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[ "abstract: We present our approach to the problem of how an agent, within an economic Multi-Agent System, can determine when it should behave strategically (i.e. learn and use models of other agents), and when it should act as a simple price-taker. We provide a framework for the incremental implementation of modeling capabilities in agents, and a description of the forms of knowledge required. The agents were implemented and different populations simulated in order to learn more about their behavior and the merits of using and learning agent models. Our results show, among other lessons, how savvy buyers can avoid being cheated'' by sellers, how price volatility can be used to quantitatively predict the benefits of deeper models, and how specific types of agent populations influence system behavior.", "@cite_1: I. Introduction, 488. — II. The model with automobiles as an example, 489. — III. Examples and applications, 492. — IV. Counteracting institutions, 499. — V. Conclusion, 500.", "@cite_2: The long-term goal of our field is the creation and understanding of intelligence. Productive research in AI, both practical and theoretical, benefits from a notion of intelligence that is precise enough to allow the cumulative development of robust systems and general results. This paper outlines a gradual evolution in our formal conception of intelligence that brings it closer to our informal conception and simultaneously reduces the gap between theory and practice.", "@cite_3: In multi-agent environments, an intelligent agent often needs to interact with other individuals or groups of agents to achieve its goals. Agent tracking is one key capability required for intelligent interaction. It involves monitoring the observable actions of other agents and inferring their unobserved actions, plans, goals and behaviors. This article examines the implications of such an agent tracking capability for agent architectures. It specifically focuses on real-time and dynamic environments, where an intelligent agent is faced with the challenge of tracking the highly flexible mix of goal-driven and reactive behaviors of other agents, in real-time. The key implication is that an agent architecture needs to provide direct support for flexible and efficient reasoning about other agents' models. In this article, such support takes the form of an architectural capability to execute the other agent's models, enabling mental simulation of their behaviors. Other architectural requirements that follow include the capabilities for (pseudo-) simultaneous execution of multiple agent models, dynamic sharing and unsharing of multiple agent models and high bandwidth inter-model communication. We have implemented an agent architecture, an experimental variant of the Soar integrated architecture, that conforms to all of these requirements. Agents based on this architecture have been implemented to execute two different tasks in a real-time, dynamic, multi-agent domain. The article presents experimental results illustrating the agents' dynamic behavior." ]

[ "abstract: Abstract Interaction in virtual reality (VR) environments (e.g. grasping and manipulating virtual objects) is essential to ensure a pleasant and immersive experience. In this work, we propose a visually realistic, flexible and robust grasping system that enables real-time interactions in virtual environments. Resulting grasps are visually realistic because hand is automatically fitted to the object shape from a position and orientation determined by the user using the VR handheld controllers (e.g. Oculus Touch motion controllers). Our approach is flexible because it can be adapted to different hand meshes (e.g. human or robotic hands) and it is also easily customizable. Moreover, it enables interaction with different objects regardless their geometries. In order to validate our proposal, an exhaustive qualitative and quantitative performance analysis has been carried out. On one hand, qualitative evaluation was used in the assessment of abstract aspects, such as motor control, finger movement realism, and interaction realism. On the other hand, for the quantitative evaluation a novel metric has been proposed to visually analyze the performed grips. Performance analysis results indicate that previous experience with our grasping system is not a prerequisite for an enjoyable, natural and intuitive VR interaction experience.", "@cite_1: Abstract This paper addresses the important issue of automating grasping movement in the animation of virtual actors, and presents a methodology and algorithm to generate realistic looking grasping motion of arbitrary shaped objects. A hybrid approach using both forward and inverse kinematics is proposed. A database of predefined body postures and hand trajectories are generalized to adapt to a specific grasp. The reachable space is divided into small subvolumes, which enables the construction of the database. The paper also addresses some common problems of articulated figure animation. A new approach for body positioning with kinematic constraints on both hands is described. An efficient and accurate manipulation of joint constraints is also presented. Finally, we describe an interpolation algorithm which interpolates between two postures of an articulated figure by moving the end effector along a specific trajectory and maintaining all the joint angles in the feasible range. Results are quite satisfactory, and some are shown in the paper." ]

[ "abstract: Abstract Interaction in virtual reality (VR) environments (e.g. grasping and manipulating virtual objects) is essential to ensure a pleasant and immersive experience. In this work, we propose a visually realistic, flexible and robust grasping system that enables real-time interactions in virtual environments. Resulting grasps are visually realistic because hand is automatically fitted to the object shape from a position and orientation determined by the user using the VR handheld controllers (e.g. Oculus Touch motion controllers). Our approach is flexible because it can be adapted to different hand meshes (e.g. human or robotic hands) and it is also easily customizable. Moreover, it enables interaction with different objects regardless their geometries. In order to validate our proposal, an exhaustive qualitative and quantitative performance analysis has been carried out. On one hand, qualitative evaluation was used in the assessment of abstract aspects, such as motor control, finger movement realism, and interaction realism. On the other hand, for the quantitative evaluation a novel metric has been proposed to visually analyze the performed grips. Performance analysis results indicate that previous experience with our grasping system is not a prerequisite for an enjoyable, natural and intuitive VR interaction experience.", "@cite_1: Abstract This paper addresses the important issue of automating grasping movement in the animation of virtual actors, and presents a methodology and algorithm to generate realistic looking grasping motion of arbitrary shaped objects. A hybrid approach using both forward and inverse kinematics is proposed. A database of predefined body postures and hand trajectories are generalized to adapt to a specific grasp. The reachable space is divided into small subvolumes, which enables the construction of the database. The paper also addresses some common problems of articulated figure animation. A new approach for body positioning with kinematic constraints on both hands is described. An efficient and accurate manipulation of joint constraints is also presented. Finally, we describe an interpolation algorithm which interpolates between two postures of an articulated figure by moving the end effector along a specific trajectory and maintaining all the joint angles in the feasible range. Results are quite satisfactory, and some are shown in the paper." ]

[ "abstract: Abstract Interaction in virtual reality (VR) environments (e.g. grasping and manipulating virtual objects) is essential to ensure a pleasant and immersive experience. In this work, we propose a visually realistic, flexible and robust grasping system that enables real-time interactions in virtual environments. Resulting grasps are visually realistic because hand is automatically fitted to the object shape from a position and orientation determined by the user using the VR handheld controllers (e.g. Oculus Touch motion controllers). Our approach is flexible because it can be adapted to different hand meshes (e.g. human or robotic hands) and it is also easily customizable. Moreover, it enables interaction with different objects regardless their geometries. In order to validate our proposal, an exhaustive qualitative and quantitative performance analysis has been carried out. On one hand, qualitative evaluation was used in the assessment of abstract aspects, such as motor control, finger movement realism, and interaction realism. On the other hand, for the quantitative evaluation a novel metric has been proposed to visually analyze the performed grips. Performance analysis results indicate that previous experience with our grasping system is not a prerequisite for an enjoyable, natural and intuitive VR interaction experience.", "@cite_1: Abstract This article reports an experimental study that aimed to quantitatively analyze motion coordination patterns across digits 2–5 (index to little finger), and examine the kinematic synergies during manipulative and gestic acts. Twenty-eight subjects (14 males and 14 females) performed two types of tasks, both right-handed: (1) cylinder-grasping that involved concurrent voluntary flexion of digits 2–5, and (2) voluntary flexion of individual fingers from digit 2 to 5 (i.e., one at a time). A five-camera opto-electronic motion capture system measured trajectories of 21 miniature reflective markers strategically placed on the dorsal surface landmarks of the hand. Joint angular profiles for 12 involved flexion–extension degrees of freedom (DOF's) were derived from the measured coordinates of surface markers. Principal components analysis (PCA) was used to examine the temporal covariation between joint angles. A mathematical modeling procedure, based on hyperbolic tangent functions, characterized the sigmoidal shaped angular profiles with four kinematically meaningful parameters. The PCA results showed that for all the movement trials ( n =280), two principal components accounted for at least 98 of the variance. The angular profiles ( n =2464) were accurately characterized, with the mean (±SD) coefficient of determination ( R 2 ) and root-mean-square-error (RMSE) being 0.95 (±0.12) and 1.03° (±0.82°), respectively. The resulting parameters which quantified both the spatial and temporal aspects of angular profiles revealed stereotypical patterns including a predominant (87 of all trials) proximal-to-distal flexion sequence and characteristic interdependence – involuntary joint flexion induced by the voluntarily flexed joint. The principal components' weights and the kinematic parameters also exhibited qualitatively similar variation patterns. Motor control interpretations and new insights regarding the underlying synergistic mechanisms, particularly in relation to previous findings on force synergies, are discussed.", "@cite_2: In this paper, we build upon recent advances in neuroscience research which have shown that control of the human hand during grasping is dominated by movement in a configuration space of highly reduced dimensionality. We extend this concept to robotic hands and show how a similar dimensionality reduction can be defined for a number of different hand models. This framework can be used to derive planning algorithms that produce stable grasps even for highly complex hand designs. Furthermore, it offers a unified approach for controlling different hands, even if the kinematic structures of the models are significantly different. We illustrate these concepts by building a comprehensive grasp planner that can be used on a large variety of robotic hands under various constraints." ]

[ "abstract: Abstract Interaction in virtual reality (VR) environments (e.g. grasping and manipulating virtual objects) is essential to ensure a pleasant and immersive experience. In this work, we propose a visually realistic, flexible and robust grasping system that enables real-time interactions in virtual environments. Resulting grasps are visually realistic because hand is automatically fitted to the object shape from a position and orientation determined by the user using the VR handheld controllers (e.g. Oculus Touch motion controllers). Our approach is flexible because it can be adapted to different hand meshes (e.g. human or robotic hands) and it is also easily customizable. Moreover, it enables interaction with different objects regardless their geometries. In order to validate our proposal, an exhaustive qualitative and quantitative performance analysis has been carried out. On one hand, qualitative evaluation was used in the assessment of abstract aspects, such as motor control, finger movement realism, and interaction realism. On the other hand, for the quantitative evaluation a novel metric has been proposed to visually analyze the performed grips. Performance analysis results indicate that previous experience with our grasping system is not a prerequisite for an enjoyable, natural and intuitive VR interaction experience.", "@cite_1: Animated human characters in everyday scenarios must interact with the environment using their hands. Captured human motion can provide a database of realistic examples. However, examples involving contact are difficult to edit and retarget; realism can suffer when a grasp does not appear secure or when an apparent impact does not disturb the hand or the object. Physically based simulations can preserve plausibility through simulating interaction forces. However, such physical models must be driven by a controller, and creating effective controllers for new motion tasks remains a challenge. In this paper, we present a controller for physically based grasping that draws from motion capture data. Our controller explicitly includes passive and active components to uphold compliant yet controllable motion, and it adds compensation for movement of the arm and for gravity to make the behavior of passive and active components less dependent on the dynamics of arm motion. Given a set of motion capture grasp examples, our system solves for all but a small set of parameters for this controller automatically. We demonstrate results for tasks including grasping and two-hand interaction and show that a controller derived from a single motion capture example can be used to form grasps of different object geometries.", "@cite_2: Modifying motion capture to satisfy the constraints of new animation is difficult when contact is involved, and a critical problem for animation of hands. The compliance with which a character makes contact also reveals important aspects of the movement's purpose. We present a new technique called interaction capture, for capturing these contact phenomena. We capture contact forces at the same time as motion, at a high rate, and use both to estimate a nominal reference trajectory and joint compliance. Unlike traditional methods, our method estimates joint compliance without the need for motorized perturbation devices. New interactions can then be synthesized by physically based simulation. We describe a novel position-based linear complementarity problem formulation that includes friction, breaking contact, and the compliant coupling between contacts at different fingers. The technique is validated using data from previous work and our own perturbation-based estimates.", "@cite_3: Capturing human activities that involve both gross full-body motion and detailed hand manipulation of objects is challenging for standard motion capture systems. We introduce a new method for creating natural scenes with such human activities. The input to our method includes motions of the full-body and the objects acquired simultaneously by a standard motion capture system. Our method then automatically synthesizes detailed and physically plausible hand manipulation that can seamlessly integrate with the input motions. Instead of producing one \"optimal\" solution, our method presents a set of motions that exploit a wide variety of manipulation strategies. We propose a randomized sampling algorithm to search for as many as possible visually diverse solutions within the computational time budget. Our results highlight complex strategies human hands employ effortlessly and unconsciously, such as static, sliding, rolling, as well as finger gaits with discrete relocation of contact points.", "@cite_4: Animated human characters in everyday scenarios must interact with the environment using their hands. Captured human motion can provide a database of realistic examples. However, examples involving contact are difficult to edit and retarget; realism can suffer when a grasp does not appear secure or when an apparent impact does not disturb the hand or the object. Physically based simulations can preserve plausibility through simulating interaction forces. However, such physical models must be driven by a controller, and creating effective controllers for new motion tasks remains a challenge. In this paper, we present a controller for physically based grasping that draws from motion capture data. Our controller explicitly includes passive and active components to uphold compliant yet controllable motion, and it adds compensation for movement of the arm and for gravity to make the behavior of passive and active components less dependent on the dynamics of arm motion. Given a set of motion capture grasp examples, our system solves for all but a small set of parameters for this controller automatically. We demonstrate results for tasks including grasping and two-hand interaction and show that a controller derived from a single motion capture example can be used to form grasps of different object geometries.", "@cite_5: This paper introduces an optimization-based approach to synthesizing hand manipulations from a starting grasping pose. We describe an automatic method that takes as input an initial grasping pose and partial object trajectory, and produces as output physically plausible hand animation that effects the desired manipulation. In response to different dynamic situations during manipulation, our algorithm can generate a range of possible hand manipulations including changes in joint configurations, changes in contact points, and changes in the grasping force. Formulating hand manipulation as an optimization problem is key to our algorithm's ability to generate a large repertoire of hand motions from limited user input. We introduce an objective function that accentuates the detailed hand motion and contacts adjustment. Furthermore, we describe an optimization method that solves for hand motion and contacts efficiently while taking into account long-term planning of contact forces. Our algorithm does not require any tuning of parameters, nor does it require any prescribed hand motion sequences.", "@cite_6: Capturing human activities that involve both gross full-body motion and detailed hand manipulation of objects is challenging for standard motion capture systems. We introduce a new method for creating natural scenes with such human activities. The input to our method includes motions of the full-body and the objects acquired simultaneously by a standard motion capture system. Our method then automatically synthesizes detailed and physically plausible hand manipulation that can seamlessly integrate with the input motions. Instead of producing one \"optimal\" solution, our method presents a set of motions that exploit a wide variety of manipulation strategies. We propose a randomized sampling algorithm to search for as many as possible visually diverse solutions within the computational time budget. Our results highlight complex strategies human hands employ effortlessly and unconsciously, such as static, sliding, rolling, as well as finger gaits with discrete relocation of contact points." ]

[ "abstract: Graph Interpolation Grammars are a declarative formalism with an operational semantics. Their goal is to emulate salient features of the human parser, and notably incrementality. The parsing process defined by GIGs incrementally builds a syntactic representation of a sentence as each successive lexeme is read. A GIG rule specifies a set of parse configurations that trigger its application and an operation to perform on a matching configuration. Rules are partly context-sensitive; furthermore, they are reversible, meaning that their operations can be undone, which allows the parsing process to be nondeterministic. These two factors confer enough expressive power to the formalism for parsing natural languages.", "@cite_1: In this paper, a tree generating system called a tree adjunct grammar is described and its formal properties are studied relating them to the tree generating systems of Brainerd (Information and Control14 (1969), 217-231) and Rounds (Mathematical Systems Theory 4 (1970), 257-287) and to the recognizable sets and local sets discussed by Thatcher (Journal of Computer and System Sciences1 (1967), 317-322; 4 (1970), 339-367) and Rounds. Linguistic relevance of these systems has been briefly discussed also." ]

[ "abstract: Graph Interpolation Grammars are a declarative formalism with an operational semantics. Their goal is to emulate salient features of the human parser, and notably incrementality. The parsing process defined by GIGs incrementally builds a syntactic representation of a sentence as each successive lexeme is read. A GIG rule specifies a set of parse configurations that trigger its application and an operation to perform on a matching configuration. Rules are partly context-sensitive; furthermore, they are reversible, meaning that their operations can be undone, which allows the parsing process to be nondeterministic. These two factors confer enough expressive power to the formalism for parsing natural languages.", "@cite_1: The editor of this volume, who is also author or coauthor of five of the contributions, has provided an introduction that not only affords an overview of the separate articles but also interrelates the basic issues in linguistics, psycholinguistics and cognitive studies that are addressed in this volume. The twelve articles are grouped into three sections, as follows: \"I. Lexical Representation: \" The Passive in Lexical Theory (J. Bresnan); On the Lexical Representation of Romance Reflexive Clitics (J. Grimshaw); and Polyadicity (J. Bresnan).\"II. Syntactic Representation: \" Lexical-Functional Grammar: A Formal Theory for Grammatical Representation (R. Kaplan and J. Bresnan); Control and Complementation (J. Bresnan); Case Agreement in Russian (C. Neidle); The Representation of Case in Icelandic (A. Andrews); Grammatical Relations and Clause Structure in Malayalam (K. P. Monahan); and Sluicing: A Lexical Interpretation Procedure (L. Levin).\"III. Cognitive Processing of Grammatical Representations: \" A Theory of the Acquisition of Lexical Interpretive Grammars (S. Pinker); Toward a Theory of Lexico-Syntactic Interactions in Sentence Perception (M. Ford, J. Bresnan, and R. Kaplan); and Sentence Planning Units: Implications for the Speaker's Representation of Meaningful Relations Underlying Sentences (M. Ford)." ]

[ "abstract: Automatic text categorization is a complex and useful task for many natural language processing applications. Recent approaches to text categorization focus more on algorithms than on resources involved in this operation. In contrast to this trend, we present an approach based on the integration of widely available resources as lexical databases and training collections to overcome current limitations of the task. Our approach makes use of WordNet synonymy information to increase evidence for bad trained categories. When testing a direct categorization, a WordNet based one, a training algorithm, and our integrated approach, the latter exhibits a better perfomance than any of the others. Incidentally, WordNet based approach perfomance is comparable with the training approach one.", "@cite_1: This dissertation investigates the role of contextual information in the automated retrieval and display of full-text documents, using robust natural language processing algorithms to automatically detect structure in and assign topic labels to texts. Many long texts are comprised of complex topic and subtopic structure, a fact ignored by existing information access methods. I present two algorithms which detect such structure, and two visual display paradigms which use the results of these algorithms to show the interactions of multiple main topics, multiple subtopics, and the relations between main topics and subtopics. The first algorithm, called TextTiling , recognizes the subtopic structure of texts as dictated by their content. It uses domain-independent lexical frequency and distribution information to partition texts into multi-paragraph passages. The results are found to correspond well to reader judgments of major subtopic boundaries. The second algorithm assigns multiple main topic labels to each text, where the labels are chosen from pre-defined, intuitive category sets; the algorithm is trained on unlabeled text. A new iconic representation, called TileBars uses TextTiles to simultaneously and compactly display query term frequency, query term distribution and relative document length. This representation provides an informative alternative to ranking long texts according to their overall similarity to a query. For example, a user can choose to view those documents that have an extended discussion of one set of terms and a brief but overlapping discussion of a second set of terms. This representation also allows for relevance feedback on patterns of term distribution. TileBars display documents only in terms of words supplied in the user query. For a given retrieved text, if the query words do not correspond to its main topics, the user cannot discern in what context the query terms were used. For example, a query on contaminants may retrieve documents whose main topics relate to nuclear power, food, or oil spills. To address this issue, I describe a graphical interface, called Cougar , that displays retrieved documents in terms of interactions among their automatically-assigned main topics, thus allowing users to familiarize themselves with the topics and terminology of a text collection." ]

[ "abstract: Automatic text categorization is a complex and useful task for many natural language processing applications. Recent approaches to text categorization focus more on algorithms than on resources involved in this operation. In contrast to this trend, we present an approach based on the integration of widely available resources as lexical databases and training collections to overcome current limitations of the task. Our approach makes use of WordNet synonymy information to increase evidence for bad trained categories. When testing a direct categorization, a WordNet based one, a training algorithm, and our integrated approach, the latter exhibits a better perfomance than any of the others. Incidentally, WordNet based approach perfomance is comparable with the training approach one.", "@cite_1: This paper presents a method for the resolution of lexical ambiguity of nouns and its automatic evaluation over the Brown Corpus. The method relies on the use of the wide-coverage noun taxonomy of WordNet and the notion of conceptual distance among concepts, captured by a Conceptual Density formula developed for this purpose. This fully automatic method requires no hand coding of lexical entries, hand tagging of text nor any kind of training process. The results of the experiments have been automatically evaluated against SemCor, the sense-tagged version of the Brown Corpus.", "@cite_2: Word groupings useful for language processing tasks are increasingly available, as thesauri appear on-line, and as distributional word clustering techniques improve. However, for many tasks, one is interested in relationships among word senses, not words. This paper presents a method for automatic sense disambiguation of nouns appearing within sets of related nouns — the kind of data one finds in on-line thesauri, or as the output of distributional clustering algorithms. Disambiguation is performed with respect to WordNet senses, which are fairly fine-grained; however, the method also permits the assignment of higher-level WordNet categories rather than sense labels. The method is illustrated primarily by example, though results of a more rigorous evaluation are also presented.", "@cite_3: In this paper, we present a new approach for word sense disambiguation (WSD) using an exemplar-based learning algorithm. This approach integrates a diverse set of knowledge sources to disambiguate word sense, including part of speech of neighboring words, morphological form, the unordered set of surrounding words, local collocations, and verb-object syntactic relation. We tested our WSD program, named LEXAS, on both a common data set used in previous work, as well as on a large sense-tagged corpus that we separately constructed. LEXAS achieves a higher accuracy on the common data set, and performs better than the most frequent heuristic on the highly ambiguous words in the large corpus tagged with the refined senses of WORDNET." ]

[ "abstract: This paper describes an experimental comparison of three unsupervised learning algorithms that distinguish the sense of an ambiguous word in untagged text. The methods described in this paper, McQuitty's similarity analysis, Ward's minimum-variance method, and the EM algorithm, assign each instance of an ambiguous word to a known sense definition based solely on the values of automatically identifiable features in text. These methods and feature sets are found to be more successful in disambiguating nouns rather than adjectives or verbs. Overall, the most accurate of these procedures is McQuitty's similarity analysis in combination with a high dimensional feature set.", "@cite_1: A number of researchers in text processing have independently observed that people can consistently determine in which of several given senses a word is being used in text, simply by examining the half dozen or so words just before and just after the word in focus. The question arises whether the same task can be accomplished by mechanical means. Experimental results are presented which suggest an affirmative answer to this query. Three separate methods of discriminating English word senses are compared information-theoretically. Findings include a strong indication of the power of domain-specific content analysis of text, as opposed to domain-general approaches.", "@cite_2: Previous work [Gale, Church and Yarowsky, 1992] showed that with high probability a polysemous word has one sense per discourse. In this paper we show that for certain definitions of collocation, a polysemous word exhibits essentially only one sense per collocation. We test this empirical hypothesis for several definitions of sense and collocation, and discover that it holds with 90--99 accuracy for binary ambiguities. We utilize this property in a disambiguation algorithm that achieves precision of 92 using combined models of very local context.", "@cite_3: The three corpus-based statistical sense resolution methods studied here attempt to infer the correct sense of a polysemous word by using knowledge about patterns of word cooccurrences. The techniques were based on Bayesian decision theory, neural, networks, and content vectors as used in information retrieval. To understand these methods better, we posed a very specific problem: given a set of contexts, each containing the noun line in a known sense, construct a classifier that selects the correct sense of line for new contexts. To see how the degree of polysemy affects performance, results from three- and six-sense tasks are compared.The results demonstrate that each of the techniques is able to distinguish six senses of line with an accuracy greater than 70 . Furthermore, the response patterns of the classifiers are, for the most part, statistically indistinguishable from one another. Comparison of the two tasks suggests that the degree of difficulty involved in resolving individual senses is a greater performance factor than the degree of polysemy.", "@cite_4: Most probabilistic classifiers used for word-sense disambiguation have either been based on only one contextual feature or have used a model that is simply assumed to characterize the interdependencies among multiple contextual features. In this paper, a different approach to formulating a probabilistic model is presented along with a case study of the performance of models produced in this manner for the disambiguation of the noun \"interest\". We describe a method for formulating probabilistic models that use multiple contextual features for word-sense disambiguation, without requiring untested assumptions regarding the form of the model. Using this approach, the joint distribution of all variables is described by only the most systematic variable interactions, thereby limiting the number of parameters to be estimated, supporting computational efficiency, and providing an understanding of the data.", "@cite_5: This paper describes an experimental comparison of seven different learning algorithms on the problem of learning to disambiguate the meaning of a word from context. The algorithms tested include statistical, neural-network, decision-tree, rule-based, and case-based classification techniques. The specific problem tested involves disambiguating six senses of the word line'' using the words in the current and proceeding sentence as context. The statistical and neural-network methods perform the best on this particular problem and we discuss a potential reason for this observed difference. We also discuss the role of bias in machine learning and its importance in explaining performance differences observed on specific problems.", "@cite_6: In this paper, we present a new approach for word sense disambiguation (WSD) using an exemplar-based learning algorithm. This approach integrates a diverse set of knowledge sources to disambiguate word sense, including part of speech of neighboring words, morphological form, the unordered set of surrounding words, local collocations, and verb-object syntactic relation. We tested our WSD program, named Lexas , on both a common data set used in previous work, as well as on a large sense-tagged corpus that we separately constructed. Lexas achieves a higher accuracy on the common data set, and performs better than the most frequent heuristic on the highly ambiguous words in the large corpus tagged with the refined senses of WordNet .", "@cite_7: Statistical models of word-sense disambiguation are often based on a small number of contextual features or on a model that is assumed to characterize the interactions among a set of features. Model selection is presented as an alternative to these approaches, where a sequential search of possible models is conducted in order to find the model that best characterizes the interactions among features. This paper expands existing model selection methodology and presents the first comparative study of model selection search strategies and evaluation criteria when applied to the problem of building probabilistic classifiers for word-sense disambiguation.", "@cite_8: The Naive Mix is a new supervised learning algorithm that is based on a sequential method for selecting probabilistic models. The usual objective of model selection is to find a single model that adequately characterizes the data in a training sample. However, during model selection a sequence of models is generated that consists of the best-fitting model at each level of model complexity. The Naive Mix utilizes this sequence of models to define a probabilistic model which is then used as a probabilistic classifier to perform word-sense disambiguation. The models in this sequence are restricted to the class of decomposable log-linear models. This class of models offers a number of computational advantages. Experiments disambiguating twelve different words show that a Naive Mix formulated with a forward sequential search and Akaike's Information Criteria rivals established supervised learning algorithms such as decision trees (C4.5), rule induction (CN2) and nearest-neighbor classification (PEBLS)." ]

[ "abstract: This paper describes an experimental comparison of three unsupervised learning algorithms that distinguish the sense of an ambiguous word in untagged text. The methods described in this paper, McQuitty's similarity analysis, Ward's minimum-variance method, and the EM algorithm, assign each instance of an ambiguous word to a known sense definition based solely on the values of automatically identifiable features in text. These methods and feature sets are found to be more successful in disambiguating nouns rather than adjectives or verbs. Overall, the most accurate of these procedures is McQuitty's similarity analysis in combination with a high dimensional feature set.", "@cite_1: This paper presents an unsupervised learning algorithm for sense disambiguation that, when trained on unannotated English text, rivals the performance of supervised techniques that require time-consuming hand annotations. The algorithm is based on two powerful constraints---that words tend to have one sense per discourse and one sense per collocation---exploited in an iterative bootstrapping procedure. Tested accuracy exceeds 96 ." ]

[ "abstract: This paper describes an experimental comparison of three unsupervised learning algorithms that distinguish the sense of an ambiguous word in untagged text. The methods described in this paper, McQuitty's similarity analysis, Ward's minimum-variance method, and the EM algorithm, assign each instance of an ambiguous word to a known sense definition based solely on the values of automatically identifiable features in text. These methods and feature sets are found to be more successful in disambiguating nouns rather than adjectives or verbs. Overall, the most accurate of these procedures is McQuitty's similarity analysis in combination with a high dimensional feature set.", "@cite_1: This paper presents an unsupervised learning algorithm for sense disambiguation that, when trained on unannotated English text, rivals the performance of supervised techniques that require time-consuming hand annotations. The algorithm is based on two powerful constraints---that words tend to have one sense per discourse and one sense per collocation---exploited in an iterative bootstrapping procedure. Tested accuracy exceeds 96 .", "@cite_2: Previous work [Gale, Church and Yarowsky, 1992] showed that with high probability a polysemous word has one sense per discourse. In this paper we show that for certain definitions of collocation, a polysemous word exhibits essentially only one sense per collocation. We test this empirical hypothesis for several definitions of sense and collocation, and discover that it holds with 90--99 accuracy for binary ambiguities. We utilize this property in a disambiguation algorithm that achieves precision of 92 using combined models of very local context." ]

[ "abstract: This paper describes an experimental comparison of three unsupervised learning algorithms that distinguish the sense of an ambiguous word in untagged text. The methods described in this paper, McQuitty's similarity analysis, Ward's minimum-variance method, and the EM algorithm, assign each instance of an ambiguous word to a known sense definition based solely on the values of automatically identifiable features in text. These methods and feature sets are found to be more successful in disambiguating nouns rather than adjectives or verbs. Overall, the most accurate of these procedures is McQuitty's similarity analysis in combination with a high dimensional feature set.", "@cite_1: Syntactic information about a corpus of linguistic or pictorial data can be discovered by analyzing the statistics of the data. Given a corpus of text, one can measure the tendencies of pairs of words to occur in common contexts, and use these measurements to define clusters of words. Applied to basic English text, this procedure yields clusters which correspond very closely to the traditional parts of speech (nouns, verbs, articles, etc.). For FORTRAN text, the clusters obtained correspond to integers, operations, etc.; for English text regarded as a sequence of letters (or of phonemes) rather than words, the vowels and the consonants are obtained as clusters. Finally, applied to the gray shades in a digitized picture, the procedure yields slice levels which appear to be useful for figure extraction.", "@cite_2: Publisher Summary This chapter presents a detailed description of a model for a learning process, which was proposed as an account of the learning of word classes by the child. This model is related to other theories and empirical findings to describe the results of a computer simulation, which uses recorded speech of some mothers to their children as the input corpus. It is not a complete theory of language acquisition, only an intended component of such a theory. The relationship of the proposed mechanism to other component subsystems, believed to take part in language acquisition, are indicated in the chapter. A detailed comparison is made between the model and other theoretical formulations, which finds that with the exception of the mediation theory, none of the formulations is capable of accounting for the earliest stage of word class learning. The model is related to empirical findings, which demonstrates that it can account for them. Particularly, the S-P shift is a natural consequence of the memory organization in the model. Analysis of this output from the program showed that it contains grammatically appropriate classes and exhibits certain aspects known to be characteristic for the word class systems of young children.", "@cite_3: We describe and experimentally evaluate a method for automatically clustering words according to their distribution in particular syntactic contexts. Deterministic annealing is used to find lowest distortion sets of clusters. As the annealing parameter increases, existing clusters become unstable and subdivide, yielding a hierarchical soft'' clustering of the data. Clusters are used as the basis for class models of word coocurrence, and the models evaluated with respect to held-out test data.", "@cite_4: Word groupings useful for language processing tasks are increasingly available, as thesauri appear on-line, and as distributional word clustering techniques improve. However, for many tasks, one is interested in relationships among word senses, not words. This paper presents a method for automatic sense disambiguation of nouns appearing within sets of related nouns — the kind of data one finds in on-line thesauri, or as the output of distributional clustering algorithms. Disambiguation is performed with respect to WordNet senses, which are fairly fine-grained; however, the method also permits the assignment of higher-level WordNet categories rather than sense labels. The method is illustrated primarily by example, though results of a more rigorous evaluation are also presented." ]

[ "abstract: This paper describes an experimental comparison of three unsupervised learning algorithms that distinguish the sense of an ambiguous word in untagged text. The methods described in this paper, McQuitty's similarity analysis, Ward's minimum-variance method, and the EM algorithm, assign each instance of an ambiguous word to a known sense definition based solely on the values of automatically identifiable features in text. These methods and feature sets are found to be more successful in disambiguating nouns rather than adjectives or verbs. Overall, the most accurate of these procedures is McQuitty's similarity analysis in combination with a high dimensional feature set.", "@cite_1: The representation of documents and queries as vectors in a high-dimensional space is well-established in information retrieval. The author proposes that the semantics of words and contexts in a text be represented as vectors. The dimensions of the space are words and the initial vectors are determined by the words occurring close to the entity to be represented, which implies that the space has several thousand dimensions (words). This makes the vector representations (which are dense) too cumbersome to use directly. Therefore, dimensionality reduction by means of a singular value decomposition is employed. The author analyzes the structure of the vector representations and applies them to word sense disambiguation and thesaurus induction. >" ]

[ "abstract: This paper describes an experimental comparison of three unsupervised learning algorithms that distinguish the sense of an ambiguous word in untagged text. The methods described in this paper, McQuitty's similarity analysis, Ward's minimum-variance method, and the EM algorithm, assign each instance of an ambiguous word to a known sense definition based solely on the values of automatically identifiable features in text. These methods and feature sets are found to be more successful in disambiguating nouns rather than adjectives or verbs. Overall, the most accurate of these procedures is McQuitty's similarity analysis in combination with a high dimensional feature set.", "@cite_1: This paper presents an unsupervised learning algorithm for sense disambiguation that, when trained on unannotated English text, rivals the performance of supervised techniques that require time-consuming hand annotations. The algorithm is based on two powerful constraints---that words tend to have one sense per discourse and one sense per collocation---exploited in an iterative bootstrapping procedure. Tested accuracy exceeds 96 .", "@cite_2: The representation of documents and queries as vectors in a high-dimensional space is well-established in information retrieval. The author proposes that the semantics of words and contexts in a text be represented as vectors. The dimensions of the space are words and the initial vectors are determined by the words occurring close to the entity to be represented, which implies that the space has several thousand dimensions (words). This makes the vector representations (which are dense) too cumbersome to use directly. Therefore, dimensionality reduction by means of a singular value decomposition is employed. The author analyzes the structure of the vector representations and applies them to word sense disambiguation and thesaurus induction. >" ]

[ "abstract: This paper presents a new measure of semantic similarity in an IS-A taxonomy, based on the notion of information content. Experimental evaluation suggests that the measure performs encouragingly well (a correlation of r = 0.79 with a benchmark set of human similarity judgments, with an upper bound of r = 0.90 for human subjects performing the same task), and significantly better than the traditional edge counting approach (r = 0.66).", "@cite_1: Selectional constraints are limitations on the applicability of predicates to arguments. For example, the statement \"The number two is blue\" may be syntactically well formed, but at some level it is anomalous-- scBLUE is not a predicate that can be applied to numbers. In this dissertation, I propose a new, information-theoretic account of selectional constraints. Unlike previous approaches, this proposal requires neither the identification of primitive semantic features nor the formalization of complex inferences based on world knowledge. The proposed model assumes instead that lexical items are organized in a conceptual taxonomy according to class membership, where classes are defined simply as sets--that is, extensionally, rather than in terms of explicit features or properties. Selection is formalized in terms of a probabilistic relationship between predicates and concepts: the selectional behavior of a predicate is modeled as its distributional effect on the conceptual classes of its arguments, expressed using the information-theoretic measure of relative entropy. The use of relative entropy leads to an illuminating interpretation of what selectional constraints are: the strength of a predicate's selection for an argument is identified with the quantity of information it carries about that argument. In addition to arguing that the model is empirically adequate, I explore its application to two problems. The first concerns a linguistic question: why some transitive verbs permit implicit direct objects (\"John ate @math \") and others do not (\"*John brought @math \"). It has often been observed informally that the omission of objects is connected to the ease with which the object can be inferred. I have made this observation more formal by positing a relationship between inferability and selectional constraints, and have confirmed the connection between selectional constraints and implicit objects in a set of computational experiments. Second, I have explored the practical applications of the model in resolving syntactic ambiguity. A number of authors have recently begun investigating the use of corpus-based lexical statistics in automatic parsing; the results of computational experiments using the present model suggest that often lexical relationships are better viewed in terms of underlying conceptual relationships such as selectional preference and concept similarity. Thus the information-theoretic measures proposed here can serve not only as components in a theory of selectional constraints, but also as tools for practical natural language processing." ]

[ "abstract: Statistical models of word-sense disambiguation are often based on a small number of contextual features or on a model that is assumed to characterize the interactions among a set of features. Model selection is presented as an alternative to these approaches, where a sequential search of possible models is conducted in order to find the model that best characterizes the interactions among features. This paper expands existing model selection methodology and presents the first comparative study of model selection search strategies and evaluation criteria when applied to the problem of building probabilistic classifiers for word-sense disambiguation.", "@cite_1: Word sense disambiguation has been recognized as a major problem in natural language processing research for over forty years. Both quantitive and qualitative methods have been tried, but much of this work has been stymied by difficulties in acquiring appropriate lexical resources. The availability of this testing and training material has enabled us to develop quantitative disambiguation methods that achieve 92 accuracy in discriminating between two very distinct senses of a noun. In the training phase, we collect a number of instances of each sense of the polysemous noun. Then in the testing phase, we are given a new instance of the noun, and are asked to assign the instance to one of the senses. We attempt to answer this question by comparing the context of the unknown instance with contexts of known instances using a Bayesian argument that has been applied successfully in related tasks such as author identification and information retrieval. The proposed method is probably most appropriate for those aspects of sense disambiguation that are closest to the information retrieval task. In particular, the proposed method was designed to disambiguate senses that are usually associated with different topics.", "@cite_2: The three corpus-based statistical sense resolution methods studied here attempt to infer the correct sense of a polysemous word by using knowledge about patterns of word cooccurrences. The techniques were based on Bayesian decision theory, neural, networks, and content vectors as used in information retrieval. To understand these methods better, we posed a very specific problem: given a set of contexts, each containing the noun line in a known sense, construct a classifier that selects the correct sense of line for new contexts. To see how the degree of polysemy affects performance, results from three- and six-sense tasks are compared.The results demonstrate that each of the techniques is able to distinguish six senses of line with an accuracy greater than 70 . Furthermore, the response patterns of the classifiers are, for the most part, statistically indistinguishable from one another. Comparison of the two tasks suggests that the degree of difficulty involved in resolving individual senses is a greater performance factor than the degree of polysemy.", "@cite_3: This paper describes an experimental comparison of seven different learning algorithms on the problem of learning to disambiguate the meaning of a word from context. The algorithms tested include statistical, neural-network, decision-tree, rule-based, and case-based classification techniques. The specific problem tested involves disambiguating six senses of the word line'' using the words in the current and proceeding sentence as context. The statistical and neural-network methods perform the best on this particular problem and we discuss a potential reason for this observed difference. We also discuss the role of bias in machine learning and its importance in explaining performance differences observed on specific problems." ]

[ "abstract: Statistical models of word-sense disambiguation are often based on a small number of contextual features or on a model that is assumed to characterize the interactions among a set of features. Model selection is presented as an alternative to these approaches, where a sequential search of possible models is conducted in order to find the model that best characterizes the interactions among features. This paper expands existing model selection methodology and presents the first comparative study of model selection search strategies and evaluation criteria when applied to the problem of building probabilistic classifiers for word-sense disambiguation.", "@cite_1: Most probabilistic classifiers used for word-sense disambiguation have either been based on only one contextual feature or have used a model that is simply assumed to characterize the interdependencies among multiple contextual features. In this paper, a different approach to formulating a probabilistic model is presented along with a case study of the performance of models produced in this manner for the disambiguation of the noun \"interest\". We describe a method for formulating probabilistic models that use multiple contextual features for word-sense disambiguation, without requiring untested assumptions regarding the form of the model. Using this approach, the joint distribution of all variables is described by only the most systematic variable interactions, thereby limiting the number of parameters to be estimated, supporting computational efficiency, and providing an understanding of the data." ]

[ "abstract: Statistical models of word-sense disambiguation are often based on a small number of contextual features or on a model that is assumed to characterize the interactions among a set of features. Model selection is presented as an alternative to these approaches, where a sequential search of possible models is conducted in order to find the model that best characterizes the interactions among features. This paper expands existing model selection methodology and presents the first comparative study of model selection search strategies and evaluation criteria when applied to the problem of building probabilistic classifiers for word-sense disambiguation.", "@cite_1: We describe a statistical technique for assigning senses to words. An instance of a word is assigned a sense by asking a question about the context in which the word appears. The question is constructed to have high mutual information with the translation of that instance in another language. When we incorporated this method of assigning senses into our statistical machine translation system, the error rate of the system decreased by thirteen percent.", "@cite_2: This paper presents a new approach for resolving lexical ambiguities in one language using statistical data on lexical relations in another language. This approach exploits the differences between mappings of words to senses in different languages. We concentrate on the problem of target word selection in machine translation, for which the approach is directly applicable, and employ a statistical model for the selection mechanism. The model was evaluated using two sets of Hebrew and German examples and was found to be very useful for disambiguation.", "@cite_3: Previous work [Gale, Church and Yarowsky, 1992] showed that with high probability a polysemous word has one sense per discourse. In this paper we show that for certain definitions of collocation, a polysemous word exhibits essentially only one sense per collocation. We test this empirical hypothesis for several definitions of sense and collocation, and discover that it holds with 90--99 accuracy for binary ambiguities. We utilize this property in a disambiguation algorithm that achieves precision of 92 using combined models of very local context.", "@cite_4: The concept of maximum entropy can be traced back along multiple threads to Biblical times. Only recently, however, have computers become powerful enough to permit the widescale application of this concept to real world problems in statistical estimation and pattern recognition. In this paper, we describe a method for statistical modeling based on maximum entropy. We present a maximum-likelihood approach for automatically constructing maximum entropy models and describe how to implement this approach efficiently, using as examples several problems in natural language processing.", "@cite_5: A number of researchers in text processing have independently observed that people can consistently determine in which of several given senses a word is being used in text, simply by examining the half dozen or so words just before and just after the word in focus. The question arises whether the same task can be accomplished by mechanical means. Experimental results are presented which suggest an affirmative answer to this query. Three separate methods of discriminating English word senses are compared information-theoretically. Findings include a strong indication of the power of domain-specific content analysis of text, as opposed to domain-general approaches.", "@cite_6: This paper describes an experimental comparison of seven different learning algorithms on the problem of learning to disambiguate the meaning of a word from context. The algorithms tested include statistical, neural-network, decision-tree, rule-based, and case-based classification techniques. The specific problem tested involves disambiguating six senses of the word line'' using the words in the current and proceeding sentence as context. The statistical and neural-network methods perform the best on this particular problem and we discuss a potential reason for this observed difference. We also discuss the role of bias in machine learning and its importance in explaining performance differences observed on specific problems." ]

[ "abstract: In this paper, we define the notion of a preventative expression and discuss a corpus study of such expressions in instructional text. We discuss our coding schema, which takes into account both form and function features, and present measures of inter-coder reliability for those features. We then discuss the correlations that exist between the function and the form features.", "@cite_1: This book offers a unique synthesis of past and current work on the structure, meaning, and use of negation and negative expressions, a topic that has engaged thinkers from Aristotle and the Buddha to Freud and Chomsky. Horn's masterful study melds a review of scholarship in philosophy, psychology, and linguistics with original research, providing a full picture of negation in natural language and thought; this new edition adds a comprehensive preface and bibliography, surveying research since the book's original publication.", "@cite_2: This thesis describes Sonja, a system which uses instructions in the course of visually-guided activity. The thesis explores an integration of research in vision, activity, and natural language pragmatics. Sonja''s visual system demonstrates the use of several intermediate visual processes, particularly visual search and routines, previously proposed on psychophysical grounds. The computations Sonja performs are compatible with the constraints imposed by neuroscientifically plausible hardware. Although Sonja can operate autonomously, it can also make flexible use of instructions provided by a human advisor. The system grounds its understanding of these instructions in perception and action.", "@cite_3: Human agents are extremely flexible in dealing with Natural Language instructions. I argue that most instructions don't exactly mirror the agent's knowledge, but are understood by accommodating them in the context of the general plan the agent is considering; the accommodation process is guided by the goal(s) that the agent is trying to achieve. Therefore a NL system which interprets instructions must be able to recognize and or hypothesize goals; it must make use of a flexible knowledge representation system, able to support the specialized inferences necessary to deal with input action descriptions that do not exactly match the stored knowledge. The data that support my claim are Purpose Clauses (PCs), infinitival constructions as in @math , and Negative Imperatives. I present a pragmatic analysis of both PCs and Negative Imperatives. Furthermore, I analyze the computational consequences of PCs, in terms of the relations between actions PCs express, and of the inferences an agent has to perform to understand PCs. I propose an action representation formalism that provides the required flexibility. It has two components. The Terminological Box (TBox) encodes linguistic knowledge about actions, and is expressed by means of the hybrid system CLASSIC. To guarantee that the primitives of the representation are linguistically motivated, I derive them from Jackendoff's work on Conceptual Structures. The Action Library encodes planning knowledge about actions. The action terms used in the plans are those defined in the TBox. Finally, I present an algorithm that implements inferences necessary to understand @math , and supported by the formalism I propose. In particular, I show how the TBox classifier is used to infer whether @math can be assumed to match one of the substeps in the plan for @math , and how expectations necessary for the match to hold are computed.", "@cite_4: This paper addresses the problem of designing a system that accepts a plan structure of the sort generated by AI planning programs and produces natural language text explaining how to execute the plan. We describe a system that generates text from plans produced by the NONLIN planner (Tate 1976).The results of our system are promising, but the texts still lack much of the smoothness of human-generated text. This is partly because, although the domain of plans seems a priori to provide rich structure that a natural language generator can use, in practice a plan that is generated without the production of explanations in mind rarely contains the kinds of information that would yield an interesting natural language account. For instance, the hierarchical organization assigned to a plan is liable to reflect more a programmer's approach to generating a class of plans efficiently than the way that a human would naturally \"chunk\" the relevant actions. Such problems are, of course, similar to those that Swartout (1983) encountered with expert systems. In addition, AI planners have a restricted view of the world that is hard to match up with the normal semantics of natural language expressions. Thus constructs that are primitive to the planner may be only clumsily or misleadingly expressed in natural language, and the range of possible natural language constructs may be artificially limited by the shallowness of the planner's representations.", "@cite_5: Currently, computational linguists and cognitive scientists working in the area of discourse and dialogue argue that their subjective judgments are reliable using several different statistics, none of which are easily interpretable or comparable to each other. Meanwhile, researchers in content analysis have already experienced the same difficulties and come up with a solution in the kappa statistic. We discuss what is wrong with reliability measures as they are currently used for discourse and dialogue work in computational linguistics and cognitive science, and argue that we would be better off as a field adopting techniques from content analysis." ]

[ "abstract: Hashing is promising for large-scale information retrieval tasks thanks to the efficiency of distance evaluation between binary codes. Generative hashing is often used to generate hashing codes in an unsupervised way. However, existing generative hashing methods only considered the use of simple priors, like Gaussian and Bernoulli priors, which limits these methods to further improve their performance. In this paper, two mixture-prior generative models are proposed, under the objective to produce high-quality hashing codes for documents. Specifically, a Gaussian mixture prior is first imposed onto the variational auto-encoder (VAE), followed by a separate step to cast the continuous latent representation of VAE into binary code. To avoid the performance loss caused by the separate casting, a model using a Bernoulli mixture prior is further developed, in which an end-to-end training is admitted by resorting to the straight-through (ST) discrete gradient estimator. Experimental results on several benchmark datasets demonstrate that the proposed methods, especially the one using Bernoulli mixture priors, consistently outperform existing ones by a substantial margin.", "@cite_1: As the amount of textual data has been rapidly increasing over the past decade, efficient similarity search methods have become a crucial component of large-scale information retrieval systems. A popular strategy is to represent original data samples by compact binary codes through hashing. A spectrum of machine learning methods have been utilized, but they often lack expressiveness and flexibility in modeling to learn effective representations. The recent advances of deep learning in a wide range of applications has demonstrated its capability to learn robust and powerful feature representations for complex data. Especially, deep generative models naturally combine the expressiveness of probabilistic generative models with the high capacity of deep neural networks, which is very suitable for text modeling. However, little work has leveraged the recent progress in deep learning for text hashing. In this paper, we propose a series of novel deep document generative models for text hashing. The first proposed model is unsupervised while the second one is supervised by utilizing document labels tags for hashing. The third model further considers document-specific factors that affect the generation of words. The probabilistic generative formulation of the proposed models provides a principled framework for model extension, uncertainty estimation, simulation, and interpretability. Based on variational inference and reparameterization, the proposed models can be interpreted as encoder-decoder deep neural networks and thus they are capable of learning complex nonlinear distributed representations of the original documents. We conduct a comprehensive set of experiments on four public testbeds. The experimental results have demonstrated the effectiveness of the proposed supervised learning models for text hashing.", "@cite_2: Semantic hashing has become a powerful paradigm for fast similarity search in many information retrieval systems. While fairly successful, previous techniques generally require two-stage training, and the binary constraints are handled ad-hoc. In this paper, we present an end-to-end Neural Architecture for Semantic Hashing (NASH), where the binary hashing codes are treated as Bernoulli latent variables. A neural variational inference framework is proposed for training, where gradients are directly back-propagated through the discrete latent variable to optimize the hash function. We also draw connections between proposed method and rate-distortion theory, which provides a theoretical foundation for the effectiveness of the proposed framework. Experimental results on three public datasets demonstrate that our method significantly outperforms several state-of-the-art models on both unsupervised and supervised scenarios.", "@cite_3: Stochastic neurons and hard non-linearities can be useful for a number of reasons in deep learning models, but in many cases they pose a challenging problem: how to estimate the gradient of a loss function with respect to the input of such stochastic or non-smooth neurons? I.e., can we \"back-propagate\" through these stochastic neurons? We examine this question, existing approaches, and compare four families of solutions, applicable in different settings. One of them is the minimum variance unbiased gradient estimator for stochatic binary neurons (a special case of the REINFORCE algorithm). A second approach, introduced here, decomposes the operation of a binary stochastic neuron into a stochastic binary part and a smooth differentiable part, which approximates the expected effect of the pure stochatic binary neuron to first order. A third approach involves the injection of additive or multiplicative noise in a computational graph that is otherwise differentiable. A fourth approach heuristically copies the gradient with respect to the stochastic output directly as an estimator of the gradient with respect to the sigmoid argument (we call this the straight-through estimator). To explore a context where these estimators are useful, we consider a small-scale version of conditional computation , where sparse stochastic units form a distributed representation of gaters that can turn off in combinatorially many ways large chunks of the computation performed in the rest of the neural network. In this case, it is important that the gating units produce an actual 0 most of the time. The resulting sparsity can be potentially be exploited to greatly reduce the computational cost of large deep networks for which conditional computation would be useful." ]

[ "abstract: Blind image denoising is an important yet very challenging problem in computer vision due to the complicated acquisition process of real images. In this work we propose a new variational inference method, which integrates both noise estimation and image denoising into a unique Bayesian framework, for blind image denoising. Specifically, an approximate posterior, parameterized by deep neural networks, is presented by taking the intrinsic clean image and noise variances as latent variables conditioned on the input noisy image. This posterior provides explicit parametric forms for all its involved hyper-parameters, and thus can be easily implemented for blind image denoising with automatic noise estimation for the test noisy image. On one hand, as other data-driven deep learning methods, our method, namely variational denoising network (VDN), can perform denoising efficiently due to its explicit form of posterior expression. On the other hand, VDN inherits the advantages of traditional model-driven approaches, especially the good generalization capability of generative models. VDN has good interpretability and can be flexibly utilized to estimate and remove complicated non-i.i.d. noise collected in real scenarios. Comprehensive experiments are performed to substantiate the superiority of our method in blind image denoising.", "@cite_1: A constrained optimization type of numerical algorithm for removing noise from images is presented. The total variation of the image is minimized subject to constraints involving the statistics of the noise. The constraints are imposed using Lagrange multipliers. The solution is obtained using the gradient-projection method. This amounts to solving a time dependent partial differential equation on a manifold determined by the constraints. As t--- 0o the solution converges to a steady state which is the denoised image. The numerical algorithm is simple and relatively fast. The results appear to be state-of-the-art for very noisy images. The method is noninvasive, yielding sharp edges in the image. The technique could be interpreted as a first step of moving each level set of the image normal to itself with velocity equal to the curvature of the level set divided by the magnitude of the gradient of the image, and a second step which projects the image back onto the constraint set.", "@cite_2: A new definition of scale-space is suggested, and a class of algorithms used to realize a diffusion process is introduced. The diffusion coefficient is chosen to vary spatially in such a way as to encourage intraregion smoothing rather than interregion smoothing. It is shown that the 'no new maxima should be generated at coarse scales' property of conventional scale space is preserved. As the region boundaries in the approach remain sharp, a high-quality edge detector which successfully exploits global information is obtained. Experimental results are shown on a number of images. Parallel hardware implementations are made feasible because the algorithm involves elementary, local operations replicated over the image. >", "@cite_3: The classical solution to the noise removal problem is the Wiener filter, which utilizes the second-order statistics of the Fourier decomposition. Subband decompositions of natural images have significantly non-Gaussian higher-order point statistics; these statistics capture image properties that elude Fourier-based techniques. We develop a Bayesian estimator that is a natural extension of the Wiener solution, and that exploits these higher-order statistics. The resulting nonlinear estimator performs a \"coring\" operation. We provide a simple model for the subband statistics, and use it to develop a semi-blind noise removal algorithm based on a steerable wavelet pyramid.", "@cite_4: We propose a new measure, the method noise, to evaluate and compare the performance of digital image denoising methods. We first compute and analyze this method noise for a wide class of denoising algorithms, namely the local smoothing filters. Second, we propose a new algorithm, the nonlocal means (NL-means), based on a nonlocal averaging of all pixels in the image. Finally, we present some experiments comparing the NL-means algorithm and the local smoothing filters.", "@cite_5: As a convex relaxation of the low rank matrix factorization problem, the nuclear norm minimization has been attracting significant research interest in recent years. The standard nuclear norm minimization regularizes each singular value equally to pursue the convexity of the objective function. However, this greatly restricts its capability and flexibility in dealing with many practical problems (e.g., denoising), where the singular values have clear physical meanings and should be treated differently. In this paper we study the weighted nuclear norm minimization (WNNM) problem, where the singular values are assigned different weights. The solutions of the WNNM problem are analyzed under different weighting conditions. We then apply the proposed WNNM algorithm to image denoising by exploiting the image nonlocal self-similarity. Experimental results clearly show that the proposed WNNM algorithm outperforms many state-of-the-art denoising algorithms such as BM3D in terms of both quantitative measure and visual perception quality.", "@cite_6: Simultaneous sparse coding (SSC) or nonlocal image representation has shown great potential in various low-level vision tasks, leading to several state-of-the-art image restoration techniques, including BM3D and LSSC. However, it still lacks a physically plausible explanation about why SSC is a better model than conventional sparse coding for the class of natural images. Meanwhile, the problem of sparsity optimization, especially when tangled with dictionary learning, is computationally difficult to solve. In this paper, we take a low-rank approach toward SSC and provide a conceptually simple interpretation from a bilateral variance estimation perspective, namely that singular-value decomposition of similar packed patches can be viewed as pooling both local and nonlocal information for estimating signal variances. Such perspective inspires us to develop a new class of image restoration algorithms called spatially adaptive iterative singular-value thresholding (SAIST). For noise data, SAIST generalizes the celebrated BayesShrink from local to nonlocal models; for incomplete data, SAIST extends previous deterministic annealing-based solution to sparsity optimization through incorporating the idea of dictionary learning. In addition to conceptual simplicity and computational efficiency, SAIST has achieved highly competent (often better) objective performance compared to several state-of-the-art methods in image denoising and completion experiments. Our subjective quality results compare favorably with those obtained by existing techniques, especially at high noise levels and with a large amount of missing data.", "@cite_7: Most of existing image denoising methods assume the corrupted noise to be additive white Gaussian noise (AWGN). However, the realistic noise in real-world noisy images is much more complex than AWGN, and is hard to be modeled by simple analytical distributions. As a result, many state-of-the-art denoising methods in literature become much less effective when applied to real-world noisy images captured by CCD or CMOS cameras. In this paper, we develop a trilateral weighted sparse coding (TWSC) scheme for robust real-world image denoising. Specifically, we introduce three weight matrices into the data and regularization terms of the sparse coding framework to characterize the statistics of realistic noise and image priors. TWSC can be reformulated as a linear equality-constrained problem and can be solved by the alternating direction method of multipliers. The existence and uniqueness of the solution and convergence of the proposed algorithm are analyzed. Extensive experiments demonstrate that the proposed TWSC scheme outperforms state-of-the-art denoising methods on removing realistic noise.", "@cite_8: We develop a framework for learning generic, expressive image priors that capture the statistics of natural scenes and can be used for a variety of machine vision tasks. The approach provides a practical method for learning high-order Markov random field (MRF) models with potential functions that extend over large pixel neighborhoods. These clique potentials are modeled using the Product-of-Experts framework that uses non-linear functions of many linear filter responses. In contrast to previous MRF approaches all parameters, including the linear filters themselves, are learned from training data. We demonstrate the capabilities of this Field-of-Experts model with two example applications, image denoising and image inpainting, which are implemented using a simple, approximate inference scheme. While the model is trained on a generic image database and is not tuned toward a specific application, we obtain results that compete with specialized techniques.", "@cite_9: Arguably several thousands papers are dedicated to image denoising. Most papers assume a fixed noise model, mainly white Gaussian or Poissonian. This assumption is only valid for raw images. Yet, in most images handled by the public and even by scientists, the noise model is imperfectly known or unknown. End users only dispose the result of a complex image processing chain effectuated by uncontrolled hardware and software (and sometimes by chemical means). For such images, recent progress in noise estimation permits to estimate from a single image a noise model, which is simultaneously signal and frequency dependent. We propose here a multiscale denoising algorithm adapted to this broad noise model. This leads to a blind denoising algorithm which we demonstrate on real JPEG images and on scans of old photographs for which the formation model is unknown. The consistency of this algorithm is also verified on simulated distorted images. This algorithm is finally compared with the unique state of the art previous blind denoising method.", "@cite_10: Traditional image denoising algorithms always assume the noise to be homogeneous white Gaussian distributed. However, the noise on real images can be much more complex empirically. This paper addresses this problem and proposes a novel blind image denoising algorithm which can cope with real-world noisy images even when the noise model is not provided. It is realized by modeling image noise with mixture of Gaussian distribution (MoG) which can approximate large varieties of continuous distributions. As the number of components for MoG is unknown practically, this work adopts Bayesian nonparametric technique and proposes a novel Low-rank MoG filter (LR-MoG) to recover clean signals (patches) from noisy ones contaminated by MoG noise. Based on LR-MoG, a novel blind image denoising approach is developed. To test the proposed method, this study conducts extensive experiments on synthesis and real images. Our method achieves the state-of the-art performance consistently.", "@cite_11: Most existing image denoising approaches assumed the noise to be homogeneous white Gaussian distributed with known intensity. However, in real noisy images, the noise models are usually unknown beforehand and can be much more complex. This paper addresses this problem and proposes a novel blind image denoising algorithm to recover the clean image from noisy one with the unknown noise model. To model the empirical noise of an image, our method introduces the mixture of Gaussian distribution, which is flexible enough to approximate different continuous distributions. The problem of blind image denoising is reformulated as a learning problem. The procedure is to first build a two-layer structural model for noisy patches and consider the clean ones as latent variable. To control the complexity of the noisy patch model, this work proposes a novel Bayesian nonparametric prior called “Dependent Dirichlet Process Tree” to build the model. Then, this study derives a variational inference algorithm to estimate model parameters and recover clean patches. We apply our method on synthesis and real noisy images with different noise models. Comparing with previous approaches, ours achieves better performance. The experimental results indicate the efficiency of the proposed algorithm to cope with practical image denoising tasks." ]

[ "abstract: Blind image denoising is an important yet very challenging problem in computer vision due to the complicated acquisition process of real images. In this work we propose a new variational inference method, which integrates both noise estimation and image denoising into a unique Bayesian framework, for blind image denoising. Specifically, an approximate posterior, parameterized by deep neural networks, is presented by taking the intrinsic clean image and noise variances as latent variables conditioned on the input noisy image. This posterior provides explicit parametric forms for all its involved hyper-parameters, and thus can be easily implemented for blind image denoising with automatic noise estimation for the test noisy image. On one hand, as other data-driven deep learning methods, our method, namely variational denoising network (VDN), can perform denoising efficiently due to its explicit form of posterior expression. On the other hand, VDN inherits the advantages of traditional model-driven approaches, especially the good generalization capability of generative models. VDN has good interpretability and can be flexibly utilized to estimate and remove complicated non-i.i.d. noise collected in real scenarios. Comprehensive experiments are performed to substantiate the superiority of our method in blind image denoising.", "@cite_1: We present an approach to low-level vision that combines two main ideas: the use of convolutional networks as an image processing architecture and an unsupervised learning procedure that synthesizes training samples from specific noise models. We demonstrate this approach on the challenging problem of natural image denoising. Using a test set with a hundred natural images, we find that convolutional networks provide comparable and in some cases superior performance to state of the art wavelet and Markov random field (MRF) methods. Moreover, we find that a convolutional network offers similar performance in the blind de-noising setting as compared to other techniques in the non-blind setting. We also show how convolutional networks are mathematically related to MRF approaches by presenting a mean field theory for an MRF specially designed for image denoising. Although these approaches are related, convolutional networks avoid computational difficulties in MRF approaches that arise from probabilistic learning and inference. This makes it possible to learn image processing architectures that have a high degree of representational power (we train models with over 15,000 parameters), but whose computational expense is significantly less than that associated with inference in MRF approaches with even hundreds of parameters.", "@cite_2: We present a novel approach to low-level vision problems that combines sparse coding and deep networks pre-trained with denoising auto-encoder (DA). We propose an alternative training scheme that successfully adapts DA, originally designed for unsupervised feature learning, to the tasks of image denoising and blind inpainting. Our method's performance in the image denoising task is comparable to that of KSVD which is a widely used sparse coding technique. More importantly, in blind image inpainting task, the proposed method provides solutions to some complex problems that have not been tackled before. Specifically, we can automatically remove complex patterns like superimposed text from an image, rather than simple patterns like pixels missing at random. Moreover, the proposed method does not need the information regarding the region that requires inpainting to be given a priori. Experimental results demonstrate the effectiveness of the proposed method in the tasks of image denoising and blind inpainting. We also show that our new training scheme for DA is more effective and can improve the performance of unsupervised feature learning.", "@cite_3: Stacked sparse denoising autoencoders (SSDAs) have recently been shown to be successful at removing noise from corrupted images. However, like most denoising techniques, the SSDA is not robust to variation in noise types beyond what it has seen during training. To address this limitation, we present the adaptive multi-column stacked sparse denoising autoencoder (AMC-SSDA), a novel technique of combining multiple SSDAs by (1) computing optimal column weights via solving a nonlinear optimization program and (2) training a separate network to predict the optimal weights. We eliminate the need to determine the type of noise, let alone its statistics, at test time and even show that the system can be robust to noise not seen in the training set. We show that state-of-the-art denoising performance can be achieved with a single system on a variety of different noise types. Additionally, we demonstrate the efficacy of AMC-SSDA as a preprocessing (denoising) algorithm by achieving strong classification performance on corrupted MNIST digits.", "@cite_4: Image denoising can be described as the problem of mapping from a noisy image to a noise-free image. The best currently available denoising methods approximate this mapping with cleverly engineered algorithms. In this work we attempt to learn this mapping directly with a plain multi layer perceptron (MLP) applied to image patches. While this has been done before, we will show that by training on large image databases we are able to compete with the current state-of-the-art image denoising methods. Furthermore, our approach is easily adapted to less extensively studied types of noise (by merely exchanging the training data), for which we achieve excellent results as well.", "@cite_5: The discriminative model learning for image denoising has been recently attracting considerable attentions due to its favorable denoising performance. In this paper, we take one step forward by investigating the construction of feed-forward denoising convolutional neural networks (DnCNNs) to embrace the progress in very deep architecture, learning algorithm, and regularization method into image denoising. Specifically, residual learning and batch normalization are utilized to speed up the training process as well as boost the denoising performance. Different from the existing discriminative denoising models which usually train a specific model for additive white Gaussian noise at a certain noise level, our DnCNN model is able to handle Gaussian denoising with unknown noise level (i.e., blind Gaussian denoising). With the residual learning strategy, DnCNN implicitly removes the latent clean image in the hidden layers. This property motivates us to train a single DnCNN model to tackle with several general image denoising tasks, such as Gaussian denoising, single image super-resolution, and JPEG image deblocking. Our extensive experiments demonstrate that our DnCNN model can not only exhibit high effectiveness in several general image denoising tasks, but also be efficiently implemented by benefiting from GPU computing.", "@cite_6: In this paper, we propose a very deep fully convolutional encoding-decoding framework for image restoration such as denoising and super-resolution. The network is composed of multiple layers of convolution and deconvolution operators, learning end-to-end mappings from corrupted images to the original ones. The convolutional layers act as the feature extractor, which capture the abstraction of image contents while eliminating noises corruptions. Deconvolutional layers are then used to recover the image details. We propose to symmetrically link convolutional and deconvolutional layers with skip-layer connections, with which the training converges much faster and attains a higher-quality local optimum. First, the skip connections allow the signal to be back-propagated to bottom layers directly, and thus tackles the problem of gradient vanishing, making training deep networks easier and achieving restoration performance gains consequently. Second, these skip connections pass image details from convolutional layers to deconvolutional layers, which is beneficial in recovering the original image. Significantly, with the large capacity, we can handle different levels of noises using a single model. Experimental results show that our network achieves better performance than recent state-of-the-art methods.", "@cite_7: Due to the fast inference and good performance, discriminative learning methods have been widely studied in image denoising. However, these methods mostly learn a specific model for each noise level, and require multiple models for denoising images with different noise levels. They also lack flexibility to deal with spatially variant noise, limiting their applications in practical denoising. To address these issues, we present a fast and flexible denoising convolutional neural network, namely FFDNet, with a tunable noise level map as the input. The proposed FFDNet works on downsampled sub-images, achieving a good trade-off between inference speed and denoising performance. In contrast to the existing discriminative denoisers, FFDNet enjoys several desirable properties, including: 1) the ability to handle a wide range of noise levels (i.e., [0, 75]) effectively with a single network; 2) the ability to remove spatially variant noise by specifying a non-uniform noise level map; and 3) faster speed than benchmark BM3D even on CPU without sacrificing denoising performance. Extensive experiments on synthetic and real noisy images are conducted to evaluate FFDNet in comparison with state-of-the-art denoisers. The results show that FFDNet is effective and efficient, making it highly attractive for practical denoising applications.", "@cite_8: While deep convolutional neural networks (CNNs) have achieved impressive success in image denoising with additive white Gaussian noise (AWGN), their performance remains limited on real-world noisy photographs. The main reason is that their learned models are easy to overfit on the simplified AWGN model which deviates severely from the complicated real-world noise model. In order to improve the generalization ability of deep CNN denoisers, we suggest training a convolutional blind denoising network (CBDNet) with more realistic noise model and real-world noisy-clean image pairs. On the one hand, both signal-dependent noise and in-camera signal processing pipeline is considered to synthesize realistic noisy images. On the other hand, real-world noisy photographs and their nearly noise-free counterparts are also included to train our CBDNet. To further provide an interactive strategy to rectify denoising result conveniently, a noise estimation subnetwork with asymmetric learning to suppress under-estimation of noise level is embedded into CBDNet. Extensive experimental results on three datasets of real-world noisy photographs clearly demonstrate the superior performance of CBDNet over state-of-the-arts in terms of quantitative metrics and visual quality. The code has been made available at this https URL.", "@cite_9: Machine learning techniques work best when the data used for training resembles the data used for evaluation. This holds true for learned single-image denoising algorithms, which are applied to real raw camera sensor readings but, due to practical constraints, are often trained on synthetic image data. Though it is understood that generalizing from synthetic to real data requires careful consideration of the noise properties of image sensors, the other aspects of a camera's image processing pipeline (gain, color correction, tone mapping, etc) are often overlooked, despite their significant effect on how raw measurements are transformed into finished images. To address this, we present a technique to \"unprocess\" images by inverting each step of an image processing pipeline, thereby allowing us to synthesize realistic raw sensor measurements from commonly available internet photos. We additionally model the relevant components of an image processing pipeline when evaluating our loss function, which allows training to be aware of all relevant photometric processing that will occur after denoising. By processing and unprocessing model outputs and training data in this way, we are able to train a simple convolutional neural network that has 14 -38 lower error rates and is 9x-18x faster than the previous state of the art on the Darmstadt Noise Dataset, and generalizes to sensors outside of that dataset as well." ]

[ "abstract: Textual network embeddings aim to learn a low-dimensional representation for every node in the network so that both the structural and textual information from the networks can be well preserved in the representations. Traditionally, the structural and textual embeddings were learned by models that rarely take the mutual influences between them into account. In this paper, a deep neural architecture is proposed to effectively fuse the two kinds of informations into one representation. The novelties of the proposed architecture are manifested in the aspects of a newly defined objective function, the complementary information fusion method for structural and textual features, and the mutual gate mechanism for textual feature extraction. Experimental results show that the proposed model outperforms the comparing methods on all three datasets.", "@cite_1: We propose two novel model architectures for computing continuous vector representations of words from very large data sets. The quality of these representations is measured in a word similarity task, and the results are compared to the previously best performing techniques based on different types of neural networks. We observe large improvements in accuracy at much lower computational cost, i.e. it takes less than a day to learn high quality word vectors from a 1.6 billion words data set. Furthermore, we show that these vectors provide state-of-the-art performance on our test set for measuring syntactic and semantic word similarities.", "@cite_2: The ability to accurately represent sentences is central to language understanding. We describe a convolutional architecture dubbed the Dynamic Convolutional Neural Network (DCNN) that we adopt for the semantic modelling of sentences. The network uses Dynamic k-Max Pooling, a global pooling operation over linear sequences. The network handles input sentences of varying length and induces a feature graph over the sentence that is capable of explicitly capturing short and long-range relations. The network does not rely on a parse tree and is easily applicable to any language. We test the DCNN in four experiments: small scale binary and multi-class sentiment prediction, six-way question classification and Twitter sentiment prediction by distant supervision. The network achieves excellent performance in the first three tasks and a greater than 25 error reduction in the last task with respect to the strongest baseline.", "@cite_3: We report on a series of experiments with convolutional neural networks (CNN) trained on top of pre-trained word vectors for sentence-level classification tasks. We show that a simple CNN with little hyperparameter tuning and static vectors achieves excellent results on multiple benchmarks. Learning task-specific vectors through fine-tuning offers further gains in performance. We additionally propose a simple modification to the architecture to allow for the use of both task-specific and static vectors. The CNN models discussed herein improve upon the state of the art on 4 out of 7 tasks, which include sentiment analysis and question classification.", "@cite_4: Neural machine translation is a recently proposed approach to machine translation. Unlike the traditional statistical machine translation, the neural machine translation aims at building a single neural network that can be jointly tuned to maximize the translation performance. The models proposed recently for neural machine translation often belong to a family of encoder-decoders and consists of an encoder that encodes a source sentence into a fixed-length vector from which a decoder generates a translation. In this paper, we conjecture that the use of a fixed-length vector is a bottleneck in improving the performance of this basic encoder-decoder architecture, and propose to extend this by allowing a model to automatically (soft-)search for parts of a source sentence that are relevant to predicting a target word, without having to form these parts as a hard segment explicitly. With this new approach, we achieve a translation performance comparable to the existing state-of-the-art phrase-based system on the task of English-to-French translation. Furthermore, qualitative analysis reveals that the (soft-)alignments found by the model agree well with our intuition.", "@cite_5: The dominant sequence transduction models are based on complex recurrent or convolutional neural networks that include an encoder and a decoder. The best performing models also connect the encoder and decoder through an attention mechanism. We propose a new simple network architecture, the Transformer, based solely on attention mechanisms, dispensing with recurrence and convolutions entirely. Experiments on two machine translation tasks show these models to be superior in quality while being more parallelizable and requiring significantly less time to train. Our model achieves 28.4 BLEU on the WMT 2014 English-to-German translation task, improving over the existing best results, including ensembles, by over 2 BLEU. On the WMT 2014 English-to-French translation task, our model establishes a new single-model state-of-the-art BLEU score of 41.0 after training for 3.5 days on eight GPUs, a small fraction of the training costs of the best models from the literature.", "@cite_6: The pre-dominant approach to language modeling to date is based on recurrent neural networks. Their success on this task is often linked to their ability to capture unbounded context. In this paper we develop a finite context approach through stacked convolutions, which can be more efficient since they allow parallelization over sequential tokens. We propose a novel simplified gating mechanism that outperforms (2016b) and investigate the impact of key architectural decisions. The proposed approach achieves state-of-the-art on the WikiText-103 benchmark, even though it features long-term dependencies, as well as competitive results on the Google Billion Words benchmark. Our model reduces the latency to score a sentence by an order of magnitude compared to a recurrent baseline. To our knowledge, this is the first time a non-recurrent approach is competitive with strong recurrent models on these large scale language tasks.", "@cite_7: We propose a selective encoding model to extend the sequence-to-sequence framework for abstractive sentence summarization. It consists of a sentence encoder, a selective gate network, and an attention equipped decoder. The sentence encoder and decoder are built with recurrent neural networks. The selective gate network constructs a second level sentence representation by controlling the information flow from encoder to decoder. The second level representation is tailored for sentence summarization task, which leads to better performance. We evaluate our model on the English Gigaword, DUC 2004 and MSR abstractive sentence summarization datasets. The experimental results show that the proposed selective encoding model outperforms the state-of-the-art baseline models." ]

[ "abstract: Recurrent Neural Network (RNN) has been deployed as the de facto model to tackle a wide variety of language generation problems and achieved state-of-the-art (SOTA) performance. However despite its impressive results, the large number of parameters in the RNN model makes deployment in mobile and embedded devices infeasible. Driven by this problem, many works have proposed a number of pruning methods to reduce the sizes of the RNN model. In this work, we propose an end-to-end pruning method for image captioning models equipped with visual attention. Our proposed method is able to achieve sparsity levels up to 97.5 without significant performance loss relative to the baseline (around 1 loss at 40x compression of GRU model). Our method is also simple to use and tune, facilitating faster development times for neural network practitioners. We perform extensive experiments on the popular MS-COCO dataset in order to empirically validate the efficacy of our proposed method.", "@cite_1: Convexity has recently received a lot of attention in the machine learning community, and the lack of convexity has been seen as a major disadvantage of many learning algorithms, such as multi-layer artificial neural networks. We show that training multi-layer neural networks in which the number of hidden units is learned can be viewed as a convex optimization problem. This problem involves an infinite number of variables, but can be solved by incrementally inserting a hidden unit at a time, each time finding a linear classifier that minimizes a weighted sum of errors.", "@cite_2: A very simple way to improve the performance of almost any machine learning algorithm is to train many different models on the same data and then to average their predictions. Unfortunately, making predictions using a whole ensemble of models is cumbersome and may be too computationally expensive to allow deployment to a large number of users, especially if the individual models are large neural nets. Caruana and his collaborators have shown that it is possible to compress the knowledge in an ensemble into a single model which is much easier to deploy and we develop this approach further using a different compression technique. We achieve some surprising results on MNIST and we show that we can significantly improve the acoustic model of a heavily used commercial system by distilling the knowledge in an ensemble of models into a single model. We also introduce a new type of ensemble composed of one or more full models and many specialist models which learn to distinguish fine-grained classes that the full models confuse. Unlike a mixture of experts, these specialist models can be trained rapidly and in parallel.", "@cite_3: Despite their massive size, successful deep artificial neural networks can exhibit a remarkably small difference between training and test performance. Conventional wisdom attributes small generalization error either to properties of the model family, or to the regularization techniques used during training. Through extensive systematic experiments, we show how these traditional approaches fail to explain why large neural networks generalize well in practice. Specifically, our experiments establish that state-of-the-art convolutional networks for image classification trained with stochastic gradient methods easily fit a random labeling of the training data. This phenomenon is qualitatively unaffected by explicit regularization, and occurs even if we replace the true images by completely unstructured random noise. We corroborate these experimental findings with a theoretical construction showing that simple depth two neural networks already have perfect finite sample expressivity as soon as the number of parameters exceeds the number of data points as it usually does in practice. We interpret our experimental findings by comparison with traditional models.", "@cite_4: Deep Neural Networks (DNN) have achieved state-of-the-art results in a wide range of tasks, with the best results obtained with large training sets and large models. In the past, GPUs enabled these breakthroughs because of their greater computational speed. In the future, faster computation at both training and test time is likely to be crucial for further progress and for consumer applications on low-power devices. As a result, there is much interest in research and development of dedicated hardware for Deep Learning (DL). Binary weights, i.e., weights which are constrained to only two possible values (e.g. -1 or 1), would bring great benefits to specialized DL hardware by replacing many multiply-accumulate operations by simple accumulations, as multipliers are the most space and power-hungry components of the digital implementation of neural networks. We introduce BinaryConnect, a method which consists in training a DNN with binary weights during the forward and backward propagations, while retaining precision of the stored weights in which gradients are accumulated. Like other dropout schemes, we show that BinaryConnect acts as regularizer and we obtain near state-of-the-art results with BinaryConnect on the permutation-invariant MNIST, CIFAR-10 and SVHN.", "@cite_5: We introduce a method to train Quantized Neural Networks (QNNs) -- neural networks with extremely low precision (e.g., 1-bit) weights and activations, at run-time. At traintime the quantized weights and activations are used for computing the parameter gradients. During the forward pass, QNNs drastically reduce memory size and accesses, and replace most arithmetic operations with bit-wise operations. As a result, power consumption is expected to be drastically reduced. We trained QNNs over the MNIST, CIFAR-10, SVHN and ImageNet datasets. The resulting QNNs achieve prediction accuracy comparable to their 32-bit counterparts. For example, our quantized version of AlexNet with 1-bit weights and 2-bit activations achieves 51 top-1 accuracy. Moreover, we quantize the parameter gradients to 6-bits as well which enables gradients computation using only bit-wise operation. Quantized recurrent neural networks were tested over the Penn Treebank dataset, and achieved comparable accuracy as their 32-bit counterparts using only 4-bits. Last but not least, we programmed a binary matrix multiplication GPU kernel with which it is possible to run our MNIST QNN 7 times faster than with an unoptimized GPU kernel, without suffering any loss in classification accuracy. The QNN code is available online.", "@cite_6: We propose two efficient approximations to standard convolutional neural networks: Binary-Weight-Networks and XNOR-Networks. In Binary-Weight-Networks, the filters are approximated with binary values resulting in 32 ( ) memory saving. In XNOR-Networks, both the filters and the input to convolutional layers are binary. XNOR-Networks approximate convolutions using primarily binary operations. This results in 58 ( ) faster convolutional operations (in terms of number of the high precision operations) and 32 ( ) memory savings. XNOR-Nets offer the possibility of running state-of-the-art networks on CPUs (rather than GPUs) in real-time. Our binary networks are simple, accurate, efficient, and work on challenging visual tasks. We evaluate our approach on the ImageNet classification task. The classification accuracy with a Binary-Weight-Network version of AlexNet is the same as the full-precision AlexNet. We compare our method with recent network binarization methods, BinaryConnect and BinaryNets, and outperform these methods by large margins on ImageNet, more than (16 , ) in top-1 accuracy. Our code is available at: http: allenai.org plato xnornet." ]

[ "abstract: Recurrent Neural Network (RNN) has been deployed as the de facto model to tackle a wide variety of language generation problems and achieved state-of-the-art (SOTA) performance. However despite its impressive results, the large number of parameters in the RNN model makes deployment in mobile and embedded devices infeasible. Driven by this problem, many works have proposed a number of pruning methods to reduce the sizes of the RNN model. In this work, we propose an end-to-end pruning method for image captioning models equipped with visual attention. Our proposed method is able to achieve sparsity levels up to 97.5 without significant performance loss relative to the baseline (around 1 loss at 40x compression of GRU model). Our method is also simple to use and tune, facilitating faster development times for neural network practitioners. We perform extensive experiments on the popular MS-COCO dataset in order to empirically validate the efficacy of our proposed method.", "@cite_1: We have used information-theoretic ideas to derive a class of practical and nearly optimal schemes for adapting the size of a neural network. By removing unimportant weights from a network, several improvements can be expected: better generalization, fewer training examples required, and improved speed of learning and or classification. The basic idea is to use second-derivative information to make a tradeoff between network complexity and training set error. Experiments confirm the usefulness of the methods on a real-world application.", "@cite_2: The use of information from all second-order derivatives of the error function to perform network pruning (i.e., removing unimportant weights from a trained network) in order to improve generalization, simplify networks, reduce hardware or storage requirements, increase the speed of further training, and, in some cases, enable rule extraction, is investigated. The method, Optimal Brain Surgeon (OBS), is significantly better than magnitude-based methods and Optimal Brain Damage, which often remove the wrong weights. OBS, permits pruning of more weights than other methods (for the same error on the training set), and thus yields better generalization on test data. Crucial to OBS is a recursion relation for calculating the inverse Hessian matrix H sup -1 from training data and structural information of the set. OBS deletes the correct weights from a trained XOR network in every case. >", "@cite_3: This paper proposes a means of using the knowledge in a network to determine the functionality or relevance of individual units, both for the purpose of understanding the network's behavior and improving its performance. The basic idea is to iteratively train the network to a certain performance criterion, compute a measure of relevance that identifies which input or hidden units are most critical to performance, and automatically trim the least relevant units. This skeletonization technique can be used to simplify networks by eliminating units that convey redundant information; to improve learning performance by first learning with spare hidden units and then trimming the unnecessary ones away, thereby constraining generalization; and to understand the behavior of networks in terms of minimal \"rules.\"", "@cite_4: The sensitivity of the global error (cost) function to the inclusion exclusion of each synapse in the artificial neural network is estimated. Introduced are shadow arrays which keep track of the incremental changes to the synaptic weights during a single pass of back-propagating learning. The synapses are then ordered by decreasing sensitivity numbers so that the network can be efficiently pruned by discarding the last items of the sorted list. Unlike previous approaches, this simple procedure does not require a modification of the cost function, does not interfere with the learning process, and demands a negligible computational overhead. >", "@cite_5: This paper presents a variation of the back-propagation algorithm that makes optimal use of a network hidden units by decrasing an \"energy\" term written as a function of the squared activations of these hidden units. The algorithm can automatically find optimal or nearly optimal architectures necessary to solve known Boolean functions, facilitate the interpretation of the activation of the remaining hidden units and automatically estimate the complexity of architectures appropriate for phonetic labeling problems. The general principle of the algorithm can also be adapted to different tasks: for example, it can be used to eliminate the [0, 0] local minimum of the [-1. +1] logistic activation function while preserving a much faster convergence and forcing binary activations over the set of hidden units.", "@cite_6: Abstract It is widely known that, despite its popularity, back propagation learning suffers from various difficulties. There have been many studies aiming at the solution of these. Among them there are a class of learning algorithms, which I call structural learning, aiming at small-sized networks requiring less computational cost. Still more important is the discovery of regularities in or the extraction of rules from training data. For this purpose I propose a learning method called structural learning with forgetting. It is applied to various examples: the discovery of Boolean functions, classification of irises, discovery of recurrent networks, prediction of time series and rule extraction from mushroom data. These results demonstrate the effectiveness of structural learning with forgetting. A comparative study on various structural learning methods also supports its effectiveness." ]

[ "abstract: Recurrent Neural Network (RNN) has been deployed as the de facto model to tackle a wide variety of language generation problems and achieved state-of-the-art (SOTA) performance. However despite its impressive results, the large number of parameters in the RNN model makes deployment in mobile and embedded devices infeasible. Driven by this problem, many works have proposed a number of pruning methods to reduce the sizes of the RNN model. In this work, we propose an end-to-end pruning method for image captioning models equipped with visual attention. Our proposed method is able to achieve sparsity levels up to 97.5 without significant performance loss relative to the baseline (around 1 loss at 40x compression of GRU model). Our method is also simple to use and tune, facilitating faster development times for neural network practitioners. We perform extensive experiments on the popular MS-COCO dataset in order to empirically validate the efficacy of our proposed method.", "@cite_1: Neural networks are both computationally intensive and memory intensive, making them difficult to deploy on embedded systems with limited hardware resources. To address this limitation, we introduce \"deep compression\", a three stage pipeline: pruning, trained quantization and Huffman coding, that work together to reduce the storage requirement of neural networks by 35x to 49x without affecting their accuracy. Our method first prunes the network by learning only the important connections. Next, we quantize the weights to enforce weight sharing, finally, we apply Huffman coding. After the first two steps we retrain the network to fine tune the remaining connections and the quantized centroids. Pruning, reduces the number of connections by 9x to 13x; Quantization then reduces the number of bits that represent each connection from 32 to 5. On the ImageNet dataset, our method reduced the storage required by AlexNet by 35x, from 240MB to 6.9MB, without loss of accuracy. Our method reduced the size of VGG-16 by 49x from 552MB to 11.3MB, again with no loss of accuracy. This allows fitting the model into on-chip SRAM cache rather than off-chip DRAM memory. Our compression method also facilitates the use of complex neural networks in mobile applications where application size and download bandwidth are constrained. Benchmarked on CPU, GPU and mobile GPU, compressed network has 3x to 4x layerwise speedup and 3x to 7x better energy efficiency.", "@cite_2: Neural networks are both computationally intensive and memory intensive, making them difficult to deploy on embedded systems. Also, conventional networks fix the architecture before training starts; as a result, training cannot improve the architecture. To address these limitations, we describe a method to reduce the storage and computation required by neural networks by an order of magnitude without affecting their accuracy by learning only the important connections. Our method prunes redundant connections using a three-step method. First, we train the network to learn which connections are important. Next, we prune the unimportant connections. Finally, we retrain the network to fine tune the weights of the remaining connections. On the ImageNet dataset, our method reduced the number of parameters of AlexNet by a factor of 9x, from 61 million to 6.7 million, without incurring accuracy loss. Similar experiments with VGG-16 found that the total number of parameters can be reduced by 13x, from 138 million to 10.3 million, again with no loss of accuracy.", "@cite_3: Deep learning has become a ubiquitous technology to improve machine intelligence. However, most of the existing deep models are structurally very complex, making them difficult to be deployed on the mobile platforms with limited computational power. In this paper, we propose a novel network compression method called dynamic network surgery, which can remarkably reduce the network complexity by making on-the-fly connection pruning. Unlike the previous methods which accomplish this task in a greedy way, we properly incorporate connection splicing into the whole process to avoid incorrect pruning and make it as a continual network maintenance. The effectiveness of our method is proved with experiments. Without any accuracy loss, our method can efficiently compress the number of parameters in LeNet-5 and AlexNet by a factor of 108x and 17.7x respectively, proving that it outperforms the recent pruning method by considerable margins. Code and some models are available at https: github.com yiwenguo Dynamic-Network-Surgery.", "@cite_4: We investigate a local reparameterizaton technique for greatly reducing the variance of stochastic gradients for variational Bayesian inference (SGVB) of a posterior over model parameters, while retaining parallelizability. This local reparameterization translates uncertainty about global parameters into local noise that is independent across datapoints in the minibatch. Such parameterizations can be trivially parallelized and have variance that is inversely proportional to the mini-batch size, generally leading to much faster convergence. Additionally, we explore a connection with dropout: Gaussian dropout objectives correspond to SGVB with local reparameterization, a scale-invariant prior and proportionally fixed posterior variance. Our method allows inference of more flexibly parameterized posteriors; specifically, we propose variational dropout, a generalization of Gaussian dropout where the dropout rates are learned, often leading to better models. The method is demonstrated through several experiments.", "@cite_5: We explore a recently proposed Variational Dropout technique that provided an elegant Bayesian interpretation to Gaussian Dropout. We extend Variational Dropout to the case when dropout rates are unbounded, propose a way to reduce the variance of the gradient estimator and report first experimental results with individual dropout rates per weight. Interestingly, it leads to extremely sparse solutions both in fully-connected and convolutional layers. This effect is similar to automatic relevance determination effect in empirical Bayes but has a number of advantages. We reduce the number of parameters up to 280 times on LeNet architectures and up to 68 times on VGG-like networks with a negligible decrease of accuracy.", "@cite_6: Neural networks can be compressed to reduce memory and computational requirements, or to increase accuracy by facilitating the use of a larger base architecture. In this paper we focus on pruning individual neurons, which can simultaneously trim model size, FLOPs, and run-time memory. To improve upon the performance of existing compression algorithms we utilize the information bottleneck principle instantiated via a tractable variational bound. Minimization of this information theoretic bound reduces the redundancy between adjacent layers by aggregating useful information into a subset of neurons that can be preserved. In contrast, the activations of disposable neurons are shut off via an attractive form of sparse regularization that emerges naturally from this framework, providing tangible advantages over traditional sparsity penalties without contributing additional tuning parameters to the energy landscape. We demonstrate state-of-the-art compression rates across an array of datasets and network architectures.", "@cite_7: Neural networks are both computationally intensive and memory intensive, making them difficult to deploy on embedded systems with limited hardware resources. To address this limitation, we introduce \"deep compression\", a three stage pipeline: pruning, trained quantization and Huffman coding, that work together to reduce the storage requirement of neural networks by 35x to 49x without affecting their accuracy. Our method first prunes the network by learning only the important connections. Next, we quantize the weights to enforce weight sharing, finally, we apply Huffman coding. After the first two steps we retrain the network to fine tune the remaining connections and the quantized centroids. Pruning, reduces the number of connections by 9x to 13x; Quantization then reduces the number of bits that represent each connection from 32 to 5. On the ImageNet dataset, our method reduced the storage required by AlexNet by 35x, from 240MB to 6.9MB, without loss of accuracy. Our method reduced the size of VGG-16 by 49x from 552MB to 11.3MB, again with no loss of accuracy. This allows fitting the model into on-chip SRAM cache rather than off-chip DRAM memory. Our compression method also facilitates the use of complex neural networks in mobile applications where application size and download bandwidth are constrained. Benchmarked on CPU, GPU and mobile GPU, compressed network has 3x to 4x layerwise speedup and 3x to 7x better energy efficiency.", "@cite_8: The success of CNNs in various applications is accompanied by a significant increase in the computation and parameter storage costs. Recent efforts toward reducing these overheads involve pruning and compressing the weights of various layers without hurting original accuracy. However, magnitude-based pruning of weights reduces a significant number of parameters from the fully connected layers and may not adequately reduce the computation costs in the convolutional layers due to irregular sparsity in the pruned networks. We present an acceleration method for CNNs, where we prune filters from CNNs that are identified as having a small effect on the output accuracy. By removing whole filters in the network together with their connecting feature maps, the computation costs are reduced significantly. In contrast to pruning weights, this approach does not result in sparse connectivity patterns. Hence, it does not need the support of sparse convolution libraries and can work with existing efficient BLAS libraries for dense matrix multiplications. We show that even simple filter pruning techniques can reduce inference costs for VGG-16 by up to 34 and ResNet-110 by up to 38 on CIFAR10 while regaining close to the original accuracy by retraining the networks.", "@cite_9: We propose an efficient and unified framework, namely ThiNet, to simultaneously accelerate and compress CNN models in both training and inference stages. We focus on the filter level pruning, i.e., the whole filter would be discarded if it is less important. Our method does not change the original network structure, thus it can be perfectly supported by any off-the-shelf deep learning libraries. We formally establish filter pruning as an optimization problem, and reveal that we need to prune filters based on statistics information computed from its next layer, not the current layer, which differentiates ThiNet from existing methods. Experimental results demonstrate the effectiveness of this strategy, which has advanced the state-of-the-art. We also show the performance of ThiNet on ILSVRC-12 benchmark. ThiNet achieves 3.31 x FLOPs reduction and 16.63× compression on VGG-16, with only 0.52 top-5 accuracy drop. Similar experiments with ResNet-50 reveal that even for a compact network, ThiNet can also reduce more than half of the parameters and FLOPs, at the cost of roughly 1 top-5 accuracy drop. Moreover, the original VGG-16 model can be further pruned into a very small model with only 5.05MB model size, preserving AlexNet level accuracy but showing much stronger generalization ability.", "@cite_10: To reduce the significant redundancy in deep Convolutional Neural Networks (CNNs), most existing methods prune neurons by only considering the statistics of an individual layer or two consecutive layers (e.g., prune one layer to minimize the reconstruction error of the next layer), ignoring the effect of error propagation in deep networks. In contrast, we argue that for a pruned network to retain its predictive power, it is essential to prune neurons in the entire neuron network jointly based on a unified goal: minimizing the reconstruction error of important responses in the \"final response layer\" (FRL), which is the second-to-last layer before classification. Specifically, we apply feature ranking techniques to measure the importance of each neuron in the FRL, formulate network pruning as a binary integer optimization problem, and derive a closed-form solution to it for pruning neurons in earlier layers. Based on our theoretical analysis, we propose the Neuron Importance Score Propagation (NISP) algorithm to propagate the importance scores of final responses to every neuron in the network. The CNN is pruned by removing neurons with least importance, and it is then fine-tuned to recover its predictive power. NISP is evaluated on several datasets with multiple CNN models and demonstrated to achieve significant acceleration and compression with negligible accuracy loss." ]

[ "abstract: Recurrent Neural Network (RNN) has been deployed as the de facto model to tackle a wide variety of language generation problems and achieved state-of-the-art (SOTA) performance. However despite its impressive results, the large number of parameters in the RNN model makes deployment in mobile and embedded devices infeasible. Driven by this problem, many works have proposed a number of pruning methods to reduce the sizes of the RNN model. In this work, we propose an end-to-end pruning method for image captioning models equipped with visual attention. Our proposed method is able to achieve sparsity levels up to 97.5 without significant performance loss relative to the baseline (around 1 loss at 40x compression of GRU model). Our method is also simple to use and tune, facilitating faster development times for neural network practitioners. We perform extensive experiments on the popular MS-COCO dataset in order to empirically validate the efficacy of our proposed method.", "@cite_1: Model pruning seeks to induce sparsity in a deep neural network's various connection matrices, thereby reducing the number of nonzero-valued parameters in the model. Recent reports (, 2015; , 2017) prune deep networks at the cost of only a marginal loss in accuracy and achieve a sizable reduction in model size. This hints at the possibility that the baseline models in these experiments are perhaps severely over-parameterized at the outset and a viable alternative for model compression might be to simply reduce the number of hidden units while maintaining the model's dense connection structure, exposing a similar trade-off in model size and accuracy. We investigate these two distinct paths for model compression within the context of energy-efficient inference in resource-constrained environments and propose a new gradual pruning technique that is simple and straightforward to apply across a variety of models datasets with minimal tuning and can be seamlessly incorporated within the training process. We compare the accuracy of large, but pruned models (large-sparse) and their smaller, but dense (small-dense) counterparts with identical memory footprint. Across a broad range of neural network architectures (deep CNNs, stacked LSTM, and seq2seq LSTM models), we find large-sparse models to consistently outperform small-dense models and achieve up to 10x reduction in number of non-zero parameters with minimal loss in accuracy.", "@cite_2: Recurrent Neural Networks (RNN) are widely used to solve a variety of problems and as the quantity of data and the amount of available compute have increased, so have model sizes. The number of parameters in recent state-of-the-art networks makes them hard to deploy, especially on mobile phones and embedded devices. The challenge is due to both the size of the model and the time it takes to evaluate it. In order to deploy these RNNs efficiently, we propose a technique to reduce the parameters of a network by pruning weights during the initial training of the network. At the end of training, the parameters of the network are sparse while accuracy is still close to the original dense neural network. The network size is reduced by 8x and the time required to train the model remains constant. Additionally, we can prune a larger dense network to achieve better than baseline performance while still reducing the total number of parameters significantly. Pruning RNNs reduces the size of the model and can also help achieve significant inference time speed-up using sparse matrix multiply. Benchmarks show that using our technique model size can be reduced by 90 and speed-up is around 2x to 7x.", "@cite_3: Model compression is an effective technique to efficiently deploy neural network models on mobile devices which have limited computation resources and tight power budgets. Conventional model compression techniques rely on hand-crafted features and require domain experts to explore the large design space trading off among model size, speed, and accuracy, which is usually sub-optimal and time-consuming. In this paper, we propose AutoML for Model Compression (AMC) which leverages reinforcement learning to efficiently sample the design space and can improve the model compression quality. We achieved state-of-the-art model compression results in a fully automated way without any human efforts. Under 4 ( ) FLOPs reduction, we achieved 2.7 better accuracy than the hand-crafted model compression method for VGG-16 on ImageNet. We applied this automated, push-the-button compression pipeline to MobileNet-V1 and achieved a speedup of 1.53 ( ) on the GPU (Titan Xp) and 1.95 ( ) on an Android phone (Google Pixel 1), with negligible loss of accuracy.", "@cite_4: Neural network pruning techniques can reduce the parameter counts of trained networks by over 90 , decreasing storage requirements and improving computational performance of inference without compromising accuracy. However, contemporary experience is that the sparse architectures produced by pruning are difficult to train from the start, which would similarly improve training performance. We find that a standard pruning technique naturally uncovers subnetworks whose initializations made them capable of training effectively. Based on these results, we articulate the \"lottery ticket hypothesis:\" dense, randomly-initialized, feed-forward networks contain subnetworks (\"winning tickets\") that - when trained in isolation - reach test accuracy comparable to the original network in a similar number of iterations. The winning tickets we find have won the initialization lottery: their connections have initial weights that make training particularly effective. We present an algorithm to identify winning tickets and a series of experiments that support the lottery ticket hypothesis and the importance of these fortuitous initializations. We consistently find winning tickets that are less than 10-20 of the size of several fully-connected and convolutional feed-forward architectures for MNIST and CIFAR10. Above this size, the winning tickets that we find learn faster than the original network and reach higher test accuracy.", "@cite_5: Long short-term memory (LSTM) has been widely used for sequential data modeling. Researchers have increased LSTM depth by stacking LSTM cells to improve performance. This incurs model redundancy, increases run-time delay, and makes the LSTMs more prone to overfitting. To address these problems, we propose a hidden-layer LSTM (H-LSTM) that adds hidden layers to LSTM's original one level non-linear control gates. H-LSTM increases accuracy while employing fewer external stacked layers, thus reducing the number of parameters and run-time latency significantly. We employ grow-and-prune (GP) training to iteratively adjust the hidden layers through gradient-based growth and magnitude-based pruning of connections. This learns both the weights and the compact architecture of H-LSTM control gates. We have GP-trained H-LSTMs for image captioning and speech recognition applications. For the NeuralTalk architecture on the MSCOCO dataset, our three models reduce the number of parameters by 38.7x [floating-point operations (FLOPs) by 45.5x], run-time latency by 4.5x, and improve the CIDEr score by 2.6. For the DeepSpeech2 architecture on the AN4 dataset, our two models reduce the number of parameters by 19.4x (FLOPs by 23.5x), run-time latency by 15.7 , and the word error rate from 12.9 to 8.7 . Thus, GP-trained H-LSTMs can be seen to be compact, fast, and accurate.", "@cite_6: The lottery ticket hypothesis proposes that over-parameterization of deep neural networks (DNNs) aids training by increasing the probability of a \"lucky\" sub-network initialization being present rather than by helping the optimization process. This phenomenon is intriguing and suggests that initialization strategies for DNNs can be improved substantially, but the lottery ticket hypothesis has only previously been tested in the context of supervised learning for natural image tasks. Here, we evaluate whether \"winning ticket\" initializations exist in two different domains: reinforcement learning (RL) and in natural language processing (NLP). For RL, we analyzed a number of discrete-action space tasks, including both classic control and pixel control. For NLP, we examined both recurrent LSTM models and large-scale Transformer models. Consistent with work in supervised image classification, we confirm that winning ticket initializations generally outperform parameter-matched random initializations, even at extreme pruning rates. Together, these results suggest that the lottery ticket hypothesis is not restricted to supervised learning of natural images, but rather represents a broader phenomenon in DNNs." ]

[ "abstract: Recurrent Neural Network (RNN) has been deployed as the de facto model to tackle a wide variety of language generation problems and achieved state-of-the-art (SOTA) performance. However despite its impressive results, the large number of parameters in the RNN model makes deployment in mobile and embedded devices infeasible. Driven by this problem, many works have proposed a number of pruning methods to reduce the sizes of the RNN model. In this work, we propose an end-to-end pruning method for image captioning models equipped with visual attention. Our proposed method is able to achieve sparsity levels up to 97.5 without significant performance loss relative to the baseline (around 1 loss at 40x compression of GRU model). Our method is also simple to use and tune, facilitating faster development times for neural network practitioners. We perform extensive experiments on the popular MS-COCO dataset in order to empirically validate the efficacy of our proposed method.", "@cite_1: Recurrent neural networks (RNNs), including long short-term memory (LSTM) RNNs, have produced state-of-the-art results on a variety of speech recognition tasks. However, these models are often too large in size for deployment on mobile devices with memory and latency constraints. In this work, we study mechanisms for learning compact RNNs and LSTMs via low-rank factorizations and parameter sharing schemes. Our goal is to investigate redundancies in recurrent architectures where compression can be admitted without losing performance. A hybrid strategy of using structured matrices in the bottom layers and shared low-rank factors on the top layers is found to be particularly effective, reducing the parameters of a standard LSTM by 75 , at a small cost of 0.3 increase in WER, on a 2,000-hr English Voice Search task.", "@cite_2: This paper develops the FastRNN and FastGRNN algorithms to address the twin RNN limitations of inaccurate training and inefficient prediction. Previous approaches have improved accuracy at the expense of increased prediction costs making them infeasible for resource-constrained and real-time applications. Unitary RNNs have increased accuracy somewhat by restricting the range of the state transition matrix's singular values but have also increased the model size as they required a larger number of hidden units to make up for the loss in expressive power. Gated RNNs have obtained state-of-the-art accuracies by adding extra parameters thereby resulting in even larger models. FastRNN addresses these limitations by developing a leaky integrator unit inspired peephole connection that does not constrain the range of the singular values explicitly and has only two extra scalar parameters. FastGRNN then extends the peephole to a gated architecture by reusing the RNN matrices in the gate to match state-of-the-art accuracies but with a 2-4x smaller model as compared to other gated architectures and with almost no overheads over a standard RNN. Further compression could be achieved by allowing FastGRNN's matrices to be low-rank, sparse and quantized without a significant loss in accuracy. Experiments on multiple benchmark datasets revealed that FastGRNN could make more accurate predictions with up to a 35x smaller model as compared to leading unitary and gated RNN techniques. FastGRNN's code can be publicly downloaded from .", "@cite_3: Recurrent neural networks (RNNs) have achieved state-of-the-art performances in many natural language processing tasks, such as language modeling and machine translation. However, when the vocabulary is large, the RNN model will become very big (e.g., possibly beyond the memory capacity of a GPU device) and its training will become very inefficient. In this work, we propose a novel technique to tackle this challenge. The key idea is to use 2-Component (2C) shared embedding for word representations. We allocate every word in the vocabulary into a table, each row of which is associated with a vector, and each column associated with another vector. Depending on its position in the table, a word is jointly represented by two components: a row vector and a column vector. Since the words in the same row share the row vector and the words in the same column share the column vector, we only need @math vectors to represent a vocabulary of @math unique words, which are far less than the @math vectors required by existing approaches. Based on the 2-Component shared embedding, we design a new RNN algorithm and evaluate it using the language modeling task on several benchmark datasets. The results show that our algorithm significantly reduces the model size and speeds up the training process, without sacrifice of accuracy (it achieves similar, if not better, perplexity as compared to state-of-the-art language models). Remarkably, on the One-Billion-Word benchmark Dataset, our algorithm achieves comparable perplexity to previous language models, whilst reducing the model size by a factor of 40-100, and speeding up the training process by a factor of 2. We name our proposed algorithm to reflect its very small model size and very high training speed.", "@cite_4: Automatically describing the contents of an image is one of the fundamental problems in artificial intelligence. Recent research has primarily focussed on improving the quality of the generated descriptions. It is possible to construct multiple architectures that achieve equivalent performance for the same task. Among these, the smaller architecture is desirable as they require less communication across servers during distributed training and less bandwidth to export a new model from one place to another through a network. Generally, a deep learning architecture for image captioning consists of a Convolutional Neural Network (CNN) and a Recurrent Neural Network (RNN) clubbed together within an encoder-decoder framework. We propose to combine a significantly smaller CNN architecture termed SqueezeNet and a memory and computation efficient LightRNN within a visual attention framework. Experimental evaluation of the proposed architecture on Flickr8k, Flickr30k and MS-COCO datasets reveal superior result when compared to the state of the art.", "@cite_5: Long short-term memory (LSTM) has been widely used for sequential data modeling. Researchers have increased LSTM depth by stacking LSTM cells to improve performance. This incurs model redundancy, increases run-time delay, and makes the LSTMs more prone to overfitting. To address these problems, we propose a hidden-layer LSTM (H-LSTM) that adds hidden layers to LSTM's original one level non-linear control gates. H-LSTM increases accuracy while employing fewer external stacked layers, thus reducing the number of parameters and run-time latency significantly. We employ grow-and-prune (GP) training to iteratively adjust the hidden layers through gradient-based growth and magnitude-based pruning of connections. This learns both the weights and the compact architecture of H-LSTM control gates. We have GP-trained H-LSTMs for image captioning and speech recognition applications. For the NeuralTalk architecture on the MSCOCO dataset, our three models reduce the number of parameters by 38.7x [floating-point operations (FLOPs) by 45.5x], run-time latency by 4.5x, and improve the CIDEr score by 2.6. For the DeepSpeech2 architecture on the AN4 dataset, our two models reduce the number of parameters by 19.4x (FLOPs by 23.5x), run-time latency by 15.7 , and the word error rate from 12.9 to 8.7 . Thus, GP-trained H-LSTMs can be seen to be compact, fast, and accurate." ]

[ "abstract: BERT (, 2018) and RoBERTa (, 2019) has set a new state-of-the-art performance on sentence-pair regression tasks like semantic textual similarity (STS). However, it requires that both sentences are fed into the network, which causes a massive computational overhead: Finding the most similar pair in a collection of 10,000 sentences requires about 50 million inference computations ( 65 hours) with BERT. The construction of BERT makes it unsuitable for semantic similarity search as well as for unsupervised tasks like clustering. In this publication, we present Sentence-BERT (SBERT), a modification of the pretrained BERT network that use siamese and triplet network structures to derive semantically meaningful sentence embeddings that can be compared using cosine-similarity. This reduces the effort for finding the most similar pair from 65 hours with BERT RoBERTa to about 5 seconds with SBERT, while maintaining the accuracy from BERT. We evaluate SBERT and SRoBERTa on common STS tasks and transfer learning tasks, where it outperforms other state-of-the-art sentence embeddings methods.", "@cite_1: We introduce a new language representation model called BERT, which stands for Bidirectional Encoder Representations from Transformers. Unlike recent language representation models, BERT is designed to pre-train deep bidirectional representations from unlabeled text by jointly conditioning on both left and right context in all layers. As a result, the pre-trained BERT model can be fine-tuned with just one additional output layer to create state-of-the-art models for a wide range of tasks, such as question answering and language inference, without substantial task-specific architecture modifications. BERT is conceptually simple and empirically powerful. It obtains new state-of-the-art results on eleven natural language processing tasks, including pushing the GLUE score to 80.5 (7.7 point absolute improvement), MultiNLI accuracy to 86.7 (4.6 absolute improvement), SQuAD v1.1 question answering Test F1 to 93.2 (1.5 point absolute improvement) and SQuAD v2.0 Test F1 to 83.1 (5.1 point absolute improvement).", "@cite_2: The dominant sequence transduction models are based on complex recurrent or convolutional neural networks that include an encoder and a decoder. The best performing models also connect the encoder and decoder through an attention mechanism. We propose a new simple network architecture, the Transformer, based solely on attention mechanisms, dispensing with recurrence and convolutions entirely. Experiments on two machine translation tasks show these models to be superior in quality while being more parallelizable and requiring significantly less time to train. Our model achieves 28.4 BLEU on the WMT 2014 English-to-German translation task, improving over the existing best results, including ensembles, by over 2 BLEU. On the WMT 2014 English-to-French translation task, our model establishes a new single-model state-of-the-art BLEU score of 41.0 after training for 3.5 days on eight GPUs, a small fraction of the training costs of the best models from the literature.", "@cite_3: Semantic Textual Similarity (STS) measures the meaning similarity of sentences. Applications include machine translation (MT), summarization, generation, question answering (QA), short answer grading, semantic search, dialog and conversational systems. The STS shared task is a venue for assessing the current state-of-the-art. The 2017 task focuses on multilingual and cross-lingual pairs with one sub-track exploring MT quality estimation (MTQE) data. The task obtained strong participation from 31 teams, with 17 participating in all language tracks. We summarize performance and review a selection of well performing methods. Analysis highlights common errors, providing insight into the limitations of existing models. To support ongoing work on semantic representations, the STS Benchmark is introduced as a new shared training and evaluation set carefully selected from the corpus of English STS shared task data (2012-2017).", "@cite_4: Language model pretraining has led to significant performance gains but careful comparison between different approaches is challenging. Training is computationally expensive, often done on private datasets of different sizes, and, as we will show, hyperparameter choices have significant impact on the final results. We present a replication study of BERT pretraining (, 2019) that carefully measures the impact of many key hyperparameters and training data size. We find that BERT was significantly undertrained, and can match or exceed the performance of every model published after it. Our best model achieves state-of-the-art results on GLUE, RACE and SQuAD. These results highlight the importance of previously overlooked design choices, and raise questions about the source of recently reported improvements. We release our models and code.", "@cite_5: With the capability of modeling bidirectional contexts, denoising autoencoding based pretraining like BERT achieves better performance than pretraining approaches based on autoregressive language modeling. However, relying on corrupting the input with masks, BERT neglects dependency between the masked positions and suffers from a pretrain-finetune discrepancy. In light of these pros and cons, we propose XLNet, a generalized autoregressive pretraining method that (1) enables learning bidirectional contexts by maximizing the expected likelihood over all permutations of the factorization order and (2) overcomes the limitations of BERT thanks to its autoregressive formulation. Furthermore, XLNet integrates ideas from Transformer-XL, the state-of-the-art autoregressive model, into pretraining. Empirically, XLNet outperforms BERT on 20 tasks, often by a large margin, and achieves state-of-the-art results on 18 tasks including question answering, natural language inference, sentiment analysis, and document ranking." ]

[ "abstract: Video action recognition, which is topical in computer vision and video analysis, aims to allocate a short video clip to a pre-defined category such as brushing hair or climbing stairs. Recent works focus on action recognition with deep neural networks that achieve state-of-the-art results in need of high-performance platforms. Despite the fast development of mobile computing, video action recognition on mobile devices has not been fully discussed. In this paper, we focus on the novel mobile video action recognition task, where only the computational capabilities of mobile devices are accessible. Instead of raw videos with huge storage, we choose to extract multiple modalities (including I-frames, motion vectors, and residuals) directly from compressed videos. By employing MobileNetV2 as backbone, we propose a novel Temporal Trilinear Pooling (TTP) module to fuse the multiple modalities for mobile video action recognition. In addition to motion vectors, we also provide a temporal fusion method to explicitly induce the temporal context. The efficiency test on a mobile device indicates that our model can perform mobile video action recognition at about 40FPS. The comparative results on two benchmarks show that our model outperforms existing action recognition methods in model size and time consuming, but with competitive accuracy.", "@cite_1: We investigate architectures of discriminatively trained deep Convolutional Networks (ConvNets) for action recognition in video. The challenge is to capture the complementary information on appearance from still frames and motion between frames. We also aim to generalise the best performing hand-crafted features within a data-driven learning framework. Our contribution is three-fold. First, we propose a two-stream ConvNet architecture which incorporates spatial and temporal networks. Second, we demonstrate that a ConvNet trained on multi-frame dense optical flow is able to achieve very good performance in spite of limited training data. Finally, we show that multitask learning, applied to two different action classification datasets, can be used to increase the amount of training data and improve the performance on both. Our architecture is trained and evaluated on the standard video actions benchmarks of UCF-101 and HMDB-51, where it is competitive with the state of the art. It also exceeds by a large margin previous attempts to use deep nets for video classification.", "@cite_2: Deep convolutional networks have achieved great success for visual recognition in still images. However, for action recognition in videos, the advantage over traditional methods is not so evident. This paper aims to discover the principles to design effective ConvNet architectures for action recognition in videos and learn these models given limited training samples. Our first contribution is temporal segment network (TSN), a novel framework for video-based action recognition. which is based on the idea of long-range temporal structure modeling. It combines a sparse temporal sampling strategy and video-level supervision to enable efficient and effective learning using the whole action video. The other contribution is our study on a series of good practices in learning ConvNets on video data with the help of temporal segment network. Our approach obtains the state-the-of-art performance on the datasets of HMDB51 ( ( 69.4 , )) and UCF101 ( ( 94.2 , )). We also visualize the learned ConvNet models, which qualitatively demonstrates the effectiveness of temporal segment network and the proposed good practices (Models and code at https: github.com yjxiong temporal-segment-networks).", "@cite_3: We propose bilinear models, a recognition architecture that consists of two feature extractors whose outputs are multiplied using outer product at each location of the image and pooled to obtain an image descriptor. This architecture can model local pairwise feature interactions in a translationally invariant manner which is particularly useful for fine-grained categorization. It also generalizes various orderless texture descriptors such as the Fisher vector, VLAD and O2P. We present experiments with bilinear models where the feature extractors are based on convolutional neural networks. The bilinear form simplifies gradient computation and allows end-to-end training of both networks using image labels only. Using networks initialized from the ImageNet dataset followed by domain specific fine-tuning we obtain 84.1 accuracy of the CUB-200-2011 dataset requiring only category labels at training time. We present experiments and visualizations that analyze the effects of fine-tuning and the choice two networks on the speed and accuracy of the models. Results show that the architecture compares favorably to the existing state of the art on a number of fine-grained datasets while being substantially simpler and easier to train. Moreover, our most accurate model is fairly efficient running at 8 frames sec on a NVIDIA Tesla K40 GPU. The source code for the complete system will be made available at http: vis-www.cs.umass.edu bcnn.", "@cite_4: Two-stream convolutional networks have shown strong performance in video action recognition tasks. The key idea is to learn spatiotemporal features by fusing convolutional networks spatially and temporally. However, it remains unclear how to model the correlations between the spatial and temporal structures at multiple abstraction levels. First, the spatial stream tends to fail if two videos share similar backgrounds. Second, the temporal stream may be fooled if two actions resemble in short snippets, though appear to be distinct in the long term. We propose a novel spatiotemporal pyramid network to fuse the spatial and temporal features in a pyramid structure such that they can reinforce each other. From the architecture perspective, our network constitutes hierarchical fusion strategies which can be trained as a whole using a unified spatiotemporal loss. A series of ablation experiments support the importance of each fusion strategy. From the technical perspective, we introduce the spatiotemporal compact bilinear operator into video analysis tasks. This operator enables efficient training of bilinear fusion operations which can capture full interactions between the spatial and temporal features. Our final network achieves state-of-the-art results on standard video datasets.", "@cite_5: Bilinear models has been shown to achieve impressive performance on a wide range of visual tasks, such as semantic segmentation, fine grained recognition and face recognition. However, bilinear features are high dimensional, typically on the order of hundreds of thousands to a few million, which makes them impractical for subsequent analysis. We propose two compact bilinear representations with the same discriminative power as the full bilinear representation but with only a few thousand dimensions. Our compact representations allow back-propagation of classification errors enabling an end-to-end optimization of the visual recognition system. The compact bilinear representations are derived through a novel kernelized analysis of bilinear pooling which provide insights into the discriminative power of bilinear pooling, and a platform for further research in compact pooling methods. Experimentation illustrate the utility of the proposed representations for image classification and few-shot learning across several datasets.", "@cite_6: Convolutional Neural Networks (CNNs) with Bilinear Pooling, initially in their full form and later using compact representations, have yielded impressive performance gains on a wide range of visual tasks, including fine-grained visual categorization, visual question answering, face recognition, and description of texture and style. The key to their success lies in the spatially invariant modeling of pairwise (2nd order) feature interactions. In this work, we propose a general pooling framework that captures higher order interactions of features in the form of kernels. We demonstrate how to approximate kernels such as Gaussian RBF up to a given order using compact explicit feature maps in a parameter-free manner. Combined with CNNs, the composition of the kernel can be learned from data in an end-to-end fashion via error back-propagation. The proposed kernel pooling scheme is evaluated in terms of both kernel approximation error and visual recognition accuracy. Experimental evaluations demonstrate state-of-the-art performance on commonly used fine-grained recognition datasets." ]

[ "abstract: Video action recognition, which is topical in computer vision and video analysis, aims to allocate a short video clip to a pre-defined category such as brushing hair or climbing stairs. Recent works focus on action recognition with deep neural networks that achieve state-of-the-art results in need of high-performance platforms. Despite the fast development of mobile computing, video action recognition on mobile devices has not been fully discussed. In this paper, we focus on the novel mobile video action recognition task, where only the computational capabilities of mobile devices are accessible. Instead of raw videos with huge storage, we choose to extract multiple modalities (including I-frames, motion vectors, and residuals) directly from compressed videos. By employing MobileNetV2 as backbone, we propose a novel Temporal Trilinear Pooling (TTP) module to fuse the multiple modalities for mobile video action recognition. In addition to motion vectors, we also provide a temporal fusion method to explicitly induce the temporal context. The efficiency test on a mobile device indicates that our model can perform mobile video action recognition at about 40FPS. The comparative results on two benchmarks show that our model outperforms existing action recognition methods in model size and time consuming, but with competitive accuracy.", "@cite_1: Recent research on deep neural networks has focused primarily on improving accuracy. For a given accuracy level, it is typically possible to identify multiple DNN architectures that achieve that accuracy level. With equivalent accuracy, smaller DNN architectures offer at least three advantages: (1) Smaller DNNs require less communication across servers during distributed training. (2) Smaller DNNs require less bandwidth to export a new model from the cloud to an autonomous car. (3) Smaller DNNs are more feasible to deploy on FPGAs and other hardware with limited memory. To provide all of these advantages, we propose a small DNN architecture called SqueezeNet. SqueezeNet achieves AlexNet-level accuracy on ImageNet with 50x fewer parameters. Additionally, with model compression techniques we are able to compress SqueezeNet to less than 0.5MB (510x smaller than AlexNet).", "@cite_2: We present an interpretation of Inception modules in convolutional neural networks as being an intermediate step in-between regular convolution and the depthwise separable convolution operation (a depthwise convolution followed by a pointwise convolution). In this light, a depthwise separable convolution can be understood as an Inception module with a maximally large number of towers. This observation leads us to propose a novel deep convolutional neural network architecture inspired by Inception, where Inception modules have been replaced with depthwise separable convolutions. We show that this architecture, dubbed Xception, slightly outperforms Inception V3 on the ImageNet dataset (which Inception V3 was designed for), and significantly outperforms Inception V3 on a larger image classification dataset comprising 350 million images and 17,000 classes. Since the Xception architecture has the same number of parameters as Inception V3, the performance gains are not due to increased capacity but rather to a more efficient use of model parameters.", "@cite_3: We introduce an extremely computation-efficient CNN architecture named ShuffleNet, which is designed specially for mobile devices with very limited computing power (e.g., 10-150 MFLOPs). The new architecture utilizes two new operations, pointwise group convolution and channel shuffle, to greatly reduce computation cost while maintaining accuracy. Experiments on ImageNet classification and MS COCO object detection demonstrate the superior performance of ShuffleNet over other structures, e.g. lower top-1 error (absolute 7.8 ) than recent MobileNet [12] on ImageNet classification task, under the computation budget of 40 MFLOPs. On an ARM-based mobile device, ShuffleNet achieves 13A— actual speedup over AlexNet while maintaining comparable accuracy.", "@cite_4: Currently, the neural network architecture design is mostly guided by the indirect metric of computation complexity, i.e., FLOPs. However, the direct metric, e.g., speed, also depends on the other factors such as memory access cost and platform characterics. Thus, this work proposes to evaluate the direct metric on the target platform, beyond only considering FLOPs. Based on a series of controlled experiments, this work derives several practical guidelines for efficient network design. Accordingly, a new architecture is presented, called ShuffleNet V2. Comprehensive ablation experiments verify that our model is the state-of-the-art in terms of speed and accuracy tradeoff.", "@cite_5: We present a class of efficient models called MobileNets for mobile and embedded vision applications. MobileNets are based on a streamlined architecture that uses depth-wise separable convolutions to build light weight deep neural networks. We introduce two simple global hyper-parameters that efficiently trade off between latency and accuracy. These hyper-parameters allow the model builder to choose the right sized model for their application based on the constraints of the problem. We present extensive experiments on resource and accuracy tradeoffs and show strong performance compared to other popular models on ImageNet classification. We then demonstrate the effectiveness of MobileNets across a wide range of applications and use cases including object detection, finegrain classification, face attributes and large scale geo-localization.", "@cite_6: In this paper we describe a new mobile architecture, MobileNetV2, that improves the state of the art performance of mobile models on multiple tasks and benchmarks as well as across a spectrum of different model sizes. We also describe efficient ways of applying these mobile models to object detection in a novel framework we call SSDLite. Additionally, we demonstrate how to build mobile semantic segmentation models through a reduced form of DeepLabv3 which we call Mobile DeepLabv3. is based on an inverted residual structure where the shortcut connections are between the thin bottleneck layers. The intermediate expansion layer uses lightweight depthwise convolutions to filter features as a source of non-linearity. Additionally, we find that it is important to remove non-linearities in the narrow layers in order to maintain representational power. We demonstrate that this improves performance and provide an intuition that led to this design. Finally, our approach allows decoupling of the input output domains from the expressiveness of the transformation, which provides a convenient framework for further analysis. We measure our performance on ImageNet [1] classification, COCO object detection [2], VOC image segmentation [3]. We evaluate the trade-offs between accuracy, and number of operations measured by multiply-adds (MAdd), as well as actual latency, and the number of parameters." ]

[ "abstract: In this paper, we study a family of non-convex and possibly non-smooth inf-projection minimization problems, where the target objective function is equal to minimization of a joint function over another variable. This problem includes difference of convex (DC) functions and a family of bi-convex functions as special cases. We develop stochastic algorithms and establish their first-order convergence for finding a (nearly) stationary solution of the target non-convex function under different conditions of the component functions. To the best of our knowledge, this is the first work that comprehensively studies stochastic optimization of non-convex inf-projection minimization problems with provable convergence guarantee. Our algorithms enable efficient stochastic optimization of a family of non-decomposable DC functions and a family of bi-convex functions. To demonstrate the power of the proposed algorithms we consider an important application in variance-based regularization, and experiments verify the effectiveness of our inf-projection based formulation and the proposed stochastic algorithm in comparison with previous stochastic algorithms based on the min-max formulation for achieving the same effect.", "@cite_1: We give improved constants for data dependent and variance sensitive confidence bounds, called empirical Bernstein bounds, and extend these inequalities to hold uniformly over classes of functions whose growth function is polynomial in the sample size n. The bounds lead us to consider sample variance penalization, a novel learning method which takes into account the empirical variance of the loss function. We give conditions under which sample variance penalization is effective. In particular, we present a bound on the excess risk incurred by the method. Using this, we argue that there are situations in which the excess risk of our method is of order 1 n, while the excess risk of empirical risk minimization is of order 1 √n. We show some experimental results, which confirm the theory. Finally, we discuss the potential application of our results to sample compression schemes." ]

[ "abstract: In this paper, we study a family of non-convex and possibly non-smooth inf-projection minimization problems, where the target objective function is equal to minimization of a joint function over another variable. This problem includes difference of convex (DC) functions and a family of bi-convex functions as special cases. We develop stochastic algorithms and establish their first-order convergence for finding a (nearly) stationary solution of the target non-convex function under different conditions of the component functions. To the best of our knowledge, this is the first work that comprehensively studies stochastic optimization of non-convex inf-projection minimization problems with provable convergence guarantee. Our algorithms enable efficient stochastic optimization of a family of non-decomposable DC functions and a family of bi-convex functions. To demonstrate the power of the proposed algorithms we consider an important application in variance-based regularization, and experiments verify the effectiveness of our inf-projection based formulation and the proposed stochastic algorithm in comparison with previous stochastic algorithms based on the min-max formulation for achieving the same effect.", "@cite_1: We give improved constants for data dependent and variance sensitive confidence bounds, called empirical Bernstein bounds, and extend these inequalities to hold uniformly over classes of functions whose growth function is polynomial in the sample size n. The bounds lead us to consider sample variance penalization, a novel learning method which takes into account the empirical variance of the loss function. We give conditions under which sample variance penalization is effective. In particular, we present a bound on the excess risk incurred by the method. Using this, we argue that there are situations in which the excess risk of our method is of order 1 n, while the excess risk of empirical risk minimization is of order 1 √n. We show some experimental results, which confirm the theory. Finally, we discuss the potential application of our results to sample compression schemes.", "@cite_2: We give improved constants for data dependent and variance sensitive confidence bounds, called empirical Bernstein bounds, and extend these inequalities to hold uniformly over classes of functions whose growth function is polynomial in the sample size n. The bounds lead us to consider sample variance penalization, a novel learning method which takes into account the empirical variance of the loss function. We give conditions under which sample variance penalization is effective. In particular, we present a bound on the excess risk incurred by the method. Using this, we argue that there are situations in which the excess risk of our method is of order 1 n, while the excess risk of empirical risk minimization is of order 1 √n. We show some experimental results, which confirm the theory. Finally, we discuss the potential application of our results to sample compression schemes." ]