rich and poor. These categories +have regulated relations between millions of humans by +making some people legally, politically or socially superior +to others. + +Hierarchies serve an important function. They enable +complete strangers to know how to treat one another +without wasting the time and energy needed to become +personally acquainted. In George Bernard Shaw's Pygmalion, +Henry Higgins doesn't need to establish an intimate +acquaintance with Eliza Doolittle in order to understand how +he should relate to her. Just hearing her talk tells him that +she is a member of the underclass with whom he can do as +he wishes - for example, using her as a pawn in his bet to + + + +pass o a ower girl as a duchess. A modern Eliza working at a +orist's needs to know how much e ort to put into selling +roses and gladioli to the dozens of people who enter the +shop each day. She can't make a detailed enquiry into the +tastes and wallets of each individual. + +Instead, she uses social cues - the way the person is +dressed, his or her age, and if she's not politically correct his +skin colour. That is how she immediately distinguishes +between the accounting- rm partner who's likely to place a +large order for expensive roses, and a messenger boy who +can only a ord a bunch of daisies. + +Of course, di erences in natural abilities also play a role in +the formation of social distinctions. But such diversities of +aptitudes and character are usually mediated through +imagined hierarchies. This happens in two important ways. +First and foremost, most abilities have to be nurtured and +developed. Even if somebody is born with a particular talent, +that talent will usually remain latent if it is not fostered, +honed and exercised. Not all people get the same chance to +cultivate and re ne their abilities. Whether or not they have +such an opportunity will usually depend on their place +within their society's imagined hierarchy. Harry Potter is a +good example. Removed from his distinguished wizard +family and brought up by ignorant muggles, he arrives at +Hogwarts without any experience in magic. It takes him +seven books to gain a rm command of his powers and +knowledge of + +his unique abilities. + +Second, even if people belonging to di erent classes develop +exactly the same abilities, they are unlikely to enjoy equal +success because they will have to play the game by di erent +rules. If, in British-ruled India, an Untouchable, a Brahmin, a + + + +Catholic Irishman and a Protestant Englishman had +somehow developed exactly the same business acumen, +they still would not have had the same chance of becoming +rich. The economic game was rigged by legal restrictions +and uno cial glass ceilings. + +The Vicious Circle + +All societies are based on imagined hierarchies, but not +necessarily on the same hierarchies. What accounts for the +di erences? Why did traditional Indian society classify +people according to caste, Ottoman society according to +religion, and American society according to race? In most +cases the hierarchy originated as the result of a set of +accidental historical circumstances and was then +perpetuated and refined over many generations as different +groups developed vested interests in it. + +For instance, many scholars surmise that the Hindu caste +system took shape when Indo-Aryan people invaded the +Indian subcontinent about 3,000 years ago, subjugating the +local population. The invaders established a strati ed +society, in which they - of course - occupied the leading +positions (priests and warriors), leaving the natives to live as +servants and slaves. The invaders, who were few in number, +feared losing their privileged status and unique identity. To +forestall this danger, they divided the population into +castes, each of which was required to pursue a speci c +occupation or perform a speci c role in society. Each had di +erent legal status, privileges and duties. Mixing of castes - +social interaction, marriage, even the sharing of meals - was +prohibited. And the distinctions were not just legal - they +became an inherent part of religious mythology and +practice. + + + +The rulers argued that the caste system re ected an eternal +cosmic reality rather than a chance historical development. +Concepts of purity and impurity were essential elements in +Hindu religion, and they were harnessed to buttress the +social pyramid. Pious Hindus were taught that contact with +members of a di erent caste could pollute not only them +personally, but society as a whole, and should therefore be +abhorred. Such ideas are hardly unique to Hindus. +Throughout history, and in almost all societies, concepts of +pollution and purity have played a leading role in enforcing +social and political divisions and have been exploited by +numerous ruling classes to maintain their privileges. The +fear of pollution is not a complete fabrication of priests and +princes, however. It probably has its roots in biological +survival mechanisms that make humans feel an instinctive +revulsion towards potential disease carriers, such as sick +persons and dead bodies. If you want to keep any human +group isolated - women, Jews, Roma, gays, blacks - the best +way to do it is convince everyone that these people are a +source of pollution. + +The Hindu caste system and its attendant laws of purity +became deeply embedded in Indian culture. Long after the +Indo-Aryan invasion was forgotten, Indians continued to +believe in the caste system and to abhor the pollution +caused by caste mixing. Castes were not immune to change. +In fact, as time went by, large castes were divided into sub¬ +castes. Eventually the original four castes turned into 3,000 +di erent groupings called jati {literally 'birth')- But this +proliferation of castes did not change the basic principle of +the system, according + +to which every person is born into a particular rank, and any +infringement of its rules pollutes the person and society as a +whole. A persons jati determines her profession, the food she +can eat, her place of residence and her eligible marriage + + + +partners. Usually a person can marry only within his or her +caste, and the resulting children inherit that status. + +Whenever a new profession developed or a new group of +people appeared on + +the scene, they had to be recognised as a caste in order to +receive a legitimate place within Hindu society. Groups that +failed to win recognition as a caste were, literally, outcasts - +in this strati ed society, they did not even occupy the lowest +rung. They became known as Untouchables. They had to live +apart from all other people and scrape together a living in +humiliating and disgusting ways, such as sifting through +garbage dumps for scrap material. Even members of the +lowest caste avoided mingling with them, eating with them, +touching them and certainly marrying them. In modern +India, matters of marriage and work are still heavily in +uenced by the caste system, despite all attempts by the +democratic government of India to break down such +distinctions and convince Hindus that there is nothing +polluting in caste mixing.3 + +Purity in America + +A similar vicious circle perpetuated the racial hierarchy in +modern America. From the sixteenth to the eighteenth +century, the European conquerors imported millions of +African slaves to work the mines and plantations of America. +They chose to import slaves from Africa rather than from +Europe or East Asia due to three circumstantial factors. +Firstly, Africa was closer, so it was cheaper to import slaves +from Senegal than from Vietnam. + +Secondly, in Africa there already existed a well-developed +slave trade (exporting slaves mainly to the Middle East), +whereas in Europe slavery was very rare. It was obviously far + + +easier to buy slaves in an existing market than to create a +new one from scratch. + +Thirdly, and most importantly, American plantations in +places such as Virginia, Haiti and Brazil were plagued by +malaria and yellow fever, which had originated in Africa. +Africans had acquired over the generations a partial genetic +immunity to these diseases, whereas Europeans were totally +defenceless and died in droves. + +It was consequently wiser for a plantation owner to invest +his money in an African slave than in a European slave or +indentured labourer. Paradoxically, genetic superiority (in +terms of immunity) translated into social inferiority: +precisely because Africans were tter in tropical climates than +Europeans, they + +ended up as the slaves of European masters! Due to these +circumstantial factors, the burgeoning new societies of +America were to be divided into a ruling caste of white +Europeans and a subjugated caste of black Africans. + +But people don't like to say that they keep slaves of a +certain race or origin simply because it's economically +expedient. Like the Aryan conquerors of India, white +Europeans in the Americas wanted to be seen not only as +economically successful but also as pious, just and +objective. Religious and scienti c myths were pressed into +service to justify this division. Theologians argued that +Africans descend from Ham, son of Noah, saddled by his +father with a curse that his o spring would be slaves. +Biologists argued that blacks are less intelligent than whites +and their moral sense less developed. Doctors alleged that +blacks live in filth and spread diseases - in other words, they +are a source of pollution. + + + +These myths struck a chord in American culture, and in +Western culture generally. They continued to exert their in +uence long after the conditions that created slavery had +disappeared. In the early nineteenth century imperial Britain +outlawed slavery and stopped the Atlantic slave trade, and +in the decades that followed slavery was gradually outlawed +throughout the American continent. + +Notably, this was the rst and only time in history that +slaveholding societies voluntarily abolished slavery. But, +even though the slaves were freed, the racist myths that +justi ed slavery persisted. Separation of the races was +maintained by racist legislation and social custom. + +The result was a self-reinforcing cycle of cause and e ect, a +vicious circle. + +Consider, for example, the southern United States +immediately after the Civil War. + +In 1865 the Thirteenth Amendment to the US Constitution +outlawed slavery and the Fourteenth Amendment mandated +that citizenship and the equal protection of the law could +not be denied on the basis of race. However, two centuries +of slavery meant that most black families were far poorer +and far less educated than most white families. A black +person born in Alabama in 1865 thus had much less chance +of getting a good education and a well-paid job than did his +white neighbours. His children, born in the 1880S and +1890s, started life with the same disadvantage - they, too, +were born to an uneducated, poor family. + +But economic disadvantage was not the whole story. +Alabama was also home to many poor whites who lacked the +opportunities available to their better-o racial brothers and +sisters. In addition, the Industrial Revolution and the waves + + + +of immigration made the United States an extremely uid +society, where rags could quickly turn into riches. If money +was all that mattered, the sharp divide between the races +should soon have blurred, not least through intermarriage. + +But that did not happen. By 1865 whites, as well as many +blacks, took it to be a simple matter of fact that blacks were +less intelligent, more violent and sexually dissolute, lazier +and less concerned about personal cleanliness than whites. +They + +were thus the agents of violence, theft, rape and disease - in +other words, pollution. If a black Alabaman in 1895 +miraculously managed to get a good education and then +applied for a respectable job such as a bank teller, his odds +of being accepted were far worse than those of an equally +quali ed white candidate. + +The stigma that labelled blacks as, by nature, unreliable, +lazy and less intelligent conspired against him. + +You might think that people would gradually understand +that these stigmas were myth rather than fact and that +blacks would be able, over time, to prove themselves just as +competent, law-abiding and clean as whites. In fact, the +opposite happened - these prejudices became more and +more entrenched as time went by. Since all the best jobs +were held by whites, it became easier to believe that blacks +really are inferior. 'Look,' said the average white citizen, +'blacks have been free for generations, yet there are almost +no black professors, lawyers, doctors or even bank tellers. +Isn't that proof that blacks are simply less intelligent and +hard-working?' Trapped in this vicious circle, blacks were not +hired for white-collar jobs because they were deemed +unintelligent, and the proof of their inferiority was the +paucity of blacks in white-collar jobs. + + + +The vicious circle did not stop there. As anti-black stigmas +grew stronger, they were translated into a system of 'Jim +Crow' laws and norms that were meant to safeguard the +racial order. Blacks were forbidden to vote in elections, to +study in white schools, to buy in white stores, to eat in white +restaurants, to sleep in white hotels. The justi cation for all +of this was that blacks were foul, slothful and vicious, so +whites had to be protected from them. Whites did not want +to sleep in the same hotel as blacks or to eat in the same +restaurant, for fear of diseases. They did not want their +children learning in the same school as black children, for +fear of brutality and bad in uences. They did not want blacks +voting in elections, since blacks were ignorant and immoral. +These fears were substantiated by scienti c studies that +'proved' that blacks were indeed less educated, that various +diseases were more common among them, and that their +crime rate was far higher (the studies ignored the fact that +these 'facts' resulted from discrimination against blacks). + +By the mid-twentieth century, segregation in the former +Confederate states was probably worse than in the late +nineteenth century. Clennon King, a black student who +applied to the University of Mississippi in 1958, was +forcefully committed to a mental asylum. The presiding +judge ruled that a black person must surely be insane to +think that he could be admitted to the University of +Mississippi. + + + +Chance historical event + + +White control of blacks + +Discriminatory laws + +Poverty and lack of +education among blacks + +Cultural prejudices + +The vicious circle: a chance histotical situation is translated +into a rigid social system. + +Nothing was as revolting to American southerners (and +many northerners) as sexual relations and marriage between +black men and white women. Sex between the races became +the greatest taboo and any violation, or suspected violation, +was viewed as deserving immediate and summary +punishment in the form of lynching. + +The Ku Klux Klan, a white supremacist secret society, +perpetrated many such killings. They could have taught the +Hindu Brahmins a thing or two about purity laws. + +With time, the racism spread to more and more cultural +arenas. American aesthetic culture was built around white +standards of beauty. The physical attributes of the white +race - for example light skin, fair and straight hair, a small +upturned nose - came to be identi ed as beautiful. Typical +black features - dark skin, dark and bushy hair, a attened +nose - were deemed ugly. These preconceptions ingrained +the imagined hierarchy at an even deeper level of human +consciousness. + + +Such vicious circles can go on for centuries and even +millennia, perpetuating an imagined hierarchy that sprang +from a chance historical occurrence. Unjust discrimination +often gets worse, not better, with time. Money comes to +money, and poverty to poverty. Education comes to +education, and ignorance to ignorance. Those once +victimised by history are likely to be victimised yet again. + +And those whom history has privileged are more likely to be +privileged again. + +Most sociopolitical hierarchies lack a logical or biological +basis - they are nothing but the perpetuation of chance +events supported by myths. That is one good reason to +study history. If the division into blacks and whites or +Brahmins and Shudras was grounded in biological realities - +that is, if Brahmins really had better brains than Shudras - +biology would be su dent for understanding human society. +Since the biological distinctions between di erent groups of +Homo sapiens are, in fact, negligible, biology can't explain +the intricacies of Indian society or + +American racial dynamics. We can only understand those +phenomena by studying the events, circumstances, and +power relations that transformed gments of imagination into +cruel - and very real - social structures. + +He and She + +Di erent societies adopt di erent kinds of imagined +hierarchies. Race is very important to modern Americans but +was relatively insigni cant to medieval Muslims. Caste was a +matter of life and death in medieval India, whereas in +modern Europe it is practically non-existent. One hierarchy, +however, has been of supreme importance in all known +human societies: the hierarchy of gender. + + + +People everywhere have divided themselves into men and +women. And almost everywhere men have got the better +deal, at least since the Agricultural Revolution. + +Some of the earliest Chinese texts are oracle bones, dating +to 1200 BC, used to divine the future. On one was engraved +the question: 'Will Lady Hao's childbearing be lucky?' To +which was written the reply: 'If the child is born on a ding +day, lucky; if on a geng day, vastly auspicious.' However, +Lady Hao was to give birth on a jiayin day. The text ends +with the morose observation: 'Three weeks and one day +later, on jiayin day, the child was born. Not lucky. It was a +girl. '4 + +More than 3,000 years later, when Communist China +enacted the 'one child' + +policy, many Chinese families continued to regard the birth +of a girl as a misfortune. Parents would occasionally abandon +or murder newborn baby girls in order to have another shot +at getting a boy. + +In many societies women were simply the property of men, +most often their fathers, husbands or brothers. Rape, in +many legal systems, falls under property violation - in other +words, the victim is not the woman who was raped but the +male who owns her. This being the case, the legal remedy +was the transfer of ownership - the rapist was required to +pay a bride price to the woman's father or brother, upon +which she became the rapist's property. The Bible decrees +that 'If a man meets a virgin who is not betrothed, and +seizes her and lies with her, and they are found, then the +man who lay with her shall give to the father of the young +woman fty shekels of silver, and she shall be his wife' +(Deuteronomy 22:28-9). The ancient Hebrews considered +this a reasonable arrangement. + + +Raping a woman who did not belong to any man was not +considered a crime at + +all, just as picking up a lost coin on a busy street is not +considered theft. And if a husband raped his own wife, he +had committed no crime. In fact, the idea that a husband +could rape his wife was an oxymoron. To be a husband was +to have full + +control of your wife's sexuality. To say that a husband 'raped' +his wife was as illogical as saying that a man stole his own +wallet. Such thinking was not confined to the ancient Middle +East. As of 2006, there were still fty-three countries where a +husband could not be prosecuted for the rape of his wife. +Even in Germany, rape laws were amended only in 1997 to +create a legal category of marital rape. 5 + +Is the division into men and women a product of the +imagination, like the caste system in India and the racial +system in America, or is it a natural division with deep +biological roots? And if it is indeed a natural division, are +there also biological explanations for the preference given to +men over women? + +Some of the cultural, legal and political disparities between +men and women re ect the obvious biological di erences +between the sexes. Childbearing has always been women's +job, because men don't have wombs. Yet around this hard +universal kernel, every society accumulated layer upon layer +of cultural ideas and norms that have little to do with +biology. Societies associate a host of attributes with +masculinity and femininity that, for the most part, lack a rm +biological basis. + +For instance, in democratic Athens of the fth century BC, an +individual possessing a womb had no independent legal + + +status and was forbidden to participate in popular +assemblies or to be a judge. With few exceptions, such an +individual could not bene t from a good education, nor +engage in business or in philosophical discourse. None of +Athens' political leaders, none of its great philosophers, +orators, artists or merchants had a womb. Does having a +womb make a person un t, biologically, for these +professions? The ancient Athenians thought so. Modern +Athenians disagree. In present-day Athens, women vote, are +elected to public o ce, make speeches, design everything +from jewellery to buildings to software, and go to university. +Their wombs do not keep them from doing any of these +things as successfully as men do. True, they are still under¬ +represented in politics and business - only about 12 per cent +of the members of Greece's parliament are women. But there +is no legal barrier to their participation in politics, and most +modern Greeks think it is quite normal for a woman to serve +in public office. + +Many modern Greeks also think that an integral part of +being a man is being sexually attracted to women only, and +having sexual relations exclusively with the opposite sex. +They don't see this as a cultural bias, but rather as a +biological reality - relations between two people of the +opposite sex are natural, and between two people of the +same sex unnatural. In fact, though, Mother Nature does not +mind if men are sexually attracted to one another. It's only +human mothers steeped in particular cultures who make a +scene if their son has a ing with the boy next door. The +mother's tantrums are not a biological imperative. A signi +cant number of human cultures have viewed homosexual +relations as not + +only legitimate but even socially constructive, ancient +Greece being the most notable example. The Iliad does not +mention that Thetis had any objection to her son Achilles' + + + +relations with Patroclus. Queen Olympias of Macedon was +one of the most temperamental and forceful women of the +ancient world, and even had her own husband, King Philip, +assassinated. Yet she didn't have a t when her son, + +Alexander the Great, brought his lover Hephaestion home +for dinner. + +How can we distinguish what is biologically determined from +what people merely try to justify through biological myths? + +A good rule of thumb is 'Biology enables, Culture forbids.' +Biology is willing to tolerate a very wide spectrum of +possibilities. It's culture that obliges people to realise some +possibilities while forbidding others. Biology enables women +to have children - some cultures oblige women to realise this +possibility. Biology enables men to enjoy sex with one +another - some cultures forbid them to realise this +possibility. + +Culture tends to argue that it forbids only that which is +unnatural. But from a biological perspective, nothing is +unnatural. Whatever is possible is by de nition also natural. + +A truly unnatural behaviour, one that goes against the laws +of nature, simply cannot exist, so it would need no +prohibition. No culture has ever bothered to forbid men to +photosynthesise, women to run faster than the speed of +light, or negatively charged electrons to be attracted to each +other. + +In truth, our concepts 'natural' and unnatural' are taken not +from biology, but from Christian theology. The theological +meaning of 'natural' is 'in accordance with the intentions of +the God who created nature'. Christian theologians argued +that God created the human body, intending each limb and +organ to serve a particular purpose. If we use our limbs and +organs for the purpose envisioned by God, then it is a +natural activity. To use them di erently than God intends is + + + +unnatural. But evolution has no purpose. Organs have not +evolved with a purpose, and the way they are used is in +constant ux. There is not a single organ in the human body +that only does the job its prototype did when it rst appeared +hundreds of millions of years ago. Organs evolve to perform +a particular function, but once they exist, they can be +adapted for other usages as well. Mouths, for example, +appeared because the earliest multicellular organisms +needed a way to take nutrients into their bodies. We still use +our mouths for that purpose, but we also use them to kiss, +speak and, if we are Rambo, to pull the pins out of hand +grenades. Are any of these uses unnatural simply because +our worm-like ancestors 600 million years ago didn't do +those things with their mouths? + +Similarly, wings didn't suddenly appear in all their +aerodynamic glory. They developed from organs that served +another purpose. According to one theory, insect wings +evolved millions of years ago from body protrusions on +ightless bugs. Bugs with bumps had a larger surface area +than those without bumps, and this enabled them to absorb +more sunlight and thus stay warmer. In a slow + +evolutionary process, these solar heaters grew larger. The +same structure that was good for maximum sunlight +absorption - lots of surface area, little weight - also, by +coincidence, gave the insects a bit of a lift when they +skipped and jumped. + +Those with bigger protrusions could skip and jump farther. +Some insects started using the things to glide, and from +there it was a small step to wings that could actually propel +the bug through the air. Next time a mosquito buzzes in +your ear, accuse her of unnatural behaviour. If she were well +behaved and content with what God gave her, she'd use her +wings only as solar panels. + + + +The same sort of multitasking applies to our sexual organs +and behaviour. Sex rst evolved for procreation and courtship +rituals as a way of sizing up the tness of a potential mate. +But many animals now put both to use for a multitude of +social purposes that have little to do with creating little +copies of themselves. + +Chimpanzees, for example, use sex to cement political +alliances, establish intimacy and defuse tensions. Is that +unnatural? + +Sex and Gender + +There is little sense, then, in arguing that the natural +function of women is to give birth, or that homosexuality is +unnatural. Most of the laws, norms, rights and obligations +that de ne manhood and womanhood re ect human +imagination more than biological reality. + +Biologically, humans are divided into males and females. A +male Homo sapiens is one who has one X chromosome and +one Y chromosome; a female is one with + +two Xs. But 'man' and woman' name social, not biological, +categories. While in the great majority of cases in most +human societies men are males and women are females, the +social terms carry a lot of baggage that has only a tenuous, +if any, relationship to the biological terms. A man is not a +Sapiens with particular biological qualities such as XY +chromosomes, testicles and lots of testosterone. + +Rather, he ts into a particular slot in his society's imagined +human order. His culture's myths assign him particular +masculine roles (like engaging in politics), rights (like +voting) and duties (like military service). Likewise, a woman +is not a Sapiens with two X chromosomes, a womb and +plenty of oestrogen. Rather, she is a female member of an + + + +imagined human order. The myths of her society assign her +unique feminine roles (raising children), rights (protection +against violence) and duties (obedience to her husband). +Since myths, rather than biology, de ne the roles, rights and +duties of men and women, the meaning of 'manhood' and + +'womanhood' have varied immensely from one society to +another. + + +A female + +■ a biological category + +9 A woman + +H =a cultural category + +Ancient + +Modern + +Ancient + +Modern + +Athens + +Athens + +Athens + +Athens + +XX + +XX + +Can’t vote + +Can vote + +chromosomes + +chromosomes + + + +Womb + +Womb + +Can’t be a + +Can be a judge + + + +judge + + +Ovaries + +Ovaries + +Can’t hold + +Can hold + + + +government + +government + + + +office + +office + +Little + +Little + +Can’t decide + +Can decide for + +testosterone + +testosterone + +for herself who + +herself who to + + + +to marry + +marry + +Much + +Much + +Typically + +Typically + +oestrogen + +oestrogen + +illiterate + +literate + +Can produce + +Can produce + +Legally owned + +Legally + +milk + +milk + +by father or + +independent + + + +husband + + +Exactly the same thing + +Very different things + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + +22. Eiahteenth-centurv masculinity: an official +portrait of King Louis XIV of France. Note the long +wig, stockings, high-heeled shoes, dancers posture - +and huge sword. In contemporary Europe, all these +(except for the sword) would be considered marks of +effeminacy. But in his time Louis was a European +paragon of manhood and virility. + + + + +23. Twentv-first-centurv masculinity: an official +portrait of Barack Obama. What happened to the +wig, stockings, high heels - and sword? Dominant +men have never looked so dull and dreary as they do +today. + +During most of history, dominant men have been +colourful and flamboyant, such as American Indian + + + + + + +chiefs with their feathered headdresses and Hindu +maharajas decked out in silks and diamonds. + +Throughout the animal kingdom males tend to be +more colourful and accessorised than females - think +of peacocks' tails and lions' manes. + +To make things less confusing, scholars usually distinguish +between 'sex', which is a biological category, and 'gender', a +cultural category. Sex is divided between males and +females, and the qualities of this division are objective and +have remained constant throughout history. Gender is +divided between men and women (and some cultures +recognise other categories). So-called 'masculine' and + +'feminine' qualities are inter-subjective and undergo +constant changes. For + +example, there are far-reaching di erences in the behaviour, +desires, dress and even body posture expected from women +in classical Athens and women in modern Athens. 6 + +Sex is child's play; but gender is serious business. To get to +be a member of the male sex is the simplest thing in the +world. You just need to be born with an X and a Y +chromosome. To get to be a female is equally simple. A pair +of X chromosomes will do it. In contrast, becoming a man or +a woman is a very complicated and demanding undertaking. +Since most masculine and feminine qualities are cultural +rather than biological, no society automatically crowns each +male a man, or every female a woman. Nor are these titles +laurels that can be rested on once they are acquired. Males +must prove their masculinity constantly, throughout their +lives, from cradle to grave, in an endless series of rites and +performances. And a woman's work is never done - she must + + +continually convince herself and others that she is feminine +enough. + +Success is not guaranteed. Males in particular live in +constant dread of losing their claim to manhood. Throughout +history, males have been willing to risk and even sacrifice +their lives, just so that people will say 'He's a real man!' + +What's So Good About Men? + +At least since the Agricultural Revolution, most human +societies have been patriarchal societies that valued men +more highly than women. No matter how a society de ned +'man' and 'woman', to be a man was always better. +Patriarchal societies educate men to think and act in a +masculine way and women to think and act in a feminine +way, punishing anyone who dares cross those boundaries. + +Yet they do not equally reward those who conform. Qualities +considered masculine are more valued than those +considered feminine, and members of a society who +personify the feminine ideal get less than those who +exemplify the masculine ideal. Fewer resources are invested +in the health and education of women; they have fewer +economic opportunities, less political power, and less +freedom of movement. Gender is a race in which some of the +runners compete only for the bronze medal. + +True, a handful of women have made it to the alpha position, +such as Cleopatra of Egypt, Empress Wu Zetian of China ( c. +AD 700) and Elizabeth I of England. Yet they are the +exceptions that prove the rule. Throughout Elizabeth's forty- +ve-year reign, all Members of Parliament were men, all o cers +in the Royal Navy and army were men, all judges and +lawyers were men, all bishops and archbishops were men, all + + + +theologians and priests were men, all doctors and surgeons +were + +men, all students and professors in all universities and +colleges were men, all mayors and sheri s were men, and +almost all the writers, architects, poets, philosophers, +painters, musicians and scientists were men. + +Patriarchy has been the norm in almost all agricultural and +industrial societies. + +It has tenaciously weathered political upheavals, social +revolutions and economic transformations. Egypt, for +example, was conquered numerous times over the centuries. +Assyrians, Persians, Macedonians, Romans, Arabs, + +Mameluks, Turks and British occupied it - and its society +always remained patriarchal. Egypt was governed by +pharaonic law, Greek law, Roman law, Muslim law, Ottoman +law and British law - and they all discriminated against +people who were not 'real men'. + +Since patriarchy is so universal, it cannot be the product of +some vicious circle that was kick-started by a chance +occurrence. It is particularly noteworthy that even before +1492, most societies in both America and Afro-Asia were +patriarchal, even though they had been out of contact for +thousands of years. If patriarchy in Afro-Asia resulted from +some chance occurrence, why were the Aztecs and Incas +patriarchal? It is far more likely that even though the precise +de nition of 'man' + +and 'woman' varies between cultures, there is some +universal biological reason why almost all cultures valued +manhood over womanhood. We do not know what + +this reason is. There are plenty of theories, none of them +convincing. + + + +Muscle Power + + +The most common theory points to the fact that men are +stronger than women, and that they have used their greater +physical power to force women into submission. A more +subtle version of this claim argues that their strength allows +men to monopolise tasks that demand hard manual labour, +such as ploughing and harvesting. This gives them control of +food production, which in turn translates into political clout. + +There are two problems with this emphasis on muscle power. +First, the statement that men are stronger than women' is +true only on average, and only with regard to certain types +of strength. Women are generally more resistant to hunger, +disease and fatigue than men. There are also many women +who can run faster and lift heavier weights than many men. +Furthermore, and most problematically for this theory, +women have, throughout history, been excluded mainly +from jobs that require little physical e ort (such as the +priesthood, law and politics), while engaging in hard manual +labour in the elds, in crafts and in the household. If social +power were divided in direct relation to physical strength or + +stamina, women should have got far more of it. + +Even more importantly, there simply is no direct relation +between physical strength and social power among humans. +People in their sixties usually exercise power over people in +their twenties, even though twentysomethings are much +stronger than their elders. The typical plantation owner in +Alabama in the mid-nineteenth century could have been +wrestled to the ground in seconds by any of the slaves +cultivating his cotton elds. Boxing matches were not used to +select Egyptian pharaohs or Catholic popes. In forager +societies, political dominance generally resides with the +person possessing the best social skills rather than the most + + + +developed musculature. In organised crime, the big boss is +not necessarily the strongest man. He is often an older man +who very rarely uses his own sts; he gets younger and tter +men to do the dirty jobs for him. A guy who thinks that the +way to take over the syndicate is to beat up the don is +unlikely to live long enough to learn from his mistake. Even +among chimpanzees, the alpha male wins his position by +building a stable coalition with other males and females, not +through mindless violence. + +In fact, human history shows that there is often an inverse +relation between physical prowess and social power. In most +societies, it's the lower classes who do the manual labour. +This may re ect Homo sapiens position in the food chain. If +all that counted were raw physical abilities, Sapiens would +have found themselves on a middle rung of the ladder. But +their mental and social skills placed them at the top. It is +therefore only natural that the chain of power within the +species will also be determined by mental and social +abilities more than by brute force. It is therefore hard to +believe that the most in uential and most stable social +hierarchy in history is founded on men's ability physically to +coerce women. + +The Scum of Society + +Another theory explains that masculine dominance results +not from strength but from aggression. Millions of years of +evolution have made men far more violent than women. +Women can match men as far as hatred, greed and abuse +are concerned, but when push comes to shove, the theory +goes, men are more willing to engage in raw physical +violence. This is why throughout history warfare has been a +masculine prerogative. + + + +In times of war, men's control of the armed forces has made +them the masters of civilian society, too. They then used +their control of civilian society to ght more and more wars, +and the greater the number of wars, the greater men's +control of society. This feedback loop explains both the +ubiquity of war and the ubiquity of + +patriarchy. + +Recent studies of the hormonal and cognitive systems of +men and women strengthen the assumption that men +indeed have more aggressive and violent tendencies, and +are therefore, on average, better suited to serve as common +soldiers. Yet granted that the common soldiers are all men, +does it follow that the ones managing the war and enjoying +its fruits must also be men? That makes no sense. It's like +assuming that because all the slaves cultivating cotton elds +are black, plantation owners will be black as well. Just as an +all-black workforce might be controlled by an all-white +management, why couldn't an all-male soldiery be +controlled by an all-female or at least partly female +government? In fact, in numerous societies throughout +history, the top o cers did not work their way up from the +rank of private. Aristocrats, the wealthy and the educated +were automatically assigned officer rank and never served a +day in the ranks. + +When the Duke of Wellington, Napoleon's nemesis, enlisted +in the British army at the age of eighteen, he was +immediately commissioned as an o cer. He didn't think much +of the plebeians under his command. 'We have in the +service the scum of the earth as common soldiers,' he wrote +to a fellow aristocrat during the wars against France. These +common soldiers were usually recruited from among the +very poorest, or from ethnic minorities (such as the Irish +Catholics). Their chances of ascending the military ranks + + + +were negligible. The senior ranks were reserved for dukes, +princes and kings. But why only for dukes, and not for +duchesses? + +The French Empire in Africa was established and defended +by the sweat and blood of Senegalese, Algerians and +working-class Frenchmen. The percentage of well-born +Frenchmen within the ranks was negligible. Yet the +percentage of well-born Frenchmen within the small elite +that led the French army, ruled the empire and enjoyed its +fruits was very high. Why just Frenchmen, and not French +women? + +In China there was a long tradition of subjugating the army +to the civilian bureaucracy, so mandarins who had never +held a sword often ran the wars. 'You do not waste good iron +to make nails,' went a common Chinese saying, meaning +that really talented people join the civil bureaucracy, not the +army. Why, then, were all of these mandarins men? + +One can't reasonably argue that their physical weakness or +low testosterone levels prevented women from being +successful mandarins, generals and politicians. In order to +manage a war, you surely need stamina, but not much +physical strength or aggressiveness. Wars are not a pub +brawl. They are very complex projects that require an +extraordinary degree of organisation, cooperation and +appeasement. The ability to maintain peace at home, +acquire allies abroad, and understand what goes through +the minds of other people (particularly your enemies) is +usually the key to victory. Hence an aggressive + +brute is often the worst choice to run a war. Much better is a +cooperative person who knows how to appease, how to +manipulate and how to see things from di erent +perspectives. This is the stu empire-builders are made of. + + + +The militarily incompetent Augustus succeeded in +establishing a stable imperial regime, achieving something +that eluded both Julius Caesar and Alexander the Great, who +were much better generals. Both his admiring +contemporaries and modern historians often attribute this +feat to his virtue of dementia - mildness and clemency. + +Women are often stereotyped as better manipulators and +appeasers than men, + +and are famed for their superior ability to see things from +the perspective of others. If there's any truth in these +stereotypes, then women should have made excellent +politicians and empire-builders, leaving the dirty work on +the battlefields to testosterone-charged but simple-minded +machos. Popular myths + +notwithstanding, this rarely happened in the real world. It is +not at all clear why not. + +Patriarchal Genes + +A third type of biological explanation gives less importance +to brute force and violence, and suggests that through +millions of years of evolution, men and women evolved di +erent survival and reproduction strategies. As men +competed against each other for the opportunity to +impregnate fertile women, an individual's chances of +reproduction depended above all on his ability to +outperform and defeat other men. As time went by, the +masculine genes that made it to the next generation were +those belonging to the most ambitious, aggressive and +competitive men. + +A woman, on the other hand, had no problem nding a man +willing to impregnate her. However, if she wanted her +children to provide her with grandchildren, she needed to + + + +carry them in her womb for nine arduous months, and then +nurture them for years. During that time she had fewer +opportunities to obtain food, and required a lot of help. She +needed a man. In order to ensure her own survival and the +survival of her children, the woman had little choice but to +agree to whatever conditions the man stipulated so that he +would stick around and share some of the burden. As time +went by, the feminine genes that made it to the next +generation belonged to women who were submissive +caretakers. Women who spent too much time ghting for +power did not leave any of those powerful genes for future +generations. + +The result of these di erent survival strategies - so the +theory goes - is that men + +have been programmed to be ambitious and competitive, +and to excel in politics and business, whereas women have +tended to move out of the way and dedicate their lives to +raising children. + +But this approach also seems to be belied by the empirical +evidence. Particularly problematic is the assumption that +women's dependence on external help made them +dependent on men, rather than on other women, and that +male competitiveness made men socially dominant. There +are many species of animals, such as elephants and bonobo +chimpanzees, in which the dynamics between dependent +females and competitive males results in a matriarchal +society. Since females need external help, they are obliged +to develop their social skills and learn how to cooperate and +appease. They construct all-female social networks that help +each member raise her children. Males, meanwhile, spend +their time ghting and competing. Their social skills and +social bonds remain + + + +underdeveloped. Bonobo and elephant societies are +controlled by strong networks of cooperative females, while +the self-centred and uncooperative males are pushed to the +sidelines. Though bonobo females are weaker on average +than the males, the females often gang up to beat males +who overstep their limits. + +If this is possible among bonobos and elephants, why not +among Homo sapiens ? + +Sapiens are relatively weak animals, whose advantage rests +in their ability to cooperate in large numbers. If so, we +should expect that dependent women, even if they are +dependent on men, would use their superior social skills to +cooperate to outmanoeuvre and manipulate aggressive, +autonomous and self-centred men. + +How did it happen that in the one species whose success +depends above all on cooperation, individuals who are +supposedly less cooperative (men) control individuals who +are supposedly more cooperative (women)? At present, we +have no good answer. Maybe the common assumptions are +just wrong. Maybe males of the + +species Homo sapiens are characterised not by physical +strength, aggressiveness and competitiveness, but rather by +superior social skills and a greater tendency to cooperate. +We just don't know. + +What we do know, however, is that during the last century +gender roles have undergone a tremendous revolution. More +and more societies today not only give men and women +equal legal status, political rights and economic +opportunities, but also completely rethink their most basic +conceptions of gender and sexuality. + + + +Though the gender gap is still signi cant, events have been +moving at a breathtaking speed. At the beginning of the +twentieth century the idea of giving voting rights to women +was generally seen in the USA as outrageous; the prospect +of a female cabinet secretary or Supreme Court justice was +simply ridiculous; whereas homosexuality was such a taboo +subject that it could not even be openly discussed. At the +beginning of the twenty- rst century women's voting rights +are taken for granted; female cabinet secretaries are hardly +a cause for comment; and + +in 2013 ve US Supreme Court justices, three of them +women, decided in favour of legalising same-sex marriages +(overruling the objections of four male justices). + +These dramatic changes are precisely what makes the +history of gender so bewildering. If, as is being +demonstrated today so clearly, the patriarchal system has +been based on unfounded myths rather than on biological +facts, what accounts for the universality and stability of this +system? + + + +Part Three + + +The Unification of Humankind + + +24. Pilgrims circling the Ka'aba in Mecca. + +9 + +The Arrow of History + +AFTER THE AGRICULTURAL REVOLUTION, human societies +grew ever larger and + +more complex, while the imagined constructs sustaining the +social order also became more elaborate. Myths and ctions +accustomed people, nearly from the moment of birth, to +think in certain ways, to behave in accordance with certain +standards, to want certain things, and to observe certain +rules. They thereby created arti cial instincts that enabled +millions of strangers to cooperate effectively. This network of +artificial instincts is called culture'. + +During the rst half of the twentieth century, scholars taught +that every culture was complete and harmonious, +possessing an unchanging essence that de ned it for all +time. Each human group had its own world view and system +of social, legal and political arrangements that ran as +smoothly as the planets going around the sun. In this view, +cultures left to their own devices did not change. They just +kept going at the same pace and in the same direction. Only +a force applied from outside could change them. +Anthropologists, historians and politicians thus referred to +'Samoan Culture' or Tasmanian Culture' as if the same +beliefs, norms and values had characterised Samoans and +Tasmanians from time immemorial. + +Today, most scholars of culture have concluded that the +opposite is true. Every culture has its typical beliefs, norms +and values, but these are in constant ux. The culture may + + + +transform itself in response to changes in its environment or +through interaction with neighbouring cultures. But cultures +also undergo transitions due to their own internal dynamics. +Even a completely isolated culture existing in an +ecologically stable environment cannot avoid change. + +Unlike the laws of physics, which are free of inconsistencies, +every man-made order is packed with internal +contradictions. Cultures are constantly trying to reconcile +these contradictions, and this process fuels change. + +For instance, in medieval Europe the nobility believed in +both Christianity and chivalry. A typical nobleman went to +church in the morning, and listened as the priest held forth +on the lives of the saints. 'Vanity of vanities,' said the priest, +'all is vanity. Riches, lust and honour are dangerous +temptations. You must rise above them, and follow in +Christ's footsteps. Be meek like Him, avoid violence and +extravagance, and if attacked - just turn the other cheek.' +Returning home in a + +meek and pensive mood, the nobleman would change into +his best silks and go to a banquet in his lord's castle. There +the wine owed like water, the minstrel sang of Lancelot and +Guinevere, and the guests exchanged dirty jokes and bloody +war tales. 'It is better to die,' declared the barons, 'than to +live with shame. If someone questions your honour, only +blood can wipe out the insult. And what is better in life than +to see your enemies flee before you, and their pretty +daughters tremble at your feet?' + +The contradiction was never fully resolved. But as the +European nobility, clergy and commoners grappled with it, +their culture changed. One attempt to gure it out produced +the Crusades. On crusade, knights could demonstrate their +military prowess and their religious devotion at one stroke. +The same contradiction produced military orders such as the + + + +Templars and Hospitallers, who tried to mesh Christian and +chivalric ideals even more tightly. It was also responsible for +a large part of medieval art and literature, such as the tales +of King Arthur and the Holy Grail. What was Camelot but an +attempt to prove that a good knight can and should be a +good Christian, and that good Christians make the best +knights? + +Another example is the modern political order. Ever since +the French Revolution, people throughout the world have +gradually come to see both equality and individual freedom +as fundamental values. Yet the two values contradict each +other. Equality can be ensured only by curtailing the +freedoms of those who are better o . Guaranteeing that +every individual will be free to do as he wishes inevitably +short-changes equality. The entire political history of the +world since 1789 can be seen as a series of attempts to +reconcile this contradiction. + +Anyone who has read a novel by Charles Dickens knows that +the liberal regimes of nineteenth-century Europe gave +priority to individual freedom even if it meant throwing +insolvent poor families in prison and giving orphans little +choice but to join schools for pickpockets. Anyone who has +read a novel by Alexander Solzhenitsyn knows how +Communisms egalitarian ideal produced brutal tyrannies +that tried to control every aspect of daily life. + +Contemporary American politics also revolve around this +contradiction. + +Democrats want a more equitable society, even if it means +raising taxes to fund programmes to help the poor, elderly +and in rm. But that infringes on the freedom of individuals to +spend their money as they wish. Why should the +government force me to buy health insurance if I prefer + + + +using the money to put my kids through college? +Republicans, on the other hand, want to maximise individual +freedom, even if it means that the income gap between rich +and poor will grow wider and that many Americans will not +be able to afford health care. + +Just as medieval culture did not manage to square chivalry +with Christianity, so the modern world fails to square liberty +with equality. But this is no defect. Such contradictions are +an inseparable part of every human culture. In fact, they are + +culture's engines, responsible for the creativity and +dynamism of our species. Just as when two clashing musical +notes played together force a piece of music forward, so +discord in our thoughts, ideas and values compel us to think, +reevaluate and criticise. Consistency is the playground of +dull minds. + +If tensions, con icts and irresolvable dilemmas are the spice +of every culture, a human being who belongs to any +particular culture must hold contradictory beliefs and be +riven by incompatible values. It's such an essential feature +of any culture that it even has a name: cognitive +dissonance. Cognitive dissonance is often considered a +failure of the human psyche. In fact, it is a vital asset. Had +people been unable to hold contradictory beliefs and values, +it would probably have been impossible to establish and +maintain any human culture. + +If, say, a Christian really wants to understand the Muslims +who attend that mosque down the street, he shouldn't look +for a pristine set of values that every Muslim holds dear. +Rather, he should enquire into the catch-22s of Muslim +culture, those places where rules are at war and standards +scu e. It's at the very spot where the Muslims teeter between +two imperatives that you'll understand them best. + + + +The Spy Satel ite + + +Human cultures are in constant ux. Is this ux completely +random, or does it have some overall pattern? In other +words, does history have a direction? + +The answer is yes. Over the millennia, small, simple cultures +gradually coalesce into bigger and more complex +civilisations, so that the world contains fewer and fewer +mega-cultures, each of which is bigger and more complex. +This is of course a very crude generalisation, true only at the +macro level. At the micro level, it seems that for every group +of cultures that coalesces into a mega-culture, there's a +mega-culture that breaks up into pieces. The Mongol Empire +expanded to dominate a huge swathe of Asia and even parts +of Europe, only to shatter into fragments. + +Christianity converted hundreds of millions of people at the +same time that it splintered into innumerable sects. The +Latin language spread through western and central Europe, +then split into local dialects that themselves eventually +became national languages. But these break-ups are +temporary reversals in an inexorable trend towards unity. + +Perceiving the direction of history is really a question of +vantage point. When we adopt the proverbial bird's-eye +view of history, which examines developments in terms of +decades or centuries, it's hard to say whether history moves +in the direction of unity or of diversity. However, to +understand long-term processes the + +bird's-eye view is too myopic. We would do better to adopt +instead the viewpoint of a cosmic spy satellite, which scans +millennia rather than centuries. From such a vantage point it +becomes crystal clear that history is moving relentlessly +towards unity. The sectioning of Christianity and the + + + +collapse of the Mongol Empire are just speed bumps on +history's highway. + +* + + + +The best way to appreciate the general direction of history is +to count the number of separate human worlds that +coexisted at any given moment on planet Earth. + +Today, we are used to thinking about the whole planet as a +single unit, but for most of history, earth was in fact an +entire galaxy of isolated human worlds. + +Consider Tasmania, a medium-sized island south of +Australia. It was cut off from the Australian mainland in +about 10,000 BC as the end of the Ice Age caused the sea +level to rise. A few thousand hunter-gatherers were left on +the island, and had no contact with any other humans until +the arrival of the Europeans in the nineteenth century. For +12,000 years, nobody else knew the Tasmanians were there, +and they didn't know that there was anyone else in the +world. They had their wars, political struggles, social +oscillations and cultural developments. Yet as far as the +emperors of China or the rulers of Mesopotamia were +concerned, Tasmania could just as well have been located on +one of Jupiter's moons. The Tasmanians lived in a world of +their own. + +America and Europe, too, were separate worlds for most of +their histories. In AD + +378, the Roman emperor Valence was defeated and killed by +the Goths at the battle of Adrianople. In the same year, King +Chak Tok Ich'aak of Tikal was defeated and killed by the +army of Teotihuacan. (Tikal was an important Mayan city +state, while Teotihuacan was then the largest city in +America, with almost 250,000 inhabitants - of the same +order of magnitude as its contemporary, Rome.) There was +absolutely no connection between the defeat of Rome and + + + +the rise of Teotihuacan. Rome might just as well have been +located on Mars, and Teotihuacan on Venus. + +How many di erent human worlds coexisted on earth? + +Around 10.000 BC our planet contained many thousands of +them. By 2000 BC, their numbers had dwindled to the +hundreds, or at most a few thousand. By AD 1450, their +numbers had declined even more drastically. At that time, +just prior to the age of European exploration, earth still +contained a signi cant number of dwarf worlds such as +Tasmania. But close to 90 per cent of humans lived in a +single mega-world: the world of Afro-Asia. Most of Asia, most +of Europe, and most of Africa (including substantial chunks +of sub-Saharan Africa) were already connected by signi cant + +cultural, political and economic ties. + +Most of the remaining tenth of the world's human population +was divided between four worlds of considerable size and +complexity: + +1. The Mesoamerican World, which encompassed most of +Central America and parts of North America. + +2. The Andean World, which encompassed most of western +South America. + +3. The Australian World, which encompassed the continent +of Australia. + +4. The Oceanic World, which encompassed most of the +islands of the south-western Pacific Ocean, from Hawaii to +New Zealand. + +Over the next 300 years, the Afro-Asian giant swallowed up +all the other worlds. It consumed the Mesoamerican World in +1521, when the Spanish conquered the Aztec Empire. It took + + + +its rst bite out of the Oceanic World at the same time, during +Ferdinand Magellan's circumnavigation of the globe, and +soon after that completed its conquest. The Andean World +collapsed in 1532, when Spanish conquistadors crushed the +Inca Empire. The rst European landed on the Australian +continent in 1606, and that pristine world came to an end +when British colonisation began in earnest in 1788. Fifteen +years later the Britons established their rst settlement in +Tasmania, thus bringing the last autonomous human world +into the Afro-Asian sphere of influence. + +It took the Afro-Asian giant several centuries to digest all +that it had swallowed, but the process was irreversible. + +Today almost all humans share the same geopolitical system +(the entire planet is divided into internationally recognised +states); the same economic system (capitalist market forces +shape even the remotest corners of the globe); the same +legal system (human rights and international law are valid +everywhere, at least theoretically); and the same scienti c +system (experts in Iran, Israel, Australia and Argentina have +exactly the same views about the structure of atoms or the +treatment of tuberculosis). + +The single global culture is not homogeneous. Just as a +single organic body contains many di erent kinds of organs +and cells, so our single global culture contains many di erent +types of lifestyles and people, from New York stockbrokers to +Afghan shepherds. Yet they are all closely connected and +they in uence one another in myriad ways. They still argue +and ght, but they argue using the same concepts and ght +using the same weapons. A real 'clash of civilisations' is like +the proverbial dialogue of the deaf. Nobody can grasp what +the other is saying. Today when Iran and the United States +rattle swords at one another, they both speak the language +of nation states, capitalist economies, international rights +and nuclear physics. + + + +THt + +AFRO-ASIAN +WORL O + + +T Ml + +MISOAMf RICAN +NORl 0 + + +9 + ++*yU**^ pt , hi + + +tors + + + +♦ + + +rm + +ociAmc + +NOR ID + + +THt + +OCSANjC +WORL D + + +'''•nuntn* * + + +v rut + +A HOC AN +WORLD + + +THt + +AUSTRALIAN + +WORLD + + +Ml fASMANtAN +IVOAlfi + + +Map 3. Earth in AD 1450. The named locations within +the Afro-Asian World were places visited by the +fourteenth-century Muslim traveller Ibn Battuta. A +native of Tangier, in Morocco, Ibn Battuta visited +Timbuktu, Zanzibar, southern Russia, Central Asia, +India, China and Indonesia. His travels illustrate the +unity of Afro-Asia on the eve of the modern era. + +We still talk a lot about 'authentic' cultures, but if by +authentic' we mean something that developed +independently, and that consists of ancient local traditions +free of external in uences, then there are no authentic +cultures left on earth. Over the last few centuries, all +cultures were changed almost beyond recognition by a flood +of global influences. + +One of the most interesting examples of this globalisation is +'ethnic' cuisine. In an Italian restaurant we expect to nd +spaghetti in tomato sauce; in Polish and Irish restaurants +lots of potatoes; in an Argentinian restaurant we can choose +between dozens of kinds of beefsteaks; in an Indian +restaurant hot chillies are incorporated into just about +everything; and the highlight at any Swiss cafe is thick hot + + +chocolate under an alp of whipped cream. But none of these +foods is native to those nations. Tomatoes, chilli peppers and +cocoa are all Mexican in origin; they reached Europe and +Asia only after the Spaniards conquered Mexico. + +Julius Caesar and Dante Alighieri never twirled tomato- +drenched spaghetti on their forks (even forks hadn't been +invented yet), William Tell never tasted chocolate, and +Buddha never spiced up his food with chilli. Potatoes +reached Poland and Ireland no more than 400 years ago. The +only steak you could obtain in Argentina in 1492 was from a +llama. + +Hollywood Ims have perpetuated an image of the Plains +Indians as brave horsemen, courageously charging the +wagons of European pioneers to protect the customs of their +ancestors. However, these Native American horsemen were +not the defenders of some ancient, authentic culture. + +Instead, they were the product of + + + + + + +a major military and political revolution that swept the +plains of western North America in the seventeenth and +eighteenth centuries, a consequence of the arrival of +European horses. In 1492 there were no horses in America. +The culture of the nineteenth-century Sioux and Apache has +many appealing features, but it was a modern culture - a +result of global forces - much more than authentic'. + +The Global Vision + +From a practical perspective, the most important stage in +the process of global uni cation occurred in the last few +centuries, when empires grew and trade intensi ed. Ever- +tightening links were formed between the people of Afro- +Asia, America, Australia and Oceania. Thus Mexican chilli +peppers made it into Indian food and Spanish cattle began +grazing in Argentina. Yet from an ideological perspective, an +even more important development occurred during the rst +millennium BC, when the idea of a universal order took root. +For thousands of years previously, history was already +moving slowly in the direction of global unity, but the idea +of a universal order governing the entire world was still alien +to most people. + +25. Sioux chiefs (1905). Neither the Sioux nor any +other Great Plains tribe had horses prior to 1492. + +Homo sapiens evolved to think of people as divided into us +and them. 'Us' was the group immediately around you, +whoever you were, and 'them' was everyone + +else. In fact, no social animal is ever guided by the interests +of the entire species to which it belongs. No chimpanzee +cares about the interests of the chimpanzee species, no snail +will lift a tentacle for the global snail community, no lion +alpha male makes a bid for becoming the king of all lions, + + + +and at the entrance of no beehive can one find the slogan: +'Worker bees of the world - unite!' + +But beginning with the Cognitive Revolution, Homo sapiens +became more and more exceptional in this respect. People +began to cooperate on a regular basis with complete +strangers, whom they imagined as 'brothers' or 'friends'. Yet +this brotherhood was not universal. Somewhere in the next +valley, or beyond the mountain range, one could still sense +'them'. When the rst pharaoh, Menes, united Egypt around +3000 BC, it was clear to the Egyptians that Egypt had a +border, and beyond the border lurked 'barbarians'. The +barbarians were alien, threatening, and interesting only to +the extent that they had land or natural resources that the +Egyptians wanted. All the imagined orders people created +tended to ignore a substantial part of humankind. + +The rst millennium BC witnessed the appearance of three +potentially universal orders, whose devotees could for the +rst time imagine the entire world and the entire human race +as a single unit governed by a single set of laws. Everyone +was + +'us', at least potentially. There was no longer 'them'. The rst +universal order to appear was economic: the monetary order. +The second universal order was political: the imperial order. +The third universal order was religious: the order of universal +religions such as Buddhism, Christianity and Islam. + +Merchants, conquerors and prophets were the rst people +who managed to transcend the binary evolutionary division, +'us vs them', and to foresee the potential unity of +humankind. For the merchants, the entire world was a single +market and all humans were potential customers. They tried +to establish an economic order that would apply to all, +everywhere. For the conquerors, the entire world was a + + + +single empire and all humans were potential subjects, and +for the prophets, the entire world held a single truth and all +humans were potential believers. They too tried to establish +an order that would be applicable for everyone everywhere. + +During the last three millennia, people made more and more +ambitious attempts to realise that global vision. The next +three chapters discuss how money, empires and universal +religions spread, and how they laid the foundation of the +united world of today. We begin with the story of the +greatest conqueror in history, a conqueror possessed of +extreme tolerance and adaptability, thereby turning people +into ardent disciples. This conqueror is money. People who +do not believe in the same god or obey the same king are +more than willing to use the same money. Osama Bin Laden, +for all his hatred of American culture, American religion and +American politics, was very fond of American dollars. How +did + +money succeed where gods and kings failed? + +10 + +The Scent of Money + +IN 1519 HERNAN CORTES AND HIS CONQUISTADORS +invaded Mexico, hitherto + +an isolated human world. The Aztecs, as the people who +lived there called themselves, quickly noticed that the aliens +showed an extraordinary interest in a certain yellow metal. + +In fact, they never seemed to stop talking about it. The +natives were not unfamiliar with gold - it was pretty and +easy to work, so they used it to make jewellery and statues, +and they occasionally used gold dust as a medium of +exchange. But when an Aztec wanted to buy something, he +generally paid in cocoa beans or bolts of cloth. The Spanish + + + +obsession with gold thus seemed inexplicable. What was so +important about a metal that could not be eaten, drunk or +woven, and was too soft to use for tools or weapons? When +the natives questioned Cortes as to why the Spaniards had +such a passion for gold, the conquistador answered, + +'Because I and my companions suffer from a disease of the +heart which can be cured only with gold.'! + +In the Afro-Asian world from which the Spaniards came, the +obsession for gold was indeed an epidemic. Even the +bitterest of enemies lusted after the same useless yellow +metal. Three centuries before the conquest of Mexico, the +ancestors of Cortes and his army waged a bloody war of +religion against the Muslim kingdoms in Iberia and North +Africa. The followers of Christ and the followers of Allah +killed each other by the thousands, devastated elds and +orchards, and turned prosperous cities into smouldering +ruins - all for the greater glory of Christ or Allah. + +As the Christians gradually gained the upper hand, they +marked their victories not only by destroying mosques and +building churches,but also by issuing new gold and silver +coins bearing the sign of the cross and thanking God for His +help in combating the in dels. Yet alongside the new +currency, the victors minted another type of coin, called the +millares, which carried a somewhat di erent message. These +square coins made by the Christian conquerors were +emblazoned with owing Arabic script that declared: There is +no god except Allah, and Muhammad is Allah's messenger.' +Even the Catholic bishops of Melgueil and Agde issued these +faithful copies of popular Muslim coins, and God-fearing +Christians happily used them. 2 + +Tolerance ourished on the other side of the hill too. Muslim +merchants in North Africa conducted business using +Christian coins such as the Florentine orin, the Venetian + + +ducat and the Neapolitan gigliato. Even Muslim rulers who +called for jihad against the in del Christians were glad to +receive taxes in coins that invoked Christ and His Virgin +Mother. 3 + +How Much is It? + +Hunter-gatherers had no money. Each band hunted, +gathered and manufactured almost everything it required, +from meat to medicine, from sandals to sorcery. + +Di erent band members may have specialised in di erent +tasks, but they shared their goods and services through an +economy of favours and obligations. A piece of meat given +for free would carry with it the assumption of reciprocity - +say, free medical assistance. The band was economically +independent; only a few rare items that could not be found +locally - seashells, pigments, obsidian and the like - + +had to be obtained from strangers. This could usually be +done by simple barter: + +'We'll give you pretty seashells, and you'll give us high- +quality flint.' + +Little of this changed with the onset of the Agricultural +Revolution. Most people continued to live in small, intimate +communities. Much like a hunter-gatherer band, each village +was a self-su dent economic unit, maintained by mutual +favours and obligations plus a little barter with outsiders. +One villager may have been particularly adept at making +shoes, another at dispensing medical care, so villagers knew +where to turn when barefoot or sick. But villages were small +and their economies limited, so there could be no full-time +shoemakers and doctors. + + +The rise of cities and kingdoms and the improvement in +transport infrastructure brought about new opportunities for +specialisation. Densely populated cities provided full-time +employment not just for professional shoemakers and +doctors, but also for carpenters, priests, soldiers and +lawyers. Villages that gained a reputation for producing +really good wine, olive oil or ceramics discovered that it was +worth their while to specialise nearly exclusively in that +product and trade it with other settlements for all the other +goods they needed. This made a lot of sense. Climates and +soils differ, so why drink mediocre wine from your backyard +if you can buy a smoother variety from a place whose soil +and climate is much better suited to grape vines? If the clay +in your backyard makes stronger and prettier pots, then you +can make an exchange. Furthermore, full-time specialist +vintners and potters, not to mention doctors and lawyers, +can hone their expertise to the bene t of all. But +specialisation created a problem - how do you manage the +exchange of goods between the specialists? + +An economy of favours and obligations doesn't work when +large numbers of strangers try to cooperate. It's one thing to +provide free assistance to a sister or a neighbour, a very di +erent thing to take care of foreigners who might never +reciprocate the favour. One can fall back on barter. But +barter is e ective only when exchanging a limited range of +products. It cannot form the basis for a complex economy. 4 + +In order to understand the limitations of barter, imagine that +you own an apple orchard in the hill country that produces +the crispest, sweetest apples in the entire province. You work +so hard in your orchard that your shoes wear out. So you +harness up your donkey cart and head to the market town +down by the river. Your neighbour told you that a shoemaker +on the south end of the marketplace made him a really +sturdy pair of boots that's lasted him through ve seasons. + + +You nd the shoemaker's shop and o er to barter some of your +apples in exchange for the shoes you need. + +The shoemaker hesitates. How many apples should he ask +for in payment? + +Every day he encounters dozens of customers, a few of +whom bring along sacks of apples, while others carry wheat, +goats or cloth - all of varying quality. Still others o er their +expertise in petitioning the king or curing backaches. The +last time the shoemaker exchanged shoes for apples was +three months ago, and back then he asked for three sacks of +apples. Or was it four? But come to think of it, those apples +were sour valley apples, rather than prime hill apples. On +the other hand, on that previous occasion, the apples were +given in exchange for small women's shoes. This fellow is +asking for man-size boots. Besides, in recent weeks a +disease has decimated the ocks around town, and skins are +becoming scarce. The tanners are starting to demand twice +as many nished shoes in exchange for the same quantity of +leather. Shouldn't that be taken into consideration? + +In a barter economy, every day the shoemaker and the +apple grower will have to learn anew the relative prices of +dozens of commodities. If one hundred di erent commodities +are traded in the market, then buyers and sellers will have +to know 4,950 di erent exchange rates. And if 1,000 di erent +commodities are traded, buyers and sellers must juggle +499,500 di erent exchange rates! 5_How do you figure it +out? + +It gets worse. Even if you manage to calculate how many +apples equal one pair of shoes, barter is not always possible. +After all, a trade requires that each side want what the other +has to o er. What happens if the shoemaker doesn't like +apples and, if at the moment in question, what he really + + +wants is a divorce? True, the farmer could look for a lawyer +who likes apples and set up a three-way deal. + +But what if the lawyer is full up on apples but really needs a +haircut? + +Some societies tried to solve the problem by establishing a +central barter system that collected products from specialist +growers and manufacturers and distributed + +them to those who needed them. The largest and most +famous such experiment was conducted in the Soviet Union, +and it failed miserably. 'Everyone would work according to +their abilities, and receive according to their needs' turned +out in practice into 'everyone would work as little as they +can get away with, and receive as much as they could grab'. +More moderate and more successful experiments were made +on other occasions, for example in the Inca Empire. Yet most +societies found a more easy way to connect large numbers +of experts - they developed money. + +Shel s and Cigarettes + +Money was created many times in many places. Its +development required no technological breakthroughs - it +was a purely mental revolution. It involved the creation of a +new inter-subjective reality that exists solely in people's +shared imagination. + +Money is not coins and banknotes. Money is anything that +people are willing to use in order to represent systematically +the value of other things for the purpose of exchanging +goods and services. Money enables people to compare +quickly and easily the value of di erent commodities (such +as apples, shoes and divorces), to easily exchange one thing +for another, and to store wealth conveniently. There have +been many types of money. The most familiar is the coin, + + + +which is a standardised piece of imprinted metal. Yet money +existed long before the invention of coinage, and cultures +have prospered using other things as currency, such as +shells, cattle, skins, salt, grain, beads, cloth and promissory +notes. Cowry shells were used as money for about 4,000 +years all over Africa, South Asia, East Asia and Oceania. +Taxes could still be paid in cowry shells in British Uganda in +the early twentieth century. + + +worthy + + +to store + + +to sell + + +to buy + + +riches + + +treasure + + +to trade + + +reward to barter to demand payment + +26. In ancient Chinese script the cowry-shell sign +represented money, in words such as 'to sell' or + + +'reward'. + + + + +In modern prisons and POW camps, cigarettes have often +served as money. + +Even non-smoking prisoners have been willing to accept +cigarettes in payment, and to calculate the value of all other +goods and services in cigarettes. One Auschwitz survivor +described the cigarette currency used in the camp: 'We had +our own currency, whose value no one questioned: the +cigarette. The price of every article was stated in cigarettes +... In "normal" times, that is, when the candidates to the gas +chambers were coming in at a regular pace, a loaf of bread +cost twelve cigarettes; a 300-gram package of margarine, +thirty; a watch, eighty to 200; a litre of alcohol, 400 +cigarettes! '6 + +In fact, even today coins and banknotes are a rare form of +money. In 2006, the sum total of money in the world is about +$60 trillion, yet the sum total of coins and banknotes was +less than $6 trillion^ More than 90 per cent of all money - + +more than $50 trillion appearing in our accounts - exists +only on computer servers. Accordingly, most business +transactions are executed by moving electronic data from +one computer le to another, without any exchange of +physical cash. + +Only a criminal buys a house, for example, by handing over +a suitcase full of banknotes. As long as people are willing to +trade goods and services in exchange for electronic data, it's +even better than shiny coins and crisp banknotes - lighter, +less bulky, and easier to keep track of. + +For complex commercial systems to function, some kind of +money is indispensable. A shoemaker in a money economy +needs to know only the prices charged for various kinds of +shoes - there is no need to memorise the exchange rates + + +between shoes and apples or goats. Money also frees apple +experts from the need to search out apple-craving +shoemakers, because everyone always wants money. This is +perhaps its most basic quality. Everyone always wants +money because everyone else also always wants money, +which means you can exchange money for whatever you +want or need. The shoemaker will always be happy to + +take your money, because no matter what he really wants - +apples, goats or a divorce - he can get it in exchange for +money. + +Money is thus a universal medium of exchange that enables +people to convert almost everything into almost anything +else. Brawn gets converted to brain when a discharged +soldier nances his college tuition with his military bene ts. +Land gets converted into loyalty when a baron sells property +to support his retainers. + +Health is converted to justice when a physician uses her fees +to hire a lawyer - or bribe a judge. It is even possible to +convert sex into salvation, as fteenth-century prostitutes did +when they slept with men for money, which they in turn +used to buy indulgences from the Catholic Church. + +Ideal types of money enable people not merely to turn one +thing into another, but to store wealth as well. Many +valuables cannot be stored - such as time or beauty. Some +things can be stored only for a short time, such as +strawberries. + +Other things are more durable, but take up a lot of space +and require expensive facilities and care. Grain, for example, +can be stored for years, but to do so you need to build huge +storehouses and guard against rats, mould, water, re and +thieves. Money, whether paper, computer bits or cowry + + + +shells, solves these problems. Cowry shells don't rot, are +unpalatable to rats, can survive res and are compact enough +to be locked up in a safe. + +In order to use wealth it is not enough just to store it. It often +needs to be transported from place to place. Some forms of +wealth, such as real estate, cannot be transported at all. +Commodities such as wheat and rice can be transported +only with di culty. Imagine a wealthy farmer living in a +moneyless land who emigrates to a distant province. His +wealth consists mainly of his house and rice paddies. The +farmer cannot take with him the house or the paddies. He +might exchange them for tons of rice, but it would be very +burdensome and expensive to transport all that rice. Money +solves these problems. The farmer can sell his property in +exchange for a sack of cowry shells, which he can easily +carry + +wherever he goes. + +Because money can convert, store and transport wealth +easily and cheaply, it made a vital contribution to the +appearance of complex commercial networks and dynamic +markets. Without money, commercial networks and markets +would have + +been doomed to remain very limited in their size, complexity +and dynamism. + +How Does Money Work? + +Cowry shells and dollars have value only in our common +imagination. Their worth is not inherent in the chemical +structure of the shells and paper, or their colour, or their +shape. In other words, money isn't a material reality - it is a +psychological construct. It works by converting matter into +mind. But why does it succeed? Why should anyone be + + + +willing to exchange a fertile rice paddy for a handful of +useless cowry shells? Why are you willing to ip hamburgers, +sell health insurance or babysit three obnoxious brats when +all you get for your exertions is a few pieces of coloured +paper? + +People are willing to do such things when they trust the +gments of their collective imagination. Trust is the raw +material from which all types of money are minted. When a +wealthy farmer sold his possessions for a sack of cowry +shells and travelled with them to another province, he +trusted that upon reaching his destination other people +would be willing to sell him rice, houses and elds in +exchange for the shells. Money is accordingly a system of +mutual trust, and not just any system of mutual trust: +money is the most universal and most efficient system of +mutual trust ever devised. + +What created this trust was a very complex and long-term +network of political, social and economic relations. Why do I +believe in the cowry shell or gold coin or dollar bill? Because +my neighbours believe in them. And my neighbours believe +in them because I believe in them. And we all believe in +them because our king believes in them and demands them +in taxes, and because our priest believes in them and +demands them in tithes. Take a dollar bill and look at it +carefully. You will see that it is simply a colourful piece of +paper with the signature of the US + +secretary of the treasury on one side, and the slogan 'In God +We Trust' on the other. We accept the dollar in payment, +because we trust in God and the US + +secretary of the treasury. The crucial role of trust explains +why our nancial systems are so tightly bound up with our +political, social and ideological systems, why nancial crises + + + +are often triggered by political developments, and why the +stock market can rise or fall depending on the way traders +feel on a particular morning. + +Initially, when the rst versions of money were created, +people didn't have this sort of trust, so it was necessary to +de ne as 'money' things that had real intrinsic value. +History's first known money Sumerian barley money - is a +good example. It appeared in Sumer around 3000 BC, at the +same time and place, and under the same circumstances, in +which writing appeared. Just as writing developed to answer +the needs of intensifying administrative activities, so barley +money developed to answer the needs of intensifying +economic activities. + +Barley money was simply barley - xed amounts of barley +grains used as a universal measure for evaluating and +exchanging all other goods and services. The most common +measurement was the sila, equivalent to roughly one litre. + +Standardised bowls, each capable of containing one sila, +were mass-produced so that whenever people needed to buy +or sell anything, it was easy to measure the necessary +amounts of barley. Salaries, too, were set and paid in silas of +barley. A male labourer earned sixty silas a month, a female +labourer thirty silas. A foreman could earn between 1,200 +and 5,000 silas. Not even the most ravenous foreman could +eat 5,000 litres of barley a month, but he could use the silas +he didn't eat to buy all sorts of other commodities - oil, +goats, slaves, and something else to eat besides barley. 8 + +Even though barley has intrinsic value, it was not easy to +convince people to use it as money rather than as just +another commodity. In order to understand why, just think +what would happen if you took a sack full of barley to your +local shopping centre, and tried to buy a shirt or a pizza. The + + +vendors would probably call security. Still, it was somewhat +easier to build trust in barley as the rst type of money, +because barley has an inherent biological value. Humans +can eat it. On the other hand, it was di cult to store and +transport barley. The real breakthrough in monetary history +occurred when people gained trust in money that lacked +inherent value, but was easier to store and transport. Such +money appeared in ancient Mesopotamia in the middle of +the third millennium BC. This was the silver shekel. + + +The silver shekel was not a coin, but rather 8.33 grams of +silver. When Hammurabi's Code declared that a superior +man who killed a slave woman must pay her owner twenty +silver shekels, it meant that he had to pay 166 grams of +silver, not twenty coins. Most monetary terms in the Old +Testament are given in terms of silver rather than coins. +Josephs brothers sold him to the Ishmaelites for twenty silver +shekels, or rather 166 grams of silver (the same price as a +slave woman - he was a youth, after all). + + +Unlike the barley sila, the silver shekel had no inherent +value. You cannot eat, drink or clothe yourself in silver, and +it's too soft for making useful tools - + + +ploughshares or swords of silver would crumple almost as +fast as ones made out of aluminium foil. When they are used +for anything, silver and gold are made into + + + +jewellery, crowns and other status symbols - luxury goods +that members of a particular culture identify with high social +status. Their value is purely cultural. + +Set weights of precious metals eventually gave birth to +coins. The rst coins in history were struck around 640 BC by +King Alyattes of Lydia, in western Anatolia. + +These coins had a standardised weight of gold or silver, and +were imprinted with an identi cation mark. The mark testi ed +to two things. First, it indicated how much precious metal +the coin contained. Second, it identi ed the authority that +issued the coin and that guaranteed its contents. Almost all +coins in use today are descendants of the Lydian coins. + +Coins had two important advantages over unmarked metal +ingots. First, the latter had to be weighed for every +transaction. Second, weighing the ingot is not enough. How +does the shoemaker know that the silver ingot I put down for +my boots is really made of pure silver, and not of lead +covered on the outside by a thin silver coating? Coins help +solve these problems. The mark imprinted on them testi es +to their exact value, so the shoemaker doesn't have to keep +a scale on his cash register. More importantly, the mark on +the coin is the signature of some political authority that +guarantees the coin's value. + +The shape and size of the mark varied tremendously +throughout history, but the message was always the same: + +'I, the Great King So-And-So, give you my personal word that +this metal disc contains exactly ve grams of gold. If anyone +dares counterfeit this coin, it means he is fabricating my +own signature, which would be a blot on my reputation. I will +punish such a crime with the utmost severity.' + + + +That's why counterfeiting money has always been +considered a much more serious crime than other acts of +deception. Counterfeiting is not just cheating - it's a breach +of sovereignty, an act of subversion against the power, +privileges and person of the king. The legal term is lese- +majesty (violating majesty), and was typically punished by +torture and death. As long as people trusted the power and +integrity of the king, they trusted his coins. Total strangers +could easily agree on the worth of a Roman denarius coin, +because they trusted the power and integrity of the Roman +emperor, whose name and picture adorned it. + +27. One of the earliest coins in history, from Lydia of +the seventh century BC. + +In turn, the power of the emperor rested on the denarius. + +Just think how di cult it would have been to maintain the +Roman Empire without coins - if the emperor had to raise +taxes and pay salaries in barley and wheat. It would have +been impossible to collect barley taxes in Syria, transport +the funds to the central treasury in Rome, and transport +them again to Britain in order to pay the legions there. It +would have been equally di cult to maintain the empire if +the inhabitants of the city of Rome believed in gold coins, +but the subject populations rejected this belief, putting their +trust instead in cowry shells, ivory beads or rolls of cloth. + +The Gospel of Gold + +The trust in Rome's coins was so strong that even outside +the empire's borders, people were happy to receive payment +in denarii. In the rst century AD, Roman coins were an +accepted medium of exchange in the markets of India, even +though the closest Roman legion was thousands of +kilometres away. The Indians had such a strong con dence in +the denarius and the image of the emperor that when local + + + +rulers struck coins of their own they closely imitated the +denarius, down to the portrait of the Roman emperor! The +name 'denarius' became a generic name for coins. Muslim +caliphs Arabicised this name and issued 'dinars'. The dinar is +still the o cial name of the currency in Jordan, Iraq, Serbia, +Macedonia, Tunisia and several other countries. + +As Lydian-style coinage was spreading from the +Mediterranean to the Indian Ocean, China developed a +slightly di erent monetary system, based on bronze coins +and unmarked silver and gold ingots. Yet the two monetary +systems had enough in common (especially the reliance on +gold and silver) that close monetary and commercial +relations were established between the Chinese zone and +the Lydian zone. Muslim and European merchants and +conquerors gradually spread the Lydian system and the +gospel of gold to the far corners of the earth. By the late +modern era the entire world was a single monetary zone, +relying rst on gold and silver, and later on a few trusted +currencies such as the British pound and the American +dollar. + +The appearance of a single transnational and transcultural +monetary zone laid the foundation for the uni cation of Afro- +Asia, and eventually of the entire globe, into a single +economic and political sphere. People continued to speak +mutually incomprehensible languages, obey di erent rulers +and worship distinct gods, but + +all believed in gold and silver and in gold and silver coins. +Without this shared belief, global trading networks would +have been virtually impossible. The gold and silver that +sixteenth-century conquistadors found in America enabled +European merchants to buy silk, porcelain and spices in East +Asia, thereby moving the wheels of economic growth in both +Europe and East Asia. Most of the gold and silver mined in + + + +Mexico and the Andes slipped through European ngers to nd +a welcome home in the purses of Chinese silk and porcelain +manufacturers. What would have happened to the global +economy if the Chinese hadn't su ered from the same +'disease of the heart' that a icted Cortes and his companions +- and had refused to accept payment in gold and silver? + +Yet why should Chinese, Indians, Muslims and Spaniards - +who belonged to very di erent cultures that failed to agree +about much of anything - nevertheless share the belief in +gold? Why didn't it happen that Spaniards believed in gold, +while Muslims believed in barley, Indians in cowry shells, +and Chinese in rolls of silk? Economists have a ready answer. +Once trade connects two areas, the forces of supply and +demand tend to equalise the prices of transportable goods. + +In order to understand why, consider a hypothetical case. +Assume that when regular trade opened between India and +the Mediterranean, Indians were uninterested in gold, so it +was almost worthless. But in the Mediterranean, gold was a +coveted status symbol, hence its value was high. What +would happen next? + +Merchants travelling between India and the Mediterranean +would notice the di erence in the value of gold. In order to +make a pro t, they would buy gold cheaply in India and sell +it dearly in the Mediterranean. Consequently, the demand +for gold in India would skyrocket, as would its value. At the +same time the Mediterranean would experience an in ux of +gold, whose value would consequently drop. Within a short +time the value of gold in India and the Mediterranean would +be quite similar. The mere fact that Mediterranean people +believed in gold would cause Indians to start believing in it +as well. Even if Indians still had no real use for gold, the fact +that Mediterranean people wanted it would be enough to +make the Indians value it. + + + +Similarly, the fact that another person believes in cowry +shells, or dollars, or electronic data, is enough to strengthen +our own belief in them, even if that person is otherwise +hated, despised or ridiculed by us. Christians and Muslims +who could not agree on religious beliefs could nevertheless +agree on a monetary belief, because whereas religion asks +us to believe in something, money asks us to believe that +other people believe in something. + +For thousands of years, philosophers, thinkers and prophets +have besmirched money and called it the root of all evil. Be +that as it may, money is also the apogee of human +tolerance. Money is more open-minded than language, state +laws, cultural codes, religious beliefs and social habits. +Money is the only trust + +system created by humans that can bridge almost any +cultural gap, and that does not discriminate on the basis of +religion, gender, race, age or sexual orientation. + +Thanks to money, even people who don't know each other +and don't trust each other can nevertheless cooperate +effectively. + +The Price of Money + +Money is based on two universal principles: + +a. Universal convertibility: with money as an alchemist, you +can turn land into loyalty, justice into health, and violence +into knowledge. + +b. Universal trust: with money as a go-between, any two +people can cooperate on any project. + + +These principles have enabled millions of strangers to +cooperate e ectively in trade and industry. But these + + + +seemingly benign principles have a dark side. When +everything is convertible, and when trust depends on +anonymous coins and cowry shells, it corrodes local +traditions, intimate relations and human values, replacing +them with the cold laws of supply and demand. + +Human communities and families have always been based +on belief in 'priceless' + +things, such as honour, loyalty, morality and love. These +things lie outside the domain of the market, and they +shouldn't be bought or sold for money. Even if the market o +ers a good price, certain things just aren't done. Parents +mustn't sell their children into slavery; a devout Christian +must not commit a mortal sin; a loyal knight must never +betray his lord; and ancestral tribal lands shall never be sold +to foreigners. + +Money has always tried to break through these barriers, like +water seeping through cracks in a dam. Parents have been +reduced to selling some of their children into slavery in +order to buy food for the others. Devout Christians have +murdered, stolen and cheated - and later used their spoils to +buy forgiveness from the church. Ambitious knights +auctioned their allegiance to the highest bidder, while +securing the loyalty of their own followers by cash +payments. Tribal lands were sold to foreigners from the other +side of the world in order to purchase an entry ticket into the +global economy. + +Money has an even darker side. For although money builds +universal trust between strangers, this trust is invested not +in humans, communities or sacred values, but in money +itself and in the impersonal systems that back it. We do not +trust the stranger, or the next-door neighbour - we trust the +coin they hold. If they run out of coins, we run out of trust. + + + +As money brings down the dams of community, religion and +state, the world is in danger of becoming one big and + +rather heartless marketplace. + +Hence the economic history of humankind is a delicate +dance. People rely on money to facilitate cooperation with +strangers, but they're afraid it will corrupt human values and +intimate relations. With one hand people willingly destroy +the communal dams that held at bay the movement of +money and commerce for so + +long. Yet with the other hand they build new dams to protect +society, religion and the environment from enslavement to +market forces. + +It is common nowadays to believe that the market always +prevails, and that the dams erected by kings, priests and +communities cannot long hold back the tides of money. This +is naive. Brutal warriors, religious fanatics and concerned +citizens have repeatedly managed to trounce calculating +merchants, and even to reshape the economy. It is therefore +impossible to understand the uni cation of humankind as a +purely economic process. In order to understand how +thousands of isolated cultures coalesced over time to form +the global village of today, we must take into account the +role of gold and silver, but we cannot disregard the equally +crucial role of steel. + +II + +Imperial Visions + +THE ANCIENT ROMANS WERE USED TO being defeated. Like +the rulers of most of + + + +history's great empires, they could lose battle after battle +but still win the war. An empire that cannot sustain a blow +and remain standing is not really an empire. + +Yet even the Romans found it hard to stomach the news +arriving from northern Iberia in the middle of the second +century BC. A small, insigni cant mountain town called +Numantia, inhabited by the peninsula's native Celts, had +dared to throw o the Roman yoke. Rome at the time was the +unquestioned master of the entire Mediterranean basin, +having vanquished the Macedonian and Seleucid empires, +subjugated the proud city states of Greece, and turned +Carthage into a smouldering ruin. The Numantians had +nothing on their side but their erce love of freedom and their +inhospitable terrain. Yet they forced legion after legion to +surrender or retreat in shame. + +Eventually, in 134 BC, Roman patience snapped. The Senate +decided to send Scipio Aemilianus, Rome's foremost general +and the man who had levelled Carthage, to take care of the +Numantians. He was given a massive army of more than +30,000 soldiers. Scipio, who respected the ghting spirit and +martial skill of the Numantians, preferred not to waste his +soldiers in unnecessary combat. + +Instead, he encircled Numantia with a line of forti cations, +blocking the town's contact with the outside world. Hunger +did his work for him. After more than a year, the food supply +ran out. When the Numantians realised that all hope was +lost, they burned down their town; according to Roman +accounts, most of them killed themselves so as not to +become Roman slaves. + +Numantia later became a symbol of Spanish independence +and courage. Miguel + + + +de Cervantes, the author of Don Quixote, wrote a tragedy +called The Siege of Numantia which ends with the town's +destruction, but also with a vision of Spain's future +greatness. Poets composed paeans to its erce defenders and +painters committed majestic depictions of the siege to +canvas. In 1882, its ruins were declared a national +monument' and became a pilgrimage site for Spanish +patriots. + +In the 1950s and 1960s, the most popular comic books in +Spain weren't about Superman and Spiderman - they told of +the adventures of El Jabato, an imaginary ancient Iberian +hero who fought against the Roman oppressors. The ancient + +Numantians are to this day Spain's paragons of heroism and +patriotism, cast as role models for the country's young +people. + +Yet Spanish patriots extol the Numantians in Spanish - a +romance language that is a progeny of Scipio's Latin. The +Numantians spoke a now dead and lost Celtic language. +Cervantes wrote The Siege of Numantia in Latin script, and +the play follows Graeco-Roman artistic models. Numantia +had no theatres. Spanish patriots who admire Numantian +heroism tend also to be loyal followers of the Roman Catholic +Church - don't miss that rst word - a church whose leader +still sits in Rome and whose God prefers to be addressed in +Latin. Similarly, modern Spanish law derives from Roman +law; Spanish politics is built on Roman foundations; and +Spanish cuisine and architecture owe a far greater debt to +Roman legacies than to those of the Celts of Iberia. Nothing +is really left of Numantia save ruins. Even its story has +reached us thanks only to the writings of Roman historians. + +It was tailored to the tastes of Roman audiences which +relished tales of freedom-loving barbarians. The victory of + + + +Rome over Numantia was so complete that the victors co¬ +opted the very memory of the vanquished. + +It's not our kind of story. We like to see underdogs win. But +there is no justice in history. Most past cultures have sooner +or later fallen prey to the armies of some ruthless empire, +which have consigned them to oblivion. Empires, too, +ultimately fall, but they tend to leave behind rich and +enduring legacies. Almost all people in the twenty-first +century are the offspring of one empire or another. + +What is an Empire? + +An empire is a political order with two important +characteristics. First, to qualify for that designation you have +to rule over a signi cant number of distinct peoples, each +possessing a di erent cultural identity and a separate +territory. How many peoples exactly? Two or three is not su +cient. Twenty or thirty is plenty. The imperial threshold +passes somewhere in between. + +Second, empires are characterised by exible borders and a +potentially unlimited appetite. They can swallow and digest +more and more nations and territories without altering their +basic structure or identity. The British state of today has +fairly clear borders that cannot be exceeded without altering +the fundamental structure and identity of the state. A +century ago almost any place on earth could have become +part of the British Empire. + +Cultural diversity and territorial exibility give empires not +only their unique character, but also their central role in +history. It's thanks to these two characteristics that empires +have managed to unite diverse ethnic groups and + +ecological zones under a single political umbrella, thereby +fusing together larger and larger segments of the human + + + +species and of planet Earth. + +It should be stressed that an empire is de ned solely by its +cultural diversity and exible borders, rather than by its +origins, its form of government, its territorial extent, or the +size of its population. An empire need not emerge from +military conquest. The Athenian Empire began its life as a +voluntary league, and the Habsburg Empire was born in +wedlock, cobbled together by a string of shrewd marriage +alliances. Nor must an empire be ruled by an autocratic +emperor. The British Empire, the largest empire in history, +was ruled by a democracy. Other democratic (or at least +republican) empires have included the modern Dutch, +French, Belgian and American empires, as well as the +premodern empires of Novgorod, Rome, Carthage and +Athens. + +Size, too, does not really matter. Empires can be puny. The +Athenian Empire at its zenith was much smaller in size and +population than today's Greece. The Aztec Empire was +smaller than today's Mexico. Both were nevertheless +empires, whereas modern Greece and modern Mexico are +not, because the former gradually subdued dozens and even +hundreds of di erent polities while the latter have not. + +Athens lorded it over more than a hundred formerly +independent city states, whereas the Aztec Empire, if we can +trust its taxation records, ruled 371 di erent tribes and +peoples. 1 + +How was it possible to squeeze such a human potpourri into +the territory of a modest modern state? It was possible +because in the past there were many more distinct peoples +in the world, each of which had a smaller population and +occupied less territory than today's typical people. The land +between the Mediterranean and the Jordan River, which +today struggles to satisfy the ambitions of just two peoples, + + +easily accommodated in biblical times dozens of nations, +tribes, petty kingdoms and city states. + + +Empires were one of the main reasons for the drastic +reduction in human diversity. The imperial steamroller +gradually obliterated the unique characteristics of numerous +peoples (such as the Numantians), forging out of them new +and much larger groups. + +Evil Empires? + +In our time, 'imperialist' ranks second only to 'fascist' in the +lexicon of political swear words. The contemporary critique +of empires commonly takes two forms: 1. Empires do not +work. In the long run, it is not possible to rule e ectively over +a large number of conquered peoples. + +2. Even if it can be done, it should not be done, because +empires are evil engines of destruction and exploitation. +Every people has a right to self-determination, and should +never be subject to the rule of another. + +From a historical perspective, the rst statement is plain +nonsense, and the second is deeply problematic. + +The truth is that empire has been the world's most common +form of political organisation for the last 2,500 years. Most +humans during these two and a half millennia have lived in +empires. Empire is also a very stable form of government. + +Most empires have found it alarmingly easy to put down +rebellions. In general, they have been toppled only by +external invasion or by a split within the ruling elite. +Conversely, conquered peoples don't have a very good +record of freeing themselves from their imperial overlords. +Most have remained subjugated for hundreds of years. + + + +Typically, they have been slowly digested by the conquering +empire, until their distinct cultures fizzled out. + +For example, when the Western Roman Empire nally fell to +invading Germanic tribes in 476 AD, the Numantians, +Arverni, Helvetians, Samnites, Lusitanians, Umbrians, +Etruscans and hundreds of other forgotten peoples whom +the Romans conquered centuries earlier did not emerge from +the empires eviscerated carcass like Jonah from the belly of +the great sh. None of them were left. The biological +descendants of the people who had identi ed themselves as +members of those nations, who had spoken their languages, +worshipped their gods and told their myths and legends, +now thought, spoke and worshipped as Romans. + +In many cases, the destruction of one empire hardly meant +independence for subject peoples. Instead, a new empire +stepped into the vacuum created when the old one +collapsed or retreated. Nowhere has this been more obvious +than in the Middle East. The current political constellation in +that region - a balance of power between many independent +political entities with more or less stable borders - is almost +without parallel any time in the last several millennia. The +last time the Middle East experienced such a situation was +in the eighth century BC - + +almost 3,000 years ago! From the rise of the Neo-Assyrian +Empire in the eighth century BC until the collapse of the +British and French empires in the mid-twentieth century AD, +the Middle East passed from the hands of one empire into +the hands of another, like a baton in a relay race. And by the +time the British and French nally dropped the baton, the +Aramaeans, the Ammonites, the Phoenicians, the Philistines, +the Moabites, the Edomites and the other peoples +conquered by the Assyrians had long disappeared. + + + +True, today's Jews, Armenians and Georgians claim with +some measure of justice that they are the o spring of ancient +Middle Eastern peoples. Yet these are only exceptions that +prove the rule, and even these claims are somewhat + +exaggerated. It goes without saying that the political, +economic and social practices of modern Jews, for example, +owe far more to the empires under which they lived during +the past two millennia than to the traditions of the ancient +kingdom of Judaea. If King David were to show up in an +ultra-Orthodox synagogue in present-day Jerusalem, he +would be utterly bewildered to nd people dressed in East +European clothes, speaking in a German dialect (Yiddish) +and having endless arguments about the meaning of a +Babylonian text (the Talmud). There were neither +synagogues, volumes of Talmud, nor even Torah scrolls in +ancient Judaea. + +Building and maintaining an empire usually required the +vicious slaughter of large populations and the brutal +oppression of everyone who was left. The standard imperial +toolkit included wars, enslavement, deportation and +genocide. When the Romans invaded Scotland in AD 83, +they were met by erce resistance from local Caledonian +tribes, and reacted by laying waste to the country. In reply to +Roman peace o ers, the chieftain Calgacus called the +Romans 'the ru ans of the world', and said that 'to plunder, +slaughter and robbery they give the lying name of empire; +they make a desert and call it peace'. 2 + +This does not mean, however, that empires leave nothing of +value in their wake. To colour all empires black and to +disavow all imperial legacies is to reject most of human +culture. Imperial elites used the pro ts of conquest to nance +not only armies and forts but also philosophy, art, justice +and charity. A signi cant proportion of humanity's cultural + + +achievements owe their existence to the exploitation of +conquered populations. The pro ts and prosperity brought by +Roman imperialism provided Cicero, Seneca and St +Augustine with the leisure and wherewithal to think and +write; the Taj Mahal could not have been built without the +wealth accumulated by Mughal exploitation of their Indian +subjects; and the Habsburg Empire's pro ts from its rule over +its Slavic, Hungarian and Romanian-speaking provinces paid +Haydn's salaries and Mozart's commissions. No Caledonian +writer preserved Calgacus' speech for posterity. We know of +it thanks to the Roman historian Tacitus. In fact, Tacitus +probably made it up. Most scholars today agree that Tacitus +not only fabricated the speech but invented the character of +Calgacus, the Caledonian chieftain, to serve as a +mouthpiece for what he and other upper-class Romans +thought about their own country. + +Even if we look beyond elite culture and high art, and focus +instead on the world of common people, we nd imperial +legacies in the majority of modern cultures. Today most of us +speak, think and dream in imperial languages that were +forced upon our ancestors by the sword. Most East Asians +speak and dream in the language of the Han Empire. No +matter what their origins, nearly all the inhabitants of the +two American continents, from Alaska's Barrow Peninsula to + +the Straits of Magellan, communicate in one of four imperial +languages: Spanish, Portuguese, French or English. Present- +day Egyptians speak Arabic, think of themselves as Arabs, +and identify wholeheartedly with the Arab Empire that +conquered Egypt in the seventh century and crushed with +an iron st the repeated revolts that broke out against its rule. +About 10 million Zulus in South Africa hark back to the Zulu +age of glory in the nineteenth century, even though most of +them descend from tribes who fought against the Zulu + + + +Empire, and were incorporated into it only through bloody +military campaigns. + +It's for Your Own Good + +The rst empire about which we have de nitive information +was the Akkadian Empire of Sargon the Great ( c.2250 BC). +Sargon began his career as the king of Kish, a small city +state in Mesopotamia. Within a few decades he managed to +conquer not only all other Mesopotamian city states, but +also large territories outside the Mesopotamian heartland. +Sargon boasted that he had conquered the entire world. In +reality, his dominion stretched from the Persian Gulf to the +Mediterranean, and included most of today's Iraq and Syria, +along with a few slices of modern Iran and Turkey. + +The Akkadian Empire did not last long after its founder's +death, but Sargon left behind an imperial mantle that +seldom remained unclaimed. For the next 1,700 + +years, Assyrian, Babylonian and Hittite kings adopted +Sargon as a role model, boasting that they, too, had +conquered the entire world. Then, around 550 BC, Cyrus the +Great of Persia came along with an even more impressive +boast. + + + +The Akkadian Empire c 2250 VC | +The Persian Empire <- 500 HC I + + + +Map 4. The Akkadian Empire and the Persian Empire. + +The kings of Assyria always remained the kings of Assyria. +Even when they claimed to rule the entire world, it was +obvious that they were doing it for the greater glory of +Assyria, and they were not apologetic about it. Cyrus, on the +other hand, claimed not merely to rule the whole world, but +to do so for the sake of all people. 'We are conquering you +for your own bene t,' said the Persians. + +Cyrus wanted the peoples he subjected to love him and to +count themselves lucky to be Persian vassals. The most +famous example of Cyrus' innovative e orts to gain the +approbation of a nation living under the thumb of his empire +was his command that the Jewish exiles in Babylonia be +allowed to return to their Judaean homeland and rebuild +their temple. He even o ered them nancial assistance. Cyrus +did not see himself as a Persian king ruling over Jews - he + + +was also the king of the Jews, and thus responsible for their +welfare. + +The presumption to rule the entire world for the bene t of all +its inhabitants was startling. Evolution has made Homo +sapiens , like other social mammals, a xenophobic creature. +Sapiens instinctively divide humanity into two parts, 'we' + +and 'they'. We are people like you and me, who share our +language, religion and customs. We are all responsible for +each other, but not responsible for them. We were always +distinct from them, and owe them nothing. We don't want to +see any of them in our territory, and we don't care an iota +what happens in their territory. + +They are barely even human. In the language of the Dinka +people of the Sudan, + +'Dinka' simply means 'people'. People who are not Dinka are +not people. The + +Dinka's bitter enemies are the Nuer. What does the word +Nuer mean in Nuer language? It means 'original people'. +Thousands of kilometres from the Sudan deserts, in the +frozen ice-lands of Alaska and north-eastern Siberia, live the +Yupiks. What does Yupik mean in Yupik language? It means +'real people'. 3 + +In contrast with this ethnic exclusiveness, imperial ideology +from Cyrus onward has tended to be inclusive and all- +encompassing. Even though it has often emphasised racial +and cultural di erences between rulers and ruled, it has still +recognised the basic unity of the entire world, the existence +of a single set of principles governing all places and times, +and the mutual responsibilities of all human beings. +Humankind is seen as a large family: the privileges of the + + +parents go hand in hand with responsibility for the welfare of +the children. + +This new imperial vision passed from Cyrus and the Persians +to Alexander the Great, and from him to Hellenistic kings, +Roman emperors, Muslim caliphs, Indian dynasts, and +eventually even to Soviet premiers and American +presidents. This benevolent imperial vision has justi ed the +existence of empires, and negated not only attempts by +subject peoples to rebel, but also attempts by independent +peoples to resist imperial expansion. + +Similar imperial visions were developed independently of +the Persian model in other parts of the world, most notably +in Central America, in the Andean region, and in China. +According to traditional Chinese political theory, Heaven ( +Tian) is the source of all legitimate authority on earth. + +Heaven chooses the most worthy person or family and gives +them the Mandate of Heaven. This person or family then +rules over All Under Heaven ( Tianxia) for the bene t of all its +inhabitants. + +Thus, a legitimate authority is - by de nition - universal. If a +ruler lacks the Mandate of Heaven, then he lacks legitimacy +to rule even a single city. If a ruler enjoys the mandate, he is +obliged to spread justice and harmony to the entire world. +The Mandate of Heaven could not be given to several +candidates simultaneously, and consequently one could not +legitimise the existence of more than one independent +state. + +The rst emperor of the united Chinese empire, Qin ShT +Huangdi, boasted that + +'throughout the six directions [of the universe] everything +belongs to the emperor... wherever there is a human + + + +footprint, there is not one who did not become a subject [of +the emperor] ... his kindness reaches even oxen and horses. + +There is not one who did not bene t. Every man is safe under +his own roof.'4_ln Chinese political thinking as well as +Chinese historical memory, imperial periods were henceforth +seen as golden ages of order and justice. In contradiction to +the modern Western view that a just world is composed of +separate nation states, in China periods of political +fragmentation were seen as dark ages of chaos and +injustice. This perception has had far-reaching implications +for Chinese history. + +Every time an empire collapsed, the dominant political +theory goaded the powers + +that be not to settle for paltry independent principalities, +but to attempt reunification. Sooner or later these attempts +always succeeded. + +When They Become Us + +Empires have played a decisive part in amalgamating many +small cultures into fewer big cultures. Ideas, people, goods +and technology spread more easily within the borders of an +empire than in a politically fragmented region. Often +enough, it was the empires themselves which deliberately +spread ideas, institutions, customs and norms. One reason +was to make life easier for themselves. It is di cult to rule an +empire in which every little district has its own set of laws, +its own form of writing, its own language and its own money. +Standardisation was a boon to emperors. + +A second and equally important reason why empires actively +spread a common + + +culture was to gain legitimacy. At least since the days of +Cyrus and Qin ShT + +Huangdl, empires have justi ed their actions - whether road¬ +building or bloodshed + +- as necessary to spread a superior culture from which the +conquered bene t even more than the conquerors. + +The bene ts were sometimes salient - law enforcement, +urban planning, standardisation of weights and measures - +and sometimes questionable - taxes, conscription, emperor +worship. But most imperial elites earnestly believed that +they were working for the general welfare of all the empires +inhabitants. China's ruling class treated their country's +neighbours and its foreign subjects as miserable barbarians +to whom the empire must bring the bene ts of culture. The +Mandate of Heaven was bestowed upon the emperor not in +order to exploit the world, but in order to educate humanity. +The Romans, too, justi ed their dominion by arguing that +they were endowing the barbarians with peace, justice and +re nement. The wild Germans and painted Gauls had lived in +squalor and ignorance until the Romans tamed them with +law, cleaned them up in public bathhouses, and improved +them with philosophy. The Mauryan Empire in the third +century BC took as its mission the dissemination of Buddha's +teachings to an ignorant world. The Muslim caliphs received +a divine mandate to spread the Prophet's revelation, +peacefully if possible but by the sword if necessary. The +Spanish and Portuguese empires proclaimed that it was not +riches they sought in the Indies and America, but converts +to the true faith. The sun never set on the British mission to +spread the twin gospels of liberalism and free trade. The +Soviets felt duty-bound to facilitate the inexorable historical +march from capitalism towards the utopian dictatorship of + + + +the proletariat. Many Americans nowadays maintain that +their + +government has a moral imperative to bring Third World +countries the bene ts of democracy and human rights, even +if these goods are delivered by cruise missiles and F-16s. + +The cultural ideas spread by empire were seldom the +exclusive creation of the ruling elite. Since the imperial +vision tends to be universal and inclusive, it was relatively +easy for imperial elites to adopt ideas, norms and traditions +from wherever they found them, rather than to stick +fanatically to a single hidebound tradition. While some +emperors sought to purify their cultures and return to what +they viewed as their roots, for the most part empires have +begot hybrid civilisations that absorbed much from their +subject peoples. The imperial culture of Rome was Greek +almost as much as Roman. The imperial Abbasid culture was +part Persian, part Greek, part Arab. Imperial Mongol culture +was a Chinese copycat. In the imperial United States, an +American president of Kenyan blood can munch on Italian +pizza while watching his favourite Im, Lawrence of Arabia, a +British epic about the Arab rebellion against the Turks. + +Not that this cultural melting pot made the process of +cultural assimilation any easier for the vanquished. The +imperial civilisation may well have absorbed numerous +contributions from various conquered peoples, but the +hybrid result was still alien to the vast majority. The process +of assimilation was often painful and traumatic. It is not easy +to give up a familiar and loved local tradition, just as it is di +cult and stressful to understand and adopt a new culture. +Worse still, even when subject peoples were successful in +adopting the imperial culture, it could take decades, if not +centuries, until the imperial elite accepted them as part of + + + +The generations between conquest and acceptance were left +out in the cold. They had already lost their beloved local +culture, but they were not allowed to take an equal part in +the imperial world. On the contrary, their adopted culture +continued to view them as barbarians. + +Imagine an Iberian of good stock living a century after the +fall of Numantia. He speaks his native Celtic dialect with his +parents, but has acquired impeccable Latin, with only a +slight accent, because he needs it to conduct his business +and deal with the authorities. He indulges his wife's +penchant for elaborately ornate baubles, but is a bit +embarrassed that she, like other local women, retains this +relic of Celtic taste - he'd rather have her adopt the clean +simplicity of the jewellery worn by the Roman governor's +wife. He himself wears Roman tunics and, thanks to his +success as a cattle merchant, due in no small part to his +expertise in the intricacies of Roman commercial law, he has +been able to build a Roman-style villa. Yet, even though he +can recite Book III of Virgil's Georgies by heart, the Romans +still treat him as though he's semi-barbarian. He realises +with frustration that he'll never get a government +appointment, or one of the really good seats in the +amphitheatre. + +In the late nineteenth century, many educated Indians were +taught the same lesson by their British masters. One famous +anecdote tells of an ambitious Indian who mastered the +intricacies of the English language, took lessons in Western- +style dance, and even became accustomed to eating with a +knife and fork. + +Equipped with his new manners, he travelled to England, +studied law at University College London, and became a +quali ed barrister. Yet this young man of law, bedecked in +suit and tie, was thrown o a train in the British colony of + + + +South Africa for insisting on travelling rst class instead of +settling for third class, where 'coloured' men like him were +supposed to ride. His name was Mohandas Karamchand +Gandhi. + +In some cases the processes of acculturation and +assimilation eventually broke down the barriers between the +newcomers and the old elite. The conquered no longer saw +the empire as an alien system of occupation, and the +conquerors came to view their subjects as equal to +themselves. Rulers and ruled alike came to see + +'them' as 'us'. All the subjects of Rome eventually, after +centuries of imperial rule, were granted Roman citizenship. +Non-Romans rose to occupy the top ranks in the o cer corps +of the Roman legions and were appointed to the Senate. In +AD 48 the emperor Claudius admitted to the Senate several +Gallic notables, who, he noted in a speech, through +'customs, culture, and the ties of marriage have blended +with ourselves'. Snobbish senators protested introducing +these former enemies into the heart of the Roman political +system. Claudius reminded them of an inconvenient truth. +Most of their own senatorial families descended from Italian +tribes who once fought against Rome, and were later +granted Roman citizenship. Indeed, the emperor reminded +them, his own family was of Sabine ancestry J5 + +During the second century AD, Rome was ruled by a line of +emperors born in Iberia, in whose veins probably owed at +least a few drops of local Iberian blood. + +The reigns of Trajan, Hadrian, Antoninius Pius and Marcus +Aurelius are generally thought to constitute the empire's +golden age. After that, all the ethnic dams were let down. +Emperor Septimius Severus (193-211) was the scion of a +Punic family from Libya. Elagabalus (218-22) was a Syrian. + + +Emperor Philip (244-9) was known colloquially as 'Philip the +Arab'. The empire's new citizens adopted Roman imperial +culture with such zest that, for centuries and even millennia +after the empire itself collapsed, they continued to speak +the empire's language, to believe in the Christian God that +the empire had adopted from one of its Levantine provinces, +and to live by the empire's laws. + +A similar process occurred in the Arab Empire. When it was +established in the mid-seventh century AD, it was based on +a sharp division between the ruling Arab- + +Muslim elite and the subjugated Egyptians, Syrians, Iranians +and Berbers, who were neither Arabs nor Muslim. Many of +the empire's subjects gradually adopted the Muslim faith, +the Arabic language and a hybrid imperial culture. The old +Arab + +elite looked upon these parvenus with deep hostility, fearing +to lose its unique status and identity. The frustrated converts +clamoured for an equal share within the empire and in the +world of Islam. Eventually they got their way. Egyptians, +Syrians and Mesopotamians were increasingly seen as +'Arabs'. Arabs, in their turn + +- whether authentic' Arabs from Arabia or newly minted +Arabs from Egypt and Syria - came to be increasingly +dominated by non-Arab Muslims, in particular by Iranians, +Turks and Berbers. The great success of the Arab imperial +project was that the imperial culture it created was +wholeheartedly adopted by numerous non-Arab people, who +continued to uphold it, develop it and spread it - even after +the original empire collapsed and the Arabs as an ethnic +group lost their dominion. + + + +In China the success of the imperial project was even more +thorough. For more than 2,000 years, a welter of ethnic and +cultural groups rst termed barbarians were successfully +integrated into imperial Chinese culture and became Han +Chinese (so named after the Han Empire that ruled China +from 206 BC to AD 220). + +The ultimate achievement of the Chinese Empire is that it is +still alive and kicking, yet it is hard to see it as an empire +except in outlying areas such as Tibet and Xinjiang. More +than 90 per cent of the population of China are seen by +themselves and by others as Han. + +We can understand the decolonisation process of the last +few decades in a similar way. During the modern era +Europeans conquered much of the globe under the guise of +spreading a superior Western culture. They were so +successful that billions of people gradually adopted signi +cant parts of that culture. Indians, Africans, Arabs, Chinese +and Maoris learned French, English and Spanish. They began +to believe in human rights and the principle of self- +determination, and they adopted Western ideologies such as +liberalism, capitalism, Communism, feminism and +nationalism. + + +The Imperial Cycle + + + +Rome + + +Islam + + +European + +imperialism + + +Stage + + +A small group The Romans +establishes a big establish the +empire Roman Empire + +An imperial + +Graeco-Roman + +culture is +forged + +culture + +The imperial + +The subject + +culture is + +peoples adopt + +adopted by the + +Latin, Roman + +subject peoples + +law, Roman +political ideas, +etc. + + +The subject Illyrians, Gauls + + +peoples + +and Punics + +demand + +demand equal + +equal status + +status with + +in the name + +the Romans + +of common + +in the name + +imperial values + +of common +Roman values + + +The Arabs + +The Europeans + +establish the + +establish the + +Arab caliphate + +European + + +empires + +Arab-Muslim + +Western + +culture + +culture + + +The subject +peoples adopt +Arabic, Islam, + +etc. + +The subject +peoples adopt +English and +French, +socialism, +nationalism, +human rights, +etc. + +Egyptians, + +Indians, + +Iranians + +Chinese and + +and Berbers + +Africans + +demand equal + +demand equal + +status with + +status with + +the Arabs + +Europeans + +in the name + +in the name + +of common + +of common + +Muslim values + +Western +values such as +nationalism, +socialism and +human rights + + + + + + + + + + + + + + + + + + + + + + + +The empire’s +founders +lose their +dominance + +Romans cease + +to exist as a +unique ethnic +group. Control +of the empire +passes to a new +multi-ethnic +elite + +Arabs lose +control of the +Muslim world, +in favour of a +multi-ethnic +Muslim elite + +Europeans lose +control of the +global world, +in favour of a +multi-ethnic +elite largely +committed to +Western values +and ways of +thinking + +'Ihc imperial + +'Ihc Illyrians, + +Ihc Egyptians, + +The Indians, + +culture + +Gauls and + +Iranians + +Chinese, + +continues to + +Punics + +and Berbers + +and Africans + +flourish and + +continue + +continue + +continue + +develop + +to develop +their adopted +Roman culture + +to develop +their adopted +Muslim culture + +to develop +their adopted +Western +culture + + +During the twentieth century, local groups that had adopted +Western values claimed equality with their European +conquerors in the name of these very values. + +Many anti-colonial struggles were waged under the banners +of self-determination, socialism and human rights, all of +which are Western legacies. Just as Egyptians, Iranians and +Turks adopted and adapted the imperial culture that they +inherited from the original Arab conquerors, so today's +Indians, Africans and Chinese have accepted much of the +imperial culture of their former Western overlords, while +seeking to mould it in accordance with their needs and +traditions. + +Good Guys and Bad Guys in History + +It is tempting to divide history neatly into good guys and +bad guys, with all empires among the bad guys. For the vast +majority of empires were founded on blood, and maintained +their power through oppression and war. Yet most of today's + + + + + + + + + + +cultures are based on imperial legacies. If empires are by de +nition bad, what does that say about us? + +There are schools of thought and political movements that +seek to purge human culture of imperialism, leaving behind +what they claim is a pure, authentic civilisation, untainted +by sin. These ideologies are at best naive; at worst they +serve as disingenuous window-dressing for crude +nationalism and bigotry. Perhaps you could make a case that +some of the myriad cultures that emerged at the dawn of +recorded history were pure, untouched by sin and +unadulterated by other societies. But no culture since that +dawn can reasonably make that claim, + + + +certainly no culture that exists now on earth. All human +cultures are at least in part the legacy of empires and +imperial civilisations, and no academic or political surgery +can cut out the imperial legacies without killing the patient. + + + + +Think, for example, about the love-hate relationship +between the independent Indian republic of today and the +British Raj. The British conquest and occupation of India cost +the lives of millions of Indians, and was responsible for the +continuous humiliation and exploitation of hundreds of +millions more. Yet many Indians adopted, with the zest of +converts, Western ideas such as self-determination and +human rights, and were dismayed when the British refused +to live up to their own declared values by granting native +Indians either equal rights as British subjects or +independence. + +Nevertheless, the modern Indian state is a child of the +British Empire. The British killed, injured and persecuted the +inhabitants of the subcontinent, but they also united a +bewildering mosaic of warring kingdoms, principalities and +tribes, creating a shared national consciousness and a +country that functioned more or less as a single political +unit. They laid the foundations of the Indian judicial system, +created its administrative structure, and built the railroad +network that was critical for economic integration. +Independent India adopted Western democracy, in its British +incarnation, as its form of government. English is still the +subcontinent's lingua franca, a neutral tongue that native +speakers of Hindi, Tamil and Malayalam can use to +communicate. Indians are passionate cricket players and +chai (tea) drinkers, and both game and beverage are British +legacies. + +Commercial tea farming did not exist in India until the mid¬ +nineteenth century, when it was introduced by the British +East India Company. It was the snobbish British sahibs who +spread the custom of tea drinking throughout the +subcontinent. + + + + +28. The Chhatrapati Shivaji train station in Mumbai. +It began its life as Victoria Station, Bombay. The +British built it in the Neo-Gothic style that was +popular in late nineteenth-century Britain. A Hindu +nationalist government changed the names of both +city and station, but showed no appetite for razing +such a magnificent building, even if it was built by +foreign oppressors. + +How many Indians today would want to call a vote to divest +themselves of democracy, English, the railway network, the +legal system, cricket and tea on the grounds that they are +imperial legacies? And if they did, wouldn't the very act of +calling a vote to decide the issue demonstrate their debt to +their former overlords? + +29. The Taj Mahal. An example of 'authentic' Indian +culture, or the alien creation of Muslim imperialism? + + + + + + + + +Even if we were to completely disavow the legacy of a brutal +empire in the hope of reconstructing and safeguarding the +'authentic' cultures that preceded it, in all probability what +we will be defending is nothing but the legacy of an older +and no less brutal empire. Those who resent the mutilation +of Indian culture by the British Raj inadvertently sanctify the +legacies of the Mughal Empire and the conquering sultanate +of Delhi. And whoever attempts to rescue 'authentic Indian +culture' from the alien in uences of these Muslim empires +sancti es the legacies of the Gupta Empire, the Kushan +Empire and the Maurya Empire. If an extreme Hindu +nationalist were to destroy all the buildings left by the +British conquerors, such as Mumbai's main train station, +what about the structures left by India's + +Muslim conquerors, such as the Taj Mahal? + +Nobody really knows how to solve this thorny question of +cultural inheritance. + +Whatever path we take, the rst step is to acknowledge the +complexity of the dilemma and to accept that simplistically +dividing the past into good guys and bad guys leads +nowhere. Unless, of course, we are willing to admit that we +usually follow the lead of the bad guys. + +The New Global Empire + +Since around 200 BC, most humans have lived in empires. It +seems likely that in the future, too, most humans will live in +one. But this time the empire will be truly global. The +imperial vision of dominion over the entire world could be +imminent. + +As the twenty- rst century unfolds, nationalism is fast losing +ground. More and more people believe that all of humankind +is the legitimate source of political authority, rather than the + + + +members of a particular nationality, and that safeguarding +human rights and protecting the interests of the entire +human species should be the guiding light of politics. If so, +having close to 200 + +independent states is a hindrance rather than a help. Since +Swedes, Indonesians and Nigerians deserve the same +human rights, wouldn't it be simpler for a single global +government to safeguard them? + +The appearance of essentially global problems, such as +melting ice caps, nibbles away at whatever legitimacy +remains to the independent nation states. No sovereign +state will be able to overcome global warming on its own. +The Chinese Mandate of Heaven was given by Heaven to +solve the problems of humankind. + +The modern Mandate of Heaven will be given by humankind +to solve the problems of heaven, such as the hole in the +ozone layer and the accumulation of greenhouse gases. The +colour of the global empire may well be green. + +As of 2014, the world is still politically fragmented, but +states are fast losing their independence. Not one of them is +really able to execute independent economic policies, to +declare and wage wars as it pleases, or even to run its own +internal a airs as it sees t. States are increasingly open to +the machinations of global markets, to the interference of +global companies and NGOs, and to the supervision of +global public opinion and the international judicial system. +States are obliged to conform to global standards of nancial +behaviour, environmental policy and justice. Immensely +powerful currents of capital, labour and information turn and +shape the world, with a growing disregard for the borders +and opinions of states. + + + +The global empire being forged before our eyes is not +governed by any + +particular state or ethnic group. Much like the Late Roman +Empire, it is ruled by a multi-ethnic elite, and is held +together by a common culture and common interests. +Throughout the world, more and more entrepreneurs, +engineers, experts, scholars, lawyers and managers are +called to join the empire. They must ponder whether to +answer the imperial call or to remain loyal to their state and +their people. More and more choose the empire. + +12 + +The Law of Religion + +IN THE MEDIEVAL MARKET IN SAMARKAND, a city built on a +Central Asian oasis, Syrian merchants ran their hands over +ne Chinese silks, erce tribesmen from the steppes displayed +the latest batch of straw-haired slaves from the far west, and +shopkeepers pocketed shiny gold coins imprinted with +exotic scripts and the pro les of unfamiliar kings. Here, at +one of that era's major crossroads between east and west, +north and south, the uni cation of humankind was an +everyday fact. The same process could be observed at work +when Kublai Khan's army mustered to invadejapan in 1281. +Mongol cavalrymen in skins and furs rubbed shoulders with +Chinese foot soldiers in bamboo hats, drunken Korean +auxiliaries picked ghts with tattooed sailors from the South +China Sea, engineers from Central Asia listened with +dropping jaws to the tall tales of European adventurers, and +all obeyed the command of a single emperor. + + +Meanwhile, around the holy Ka'aba in Mecca, human uni +cation was + + + +proceeding by other means. Had you been a pilgrim to +Mecca, circling Islam's holiest shrine in the year 1300, you +might have found yourself in the company of a party from +Mesopotamia, their robes oating in the wind, their eyes +blazing with ecstasy, and their mouths repeating one after +the other the ninety-nine names of God. Just ahead you +might have seen a weather-beaten Turkish patriarch from +the Asian steppes, hobbling on a stick and stroking his +beard thoughtfully. To one side, gold jewellery shining +against jet-black skin, might have been a group of Muslims +from the African kingdom of Mali. The aroma of clove, +turmeric, cardamom and sea salt would have signalled the +presence of brothers from India, or perhaps from the +mysterious spice islands further east. + +Today religion is often considered a source of discrimination, +disagreement and disunion. Yet, in fact, religion has been +the third great uni er of humankind, alongside money and +empires. Since all social orders and hierarchies are +imagined, they are all fragile, and the larger the society, the +more fragile it is. The crucial historical role of religion has +been to give superhuman legitimacy to these fragile +structures. Religions assert that our laws are not the result of +human caprice, but are ordained by an absolute and +supreme authority. This helps place at least some +fundamental laws beyond challenge, thereby ensuring social + +stability. + +Religion can thus be de ned as a system of human norms +and values that is founded on a belief in a superhuman +order. This involves two distinct criteria: 1. Religions hold +that there is a superhuman order, which is not the product of +human whims or agreements. Professional football is not a +religion, because despite its many laws, rites and often +bizarre rituals, everyone knows that human beings invented + + + +football themselves, and FIFA may at any moment enlarge +the size of the goal or cancel the offside rule. + +2. Based on this superhuman order, religion establishes +norms and values that it considers binding. Many +Westerners today believe in ghosts, fairies and +reincarnation, but these beliefs are not a source of moral and +behavioural standards. As such, they do not constitute a +religion. + +Despite their ability to legitimise widespread social and +political orders, not all religions have actuated this potential. +In order to unite under its aegis a large expanse of territory +inhabited by disparate groups of human beings, a religion +must possess two further qualities. First, it must espouse a +universal superhuman order that is true always and +everywhere. Second, it must insist on spreading this belief +to everyone. In other words, it must be universal and +missionary. + +The best-known religions of history, such as Islam and +Buddhism, are universal and missionary. Consequently +people tend to believe that all religions are like them. In +fact, the majority of ancient religions were local and +exclusive. Their followers believed in local deities and +spirits, and had no interest in converting the entire human +race. As far as we know, universal and missionary religions +began to appear only in the rst millennium BC. Their +emergence was one of the most important revolutions in +history, and made a vital contribution to the uni cation of +humankind, much like the emergence of universal empires +and universal money. + + +Silencing the Lambs + + + +When animism was the dominant belief system, human +norms and values had to + +take into consideration the outlook and interests of a +multitude of other beings, such as animals, plants, fairies +and ghosts. For example, a forager band in the Ganges +Valley may have established a rule forbidding people to cut +down a particularly large g tree, lest the g-tree spirit become +angry and take revenge. + +Another forager band living in the Indus Valley may have +forbidden people from hunting white-tailed foxes, because a +white-tailed fox once revealed to a wise old woman where +the band might find precious obsidian. + +Such religions tended to be very local in outlook, and to +emphasise the unique features of speci c locations, climates +and phenomena. Most foragers spent their entire lives within +an area of no more than a thousand square kilometres. In +order to survive, the inhabitants of a particular valley +needed to understand the superhuman order that regulated +their valley, and to adjust their behaviour accordingly. + +It was pointless to try to convince the inhabitants of some +distant valley to follow the same rules. The people of the +Indus did not bother to send missionaries to the Ganges to +convince locals not to hunt white-tailed foxes. + +The Agricultural Revolution seems to have been +accompanied by a religious revolution. Hunter-gatherers +picked and pursued wild plants and animals, which could be +seen as equal in status to Homo sapiens. The fact that man +hunted sheep did not make sheep inferior to man, just as +the fact that tigers hunted man did not make man inferior to +tigers. Beings communicated with one another directly and +negotiated the rules governing their shared habitat. In + + + +contrast, farmers owned and manipulated plants and +animals, and could hardly degrade themselves by +negotiating with their possessions. Hence the rst religious e +ect of the Agricultural Revolution was to turn plants and +animals from equal members of a spiritual round table into +property. + +This, however, created a big problem. Farmers may have +desired absolute control of their sheep, but they knew +perfectly well that their control was limited. + +They could lock the sheep in pens, castrate rams and +selectively breed ewes, yet they could not ensure that the +ewes conceived and gave birth to healthy lambs, nor could +they prevent the eruption of deadly epidemics. How then to +safeguard the fecundity of the flocks? + +A leading theory about the origin of the gods argues that +gods gained importance because they o ered a solution to +this problem. Gods such as the fertility goddess, the sky god +and the god of medicine took centre stage when plants and +animals lost their ability to speak, and the gods' main role +was to mediate between humans and the mute plants and +animals. Much of ancient mythology is in fact a legal +contract in which humans promise everlasting devotion to +the gods in exchange for mastery over plants and animals - +the rst chapters of the book of Genesis are a prime example. +For thousands of years after the Agricultural Revolution, +religious liturgy consisted mainly of humans sacri cing +lambs, wine and cakes to divine powers, who in exchange +promised abundant harvests and fecund flocks. + +The Agricultural Revolution initially had a far smaller impact +on the status of other members of the animist system, such +as rocks, springs, ghosts and demons. + + + +However, these too gradually lost status in favour of the new +gods. As long as people lived their entire lives within limited +territories of a few hundred square kilometres, most of their +needs could be met by local spirits. But once kingdoms + +and trade networks expanded, people needed to contact +entities whose power and authority encompassed a whole +kingdom or an entire trade basin. + +The attempt to answer these needs led to the appearance of +polytheistic religions (from the Greek: poly = many, theos = +god). These religions understood the world to be controlled +by a group of powerful gods, such as the fertility goddess, +the rain god and the war god. Humans could appeal to these +gods and the gods might, if they received devotions and +sacri ces, deign to bring rain, victory and health. + +Animism did not entirely disappear at the advent of +polytheism. Demons, fairies, ghosts, holy rocks, holy springs +and holy trees remained an integral part of almost all +polytheist religions. These spirits were far less important +than the great gods, but for the mundane needs of many +ordinary people, they were good enough. While the king in +his capital city sacri ced dozens of fat rams to the great war +god, praying for victory over the barbarians, the peasant in +his hut lit a candle to the fig-tree fairy, praying that she help +cure his sick son. + +Yet the greatest impact of the rise of great gods was not on +sheep or demons, but upon the status of Homo sapiens. +Animists thought that humans were just one of many +creatures inhabiting the world. Polytheists, on the other +hand, increasingly saw the world as a re ection of the +relationship between gods and humans. Our prayers, our +sacri ces, our sins and our good deeds determined the fate +of the entire ecosystem. A terrible ood might wipe out + + + +billions of ants, grasshoppers, turtles, antelopes, gira es and +elephants, just because a few stupid Sapiens made the gods +angry. Polytheism thereby exalted not only the status of the +gods, but also that of humankind. Less fortunate members of +the old animist system lost their stature and became either +extras or silent decor in the great drama of man's +relationship with the gods. + +The Benefits of Idolatry + +Two thousand years of monotheistic brainwashing have +caused most Westerners to see polytheism as ignorant and +childish idolatry. This is an unjust stereotype. In order to +understand the inner logic of polytheism, it is necessary to +grasp the central idea buttressing the belief in many gods. + +Polytheism does not necessarily dispute the existence of a +single power or law governing the entire universe. In fact, +most polytheist and even animist religions recognised such +a supreme power that stands behind all the di erent gods, +demons and holy rocks. In classical Greek polytheism, Zeus, +Hera, Apollo and their colleagues were subject to an +omnipotent and all-encompassing power - Fate + +(Moira, Ananke). Nordic gods, too, were in thrall to fate, +which doomed them to perish in the cataclysm of Ragnarok +(the Twilight of the Gods). In the polytheistic religion of the +Yoruba of West Africa, all gods were born of the supreme god +Olodumare, and remained subject to him. In Hindu +polytheism, a single principle, Atman, controls the myriad +gods and spirits, humankind, and the biological and physical +world. Atman is the eternal essence or soul of the entire +universe, as well as of every individual and every +phenomenon. + + + +The fundamental insight of polytheism, which distinguishes +it from monotheism, is that the supreme power governing +the world is devoid of interests and biases, and therefore it is +unconcerned with the mundane desires, cares and worries of +humans. It's pointless to ask this power for victory in war, for +health or for rain, because from its all-encompassing +vantage point, it makes no di erence whether a particular +kingdom wins or loses, whether a particular city prospers or +withers, whether a particular person recuperates or dies. The +Greeks did not waste any sacrifices on Fate, and Hindus built +no temples to Atman. + +The only reason to approach the supreme power of the +universe would be to renounce all desires and embrace the +bad along with the good - to embrace even defeat, poverty, +sickness and death. Thus some Hindus, known as Sadhus or +Sannyasis, devote their lives to uniting with Atman, thereby +achieving enlightenment. They strive to see the world from +the viewpoint of this fundamental principle, to realise that +from its eternal perspective all mundane desires and fears +are meaningless and ephemeral phenomena. + +Most Hindus, however, are not Sadhus. They are sunk deep +in the morass of mundane concerns, where Atman is not +much help. For assistance in such matters, Hindus approach +the gods with their partial powers. Precisely because their +powers are partial rather than all-encompassing, gods such +as Ganesha, Lakshmi and Saraswati have interests and +biases. Humans can therefore make deals with these partial +powers and rely on their help in order to win wars and +recuperate from illness. There are necessarily many of these +smaller powers, since once you start dividing up the all- +encompassing power of a supreme principle, you'll +inevitably end up with more than one deity. Hence the +plurality of gods. + + + +The insight of polytheism is conducive to far-reaching +religious tolerance. Since polytheists believe, on the one +hand, in one supreme and completely disinterested power, +and on the other hand in many partial and biased powers, +there is no di culty for the devotees of one god to accept the +existence and e cacy of other gods. Polytheism is inherently +open-minded, and rarely persecutes 'heretics' and + +'infidels'. + +Even when polytheists conquered huge empires, they did +not try to convert their subjects. The Egyptians, the Romans +and the Aztecs did not send missionaries to foreign lands to +spread the worship of Osiris, Jupiter or Huitzilopochtli (the +chief + +Aztec god), and they certainly didn't dispatch armies for +that purpose. Subject peoples throughout the empire were +expected to respect the empire's gods and rituals, since +these gods and rituals protected and legitimised the empire. +Yet they were not required to give up their local gods and +rituals. In the Aztec Empire, subject peoples were obliged to +build temples for Huitzilopochtli, but these temples were +built alongside those of local gods, rather than in their +stead. In many cases the imperial elite itself adopted the +gods and rituals of subject people. + +The Romans happily added the Asian goddess Cybele and +the Egyptian goddess Isis to their pantheon. + +The only god that the Romans long refused to tolerate was +the monotheistic and evangelising god of the Christians. The +Roman Empire did not require the Christians to give up their +beliefs and rituals, but it did expect them to pay respect to +the empire's protector gods and to the divinity of the +emperor. This was seen as a declaration of political loyalty. + + + +When the Christians vehemently refused to do so, and went +on to reject all attempts at compromise, the Romans reacted +by persecuting what they understood to be a politically +subversive faction. And even this was done half-heartedly. In +the 300 years from the cruci xion of Christ to the conversion +of Emperor Constantine, polytheistic Roman emperors +initiated no more than four general persecutions of +Christians. Local administrators and governors incited some +anti-Christian violence of their own. Still, if we combine all +the victims of all these persecutions, it turns out that in +these three centuries, the polytheistic Romans killed no +more than a few thousand Christians. l_\r\ contrast, over the +course of the next 1,500 years, Christians slaughtered +Christians by the millions to defend slightly di erent +interpretations of the religion of love and compassion. + +The religious wars between Catholics and Protestants that +swept Europe in the sixteenth and seventeenth centuries +are particularly notorious. All those involved accepted +Christ's divinity and His gospel of compassion and love. +However, they disagreed about the nature of this love. +Protestants believed that the divine love is so great that God +was incarnated in esh and allowed Himself to be tortured +and cruci ed, thereby redeeming the original sin and +opening the gates of heaven to all those who professed faith +in Him. Catholics maintained that faith, while essential, was +not enough. To enter heaven, believers had to participate in +church rituals and do good deeds. Protestants refused to +accept this, arguing that this quid pro quo belittles God's +greatness and love. Whoever thinks that entry to heaven +depends upon his or her own good deeds magni es his own +importance, and implies that Christ's su ering on the cross +and God's love for humankind are not enough. + +These theological disputes turned so violent that during the +sixteenth and seventeenth centuries, Catholics and + + +Protestants killed each other by the hundreds + +of thousands. On 23 August 1572, French Catholics who +stressed the importance of good deeds attacked +communities of French Protestants who highlighted God's +love for humankind. In this attack, the St Bartholomew's Day +Massacre, between 5,000 and 10,000 Protestants were +slaughtered in less than twenty-four hours. + +When the pope in Rome heard the news from France, he was +so overcome by joy that he organised festive prayers to +celebrate the occasion and commissioned Giorgio Vasari to +decorate one of the Vatican's rooms with a fresco of the +massacre (the room is currently o -limits to visitors). 2 More +Christians were killed by fellow Christians in those twenty- +four hours than by the polytheistic Roman Empire +throughout its entire existence. + +God is One + +With time some followers of polytheist gods became so fond +of their particular patron that they drifted away from the +basic polytheist insight. They began to believe that their +god was the only god, and that He was in fact the supreme +power of the universe. Yet at the same time they continued +to view Him as possessing interests and biases, and believed +that they could strike deals with Him. + +Thus were born monotheist religions, whose followers +beseech the supreme power of the universe to help them +recover from illness, win the lottery and gain victory in war. + +The rst monotheist religion known to us appeared in Egypt, +c.350 BC, when Pharaoh Akhenaten declared that one of the +minor deities of the Egyptian pantheon, the god Aten, was, +in fact, the supreme power ruling the universe. + + +Akhenaten institutionalised the worship of Aten as the state +religion and tried to check the worship of all other gods. His +religious revolution, however, was unsuccessful. After his +death, the worship of Aten was abandoned in favour of the +old pantheon. + +Polytheism continued to give birth here and there to other +monotheist religions, but they remained marginal, not least +because they failed to digest their own universal message. +Judaism, for example, argued that the supreme power of the +universe has interests and biases, yet His chief interest is in +the tiny Jewish nation and in the obscure land of Israel. +Judaism had little to o er other nations, and throughout most +of its existence it has not been a missionary religion. This +stage can be called the stage of 'local monotheism'. + +The big breakthrough came with Christianity. This faith +began as an esoteric Jewish sect that sought to convince +Jews that Jesus of Nazareth was their long-awaited messiah. +However, one of the sect's rst leaders, Paul of Tarsus, +reasoned + +that if the supreme power of the universe has interests and +biases, and if He had bothered to incarnate Himself in the +esh and to die on the cross for the salvation of humankind, +then this is something everyone should hear about, not just +Jews. It was thus necessary to spread the good word - the +gospel - about Jesus throughout the world. + +Paul's arguments fell on fertile ground. Christians began +organising widespread missionary activities aimed at all +humans. In one of history's strangest twists, this esoteric +Jewish sect took over the mighty Roman Empire. + +Christian success served as a model for another monotheist +religion that appeared in the Arabian peninsula in the + + + +seventh century - Islam. Like Christianity, Islam, too, began +as a small sect in a remote corner of the world, but in an +even stranger and swifter historical surprise it managed to +break out of the deserts of Arabia and conquer an immense +empire stretching from the Atlantic Ocean to India. +Henceforth, the monotheist idea played a central role in +world history. + +Monotheists have tended to be far more fanatical and +missionary than polytheists. A religion that recognises the +legitimacy of other faiths implies either that its god is not +the supreme power of the universe, or that it received from +God just part of the universal truth. Since monotheists have +usually believed that they are in possession of the entire +message of the one and only God, they have been +compelled to discredit all other religions. Over the last two +millennia, monotheists repeatedly tried to strengthen their +hand by violently exterminating all competition. + +It worked. At the beginning of the rst century AD, there were +hardly any monotheists in the world. Around AD 500, one of +the world's largest empires - the Roman Empire - was a +Christian polity, and missionaries were busy spreading +Christianity to other parts of Europe, Asia and Africa. By the +end of the rst millennium AD, most people in Europe, West +Asia and North Africa were monotheists, and empires from +the Atlantic Ocean to the Himalayas claimed to be ordained +by the single great God. By the early sixteenth century, +monotheism dominated most of Afro-Asia, with the +exception of East Asia and the southern parts of Africa, and +it began extending long tentacles towards South Africa, +America and Oceania. Today most people outside East Asia +adhere to one monotheist religion or another, and the global +political order is built on monotheistic foundations. + + + +Yet just as animism continued to survive within polytheism, +so polytheism continued to survive within monotheism. In +theory, once a person believes that the supreme power of +the universe has interests and biases, what's the point in +worshipping partial powers? Who would want to approach a +lowly bureaucrat when the president's o ce is open to you? +Indeed, monotheist theology tends to + + + +deny the existence of all gods except the supreme God, and +to pour hell re and brimstone over anyone who dares +worship them. + +Map 5. The Spread of Christianity and Islam. + +Yet there has always been a chasm between theological +theories and historical realities. Most people have found it d +cult to digest the monotheist idea fully. + + +They have continued to divide the world into 'we' and 'they', +and to see the supreme power of the universe as too distant +and alien for their mundane needs. + +The monotheist religions expelled the gods through the front +door with a lot of fanfare, only to take them back in through +the side window. Christianity, for example, developed its +own pantheon of saints, whose cults di ered little from those +of the polytheistic gods. + +Just as the god Jupiter defended Rome and Huitzilopochtli +protected the Aztec Empire, so every Christian kingdom had +its own patron saint who helped it overcome di culties and +win wars. England was protected by St George, Scotland by +St Andrew, Hungary by St Stephen, and France had St +Martin. Cities and towns, professions, and even diseases - +each had their own saint. The city of Milan had St Ambrose, +while St Mark watched over Venice. St Florian protected +chimney cleaners, whereas St Mathew lent a hand to tax +collectors in distress. If you su ered from headaches you had +to pray to St Agathius, but if from toothaches, then St +Apollonia was a much better audience. + +The Christian saints did not merely resemble the old +polytheistic gods. Often + +they were these very same gods in disguise. For example, +the chief goddess of Celtic Ireland prior to the coming of +Christianity was Brigid. When Ireland was Christianised, +Brigid too was baptised. She became St Brigit, who to this +day is the most revered saint in Catholic Ireland. + +The Battle of Good and Evil + +Polytheism gave birth not merely to monotheist religions, +but also to dualistic ones. Dualistic religions espouse the +existence of two opposing powers: good and evil. Unlike + + + +monotheism, dualism believes that evil is an independent +power, neither created by the good God, nor subordinate to +it. Dualism explains that the entire universe is a +battleground between these two forces, and that everything +that happens in the world is part of the struggle. + +Dualism is a very attractive world view because it has a +short and simple answer to the famous Problem of Evil, one +of the fundamental concerns of human thought. 'Why is +there evil in the world? Why is there su ering? Why do bad +things happen to good people?' Monotheists have to +practise intellectual gymnastics to explain how an all¬ +knowing, all-powerful and perfectly good God allows so +much su ering in the world. One well-known explanation is +that this is God's way of allowing for human free will. Were +there no evil, humans could not choose between good and +evil, and hence there would be no free will. This, however, is +a non-intuitive answer that immediately raises a host of new +questions. Freedom of will allows humans to choose evil. +Many indeed choose evil and, according to the standard +monotheist account, this choice must bring divine +punishment in its wake. If God knew in advance that a +particular person would use her free will to choose evil, and +that as a result she would be punished for this by eternal +tortures in hell, why did God create her? Theologians have +written countless books to answer such questions. Some nd +the answers convincing. + +Some don't. What's undeniable is that monotheists have a +hard time dealing with the Problem of Evil. + +For dualists, it's easy to explain evil. Bad things happen +even to good people because the world is not governed +single-handedly by a good God. There is an independent evil +power loose in the world. The evil power does bad things. + + + +Dualism has its own drawbacks. While solving the Problem of +Evil, it is unnerved by the Problem of Order. If the world was +created by a single God, it's clear why it is such an orderly +place, where everything obeys the same laws. But if Good +and Evil battle for control of the world, who enforces the +laws governing this cosmic war? Two rival states can ght one +another because both obey the + +same laws of physics. A missile launched from Pakistan can +hit targets in India because gravity works the same way in +both countries. When Good and Evil ght, what common laws +do they obey, and who decreed these laws? + +So, monotheism explains order, but is mysti ed by evil. +Dualism explains evil, but is puzzled by order. There is one +logical way of solving the riddle: to argue that there is a +single omnipotent God who created the entire universe - +and He's evil. But nobody in history has had the stomach for +such a belief. + +Dualistic religions ourished for more than a thousand years. +Sometime between 1500 BC and 1000 BC a prophet named +Zoroaster (Zarathustra) was active somewhere in Central +Asia. His creed passed from generation to generation until it +became the most important of dualistic religions - +Zoroastrianism. Zoroastrians saw the world as a cosmic +battle between the good god Ahura Mazda and the evil god +Angra Mainyu. Humans had to help the good god in this +battle. + +Zoroastrianism was an important religion during the +Achaemenid Persian Empire (550-330 BC) and later became +the o cial religion of the Sassanid Persian Empire (AD 224- +651). It exerted a major influence on almost all subsequent +Middle Eastern and Central Asian religions, and it inspired a + + + +number of other dualist religions, such as Gnosticism and +Manichaeanism. + +During the third and fourth centuries AD, the Manichaean +creed spread from China to North Africa, and for a moment it +appeared that it would beat Christianity to achieve +dominance in the Roman Empire. Yet the Manichaeans lost +the soul of Rome to the Christians, the Zoroastrian Sassanid +Empire was overrun by the monotheistic Muslims, and the +dualist wave subsided. Today only a handful of dualist +communities survive in India and the Middle East. + +Nevertheless, the rising tide of monotheism did not really +wipe out dualism. + +Jewish, Christian and Muslim monotheism absorbed +numerous dualist beliefs and practices, and some of the +most basic ideas of what we call 'monotheism' are, in fact, +dualist in origin and spirit. Countless Christians, Muslims +and Jews believe in a powerful evil force - like the one +Christians call the Devil or Satan - who can act +independently, ght against the good God, and wreak havoc +without God's permission. + +How can a monotheist adhere to such a dualistic belief +(which, by the way, is nowhere to be found in the Old +Testament)? Logically, it is impossible. Either you believe in +a single omnipotent God or you believe in two opposing +powers, neither of which is omnipotent. Still, humans have a +wonderful capacity to believe in contradictions. So it should +not come as a surprise that millions of pious Christians, +Muslims and Jews manage to believe at one and the same +time in an omnipotent God and an independent Devil. +Countless Christians, Muslims and + + + +Jews have gone so far as to imagine that the good God even +needs our help in its struggle against the Devil, which +inspired among other things the call for jihads and crusades. + +Another key dualistic concept, particularly in Gnosticism +and Manichaeanism, was the sharp distinction between +body and soul, between matter and spirit. + +Gnostics and Manichaeans argued that the good god +created the spirit and the soul, whereas matter and bodies +are the creation of the evil god. Man, according to this view, +serves as a battleground between the good soul and the evil +body. + +From a monotheistic perspective, this is nonsense - why +distinguish so sharply between body and soul, or matter and +spirit? And why argue that body and matter are evil? After +all, everything was created by the same good God. But +monotheists could not help but be captivated by dualist +dichotomies, precisely because they helped them address +the problem of evil. So such oppositions eventually became +cornerstones of Christian and Muslim thought. Belief in +heaven (the realm of the good god) and hell (the realm of +the evil god) was also dualist in origin. There is no trace of +this belief in the Old Testament, which also never claims that +the souls of people continue to live after the death of the +body. + +In fact, monotheism, as it has played out in history, is a +kaleidoscope of monotheist, dualist, polytheist and animist +legacies, jumbling together under a single divine umbrella. +The average Christian believes in the monotheist God, but +also in the dualist Devil, in polytheist saints, and in animist +ghosts. Scholars of religion have a name for this +simultaneous avowal of di erent and even contradictory +ideas and the combination of rituals and practices taken + + + +from di erent sources. It's called syncretism. Syncretism +might, in fact, be the single great world religion. + +The Law of Nature + +All the religions we have discussed so far share one +important characteristic: they all focus on a belief in gods +and other supernatural entities. This seems obvious to +Westerners, who are familiar mainly with monotheistic and +polytheist creeds. In fact, however, the religious history of +the world does not boil down to the history of gods. During +the rst millennium BC, religions of an altogether new kind +began to spread through Afro-Asia. The newcomers, such as +Jainism and Buddhism in India, Daoism and Confucianism in +China, and Stoicism, Cynicism and Epicureanism in the +Mediterranean basin, were characterised by their disregard +of gods. + +These creeds maintained that the superhuman order +governing the world is the + +product of natural laws rather than of divine wills and +whims. Some of these natural-law religions continued to +espouse the existence of gods, but their gods were subject +to the laws of nature no less than humans, animals and +plants were. + +Gods had their niche in the ecosystem, just as elephants +and porcupines had theirs, but could no more change the +laws of nature than elephants can. A prime example is +Buddhism, the most important of the ancient natural law +religions, which remains one of the major faiths. + +The central gure of Buddhism is not a god but a human +being, Siddhartha Gautama. According to Buddhist tradition, +Gautama was heir to a small Himalayan kingdom, sometime +around 500 BC. The young prince was deeply a ected by the + + + +su ering evident all around him. He saw that men and +women, + +children and old people, all su er not just from occasional +calamities such as war and plague, but also from anxiety, +frustration and discontent, all of which seem to be an +inseparable part of the human condition. People pursue +wealth and power, acquire knowledge and possessions, +beget sons and daughters, and build houses and palaces. + +Yet no matter what they achieve, they are never content. +Those who live in poverty dream of riches. Those who have a +million want two million. Those who have two million want +10 million. Even the rich and famous are rarely satis ed. + +They too are haunted by ceaseless cares and worries, until +sickness, old age and death put a bitter end to them. +Everything that one has accumulated vanishes like smoke. +Life is a pointless rat race. But how to escape it? + +At the age of twenty-nine Gautama slipped away from his +palace in the middle of the night, leaving behind his family +and possessions. He travelled as a homeless vagabond +throughout northern India, searching for a way out of su +ering. He visited ashrams and sat at the feet of gurus but +nothing liberated him entirely - + +some dissatisfaction always remained. He did not despair. + +He resolved to investigate su ering on his own until he found +a method for complete liberation. + +He spent six years meditating on the essence, causes and +cures for human anguish. + +In the end he came to the realisation that su ering is not +caused by ill fortune, by social injustice, or by divine whims. +Rather, su ering is caused by the behaviour patterns of one's +own mind. + + + +Gautama's insight was that no matter what the mind +experiences, it usually reacts with craving, and craving +always involves dissatisfaction. When the mind experiences +something distasteful it craves to be rid of the irritation. +When the mind experiences something pleasant, it craves +that the pleasure will remain and will intensify. Therefore, +the mind is always dissatis ed and restless. This is very clear +when we experience unpleasant things, such as pain. As +long as the pain continues, we are dissatis ed and do all we +can to avoid it. Yet even when we experience pleasant +things we are never content. We either fear that the +pleasure might disappear, or we hope that it will intensify. +People dream for years about + + + +A rtut where Buddha was actire + +Area where Buddhism was a dominant religion in the past +Area where Buddhism is a dominant religion today + + +i + + +nding love but are rarely satis ed when they nd it. Some +become anxious that their partner will leave; others feel that + + + +they have settled cheaply, and could have found someone +better. And we all know people who manage to do both. + +Map 6. The Spread of Buddhism. + +Great gods can send us rain, social institutions can provide +justice and good health care, and lucky coincidences can +turn us into millionaires, but none of them can change our +basic mental patterns. Hence even the greatest kings are +doomed to live in angst, constantly eeing grief and anguish, +forever chasing after greater pleasures. + +Gautama found that there was a way to exit this vicious +circle. If, when the mind experiences something pleasant or +unpleasant, it simply understands things as they are, then +there is no su ering. If you experience sadness without +craving that the sadness go away, you continue to feel +sadness but you do not su er from it. There can actually be +richness in the sadness. If you experience joy without +craving that the joy linger and intensify, you continue to feel +joy without losing your peace of mind. + +But how do you get the mind to accept things as they are, +without craving? To accept sadness as sadness, joy as joy, +pain as pain? Gautama developed a set of meditation +techniques that train the mind to experience reality as it is, +without craving. These practices train the mind to focus all +its attention on the question, + +'What am I experiencing now?' rather than on 'What would I +rather be experiencing?' It is difficult to achieve this state of +mind, but not impossible. + +Gautama grounded these meditation techniques in a set of +ethical rules meant to make it easier for people to focus on +actual experience and to avoid falling into cravings and +fantasies. He instructed his followers to avoid killing, + + + +promiscuous sex and theft, since such acts necessarily stoke +the re of craving (for power, for sensual pleasure, or for +wealth). When the ames are completely extinguished, +craving is replaced by a state of perfect contentment and +serenity, known as nirvana (the literal meaning of which is +'extinguishing the re'). Those who have attained nirvana are +fully liberated from all su ering. They experience reality with +the utmost clarity, free of fantasies and delusions. While +they will most likely still encounter unpleasantness and +pain, such experiences cause them no misery. A person who +does not crave cannot suffer. + +According to Buddhist tradition, Gautama himself attained +nirvana and was fully liberated from su ering. Henceforth he +was known as 'Buddha', which means + +'The Enlightened One'. Buddha spent the rest of his life +explaining his discoveries to others so that everyone could +be freed from su ering. He encapsulated his teachings in a +single law: su ering arises from craving; the only way to be +fully liberated from su ering is to be fully liberated from +craving; and the only way to be liberated from craving is to +train the mind to experience reality as it is. + +This law, known as dharma or dhamma, is seen by Buddhists +as a universal law of nature. That 'su ering arises from +craving' is always and everywhere true, just as in modern +physics E always equals mc2. Buddhists are people who +believe in this law and make it the fulcrum of all their +activities. Belief in gods, on the other hand, is of minor +importance to them. The rst principle of monotheist religions +is + +'God exists. What does He want from me?' The rst principle +of Buddhism is + + + +'Suffering exists. How do I escape it?' + + +Buddhism does not deny the existence of gods - they are +described as powerful beings who can bring rains and +victories - but they have no in uence on the law that su +ering arises from craving. If the mind of a person is free of all +craving, no god can make him miserable. Conversely, once +craving arises in a person's mind, all the gods in the +universe cannot save him from suffering. + +Yet much like the monotheist religions, premodern natural- +law religions such as Buddhism never really rid themselves +of the worship of gods. Buddhism told people that they +should aim for the ultimate goal of complete liberation from +su ering, rather than for stops along the way such as +economic prosperity and political power. However, 99 per +cent of Buddhists did not attain nirvana, and even if they +hoped to do so in some future lifetime, they devoted most of +their present lives to the pursuit of mundane achievements. +So they continued to worship various gods, such as the +Hindu gods in India, the Bon gods in Tibet, and + +the Shinto gods in Japan. + +Moreover, as time went by several Buddhist sects developed +pantheons of Buddhas and bodhisattvas. These are human +and non-human beings with the capacity to achieve full +liberation from suffering but who forego this liberation out of +compassion, in order to help the countless beings still +trapped in the cycle of misery. Instead of worshipping gods, +many Buddhists began worshipping these enlightened +beings, asking them for help not only in attaining nirvana, +but also in dealing with mundane problems. Thus we nd +many Buddhas and bodhisattvas throughout East Asia who +spend theirtime bringing rain, stopping plagues, and even + + + +winning bloody wars - in exchange for prayers, colourful +owers, fragrant incense and gifts of rice and candy. + +The Worship of Man + +The last 300 years are often depicted as an age of growing +secularism, in which religions have increasingly lost their +importance. If we are talking about theist religions, this is +largely correct. But if we take into consideration natural-law +religions, then modernity turns out to be an age of intense +religious fervour, unparalleled missionary e orts, and the +bloodiest wars of religion in history. The modern age has +witnessed the rise of a number of new natural-law religions, +such as liberalism, Communism, capitalism, nationalism and +Nazism. These creeds do not like to be called religions, and +refer to themselves as ideologies. But this is just a semantic +exercise. If a religion is a system of human norms and values +that is founded on belief in a superhuman order, then Soviet +Communism was no less a religion than Islam. + +Islam is of course di erent from Communism, because Islam +sees the superhuman order governing the world as the edict +of an omnipotent creator god, whereas Soviet Communism +did not believe in gods. But Buddhism too gives short shrift +to gods, and yet we commonly classify it as a religion. Like +Buddhists, Communists believed in a superhuman order of +natural and immutable laws that should guide human +actions. Whereas Buddhists believe that the law of nature +was discovered by Siddhartha Gautama, Communists +believed that the law of nature was discovered by Karl Marx, +Friedrich Engels and Vladimir Ilyich Lenin. The similarity +does not end there. Like other religions, Communism too has +its holy scripts and prophetic books, such as Marx's Das +Kapital, which foretold that history would soon end with the +inevitable victory of the proletariat. Communism had its +holidays and festivals, such as the First of May and the + + + +anniversary of the October Revolution. It had theologians +adept at Marxist dialectics, and every unit in the + + +Religion + + + +o + + + + +o + + +Football + + +Islam + +Buddhism + + +Theory of +relativity + + +o + +n + + +Communism + + +Soviet army had a chaplain, called a commissar, who +monitored the piety of soldiers and o cers. Communism had +martyrs, holy wars and heresies, such as Trotskyism. Soviet +Communism was a fanatical and missionary religion. A +devout Communist could not be a Christian or a Buddhist, +and was expected to spread the gospel of Marx and Lenin +even at the price of his or her life. + +Religion is a system of human norms and values that +is founded on belief in a superhuman order. The +theory of relativity is not a religion, because (at +least so far) there are no human norms and values +that are founded on it. Football is not a religion +because nobody argues that its rules reflect +superhuman edicts. Islam, Buddhism and +Communism are all religions, because all are +systems of human norms and values that are +founded on belief in a superhuman order. (Note the +difference between 'superhuman' and + + +'supernatural'. The Buddhist law of nature and the +Marxist laws of history are superhuman, since they +were not legislated by humans. Yet they are not +supernatural.) + +Some readers may feel very uncomfortable with this line of +reasoning. If it makes you feel better, you are free to go on +calling Communism an ideology rather than a religion. It +makes no di erence. We can divide creeds into god-centred +religions and godless ideologies that claim to be based on +natural laws. + +But then, to be consistent, we would need to catalogue at +least some Buddhist, Daoist and Stoic sects as ideologies +rather than religions. Conversely, we should note that belief +in gods persists within many modern ideologies, and that +some of them, most notably liberalism, make little sense +without this belief. + + + +It would be impossible to survey here the history of all the +new modern creeds, + +especially because there are no clear boundaries between +them. They are no less syncretic than monotheism and +popular Buddhism. Just as a Buddhist could worship Hindu +deities, and just as a monotheist could believe in the +existence of Satan, so the typical American nowadays is +simultaneously a nationalist (she believes in the existence of +an American nation with a special role to play in history), a +free-market capitalist (she believes that open competition +and the pursuit of self-interest are the best ways to create a +prosperous society), and a liberal humanist (she believes +that humans have been endowed by their creator with +certain inalienable rights). Nationalism will be discussed in +Chapter 18 . + +Capitalism - the most successful of the modern religions - +gets a whole chapter, + +Chapter 16 . which expounds its principal beliefs and rituals. +In the remaining pages of this chapter I will address the +humanist religions. + +Theist religions focus on the worship of gods. Humanist +religions worship humanity, or more correctly, Homo +sapiens. Humanism is a belief that Homo sapiens has a +unique and sacred nature, which is fundamentally di erent +from the nature of all other animals and of all other +phenomena. Humanists believe that the unique nature of +Homo sapiens is the most important thing in the world, and +it determines the meaning of everything that happens in the +universe. The supreme good is the good of Homo sapiens. + + + + + + +The rest of the world and all other beings exist solely for the +benefit of this species. + +All humanists worship humanity, but they do not agree on +its de nition. + +Humanism has split into three rival sects that ght over the +exact de nition of + +'humanity', just as rival Christian sects fought over the exact +de nition of God. + +Today, the most important humanist sect is liberal +humanism, which believes that + +'humanity' is a quality of individual humans, and that the +liberty of individuals is therefore sacrosanct. According to +liberals, the sacred nature of humanity resides within each +and every individual Homo sapiens. The inner core of +individual humans gives meaning to the world, and is the +source for all ethical and political authority. If we encounter +an ethical or political dilemma, we should look inside and +listen to our inner voice - the voice of humanity. The chief +commandments of liberal humanism are meant to protect +the liberty of this inner voice against intrusion or harm. +These commandments are collectively known as 'human +rights'. + +This, for example, is why liberals object to torture and the +death penalty. In early modern Europe, murderers were +thought to violate and destabilise the cosmic order. To bring +the cosmos back to balance, it was necessary to torture and +publicly execute the criminal, so that everyone could see +the order re-established. + +Attending gruesome executions was a favourite pastime for +Londoners and Parisians in the era of Shakespeare and + + + +Moliere. In today's Europe, murder is seen as a violation of +the sacred nature of humanity. In order to restore order, +present-day Europeans do not torture and execute criminals. +Instead, they punish a + +murderer in what they see as the most 'humane' way +possible, thus safeguarding and even rebuilding his human +sanctity. By honouring the human nature of the murderer, +everyone is reminded of the sanctity of humanity, and order +is restored. + +By defending the murderer, we right what the murderer has +wronged. + +Even though liberal humanism sancti es humans, it does not +deny the existence of God, and is, in fact, founded on +monotheist beliefs. The liberal belief in the free and sacred +nature of each individual is a direct legacy of the traditional +Christian belief in free and eternal individual souls. Without +recourse to eternal souls and a Creator God, it becomes +embarrassingly di cult for liberals to explain what is so +special about individual Sapiens. + +Another important sect is socialist humanism. Socialists +believe that 'humanity' + +is collective rather than individualistic. They hold as sacred +not the inner voice of each individual, but the species Homo +sapiens as a whole. Whereas liberal humanism seeks as +much freedom as possible for individual humans, socialist +humanism seeks equality between all humans. According to +socialists, inequality is the worst blasphemy against the +sanctity of humanity, because it privileges peripheral +qualities of humans over their universal essence. For +example, when the rich are privileged over the poor, it +means that we value money more than the universal + + + +essence of all humans, which is the same for rich and poor +alike. + +Like liberal humanism, socialist humanism is built on +monotheist foundations. + +The idea that all humans are equal is a revamped version of +the monotheist conviction that all souls are equal before +God. The only humanist sect that has actually broken loose +from traditional monotheism is evolutionary humanism, +whose most famous representatives are the Nazis. What +distinguished the Nazis from other humanist sects was a di +erent de nition of 'humanity', one deeply in uenced by the +theory of evolution. In contrast to other humanists, the Nazis +believed that humankind is not something universal and +eternal, but rather a mutable species that can evolve or +degenerate. Man can evolve into superman, or degenerate +into a subhuman. + +The main ambition of the Nazis was to protect humankind +from degeneration + +and encourage its progressive evolution. This is why the +Nazis said that the Aryan race, the most advanced form of +humanity, had to be protected and fostered, while +degenerate kinds of Homo sapiens like Jews, Roma, +homosexuals and the mentally ill had to be quarantined and +even exterminated. The Nazis explained that Homo sapiens +itself appeared when one 'superior' population of ancient +humans evolved, whereas 'inferior' populations such as the +Neanderthals became extinct. These di erent populations +were at rst no more than di erent races, but developed +independently along their own evolutionary paths. This +might well happen again. According to the Nazis, Homo +sapiens had already divided into several distinct races, each +with its own unique qualities. One of these races, the + + + +Aryan race, had the nest qualities - rationalism, beauty, +integrity, diligence. The Aryan race therefore had the +potential to turn man into superman. Other races, such as +Jews and blacks, were today's Neanderthals, possessing +inferior qualities. + +If allowed to breed, and in particular to intermarry with +Aryans, they would adulterate all human populations and +doom Homo sapiens to extinction. + +Biologists have since debunked Nazi racial theory. In +particular, genetic research conducted after 1945 has +demonstrated that the di erences between the various +human lineages are far smaller than the Nazis postulated. +But these conclusions are relatively new. Given the state of +scienti c knowledge in 1933, Nazi beliefs were hardly +outside the pale. The existence of di erent human races, the +superiority of the white race, and the need to protect and +cultivate this superior race were widely held beliefs among +most Western elites. Scholars in the most prestigious +Western universities, using the orthodox scienti c methods +of the day, published studies that allegedly proved that +members of the white race were more intelligent, more +ethical and more skilled than Africans or Indians. + +Politicians in Washington, London and Canberra took it for +granted that it was their job to prevent the adulteration and +degeneration of the white race, by, for example, restricting +immigration from China or even Italy to 'Aryan' countries +such as the USA and Australia. + +Humanist Religions - Religions that Worship Humanity + +Socialist + + +Liberal humanism + + + +Evolutionary humanism +humanism + +Homo sapiens has a unique and sacred nature that is +fundamentally different from the nature of all other beings +and phenomena. The supreme good is the good of humanity. + +'Humanity' is + +'Humanity' is + +'Humanity' is a mutable species. + +collective and + +individualistic and + +Humans might degenerate into + +resides within the + +resides within each + +subhumans or evolve into + +species Homo + +individual Homo sapiens. + +superhumans. + +sapiens as a whole. + +The supreme +The supreme + +The supreme commandment is to + + + + +commandment is to + +commandment is to protect humankind from +protect the inner core +protect equality + +degenerating into subhumans, and + +and freedom of each + +within the species + +to encourage its evolution into + +individual Homo sapiens. Homo sapiens. + +superhumans. + +These positions did not change simply because new scienti c +research was published. Sociological and political + + + +developments were far more powerful engines of change. In +this sense, Hitler dug not just his own grave but that of +racism in general. When he launched World War Two, he +compelled his enemies to make clear distinctions between +'us' and 'them'. Afterwards, precisely because Nazi ideology +was so racist, racism became discredited in the West. But +the change took time. White supremacy remained a +mainstream ideology in American politics at least until the +1960s. The White Australia policy which restricted +immigration of non-white people to Australia remained in +force until 1973. Aboriginal Australians did not receive equal +political rights until the 1960s, and most were prevented +from voting in elections because they were deemed unfit to +function as citizens. + +30. A Nazi propaganda poster showing on the right a +'racially pure Aryan' and on the left a 'cross-breed'. + +Nazi admiration for the human body is evident, as is +their fear that the lower races might pollute +humanity and cause its degeneration. + +The Nazis did not loathe humanity. They fought liberal +humanism, human rights and Communism precisely because +they admired humanity and believed in the great potential +of the human species. But following the logic of Darwinian + + + + +evolution, they argued that natural selection must be +allowed to weed out un t individuals and leave only the ttest +to survive and reproduce. By succouring the weak, +liberalism and Communism not only allowed un t individuals +to survive, they actually gave them the opportunity to +reproduce, thereby undermining natural selection. In such a +world, the ttest humans would inevitably drown in a sea of +un t degenerates. Humankind would become less and less t +with each passing generation - which could lead to its +extinction. + +31. A Nazi cartoon of 1933. Hitler is presented as a +sculptor who creates the superman. A bespectacled +liberal intellectual is appalled by the violence +needed to create the superman. (Note also the +erotic glorification of the human body.) + + + + + +A 1942 German biology textbook explains in the chapter +The Laws of Nature + +and Mankind' that the supreme law of nature is that all +beings are locked in a remorseless struggle for survival. After +describing how plants struggle for territory, how beetles +struggle to nd mates and so forth, the textbook concludes +that: + +The battle for existence is hard and unforgiving, but is the +only way to maintain life. This struggle eliminates +everything that is un t for life, and selects everything that is +able to survive ... These natural laws are incontrovertible; +living creatures demonstrate them by their very survival. +They are unforgiving. Those who resist + +them wil be wiped out. Biology not only tel s us about +animals and plants, but also shows us the laws we must fol +ow in our lives, and steels our wil s to live and ght according +to these laws. The meaning of life is struggle. + +Woe to him who sins against these laws. + +Then follows a quotation from Mein Kampf. The person who +attempts to ght the iron logic of nature thereby ghts the +principles he must thank for his life as a human being. To +fight against nature is to bring about one's own destruction. +'3 + + +At the dawn of the third millennium, the future of +evolutionary humanism is unclear. For sixty years after the +end of the war against Hitler it was taboo to link humanism +with evolution and to advocate using biological methods to +upgrade' + +Homo sapiens. But today such projects are back in vogue. +No one speaks about exterminating lower races or inferior + + +people, but many contemplate using our increasing +knowledge of human biology to create superhumans. + +At the same time, a huge gulf is opening between the tenets +of liberal humanism and the latest ndings of the life +sciences, a gulf we cannot ignore much longer. + +Our liberal political and judicial systems are founded on the +belief that every individual has a sacred inner nature, +indivisible and immutable, which gives meaning to the +world, and which is the source of all ethical and political +authority. This is a reincarnation of the traditional Christian +belief in a free and eternal soul that resides within each +individual. Yet over the last 200 years, the life sciences have +thoroughly undermined this belief. Scientists studying the +inner workings of the human organism have found no soul +there. They increasingly argue that human behaviour is +determined by hormones, genes and synapses, rather than +by free will - the same forces that determine the behaviour +of chimpanzees, wolves, and ants. Our judicial and political +systems largely try to sweep such inconvenient discoveries +under the carpet. But in all frankness, how long can we +maintain the wall separating the department of biology from +the departments of law and political science? + +13 + +The Secret of Success + +COMMERCE, EMPIRES AND UNIVERSAL religions eventually +brought virtually every Sapiens on every continent into the +global world we live in today. Not that this process of +expansion and uni cation was linear or without interruptions. + +Looking at the bigger picture, though, the transition from +many small cultures to a few large cultures and finally to a + + + +single global society was probably an inevitable result of the +dynamics of human history. + +But saying that a global society is inevitable is not the same +as saying that the end result had to be the particular kind of +global society we now have. We can certainly imagine other +outcomes. Why is English so widespread today, and not +Danish? Why are there about 2 billion Christians and 1.25 +billion Muslims, but only 150,000 Zoroastrians and no +Manichaeans? If we could go back in time to 10,000 years +ago and set the process going again, time after time, would +we always see the rise of monotheism and the decline of +dualism? + +We can't do such an experiment, so we don't really know. + +But an examination of two crucial characteristics of history +can provide us with some clues. + +1. The Hindsight Fal acy + +Every point in history is a crossroads. A single travelled road +leads from the past to the present, but myriad paths fork o +into the future. Some of those paths are wider, smoother and +better marked, and are thus more likely to be taken, but +sometimes history - or the people who make history - takes +unexpected turns. + +At the beginning of the fourth century AD, the Roman +Empire faced a wide horizon of religious possibilities. It +could have stuck to its traditional and variegated +polytheism. But its emperor, Constantine, looking back on a +fractious century of civil war, seems to have thought that a +single religion with a clear doctrine could help unify his +ethnically diverse realm. He could have chosen any of a +number of contemporary cults to be his national faith - + + + +Manichaeism, Mithraism, the cults of Isis or Cybele, +Zoroastrianism, Judaism and even Buddhism + +were all available options. Why did he opt for Jesus? Was +there something in Christian theology that attracted him +personally, or perhaps an aspect of the faith that made him +think it would be easier to use for his purposes? Did he have +a religious experience, or did some of his advisers suggest +that the Christians were quickly gaining adherents and that +it would be best to jump on that wagon? + +Historians can speculate, but not provide any de nitive +answer. They can describe how Christianity took over the +Roman Empire, but they cannot explain why this particular +possibility was realised. + +What is the di erence between describing 'how' and +explaining 'why'? To describe 'how' means to reconstruct the +series of speci c events that led from one point to another. To +explain 'why means to nd causal connections that account +for the occurrence of this particular series of events to the +exclusion of all others. + +Some scholars do indeed provide deterministic explanations +of events such as the rise of Christianity. They attempt to +reduce human history to the workings of biological, +ecological or economic forces. They argue that there was +something about the geography, genetics or economy of the +Roman Mediterranean that made the rise of a monotheist +religion inevitable. Yet most historians tend to be sceptical +of such deterministic theories. This is one of the +distinguishing marks of history as an academic discipline - +the better you know a particular historical period, the harder +it becomes to explain why things happened one way and not +another. Those who have only a super cial knowledge of a +certain period tend to focus only on the possibility that was + + + +eventually realised. They offer a just-so story to explain with +hindsight why that outcome was inevitable. Those more +deeply informed about the period are much more cognisant +of the roads not taken. + +In fact, the people who knew the period best - those alive at +the time - were the most clueless of all. For the average +Roman in Constantine's time, the future was a fog. It is an +iron rule of history that what looks inevitable in hindsight +was far from obvious at the time. Today is no di erent. Are we +out of the global economic crisis, or is the worst still to +come? Will China continue growing until it becomes the +leading superpower? Will the United States lose its +hegemony? Is the upsurge of monotheistic fundamentalism +the wave of the future or a local whirlpool of little long-term +signi cance? Are we heading towards ecological disaster or +technological paradise? There are good arguments to be +made for all of these outcomes, but no way of knowing for +sure. In a few decades, people will look back and think that +the answers to all of these questions were obvious. + +It is particularly important to stress that possibilities which +seem very unlikely to contemporaries often get realised. +When Constantine assumed the throne in 306, Christianity +was little more than an esoteric Eastern sect. If you were to +suggest then that it was about to become the Roman state +religion, you'd have been laughed out of the room just as +you would be today if you were to suggest + +that by the year 2050 Hare Krishna would be the state +religion of the USA. In October 1913, the Bolsheviks were a +small radical Russian faction. No reasonable person would +have predicted that within a mere four years they would +take over the country. In AD 600, the notion that a band of +desert-dwelling Arabs would soon conquer an expanse +stretching from the Atlantic Ocean to India was even more + + + +preposterous. Indeed, had the Byzantine army been able to +repel the initial onslaught, Islam would probably have +remained an obscure cult of which only a handful of +cognoscenti were aware. Scholars would then have a very +easy job explaining why a faith based on a revelation to a +middle-aged Meccan merchant could never have caught on. + +Not that everything is possible. Geographical, biological and +economic forces create constraints. Yet these constraints +leave ample room for surprising developments, which do not +seem bound by any deterministic laws. + +This conclusion disappoints many people, who prefer history +to be + +deterministic. Determinism is appealing because it implies +that our world and our beliefs are a natural and inevitable +product of history. It is natural and inevitable that we live in +nation states, organise our economy along capitalist +principles, and fervently believe in human rights. To +acknowledge that history is not deterministic is to +acknowledge that it is just a coincidence that most people +today believe in nationalism, capitalism and human rights. + +History cannot be explained deterministically and it cannot +be predicted because it is chaotic. So many forces are at +work and their interactions are so complex that extremely +small variations in the strength of the forces and the way +they interact produce huge di erences in outcomes. Not only +that, but history is what is called a 'level two' chaotic +system. Chaotic systems come in two shapes. + +Level one chaos is chaos that does not react to predictions +about it. The weather, for example, is a level one chaotic +system. Though it is in uenced by myriad factors, we can +build computer models that take more and more of them + + + +into consideration, and produce better and better weather +forecasts. + + +Level two chaos is chaos that reacts to predictions about it, +and therefore can never be predicted accurately. Markets, for +example, are a level two chaotic system. What will happen if +we develop a computer program that forecasts with 100 per +cent accuracy the price of oil tomorrow? The price of oil will +immediately react to the forecast, which would consequently +fail to materialise. If the current price of oil is $90 a barrel, +and the infallible computer program predicts that tomorrow +it will be $100, traders will rush to buy oil so that they can +pro t from the predicted price rise. As a result, the price will +shoot up to $100 a barrel today rather than tomorrow. Then +what will happen tomorrow? Nobody knows. + +Politics, too, is a second-order chaotic system. Many people +criticise Sovietologists for failing to predict the 1989 +revolutions and castigate Middle East + +experts for not anticipating the Arab Spring revolutions of +2011. This is unfair. + +Revolutions are, by de nition, unpredictable. A predictable +revolution never erupts. + +Why not? Imagine that it's 2010 and some genius political +scientists in cahoots with a computer wizard have developed +an infallible algorithm that, incorporated into an attractive +interface, can be marketed as a revolution predictor. They o +er their services to President Hosni Mubarak of Egypt and, in +return for a generous down payment, tell Mubarak that +according to their forecasts a revolution would certainly +break out in Egypt during the course of the following year. +How would Mubarak react? Most likely, he would +immediately lower taxes, distribute billions of dollars in + + + +handouts to the citizenry - and also beef up his secret police +force, just in case. The pre-emptive measures work. The year +comes and goes and, surprise, there is no revolution. +Mubarak demands his money back. 'Your algorithm is +worthless!' he shouts at the scientists. 'In the end I could +have built another palace instead of giving all that money +away!' 'But the reason the revolution didn't happen is +because we predicted it,' the scientists say in their defence. +'Prophets who predict things that don't happen?' Mubarak +remarks as he motions his guards to grab them. 'I could +have picked up a dozen of those for next to nothing in the +Cairo marketplace.' + +So why study history? Unlike physics or economics, history +is not a means for making accurate predictions. We study +history not to know the future but to widen our horizons, to +understand that our present situation is neither natural nor +inevitable, and that we consequently have many more +possibilities before us than we imagine. For example, +studying how Europeans came to dominate Africans enables +us to realise that there is nothing natural or inevitable about +the racial hierarchy, and that the world might well be +arranged differently. + +2. Blind Clio + +We cannot explain the choices that history makes, but we +can say something very important about them: history's +choices are not made for the bene t of humans. + +There is absolutely no proof that human well-being +inevitably improves as history rolls along. There is no proof +that cultures that are bene cial to humans must inexorably +succeed and spread, while less bene cial cultures disappear. +There is no proof that Christianity was a better choice than + + + +Manichaeism, or that the Arab Empire was more beneficial +than that of the Sassanid Persians. + +There is no proof that history is working for the bene t of +humans because we lack an objective scale on which to +measure such bene t. Di erent cultures de ne + +the good di erently, and we have no objective yardstick by +which to judge between them. The victors, of course, always +believe that their de nition is correct. But why should we +believe the victors? Christians believe that the victory of +Christianity over Manichaeism was bene cial to humankind, +but if we do not accept the Christian world view then there is +no reason to agree with them. + +Muslims believe that the fall of the Sassanid Empire into +Muslim hands was bene cial to humankind. But these bene +ts are evident only if we accept the Muslim world view. It +may well be that we'd all be better o if Christianity and Islam +had been forgotten or defeated. + +Ever more scholars see cultures as a kind of mental infection +or parasite, with humans as its unwitting host. Organic +parasites, such as viruses, live inside the body of their hosts. +They multiply and spread from one host to the other, +feeding o their hosts, weakening them, and sometimes even +killing them. As long as the hosts live long enough to pass +along the parasite, it cares little about the condition of its +host. In just this fashion, cultural ideas live inside the minds +of humans. They multiply and spread from one host to +another, occasionally weakening the hosts and sometimes +even killing them. A cultural idea - such as belief in +Christian heaven above the clouds or Communist paradise +here on earth - can compel a human to dedicate his or her +life to spreading that idea, even at the price of death. + + + +The human dies, but the idea spreads. According to this +approach, cultures are not conspiracies concocted by some +people in order to take advantage of others (as Marxists tend +to think). Rather, cultures are mental parasites that emerge +accidentally, and thereafter take advantage of all people +infected by them. + +This approach is sometimes called memetics. It assumes +that, just as organic evolution is based on the replication of +organic information units called 'genes', so cultural +evolution is based on the replication of cultural information +units called + +'merries'. ^Successful cultures are those that excel in +reproducing their memes, irrespective of the costs and +benefits to their human hosts. + +Most scholars in the humanities disdain memetics, seeing it +as an amateurish attempt to explain cultural processes with +crude biological analogies. But many of these same scholars +adhere to memetics' twin sister - postmodernism. + +Postmodernist thinkers speak about discourses rather than +memes as the building blocks of culture. Yet they too see +cultures as propagating themselves with little regard for the +bene t of humankind. For example, postmodernist thinkers +describe nationalism as a deadly plague that spread +throughout the world in the nineteenth and twentieth +centuries, causing wars, oppression, hate and genocide. The +moment people in one country were infected with it, those in +neighbouring countries were also likely to catch the virus. +The nationalist virus presented itself as being beneficial for +humans, yet it has been beneficial mainly to itself. + +Similar arguments are common in the social sciences, under +the aegis of game + + +theory. Game theory explains how in multi-player systems, +views and behaviour patterns that harm al players +nevertheless manage to take root and spread. Arms races +are a famous example. Many arms races bankrupt all those +who take part in them, without really changing the military +balance of power. When Pakistan buys advanced aeroplanes, +India responds in kind. When India develops nuclear bombs, +Pakistan follows suit. When Pakistan enlarges its navy, India +counters. At the end of the process, the balance of power +may remain much as it was, but meanwhile billions of dollars +that could have been invested in education or health are +spent on weapons. Yet the arms race dynamic is hard to +resist. 'Arms racing' is a pattern of behaviour that spreads +itself like a virus from one country to another, harming +everyone, but bene ting itself, under the evolutionary +criteria of survival and reproduction. (Keep in mind that an +arms race, like a gene, has no awareness + +- it does not consciously seek to survive and reproduce. Its +spread is the unintended result of a powerful dynamic.) + +No matter what you call it - game theory, postmodernism or +memetics - the dynamics of history are not directed towards +enhancing human well-being. There is no basis for thinking +that the most successful cultures in history are necessarily +the best ones for Homo sapiens . Like evolution, history +disregards the happiness of individual organisms. And +individual humans, for their part, are usually far too ignorant +and weak to influence the course of history to their own +advantage. + +History proceeds from one junction to the next, choosing for +some mysterious reason to follow rst this path, then another. +Around AD 1500, history made its most momentous choice, +changing not only the fate of humankind, but arguably the +fate of all life on earth. We call it the Scienti c Revolution. It + + + +began in western Europe, a large peninsula on the western +tip of Afro-Asia, which up till then played no important role +in history. Why did the Scienti c Revolution begin there of all +places, and not in China or India? Why did it begin at the +midpoint of the second millennium AD rather than two +centuries before or three centuries later? + +We don't know. Scholars have proposed dozens of theories, +but none of them is particularly convincing. + +History has a very wide horizon of possibilities, and many +possibilities are never realised. It is conceivable to imagine +history going on for generations upon generations while +bypassing the Scienti c Revolution, just as it is conceivable +to imagine history without Christianity, without a Roman +Empire, and without gold coins. + + + +Part Four + + +The Scientific Revolution + + + + +32. Alamogordo. 16 July 1945, 05:29:53. Eight +seconds after the first atomic bomb was detonated. +The nuclear physicist Robert Oppenheimer, upon +seeing the explosion, quoted from the Bhagavadgita: +‘Now I am become Death, the destroyer of worlds.' + +14 + +The Discovery of Ignorance + +WERE, SAY, A SPANISH PEASANT TO HAVE fallen asleep in +AD 1000 and woken + +up 500 years later, to the din of Columbus' sailors boarding +the Nina , Pinta and Santa Maria , the world would have +seemed to him quite familiar. Despite many changes in +technology, manners and political boundaries, this medieval +Rip Van Winkle would have felt at home. But had one of +Columbus' sailors fallen into a similar slumber and woken up +to the ringtone of a twenty- rst-century iPhone, he would +have found himself in a world strange beyond +comprehension. 'Is this heaven?' he might well have asked +himself. 'Or perhaps - hell?' + +The last 500 years have witnessed a phenomenal and +unprecedented growth in + +human power. In the year 1500, there were about 500 +million Homo sapiens in the entire world. Today, there are 7 +billion. l_The total value of goods and services produced by +humankind in the year 1500 is estimated at $250 billion, in +today's dollars. 2_Nowadays the value of a year of human +production is close to $60 + +trillion. 3 In 1500, humanity consumed about 13 trillion +calories of energy per day. + + + +Today, we consume 1,500 trillion calories a day. 4 (Take a +second look at those gures - human population has +increased fourteen-fold, production 240-fold, and energy +consumption 115-fold.) + +Suppose a single modern battleship got transported back to +Columbus' time. In a matter of seconds it could make +driftwood out of the Nina , Pinta and Santa Maria and then +sink the navies of every great world power of the time +without sustaining a scratch. Five modern freighters could +have taken onboard all the cargo borne by the whole world's +merchant eets. 5 A modern computer could easily store +every word and number in all the codex books and scrolls in +every single medieval library with room to spare. Any large +bank today holds more money than all the world's +premodern kingdoms put together. 6 + +In 1500, few cities had more than 100,000 inhabitants. Most +buildings were constructed of mud, wood and straw; a three- +storey building was a skyscraper. + +The streets were rutted dirt tracks, dusty in summer and +muddy in winter, plied by pedestrians, horses, goats, +chickens and a few carts. The most common urban noises +were human and animal voices, along with the occasional +hammer and saw. At sunset, the cityscape went black, with +only an occasional candle or torch + +ickering in the gloom. If an inhabitant of such a city could +see modern Tokyo, New York or Mumbai, what would she +think? + +Prior to the sixteenth century, no human had +circumnavigated the earth. This changed in 1522, when +Magellan's expedition returned to Spain after a journey of +72,000 kilometres. It took three years and cost the lives of + + +almost all the crew members, Magellan included. In 1873, +Jules Verne could imagine that Phileas Fogg, a wealthy +British adventurer, might just be able to make it around the +world in eighty days. Today anyone with a middle-class +income can safely and easily circumnavigate the globe in +just forty-eight hours. + +In 1500, humans were con ned to the earth's surface. They +could build towers and climb mountains, but the sky was +reserved for birds, angels and deities. On 20 + +July 1969 humans landed on the moon. This was not merely +a historical achievement, but an evolutionary and even +cosmic feat. During the previous 4 + +billion years of evolution, no organism managed even to +leave the earth's atmosphere, and certainly none left a foot +or tentacle print on the moon. + +For most of history, humans knew nothing about 99.99 per +cent of the organisms on the planet - namely, the +microorganisms. This was not because they were of no +concern to us. Each of us bears billions of one-celled +creatures within us, and not just as free-riders. They are our +best friends, and deadliest enemies. + +Some of them digest our food and clean our guts, while +others cause illnesses and epidemics. Yet it was only in 1674 +that a human eye rst saw a microorganism, when Anton van +Leeuwenhoek took a peek through his home-made +microscope and was startled to see an entire world of tiny +creatures milling about in a drop of water. During the +subsequent 300 years, humans have made the +acquaintance of a huge number of microscopic species. +We've managed to defeat most of the deadliest contagious +diseases they cause, and have harnessed microorganisms in + + + +the service of medicine and industry. Today we engineer +bacteria to produce medications, manufacture biofuel and +kill parasites. + +But the single most remarkable and de ning moment of the +past 500 years came at 05:29:45 on 16 July 1945. At that +precise second, American scientists detonated the rst atomic +bomb at Alamogordo, New Mexico. From that point onward, +humankind had the capability not only to change the course +of history, but to end it. + +The historical process that led to Alamogordo and to the +moon is known as the Scienti c Revolution. During this +revolution humankind has obtained enormous new powers +by investing resources in scienti c research. It is a revolution +because, until about AD 1500, humans the world over +doubted their ability to obtain new medical, military and +economic powers. While government and wealthy patrons +allocated funds to education and scholarship, the aim was, +in + + + +general, to preserve existing capabilities rather than acquire +new ones. The typical premodern ruler gave money to +priests, philosophers and poets in the hope that they would +legitimise his rule and maintain the social order. He did not + + +expect them to discover new medications, invent new +weapons or stimulate economic growth. + +During the last ve centuries, humans increasingly came to +believe that they could increase their capabilities by +investing in scienti c research. This wasn't just blind faith - it +was repeatedly proven empirically. The more proofs there +were, the more resources wealthy people and governments +were willing to put into science. We would never have been +able to walk on the moon, engineer microorganisms and +split the atom without such investments. The US +government, for example, has in recent decades allocated +billions of dollars to the study of nuclear physics. The +knowledge produced by this research has made possible the +construction of nuclear power stations, which provide cheap +electricity for American industries, which pay taxes to the +US government, which uses some of these taxes to finance +further research in nuclear physics. + +The Scientific Revolution's feedback loop. Science +needs more than just research to make progress. It +depends on the mutual reinforcement of science, +politics and economics. Political and economic +institutions provide the resources without which +scientific research is almost impossible. In return, +scientific research provides new powers that are +used, among other things, to obtain new resources, +some of which are reinvested in research. + +Why did modern humans develop a growing belief in their +ability to obtain new powers through research? What forged +the bond between science, politics and economics? This +chapter looks at the unique nature of modern science in +order to provide part of the answer. The next two chapters +examine the formation of the alliance between science, the +European empires and the economics of capitalism. + + + +Ignoramus + + +Humans have sought to understand the universe at least +since the Cognitive Revolution. Our ancestors put a great +deal of time and e ort into trying to discover the rules that +govern the natural world. But modern science di ers from all +previous traditions of knowledge in three critical ways: + +a. The willingness to admit ignorance. Modern science +is based on the Latin injunction ignoramus - 'we do not +know'. It assumes that we don't know everything. Even more +critically, it accepts that the things that we think we know +could be proven wrong as we gain more knowledge. No +concept, idea or + +theory is sacred and beyond challenge. + +b. The centrality of observation and mathematics. + +Having admitted ignorance, modern science aims to obtain +new knowledge. It does so by gathering observations and +then using mathematical tools to connect these +observations into comprehensive theories. + +c. The acquisition of new powers. Modern science is not +content with creating theories. It uses these theories in order +to acquire new powers, and in particular to develop new +technologies. + +The Scienti c Revolution has not been a revolution of +knowledge. It has been above all a revolution of ignorance. +The great discovery that launched the Scienti c Revolution +was the discovery that humans do not know the answers to +their most important questions. + +Premodern traditions of knowledge such as Islam, +Christianity, Buddhism and Confucianism asserted that +everything that is important to know about the world was + + + +already known. The great gods, or the one almighty God, or +the wise people of the past possessed all-encompassing +wisdom, which they revealed to us in scriptures and oral +traditions. Ordinary mortals gained knowledge by delving +into these ancient texts and traditions and understanding +them properly. It was inconceivable that the Bible, the +Qur'an or the Vedas were missing out on a crucial secret of +the universe - a secret that might yet be discovered by esh- +and-blood creatures. + +Ancient traditions of knowledge admitted only two kinds of +ignorance. First, an individual might be ignorant of +something important. To obtain the necessary knowledge, all +he needed to do was ask somebody wiser. There was no +need to discover something that nobody yet knew. For +example, if a peasant in some thirteenth-century Yorkshire +village wanted to know how the human race originated, he +assumed that Christian tradition held the de nitive answer. + +All he + +had to do was ask the local priest. + +Second, an entire tradition might be ignorant of unimportant +things. By de nition, whatever the great gods or the wise +people of the past did not bother to tell us was unimportant. +For example, if our Yorkshire peasant wanted to know how +spiders weave their webs, it was pointless to ask the priest, +because there was no answer to this question in any of the +Christian Scriptures. That did not mean, however, that +Christianity was de cient. Rather, it meant that +understanding how spiders weave their webs was +unimportant. After all, God knew perfectly well how spiders +do it. If this were a vital piece of information, necessary for +human prosperity and salvation, God would have included a +comprehensive explanation in the Bible. + + + +Christianity did not forbid people to study spiders. But +spider scholars - if there were any in medieval Europe - had +to accept their peripheral role in society and the irrelevance +of their ndings to the eternal truths of Christianity. No matter +what a scholar might discover about spiders or butter ies or +Galapagos nches, that knowledge was little more than trivia, +with no bearing on the fundamental truths of society, +politics and economics. + +In fact, things were never quite that simple. In every age, +even the most pious and conservative, there were people +who argued that there were important things of which their +entire tradition was ignorant. Yet such people were usually +marginalised or persecuted - or else they founded a new +tradition and began arguing that they knew everything +there is to know. For example, the prophet Muhammad +began his religious career by condemning his fellow Arabs +for living in ignorance of the divine truth. Yet Muhammad +himself very quickly began to argue that he knew the full +truth, and his followers began calling him The Seal of the +Prophets'. Henceforth, there was no need of revelations +beyond those given to Muhammad. + +Modern-day science is a unique tradition of knowledge, +inasmuch as it openly admits col ective ignorance regarding +the most important questions. Darwin never argued that he +was The Seal of the Biologists', and that he had solved the +riddle of life once and for all. After centuries of extensive +scienti c research, biologists admit that they still don't have +any good explanation for how brains produce consciousness. +Physicists admit that they don't know what caused the Big +Bang, or how to reconcile quantum mechanics with the +theory of general relativity. + +In other cases, competing scienti c theories are vociferously +debated on the basis of constantly emerging new evidence. + + + +A prime example is the debates about how best to run the +economy. Though individual economists may claim that their +method is the best, orthodoxy changes with every nancial +crisis and stock-exchange bubble, and it is generally +accepted that the nal word on economics is yet to be said. + +In still other cases, particular theories are supported so +consistently by the available evidence, that all alternatives +have long since fallen by the wayside. + +Such theories are accepted as true - yet everyone agrees +that were new evidence to emerge that contradicts the +theory, it would have to be revised or discarded. + +Good examples of these are the plate tectonics theory and +the theory of evolution. + +The willingness to admit ignorance has made modern +science more dynamic, supple and inquisitive than any +previous tradition of knowledge. This has hugely expanded +our capacity to understand how the world works and our +ability to invent new technologies. But it presents us with a +serious problem that most of our ancestors did not have to +cope with. Our current assumption that we do not know +everything, and that even the knowledge we possess is +tentative, extends to the shared myths that enable millions +of strangers to cooperate e ectively. If the evidence shows +that many of those myths are doubtful, how can we hold +society together? How can our communities, countries and +international system function? + +All modern attempts to stabilise the sociopolitical order have +had no choice but to rely on either of two unscientific +methods: + +a. Take a scienti c theory, and in opposition to common +scienti c practices, declare that it is a nal and absolute truth. + + + +This was the method used by Nazis (who claimed that their +racial policies were the corollaries of biological facts) and +Communists (who claimed that Marx and Lenin had divined +absolute economic truths that could never be refuted). + +b. Leave science out of it and live in accordance with a non- +scienti c absolute truth. + +This has been the strategy of liberal humanism, which is +built on a dogmatic belief in the unique worth and rights of +human beings - a doctrine which has embarrassingly little in +common with the scientific study of Homo sapiens. + +But that shouldn't surprise us. Even science itself has to rely +on religious and ideological beliefs to justify and finance its +research. + +Modern culture has nevertheless been willing to embrace +ignorance to a much greater degree than has any previous +culture. One of the things that has made it possible for +modern social orders to hold together is the spread of an +almost religious belief in technology and in the methods of +scienti c research, which have replaced to some extent the +belief in absolute truths. + +The Scientific Dogma + +Modern science has no dogma. Yet it has a common core of +research methods, + +which are all based on collecting empirical observations - +those we can observe with at least one of our senses - and +putting them together with the help of mathematical tools. + +People throughout history collected empirical observations, +but the importance of these observations was usually +limited. Why waste precious resources obtaining new + + + +observations when we already have all the answers we +need? But as modern people came to admit that they did +not know the answers to some very important questions, +they found it necessary to look for completely new +knowledge. + +Consequently, the dominant modern research method takes +for granted the insu ciency of old knowledge. Instead of +studying old traditions, emphasis is now placed on new +observations and experiments. When present observation +collides with past tradition, we give precedence to the +observation. Of course, physicists analysing the spectra of +distant galaxies, archaeologists analysing the nds from a +Bronze Age city, and political scientists studying the +emergence of capitalism do not disregard tradition. They +start by studying what the wise people of the past have said +and written. But from their rst year in college, aspiring +physicists, archaeologists and political scientists are taught +that it is their mission to go beyond what Einstein, Heinrich +Schliemann and Max Weber ever knew. + +Mere observations, however, are not knowledge. In order to +understand the universe, we need to connect observations +into comprehensive theories. Earlier traditions usually +formulated their theories in terms of stories. Modern science +uses mathematics. + +There are very few equations, graphs and calculations in the +Bible, the Qur'an, the Vedas or the Confucian classics. When +traditional mythologies and scriptures laid down general +laws, these were presented in narrative rather than +mathematical form. Thus a fundamental principle of +Manichaean religion asserted that the world is a +battleground between good and evil. An evil force created +matter, while a good force created spirit. Humans are caught +between these two forces, and should choose good over evil. + + + +Yet the prophet Mani made no attempt to o er a +mathematical formula that could be used to predict human +choices by quantifying the respective strength of these two +forces. He never calculated that + +'the force acting on a man is equal to the acceleration of his +spirit divided by the mass of his body'. + +This is exactly what scientists seek to accomplish. In 1687, +Isaac Newton published The Mathematical Principles of +Natural Philosophy, arguably the most important book in +modern history. Newton presented a general theory of +movement and change. The greatness of Newton's theory +was its ability to explain and predict the movements of all +bodies in the universe, from falling apples to shooting stars, +using three very simple mathematical laws: + +i.yv-o + + + +Henceforth, anyone who wished to understand and predict +the movement of a + +cannonball or a planet simply had to make measurements of +the object's mass, direction and acceleration, and the forces +acting on it. By inserting these numbers into Newton's +equations, the future position of the object could be +predicted. It worked like magic. Only around the end of the +nineteenth century did scientists come across a few +observations that did not t well with Newton's laws, and + + +these led to the next revolutions in physics - the theory of +relativity and quantum mechanics. + +Newton showed that the book of nature is written in the +language of mathematics. + +Some chapters (for example) boil down to a clear-cut +equation; but scholars who attempted to reduce biology, +economics and psychology to neat Newtonian equations +have discovered that these elds have a level of complexity +that makes such an aspiration futile. This did not mean, +however, that they gave up on mathematics. A new branch +of mathematics was developed over the last 200 years to +deal with the more complex aspects of reality: statistics. + +In 1744, two Presbyterian clergymen in Scotland, Alexander +Webster and Robert Wallace, decided to set up a life- +insurance fund that would provide pensions for the widows +and orphans of dead clergymen. They proposed that each of +their church's ministers would pay a small portion of his +income into the fund, which would invest the money. If a +minister died, his widow would receive dividends on the +fund's pro ts. This would allow her to live comfortably for the +rest of her life. But to determine how much the ministers had +to pay in so that the fund would have enough money to live +up to its obligations, Webster and Wallace had to be able to +predict how many ministers would die each year, how many +widows and orphans they would leave behind, and by how +many years the widows would outlive their husbands. + +Take note of what the two churchmen did not do. They did +not pray to God to reveal the answer. Nor did they search for +an answer in the Holy Scriptures or among the works of +ancient theologians. Nor did they enter into an abstract +philosophical disputation. Being Scots, they were practical + + + +types. So they contacted a professor of mathematics from +the University of Edinburgh, Colin + +Maclaurin. The three of them collected data on the ages at +which people died and used these to calculate how many +ministers were likely to pass away in any given year. + +Their work was founded on several recent breakthroughs in +the elds of statistics and probability. One of these was Jacob +Bernoulli's Law of Large Numbers. Bernoulli had codi ed the +principle that while it might be di cult to predict with +certainty a single event, such as the death of a particular +person, it was possible to predict with great accuracy the +average outcome of many similar events. That is, while +Maclaurin could not use maths to predict whether Webster +and Wallace would die next year, he could, given enough +data, tell Webster and Wallace how many Presbyterian +ministers in Scotland would almost certainly die next year. +Fortunately, they had ready-made data that they could use. +Actuary tables published fty years previously by Edmond +Halley proved particularly useful. Halley had analysed +records of 1,238 births and 1,174 deaths that he obtained +from the city of Breslau, Germany. Halley's tables made it +possible to see that, for example, a twenty-year-old person +has a 1:100 chance of dying in a given year, but a fifty-year- +old person has a 1:39 chance. + +Processing these numbers, Webster and Wallace concluded +that, on average, there would be 930 living Scottish +Presbyterian ministers at any given moment, and an +average of twenty-seven ministers would die each year, +eighteen of whom would be survived by widows. Five of +those who did not leave widows would leave orphaned +children, and two of those survived by widows would also be +outlived by children from previous marriages who had not +yet reached the age of sixteen. They further computed how + + + +much time was likely to go by before the widows' death or +remarriage (in both these eventualities, payment of the +pension would cease). These gures enabled Webster and +Wallace to determine how much money the ministers who +joined their fund had to pay in order to provide for their +loved ones. By contributing £2 12 s. 2 d. a year, a minister +could guarantee that his widowed wife would receive at +least £10 a year - a hefty sum in those days. If he thought +that was not enough he could choose to pay in more, up to a +level of £6 + +11 s. 3 d. a year - which would guarantee his widow the +even more handsome sum of £25 a year. + +According to their calculations, by the year 1765 the Fund +for a Provision for the Widows and Children of the Ministers +of the Church of Scotland would have capital totalling +£58,348. Their calculations proved amazingly accurate. +When that year arrived, the fund's capital stood at £58,347 +- just £1 less than the prediction! This was even better than +the prophecies of Habakkuk, Jeremiah or St John. Today, +Webster and Wallace's fund, known simply as Scottish +Widows, is one of the largest pension and insurance +companies in the world. With assets worth £100 billion, it +insures not only Scottish widows, but anyone willing to buy + +its policies. 7 + +Probability calculations such as those used by the two +Scottish ministers became the foundation not merely of +actuarial science, which is central to the pension and +insurance business, but also of the science of demography +(founded by another clergyman, the Anglican Robert +Malthus). Demography in its turn was the cornerstone on +which Charles Darwin (who almost became an Anglican +pastor) built his theory of evolution. While there are no + + +equations that predict what kind of organism will evolve +under a sped c set of conditions, geneticists use probability +calculations to compute the likelihood that a particular +mutation will spread in a given population. Similar +probabilistic models have become central to economics, +sociology, psychology, political science and the other social +and natural sciences. Even physics eventually +supplemented Newton's classical equations with the +probability clouds of quantum mechanics. + +We need merely look at the history of education to realise +how far this process has taken us. Throughout most of +history, mathematics was an esoteric eld that even educated +people rarely studied seriously. In medieval Europe, logic, +grammar and rhetoric formed the educational core, while +the teaching of mathematics seldom went beyond simple +arithmetic and geometry. Nobody studied statistics. The +undisputed monarch of all sciences was theology. + +Today few students study rhetoric; logic is restricted to +philosophy departments, and theology to seminaries. But +more and more students are motivated - or forced + +- to study mathematics. There is an irresistible drift towards +the exact sciences - + +defined as 'exact' by their use of mathematical tools. Even +fields of study that were traditionally part of the humanities, +such as the study of human language (linguistics) and the +human psyche (psychology), rely increasingly on +mathematics and seek to present themselves as exact +sciences. Statistics courses are now part of the basic +requirements not just in physics and biology, but also in +psychology, sociology, economics and political science. + + + +In the course catalogue of the psychology department at my +own university, the rst required course in the curriculum is +'Introduction to Statistics and Methodology in Psychological +Research'. Second-year psychology students must take +'Statistical Methods in Psychological Research'. Confucius, +Buddha, Jesus and Muhammad would have been bewildered +if you told them that in order to understand the human mind +and cure its illnesses you must first study statistics. + +Knowledge is Power + +Most people have a hard time digesting modern science +because its mathematical language is di cult for our minds +to grasp, and its ndings often contradict common sense. Out +of the 7 billion people in the world, how many really +understand quantum mechanics, cell biology or +macroeconomics? Science nevertheless enjoys immense +prestige because of the new powers it gives us. + +Presidents and generals may not understand nuclear +physics, but they have a good grasp of what nuclear bombs +can do. + +In 1620 Francis Bacon published a scientific manifesto tided +The New Instrument. + +In it he argued that 'knowledge is power'. The real test of +'knowledge' is not whether it is true, but whether it +empowers us. Scientists usually assume that no theory is +100 per cent correct. Consequently, truth is a poor test for +knowledge. + +The real test is utility. A theory that enables us to do new +things constitutes knowledge. + +Over the centuries, science has o ered us many new tools. +Some are mental tools, such as those used to predict death + + + +rates and economic growth. Even more important are +technological tools. The connection forged between science +and technology is so strong that today people tend to +confuse the two. We often think that it is impossible to +develop new technologies without scienti c research, and +that there is little point in research if it does not result in +new technologies. + +In fact, the relationship between science and technology is a +very recent phenomenon. Prior to 1500, science and +technology were totally separate elds. + +When Bacon connected the two in the early seventeenth +century, it was a revolutionary idea. During the seventeenth +and eighteenth centuries this relationship tightened, but the +knot was tied only in the nineteenth century. Even in 1800, +most rulers who wanted a strong army, and most business +magnates who wanted a successful business, did not bother +to finance research in physics, biology or economics. + +I don't mean to claim that there is no exception to this rule. + +A good historian can nd precedent for everything. But an +even better historian knows when these precedents are but +curiosities that cloud the big picture. Generally speaking, +most premodern rulers and business people did not nance +research about the nature of the universe in order to +develop new technologies, and most thinkers did not try to +translate their ndings into technological gadgets. Rulers +nanced educational institutions whose mandate was to +spread traditional knowledge for the purpose of buttressing +the existing order. + +Here and there people did develop new technologies, but +these were usually created by uneducated craftsmen using +trial and error, not by scholars pursuing systematic scienti c +research. Cart manufacturers built the same carts from the + + + +same materials year in year out. They did not set aside a +percentage of their annual pro ts in order to research and +develop new cart models. Cart design + + + +occasionally improved, but it was usually thanks to the +ingenuity of some local carpenter who never set foot in a +university and did not even know how to read. + +This was true of the public as well as the private sector. +Whereas modern states call in their scientists to provide +solutions in almost every area of national policy, from +energy to health to waste disposal, ancient kingdoms +seldom did so. The contrast between then and now is most +pronounced in weaponry. When outgoing President Dwight +Eisenhower warned in 1961 of the growing power of the +military-industrial complex, he left out a part of the +equation. He should have alerted his country to the military- +industrial-scienti c complex, because today's wars are +scienti c productions. The world's military forces initiate, + + + + + +fund and steer a large part of humanity's scientific research +and technological development. + +When World War One bogged down into interminable trench +warfare, both sides called in the scientists to break the +deadlock and save the nation. The men in white answered +the call, and out of the laboratories rolled a constant stream +of new wonder-weapons: combat aircraft, poison gas, tanks, +submarines and ever more efficient machine guns, artillery +pieces, rifles and bombs. + +33. German V-2 rocket ready to launch. It didn't +defeat the Allies, but it kept the Germans hoping for +a technological miracle until the very last days of the +war. + +Science played an even larger role in World War Two. By late +1944 Germany + +was losing the war and defeat was imminent. A year earlier, +the Germans' allies, the Italians, had toppled Mussolini and +surrendered to the Allies. But Germany kept ghting on, even +though the British, American and Soviet armies were + +closing in. One reason German soldiers and civilians thought +not all was lost was that they believed German scientists +were about to turn the tide with so-called miracle weapons +such as the V-2 rocket and jet-powered aircraft. + +While the Germans were working on rockets and jets, the +American Manhattan + +Project successfully developed atomic bombs. By the time +the bomb was ready, in early August 1945, Germany had +already surrendered, but Japan was ghting on. + + + +American forces were poised to invade its home islands. The +Japanese vowed to resist the invasion and ght to the death, +and there was every reason to believe that it was no idle +threat. American generals told President Harry S. Truman +that an invasion of Japan would cost the lives of a million +American soldiers and would extend the war well into 1946. +Truman decided to use the new bomb. Two weeks and two +atom bombs later, Japan surrendered unconditionally and +the war was over. + +But science is not just about o ensive weapons. It plays a +major role in our defences as well. Today many Americans +believe that the solution to terrorism is technological rather +than political. Just give millions more to the nanotechnology +industry, they believe, and the United States could send +bionic spy- ies into every Afghan cave, Yemenite redoubt +and North African encampment. Once that's done, Osama +Bin Laden's heirs will not be able to make a cup of co ee +without a CIA spy- y passing this vital information back to +headquarters in Langley. Allocate millions more to brain +research, and every airport could be equipped with ultra- +sophisticated FMRI scanners that could immediately +recognise angry and hateful thoughts in people's brains. Will +it really work? Who knows. Is it wise to develop bionic ies +and thought-reading scanners? Not necessarily. Be that as it +may, as you read these lines, the US Department of Defense +is transferring millions of dollars to nanotechnology and +brain laboratories for work on these and other such ideas. + +This obsession with military technology - from tanks to atom +bombs to spy- ies + +- is a surprisingly recent phenomenon. Up until the +nineteenth century, the vast majority of military revolutions +were the product of organisational rather than technological +changes. When alien civilisations met for the rsttime, + + + +technological gaps sometimes played an important role. But +even in such cases, few thought of deliberately creating or +enlarging such gaps. Most empires did not rise thanks to +technological wizardry, and their rulers did not give much +thought to technological improvement. The Arabs did not +defeat the Sassanid Empire thanks to superior bows or +swords, the Seljuks had no technological advantage over the +Byzantines, and the Mongols did not conquer China with the +help of some ingenious new weapon. In fact, in all these +cases the vanquished enjoyed superior military and civilian +technology. + +The Roman army is a particularly good example. It was the +best army of its day, + +yet technologically speaking, Rome had no edge over +Carthage, Macedonia or the Seleucid Empire. Its advantage +rested on efficient organisation, iron discipline and huge +manpower reserves. The Roman army never set up a +research and development department, and its weapons +remained more or less the same for centuries on end. If the +legions of Scipio Aemilianus - the general who levelled +Carthage and defeated the Numantians in the second +century BC - had suddenly popped up 500 years later in the +age of Constantine the Great, Scipio would have had a fair +chance of beating Constantine. Now imagine what would +happen to a general from a few centuries back - say +Napoleon - if he led his troops against a modern armoured +brigade. Napoleon was a brilliant tactician, and his men +were crack professionals, but their skills would be useless in +the face of modern weaponry. + +As in Rome, so also in ancient China: most generals and +philosophers did not think it their duty to develop new +weapons. The most important military invention in the +history of China was gunpowder. Yet to the best of our + + + +knowledge, gunpowder was invented accidentally, by Daoist +alchemists searching for the elixir of life. Gunpowder's +subsequent career is even more telling. One might have +thought that the Daoist alchemists would have made China +master of the world. In fact, the Chinese used the new +compound mainly for recrackers. + +Even as the Song Empire collapsed in the face of a Mongol +invasion, no emperor set up a medieval Manhattan Project to +save the empire by inventing a doomsday weapon. Only in +the fteenth century - about 600 years after the invention of +gunpowder - did cannons become a decisive factor on Afro- +Asian battlefields. Why did it take so long for the deadly +potential of this substance to be put to military use? + +Because it appeared at a time when neither kings, scholars, +nor merchants thought that new military technology could +save them or make them rich. + +The situation began to change in the fteenth and sixteenth +centuries, but another 200 years went by before most rulers +evinced any interest in nancing the research and +development of new weapons. Logistics and strategy +continued to have far greater impact on the outcome of wars +than technology. The Napoleonic military machine that +crushed the armies of the European powers at Austerlitz +(1805) was armed with more or less the same weaponry that +the army of Louis XVI had used. Napoleon himself, despite +being an artilleryman, had little interest in new weapons, +even though scientists and inventors tried to persuade him +to fund the development of flying machines, submarines +and rockets. + +Science, industry and military technology intertwined only +with the advent of the capitalist system and the Industrial +Revolution. Once this relationship was established, however, +it quickly transformed the world. + + + +The Ideal of Progress + +Until the Scienti c Revolution most human cultures did not +believe in progress. + +They thought the golden age was in the past, and that the +world was stagnant, if not deteriorating. Strict adherence to +the wisdom of the ages might perhaps bring back the good +old times, and human ingenuity might conceivably improve +this or that facet of daily life. However, it was considered +impossible for human know-how to overcome the world's +fundamental problems. If even Muhammad, Jesus, + +Buddha and Confucius - who knew everything there is to +know - were unable to abolish famine, disease, poverty and +war from the world, how could we expect to do so? + +Many faiths believed that some day a messiah would appear +and end all wars, famines and even death itself. But the +notion that humankind could do so by discovering new +knowledge and inventing new tools was worse than +ludicrous - it was hubris. The story of the Tower of Babel, the +story of Icarus, the story of the Golem and countless other +myths taught people that any attempt to go beyond human +limitations would inevitably lead to disappointment and +disaster. + +When modern culture admitted that there were many +important things that it + +still did not know, and when that admission of ignorance +was married to the idea that scienti c discoveries could give +us new powers, people began suspecting that real progress +might be possible after all. As science began to solve one +unsolvable problem after another, many became convinced +that humankind could overcome + + + +any and every problem by acquiring and applying new +knowledge. Poverty, sickness, wars, famines, old age and +death itself were not the inevitable fate of humankind. They +were simply the fruits of our ignorance. + + + +34. Beniamin Franklin disarming the gods. + +A famous example is lightning. Many cultures believed that +lightning was the hammer of an angry god, used to punish +sinners. In the middle of the eighteenth century, in one of +the most celebrated experiments in scienti c history, +Benjamin Franklin ew a kite during a lightning storm to test +the hypothesis that lightning is simply an electric current. +Franklins empirical observations, coupled with his +knowledge about the qualities of electrical energy, enabled +him to invent the lightning rod and disarm the gods. + +Poverty is another case in point. Many cultures have viewed +poverty as an inescapable part of this imperfect world. +According to the New Testament, shortly before the cruci +xion a woman anointed Christ with precious oil worth 300 + + + + +denarii. Jesus' disciples scolded the woman for wasting such +a huge sum of money instead of giving it to the poor, but +Jesus defended her, saying that The poor you will always +have with you, and you can help them any time you want. +But you will not always have me' (Mark 14:7). Today, fewer +and fewer people, including fewer and fewer Christians, +agree with Jesus on this matter. Poverty is increasingly seen +as a technical problem amenable to intervention. It's +common wisdom that policies based on the latest ndings in +agronomy, economics, medicine and sociology can eliminate +poverty. + +And indeed, many parts of the world have already been +freed from the worst + +forms of deprivation. Throughout history, societies have su +ered from two kinds of poverty: social poverty, which +withholds from some people the opportunities available to +others; and biological poverty, which puts the very lives of +individuals at risk due to lack of food and shelter. Perhaps +social poverty can never be + +eradicated, but in many countries around the world +biological poverty is a thing of the past. + +Until recently, most people hovered very close to the +biological poverty line, below which a person lacks enough +calories to sustain life for long. Even small miscalculations or +misfortunes could easily push people below that line, into +starvation. Natural disasters and man-made calamities often +plunged entire populations over the abyss, causing the +death of millions. Today most of the world's people have a +safety net stretched below them. Individuals are protected +from personal misfortune by insurance, state-sponsored +social security and a plethora of local and international +NGOs. When calamity strikes an entire region, worldwide + + + +relief e orts are usually successful in preventing the worst. +People still su erfrom numerous degradations, humiliations +and poverty-related illnesses, but in most countries nobody +is starving to death. In fact, in many societies more people +are in danger of dying from obesity than from starvation. + +The Gilgamesh Project + +Of all mankind's ostensibly insoluble problems, one has +remained the most vexing, interesting and important: the +problem of death itself. Before the late modern era, most +religions and ideologies took it for granted that death was +our inevitable fate. Moreover, most faiths turned death into +the main source of meaning in life. + +Try to imagine Islam, Christianity or the ancient Egyptian +religion in a world without death. These creeds taught +people that they must come to terms with death and pin +their hopes on the afterlife, rather than seek to overcome +death and live for ever here on earth. The best minds were +busy giving meaning to death, not trying to escape it. + +That is the theme of the most ancient myth to come down to +us - the Gilgamesh myth of ancient Sumer. Its hero is the +strongest and most capable man in the world, King +Gilgamesh of Uruk, who could defeat anyone in battle. One +day, Gilgamesh's best friend, Enkidu, died. Gilgamesh sat by +the body and observed it for many days, until he saw a worm +dropping out of his friend's nostril. At that moment +Gilgamesh was gripped by a terrible horror, and he resolved +that he himself would never die. He would somehow nd a +way to defeat death. + +Gilgamesh then undertook a journey to the end of the +universe, killing lions, battling scorpion-men and nding his +way into the underworld. There he shattered the stone + + + +giants of Urshanabi and the ferryman of the river of the +dead, and found Utnapishtim, the last survivor of the +primordial ood. Yet Gilgamesh failed in his quest. He +returned home empty-handed, as mortal as ever, but with + +one new piece of wisdom. When the gods created man, +Gilgamesh had learned, they set death as man's inevitable +destiny, and man must learn to live with it. + +Disciples of progress do not share this defeatist attitude. For +men of science, death is not an inevitable destiny, but +merely a technical problem. People die not because the gods +decreed it, but due to various technical failures - a heart +attack, cancer, an infection. And every technical problem +has a technical solution. If the heart utters, it can be +stimulated by a pacemaker or replaced by a new heart. If +cancer rampages, it can be killed with drugs or radiation. If +bacteria proliferate, they can be subdued with antibiotics. +True, at present we cannot solve all technical problems. But +we are working on them. Our best minds are not wasting +their time trying to give meaning to death. Instead, they are +busy investigating the physiological, hormonal and genetic +systems responsible for disease and old age. They are +developing new medicines, revolutionary treatments and +arti cial organs that will lengthen our lives and might one +day vanquish the Grim Reaper himself. + +Until recently, you would not have heard scientists, or +anyone else, speak so bluntly. 'Defeat death?! What +nonsense! We are only trying to cure cancer, tuberculosis +and Alzheimer's disease,' they insisted. People avoided the +issue of death because the goal seemed too elusive. Why +create unreasonable expectations? We're now at a point, +however, where we can be frank about it. + + + +The leading project of the Scienti c Revolution is to give +humankind eternal life. + +Even if killing death seems a distant goal, we have already +achieved things that were inconceivable a few centuries +ago. In 1199, King Richard the Lionheart was struck by an +arrow in his left shoulder. Today we'd say he incurred a minor +i n j u ry. + +But in 1199, in the absence of antibiotics and e ective +sterilisation methods, this minor esh wound turned infected +and gangrene set in. The only way to stop the spread of +gangrene in twelfth-century Europe was to cut o the infected +limb, impossible when the infection was in a shoulder. The +gangrene spread through the Lionheart's body and no one +could help the king. He died in great agony two weeks later. + +As recently as the nineteenth century, the best doctors still +did not know how to prevent infection and stop the +putrefaction of tissues. In eld hospitals doctors routinely cut +o the hands and legs of soldiers who received even minor +limb injuries, fearing gangrene. These amputations, as well +as all other medical procedures (such as tooth extraction), +were done without any anaesthetics. The rst anaesthetics - +ether, chloroform and morphine - entered regular usage in +Western medicine only in the middle of the nineteenth +century. Before the advent of chloroform, four soldiers had to +hold down a wounded comrade while the doctor sawed o the +injured limb. On the morning after the battle of Waterloo +(1815), heaps of sawn-o hands and legs could be seen +adjacent to the eld + +hospitals. In those days, carpenters and butchers who +enlisted to the army were often sent to serve in the medical +corps, because surgery required little more than knowing +your way with knives and saws. + + + +In the two centuries since Waterloo, things have changed +beyond recognition. + +Pills, injections and sophisticated operations save us from a +spate of illnesses and injuries that once dealt an inescapable +death sentence. They also protect us against countless daily +aches and ailments, which premodern people simply +accepted as part of life. The average life expectancy jumped +from around twenty-five to forty years, to around sixty-seven +in the entire world, and to around eighty years in the +developed world. 8 + +Death su ered its worst setbacks in the arena of child +mortality. Until the twentieth century, between a quarter +and a third of the children of agricultural societies never +reached adulthood. Most succumbed to childhood diseases +such as diphtheria, measles and smallpox. In seventeenth- +century England, 150 out of every 1,000 newborns died +during their rst year, and a third of all children were dead +before they reached fteen. 9 Today, only ve out of 1,000 +English babies die during their first year, and only seven out +of 1,000 die before age fifteen. 10 + +We can better grasp the full impact of these gures by setting +aside statistics and telling some stories. A good example is +the family of King Edward I of England (1237-1307) and his +wife, Queen Eleanor (1241-90). Their children enjoyed the +best conditions and the most nurturing surroundings that +could be provided in medieval Europe. They lived in palaces, +ate as much food as they liked, had plenty of warm clothing, +well-stocked replaces, the cleanest water available, an army +of servants and the best doctors. The sources mention +sixteen children that Queen Eleanor bore between 1255 and +1284: + +1. An anonymous daughter, born in 1255, died at birth. + + +2 . A daughter, Catherine, died either at age one or age +three. + +3 . A daughter, Joan, died at six months. + +4 . A son, John, died at age five. + +5 . A son, Henry, died at age six. + +6 . A daughter, Eleanor, died at age twenty-nine. + +7 . An anonymous daughter died at five months. + +8 . A daughter, Joan, died at age thirty-five. + +9 . A son, Alphonso, died at age ten. + +10 . A daughter, Margaret, died at age fifty-eight. + +11 . A daughter, Berengeria, died at age two. + +12 . An anonymous daughter died shortly after birth. + +13 . A daughter, Mary, died at age fifty-three. + +14 . An anonymous son died shortly after birth. + +15 . A daughter, Elizabeth, died at age thirty-four. + +16 . A son, Edward. + +The youngest, Edward, was the rst of the boys to survive the +dangerous years of childhood, and at his fathers death he +ascended the English throne as King Edward II. In other +words, it took Eleanor sixteen tries to carry out the most +fundamental mission of an English queen - to provide her +husband with a male heir. Edward M's mother must have +been a woman of exceptional patience and fortitude. Not so + + + +the woman Edward chose for his wife, Isabella of France. She +had him murdered when he was forty-three. 11 + +To the best of our knowledge, Eleanor and Edward I were a +healthy couple and passed no fatal hereditary illnesses on to +their children. Nevertheless, ten out of the sixteen - 62 per +cent - died during childhood. Only six managed to live +beyond the age of eleven, and only three - just 18 per cent - +lived beyond the age of forty. In addition to these births, +Eleanor most likely had a number of pregnancies that ended +in miscarriage. On average, Edward and Eleanor lost a child +every three years, ten children one after another. It's nearly +impossible for a parent today to imagine such loss. + +How long will the Gilgamesh Project - the quest for +immortality - take to complete? A hundred years? Five +hundred years? A thousand years? When we recall how little +we knew about the human body in 1900, and how much +knowledge we have gained in a single century, there is +cause for optimism. + +Genetic engineers have recently managed to double the +average life expectancy of Caenorhabditis elegans worms. + +12 Could they do the same for Homo sapiens ? + +Nanotechnology experts are developing a bionic immune +system composed of millions of nano-robots, who would +inhabit our bodies, open blocked blood vessels, ght viruses +and bacteria, eliminate cancerous cells and even reverse +ageing processes. 13 A few serious scholars suggest that by +2050, some humans will become a-mortal (not immortal, +because they could still die of some accident, but a-mortal, +meaning that in the absence of fatal trauma their lives could +be extended indefinitely). + + +Whether or not Project Gilgamesh succeeds, from a historical +perspective it is + +fascinating to see that most late-modern religions and +ideologies have already taken death and the afterlife out of +the equation. Until the eighteenth century, religions +considered death and its aftermath central to the meaning +of life. + +Beginning in the eighteenth century, religions and +ideologies such as liberalism, socialism and feminism lost all +interest in the afterlife. What, exactly, happens to a +Communist after he or she dies? What happens to a +capitalist? What happens to a feminist? It is pointless to look +for the answer in the writings of Marx, Adam Smith or +Simone de Beauvoir. The only modern ideology that still +awards death a central role is nationalism. In its more poetic +and desperate moments, nationalism promises that whoever +dies for the nation will forever live in its collective memory. +Yet this promise is so fuzzy that even most nationalists do +not really know what to make of it. + +The Sugar Daddy of Science + +We are living in a technical age. Many are convinced that +science and technology hold the answers to all our +problems. We should just let the scientists and technicians +go on with their work, and they will create heaven here on +earth. But science is not an enterprise that takes place on +some superior moral or spiritual plane above the rest of +human activity. Like all other parts of our culture, it is +shaped by economic, political and religious interests. + +Science is a very expensive a air. A biologist seeking to +understand the human immune system requires +laboratories, test tubes, chemicals and electron microscopes, + + + +not to mention lab assistants, electricians, plumbers and +cleaners. An economist seeking to model credit markets +must buy computers, set up giant databanks and develop +complicated data-processing programs. An archaeologist +who wishes to understand the behaviour of archaic hunter- +gatherers must travel to distant lands, excavate ancient +ruins and date fossilised bones and artefacts. All of this costs +money. + +During the past 500 years modern science has achieved +wonders thanks largely to the willingness of governments, +businesses, foundations and private donors to channel +billions of dollars into scienti c research. These billions have +done much more to chart the universe, map the planet and +catalogue the animal kingdom than did Galileo Galilei, +Christopher Columbus and Charles Darwin. If these +particular geniuses had never been born, their insights +would probably have occurred to others. But if the proper +funding were unavailable, no intellectual brilliance could +have compensated for that. If Darwin had never been born, +for example, we'd today attribute the theory of evolution to +Alfred Russel Wallace, + +who came up with the idea of evolution via natural selection +independently of Darwin and just a few years later. But if the +European powers had not nanced geographical, zoological +and botanical research around the world, neither Darwin nor +Wallace would have had the necessary empirical data to +develop the theory of evolution. It is likely that they would +not even have tried. + +Why did the billions start owing from government and +business co ers into labs and universities? In academic +circles, many are naive enough to believe in pure science. +They believe that government and business altruistically +give them money to pursue whatever research projects + + + +strike their fancy. But this hardly describes the realities of +science funding. + +Most scienti c studies are funded because somebody +believes they can help attain some political, economic or +religious goal. For example, in the sixteenth century, kings +and bankers channelled enormous resources to nance + +geographical expeditions around the world but not a penny +for studying child psychology. This is because kings and +bankers surmised that the discovery of new geographical +knowledge would enable them to conquer new lands and set +up trade empires, whereas they couldn't see any pro t in +understanding child psychology. + +In the 1940s the governments of America and the Soviet +Union channelled enormous resources to the study of +nuclear physics rather than underwater archaeology. They +surmised that studying nuclear physics would enable them +to develop nuclear weapons, whereas underwater +archaeology was unlikely to help win wars. Scientists +themselves are not always aware of the political, economic +and religious interests that control the ow of money; many +scientists do, in fact, act out of pure intellectual curiosity. +However, only rarely do scientists dictate the scientific +agenda. + +Even if we wanted to nance pure science una ected by +political, economic or religious interests, it would probably +be impossible. Our resources are limited, after all. Ask a +congressman to allocate an additional million dollars to the +National Science Foundation for basic research, and he'll +justi ably ask whether that money wouldn't be better used +to fund teacher training or to give a needed tax break to a +troubled factory in his district. To channel limited resources +we must answer questions such as 'What is more important?' + + + +and 'What is good?' And these are not scienti c questions. +Science can explain what exists in the world, how things +work, and what might be in the future. By de nition, it has no +pretensions to knowing what should be in the future. Only +religions and ideologies seek to answer such questions. + +Consider the following quandary: two biologists from the +same department, possessing the same professional skills, +have both applied for a million-dollar grant to nance their +current research projects. Professor Slughorn wants to study + +a disease that infects the udders of cows, causing a 10 per +cent decrease in their milk production. Professor Sprout +wants to study whether cows su er mentally when they are +separated from their calves. Assuming that the amount of +money is limited, and that it is impossible to nance both +research projects, which one should be funded? + +There is no scienti c answer to this question. There are only +political, economic and religious answers. In today's world, it +is obvious that Slughorn has a better chance of getting the +money. Not because udder diseases are scienti cally more +interesting than bovine mentality, but because the dairy +industry, which stands to bene t from the research, has more +political and economic clout than the animal-rights lobby. + +Perhaps in a strict Hindu society, where cows are sacred, or +in a society committed to animal rights, Professor Sprout +would have a better shot. But as long as she lives in a +society that values the commercial potential of milk and the +health of its human citizens over the feelings of cows, she'd +best write up her research proposal so as to appeal to those +assumptions. For example, she might write that 'Depression +leads to a decrease in milk production. If we understand the +mental world of dairy cows, we could develop psychiatric +medication that will improve their mood, thus raising milk + + + +production by up to 10 per cent. I estimate that there is a +global annual market of $250 million for bovine psychiatric +medications.' + +Science is unable to set its own priorities. It is also incapable +of determining what to do with its discoveries. For example, +from a purely scienti c viewpoint it is unclear what we +should do with our increasing understanding of genetics. + +Should we use this knowledge to cure cancer, to create a +race of genetically engineered supermen, or to engineer +dairy cows with super-sized udders? It is obvious that a +liberal government, a Communist government, a Nazi +government and a capitalist business corporation would use +the very same scienti c discovery for completely di erent +purposes, and there is no scientific reason to prefer one +usage over others. + +In short, scienti c research can ourish only in alliance with +some religion or ideology. The ideology justi es the costs of +the research. In exchange, the ideology in uences the scienti +c agenda and determines what to do with the discoveries. + +Hence in order to comprehend how humankind has reached +Alamogordo and the + +moon - rather than any number of alternative destinations - +it is not enough to survey the achievements of physicists, +biologists and sociologists. We have to take into account the +ideological, political and economic forces that shaped +physics, biology and sociology, pushing them in certain +directions while neglecting others. + +Two forces in particular deserve our attention: imperialism +and capitalism. The feedback loop between science, empire +and capital has arguably been history's + + + +chief engine for the past 500 years. The following chapters +analyse its workings. + +First we'll look at how the twin turbines of science and +empire were latched to one another, and then learn how +both were hitched up to the money pump of capitalism. + +15 + +The Marriage of Science and Empire + +HOW FAR IS THE SUN FROM THE EARTH? It's a question that +intrigued many early modern astronomers, particularly after +Copernicus argued that the sun, rather than the earth, is +located at the centre of the universe. A number of +astronomers and mathematicians tried to calculate the +distance, but their methods provided widely varying results. +A reliable means of making the measurement was nally +proposed in the middle of the eighteenth century. Every few +years, the planet Venus passes directly between the sun and +the earth. The duration of the transit di ers when seen from +distant points on the earths surface because of the tiny di +erence in the angle at which the observer sees it. If several +observations of the same transit were made from different +continents, simple trigonometry was all it would take to +calculate our exact distance from the sun. + +Astronomers predicted that the next Venus transits would +occur in 1761 and 1769. So expeditions were sent from +Europe to the four corners of the world in order to observe +the transits from as many distant points as possible. In 1761 + +scientists observed the transit from Siberia, North America, +Madagascar and South Africa. As the 1769 transit +approached, the European scienti c community mounted a +supreme e ort, and scientists were dispatched as far as +northern Canada and California (which was then a + + + +wilderness). The Royal Society of London for the +Improvement of Natural Knowledge concluded that this was +not enough. To obtain the most accurate results it was +imperative to send an astronomer all the way to the south¬ +western Pacific Ocean. + +The Royal Society resolved to send an eminent astronomer, +Charles Green, to Tahiti, and spared neither e ort nor money. +But, since it was funding such an expensive expedition, it +hardly made sense to use it to make just a single +astronomical observation. Green was therefore accompanied +by a team of eight other scientists from several disciplines, +headed by botanists Joseph Banks and Daniel Solander. The +team also included artists assigned to produce drawings of +the new lands, plants, animals and peoples that the +scientists would no doubt encounter. Equipped with the +most advanced scienti c instruments that Banks and the +Royal Society could buy, the expedition was placed under +the command of Captain James Cook, an experienced +seaman as well as an accomplished + +geographer and ethnographer. + +The expedition left England in 1768, observed the Venus +transit from Tahiti in 1769, reconnoitred several Pad c +islands, visited Australia and New Zealand, and returned to +England in 1771. It brought back enormous quantities of +astronomical, geographical, meteorological, botanical, +zoological and anthropological data. Its ndings made major +contributions to a number of disciplines, sparked the +imagination of Europeans with astonishing tales of the South +Pad c, and inspired future generations of naturalists and +astronomers. + +One of the elds that bene ted from the Cook expedition was +medicine. At the time, ships that set sail to distant shores + + + +knew that more than half their crew members would die on +the journey. The nemesis was not angry natives, enemy +warships or homesickness. It was a mysterious ailment +called scurvy. Men who came down with the disease grew +lethargic and depressed, and their gums and other soft +tissues bled. As the disease progressed, their teeth fell out, +open sores appeared and they grew feverish, jaundiced, and +lost control of their limbs. + +Between the sixteenth and eighteenth centuries, scurvy is +estimated to have claimed the lives of about 2 million +sailors. No one knew what caused it, and no matter what +remedy was tried, sailors continued to die in droves. The +turning point came in 1747, when a British physician, James +Lind, conducted a controlled experiment on sailors who su +ered from the disease. He separated them into several +groups and gave each group a di erent treatment. One of the +test groups was instructed to eat citrus fruits, a common folk +remedy for scurvy. The patients in this group promptly +recovered. Lind did not know what the citrus fruits had that +the sailors' bodies lacked, but we now know that it is vitamin +C. A typical shipboard diet at that time was notably lacking +in foods that are rich in this essential nutrient. On long- +range voyages sailors usually subsisted on biscuits and beef +jerky, and ate almost no fruits or vegetables. + +The Royal Navy was not convinced by Lind's experiments, +but James Cook was. + +He resolved to prove the doctor right. He loaded his boat +with a large quantity of sauerkraut and ordered his sailors to +eat lots of fresh fruits and vegetables whenever the +expedition made landfall. Cook did not lose a single sailor to +scurvy. + + + +In the following decades, all the world's navies adopted +Cook's nautical diet, and the lives of countless sailors and +passengers were saved. 1 + +However, the Cook expedition had another, far less benign +result. Cook was not only an experienced seaman and +geographer, but also a naval o cer. The Royal Society nanced +a large part of the expedition's expenses, but the ship itself +was provided by the Royal Navy. The navy also seconded +eighty- ve well-armed sailors and marines, and equipped the +ship with artillery, muskets, gunpowder and other weaponry. +Much of the information collected by the expedition +particularly the astronomical, geographical, meteorological +and anthropological + +data - was of obvious political and military value. The +discovery of an e ective treatment for scurvy greatly +contributed to British control of the world's oceans and its +ability to send armies to the other side of the world. Cook +claimed for Britain many of the islands and lands he +'discovered', most notably Australia. The Cook expedition +laid the foundation for the British occupation of the south¬ +western Paci c Ocean; for the conquest of Australia, + +Tasmania and New Zealand; for the settlement of millions of +Europeans in the new colonies; and for the extermination of +their native cultures and most of their native populations. 2 + +In the century following the Cook expedition, the most fertile +lands of Australia and New Zealand were taken from their +previous inhabitants by European settlers. The native +population dropped by up to 90 percent and the survivors +were subjected to a harsh regime of racial oppression. For +the Aborigines of Australia and the Maoris of New Zealand, +the Cook expedition was the beginning of a catastrophe +from which they have never recovered. + + +An even worse fate befell the natives of Tasmania. Having +survived for 10,000 + +years in splendid isolation, they were completely wiped out, +to the last man, woman and child, within a century of Cook's +arrival. European settlers rst drove them o the richest parts +of the island, and then, coveting even the remaining +wilderness, hunted them down and killed them +systematically. The few survivors were hounded into an +evangelical concentration camp, where well-meaning but +not particularly open-minded missionaries tried to +indoctrinate them in the ways of the modern world. The +Tasmanians were instructed in reading and writing, +Christianity and various 'productive skills' such as sewing +clothes and farming. But they refused to learn. They became +ever more melancholic, stopped having children, lost all +interest in life, and nally chose the only escape route from +the modern world of science and progress - death. + +Alas, science and progress pursued them even to the +afterlife. The corpses of the last Tasmanians were seized in +the name of science by anthropologists and curators. They +were dissected, weighed and measured, and analysed in +learned articles. The skulls and skeletons were then put on +display in museums and anthropological collections. Only in +1976 did the Tasmanian Museum give up for burial the +skeleton of Truganini, the last native Tasmanian, who had +died a hundred years earlier. The English Royal College of +Surgeons held on to samples of her skin and hair until 2002. + +Was Cook's ship a scienti c expedition protected by a +military force or a military expedition with a few scientists +tagging along? That's like asking whether your petrol tank is +half empty or half full. It was both. The Scienti c Revolution +and modern imperialism were inseparable. People such as +Captain James Cook and the botanist Joseph Banks could + + + +hardly distinguish science from empire. Nor could luckless +Truganini. + + + +Why Europe? + +The fact that people from a large island in the northern +Atlantic conquered a large island south of Australia is one of +history's more bizarre occurrences. Not long before Cook's +expedition, the British Isles and western Europe in general +were but distant backwaters of the Mediterranean world. +Little of importance ever happened there. Even the Roman +Empire - the only important premodern European empire - +derived most of its wealth from its North African, Balkan and +Middle Eastern provinces. Rome's western European + + + +provinces were a poor Wild West, which contributed little +aside from minerals and slaves. Northern Europe was so +desolate and barbarous that it wasn't even worth +conquering. + +35. Truaanini. the last native Tasmanian. + +Only at the end of the fteenth century did Europe become a +hothouse of important military, political, economic and +cultural developments. Between 1500 + +and 1750, western Europe gained momentum and became +master of the 'Outer World', meaning the two American +continents and the oceans. Yet even then + +Europe was no match for the great powers of Asia. + +Europeans managed to conquer America and gain +supremacy at sea mainly because the Asiatic powers showed +little interest in them. The early modern era was a golden +age for the Ottoman Empire in the Mediterranean, the +Safavid Empire in Persia, the Mughal Empire in India, and +the Chinese Ming and Qing dynasties. They expanded their +territories signi cantly and enjoyed unprecedented +demographic and economic growth. In 1775 Asia accounted +for 80 per cent of the world economy. The combined +economies of India and China alone represented two-thirds +of global production. In comparison, Europe was an +economic dwarf. 3 + +The global centre of power shifted to Europe only between +1750 and 1850, when Europeans humiliated the Asian +powers in a series of wars and conquered large parts of Asia. +By 1900 Europeans rmly controlled the worlds economy and +most of its territory. In 1950 western Europe and the United +States together accounted for more than half of global +production, whereas Chinas portion had been reduced to 5 + + + +per cent. 4 Under the European aegis a new global order and +global culture emerged. Today all humans are, to a much +greater extent than they usually want to admit, European in +dress, thought and taste. They may be ercely anti-European +in their rhetoric, but almost everyone on the planet views +politics, medicine, war and economics through European +eyes, and listens to music written in European modes with +words in European languages. Even today's burgeoning +Chinese economy, which may soon regain its global primacy, +is built on a European model of production and finance. + +How did the people of this frigid nger of Eurasia manage to +break out of their remote corner of the globe and conquer +the entire world? Europe's scientists are often given much of +the credit. It's unquestionable that from 1850 onward +European domination rested to a large extent on the +military-industrial-scienti c complex and technological +wizardry. All successful late modern empires cultivated +scienti c research in the hope of harvesting technological +innovations, and many scientists spent most of their time +working on arms, medicines and machines for their imperial +masters. A common saying among European soldiers facing +African enemies was, 'Come what may, we have machine +guns, and they don't.' Civilian technologies were no less +important. Canned food fed soldiers, railroads and +steamships transported soldiers and their provisions, while a +new arsenal of medicines cured soldiers, sailors and +locomotive engineers. These logistical advances played a +more signi cant role in the European conquest of Africa than +did the machine gun. + +But that wasn't the case before 1850. The military- +industrial-scienti c complex was still in its infancy; the +technological fruits of the Scienti c Revolution were unripe; +and the technological gap between European, Asiatic and + + +African powers was small. In 1770, James Cook certainly had +far better technology than the + +Australian Aborigines, but so did the Chinese and the +Ottomans. Why then was Australia explored and colonised +by Captain James Cook and not by Captain Wan Zhengse or +Captain Hussein Pasha? More importantly, if in 1770 +Europeans had no signi cant technological advantage over +Muslims, Indians and Chinese, how did they manage in the +following century to open such a gap between themselves +and the rest of the world? + +Why did the military-industrial-scienti c complex blossom in +Europe rather than India? When Britain leaped forward, why +were France, Germany and the United States quick to follow, +whereas China lagged behind? When the gap between +industrial and non-industrial nations became an obvious +economic and political factor, why did Russia, Italy and +Austria succeed in closing it, whereas Persia, Egypt and the +Ottoman Empire failed? After all, the technology of the rst +industrial wave was relatively simple. Was it so hard for +Chinese or Ottomans to engineer steam engines, +manufacture machine guns and lay down railroads? + +The world's rst commercial railroad opened for business in +1830, in Britain. By 1850, Western nations were criss¬ +crossed by almost 40,000 kilometres of railroads + +- but in the whole of Asia, Africa and Latin America there +were only 4,000 + +kilometres of tracks. In 1880, the West boasted more than +350,000 kilometres of railroads, whereas in the rest of the +world there were but 35,000 kilometres of train lines (and +most of these were laid by the British in India). 5 The rst +railroad in China opened only in 1876. It was twenty- ve + + +kilometres long and built by Europeans - the Chinese +government destroyed it the following year. In 1880 the +Chinese Empire did not operate a single railroad. The rst +railroad in Persia was built only in 1888, and it connected +Tehran with a Muslim holy site about ten kilometres south of +the capital. It was constructed and operated by a Belgian +company. In 1950, the total railway network of Persia still +amounted to a meagre 2,500 kilometres, in a country seven +times the size of Britain. 6 + +The Chinese and Persians did not lack technological +inventions such as steam engines (which could be freely +copied or bought). They lacked the values, myths, judicial +apparatus and sociopolitical structures that took centuries to +form and mature in the West and which could not be copied +and internalised rapidly. + +France and the United States quickly followed in Britain's +footsteps because the French and Americans already shared +the most important British myths and social structures. The +Chinese and Persians could not catch up as quickly because +they thought and organised their societies differently. + +This explanation sheds new light on the period from 1500 to +1850. During this era Europe did not enjoy any obvious +technological, political, military or economic advantage over +the Asian powers, yet the continent built up a unique +potential, whose importance suddenly became obvious +around 1850. The apparent equality between Europe, China +and the Muslim world in 1750 was a mirage. + +Imagine two builders, each busy constructing very tall +towers. One builder uses wood and mud bricks, whereas the +other uses steel and concrete. At rst it seems that there is +not much of a di erence between the two methods, since +both towers grow at a similar pace and reach a similar + + +height. However, once a critical threshold is crossed, the +wood and mud tower cannot stand the strain and collapses, +whereas the steel and concrete tower grows storey by +storey, as far as the eye can see. + +What potential did Europe develop in the early modern +period that enabled it to dominate the late modern world? +There are two complementary answers to this question: +modern science and capitalism. Europeans were used to +thinking and behaving in a scienti c and capitalist way even +before they enjoyed any signi cant technological +advantages. When the technological bonanza began, +Europeans could harness it far better than anybody else. So +it is hardly coincidental that science and capitalism form the +most important legacy that European imperialism has +bequeathed the post-European world of the twenty- rst +century. Europe and Europeans no longer rule the world, but +science and capital are growing ever stronger. The victories +of capitalism are examined in the following chapter. This +chapter is dedicated to the love story between European +imperialism and modern science. + +The Mentality of Conquest + +Modern science ourished in and thanks to European +empires. The discipline obviously owes a huge debt to +ancient scienti c traditions, such as those of classical +Greece, China, India and Islam, yet its unique character +began to take shape only in the early modern period, hand +in hand with the imperial expansion of Spain, Portugal, +Britain, France, Russia and the Netherlands. During the early +modern period, Chinese, Indians, Muslims, Native Americans +and Polynesians continued to make important contributions +to the Scienti c Revolution. The insights of Muslim +economists were studied by Adam Smith and Karl Marx, +treatments pioneered by Native American doctors found + + + +their way into English medical texts and data extracted from +Polynesian informants revolutionised Western anthropology. +But until the mid-twentieth century, the people who collated +these myriad scienti c discoveries, creating scienti c +disciplines in the process, were the ruling and intellectual +elites of the global European empires. + +The Far East and the Islamic world produced minds as +intelligent and curious as those of Europe. However, +between 1500 and 1950 they did not produce anything that +comes even close to Newtonian physics or Darwinian +biology. + +This does not mean that Europeans have a unique gene for +science, or that they will forever dominate the study of +physics and biology. Just as Islam began as an Arab +monopoly but was subsequently taken over by Turks and +Persians, so modern science began as a European speciality, +but is today becoming a multi-ethnic enterprise. + +What forged the historical bond between modern science +and European imperialism? Technology was an important +factor in the nineteenth and twentieth centuries, but in the +early modern era it was of limited importance. The key factor +was that the plant-seeking botanist and the colony-seeking +naval o cer shared a similar mindset. Both scientist and +conqueror began by admitting ignorance - they both said, 'I +don't know what's out there.' They both felt compelled to go +out and make new discoveries. And they both hoped the +new knowledge thus acquired would make them masters of +the world. + +European imperialism was entirely unlike all other imperial +projects in history. + + + +Previous seekers of empire tended to assume that they +already understood the world. Conquest merely utilised and +spread theirv\e\N of the world. The Arabs, to name one +example, did not conquer Egypt, Spain or India in order to +discover something they did not know. The Romans, Mongols +and Aztecs voraciously conquered new lands in search of +power and wealth - not of knowledge. In contrast, European +imperialists set out to distant shores in the hope of obtaining +new knowledge along with new territories. + + + +James Cook was not the rst explorer to think this way. The +Portuguese and Spanish voyagers of the fteenth and +sixteenth centuries already did. Prince Henry the Navigator +and Vasco da Gama explored the coasts of Africa and, while +doing so, seized control of islands and harbours. Christopher +Columbus + +'discovered' America and immediately claimed sovereignty +over the new lands for the kings of Spain. Ferdinand +Magellan found a way around the world, and simultaneously +laid the foundation for the Spanish conquest of the +Philippines. + +As time went by, the conquest of knowledge and the +conquest of territory became ever more tightly intertwined. + +In the eighteenth and nineteenth centuries, almost every +important military expedition that left Europe for distant +lands had on board scientists who set out not to ght but to +make scienti c discoveries. + +When Napoleon invaded Egypt in 1798, he took 165 +scholars with him. Among other things, they founded an +entirely new discipline, Egyptology, and made important +contributions to the study of religion, linguistics and botany. + +In 1831, the Royal Navy sent the ship HMS Beagle to map +the coasts of South America, the Falklands Islands and the +Galapagos Islands. The navy needed this knowledge in order +to be better prepared in the event of war. The ship's captain, +who was an amateur scientist, decided to add a geologist to +the expedition to + +study geological formations they might encounter on the +way. After several professional geologists refused his +invitation, the captain o ered the job to a twenty-two-year- +old Cambridge graduate, Charles Darwin. Darwin had + + + +studied to become an Anglican parson but was far more +interested in geology and natural sciences than in the Bible. +He jumped at the opportunity, and the rest is history. + +The captain spent his time on the voyage drawing military +maps while Darwin collected the empirical data and +formulated the insights that would eventually become the +theory of evolution. + +On 20 July 1969, Neil Armstrong and Buzz Aldrin landed on +the surface of the moon. In the months leading up to their +expedition, the Apol o 11 astronauts trained in a remote +moon-like desert in the western United States. The area is +home to several Native American communities, and there is +a story - or legend - + +describing an encounter between the astronauts and one of +the locals. + +One day as they were training, the astronauts came across +an old Native American. The man asked them what they +were doing there. They replied that they were part of a +research expedition that would shortly travel to explore the +moon. When the old man heard that, he fell silent for a few +moments, and then asked the astronauts if they could do +him a favour. + +'What do you want?' they asked. + +'Well,' said the old man, 'the people of my tribe believe that +holy spirits live on the moon. I was wondering if you could +pass an important message to them from my people.' + +'What's the message?' asked the astronauts. + +The man uttered something in his tribal language, and then +asked the astronauts to repeat it again and again until they + + + +had memorised it correctly. + +'What does it mean?' asked the astronauts. + +'Oh, I cannot tell you. It's a secret that only our tribe and the +moon spirits are allowed to know.' + +When they returned to their base, the astronauts searched +and searched until they found someone who could speak the +tribal language, and asked him to translate the secret +message. When they repeated what they had memorised, +the translator started to laugh uproariously. When he calmed +down, the astronauts asked him what it meant. The man +explained that the sentence they had memorised so +carefully said, 'Don't believe a single word these people are +telling you. They have come to steal your lands.' + +Empty Maps + +The modern 'explore and conquer' mentality is nicely +illustrated by the development of world maps. Many cultures +drew world maps long before the modern age. Obviously, +none of them really knew the whole of the world. No Afro- +Asian culture knew about America, and no American culture +knew about Afro-Asia. But unfamiliar areas were simply left +out, or lied with imaginary monsters and wonders. These +maps had no empty spaces. They gave the impression of a +familiarity with the entire world. + +During the fteenth and sixteenth centuries, Europeans +began to draw world maps with lots of empty spaces - one +indication of the development of the scienti c mindset, as +well as of the European imperial drive. The empty maps +were a psychological and ideological breakthrough, a clear +admission that Europeans were ignorant of large parts of the +world. + + + +The crucial turning point came in 1492, when Christopher +Columbus sailed westward from Spain, seeking a new route +to East Asia. Columbus still believed in the old 'complete' +world maps. Using them, Columbus calculated that Japan +should have been located about 7,000 kilometres west of +Spain. In fact, more than 20,000 kilometres and an entire +unknown continent separate East Asia from Spain. On 12 +October 1492, at about 2:00 a.m., Columbus' expedition +collided with the unknown continent. Juan Rodriguez +Bermejo, watching from the mast of the ship Pinta, spotted +an island in what we now call the Bahamas, and shouted + +'Land! Land!' + +Columbus believed he had reached a small island o the East +Asian coast. He called the people he found there 'Indians' +because he thought he had landed in the Indies - what we +now call the East Indies or the Indonesian archipelago. + +Columbus stuck to this error for the rest of his life. The idea +that he had discovered a completely unknown continent was +inconceivable for him and for many of his generation. For +thousands of years, not only the greatest thinkers and +scholars but also the infallible Scriptures had known only +Europe, Africa and Asia. Could they all have been wrong? +Could the Bible have missed half the world? It would be as if +in 1969, on its way to the moon, Apol o 11 had crashed into +a hitherto unknown moon circling the earth, which all +previous observations had somehow failed to spot. In his +refusal to admit ignorance, Columbus was still a medieval +man. He was convinced he knew the whole world, and even +his momentous discovery failed to convince him otherwise. + + + + +36. A European world map from 1459 (Europe is in +the top left corner). The map is filled with details, +even when depicting areas that were completely +unfamiliar to Europeans, such as southern Africa. + +The rst modern man was Amerigo Vespucci, an Italian sailor +who took part in several expeditions to America in the years +1499-1504. Between 1502 and 1504, two texts describing +these expeditions were published in Europe. They were +attributed to Vespucci. These texts argued that the new +lands discovered by Columbus were not islands o the East +Asian coast, but rather an entire continent unknown to the +Scriptures, classical geographers and contemporary +Europeans. In 1507, convinced by these arguments, a + + + + + + + +respected mapmaker named Martin Waldseemuller +published an updated world map, the rst to show the place +where Europe's westward-sailing eets had landed as a +separate continent. Having drawn it, Waldseemuller had to +give it a name. Erroneously believing that Amerigo Vespucci +had been the person who discovered it, Waldseemuller +named the continent in his honour - America. The +Waldseemuller map became very popular and was copied by +many other cartographers, spreading the name he had given +the new land. There is poetic justice in the fact that a +quarter of the world, and two of its seven continents, are +named after a little-known Italian whose sole + + + +claim to fame is that he had the courage to say, 'We don't +know.' + +The discovery of America was the foundational event of the +Scienti c Revolution. It not only taught Europeans to favour +present observations over past traditions, but the desire to +conquer America also obliged Europeans to search for new +knowledge at breakneck speed. If they really wanted to +control the vast new territories, they had to gather +enormous amounts of new data about the geography, +climate, ora, fauna, languages, cultures and history of the + + + + + + + + +new continent. Christian Scriptures, old geography books +and ancient oral traditions were of little help. + +Henceforth not only European geographers, but European +scholars in almost all other elds of knowledge began to draw +maps with spaces left to II in. They began to admit that their +theories were not perfect and that there were important +things that they did not know. + +The Europeans were drawn to the blank spots on the map as +if they were magnets, and promptly started Ming them in. +During the fteenth and sixteenth centuries, European +expeditions circumnavigated Africa, explored America, +crossed the Paci c and Indian Oceans, and created a network +of bases and colonies all over the world. They established +the rst truly global empires and knitted together the rst +global trade network. The European imperial expeditions +transformed the history of the world: from being a series of +histories of isolated peoples and cultures, it became the +history of a single integrated human society. + +37. The Salviati World Map, 1525. While the 1459 +world map is full of continents, islands and detailed +explanations, the Salviati map is mostly empty. The +eye wanders south along the American coastline, +until it peters into emptiness. Anyone looking at the +map and possessing even minimal curiosity is +tempted to ask, 'What's beyond this point?' The map +gives no answers. It invites the observer to set sail +and find out. + +These European explore-and-conquer expeditions are so +familiar to us that we tend to overlook just how +extraordinary they were. Nothing like them had ever +happened before. Long-distance campaigns of conquest are +not a natural undertaking. Throughout history most human + + + +societies were so busy with local con icts and neighbourhood +quarrels that they never considered exploring and +conquering distant lands. Most great empires extended their +control only over their immediate neighbourhood - they +reached far- ung lands simply because their neighbourhood +kept expanding. Thus the Romans conquered Etruria in +order to defend Rome ( c.350-300 BC). They then conquered +the Po Valley in order to defend Etruria ( c.200 BC). They +subsequently conquered Provence to defend the Po Valley ( +c.120 BC), Gaul to defend Provence ( c.50 BC), and Britain in +order to defend Gaul ( c. AD 50). It took them 400 years to +get from Rome to London. In 350 BC, no Roman would have +conceived of sailing directly to Britain and conquering it. + +Occasionally an ambitious ruler or adventurer would embark +on a long-range + +campaign of conquest, but such campaigns usually followed +well-beaten imperial or commercial paths. The campaigns of +Alexander the Great, for example, did not result in the +establishment of a new empire, but rather in the usurpation +of an existing empire - that of the Persians. The closest +precedents to the modern European empires were the +ancient naval empires of Athens and Carthage, and the +medieval naval empire of Majapahit, which held sway over +much of Indonesia in the fourteenth century. Yet even these +empires rarely ventured into unknown seas - their naval +exploits were local undertakings when compared to the +global ventures of the modern Europeans. + +Many scholars argue that the voyages of Admiral Zheng He +of the Chinese Ming dynasty heralded and eclipsed the +European voyages of discovery. Between 1405 + +and 1433, Zheng led seven huge armadas from China to the +far reaches of the Indian Ocean. The largest of these + + + +comprised almost 300 ships and carried close to 30,000 +people. 7_They visited Indonesia, Sri Lanka, India, the +Persian Gulf, the Red Sea and East Africa. Chinese ships +anchored in Jedda, the main harbour of the Hejaz, and in +Malindi, on the Kenyan coast. Columbus' eet of 1492 - which +consisted of three small ships manned by 120 sailors - was +like a trio of mosquitoes compared to Zheng He's drove of +dragons. 8 + +Yet there was a crucial di erence. Zheng He explored the +oceans, and assisted pro-Chinese rulers, but he did not try to +conquer or colonise the countries he visited. Moreover, the +expeditions of Zheng He were not deeply rooted in Chinese +politics and culture. When the ruling faction in Beijing +changed during the 1430s, the new overlords abruptly +terminated the operation. The great eet was dismantled, +crucial technical and geographical knowledge was lost, and +no explorer of such stature and means ever set out again +from a Chinese port. + + + + + + + + + + + + + + + + + + + + + + + + + + + + + +Chinese rulers in the coming centuries, like most Chinese +rulers in previous centuries, restricted their interests and +ambitions to the Middle Kingdom's immediate environs. + +The Zheng He expeditions prove that Europe did not enjoy +an outstanding technological edge. What made Europeans +exceptional was their unparalleled and insatiable ambition +to explore and conquer. Although they might have had the +ability, the Romans never attempted to conquer India or +Scandinavia, the Persians never attempted to conquer +Madagascar or Spain, and the Chinese never attempted to +conquer Indonesia or Africa. Most Chinese rulers left even +nearby Japan to its own devices. There was nothing peculiar +about that. The oddity is that early modern Europeans +caught a fever that drove them to sail to distant and +completely unknown lands full of alien cultures, take one +step on to their beaches, and immediately declare, 'I claim +all these territories for my king!' + +38. Zhena He's flagship next to that of Columbus. + +Invasion from Outer Space + +Around 1517, Spanish colonists in the Caribbean islands +began to hear vague rumours about a powerful empire +somewhere in the centre of the Mexican mainland. A mere +four years later, the Aztec capital was a smouldering ruin, +the Aztec Empire was a thing of the past, and Hernan Cortes +lorded over a vast new + +Spanish Empire in Mexico. + +The Spaniards did not stop to congratulate themselves or +even to catch their breath. They immediately commenced +explore-and-conquer operations in all directions. The +previous rulers of Central America - the Aztecs, the Toltecs, +the Maya - barely knew South America existed, and never + + + +made any attempt to subjugate it, over the course of 2,000 +years. Yet within little more than ten years of the Spanish +conquest of Mexico, Francisco Pizarro had discovered the +Inca Empire in South America, vanquishing it in 1532. + +Had the Aztecs and Incas shown a bit more interest in the +world surrounding them - and had they known what the +Spaniards had done to their neighbours - + +they might have resisted the Spanish conquest more keenly +and successfully. In the years separating Columbus' rst +journey to America (1492) from the landing of Cortes in +Mexico (1519), the Spaniards conquered most of the +Caribbean islands, setting up a chain of new colonies. For +the subjugated natives, these colonies were hell on earth. +They were ruled with an iron st by greedy and unscrupulous +colonists who enslaved them and set them to work in mines +and plantations, killing anyone who o ered the slightest +resistance. Most of the native population soon died, either +because of the harsh working conditions or the virulence of +the diseases that hitch-hiked to America on the conquerors' +sailing ships. Within twenty years, almost the entire native +Caribbean population was wiped out. The Spanish colonists +began importing African slaves to fill the vacuum. + +This genocide took place on the very doorstep of the Aztec +Empire, yet when Cortes landed on the empire's eastern +coast, the Aztecs knew nothing about it. The coming of the +Spaniards was the equivalent of an alien invasion from outer +space. + +The Aztecs were convinced that they knew the entire world +and that they ruled most of it. To them it was unimaginable +that outside their domain could exist anything like these +Spaniards. When Cortes and his men landed on the sunny + + + +beaches of today's Vera Cruz, it was the rst time the Aztecs +encountered a completely unknown people. + +The Aztecs did not know how to react. They had trouble +deciding what these strangers were. Unlike all known +humans, the aliens had white skins. They also had lots of +facial hair. Some had hair the colour of the sun. They stank +horribly. + +(Native hygiene was far better than Spanish hygiene. When +the Spaniards rst arrived in Mexico, natives bearing incense +burners were assigned to accompany them wherever they +went. The Spaniards thought it was a mark of divine honour. + +We know from native sources that they found the +newcomers' smell unbearable.) + + + +Map 7. The Aztec and Inca empires at the time of the +Spanish conquest. + + +The aliens' material culture was even more bewildering. + +They came in giant ships, the like of which the Aztecs had +never imagined, let alone seen. They rode on the back of +huge and terrifying animals, swift as the wind. They could +produce lightning and thunder out of shiny metal sticks. +They had ashing long swords and impenetrable armour, +against which the natives' wooden swords and int spears +were useless. + +Some Aztecs thought these must be gods. Others argued +that they were demons, or the ghosts of the dead, or +powerful sorcerers. Instead of concentrating all available +forces and wiping out the Spaniards, the Aztecs deliberated, +dawdled and negotiated. They saw no reason to rush. After +all, Cortes had no more than 550 Spaniards with him. What +could 550 men do to an empire of millions? + +Cortes was equally ignorant about the Aztecs, but he and his +men held signi cant advantages over their adversaries. + +While the Aztecs had no experience to prepare them for the +arrival of these strange-looking and foul-smelling aliens, the +Spaniards knew that the earth was full of unknown human +realms, and no one had greater expertise in invading alien +lands and dealing with situations about which they were +utterly ignorant. For the modern European conqueror, like +the modern European scientist, plunging into the unknown +was exhilarating. + +So when Cortes anchored o that sunny beach in July 1519, +he did not hesitate + +to act. Like a science- ction alien emerging from his +spaceship, he declared to the awestruck locals: 'We come in + + + +peace. Take us to your leader.' Cortes explained that he was +a peaceful emissary from the great king of Spain, and asked +for a diplomatic interview with the Aztec ruler, Montezuma +II. (This was a shameless lie. Cortes led an independent +expedition of greedy adventurers. The king of Spain had +never heard of Cortes, nor of the Aztecs.) Cortes was given +guides, food and some military assistance by local enemies +of the Aztecs. He then marched towards the Aztec capital, +the great metropolis of Tenochtitlan. + +The Aztecs allowed the aliens to march all the way to the +capital, then respectfully led the aliens' leader to meet +Emperor Montezuma. In the middle of the interview, Cortes +gave a signal, and steel-armed Spaniards butchered +Montezuma's bodyguards (who were armed only with +wooden clubs, and stone blades). The honoured guest took +his host prisoner. + +Cortes was now in a very delicate situation. He had captured +the emperor, but was surrounded by tens of thousands of +furious enemy warriors, millions of hostile civilians, and an +entire continent about which he knew practically nothing. + +He had at his disposal only a few hundred Spaniards, and +the closest Spanish reinforcements were in Cuba, more than +1,500 kilometres away. + +Cortes kept Montezuma captive in the palace, making it look +as if the king remained free and in charge and as if the +'Spanish ambassador' were no more than a guest. The Aztec +Empire was an extremely centralised polity, and this +unprecedented situation paralysed it. Montezuma continued +to behave as if he ruled the empire, and the Aztec elite +continued to obey him, which meant they obeyed Cortes. +This situation lasted for several months, during which time +Cortes interrogated Montezuma and his attendants, trained +translators in a variety of local languages, and sent small + + + +Spanish expeditions in all directions to become familiar with +the Aztec Empire and the various tribes, peoples and cities +that it ruled. + +The Aztec elite eventually revolted against Cortes and +Montezuma, elected a new emperor, and drove the +Spaniards from Tenochtitlan. However, by now numerous +cracks had appeared in the imperial edi ce. Cortes used the +knowledge he had gained to prise the cracks open wider and +split the empire from within. He convinced many of the +empire's subject peoples to join him against the ruling Aztec +elite. The subject peoples miscalculated badly. They hated +the Aztecs, but knew nothing of Spain or the Caribbean +genocide. They assumed that with Spanish help they could +shake o the Aztec yoke. The idea that the Spanish would +take over never occurred to them. They were sure that if +Cortes and his few hundred henchmen caused any trouble, +they could easily be overwhelmed. The rebellious peoples +provided Cortes with an army of tens of thousands of local +troops, and with its help Cortes besieged Tenochtitlan and +conquered the city. + +At this stage more and more Spanish soldiers and settlers +began arriving in Mexico, some from Cuba, others all the +way from Spain. When the local peoples realised what was +happening, it was too late. Within a century of the landing at +Vera Cruz, the native population of the Americas had shrunk +by about 90 per cent, due mainly to unfamiliar diseases that +reached America with the invaders. The survivors found +themselves under the thumb of a greedy and racist regime +that was far worse than that of the Aztecs. + +Ten years after Cortes landed in Mexico, Pizarro arrived on +the shore of the Inca Empire. He had far fewer soldiers than +Cortes - his expedition numbered just 168 + + + +men! Yet Pizarro bene ted from all the knowledge and +experience gained in previous invasions. The Inca, in +contrast, knew nothing about the fate of the Aztecs. Pizarro +plagiarised Cortes. He declared himself a peaceful emissary +from the king of Spain, invited the Inca ruler, Atahualpa, to a +diplomatic interview, and then kidnapped him. Pizarro +proceeded to conquer the paralysed empire with the help of +local allies. If the subject peoples of the Inca Empire had +known the fate of the inhabitants of Mexico, they would not +have thrown in their lot with the invaders. But they did not +know. + +The native peoples of America were not the only ones to pay +a heavy price for their parochial outlook. The great empires +of Asia - the Ottoman, the Safavid, the Mughal and the +Chinese - very quickly heard that the Europeans had +discovered something big. Yet they displayed little interest +in these discoveries. They continued to believe that the +world revolved around Asia, and made no attempt to +compete with the Europeans for control of America or of the +new ocean lanes in the Atlantic and the Paci c. Even puny +European kingdoms such as Scotland and Denmark sent a +few explore-and-conquer expeditions to America, but not +one expedition of either exploration or conquest was ever +sent to America from the Islamic world, India or China. The +rst non-European power that tried to send a military +expedition to America was Japan. That happened in June +1942, when a Japanese expedition conquered Kiska and +Attu, two small islands o the Alaskan coast, capturing in the +process ten US soldiers and a dog. The Japanese never got +any closer to the mainland. + +It is hard to argue that the Ottomans or Chinese were too far +away, or that they lacked the technological, economic or +military wherewithal. The resources that sent Zheng He from +China to East Africa in the 1420S should have been enough + + + +to reach America. The Chinese just weren't interested. The +rst Chinese world map to show America was not issued until +1602 - and then by a European missionary! + +For 300 years, Europeans enjoyed undisputed mastery in +America and Oceania, in the Atlantic and the Pad c. The +only signi cant struggles in those regions were between di +erent European powers. The wealth and resources +accumulated by the + +Europeans eventually enabled them to invade Asia too, +defeat its empires, and divide it among themselves. When +the Ottomans, Persians, Indians and Chinese woke up and +began paying attention, it was too late. + +Only in the twentieth century did non-European cultures +adopt a truly global vision. This was one of the crucial +factors that led to the collapse of European hegemony. Thus +in the Algerian War of Independence (1954-62), Algerian +guerrillas defeated a French army with an overwhelming +numerical, technological and economic advantage. The +Algerians prevailed because they were supported by a +global anti-colonial network, and because they worked out +how to harness the world's media to their cause - as well as +public opinion in France itself. The defeat that little North +Vietnam in icted on the American colossus was based on a +similar strategy. These guerrilla forces showed that even +superpowers could be defeated if a local struggle became a +global cause. It is interesting to contemplate what might +have happened had Montezuma been able to manipulate +public opinion in Spain and gain assistance from one of +Spain's rivals - Portugal, France or the Ottoman Empire. + +Rare Spiders and Forgotten Scripts + + + +Modern science and modern empires were motivated by the +restless feeling that perhaps something important awaited +beyond the horizon - something they had better explore and +master. Yet the connection between science and empire +went much deeper. Not just the motivation, but also the +practices of empire-builders were entangled with those of +scientists. For modern Europeans, building an empire was a +scienti c project, while setting up a scienti c discipline was +an imperial project. + +When the Muslims conquered India, they did not bring along +archaeologists to systematically study Indian history, +anthropologists to study Indian cultures, geologists to study +Indian soils, or zoologists to study Indian fauna. When the +British conquered India, they did all of these things. On 10 +April 1802 the Great Survey of India was launched. It lasted +sixty years. With the help of tens of thousands of native +labourers, scholars and guides, the British carefully mapped +the whole of India, marking borders, measuring distances, +and even calculating for the rst time the exact height of +Mount Everest and the other Himalayan peaks. The British +explored the military resources of Indian provinces and the +location of their gold mines, but they also took the trouble to +collect information about rare Indian spiders, to catalogue +colourful butter ies, to trace the ancient + +origins of extinct Indian languages, and to dig up forgotten +ruins. + +Mohenjo-daro was one of the chief cities of the Indus Valley +civilisation, which ourished in the third millennium BC and +was destroyed around 1900 BC. None of India's pre-British +rulers - neither the Mauryas, nor the Guptas, nor the Delhi +sultans, nor the great Mughals - had given the ruins a +second glance. But a British archaeological survey took +notice of the site in 1922. A British team then excavated it, + + + +and discovered the rst great civilisation of India, which no +Indian had been aware of. + +Another telling example of British scienti c curiosity was the +deciphering of cuneiform script. This was the main script +used throughout the Middle East for close to 3,000 years, +but the last person able to read it probably died sometime in +the early rst millennium AD. Since then, inhabitants of the +region frequently encountered cuneiform inscriptions on +monuments, steles, ancient ruins and broken pots. But they +had no idea how to read the weird, angular scratches and, as +far as we know, they never tried. Cuneiform came to the +attention of Europeans in 1618, when the Spanish +ambassador in Persia went sightseeing in the ruins of +ancient Persepolis, where he saw inscriptions that nobody +could explain to him. News of the unknown script spread +among European savants and piqued their curiosity. In 1657 +European scholars published the rst transcription of a +cuneiform text from Persepolis. More and more transcriptions +followed, and for close to two centuries scholars in the West +tried to decipher them. None succeeded. + +In the 1830s, a British o cer named Henry Rawlinson was +sent to Persia to help the shah train his army in the +European style. In his spare time Rawlinson travelled around +Persia and one day he was led by local guides to a cli in the +Zagros Mountains and shown the huge Behistun Inscription. +About fteen metres high and twenty- ve metres wide, it had +been etched high up on the cli face on the command of King +Darius I sometime around 500 BC. It was written in +cuneiform script in three languages: Old Persian, Elamite +and Babylonian. The inscription was well known to the local +population, but nobody could read it. + +Rawlinson became convinced that if he could decipher the +writing it would enable him and other scholars to read the + + + +numerous inscriptions and texts that were at the time being +discovered all over the Middle East, opening a door into an +ancient and forgotten world. + +The rst step in deciphering the lettering was to produce an +accurate transcription that could be sent back to Europe. +Rawlinson de ed death to do so, scaling the steep cli to copy +the strange letters. He hired several locals to help him, most +notably a Kurdish boy who climbed to the most inaccessible +parts of the cli in order to copy the upper portion of the +inscription. In 1847 the project was completed, and a full +and accurate copy was sent to Europe. + +Rawlinson did not rest on his laurels. As an army o cer, he +had military and political missions to carry out, but +whenever he had a spare moment he puzzled over the +secret script. He tried one method after another and nally +managed to decipher the Old Persian part of the inscription. +This was easiest, since Old Persian was not that di erent from +modern Persian, which Rawlinson knew well. + +An understanding of the Old Persian section gave him the +key he needed to unlock the secrets of the Elamite and +Babylonian sections. The great door swung open, and out +came a rush of ancient but lively voices - the bustle of +Sumerian bazaars, the proclamations of Assyrian kings, the +arguments of Babylonian bureaucrats. + +Without the e orts of modern European imperialists such as +Rawlinson, we would not have known much about the fate of +the ancient Middle Eastern empires. + +Another notable imperialist scholar was William Jones. Jones +arrived in India in September 1783 to serve as a judge in the +Supreme Court of Bengal. He was so captivated by the +wonders of India that within less than six months of his + + + +arrival he had founded the Asiatic Society. This academic +organisation was devoted to studying the cultures, histories +and societies of Asia, and in particular those of India. Within +two years Jones published his observations on the Sanskrit +language, which pioneered the science of comparative +linguistics. + +In his publications Jones pointed out surprising similarities +between Sanskrit, an ancient Indian language that became +the sacred tongue of Hindu ritual, and the Greek and Latin +languages, as well as similarities between all these +languages and Gothic, Celtic, Old Persian, German, French +and English. Thus in Sanskrit, + +'mother' is ' matar", in Latin it is ' mater ", and in Old Celtic it +is ' mathir J . Jones surmised that all these languages must +share a common origin, developing from a now-forgotten +ancient ancestor. He was thus the rst to identify what later +came to be called the Indo-European family of languages. + +Jones' study was an important milestone not merely due to +his bold (and accurate) hypotheses, but also because of the +orderly methodology that he developed to compare +languages. It was adopted by other scholars, enabling them +systematically to study the development of all the world's +languages. + +Linguistics received enthusiastic imperial support. The +European empires believed that in order to govern e ectively +they must know the languages and cultures of their +subjects. British o cers arriving in India were supposed to +spend up to three years in a Calcutta college, where they +studied Hindu and Muslim law alongside English law; +Sanskrit, Urdu and Persian alongside Greek and Latin; and +Tamil, Bengali and Hindustani culture alongside +mathematics, economics and geography. The study of + + + +linguistics provided invaluable help in understanding the +structure and grammar of local languages. + +Thanks to the work of people like William Jones and Henry +Rawlinson, the + +European conquerors knew their empires very well. Far +better, indeed, than any previous conquerors, or even than +the native population itself. Their superior knowledge had +obvious practical advantages. Without such knowledge, it is +unlikely that a ridiculously small number of Britons could +have succeeded in governing, oppressing and exploiting so +many hundreds of millions of Indians for two centuries. +Throughout the nineteenth and early twentieth centuries, +fewer than 5,000 British o cials, about 40,000-70,000 British +soldiers, and perhaps another 100,000 British business +people, hangers-on, wives and children were sufficient to +conquer and rule up to 300 million Indians. 9 + +Yet these practical advantages were not the only reason why +empires nanced the study of linguistics, botany, geography +and history. No less important was the fact that science gave +the empires ideological justi cation. Modern Europeans came +to believe that acquiring new knowledge was always good. +The fact that the empires produced a constant stream of new +knowledge branded them as progressive and positive +enterprises. Even today, histories of sciences such as +geography, archaeology and botany cannot avoid crediting +the European empires, at least indirectly. Histories of botany +have little to say about the su ering of the Aboriginal +Australians, but they usually nd some kind words for James +Cook and Joseph Banks. + +Furthermore, the new knowledge accumulated by the +empires made it possible, at least in theory, to bene t the +conquered populations and bring them the bene ts of + + +'progress' - to provide them with medicine and education, to +build railroads and canals, to ensure justice and prosperity. +Imperialists claimed that their empires were not vast +enterprises of exploitation but rather altruistic projects +conducted for the sake of the non-European races - in +Rudyard Kipling's words, 'the White Man's burden': + +Take up the White Man's burden - + +Send forth the best ye breed - + +Go bind your sons to exile + +To serve your captives' need; + +To wait in heavy harness, + +On fluttered folk and wild - + +Your new-caught, sul en peoples, + +Half-devil and half-child. + +Of course, the facts often belied this myth. The British +conquered Bengal, the richest province of India, in 1764. + +The new rulers were interested in little except enriching +themselves. They adopted a disastrous economic policy that +a few years later led to the outbreak of the Great Bengal +Famine. It began in 1769, reached + +catastrophic levels in 1770, and lasted until 1773. About 10 +million Bengalis, a third of the province's population, died in +the calamity. 10 + +In truth, neither the narrative of oppression and exploitation +nor that of 'The White Man's Burden' completely matches +the facts. The European empires did so many di erent things + + +on such a large scale, that you can nd plenty of examples to +support whatever you want to say about them. You think +that these empires were evil monstrosities that spread +death, oppression and injustice around the world? You could +easily II an encyclopedia with their crimes. You want to +argue that they in fact improved the conditions of their +subjects with new medicines, better economic conditions +and greater security? You could II another encyclopedia with +their achievements. Due to their close cooperation with +science, these empires wielded so much power and changed +the world to such an extent that perhaps they cannot be +simply labelled as good or evil. They created the world as we +know it, including the ideologies we use in order to judge +them. + +But science was also used by imperialists to more sinister +ends. Biologists, anthropologists and even linguists provided +scienti c proof that Europeans are superior to all other races, +and consequently have the right (if not perhaps the duty) to +rule over them. After William Jones argued that all Indo- +European languages descend from a single ancient +language many scholars were eager to discover who the +speakers of that language had been. They noticed that the +earliest Sanskrit speakers, who had invaded India from +Central Asia more than 3,000 years ago, had called +themselves Arya. The speakers of the earliest Persian +language called themselves Airiia. European scholars +consequently surmised that the people who spoke the +primordial language that gave birth to both Sanskrit and +Persian (as well as to Greek, Latin, Gothic and Celtic) must +have called themselves Aryans. Could it be a coincidence +that those who founded the magnificent Indian, Persian, +Greek and Roman civilisations were all Aryans? + +Next, British, French and German scholars wedded the +linguistic theory about the industrious Aryans to Darwin's + + + +theory of natural selection and posited that the Aryans were +not just a linguistic group but a biological entity - a race. + +And not just any race, but a master race of tall, light-haired, +blue-eyed, hard-working, and super-rational humans who +emerged from the mists of the north to lay the foundations +of culture throughout the world. Regrettably, the Aryans who +invaded India and Persia intermarried with the local natives +they found in these lands, losing their light complexions and +blond hair, and with them their rationality and diligence. + +The civilisations of India and Persia consequently declined. + +In Europe, on the other hand, the Aryans preserved their +racial purity. This is why Europeans had managed to conquer +the world, and why they were t to rule it - provided they +took precautions not to mix with inferior races. + +Such racist theories, prominent and respectable for many +decades, have become + +anathema among scientists and politicians alike. People +continue to conduct a heroic struggle against racism without +noticing that the battlefront has shifted, and that the place +of racism in imperial ideology has now been replaced by + +'culturism'. There is no such word, but it's about time we +coined it. Among today's elites, assertions about the +contrasting merits of diverse human groups are almost +always couched in terms of historical di erences between +cultures rather than biological di erences between races. We +no longer say, 'It's in their blood.' We say, 'It's in their +culture.' + +Thus European right-wing parties which oppose Muslim +immigration usually take care to avoid racial terminology. +Marine le Pen's speechwriters would have been shown the +door on the spot had they suggested that the leader of the +Front National go on television to declare that, 'We don't + + + +want those inferior Semites to dilute our Aryan blood and +spoil our Aryan civilisation.' Instead, the French Front +National, the Dutch Party for Freedom, the Alliance for the +Future of Austria and their like tend to argue that Western +culture, as it has evolved in Europe, is characterised by +democratic values, tolerance and gender equality, whereas +Muslim culture, which evolved in the Middle East, is +characterised by hierarchical politics, fanaticism and +misogyny. Since the two cultures are so di erent, and since +many Muslim immigrants are unwilling (and perhaps unable) +to adopt Western values, they should not be allowed to +enter, lest they foment internal conflicts and corrode +European democracy and liberalism. + +Such culturist arguments are fed by scienti c studies in the +humanities and social sciences that highlight the so-called +clash of civilisations and the fundamental di erences +between di erent cultures. Not all historians and +anthropologists accept these theories or support their +political usages. But whereas biologists today have an easy +time disavowing racism, simply explaining that the +biological di erences between present-day human +populations are trivial, it is harder for historians and +anthropologists to disavow culturism. After all, if the di +erences between human cultures are trivial, why should we +pay historians and anthropologists to study them? + +Scientists have provided the imperial project with practical +knowledge, ideological justi cation and technological +gadgets. Without this contribution it is highly questionable +whether Europeans could have conquered the world. The +conquerors returned the favour by providing scientists with +information and protection, supporting all kinds of strange +and fascinating projects and spreading the scienti c way of +thinking to the far corners of the earth. Without imperial + + + +support, it is doubtful whether modern science would have +progressed very far. + +There are very few scienti c disciplines that did not begin +their lives as servants to imperial growth and that do not +owe a large proportion of their discoveries, + +collections, buildings and scholarships to the generous help +of army o cers, navy captains and imperial governors. + +This is obviously not the whole story. Science was supported +by other institutions, not just by empires. And the European +empires rose and ourished thanks also to factors other than +science. Behind the meteoric rise of both science and empire +lurks one particularly important force: capitalism. Were it +not for businessmen seeking to make money, Columbus +would not have reached America, James Cook would not +have reached Australia, and Neil Armstrong would never +have taken that small step on the surface of the moon. + +16 + +The Capitalist Creed + +MONEY HAS BEEN ESSENTIAL BOTH FOR building empires +and for promoting science. But is money the ultimate goal of +these undertakings, or perhaps just a dangerous necessity? + +It is not easy to grasp the true role of economics in modern +history. Whole volumes have been written about how money +founded states and ruined them, opened new horizons and +enslaved millions, moved the wheels of industry and drove +hundreds of species into extinction. Yet to understand +modern economic history, you really need to understand just +a single word. The word is growth. For better or worse, in +sickness and in health, the modern economy has been +growing like a hormone-soused teenager. It eats up + + + +everything it can nd and puts on inches faster than you can +count. + +For most of history the economy stayed much the same size. +Yes, global production increased, but this was due mostly to +demographic expansion and the settlement of new lands. + +Per capita production remained static. But all that changed +in the modern age. In 1500, global production of goods and +services was equal to about $250 billion; today it hovers +around $60 trillion. More importantly, in 1500, annual per +capita production averaged $550, while today every man, +woman and child produces, on the average, $8,800 a year. 1 +What accounts for this stupendous growth? + +Economics is a notoriously complicated subject. To make +things easier, let's imagine a simple example. + +Samuel Greedy, a shrewd financier, founds a bank in El +Dorado, California. + +A. A. Stone, an up-and-coming contractor in El Dorado, +nishes his rst big job, receiving payment in cash to the tune +of $1 million. He deposits this sum in Mr Greedy's bank. The +bank now has $1 million in capital. + +In the meantime, Jane McDoughnut, an experienced but +impecunious El Dorado + +chef, thinks she sees a business opportunity - there's no +really good bakery in her part of town. But she doesn't have +enough money of her own to buy a proper facility complete +with industrial ovens, sinks, knives and pots. She goes to the +bank, presents her business plan to Greedy, and persuades +him that it's a worthwhile investment. He issues her a $1 +million loan, by crediting her account + +in the bank with that sum. + + +McDoughnut now hires Stone, the contractor, to build and +furnish her bakery. + +His price is $1,000,000. + +When she pays him, with a cheque drawn on her account, +Stone deposits it in his account in the Greedy bank. + +So how much money does Stone have in his bank account? +Right, $2 million. + +How much money, cash, is actually located in the bank's +safe? Yes, $1 million. + +It doesn't stop there. As contractors are wont to do, two +months into the job Stone informs McDoughnut that, due to +unforeseen problems and expenses, the bill for constructing +the bakery will actually be $2 million. Mrs McDoughnut is +not pleased, but she can hardly stop the job in the middle. +So she pays another visit to the bank, convinces Mr Greedy +to give her an additional loan, and he puts another $1 +million in her account. She transfers the money to the +contractor's account. + +How much money does Stone have in his account now? He's +got $3 million. + +But how much money is actually sitting in the bank? Still +just $1 million. In fact, the same $1 million that's been in +the bank all along. + +Current US banking law permits the bank to repeat this +exercise seven more times. The contractor would eventually +have $10 million in his account, even though the bank still +has but $1 million in its vaults. Banks are allowed to loan +$10 for every dollar they actually possess, which means that +90 per cent of all the money in our bank accounts is not + + + +covered by actual coins and notes. 2_lf all of the account +holders at Barclays Bank suddenly demand their money, +Barclays will promptly collapse (unless the government +steps in to save it). The same is true of Lloyds, Deutsche +Bank, Citibank, and all other banks in the world. + +It sounds like a giant Ponzi scheme, doesn't it? But if it's a +fraud, then the entire modern economy is a fraud. The fact +is, it's not a deception, but rather a tribute to the amazing +abilities of the human imagination. What enables banks - +and the entire economy - to survive and ourish is our trust in +the future. This trust is the sole backing for most of the +money in the world. + +In the bakery example, the discrepancy between the +contractor's account statement and the amount of money +actually in the bank is Mrs McDoughnut's bakery. Mr Greedy +has put the bank's money into the asset, trusting that one +day it would be pro table. The bakery hasn't baked a loaf of +bread yet, but McDoughnut and Greedy anticipate that a +year hence it will be selling thousands of loaves, rolls, cakes +and cookies each day, at a handsome pro t. Mrs McDoughnut +will then be able to repay her loan, with interest. If at that +point Mr Stone decides to withdraw his savings, Greedy will +be able to come up with the cash. The entire enterprise is +thus founded on trust in an imaginary future - the trust that +the entrepreneur and the banker have in the bakery of their +dreams, + +along with the contractor's trust in the future solvency of the +bank. + +We've already seen that money is an astounding thing +because it can represent myriad di erent objects and convert +anything into almost anything else. + + +However, before the modern era this ability was limited. In +most cases, money could represent and convert only things +that actually existed in the present. This imposed a severe +limitation on growth, since it made it very hard to nance new +enterprises. + +Consider our bakery again. Could McDoughnut get it built if +money could represent only tangible objects? No. In the +present, she has a lot of dreams, but no tangible resources. +The only way she could get her bakery built would be to nd +a contractor willing to work today and receive payment in a +few years' time, if and when the bakery starts making +money. Alas, such contractors are rare breeds. So our +entrepreneur is in a bind. Without a bakery, she can't bake +cakes. Without cakes, she can't make money. Without +money, she can't hire a contractor. Without a contractor, she +has no bakery. + +Humankind was trapped in this predicament for thousands +of years. As a result, economies remained frozen. The way +out of the trap was discovered only in the modern era, with +the appearance of a new system based on trust in the future. +In it, people agreed to represent imaginary goods - goods +that do not exist in the present - with a special kind of +money they called 'credit'. Credit enables us to build the +present at the expense of the future. It's founded on the +assumption that our future resources are sure to be far more +abundant than our present resources. + +A host of new and wonderful opportunities open up if we can +build things in the present using future income. + +If credit is such a wonderful thing, why did nobody think of it +earlier? Of course they did. Credit arrangements of one kind +or another have existed in all known human cultures, going +back at least to ancient Sumer. The problem in previous eras + + + +was not that no one had the idea or knew how to use it. It +was that people seldom wanted to extend much credit +because they didn't trust that the future would be better +than the present. They generally believed that times past +had been better than their own times and that the future +would be worse, or at best much the same. To put that in +economic terms, they believed that the total amount of +wealth was limited, if not dwindling. People therefore +considered it a bad bet to assume that they personally, or +their kingdom, or the entire world, would be producing more +wealth ten years down the line. Business looked like a zero- +sum game. Of course, the pro ts of one particular bakery +might rise, but only at the expense of the bakery next door. +Venice might ourish, but only by impoverishing Genoa. The +king of England might enrich himself, but only by robbing +the king of France. You could cut the pie in many different +ways, but it never got any bigger. + + + + + +No +contractor + + +r + +Jo cak< + +1 + +e + +L + + +J + + + +i + + +Trust in +the future + + +r + + +T + +1 + +Credit + +> + +L + + +A + + + +Paying +contractors + + +r + + +1 + +il + +New + +akerie + +J + + +That's why many cultures concluded that making bundles of +money was sinful. + + +As Jesus said, 'It is easier for a camel to pass through the eye +of a needle than for a rich man to enter into the kingdom of +God' (Matthew 19:24). If the pie is static, and I have a big +part of it, then I must have taken somebody else's slice. The +rich were obliged to do penance for their evil deeds by +giving some of their surplus wealth to charity. + + +The Entrepreneur's Dilemma + +If the global pie stayed the same size, there was no margin +for credit. Credit is the di erence between today's pie and +tomorrows pie. If the pie stays the same, why extend credit? +It would be an unacceptable risk unless you believed that +the baker or king asking for your money might be able to +steal a slice from a competitor. So it was hard to get a loan in +the premodern world, and when you got one it was usually +smal , short-term , and subject to high interest rates. Upstart +entrepreneurs thus found it di cult to open new bakeries and +great kings who wanted to build palaces or wage wars had +no choice but to raise the necessary funds through high +taxes and tariffs. + + +The Magic Circle of the Modern Economy + +That was ne for kings (as long as their subjects remained +docile), but a scullery maid who had a great idea for a +bakery and wanted to move up in the world generally could +only dream of wealth while scrubbing down the royal +kitchens floors. + +It was lose-lose. Because credit was limited, people had +trouble nancing new businesses. Because there were few +new businesses, the economy did not grow. + +Because it did not grow, people assumed it never would, and +those who had capital were wary of extending credit. The +expectation of stagnation ful lied itself. + +A Growing Pie + +Then came the Scienti c Revolution and the idea of progress. +The idea of progress is built on the notion that if we admit +our ignorance and invest resources in research, things can +improve. This idea was soon translated into economic terms. + +Whoever believes in progress believes that geographical +discoveries, technological inventions and organisational +developments can increase the sum total of human +production, trade and wealth. New trade routes in the +Atlantic could ourish without ruining old routes in the Indian +Ocean. New goods could be produced without reducing the +production of old ones. For instance, one could open a new +bakery specialising in chocolate cakes and croissants +without causing bakeries specialising in bread to go bust. +Everybody would simply develop new tastes and eat more. I +can be wealthy without your becoming poor; I can be obese +without your dying of hunger. The entire global pie can grow. + + + +Over the last 500 years the idea of progress convinced +people to put more and more trust in the future. This trust +created credit; credit brought real economic growth; and +growth strengthened the trust in the future and opened the +way for even more credit. It didn't happen overnight - the +economy behaved more like a roller coaster than a balloon. +But over the long run, with the bumps evened out, the +general direction was unmistakable. Today, there is so much +credit in the world that governments, business corporations +and private individuals easily obtain large, long-term and +low-interest loans that far exceed current income. + + +mernodern £ c + + +^e* odem + + + +7 + +i * * * i + + +[ , + +Little + +iredil + +, ] + +L + + +A + + + +7 + + +1 + +: + +*luch + +:redi1 + +i ’ + +l + +L + + +J + + +r + + +1 + +i + +Slow + +frowtl + +} + +i i + +L + + +A + + +r + + +1 + +[, + +Fast + +;rowtf + +’ ] + +L + + +A + + +The Economic History of the World in a Nutshell + +The belief in the growing global pie eventually turned +revolutionary. In 1776 + +the Scottish economist Adam Smith published The Wealth of +Nations, probably the most important economics manifesto +of all time. In the eighth chapter of its rst volume, Smith +made the following novel argument: when a landlord, a +weaver, or a shoemaker has greater pro ts than he needs to +maintain his own family, he uses the surplus to employ more +assistants, in order to further increase his pro ts. The more + + +pro ts he has, the more assistants he can employ. It follows +that an increase in the pro ts of private entrepreneurs is the +basis for the increase in collective wealth and prosperity. + +This may not strike you as very original, because we all live +in a capitalist world that takes Smith's argument for +granted. We hear variations on this theme every day in the +news. Yet Smith's claim that the sel sh human urge to +increase private pro ts is the basis for collective wealth is +one of the most revolutionary ideas in human history - +revolutionary not just from an economic perspective, but +even more so from a moral and political perspective. What +Smith says is, in fact, that greed is good, and that by +becoming richer I bene t everybody, not just myself. Egoism +is altruism. + +Smith taught people to think about the economy as a 'win- +win situation', in which my pro ts are also your pro ts. Not +only can we both enjoy a bigger slice of pie at the same +time, but the increase in your slice depends upon the +increase in my slice. If I am poor, you too will be poor since I +cannot buy your products or services. If I am rich, you too +will be enriched since you can now sell me something. Smith +denied the traditional contradiction between wealth and +morality, and threw open the gates of heaven for the rich. +Being rich meant being moral. In Smiths story, people +become rich not by despoiling their neighbours, but by +increasing the overall size of the pie. And when the pie +grows, everyone + +bene ts. The rich are accordingly the most useful and +benevolent people in society, because they turn the wheels +of growth for everyone's advantage. + +All this depends, however, on the rich using their pro ts to +open new factories and hire new employees, rather than + + + +wasting them on non-productive activities. + + +Smith therefore repeated like a mantra the maxim that +'When pro ts increase, the landlord or weaver will employ +more assistants' and not 'When pro ts increase, Scrooge will +hoard his money in a chest and take it out only to count his +coins.' A crucial part of the modern capitalist economy was +the emergence of a new ethic, according to which pro ts +ought to be reinvested in production. This brings about more +pro ts, which are again reinvested in production, which +brings more pro ts, et cetera ad in nitum. Investments can +be made in many ways: enlarging the factory, conducting +scienti c research, developing new products. Yet all these +investments must somehow increase production and +translate into larger pro ts. + +In the new capitalist creed, the first and most sacred +commandment is: 'The profits of production must be +reinvested in increasing production.' + +That's why capitalism is called 'capitalism'. Capitalism +distinguishes 'capital' + +from mere 'wealth'. Capital consists of money, goods and +resources that are invested in production. Wealth, on the +other hand, is buried in the ground or wasted on +unproductive activities. A pharaoh who pours resources into +a non-productive pyramid is not a capitalist. A pirate who +loots a Spanish treasure eet and buries a chest full of +glittering coins on the beach of some Caribbean island is not +a capitalist. But a hard-working factory hand who reinvests +part of his income in the stock market is. + +The idea that 'The pro ts of production must be reinvested in +increasing production' sounds trivial. Yet it was alien to most +people throughout history. In premodern times, people + + + +believed that production was more or less constant. So why +reinvest your pro ts if production won't increase by much, no +matter what you do? Thus medieval noblemen espoused an +ethic of generosity and conspicuous consumption. They +spent their revenues on tournaments, banquets, palaces and +wars, and on charity and monumental cathedrals. Few tried +to reinvest pro ts in increasing their manors' output, +developing better kinds of wheat, or looking for new +markets. + + + + + + + +In the modern era, the nobility has been overtaken by a new +elite whose members are true believers in the capitalist +creed. The new capitalist elite is made up not of dukes and +marquises, but of board chairmen, stock traders and +industrialists. These magnates are far richer than the +medieval nobility, but they are far less interested in +extravagant consumption, and they spend a much smaller +part of their profits on non-productive activities. + +Medieval noblemen wore colourful robes of gold and silk, +and devoted much of their time to attending banquets, +carnivals and glamorous tournaments. In comparison, +modern CEOs don dreary uniforms called suits that a ord +them all the panache of a ock of crows, and they have little + + +time for festivities. The typical venture capitalist rushes from +one business meeting to another, trying to gure out where to +invest his capital and following the ups and downs of the +stocks and bonds he owns. True, his suits might be Versace +and he might get to travel in a private jet, but these +expenses are nothing compared to what he invests in +increasing human production. + +It's not just Versace-clad business moguls who invest to +increase productivity. + +Ordinary folk and government agencies think along similar +lines. How many dinner conversations in modest +neighbourhoods sooner or later bog down in interminable +debate about whether it is better to invest one's savings in +the stock market, bonds or property? Governments too strive +to invest their tax revenues in productive enterprises that +will increase future income - for example, building a new +port could make it easier for factories to export their +products, enabling them to make more taxable income, +thereby increasing the government's future revenues. +Another government might prefer to invest in education, on +the grounds that educated people form the basis for the +lucrative high-tech industries, which pay lots of taxes +without needing extensive port facilities. + +Capitalism began as a theory about how the economy +functions. It was both + +descriptive and prescriptive - it o ered an account of how +money worked and promoted the idea that reinvesting pro ts +in production leads to fast economic growth. But capitalism +gradually became far more than just an economic doctrine. + +It now encompasses an ethic - a set of teachings about how +people should behave, educate their children and even + + + +think. Its principal tenet is that economic growth is the +supreme good, or at least a proxy for the supreme good, +because justice, freedom and even happiness all depend on +economic growth. Ask a capitalist how to bring justice and +political freedom to a place like Zimbabwe or Afghanistan, +and you are likely to get a lecture on how economic a uence +and a thriving middle class are essential for stable +democratic institutions, and about the need therefore to +inculcate Afghan tribesmen in the values of free enterprise, +thrift and self-reliance. + +This new religion has had a decisive in uence on the +development of modern + +science, too. Scienti c research is usually funded by either +governments or private businesses. When capitalist +governments and businesses consider investing in a +particular scienti c project, the rst questions are usually, + +'Will this project enable us to increase production and pro +ts? Will it produce economic growth?' A project that can't +clear these hurdles has little chance of nding a sponsor. No +history of modern science can leave capitalism out of the +picture. + +Conversely, the history of capitalism is unintelligible without +taking science into account. Capitalisms belief in perpetual +economic growth ies in the face of almost everything we +know about the universe. A society of wolves would be +extremely foolish to believe that the supply of sheep would +keep on growing inde nitely. The human economy has +nevertheless managed to grow + +exponentially throughout the modern era, thanks only to the +fact that scientists come up with another discovery or +gadget every few years - such as the continent of America, + + + +the internal combustion engine, or genetically engineered +sheep. + +Banks and governments print money, but ultimately, it is +the scientists who foot the bill. + +Over the last few years, banks and governments have been +frenziedly printing money. Everybody is terri ed that the +current economic crisis may stop the growth of the economy. +So they are creating trillions of dollars, euros and yen out of +thin air, pumping cheap credit into the system, and hoping +that the scientists, technicians and engineers will manage to +come up with something really big, before the bubble +bursts. Everything depends on the people in the labs. New +discoveries in elds such as biotechnology and +nanotechnology could create entire new industries, whose +pro ts could back the trillions of make-believe money that +the banks and governments have created since 2008. If the +labs do not ful I these expectations before the bubble bursts, +we are heading towards very rough times. + +Columbus Searches for an Investor + +Capitalism played a decisive role not only in the rise of +modern science, but also in the emergence of European +imperialism. And it was European imperialism that created +the capitalist credit system in the rst place. Of course, credit +was not invented in modern Europe. It existed in almost all +agricultural societies, and in the early modern period the +emergence of European capitalism was closely linked to +economic developments in Asia. Remember, too, that until +the late eighteenth century, Asia was the world's economic +powerhouse, meaning that Europeans had far less capital at +their disposal than the Chinese, Muslims or Indians. + + + +However, in the sociopolitical systems of China, India and +the Muslim world, credit played only a secondary role. +Merchants and bankers in the markets of Istanbul, Isfahan, +Delhi and Beijing may have thought along capitalist lines, +but the kings and generals in the palaces and forts tended +to despise merchants and mercantile thinking. Most non- +European empires of the early modern era were established +by great conquerors such as Nurhaci and Nader Shah, or by +bureaucratic and military elites as in the Qing and Ottoman +empires. Financing wars through taxes and plunder (without +making ne distinctions between the two), they owed little to +credit systems, and they cared even less about the interests +of bankers and investors. + +In Europe, on the other hand, kings and generals gradually +adopted the mercantile way of thinking, until merchants and +bankers became the ruling elite. + +The European conquest of the world was increasingly +nanced through credit rather than taxes, and was +increasingly directed by capitalists whose main ambition +was to receive maximum returns on their investments. The +empires built by bankers and merchants in frock coats and +top hats defeated the empires built by kings and noblemen +in gold clothes and shining armour. The mercantile empires +were simply much shrewder in nancing their conquests. +Nobody wants to pay taxes, but everyone is happy to invest. + +In 1484 Christopher Columbus approached the king of +Portugal with the proposal that he nance a eet that would +sail westward to nd a new trade route to East Asia. Such +explorations were a very risky and costly business. A lot of +money was needed in order to build ships, buy supplies, and +pay sailors and soldiers - and there was no guarantee that +the investment would yield a return. + + + +The king of Portugal declined. + + +Like a present-day start-up entrepreneur, Columbus did not +give up. He pitched his idea to other potential investors in +Italy, France, England, and again in Portugal. Each time he +was rejected. He then tried his luck with Ferdinand and +Isabella, rulers of newly united Spain. He took on some +experienced lobbyists, and with their help he managed to +convince Queen Isabella to invest. As every school- + +child knows, Isabella hit the jackpot. Columbus' discoveries +enabled the Spaniards to conquer America, where they +established gold and silver mines as well as sugar and +tobacco plantations that enriched the Spanish kings, +bankers and merchants beyond their wildest dreams. + +A hundred years later, princes and bankers were willing to +extend far more credit to Columbus' successors, and they +had more capital at their disposal, thanks to the treasures +reaped from America. Equally important, princes and +bankers had far more trust in the potential of exploration, +and were more willing to part with their money. This was the +magic circle of imperial capitalism: credit nanced new +discoveries; discoveries led to colonies; colonies provided +pro ts; pro ts built trust; and trust translated into more +credit. Nurhaci and Nader Shah ran out of fuel after a few +thousand kilometres. Capitalist entrepreneurs only increased +their financial momentum from conquest to conquest. + +But these expeditions remained chancy a airs, so credit +markets nevertheless remained quite cautious. Many +expeditions returned to Europe empty-handed, having +discovered nothing of value. The English, for instance, +wasted a lot of capital in fruitless attempts to discover a +north-western passage to Asia through the Arctic. Many +other expeditions didn't return at all. Ships hit icebergs, + + + +foundered in tropical storms, or fell victim to pirates. In order +to increase the number of potential investors and reduce the +risk they incurred, Europeans turned to limited liability joint- +stock companies. Instead of a single investor betting all his +money on a single rickety ship, the joint-stock company +collected money from a large number of investors, each +risking only a small portion of his capital. The risks were +thereby curtailed, but no cap was placed on the pro ts. Even +a small investment in the right ship could turn you into a +millionaire. + +Decade by decade, western Europe witnessed the +development of a sophisticated nancial system that could +raise large amounts of credit on short notice and put it at +the disposal of private entrepreneurs and governments. This +system could nance explorations and conquests far more e +ciently than any kingdom or empire. The new-found power +of credit can be seen in the bitter struggle between Spain +and the Netherlands. In the sixteenth century, Spain was the +most powerful state in Europe, holding sway over a vast +global empire. It ruled much of Europe, huge chunks of +North and South America, the Philippine Islands, and a +string of bases along the coasts of Africa and Asia. Every +year, eets heavy with American and Asian treasures returned +to the ports of Seville and Cadiz. The Netherlands was a +small and windy swamp, devoid of natural resources, a small +corner of the king of Spain's dominions. + +In 1568 the Dutch, who were mainly Protestant, revolted +against their Catholic Spanish overlord. At rst the rebels +seemed to play the role of Don Quixote, courageously tilting +at invincible windmills. Yet within eighty years the Dutch +had + +not only secured their independence from Spain, but had +managed to replace the Spaniards and their Portuguese + + + +allies as masters of the ocean highways, build a global +Dutch empire, and become the richest state in Europe. + +The secret of Dutch success was credit. The Dutch burghers, +who had little taste for combat on land, hired mercenary +armies to ght the Spanish for them. The Dutch themselves +meanwhile took to the sea in ever-larger eets. Mercenary +armies and cannon-brandishing eets cost a fortune, but the +Dutch were able to nance their military expeditions more +easily than the mighty Spanish Empire because they +secured the trust of the burgeoning European nancial +system at a time when the Spanish king was carelessly +eroding its trust in him. Financiers extended the Dutch +enough credit to set up armies and eets, and these armies +and eets gave the Dutch control of world trade routes, which +in turn yielded handsome pro ts. The pro ts allowed the +Dutch to repay the loans, which strengthened the trust of +the nanciers. Amsterdam was fast becoming not only one of +the most important ports of Europe, but also the continent's +nancial Mecca. + +How exactly did the Dutch win the trust of the nancial +system? Firstly, they were sticklers about repaying their +loans on time and in full, making the extension of credit less +risky for lenders. Secondly, their country's judicial system +enjoyed independence and protected private rights - in +particular private property rights. + +Capital trickles away from dictatorial states that fail to +defend private individuals and their property. Instead, it ows +into states upholding the rule of law and private property. + +Imagine that you are the son of a solid family of German +nanciers. Your father sees an opportunity to expand the +business by opening branches in major European cities. He +sends you to Amsterdam and your younger brother to + + + +Madrid, giving you each 10,000 gold coins to invest. Your +brother lends his start-up capital at interest to the king of +Spain, who needs it to raise an army to ght the king of +France. You decide to lend yours to a Dutch merchant, who +wants to invest in scrubland on the southern end of a +desolate island called Manhattan, certain that property +values there will skyrocket as the Hudson River turns into a +major trade artery. Both loans are to be repaid within a year. + +The year passes. The Dutch merchant sells the land he's +bought at a handsome markup and repays your money with +the interest he promised. Your father is pleased. But your +little brother in Madrid is getting nervous. The war with +France ended well for the king of Spain, but he has now +embroiled himself in a con ict with the Turks. He needs every +penny to nance the new war, and thinks this is far more +important than repaying old debts. Your brother sends +letters to the palace and asks friends with connections at +court to intercede, but to no avail. Not + +only has your brother not earned the promised interest - +he's lost the principal. + +Your father is not pleased. + +Now, to make matters worse, the king sends a treasury o cial +to your brother to tell him, in no uncertain terms, that he +expects to receive another loan of the same size, forthwith. +Your brother has no money to lend. He writes home to Dad, +trying to persuade him that this time the king will come +through. The paterfamilias has a soft spot for his youngest, +and agrees with a heavy heart. + +Another 10,000 gold coins disappear into the Spanish +treasury, never to be seen again. Meanwhile in Amsterdam, +things are looking bright. You make more and more loans to + + + +enterprising Dutch merchants, who repay them promptly +and in full. But your luck does not hold indefinitely. One of +your usual clients has a hunch that wooden clogs are going +to be the next fashion craze in Paris, and asks you for a loan +to set up a footwear emporium in the French capital. You +lend him the money, but unfortunately the clogs don't catch +on with the French ladies, and the disgruntled merchant +refuses to repay the loan. + +Your father is furious, and tells both of you it is time to +unleash the lawyers. + +Your brother les suit in Madrid against the Spanish monarch, +while you le suit in Amsterdam against the erstwhile +wooden-shoe wizard. In Spain, the law courts are +subservient to the king - the judges serve at his pleasure +and fear punishment if they do not do his will. In the +Netherlands, the courts are a separate branch of +government, not dependent on the country's burghers and +princes. The court in Madrid throws out your brother's suit, +while the court in Amsterdam nds in your favour and puts a +lien on the clog-merchant's assets to force him to pay up. +Your father has learned his lesson. Better to do business with +merchants than with kings, and better to do it in Holland +than in Madrid. + +And your brother's travails are not over. The king of Spain +desperately needs more money to pay his army. He's sure +that your father has cash to spare. So he brings trumped-up +treason charges against your brother. If he doesn't come up +with 20,000 gold coins forthwith, he'll get cast into a +dungeon and rot there until he dies. + +Your father has had enough. He pays the ransom for his +beloved son, but swears never to do business in Spain again. +He closes his Madrid branch and relocates your brother to + + + +Rotterdam. Two branches in Holland now look like a really +good idea. He hears that even Spanish capitalists are +smuggling their fortunes out of their country. They, too, +realise that if they want to keep their money and use it to +gain more wealth, they are better o investing it where the +rule of law prevails and where private property is respected - +in the Netherlands, for example. + +In such ways did the king of Spain squander the trust of +investors at the same time that Dutch merchants gained +their con dence. And it was the Dutch merchants - not the +Dutch state - who built the Dutch Empire. The king of Spain + +kept on trying to nance and maintain his conquests by +raising unpopular taxes from a disgruntled populace. The +Dutch merchants nanced conquest by getting loans, and +increasingly also by selling shares in their companies that +entitled their holders to receive a portion of the company's +pro ts. Cautious investors who would never have given their +money to the king of Spain, and who would have thought +twice before extending credit to the Dutch government, +happily invested fortunes in the Dutch joint-stock +companies that were the mainstay of the new empire. + +If you thought a company was going to make a big pro t but +it had already sold all its shares, you could buy some from +people who owned them, probably for a higher price than +they originally paid. If you bought shares and later +discovered that the company was in dire straits, you could +try to unload your stock for a lower price. The resulting trade +in company shares led to the establishment in most major +European cities of stock exchanges, places where the shares +of companies were traded. + +The most famous Dutch joint-stock company, the Vereenigde +Oostindische Compagnie, or VOC for short, was chartered in + + + +1602, just as the Dutch were throwing o Spanish rule and +the boom of Spanish artillery could still be heard not far +from Amsterdam's ramparts. VOC used the money it raised +from selling shares to build ships, send them to Asia, and +bring back Chinese, Indian and Indonesian goods. It also +nanced military actions taken by company ships against +competitors and pirates. Eventually VOC money nanced the +conquest of Indonesia. + +Indonesia is the world's biggest archipelago. Its thousands +upon thousands of islands were ruled in the early +seventeenth century by hundreds of kingdoms, +principalities, sultanates and tribes. When VOC merchants +rst arrived in Indonesia in 1603, their aims were strictly +commercial. However, in order to secure their commercial +interests and maximise the pro ts of the shareholders, VOC +merchants began to ght against local potentates who +charged in ated tari s, as well as against European +competitors. VOC armed its merchant ships with cannons; it +recruited European, Japanese, Indian and Indonesian +mercenaries; and it built forts and conducted full-scale +battles and sieges. This enterprise may sound a little +strange to us, but in the early modern age it was common +for private companies to hire not only soldiers, but also +generals and admirals, cannons and ships, and even entire o +-the-shelf armies. The international community took this for +granted and didn't raise an eyebrow when a private +company established an empire. + +Island after island fell to VOC mercenaries and a large part of +Indonesia became a VOC colony. VOC ruled Indonesia for +close to 200 years. Only in 1800 + +did the Dutch state assume control of Indonesia, making it a +Dutch national + + + +colony for the following 150 years. Today some people warn +that twenty- rst-century corporations are accumulating too +much power. Early modern history shows just how far that +can go if businesses are allowed to pursue their self-interest +unchecked. + +While VOC operated in the Indian Ocean, the Dutch West +Indies Company, or + +WIC, plied the Atlantic. In order to control trade on the +important Hudson River, WIC built a settlement called New +Amsterdam on an island at the river's mouth. + +The colony was threatened by Indians and repeatedly +attacked by the British, who eventually captured it in 1664. +The British changed its name to New York. The remains of +the wall built by WIC to defend its colony against Indians +and British are today paved over by the world's most famous +street - Wall Street. + +As the seventeenth century wound to an end, complacency +and costly continental wars caused the Dutch to lose not +only New York, but also their place as Europe's nancial and +imperial engine. The vacancy was hotly contested by France +and Britain. At rst France seemed to be in a far stronger +position. It was bigger than Britain, richer, more populous, +and it possessed a larger and more experienced army. Yet +Britain managed to win the trust of the financial system +whereas France proved itself unworthy. The behaviour of the +French crown was particularly notorious during what was +called the Mississippi Bubble, the largest nancial crisis of +eighteenth-century Europe. That story also begins with an +empire-building joint-stock company. + +In 1717 the Mississippi Company, chartered in France, set +out to colonise the lower Mississippi valley, establishing the + + + +city of New Orleans in the process. To finance its ambitious +plans, the company, which had good connections at the +court of King Louis XV, sold shares on the Paris stock +exchange. John Law, the company's director, was also the +governor of the central bank of France. + +Furthermore, the king had appointed him controller-general +of nances, an o ce roughly equivalent to that of a modern +nance minister. In 1717 the lower Mississippi valley o ered +few attractions besides swamps and alligators, yet the +Mississippi Company spread tales of fabulous riches and +boundless opportunities. + +French aristocrats, businessmen and the stolid members of +the urban bourgeoisie fell for these fantasies, and Mississipp +share prices skyrocketed. Initially, shares were o ered at 500 +livres apiece. On 1 August 1719, shares traded at 2,750 +livres. + +By 30 August, they were worth 4,100 livres, and on 4 +September, they reached 5,000 livres. On 2 December the +price of a Mississippi share crossed the threshold of 10,000 +livres. Euphoria swept the streets of Paris. People sold all +their possessions and took huge loans in order to buy +Mississippi shares. Everybody believed they'd discovered +the easy way to riches. + + + + +39. New Amsterdam in 1660, at the tip of Manhattan +Island. The settlement's protective wall is today +paved over by Wall Street. + +A few days later, the panic began. Some speculators realised +that the share prices were totally unrealistic and +unsustainable. They figured that they had better sell while +stock prices were at their peak. As the supply of shares +available rose, their price declined. When other investors +saw the price going down, they also wanted to get out quick. +The stock price plummeted further, setting o an avalanche. + +In order to stabilise prices, the central bank of France - at +the direction of its governor, John Law - bought up +Mississippi shares, but it could not do so for ever. Eventually +it ran out of money. When this happened, the controller- +general of finances, the same John Law, authorised the +printing of more money in order to buy additional shares. +This placed the entire French nancial system inside the + + + + + + + + + + + + +bubble. And not even this nancial wizardry could save the +day. + +The price of Mississippi shares dropped from 10,000 livres +back to 1,000 livres, and then collapsed completely, and the +shares lost every sou of their worth. By now, the central +bank and the royal treasury owned a huge amount of +worthless stock and had no money. The big speculators +emerged largely unscathed - they had sold in time. Small +investors lost everything, and many committed suicide. + +The Mississippi Bubble was one of history's most spectacular +nancial crashes. + +The royal French nancial system never recuperated fully +from the blow. The way in which the Mississippi Company +used its political clout to manipulate share prices and fuel +the buying frenzy caused the public to lose faith in the +French + +banking system and in the nancial wisdom of the French +king. Louis XV found it more and more di cult to raise credit. +This became one of the chief reasons that the overseas +French Empire fell into British hands. While the British could +borrow money easily and at low interest rates, France had di +culties securing loans, and had to pay high interest on them. +In order to nance his growing debts, the king of France +borrowed more and more money at higher and higher +interest rates. + +Eventually, in the 1780s, Louis XVI, who had ascended to +the throne on his grandfather's death, realised that half his +annual budget was tied to servicing the interest on his +loans, and that he was heading towards bankruptcy. +Reluctantly, in 1789, Louis XVI convened the Estates +General, the French parliament that had not met for a + + + +century and a half, in order to nd a solution to the crisis. +Thus began the French Revolution. + +While the French overseas empire was crumbling, the British +Empire was expanding rapidly. Like the Dutch Empire before +it, the British Empire was established and run largely by +private joint-stock companies based in the London stock +exchange. The rst English settlements in North America +were established in the early seventeenth century by joint- +stock companies such as the London Company, the +Plymouth Company, the Dorchester Company and the + +Massachusetts Company. + +The Indian subcontinent too was conquered not by the +British state, but by the mercenary army of the British East +India Company. This company outperformed even the VOC. +From its headquarters in Leadenhall Street, London, it ruled +a mighty Indian empire for about a century, maintaining a +huge military force of up to 350,000 soldiers, considerably +outnumbering the armed forces of the British monarchy. + +Only in 1858 did the British crown nationalise India along +with the company's private army. Napoleon made fun of the +British, calling them a nation of shopkeepers. Yet these +shopkeepers defeated Napoleon himself, and their empire +was the largest the world has ever seen. + +In the Name of Capital + +The nationalisation of Indonesia by the Dutch crown (1800) +and of India by the British crown (1858) hardly ended the +embrace of capitalism and empire. On the contrary, the +connection only grew stronger during the nineteenth +century. Joint-stock companies no longer needed to establish +and govern private colonies - their managers and large +shareholders now pulled the strings of power in London, + + + +Amsterdam and Paris, and they could count on the state to +look after their interests. As Marx and other social critics +quipped, Western governments were + +becoming a capitalist trade union. + +The most notorious example of how governments did the +bidding of big money + +was the First Opium War, fought between Britain and China +(1840-42). In the rst half of the nineteenth century, the +British East India Company and sundry British business +people made fortunes by exporting drugs, particularly +opium, to China. Millions of Chinese became addicts, +debilitating the country both economically and socially. In +the late 1830s the Chinese government issued a ban on +drug tra eking, but British drug merchants simply ignored +the law. Chinese authorities began to con scate and destroy +drug cargos. The drug cartels had close connections in +Westminster and Downing Street - many MPs and Cabinet +ministers in fact held stock in the drug companies - so they +pressured the government to take action. + +In 1840 Britain duly declared war on China in the name of +'free trade'. It was a walkover. The overcon dent Chinese +were no match for Britain's new wonder weapons - +steamboats, heavy artillery, rockets and rapid- re ri es. +Under the subsequent peace treaty, China agreed not to +constrain the activities of British drug merchants and to +compensate them for damages in icted by the Chinese +police. Furthermore, the British demanded and received +control of Hong Kong, which they proceeded to use as a +secure base for drug tra eking (Hong Kong remained in +British hands until 1997). In the late nineteenth century, +about 40 + + + +million Chinese, a tenth of the country's population, were +opium addicts. 3 + +Egypt, too, learned to respect the long arm of British +capitalism. During the nineteenth century, French and +British investors lent huge sums to the rulers of Egypt, rst in +order to nance the Suez Canal project, and later to fund far +less successful enterprises. Egyptian debt swelled, and +European creditors increasingly meddled in Egyptian a airs. +In 1881 Egyptian nationalists had had enough and rebelled. +They declared a unilateral abrogation of all foreign debt. +Queen Victoria was not amused. A year later she dispatched +her army and navy to the Nile and Egypt remained a British +protectorate until after World WarTwo. + +These were hardly the only wars fought in the interests of +investors. In fact, war itself could become a commodity, just +like opium. In 1821 the Greeks rebelled against the Ottoman +Empire. The uprising aroused great sympathy in liberal and +romantic circles in Britain - Lord Byron, the poet, even went +to Greece to ght alongside the insurgents. But London +nanciers saw an opportunity as well. They proposed to the +rebel leaders the issue of tradable Greek Rebellion Bonds on +the London stock exchange. The Greeks would promise to +repay the bonds, plus interest, if and when they won their +independence. Private investors bought bonds to make a pro +t, or out of sympathy for the Greek cause, or both. The value +of Greek Rebellion Bonds rose and fell on the London stock +exchange in tempo with + +military successes and failures on the battle elds of Hellas. +The Turks gradually gained the upper hand. With a rebel +defeat imminent, the bondholders faced the prospect of +losing their trousers. The bondholders' interest was the +national interest, so the British organised an international +eet that, in 1827, sank the main Ottoman otilla in the Battle + + +of Navarino. After centuries of subjugation, Greece was nally +free. But freedom came with a huge debt that the new +country had no way of repaying. The Greek economy was +mortgaged to British creditors for decades to come. + +The bear hug between capital and politics has had far- +reaching implications for the credit market. The amount of +credit in an economy is determined not only by purely +economic factors such as the discovery of a new oil eld or +the invention of a new machine, but also by political events +such as regime changes or more ambitious foreign policies. +After the Battle of Navarino, British capitalists were more +willing to invest their money in risky overseas deals. They +had seen that if a foreign debtor refused to repay loans, Her +Majesty's army would get their money back. + +This is why today a country's credit rating is far more +important to its economic well-being than are its natural +resources. Credit ratings indicate the probability that a +country will pay its debts. In addition to purely economic +data, they take into account political, social and even +cultural factors. An oil-rich country cursed with a despotic +government, endemic warfare and a corrupt judicial system +will usually receive a low credit rating. As a result, it is likely +to remain relatively poor since it will not be able to raise the +necessary capital to make the most of its oil bounty. A +country devoid of natural resources, but which enjoys peace, +a fair judicial system and a free government is likely to +receive a high credit rating. As such, it may be able to raise +enough cheap capital to support a good education system +and foster a flourishing high-tech industry. + +The Cult of the Free Market + +Capital and politics in uence each other to such an extent +that their relations are hotly debated by economists, + + + +politicians and the general public alike. Ardent capitalists +tend to argue that capital should be free to in uence politics, +but politics should not be allowed to in uence capital. They +argue that when governments interfere in the markets, +political interests cause them to make unwise investments +that result in slower growth. For example, a government may +impose heavy taxation on industrialists and use the money +to give lavish unemployment bene ts, which are popular +with voters. In the view of many + +business people, it would be far better if the government left +the money with them. They would use it, they claim, to open +new factories and hire the unemployed. + +In this view, the wisest economic policy is to keep politics +out of the economy, reduce taxation and government +regulation to a minimum, and allow market forces free rein +to take their course. Private investors, unencumbered by +political considerations, will invest their money where they +can get the most pro t, so the way to ensure the most +economic growth - which will bene t everyone, industrialists +and workers - is for the government to do as little as +possible. This free-market doctrine is today the most +common and in uential variant of the capitalist creed. The +most enthusiastic advocates of the free market criticise +military adventures abroad with as much zeal as welfare +programmes at home. + +They o er governments the same advice that Zen masters o +er initiates: just do nothing. + +But in its extreme form, belief in the free market is as naive +as belief in Santa Claus. There simply is no such thing as a +market free of all political bias. The most important +economic resource is trust in the future, and this resource is +constantly threatened by thieves and charlatans. Markets by + + + +themselves o er no protection against fraud, theft and +violence. It is the job of political systems to ensure trust by +legislating sanctions against cheats and to establish and +support police forces, courts and jails which will enforce the +law. When kings fail to do their jobs and regulate the +markets properly, it leads to loss of trust, dwindling credit +and economic depression. That was the lesson taught by the +Mississippi Bubble of 1719, and anyone who forgot it was +reminded by the US housing bubble of 2007, and the +ensuing credit crunch and recession. + +The Capitalist Hel + +There is an even more fundamental reason why it's +dangerous to give markets a completely free rein. Adam +Smith taught that the shoemaker would use his surplus to +employ more assistants. This implies that egoistic greed is +bene cial for all, since profits are utilised to expand +production and hire more employees. + +Yet what happens if the greedy shoemaker increases his pro +ts by paying employees less and increasing their work +hours? The standard answer is that the free market would +protect the employees. If our shoemaker pays too little and +demands too much, the best employees would naturally +abandon him and go to + +work for his competitors. The tyrant shoemaker would nd +himself left with the worst labourers, or with no labourers at +all. He would have to mend his ways or + +go out of business. His own greed would compel him to treat +his employees well. + +This sounds bulletproof in theory, but in practice the bullets +get through all too easily. In a completely free market, +unsupervised by kings and priests, avaricious capitalists can + + + +establish monopolies or collude against their workforces. If +there is a single corporation controlling all shoe factories in +a country, or if all factory owners conspire to reduce wages +simultaneously, then the labourers are no longer able to +protect themselves by switching jobs. + +Even worse, greedy bosses might curtail the workers' +freedom of movement through debt peonage or slavery. At +the end of the Middle Ages, slavery was almost unknown in +Christian Europe. During the early modern period, the rise of +European capitalism went hand in hand with the rise of the +Atlantic slave trade. + +Unrestrained market forces, rather than tyrannical kings or +racist ideologues, were responsible for this calamity. + +When the Europeans conquered America, they opened gold +and silver mines and established sugar, tobacco and cotton +plantations. These mines and plantations became the +mainstay of American production and export. The sugar +plantations were particularly important. In the Middle Ages, +sugar was a rare luxury in Europe. It was imported from the +Middle East at prohibitive prices and used sparingly as a +secret ingredient in delicacies and snake-oil medicines. After +large sugar plantations were established in America, ever- +increasing amounts of sugar began to reach Europe. The +price of sugar dropped and Europe developed an insatiable +sweet tooth. Entrepreneurs met this need by producing huge +quantities of sweets: cakes, cookies, chocolate, candy, and +sweetened beverages such as cocoa, co ee and tea. The +annual sugar intake of the average Englishman rose from +near zero in the early seventeenth century to around eight +kilograms in the early nineteenth century. + +However, growing cane and extracting its sugar was a +labour-intensive business. Few people wanted to work long + + + +hours in malaria-infested sugar elds under a tropical sun. +Contract labourers would have produced a commodity too +expensive for mass consumption. Sensitive to market forces, +and greedy for pro ts and economic growth, European +plantation owners switched to slaves. + +From the sixteenth to the nineteenth centuries, about 10 +million African slaves were imported to America. About 70 +per cent of them worked on the sugar plantations. Labour +conditions were abominable. Most slaves lived a short and +miserable life, and millions more died during wars waged to +capture slaves or during the long voyage from inner Africa to +the shores of America. All this so that Europeans could enjoy +their sweet tea and candy - and sugar barons could enjoy +huge profits. + +The slave trade was not controlled by any state or +government. It was a purely economic enterprise, organised +and nanced by the free market according to the + +laws of supply and demand. Private slave-trading companies +sold shares on the Amsterdam, London and Paris stock +exchanges. Middle-class Europeans looking fora good +investment bought these shares. Relying on this money, the +companies bought ships, hired sailors and soldiers, +purchased slaves in Africa, and transported them to +America. There they sold the slaves to the plantation +owners, using the proceeds to purchase plantation products +such as sugar, cocoa, co ee, tobacco, cotton and rum. They +returned to Europe, sold the sugar and cotton for a good +price, and then sailed to Africa to begin another round. The +shareholders were very pleased with this arrangement. +Throughout the eighteenth century the yield on slave-trade +investments was about 6 per cent a year - they were +extremely profitable, as any modern consultant would be +quick to admit. + + + +This is the y in the ointment of free-market capitalism. It +cannot ensure that pro ts are gained in a fair way, or +distributed in a fair manner. On the contrary, the craving to +increase pro ts and production blinds people to anything +that might stand in the way. When growth becomes a +supreme good, unrestricted by any other ethical +considerations, it can easily lead to catastrophe. Some +religions, such as Christianity and Nazism, have killed +millions out of burning hatred. + +Capitalism has killed millions out of cold indi erence coupled +with greed. The Atlantic slave trade did not stem from racist +hatred towards Africans. The individuals who bought the +shares, the brokers who sold them, and the managers of the +slave-trade companies rarely thought about the Africans. + +Nor did the owners of the sugar plantations. Many owners +lived far from their plantations, and the only information +they demanded were neat ledgers of profits and losses. + +It is important to remember that the Atlantic slave trade was +not a single aberration in an otherwise spotless record. The +Great Bengal Famine, discussed in the previous chapter, was +caused by a similar dynamic - the British East India +Company cared more about its pro ts than about the lives of +10 million Bengalis. + +VOC's military campaigns in Indonesia were nanced by +upstanding Dutch burghers who loved their children, gave +to charity, and enjoyed good music and ne art, but had no +regard for the su ering of the inhabitants of Java, Sumatra +and Malacca. Countless other crimes and misdemeanours +accompanied the growth of the modern economy in other +parts of the planet. + +The nineteenth century brought no improvement in the +ethics of capitalism. The Industrial Revolution that swept + + + +through Europe enriched the bankers and capital-owners, +but condemned millions of workers to a life of abject poverty. +In the European colonies things were even worse. In 1876, +King Leopold II of Belgium set up a nongovernmental +humanitarian organisation with the declared aim of +exploring Central Africa and ghting the slave trade along the +Congo River. It was also charged with improving conditions +for the inhabitants of the region by + +building roads, schools and hospitals. In 1885 the European +powers agreed to give this organisation control of 2.3 million +square kilometres in the Congo basin. This territory, seventy- +ve times the size of Belgium, was henceforth known as the +Congo Free State. Nobody asked the opinion of the +territory's 20-30 million inhabitants. + +Within a short time the humanitarian organisation became a +business enterprise whose real aim was growth and pro t. + +The schools and hospitals were forgotten, and the Congo +basin was instead lied with mines and plantations, run by +mostly Belgian o cials who ruthlessly exploited the local +population. The rubber industry was particularly notorious. +Rubber was fast becoming an industrial staple, and rubber +export was the Congo's most important source of income. +The African villagers who collected the rubber were required +to provide higher and higher quotas. Those who failed to +deliver their quota were punished brutally for their + +'laziness'. Their arms were chopped o and occasionally +entire villages were massacred. According to the most +moderate estimates, between 1885 and 1908 the pursuit of +growth and pro ts cost the lives of 6 million individuals (at +least 20 per cent of the Congo's population). Some +estimates reach up to 10 million deaths. 4 + + +After 1908, and especially after 1945, capitalist greed was +somewhat reined in, not least due to the fear of +Communism. Yet inequities are still rampant. The economic +pie of 2014 is far larger than the pie of 1500, but it is +distributed so unevenly that many African peasants and +Indonesian labourers return home after a hard day's work +with less food than did their ancestors 500 years ago. Much +like the Agricultural Revolution, so too the growth of the +modern economy might turn out to be a colossal fraud. The +human species and the global economy may well keep +growing, but many more individuals may live in hunger and +want. + +Capitalism has two answers to this criticism. First, capitalism +has created a world that nobody but a capitalist is capable +of running. The only serious attempt to manage the world di +erently - Communism - was so much worse in almost every +conceivable way that nobody has the stomach to try again. + +In 8500 BC one could cry bitter tears over the Agricultural +Revolution, but it was too late to give up agriculture. +Similarly, we may not like capitalism, but we cannot live +without it.The second answer is that we just need more +patience - paradise, the capitalists promise, is right around +the corner. True, mistakes have been made, such as the +Atlantic slave trade and the exploitation of the European +working class. But we have learned our lesson, and if we just +wait a little longer and allow the pie to grow a little bigger, +everybody will receive a fatter slice. The division of spoils +will never be equitable, but there will be enough to satisfy +every man, woman and child - even in the Congo. + +There are, indeed, some positive signs. At least when we use +purely material + +criteria - such as life expectancy, child mortality and calorie +intake - the standard of living of the average human in 2014 + + + +is signi cantly higher than it was in 1914, despite the +exponential growth in the number of humans. + +Yet can the economic pie grow inde nitely? Every pie +requires raw materials and energy. Prophets of doom warn +that sooner or later Homo sapiens will exhaust the raw +materials and energy of planet Earth. And what will happen +then? + +17 + +The Wheels of Industry + +THE MODERN ECONOMY GROWS THANKS to our trust in the +future and to the + +willingness of capitalists to reinvest their pro ts in +production. Yet that does not su ce. Economic growth also +requires energy and raw materials, and these are finite. +When and if they run out, the entire system will collapse. + +But the evidence provided by the past is that they are nite +only in theory. + +Counter-intuitively, while humankind's use of energy and +raw materials has mushroomed in the last few centuries, the +amounts available for our exploitation have actually +increased. Whenever a shortage of either has threatened to +slow economic growth, investments have owed into scienti c +and technological research. These have invariably produced +not only more e cient ways of exploiting existing resources, +but also completely new types of energy and materials. + +Consider the vehicle industry. Over the last 300 years, +humankind has manufactured billions of vehicles - from +carts and wheelbarrows, to trains, cars, supersonic jets and +space shuttles. One might have expected that such a + + + +prodigious e ort would have exhausted the energy sources +and raw materials available for vehicle production, and that +today we would be scraping the bottom of the barrel. + +Yet the opposite is the case. Whereas in 1700 the global +vehicle industry relied overwhelmingly on wood and iron, +today it has at its disposal a cornucopia of new-found +materials such as plastic, rubber, aluminium and titanium, +none of which our ancestors even knew about. Whereas in +1700 carts were built mainly by the muscle power of +carpenters and smiths, today the machines in Toyota and +Boeing factories are powered by petroleum combustion +engines and nuclear power stations. A similar revolution has +swept almost all other elds of industry. + +We call it the Industrial Revolution. + +For millennia prior to the Industrial Revolution, humans +already knew how to make use of a large variety of energy +sources. They burned wood in order to smelt iron, heat +houses and bake cakes. Sailing ships harnessed wind power +to move around, and watermills captured the ow of rivers to +grind grain. Yet all these had clear limits and problems. Trees +were not available everywhere, the wind + +didn't always blow when you needed it, and water power +was only useful if you lived near a river. + +An even bigger problem was that people didn't know how to +convert one type + +of energy into another. They could harness the movement of +wind and water to sail ships and push millstones, but not to +heat water or smelt iron. Conversely, they could not use the +heat energy produced by burning wood to make a millstone +move. Humans had only one machine capable of performing +such energy conversion tricks: the body. In the natural + + + +process of metabolism, the bodies of humans and other +animals burn organic fuels known as food and convert the +released energy into the movement of muscles. Men, women +and beasts could consume grain and meat, burn up their +carbohydrates and fats, and use the energy to haul a +rickshaw or pull a plough. + +Since human and animal bodies were the only energy +conversion device available, muscle power was the key to +almost all human activities. Human muscles built carts and +houses, ox muscles ploughed elds, and horse muscles +transported goods. The energy that fuelled these organic +muscle-machines came ultimately from a single source - +plants. Plants in their turn obtained their energy from the +sun. By the process of photosynthesis, they captured solar +energy and packed it into organic compounds. Almost +everything people did throughout history was fuelled by +solar energy that was captured by plants and converted into +muscle power. + +Human history was consequently dominated by two main +cycles: the growth cycles of plants and the changing cycles +of solar energy (day and night, summer and winter). When +sunlight was scarce and when wheat elds were still green, +humans had little energy. Granaries were empty, tax +collectors were idle, soldiers found it di cult to move and +ght, and kings tended to keep the peace. When the sun +shone brightly and the wheat ripened, peasants harvested +the crops and lied the granaries. Tax collectors hurried to +take their share. Soldiers exed their muscles and sharpened +their swords. Kings convened councils and planned their +next campaigns. Everyone was fuelled by solar energy - +captured and packaged in wheat, rice and potatoes. + +The Secret in the Kitchen + + + +Throughout these long millennia, day in and day out, people +stood face to face with the most important invention in the +history of energy production - and failed to notice it. It +stared them in the eye every time a housewife or servant +put up a kettle to boil water for tea or put a pot full of +potatoes on the stove. The minute + +the water boiled, the lid of the kettle or the pot jumped. + +Heat was being converted to movement. But jumping pot +lids were an annoyance, especially if you forgot the pot on +the stove and the water boiled over. Nobody saw their real +potential. + +A partial breakthrough in converting heat into movement +followed the invention of gunpowder in ninth-century China. +At rst, the idea of using gunpowder to propel projectiles was +so counter-intuitive that for centuries gunpowder was used +primarily to produce re bombs. But eventually - perhaps +after some bomb expert ground gunpowder in a mortar only +to have the pestle shoot out with force - guns made their +appearance. About 600 years passed between the invention +of gunpowder and the development of effective artillery. + +Even then, the idea of converting heat into motion remained +so counter-intuitive that another three centuries went by +before people invented the next machine that used heat to +move things around. The new technology was born in British +coal mines. As the British population swelled, forests were +cut down to fuel the growing economy and make way for +houses and elds. Britain su ered from an increasing shortage +of rewood. It began burning coal as a substitute. Many coal +seams were located in waterlogged areas, and ooding +prevented miners from accessing the lower strata of the +mines. It was a problem looking for a solution. Around 1700, +a strange noise began reverberating around British +mineshafts. That noise - harbinger of the Industrial + + + +Revolution - was subtle at rst, but it grew louder and louder +with each passing decade until it enveloped the entire world +in a deafening cacophony. It emanated from a steam engine. + +There are many types of steam engines, but they all share +one common principle. You burn some kind of fuel, such as +coal, and use the resulting heat to boil water, producing +steam. As the steam expands it pushes a piston. The piston +moves, and anything that is connected to the piston moves +with it. You have converted heat into movement! In +eighteenth-century British coal mines, the piston was +connected to a pump that extracted water from the bottom +of the mineshafts. The earliest engines were incredibly ine +cient. You needed to burn a huge load of coal in order to +pump out even a tiny amount of water. But in the mines coal +was plentiful and close at hand, so nobody cared. + +In the decades that followed, British entrepreneurs improved +the e ciency of the steam engine, brought it out of the +mineshafts, and connected it to looms and gins. This +revolutionised textile production, making it possible to +produce ever-larger quantities of cheap textiles. In the blink +of an eye, Britain became the workshop of the world. But +even more importantly, getting the steam engine out of the +mines broke an important psychological barrier. If you could +burn coal in order to move textile looms, why not use the +same method to move other things, such as vehicles? + +In 1825, a British engineer connected a steam engine to a +train of mine wagons + +full of coal. The engine drew the wagons along an iron rail +some twenty kilometres long from the mine to the nearest +harbour. This was the rst steam-powered locomotive in +history. Clearly, if steam could be used to transport coal, why +not other goods? And why not even people? On 15 + + + +September 1830, the rst commercial railway line was +opened, connecting Liverpool with Manchester. The trains +moved under the same steam power that had previously +pumped water and moved textile looms. A mere twenty +years later, Britain had tens of thousands of kilometres of +railway tracks. 1 + +Henceforth, people became obsessed with the idea that +machines and engines could be used to convert one type of +energy into another. Any type of energy, anywhere in the +world, might be harnessed to whatever need we had, if we +could just invent the right machine. For example, when +physicists realised that an immense amount of energy is +stored within atoms, they immediately started thinking +about how this energy could be released and used to make +electricity, power submarines and annihilate cities. Six +hundred years passed between the moment Chinese +alchemists discovered gunpowder and the moment Turkish +cannon pulverised the walls of Constantinople. Only forty +years passed between the moment Einstein determined that +any kind of mass could be converted into energy - that's +what E = mc2 means - and the moment atom bombs +obliterated + +Hiroshima and Nagasaki and nuclear power stations +mushroomed all over the globe. + +Another crucial discovery was the internal combustion +engine, which took little more than a generation to +revolutionise human transportation and turn petroleum into +liquid political power. Petroleum had been known for +thousands of years, and was used to waterproof roofs and +lubricate axles. Yet until just a century ago nobody thought +it was useful for much more than that. The idea of spilling +blood for the sake of oil would have seemed ludicrous. You + + +might ght a war over land, gold, pepper or slaves, but not +oil. + +The career of electricity was more startling yet. Two +centuries ago electricity played no role in the economy, and +was used at most for arcane scienti c experiments and cheap +magic tricks. A series of inventions turned it into our +universal genie in a lamp. We ick our ngers and it prints +books and sews clothes, keeps our vegetables fresh and our +ice cream frozen, cooks our dinners and executes our +criminals, registers our thoughts and records our smiles, +lights up our nights and entertains us with countless +television shows. Few of us understand how electricity does +all these things, but even fewer can imagine life without it. + +An Ocean of Energy + +At heart, the Industrial Revolution has been a revolution in +energy conversion. It has demonstrated again and again +that there is no limit to the amount of energy at our +disposal. Or, more precisely, that the only limit is set by our +ignorance. + +Every few decades we discover a new energy source, so that +the sum total of energy at our disposal just keeps growing. + +Why are so many people afraid that we are running out of +energy? Why do they warn of disaster if we exhaust all +available fossil fuels? Clearly the world does not lack energy. +All we lack is the knowledge necessary to harness and +convert it to our needs. The amount of energy stored in all +the fossil fuel on earth is negligible compared to the amount +that the sun dispenses every day, free of charge. Only a tiny +proportion of the sun's energy reaches us, yet it amounts to +3,766,800 + + + +exajoules of energy each year (a joule is a unit of energy in +the metric system, about the amount you expend to lift a +small apple one yard straight up; an exajoule is a billion +billion joules - that's a lot of apples). 2_AII the world's plants +capture only about 3,000 of those solar exajoules through +the process of photosynthesis. 3_AII human activities and +industries put together consume about 500 exajoules +annually, equivalent to the amount of energy earth receives +from the sun in just ninety minutes. 4^And that's only solar +energy. In addition, we are surrounded by other enormous +sources of energy, such as nuclear energy and gravitational +energy, the latter most evident in the power of the ocean +tides caused by the moon's pull on the earth. + +Prior to the Industrial Revolution, the human energy market +was almost completely dependent on plants. People lived +alongside a green energy reservoir carrying 3,000 exajoules +a year, and tried to pump as much of its energy as they +could. Yet there was a clear limit to how much they could +extract. During the Industrial Revolution, we came to realise +that we are actually living alongside an enormous ocean of +energy, one holding billions upon billions of exajoules of +potential power. All we need to do is invent better pumps. + +* + +Learning how to harness and convert energy e ectively +solved the other problem that slows economic growth - the +scarcity of raw materials. As humans worked out how to +harness large quantities of cheap energy, they could begin +exploiting previously inaccessible deposits of raw materials +(for example, mining iron in the Siberian wastelands), or +transporting raw materials from ever more distant locations +(for example, supplying a British textile mill with Australian +wool). + + +Simultaneously, scienti c breakthroughs enabled humankind +to invent completely new raw materials, such as plastic, and +discover previously unknown natural + +materials, such as silicon and aluminium. + +Chemists discovered aluminium only in the 1820s, but +separating the metal from its ore was extremely di cult and +costly. For decades, aluminium was much more expensive +than gold. In the 1860S, Emperor Napoleon III of France +commissioned aluminium cutlery to be laid out for his most +distinguished guests. Less important visitors had to make do +with the gold knives and forks. 5_But at the end of the +nineteenth century chemists discovered a way to extract +immense amounts of cheap aluminium, and current global +production stands at 30 million tons per year. Napoleon III +would be surprised to hear that his subjects' descendants +use cheap disposable aluminium foil to wrap their +sandwiches and put away their leftovers. + +Two thousand years ago, when people in the Mediterranean +basin su ered from dry skin they smeared olive oil on their +hands. Today, they open a tube of hand cream. Below is the +list of ingredients of a simple modern hand cream that I +bought at a local store: + +deionised water, stearic acid, glycerin, +caprylic/caprictiglyceride, propylene glycol, isopropyl +myristate, panax ginseng root extract, fragrance, cetyl +alcohol, triethanolamine, dimeticone, arctostaphylos uva- +ursi leaf extract, magnesium ascorbyl phosphate, +imidazolidinyl urea, methyl paraben, camphor, propyl +paraben, hydroxy iso hexyl 3-cyclohexene carboxaldehyde, +hydroxyl-citronel al, linalool, butylphenyl methylproplonal, +citronnel ol, limonene, geraniol. + + +Almost all of these ingredients were invented or discovered +in the last two centuries. + +During World War One, Germany was placed under blockade +and su ered severe shortages of raw materials, in particular +saltpetre, an essential ingredient in gunpowder and other +explosives. The most important saltpetre deposits were in +Chile and India; there were none at all in Germany. True, +saltpetre could be replaced by ammonia, but that was +expensive to produce as well. Luckily for the Germans, one +of their fellow citizens, a Jewish chemist named Fritz Haber, +had discovered in 1908 a process for producing ammonia +literally out of thin air. + +When war broke out, the Germans used Haber's discovery to +commence industrial production of explosives using air as a +raw material. Some scholars believe that if it hadn't been for +Haber's discovery, Germany would have been forced to +surrender long before November 1918. 6_The discovery won +Haber (who during the war also pioneered the use of poison +gas in battle) a Nobel Prize in 1918. In chemistry, not in +peace. + +Life on the Conveyor Belt + +The Industrial Revolution yielded an unprecedented +combination of cheap and abundant energy and cheap and +abundant raw materials. The result was an explosion in +human productivity. The explosion was felt rst and foremost +in agriculture. Usually, when we think of the Industrial +Revolution, we think of an urban landscape of smoking +chimneys, or the plight of exploited coal miners sweating in +the bowels of the earth. Yet the Industrial Revolution was +above all else the Second Agricultural Revolution. + + +During the last 200 years, industrial production methods +became the mainstay of agriculture. Machines such as +tractors began to undertake tasks that were previously +performed by muscle power, or not performed at all. Fields +and animals became vastly more productive thanks to arti +cial fertilisers, industrial insecticides and an entire arsenal of +hormones and medications. Refrigerators, ships and +aeroplanes have made it possible to store produce for +months, and transport it quickly and cheaply to the other +side of the world. Europeans began to dine on fresh +Argentinian beef and Japanese sushi. + +Even plants and animals were mechanised. Around the time +that Homo sapiens was elevated to divine status by +humanist religions, farm animals stopped being viewed as +living creatures that could feel pain and distress, and +instead came to be treated as machines. Today these +animals are often mass-produced in factory-like facilities, +their bodies shaped in accordance with industrial needs. +They pass their entire lives as cogs in a giant production +line, and the length and quality of their existence is +determined by the pro ts and losses of business +corporations. + +Even when the industry takes care to keep them alive, +reasonably healthy and well fed, it has no intrinsic interest +in the animals' social and psychological needs (except when +these have a direct impact on production). + +Egg-laying hens, for example, have a complex world of +behavioural needs and drives. They feel strong urges to +scout their environment, forage and peck around, determine +social hierarchies, build nests and groom themselves. But +the egg industry often locks the hens inside tiny coops, and +it is not uncommon for it to squeeze four hens to a cage, +each given a oor space of about twenty- ve by twenty-two + + + +centimetres. The hens receive su cient food, but they are +unable to claim a territory, build a nest or engage in other +natural activities. Indeed, the cage is so small that hens are +often unable even to ap their wings or stand fully erect. + +Pigs are among the most intelligent and inquisitive of +mammals, second perhaps only to the great apes. Yet +industrialised pig farms routinely con ne nursing sows inside +such small crates that they are literally unable to turn +around (not to mention walk or forage). The sows are kept in +these crates day and night for four weeks after giving birth. +Their o spring are then taken away to be fattened up and +the sows are impregnated with the next litter of piglets. + + + +Many dairy cows live almost all their allotted years inside a +small enclosure; standing, sitting and sleeping in their own +urine and excrement. They receive their measure of food, +hormones and medications from one set of machines, and +get milked every few hours by another set of machines. The +cow in the middle is treated as little more than a mouth that + + + +takes in raw materials and an udder that produces a +commodity. Treating living creatures possessing complex +emotional worlds as if they were machines is likely to cause +them not only physical discomfort, but also much social +stress and psychological frustration. 7 + +40. Chicks on a conveyor belt in a commercial +hatchery. Male chicks and imperfect female chicks +are picked off the conveyor belt and are then +asphyxiated in gas chambers, dropped into +automatic shredders, or simply thrown into the +rubbish, where they are crushed to death. Hundreds +of millions of chicks die each year in such hatcheries. + +Just as the Atlantic slave trade did not stem from hatred +towards Africans, so the modern animal industry is not +motivated by animosity. Again, it is fuelled by indi erence. +Most people who produce and consume eggs, milk and meat +rarely stop to think about the fate of the chickens, cows or +pigs whose esh and emissions they are eating. Those who do +think often argue that such animals are really little di erent +from machines, devoid of sensations and emotions, +incapable of su ering. Ironically, the same scienti c +disciplines which shape our milk machines and egg +machines have lately demonstrated beyond reasonable +doubt that mammals and birds have a complex sensory and +emotional make-up. They not only feel physical pain, but +can also suffer from emotional distress. + +Evolutionary psychology maintains that the emotional and +social needs of farm + +animals evolved in the wild, when they were essential for +survival and reproduction. For example, a wild cow had to +know how to form close relations with other cows and bulls, +or else she could not survive and reproduce. In order to learn + + + +the necessary skills, evolution implanted in calves - as in +the young of all other social mammals - a strong desire to +play (playing is the mammalian way of learning social +behaviour). And it implanted in them an even stronger +desire to bond with their mothers, whose milk and care were +essential for survival. + +What happens if farmers now take a young calf, separate her +from her mother, put her in a closed cage, give her food, +water and inoculations against diseases, and then, when she +is old enough, inseminate her with bull sperm? From an +objective perspective, this calf no longer needs either +maternal bonding or playmates in order to survive and +reproduce. But from a subjective perspective, the calf still +feels a very strong urge to bond with her mother and to play +with other calves. If these urges are not ful lied, the calf su +ers greatly. This is the basic lesson of evolutionary +psychology: a need shaped in the wild continues to be felt +subjectively even if it is no longer really necessary for +survival and reproduction. The tragedy of industrial +agriculture is that it takes great care of the objective needs +of animals, while neglecting their subjective needs. + +The truth of this theory has been known at least since the +1950s, when the American psychologist Harry Harlow +studied the development of monkeys. + +Harlow separated infant monkeys from their mothers several +hours after birth. + +The monkeys were isolated inside cages, and then raised by +dummy mothers. In each cage, Harlow placed two dummy +mothers. One was made of metal wires, and was tted with a +milk bottle from which the infant monkey could suck. The +other was made of wood covered with cloth, which made it +resemble a real monkey mother, but it provided the infant + + + +monkey with no material sustenance whatsoever. It was +assumed that the infants would cling to the nourishing +metal mother rather than to the barren cloth one. + +To Harlow's surprise, the infant monkeys showed a marked +preference for the cloth mother, spending most of their time +with her. When the two mothers were placed in close +proximity, the infants held on to the cloth mother even while +they reached over to suck milk from the metal mother. +Harlow suspected that perhaps the infants did so because +they were cold. So he tted an electric bulb inside the wire +mother, which now radiated heat. Most of the monkeys, +except for the very young ones, continued to prefer the +cloth mother. + + + + +41. One of Harlow's orphaned monkeys clings to the +cloth mother even while sucking milk from the metal +mother. + +Follow-up research showed that Harlow's orphaned monkeys +grew up to be emotionally disturbed even though they had +received all the nourishment they required. They never tted +into monkey society, had di culties communicating with +other monkeys, and su ered from high levels of anxiety and +aggression. The conclusion was inescapable: monkeys must +have psychological needs and desires that go beyond their +material requirements, and if these are not ful lied, they will + + + + + + + + + +su er greatly. Harlow's infant monkeys preferred to spend +their time in the hands of the barren cloth mother because +they were looking for an emotional bond and not only for +milk. In the following decades, numerous studies showed +that this conclusion applies not only to monkeys, but to +other mammals, as well as birds. + +At present, millions of farm animals are subjected to the +same conditions as Harlow's monkeys, as farmers routinely +separate calves, kids and other youngsters from their +mothers, to be raised in isolation. 8 + +Altogether, tens of billions of farm animals live today as part +of a mechanised assembly line, and about 50 billion of them +are slaughtered annually. These industrial livestock methods +have led to a sharp increase in agricultural production and +in human food reserves. Together with the mechanisation of +plant cultivation, industrial animal husbandry is the basis for +the entire modern socio-economic order. Before the +industrialisation of agriculture, most of the food produced in +fields and farms was 'wasted' feeding peasants and +farmyard animals. + +Only a small percentage was available to feed artisans, +teachers, priests and bureaucrats. Consequently, in almost +all societies peasants comprised more than 90 per cent of +the population. Following the industrialisation of agriculture, +a shrinking number of farmers was enough to feed a growing +number of clerks and factory hands. Today in the United +States, only 2 per cent of the population makes a living from +agriculture, yet this 2 per cent produces enough not only to +feed the entire US population, but also to export surpluses +to the rest of the world. 9_Without the industrialisation of +agriculture the urban Industrial Revolution could never have +taken place - there would not have been enough hands and +brains to staff factories and offices. + + +As those factories and o ces absorbed the billions of hands +and brains that were released from eldwork, they began +pouring out an unprecedented avalanche of products. +Humans now produce far more steel, manufacture much +more clothing, and build many more structures than ever +before. In addition, they produce a mind-boggling array of +previously unimaginable goods, such as light bulbs, mobile +phones, cameras and dishwashers. For the rst time in human +history, supply began to outstrip demand. And an entirely +new problem was born: who is going to buy all this stuff? + +The Age of Shopping + +The modern capitalist economy must constantly increase +production if it is to survive, like a shark that must swim or +su ocate. Yet it's not enough just to produce. Somebody +must also buy the products, or industrialists and investors +alike will go bust. To prevent this catastrophe and to make +sure that people will always buy whatever new stu industry +produces, a new kind of ethic appeared: consumerism. + +Most people throughout history lived under conditions of +scarcity. Frugality was thus their watchword. The austere +ethics of the Puritans and Spartans are but two famous +examples. A good person avoided luxuries, never threw food +away, and patched up torn trousers instead of buying a new +pair. Only kings and nobles + +allowed themselves to renounce such values publicly and +conspicuously aunt their riches. + +Consumerism sees the consumption of ever more products +and services as a positive thing. It encourages people to +treat themselves, spoil themselves, and even kill themselves +slowly by overconsumption. Frugality is a disease to be +cured. + + + +You don't have to look far to see the consumer ethic in +action - just read the back of a cereal box. Here's a quote +from a box of one of my favourite breakfast cereals, +produced by an Israeli firm, Telma: + +Sometimes you need a treat. Sometimes you need a little +extra energy. There are times to watch your weight and +times when you've just got to have something ... right now! +Telma o ers a variety of tasty cereals just for you - + +treats without remorse. + +The same package sports an ad for another brand of cereal +called Health Treats: Health Treats offers lots of grains, fruits +and nuts for an experience that combines taste, pleasure +and health. For an enjoyable treat in the middle of the day, +suitable for a healthy lifestyle. A real treat with the +wonderful taste of more [emphasis in the original]. + + + +Throughout most of history, people were likely to be have +been repelled rather than attracted by such a text. They +would have branded it as sel sh, decadent and morally +corrupt. Consumerism has worked very hard, with the help of +popular psychology ('Just do it!') to convince people that +indulgence is good for you, whereas frugality is self¬ +oppression. + +It has succeeded. We are all good consumers. We buy +countless products that we don't really need, and that until +yesterday we didn't know existed. Manufacturers +deliberately design short-term goods and invent new and +unnecessary models of perfectly satisfactory products that +we must purchase in order to stay 'in'. + +Shopping has become a favourite pastime, and consumer +goods have become essential mediators in relationships +between family members, spouses and friends. + +Religious holidays such as Christmas have become shopping +festivals. In the United States, even Memorial Day - +originally a solemn day for remembering fallen soldiers - is +now an occasion for special sales. Most people mark this day +by going shopping, perhaps to prove that the defenders of +freedom did not die in vain. + +The owering of the consumerist ethic is manifested most +clearly in the food market. Traditional agricultural societies +lived in the awful shade of starvation. In the a uent world of +today one of the leading health problems is obesity, which +strikes the poor (who stu themselves with hamburgers and +pizzas) even more severely than the rich (who eat organic +salads and fruit smoothies). Each year the US population +spends more money on diets than the amount needed to +feed all + + + +the hungry people in the rest of the world. Obesity is a +double victory for consumerism. Instead of eating little, +which will lead to economic contraction, people eat too +much and then buy diet products - contributing to economic +growth twice over. + +How can we square the consumerist ethic with the capitalist +ethic of the business person, according to which pro ts +should not be wasted, and should instead be reinvested in +production? It's simple. As in previous eras, there is today a +division of labour between the elite and the masses. In +medieval Europe, aristocrats spent their money carelessly on +extravagant luxuries, whereas peasants lived frugally, +minding every penny. Today, the tables have turned. The +rich take great care managing their assets and investments, +while the less well heeled go into debt buying cars and +televisions they don't really need. + +The capitalist and consumerist ethics are two sides of the +same coin, a merger of two commandments. The supreme +commandment of the rich is 'Invest!' The supreme +commandment of the rest of us is 'Buy!' + +The capitalist-consumerist ethic is revolutionary in another +respect. Most previous ethical systems presented people +with a pretty tough deal. They were promised paradise, but +only if they cultivated compassion and tolerance, overcame +craving and anger, and restrained their sel sh interests. This +was too tough for most. The history of ethics is a sad tale of +wonderful ideals that nobody can live up to. Most Christians +did not imitate Christ, most Buddhists failed to follow +Buddha, and most Confucians would have caused Confucius +a temper tantrum. + +In contrast, most people today successfully live up to the +capitalist-consumerist ideal. The new ethic promises + + + +paradise on condition that the rich remain greedy and spend +their time making more money, and that the masses give +free rein to their cravings and passions - and buy more and +more. This is the rst religion in history whose followers +actually do what they are asked to do. How, though, do we +know that we'll really get paradise in return? We've seen it +on television. + +18 + +A Permanent Revolution + +THE INDUSTRIAL REVOLUTION OPENED up new ways to +convert energy and to + +produce goods, largely liberating humankind from its +dependence on the surrounding ecosystem. Humans cut +down forests, drained swamps, dammed rivers, ooded plains, +laid down tens of thousands of kilometres of railroad tracks, +and built skyscraping metropolises. As the world was +moulded to t the needs of Homo sapiens , habitats were +destroyed and species went extinct. Our once green and +blue planet is becoming a concrete and plastic shopping +centre. + +Today, the earths continents are home to almost 7 billion +Sapiens. If you took all these people and put them on a large +set of scales, their combined mass would be about 300 +million tons. If you then took all our domesticated farmyard +animals + +- cows, pigs, sheep and chickens - and placed them on an +even larger set of scales, their mass would amount to about +700 million tons. In contrast, the combined mass of all +surviving large wild animals - from porcupines and penguins +to elephants and whales - is less than 100 million tons. Our +children's books, our iconography and ourTV screens are + + + +still full of gira es, wolves and chimpanzees, but the real +world has very few of them left. There are about 80,000 + +gira es in the world, compared to 1.5 billion cattle; only +200,000 wolves, compared to 400 million domesticated +dogs; only 250,000 chimpanzees - in contrast to billions of +humans. Humankind really has taken over the world. 1 + +Ecological degradation is not the same as resource scarcity. +As we saw in the previous chapter, the resources available to +humankind are constantly increasing, and are likely to +continue to do so. That's why doomsday prophesies of +resource scarcity are probably misplaced. In contrast, the +fear of ecological degradation is only too well founded. The +future may see Sapiens gaining control of a cornucopia of +new materials and energy sources, while simultaneously +destroying what remains of the natural habitat and driving +most other species to extinction. + +In fact, ecological turmoil might endanger the survival of +Homo sapiens itself. + +Global warming, rising oceans and widespread pollution +could make the earth less hospitable to our kind, and the +future might consequently see a spiralling race between +human power and human-induced natural disasters. As +humans use their power to counter the forces of nature and +subjugate the ecosystem to their needs + +and whims, they might cause more and more unanticipated +and dangerous side e ects. These are likely to be +controllable only by even more drastic manipulations of the +ecosystem, which would result in even worse chaos. + +Many call this process 'the destruction of nature'. But it's not +really destruction, it's change. Nature cannot be destroyed. +Sixty- ve million years ago, an asteroid wiped out the + + +dinosaurs, but in so doing opened the way forward for +mammals. + + +Today, humankind is driving many species into extinction +and might even annihilate itself. But other organisms are +doing quite well. Rats and cockroaches, for example, are in +their heyday. These tenacious creatures would probably +creep out from beneath the smoking rubble of a nuclear +Armageddon, ready and able to spread their DNA. Perhaps +65 million years from now, intelligent rats will look back +gratefully on the decimation wrought by humankind, just as +we today can thank that dinosaur-busting asteroid. + +Still, the rumours of our own extinction are premature. Since +the Industrial Revolution, the world's human population has +burgeoned as never before. In 1700 + +the world was home to some 700 million humans. In 1800 +there were 950 million of us. By 1900 we almost doubled our +numbers to 1.6 billion. And by 2000 that quadrupled to 6 +billion. Today there are just shy of 7 billion Sapiens. + +Modern Time + +While all these Sapiens have grown increasingly impervious +to the whims of nature, they have become ever more subject +to the dictates of modern industry and government. The +Industrial Revolution opened the way to a long line of +experiments in social engineering and an even longer series +of unpremeditated changes in daily life and human +mentality. One example among many is the replacement of +the rhythms of traditional agriculture with the uniform and +precise schedule of industry. + +Traditional agriculture depended on cycles of natural time +and organic growth. + + + +Most societies were unable to make precise time +measurements, nor were they terribly interested in doing so. +The world went about its business without clocks and +timetables, subject only to the movements of the sun and +the growth cycles of plants. There was no uniform working +day, and all routines changed drastically from season to +season. People knew where the sun was, and watched +anxiously for portents of the rainy season and harvest time, +but they did not know the hour and hardly cared about the +year. If a lost time traveller popped up in a medieval village +and asked a passerby, 'What year is this?' the villager would +be as bewildered by the question as by the strangers +ridiculous clothing. + + + +In contrast to medieval peasants and shoemakers, modern +industry cares little about the sun or the season. It sancti es +precision and uniformity. For example, in a medieval +workshop each shoemaker made an entire shoe, from sole to +buckle. If one shoemaker was late for work, it did not stall +the others. However, in a modern footwear-factory assembly + + + +line, every worker mans a machine that produces just a +small part of a shoe, which is then passed on to the next +machine. + +If the worker who operates machine no. 5 has overslept, it +stalls all the other machines. In order to prevent such +calamities, everybody must adhere to a precise timetable. +Each worker arrives at work at exactly the same time. +Everybody takes their lunch break together, whether they +are hungry or not. Everybody goes home when a whistle +announces that the shift is over - not when they have nished +their project. + +42. Charlie Chaplin as a simple worker caught in the +wheels of the industrial assembly line, from the film + +Modem Times ( 1936). + +The Industrial Revolution turned the timetable and the +assembly line into a template for almost all human +activities. Shortly after factories imposed their time frames +on human behaviour, schools too adopted precise +timetables, followed by hospitals, government o ces and +grocery stores. Even in places devoid of assembly lines and +machines, the timetable became king. If the shift at the +factory ends at 5 p.m., the local pub had better be open for +business by 5:02. + +A crucial link in the spreading timetable system was public +transportation. If workers needed to start their shift by +08:00, the train or bus had to reach the factory gate by +07:55. A few minutes' delay would lower production and +perhaps + +even lead to the lay-o s of the unfortunate latecomers. In +1784 a carriage service with a published schedule began +operating in Britain. Its timetable sped ed only the hour of + + + +departure, not arrival. Back then, each British city and town +had its own local time, which could di erfrom London time +by up to half an hour. When it was 12:00 in London, it was +perhaps 12:20 in Liverpool and 11:50 in Canterbury. Since +there were no telephones, no radio or television, and no fast +trains - who could know, and who cared? 2 + +The rst commercial train service began operating between +Liverpool and Manchester in 1830. Ten years later, the rst +train timetable was issued. The trains were much faster than +the old carriages, so the quirky di erences in local hours +became a severe nuisance. In 1847, British train companies +put their heads together and agreed that henceforth all train +timetables would be calibrated to Greenwich Observatory +time, rather than the local times of Liverpool, Manchester or +Glasgow. More and more institutions followed the lead of the +train companies. + +Finally, in 1880, the British government took the +unprecedented step of legislating that all timetables in +Britain must follow Greenwich. For the first time in history, a +country adopted a national time and obliged its population +to live according to an artificial clock rather than local ones +or sunrise-to-sunset cycles. + +This modest beginning spawned a global network of +timetables, synchronised down to the tiniest fractions of a +second. When the broadcast media - rst radio, then +television - made their debut, they entered a world of +timetables and became its main enforcers and evangelists. +Among the rst things radio stations broadcast were time +signals, beeps that enabled far- ung settlements and ships +at sea to set their clocks. Later, radio stations adopted the +custom of broadcasting the news every hour. Nowadays, the +rst item of every news broadcast - more important even than +the outbreak of war - is the time. During World War Two, BBC + + +News was broadcast to Nazi-occupied Europe. Each news +programme opened with a live broadcast of Big Ben tolling +the hour - the magical sound of freedom. Ingenious German +physicists found a way to determine the weather conditions +in London based on tiny differences in the tone of the +broadcast ding-dongs. This information o ered invaluable +help to the Luftwa e. When the British Secret Service +discovered this, they replaced the live broadcast with a set +recording of the famous clock. + +In order to run the timetable network, cheap but precise +portable clocks became ubiquitous. In Assyrian, Sassanid or +Inca cities there might have been at most a few sundials. In +European medieval cities there was usually a single clock - a +giant machine mounted on top of a high tower in the town +square. These tower clocks were notoriously inaccurate, but +since there were no other clocks in town to contradict them, +it hardly made any di erence. Today, a single a uent family +generally has more timepieces at home than an entire +medieval country. You can + +tell the time by looking at your wristwatch, glancing at your +Android, peering at the alarm clock by your bed, gazing at +the clock on the kitchen wall, staring at the microwave, +catching a glimpse of the TV or DVD, or taking in the taskbar +on your computer out of the corner of your eye. You need to +make a conscious e ort notto know what time it is. + +The typical person consults these clocks several dozen times +a day, because almost everything we do has to be done on +time. An alarm clock wakes us up at 7 + +a.m., we heat our frozen bagel for exactly fty seconds in the +microwave, brush our teeth for three minutes until the +electric toothbrush beeps, catch the 07:40 + + + +train to work, run on the treadmill at the gym until the +beeper announces that half an hour is over, sit down in front +of the TV at 7 p.m. to watch our favourite show, get +interrupted at preordained moments by commercials that +cost $1,000 + +per second, and eventually unload all our angst on a +therapist who restricts our prattle to the now standard fifty- +minute therapy hour. + +The Industrial Revolution brought about dozens of major +upheavals in human society. Adapting to industrial time is +just one of them. Other notable examples include +urbanisation, the disappearance of the peasantry, the rise of +the industrial proletariat, the empowerment of the common +person, democratisation, youth culture and the +disintegration of patriarchy. + +Yet all of these upheavals are dwarfed by the most +momentous social revolution that ever befell humankind: +the collapse of the family and the local community and their +replacement by the state and the market. As best we can +tell, from the earliest times, more than a million years ago, +humans lived in small, intimate communities, most of whose +members were kin. The Cognitive Revolution and the +Agricultural Revolution did not change that. They glued +together families and communities to create tribes, cities, +kingdoms and empires, but families and communities +remained the basic building blocks of all human societies. +The Industrial Revolution, on the other hand, managed +within little more than two centuries to break these building +blocks into atoms. Most of the traditional functions of +families and communities were handed over to states and +markets. + + +The Col apse of the Family and the Community + + + +Prior to the Industrial Revolution, the daily life of most +humans ran its course within three ancient frames: the +nuclear family, the extended family and the local intimate +community. f_Most people worked in the family business - +the family farm or the family workshop, for example - or +they worked in their neighbours' + +family businesses. The family was also the welfare system, +the health system, the education system, the construction +industry, the trade union, the pension fund, the insurance +company, the radio, the television, the newspapers, the +bank and even the police. + +When a person fell sick, the family took care of her. When a +person grew old, the family supported her, and her children +were her pension fund. When a person died, the family took +care of the orphans. If a person wanted to build a hut, the +family lent a hand. If a person wanted to open a business, +the family raised the necessary money. If a person wanted to +marry, the family chose, or at least vetted, the prospective +spouse. If con ict arose with a neighbour, the family muscled +in. But if a person's illness was too grave for the family to +manage, or a new business demanded too large an +investment, or the neighbourhood quarrel escalated to the +point of violence, the local community came to the rescue. + +The community o ered help on the basis of local traditions +and an economy of favours, which often di ered greatly from +the supply and demand laws of the free market. In an old- +fashioned medieval community, when my neighbour was in +need, I helped build his hut and guard his sheep, without +expecting any payment in return. When I was in need, my +neighbour returned the favour. At the same time, the local +potentate might have drafted all of us villagers to construct +his castle without paying us a penny. In exchange, we +counted on him to defend us against brigands and + + +barbarians. Village life involved many transactions but few +payments. There were some markets, of course, but their +roles were limited. You could buy rare spices, cloth and tools, +and hire the services of lawyers and doctors. + +Yet less than 10 per cent of commonly used products and +services were bought in the market. Most human needs were +taken care of by the family and the community. + +There were also kingdoms and empires that performed +important tasks such as waging wars, building roads and +constructing palaces. For these purposes kings raised taxes +and occasionally enlisted soldiers and labourers. Yet, with +few exceptions, they tended to stay out of the daily a airs of +families and communities. Even if they wanted to intervene, +most kings could do so only with di culty. Traditional +agricultural economies had few surpluses with which to feed +crowds of government o cials, policemen, social workers, +teachers and doctors. + +Consequently, most rulers did not develop mass welfare +systems, health-care systems or educational systems. They +left such matters in the hands of families and communities. +Even on rare occasions when rulers tried to intervene more +intensively in the daily lives of the peasantry (as happened, +for example, in the Qin Empire in China), they did so by +converting family heads and community elders into +government agents. + +Often enough, transportation and communication di culties +made it so di cult + +to intervene in the a airs of remote communities that many +kingdoms preferred to cede even the most basic royal +prerogatives - such as taxation and violence - to +communities. The Ottoman Empire, for instance, allowed + + + +family vendettas to mete out justice, rather than supporting +a large imperial police force. If my cousin killed somebody, +the victim's brother might kill me in sanctioned revenge. + +The sultan in Istanbul or even the provincial pasha did not +intervene in such clashes, as long as violence remained +within acceptable limits. + +In the Chinese Ming Empire (1368-1644), the population +was organised into the baojia system. Ten families were +grouped to form a jia, and ten jia constituted a bao. When a +member of a bao commited a crime, other bao members +could be punished for it, in particular the bao elders. Taxes +too were levied on the bao, and it was the responsibility of +the bao elders rather than of the state o cials to assess the +situation of each family and determine the amount of tax it +should pay. From the empire's perspective, this system had a +huge advantage. Instead of maintaining thousands of +revenue o cials and tax collectors, who would have to +monitor the earnings and expenses of every family, these +tasks were left to the community elders. The elders knew +how much each villager was worth and they could usually +enforce tax payments without involving the imperial army. + +Many kingdoms and empires were in truth little more than +large protection rackets. The king was the capo di tutti capi +who collected protection money, and in return made sure +that neighbouring crime syndicates and local small fry did +not harm those under his protection. He did little else. + +Life in the bosom of family and community was far from +ideal. Families and communities could oppress their +members no less brutally than do modern states and +markets, and their internal dynamics were often fraught with +tension and violence - yet people had little choice. A person +who lost her family and community around 1750 was as +good as dead. She had no job, no education and no support + + + +in times of sickness and distress. Nobody would loan her +money or defend her if she got into trouble. There were no +policemen, no social workers and no compulsory education. +In order to survive, such a person quickly had to nd an +alternative family or community. Boys and girls who ran +away from home could expect, at best, to become servants +in some new family. At worst, there was the army or the +brothel. + +All this changed dramatically over the last two centuries. + +The Industrial Revolution gave the market immense new +powers, provided the state with new means of +communication and transportation, and placed at the +government's disposal an army of clerks, teachers, +policemen and social workers. At rst the market and the +state discovered their path blocked by traditional families +and communities who had little love for outside +intervention. Parents and community + +elders were reluctant to let the younger generation be +indoctrinated by nationalist education systems, conscripted +into armies or turned into a rootless urban proletariat. + +Over time, states and markets used their growing power to +weaken the traditional bonds of family and community. The +state sent its policemen to stop family vendettas and +replace them with court decisions. The market sent its +hawkers to wipe out longstanding local traditions and +replace them with ever-changing commercial fashions. Yet +this was not enough. In order really to break the power of +family and community, they needed the help of a fifth +column. + +The state and the market approached people with an o er +that could not be refused. 'Become individuals,' they said. +'Marry whomever you desire, without asking permission from + + + +your parents. Take up whatever job suits you, even if +community elders frown. Live wherever you wish, even if you +cannot make it every week to the family dinner. You are no +longer dependent on your family or your community. We, the +state and the market, will take care of you instead. We will +provide food, shelter, education, health, welfare and +employment. We will provide pensions, insurance and +protection.' + +Romantic literature often presents the individual as +somebody caught in a struggle against the state and the +market. Nothing could be further from the truth. + +The state and the market are the mother and father of the +individual, and the individual can survive only thanks to +them. The market provides us with work, insurance and a +pension. If we want to study a profession, the government's +schools are there to teach us. If we want to open a business, +the bank loans us money. If we want to build a house, a +construction company builds it and the bank gives us a +mortgage, in some cases subsidised or insured by the state. + +If violence ares up, the police protect us. If we are sick for a +few days, our health insurance takes care of us. If we are +debilitated for months, social security steps in. If we need +around-the-clock assistance, we can go to the market and +hire a nurse - usually some stranger from the other side of +the world who takes care of us with the kind of devotion that +we no longer expect from our own children. If we have the +means, we can spend our golden years at a senior citizens' +home. The tax authorities treat us as individuals, and do not +expect us to pay the neighbours' + +taxes. The courts, too, see us as individuals, and never +punish us for the crimes of our cousins. + + + +Not only adult men, but also women and children, are +recognised as individuals. + + +Throughout most of history, women were often seen as the +property of family or community. Modern states, on the other +hand, see women as individuals, enjoying economic and +legal rights independently of their family and community. +They may hold their own bank accounts, decide whom to +marry, and even choose to divorce or live on their own. + +But the liberation of the individual comes at a cost. Many of +us now bewail the loss of strong families and communities +and feel alienated and threatened by the power the +impersonal state and market wield over our lives. States and +markets composed of alienated individuals can intervene in +the lives of their members much more easily than states and +markets composed of strong families and communities. + +When neighbours in a high-rise apartment building cannot +even agree on how much to pay their janitor, how can we +expect them to resist the state? + +The deal between states, markets and individuals is an +uneasy one. The state and the market disagree about their +mutual rights and obligations, and individuals complain that +both demand too much and provide too little. In many cases +individuals are exploited by markets, and states employ +their armies, police forces and bureaucracies to persecute +individuals instead of defending them. Yet it is amazing that +this deal works at all - however imperfectly. For it breaches +countless generations of human social arrangements. + +Millions of years of evolution have designed us to live and +think as community members. Within a mere two centuries +we have become alienated individuals. Nothing testi es +better to the awesome power of culture. + + + +The nuclear family did not disappear completely from the +modern landscape. + +When states and markets took from the family most of its +economic and political roles, they left it some important +emotional functions. The modern family is still supposed to +provide for intimate needs, which state and market are (so +far) incapable of providing. Yet even here the family is +subject to increasing interventions. The market shapes to an +ever-greater degree the way people conduct their romantic +and sexual lives. Whereas traditionally the family was the +main matchmaker, today it's the market that tailors our +romantic and sexual preferences, and then lends a hand in +providing for them - for a fat fee. + + +Previously bride and groom met in the family living room, +and money passed from the hands of one father to another. +Today courting is done at bars and cafes, and money passes +from the hands of lovers to waitresses. Even more money is +transferred to the bank accounts of fashion designers, gym +managers, dieticians, cosmeticians and plastic surgeons, +who help us arrive at the cafe looking as similar as possible +to the markets ideal of beauty. + + +^ e 9 (e m od e, oc Modern Cyc/e + + + +Weak state +and market + + + + +Weak +individuals + + + +Family and community vs. state and market + + +The state, too, keeps a sharper eye on family relations, +especially between parents and children. Parents are obliged +to send their children to be educated by the state. Parents +who are especially abusive or violent with their children may +be restrained by the state. If need be, the state may even +imprison the parents or transfer their children to foster +families. Until not long ago, the suggestion that the state +ought to prevent parents from beating or humiliating their +children would have been rejected out of hand as ludicrous +and unworkable. In most societies parental authority was +sacred. Respect of and obedience to one's parents were +among the most hallowed values, and parents could do +almost anything they wanted, including killing newborn +babies, selling children into slavery and marrying o +daughters to men more than twice their age. Today, parental +authority is in full retreat. Youngsters are increasingly +excused from obeying their elders, whereas parents are +blamed for anything that goes wrong in the life of their +child. Mum and Dad are about as likely to get o in the +Freudian courtroom as were defendants in a Stalinist show +trial. + +Imagined Communities + +Like the nuclear family, the community could not completely +disappear from our world without any emotional +replacement. Markets and states today provide most of the +material needs once provided by communities, but they +must also supply tribal bonds. + +Markets and states do so by fostering 'imagined +communities' that contain millions of strangers, and which +are tailored to national and commercial needs. + + + +An imagined community is a community of people who don't +really know each other, but imagine that they do. Such +communities are not a novel invention. + +Kingdoms, empires and churches functioned for millennia as +imagined communities. In ancient China, tens of millions of +people saw themselves as members of a single family, with +the emperor as its father. In the Middle Ages, millions of +devout Muslims imagined that they were all brothers and +sisters in the great community of Islam. Yet throughout +history, such imagined communities played second ddle to +intimate communities of several dozen people who knew +each other well. The intimate communities ful lied the +emotional needs of their members and were essential for +everyone's survival and welfare. In the last two centuries, +the intimate communities have withered, leaving imagined +communities to fill in the emotional vacuum. + +The two most important examples for the rise of such +imagined communities are the nation and the consumer +tribe. The nation is the imagined community of the state. + +The consumer tribe is the imagined community of the +market. Both are imagined communities because it is +impossible for all customers in a market or for all members +of a nation really to know one another the way villagers +knew one another in the past. No German can intimately +know the other 80 million members of the German nation, or +the other 500 million customers inhabiting the European +Common Market (which evolved rst into the European +Community and finally became the European Union). + +Consumerism and nationalism work extra hours to make us +imagine that millions of strangers belong to the same +community as ourselves, that we all have a common past, +common interests and a common future. This isn't a lie. It's +imagination. Like money, limited liability companies and + + + +human rights, nations and consumer tribes are inter- +subjective realities. They exist only in our collective +imagination, yet their power is immense. As long as millions +of Germans believe in the existence of a German nation, get +excited at the sight of German national symbols, retell +German national myths, and are willing to sacri ce money, +time and limbs for the German nation, Germany will remain +one of the strongest powers in the world. + +The nation does its best to hide its imagined character. Most +nations argue that they are a natural and eternal entity, +created in some primordial epoch by mixing the soil of the +motherland with the blood of the people. Yet such claims are +usually exaggerated. Nations existed in the distant past, but +their importance was much smaller than today because the +importance of the state was much smaller. A resident of +medieval Nuremberg might have felt some loyalty towards +the German nation, but she felt far more loyalty towards her +family and local community, which took care of most of her +needs. Moreover, whatever importance ancient nations may +have had, few of them survived. Most existing nations +evolved only + +after the Industrial Revolution. + +The Middle East provides ample examples. The Syrian, +Lebanese, Jordanian and Iraqi nations are the product of +haphazard borders drawn in the sand by French and British +diplomats who ignored local history, geography and +economy. These diplomats determined in 1918 that the +people of Kurdistan, Baghdad and Basra would henceforth +be 'Iraqis'. It was primarily the French who decided who +would be Syrian and who Lebanese. Saddam Hussein and +Hafez el-Asad tried their best to promote and reinforce their +Anglo-French-manufactured national consciousnesses, but + + + +their bombastic speeches about the allegedly eternal Iraqi +and Syrian nations had a hollow ring. + +It goes without saying that nations cannot be created from +thin air. Those who worked hard to construct Iraq or Syria +made use of real historical, geographical and cultural raw +materials - some of which are centuries and millennia old. + +Saddam Hussein co-opted the heritage of the Abbasid +caliphate and the Babylonian Empire, even calling one of his +crack armoured units the Hammurabi Division. Yet that does +not turn the Iraqi nation into an ancient entity. If I bake a +cake from our, oil and sugar, all of which have been sitting +in my pantry for the past two months, it does not mean that +the cake itself is two months old. + +In recent decades, national communities have been +increasingly eclipsed by tribes of customers who do not +know one another intimately but share the same +consumption habits and interests, and therefore feel part of +the same consumer tribe - and de ne themselves as such. +This sounds very strange, but we are surrounded by +examples. Madonna fans, for example, constitute a +consumer tribe. + +They de ne themselves largely by shopping. They buy +Madonna concert tickets, CDs, posters, shirts and ring tones, +and thereby de ne who they are. Manchester United fans, +vegetarians and environmentalists are other examples. + +They, too, are de ned above all by what they consume. It is +the keystone of their identity. A German vegetarian might +well prefer to marry a French vegetarian than a German +carnivore. + + +Perpetuum Mobile + + + +The revolutions of the last two centuries have been so swift +and radical that they have changed the most fundamental +characteristic of the social order. + +Traditionally, the social order was hard and rigid. 'Order' +implied stability and continuity. Swift social revolutions were +exceptional, and most social transformations resulted from +the accumulation of numerous small steps. Humans tended +to assume that the social structure was in exible and eternal. +Families and + +communities might struggle to change their place within the +order, but the idea that you could change the fundamental +structure of the order was alien. People tended to reconcile +themselves to the status quo, declaring that 'this is how it +always was, and this is how it always will be'. + +Over the last two centuries, the pace of change became so +quick that the social order acquired a dynamic and +malleable nature. It now exists in a state of permanent ux. +When we speak of modern revolutions we tend to think of +1789 + +(the French Revolution), 1848 (the liberal revolutions) or +1917 (the Russian Revolution). But the fact is that, these +days, every year is revolutionary. Today, even a thirty-year- +old can honestly tell disbelieving teenagers, 'When I was +young, the world was completely di erent.' The Internet, for +example, came into wide usage only in the early 1990s, +hardly twenty years ago. Today we cannot imagine the world +without it. + +Hence any attempt to de ne the characteristics of modern +society is akin to de ning the colour of a chameleon. The +only characteristic of which we can be certain is the +incessant change. People have become used to this, and + + + +most of us think about the social order as something exible, +which we can engineer and improve at will. The main +promise of premodern rulers was to safeguard the traditional +order or even to go back to some lost golden age. In the last +two centuries, the currency of politics is that it promises to +destroy the old world and build a better one in its place. Not +even the most conservative of political parties vows merely +to keep things as they are. Everybody promises social +reform, educational reform, economic reform - and they +often fulfil those promises. + +Just as geologists expect that tectonic movements will result +in earthquakes and volcanic eruptions, so might we expect +that drastic social movements will result in bloody outbursts +of violence. The political history of the nineteenth and +twentieth centuries is often told as a series of deadly wars, +holocausts and revolutions. Like a child in new boots leaping +from puddle to puddle, this view sees history as +leapfrogging from one bloodbath to the next, from World +War One to World War Two to the Cold War, from the +Armenian genocide to the Jewish genocide to the Rwandan +genocide, from Robespierre to Lenin to Hitler. + +There is truth here, but this all too familiar list of calamities +is somewhat misleading. We focus too much on the puddles +and forget about the dry land separating them. The late +modern era has seen unprecedented levels not only of +violence and horror, but also of peace and tranquillity. +Charles Dickens wrote of the French Revolution that 'It was +the best of times, it was the worst of times.' This may be true +not only of the French Revolution, but of the entire era it +heralded. + +It is especially true of the seven decades that have elapsed +since the end of World War Two. During this period +humankind has for the rst time faced the + + + +possibility of complete self-annihilation and has experienced +a fair number of actual wars and genocides. Yet these +decades were also the most peaceful era in human history - +and by a wide margin. This is surprising because these very +same decades experienced more economic, social and +political change than any previous era. The tectonic plates +of history are moving at a frantic pace, but the volcanoes are +mostly silent. The new elastic order seems to be able to +contain and even initiate radical structural changes without +collapsing into violent conflict. 3 + +Peace in Our Time + +Most people don't appreciate just how peaceful an era we +live in. None of us was alive a thousand years ago, so we +easily forget how much more violent the world used to be. +And as wars become more rare they attract more attention. +Many more people think about the wars raging today in +Afghanistan and Iraq than about the peace in which most +Brazilians and Indians live. + +Even more importantly, it's easier to relate to the su ering of +individuals than of entire populations. However, in order to +understand macro-historical processes, we need to examine +mass statistics rather than individual stories. In the year +2000, wars caused the deaths of 310,000 individuals, and +violent crime killed another 520,000. Each and every victim +is a world destroyed, a family ruined, friends and relatives +scarred for life. Yet from a macro perspective these 830,000 + +victims comprised only 1.5 per cent of the 56 million people +who died in 2000. + +That year 1.26 million people died in car accidents (2.25 per +cent of total mortality) and 815,000 people committed +suicide (1.45 per cent). 4 + + +The gures for 2002 are even more surprising. Out of 57 +million dead, only 172,000 people died in war and 569,000 +died of violent crime (a total of 741,000 + +victims of human violence). In contrast, 873,000 people +committed suicide. 5 It turns out that in the year following +the 9/11 attacks, despite all the talk of terrorism and war, +the average person was more likely to kill himself than to be +killed by a terrorist, a soldier or a drug dealer. + +In most parts of the world, people go to sleep without +fearing that in the middle of the night a neighbouring tribe +might surround their village and slaughter everyone. Well-o +British subjects travel daily from Nottingham to London +through Sherwood Forest without fear that a gang of merry +green-clad brigands will ambush them and take their money +to give to the poor (or, more likely, murder them and take +the money for themselves). Students brook no canings from +their teachers, children need not fear that they will be sold +into slavery when their parents can't pay their bills, and +women know that the law forbids their husbands + +from beating them and forcing them to stay at home. +Increasingly, around the world, these expectations are +fulfilled. + +The decline of violence is due largely to the rise of the state. +Throughout history, most violence resulted from local feuds +between families and communities. (Even today, as the +above gures indicate, local crime is a far deadlier threat than +international wars.) As we have seen, early farmers, who +knew no political organisations larger than the local +community, su ered rampant violence. 6_As kingdoms and +empires became stronger, they reined in communities and +the level of violence decreased. In the decentralised +kingdoms of medieval Europe, about twenty to forty people + + +were murdered each year for every 100,000 inhabitants. In +recent decades, when states and markets have become all- +powerful and communities have vanished, violence rates +have dropped even further. Today the global average is only +nine murders a year per 100,000 people, and most of these +murders take place in weak states such as Somalia and +Colombia. In the centralised states of Europe, the average is +one murder a year per 100,000 + +people. 7 + +There are certainly cases where states use their power to kill +their own citizens, and these often loom large in our +memories and fears. During the twentieth century, tens of +millions if not hundreds of millions of people were killed by +the security forces of their own states. Still, from a macro +perspective, state-run courts and police forces have +probably increased the level of security worldwide. Even in +oppressive dictatorships, the average modern person is far +less likely to die at the hands of another person than in +premodern societies. In 1964 a military dictatorship was +established in Brazil. It ruled the country until 1985. During +these twenty years, several thousand Brazilians were +murdered by the regime. + +Thousands more were imprisoned and tortured. Yet even in +the worst years, the average Brazilian in Rio de Janeiro was +far less likely to die at human hands than the average +Waorani, Arawete or Yanomamo. The Waorani, Arawete and +Yanomamo are indigenous people who live in the depths of +the Amazon forest, without army, police or prisons. +Anthropological studies have indicated that between a +quarter and a half of their menfolk die sooner or later in +violent conflicts over property, women or prestige. 8 + + +Imperial Retirement + + +It is perhaps debatable whether violence within states has +decreased or increased since 1945. What nobody can deny +is that international violence has dropped to an all-time low. +Perhaps the most obvious example is the collapse of the +European + +empires. Throughout history empires have crushed +rebellions with an iron st, and when its day came, a sinking +empire used all its might to save itself, usually collapsing +into a bloodbath. Its nal demise generally led to anarchy and +wars of succession. Since 1945 most empires have opted for +peaceful early retirement. + +Their process of collapse became relatively swift, calm and +orderly. + +In 1945 Britain ruled a quarter of the globe. Thirty years +later it ruled just a few small islands. In the intervening +decades it retreated from most of its colonies in a peaceful +and orderly manner. Though in some places such as Malaya +and Kenya the British tried to hang on by force of arms, in +most places they accepted the end of empire with a sigh +rather than with a temper tantrum. They focused their e orts +not on retaining power, but on transferring it as smoothly as +possible. At least some of the praise usually heaped on +Mahatma Gandhi for his non-violent creed is actually owed +to the British Empire. Despite many years of bitter and often +violent struggle, when the end of the Raj came, the Indians +did not have to ght the British in the streets of Delhi and +Calcutta. The empire's place was taken by a slew of +independent states, most of which have since enjoyed +stable borders and have for the most part lived peacefully +alongside their neighbours. True, tens of thousands of +people perished at the hands of the threatened British +Empire, and in several hot spots its retreat led to the +eruption of ethnic con icts that claimed hundreds of + + + +thousands of lives (particularly in India). Yet when compared +to the long-term historical average, the British withdrawal +was an exemplar of peace and order. The French Empire was +more stubborn. Its collapse involved bloody rearguard +actions in Vietnam and Algeria that cost hundreds of +thousands of lives. + +Yet the French, too, retreated from the rest of their +dominions quickly and peacefully, leaving behind orderly +states rather than a chaotic free-for-all. + +The Soviet collapse in 1989 was even more peaceful, despite +the eruption of ethnic con ict in the Balkans, the Caucasus +and Central Asia. Never before has such a mighty empire +disappeared so swiftly and so quietly. The Soviet Empire of +1989 had su ered no military defeat except in Afghanistan, +no external invasions, no rebellions, nor even large-scale +Martin Luther King-style campaigns of civil disobedience. + +The Soviets still had millions of soldiers, tens of thousands of +tanks and aeroplanes, and enough nuclear weapons to wipe +out the whole of humankind several times over. The Red +Army and the other Warsaw Pact armies remained loyal. Had +the last Soviet ruler, Mikhail Gorbachev, given the order, the +Red Army would have opened fire on the subjugated +masses. + +Yet the Soviet elite, and the Communist regimes through +most of eastern Europe (Romania and Serbia were the +exceptions), chose not to use even a tiny fraction of this +military power. When its members realised that Communism +was bankrupt, they renounced force, admitted their failure, +packed their suitcases and went home. Gorbachev and his +colleagues gave up without a struggle not only the + +Soviet conquests of World War Two, but also the much older +tsarist conquests in the Baltic, the Ukraine, the Caucasus + + + +and Central Asia. It is chilling to contemplate what might +have happened if Gorbachev had behaved like the Serbian +leadership - or like the French in Algeria. + +Pax Atomica + +The independent states that came after these empires were +remarkably uninterested in war. With very few exceptions, +since 1945 states no longer invade other states in order to +conquer and swallow them up. Such conquests had been the +bread and butter of political history since time immemorial. + +It was how most great empires were established, and how +most rulers and populations expected things to stay. But +campaigns of conquest like those of the Romans, Mongols +and Ottomans cannot take place today anywhere in the +world. Since 1945, no independent country recognised by +the UN has been conquered and wiped o the map. Limited +international wars still occur from time to time, and millions +still die in wars, but wars are no longer the norm. + +Many people believe that the disappearance of international +war is unique to the rich democracies of western Europe. In +fact, peace reached Europe after it prevailed in other parts +of the world. Thus the last serious international wars +between South American countries were the Peru-Ecuador +War of 1941 and the Bolivia-Paraguay War of 1932-5. And +before that there hadn't been a serious war between South +American countries since 1879-84, with Chile on one side +and Bolivia and Peru on the other. + +We seldom think of the Arab world as particularly peaceful. +Yet only once since the Arab countries won their +independence has one of them mounted a full-scale invasion +of another (the Iraqi invasion of Kuwait in 1990). There have +been quite a few border clashes (e.g. Syria vs Jordan in +1970), many armed interventions of one in the a airs of + + + +another (e.g. Syria in Lebanon), numerous civil wars +(Algeria, Yemen, Libya) and an abundance of coups and +revolts. Yet there have been no full-scale international wars +among the Arab states except the Gulf War. Even widening +the scope to include the entire Muslim world adds only one +more example, the Iran-lraq War. There was no Turkey—Iran +War, Pakistan-Afghanistan War, or Indonesia-Malaysia War. + +In Africa things are far less rosy. But even there, most con +icts are civil wars and coups. Since African states won their +independence in the 1960s and 1970s, very few countries +have invaded one another in the hope of conquest. + +There have been periods of relative calm before, as, for +example, in Europe + + + +between 1871 and 1914, and they always ended badly. But +this time it is di erent. + +For real peace is not the mere absence of war. Real peace is +the implausibility of war. There has never been real peace in +the world. Between 1871 and 1914, a European war +remained a plausible eventuality, and the expectation of war + + + +dominated the thinking of armies, politicians and ordinary +citizens alike. This foreboding was true for all other peaceful +periods in history. An iron law of international politics +decreed, 'For every two nearby polities, there is a plausible +scenario that will cause them to go to war against one +another within one year.' + +This law of the jungle was in force in late nineteenth-century +Europe, in medieval Europe, in ancient China and in +classical Greece. If Sparta and Athens were at peace in 450 +BC, there was a plausible scenario that they would be at war +by 449 + +BC.Today humankind has broken the law of the jungle. There +is at last real peace, and not just absence of war. For most +polities, there is no plausible scenario leading to full-scale +con ict within one year. What could lead to war between +Germany and France next year? Or between China and +Japan? Or between Brazil and Argentina? Some minor border +clash might occur, but only a truly apocalyptic scenario +could result in an old-fashioned full-scale war between Brazil +and Argentina in 2014, with Argentinian armoured divisions +sweeping to the gates of Rio, and Brazilian carpet-bombers +pulverising the neighbourhoods of Buenos Aires. + +Such wars might still erupt between several pairs of states, +e.g. between Israel and Syria, Ethiopia and Eritrea, or the +USA and Iran, but these are only the exceptions that prove +the rule. + +This situation might of course change in the future and, with +hindsight, the world of today might seem incredibly naive. +Yet from a historical perspective, our very naivety is +fascinating. Never before has peace been so prevalent that +people could not even imagine war. + + + + +Scholars have sought to explain this happy development in +more books and articles than you would ever want to read +yourself, and they have identi ed several contributing +factors. First and foremost, the price of war has gone up +dramatically. The Nobel Peace Prize to end all peace prizes +should have been given to Robert Oppenheimer and his +fellow architects of the atomic bomb. + +Nuclear weapons have turned war between superpowers into +collective suicide, and made it impossible to seek world +domination by force of arms. + +Secondly, while the price of war soared, its pro ts declined. +For most of history, polities could enrich themselves by +looting or annexing enemy territories. Most wealth consisted +of elds, cattle, slaves and gold, so it was easy to loot it or +occupy it. Today, wealth consists mainly of human capital, +technical know-how and complex socio-economic structures +such as banks. Consequently it is di cult to carry it off or +incorporate it into one's territory. + +Consider California. Its wealth was initially built on gold +mines. But today it is built on silicon and celluloid - Silicon + + +Valley and the celluloid hills of Hollywood. + +What would happen if the Chinese were to mount an armed +invasion of California, land a million soldiers on the beaches +of San Francisco and storm inland? They would gain little. +There are no silicon mines in Silicon Valley. The wealth +resides in the minds of Google engineers and Hollywood +script doctors, directors and special-e ects wizards, who +would be on the rst plane to Bangalore or Mumbai long +before the Chinese tanks rolled into Sunset Boulevard. It is +not coincidental that the few full-scale international wars +that still take place in the world, such as the Iraqi invasion of +Kuwait, occur in places were wealth is old-fashioned material +wealth. The Kuwaiti sheikhs could ee abroad, but the oil elds +stayed put and were occupied. + +43 . and 44. Gold miners in California during the Gold +Rush, and Facebook's headquarters near San + +Francisco. In 1849 California built its fortunes on +gold. Today, California builds its fortunes on silicon. + +But whereas in 1849 the gold actually lay there in +the Californian soil, the real treasures of Silicon +Valley are locked inside the heads of high-tech +employees. + +While war became less pro table, peace became more +lucrative than ever. In traditional agricultural economies +long-distance trade and foreign investment were sideshows. +Consequently, peace brought little pro t, aside from avoiding +the costs of war. If, say, in 1400 England and France were at +peace, the French did not have to pay heavy war taxes and +to su er destructive English invasions, but otherwise it did +not bene t their wallets. In modern capitalist economies, +foreign trade and investments have become all-important. + + + +Peace therefore brings unique dividends. As long as China +and the USA are at peace, the Chinese can prosper by +selling products to the USA, trading in Wall Street and +receiving US investments. + +Last but not least, a tectonic shift has taken place in global +political culture. + +Many elites in history - Hun chieftains, Viking noblemen and +Aztec priests, for example - viewed war as a positive good. +Others viewed it as evil, but an inevitable one, which we had +better turn to our own advantage. Ours is the rst time in +history that the world is dominated by a peace-loving elite - +politicians, business people, intellectuals and artists who +genuinely see war as both evil and avoidable. (There were +paci sts in the past, such as the early Christians, but in the +rare cases that they gained power, they tended to forget +about their requirement to 'turn the other cheek'.) + +There is a positive feedback loop between all these four +factors. The threat of nuclear holocaust fosters paci sm; +when paci sm spreads, war recedes and trade ourishes; and +trade increases both the pro ts of peace and the costs of war. +Over time, this feedback loop creates another obstacle to +war, which may ultimately prove the most important of all. +The tightening web of international connections erodes the +independence of most countries, lessening the chance that +any one of them might single-handedly let slip the dogs of +war. Most countries no longer engage in full-scale war for the +simple reason that they are no longer independent. Though +citizens in Israel, Italy, Mexico or Thailand may harbour +illusions of independence, the fact is that their governments +cannot conduct independent economic or foreign policies, +and they are certainly incapable of initiating and conducting +full-scale war on their own. As explained in Chapter 11 . we +are witnessing the formation of a global empire. Like + + + + +previous empires, this one, too, enforces peace within its +borders. And since its borders cover the entire globe, the +World Empire effectively enforces world peace. + +So, is the modern era one of mindless slaughter, war and +oppression, typi ed by the trenches of World War One, the +nuclear mushroom cloud over Hiroshima and + +the gory manias of Hitler and Stalin? Or is it an era of peace, +epitomised by the trenches never dug in South America, the +mushroom clouds that never appeared over Moscow and +New York, and the serene visages of Mahatma Gandhi and +Martin Luther King? + +The answer is a matter of timing. It is sobering to realise how +often our view of the past is distorted by events of the last +few years. If this chapter had been written in 1945 or 1962, +it would probably have been much more glum. Since it was +written in 2014, it takes a relatively buoyant approach to +modern history. + +To satisfy both optimists and pessimists, we may conclude +by saying that we are on the threshold of both heaven and +hell, moving nervously between the gateway of the one and +the anteroom of the other. History has still not decided +where we will end up, and a string of coincidences might yet +send us rolling in either direction. + +^_An 'intimate community' is a group of people who know +one another wel and depend on each other for survival. + +19 + +And They Lived Happily Ever After + +THE LAST 500 YEARS HAVE WITNESSED A breathtaking +series of revolutions. The earth has been united into a single + + +ecological and historical sphere. The economy has grown +exponentially, and humankind today enjoys the kind of +wealth that used to be the stu of fairy tales. Science and the +Industrial Revolution have given humankind superhuman +powers and practically limitless energy. The social order has +been completely transformed, as have politics, daily life and +human psychology. + +But are we happier? Did the wealth humankind accumulated +over the last ve + +centuries translate into a new-found contentment? Did the +discovery of inexhaustible energy resources open before us +inexhaustible stores of bliss? Going further back, have the +seventy or so turbulent millennia since the Cognitive +Revolution made the world a better place to live? Was the +late Neil Armstrong, whose footprint remains intact on the +windless moon, happier than the nameless hunter-gatherer +who 30,000 years ago left her handprint on a wall in +Chauvet Cave? If not, what was the point of developing +agriculture, cities, writing, coinage, empires, science and +industry? + +Historians seldom ask such questions. They do not ask +whether the citizens of Uruk and Babylon were happier than +their foraging ancestors, whether the rise of Islam made +Egyptians more pleased with their lives, or how the collapse +of the European empires in Africa have in uenced the +happiness of countless millions. + +Yet these are the most important questions one can ask of +history. Most current ideologies and political programmes are +based on rather imsy ideas concerning the real source of +human happiness. Nationalists believe that political self- +determination is essential for our happiness. Communists +postulate that everyone would be blissful under the + + + +dictatorship of the proletariat. Capitalists maintain that only +the free market can ensure the greatest happiness of the +greatest number, by creating economic growth and material +abundance and by teaching people to be self-reliant and +enterprising. + +What would happen if serious research were to disprove +these hypotheses? If economic growth and self-reliance do +not make people happier, what's the bene t of Capitalism? +What if it turns out that the subjects of large empires are +generally + +happier than the citizens of independent states and that, for +example, Algerians were happier under French rule than +under their own? What would that say about the process of +decolonisation and the value of national self-determination? + +These are all hypothetical possibilities, because so far +historians have avoided raising these questions - not to +mention answering them. They have researched the history +of just about everything politics, society, economics, gender, +diseases, sexuality, food, clothing - yet they have seldom +stopped to ask how these influence human happiness. + +Though few have studied the long-term history of happiness, +almost every scholar and layperson has some vague +preconception about it. In one common view, human +capabilities have increased throughout history. Since +humans generally use their capabilities to alleviate miseries +and ful I aspirations, it follows that we must be happier than +our medieval ancestors, and they must have been happier +than Stone Age hunter-gatherers. + +But this progressive account is unconvincing. As we have +seen, new aptitudes, behaviours and skills do not +necessarily make for a better life. When humans learned to + + + +farm in the Agricultural Revolution, their collective power to +shape their environment increased, but the lot of many +individual humans grew harsher. + +Peasants had to work harder than foragers to eke out less +varied and nutritious food, and they were far more exposed +to disease and exploitation. Similarly, the spread of +European empires greatly increased the collective power of +humankind, by circulating ideas, technologies and crops, +and opening new avenues of commerce. Yet this was hardly +good news for millions of Africans, Native Americans and +Aboriginal Australians. Given the proven human propensity +for misusing power, it seems naive to believe that the more +clout people have, the happier they will be. + +Some challengers of this view take a diametrically opposed +position. They argue for a reverse correlation between +human capabilities and happiness. Power corrupts, they say, +and as humankind gained more and more power, it created a +cold mechanistic world ill-suited to our real needs. Evolution +moulded our minds and bodies to the life of hunter- +gatherers. The transition rst to agriculture and then to +industry has condemned us to living unnatural lives that +cannot give full expression to our inherent inclinations and +instincts, and therefore cannot satisfy our deepest +yearnings. Nothing in the comfortable lives of the urban +middle class can approach the wild excitement and sheer +joy experienced by a forager band on a successful mammoth +hunt. Every new invention just puts another mile between +us and the Garden of Eden. + +Yet this romantic insistence on seeing a dark shadow behind +each invention is as dogmatic as the belief in the +inevitability of progress. Perhaps we are out of touch with +our inner hunter-gatherer, but it's not all bad. For instance, +over the + + + +last two centuries modern medicine has decreased child +mortality from 33 per cent to less than 5 per cent. Can +anyone doubt that this made a huge contribution to the +happiness not only of those children who would otherwise +have died, but also of their families and friends? + +A more nuanced position takes the middle road. Until the +Scienti c Revolution there was no clear correlation between +power and happiness. Medieval peasants may indeed have +been more miserable than their hunter-gatherer forebears. +But in the last few centuries humans have learned to use +their capacities more wisely. + +The triumphs of modern medicine are just one example. +Other unprecedented achievements include the steep drop +in violence, the virtual disappearance of international wars, +and the near elimination of large-scale famines. + +Yet this, too, is an oversimpli cation. Firstly, it bases its +optimistic assessment on a very small sample of years. The +majority of humans began to enjoy the fruits of modern +medicine no earlier than 1850, and the drastic drop in child +mortality is a twentieth-century phenomenon. Mass famines +continued to blight much of humanity up to the middle of +the twentieth century. During Communist Chinas Great Leap +Forward of 1958-61, somewhere between 10 and 50 million +human beings starved to death. International wars became +rare only after 1945, largely thanks to the new threat of +nuclear annihilation. Hence, though the last few decades +have been an unprecedented golden age for humanity, it is +too early to know whether this represents a fundamental +shift in the currents of history or an ephemeral eddy of good +fortune. When judging modernity, it is all too tempting to +take the viewpoint of a twenty- rst-century middle-class +Westerner. We must not forget the viewpoints of a +nineteenth-century Welsh coal miner, Chinese opium addict + + + +or Tasmanian Aborigine. Truganini is no less important than +Homer Simpson. + +Secondly, even the brief golden age of the last half-century +may turn out to have sown the seeds of future catastrophe. +Over the last few decades, we have been disturbing the +ecological equilibrium of our planet in myriad new ways, +with what seem likely to be dire consequences. A lot of +evidence indicates that we are destroying the foundations of +human prosperity in an orgy of reckless consumption. + +Finally, we can congratulate ourselves on the +unprecedented accomplishments of modern Sapiens only if +we completely ignore the fate of all other animals. + +Much of the vaunted material wealth that shields us from +disease and famine was accumulated at the expense of +laboratory monkeys, dairy cows and conveyor-belt chickens. +Over the last two centuries tens of billions of them have +been subjected to a regime of industrial exploitation whose +cruelty has no precedent in the annals of planet Earth. If we +accept a mere tenth of what animal-rights activists are +claiming, then modern industrial agriculture might well be +the greatest crime in + +history. When evaluating global happiness, it is wrong to +count the happiness only of the upper classes, of Europeans +or of men. Perhaps it is also wrong to consider only the +happiness of humans. + +Counting Happiness + +So far we have discussed happiness as if it were largely a +product of material factors, such as health, diet and wealth. + +If people are richer and healthier, then they must also be +happier. But is that really so obvious? Philosophers, priests +and poets have brooded over the nature of happiness for + + + +millennia, and many have concluded that social, ethical and +spiritual factors have as great an impact on our happiness as +material conditions. Perhaps people in modern a uent +societies su er greatly from alienation and meaninglessness +despite their prosperity. And perhaps our less well-to-do +ancestors found much contentment in community, religion +and a bond with nature. + +In recent decades, psychologists and biologists have taken +up the challenge of studying scienti cally what really makes +people happy. Is it money, family, genetics or perhaps +virtue? The rst step is to de ne what is to be measured. The +generally accepted de nition of happiness is 'subjective well- +being'. Happiness, according to this view, is something I feel +inside myself, a sense of either immediate pleasure or long¬ +term contentment with the way my life is going. If it's +something felt inside, how can it be measured from outside? +Presumably, we can do so by asking people to tell us how +they feel. So psychologists or biologists who want to assess +how happy people feel give them questionnaires to II out +and tally the results. + +A typical subjective well-being questionnaire asks +interviewees to grade on a scale of zero to ten their +agreement with statements such as 'I feel pleased with the +way I am', 'I feel that life is very rewarding', 'I am optimistic +about the future' + +and 'Life is good'. The researcher then adds up all the +answers and calculates the interviewee's general level of +subjective well-being. + +Such questionnaires are used in order to correlate happiness +with various objective factors. One study might compare a +thousand people who earn $100,000 + + + +a year with a thousand people who earn $50,000. If the +study discovers that the rst group has an average subjective +well-being level of 8.7, while the latter has an average of +only 7.3, the researcher may reasonably conclude that there +is a positive correlation between wealth and subjective well¬ +being. To put it in simple English, money brings happiness. +The same method can be used to examine whether people +living in democracies are happier than people living in + +dictatorships, and whether married people are happier than +singles, divorcees or widowers. + +This provides a grounding for historians, who can examine +wealth, political freedom and divorce rates in the past. If +people are happier in democracies and married people are +happier than divorcees, a historian has a basis for arguing +that the democratisation process of the last few decades +contributed to the happiness of humankind, whereas the +growing rates of divorce indicate an opposite trend. + +This way of thinking is not awless, but before pointing out +some of the holes, it is worth considering the findings. + +One interesting conclusion is that money does indeed bring +happiness. But only up to a point, and beyond that point it +has little signi cance. For people stuck at the bottom of the +economic ladder, more money means greater happiness. If +you are an American single mother earning $12,000 a year +cleaning houses and you suddenly win $500,000 in the +lottery, you will probably experience a signi cant and long¬ +term surge in your subjective well-being. You'll be able to +feed and clothe your children without sinking further into +debt. However, if you're a top executive earning $250,000 a +year and you win $1 million in the lottery, or your company +board suddenly decides to double your salary, your surge is +likely to last only a few weeks. According to the empirical + + + +ndings, it's almost certainly not going to make a big di +erence to the way you feel over the long run. You'll buy a +snazzier car, move into a palatial home, get used to drinking +Chateau Petrus instead of California Cabernet, but it'll soon +all seem routine and unexceptional. + +Another interesting nding is that illness decreases happiness +in the short term, but is a source of long-term distress only if +a person's condition is constantly deteriorating or if the +disease involves ongoing and debilitating pain. People who +are diagnosed with chronic illness such as diabetes are +usually depressed for a while, but if the illness does not get +worse they adjust to their new condition and rate their +happiness as highly as healthy people do. Imagine that Lucy +and Luke are middle-class twins, who agree to take part in a +subjective well-being study. On the way back from the +psychology laboratory, Lucy's car is hit by a bus, leaving +Lucy with a number of broken bones and a permanently +lame leg. Just as the rescue crew is cutting her out of the +wreckage, the phone rings and Luke shouts that he has won +the lottery's $10,000,000 jackpot. Two years later she'll be +limping and he'll be a lot richer, but when the psychologist +comes around for a follow-up study, they are both likely to +give the same answers they did on the morning of that +fateful day. + +Family and community seem to have more impact on our +happiness than money + +and health. People with strong families who live in tight-knit +and supportive communities are signi cantly happier than +people whose families are dysfunctional and who have never +found (or never sought) a community to be + +part of. Marriage is particularly important. Repeated studies +have found that there is a very close correlation between + + + +good marriages and high subjective well-being, and +between bad marriages and misery. This holds true +irrespective of economic or even physical conditions. An +impecunious invalid surrounded by a loving spouse, a +devoted family and a warm community may well feel better +than an alienated billionaire, provided that the invalid's +poverty is not too severe and that his illness is not +degenerative or painful. + +This raises the possibility that the immense improvement in +material conditions over the last two centuries was o set by +the collapse of the family and the community. If so, the +average person might well be no happier today than in +1800. Even the freedom we value so highly may be working +against us. We can choose our spouses, friends and +neighbours, but they can choose to leave us. With the +individual wielding unprecedented power to decide her own +path in life, we nd it ever harder to make commitments. We +thus live in an increasingly lonely world of unravelling +communities and families. + +But the most important nding of all is that happiness does +not really depend on objective conditions of either wealth, +health or even community. Rather, it depends on the +correlation between objective conditions and subjective +expectations. If you want a bullock-cart and get a bullock- +cart, you are content. If you want a brand-new Ferrari and +get only a second-hand Fiat you feel deprived. + +This is why winning the lottery has, over time, the same +impact on people's happiness as a debilitating car accident. +When things improve, expectations balloon, and +consequently even dramatic improvements in objective +conditions can leave us dissatis ed. When things deteriorate, +expectations shrink, and consequently even a severe illness +might leave you pretty much as happy as you were before. + + + +You might say that we didn't need a bunch of psychologists +and their questionnaires to discover this. Prophets, poets +and philosophers realised thousands of years ago that being +satis ed with what you already have is far more important +than getting more of what you want. Still, it's nice when +modern research - bolstered by lots of numbers and charts - +reaches the same conclusions the ancients did. + +The crucial importance of human expectations has far- +reaching implications for understanding the history of +happiness. If happiness depended only on objective +conditions such as wealth, health and social relations, it +would have been relatively easy to investigate its history. +The nding that it depends on subjective expectations makes +the task of historians far harder. We moderns have an +arsenal of tranquillisers and painkillers at our disposal, but +our expectations of ease and pleasure, and our intolerance +of inconvenience and discomfort, have increased to + +such an extent that we may well su erfrom pain more than +our ancestors ever did.It's hard to accept this line of +thinking. The problem is a fallacy of reasoning embedded +deep in our psyches. When we try to guess or imagine how +happy other people are now, or how people in the past were, +we inevitably imagine ourselves in their shoes. But that +won't work because it pastes our expectations on to the +material conditions of others. In modern a uent societies it is +customary to take a shower and change your clothes every +day. Medieval peasants went without washing for months on +end, and hardly ever changed their clothes. The very +thought of living like that, Ithy and reeking to the bone, is +abhorrent to us. Yet medieval peasants seem not to have +minded. They were used to the feel and smell of a long- +unlaundered shirt. It's not that they wanted a change of +clothes but couldn't get it - they had what they wanted. So, +at least as far as clothing goes, they were content. + + + +That's not so surprising, when you think of it. After all, our +chimpanzee cousins seldom wash and never change their +clothes. Nor are we disgusted by the fact that our pet dogs +and cats don't shower or change their coats daily. We pat, +hug and kiss them all the same. Small children in a uent +societies often dislike showering, and it takes them years of +education and parental discipline to adopt this supposedly +attractive custom. It is all a matter of expectations. + +If happiness is determined by expectations, then two pillars +of our society - + +mass media and the advertising industry - may unwittingly +be depleting the globe's reservoirs of contentment. If you +were an eighteen-year-old youth in a small village 5,000 +years ago you'd probably think you were good-looking +because there were only fty other men in your village and +most of them were either old, scarred and wrinkled, or still +little kids. But if you are a teenager today you are a lot more +likely to feel inadequate. Even if the other guys at school are +an ugly lot, you don't measure yourself against them but +against the movie stars, athletes and supermodels you see +all day on television, Facebook and giant billboards. + +So maybe Third World discontent is fomented not merely by +poverty, disease, corruption and political oppression but also +by mere exposure to First World standards. The average +Egyptian was far less likely to die from starvation, plague or +violence under Hosni Mubarak than under Ramses II or +Cleopatra. Never had the material condition of most +Egyptians been so good. You'd think they would have been +dancing in the streets in 2011, thanking Allah for their good +fortune. + +Instead they rose up furiously to overthrow Mubarak. They +weren't comparing themselves to their ancestors under the + + + +pharaohs, but rather to their contemporaries in Obama's +America. + + +If that's the case, even immortality might lead to discontent. +Suppose science comes up with cures for all diseases, e +ective anti-ageing therapies and + + + +regenerative treatments that keep people inde nitely young. +In all likelihood, the immediate result will be an +unprecedented epidemic of anger and anxiety. + +Those unable to a ord the new miracle treatments - the vast +majority of people + +- will be beside themselves with rage. Throughout history, +the poor and oppressed comforted themselves with the +thought that at least death is even-handed - that the rich +and powerful will also die. The poor will not be comfortable +with the thought that they have to die, while the rich will +remain young and beautiful for ever. + + + + +45. In previous eras the standard of beauty was set +by the handful of people who lived next door to you. + +Today the media and the fashion industry expose us +to a totally unrealistic standard of beauty. They +search out the most gorgeous people on the planet, +and then parade them constantly before our eyes. + +No wonder we are far less happy with the way we +look. + +But the tiny minority able to a ord the new treatments will +not be euphoric either. They will have much to be anxious +about. Although the new therapies could extend life and +youth, they cannot revive corpses. How dreadful to think +that I and my loved ones can live for ever, but only if we +don't get hit by a truck or blown to smithereens by a +terrorist! Potentially a-mortal people are likely to grow +averse to taking even the slightest risk, and the agony of +losing a spouse, child or close friend will be unbearable. + +Chemical Happiness + +Social scientists distribute subjective well-being +questionnaires and correlate the results with socio-economic +factors such as wealth and political freedom. Biologists use +the same questionnaires, but correlate the answers people +give them with biochemical and genetic factors. Their +findings are shocking. + +Biologists hold that our mental and emotional world is +governed by biochemical mechanisms shaped by millions of +years of evolution. Like all other mental states, our +subjective well-being is not determined by external +parameters such as salary, social relations or political rights. +Rather, it is determined by a complex system of nerves, + + + +neurons, synapses and various biochemical substances such +as serotonin, dopamine and oxytocin. + +Nobody is ever made happy by winning the lottery, buying a +house, getting a promotion or even nding true love. People +are made happy by one thing and one thing only - pleasant +sensations in their bodies. A person who just won the lottery +or found new love and jumps from joy is not really reacting +to the money or the lover. She is reacting to various +hormones coursing through her bloodstream, and to the +storm of electric signals ashing between di erent parts of her +brain. + +Unfortunately for all hopes of creating heaven on earth, our +internal biochemical system seems to be programmed to +keep happiness levels relatively constant. There's no natural +selection for happiness as such - a happy hermit's genetic +line will go extinct as the genes of a pair of anxious parents +get carried on to the next generation. Happiness and misery +play a role in evolution only to the extent that they +encourage or discourage survival and reproduction. Perhaps +it's not surprising, then, that evolution has moulded us to be +neither too miserable nor too happy. It enables us to enjoy a +momentary rush of pleasant sensations, but these never last +for ever. Sooner or later they subside and give place to +unpleasant sensations. + +For example, evolution provided pleasant feelings as +rewards to males who spread their genes by having sex with +fertile females. If sex were not accompanied by such +pleasure, few males would bother. At the same time, +evolution made sure that these pleasant feelings quickly +subsided. If orgasms were to last for ever, the very happy +males would die of hunger for lack of interest in food, and +would not take the trouble to look for additional fertile +females. + + + +Some scholars compare human biochemistry to an air- +conditioning system that keeps the temperature constant, +come heatwave or snowstorm. Events might momentarily +change the temperature, but the air-conditioning system +always returns the temperature to the same set point. + +Some air-conditioning systems are set at twenty- ve degrees +Celsius. Others are + +set at twenty degrees. Human happiness conditioning +systems also di erfrom person to person. On a scale from +one to ten, some people are born with a cheerful +biochemical system that allows their mood to swing between +levels six and ten, stabilising with time at eight. Such a +person is quite happy even if she lives in an alienating big +city, loses all her money in a stock-exchange crash and is +diagnosed with diabetes. Other people are cursed with a +gloomy biochemistry that swings between three and seven +and stabilises at ve. Such an unhappy person remains +depressed even if she enjoys the support of a tight-knit +community, wins millions in the lottery and is as healthy as +an Olympic athlete. Indeed, even if our gloomy friend wins +$50,000,000 in the morning, discovers the cure for both +AIDS + +and cancer by noon, makes peace between Israelis and +Palestinians that afternoon, and then in the evening reunites +with her long-lost child who disappeared years ago - she +would still be incapable of experiencing anything beyond +level seven happiness. Her brain is simply not built for +exhilaration, come what may. + +Think for a moment of your family and friends. You know +some people who remain relatively joyful, no matter what +befalls them. And then there are those who are always +disgruntled, no matter what gifts the world lays at their feet. + + + +We tend to believe that if we could just change our +workplace, get married, nish writing that novel, buy a new +car or repay the mortgage, we would be on top of the world. +Yet when we get what we desire we don't seem to be any +happier. + +Buying cars and writing novels do not change our +biochemistry. They can startle it for a fleeting moment, but it +is soon back to its set point. + +How can this be squared with the above-mentioned +psychological and sociological ndings that, for example, +married people are happier on average than singles? + +First, these ndings are correlations - the direction of +causation may be the opposite of what some researchers +have assumed. It is true that married people are happier +than singles and divorcees, but that does not necessarily +mean that marriage produces happiness. It could be that +happiness causes marriage. Or more correctly, that +serotonin, dopamine and oxytocin bring about and maintain +a marriage. People who are born with a cheerful +biochemistry are generally happy and content. Such people +are more attractive spouses, and consequently they have a +greater chance of getting married. They are also less likely +to divorce, because it is far easier to live with a happy and +content spouse than with a depressed and dissatis ed one. +Consequently, it's true that married people are happier on +average than singles, but a single woman prone to gloom +because of her biochemistry would not necessarily become +happier if she were to hook up with a husband. + +In addition, most biologists are not fanatics. They maintain +that happiness is + + + +determined mainly by biochemistry, but they agree that +psychological and sociological factors also have their place. +Our mental air-conditioning system has some freedom of +movement within predetermined borders. It is almost +impossible to exceed the upper and lower emotional +boundaries, but marriage and divorce can have an impact in +the area between the two. Somebody born with an average +of level ve happiness would never dance wildly in the +streets. But a good marriage should enable her to enjoy +level seven from time to time, and to avoid the despondency +of level three. + +If we accept the biological approach to happiness, then +history turns out to be of minor importance, since most +historical events have had no impact on our biochemistry. +History can change the external stimuli that cause serotonin +to be secreted, yet it does not change the resulting +serotonin levels, and hence it cannot make people happier. + +Compare a medieval French peasant to a modern Parisian +banker. The peasant + +lived in an unheated mud hut overlooking the local pigsty, +while the banker goes home to a splendid penthouse with all +the latest technological gadgets and a view to the Champs- +Elysees. Intuitively, we would expect the banker to be much +happier than the peasant. However, mud huts, penthouses +and the Champs-Elysees don't really determine our mood. +Serotonin does. When the medieval peasant completed the +construction of his mud hut, his brain neurons secreted +serotonin, bringing it up to level X. When in 2014 the banker +made the last payment on his wonderful penthouse, brain +neurons secreted a similar amount of serotonin, bringing it +up to a similar level X. It makes no di erence to the brain +that the penthouse is far more comfortable than the mud +hut. The only thing that matters is that at present the level + + + +of serotonin is X. Consequently the banker would not be one +iota happier than his great-great-great-grandfather, the poor +medieval peasant. + +This is true not only of private lives, but also of great +collective events. Take, for example, the French Revolution. +The revolutionaries were busy: they executed the king, gave +lands to the peasants, declared the rights of man, abolished +noble privileges and waged war against the whole of Europe. +Yet none of that changed French biochemistry. + +Consequently, despite all the political, social, ideological +and economic upheavals brought about by the revolution, +its impact on French happiness was small. Those who won a +cheerful biochemistry in the genetic lottery were just as +happy before the revolution as after. Those with a gloomy +biochemistry complained about Robespierre and Napoleon +with the same bitterness with which they earlier complained +about Louis XVI and Marie Antoinette. + +If so, what good was the French Revolution? If people did not +become any happier, then what was the point of all that +chaos, fear, blood and war? Biologists + +would never have stormed the Bastille. People think that +this political revolution or that social reform will make them +happy, but their biochemistry tricks them time and again. + +There is only one historical development that has real +significance. Today, when we nally realise that the keys to +happiness are in the hands of our biochemical system, we +can stop wasting our time on politics and social reforms, +putsches and ideologies, and focus instead on the only thing +that can make us truly happy: manipulating our +biochemistry. If we invest billions in understanding our brain +chemistry and developing appropriate treatments, we can +make people far happier than ever before, without any need + + + +of revolutions. Prozac, for example, does not change +regimes, but by raising serotonin levels it lifts people out of +their depression. + +Nothing captures the biological argument better than the +famous New Age slogan: 'Happiness Begins Within.' Money, +social status, plastic surgery, beautiful houses, powerful +positions - none of these will bring you happiness. Lasting +happiness comes only from serotonin, dopamine and +oxytocin. 1 + +In Aldous Huxley's dystopian novel Brave New World, +published in 1932 at the height of the Great Depression, +happiness is the supreme value and psychiatric drugs +replace the police and the ballot as the foundation of +politics. Each day, each person takes a dose of 'soma', a +synthetic drug which makes people happy without harming +their productivity and e ciency. The World State that governs +the entire globe is never threatened by wars, revolutions, +strikes or demonstrations, because all people are supremely +content with their current conditions, whatever they may be. +Huxley's vision of the future is far more troubling than +George Orwell's Nineteen Eighty-Four. Huxley's world seems +monstrous to most readers, but it is hard to explain why. +Everybody is happy all the time - what could be wrong with +that? + +The Meaning of Life + +Huxley's disconcerting world is based on the biological +assumption that happiness equals pleasure. To be happy is +no more and no less than experiencing pleasant bodily +sensations. Since our biochemistry limits the volume and +duration of these sensations, the only way to make people +experience a high level of happiness over an extended +period of time is to manipulate their biochemical system. + + +But that de nition of happiness is contested by some +scholars. In a famous study, Daniel Kahneman, winner of the +Nobel Prize in economics, asked people to recount a typical +work day, going through it episode by episode and +evaluating + +how much they enjoyed or disliked each moment. He +discovered what seems to be a paradox in most people's +view of their lives. Take the work involved in raising a child. +Kahneman found that when counting moments of joy and +moments of drudgery, bringing up a child turns out to be a +rather unpleasant a air. It consists largely of changing +nappies, washing dishes and dealing with temper tantrums, +which nobody likes to do. Yet most parents declare that their +children are their chief source of happiness. Does it mean +that people don't really know what's good for them? + +That's one option. Another is that the findings demonstrate +that happiness is not the surplus of pleasant over +unpleasant moments. Rather, happiness consists in seeing +one's life in its entirety as meaningful and worthwhile. There +is an important cognitive and ethical component to +happiness. Our values make all the di erence to whether we +see ourselves as 'miserable slaves to a baby dictator' or as +'lovingly nurturing a new life'. 2_As Nietzsche put it, if you +have a why to live, you can bear almost any how. A +meaningful life can be extremely satisfying even in the +midst of hardship, whereas a meaningless life is a terrible +ordeal no matter how comfortable it is. + +Though people in all cultures and eras have felt the same +type of pleasures and pains, the meaning they have +ascribed to their experiences has probably varied widely. If +so, the history of happiness might have been far more +turbulent than biologists imagine. It's a conclusion that does +not necessarily favour modernity. + + +Assessing life minute by minute, medieval people certainly +had it rough. However, if they believed the promise of +everlasting bliss in the afterlife, they may well have viewed +their lives as far more meaningful and worthwhile than +modern secular people, who in the long term can expect +nothing but complete and meaningless oblivion. Asked 'Are +you satis ed with your life as a whole?', people in the Middle +Ages might have scored quite highly in a subjective well¬ +being questionnaire. + +So our medieval ancestors were happy because they found +meaning to life in collective delusions about the afterlife? +Yes. As long as nobody punctured their fantasies, why +shouldn't they? As far as we can tell, from a purely scienti c +viewpoint, human life has absolutely no meaning. Humans +are the outcome of blind evolutionary processes that +operate without goal or purpose. Our actions are not part of +some divine cosmic plan, and if planet Earth were to blow up +tomorrow morning, the universe would probably keep going +about its business as usual. As far as we can tell at this +point, human subjectivity would not be missed. + +Hence any meaning that people ascribe to their lives is just +a delusion. The other-worldly meanings medieval people +found in their lives were no more deluded than the modern +humanist, nationalist and capitalist meanings modern +people nd. + +The scientist who says her life is meaningful because she +increases the store of + +human knowledge, the soldier who declares that his life is +meaningful because he ghts to defend his homeland, and +the entrepreneur who nds meaning in building a new +company are no less delusional than their medieval + + + +counterparts who found meaning in reading scriptures, +going on a crusade or building a new cathedral. + +So perhaps happiness is synchronising one's personal +delusions of meaning with the prevailing collective +delusions. As long as my personal narrative is in line with +the narratives of the people around me, I can convince +myself that my life is meaningful, and find happiness in that +conviction. + +This is quite a depressing conclusion. Does happiness really +depend on self-delusion? + +Know Thyself + +If happiness is based on feeling pleasant sensations, then in +order to be happier we need to re-engineer our biochemical +system. If happiness is based on feeling that life is +meaningful, then in order to be happier we need to delude +ourselves more effectively. Is there a third alternative? + +Both the above views share the assumption that happiness +is some sort of subjective feeling (of either pleasure or +meaning), and that in order to judge people's happiness, all +we need to do is ask them how they feel. To many of us, that +seems logical because the dominant religion of our age is +liberalism. + +Liberalism sancti es the subjective feelings of individuals. It +views these feelings as the supreme source of authority. +What is good and what is bad, what is beautiful and what is +ugly, what ought to be and what ought not to be, are all +determined by what each one of us feels. + +Liberal politics is based on the idea that the voters know +best, and there is no need for Big Brother to tell us what is +good for us. Liberal economics is based on the idea that the + + + +customer is always right. Liberal art declares that beauty is +in the eye of the beholder. Students in liberal schools and +universities are taught to think for themselves. Commercials +urge us to 'Just do it!' Action Ims, stage dramas, soap operas, +novels and catchy pop songs indoctrinate us constantly: 'Be +true to yourself, 'Listen to yourself, 'Follow your heart'. +Jean-Jacques Rousseau stated this view most classically: +'What I feel to be good - is good. What I feel to be bad - + +is bad.' + +People who have been raised from infancy on a diet of such +slogans are prone to believe that happiness is a subjective +feeling and that each individual best knows whether she is +happy or miserable. Yet this view is unique to liberalism. + +Most religions and ideologies throughout history stated that +there are objective yardsticks for goodness and beauty, and +for how things ought to be. They were suspicious of the +feelings and preferences of the ordinary person. At the +entrance of the temple of Apollo at Delphi, pilgrims were +greeted by the inscription: 'Know thyself!' The implication +was that the average person is ignorant of his true self, and +is therefore likely to be ignorant of true happiness. Freud +would probably concur. * + +And so would Christian theologians. St Paul and St +Augustine knew perfectly well that if you asked people +about it, most of them would prefer to have sex than pray to +God. Does that prove that having sex is the key to +happiness? Not according to Paul and Augustine. It proves +only that humankind is sinful by nature, and that people are +easily seduced by Satan. From a Christian viewpoint, the +vast majority of people are in more or less the same +situation as heroin addicts. Imagine that a psychologist +embarks on a study of happiness among drug users. He polls + + +them and nds that they declare, every single one of them, +that they are only happy when they shoot up. Would the +psychologist publish a paper declaring that heroin is the key +to happiness? + +The idea that feelings are not to be trusted is not restricted +to Christianity. At least when it comes to the value of +feelings, even Darwin and Dawkins might nd common +ground with St Paul and St Augustine. According to the sel +sh gene theory, natural selection makes people, like other +organisms, choose what is good for the reproduction of their +genes, even if it is bad for them as individuals. Most males +spend their lives toiling, worrying, competing and ghting, +instead of enjoying peaceful bliss, because their DNA +manipulates them for its own sel sh aims. Like Satan, DNA +uses eeting pleasures to tempt people and place them in its +power. + +Most religions and philosophies have consequently taken a +very di erent approach to happiness than liberalism does. 3 +The Buddhist position is particularly interesting. Buddhism +has assigned the question of happiness more importance +than perhaps any other human creed. For 2,500 years, +Buddhists have systematically studied the essence and +causes of happiness, which is why there is a growing interest +among the scienti c community both in their philosophy and +their meditation practices. + +Buddhism shares the basic insight of the biological approach +to happiness, namely that happiness results from processes +occurring within one's body, and not from events in the +outside world. However, starting from the same insight, +Buddhism reaches very different conclusions. + +According to Buddhism, most people identify happiness with +pleasant feelings, while identifying su ering with unpleasant + + +feelings. People consequently ascribe immense importance +to what they feel, craving to experience more and more + +pleasures, while avoiding pain. Whatever we do throughout +our lives, whether scratching our leg, dgeting slightly in the +chair, or ghting world wars, we are just trying to get pleasant +feelings. + +The problem, according to Buddhism, is that our feelings are +no more than eeting vibrations, changing every moment, +like the ocean waves. If ve minutes ago I felt joyful and +purposeful, now these feelings are gone, and I might well +feel sad and dejected. So if I want to experience pleasant +feelings, I have to constantly chase them, while driving +away the unpleasant feelings. Even if I succeed, I +immediately have to start all over again, without ever +getting any lasting reward for my troubles. + +What is so important about obtaining such ephemeral +prizes? Why struggle so hard to achieve something that +disappears almost as soon as it arises? According to +Buddhism, the root of su ering is neither the feeling of pain +nor of sadness nor even of meaninglessness. Rather, the real +root of su ering is this never-ending and pointless pursuit of +ephemeral feelings, which causes us to be in a constant +state of tension, restlessness and dissatisfaction. Due to this +pursuit, the mind is never satis ed. Even when experiencing +pleasure, it is not content, because it fears this feeling might +soon disappear, and craves that this feeling should stay and +intensify. + +People are liberated from su ering not when they experience +this or that eeting pleasure, but rather when they +understand the impermanent nature of all their feelings, and +stop craving them. This is the aim of Buddhist meditation +practices. In meditation, you are supposed to closely + + + +observe your mind and body, witness the ceaseless arising +and passing of all your feelings, and realise how pointless it +is to pursue them. When the pursuit stops, the mind +becomes very relaxed, clear and satis ed. All kinds of +feelings go on arising and passing - joy, anger, boredom, +lust - but once you stop craving particular feelings, you can +just accept them for what they are. You live in the present +moment instead of fantasising about what might have been. + +The resulting serenity is so profound that those who spend +their lives in the frenzied pursuit of pleasant feelings can +hardly imagine it. It is like a man standing for decades on +the seashore, embracing certain 'good' waves and trying to +prevent them from disintegrating, while simultaneously +pushing back 'bad' + +waves to prevent them from getting near him. Day in, day +out, the man stands on the beach, driving himself crazy with +this fruitless exercise. Eventually, he sits down on the sand +and just allows the waves to come and go as they please. +How peaceful! + +This idea is so alien to modern liberal culture that when +Western New Age movements encountered Buddhist +insights, they translated them into liberal terms, thereby +turning them on their head. New Age cults frequently argue: +'Happiness + +does not depend on external conditions. It depends only on +what we feel inside. + +People should stop pursuing external achievements such as +wealth and status, and connect instead with their inner +feelings.' Or more succinctly, 'Happiness Begins Within.' + +This is exactly what biologists argue, but more or less the +opposite of what Buddha said. + + + +Buddha agreed with modern biology and New Age +movements that happiness is + +independent of external conditions. Yet his more important +and far more profound insight was that true happiness is +also independent of our inner feelings. + +Indeed, the more signi cance we give our feelings, the more +we crave them, and the more we su er. Buddha's +recommendation was to stop not only the pursuit of external +achievements, but also the pursuit of inner feelings. + +To sum up, subjective well-being questionnaires identify our +well-being with our subjective feelings, and identify the +pursuit of happiness with the pursuit of particular emotional +states. In contrast, for many traditional philosophies and +religions, such as Buddhism, the key to happiness is to know +the truth about yourself - to understand who, or what, you +really are. Most people wrongly identify themselves with +their feelings, thoughts, likes and dislikes. When they feel +anger, they think, 'I am angry. This is my anger.' They +consequently spend their life avoiding some kinds of +feelings and pursuing others. They never realise that they +are not their feelings, and that the relentless pursuit of +particular feelings just traps them in misery. + +If this is so, then our entire understanding of the history of +happiness might be misguided. Maybe it isn't so important +whether people's expectations are ful lied and whether they +enjoy pleasant feelings. The main question is whether +people know the truth about themselves. What evidence do +we have that people today understand this truth any better +than ancient foragers or medieval peasants? + +Scholars began to study the history of happiness only a few +years ago, and we are still formulating initial hypotheses + + + +and searching for appropriate research methods. It's much +too early to adopt rigid conclusions and end a debate that's +hardly yet begun. What is important is to get to know as +many di erent approaches as possible and to ask the right +questions. + +Most history books focus on the ideas of great thinkers, the +bravery of warriors, the charity of saints and the creativity of +artists. They have much to tell about the weaving and +unravelling of social structures, about the rise and fall of +empires, about the discovery and spread of technologies. Yet +they say nothing about how all this in uenced the happiness +and su ering of individuals. This is the biggest lacuna in our +understanding of history. We had better start filling it. + +^Paradoxical y, while psychological studies of subjective wel +-being rely on people's ability to diagnose their + +happiness correctly, the basic raison d'etre of +psychotherapy is that people don't real y know themselves +and that they sometimes need professional help to free +themselves of self-destructive behaviours. + +20 + +The End of Homo Sapiens + +THIS BOOK BEGAN BY PRESENTING HISTORY as the next +stage in the continuum + +of physics to chemistry to biology. Sapiens are subject to the +same physical forces, chemical reactions and natural- +selection processes that govern all living beings. + +Natural selection may have provided Homo sapiens with a +much larger playing eld than it has given to any other +organism, but the eld has still had its boundaries. The + + +implication has been that, no matter what their e orts and +achievements, Sapiens are incapable of breaking free of +their biologically determined limits. + +But at the dawn of the twenty- rst century, this is no longer +true: Homo sapiens is transcending those limits. It is now +beginning to break the laws of natural selection, replacing +them with the laws of intelligent design. + +For close to 4 billion years, every single organism on the +planet evolved subject to natural selection. Not even one +was designed by an intelligent creator. The gira e, for +example, got its long neck thanks to competition between +archaic gira es rather than to the whims of a super- +intelligent being. Proto-gira es who had longer necks had +access to more food and consequently produced more o +spring than did those with shorter necks. Nobody, certainly +not the gira es, said, 'A long neck would enable gira es to +munch leaves o the treetops. Let's extend it.' The beauty of +Darwin's theory is that it does not need to assume an +intelligent designer to explain how giraffes ended up with +long necks. + +For billions of years, intelligent design was not even an +option, because there was no intelligence which could +design things. Microorganisms, which until quite recently +were the only living things around, are capable of amazing +feats. A microorganism belonging to one species can +incorporate genetic codes from a completely di erent species +into its cell and thereby gain new capabilities, such as +resistance to antibiotics. Yet, as best we know, +microorganisms have no consciousness, no aims in life, and +no ability to plan ahead. + +At some stage organisms such as gira es, dolphins, +chimpanzees and Neanderthals evolved consciousness and + + + +the ability to plan ahead. But even if a Neanderthal +fantasised about fowls so fat and slow-moving that he could +just scoop them up whenever he was hungry, he had no way +of turning that fantasy + +into reality. He had to hunt the birds that had been naturally +selected. + +The rst crack in the old regime appeared about 10,000 years +ago, during the Agricultural Revolution. Sapiens who +dreamed of fat, slow-moving chickens discovered that if they +mated the fattest hen with the slowest cock, some of their o +spring would be both fat and slow. If you mated those o +spring with each other, you could produce a line of fat, slow +birds. It was a race of chickens unknown to nature, produced +by the intelligent design not of a god but of a human. + +Still, compared to an all-powerful deity, Homo sapiens had +limited design skills. + +Sapiens could use selective breeding to detour around and +accelerate the natural-selection processes that normally a +ected chickens, but they could not introduce completely +new characteristics that were absent from the genetic pool +of wild chickens. In a way, the relationship between Homo +sapiens and chickens was similar to many other symbiotic +relationships that have so often arisen on their own in +nature. Sapiens exerted peculiar selective pressures on +chickens that caused the fat and slow ones to proliferate, +just as pollinating bees select owers, causing the bright +colourful ones to proliferate. + +Today, the 4-billion-year-old regime of natural selection is +facing a completely di erent challenge. In laboratories +throughout the world, scientists are engineering living +beings. They break the laws of natural selection with + + + +impunity, unbridled even by an organisms original +characteristics. Eduardo Kac, a Brazilian bio-artist, decided +in 2000 to create a new work of art: a uorescent green +rabbit. + +Kac contacted a French laboratory and o ered it a fee to +engineer a radiant bunny according to his speci cations. The +French scientists took a run-of-the-mill white rabbit embryo, +implanted in its DNA a gene taken from a green uorescent +jelly sh, and voila\ One green uorescent rabbit for le +monsieur. Kac named the rabbit Alba. + +It is impossible to explain the existence of Alba through the +laws of natural selection. She is the product of intelligent +design. She is also a harbinger of things to come. If the +potential Alba signi es is realised in full - and if humankind +doesn't annihilate itself meanwhile - the Scienti c +Revolution might prove itself far greater than a mere +historical revolution. It may turn out to be the most +important biological revolution since the appearance of life +on earth. After 4 + +billion years of natural selection, Alba stands at the dawn of +a new cosmic era, in which life will be ruled by intelligent +design. If this happens, the whole of human history up to +that point might, with hindsight, be reinterpreted as a +process of experimentation and apprenticeship that +revolutionised the game of life. Such a process should be +understood from a cosmic perspective of billions of years, +rather than from a human perspective of millennia. + +Biologists the world over are locked in battle with the +intelligent-design + +movement, which opposes the teaching of Darwinian +evolution in schools and claims that biological complexity + + + +proves there must be a creator who thought out all +biological details in advance. The biologists are right about +the past, but the proponents of intelligent design might, +ironically, be right about the future. + +At the time of writing, the replacement of natural selection +by intelligent design could happen in any of three ways: +through biological engineering, cyborg engineering (cyborgs +are beings that combine organic with non-organic parts) or +the engineering of inorganic life. + +Of Mice and Men + +Biological engineering is deliberate human intervention on +the biological level (e.g. implanting a gene) aimed at +modifying an organisms shape, capabilities, needs or +desires, in order to realize some preconceived cultural idea, +such as the artistic predilections of Eduardo Kac. + +There is nothing new about biological engineering, per se. +People have been using it for millennia in order to reshape +themselves and other organisms. A simple example is +castration. Humans have been castrating bulls for perhaps +10,000 years in order to create oxen. Oxen are less +aggressive, and are thus easier to train to pull ploughs. +Humans also castrated their own young males to create +soprano singers with enchanting voices and eunuchs who +could safely be entrusted with overseeing the sultans +harem. + +But recent advances in our understanding of how organisms +work, down to the cellular and nuclear levels, have opened +up previously unimaginable possibilities. + +For instance, we can today not merely castrate a man, but +also change his sex through surgical and hormonal +treatments. But that's not all. Consider the surprise, disgust + + + +and consternation that ensued when, in 1996, the following +photograph appeared in newspapers and on television: + + + +46. A mouse on whose back scientists grew an 'ear' +made of cattle cartilage cells. It is an eerie echo of +the lion-man statue from the Stadel Cave. Thirty +thousand years ago, humans were already +fantasising about combining different species. Today, +they can actually produce such chimeras. + +No, Photoshop was not involved. It's an untouched photo of +a real mouse on whose back scientists implanted cattle +cartilage cells. The scientists were able to control the growth +of the new tissue, shaping it in this case into something that +looks like a human ear. The process may soon enable +scientists to manufacture artificial ears, which could then be +implanted in humans. 1 + +Even more remarkable wonders can be performed with +genetic engineering, which is why it raises a host of ethical, +political and ideological issues. And it's not just pious +monotheists who object that man should not usurp God's + + + +role. Many con rmed atheists are no less shocked by the idea +that scientists are stepping into nature's shoes. Animal- +rights activists decry the su ering caused to lab animals in +genetic engineering experiments, and to the farmyard +animals that are engineered in complete disregard of their +needs and desires. Human-rights activists are afraid that +genetic engineering might be used to create supermen who +will make serfs of the rest of us. Jeremiahs o er apocalyptic +visions of bio-dictatorships that will clone fearless soldiers +and obedient workers. The prevailing feeling is that too +many opportunities are opening too quickly and that our +ability to modify genes is outpacing our capacity for making +wise and far-sighted use of the skill. + +The result is that we're at present using only a fraction of the +potential of genetic engineering. Most of the organisms now +being engineered are those with the weakest political +lobbies - plants, fungi, bacteria and insects. For example, +lines of E. coli, a bacterium that lives symbiotically in the +human gut (and which makes headlines when it gets out of +the gut and causes deadly infections), have + +been genetically engineered to produce biofuel. 2_E. coli and +several species of fungi have also been engineered to +produce insulin, thereby lowering the cost of diabetes +treatment. 3_A gene extracted from an Arctic sh has been +inserted into potatoes, making the plants more frost- +resistant. 4 + +A few mammals have also been subject to genetic +engineering. Every year the dairy industry su ers billions of +dollars in damages due to mastitis, a disease that strikes +dairy-cow udders. Scientists are currently experimenting +with genetically engineered cows whose milk contains +lysostaphin, a biochemical that attacks the bacteria +responsible for the disease. 5 The pork industry, which has + + +su ered from falling sales because consumers are wary of the +unhealthy fats in ham and bacon, has hopes for a still- +experimental line of pigs implanted with genetic material +from a worm. The new genes cause the pigs to turn bad +omega 6 fatty acid into its healthy cousin, omega 3. 6 + +The next generation of genetic engineering will make pigs +with good fat look like child's play. Geneticists have +managed not merely to extend sixfold the average life +expectancy of worms, but also to engineer genius mice that +display much-improved memory and learning skills. 7_Voles +are small, stout rodents resembling mice, and most varieties +of voles are promiscuous. But there is one species in which +boy and girl voles form lasting and monogamous +relationships. + +Geneticists claim to have isolated the genes responsible for +vole monogamy. If the addition of a gene can turn a vole +Don Juan into a loyal and loving husband, are we far o from +being able to genetically engineer not only the individual +abilities of rodents (and humans), but also their social +structures? 8 + +The Return of the Neanderthals + +But geneticists do not only want to transform living lineages. +They aim to revive extinct creatures as well. And not just +dinosaurs, as in Jurassic Park. A team of Russian, Japanese +and Korean scientists has recently mapped the genome of +ancient mammoths, found frozen in the Siberian ice. They +now plan to take a fertilised egg-cell of a present-day +elephant, replace the elephantine DNA with a reconstructed +mammoth DNA, and implant the egg in the womb of an +elephant. + + +After about twenty-two months, they expect the rst +mammoth in 5,000 years to be born. 9 + +But why stop at mammoths? Professor George Church of +Harvard University recently suggested that, with the +completion of the Neanderthal Genome Project, we can now +implant reconstructed Neanderthal DNA into a Sapiens +ovum, thus producing the rst Neanderthal child in 30,000 +years. Church claimed that he + +could do the job for a paltry $30 million. Several women +have already volunteered to serve as surrogate mothers. 10 + +What do we need Neanderthals for? Some argue that if we +could study live Neanderthals, we could answer some of the +most nagging questions about the origins and uniqueness of +Homo sapiens. By comparing a Neanderthal to a Homo +sapiens brain, and mapping out where their structures di er, +perhaps we could identify what biological change produced +consciousness as we experience it. + +There's an ethical reason, too - some have argued that if +Homo sapiens was responsible for the extinction of the +Neanderthals, it has a moral duty to resurrect them. And +having some Neanderthals around might be useful. Lots of +industrialists would be glad to pay one Neanderthal to do +the menial work of two Sapiens. + +But why stop even at Neanderthals? Why not go back to +God's drawing board + +and design a better Sapiens? The abilities, needs and +desires of Homo sapiens have a genetic basis, and the +Sapiens genome is no more complex than that of voles and +mice. (The mouse genome contains about 2.5 billion +nucleobases, the Sapiens genome about 2.9 billion bases - +meaning the latter is only 14 per cent larger.)ll + + +In the medium range - perhaps in a few decades - genetic +engineering and other forms of biological engineering might +enable us to make far-reaching alterations not only to our +physiology, immune system and life expectancy, but also to +our intellectual and emotional capacities. If genetic +engineering can create genius mice, why not genius +humans? If it can create monogamous voles, why not +humans hard-wired to remain faithful to their partners? + +The Cognitive Revolution that turned Homo sapiens from an +insigni cant ape into the master of the world did not require +any noticeable change in physiology or even in the size and +external shape of the Sapiens brain. It apparently involved +no more than a few small changes to internal brain +structure. Perhaps another small change would be enough to +ignite a Second Cognitive Revolution, create a completely +new type of consciousness, and transform Homo sapiens +into something altogether different. + +True, we still don't have the acumen to achieve this, but +there seems to be no insurmountable technical barrier +preventing us from producing superhumans. The main +obstacles are the ethical and political objections that have +slowed down research on humans. And no matter how +convincing the ethical arguments may be, it is hard to see +how they can hold back the next step for long, especially if +what is at stake is the possibility of prolonging human life +inde nitely, conquering incurable diseases, and upgrading +our cognitive and emotional abilities. + +What would happen, for example, if we developed a cure for +Alzheimer's disease that, as a side benefit, could +dramatically improve the memories of healthy people? + +Would anyone be able to halt the relevant research? And +when the cure is + + + +developed, could any law enforcement agency limit it to +Alzheimer's patients and prevent healthy people from using +it to acquire super-memories? + +It's unclear whether bioengineering could really resurrect +the Neanderthals, but it would very likely bring down the +curtain on Homo sapiens. Tinkering with our genes won't +necessarily kill us. But we might ddle with Homo sapiens to +such an extent that we would no longer be Homo sapiens. + +Bionic Life + +There is another new technology which could change the +laws of life: cyborg engineering. Cyborgs are beings which +combine organic and inorganic parts, such as a human with +bionic hands. In a sense, nearly all of us are bionic these +days, since our natural senses and functions are +supplemented by devices such as eyeglasses, pacemakers, +orthotics, and even computers and mobile phones (which +relieve our brains of some of their data storage and +processing burdens). We stand poised on the brink of +becoming true cyborgs, of having inorganic features that are +inseparable from our bodies, features that modify our +abilities, desires, personalities and identities. + +The Defense Advanced Research Projects Agency (DARPA), a +US military research agency, is developing cyborgs out of +insects. The idea is to implant electronic chips, detectors +and processors in the body of a y or cockroach, which will +enable either a human or an automatic operator to control +the insect's movements remotely and to absorb and transmit +information. Such a y could be sitting on the wall at enemy +headquarters, eavesdrop on the most secret conversations, +and if it isn't caught rst by a spider, could inform us exactly +what the enemy is planning. 12_ln 2006 the US Naval +Undersea Warfare Center reported its intention to develop + + +cyborg sharks, declaring, 'NUWC is developing a sh tag +whose goal is behaviour control of host animals via neural +implants.' The developers hope to identify underwater +electromagnetic elds made by submarines and mines, by +exploiting the natural magnetic detecting capabilities of +sharks, which are superior to those of any man-made +detectors. 13 + +Sapiens, too, are being turned into cyborgs. The newest +generation of hearing aids are sometimes referred to as +'bionic ears'. The device consists of an implant that absorbs +sound through a microphone located in the outer part of the +ear. The implant Iters the sounds, identi es human voices, +and translates them into electric signals that are sent +directly to the central auditory nerve and from there to the +brain. 14 + +Retina Implant, a government-sponsored German company, +is developing a + + + +retinal prosthesis that may allow blind people to gain partial +vision. It involves implanting a small microchip inside the + + + +patient's eye. Photocells absorb light falling on the eye and +transform it into electrical energy, which stimulates the +intact nerve cells in the retina. The nervous impulses from +these cells stimulate the brain, where they are translated +into sight. At present the technology allows patients to +orientate themselves in space, identify letters, and even +recognise faces. 15 + +Jesse Sullivan, an American electrician, lost both arms up to +the shoulder in a 2001 accident. Today he uses two bionic +arms, courtesy of the Rehabilitation Institute of Chicago. The +special feature of Jesse's new arms is that they are operated +by thought alone. Neural signals arriving from Jesse's brain +are translated by micro-computers into electrical commands, +and the arms move. + +When Jesse wants to raise his arm, he does what any normal +person unconsciously does - and the arm rises. These arms +can perform a much more limited range of movements than +organic arms, but they enable Jesse to carry out simple daily +functions. A similar bionic arm has recently been out tted for +Claudia Mitchell, an American soldier who lost her arm in a +motorcycle accident. Scientists believe that we will soon +have bionic arms that will not only move when willed to +move, but will also be able to transmit signals back to the +brain, thereby enabling amputees to regain even the +sensation of touch! 16 + +47. l esse Sullivan and Claudia Mitchell holding +hands. The amazing thing about their bionic arms is +that they are operated by thought. + +At present these bionic arms are a poor replacement for our +organic originals, but they have the potential for unlimited +development. Bionic arms, for example, + + + +can be made far more powerful than their organic kin, +making even a boxing champion feel like a weakling. +Moreover, bionic arms have the advantage that they can be +replaced every few years, or detached from the body and +operated at a distance. + +Scientists at Duke University in North Carolina have recently +demonstrated this with rhesus monkeys whose brains have +been implanted with electrodes. The electrodes gather +signals from the brain and transmit them to external +devices. + +The monkeys have been trained to control detached bionic +arms and legs through thought alone. One monkey, named +Aurora, learned to thought-control a detached bionic arm +while simultaneously moving her two organic arms. Like +some Hindu goddess, Aurora now has three arms, and her +arms can be located in di erent rooms - or even cities. She +can sit in her North Carolina lab, scratch her back with one +hand, scratch her head with a second hand, and +simultaneously steal a banana in New York (although the +ability to eat a purloined fruit at a distance remains a +dream). Another rhesus monkey, Idoya, won world fame in +2008 when she thought-controlled a pair of bionic legs in +Kyoto, Japan, from her North Carolina chair. The legs were +twenty times Idoya's weight. 17 + +Locked-in syndrome is a condition in which a person loses all +or nearly all her ability to move any part of her body, while +her cognitive abilities remain intact. + +Patients su ering from the syndrome have up till now been +able to communicate with the outside world only through +small eye movements. However, a few patients have had +brain-signal-gathering electrodes implanted in their brains. + + +E orts are being made to translate such signals not merely +into movements but also into words. If the experiments +succeed, locked-in patients could nally speak directly with +the outside world, and we might eventually be able to use +the technology to read other peoples minds. 18 + +Yet of all the projects currently under development, the most +revolutionary is the attempt to devise a direct two-way +brain-computer interface that will allow computers to read +the electrical signals of a human brain, simultaneously +transmitting signals that the brain can read in turn. What if +such interfaces are used to directly link a brain to the +Internet, or to directly link several brains to each other, +thereby creating a sort of Inter-brain-net? What might +happen to human memory, human consciousness and +human identity if the brain has direct access to a collective +memory bank? In such a situation, one cyborg could, for +example, retrieve the memories of another - not hear about +them, not read about them in an autobiography, not imagine +them, but directly remember them as if they were his own. + +Or her own. What happens to concepts such as the self and +gender identity when minds become collective? How could +you know thyself or follow your dream if the dream is not in +your mind but in some collective reservoir of aspirations? + +Such a cyborg would no longer be human, or even organic. It +would be something completely di erent. It would be so +fundamentally another kind of being that we cannot even +grasp the philosophical, psychological or political +implications. + +Another Life + +The third way to change the laws of life is to engineer +completely inorganic beings. The most obvious examples + + +are computer programs and computer viruses that can +undergo independent evolution. + +The eld of genetic programming is today one of the most +interesting spots in the computer science world. It tries to +emulate the methods of genetic evolution. + +Many programmers dream of creating a program that could +learn and evolve completely independently of its creator. In +this case, the programmer would be a primum mobile, a rst +mover, but his creation would be free to evolve in directions +neither its maker nor any other human could ever have +envisaged. + +A prototype for such a program already exists - it's called a +computer virus. As it spreads through the Internet, the virus +replicates itself millions upon millions of times, all the while +being chased by predatory antivirus programs and +competing with other viruses for a place in cyberspace. One +day when the virus replicates itself a mistake occurs - a +computerised mutation. Perhaps the mutation occurs +because the human engineer programmed the virus to make +occasional random replication mistakes. Perhaps the +mutation was due to a random error. If, by chance, the modi +ed virus is better at evading antivirus programs without +losing its ability to invade other computers, it will spread +through cyberspace. If so, the mutants will survive and +reproduce. As time goes by, cyberspace would be full of new +viruses that nobody engineered, and that undergo non- +organic evolution. + +Are these living creatures? It depends on what you mean by +'living creatures'. + +They have certainly been produced by a new evolutionary +process, completely independent of the laws and limitations + + + +of organic evolution. + +Imagine another possibility - suppose you could back up +your brain to a portable hard drive and then run it on your +laptop. Would your laptop be able to think and feel just like +a Sapiens? If so, would it be you or someone else? What if +computer programmers could create an entirely new but +digital mind, composed of computer code, complete with a +sense of self, consciousness and memory? If you ran the +program on your computer, would it be a person? If you +deleted it could you be charged with murder? + +We might soon have the answer to such questions. The +Human Brain Project, + +founded in 2005, hopes to recreate a complete human brain +inside a computer, with electronic circuits in the computer +emulating neural networks in the brain. + +The projects director has claimed that, if funded properly, +within a decade or two we could have an arti cial human +brain inside a computer that could talk and behave very +much as a human does. If successful, that would mean that +after 4 + +billion years of milling around inside the small world of +organic compounds, life will suddenly break out into the +vastness of the inorganic realm, ready to take up shapes +beyond our wildest dreams. Not all scholars agree that the +mind works in a manner analogous to today's digital +computers - and if it doesn't, present-day computers would +not be able to simulate it. Yet it would be foolish to +categorically dismiss the possibility before giving it a try. In +2013 the project received a grant of €1 billion from the +European Union. 19 + + +The Singularity + + +Presently, only a tiny fraction of these new opportunities +have been realised. Yet the world of 2014 is already a world +in which culture is releasing itself from the shackles of +biology. Our ability to engineer not merely the world around +us, but above all the world inside our bodies and minds, is +developing at breakneck speed. More and more spheres of +activity are being shaken out of their complacent ways. +Lawyers need to rethink issues of privacy and identity; +governments are faced with rethinking matters of health +care and equality; sports associations and educational +institutions need to rede ne fair play and achievement; +pension funds and labour markets should readjust to a world +in which sixty might be the new thirty. They must all deal +with the conundrums of bioengineering, cyborgs and +inorganic life. + +Mapping the rst human genome required fteen years and $3 +billion. Today + +you can map a person's DNA within a few weeks and at the +cost of a few hundred dollars. 20 The era of personalized +medicine - medicine that matches treatment to DNA - has +begun. The family doctor could soon tell you with greater +certainty that you face high risks of liver cancer, whereas +you needn't worry too much about heart attacks. She could +determine that a popular medication that helps 92 per cent +of people is useless to you, and you should instead take +another pill, fatal to many people but just right for you. The +road to near-perfect medicine stands before us. + +However, with improvements in medical knowledge will +come new ethical conundrums. Ethicists and legal experts +are already wrestling with the thorny issue of privacy as it +relates to DNA. Would insurance companies be entitled to +ask + + + +for our DNA scans and to raise premiums if they discover a +genetic tendency to reckless behaviour? Would we be +required to fax our DNA, rather than our CV, to potential +employers? Could an employer favour a candidate because +his DNA looks better? Or could we sue in such cases for +'genetic discrimination'? Could a company that develops a +new creature or a new organ register a patent on its DNA +sequences? It is obvious that one can own a particular +chicken, but can one own an entire species? + +Such dilemmas are dwarfed by the ethical, social and +political implications of the Gilgamesh Project and of our +potential new abilities to create superhumans. + +The Universal Declaration of Human Rights, government +medical programmes throughout the world, national health +insurance programmes and national constitutions worldwide +recognise that a humane society ought to give all its +members fair medical treatment and keep them in relatively +good health. That was all well and good as long as medicine +was chie y concerned with preventing illness and healing +the sick. What might happen once medicine becomes +preoccupied with enhancing human abilities? Would all +humans be entitled to such enhanced abilities, or would +there be a new superhuman elite? + +Our late modern world prides itself on recognising, for the +rst time in history, the basic equality of all humans, yet it +might be poised to create the most unequal of all societies. +Throughout history, the upper classes always claimed to be +smarter, stronger and generally better than the underclass. +They were usually deluding themselves. A baby born to a +poor peasant family was likely to be as intelligent as the +crown prince. With the help of new medical capabilities, the +pretensions of the upper classes might soon become an +objective reality. + + + +This is not science ction. Most science- ction plots describe a +world in which Sapiens - identical to us - enjoy superior +technology such as light-speed spaceships and laser guns. +The ethical and political dilemmas central to these plots are +taken from our own world, and they merely recreate our +emotional and social tensions against a futuristic backdrop. +Yet the real potential of future technologies is to change +Homo sapiens itself, including our emotions and desires, and +not merely our vehicles and weapons. What is a spaceship +compared to an eternally young cyborg who does not breed +and has no sexuality, who can share thoughts directly with +other beings, whose abilities to focus and remember are a +thousand times greater than our own, and who is never +angry or sad, but has emotions and desires that we cannot +begin to imagine? + +Science ction rarely describes such a future, because an +accurate description is by de nition incomprehensible. +Producing a Im about the life of some super-cyborg is akin to +producing Hamlet for an audience of Neanderthals. Indeed, +the future masters of the world will probably be more di +erent from us than we are from Neanderthals. Whereas we +and the Neanderthals are at least human, our + +inheritors will be godlike. + +Physicists de ne the Big Bang as a singularity. It is a point at +which all the known laws of nature did not exist. Time too +did not exist. It is thus meaningless to say that anything +existed 'before' the Big Bang. We may be fast approaching a +new singularity, when all the concepts that give meaning to +our world - me, you, men, women, love and hate - will +become irrelevant. Anything happening beyond that point is +meaningless to us. + + +The Frankenstein Prophecy + + + +In 1818 Mary Shelley published Frankenstein, the story of a +scientist who creates an arti cial being that goes out of +control and wreaks havoc. In the last two centuries, the +same story has been told over and over again in countless +versions. + +It has become a central pillar of our new scienti c mythology. +At rst sight, the Frankenstein story appears to warn us that if +we try to play God and engineer life we will be punished +severely. Yet the story has a deeper meaning. + +The Frankenstein myth confronts Homo sapiens with the fact +that the last days are fast approaching. Unless some nuclear +or ecological catastrophe intervenes, so goes the story, the +pace of technological development will soon lead to the +replacement of Homo sapiens by completely di erent beings +who possess not only di erent physiques, but also very di +erent cognitive and emotional worlds. This is something +most Sapiens nd extremely disconcerting. We like to believe +that in the future people just like us will travel from planet to +planet in fast spaceships. + +We don't like to contemplate the possibility that in the +future, beings with emotions and identities like ours will no +longer exist, and our place will be taken by alien life forms +whose abilities dwarf our own. + +We somehow nd comfort in the idea that Dr Frankenstein +created a terrible monster, whom we had to destroy in order +to save ourselves. We like to tell the story that way because +it implies that we are the best of all beings, that there never +was and never will be something better than us. Any +attempt to improve us will inevitably fail, because even if +our bodies might be improved, you cannot touch the human +spirit. + + + +We would have a hard time swallowing the fact that +scientists could engineer spirits as well as bodies, and that +future Dr Frankensteins could therefore create something +truly superior to us, something that will look at us as +condescendingly as we look at the Neanderthals. + +We cannot be certain whether today's Frankensteins will +indeed ful I this + +prophecy. The future is unknown, and it would be surprising +if the forecasts of the last few pages were realised in full. +History teaches us that what seems to be just around the +corner may never materialise due to unforeseen barriers, +and that other unimagined scenarios will in fact come to +pass. When the nuclear age erupted in the 1940S, many +forecasts were made about the future nuclear world of the +year 2000. When sputnik and Apol o 11 red the imagination +of the world, everyone began predicting that by the end of +the century, people would be living in space colonies on +Mars and Pluto. Few of these forecasts came true. On the +other hand, nobody foresaw the Internet. + +So don't go out just yet to buy liability insurance to +indemnify you against lawsuits led by digital beings. The +above fantasies - or nightmares - are just stimulants for your +imagination. What we should take seriously is the idea that +the next stage of history will include not only technological +and organisational transformations, but also fundamental +transformations in human consciousness and identity. And +these could be transformations so fundamental that they will +call the very term 'human' into question. How long do we +have? No one really knows. As already mentioned, some say +that by 2050 a few humans will already be a-mortal. Less +radical forecasts speak of the next century, or the next +millennium. Yet from the perspective of 70,000 years of +Sapiens history, what are a few millennia? + + + +If the curtain is indeed about to drop on Sapiens history, we +members of one of its final generations should devote some +time to answering one last question: what do we want to +become? This question, sometimes known as the Human +Enhancement question, dwarfs the debates that currently +preoccupy politicians, philosophers, scholars and ordinary +people. After all, today's debate between today's religions, +ideologies, nations and classes will in all likelihood +disappear along with Homo sapiens. If our successors indeed +function on a di erent level of consciousness (or perhaps +possess something beyond consciousness that we cannot +even conceive), it seems doubtful that Christianity or Islam +will be of interest to them, that their social organisation +could be Communist or capitalist, or that their genders could +be male or female. + +And yet the great debates of history are important because +at least the rst generation of these gods would be shaped by +the cultural ideas of their human designers. Would they be +created in the image of capitalism, of Islam, or of feminism? +The answer to this question might send them careening in +entirely different directions. + +Most people prefer not to think about it. Even the eld of +bioethics prefers to address another question, 'What is it +forbidden to do?' Is it acceptable to carry out genetic +experiments on living human beings? On aborted fetuses? +On stem cells? + +Is it ethical to clone sheep? And chimpanzees? And what +about humans? All of + +these are important questions, but it is naive to imagine that +we might simply hit the brakes and stop the scienti c +projects that are upgrading Homo sapiens into a di erent +kind of being. For these projects are inextricably meshed + + + +together with the Gilgamesh Project. Ask scientists why they +study the genome, or try to connect a brain to a computer, +or try to create a mind inside a computer. Nine out of ten +times you'll get the same standard answer: we are doing it +to cure diseases and save human lives. Even though the +implications of creating a mind inside a computer are far +more dramatic than curing psychiatric illnesses, this is the +standard justi cation given, because nobody can argue with +it. This is why the Gilgamesh Project is the agship of science. +It serves to justify everything science does. Dr Frankenstein +piggybacks on the shoulders of Gilgamesh. Since it is +impossible to stop Gilgamesh, it is also impossible to stop Dr +Frankenstein. + +The only thing we can try to do is to in uence the direction +scientists are taking. Since we might soon be able to +engineer our desires too, perhaps the real question facing us +is not 'What do we want to become?', but 'What do we want +to want?' Those who are not spooked by this question +probably haven't given it enough thought. + +Afterword: + +The Animal that Became a God + +SEVENTY THOUSAND YEARS AGO, HOMO sapiens was still +an insigni cant animal minding its own business in a corner +of Africa. In the following millennia it transformed itself into +the master of the entire planet and the terror of the +ecosystem. Today it stands on the verge of becoming a god, +poised to acquire not only eternal youth, but also the divine +abilities of creation and destruction. + +Unfortunately, the Sapiens regime on earth has so far +produced little that we can be proud of. We have mastered +our surroundings, increased food production, built cities, + + + +established empires and created far- ung trade networks. + +But did we decrease the amount of su ering in the world? +Time and again, massive increases in human power did not +necessarily improve the well-being of individual Sapiens, +and usually caused immense misery to other animals. + +In the last few decades we have at last made some real +progress as far as the human condition is concerned, with +the reduction of famine, plague and war. Yet the situation of +other animals is deteriorating more rapidly than ever before, +and the improvement in the lot of humanity is too recent +and fragile to be certain of. + +Moreover, despite the astonishing things that humans are +capable of doing, we remain unsure of our goals and we +seem to be as discontented as ever. We have advanced from +canoes to galleys to steamships to space shuttles - but +nobody knows where we're going. We are more powerful +than ever before, but have very little idea what to do with all +that power. Worse still, humans seem to be more +irresponsible than ever. Self-made gods with only the laws of +physics to keep us company, we are accountable to no one. +We are consequently wreaking havoc on our fellow animals +and on the surrounding ecosystem, seeking little more than +our own comfort and amusement, yet never finding +satisfaction. + +Is there anything more dangerous than dissatis ed and +irresponsible gods who don't know what they want? + +Notes + +1 An Animal of No Significance + +l_Ann Gibbons, 'Food for Thought: Did the First Cooked +Meals Help Fuel the Dramatic Evolutionary Expansion of the +Fluman Brain?', Science 316:5831 (2007), 1,558-60. + + +2 The Tree of Knowledge + +l_Robin Dunbar, Grooming, Gossip and the Evolution of +Language (Cambridge, Mass.: Harvard University Press, +1998). “ + +2_Frans de Waal, Chimpanzee Politics: Power and Sex among +Apes (Baltimore: Johns Hopkins University Press, 2000); + +Frans de Waal, Our Inner Ape: A Leading Primatologist +Explains Why We Are Who We Are (New York: Riverhead +Books, 2005); Michael L. Wilson and Richard W. Wrangham, +'Intergroup Relations in Chimpanzees', Annual Review of +Anthropology 32 (2003), 363-92; M. McFarland Symington, +'Fission-Fusion Social Organization in Ateles and Pan, +International Journal of Primatology 11:1 (1990), 49; Colin A. +Chapman and Lauren J. Chapman, + +'Determinants of Groups Size in Primates: The Importance of +Travel Costs', in On the Move: How and Why Animals Travel +in Groups , ed. Sue Boinsky and Paul A. Garber (Chicago: +University of Chicago Press, 2000), 26. + +3_Dunbar, Grooming, Gossip and the Evolution of Language, +69-79; Leslie C. Aiel o and R. I. M. Dunbar, 'Neocortex Size, +Group Size, and the Evolution of Language', Current +Anthropology 34:2 (1993), 189. For criticism of this +approach see: Christopher McCarthy et al., 'Comparing Two +Methods for Estimating Network Size', Human Organization +60:1 (2001), 32; R. A. Hil and R. I. M. 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Kedar, Yossi Maurey, Eyal Mil er, +David Milner, John Purcel , Simon Rhodes, Shmuel Rosner, +Rami Rotholz, Michal Shavit, Michael Shenkar, Idan Sherer, +El ie Steel, Ofer Steinitz, Haim Watzman, Guy Zaslavsky and +al the teachers and students in the World History +programme of the Hebrew University of Jerusalem. + +Special thanks to Jared Diamond, who taught me to see the +big picture; to Diego Olstein, who inspired me to write a +story; and to Itzik Yahav and Deborah Harris, who helped +spread the story around. + + +Image credits + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + +1. © ImageBank/Getty Images Israel. + +2. © Visual/Corbis. + +3. © Anthropologisches Institut und Museum, Universitat +Zurich. + +^Photo: Thomas Stephan © Ulmer Museum. + +5. © maa iccamics.co.uk. + +6. © Andreas Sol a ro/AF P/Getty Images. + +LPhoto: The Upper Galilee Museum of Prehistory. + +8 . © Visual/Corbis. + +9. © Visual/Corbis. + +10. Poster: Waterhouse Hawkins, c.1862 © The Trustees of +the Natural History Museum. + +11. © Visual/Corbis. + +12. Photo: Karl G. Heider © President and Fel ows of Harvard +Col ege, Peabody Museum of Archaeology and Ethnology, +PM# 2006.17.1.89.2 (digital file# 98770053). + +13. Photos and © Deutsches Archaologisches Institut. + +14. © Visual/Corbis. + +15. Photo and © Anonymous for Animal Rights (Israel). + +16. © De Agostini Picture Library/G. Dagli Orti/The +Bridgeman Art Library. + + + + + + + + + + + +17. Engraving: Wil iam J. Stone, 1823 © The Art +Archive/National Archives Washington DC (ref: AA399024). + +18. © Adam Jones/Corbis. + +19. © The Schoyen Col ection, Oslo and London, MS 1717. +http://www.schovencol ection.com/. + +20. Manuscript: History of the Inca Kingdom, Nueva +Coronica y buen Gobierno, c.1587, il ustrations by Guarnan +Poma de Ayala, Peru © The Art Archive/Archaeological +Museum Lima/Gianni Dagli Orti (ref: AA365957). + +21. Photo: Guy Til im/Africa Media Online, 1989 © +africanpictures/akg. + +22. © Reunion des musees nationaux/Gerard Blot. + +23. © Visual/Corbis. + +24. © Visual/Corbis. + +25. © Universal History Archive/UIG/The Bridgeman Art +Library. + +26. II u strati on based on: Joe Crib b (ed.), Money: From +Cowrie SheI s to Credit Cards (London: Published for the +Trustees of the British Museum by British Museum +Publications, 1986), 27. + +27. © akg/Bible Land Pictures. + +28. © Stuart Black/Robert Harding World Imagery/Getty +Images. + +29. © The Art Archive/Gianni Dagli Orti (ref: AA423796). + + + + + + + + + + + + + + + + + +30. Library of Congress, Bildarchiv Preussischer Kulturbesitz, +United States Holocaust Memorial Museum © + +courtesy of Roland Klemig. + +31. Photo: Boaz Neumann. From Kladderadatsch 49 (1933), +7. + +32. © Visual/Corbis. + +33. © Ria Novosti/Science Photo Library. + +34. Painting: Franklin's Experiment, June 1752, published by +Currier & Ives © Museum of the City of New York/Corbis. + +35. Portrait: C. A. Wool ey, 1866, National Library of +Australia (ref: an23378504). + +36. © British Library Board (shelfmark add. 11267). + +37. © Firenze, Biblioteca Medicea Laurenziana, Ms. Laur. +Med. Palat. 249 (mappa Salviati). + +38. II ustration © Neil Gower. + + +39. Redraft of the Castel o Plan, John Wolcott Adams, 1916 +© Col ection of the New-York Historical Society/The +Bridgeman Art Library. + +40. Photo and © Anonymous for Animal Rights (Israel). + +41. © Photo Researchers /Visual ohotos.com. + +42. © Chaplin/United Artists/The Kobal Col ection/Max Munn +Autrey. + +43. Lithograph from a photo by Fishbourne & Gow, San +Francisco, 1850s © Corbis. + + + + + + + + + + + + + + + + + + +44. © Proehl Studios/Corbis. + + +45. Europa Press via Getty Images. + +46. Photo and © Charles Vacanti. + +47. © ImageBank/Getty Images Israel. + + + + + + +Document Outline + + +• Title Pa ge + +• Copyright + +• Dedication + +• Contents + +• Timeline of Histor y + +• Part One: The Co g nitive Revolution + +o 1: An Animal of No Si g nificance +o 2: The Tree of Knowled ge +o 3: A Dav in the Life of Adam and Eve +o 4: The Flood + +• Part Two: The A g ricultural Revolution + +o 5: History's Bi gg est Fraud +o 6: Buildin g P yramids +o 7: Memory Overload +o 8: There is No l ustice in Histor y + +• Part Three: The Unification of Humankind + +o 9: The Arrow of Histor y +o 10: The Scent of Mone y +o 11: Imperial Visions +o 12: The Law of Reli g ion +o 13: The Secret of Success + +• Part Four: The Scientific Revolution + +o 14: The Discovery of I g norance +o 15: The Marria g e of Science and Empire +o 16: The Capitalist Creed +o 17: The Wheels of Industr y +o 18: A Permanent Revolution +o 19: And They Lived Ha ppil y Ever After +o 20: The End of Homo Sapiens + +• Afterword: The Animal that Became a God + +• Notes + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + +Acknowled g ements +Ima g e credits + + + + + +